DEPARTMENT OF HOMELAND SECURITY 

Office of the Secretary 

6 CFR Chs. I and II 

[DHS Docket No. OGC-RP-04-001]

Unified Agenda of Federal Regulatory and Deregulatory Actions 

AGENCY: Office of the Secretary, DHS. 

ACTION: Semiannual regulatory agenda. 

SUMMARY: This regulatory agenda is a semiannual summary of current and projected rulemakings, 

existing regulations, and completed actions of the Department of Homeland Security (DHS) and its 

components. This agenda provides the public with information about DHS’s regulatory activity. DHS 

expects that this information will enable the public to be more aware of, and effectively participate in, the 

Department’s regulatory activity. DHS invites the public to submit comments on any aspect of this 

agenda. 

FOR FURTHER INFORMATION CONTACT: 

General 

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Regulations.gov Friday, May 23, 2014 Unified Agenda
Please direct general comments and inquiries on the agenda to the Regulatory Affairs Law Division, 

Office of the General Counsel, U.S. Department of Homeland Security, 245 Murray Lane, Mail Stop 0485, 

Washington, DC 20528-0485. 

Specific 

Please direct specific comments and inquiries on individual regulatory actions identified in this agenda to 

the individual listed in the summary of the regulation as the point of contact for that regulation.

SUPPLEMENTARY INFORMATION: DHS provides this notice pursuant to the requirements of the 

Regulatory Flexibility Act (Pub. L. 96-354, Sept. 19, 1980) and Executive Order 12866 “Regulatory 

Planning and Review” (Sept. 30, 1993) as incorporated in Executive Order 13563 “Improving Regulation 

and Regulatory Review” (Jan. 18, 2011), which require the Department to publish a semiannual agenda 

of regulations. The regulatory agenda is a summary of current and projected rulemakings, as well as 

actions completed since the publication of the last regulatory agenda for the Department. DHS’s last 

semiannual regulatory agenda was published on January 7, 2014, at 79 FR 1174. 

 Beginning in fall 2007, the Internet became the basic means for disseminating the Unified Agenda. 

The complete Unified Agenda is available online at www.reginfo.gov. 

 The Regulatory Flexibility Act (5 U.S.C. 602) requires Federal agencies to publish their regulatory 

flexibility agendas in the Federal Register. A regulatory flexibility agenda shall contain, among other 

things, a brief description of the subject area of any rule which is likely to have a significant economic 

impact on a substantial number of small entities. DHS’s printed agenda entries include regulatory actions 

that are in the Department’s regulatory flexibility agenda. Printing of these entries is limited to fields that 

contain information required by the agenda provisions of the Regulatory Flexibility Act. Additional 

information on these entries is available in the Unified Agenda published on the Internet.

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 The semiannual agenda of the Department conforms to the Unified Agenda format developed by the 

Regulatory Information Service Center. 

Dated: February 28, 2014. 

NAME: Christina E. McDonald,

Associate General Counsel for Regulatory Affairs.

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The 142 Regulatory Agendas

Office of the Secretary - PreRule

Title

Regulation 

Identifier 

Number

Chemical Facility Anti-Terrorism Standards (CFATS) 1601-AA69

Office of the Secretary - Proposed Rule

Title

Regulation 

Identifier 

Number

Freedom of Information Act and Privacy Act Procedures 1601-AA00

Nondiscrimination on the Basis of Sex in Education Programs or Activities Receiving Federal Financial Assistance 1601-AA04

Regulations Regarding Nondiscrimination on the Basis of Race, Color, or National Origin in Programs or Activities

Receiving Federal Financial Assistance 1601-AA05

Nondiscrimination in Matters Pertaining to Faith-Based Organizations 1601-AA40

Petitions for Rulemaking, Amendment, or Repeal 1601-AA56

Homeland Security Acquisition Regulation, Enhancement of Whistleblower Protections for Contractor Employees 1601-AA72

Office of the Secretary - Final Rule

Title

Regulation 

Identifier 

Number

Supplemental Standards of Ethical Conduct for Employees of the Department of Homeland Security 1601-AA17

Homeland Security Acquisition Regulation (HSAR); Lead System Integrators 1601-AA49

Ammonium Nitrate Security Program 1601-AA52

Professional Conduct for Practitioners Rules and Procedures, and Representation and Appearances 1601-AA58

Classified National Security Information 1601-AA68

Adoption of Governmentwide Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal

Awards 1601-AA71

Office of the Secretary - Long-term Action

Title

Regulation 

Identifier 

Number

Enforcement of Nondiscrimination on the Basis of Disability in Department of Homeland Security Programs or Activities 1601-AA03

Collection of Alien Biometric Data Upon Exit From the United States at Air and Sea Ports of Departure; United States

Visitor and Immigrant Status Indicator Technology Program (US-VISIT) 1601-AA34

U.S. Citizenship and Immigration Services - Proposed Rule

Title

Regulation 

Identifier 

Number

Asylum and Withholding Definitions 1615-AA41

New Classification for Victims of Criminal Activity; Eligibility for the U Nonimmigrant Status 1615-AA67

New Asylum and Withholding Bars for Recruitment or Use of Child Soldiers 1615-AB79

Exception to the Persecution Bar for Asylum, Refugee, and Temporary Protected Status, and Withholding of Removal 1615-AB89

Employment Authorization for Certain H-4 Dependent Spouses 1615-AB92

Application of the William Wilberforce Trafficking Victims Protection Reauthorization Act of 2008 to Unaccompanied Alien

Children Seeking Asylum 1615-AB96

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Implementation of AC21, the VWPPA, and the ACWIA 1615-AB97

Administrative Appeals Office: Procedural Reforms To Improve Efficiency 1615-AB98

Enhancing Opportunities for H-1B1, CW-1, and E-3 Nonimmigrants and EB-1 Immigrants 1615-AC00

U.S. Citizenship and Immigration Services - Final Rule

Title

Regulation 

Identifier 

Number

Petitioning Requirements for the H-1C Nonimmigrant Classification Under Public Law 106-95 1615-AA35

Nonimmigrant Classes; Spouses and Children of Lawful Permanent Residents; V Classification 1615-AA53

K Nonimmigrant Classification; Legal Immigration Family Equity (LIFE) Act 1615-AA56

Classification for Victims of Severe Forms of Trafficking in Persons; Eligibility for T Nonimmigrant Status 1615-AA59

Implementation of Amendments Affecting Petitions for Employment Creation for Aliens 1615-AA90

Petitions Filed on Behalf of H-1B Temporary Workers Subject to the Annual Numerical Limitation 1615-AB68

Application of Immigration Regulations to the Commonwealth of the Northern Mariana Islands 1615-AB77

Special Immigrant Juvenile Petitions 1615-AB81

Immigration Benefits Business Transformation, Increment II: Nonimmigrant Classes 1615-AB95

Notices of Decisions and Documents Evidencing Lawful Status 1615-AC01

U.S. Citizenship and Immigration Services - Long-term Action

Title

Regulation 

Identifier 

Number

Adjustment of Status to Lawful Permanent Resident for Aliens in T and U Nonimmigrant Status 1615-AA60

Electronic Filing of Requests for Immigration Benefits; Requiring an Application To Change or Extend Nonimmigrant

Status To Be Filed Electronically 1615-AB94

Wage Methodology for the Temporary Non-Agricultural Employment H-2B Program 1615-AC02

U.S. Coast Guard - PreRule

Title

Regulation 

Identifier 

Number

Commercial Fishing Industry Vessels 1625-AA77

Training of Personnel and Manning on Mobile Offshore Units and Offshore Supply Vessels Engaged in U.S. Outer

Continental Shelf Activities 1625-AC10

U.S. Coast Guard - Proposed Rule

Title

Regulation 

Identifier 

Number

Numbering of Undocumented Barges 1625-AA14

Commercial Diving Operations 1625-AA21

Consolidated Cruise Ship Regulations 1625-AB30

Updates to Maritime Security 1625-AB38

Tonnage Regulations Amendments 1625-AB74

Cruise Vessel Security and Safety Act of 2010: Implementation 1625-AB91

Deepwater Ports 1625-AB92

Consumer Price Index Adjustments of Oil Pollution Act of 1990 Limits of Liability-- Vessels, Deepwater Ports and

Onshore Facilities 1625-AC14

Seafarers' Access to Maritime Facilities 1625-AC15

Requirements for MODUs and Other Vessels Conducting Outer Continental Shelf Activities with Dynamic Positioning

Systems 1625-AC16

U.S. Coast Guard - Final Rule

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Title

Regulation 

Identifier 

Number

Vessel Requirements for Notices of Arrival and Departure, and Automatic Identification System 1625-AA99

Inspection of Towing Vessels 1625-AB06

Transportation Worker Identification Credential (TWIC); Card Reader Requirements 1625-AB21

Lifesaving Equipment, Production Testing, and Harmonization With International Standards 1625-AB46

Vessel Documentation User Fees--Annual Renewal Fee 1625-AB56

MARPOL Annex 1 Update 1625-AB57

Harmonization of Standards for Fire Protection, Detection, and Extinguishing Equipment 1625-AB59

Offshore Supply Vessels of at Least 6000 GT ITC 1625-AB62

Revision of Coast Guard Auxiliary Regulations 1625-AB66

Ballast Water Management Reporting and Recordkeeping 1625-AB68

Revision of Crane Regulation Standards for Mobile Offshore Drilling Units, Offshore Supply Vessels, and Floating Outer

Continental Shelf Facilities 1625-AB78

Revision to Transportation Worker Identification Credential (TWIC) Requirements for Mariners 1625-AB80

Lifesaving Devices Uninspected Vessels Commercial Barges and Sailing Vessels 1625-AB83

Commercial Fishing Vessels--Implementation of 2010 and 2012 Legislation 1625-AB85

Changes to the Inland Navigation Rules of the Road 1625-AB88

Double Hull Tanker Escorts on the Waters of Prince William Sound, AK 1625-AB96

Implementation of MARPOL Annex V Amendments 1625-AB97

Electrical Equipment in Hazardous Locations 1625-AC00

Amendments to 33 CFR Part 177--Removing the Wave Height Provisions and Regulated Boating Areas for Bar

Crossing Locations Along the Coasts of Oregon and Washington 1625-AC01

Personal Flotation Devices Labeling and Standards 1625-AC02

Shipping and Transportation; Technical, Organizational, and Conforming Amendments 1625-AC08

Notice of Arrival on the Outer Continental Shelf, Exception 1625-AC12

Navigation and Navigable Waters; Technical, Organizational, and Conforming Amendments 1625-AC13

U.S. Coast Guard - Long-term Action

Title

Regulation 

Identifier 

Number

Safety Zone Regulations 1625-AA00

Special Anchorage Areas/Anchorage Grounds Regulations 1625-AA01

Discharge-Removal Equipment for Vessels Carrying Oil 1625-AA02

Regatta and Marine Parade Regulations 1625-AA08

Drawbridge Regulations 1625-AA09

Regulated Navigation Areas 1625-AA11

Outer Continental Shelf Activities 1625-AA18

Cargo Securing on Vessels Operating in U.S. Waters 1625-AA25

Security Zone Regulations 1625-AA87

Assessment Framework and Organizational Restatement Regarding Preemption for Certain Regulations Issued by the

Coast Guard 1625-AB32

Amendments to Chemical Testing Requirements 1625-AB58

2012 Liquid Chemical Categorization Updates 1625-AB94

Marine Casualty Reporting on the Outer Continental Shelf 1625-AB99

Inland Waterways Navigation Regulations, St. Mary's River 1625-AC04

Safety and Environmental Management System Requirements on the U.S. Outer Continental Shelf 1625-AC05

U.S. Coast Guard - Completed Action

Regulation 

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Title Identifier 

Number

Implementation of the 1995 Amendments to the International Convention on Standards of Training, Certification, and

Watchkeeping (STCW) for Seafarers, 1978 1625-AA16

Dry Cargo Residue Discharges in the Great Lakes 1625-AA89

Waiver of Citizenship Requirements for Crewmembers on Commercial Fishing Vessels 1625-AB61

Great Lakes Pilotage Rates--2014 Annual Review and Adjustment 1625-AC07

Waiver for Marking Sunken Vessels With a Light at Night 1625-AC11

U.S. Customs and Border Protection - Proposed Rule

Title

Regulation 

Identifier 

Number

Waiver of Passport and Visa Requirements Due to an Unforeseen Emergency 1651-AA97

Amendments to Importer Security Filing and Additional Carrier Requirements 1651-AA98

Nonimmigrant Classes: Temporary Visitors to the United States for Business or Pleasure 1651-AA99

Small Vessel Reporting System 1651-AB00

U.S. Customs and Border Protection - Final Rule

Title

Regulation 

Identifier 

Number

Importer Security Filing and Additional Carrier Requirements 1651-AA70

Changes to the Visa Waiver Program To Implement the Electronic System for Travel Authorization (ESTA) Program 1651-AA72

Implementation of the Guam-CNMI Visa Waiver Program 1651-AA77

Clarification of Countries and Geographic Areas Eligible for Participation in the Guam-Commonwealth of the Northern

Mariana Islands Visa Waiver Program 1651-AA81

Electronic System for Travel Authorization (ESTA): Fee for Use of the System 1651-AA83

Exemption From Entry Requirements for Certain Department of Defense Vessels and Aircraft 1651-AA89

Definition of Form I-94 to Include Electronic Format 1651-AA96

The U.S. Asia-Pacific Economic Cooperation Business Travel Card Program 1651-AB01

U.S. Customs and Border Protection - Long-term Action

Title

Regulation 

Identifier 

Number

Morses Line Border Crossing 1651-AA88

Transportation Security Administration - Proposed Rule

Title

Regulation 

Identifier 

Number

General Aviation Security and Other Aircraft Operator Security 1652-AA53

Security Training for Surface Mode Employees 1652-AA55

Freight Railroads and Passenger Railroads--Vulnerability Assessment and Security Plan 1652-AA56

Standardized Vetting, Adjudication, and Redress Services 1652-AA61

Transportation Security Administration - Final Rule

Title

Regulation 

Identifier 

Number

Aviation Security Infrastructure Fees (ASIF) 1652-AA01

Passenger Screening Using Advanced Imaging Technology 1652-AA67

Adjustment of Passenger Civil Aviation Security Service Fee 1652-AA68

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Transportation Security Administration - Long-term Action

Title

Regulation 

Identifier 

Number

Protection of Sensitive Security Information (SSI) 1652-AA08

Flight Training for Aliens and Other Designated Individuals; Security Awareness Training for Flight School Employees 1652-AA35

Ronald Reagan Washington National Airport: Enhanced Security Procedures for Certain Operations 1652-AA49

Drivers Licensed by Canada or Mexico Transporting Hazardous Materials to and Within the United States 1652-AA50

Transportation Security Administration - Completed Action

Title

Regulation 

Identifier 

Number

Aircraft Repair Station Security 1652-AA38

Modification of the Aviation Security Infrastructure Fee (ASIF) (Market Share) 1652-AA43

U.S. Immigration and Customs Enforcement - Proposed Rule

Title

Regulation 

Identifier 

Number

Optional Practical Training for F-1 Nonimmigrant Students With Prior STEM Degrees 1653-AA64

Classification and Clarification of Form I-9 Substantive and Technical or Procedural Paperwork Failures and Violations 1653-AA68

Strengthening Oversight of F and M Nonimmigrant Students and Schools Certified to Enroll Them 1653-AA70

U.S. Immigration and Customs Enforcement - Final Rule

Title

Regulation 

Identifier 

Number

Adjustments to Limitations on Designated School Official Assignment and Study By F-2 and M-2 Nonimmigrants 1653-AA63

New Treasury Determination of Interest Rate for Cash Deposits to Secure Immigration Bonds 1653-AA66

Rescinding Suspension of Enrollment for Certain F and M Nonimmigrant Students from Libya and Third Country

Nationals Acting on Behalf of Libyan Entities 1653-AA69

U.S. Immigration and Customs Enforcement - Long-term Action

Title

Regulation 

Identifier 

Number

Continued Detention of Aliens Subject to Final Orders of Removal 1653-AA13

Extending the Period of Duration of Status for Certain F and J Nonimmigrant Aliens 1653-AA30

Requiring Certification of All Service-Approved Schools for Enrollment in the Student and Exchange Visitor Information

System (SEVIS) 1653-AA31

Amendment to Accommodate Process Changes With SEVIS II Implementation 1653-AA44

Extending Period for Optional Practical Training by 17 Months for F-1 Nonimmigrant Students With STEM Degrees and

Expanding the CAP-GAP Relief for All F-1 Students With Pending H-1B Petitions 1653-AA56

Continued Detention of Aliens Subject to Final Orders of Removal 1653-AA60

Procedures for Declining To Accept Immigration Bonds Underwritten by Treasury-Certified Surety Companies and Their

Agents Acting as Co-Obligors 1653-AA67

U.S. Immigration and Customs Enforcement - Completed Action

Title

Regulation 

Identifier 

Number

Standards To Prevent, Detect, and Respond to Sexual Abuse and Assault in Confinement Facilities 1653-AA65

Federal Emergency Management Agency - PreRule

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Title

Regulation 

Identifier 

Number

Hazard Mitigation Grant Program (HMGP); Program Administration By States 1660-AA80

Federal Emergency Management Agency - Proposed Rule

Title

Regulation 

Identifier 

Number

Factors Considered When Evaluating a Governor's Request for Individual Assistance for a Major Disaster 1660-AA83

Federal Emergency Management Agency - Final Rule

Title

Regulation 

Identifier 

Number

Debris Removal: Eligibility of Force Account Labor Straight-Time Costs Under the Public Assistance Program for

Hurricane Sandy 1660-AA75

Federal Emergency Management Agency - Long-term Action

Title

Regulation 

Identifier 

Number

National Flood Insurance Program (NFIP); Assistance to Private Sector Property Insurers 1660-AA28

Disaster Assistance; Public Assistance Repetitive Damage 1660-AA47

Public Assistance Cost Estimating Format for Large Projects 1660-AA73

Disaster Assistance; Fire Management Assistance Grant (FMAG) Program Deadline Extensions and Administrative

Corrections 1660-AA78

Federal Emergency Management Agency - Completed Action

Title

Regulation 

Identifier 

Number

Change in Submission Requirements for State Mitigation Plans 1660-AA77

Amendment to the Public Assistance Program's Simplified Procedures Project Thresholds 1660-AA81

Removal of Federal Advisory Committee Act Regulations 1660-AA82

Department of Homeland Security (DHS) 

Office of the Secretary ( OS ) RIN: 1601-AA69

 View Related Documents

Title: Chemical Facility Anti-Terrorism Standards (CFATS)

Abstract: The Department of Homeland Security (DHS) invites public comment on the Advance Notice of Proposed

Rulemaking (ANPRM) for potential revisions to the Chemical Facility Anti-Terrorism Standards (CFATS) regulations. DHS

believes this ANPRM will provide expanded opportunities for DHS to hear and consider the views of interested members of the

public on their recommendations for possible program changes.

Priority: Other Significant Agenda Stage of Rulemaking: PreRule

Major: No Unfunded Mandates: No

CFR Citation: 6 CFR 27 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: sec 550 of the Department of Homeland Security Appropriations Act of 2007 PL 109-295, as amended

Legal Deadline: None

Timetable:

Action Date FR Cite

ANPRM 08/00/2014 

Regulatory Flexibility Analysis Required: No Government Levels Affected: Federal; Local; State

Federalism: No

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Agency Contact: Jon MacLaren 

Chief, Rulemaking Section

Department of Homeland Security

Office of the Secretary

National Protection and Programs Directorate, Infrastructure Security Compliance Division (NPPD/ISCD), 245 Murray Lane, Mail

Stop 0610, Arlington, VA 20598-0610

Arlington , VA 20598-0610 

Phone: 703 235-5263 

E-Mail: jon.m.maclaren@hq.dhs.gov

Department of Homeland Security (DHS) 

Office of the Secretary ( OS ) RIN: 1601-AA00

 View Related Documents

Title: Freedom of Information Act and Privacy Act Procedures

Abstract: This rulemaking action will propose to revise 6 CFR part 5, which contains the Department of Homeland Security's

(DHS's) Freedom of Information Act (5 U.S.C. 552) (FOIA) and Privacy Act (5 U.S.C. 552a) regulations. This rulemaking action

will amend DHS' FOIA regulations, including those provisions governing information subject to Privacy Act exemptions and

procedures for verification of the identity of Privacy Act requesters. FOIA provides for the disclosure of agency records to the

public unless that information is exempt under clearly delineated statutory language. The Privacy Act regulates the collection,

maintenance, use, and dissemination of Personally Identifiable Information (PII) maintained by agencies and departments of the

executive branch, including DHS. The procedures established here would assist the Department in satisfying its responsibilities

to the public to disclose Departmental information while at the same time safeguarding individual privacy.

Priority: Substantive, Nonsignificant Agenda Stage of Rulemaking: Proposed Rule

Major: No Unfunded Mandates: No

CFR Citation: 6 CFR 5 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: PL 107-296, 116 Stat 2135; 5 USC 301; 5 USC 552 to 552a

Legal Deadline: None

Timetable:

Action Date FR Cite

Interim Final Rule 01/27/2003 68 FR 4056 

Interim Final Rule Comment Period End 02/26/2003 

NPRM 09/00/2014 

Regulatory Flexibility Analysis Required: Undetermined Government Levels Affected: No

Federalism: No

Energy Affected: No

Agency Contact: James Holzer 

Senior Director, FOIA Operations

Department of Homeland Security

Office of the Secretary

Privacy Office, Mail Stop 0655, Washington, DC 20001

Washington , DC 20001

Phone: 202 343-1756 

E-Mail: james.holzer@hq.dhs.gov

Department of Homeland Security (DHS) 

Office of the Secretary ( OS ) RIN: 1601-AA04

 View Related Documents

Title: Nondiscrimination on the Basis of Sex in Education Programs or Activities Receiving Federal Financial Assistance

Abstract: In 2003, the Department of Homeland Security (DHS) published an interim final rule establishing procedures for

effectuating title IX of the Education Amendments of 1972, as amended (except sections 904 and 906 of those Amendments),

which is designed to eliminate (with certain exceptions) discrimination on the basis of sex in any education program or activity

receiving Federal financial assistance, whether or not such program or activity is offered or sponsored by an educational

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institution as defined in these title IX regulations. The Department will issue a Notice of Proposed Rulemaking proposing to

revise and update the interim final rule to reflect statutory changes and the current structure of the Department.

Priority: Other Significant Agenda Stage of Rulemaking: Proposed Rule

Major: No Unfunded Mandates: No

CFR Citation: 6 CFR 17.1 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: PL 107-296, 116 Stat 2135; 5 USC 301; 20 USC 1681 to 1683; 20 USC 1685 to 1688

Legal Deadline: None

Timetable:

Action Date FR Cite

Interim Final Rule 03/06/2003 68 FR 10892 

Interim Final Rule Comment Period End 04/07/2003 

NPRM 03/00/2015 

Regulatory Flexibility Analysis Required: No Government Levels Affected: Federal

Federalism: No

Energy Affected: No

Agency Contact: Tamara Kessler 

Deputy Officer

Department of Homeland Security

Office of the Secretary

Office of Civil Rights and Civil Liberties, 131 M Street, NE, 6th floor, 06-P01, Washington, DC 20001

Washington , DC 20001

Phone: 202 357-6272 

E-Mail: tamara.kessler@hq.dhs.gov

Department of Homeland Security (DHS) 

Office of the Secretary ( OS ) RIN: 1601-AA05

 View Related Documents

Title: Regulations Regarding Nondiscrimination on the Basis of Race, Color, or National Origin in Programs or Activities

Receiving Federal Financial Assistance

Abstract: In 2003, the Department of Homeland Security (DHS) published an interim final rule that effectuated provisions of

title VI of the Civil Rights Act of 1964 to the end that no person in the United States shall, on the grounds of race, color, or

national origin, be excluded from participation in, be denied the benefits of, or be otherwise subjected to discrimination under

any program or activity receiving Federal financial assistance from the Department of Homeland Security.The Department will

issue a Notice of Proposed Rulemaking proposing to revise and update the interim final rule to reflect statutory changes and

the current structure of the Department.

Priority: Other Significant Agenda Stage of Rulemaking: Proposed Rule

Major: No Unfunded Mandates: No

CFR Citation: 6 CFR 21.1 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: PL 107-296, 116 Stat 2135; 5 USC 310; 42 USC 2000d to 2000d-7

Legal Deadline: None

Timetable:

Action Date FR Cite

Interim Final Rule 03/06/2003 68 FR 10904 

Interim Final Rule Comment Period End 04/07/2003 

NPRM 03/00/2015 

Regulatory Flexibility Analysis Required: No Government Levels Affected: Federal

Federalism: No

Energy Affected: No

Agency Contact: Tamara Kessler 

Deputy Officer

Department of Homeland Security

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Office of the Secretary

Office of Civil Rights and Civil Liberties, 131 M Street, NE, 6th floor, 06-P01, Washington, DC 20001

Washington , DC 20001

Phone: 202 357-6272 

E-Mail: tamara.kessler@hq.dhs.gov

Department of Homeland Security (DHS) 

Office of the Secretary ( OS ) RIN: 1601-AA40

 View Related Documents

Title: Nondiscrimination in Matters Pertaining to Faith-Based Organizations

Abstract: This rule will implement Executive Branch policy that, consistent with constitutional church-state parameters, faithbased organizations compete on an equal footing with other organizations for Federal funding, and participate on an equal

footing with other organizations in federally funded activities. This rulemaking will also implement the provisions of Executive

Order 13559, "Fundamental Principles and Policymaking Criteria for Partnerships with Faith-Based and Other Neighborhood

Organizations". This rulemaking is intended to ensure that the Department's programs are implemented in a manner consistent

with the requirements of the First Amendment to the Constitution as well as with other requirements.

Priority: Substantive, Nonsignificant Agenda Stage of Rulemaking: Proposed Rule

Major: No Unfunded Mandates: No

CFR Citation: 6 CFR 19 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: EO 13279; EO 13403; EO 13559

Legal Deadline: None

Timetable:

Action Date FR Cite

NPRM 01/14/2008 73 FR 2187 

NPRM Comment Period End 02/13/2008 

SNPRM 01/00/2015 

Regulatory Flexibility Analysis Required: No Government Levels Affected: State

Small Entities Affected: Organizations Federalism: No

Energy Affected: No

RIN Information URL: www.regulations.gov Public Comment URL: www.regulations.gov

Agency Contact: David L. Myers 

Director, DHS Center for Faith Based and Community Initiatives

Department of Homeland Security

Office of the Secretary

Federal Emergency Management Agency, 500 C Street SW., 8th Floor, Washington, DC 20472-3100

Washington , DC 20472-3100 

Phone: 202 646-4380 

FAX: 202 646-2689

E-Mail: david.myers1@hq.dhs.gov

Department of Homeland Security (DHS) 

Office of the Secretary ( OS ) RIN: 1601-AA56

 View Related Documents

Title: Petitions for Rulemaking, Amendment, or Repeal

Abstract: The Administrative Procedure Act requires all agencies to allow members of the public to petition for the issuance of

new rules or changes to or repeal of existing rules. Pursuant to that requirement, DHS is proposing a petition process for

departmental rulemaking actions.

Priority: Substantive, Nonsignificant Agenda Stage of Rulemaking: Proposed Rule

Major: No Unfunded Mandates: No

CFR Citation: Not Yet Determined (To search for a specific CFR, visit the Code of Federal Regulations ) 

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Legal Authority: 5 USC 301; 6 USC 101 et seq; 5 USC 553(e)

Legal Deadline: None

Timetable:

Action Date FR Cite

NPRM 12/00/2014 

Regulatory Flexibility Analysis Required: No Government Levels Affected: No

Small Entities Affected: No Federalism: No

Energy Affected: No

Agency Contact: Christina McDonald 

Associate General Counsel for Regulatory Affairs

Department of Homeland Security

Office of the Secretary

Washington, DC 20528

Washington , DC 20528

Phone: 202 447-3626 

E-Mail: christina.mcdonald@hq.dhs.gov

Department of Homeland Security (DHS) 

Office of the Secretary ( OS ) RIN: 1601-AA72

 View Related Documents

Title: Homeland Security Acquisition Regulation, Enhancement of Whistleblower Protections for Contractor Employees

Abstract: The Department of Homeland Security (DHS) is proposing to amend its Homeland Security Acquisition Regulation

(HSAR) parts 3003 and 3052 to implement section 827 of the National Defense Authorization Act (NDAA) for Fiscal Year (FY)

2013 (Pub. L. 112-239, enacted January 2, 2013) for the United States Coast Guard (USCG). Section 827 of the NDAA for FY

2013 established enhancements to the Whistleblower Protections for Contractor Employees for all agencies subject to section

2409 of title 10, United States Code, which includes the USCG.

