# STATE OF CONNECTICUT DEPARTMENT OF ENVIRONMENTAL PROTECTION

State ofConnecticut & Sikorsky Aircraft Corporation ) ) ) ) ) Trading Agreement & OrderNo. 8293

WHEREAS, the Commissioner ofEnviromnental Protection ("Commissioner") and Sikorsky Aircraft Corporation ("Respondent") agree thatthe Commissioner may issue apermit or order to allow emissions trading in accordance with Section22a-174-220) ofthe Regulations ofConnecticut State Agencies ("Regulations") as a method ofcompliance with Section 22a-174-22 ofthe Regulations: A. Atthe request and withthe agreement ofRespondent, the Commissioner finds the following: 1. This Trading Agreement and Order supersedes Trading Agreement and OrderNo. 8120A and all subsequent modifications thereto. 2. Respondent is a corporationthat owns and operates a facility involved in aircraft manufacturing at 6900 Main Street, Stratford ("facility"). 3. Atthe facility, Respondent operates the emission units described inTable 1 below, which are subjectto Section 22a-174-22 ofthe Regulations ofConnecticut State Agencies ("Regulations") pertaining to the control ofNitrogen Oxide (NOx) emissions. 4. Forthe purposes ofthis Trading Agreement and Order, the following definitions shall apply:

a. Allowable Emission Limit (AEL): the applicable NOx emission limit set forth in Section 22a-174-22(e) or Section 22a-174-22(f) ofthe Regulations corresponding to eachemission unit described in Table 1 ofthis Trading Agreement and Order. b. Allowance: CAIRNOx Ozone Season allowance originally allocatedto a CAIRNOx Ozone Seasonunit located in the State ofConnecticut, as defined in Section 22a-174-22c ofthe Regulations or aNOx allowance designated specifically for compliance during Ozone Season control periods and allocated to a CAIRNOx Ozone Seasonunit located in the State ofConnecticut afterthe date ofissuance ofthis Trading Agreement and Order. (Printed on Recycled Paper) 79 Elm Street • Hartford, CT 06106-5127 www.ct.gov/dep An Equal Opportunity EmployerSikorsky Aircraft Corporation 2 Trading Agreement & OrderNo. 8293

c. Discrete Emission Reduction Credit (DERC): a unit that was generated and approved by the Commissioner in accordance with a Trading Agreement and Order issued by the Commissioner or generated and approved by the Commissioner in accordance with a protocol submitted and approved pursuant to Section 22a-174-38 ofthe Regulations. Such unit is equivalentto 1 ton of NOx emissions and may be used for emissions trading in accordance with Section 22a-174-22(j) ofthe Regulations, subjectto the provisions ofPart B of this Trading Agreement and Order. d. Non-Attainment Area: means the geographic area which has been designated as nonattainmentpursuantto 40 CFR 81 in accordance with the provisions of 42 USC 7407 (Section 107 ofthe Act). Pursuant to 40 CFR 81.307, the designated ozone non-attainment areas in the State ofConnecticut are: the Greater Connecticut, CT area and the New York-Northern New Jersey-Long Island, NY-NJ-CT area.

e. Full Load Emission Rate ("FLER"): Nitrogen Oxide ("NOx") emission rate corresponding to each emission unit described in Table 1 ofthis Trading Agreement and Order that the Respondent shall not cause or allow the emissions ofNOx from that emission unit to exceed; and thatthe Respondent agrees suchFLER shall serve as the basis for determining Estimated DERCs Required, Estimated Allowances Required, Actual DERCs required, and Actual Allowances Required in accordance with this Trading Agreement and Order. f. CArRNATS: means "CArRNOxOzone Season Allowance Tracking System" as defined in 40 CFR 96.302. g. Ozone Season: May 1 through September 30 ofeach calendaryear or such period as defined by the U.S. Environmental Protection Agency, subsequent to the issuance ofthis Trading Agreement and Order.