Priority: Other Significant Agenda Stage of Rulemaking: Proposed Rule

Major: No Unfunded Mandates: No

CFR Citation: 48 CFR 3003; 48 CFR 3052 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: Sec 827 of the National Defense Authorization Act (NDAA) for Fiscal Year 2013, (PL 112-239, enacted

January 2, 2013); 41 USC 1302(a)(2); 41 USC 1707

Legal Deadline: None

Timetable:

Action Date FR Cite

NPRM 09/00/2014 

Regulatory Flexibility Analysis Required: No Government Levels Affected: No

Small Entities Affected: No Federalism: No

Energy Affected: No

Agency Contact: Linda Stivaletti-Petty 

Senior Procurement Analyst

Department of Homeland Security

Office of the Secretary

Management Directorate, Room 3114, 301 7th Street SW., Washington, DC 20528

Washington , DC 20528

Phone: 202 834-4007 

E-Mail: linda.stivaletti@hq.dhs.gov

Department of Homeland Security (DHS) 

Office of the Secretary ( OS ) RIN: 1601-AA17

 View Related Documents

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Title: Supplemental Standards of Ethical Conduct for Employees of the Department of Homeland Security

Abstract: This regulation will supplement the executive branch-wide Standards of Ethical Conduct for employees of the

Department of Homeland Security. This regulation will replace the existing supplemental ethics regulations of other

departments, pieces of which were incorporated into DHS, which have continued to apply to those employees whose duties and

organizational structure have remained largely unchanged after their incorporation. Two significant areas to be addressed by the

supplemental regulation are outside employment and the prohibited purchase of Government-owned, seized, or forfeited

property by DHS employees.

Priority: Substantive, Nonsignificant Agenda Stage of Rulemaking: Final Rule

Major: No Unfunded Mandates: No

CFR Citation: 5 CFR 4601 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 5 CFR 2635.105

Legal Deadline: None

Timetable:

Action Date FR Cite

NPRM 10/12/2011 76 FR 63206 

NPRM Comment Period End 12/12/2011 

Final Rule 07/00/2014 

Regulatory Flexibility Analysis Required: No Government Levels Affected: Federal

Small Entities Affected: No Federalism: No

Energy Affected: No

RIN Information URL: www.regulations.gov Public Comment URL: www.regulations.gov

Agency Contact: Susan Heller 

Associate General Counsel, Ethics

Department of Homeland Security

Office of the Secretary

Office of the General Counsel, Washington, DC 20528

Washington , DC 20528

Phone: 202 447-3266 

FAX: 202 282-9099

E-Mail: susan.heller@hq.dhs.gov

Department of Homeland Security (DHS) 

Office of the Secretary ( OS ) RIN: 1601-AA49

 View Related Documents

Title: Homeland Security Acquisition Regulation (HSAR); Lead System Integrators

Abstract: The interim final rule (IFR) implemented section 6405 of the U.S. Troop Readiness, Veterans' Care, Katrina

Recovery, and Iraq Accountability Appropriations Act, 2007, Public Law 110-28. DHS had amended the Homeland Security

Acquisition Regulation (HSAR) to add new Lead System Integrator language. The new language provided definitions, policies,

prohibitions, and waiver processes for entities that have a financial interest in elements of Lead System Integrators. DHS is now

finalizing that IFR.

Priority: Substantive, Nonsignificant Agenda Stage of Rulemaking: Final Rule

Major: No Unfunded Mandates: No

CFR Citation: 48 CFR 3002; 48 CFR 3007; 48 CFR 3009; 48 CFR 3016; 48 CFR 3034; 48 CFR 3035; 48 CFR 3052 (To

search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: U.S. Troop Readiness, Veterans' Care, Katrina Recovery, and Iraq Accountability Appropriations Act, 2007,

PL 110-28

Legal Deadline: The deadline is established by section 6405 of Public Law 110-28. It requires DHS to update the Homeland

Security Acquisition Regulations in order to specify fully in such regulations the matters with respect to lead system integrators

set forth in section 6405.

Action Source Description Date

Other Statutory Interim Rule 07/01/2007 

Timetable:

14

Regulations.gov Friday, May 23, 2014 Unified Agenda
Action Date FR Cite

Interim Final Rule 07/15/2010 75 FR 41097 

Interim Final Rule Effective 07/15/2010 

Interim Final Rule Comment Period End 08/16/2010 

Final Rule 06/00/2014 

Regulatory Flexibility Analysis Required: No Government Levels Affected: No

Small Entities Affected: No Federalism: No

Energy Affected: Undetermined

Agency Contact: Linda Stivaletti-Petty 

Senior Procurement Analyst

Department of Homeland Security

Office of the Secretary

Management Directorate, Room 3114, 301 7th Street SW., Washington, DC 20528

Washington , DC 20528

Phone: 202 834-4007 

E-Mail: linda.stivaletti@hq.dhs.gov

Department of Homeland Security (DHS) 

Office of the Secretary ( OS ) RIN: 1601-AA52

 View Related Documents

Title: Ammonium Nitrate Security Program

Abstract: This rulemaking will implement the December 2007 amendment to the Homeland Security Act entitled "Secure

Handling of Ammonium Nitrate." The amendment requires the Department of Homeland Security to "regulate the sale and

transfer of ammonium nitrate by an ammonium nitrate facility...to prevent the misappropriation or use of ammonium nitrate in an

act of terrorism."

Priority: Economically Significant Agenda Stage of Rulemaking: Final Rule

Major: Yes Unfunded Mandates: Private Sector

CFR Citation: 6 CFR 31 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 2008 Consolidated Appropriations Act, sec 563, subtitle J--Secure Handling of Ammonium Nitrate, PL 110-

161

Legal Deadline: 

Action Source Description Date

NPRM Statutory Publication of Notice of Proposed Rulemaking 05/26/2008 

Other Statutory Publication of Final Rule 12/26/2008 

Timetable:

Action Date FR Cite

ANPRM 10/29/2008 73 FR 64280 

Correction 11/05/2008 73 FR 65783 

ANPRM Comment Period End 12/29/2008 

NPRM 08/03/2011 76 FR 46908 

Notice of Public Meetings 10/07/2011 76 FR 62311 

Notice of Public Meetings 11/14/2011 76 FR 70366 

NPRM Comment Period End 12/01/2011 

Final Rule 12/00/2014 

Regulatory Flexibility Analysis Required: Business Government Levels Affected: Federal

Federalism: Yes

Energy Affected: No

RIN Information URL: www.regulations.gov Public Comment URL: www.regulations.gov

Agency Contact: Jon MacLaren 

Chief, Rulemaking Section

Department of Homeland Security

Office of the Secretary

National Protection and Programs Directorate, Infrastructure Security Compliance Division (NPPD/ISCD), 245 Murray Lane, Mail

Stop 0610, Arlington, VA 20598-0610

15

Regulations.gov Friday, May 23, 2014 Unified Agenda
Arlington , VA 20598-0610 

Phone: 703 235-5263 

E-Mail: jon.m.maclaren@hq.dhs.gov

Department of Homeland Security (DHS) 

Office of the Secretary ( OS ) RIN: 1601-AA58

 View Related Documents

Title: Professional Conduct for Practitioners Rules and Procedures, and Representation and Appearances

Abstract: On February 2, 2010, the Department of Homeland Security (DHS) published an interim rule with request for

comments in the Federal Register implementing amendments to its regulations to conform the grounds of discipline and

procedures regulations with those promulgated by the Department of Justice (DOJ); clarify who is authorized to represent

applicants and petitioners in cases before DHS; remove duplicative rules, procedures, and authority; improve the clarity and

uniformity of existing regulations; make technical and procedural changes; and conform terminology. The final rule will finalize

the interim rule.

Priority: Substantive, Nonsignificant Agenda Stage of Rulemaking: Final Rule

Major: No Unfunded Mandates: No

CFR Citation: 8 CFR 1; 8 CFR 292 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 8 USC 1101 and 1103; 8 USC 1291

Legal Deadline: None

Timetable:

Action Date FR Cite

Interim Final Rule 02/02/2010 75 FR 5225 

Interim Final Rule Effective 03/04/2010 

Interim Final Rule Comment Period End 03/04/2010 

Interim Final Rule Comment Period Extended 01/31/2011 76 FR 5267 

Interim Final Rule Comment Period End 03/02/2011 

Final Rule 07/00/2014 

Additional Information: CIS 2446-08

Regulatory Flexibility Analysis Required: No Government Levels Affected: No

Federalism: No

Energy Affected: No

RIN Information URL: www.regulations.gov Public Comment URL: www.regulations.gov

Agency Contact: Catherine O'Connell 

Disciplinary Counsel

Department of Homeland Security

Office of the Secretary

U.S. Citizenship & Immigration Services, 20 Massachusetts Avenue NW., Room 4210 , Washington, DC 20529

Washington , DC 20529

Phone: 202 272-1873 

E-Mail: disciplinarycounsel@uscis.dhs.gov

Department of Homeland Security (DHS) 

Office of the Secretary ( OS ) RIN: 1601-AA68

 View Related Documents

Title: Classified National Security Information

Abstract: The Department of Homeland Security (DHS) is revising its procedures for managing classified national security

information. DHS is updating its regulations to incorporate new and revised procedures pursuant to Executive Order 13526,

"Classified National Security Information." Further, DHS is delegating to the Chief Security Officer of DHS the responsibility of

serving as the "Senior Agency Official" pursuant to Executive Order 13526.

Priority: Other Significant Agenda Stage of Rulemaking: Final Rule

16

Regulations.gov Friday, May 23, 2014 Unified Agenda
Major: No Unfunded Mandates: No

CFR Citation: 6 CFR 7 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: EO 13526; EO 13142; PL 107-296; 5 USC 301; ...

Legal Deadline: None

Timetable:

Action Date FR Cite

Final Rule 05/00/2014 

Regulatory Flexibility Analysis Required: No Government Levels Affected: Federal

Small Entities Affected: No Federalism: No

Energy Affected: No

RIN Information URL: www.regulations.gov Public Comment URL: www.regulations.gov

Related RINs: Related to 1601-AA02

Agency Contact: Scott Ackiss 

Acting Chief, Administrative Security Division

Department of Homeland Security

Office of the Secretary

Office of the Chief Security Officer, 245 Murray Lane, Washington, DC 20528

Washington , DC 20528

Phone: 202 447-5341 

E-Mail: scott.ackiss@hq.dhs.gov

Agency Contact: John Steele 

Chief Policy Advisor

Department of Homeland Security

Office of the Secretary

Office of the Chief Security Officer, 245 Murray Lane, Washington, DC 20528

Washington , DC 20528

Phone: 202 447-0833 

E-Mail: john.steele@hq.dhs.gov

Department of Homeland Security (DHS) 

Office of the Secretary ( OS ) RIN: 1601-AA71

 View Related Documents

Title: Adoption of Governmentwide Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal

Awards

Abstract: DHS will adopt OMB's revised government-wide Uniform Administrative Requirements, Cost Principles, and Audit

Requirements for Federal awards to non-Federal entities. These revisions are a key component of a larger Federal effort to

more effectively focus Federal resources on improving performance and outcomes, while ensuring the financial integrity of

taxpayer dollars in partnership with non-Federal stakeholders.

Priority: Other Significant Agenda Stage of Rulemaking: Final Rule

Major: No Unfunded Mandates: No

CFR Citation: 2 CFR 200 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 6 USC 112

Legal Deadline: None

Timetable:

Action Date FR Cite

Interim Final Rule 12/00/2014 

Regulatory Flexibility Analysis Required: No Government Levels Affected: No

Small Entities Affected: No Federalism: No

Energy Affected: No

Agency Contact: Andrea Brandon 

Director, Financial Assistance Policy and Oversight

Department of Homeland Security

17

Regulations.gov Friday, May 23, 2014 Unified Agenda
Office of the Secretary

Office of the Chief Financial Officer, 301 7th Street, SW., Washington, DC 20528

Washington , DC 20528

Phone: 202 447-0675 

E-Mail: andrea.brandon@hq.dhs.gov

Department of Homeland Security (DHS) 

Office of the Secretary ( OS ) RIN: 1601-AA03

 View Related Documents

Title: Enforcement of Nondiscrimination on the Basis of Disability in Department of Homeland Security Programs or Activities

Abstract: In 2003, the Department of Homeland Security (DHS) published an interim final rule that established DHS

procedures for the enforcement of section 504 of the Rehabilitation Act of 1973, as amended, which prohibits discrimination on

the basis of handicap, as it applies to programs or activities conducted by the Department. The rule establishes standards for

what constitutes discrimination on the basis of mental or physical handicap, provides a definition for individuals with handicaps

and qualified individuals with handicaps, and establishes a complaint mechanism for resolving allegations of discrimination. The

Department will issue a Notice of Proposed Rulemaking proposing to revise and update the interim final rule to reflect statutory

changes and the current structure of the Department.

Priority: Substantive, Nonsignificant Agenda Stage of Rulemaking: Long-term Action

Major: No Unfunded Mandates: No

CFR Citation: 6 CFR 15.1 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: PL 107-296, 116 Stat 2135; 5 USC 301; 29 USC 794

Legal Deadline: None

Timetable:

Action Date FR Cite

NPRM 

Interim Final Rule 03/06/2003 68 FR 10886 

Interim Final Rule Comment Period End 04/07/2003 

Regulatory Flexibility Analysis Required: No Government Levels Affected: Federal

Federalism: No

Energy Affected: No

Agency Contact: Tamara Kessler 

Deputy Officer

Department of Homeland Security

Office of the Secretary

Office of Civil Rights and Civil Liberties, 131 M Street, NE, 6th floor, 06-P01, Washington, DC 20001

Washington , DC 20001

Phone: 202 357-6272 

E-Mail: tamara.kessler@hq.dhs.gov

Department of Homeland Security (DHS) 

Office of the Secretary ( OS ) RIN: 1601-AA34

 View Related Documents

Title: Collection of Alien Biometric Data Upon Exit From the United States at Air and Sea Ports of Departure; United States

Visitor and Immigrant Status Indicator Technology Program (US-VISIT)

Abstract: DHS established the United States Visitor and Immigrant Status Indicator Technology Program (US-VISIT) in

accordance with a series of legislative mandates requiring that DHS create an integrated automated entry-exit system that

records the arrival and departure of aliens, verifies aliens' identities, and authenticates travel documents. Upon Presidential

approval of the 2013 Continuing Resolution, the "Office of Biometric Identity Management" (OBIM) was created in March 2013,

and replaced the US-VISIT program. The NPRM proposed that all aliens provide biometric identifiers at entry and upon

departure at any air and sea port of entry at which facilities exist to collect such information.

Priority: Economically Significant Agenda Stage of Rulemaking: Long-term Action

18

Regulations.gov Friday, May 23, 2014 Unified Agenda
Major: Yes Unfunded Mandates: Private Sector

CFR Citation: 8 CFR 215.1; 8 CFR 215.8 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 8 USC 1101 to 1104; 8 USC 1182; 8 USC 1184 to 1185 (pursuant to EO 13323); 8 USC 1221; 8 USC

1365a; 8 USC 1365b; 8 USC 1379; 8 USC 1731 to 1732

Legal Deadline: None

Timetable:

Action Date FR Cite

Next Action Undetermined 

NPRM 04/24/2008 73 FR 22065 

NPRM Comment Period End 06/23/2008 

Regulatory Flexibility Analysis Required: No Government Levels Affected: No

Small Entities Affected: No Federalism: No

RIN Information URL: www.regulations.gov Public Comment URL: www.regulations.gov

Related RINs: Previously Reported as 1650-AA04

Agency Contact: Steve Yonkers 

Director, Strategic Framework

Department of Homeland Security

Office of the Secretary

Office of Policy, 02-231, Washington, DC 20528

Washington , DC 20528

Phone: 202 447-3274 

E-Mail: steve.yonkers@hq.dhs.gov

Department of Homeland Security (DHS) 

U.S. Citizenship and Immigration Services ( USCIS ) RIN: 1615-AA41

 View Related Documents

Title: Asylum and Withholding Definitions

Abstract: This rule proposes to amend Department of Homeland Security regulations that govern eligibility for asylum and

withholding of removal. The amendments focus on portions of the regulations that deal with the definitions of membership in a

particular social group, the requirements for failure of State protection, and determinations about whether persecution is inflicted

on account of a protected ground. This rule codifies long-standing concepts of the definitions. It clarifies that gender can be a

basis for membership in a particular social group. It also clarifies that a person who has suffered or fears domestic violence may

under certain circumstances be eligible for asylum on that basis. After the Board of Immigration Appeals published a decision

on this issue in 1999, Matter of R-A-, Int. Dec. 3403 (BIA 1999), it became clear that the governing regulatory standards

required clarification. The Department of Justice began this regulatory initiative by publishing a proposed rule addressing these

issues in 2000.

Priority: Other Significant Agenda Stage of Rulemaking: Proposed Rule

Major: No Unfunded Mandates: No

CFR Citation: 8 CFR 2; 8 CFR 208 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 8 USC 1103; 8 USC 1158; 8 USC 1226; 8 USC 1252; 8 USC 1282

Legal Deadline: None

Timetable:

Action Date FR Cite

NPRM 12/07/2000 65 FR 76588 

NPRM Comment Period End 01/22/2001 

NPRM 11/00/2014 

Additional Information: CIS No. 2092-00 Transferred from RIN 1115-AF92

Regulatory Flexibility Analysis Required: No Government Levels Affected: No

Small Entities Affected: No Federalism: No

RIN Information URL: www.regulations.gov Public Comment URL: www.regulations.gov

Related Agencies: Joint : DOJ

19

Regulations.gov Friday, May 23, 2014 Unified Agenda
Agency Contact: Ted Kim 

Deputy Chief, Asylum Division, Office of Refugee, Asylum, and International Operations

Department of Homeland Security

U.S. Citizenship and Immigration Services

20 Massachusetts Avenue NW., Suite 6030, Washington, DC 20259

Washington , DC 20259

Phone: 202 272-1614 

FAX: 202 272-1994

E-Mail: ted.h.kim@uscis.dhs.gov

Department of Homeland Security (DHS) 

U.S. Citizenship and Immigration Services ( USCIS ) RIN: 1615-AA67

 View Related Documents

Title: New Classification for Victims of Criminal Activity; Eligibility for the U Nonimmigrant Status

Abstract: This rule proposes new application and eligibility requirements for U nonimmigrant status. The U classification is for

non-U.S. Citizen/Lawful Permanent Resident victims of certain crimes who cooperate with an investigation or prosecution of

those crimes. There is a limit of 10,000 principals per fiscal year. This rule would propose to establish new procedures to be

followed to petition for the U nonimmigrant classifications. Specifically, the rule would address the essential elements that must

be demonstrated to receive the nonimmigrant classification, procedures that must be followed to file a petition and evidentiary

guidance to assist in the petitioning process. Eligible victims would be allowed to remain in the United States if granted U

nonimmigrant status. The Trafficking Victims Protection Reauthorization Act of 2008, Public Law 110-457, and the Violence

Against Women Act (VAWA) of 2013, Public Law 113-4, made amendments to the U nonimmigrant status provisions of the

Immigration and Nationality Act. The Department of Homeland Security had issued an interim final rule in 2007.

Priority: Other Significant Agenda Stage of Rulemaking: Proposed Rule

Major: No Unfunded Mandates: No

CFR Citation: 8 CFR 103; 8 CFR 204; 8 CFR 212; 8 CFR 214; 8 CFR 299 (To search for a specific CFR, visit the Code of

Federal Regulations ) 

Legal Authority: 5 USC 552; 5 USC 552a; 8 USC 1101; 8 USC 1101 (note); 8 USC 1102; PL 113-4

Legal Deadline: None

Timetable:

Action Date FR Cite

Interim Final Rule 09/17/2007 72 FR 53013 

Interim Final Rule Effective 10/17/2007 

Interim Final Rule Comment Period End 11/17/2007 

NPRM 03/00/2015 

Additional Information: Transferred from RIN 1115-AG39

Regulatory Flexibility Analysis Required: No Government Levels Affected: Federal; Local; State

Small Entities Affected: No Federalism: No

RIN Information URL: www.regulations.gov Public Comment URL: www.regulations.gov

Agency Contact: Maureen A. Dunn 

Chief, Family Immigration and Victim Protection Division

Department of Homeland Security

U.S. Citizenship and Immigration Services

Office of Policy and Strategy, 20 Massachusetts Avenue NW., Suite 1200, Washington, DC 20529

Washington , DC 20529

Phone: 202 272-1470 

FAX: 202 272-1480

E-Mail: maureen.a.dunn@uscis.dhs.gov

Department of Homeland Security (DHS) 

U.S. Citizenship and Immigration Services ( USCIS ) RIN: 1615-AB79

 View Related Documents

20

Regulations.gov Friday, May 23, 2014 Unified Agenda
Title: New Asylum and Withholding Bars for Recruitment or Use of Child Soldiers

Abstract: The Child Soldier Accountability Act of 2008 (CSAA) establishes a criminal offense for the recruitment or use of child

soldiers, and also establishes grounds of inadmissibility and removability for aliens who have engaged in such recruitment or

use. The Department of Homeland Security (DHS) and the Department of Justice (DOJ) propose to amend their companion

immigration regulations, to specify that aliens who are inadmissible or deportable for recruitment or use of child soldiers are

considered ineligible for asylum and withholding of removal, due to the serious nonpolitical crime bar.

Priority: Other Significant Agenda Stage of Rulemaking: Proposed Rule

Major: No Unfunded Mandates: No

CFR Citation: 8 CFR 208; 8 CFR 1208 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: PL 110-340

Legal Deadline: The Child Soldier Accountability Act (CSAA) requires the Attorney General and Secretary of Homeland

Security (Secretary), within 60 days of the CSAA's enactment, to promulgate a final rule establishing that an alien subject to

these grounds of inadmissibility or deportability shall be considered an alien with respect to whom there are serious reasons to

believe that the alien committed a serious nonpolitical crime.

Action Source Description Date

Other Statutory CSAA PL 110-340 12/02/2008 

Timetable:

Action Date FR Cite

NPRM 11/00/2014 

Additional Information: CIS 2467-08

Regulatory Flexibility Analysis Required: No Government Levels Affected: No

Small Entities Affected: No Federalism: No

Energy Affected: No

Related Agencies: Joint : DOJ

Agency Contact: Ted Kim 

Deputy Chief, Asylum Division, Office of Refugee, Asylum, and International Operations

Department of Homeland Security

U.S. Citizenship and Immigration Services

20 Massachusetts Avenue NW., Suite 6030, Washington, DC 20259

Washington , DC 20259

Phone: 202 272-1614 

FAX: 202 272-1994

E-Mail: ted.h.kim@uscis.dhs.gov

Department of Homeland Security (DHS) 

U.S. Citizenship and Immigration Services ( USCIS ) RIN: 1615-AB89

 View Related Documents

Title: Exception to the Persecution Bar for Asylum, Refugee, and Temporary Protected Status, and Withholding of Removal

Abstract: This joint rule proposes amendments to Department of Homeland Security (DHS) and Department of Justice (DOJ)

regulations to describe the circumstances under which an applicant will continue to be eligible for asylum, refugee, or temporary

protected status, special rule cancellation of removal under the Nicaraguan Adjustment and Central American Relief Act, and

withholding of removal, even if DHS or DOJ has determined that the applicant's actions contributed, in some way, to the

persecution of others when the applicant's actions were taken when the applicant was under duress.

Priority: Other Significant Agenda Stage of Rulemaking: Proposed Rule

Major: No Unfunded Mandates: No

CFR Citation: 8 CFR 1; 8 CFR 207; 8 CFR 208; 8 CFR 240; 8 CFR 244; 8 CFR 1001; 8 CFR 1208; 8 CFR 1240 (To search

for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 8 USC 1101; 8 USC 1103; 8 USC 1158; 8 USC 1226; PL 107-26; PL 110-229

Legal Deadline: None

Timetable:

Action Date FR Cite

21

Regulations.gov Friday, May 23, 2014 Unified Agenda
NPRM 12/00/2014 

Regulatory Flexibility Analysis Required: No Government Levels Affected: No

Small Entities Affected: No Federalism: No

Energy Affected: No

Related Agencies: Joint : DOJ

Agency Contact: Ronald W. Whitney 

Deputy Chief, Refugee and Asylum Law Division

Department of Homeland Security

U.S. Citizenship and Immigration Services

Office of Chief Counsel, 20 Massachusetts Avenue NW., Washington, DC 20529

Washington , DC 20529

Phone: 415 293-1244 

FAX: 415 293-1269

E-Mail: ronald.w.whitney@uscis.dhs.gov

Department of Homeland Security (DHS) 

U.S. Citizenship and Immigration Services ( USCIS ) RIN: 1615-AB92

 View Related Documents

Title: Employment Authorization for Certain H-4 Dependent Spouses

Abstract: The Department of Homeland Security (DHS) proposes to amend its regulations by extending the availability of

employment authorization to certain H-4 dependent spouses of principal H-1B nonimmigrants who have begun the process of

seeking lawful permanent resident status through employment. Allowing the eligible class of H-4 dependent spouses to work

encourages professionals with high demand skills to remain in the country and help spur the innovation and growth of U.S.

companies.

Priority: Other Significant Agenda Stage of Rulemaking: Proposed Rule

Major: No Unfunded Mandates: No

CFR Citation: 8 CFR 274a.12(c) (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: INA sec 214(a)(1) 8 USC 1184(a)(1); INA 274A(h)(3) 8 USC 1324a(h)(3); 8 CFR 274a.12(c); sec 104(c) of

PL 106-313; sec 106(a) of PL 106-313; ...

Legal Deadline: None

Timetable:

Action Date FR Cite

NPRM 05/00/2014 

NPRM Comment Period End 07/00/2014 

Additional Information: Includes Retrospective Review under E.O. 13563.

Regulatory Flexibility Analysis Required: No Government Levels Affected: No

Small Entities Affected: No Federalism: No

Energy Affected: No

International Impacts: This regulatory action will be likely to have international trade and investment effects, or otherwise be of

international interest.

Agency Contact: Kevin J. Cummings 

Chief, Business and Foreign Workers Division

Department of Homeland Security

U.S. Citizenship and Immigration Services

Office of Policy and Strategy, 20 Massachusetts Avenue NW., Washington, DC 20529-2140

Washington , DC 20529-2140 

Phone: 202 272-1470 

FAX: 202 272-1480

E-Mail: kevin.j.cummings@uscis.dhs.gov

Department of Homeland Security (DHS) 

22

Regulations.gov Friday, May 23, 2014 Unified Agenda
U.S. Citizenship and Immigration Services ( USCIS ) RIN: 1615-AB96

 View Related Documents

Title: Application of the William Wilberforce Trafficking Victims Protection Reauthorization Act of 2008 to Unaccompanied Alien

Children Seeking Asylum

Abstract: This rule implements the provisions of the William Wilberforce Trafficking Victims Protection Reauthorization Act of

2008 (TVPRA), Public Law 110-457, 122 Stat. 5074 (Dec. 23, 2008) relating to unaccompanied alien children seeking asylum.

Specifically, the rule proposes to amend Department of Homeland Security (DHS) and Department of Justice (DOJ) regulations

relating to asylum applications filed by unaccompanied alien children. The rule will amend both DHS and DOJ regulations to

reflect that U.S. Citizenship and Immigration Services (USCIS) has initial jurisdiction over any asylum application filed by an

unaccompanied alien child. The rule will also add new special procedures for all children in interviews before USCIS officers

and for unaccompanied alien children in proceedings before immigration judges in the Executive Office for Immigration Review.

Priority: Other Significant Agenda Stage of Rulemaking: Proposed Rule

Major: No Unfunded Mandates: Undetermined

CFR Citation: Not Yet Determined (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: PL 110-457

Legal Deadline: None

Timetable:

Action Date FR Cite

NPRM 03/00/2015 

Regulatory Flexibility Analysis Required: Undetermined Government Levels Affected: Federal

Federalism: No

Energy Affected: No

Related Agencies: Joint : DOJ

Agency Contact: Ted Kim 

Deputy Chief, Asylum Division, Office of Refugee, Asylum, and International Operations

Department of Homeland Security

U.S. Citizenship and Immigration Services

20 Massachusetts Avenue NW., Suite 6030, Washington, DC 20259

Washington , DC 20259

Phone: 202 272-1614 

FAX: 202 272-1994

E-Mail: ted.h.kim@uscis.dhs.gov

Department of Homeland Security (DHS) 

U.S. Citizenship and Immigration Services ( USCIS ) RIN: 1615-AB97

 View Related Documents

Title: Implementation of AC21, the VWPPA, and the ACWIA

Abstract: The American Competitiveness in the 21st Century Act (AC21), Public Law 106-313, was enacted on October 17,

2000, along with two bills, the Visa Waiver Permanent Program Act (VWPPA), Public Law 106-311, and a bill to increase the

fee for certain H-1B petitions. An earlier piece of legislation, the American Competitiveness and Workforce Improvement Act

(ACWIA), Public Law 105-277, was enacted to place certain conditions on the employment of H-1B workers. Together, these

bills make significant changes to the H-1B classification. Public Law 106-313 increased the numerical H-1B cap to 195,000 for

fiscal year 2000-2002 and the percentage of the fees that the Department of Homeland Security (DHS) receives to 4 percent. It

exempts certain aliens from the numerical cap, provides for the "portability" of employment authorization, and in certain

circumstances extensions of stay for certain aliens who have permanent residence applications pending. Public Law 105-277

imposes penalties for employers violating certain representations and prohibits retaliation against H-1B workers who disclose

these violations. Finally, on November 2, 2002, the President approved enactment of Public Law 107-273, The 21st Century

Department of Justice Appropriations Act (21st Century DOJ Appropriations Act), which codified a provision that amends section

106(a) of AC21. This regulation clarifies several interpretive questions raised by the bills and ensures that DHS practice is

consistent with these laws.

Priority: Other Significant Agenda Stage of Rulemaking: Proposed Rule

Major: Undetermined Unfunded Mandates: Undetermined

CFR Citation: 8 CFR 103; 8 CFR 202; 8 CFR 204; CFR 205; 8 CFR 214; 8 CFR 245; 8 CFR 248 (To search for a specific

23

Regulations.gov Friday, May 23, 2014 Unified Agenda
CFR, visit the Code of Federal Regulations ) 

Legal Authority: PL 105-277; PL 106-313; PL 107-273; INA 101(a)(15)(H); PL 106-396; 8 USC 1184(g)(5)

Legal Deadline: None

Timetable:

Action Date FR Cite

NPRM 12/00/2014 

Regulatory Flexibility Analysis Required: Undetermined Government Levels Affected: Undetermined

Federalism: Undetermined

Energy Affected: No

RIN Information URL: www.regulations.gov Public Comment URL: www.regulations.gov

Related RINs: Duplicate of 1615-AA55

Agency Contact: Kevin J. Cummings 

Chief, Business and Foreign Workers Division

Department of Homeland Security

U.S. Citizenship and Immigration Services

Office of Policy and Strategy, 20 Massachusetts Avenue NW., Washington, DC 20529-2140

Washington , DC 20529-2140 

Phone: 202 272-1470 

FAX: 202 272-1480

E-Mail: kevin.j.cummings@uscis.dhs.gov

Department of Homeland Security (DHS) 

U.S. Citizenship and Immigration Services ( USCIS ) RIN: 1615-AB98

 View Related Documents

Title: Administrative Appeals Office: Procedural Reforms To Improve Efficiency

Abstract: This proposed rule revises the requirements and procedures for the filing of motions and appeals before the

Department of Homeland Security (DHS), U.S. Citizenship and Immigration Services (USCIS), and its Administrative Appeals

Office. The proposed changes are intended to streamline the existing processes for filing motions and appeals and will reduce

delays in the review and appellate process. This rule also proposes additional changes necessitated by the establishment of

DHS and its components.

Priority: Other Significant Agenda Stage of Rulemaking: Proposed Rule

Major: No Unfunded Mandates: No

CFR Citation: 8 CFR 103; 8 CFR 204; 8 CFR 205; 8 CFR 210; 8 CFR 214; 8 CFR 245a; 8 CFR 320; 8 CFR 105 (new); ... (To

search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 5 USC 552; 5 USC 552a; 8 USC 1101; 8 USC 1103; 8 USC 1304; 6 USC 112

Legal Deadline: None

Timetable:

Action Date FR Cite

NPRM 03/00/2015 

Additional Information: Previously 1615-AB29 (CIS 2311-04), which was withdrawn in 2007.

Regulatory Flexibility Analysis Required: Governmental

Jurisdictions Government Levels Affected: No

Federalism: No

Energy Affected: No

RIN Information URL: www.regulations.gov Public Comment URL: www.regulations.gov

Related RINs: Duplicate of 1615-AB29

Agency Contact: William K. Renwick 

Supervisory Citizenship and Immigration Appeals Officer

Department of Homeland Security

U.S. Citizenship and Immigration Services

Administrative Appeals Office, Washington, DC 20529-2090

24

Regulations.gov Friday, May 23, 2014 Unified Agenda
Washington , DC 20529-2090 

Phone: 703 224-4501 

E-Mail: william.k.renwick@uscis.dhs.gov

Department of Homeland Security (DHS) 

U.S. Citizenship and Immigration Services ( USCIS ) RIN: 1615-AC00

 View Related Documents

Title: Enhancing Opportunities for H-1B1, CW-1, and E-3 Nonimmigrants and EB-1 Immigrants

Abstract: The Department of Homeland Security (DHS) proposes to amend its regulations affecting high-skilled workers within

the nonimmigrant classifications for specialty occupation professionals from Chile and Singapore (H-1B1) and from Australia (E3), and the immigration classification for employment-based first preference (EB-1) outstanding professors and researchers.

Additionally, it proposes to amend regulations regarding continued employment authorization for nonimmigrant workers in the

Commonwealth of the Northern Mariana Islands (CNMI)-Only Transitional Worker (CW-1) classification. DHS proposes changes

that would harmonize the regulations for E-3, H-1B1, and CW-1 nonimmigrant classifications with existing regulations for other

similarly situated nonimmigrant classifications. DHS is proposing these changes to the regulations to benefit these high-skilled

workers and CW-1 transitional workers by removing unnecessary hurdles that place such workers at a disadvantage when

compared to similarly situated workers in other visa classifications.

Priority: Other Significant Agenda Stage of Rulemaking: Proposed Rule

Major: No Unfunded Mandates: No

CFR Citation: 8 CFR 204; 8 CFR 214; 8 CFR 248; 8 CFR 274a (To search for a specific CFR, visit the Code of Federal

Regulations ) 

Legal Authority: 8 USC 1101; 8 USC 1103; 8 USC 1151; 8 USC 1153; 8 USC 1154; 8 USC 1182; 8 USC 1184; 8 USC

1186a; 8 USC 1255; 8 USC 1641; ...

Legal Deadline: None

Timetable:

Action Date FR Cite

NPRM 05/00/2014 

Regulatory Flexibility Analysis Required: No Government Levels Affected: No

Small Entities Affected: Business; Organizations Federalism: No

Energy Affected: No

International Impacts: This regulatory action will be likely to have international trade and investment effects, or otherwise be of

international interest.

Agency Contact: Kevin J. Cummings 

Chief, Business and Foreign Workers Division

Department of Homeland Security

U.S. Citizenship and Immigration Services

Office of Policy and Strategy, 20 Massachusetts Avenue NW., Washington, DC 20529-2140

Washington , DC 20529-2140 

Phone: 202 272-1470 

FAX: 202 272-1480

E-Mail: kevin.j.cummings@uscis.dhs.gov

Department of Homeland Security (DHS) 

U.S. Citizenship and Immigration Services ( USCIS ) RIN: 1615-AA35

 View Related Documents

Title: Petitioning Requirements for the H-1C Nonimmigrant Classification Under Public Law 106-95

Abstract: On November 12, 1999, the Nursing Relief for Disadvantaged Areas Act (NRDAA) was enacted, creating a new H1C nonimmigrant nurse category. This rule amends the Department of Homeland Security's regulations to implement the

NRDAA requirements related to the adjudication petitions for the H-1C classification. Congress did not reauthorize the NRDAA

in 2009, and therefore USCIS stopped accepting petitions for the H-1C nonimmigrant category after December 21, 2009. This

expiration does not affect the ability of nurses to apply for readmission and, in limited circumstances, extension of stay for H1Cs who have not exceeded the 3-year limit for admission in this classification.

25

Regulations.gov Friday, May 23, 2014 Unified Agenda
Priority: Other Significant Agenda Stage of Rulemaking: Final Rule

Major: No Unfunded Mandates: No

CFR Citation: 8 CFR 214.1; 8 CFR 214.2; 8 CFR 248.3; 8 CFR 299.1 (To search for a specific CFR, visit the Code of Federal

Regulations ) 

Legal Authority: 8 USC 1101; 8 USC 1182; 8 USC 1184; 8 USC 1186a; 8 USC 1187

Legal Deadline: None

Timetable:

Action Date FR Cite

Interim Final Rule 06/11/2001 66 FR 31107 

Interim Final Rule Comment Period End 08/10/2001 

Final Rule 02/00/2015 

Additional Information: CIS No. 2050-00; Transferred from RIN 1115-AF76. This rule will be merged with RIN 1615-AB95.

Regulatory Flexibility Analysis Required: No Government Levels Affected: No

Small Entities Affected: No Federalism: No

RIN Information URL: www.regulations.gov Public Comment URL: www.regulations.gov

Related RINs: Merge with 1615-AB95

Agency Contact: Phillip Elder 

Associate Counsel

Department of Homeland Security

U.S. Citizenship and Immigration Services

20 Massachusetts Avenue NW., Washington, DC 20529

Washington , DC 20529

Phone: 202 272-1400 

E-Mail: phillip.d.elder@uscis.dhs.gov

Department of Homeland Security (DHS) 

U.S. Citizenship and Immigration Services ( USCIS ) RIN: 1615-AA53

 View Related Documents

Title: Nonimmigrant Classes; Spouses and Children of Lawful Permanent Residents; V Classification

Abstract: Section 1102 of the Legal Immigration Family Equity (LIFE) Act of 2000 amends the Immigration and Nationality Act

to create a new V nonimmigrant classification for the spouses and children of lawful permanent residents, awaiting the

availability of an immigrant visa number in the appropriate preference category, in accordance with the monthly Visa Bulletin of

the Department of State (DOS). Eligible spouses and children of lawful permanent residents residing abroad who obtain the V

nonimmigrant visa from DOS may work and reside in the United States on the basis of the V nonimmigrant classification until

they can apply for adjustment of status to that of lawful permanent resident. Certain eligible spouses and children of lawful

permanent residents already present in the United States may be granted the V classification until they can apply to adjust

status to that of lawful permanent resident.

Priority: Other Significant Agenda Stage of Rulemaking: Final Rule

Major: No Unfunded Mandates: No

CFR Citation: 8 CFR 103; 8 CFR 204 and 205; 8 CFR 212; 8 CFR 214; 8 CFR 245; 8 CFR 248; 8 CFR 299 (To search for a

specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 8 USC 1102; PL 106-553

Legal Deadline: None

Timetable:

Action Date FR Cite

Interim Final Rule 09/07/2001 66 FR 46697 

Interim Final Rule Effective 09/07/2001 

Interim Final Rule Comment Period End 11/06/2001 

Final Rule 02/00/2015 

Additional Information: CIS No. 2117-01; Transferred from RIN 1115-AG08. Rule is being merged with RIN 1615-AB95.

26

Regulations.gov Friday, May 23, 2014 Unified Agenda
Regulatory Flexibility Analysis Required: No Government Levels Affected: No

Small Entities Affected: No Federalism: No

RIN Information URL: www.regulations.gov Public Comment URL: www.regulations.gov

Related RINs: Merge with 1615-AB95

Agency Contact: Phillip Elder 

Associate Counsel

Department of Homeland Security

U.S. Citizenship and Immigration Services

20 Massachusetts Avenue NW., Washington, DC 20529

Washington , DC 20529

Phone: 202 272-1400 

E-Mail: phillip.d.elder@uscis.dhs.gov

Department of Homeland Security (DHS) 

U.S. Citizenship and Immigration Services ( USCIS ) RIN: 1615-AA56

 View Related Documents

Title: K Nonimmigrant Classification; Legal Immigration Family Equity (LIFE) Act

Abstract: Section 1103 of the Legal Immigration Family Equity Act (LIFE), Public Law 106-553, finalizes the interim rule that

created a new nonimmigrant classification under Immigration and Nationality Act section 101(a)(15)(K) for the spouses and

children of U.S. citizens who have pending immigrant visa applications. This rule establishes this classification in DHS

regulations, including creating filing and adjudication procedures, as well as procedures for adjusting status from this new

nonimmigrant classification to that of a lawful permanent resident.

Priority: Other Significant Agenda Stage of Rulemaking: Final Rule

Major: No Unfunded Mandates: No

CFR Citation: 8 CFR 212; 8 CFR 214; 8 CFR 245; 8 CFR 248; 8 CFR 274a (To search for a specific CFR, visit the Code of

Federal Regulations ) 

Legal Authority: PL 106-553

Legal Deadline: 

Action Source Description Date

Other Statutory 12/21/2000 

Timetable:

Action Date FR Cite

Interim Final Rule 08/14/2001 66 FR 42587 

Interim Final Rule Comment Period End 10/15/2001 

Final Rule 02/00/2015 

Regulatory Flexibility Analysis Required: No Government Levels Affected: No

Small Entities Affected: No Federalism: No

RIN Information URL: www.regulations.gov Public Comment URL: www.regulations.gov

Related RINs: Merge with 1615-AB95

Agency Contact: Phillip Elder 

Associate Counsel

Department of Homeland Security

U.S. Citizenship and Immigration Services

20 Massachusetts Avenue NW., Washington, DC 20529

Washington , DC 20529

Phone: 202 272-1400 

E-Mail: phillip.d.elder@uscis.dhs.gov

Department of Homeland Security (DHS) 

U.S. Citizenship and Immigration Services ( USCIS ) RIN: 1615-AA59

 View Related Documents

27

Regulations.gov Friday, May 23, 2014 Unified Agenda
Title: Classification for Victims of Severe Forms of Trafficking in Persons; Eligibility for T Nonimmigrant Status

Abstract: T classification was created by 107(e) of the Victims of Trafficking and Violence Protection Act of 2000 (VTVPA),

Public Law 106-386. The T nonimmigrant classification was designed for eligible victims of severe forms of trafficking in persons

who aid law enforcement with their investigation or prosecution of the traffickers, and who can establish that they would suffer

extreme hardship involving unusual and severe harm if they were removed from the United States. The rule streamlines

application procedures and responsibilities for the Department of Homeland Security (DHS) and provides guidance to the public

on how to meet certain requirements to obtain T nonimmigrant status. Several reauthorizations, including the Violence Against

Women Act (VAWA) of 2013, Public Law 113-4, have made amendments to the T nonimmigrant status provisions of the

Immigration and Naturalization Act. This rule implements those amendments.

Priority: Other Significant Agenda Stage of Rulemaking: Final Rule

Major: No Unfunded Mandates: No

CFR Citation: 8 CFR 103; 8 CFR 212; 8 CFR 214; 8 CFR 274a; 8 CFR 299 (To search for a specific CFR, visit the Code of

Federal Regulations ) 

Legal Authority: 5 USC 552; 5 USC 552a; 8 USC 1101 to 1104; 8 USC 1182; 8 USC 1184; 8 USC 1187; 8 USC 1201; 8

USC 1224 to 1227; 8 USC 1252 to 1252a; 22 USC 7101; 22 USC 7105; PL 113-4

Legal Deadline: None

Timetable:

Action Date FR Cite

Interim Final Rule 01/31/2002 67 FR 4784 

Interim Final Rule Effective 03/04/2002 

Interim Final Rule Comment Period End 04/01/2002 

Interim Final Rule 07/00/2014 

Additional Information: Transferred from RIN 1115-AG19

Regulatory Flexibility Analysis Required: No Government Levels Affected: Federal; Local; State

Small Entities Affected: No Federalism: No

Agency Contact: Maureen A. Dunn 

Chief, Family Immigration and Victim Protection Division

Department of Homeland Security

U.S. Citizenship and Immigration Services

Office of Policy and Strategy, 20 Massachusetts Avenue NW., Suite 1200, Washington, DC 20529

Washington , DC 20529

Phone: 202 272-1470 

FAX: 202 272-1480

E-Mail: maureen.a.dunn@uscis.dhs.gov

Department of Homeland Security (DHS) 

U.S. Citizenship and Immigration Services ( USCIS ) RIN: 1615-AA90

 View Related Documents

Title: Implementation of Amendments Affecting Petitions for Employment Creation for Aliens

Abstract: This rule amends the Department of Homeland Security regulations to implement changes made by the 21st Century

Department of Justice Appropriations Authorization of 2001. This legislation made various changes to the EB-5 alien immigrant

classification. This rule finalizes requirements and procedures for special determinations on the applications and petitions of

qualifying aliens whose employment creation immigrant petitions were approved after January 1, 1995, and before August 31,

1998.

Priority: Substantive, Nonsignificant Agenda Stage of Rulemaking: Final Rule

Major: No Unfunded Mandates: No

CFR Citation: 8 CFR 204; 8 CFR 216; 8 CFR 245; 8 CFR 299 (To search for a specific CFR, visit the Code of Federal

Regulations ) 

Legal Authority: 8 USC 1101; 8 USC 1103; 8 USC 1151; 8 USC 1153 and 1154; ...

Legal Deadline: 

Action Source Description Date

Other Statutory 03/02/2003 

28

Regulations.gov Friday, May 23, 2014 Unified Agenda
Timetable:

Action Date FR Cite

NPRM 09/28/2011 76 FR 59927 

NPRM Correction 10/04/2011 76 FR 61288 

NPRM Comment Period End 11/28/2011 

Final Action 03/00/2015 

Additional Information: CIS No. 2253-03; Regulatory actions announced in 1115-AF27 are merged with this rulemaking.

Transferred from RIN 1115-AG93

Regulatory Flexibility Analysis Required: No Government Levels Affected: No

Small Entities Affected: No Federalism: No

RIN Information URL: www.regulations.gov Public Comment URL: www.regulations.gov

Agency Contact: Robert Cox 

Acting Deputy Chief, Immigrant Investor Program

Department of Homeland Security

U.S. Citizenship and Immigration Services

MS 2060, 20 Massachusetts Avenue NW., Washington, DC 20529

Washington , DC 20529

Phone: 202 272-1459 

E-Mail: robert.h.cox@uscis.dhs.gov

Department of Homeland Security (DHS) 

U.S. Citizenship and Immigration Services ( USCIS ) RIN: 1615-AB68

 View Related Documents

Title: Petitions Filed on Behalf of H-1B Temporary Workers Subject to the Annual Numerical Limitation

Abstract: The Department of Homeland Security is finalizing its interim regulation governing petitions filed on behalf of alien

workers subject to the annual numerical limitations applicable to the H-1B nonimmigrant classification. This rule precludes a

petitioner from filing duplicate petitions on behalf of the same alien temporary worker. This rule also makes accommodations for

petitioners to create a more efficient filing process for H-1B petitions subject to the annual numerical limitation. Finally, this rule

clarifies treatment of incorrect cap exemption claims and removes certain unnecessary regulatory language.

Priority: Other Significant Agenda Stage of Rulemaking: Final Rule

Major: No Unfunded Mandates: No

CFR Citation: 8 CFR 214 (h) (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 8 USC 1184(g); INA 214(g); INA 101(a)(15)(h); 8 USC 1101(a)(15)(H)

Legal Deadline: None

Timetable:

Action Date FR Cite

Interim Final Rule 03/24/2008 73 FR 15389 

Interim Final Rule Effective 03/24/2008 

Interim Final Rule Comment Period End 05/23/2008 

Final Action 02/00/2015 

Additional Information: CIS 2434-07.

Regulatory Flexibility Analysis Required: Undetermined Government Levels Affected: No

Small Entities Affected: Business Federalism: No

Energy Affected: No

RIN Information URL: www.regulations.gov Public Comment URL: www.regulations.gov

Related RINs: Merge with 1615-AB95

Agency Contact: Phillip Elder 

Associate Counsel

Department of Homeland Security

U.S. Citizenship and Immigration Services

20 Massachusetts Avenue NW., Washington, DC 20529

Washington , DC 20529 

29

Regulations.gov Friday, May 23, 2014 Unified Agenda
Phone: 202 272-1400 

E-Mail: phillip.d.elder@uscis.dhs.gov

Department of Homeland Security (DHS) 

U.S. Citizenship and Immigration Services ( USCIS ) RIN: 1615-AB77

 View Related Documents

Title: Application of Immigration Regulations to the Commonwealth of the Northern Mariana Islands

Abstract: This final rule amends the Department of Homeland Security (DHS) and the Department of Justice (DOJ) regulations

to comply with the Consolidated Natural Resources Act of 2008 (CNRA). The CNRA extends the immigration laws of the United

States to the Commonwealth of the Northern Mariana Islands (CNMI). This rule finalizes the interim rule and implements

conforming amendments to their respective regulations.

Priority: Other Significant Agenda Stage of Rulemaking: Final Rule

Major: No Unfunded Mandates: No

CFR Citation: 8 CFR 208 and 209; 8 CFR 214 and 215; 8 CFR 217; 8 CFR 235; 8 CFR 248; 8 CFR 264; 8 CFR 274a (To

search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: PL 110-229

Legal Deadline: 

Action Source Description Date

Other Statutory Consolidated Natural Resources Act (CNRA) of 2008 11/28/2009 

Timetable:

Action Date FR Cite

Interim Final Rule 10/28/2009 74 FR 55725 

Interim Final Rule Comment Period End 11/27/2009 

Correction 12/22/2009 74 FR 67969 

Final Action 01/00/2015 

Additional Information: CIS 2460-08

Regulatory Flexibility Analysis Required: No Government Levels Affected: No

Small Entities Affected: No Federalism: No

Energy Affected: No

RIN Information URL: www.regulations.gov Public Comment URL: www.regulations.gov

Related RINs: Related to 1615-AB76;

Related to 1615-AB75

Agency Contact: Kevin J. Cummings 

Chief, Business and Foreign Workers Division

Department of Homeland Security

U.S. Citizenship and Immigration Services

Office of Policy and Strategy, 20 Massachusetts Avenue NW., Washington, DC 20529-2140

Washington , DC 20529-2140 

Phone: 202 272-1470 

FAX: 202 272-1480

E-Mail: kevin.j.cummings@uscis.dhs.gov

Department of Homeland Security (DHS) 

U.S. Citizenship and Immigration Services ( USCIS ) RIN: 1615-AB81

 View Related Documents

Title: Special Immigrant Juvenile Petitions

Abstract: This rule makes procedural changes and resolves interpretive issues following the amendments mandated by

Congress. It will enable juvenile aliens who have been abused, neglected, or abandoned and placed under the jurisdiction of a

juvenile court, to obtain special immigrant status. Such status will regularize immigration status for these juveniles and provide

the ability to adjust status to lawful permanent resident.

30

Regulations.gov Friday, May 23, 2014 Unified Agenda
Priority: Other Significant Agenda Stage of Rulemaking: Final Rule

Major: No Unfunded Mandates: No

CFR Citation: 8 CFR 204; 8 CFR 205; 8 CFR 245 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 8 USC 1101; 8 USC 1103; 8 USC 1151; 8 USC 1153; 8 USC 1154

Legal Deadline: None

Timetable:

Action Date FR Cite

NPRM 09/06/2011 76 FR 54978 

NPRM Comment Period End 11/07/2011 

Final Rule 03/00/2015 

Regulatory Flexibility Analysis Required: No Government Levels Affected: Federal; State

Small Entities Affected: No Federalism: No

Energy Affected: No

RIN Information URL: www.regulations.gov Public Comment URL: www.regulations.gov

Agency Contact: Maureen A. Dunn 

Chief, Family Immigration and Victim Protection Division

Department of Homeland Security

U.S. Citizenship and Immigration Services

Office of Policy and Strategy, 20 Massachusetts Avenue NW., Suite 1200, Washington, DC 20529

Washington , DC 20529

Phone: 202 272-1470 

FAX: 202 272-1480

E-Mail: maureen.a.dunn@uscis.dhs.gov

Department of Homeland Security (DHS) 

U.S. Citizenship and Immigration Services ( USCIS ) RIN: 1615-AB95

 View Related Documents

Title: Immigration Benefits Business Transformation, Increment II: Nonimmigrant Classes

Abstract: The Department of Homeland Security (DHS) is amending 8 CFR part 214 to provide the agency with the flexibility to

move toward electronic filing and adjudication, away from using paper forms, and to remove impediments to U.S. Citizenship

and Immigration Services (USCIS) accepting and processing electronic submissions. This rule is intended to provide the public

with simpler, better organized regulatory requirements for each nonimmigrant classification and to remove regulatory and

procedural hurdles to the USCIS business transformation initiative. In addition, through this rule, DHS is finalizing four interim

final rules, addressing public comments received on those rules, and making changes to the other sections of 8 CFR part 214,

including provisions promulgated in those interim rules. The four interim final rules being finalized include rules affecting the H1B (RIN 1615-AB68), H-1C (RIN 1615-AA35), K (RIN 1615-AA56), and V (RIN 1615-AA53) nonimmigrant classes.

Priority: Substantive, Nonsignificant Agenda Stage of Rulemaking: Final Rule

Major: No Unfunded Mandates: No

CFR Citation: 8 CFR 103; 8 CFR 212; 8 CFR 214; 8 CFR 245; 8 CFR 248; 8 CFR 274a (To search for a specific CFR, visit

the Code of Federal Regulations ) 

Legal Authority: 5 USC 301; 5 USC 552; 5 USC 552a; 8 USC 1101; 8 USC 1103

Legal Deadline: None

Timetable:

Action Date FR Cite

Final Rule With a Request for Comments 02/00/2015 

Additional Information: CIS# 2505-11. RINs 1615-AA35, 1615-AA53, 1615-AA56, and 1615-AB68 will be merged under this

rule, RIN 1615-AB95. Includes Retrospective Review under E.O. 13563.

Regulatory Flexibility Analysis Required: No Government Levels Affected: No

Small Entities Affected: No Federalism: No

Energy Affected: No

RIN Information URL: www.regulations.gov Public Comment URL: www.regulations.gov

31

Regulations.gov Friday, May 23, 2014 Unified Agenda
Related RINs: Related to 1615-AB83;

Related to 1615-

AA35;Related to 1615-AA53;Related to 1615-AA56;Related

to 1615-AB68

Agency Contact: Phillip Elder 

Associate Counsel

Department of Homeland Security

U.S. Citizenship and Immigration Services

20 Massachusetts Avenue NW., Washington, DC 20529

Washington , DC 20529

Phone: 202 272-1400 

E-Mail: phillip.d.elder@uscis.dhs.gov

Department of Homeland Security (DHS) 

U.S. Citizenship and Immigration Services ( USCIS ) RIN: 1615-AC01

 View Related Documents

Title: Notices of Decisions and Documents Evidencing Lawful Status

Abstract: The Department of Homeland Security (DHS) is amending its regulations governing when U.S. Citizenship and

Immigration Services (USCIS) will issue correspondence, notices of decisions, and documents evidencing lawful status in the

United States to an applicant, petitioner, attorney, or accredited representative. Through this rule, DHS intends to clarify USCIS

notification practices when dealing with represented parties. Specifically, this rule explains how USCIS will issue requests,

notices, cards, and original documents to applicants, petitioners, and their attorneys of record or accredited representatives.

Priority: Substantive, Nonsignificant Agenda Stage of Rulemaking: Final Rule

Major: No Unfunded Mandates: No

CFR Citation: 8 CFR 103 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 5 USC 301; 5 USC 552; 5 USC 552a; 8 USC 1101; 8 USC 1103; 8 USC 1304; 8 USC 1356; 31 USC 9701;

...