- -""" - Table 1 Respondent

- NOx Emission Rates, FLERs and Allowable Limits (Ibs/MMBtu) ._- - --- UNIT- Heat Stack FLER AEL Date of Date of reg. or Input Test Rate (lb/mmbtu) (Ib/mmbtu) Last Stack Next Stack permit no. Fuel (MMBtu) Test Test BoilerNo. 1 No.6 oil 48.0 0.379 0.39 0.25 5/16/2005 5/17/2010 R178-0019 Boiler No.2 No.6 oil 48.0 0.289 0.34 0.25 5/16/2005 5/1712010 R178-0018 BoilerNo.3 No.6 oil 48.0 0.322 0.35 0.25 5/16/2005 5/17/2010 R178-0017 BoilerNo. 4 No.6 oil 48.0 0.319 0.33 0.25 5/16/2005 5/17/2010 R178-0016 BoilerNO.5 NO.6 oil 49.5 0.325 0.35 0.25 9/2/2005 913/2010 P178-0039

.. -- --Sikorsky Aircraft Corporation 3 Trading Agreement & OrderNo. 8293 5. The Respondent agrees that the actual NOx emissions rate from the emission units described inTable 1, when buming the corresponding fuels exceeds the corresponding AELs. 6. Pursuantto Section 22a-174-22(j) ofthe Regulations, Respondentproposes to comply with Section 22a-174-22(e) ofthe Regulations, when operating the emission units described in Table I and buming the corresponding fuels by means ofemissions trading in accordance with the provisions ofthis Trading Agreement and Order. 7. Respondentproposes to use a full load emission rate ("FLER") identified in Table 1 for the purposes ofcalculating DERCs and allowances required. The Commissioner, in accordance with Section 22a-174-22(j) ofthe Regulations hereby allows the Respondent to comply with Section 22a-174-22 ofthe Regulations atthe facility through the use of emissions trading, subjectto the provisions ofthis Trading Agreement and Order. B. With the agreement ofRespondent, the Commissioner, acting under Sections 22a-6, 22a-174, 22a176, and 22a-177 ofthe Connecticut General Statutes, hereby orders Respondent as follows: 1. Expiration ofthis Trading Agreement and Order: The Respondent may only use emissions trading, subject to the provisions ofthis Trading Agreement and Order, until the date of expiration ofthis Trading Agreement and Order. The date ofexpiration ofthis Trading Agreement and Order shall be the earlier of:

a. January 1,2013; b. The date upon whichthe Respondent demonstrates to the Commissioner's satisfaction that actual NOx emissions from the emissionunit, at all times, do not exceedthe corresponding AEL(s);

c. The date specified in any written notice from the Commissioner stating thatthe Respondent is no longer allowed to use emissions trading due to the Respondent's violation ofany provision ofthis Trading Agreement and Order; or d. The date specified in any written notice from the Commissioner, notifYing the Respondentthatthe Commissionerhas detennined the use ofemissions trading as a compliance optionhas been further restricted, modified or nullified by:

(i) the promulgation ofan Act, Statute, or Regulations; or (ii) the issuance ofajudgment or courtorder.

2. Respondent shall obtain and use sufficient DERCs and/or Allowances in such a manner as to comply with Paragraphs B.8 and B.9 ofthis Trading Agreement and Order. All Allowances used must come from an emissionunit that is within the same ozone nonattainment area as the Respondent. All Allowances used by the Respondent must be for the current vintage year.Sikorsky Aircraft Corporation 4 Trading Agreement & OrderNo. 8293 All DERCs used during the Ozone Season, shall have been generated during an Ozone Season by the operation ofan emissionunit that is not a CAIRNOx Ozone Season unit, as defined in Section 22a-I74-22c ofthe Regulations. 3. Priorto using Allowances in accordance with Paragraph B.8 ofthis Trading Agreement and Orderthe Respondent shall obtain a General Account or Compliance Account inthe CAIR NATS. 4. Vintage Restriction. For the purposes ofcompliance with Section 22a-174-22 ofthe Regulations and the provisions ofthis Trading Agreement and Order, DERCs shall only remain valid for five (5) calendaryears from the year ofthe generation ofsuch DERCs. DERCs olderthan five (5) calendaryears from their creation are not valid for use for compliance with Section 22a-I74-22 ofthe Regulations and the provisions ofthis Trading Agreement and Order. 5. Respondent shall not cause or allow actual NOx emissions from the operation ofthe emission units described in Table 1 ofthis Trading Agreement and Order to exceed the corresponding FLERs. Compliance with the corresponding FLERsspecified in Table 1 shall be detennined based on the results ofemissions testing performed in accordance with Section 22a-I74-22 of the Regulations orNOx emissions monitored andrecorded by a continuous emissions monitoring system that was approved by the Commissionerand that complies with Section 22a-174-4 ofthe Regulations and either40 CFR60, Appendices B&F or 40 CFR 75. 6