Legal Deadline: None

Timetable:

Action Date FR Cite

Final Action 03/00/2015 

Regulatory Flexibility Analysis Required: No Government Levels Affected: No

Small Entities Affected: No Federalism: No

Energy Affected: No

RIN Information URL: www.regulations.gov Public Comment URL: www.regulations.gov

Related RINs: Related to 1615-AB83

Agency Contact: Minas Khoudaghoulian 

Chief, Adjustment and Naturalization Branch

Department of Homeland Security

U.S. Citizenship and Immigration Services

Service Center Operations, 20 Massachusetts Avenue NW., Washington , DC 20529

Washington , DC 20529

Phone: 202 272-1483 

E-Mail: minas.khoudaghoulian@uscis.dhs.gov

Department of Homeland Security (DHS) 

U.S. Citizenship and Immigration Services ( USCIS ) RIN: 1615-AA60

 View Related Documents

Title: Adjustment of Status to Lawful Permanent Resident for Aliens in T and U Nonimmigrant Status

Abstract: This rule sets forth measures by which certain victims of severe forms of trafficking who have been granted T

nonimmigrant status and victims of certain qualifying criminal activity who have been granted U nonimmigrant status may apply

for adjustment to permanent resident status in accordance with Public Law 106-386, Victims of Trafficking and Violence

Protection Act of 2000; and Public Law 109-162, Violence Against Women and Department of Justice Reauthorization Act of

32

Regulations.gov Friday, May 23, 2014 Unified Agenda
2005. The Trafficking Victims Protection Reauthorization Act of 2008, Public Law 110-457, made amendments to the T

nonimmigrant status provisions of the Immigration and Naturalization Act. The Violence Against Women's Act of 2013 made

amendments to the T and U nonimmigrant status and the T and U adjustment of status provisions of the Immigration and

Naturalization Act. The Department of Homeland Security (DHS) will issue another interim final rule to make the changes

required by recent legislation.

Priority: Other Significant Agenda Stage of Rulemaking: Long-term Action

Major: No Unfunded Mandates: No

CFR Citation: 8 CFR 204; 8 CFR 214; 8 CFR 245 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 5 USC 552; 5 USC 552a; 8 USC 1101 to 1104; 8 USC 1182; 8 USC 1184; 8 USC 1187; 8 USC 1201; 8

USC 1224 to 1227; 8 USC 1252 to 1252a; 8 USC 1255; 22 USC 7101; 22 USC 7105; PL 113-4

Legal Deadline: None

Timetable:

Action Date FR Cite

Interim Final Rule 

Interim Final Rule 12/12/2008 73 FR 75540 

Interim Final Rule Effective 01/12/2009 

Interim Final Rule Comment Period End 02/10/2009 

Additional Information: CIS No. 2134-01 Transferred from RIN 1115-AG21

Regulatory Flexibility Analysis Required: No Government Levels Affected: Federal; Local; State

Small Entities Affected: No Federalism: No

RIN Information URL: www.regulations.gov Public Comment URL: www.regulations.gov

Agency Contact: Maureen A. Dunn 

Chief, Family Immigration and Victim Protection Division

Department of Homeland Security

U.S. Citizenship and Immigration Services

Office of Policy and Strategy, 20 Massachusetts Avenue NW., Suite 1200, Washington, DC 20529

Washington , DC 20529

Phone: 202 272-1470 

FAX: 202 272-1480

E-Mail: maureen.a.dunn@uscis.dhs.gov

Department of Homeland Security (DHS) 

U.S. Citizenship and Immigration Services ( USCIS ) RIN: 1615-AB94

 View Related Documents

Title: Electronic Filing of Requests for Immigration Benefits; Requiring an Application To Change or Extend Nonimmigrant

Status To Be Filed Electronically

Abstract: The Department of Homeland Security (DHS) is proposing regulations to govern the electronic filing of requests for

immigration benefit requests with the U.S. Citizenship and Immigration Services (USCIS). DHS also proposes to mandate

electronic applications in the new Integrated Operating Environment that is under development, with limited exceptions, for an

Application to Extend/Change Nonimmigrant Status from any individual in the M, J, B-1, and B-2 classifications; change of

status requests to the F, M, J, B-1, or B-2 classifications; and reinstatement of status requests in the F or M classification.

Priority: Other Significant Agenda Stage of Rulemaking: Long-term Action

Major: No Unfunded Mandates: No

CFR Citation: 8 CFR 103; 8 CFR 204 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 8 USC 1101; 8 USC 1103; 8 USC 1151; 8 USC 1153

Legal Deadline: None

Timetable:

Action Date FR Cite

NPRM 

Regulatory Flexibility Analysis Required: No Government Levels Affected: No

Small Entities Affected: No Federalism: No

33

Regulations.gov Friday, May 23, 2014 Unified Agenda
Energy Affected: No

Agency Contact: Phillip Elder 

Associate Counsel

Department of Homeland Security

U.S. Citizenship and Immigration Services

20 Massachusetts Avenue NW., Washington, DC 20529

Washington , DC 20529

Phone: 202 272-1400 

E-Mail: phillip.d.elder@uscis.dhs.gov

Department of Homeland Security (DHS) 

U.S. Citizenship and Immigration Services ( USCIS ) RIN: 1615-AC02

 View Related Documents

Title: Wage Methodology for the Temporary Non-Agricultural Employment H-2B Program

Abstract: In an interim final rule (IFR) published in April 2013, DHS and DOL amended their regulations governing the

methodology by which DOL calculates the prevailing wages to be paid to H-2B workers and U.S. workers recruited in

connection with the application for employment certification of nonimmigrant workers in temporary or seasonal non-agricultural

employment. That prevailing wage is then used by employers in petitioning the DHS to allow nonimmigrant workers to enter the

U.S. in H-2B status. DOL and DHS jointly issued this rule in response to the court's order in Comite de Apoyo a los

Trabajadores Agricolas v. Solis, which vacated a provision of DOL's prevailing wage rate regulation, and to ensure that the rule

is in effect nationwide in light of other outstanding litigation. The IFR requested comments from the public on a variety of

regulatory and policy issues, and the final rule will consider the public's input and make revisions to the regulations as

warranted.

Priority: Economically Significant Agenda Stage of Rulemaking: Long-term Action

Major: Yes Unfunded Mandates: Undetermined

CFR Citation: 8 CFR 214; 20 CFR 655 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 8 USC 1101 to 1103; 8 USC 1182; 8 USC 1184; 8 USC 1186a; 8 USC 1187; 8 USC 1221; 8 USC 1281

Legal Deadline: None

Timetable:

Action Date FR Cite

Final Rule

Interim Final Rule 04/24/2013 78 FR 24047 

Interim Final Rule Comment Period End 06/10/2013 

Regulatory Flexibility Analysis Required: No Government Levels Affected: No

Small Entities Affected: No Federalism: No

Energy Affected: No

RIN Information URL: www.regulations.gov Public Comment URL: www.regulations.gov

Related RINs: Related to 1205-AB69 Related Agencies: Joint: ETA

Agency Contact: Kevin J. Cummings 

Chief, Business and Foreign Workers Division

Department of Homeland Security

U.S. Citizenship and Immigration Services

Office of Policy and Strategy, 20 Massachusetts Avenue NW., Washington, DC 20529-2140

Washington , DC 20529-2140 

Phone: 202 272-1470 

FAX: 202 272-1480

E-Mail: kevin.j.cummings@uscis.dhs.gov

Department of Homeland Security (DHS) 

U.S. Coast Guard ( USCG ) RIN: 1625-AA77

 View Related Documents

Title: Commercial Fishing Industry Vessels

34

Regulations.gov Friday, May 23, 2014 Unified Agenda
Abstract: This proposed rule would have amended commercial fishing industry vessel requirements to enhance maritime

safety. Commercial fishing is one of the most dangerous industries in America. The Commercial Fishing Industry Vessel Safety

Act of 1988 (the Act, codified in 46 U.S.C. chapter 45) gives the Coast Guard regulatory authority to improve the safety of

vessels operating in that industry. Although significant reductions in industry deaths were recorded after the Coast Guard issued

its initial rules under the Act in 1991, we believe more deaths and serious injury can be avoided through compliance with new

regulations in the following areas: vessel stability and watertight integrity, vessel maintenance and safety equipment including

crew immersion suits, crew training and drills, and improved documentation of regulatory compliance. This regulatory project

was opened in 2002 to consider regulatory changes to improve safety in the commercial fishing industry, which remains one of

the most hazardous occupations in the United States. The Coast Guard is now intending to withdraw this rulemaking, subject to

public comment on why it should remain open, in light of the 2010 adoption by Congress of new legislation that provides the

Coast Guard with important new regulatory authority over commercial fishing safety. Withdrawal of this project will help the

Coast Guard focus its regulatory efforts on timely regulatory implementation of its 2010 statutory authority, which will be done

under a separate RIN (1625-AB85).

Priority: Economically Significant Agenda Stage of Rulemaking: PreRule

Major: Undetermined Unfunded Mandates: No

CFR Citation: 46 CFR 28 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 46 USC 4502(a) to 4502(d); 46 USC 4505 and 4506; 46 USC 6104; 46 USC 10603; DHS Delegation No

0170.1(92)

Legal Deadline: None

Timetable:

Action Date FR Cite

ANPRM 03/31/2008 73 FR 16815 

ANPRM Comment Period End 12/15/2008 

Notice of Withdrawal 09/00/2014 

Additional Information: The docket number for this rulemaking is USCG-2003-16158. The docket can be found at

www.regulations.gov.

Regulatory Flexibility Analysis Required: No Government Levels Affected: No

Federalism: No

Energy Affected: No

RIN Information URL: www.regulations.gov Public Comment URL: www.regulations.gov

Related RINs: Related to 1625-AB85

Agency Contact: Jack Kemerer 

Project Manager, CG-CVC-43

Department of Homeland Security

U.S. Coast Guard

2703 Martin Luther King Jr. Avenue SE., STOP 7501, Washington, DC 20593-7501

Washington , DC 20593-7501 

Phone: 202 372-1249 

E-Mail: jack.a.kemerer@uscg.mil

Department of Homeland Security (DHS) 

U.S. Coast Guard ( USCG ) RIN: 1625-AC10

 View Related Documents

Title: Training of Personnel and Manning on Mobile Offshore Units and Offshore Supply Vessels Engaged in U.S. Outer

Continental Shelf Activities

Abstract: The Coast Guard is considering expanding, consistent with U.S. and international law, its maritime safety training

requirements for all personnel working on offshore supply vessels (OSVs) and mobile offshore units (MOUs) engaged in

activities on the U.S. Outer Continental Shelf, regardless of flag. This is necessary to enhance personnel preparedness for

responding to emergencies such as fire, personal injury, and abandon ship situations in hazardous environments.

Priority: Other Significant Agenda Stage of Rulemaking: PreRule

Major: No Unfunded Mandates: No

CFR Citation: 33 CFR 140 to 147; 46 CFR 10 to 15 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 43 USC 1333; 43 USC 1356; 46 USC 2103; 46 USC 71; Department of Homeland Security Delegation No.

35

Regulations.gov Friday, May 23, 2014 Unified Agenda
0170.1

Legal Deadline: None

Timetable:

Action Date FR Cite

ANPRM 04/14/2014 79 FR 20844 

ANPRM Comment Period End 07/14/2014 

Regulatory Flexibility Analysis Required: No Government Levels Affected: No

Federalism: No

Energy Affected: No

International Impacts: This regulatory action will be likely to have international trade and investment effects, or otherwise be of

international interest.

Agency Contact: Gerald P. Miante 

Program Manager, CG-5221

Department of Homeland Security

U.S. Coast Guard

2703 Martin Luther King Jr. Avenue SE., STOP 7509, Washington, DC 20593-7509

Washington , DC 20593-7509 

Phone: 202 372-1407 

E-Mail: gerald.p.miante@uscg.mil

Department of Homeland Security (DHS) 

U.S. Coast Guard ( USCG ) RIN: 1625-AA14

 View Related Documents

Title: Numbering of Undocumented Barges

Abstract: Title 46 U.S.C. 12301, as amended by the Abandoned Barge Act of 1992, requires that all undocumented barges of

more than 100 gross tons operating on the navigable waters of the United States be numbered. This rulemaking would establish

a numbering system for these barges. The numbering of undocumented barges allows the Coast Guard to identify the owners of

abandoned barges. This rulemaking supports the Coast Guard's broad role and responsibility of protecting natural resources.

Priority: Substantive, Nonsignificant Agenda Stage of Rulemaking: Proposed Rule

Major: No Unfunded Mandates: No

CFR Citation: 33 CFR 66 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 46 USC 12301

Legal Deadline: None

Timetable:

Action Date FR Cite

Request for Comments 10/18/1994 59 FR 52646 

Comment Period End 01/17/1995 

ANPRM 07/06/1998 63 FR 36384 

ANPRM Comment Period End 11/03/1998 

NPRM 01/11/2001 66 FR 2385 

NPRM Comment Period End 04/11/2001 

NPRM Reopening of Comment Period 08/12/2004 69 FR 49844 

NPRM Reopening Comment Period End 11/10/2004 

Supplemental NPRM 08/00/2014 

Additional Information: The docket number for this rulemaking is USCG-1998-3798. The docket is located at

www.regulations.gov. The old docket number is CGD 93-091.

Regulatory Flexibility Analysis Required: Business Government Levels Affected: No

Federalism: No

Energy Affected: No

RIN Information URL: www.regulations.gov Public Comment URL: www.regulations.gov

Agency Contact: Denise Harmon 

Project Manager

36

Regulations.gov Friday, May 23, 2014 Unified Agenda
Department of Homeland Security

U.S. Coast Guard

National Vessel Documentation Center, 792 T.J. Jackson Drive, Falling Waters, WV 25419

Falling Waters , WV 25419

Phone: 304 271-2506 

E-Mail: denise.e.harmon@uscg.mil

Department of Homeland Security (DHS) 

U.S. Coast Guard ( USCG ) RIN: 1625-AA21

 View Related Documents

Title: Commercial Diving Operations

Abstract: This project would revise and update the Coast Guard's commercial diving regulations, which were first adopted in

1978. These revisions and updates would reflect current industry best practices, and new procedures and requirements would

allow the Coast Guard to approve independent third party organizations to assist with ensuring regulatory compliance. The

project supports the Coast Guard Maritime Safety, Security, and Stewardship program's role and responsibility of reducing

deaths and injuries on U.S. commercial vessels, and the Coast Guard's broad role and responsibility of maritime safety.

Priority: Substantive, Nonsignificant Agenda Stage of Rulemaking: Proposed Rule

Major: No Unfunded Mandates: No

CFR Citation: 46 CFR 197 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 33 USC 1509; 43 USC 1333; 46 USC 3306; 46 USC 3703; 46 USC 6101

Legal Deadline: None

Timetable:

Action Date FR Cite

ANPRM 06/26/1998 63 FR 34840 

ANPRM Comment Period Extended 09/23/1998 63 FR 50848 

ANPRM Comment Period End 11/09/1998 

Second ANPRM 01/06/2009 74 FR 414 

Second ANPRM Comment Period End 03/09/2009 

NPRM 06/00/2014 

Additional Information: The docket number for this rulemaking is USCG-1998-3786. The docket can be found at

www.regulations.gov.

Regulatory Flexibility Analysis Required: Undetermined Government Levels Affected: No

Small Entities Affected: Business Federalism: No

Energy Affected: No

RIN Information URL: www.regulations.gov Public Comment URL: www.regulations.gov

Agency Contact: Ken Smith 

Project Manager

Department of Homeland Security

U.S. Coast Guard

Commandant (CG-OES-2), 2703 Martin Luther King Jr. Avenue SE., STOP 7509, Washington, DC 20593-7509

Washington , DC 20593-7509 

Phone: 202 372-1413 

E-Mail: ken.a.smith@uscg.mil

Department of Homeland Security (DHS) 

U.S. Coast Guard ( USCG ) RIN: 1625-AB30

 View Related Documents

Title: Consolidated Cruise Ship Regulations

Abstract: This rulemaking proposes requirements for the screening of baggage, personal items, and persons intended for

carriage on a cruise ship. This rule would revise the existing regulatory regime under the Maritime Transportation Security Act of

2002 by requiring that cruise ship terminals have and submit a terminal screening program for passengers as part of their

37

Regulations.gov Friday, May 23, 2014 Unified Agenda
Facility Security Plans. The proposed changes would consolidate security requirements for cruise ships into one portion of the

CFR so they are more easily found and provide greater uniformity in screening across the industry.

Priority: Other Significant Agenda Stage of Rulemaking: Proposed Rule

Major: No Unfunded Mandates: No

CFR Citation: 33 CFR subchapter H (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 33 USC 1226; 33 USC 1231

Legal Deadline: None

Timetable:

Action Date FR Cite

NPRM 06/00/2014 

Additional Information: The docket number for this rulemaking is USCG-2006-23846. The docket can be found at

www.regulations.gov.

Regulatory Flexibility Analysis Required: No Government Levels Affected: Undetermined

Small Entities Affected: No Federalism: No

Energy Affected: No

International Impacts: This regulatory action will be likely to have international trade and investment effects, or otherwise be of

international interest.

RIN Information URL: www.regulations.gov Public Comment URL: www.regulations.gov

Agency Contact: LCDR Loan O'Brien 

Project Manager

Department of Homeland Security

U.S. Coast Guard

Commandant, (CG-FAC-2), 2703 Martin Luther King Jr. Avenue SE., STOP 7501, Washington, DC 20593-7501

Washington , DC 20593-7501 

Phone: 202 372-1133 

E-Mail: loan.t.o'brien@uscg.mil

Department of Homeland Security (DHS) 

U.S. Coast Guard ( USCG ) RIN: 1625-AB38

 View Related Documents

Title: Updates to Maritime Security

Abstract: The Coast Guard proposes certain additions, changes, and amendments to 33 CFR, subchapter H. Subchapter H is

comprised of parts 101 through 106. Subchapter H implements the major provisions of the Maritime Transportation Security Act

of 2002 (MTSA). This rulemaking is the first major revision to subchapter H. The proposed changes would further the goals of

domestic compliance and international cooperation by incorporating requirements from legislation implemented since the original

publication of these regulations, such as the Security and Accountability for Every (SAFE) Port Act of 2006, and including

international standards such as Standards of Training, Certification & Watchkeeping security training. This rulemaking has

international interest because of the close relationship between subchapter H and the International Ship and Port Security Code

(ISPS).

Priority: Economically Significant Agenda Stage of Rulemaking: Proposed Rule

Major: Undetermined Unfunded Mandates: No

CFR Citation: 33 CFR subchapter H (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 33 USC 1226; 33 USC 1231; 46 USC 701; 50 USC 191 and 192; EO 12656; 3 CFR 1988 Comp p 585; 33

CFR 1.05-1; 33 CFR 6.04-11; 33 CFR 6.14; 33 CFR 6.16; 33 CFR 6.19; DHS Delegation No 0170.1

Legal Deadline: None

Timetable:

Action Date FR Cite

NPRM 09/00/2014 

Additional Information: The regulations.gov docket number for this rulemaking is USCG-2007-0009. Includes Retrospective

Review under E.O. 13563

38

Regulations.gov Friday, May 23, 2014 Unified Agenda
Regulatory Flexibility Analysis Required: Business Government Levels Affected: No

Federalism: No

Energy Affected: No

International Impacts: This regulatory action will be likely to have international trade and investment effects, or otherwise be of

international interest.

RIN Information URL: http://www.regulations.gov Public Comment URL: http://www.regulations.gov

Agency Contact: LCDR Loan O'Brien 

Project Manager

Department of Homeland Security

U.S. Coast Guard

Commandant, (CG-FAC-2), 2703 Martin Luther King Jr. Avenue SE., STOP 7501, Washington, DC 20593-7501

Washington , DC 20593-7501 

Phone: 202 372-1133 

E-Mail: loan.t.o'brien@uscg.mil

Department of Homeland Security (DHS) 

U.S. Coast Guard ( USCG ) RIN: 1625-AB74

 View Related Documents

Title: Tonnage Regulations Amendments

Abstract: The Coast Guard proposes to amend its tonnage regulations to implement amendments to the tonnage measurement

law made by the Coast Guard Authorization Act of 2010, codify principal technical interpretations issued by the Coast Guard,

and incorporate clarifications of, and updates to, the tonnage regulations that are of an administrative and non-substantive

nature. The proposed changes would not be applied retroactively and are generally consistent with current policy or practice,

facilitating understanding of requirements, without incurring any identified costs.

Priority: Substantive, Nonsignificant Agenda Stage of Rulemaking: Proposed Rule

Major: Undetermined Unfunded Mandates: No

CFR Citation: 46 CFR 69 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 46 USC 2301; 46 USC 14101; 46 USC 14103; 46 USC 14302; 46 USC 14303; 46 USC 14305; 46 USC

14501; 46 USC 14503; 46 USC 14512; 46 USC 14514; 46 USC 14522

Legal Deadline: None

Timetable:

Action Date FR Cite

NPRM 04/08/2014 79 FR 19420 

NPRM Comment Period End 07/07/2014 

Additional Information: Docket No. USCG-2011-0522

Regulatory Flexibility Analysis Required: No Government Levels Affected: No

Federalism: No

Energy Affected: No

Agency Contact: Marcus J. Akins 

Regulatory Development Manager

Department of Homeland Security

U.S. Coast Guard

Marine Safety Center (MSC-4), Tonnage Division, 2703 Martin Luther King Jr. Avenue SE., STOP 7410, Washington, DC

20593-7410

Washington , DC 20593-7410 

Phone: 202 475-3349 

E-Mail: marcus.j.akins@uscg.mil

Department of Homeland Security (DHS) 

U.S. Coast Guard ( USCG ) RIN: 1625-AB91

 View Related Documents

39

Regulations.gov Friday, May 23, 2014 Unified Agenda
Title: Cruise Vessel Security and Safety Act of 2010: Implementation

Abstract: The Coast Guard proposes regulations to comply with the Cruise Vessel Security and Safety Act of 2010 (CVSSA)

which includes the requirement to issue implementing regulations. The proposed rule will clarify definitions, update existing

regulations, and propose performance standards to comply with CVSSA.

Priority: Other Significant Agenda Stage of Rulemaking: Proposed Rule

Major: Undetermined Unfunded Mandates: Undetermined

CFR Citation: 46 CFR 73; DHS Delegation No 0170.1(92.a) (92.b) (To search for a specific CFR, visit the Code of Federal

Regulations ) 

Legal Authority: 5 USC 553; 46 USC 2103; 46 USC 3507(j)

Legal Deadline: None

Timetable:

Action Date FR Cite

NPRM 06/00/2014 

Regulatory Flexibility Analysis Required: Undetermined Government Levels Affected: No

Federalism: No

Energy Affected: No

Agency Contact: LT Jason Kling 

Project Manager

Department of Homeland Security

U.S. Coast Guard

Commandant (CG-ENG-1), 2703 Martin Luther King Jr Ave, STOP 7509, Washington, DC 20593-7509

Washington , DC 20593-7509 

Phone: 202 372-1361 

E-Mail: jason.m.kling@uscg.mil

Department of Homeland Security (DHS) 

U.S. Coast Guard ( USCG ) RIN: 1625-AB92

 View Related Documents

Title: Deepwater Ports

Abstract: The Coast Guard proposes revisions to its regulations for the licensing, construction, design, equipment, and

operation of deepwater ports, which are offshore fixed or floating structures, other than vessels, used as ports or terminals for

the import or export of oil and natural gas. The proposed revisions would provide additional information, clarify existing

regulations, provide additional regulatory flexibility, and add new requirements to ensure safety. The proposed rule would not

affect the license of any existing deepwater port, nor would it result in the licensing of any new deepwater port. The proposed

rule furthers the Coast Guard's maritime safety and stewardship missions.

Priority: Other Significant Agenda Stage of Rulemaking: Proposed Rule

Major: No Unfunded Mandates: No

CFR Citation: 33 CFR 148 to 150 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 33 USC 1504; DHS Delegation No. 0170.1(75)

Legal Deadline: None

Timetable:

Action Date FR Cite

NPRM 09/00/2014 

Regulatory Flexibility Analysis Required: No Government Levels Affected: Federal; State

Federalism: No

Energy Affected: No

Agency Contact: Kevin Tone 

Project Manager, CG-OES-4

Department of Homeland Security

U.S. Coast Guard

2703 Martin Luther King Jr. Avenue SE., STOP 7509, Washington, DC 20593-7509

40

Regulations.gov Friday, May 23, 2014 Unified Agenda
Washington , DC 20593-7509 

Phone: 202 372-1441 

E-Mail: kevin.p.tone@uscg.mil

Department of Homeland Security (DHS) 

U.S. Coast Guard ( USCG ) RIN: 1625-AC14

 View Related Documents

Title: Consumer Price Index Adjustments of Oil Pollution Act of 1990 Limits of Liability-- Vessels, Deepwater Ports and

Onshore Facilities

Abstract: The Coast Guard proposes to increase the limits of liability for vessels, deepwater ports, and onshore facilities, under

the Oil Pollution Act of 1990, as amended (OPA'90), to reflect significant increases in the Consumer Price Index (CPI). We also

propose a simplified regulatory procedure for the Coast Guard to make future required periodic CPI increases to the OPA'90

limits of liability for vessels, deepwater ports, and onshore facilities. These regulatory inflation increases to the limits of liability

are required by OPA'90, and are necessary to preserve the deterrent effect and "polluter pays" principle embodied in OPA'90.

Finally, we propose language to clarify applicability of the OPA'90 vessel limits of liability to two categories of tank vessels,

edible oil cargo tank vessels and tank vessels designated as oil spill response vessels. This clarification to the existing

regulatory text is needed for consistency with OPA'90. This project supports the Coast Guard's strategic goals of maritime

stewardship and maritime safety.

Priority: Substantive, Nonsignificant Agenda Stage of Rulemaking: Proposed Rule

Major: Undetermined Unfunded Mandates: No

CFR Citation: 33 CFR 138, subpart B (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 33 USC 2704, 2716 and 2716a; 6 USC 552; EO 12777, sec 4; EO 13638, sec 1; EO 12777, sec 5

Legal Deadline: Statutory deadline was established by the Delaware River Protection Act of 2006, codified at 33 U.S.C.

2704(d)(4). Delayed to obtain delegated authorities needed to adjust OPA'90 limits of liability for all Coast Guard source

categories (i.e., vessels, deepwater ports, and onshore facilities).

Action Source Description Date

Other Statutory 07/11/2006 

Timetable:

Action Date FR Cite

NPRM 05/00/2014 

Regulatory Flexibility Analysis Required: No Government Levels Affected: No

Federalism: No

Energy Affected: No

Agency Contact: Benjamin White 

Project Manager, National Pollution Funds Center

Department of Homeland Security

U.S. Coast Guard

NPFC MS 7100, 4200 Wilson Boulevard, Arlington, VA 20598-7100

Arlington , VA 20598-7100 

Phone: 202 493-6863 

E-Mail: benjamin.h.white@uscg.mil

Department of Homeland Security (DHS) 

U.S. Coast Guard ( USCG ) RIN: 1625-AC15

 View Related Documents

Title: Seafarers' Access to Maritime Facilities

Abstract: This regulatory action will implement section 811 of the Coast Guard Authorization Act of 2010 (Pub. L. 111-281),

which requires the owner/operator of a facility regulated by the Coast Guard under the Maritime Transportation Security Act of

2002 (Pub. L. 107-295) (MTSA) to provide a system that enables seafarers and certain other individuals to transit between

vessels moored at the facility and the facility gate in a timely manner at no cost to the seafarer or other individual. Ensuring that

such access through a facility is consistent with the security requirements in MTSA is part of the Coast Guard's Ports,

Waterways, and Coastal Security (PWCS) mission.

41

Regulations.gov Friday, May 23, 2014 Unified Agenda
Priority: Other Significant Agenda Stage of Rulemaking: Proposed Rule

Major: No Unfunded Mandates: No

CFR Citation: 33 CFR 101.112(b); 33 CFR 105.200; 33 CFR 105.237; 33 CFR 105.405 (To search for a specific CFR, visit the

Code of Federal Regulations ) 

Legal Authority: 33 USC 1226; 33 USC 1231; PL 111-281 sec 811

Legal Deadline: None

Timetable:

Action Date FR Cite

NPRM 08/00/2014 

Regulatory Flexibility Analysis Required: Undetermined Government Levels Affected: No

Federalism: No

Energy Affected: No

Agency Contact: LT Russell Amacher 

Transportation Security Specialist

Department of Homeland Security

U.S. Coast Guard

2703 Martin Luther King Jr. Avenue SE., STOP 7501, Washington, DC 20593-7501

Washington , DC 20593-7501 

Phone: 202 372-1131 

E-Mail: russell.a.amacher@uscg.mil

Department of Homeland Security (DHS) 

U.S. Coast Guard ( USCG ) RIN: 1625-AC16

 View Related Documents

Title: Requirements for MODUs and Other Vessels Conducting Outer Continental Shelf Activities with Dynamic Positioning

Systems

Abstract: The Coast Guard proposes to establish minimum design, operation, training, and manning standards for mobile

offshore drilling units (MODUs) and other vessels using Dynamic Positioning systems to engage in Outer Continental Shelf

activities. Establishing these minimum standards is necessary to improve the safety of people and property involved in such

operations, and the protection of the environment in which they operate. This notice of proposed rulemaking would decrease the

risk of a loss of position by a dynamically positioned MODU or other vessel that could result in a fire, explosion, or subsea spill,

and supports the Coast Guard's strategic goals of maritime security and protection of natural resources.

Priority: Substantive, Nonsignificant Agenda Stage of Rulemaking: Proposed Rule

Major: No Unfunded Mandates: No

CFR Citation: 33 CFR 140; 33 CFR 143; 33 CFR 146; 46 CFR 2; 46 CFR 61; 46 CFR 62 (To search for a specific CFR, visit

the Code of Federal Regulations ) 

Legal Authority: 43 USC 1331 to 1356a

Legal Deadline: None

Timetable:

Action Date FR Cite

NPRM 06/00/2014 

Regulatory Flexibility Analysis Required: No Government Levels Affected: No

Federalism: No

Energy Affected: No

Agency Contact: Joshua Reynolds 

Program Manager

Department of Homeland Security

U.S. Coast Guard

Office of Design and Engineering Standards, Systems Engineering Division, CG-5213, 2703 Martin Luther King JR. Avenue

SE., STOP 7509, Washington, DC 20593-7509

Washington , DC 20593-7509 

Phone: 202 372-1375 

42

Regulations.gov Friday, May 23, 2014 Unified Agenda
E-Mail: joshua.d.reynolds@uscg.mil

Department of Homeland Security (DHS) 

U.S. Coast Guard ( USCG ) RIN: 1625-AA99

 View Related Documents

Title: Vessel Requirements for Notices of Arrival and Departure, and Automatic Identification System

Abstract: This rulemaking would expand the applicability for Notice of Arrival and Departure (NOAD) and Automatic

Identification System (AIS) requirements. These expanded requirements would better enable the Coast Guard to correlate

vessel AIS data with NOAD data, enhance our ability to identify and track vessels, detect anomalies, improve navigation safety,

and heighten our overall maritime domain awareness. The NOAD portion of this rulemaking could expand the applicability of the

NOAD regulations by changing the minimum size of vessels covered below the current 300 gross tons, require a notice of

departure when a vessel is departing for a foreign port or place, and mandate electronic submission of NOAD notices to the

National Vessel Movement Center. The AIS portion of this rulemaking would expand current AIS carriage requirements for the

population identified in the Safety of Life at Sea (SOLAS) Convention and the Marine Transportation Marine Transportation

Security Act (MTSA) of 2002.

Priority: Other Significant Agenda Stage of Rulemaking: Final Rule

Major: No Unfunded Mandates: No

CFR Citation: 33 CFR 62; 33 CFR 66; 33 CFR 160; 33 CFR 161; 33 CFR 164; 33 CFR 165; 33 CFR 101; 33 CFR 110; 33

CFR 117; 33 CFR 151; 46 CFR 4; 46 CFR 148 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 33 USC 1223; 33 USC 1225; 33 USC 1231; 46 USC 3716; 46 USC 8502; 46 USC 701; sec 102 of PL 107-

295; EO 12234

Legal Deadline: None

Timetable:

Action Date FR Cite

NPRM 12/16/2008 73 FR 76295 

Notice of Public Meeting 01/21/2009 74 FR 3534 

Notice of Second Public Meeting 03/02/2009 74 FR 9071 

NPRM Comment Period End 04/15/2009 

Notice of Second Public Meeting Comment Period End 04/15/2009 

Final Rule 12/00/2014 

Additional Information: We have indicated in past notices and rulemaking documents, and it remains the case, that we have

worked to coordinate implementation of AIS MTSA requirements with the development of our ability to take advantage of AIS

data (68 FR 39355 and 39370, Jul. 1, 2003). The docket number for this rulemaking is USCG-2005-21869. The docket can be

found at www.regulations.gov.

Regulatory Flexibility Analysis Required: Business Government Levels Affected: No

Federalism: No

Energy Affected: No

RIN Information URL: www.regulations.gov Public Comment URL: www.regulations.gov

Related RINs: Related to 1625-AA93;

Related to 1625-AB28

Agency Contact: LCDR Michael D. Lendvay 

Program Manager, Office of Commercial Vessel, Foreign and Offshore Vessel Activities Div. (CG-CVC-2)

Department of Homeland Security

U.S. Coast Guard

2703 Martin Luther King Jr. Avenue SE., STOP 7501, Washington, DC 20593-7501

Washington , DC 20593-7501 

Phone: 202 372-1218 

E-Mail: michael.d.lendvay@uscg.mil

Agency Contact: Jorge Arroyo 

Project Manager, Office of Navigation Systems (CG-NAV-1)

Department of Homeland Security

U.S. Coast Guard

2703 Martin Luther King Jr. Avenue SE., STOP 7418, Washington, DC 20593-7418

Washington , DC 20593-7418 

Phone: 202 372-1563 

E-Mail: jorge.arroyo@uscg.mil

43

Regulations.gov Friday, May 23, 2014 Unified Agenda
Department of Homeland Security (DHS) 

U.S. Coast Guard ( USCG ) RIN: 1625-AB06

 View Related Documents

Title: Inspection of Towing Vessels

Abstract: This rulemaking would implement a program of inspection for certification of towing vessels, which were previously

uninspected. It would prescribe standards for safety management systems and third-party auditors and surveyors, along with

standards for construction, operation, vessel systems, safety equipment, and recordkeeping.

Priority: Other Significant Agenda Stage of Rulemaking: Final Rule

Major: No Unfunded Mandates: No

CFR Citation: 46 CFR 2; 46 CFR 15; 46 CFR 136 to 144 (To search for a specific CFR, visit the Code of Federal Regulations

) 

Legal Authority: 46 USC 3103; 46 USC 3301; 46 USC 3306; 46 USC 3308; 46 USC 3316; 46 USC 3703; 46 USC 8104; 46

USC 8904; DHS Delegation No 0170.1

Legal Deadline: On October 15, 2010, the Coast Guard Authorization Act of 2010 was enacted as Public Law 111-281. It

requires that a proposed rule be issued within 90 days after enactment and that a final rule be issued within 1 year of

enactment.

Action Source Description Date

NPRM Statutory 01/13/2011 

Other Statutory 10/15/2011 

Timetable:

Action Date FR Cite

NPRM 08/11/2011 76 FR 49976 

Notice of Public Meetings 09/09/2011 76 FR 55847 

NPRM Comment Period End 12/09/2011 

Final Rule 03/00/2015 

Additional Information: The regulations.gov docket number is USCG-2006-24412.

Regulatory Flexibility Analysis Required: Business;

Governmental Jurisdictions; Organizations Government Levels Affected: State

Federalism: No

Energy Affected: No

RIN Information URL: www.regulations.gov Public Comment URL: www.regulations.gov

Agency Contact: Ken Doyle 

Project Manager

Department of Homeland Security

U.S. Coast Guard

Commandant (CG-OES-2), 2703 Martin Luther King Jr. Avenue SE., STOP 7509, Washington, DC 20593-7509

Washington , DC 20593-7509 

Phone: 202 372-1421 

E-Mail: kenneth.j.doyle@uscg.mil

Department of Homeland Security (DHS) 

U.S. Coast Guard ( USCG ) RIN: 1625-AB21

 View Related Documents

Title: Transportation Worker Identification Credential (TWIC); Card Reader Requirements

Abstract: The Coast Guard is establishing electronic card reader requirements for maritime facilities and vessels to be used in

combination with TSA's Transportation Worker Identification Credential (TWIC). Congress enacted several statutory

requirements within the Security and Accountability for Every (SAFE) Port Act of 2006 to guide regulations pertaining to TWIC

readers, including the need to evaluate TSA's final pilot program report as part of the TWIC reader rulemaking. During the

rulemaking process, we will take into account the final pilot data and the various conditions in which TWIC readers may be

employed. For example, we will consider the types of vessels and facilities that will use TWIC readers, locations of secure and

44

Regulations.gov Friday, May 23, 2014 Unified Agenda
restricted areas, operational constraints, and need for accessibility. Recordkeeping requirements, amendments to security plans,

and the requirement for data exchanges (i.e., Canceled Card List) between TSA and vessel or facility owners/operators will also

be addressed in this rulemaking.

Priority: Other Significant Agenda Stage of Rulemaking: Final Rule

Major: No Unfunded Mandates: No

CFR Citation: 33 CFR, subchapter H (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 33 USC 1226; 33 USC 1231; 46 USC 701; 50 USC 191; 50 USC 192; EO 12656

Legal Deadline: The final rule is required 2 years after the commencement of the pilot program.

Action Source Description Date

Other Statutory SAFE Port Act, codified at 46 USC 70105(k). The final rule is required 2

years after the commencement of the pilot program. 08/20/2010 

Timetable:

Action Date FR Cite

ANPRM 03/27/2009 74 FR 13360 

Notice of Public Meeting 04/15/2009 74 FR 17444 

ANPRM Comment Period End 05/26/2009 

Notice of Public Meeting Comment Period End 05/26/2009 

NPRM 03/22/2013 78 FR 20558 

NPRM Comment Period Extended 05/10/2013 78 FR 27335 

NPRM Comment Period Extended End 06/20/2013 

Final Rule 01/00/2015 

Additional Information: The docket number for this rulemaking is USCG-2007-28915. The docket can be found at

www.regulations.gov.

Regulatory Flexibility Analysis Required: Business;

Governmental Jurisdictions Government Levels Affected: No

Federalism: No

Energy Affected: No

RIN Information URL: www.regulations.gov Public Comment URL: www.regulations.gov

Related RINs: Related to 1625-AB02 Related Agencies: Common: TSA

Agency Contact: LCDR Greg Callaghan 

Project Manager

Department of Homeland Security

U.S. Coast Guard

Commandant (CG-FAC-2), 2703 Martin Luther King Jr Avenue SE., STOP 7501, Washington, DC 20593-7501

Washington , DC 20593-7501 

Phone: 202 372-1168 

E-Mail: gregory.a.callaghan@uscg.mil

Department of Homeland Security (DHS) 

U.S. Coast Guard ( USCG ) RIN: 1625-AB46

 View Related Documents

Title: Lifesaving Equipment, Production Testing, and Harmonization With International Standards

Abstract: The Coast Guard amended its regulations for certain lifesaving equipment, including launching appliances (winches

and davits), release mechanisms, survival craft (lifeboats, inflatable life rafts, and inflatable buoyant apparatuses), rescue boats,

and automatic disengaging devices. The current rule harmonizes the Coast Guard's design, construction, and performance

standards for this lifesaving equipment with international standards. In addition, the rule provides for the use of qualified

independent laboratories, instead of Coast Guard inspectors, during the approval process and for production inspections of

certain types of lifesaving equipment. The Coast Guard additionally updated the lifesaving equipment regulations for inflatable

life rafts and inflatable buoyant apparatuses to harmonize Coast Guard regulations with recently adopted international standards

affecting assumed occupant weight. The Coast Guard is adopting further amendments to the lifesaving equipment regulations for

release mechanisms to harmonize Coast Guard regulations with international standards affecting design, construction, and

performance requirements for release mechanisms.

Priority: Substantive, Nonsignificant Agenda Stage of Rulemaking: Final Rule

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Regulations.gov Friday, May 23, 2014 Unified Agenda
Major: No Unfunded Mandates: No

CFR Citation: 46 CFR 160 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 46 USC 2103 and 2104; 46 USC 3301; 46 USC 3305 and 3306; 46 USC 3703; 46 USC 4102; 46 USC 4302;

46 USC 4502; DHS Delegation 0170.1, paragraph 92

Legal Deadline: None

Timetable:

Action Date FR Cite

NPRM 08/31/2010 75 FR 53458 

NPRM Comment Period End 11/29/2010 

Interim Final Rule 10/11/2011 76 FR 62962 

SNPRM 10/11/2011 76 FR 62714 

Interim Final Rule Effective 10/10/2011 76 FR 62962 

SNPRM Comment Period End 11/25/2011 76 FR 62714 

Interim Final Rule 02/21/2012 77 FR 9859 

Interim Final Rule Effective 03/22/2012 

Second SNPRM 11/26/2012 77 FR 70390 

Second SNPRM Comment Period End 01/25/2013 

Final Rule 05/00/2014 

Additional Information: The docket number for this rulemaking is USCG-2010-0048 [Formerly USCG-2007-27669]. The docket

can be found at www.regulations.gov.

Regulatory Flexibility Analysis Required: No Government Levels Affected: Federal

Federalism: No

Energy Affected: No

RIN Information URL: http://www.regulations.gov Public Comment URL: http://www.regulations.gov

Related RINs: Previously Reported as 1625-AB15

Agency Contact: George Grills 

Project Manager (CG-5214)

Department of Homeland Security

U.S. Coast Guard

2100 Second Street SW., STOP 7126, Washington, DC 20593-7126

Washington , DC 20593-7126 

Phone: 202 372-1385 

E-Mail: george.g.grills@uscg.mil

Department of Homeland Security (DHS) 

U.S. Coast Guard ( USCG ) RIN: 1625-AB56

 View Related Documents

Title: Vessel Documentation User Fees--Annual Renewal Fee

Abstract: The Coast Guard is amending 46 CFR part 67 to include a new annual fee for renewals of endorsements upon the

Certificate of Documentation. The Coast Guard is required to establish user fees for services related to the documentation of

vessels. This rule would establish a fee to cover the current costs of the vessel documentation services provided by the Coast

Guard.

Priority: Other Significant Agenda Stage of Rulemaking: Final Rule

Major: Undetermined Unfunded Mandates: No

CFR Citation: 46 CFR 67 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 31 USC 9701; 46 USC 2110

Legal Deadline: None

Timetable:

Action Date FR Cite

NPRM 04/04/2013 78 FR 14053 

NPRM Comment Period End 05/03/2013 

Final Rule 07/00/2014 

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Regulations.gov Friday, May 23, 2014 Unified Agenda
Regulatory Flexibility Analysis Required: Undetermined Government Levels Affected: Undetermined

Federalism: No

Energy Affected: No

Agency Contact: Mary Jager 

CG-DCO-832

Department of Homeland Security

U.S. Coast Guard

2703 Martin Luther King Jr. Avenue SE., STOP 7318, Washington, DC 20593-7318

Washington , DC 20593-7318 

Phone: 202 372-1331 

E-Mail: mary.k.jager@uscg.mil

Department of Homeland Security (DHS) 

U.S. Coast Guard ( USCG ) RIN: 1625-AB57

 View Related Documents

Title: MARPOL Annex 1 Update

Abstract: In this rulemaking, the Coast Guard would amend the regulations in subchapter O (Pollution) of title 33 of the CFR,

including regulations on vessels carrying oil, oil pollution prevention, oil transfer operations, and rules for marine environmental

protection regarding oil tank vessels, to reflect changes to international oil pollution standards adopted since 2004. Additionally,

this regulation would update shipping regulations in title 46 to require Material Safety Data Sheets, in accordance with

international agreements, to protect the safety of mariners at sea.

Priority: Substantive, Nonsignificant Agenda Stage of Rulemaking: Final Rule

Major: Undetermined Unfunded Mandates: Undetermined

CFR Citation: 33 CFR 151; 33 CFR 155 to 157; 46 CFR 197 (To search for a specific CFR, visit the Code of Federal

Regulations ) 

Legal Authority: 33 USC 1902; 46 USC 3306

Legal Deadline: None

Timetable:

Action Date FR Cite

NPRM 04/09/2012 77 FR 21360 

NPRM Comment Period End 07/26/2012 77 FR 21360 

Comment Period Extended 09/07/2012 77 FR 43741 

Final Rule 05/00/2014 

Regulatory Flexibility Analysis Required: Business Government Levels Affected: No

Federalism: No

Energy Affected: No

RIN Information URL: www.regulations.gov Public Comment URL: www.regulations.gov

Agency Contact: LCDR William Nabach 

Project Manager, Office of Design & Engineering Standards, CG-OES-2

Department of Homeland Security

U.S. Coast Guard

2703 Martin Luther King Jr. Avenue SE., STOP 7509, Washington, DC 20593-7509

Washington , DC 20593-7509 

Phone: 202 372-1386 

E-Mail: william.a.nabach@uscg.mil

Department of Homeland Security (DHS) 

U.S. Coast Guard ( USCG ) RIN: 1625-AB59

 View Related Documents

Title: Harmonization of Standards for Fire Protection, Detection, and Extinguishing Equipment

Abstract: The Coast Guard proposes to amend its regulations for fire, protection, detection, and extinguishing equipment on

inspected and uninspected vessels and outer continental shelf facilities. These changes are necessary to ensure Coast Guard

47

Regulations.gov Friday, May 23, 2014 Unified Agenda
regulations remain current and address advances in new technologies. The proposed rules would also harmonize the Coast

Guard's regulations with the appropriate national and international consensus standards for fire protection, detection, and

extinguishing equipment.

Priority: Substantive, Nonsignificant Agenda Stage of Rulemaking: Final Rule

Major: Undetermined Unfunded Mandates: No

CFR Citation: 33 CFR 140; 33 CFR 145; 46 CFR 25; 46 CFR 28; 46 CFR 31 and 32; 46 CFR 34; 46 CFR 71 and 72; 46 CFR

76; 46 CFR 91; 46 CFR 95; 46 CFR 107 and 108; 46 CFR 116; 46 CFR 118; 46 CFR 132; 46 CFR 159; 46 CFR 161 and 162;

46 CFR 164; 46 CFR 169; 46 CFR 175; 46 CFR 177; 46 CFR 181; 46 CFR 189 and 190; 46 CFR 193 (To search for a specific

CFR, visit the Code of Federal Regulations ) 

Legal Authority: 46 USC 3306; 46 USC 3503; 46 USC 3703; 46 USC 4102; 46 USC 4302; DHS Delegation No 0170.1

Legal Deadline: None

Timetable:

Action Date FR Cite

NPRM 01/13/2014 79 FR 2254 

NPRM Comment Period End 04/14/2014 

Final Rule 04/00/2015 

Regulatory Flexibility Analysis Required: Undetermined Government Levels Affected: No

Federalism: No

Energy Affected: No

RIN Information URL: www.regulations.gov Public Comment URL: www.regulations.gov

Agency Contact: LCDR John Miller 

Project Manager, Office of Design and Engineering Standards, CG-ENG-4

Department of Homeland Security

U.S. Coast Guard

2703 Martin Luther King Jr. Avenue SE., STOP 7509, Washington, DC 20593-7509

Washington , DC 20593-7509 

Phone: 202 372-1372 

E-Mail: john.h.miller@uscg.mil

Department of Homeland Security (DHS) 

U.S. Coast Guard ( USCG ) RIN: 1625-AB62

 View Related Documents

Title: Offshore Supply Vessels of at Least 6000 GT ITC

Abstract: The Coast Guard Authorization Act of 2010 removed the size limit on offshore supply vessels (OSVs). The Act also

directed the Coast Guard to issue, as soon as is practicable, a regulation to implement section 617 of the Act and to ensure the

safe carriage of oil, hazardous substances, and individuals in addition to the crew on vessels of at least 6,000 gross tonnage as

measured under the International Convention on Tonnage Measurement of Ships (6,000 GT ITC). Accordingly, the Coast

Guard's rule will address design, manning, carriage of personnel, and related topics for OSVs of at least 6,000 GT ITC. This

rulemaking will meet the requirements of the Act and will support the Coast Guard's mission of marine safety, security, and

stewardship.

Priority: Other Significant Agenda Stage of Rulemaking: Final Rule

Major: Undetermined Unfunded Mandates: No

CFR Citation: Not Yet Determined (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: PL 111-281, sec 617

Legal Deadline: 

Action Source Description Date

Other Statutory Coast Guard Authorization Act of 2010 01/01/2012 

Timetable:

Action Date FR Cite

Interim Final Rule 07/00/2014 

Regulatory Flexibility Analysis Required: No Government Levels Affected: No

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Regulations.gov Friday, May 23, 2014 Unified Agenda
Federalism: No

Agency Contact: LT Anne Besser 

Project Manager

Department of Homeland Security

U.S. Coast Guard

Commandant (CG-ENG-1), 2703 Martin Luther King Jr Avenue SE., STOP 7509, Washington, DC 20593-7509

Washington , DC 20593-7509 

Phone: 202 372-1362 

E-Mail: anne.besser@uscg.mil

Department of Homeland Security (DHS) 

U.S. Coast Guard ( USCG ) RIN: 1625-AB66

 View Related Documents

Title: Revision of Coast Guard Auxiliary Regulations

Abstract: The proposed regulatory revisions would align the program's regulations with changes in statutory language that were

made in 1996, 2002, 2004, and 2010. They would clarify the U.S. Coast Guard Auxiliary's organization and status as the Coast

Guard's volunteer workforce element, commensurately broaden the role of the Coast Guard Auxiliary as provided for in the

afore listed legal authorities, and provide additional liability protection for Coast Guard Auxiliarists assigned to Coast Guard duty.

Priority: Substantive, Nonsignificant Agenda Stage of Rulemaking: Final Rule

Major: No Unfunded Mandates: No

CFR Citation: 33 CFR 5 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 14 USC 23; 14 USC 92; 14 USC 633; 14 USC 821

Legal Deadline: None

Timetable:

Action Date FR Cite

NPRM 05/10/2013 78 FR 27321 

NPRM Comment Period End 08/08/2013 

Final Rule 06/00/2014 

Additional Information: The docket number for this rulemaking is USCG-1999-6712. The docket can be found at

www.regulations.gov.

Regulatory Flexibility Analysis Required: No Government Levels Affected: No

Federalism: No

Energy Affected: No

RIN Information URL: www.regulations.gov Public Comment URL: www.regulations.gov

Agency Contact: Stephen J. Minutolo 

Project Manager

Department of Homeland Security

U.S. Coast Guard

2703 Martin Luther King Jr. Avenue SE., STOP 7501, Washington, DC 20593-7501

Washington , DC 20593-7501 

Phone: 202 372-1267 

E-Mail: stephen.j.minutolo@uscg.mil

Department of Homeland Security (DHS) 

U.S. Coast Guard ( USCG ) RIN: 1625-AB68

 View Related Documents

Title: Ballast Water Management Reporting and Recordkeeping

Abstract: This rulemaking would amend the ballast water management reporting and recordkeeping requirement in 33 CFR

part 151, subparts C and D. Obtaining a more complete understanding of vessels' ballasting operations supports the Coast

Guard's broad roles and responsibilities of maritime safety and environmental stewardship. This rule would allow most vessels

to submit ballast water reports after arrival to the port or place of destination, providing them more flexibility in fulfilling the

49

Regulations.gov Friday, May 23, 2014 Unified Agenda
reporting requirements. The Coast Guard would also require vessels with ballast tanks operating solely on voyages between

ports or places within a single Captain of the Port Zone to submit annual reports of their ballast water management practices.

Priority: Substantive, Nonsignificant Agenda Stage of Rulemaking: Final Rule

Major: No Unfunded Mandates: No

CFR Citation: 33 CFR 151 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 16 USC 4711; DHS Delegation No. 0170.1

Legal Deadline: None

Timetable:

Action Date FR Cite

NPRM 06/05/2013 78 FR 33774 

NPRM Comment Period End 08/05/2013 

Final Rule 07/00/2014 

Regulatory Flexibility Analysis Required: No Government Levels Affected: No

Small Entities Affected: Business Federalism: No

Energy Affected: No

RIN Information URL: www.regulations.gov Public Comment URL: www.regulations.gov

Agency Contact: LCDR Rodney Wert 

Project Manager (CG-OES-3)

Department of Homeland Security

U.S. Coast Guard

2703 Martin Luther King Jr. Avenue SE., STOP 7509, Washington, DC 20593-7509

Washington , DC 20593-7509 

Phone: 202 372-1434 

E-Mail: rodney.wert@uscg.mil

Department of Homeland Security (DHS) 

U.S. Coast Guard ( USCG ) RIN: 1625-AB78

 View Related Documents

Title: Revision of Crane Regulation Standards for Mobile Offshore Drilling Units, Offshore Supply Vessels, and Floating Outer

Continental Shelf Facilities

Abstract: This rule revises the current regulations to reflect current crane inspection and design standards, and expand

applicability of the existing standards regarding who may apply to issue crane certifications and to perform inspections. This rule

would support the Coast Guard's strategic goals of maritime safety and mobility, and protection of natural resources.

Priority: Substantive, Nonsignificant Agenda Stage of Rulemaking: Final Rule

Major: Undetermined Unfunded Mandates: No

CFR Citation: 46 CFR 107; 46 CFR 108; 46 CFR 109 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 43 USC 1333; 46 USC 3103; 46 USC 3306; 46 USC 3307; 46 USC 3316

Legal Deadline: None

Timetable:

Action Date FR Cite

NPRM 05/13/2013 78 FR 27913 

NPRM Comment Period End 08/12/2013 

Final Rule 06/00/2014 

Regulatory Flexibility Analysis Required: No Government Levels Affected: No

Small Entities Affected: Business; Organizations Federalism: No

Energy Affected: No

Agency Contact: Ken Smith 

Project Manager

Department of Homeland Security

U.S. Coast Guard

Commandant (CG-OES-2), 2703 Martin Luther King Jr. Avenue SE., STOP 7509, Washington, DC 20593-7509

50

Regulations.gov Friday, May 23, 2014 Unified Agenda
Washington , DC 20593-7509 

Phone: 202 372-1413 

E-Mail: ken.a.smith@uscg.mil

Department of Homeland Security (DHS) 

U.S. Coast Guard ( USCG ) RIN: 1625-AB80

 View Related Documents

Title: Revision to Transportation Worker Identification Credential (TWIC) Requirements for Mariners

Abstract: The Coast Guard is revising its merchant mariner credentialing regulations to implement the requirements of section

809 of the Coast Guard Authorization Act of 2010, Public Law 111-281. Section 809 eliminates the requirement for certain

mariner populations to hold a Transportation Worker Identification Credential (TWIC). The Coast Guard is also adjusting its

regulations to provide an exemption for certain fees associated with merchant mariner credentialing for those mariners not

required to hold a TWIC, but who may still be required to visit a TWIC enrollment center to provide the information necessary to

obtain a Merchant Mariner Credential (MMC). This rulemaking implements section 809 through revised regulations addressing

the applicability of the TWIC requirements and the process of obtaining an MMC for affected mariners, and will supersede

Coast Guard Policy Letter 11-15 issued December 2011, which provided affected mariners some of the relief presented by

section 809 while the Coast Guard worked on this rulemaking.

Priority: Other Significant Agenda Stage of Rulemaking: Final Rule

Major: No Unfunded Mandates: No

CFR Citation: 46 CFR 10; 46 CFR 11; 46 CFR 12; 46 CFR 15 (To search for a specific CFR, visit the Code of Federal

Regulations ) 

Legal Authority: sec 809 of the Coast Guard Authorization Act of 2010, PL 111-281, codified at 46 USC 70105(b)(2); 46 USC

2110(g)

Legal Deadline: None

Timetable:

Action Date FR Cite

Interim Final Rule 11/00/2014 

Additional Information: Includes Retrospective Review under E.O. 13563

Regulatory Flexibility Analysis Required: No Government Levels Affected: Federal

Small Entities Affected: No Federalism: No

Energy Affected: No

Agency Contact: Davis Breyer 

Project Manager

Department of Homeland Security

U.S. Coast Guard

CG-OES-1, 2703 Martin Luther King Jr. Avenue SE., STOP 7509, Washington, DC 20593-7509

Washington , DC 20593-7509 

Phone: 202 372-1445 

E-Mail: davis.j.breyer@uscg.mil

Department of Homeland Security (DHS) 

U.S. Coast Guard ( USCG ) RIN: 1625-AB83

 View Related Documents

Title: Lifesaving Devices Uninspected Vessels Commercial Barges and Sailing Vessels

Abstract: The Coast Guard proposed aligning its regulations with the 2010 Coast Guard Authorization Act. Before 2010,

uninspected commercial barges and uninspected commercial sailing vessels fell outside the scope of a statute requiring the

regulation of lifesaving devices on uninspected vessels. Lifesaving devices were required on these vessels only if they carried

passengers for hire. The 2010 Act brought these vessels within the scope of the statutory requirement to carry lifesaving devices

even if they carry no passengers. The Coast Guard proposed requiring the use of wearable personal flotation devices for

individuals on board uninspected commercial barges and sailing vessels, and amending several regulatory tables to reflect that

requirement. This rulemaking promotes the Coast Guard's maritime safety mission.