.. Ozone Season Fuel Use Restriction: Notwithstanding the provisions ofParagraph B.2 ofthis Trading Agreement and Order, when operating the emission units described in Table 1 during the Ozone Season, the Respondent shall operate those units while firing or co-firing the lowest NOx emitting fuel type or combination offuel types thatthe units are authorized to bum in accordance with Departmental permit, registration, orapplicable regulation. 7. Notwithstanding Paragraph B.6 ofthis Trading Agreement and Order, during the Ozone Season, the Respondentmay operate the emission units described above on fuels that result in higheremissions ofNOx, ifeither:

a. the availability offuel oil that complies with Paragraph B.6 is inadequate to meet the needs ofresidential, commercial and industrial users inthis state and that such inadequate supply constitutes an emergency; or b. the supply ofgaseous fuels to the emissionunits is interrupted due to inadequate supply or in accordance with an interruptible supply agreement between the Respondent and the gaseous fuel supplier. 8. DERC/Allowance Use. Before the first day ofeach calendar month, the Respondent shall possess a quantity ofDERCs and/or Allowances that equals or exceeds the quantity ofActual DERCs Required and/or Actual Allowances Required in that month. Compliance with Paragraph B.8 ofthis Trading Agreement and Order shall be determined as follows:Sikorsky Aircraft Corporation 

### 5 Trading Agreement & Order No. 8293

a. Before the first day ofeachmonth, Respondent shall estimate DERCs and/or Allowances required for such calendarmonth for each emission unit using the corresponding FLER and AEL from Table 1 as follows: Estimated DERCs/Allowances Required = {(Estimated fuel use in MMBtu) x ((FLER) c (0.95 x AEL))}+2000 Ibs/ton Where:

• AEL

- Allowable Emission limit, as defined inParagraph A.4 ofthis Trading Agreement and Order

• FLER = Full Load Emission Rate, as defined in Paragraph A.4 ofthis Trading Agreement and Order

• Discount (0.95) = 5% design margin applied to the AEL. b. No laterthan the twentieth day ofeachmonth, Respondent shall calculate actual DERCs and/or Allowances used in the preceding calendar month for each emission unitusingthe corresponding FLER and AEL from Table 1 as follows: Actual DERCs/ Allowances Required = {(Actual fuel use in MMBtu) x ((FLER)

- (0.95 x AEL))} +2000 Ibs/ton.

c. At the end ofeach calendar year, the Respondent shall demonstrate that any Allowances used for compliance during the year are surplus, quantifiable, enforceable andpennanent. This shall be detennined by demonstrating thatthe Seller's actual NOx emissions during the ozone season as reported to EPA were equal to or less than the amount ofAllowances allocated to the Sellerby the State ofConnecticutminus the Allowances purchased by the Respondent. 9. On orbefore January 31 ofeach calendaryear, the Respondent shall deduct a quantity of DERCs from the current balance ofDERCs possessed by the Respondent and/ortransfer a quantity ofAllowances from the Respondent's NOx General Accountto the CT StateNOx Retirement Account (Account ID CT0000000300 inthe CAlRNATS) such thatthe total is equal to the sum ofActual DERCs/ Allowances Required pursuantto Paragraph 3.8 ofthis Trading Agreement and Order for the preceding calendaryear, rounded up to the nearest whole ton. 10. Doubling: lfthe Actual DERCs/Allowances Required for any month, determined in accordance with Paragraph B.8, exceeds the quantity ofDERCs and/or Allowances in the Respondent's possession onthe first day ofthat month, then in addition to the deduction or transfer specified in Paragraphs 3.9, the Respondent shall deduct a quantity ofDERCs from the current balance ofDERCs possessed by the Respondent and/or transfer a quantity of Allowances from the Respondent's NOx General Account to the CT StateNOx RetirementSikorsky Aircraft Corporation 