51

Regulations.gov Friday, May 23, 2014 Unified Agenda
Priority: Substantive, Nonsignificant Agenda Stage of Rulemaking: Final Rule

Major: No Unfunded Mandates: No

CFR Citation: 46 CFR 2; 46 CFR 24; 46 CFR 25; 46 CFR 30; 46 CFR 70; 46 CFR 90; 46 CFR 188 (To search for a specific

CFR, visit the Code of Federal Regulations ) 

Legal Authority: 46 USC 2103; 46 USC 4102; Department of Homeland Security Delegation No 0170.1(92)(a), (92)(b)

Legal Deadline: None

Timetable:

Action Date FR Cite

NPRM 07/17/2013 78 FR 42739 

NPRM Comment Period End 10/15/2013 

Final Rule 05/00/2014 

Regulatory Flexibility Analysis Required: No Government Levels Affected: No

Small Entities Affected: Business Federalism: No

Energy Affected: No

Agency Contact: Martin L. Jackson 

Project Manager

Department of Homeland Security

U.S. Coast Guard

Commandant (CG-ENG-4) , 2703 Martin Luther King Jr. Avenue SE., STOP 7509, Washington, DC 20593-7509

Washington , DC 20593-7509 

Phone: 202 372-1391 

E-Mail: martin.l.jackson@uscg.mil

Department of Homeland Security (DHS) 

U.S. Coast Guard ( USCG ) RIN: 1625-AB85

 View Related Documents

Title: Commercial Fishing Vessels--Implementation of 2010 and 2012 Legislation

Abstract: The Coast Guard is implementing those requirements of 2010 and 2012 legislation that pertain to uninspected

commercial fishing industry vessels and that took effect upon enactment of the legislation but that, to be implemented, require

amendments to Coast Guard regulations affecting those vessels. The applicability of the regulations is being changed, and new

requirements are being added to safety training, equipment, vessel examinations, vessel safety standards, the documentation of

maintenance, and the termination of unsafe operations. This rulemaking promotes the Coast Guard maritime safety mission.

Priority: Economically Significant Agenda Stage of Rulemaking: Final Rule

Major: Undetermined Unfunded Mandates: Private Sector

CFR Citation: 46 CFR 28; 46 CFR 42 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: PL 111-281; title VI (Marine Safety)

Legal Deadline: 

Action Source Description Date

Other Statutory CGAA 2010 Requirements in effect since 10/15/2010 

Timetable:

Action Date FR Cite

Interim Final Rule 09/00/2014 

Additional Information: The docket number for this rulemaking is USCG-2012-0025. The docket can be found at

www.regulations.gov.

Regulatory Flexibility Analysis Required: Business Government Levels Affected: No

Federalism: No

Energy Affected: No

RIN Information URL: www.regulations.gov Public Comment URL: www.regulations.gov

Related RINs: Related to 1625-AA77

Agency Contact: Jack Kemerer 

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Regulations.gov Friday, May 23, 2014 Unified Agenda
Project Manager, CG-CVC-43

Department of Homeland Security

U.S. Coast Guard

2703 Martin Luther King Jr. Avenue SE., STOP 7501, Washington, DC 20593-7501

Washington , DC 20593-7501 

Phone: 202 372-1249 

E-Mail: jack.a.kemerer@uscg.mil

Department of Homeland Security (DHS) 

U.S. Coast Guard ( USCG ) RIN: 1625-AB88

 View Related Documents

Title: Changes to the Inland Navigation Rules of the Road

Abstract: The Coast Guard proposes to amend the inland navigation rules in 33 CFR parts 83 through 88 to incorporate

amendments made by the International Maritime Organization to the Convention on the International Regulations for Preventing

Collisions at Sea to which the U.S. is a signatory, and to incorporate recommendations advised by the Navigation Safety

Advisory Council. These changes would harmonize domestic and international law by reducing and alleviating equipment

requirements on vessels, addressing technological advancements, such as wing-in-ground craft, and making reference to

applicable requirements easier to locate by creating uniformity of the two sets of rules.

Priority: Substantive, Nonsignificant Agenda Stage of Rulemaking: Final Rule

Major: Undetermined Unfunded Mandates: No

CFR Citation: 33 CFR 83; 33 CFR 84; 33 CFR 85; 33 CFR 86; 33 CFR 87; 33 CFR 88 (To search for a specific CFR, visit the

Code of Federal Regulations ) 

Legal Authority: Coast Guard and Maritime Transportation Authorization Act of 2004, PL 108-293; Department of Homeland

Security Delegation 0170.1, Delegation to the Commandant of the Coast Guard.

Legal Deadline: None

Timetable:

Action Date FR Cite

NPRM 08/28/2012 77 FR 52175 

NPRM Comment Period End 10/29/2012 

Final Rule 05/00/2014 

Regulatory Flexibility Analysis Required: No Government Levels Affected: No

Small Entities Affected: No Federalism: No

Energy Affected: No

Agency Contact: LCDR Megan Cull 

Project Manager

Department of Homeland Security

U.S. Coast Guard

Office of Navigation Systems (CG-NAV-3), 2703 Martin Luther King Jr. Avenue SE., STOP 7418, Washington, DC 20593-7418

Washington , DC 20593-7418 

Phone: 202 372-1565 

E-Mail: megan.l.cull@uscg.mil

Department of Homeland Security (DHS) 

U.S. Coast Guard ( USCG ) RIN: 1625-AB96

 View Related Documents

Title: Double Hull Tanker Escorts on the Waters of Prince William Sound, AK

Abstract: The Coast Guard is amending the escort requirements for certain tankers in Prince William Sound, AK (PWS). This

rulemaking is necessary to implement section 711 of the Coast Guard Authorization Act of 2012 (Pub. L. 111-281) which

mandates two tug escorts for double hull tankers over 5,000 gross tons carrying oil in bulk on the waters for PWS.

Priority: Substantive, Nonsignificant Agenda Stage of Rulemaking: Final Rule

Major: No Unfunded Mandates: No

53

Regulations.gov Friday, May 23, 2014 Unified Agenda
CFR Citation: 33 CFR 168 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: sec 4116(c) of the Oil Pollution Act of 1990, PL 101-380; 46 USC 3703 note as amended by sec 711 of the

Coast Guard Authorization Act of 2010, PL 111-281

Legal Deadline: None

Timetable:

Action Date FR Cite

Interim Final Rule 08/19/2013 78 FR 50335 

Interim Final Rule Effective 09/18/2013 

Interim Final Rule Comment Period End 11/18/2013 

Final Rule 06/00/2014 

Additional Information: The docket number for this rulemaking is USCG-2012-0975. The docket can be found at

www.regulations.gov

Regulatory Flexibility Analysis Required: No Government Levels Affected: Federal; State

Federalism: Undetermined

Energy Affected: No

Agency Contact: Kevin Tone 

Project Manager, CG-OES-4

Department of Homeland Security

U.S. Coast Guard

2703 Martin Luther King Jr. Avenue SE., STOP 7509, Washington, DC 20593-7509

Washington , DC 20593-7509 

Phone: 202 372-1441 

E-Mail: kevin.p.tone@uscg.mil

Department of Homeland Security (DHS) 

U.S. Coast Guard ( USCG ) RIN: 1625-AB97

 View Related Documents

Title: Implementation of MARPOL Annex V Amendments

Abstract: In July 2011, the International Maritime Organization's Marine Environmental Protection Committee amended the

International Convention for the Prevention of Pollution from Ships (MARPOL) Annex V Regulations for the Prevention of

Pollution by Garbage from Ships (Annex V). These Annex V amendments entered into force internationally on January 1, 2013.

On February 28, 2013, the Coast Guard published an Interim Final Rule (IFR) with request for comments to put revised

implementing regulations in place for the U.S., while still allowing for changes as a result of public comment. Prior to finalizing

this rule, the Coast Guard intends to publish an additional IFR to make necessary clarifications and modifications to the

regulations. This rulemaking revises regulations in 33 CFR part 151 as necessary to conform to the requirements of Annex V.

Priority: Substantive, Nonsignificant Agenda Stage of Rulemaking: Final Rule

Major: No Unfunded Mandates: No

CFR Citation: 33 CFR 151 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 33 USC 1321; 33 USC 1903; 33 USC 1908; 46 USC 6101; PL 104-227; 110 stat 3034, EO 12777; 3 CFR;

1991 Comp p 351; Department of Homeland Security Delegation No 170.1

Legal Deadline: 

Action Source Description Date

Other Statutory 

MARPOL V amendments are effective 01 January 2013--must align our

domestic regulations prior to January 2013 for compliance with our

international obligations 

01/01/2013 

Timetable:

Action Date FR Cite

Interim Final Rule 02/28/2013 78 FR 13481 

Interim Final Rule Comment Period End 05/29/2013 

Interim Final Rule 09/00/2014 

Additional Information: Coast Guard docket number for this request is USCG-2012-1049.

54

Regulations.gov Friday, May 23, 2014 Unified Agenda
Regulatory Flexibility Analysis Required: No Government Levels Affected: No

Small Entities Affected: No Federalism: No

Energy Affected: No

RIN Information URL: www.regulations.gov Public Comment URL: www.regulations.gov

Related RINs: Related to 1625-AB76

Agency Contact: LCDR Rodney Wert 

Project Manager (CG-OES-3)

Department of Homeland Security

U.S. Coast Guard

2703 Martin Luther King Jr. Avenue SE., STOP 7509, Washington, DC 20593-7509

Washington , DC 20593-7509 

Phone: 202 372-1434 

E-Mail: rodney.wert@uscg.mil

Department of Homeland Security (DHS) 

U.S. Coast Guard ( USCG ) RIN: 1625-AC00

 View Related Documents

Title: Electrical Equipment in Hazardous Locations

Abstract: The Coast Guard proposes to amend the electrical engineering regulations in 46 CFR subchapter J. We anticipate

that the proposed regulations will be applicable to foreign and U.S. Mobile Offshore Drilling Units (MODUs), floating facilities,

and vessels that engage in OCS activities for the first time after the effective date of the regulations. The proposed regulations

would expand the list of acceptable national and international explosion protection standards. It would also add IECEx (the IEC

System for Certification to Standards relating to Equipment for use in Explosive Atmospheres) as an acceptable independent

third-party certification system for testing and certifying electrical equipment. Finally, the proposed regulations would provide

owners and operators of U.S. tank vessels the option of choosing between the compliance regime contained in existing 46 CFR

subpart 111.105 or the one contained in proposed regulations. This proposal would support the U.S. Coast Guard's maritime

safety mission.

Priority: Substantive, Nonsignificant Agenda Stage of Rulemaking: Final Rule

Major: No Unfunded Mandates: No

CFR Citation: 33 CFR 143; 46 CFR 110; 46 CFR 111 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 43 USC 1333; 43 USC 1348; 43 USC 1356; 33 USC 1509; 46 USC 3306; 46 USC 3307; 46 USC 3703

Legal Deadline: None

Timetable:

Action Date FR Cite

NPRM 06/24/2013 78 FR 37760 

NPRM Comment Period End 09/23/2013 

NPRM Comment Period Extended 11/30/2013 78 FR 58989 

Final Rule 09/00/2014 

Regulatory Flexibility Analysis Required: No Government Levels Affected: No

Federalism: No

Energy Affected: No

Agency Contact: Raymond Martin 

Systems Engineering Division (CG-ENG-3)

Department of Homeland Security

U.S. Coast Guard

2703 Martin Luther King Jr. Avenue SE., STOP 7509, Washington, DC 20593-7509

Washington , DC 20593-7509 

Phone: 202 372-1384 

E-Mail: raymond.w.martin@uscg.mil

Department of Homeland Security (DHS) 

U.S. Coast Guard ( USCG ) RIN: 1625-AC01

 View Related Documents

55

Regulations.gov Friday, May 23, 2014 Unified Agenda
Title: Amendments to 33 CFR Part 177--Removing the Wave Height Provisions and Regulated Boating Areas for Bar Crossing

Locations Along the Coasts of Oregon and Washington

Abstract: The primary purpose of this rulemaking is to amend 33 CFR part 177 to remove the wave height provisions under

section 177.07(f) and the Regulated Boating Areas under section 177.08, which have been replaced with more recently

promulgated and robust regulatory provisions contained in 33 CFR part 165.1325. This rulemaking will support the Coast

Guard's mission of marine safety.

Priority: Substantive, Nonsignificant Agenda Stage of Rulemaking: Final Rule

Major: No Unfunded Mandates: No

CFR Citation: 33 CFR 177 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 46 USC 4302; 46 USC 4311

Legal Deadline: None

Timetable:

Action Date FR Cite

Interim Final Rule 07/09/2013 78 FR 40963 

Interim Final Rule Effective 08/08/2013 

Interim Final Rule Comment Period End 09/09/2013 

Final Rule 05/00/2014 

Regulatory Flexibility Analysis Required: Undetermined Government Levels Affected: No

Federalism: No

Agency Contact: Burt Lahn 

Project Manager

Department of Homeland Security

U.S. Coast Guard

Office of Navigation Systems, CG-NAV-3, 2703 Martin Luther King Jr. Avenue SE., STOP 7580, Washington, DC 20593-7580

Washington , DC 20593-7580 

Phone: 202 372-1526 

FAX: 202 372-1991

E-Mail: burt.a.lahn@uscg.mil

Department of Homeland Security (DHS) 

U.S. Coast Guard ( USCG ) RIN: 1625-AC02

 View Related Documents

Title: Personal Flotation Devices Labeling and Standards

Abstract: The rulemaking would remove references to type codes in Coast Guard regulations on the carriage and labeling of

Coast Guard-approved personal flotation devices (PFDs). PFD type codes are unique to Coast Guard approval and are not well

understood by the public. Removing these type codes from our regulations would facilitate future incorporation by reference of

new industry consensus standards for PFD labeling that will more effectively convey safety information, and is a step toward

harmonization of our regulations with PFD requirements in Canada and in other countries.

Priority: Substantive, Nonsignificant Agenda Stage of Rulemaking: Final Rule

Major: No Unfunded Mandates: No

CFR Citation: 46 CFR 160; 46 CFR 164; 46 CFR 169 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 46 USC 2103; 46 USC 2113; 46 USC 3306; 46 USC 3703; 46 USC 4302

Legal Deadline: None

Timetable:

Action Date FR Cite

NPRM 08/14/2013 78 FR 49412 

NPRM Comment Period End 10/15/2013 

Final Rule 07/00/2014 

Additional Information: The rulemaking supports the efforts of the U.S.-Canada Regulatory Cooperation Council (RCC). You

can find this regulation on regulations.gov and the docket number associated with it is USCG-2013-0263.

56

Regulations.gov Friday, May 23, 2014 Unified Agenda
Regulatory Flexibility Analysis Required: No Government Levels Affected: Federal; State

Federalism: No

Energy Affected: No

International Impacts: This regulatory action will be likely to have international trade and investment effects, or otherwise be of

international interest.

Agency Contact: Brandi A. Baldwin 

Office of Design and Engineering Standards Lifesaving and Fire Safety Division (CG-5214)

Department of Homeland Security

U.S. Coast Guard

2703 Martin Luther King Jr. Avenue SE., STOP 7509, Washington, DC 20593-7509

Washington , DC 20593-7509 

Phone: 202 372-1394 

E-Mail: brandi.a.baldwin@uscg.mil

Department of Homeland Security (DHS) 

U.S. Coast Guard ( USCG ) RIN: 1625-AC08

 View Related Documents

Title: Shipping and Transportation; Technical, Organizational, and Conforming Amendments

Abstract: This rule makes non-substantive changes throughout title 46 and 49 of the Code of Federal Regulations. The

purpose of this rule is to make conforming amendments and technical corrections to Coast Guard shipping and transportation

regulations. These changes will have no substantive effect on the regulated public. This rule is provided to coincide with the

annual recodification of title 46 and 49 on October 1, 2013.

Priority: Info./Admin./Other Agenda Stage of Rulemaking: Final Rule

Major: Undetermined Unfunded Mandates: No

CFR Citation: Not Yet Determined (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 5 USC 553

Legal Deadline: None

Timetable:

Action Date FR Cite

Final Rule 09/00/2014 

Additional Information: The OFR docket number for this RIN is USCG-2013-0671

Regulatory Flexibility Analysis Required: No Government Levels Affected: No

Federalism: No

Energy Affected: No

RIN Information URL: www.regulations.gov

Agency Contact: Paul Crissy 

Regulatory Development Manager

Department of Homeland Security

U.S. Coast Guard

Office of Standard Evaluation & Development (CG REG-1), 2703 Martin Luther King Jr. Avenue SE., STOP 7418, Washington,

DC 20593-7418

Washington , DC 20593-7418 

Phone: 202 372-1093 

E-Mail: paul.h.crissy@uscg.mil

Department of Homeland Security (DHS) 

U.S. Coast Guard ( USCG ) RIN: 1625-AC12

 View Related Documents

Title: Notice of Arrival on the Outer Continental Shelf, Exception

57

Regulations.gov Friday, May 23, 2014 Unified Agenda
Abstract: This rulemaking will implement section 704 of the Coast Guard Authorization Act of 2012 by exempting U.S. MODUs

and vessels traveling between OCS block areas from having to submit a Notice of Arrival (NOA). Under current regulations in 33

CFR part 146, subparts C and E, U.S. MODUs and vessels are required to submit an NOA when moving from one OCS block

area to another.

Priority: Substantive, Nonsignificant Agenda Stage of Rulemaking: Final Rule

Major: No Unfunded Mandates: No

CFR Citation: 33 CFR 146 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: PL 112-213, sec 704

Legal Deadline: None

Timetable:

Action Date FR Cite

Final Rule 05/00/2014 

Regulatory Flexibility Analysis Required: No Government Levels Affected: No

Small Entities Affected: No Federalism: No

Agency Contact: Dennis Fahr 

Project Manager

Department of Homeland Security

U.S. Coast Guard

Commandant (CG-OES-2), 2703 Martin Luther King Jr. Avenue SE., STOP 7509, Washington, DC 20593-7509

Washington , DC 20593-7509 

Phone: 202 372-1427 

E-Mail: dennis.fahr@uscg.mil

Department of Homeland Security (DHS) 

U.S. Coast Guard ( USCG ) RIN: 1625-AC13

 View Related Documents

Title: Navigation and Navigable Waters; Technical, Organizational, and Conforming Amendments

Abstract: This rule makes conforming amendments and technical corrections to Coast Guard navigation and navigable waters

regulations. These changes consist of updates to office titles, office codes, and contact information.

Priority: Substantive, Nonsignificant Agenda Stage of Rulemaking: Final Rule

Major: No Unfunded Mandates: No

CFR Citation: 33 CFR (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 5 USC 552 and 553

Legal Deadline: None

Timetable:

Action Date FR Cite

Final Rule 06/00/2014 

Regulatory Flexibility Analysis Required: No Government Levels Affected: No

Federalism: No

Energy Affected: No

Agency Contact: Paul Crissy 

Regulatory Development Manager

Department of Homeland Security

U.S. Coast Guard

Office of Standard Evaluation & Development (CG REG-1), 2703 Martin Luther King Jr. Avenue SE., STOP 7418, Washington,

DC 20593-7418

Washington , DC 20593-7418 

Phone: 202 372-1093 

E-Mail: paul.h.crissy@uscg.mil

58

Regulations.gov Friday, May 23, 2014 Unified Agenda
Department of Homeland Security (DHS) 

U.S. Coast Guard ( USCG ) RIN: 1625-AA00

 View Related Documents

Title: Safety Zone Regulations

Abstract: The Coast Guard uses these routine and frequent regulations to establish control of access to maritime areas to

ensure the safety of events, vessels, or individuals. Many of these zones are of short duration, ranging from a few hours to a

few days, and all are geographically limited in area. Safety zones, defined in 33 CFR 165.20, are established for events such as

fireworks displays, high-speed races, bridge repairs, dredging, or salvage operations, or the transit of dangerous cargoes such

as explosives or liquefied petroleum gas. Safety zones are promulgated by Captains of the Port or District Commanders. These

routine and frequent rulemakings support the Coast Guard's broad roles and responsibilities of maritime safety and maritime

stewardship. Safety zones under the Outer Continental Shelf Lands Act are also included in these routine and frequent

regulations. A total of 150 events are expected annually.

Priority: Routine and Frequent Agenda Stage of Rulemaking: Long-term Action

Major: No Unfunded Mandates: No

CFR Citation: 33 CFR 147; 33 CFR 165 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 14 USC 85; 33 USC 1226; 33 USC 1231; 33 USC 1333; 46 USC 701; 46 USC 3306; 46 USC 3703; 50 USC

191; 50 USC 195; 33 CFR 1.05-1; 33 CFR 6.04-1; 33 CFR 6.04-6; 33 CFR 160.5; PL 107-295; ...

Legal Deadline: None

Timetable:

Action Date FR Cite

Next Action Undetermined 

Additional Information: Routine and frequent rulemakings issued under this RIN will each have an individual docket number.

Regulatory Flexibility Analysis Required: No Government Levels Affected: No

Small Entities Affected: No Federalism: No

Energy Affected: No

RIN Information URL: http://www.regulations.gov Public Comment URL: http://www.regulations.gov

Agency Contact: George Detweiler 

Commandant (CG-NAV), Program Manager

Department of Homeland Security

U.S. Coast Guard

Office of Navigation Systems , 2703 Martin Luther King Jr. Avenue SE., STOP 7580, Washington, DC 20593-7580

Washington , DC 20593-7580 

Phone: 202 372-1566 

E-Mail: george.h.detweiler@uscg.mil

Department of Homeland Security (DHS) 

U.S. Coast Guard ( USCG ) RIN: 1625-AA01

 View Related Documents

Title: Special Anchorage Areas/Anchorage Grounds Regulations

Abstract: These routine and frequent regulations are established where maritime and commercial interests require them for

safety of navigation. Special anchorage areas are areas in which vessels of not more than 65 feet may anchor without

displaying the required lights or sound signals because they have been found to be unnecessary to maintain marine safety in

this environment. These special anchorage areas are limited geographically, and, depending on the purpose of the designation,

establish both long- and short-term anchorages. Anchorage grounds are limited geographically, delineate the types and size of

vessel that may use the anchorage, and may place time and other restrictions on use of the anchorage. Regulations

designating special anchorage areas and anchorage grounds are promulgated by District Commanders in response to requests

from appropriate officials. These routine and frequent rulemakings support the Coast Guard's broad role and responsibility of

maritime safety. Approximately five actions are expected annually.

Priority: Routine and Frequent Agenda Stage of Rulemaking: Long-term Action

Major: No Unfunded Mandates: No

CFR Citation: 33 CFR 110 (To search for a specific CFR, visit the Code of Federal Regulations ) 

59

Regulations.gov Friday, May 23, 2014 Unified Agenda
Legal Authority: 33 USC 471; 33 USC 1221 to 1236; 33 USC 2030; 33 USC 2035; 33 USC 2071

Legal Deadline: None

Timetable:

Action Date FR Cite

Next Action Undetermined 

Additional Information: Routine and frequent rulemakings issued under this RIN will have individual docket numbers.

Regulatory Flexibility Analysis Required: No Government Levels Affected: No

Small Entities Affected: No Federalism: No

Energy Affected: No

Agency Contact: George Detweiler 

Commandant (CG-NAV), Program Manager

Department of Homeland Security

U.S. Coast Guard

Office of Navigation Systems , 2703 Martin Luther King Jr. Avenue SE., STOP 7580, Washington, DC 20593-7580

Washington , DC 20593-7580 

Phone: 202 372-1566 

E-Mail: george.h.detweiler@uscg.mil

Department of Homeland Security (DHS) 

U.S. Coast Guard ( USCG ) RIN: 1625-AA02

 View Related Documents

Title: Discharge-Removal Equipment for Vessels Carrying Oil

Abstract: The Oil Pollution Act of 1990 directed the President by August 18, 1992, to require periodic inspection of dischargeremoval equipment to ensure that it is available in an emergency, and to require carriage of discharge removal equipment by

vessels operating in the navigable waters of the United States and carrying oil or hazardous substances. This action

implemented those provisions. This project supports the Coast Guard's broad role and responsibility of maritime stewardship.

Priority: Other Significant Agenda Stage of Rulemaking: Long-term Action

Major: No Unfunded Mandates: No

CFR Citation: 33 CFR 155 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 33 USC 1321

Legal Deadline: 

Action Source Description Date

Other Statutory 08/18/1992 

Timetable:

Action Date FR Cite

Next Action Undetermined 

ANPRM 08/30/1991 56 FR 43534 

ANPRM Comment Period End 10/16/1991 

NPRM 09/29/1992 57 FR 44912 

NPRM Comment Period Extended 10/26/1992 57 FR 48489 

NPRM Comment Period End 10/29/1992 

NPRM Comment Period Extended 11/16/1992 57 FR 48489 

Interim Final Rule 12/22/1993 58 FR 67988 

Interim Final Rule Effective 01/21/1994 

Correction 01/26/1994 59 FR 3749 

Interim Final Rule Comment Period End 02/22/1994 

Notice 03/27/2012 77 FR 18151 

Notice Comment Period End 05/29/2012 

Additional Information: The docket number for this rulemaking is USCG-2011-0430. The docket can be found at

www.regulations.gov.

Regulatory Flexibility Analysis Required: Undetermined Government Levels Affected: No

60

Regulations.gov Friday, May 23, 2014 Unified Agenda
Small Entities Affected: Business Federalism: No

Energy Affected: No

RIN Information URL: www.regulations.gov Public Comment URL: www.regulations.gov

Related RINs: Previously Reported as 2115-AD66

Agency Contact: David A. Du Pont 

Project Manager, CG-REG

Department of Homeland Security

U.S. Coast Guard

Office of Standards Evaluation and Development, 2703 Martin Luther King Jr. Avenue SE., STOP 7418, Washington, DC

20593-7418

Washington , DC 20593-7418 

Phone: 202 372-1497 

E-Mail: david.a.dupont@uscg.mil

Department of Homeland Security (DHS) 

U.S. Coast Guard ( USCG ) RIN: 1625-AA08

 View Related Documents

Title: Regatta and Marine Parade Regulations

Abstract: These routine and frequent regulations provide for the safety of participants and spectators during regattas and

marine parades. The regulations specify such controls as separate participant and spectator areas, separation schemes for

watercraft in the area of the event, and temporary restrictions on waterways to accommodate the event. These rules are shortterm in nature (usually a single event of one to three days, for only part of each day), and usually encompass only a portion of a

navigable waterway. These rules are promulgated by District Commanders and Captains of the Port in response to requests

from event sponsors. These rulemakings support the Coast Guard's maritime safety and maritime stewardship missions with

regard to the mobility of commercial and recreational vessel traffic. Approximately 50 actions are expected annually.

Priority: Routine and Frequent Agenda Stage of Rulemaking: Long-term Action

Major: No Unfunded Mandates: No

CFR Citation: 33 CFR 100 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 33 USC 1233

Legal Deadline: None

Timetable:

Action Date FR Cite

Next Action Undetermined 

Additional Information: Routine and frequent rulemakings issued under this RIN will have individual docket numbers. Regatta

and Marine Parade regulations are also referred to as Special Local Regulations.

Regulatory Flexibility Analysis Required: No Government Levels Affected: No

Small Entities Affected: Business; Organizations Federalism: No

Energy Affected: No

RIN Information URL: http://www.regulations.gov Public Comment URL: http://www.regulations.gov

Agency Contact: George Detweiler 

Commandant (CG-NAV), Program Manager

Department of Homeland Security

U.S. Coast Guard

Office of Navigation Systems , 2703 Martin Luther King Jr. Avenue SE., STOP 7580, Washington, DC 20593-7580

Washington , DC 20593-7580 

Phone: 202 372-1566 

E-Mail: george.h.detweiler@uscg.mil

Department of Homeland Security (DHS) 

U.S. Coast Guard ( USCG ) RIN: 1625-AA09

 View Related Documents

61

Regulations.gov Friday, May 23, 2014 Unified Agenda
Title: Drawbridge Regulations

Abstract: These routine and frequent regulations establish operating schedules and notice requirements for drawbridges across

navigable waterways. Drawbridge regulations establish the permanent draw operation schedules for bridges and specify what

notice mariners must give to request an opening. Short-term deviations from the permanent schedule may be issued for bridge

repairs or to test the effectiveness of a proposed new opening schedule. Drawbridge regulations are promulgated by District

Commanders usually at the request of the bridge owner or operator, or of local officials or local Coast Guard bridge

administration officials. These routine and frequent rulemakings support the Coast Guard's broad roles and responsibilities of

maritime safety and maritime stewardship in relation to the mobility of commercial and recreational vessel traffic. The total

actions expected are 140 annually.

Priority: Routine and Frequent Agenda Stage of Rulemaking: Long-term Action

Major: No Unfunded Mandates: No

CFR Citation: 33 CFR 117 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 33 USC 499

Legal Deadline: None

Timetable:

Action Date FR Cite

Next Action Undetermined 

Additional Information: Routine and frequent rulemakings issued under this RIN will have individual docket numbers.

Regulatory Flexibility Analysis Required: No Government Levels Affected: No

Small Entities Affected: Business; Governmental Jurisdictions Federalism: No

Energy Affected: No

RIN Information URL: http://www.regulations.gov Public Comment URL: http://www.regulations.gov

Agency Contact: Alesia Steinberger 

CG-BRG

Department of Homeland Security

U.S. Coast Guard

Office of Bridge Administration, 2703 Martin Luther King Jr. Avenue SE., STOP 7418, Washington, DC 20593-7418

Washington , DC 20593-7418 

Phone: 202 372-1515 

E-Mail: alesia.j.steinberger@ uscg.mil

Department of Homeland Security (DHS) 

U.S. Coast Guard ( USCG ) RIN: 1625-AA11

 View Related Documents

Title: Regulated Navigation Areas

Abstract: These routine and frequent regulations establish operating requirements for vessels within specified geographic

areas to ensure safety on the navigable waters where some special or unusual circumstance exists. Regulated navigation areas

are limited areas in which the Coast Guard specifies operational or vessel restrictions, such as vessel entry, movement, or

departure, and vessel size, speed, horsepower, or draft limitations. Regulated navigation areas are promulgated by District

Commanders, usually at the request of Coast Guard marine safety officials or local maritime safety officials. These routine and

frequent rulemakings support the Coast Guard's broad roles and responsibilities of maritime safety and maritime stewardship. A

total of 5-10 actions are expected annually.

Priority: Routine and Frequent Agenda Stage of Rulemaking: Long-term Action

Major: No Unfunded Mandates: No

CFR Citation: 33 CFR 165 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 33 USC 1231; 33 USC 1226; 46 USC 701; 50 USC 191; 50 USC 195

Legal Deadline: None

Timetable:

Action Date FR Cite

Next Action Undetermined 

62

Regulations.gov Friday, May 23, 2014 Unified Agenda
Additional Information: Routine and frequent rulemakings issued under this RIN will have individual docket numbers.

Regulatory Flexibility Analysis Required: No Government Levels Affected: No

Small Entities Affected: No Federalism: No

Energy Affected: No

Agency Contact: George Detweiler 

Commandant (CG-NAV), Program Manager

Department of Homeland Security

U.S. Coast Guard

Office of Navigation Systems , 2703 Martin Luther King Jr. Avenue SE., STOP 7580, Washington, DC 20593-7580

Washington , DC 20593-7580 

Phone: 202 372-1566 

E-Mail: george.h.detweiler@uscg.mil

Department of Homeland Security (DHS) 

U.S. Coast Guard ( USCG ) RIN: 1625-AA18

 View Related Documents

Title: Outer Continental Shelf Activities

Abstract: The Coast Guard is the lead Federal agency for workplace safety and health on facilities and vessels engaged in the

exploration for, or development, or production of, minerals on the Outer Continental Shelf (OCS), other than for matters

generally related to drilling and production that are regulated by the Bureau of Ocean Energy Management, Regulation, and

Enforcement (BOEMRE). This project would revise the regulations on OCS activities by: 1) Adding new requirements, for OCS

units for lifesaving, fire protection, training, hazardous materials used as stores, and accommodation spaces; 2) adding

standards for electrical and machinery installations in hazardous locations; 3) providing regulations for dynamic positioning

systems; 4) providing for USCG acceptance and approval of specified classification society plan reviews, inspections, audits,

and surveys; and 5) requiring foreign vessels engaged in OCS activities to comply with rules similar to those imposed on U.S.

vessels similarly engaged. This project would affect the owners and operators of facilities and vessels engaged in offshore

activities.

Priority: Other Significant Agenda Stage of Rulemaking: Long-term Action

Major: No Unfunded Mandates: No

CFR Citation: 33 CFR 140 to 147 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 43 USC 1333(d)(1); 43 USC 1348(c); 43 USC 1356; DHS Delegation No 0170.1

Legal Deadline: None

Timetable:

Action Date FR Cite

Request for Comments 06/27/1995 60 FR 33185 

Comment Period End 09/25/1995 

NPRM 12/07/1999 64 FR 68416 

NPRM Correction 02/22/2000 65 FR 8671 

NPRM Comment Period Extended 03/16/2000 65 FR 14226 

NPRM Comment Period Extended 06/30/2000 65 FR 40559 

NPRM Comment Period End 11/30/2000 

Supplemental NPRM 06/00/2015 

Additional Information: Docket Numbers: The notice of request for comments published June 27, 1995, was assigned Coast

Guard docket number 95-016. Following the request for comments, that docket was terminated. This project continues under

Docket No. USCG-1998-3868 and RIN 1625-AA18. This docket may be viewed online by going to www.regulations.gov.

Regulatory Flexibility Analysis Required: Business Government Levels Affected: No

Federalism: No

Energy Affected: No

RIN Information URL: www.regulations.gov Public Comment URL: www.regulations.gov

Agency Contact: Dan Lawrence 

Project Manager

Department of Homeland Security

U.S. Coast Guard

63

Regulations.gov Friday, May 23, 2014 Unified Agenda
Commandant (CG-OES-2), 2703 Martin Luther King Jr. Avenue SE., STOP 7509, Washington, DC 20593-7509

Washington , DC 20593-7509 

Phone: 202 372-1382 

E-Mail: james.d.lawrence@uscg.mil

Department of Homeland Security (DHS) 

U.S. Coast Guard ( USCG ) RIN: 1625-AA25

 View Related Documents

Title: Cargo Securing on Vessels Operating in U.S. Waters

Abstract: This rulemaking applies to vessels of 500 gross tons or more traveling on international voyages. It would require

manuals to guide vessel crews in securing certain cargo to prevent its loss at sea and would prescribe when and how the loss

or jettisoning of cargo must be reported. It would also authorize third party organizations to review and approve Cargo Securing

Manuals on behalf of the Coast Guard.

Priority: Substantive, Nonsignificant Agenda Stage of Rulemaking: Long-term Action

Major: No Unfunded Mandates: No

CFR Citation: 33 CFR 97; 46 CFR 91 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 46 USC 3306

Legal Deadline: None

Timetable:

Action Date FR Cite

Next Action Undetermined 

NPRM 12/01/2000 65 FR 75201 

NPRM Comment Period End 03/01/2001 

Supplemental NPRM 11/15/2013 78 FR 68784 

Supplemental NPRM Comment Period End 02/13/2014 

Additional Information: The docket number for this rulemaking is USCG-2000-7080. The docket can be found at

www.regulations.gov.

Regulatory Flexibility Analysis Required: No Government Levels Affected: No

Small Entities Affected: No Federalism: No

Energy Affected: No

International Impacts: This regulatory action will be likely to have international trade and investment effects, or otherwise be of

international interest.

RIN Information URL: www.regulations.gov Public Comment URL: www.regulations.gov

Agency Contact: Ken Smith 

Project Manager

Department of Homeland Security

U.S. Coast Guard

Commandant (CG-OES-2), 2703 Martin Luther King Jr. Avenue SE., STOP 7509, Washington, DC 20593-7509

Washington , DC 20593-7509 

Phone: 202 372-1413 

E-Mail: ken.a.smith@uscg.mil

Department of Homeland Security (DHS) 

U.S. Coast Guard ( USCG ) RIN: 1625-AA87

 View Related Documents

Title: Security Zone Regulations

Abstract: The Coast Guard uses these routine and frequent regulations to establish control of access to maritime areas to

ensure the security of vessels, waterfront facilities, or individuals. Many of these zones are of short duration, a few hours to a

few days, and all are geographically limited in area. Security zones are established for Presidential or Vice Presidential visits,

high-profile events such as the Olympics, controversial events such as transport of spent nuclear fuel, and in response to the

threat of terrorist attacks. Some security zones are implemented only at heightened security levels and only for the duration of

64

Regulations.gov Friday, May 23, 2014 Unified Agenda
the heightened alert. Security zones are promulgated by Captains of the Port or District Commanders. These routine and

frequent rulemakings support the Coast Guard's broad roles and responsibilities of maritime security, safety, and stewardship.

The total number of actions expected is 100 annually.

Priority: Routine and Frequent Agenda Stage of Rulemaking: Long-term Action

Major: No Unfunded Mandates: No

CFR Citation: 33 CFR 165; 33 CFR 6 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 33 USC 1226; 33 USC 1231; 50 USC 191

Legal Deadline: None

Timetable:

Action Date FR Cite

Next Action Undetermined 

Additional Information: Routine and frequent rulemakings issued under this RIN will each have an individual docket number.

Regulatory Flexibility Analysis Required: No Government Levels Affected: No

Small Entities Affected: No Federalism: No

Energy Affected: No

RIN Information URL: www.regulations.gov Public Comment URL: www.regulations.gov

Agency Contact: Mr. Holland Dennis 

Commandant

Department of Homeland Security

U.S. Coast Guard

Waterways Policies & Activities Division, 2703 Martin Luther King Jr. Avenue SE., STOP 7509, Washington, DC 20593-7509

Washington , DC 20593-7509 

Phone: 202 372-1532 

E-Mail: dennis.m.holland@uscg.mil

Department of Homeland Security (DHS) 

U.S. Coast Guard ( USCG ) RIN: 1625-AB32

 View Related Documents

Title: Assessment Framework and Organizational Restatement Regarding Preemption for Certain Regulations Issued by the

Coast Guard

Abstract: The proposed rule will operate in two ways. First, it will describe the Coast Guard's interpretation of the preemptive

effect of certain current Coast Guard regulations. This analysis will apply to previously promulgated regulations even if a

complete description of federalism implications was clearly articulated in the development of the regulation. Second, the rule will

set forth criteria and a process that the Coast Guard will undertake in future regulatory projects for evaluating the preemptive

impact of those regulations. This part of the analysis is prospective in nature and will lay out a roadmap for future regulatory

projects regarding federalism and preemption principles. This rulemaking will support the Coast Guard's broad role and

responsibility of further enhancing maritime stewardship by reinforcing a uniform maritime regulatory regime that is predictable

and useful for maritime interests.

Priority: Substantive, Nonsignificant Agenda Stage of Rulemaking: Long-term Action

Major: No Unfunded Mandates: No

CFR Citation: 33 CFR 1.06 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 14 USC 2; 14 USC 91; 33 USC 1223; 33 USC 1231; 33 USC 1903(b); 46 USC 3203; 46 USC 3306; 46 USC

3703; 46 USC 3717; 46 USC 4302; 46 USC 6101; DHS Delegation No 0170.1

Legal Deadline: None

Timetable:

Action Date FR Cite

Next Action Undetermined 

NPRM 12/27/2013 78 FR 79241 

Comment Period End 03/27/2014 

Additional Information: The docket number for this rulemaking is USCG-2008-1259. The docket can be found at

www.regulations.gov.

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Regulations.gov Friday, May 23, 2014 Unified Agenda
Regulatory Flexibility Analysis Required: No Government Levels Affected: No

Small Entities Affected: No Federalism: No

Energy Affected: No

RIN Information URL: http://www.regulations.gov Public Comment URL: http://www.regulations.gov

Agency Contact: LCDR Lineka Quijano 

Program Manager (Commandant CG-0941)

Department of Homeland Security

U.S. Coast Guard

2703 Martin Luther King Jr. Avenue SE., STOP 7213, Washington, DC 20593-7213

Washington , DC 20593-7213 

Phone: 202 372-3865 

E-Mail: lineka.n.quijano@uscg.mil

Department of Homeland Security (DHS) 

U.S. Coast Guard ( USCG ) RIN: 1625-AB58

 View Related Documents

Title: Amendments to Chemical Testing Requirements

Abstract: This rulemaking supports the Commandant's Marine Safety strategic goal by making numerous small improvements

to the drug and alcohol testing program. These changes would close loopholes, increase the efficiency and reliability of drug

test reporting, and reorganize 46 CFR 16 into question and answer format. Amendments to 33 CFR 95 would authorize Coast

Guard civilian marine investigators to order post-accident drug tests (in the same way as active-duty marine investigators do).

Priority: Other Significant Agenda Stage of Rulemaking: Long-term Action

Major: No Unfunded Mandates: No

CFR Citation: 46 CFR 16; 33 CFR 95 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 46 USC 2103; 46 USC 7101; 46 USC 7302; 46 USC 7701; DHS Delegation No. 0170.1

Legal Deadline: None

Timetable:

Action Date FR Cite

NPRM 

Notice With Request for Comments 01/20/2012 77 FR 2935 

Notice Comment Period End 03/20/2012 

Regulatory Flexibility Analysis Required: No Government Levels Affected: Federal; Local; State

Small Entities Affected: Governmental Jurisdictions Federalism: Yes

Energy Affected: No

RIN Information URL: www.regulations.gov Public Comment URL: www.regulations.gov

Agency Contact: Patrick Mannion 

Project Manager, CG-OES2

Department of Homeland Security

U.S. Coast Guard

2703 Martin Luther King Jr. Avenue SE., STOP 7509, Washington, DC 20593-7509

Washington , DC 20593-7509 

Phone: 202 372-1439 

E-Mail: patrick.j.mannion@uscg.mil

Department of Homeland Security (DHS) 

U.S. Coast Guard ( USCG ) RIN: 1625-AB94

 View Related Documents

Title: 2012 Liquid Chemical Categorization Updates

Abstract: The primary purpose of this rulemaking is to update information contained in 46 CFR parts 30, 150, 151, 153, and

154 text and tables about the characteristics of liquid chemical cargoes. The updating would be based on: The latest

66

Regulations.gov Friday, May 23, 2014 Unified Agenda
"Provisional Categorization of Liquid Substances" Circular (MEPC.2/Circ. 17; Dec. 17, 2011) of the MEPC and the March 2012

Annex to the IBC Code; Coast Guard approvals of liquid chemical cargoes for domestic-only carriage; and on Coast Guard

information about chemicals that are either no longer being manufactured or no longer shipped by bulk on vessels.

Priority: Substantive, Nonsignificant Agenda Stage of Rulemaking: Long-term Action

Major: Undetermined Unfunded Mandates: No

CFR Citation: 46 CFR 30; 46 CFR 150 and 151; 46 USC 153 and 154 (To search for a specific CFR, visit the Code of Federal

Regulations ) 

Legal Authority: 33 USC 1903; 46 USC 2103; 46 USC 3306; 46 USC 3703; DHS Delegation No 0170.1

Legal Deadline: None

Timetable:

Action Date FR Cite

Next Action Undetermined 

Interim Final Rule 08/16/2013 78 FR 50148 

Interim Final Rule Effective 09/16/2013 

Interim Final Rule Comment Period End 11/14/2013 

Regulatory Flexibility Analysis Required: No Government Levels Affected: No

Federalism: No

Energy Affected: No

RIN Information URL: www.regulations.gov Public Comment URL: www.regulations.gov

Agency Contact: Ms. Aryan Nejad Roshanak 

Program Manager (CG-ENG-5)

Department of Homeland Security

U.S. Coast Guard

2703 Martin Luther King Jr. Avenue SE., STOP 7509, Washington, DC 20593-7509

Washington , DC 20593-7509 

Phone: 202 372-1415 

E-Mail: roshanak.aryan-nejad@uscg.mil

Department of Homeland Security (DHS) 

U.S. Coast Guard ( USCG ) RIN: 1625-AB99

 View Related Documents

Title: Marine Casualty Reporting on the Outer Continental Shelf

Abstract: The primary purpose of this rulemaking is to clarify and expand 46 CFR subchapter N--Outer Continental Shelf

(OCS) provisions regarding marine casualty reporting and associated drug testing requirements to align with the requirements

of 46 CFR part 4 to ensure the same level of safety is provided to all mariners working on the United States OCS, all facilities,

Mobile Offshore Drilling Units (MODUs), and other vessels operating on the United States OCS. This will improve the Coast

Guard's ability to capture data on casualties that occur on the United States OCS. That data is essential to conducting the

analysis necessary to develop sound future regulatory requirements. A regulatory safety regime founded on improved casualty

data will help prevent future mishaps and make the OCS safer and cleaner for future generations.

Priority: Substantive, Nonsignificant Agenda Stage of Rulemaking: Long-term Action

Major: Undetermined Unfunded Mandates: Private Sector

CFR Citation: 33 CFR 140; 33 CFR 146; 46 CFR 4; 46 CFR 109 (To search for a specific CFR, visit the Code of Federal

Regulations ) 

Legal Authority: The Outer Continental Shelf Lands Act; 43 USC 1331

Legal Deadline: None

Timetable:

Action Date FR Cite

Final Rule

NPRM 01/10/2014 79 FR 1780 

NPRM Comment Period End 04/10/2014 

Regulatory Flexibility Analysis Required: Undetermined Government Levels Affected: No

Federalism: No

67

Regulations.gov Friday, May 23, 2014 Unified Agenda
Energy Affected: No

Agency Contact: James Lawrence 

CG-OES-2

Department of Homeland Security

U.S. Coast Guard

2703 Martin Luther King Jr. Avenue SE., STOP 7509, Washington, DC 20593-7509

Washington , DC 20593-7509 

Phone: 202 372-1382 

FAX: 202 372-1925

E-Mail: james.d.lawrence@uscg.mil

Department of Homeland Security (DHS) 

U.S. Coast Guard ( USCG ) RIN: 1625-AC04

 View Related Documents

Title: Inland Waterways Navigation Regulations, St. Mary's River

Abstract: This rule exempts vessels under 20 meters (65 feet) in length operating in the St. Mary's River along Michigan's

eastern Upper Peninsula from certain speed rules in 33 CFR 162.117(g). Exempting such vessels from these rules is necessary

because enforcement is impractical and the rules impeded the operation of public response vehicles.

Priority: Substantive, Nonsignificant Agenda Stage of Rulemaking: Long-term Action

Major: Undetermined Unfunded Mandates: No

CFR Citation: 33 CFR 162.117 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 33 USC 1231

Legal Deadline: None

Timetable:

Action Date FR Cite

Final Rule

NPRM 04/26/2013 78 FR 24697 

NPRM Comment Period End 06/10/2013 

Regulatory Flexibility Analysis Required: No Government Levels Affected: No

Federalism: No

Energy Affected: No

Agency Contact: Oneida Cuevas 

Project Counsel

Department of Homeland Security

U.S. Coast Guard

CGHQ-1504, 2703 Martin Luther King Jr. Avenue SE., Stop 7213, Washington, DC 20593-7213

Washington , DC 20593-7213 

Phone: 202 372-3848 

E-Mail: oneida.cuevas@uscg.mil

Department of Homeland Security (DHS) 

U.S. Coast Guard ( USCG ) RIN: 1625-AC05

 View Related Documents

Title: Safety and Environmental Management System Requirements on the U.S. Outer Continental Shelf

Abstract: The Coast Guard seeks public comment on whether it should issue regulations that will require vessels engaged in

OCS activities (defined in 33 CFR subchapter N) to develop, implement, and maintain a vessel-specific Safety and

Environmental Management System (SEMS) that incorporates the management program and principles of the American

Petroleum Institute's Recommended Practice for Development of a Safety and Environmental Management Program for

Offshore Operations and Facilities, Third Edition, May 2004 (API RP 75).

Priority: Other Significant Agenda Stage of Rulemaking: Long-term Action

Major: No Unfunded Mandates: No

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Regulations.gov Friday, May 23, 2014 Unified Agenda
CFR Citation: 33 CFR 140 to 147 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 43 USC 1331 to 1356a

Legal Deadline: None

Timetable:

Action Date FR Cite

NPRM 

ANPRM 09/10/2013 78 FR 55230 

ANPRM Comment Period End 12/09/2013 

Regulatory Flexibility Analysis Required: Undetermined Government Levels Affected: Undetermined

Federalism: No

Energy Affected: No

International Impacts: This regulatory action will be likely to have international trade and investment effects, or otherwise be of

international interest.

Agency Contact: LCDR Marc Montemerlo Department of Homeland Security

U.S. Coast Guard

2703 Martin Luther King Jr. Avenue SE., Stop 7509, Washington, DC 20593-7509

Washington , DC 20593-7509 

Phone: 202 372-1387 

E-Mail: marc.j.montemarlo@uscg.mil

Department of Homeland Security (DHS) 

U.S. Coast Guard ( USCG ) RIN: 1625-AA16

 View Related Documents

Title: Implementation of the 1995 Amendments to the International Convention on Standards of Training, Certification, and

Watchkeeping (STCW) for Seafarers, 1978

Abstract: The International Maritime Organization (IMO) comprehensively amended the International Convention on Standards

of Training, Certification, and Watchkeeping (STCW) for Seafarers, 1978, in 1995 and 2010. The 1995 amendments came into

force on February 1, 1997. This project implements those amendments by revising current rules to ensure that the United States

complies with their requirements on: The training of merchant mariners, the documenting of their qualifications, and watchstanding and other arrangements aboard seagoing merchant ships of the United States. In addition, the Coast Guard has

identified the need for additional changes to the interim rule issued in 1997. This project supports the Coast Guard's broad role

and responsibility of maritime safety. It also supports the roles and responsibilities of the Coast Guard of reducing deaths and

injuries of crew members on domestic merchant vessels and eliminating substandard vessels from the navigable waters of the

United States. The Coast Guard published an NPRM on November 17, 2009, and Supplemental NPRMs (SNPRM) on March

23, 2010 and August 1, 2011. At a June 2010 diplomatic conference, the IMO adopted additional amendments to the STCW

convention which change the minimum training requirements for seafarers. In response to feedback and to the adoption of

those amendments, the Coast Guard developed a second Supplemental NPRM to incorporate the 2010 Amendments into the

1990 interim rule.

Priority: Other Significant Agenda Stage of Rulemaking: Completed Action

Major: No Unfunded Mandates: No

CFR Citation: 46 CFR 10; 46 CFR 11; 46 CFR 12; 46 CFR 15 (To search for a specific CFR, visit the Code of Federal

Regulations ) 

Legal Authority: 46 USC 2103; 46 USC 71; 46 USC 73; DHS Delegation No. 0170.1

Legal Deadline: None

Timetable:

Action Date FR Cite

Notice of Meeting 08/02/1995 60 FR 39306 

Supplemental NPRM Comment Period End 09/29/1995 

Notice of Inquiry 11/13/1995 60 FR 56970 

Comment Period End 01/12/1996 

NPRM 03/26/1996 61 FR 13284 

Notice of Public Meetings 04/08/1996 61 FR 15438 

NPRM Comment Period End 07/24/1996 

Notice of Intent 02/04/1997 62 FR 5197 

69

Regulations.gov Friday, May 23, 2014 Unified Agenda
Interim Final Rule 06/26/1997 62 FR 34505 

Interim Final Rule Effective 07/28/1997 

NPRM 11/17/2009 74 FR 59353 

NPRM Comment Period End 02/16/2010 

Supplemental NPRM 03/23/2010 75 FR 13715 

Supplemental NPRM 08/01/2011 76 FR 45908 

Public Meeting Notice 08/02/2011 76 FR 46217 

Supplemental NPRM Comment Period End 09/30/2011 

Final Rule 12/24/2013 78 FR 77795 

Additional Information: The docket number for this rulemaking is USCG-2004-17914. The docket is located at

www.regulations.gov. The old docket number is CGD 95-062. Includes Retrospective Review under E.O. 13563.

Regulatory Flexibility Analysis Required: Business Government Levels Affected: No

Federalism: No

Energy Affected: No

International Impacts: This regulatory action will be likely to have international trade and investment effects, or otherwise be of

international interest.

RIN Information URL: www.regulations.gov Public Comment URL: www.regulations.gov

Agency Contact: Mark Gould 

Project Manager, CG-OES-1

Department of Homeland Security

U.S. Coast Guard

2703 Martin Luther King Jr. Avenue SE., STOP 7509, Washington, DC 20593-7509

Washington , DC 20593-7509 

Phone: 202 372-1409 

E-Mail: mark.c.gould@uscg.mil

Department of Homeland Security (DHS) 

U.S. Coast Guard ( USCG ) RIN: 1625-AA89

 View Related Documents

Title: Dry Cargo Residue Discharges in the Great Lakes

Abstract: The historical practice of bulk dry cargo vessels on the Great Lakes is to discharge cargo residues ("dry cargo

residue" or DCR) overboard. Dry cargo residue is cargo that remains on the deck or cargo spaces after loading or unloading

operations. Generally, these residues include limestone and other clean stone, iron ore (such as taconite), coal, salt, and

cement. These substances are primarily inorganic, non-toxic, and non-hazardous. Public Law 108-293, sec. 623(b), gives the

Coast Guard regulatory authority over DCR discharges in the Great Lakes. An Interim Rule (73 FR 56492, Sep. 29, 2008) allows

the discharge of bulk DCR in limited areas of the Great Lakes by self-propelled vessels and by any barge that is part of an

integrated tug and barge unit. A Supplemental Notice of Proposed Rulemaking (SNPRM), (77 FR 44528, July 30 2012),

proposed replacing its existing interim rule with a new rule and also announced the availability of a tiered Draft Environmental

Impact Statement (DEIS) prepared in support of the SNPRM. The SNPRM proposed to allow the discharge of DCR in limited

areas of the Great Lakes. However, vessel owners and operators would need to minimize DCR discharges using methods they

would be required to document in DCR management plans. The SNPRM also proposed to prohibit limestone and clean stone

discharges in some waters where they are now permitted.

Priority: Substantive, Nonsignificant Agenda Stage of Rulemaking: Completed Action

Major: No Unfunded Mandates: No

CFR Citation: 33 CFR 151 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: PL 108-293

Legal Deadline: None

Timetable:

Action Date FR Cite

NPRM 05/23/2008 73 FR 30014 

NPRM Comment Period End 07/22/2008 

Interim Final Rule 09/29/2008 73 FR 56492 

Interim Final Rule Comment Period End 01/15/2009 

Supplemental NPRM 07/30/2012 77 FR 44528 

Supplemental NPRM Comment Period End 10/29/2012 

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Regulations.gov Friday, May 23, 2014 Unified Agenda
Notice 09/25/2013 78 FR 58986 

Notice Comment Period End 10/25/2013 

Final Rule 01/31/2014 79 FR 5261 

Additional Information: Supplementary information about this rulemaking may be found in the docket for this rulemaking. The

docket number for this rulemaking is USCG-2004-19621. The docket can be found at www.regulations.gov.

Regulatory Flexibility Analysis Required: No Government Levels Affected: No

Federalism: No

Energy Affected: No

RIN Information URL: www.regulations.gov Public Comment URL: www.regulations.gov

Agency Contact: John C. Morris 

Project Manager

Department of Homeland Security

U.S. Coast Guard

2703 Martin Luther King Jr. Avenue SE., STOP 7509, Washington, DC 20593-7509

Washington , DC 20593-7509 

Phone: 202 372-1433 

E-Mail: john.c.morris@uscg.mil

Department of Homeland Security (DHS) 

U.S. Coast Guard ( USCG ) RIN: 1625-AB61

 View Related Documents

Title: Waiver of Citizenship Requirements for Crewmembers on Commercial Fishing Vessels

Abstract: The Coast Guard is adding to its regulations a description of the procedures for requesting and processing waivers

from the citizenship requirements on commercial fishing vessels. Title 46 U.S.C. 8103 provides for relief from the requirement

that not more than 25 percent of the total number of unlicensed seamen on a U.S. documented vessel may be aliens lawfully

admitted to the United States under the Immigration and Nationality Act (INA) of 1952. We believe we can improve our efforts to

inform the commercial fishing industry of this statutorily provided relief by incorporating our application procedure policy into our

regulations.