### 6 Trading Agreement & OrderNo. 8293 State NOx Retirement Account (Account ID CT0000000300 in the CAIRNATS) such that the total is equal to Actual DERCslAllowances Required for that month. Such additional DERC deduction or Allowance transfer shall be performed at the same time as the DERC deduction or Allowance transfer specified in Paragraph B.9 ofthis Trading Agreement and Order. Notwithstanding the provisions ofParagraph B.l0 ofthis Trading Agreement and Order, any violation ofParagraph B.8 ofthis Trading Agreement and Order may be subject to additional enforcement action as may be deemed appropriate by the Commissioner in accordance with the Department's enforcementresponse policy. 11. Maintenance and Tune-up. Not more than 1 year from the date ofissuance ofthis Trading Agreement and Order, the Respondent shall perform maintenance and inspection ofeach emission unit listed in Table 

### 1. Suchmaintenance and inspection shall include, but not be limitedto, the following:

a. Inspect the combustion system, and clean or replace any components ofthe combustion system as necessary, in accordance with manufacturer's specification or current good engineering practice; b. Inspect the system controlling the air-to-fuel ratio, and ensure that it is calibrated and functioning in accordance with the manufacturer's specifications or current good engineering practice;

c. Measure the operating parameters ofthe emissionunit used to determine thatthe emission unit is operating in accordance with manufacturer's specification or current good engineering practice priorto and after any adjustments are made during maintenance, tune-up, or inspection activity; d. Make and keep records including, but not limited to, the following:

I. Demonstration that any maintenance, tune-up, and/or inspection activity perfonned on the emission units described in Table 1 in accordance with Paragraph B.ll ofthis Trading Agreement and Order has beenperformed in accordance with the manufacturer's specifications ofcurrent good engineering practice,

11. The date and a description ofany maintenance, tune-up, and/or inspection activity performed on the emission units described in Table 1 in accordance with Paragraph B.ll ofthis Trading Agreement and Order, iii. The name, title and affiliation ofthe person conducting any maintenance, tune-up, andlor inspection activity performed on the emission units described in Table 1 in accordance with Paragraph B.ll ofthis Trading Agreement and Order,Sikorsky Aircraft Corporation 

### 7 Trading Agreement & OrderNo. 8293

12. Record Keeping; iv. The operating parameters ofthe emission unitused to determine that the emission unit is operating in accordance with manufacturer's specification or current good engineering practice priorto and after any adjustments are made during maintenance, tune-up, or inspection activity performed in accordance with Paragraph B.II ofthis Trading Agreement and Order.

a. By the close ofeach calendar day, the Respondent shall record the actual fuel type and the actual quantity ofeachtype offuel in units ofvolume per day or MMbtu per day for each fuel used by any emissionunit described in this Trading Agreement and orderonthe preceding day; b. On orbefore the first day ofeach calendar month, the Respondent shall record the number ofDERCs and corresponding serial numbers and vintages for all DERCs in its possession on the first calendarday ofthat calendarmonth,

c. On or before the first day ofeach calendarmonth, the Respondent shall record the number ofAllowances and corresponding identification numbers and vintages for all Allowances in its possession onthe first calendar day of that calendarmonth, d. On or before the first day ofeach calendar month, the Respondent shall record the number ofDERCs and corresponding serial numbers, vintages, purchase/sales dates, and seller/buyer for all DERCs purchased or sold during the preceding calendar month,

e. On or before the first day ofeach calendarmonth, the Respondent shall record the number ofAllowances and corresponding identification numbers, purchase/sales dates, allocation years, and seller/buyer for all Allowances purchased or sold during the preceding calendarmonth, f. On or before the first day ofeach calendar month, the Respondent shall record the Estimated DERCs/Allowances Required for that calendar month determined in accordance with Paragraph B.8 ofthis Trading Agreement and Order. g. On orbefore the twentieth calendar day ofeach calendar month, the Respondent shall record the Actual DERCs/Allowances Required for the preceding calendar month determined in accordance with Paragraph B.8 of this Trading Agreement and Order; h. On or before January 31 ofeach calendar year, the Respondent shall record the quantity ofDERCs deducted in accordance with Paragraphs B.9 and B.IO ofthis Trading Agreementand Order. Such records shall include the serial number and vintage ofeachDERC deducted from the Respondents current balance pursuant to Paragraphs B.9 and B.IO ofthis Trading Agreement and Order.Sikorsky Aircraft Corporation 8 Trading Agreement & OrderNo. 8293

I. On or before January 31 ofeach calendaryear, the Respondent shall record the quantity ofAllowances transferred in accordance with Paragraphs B.9 and B.I0 ofthis Trading Agreement and Order. Such records shall include the identification number and allocation year ofeach Allowance transferred pursuantto Paragraphs B.9 and B.I0 ofthis Trading Agreement and Order. J. For each month ofthe Ozone season, the Respondent shall maintain records attesting to the fact that any DERCs deducted from its balance in accordance with Paragraphs B.9 and B.I0 were created during an Ozone season. Generator certification ofthis fact shall be sufficient. k. On each day during the ozone season that the Respondent operates in accordance with Paragraph B.7 ofthis Trading Agreement and Order, the Respondent shall make and keep Records ofall emission unit operation in accordance with Paragraph B.7 ofthis Trading Agreement and Order, including copies ofany written correspondence from the Respondent's fuel supplier detailing the duration and circumstances ofthe inadequate fuel oil· supply or interruption ofgaseous fuel supply to the emission units. 13. Respondent shall retain records and supporting documentation required by this Trading Agreement and Order for a minimum offive years, conUl1encing on the date suchrecords were created. Respondent shall provide the records specified above to the Commissioner within thirty (30) days ofreceipt ofa written request from the Commissioner. All records shall be maintained in accordance with Sections 22a-174-4 and 22a-174-22 ofthe Regulations. 14. Reporting: No laterthan March I ofevery year after issuance ofthis Trading Agreement and Order, the Respondent shall submit to the Commissioner a writtenreport containing copies of all ofthe records required pursuant to Paragraph B.9 ofthis Trading Agreement and Order. The Commissionermay prescribe the fonus to be used for the submission ofthese reports. The Respondent shall submitthese reports on such forms, ifprescribed by the Commissioner. 15. FLER Violation. Violation ofan established FLER shall subject Respondentto make restitution by matching the quantity ofemissions ("true up") caused by the exceedance plus a 100% premium. The true up in tons ofDERCs orAllowances shall be equal to the FLER exceedance inlbs/MMBtu, multiplied by the total heat input during the period of noncompliance divided by 2000 lbs/ton. Ifthe period ofnoncompliance is not known, the time period from the completion ofthe last/previous Department witnessed emission test through the date that FLER compliance is achieved as approved by the Commissioner shall be used. Notwithstanding this requirement, exceedance ofany FLER contained in Table I is a violation in Paragraph B.8 ofthis Trading Agreement and Order subjectto enforcement action in accordance with the Department ofEnviroumental Protection's Enforcement Response Policy, in effect atthe time ofsuch violation. 16. FLERModification. FLERs set forth in Table I ofthis Trading Agreement and Order may be modified only after the consent ofthe Commissioner by written modification ofthis Trading Agreement and Order. 17. Emissions Testing. The Respondent shall perform emissions testing in accordance with Section 22a-174-22(k) ofthe Regulations for each emission unit described in Table I ofthisSikorsky Aircraft Corporation 

### 9 Trading Agreement & OrderNo. 8293 Trading Agreement and Orderthat is not equipped with a continuous emissions monitoring system thatwas approved by the Commissioner and that complies with Section 22a-174-4 of the Regulations and either 40 CFR 60, Appendix B&F or 40 CFR 75. 18. Full compliance. Respondent shall not be considered in full compliance with this Trading Agreement and Order until all actions required by this Trading Agreement and Orderhave been completed as approved and to the Commissioner's satisfaction. 19. Approvals. Respondent shall use best efforts to submit to the Commissioner all documents required by this Trading Agreement and Order in a complete and approvable form. Ifthe Commissioner notifies Respondent that any document or other action is deficient, and does not approve itwith conditions ormodifications, it is deemed disapproved, and Respondent shall correctthe deficiencies and resubmit it within the time specified by the Commissioner or, ifno time is specified by the COl1l1nissioner, within 30 days ofthe Commissioner's notice ofdeficiencies. In approving any document or other action underthis Trading Agreement and Order, the Commissioner may approve the document or other action as submitted orperformed orwith such conditions or modifications as the Commissioner deems necessary to carry outthe purposes ofthis Trading Agreement and Order. Nothing inthis paragraph shall excuse noncompliance or delay. 20. Definitions. As used in this Trading Agreement and Order "Commissioner" means the Commissioner or a representative ofthe Commissioner; The date of"issuance" ofthis Trading Agreement and Order is the date the Trading Agreement and Order is deposited in the U.S. mail or personally delivered, whichever is earlier. 21. Dates. The date ofsubmission to the Commissioner ofany document required by this Trading Agreement and Order shall be the date such document is received by the Commissioner. The date ofany notice by the Commissioner under Trading Agreement and Order, including but not limited to notice ofapproval or disapproval ofany document or other action, shall be the date such notice is deposited inthe U.S. mail or is personally delivered, whichever is earlier. Except as otherwise specified in this Trading Agreement and Order, the word "day" as used inthis Trading Agreement and Ordermeans calendar day. Any document or action which is required by this Trading Agreement and Orderto be submitted orperfonned by a date which falls on a Saturday, Sunday ora COl1l1ecticut or federal holiday shall be submitted orperformed by the next day which is not a Saturday, Sunday or COl1l1ecticut or federal holiday. 22. Certification ofdocuments. Any document, including butnot limited to any notice, which is required to be submittedto the Commissioner underthis Trading Agreement and Order shall be signed by the Respondent or, ifRespondent is not an individual, by an individual, employed by the Respondent, who satisfies the criteria set forth in Section 22a-174-2a(a)(I) ofthe Regulations ofConnecticut State Agencies and by the individual(s) responsible for actually preparing such document. Each individual who signs documents in accordance with this Paragraph shall certifY in writing as follows: "I have personally examined and am familiar with the infoffilation submitted inthis document and all attachments thereto, and I certify, based on reasonable investigation,Sikorsky Aircraft Corporation 10 Trading Agreement & OrderNo. 8293 including my inquiry ofthose individuals responsible for obtaining the information, that the submitted information is true, accurate and complete to the best ofmy knowledge and belief. Iunderstand that any false statement made inthe submitted information may be punishable as a criminal offense under Section 53a-157b ofthe Connecticut General Statutes and any other applicable law." 23. Noncompliance. This Trading Agreementand Order is a final order ofthe Commissioner with respectto the matters addressed herein, and is nonappealable and immediately enforceable. Failure to comply with this Trading Agreement and Order may subject Respondent to an injunction andpenalties. 24. False statements. Any false statement in any information submitted pursuantto this Trading Agreement and Ordermay be punishable as a criminal offense under Section 53a157b ofthe Connecticut General Statutes and any other applicable law. 25. Notice oftransfer; liability ofRespondent. Until Respondenthas fully complied with this Trading Agreement and Order, Respondent shall notifY the Commissioner in writing no laterthan 15 days after transferring all or any portion ofthe facility, the operations, the site orthe business which is the subject ofthis Trading Agreement and Order or after obtaining a new mailing or location address. Respondent's obligations underthis Trading Agreementand Order shall not be affected by the passage oftitle to any property to any other person or municipality. 26. Commissioner's powers. Nothing in this Trading Agreement and Order shall affectthe Commissioner's authority to institute any proceeding or take any other action to prevent or abate violations oflaw, prevent or abate pollution, recover costs and natural resource damages, and to impose penalties for past, present, or future violations oflaw. Ifat any time the Commissioner determines that the actions taken by Respondentpursuantto this Trading Agreement and Order have not successfully corrected all violations, fully characterized the extent or degree ofany pollution, or successfully abated orprevented pollution, the Commissioner may institute any proceeding to require Respondentto undertake further investigation or further action to prevent or abate violations or pollution. 27. Respondent's obligations under law. Nothing in this Trading Agreementand Order shall relieve Respondent ofother obligations under applicable federal, state and local law. 28. No assurance by Commissioner. No provision ofthis Trading Agreement and Order and no action or inaction by the Commissioner shall be construed to constitute an assurance by the Commissionerthatthe actions taken by Respondent pursuant to this Trading Agreement and Order will result in compliance orprevent or abate pollution. 29. Access to premises. Any representative ofthe Department ofEnvironmental Protection may enter the without prior notice for the purposes ofmonitoring and enforcing the actions required or allowedby this Trading Agreement and Order. 30. No effect on rights ofother persons. This Trading Agreement and Order neither creates nor affects any rights ofpersons or municipalities that are not pmties to this TradingSikorsky Aircraft Corporation Agreement and Order. 11 Trading Agreement & OrderNo. 8293

31. No Creation ofProperty Rights. This Consent Order does not create any property rights with respectto these DERCs or Allowances. 32. Notice to Commissioner ofchanges. Within 15days ofthe date Respondentbecomes aware ofa change in any information submitted to the Commissioner under this Trading Agreement and Order, orthat any such information was inaccurate or misleading or that any relevant information was omitted, Respondent shall submitthe correct or omitted informationto the Commissioner. 33. Notification ofnoncompliance. In the event that Respondent becomes aware that it did not or may not comply, or did not ormay not comply on time, with any requirement of this Trading Agreement and Order or ofany document required hereunder, Respondent shall immediately notify by telephone the individual identified in the nextparagraph and shall take all reasonable steps to ensure that any noncompliance or delay is avoided or, if unavoidable, is minimizedto the greatest extent possible. Within five 

### (5) days ofthe initial notice, Respondent shall submit in writing the date, time, and duration ofthe noncompliance and the reasons for the noncompliance or delay andpropose, for the review and written approval ofthe Commissioner, dates by which compliance will be achieved, and Respondent shall comply with any dates which may be approved in writing by the Commissioner. Notification by Respondent shall not excuse noncompliance or delay, and the Commissioner's approval ofany compliance dates proposed shall not excuse noncompliance or delay unless specifically so stated by the Commissioner in writing. 34. Submission ofdocuments. Any documentrequired to be submittedto the Commissioner underthis Trading Agreement and Order shall, unless otherwise specified in this Trading Agreement and Order or in writing by the Commissioner, be directedto: Supervisor Administrative Enforcement Group Engineering and Enforcement Division Bureau ofAir Management Department ofEnvironmental Protection 79 Elm Street, 

### 5th Floor Hartford, Connecticut 06106 (860) 424-3702Sikorsky Aircraft Corporation 12 Trading Agreement & OrderNo. 8293 Respondent consents to the issuance ofthis Trading Agreement and Order without further notice. The undersigned certifies that he/she is fully authorized to enter into this Trading Agreement and Order and to legally bind Respondent to the terms and conditions ofthe Trading Agreement and Order.

SIKORSKY AIRCRAFT CORPORATION
Signature:

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Issued as a final consent order ofthe Commissioner ofthe DepartmentofEnvironmental Protection. 

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G . R s ,Director Engl eeril & Enforcement Division Bureau ofAir Management

CITY OF STRATFORD MAILED CERTIFIED MAIL, RETURN RECEIPT REQUESTED Certified Document Date 

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