Priority: Substantive, Nonsignificant Agenda Stage of Rulemaking: Completed Action

Major: No Unfunded Mandates: No

CFR Citation: 46 CFR 28 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 46 USC 4502; 46 USC 4505 and 4506; 46 USC 8103

Legal Deadline: None

Timetable:

Action Date FR Cite

NPRM 08/18/2011 76 FR 51317 

NPRM Correction 09/20/2011 76 FR 58226 

NPRM Comment Period End 11/16/2011 

Final Rule 02/14/2014 79 FR 8864 

Final Rule Effective 03/17/2014 79 FR 8864 

Additional Information: The docket number for this rulemaking is USCG-2010-0625. The docket can be found at

www.regulations.gov.

Regulatory Flexibility Analysis Required: No Government Levels Affected: No

Federalism: No

Energy Affected: No

RIN Information URL: www.regulations.gov Public Comment URL: www.regulations.gov

Related RINs: Previously Reported as 1625-AB50

Agency Contact: David Belliveau 

Project Manager

Department of Homeland Security

U.S. Coast Guard

Fishing Vessel Division, CG-CVC-3, 2703 Martin Luther King Jr. Avenue SE., STOP 7501, Washington, DC 20593-7501

71

Regulations.gov Friday, May 23, 2014 Unified Agenda
Washington , DC 20593-7501 

Phone: 202 372-1247 

E-Mail: david.j.belliveau@uscg.mil

Department of Homeland Security (DHS) 

U.S. Coast Guard ( USCG ) RIN: 1625-AC07

 View Related Documents

Title: Great Lakes Pilotage Rates--2014 Annual Review and Adjustment

Abstract: The Coast Guard proposed rate adjustments for 2014 pilotage services on the Great Lakes, which were last

amended in February 2013. The proposed adjustments would establish new base rates and are made in accordance with a full

ratemaking procedure. The proposed update reflects the Coast Guard exercising the discretion provided by Step 7 of the

appendix A methodology. The result is an upward adjustment to match the rate increase of the Canadian Great Lakes Pilotage

Authority. We also proposed adjusting weighting factors used to determine rates for vessels of different size, providing a

procedure for temporary surcharges, and including dues paid to the American Pilots Association.

Priority: Substantive, Nonsignificant Agenda Stage of Rulemaking: Completed Action

Major: No Unfunded Mandates: No

CFR Citation: 46 CFR 401 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 46 USC 9303(f)

Legal Deadline: 

Action Source Description Date

Other Statutory The statutory deadline is March 1st of each year. 03/01/2014 

Timetable:

Action Date FR Cite

NPRM 08/08/2013 78 FR 48374 

NPRM Comment Period End 10/07/2013 

Final Rule 03/04/2014 79 FR 12084 

Final Rule Effective 08/04/2014 

Regulatory Flexibility Analysis Required: No Government Levels Affected: No

Federalism: No

Energy Affected: No

Agency Contact: Todd Haviland 

Director, Great Lakes Pilotage (CG-WWVIVI-2)

Department of Homeland Security

U.S. Coast Guard

2703 Martin Luther King Jr. Avenue SE., STOP 7509, Washington, DC 20593-7509

Washington , DC 20593-7509 

Phone: 202 372-2037 

E-Mail: todd.a.haviland@uscg.mil

Department of Homeland Security (DHS) 

U.S. Coast Guard ( USCG ) RIN: 1625-AC11

 View Related Documents

Title: Waiver for Marking Sunken Vessels With a Light at Night

Abstract: This rulemaking revises Coast Guard regulations to implement section 301 of the Coast Guard and Maritime

Transportation Act of 2004. This Act authorized the Commandant to waive the statutory requirement to mark sunken vessels

with a light at night if the Commandant determines that placing a light would be impractical and waiving the requirement would

not create an undue hazard to navigation. The Commandant has delegated to the Coast Guard District Commander in whose

district the sunken vessel is located the authority to grant this waiver.

Priority: Substantive, Nonsignificant Agenda Stage of Rulemaking: Completed Action

Major: No Unfunded Mandates: No

72

Regulations.gov Friday, May 23, 2014 Unified Agenda
CFR Citation: 33 CFR 64 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 14 USC 633; 33 USC 409; 33 USC 1231; 42 USC 9118; 43 USC 1333; Department of Homeland Security

Delegation No 0170.1

Legal Deadline: None

Timetable:

Action Date FR Cite

NPRM 05/28/2013 78 FR 31872 

NPRM Comment Period End 07/29/2013 

Notice of Correction 09/10/2013 78 FR 55230 

Final Rule 12/24/2013 78 FR 77587 

Additional Information: The Coast Guard docket for this rulemaking is USCG-2012-0054

Regulatory Flexibility Analysis Required: No Government Levels Affected: No

Small Entities Affected: Business Federalism: No

Energy Affected: No

RIN Information URL: www.regulations.gov Public Comment URL: www.regulations.gov

Related RINs: Previously Reported as 1625-AA97

Agency Contact: LT Patrick Armstrong Department of Homeland Security

U.S. Coast Guard

Commandant (CG-NAV), 2703 Martin Luther King Jr. Avenue SE., STOP 7418, Washington, DC 20593-7418

Washington , DC 20593-7418 

Phone: 202 372-1561 

E-Mail: patrick.n.armstrong@uscg.mil

Department of Homeland Security (DHS) 

U.S. Customs and Border Protection ( USCBP ) RIN: 1651-AA97

 View Related Documents

Title: Waiver of Passport and Visa Requirements Due to an Unforeseen Emergency

Abstract: This rule proposes to reinstate a 1996 amendment to 8 CFR 212.1(g) regarding a waiver of documentary

requirements for nonimmigrants seeking admission to the United States. The 1996 amendment allowed the former Immigration

and Naturalization Service (INS) to waive passport and visa requirements due to an unforeseen emergency while preserving its

ability to fine carriers for unlawfully transporting aliens to the United States who do not have a valid passport or visa. On

November 20, 2009, the United States Court of Appeals for the Second Circuit invalidated the 1996 amendment based on

procedural grounds.

Priority: Other Significant Agenda Stage of Rulemaking: Proposed Rule

Major: No Unfunded Mandates: No

CFR Citation: 8 CFR 212.1 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 212(a)(7)(B) INA (8 USC 1182(a)(7))

Legal Deadline: None

Timetable:

Action Date FR Cite

NPRM 12/00/2014 

Regulatory Flexibility Analysis Required: No Government Levels Affected: No

Federalism: No

Energy Affected: No

Agency Contact: Patrick Bruce 

General Attorney, Office of Chief Counsel

Department of Homeland Security

U.S. Customs and Border Protection

1300 Pennsylvania Avenue NW., Washington, DC 20229

Washington , DC 20229

Phone: 202 344-3051 

73

Regulations.gov Friday, May 23, 2014 Unified Agenda
E-Mail: patrick.bruce@cbp.dhs.gov

Department of Homeland Security (DHS) 

U.S. Customs and Border Protection ( USCBP ) RIN: 1651-AA98

 View Related Documents

Title: Amendments to Importer Security Filing and Additional Carrier Requirements

Abstract: The Importer Security Filing (ISF) regulations require carriers and importers to provide to CBP, via a CBP-approved

electronic data interchange system, information necessary to assist CBP in identifying high-risk shipments to prevent smuggling

and ensure cargo safety and security. Importers and carriers must currently submit specified information before the cargo is

brought into the United States by vessel in accordance with specified time frames. To increase the accuracy and reliability of the

advance information, this rule will propose changes to the ISF regulations.

Priority: Other Significant Agenda Stage of Rulemaking: Proposed Rule

Major: Undetermined Unfunded Mandates: No

CFR Citation: 19 CFR 4.7c; 19 CFR 149.1 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: PL 109-347, sec 203; 5 USC 301; 19 USC 66; 19 USC 1431; 19 USC 1433; 19 USC 1434; 19 USC 1624;

19 USC 2071 (note); 46 USC 60105

Legal Deadline: None

Timetable:

Action Date FR Cite

NPRM 08/00/2014 

Regulatory Flexibility Analysis Required: Undetermined Government Levels Affected: No

Federalism: No

Energy Affected: No

International Impacts: This regulatory action will be likely to have international trade and investment effects, or otherwise be of

international interest.

RIN Information URL: ww.regulations.gov Public Comment URL: www.regulations.gov

Related RINs: Related to 1651-AA70

Agency Contact: Craig Clark 

Program Manager, Vessel Manifest & Importer Security Filing, Office of Cargo and Conveyance Security

Department of Homeland Security

U.S. Customs and Border Protection

1300 Pennsylvania Avenue NW., Washington, DC 20229

Washington , DC 20229

Phone: 202 344-3052 

E-Mail: craig.clark@cbp.dhs.gov

Department of Homeland Security (DHS) 

U.S. Customs and Border Protection ( USCBP ) RIN: 1651-AA99

 View Related Documents

Title: Nonimmigrant Classes: Temporary Visitors to the United States for Business or Pleasure

Abstract: This is a proposal to amend the Department of Homeland Security (DHS) regulations pertaining to nonimmigrants

admitted to the United States as temporary visitors for business (B-1) or pleasure (B-2). The proposed amendments will clarify

the criteria for according B-1 or B-2 nonimmigrant classification to applicants for admission to the United States. Such

clarification is necessary to ensure fair and consistent adjudication and enforcement, as well as to make the criteria more

transparent.

Priority: Other Significant Agenda Stage of Rulemaking: Proposed Rule

Major: Undetermined Unfunded Mandates: Undetermined

CFR Citation: 8 CFR 214.2; 8 CFR 274a.12 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 8 USC 1101; 8 USC 1102; 8 USC 1103; 8 USC 1182; 8 USC 1184; 8 USC 1186a; 8 USC 1187; 8 USC

1221; 8 USC 1281; 8 USC 1282; 8 USC 1301 to 1305; 8 USC 1372; 48 USC 1901 (note) and 48 USC 1931 (note); 48 USC

74

Regulations.gov Friday, May 23, 2014 Unified Agenda
1806; ...

Legal Deadline: None

Timetable:

Action Date FR Cite

NPRM 02/00/2015 

Regulatory Flexibility Analysis Required: Undetermined Government Levels Affected: Undetermined

Federalism: Undetermined

Energy Affected: No

International Impacts: This regulatory action will be likely to have international trade and investment effects, or otherwise be of

international interest.

Agency Contact: Rafael Henry 

Supervisory CBP Officer (Program Manager)

Department of Homeland Security

U.S. Customs and Border Protection

1300 Pennsylvania Avenue NW., Washington, DC 20229

Washington , DC 20229

Phone: 202 344-3251 

E-Mail: rafael.e.henry@cbp.dhs.gov

Department of Homeland Security (DHS) 

U.S. Customs and Border Protection ( USCBP ) RIN: 1651-AB00

 View Related Documents

Title: Small Vessel Reporting System

Abstract: As part of CBP's comprehensive effort to improve the security of our nation's borders while enhancing legitimate

travel, specifically for boaters, CBP is proposing to implement the Small Vessel Reporting System (SVRS) specifically in CBP

regulations. SVRS is a web-based automated reporting system pilot for participant operators of small boats to expeditiously

report their arrival in the United States from foreign places. SVRS enables participants to satisfy certain arrival reporting

requirements by filing a float plan containing information about their voyage in advance of arrival, and then placing a telephone

call to CBP upon arrival in the United States. This process will, in most cases, make it unnecessary for SVRS participants to

also report for an in-person inspection upon arrival in the United States.

Priority: Other Significant Agenda Stage of Rulemaking: Proposed Rule

Major: No Unfunded Mandates: No

CFR Citation: 8 CFR 235.13 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 8 USC 1103; 8 USC 1225; 8 USC 1365b; 19 USC 1433

Legal Deadline: None

Timetable:

Action Date FR Cite

NPRM 10/00/2014 

Regulatory Flexibility Analysis Required: No Government Levels Affected: No

Federalism: No

Agency Contact: Cheryl C. Peters 

Program Manager, Office of Field Operations

Department of Homeland Security

U.S. Customs and Border Protection

1300 Pennsylvania Avenue NW., 3.3C-12, Washington, DC 20229

Washington , DC 20229

Phone: 202 344-1438 

E-Mail: cheryl.c.peters@cbp.dhs.gov

Department of Homeland Security (DHS) 

U.S. Customs and Border Protection ( USCBP ) RIN: 1651-AA70

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Regulations.gov Friday, May 23, 2014 Unified Agenda
 View Related Documents

Title: Importer Security Filing and Additional Carrier Requirements

Abstract: This final rule implements the provisions of section 203 of the Security and Accountability for Every Port Act of 2006.

On November 25, 2008, CBP published an interim final rule (CBP Dec. 08–46) in the Federal Register (73 FR 71730), that

finalized most of the provisions proposed in the NPRM. The interim final rule did not finalize six data elements that were

identified as areas of potential concern for industry during the rulemaking process and, for which, CBP provided some type of

flexibility for compliance with those data elements. CBP solicited public comment on these six data elements, is conducting a

structured review, and also invited comments on the revised Regulatory Assessment and Final Regulatory Flexibility Analysis.

[See 73 FR 71782-85 for regulatory text and 73 CFR 71733-34 for general discussion.] The remaining requirements of the rule

were adopted as final. CBP plans to issue a final rule after CBP completes a structured review of the flexibilities and analyzes

the comments.

Priority: Economically Significant Agenda Stage of Rulemaking: Final Rule

Major: Yes Unfunded Mandates: Private Sector

CFR Citation: 19 CFR 4; 19 CFR 12.3; 19 CFR 18.5; 19 CFR 103.31a; 19 CFR 113; 19 CFR 123.92; 19 CFR 141.113; 19 CFR

146.32; 19 CFR 149; 19 CFR 192.14 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: PL 109-347, sec 203; 5 USC 301; 19 USC 66; 19 USC 1431; 19 USC 1433 to 1434; 19 USC 1624; 19 USC

2071 (note); 46 USC 60105

Legal Deadline: None

Timetable:

Action Date FR Cite

NPRM 01/02/2008 73 FR 90 

NPRM Comment Period Extended 02/01/2008 73 FR 6061 

NPRM Comment Period End 03/03/2008 

NPRM Comment Period End 03/18/2008 

Interim Final Rule 11/25/2008 73 FR 71730 

Interim Final Rule Effective 01/26/2009 

Interim Final Rule Comment Period End 06/01/2009 

Correction 07/14/2009 74 FR 33920 

Correction 12/24/2009 74 FR 68376 

Final Action 02/00/2015 

Regulatory Flexibility Analysis Required: Business Government Levels Affected: No

Federalism: No

Energy Affected: No

International Impacts: This regulatory action will be likely to have international trade and investment effects, or otherwise be of

international interest.

RIN Information URL: www.regulations.gov Public Comment URL: www.regulations.gov

Agency Contact: Craig Clark 

Program Manager, Vessel Manifest & Importer Security Filing, Office of Cargo and Conveyance Security

Department of Homeland Security

U.S. Customs and Border Protection

1300 Pennsylvania Avenue NW., Washington, DC 20229

Washington , DC 20229

Phone: 202 344-3052 

E-Mail: craig.clark@cbp.dhs.gov

Department of Homeland Security (DHS) 

U.S. Customs and Border Protection ( USCBP ) RIN: 1651-AA72

 View Related Documents

Title: Changes to the Visa Waiver Program To Implement the Electronic System for Travel Authorization (ESTA) Program

Abstract: On June 9, 2008, CBP issued an interim final rule which implemented the Electronic System for Travel Authorization

(ESTA) for aliens who travel to the United States under the Visa Waiver Program (VWP) at air or sea ports of entry. Under the

rule, VWP travelers must provide certain biographical information to CBP electronically before departing for the United States.

This advance information allows CBP to determine before their departure whether these travelers are eligible to travel to the

United States under the VWP and whether such travel poses a security risk. The interim final rule also fulfilled the requirements

76

Regulations.gov Friday, May 23, 2014 Unified Agenda
of section 711 of the Implementing recommendations of the 9/11 Commission Act of 2007 (9/11 Act). In addition to fulfilling a

statutory mandate, the rule served the two goals of promoting border security and legitimate travel to the United States. By

modernizing the VWP, the ESTA increases national security and provides for greater efficiencies in the screening of international

travelers by allowing for vetting of subjects of potential interest well before boarding, thereby reducing traveler delays at the

ports of entry. CBP requested comments on all aspects of the interim final rule and plans to issue a final rule after completion

of the comment analysis.

Priority: Economically Significant Agenda Stage of Rulemaking: Final Rule

Major: Yes Unfunded Mandates: No

CFR Citation: 8 CFR 217.5 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 8 USC 1103; 8 USC 1187

Legal Deadline: None

Timetable:

Action Date FR Cite

Interim Final Action 06/09/2008 73 FR 32440 

Interim Final Rule Effective 08/08/2008 

Interim Final Rule Comment Period End 08/08/2008 

Notice--Announcing Date Rule Becomes Mandatory 11/13/2008 73 FR 67354 

Final Action 09/00/2014 

Additional Information: http://www.cbp.gov/xp/cgov/travel/id_visa/esta/

Regulatory Flexibility Analysis Required: No Government Levels Affected: No

Federalism: No

Energy Affected: No

International Impacts: This regulatory action will be likely to have international trade and investment effects, or otherwise be of

international interest.

RIN Information URL: www.regulations.gov Public Comment URL: www.regulations.gov

Related RINs: Related to 1651-AA83

Agency Contact: Suzanne Shepherd 

Director, Electronic System for Travel Authorization

Department of Homeland Security

U.S. Customs and Border Protection

1300 Pennsylvania Avenue NW., Washington, DC 20229

Washington , DC 20229

Phone: 202 344-2073 

E-Mail: suzanne.m.shepherd@cbp.dhs.gov

Department of Homeland Security (DHS) 

U.S. Customs and Border Protection ( USCBP ) RIN: 1651-AA77

 View Related Documents

Title: Implementation of the Guam-CNMI Visa Waiver Program

Abstract: The IFR (or the final rule planned for the coming year) rule amends Department of Homeland Security (DHS)

regulations to implement section 702 of the Consolidated Natural Resources Act of 2008 (CNRA). This law extends the

immigration laws of the United States to the Commonwealth of the Northern Mariana Islands (CNMI) and provides for a joint

visa waiver program for travel to Guam and the CNMI. This rule implements section 702 of the CNRA by amending the

regulations to replace the current Guam Visa Waiver Program with a new Guam-CNMI Visa Waiver Program. The amended

regulations set forth the requirements for nonimmigrant visitors who seek admission for business or pleasure and solely for entry

into and stay on Guam or the CNMI without a visa. This rule also establishes six ports of entry in the CNMI for purposes of

administering and enforcing the Guam-CNMI Visa Waiver Program. Section 702 of the Consolidated Natural Resources Act of

2008 (CNRA), subject to a transition period, extends the immigration laws of the United States to the Commonwealth of the

Northern Mariana Islands (CNMI) and provides for a visa waiver program for travel to Guam and/or the CNMI. On January 16,

2009, the Department of Homeland Security (DHS), Customs and Border Protection (CBP), issued an interim final rule in the

Federal Register replacing the then-existing Guam Visa Waiver Program with the Guam-CNMI Visa Waiver Program and setting

forth the requirements for nonimmigrant visitors seeking admission into Guam and/or the CNMI under the Guam-CNMI Visa

Waiver Program. As of November 28, 2009, the Guam-CNMI Visa Waiver Program is operational. This program allows

nonimmigrant visitors from eligible countries to seek admission for business or pleasure for entry into Guam and/or the CNMI

without a visa for a period of authorized stay not to exceed forty-five days. This rulemaking would finalize the January 2009

77

Regulations.gov Friday, May 23, 2014 Unified Agenda
interim final rule.

Priority: Other Significant Agenda Stage of Rulemaking: Final Rule

Major: Yes Unfunded Mandates: No

CFR Citation: 8 CFR 100.4; 8 CFR 212.1; 8 CFR 233.5; 8 CFR 235.5; 19 CFR 4.7b; 19 CFR 122.49a (To search for a specific

CFR, visit the Code of Federal Regulations ) 

Legal Authority: PL 110-229, sec 702

Legal Deadline: 

Action Source Description Date

Other Statutory PL 110-229 11/04/2008 

Timetable:

Action Date FR Cite

Interim Final Rule 01/16/2009 74 FR 2824 

Interim Final Rule Effective 01/16/2009 

Interim Final Rule Comment Period End 03/17/2009 

Technical Amendment; Change of Implementation Date 05/28/2009 74 FR 25387 

Final Action 02/00/2015 

Regulatory Flexibility Analysis Required: No Government Levels Affected: No

Federalism: No

International Impacts: This regulatory action will be likely to have international trade and investment effects, or otherwise be of

international interest.

RIN Information URL: www.regulations.gov Public Comment URL: www.regulations.gov

Related RINs: Related to 1651-AA81

Agency Contact: Paul Minton 

CBP Officer (Program Manager)

Department of Homeland Security

U.S. Customs and Border Protection

1300 Pennsylvania Avenue NW., Washington, DC 20229

Washington , DC 20229

Phone: 202 344-2723 

E-Mail: paul.a.minton@cbp.dhs.gov

Department of Homeland Security (DHS) 

U.S. Customs and Border Protection ( USCBP ) RIN: 1651-AA81

 View Related Documents

Title: Clarification of Countries and Geographic Areas Eligible for Participation in the Guam-Commonwealth of the Northern

Mariana Islands Visa Waiver Program

Abstract: This rule amends Department of Homeland Security (DHS) regulations to clarify that individuals holding British

National (Overseas) (BN(O)) passports are eligible for participation in the Guam-Commonwealth of the Northern Mariana Islands

(CNMI) Visa Waiver Program. The Guam-CNMI Visa Waiver Program allows certain nonimmigrant aliens to enter Guam and/or

the CNMI as nonimmigrant visitors for business or pleasure without a visa for a period of authorized stay not to exceed fortyfive days.

Priority: Substantive, Nonsignificant Agenda Stage of Rulemaking: Final Rule

Major: No Unfunded Mandates: No

CFR Citation: 8 CFR 212.1 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: PL 110-229, sec 702

Legal Deadline: None

Timetable:

Action Date FR Cite

Interim Final Rule 03/23/2011 76 FR 16231 

Interim Final Rule Comment Period End 05/23/2011 

Interim Final Rule Effective 05/23/2011 

Final Action 02/00/2015 

78

Regulations.gov Friday, May 23, 2014 Unified Agenda
Regulatory Flexibility Analysis Required: No Government Levels Affected: No

Federalism: No

Energy Affected: No

International Impacts: This regulatory action will be likely to have international trade and investment effects, or otherwise be of

international interest.

RIN Information URL: www.regulations.gov Public Comment URL: www.regulations.gov

Related RINs: Related to 1651-AA77

Agency Contact: Paul Minton 

CBP Officer (Program Manager)

Department of Homeland Security

U.S. Customs and Border Protection

1300 Pennsylvania Avenue NW., Washington, DC 20229

Washington , DC 20229

Phone: 202 344-2723 

E-Mail: paul.a.minton@cbp.dhs.gov

Department of Homeland Security (DHS) 

U.S. Customs and Border Protection ( USCBP ) RIN: 1651-AA83

 View Related Documents

Title: Electronic System for Travel Authorization (ESTA): Fee for Use of the System

Abstract: Under the Department of Homeland Security (DHS) regulations, nonimmigrant aliens who wish to enter the United

States under the Visa Waiver Program at air or sea ports of entry must obtain a travel authorization electronically through the

Electronic System for Travel Authorization (ESTA) from Customs and Border Protection prior to departing for the United States.

This rule amends the DHS regulations to require ESTA applicants to pay a fee. The fee is authorized by section 711 of the

Implementing the Recommendations of the 9/11 Commission Act of 2007 (9/11 Act) and mandated by the Travel Promotion Act

and consists of the sum of $10 per travel authorization and an amount that will at least ensure recovery of the full costs of

providing and administering the ESTA system. This document also announces the amount of the fee.

Priority: Economically Significant Agenda Stage of Rulemaking: Final Rule

Major: Yes Unfunded Mandates: No

CFR Citation: 8 CFR 217.5(a) (revision); 8 CFR 217.5(h) (new) (To search for a specific CFR, visit the Code of Federal

Regulations ) 

Legal Authority: PL 110-53, sec 711, 9/11 Act; 8 USC 1187; PL 111-145

Legal Deadline: 

Action Source Description Date

Other Statutory 

According to Public Law 111-145 (March 4, 2010) DHS must establish a

fee and begin assessment and collection of the fee no later than 6

months after the date of enactment. 

09/04/2010 

Timetable:

Action Date FR Cite

Interim Final Rule 08/09/2010 75 FR 47701 

Interim Final Rule Effective 09/08/2010 

Interim Final Rule Comment Period End 10/08/2010 

Final Rule 09/00/2014 

Regulatory Flexibility Analysis Required: No Government Levels Affected: No

Federalism: No

Energy Affected: No

International Impacts: This regulatory action will be likely to have international trade and investment effects, or otherwise be of

international interest.

RIN Information URL: www.regulations.gov Public Comment URL: www.regulations.gov

Related RINs: Related to 1651-AA72

Agency Contact: Suzanne Shepherd 

Director, Electronic System for Travel Authorization

Department of Homeland Security

U.S. Customs and Border Protection

1300 Pennsylvania Avenue NW., Washington, DC 20229

79

Regulations.gov Friday, May 23, 2014 Unified Agenda
Washington , DC 20229 

Phone: 202 344-2073 

E-Mail: suzanne.m.shepherd@cbp.dhs.gov

Department of Homeland Security (DHS) 

U.S. Customs and Border Protection ( USCBP ) RIN: 1651-AA89

 View Related Documents

Title: Exemption From Entry Requirements for Certain Department of Defense Vessels and Aircraft

Abstract: Under current regulations, certain vessels and aircraft owned or chartered by the Department of Defense (DoD) are

exempt from entry requirements and, in some cases, reporting requirements upon their arrival in the United States from a

foreign place. The exemptions generally apply when the vessel or aircraft is transporting cargo that is solely the property of the

DoD or when it is transporting passengers traveling on official business of the United States. This rule would revise the criteria

for applying these exemptions to better address the manner in which the DoD moves cargo and passengers in support of its

missions. Under the rule, CBP is considering whether to revise the entry exemption to make it apply to certain DoD-owned or

chartered vessels and aircraft carrying cargo and/or passengers approved for carriage in the Defense Transportation System

(DTS), the secure system used by DoD to move cargo and passengers in support of DoD's missions. Additionally, CBP is

considering whether certain DoD-owned vessels that are transporting only passengers and/or cargo approved for carriage in the

DTS should also be exempt from reporting their arrival.

Priority: Substantive, Nonsignificant Agenda Stage of Rulemaking: Final Rule

Major: No Unfunded Mandates: No

CFR Citation: 19 CFR 4.0(h); 19 CFR 4.5; 19 CFR 122.1(n); 19 CFR 122.41 (To search for a specific CFR, visit the Code of

Federal Regulations ) 

Legal Authority: 19 USC 1433; 19 USC 1434; 19 USC 1441; 19 USC 1644a

Legal Deadline: None

Timetable:

Action Date FR Cite

NPRM 02/09/2012 77 FR 6704 

NPRM Comment Period End 04/09/2012 

Final Rule 10/00/2014 

Regulatory Flexibility Analysis Required: No Government Levels Affected: Federal

Federalism: No

RIN Information URL: www.regulations.gov Public Comment URL: www.regulations.gov

Agency Contact: Cheryl Bryce 

Branch Chief, Manifest Branch

Department of Homeland Security

U.S. Customs and Border Protection

1300 Pennsylvania Avenue NW., Washington, DC 20229

Washington , DC 20229

Phone: 202 325-4652 

E-Mail: cheryl.bryce@cbp.dhs.gov

Department of Homeland Security (DHS) 

U.S. Customs and Border Protection ( USCBP ) RIN: 1651-AA96

 View Related Documents

Title: Definition of Form I-94 to Include Electronic Format

Abstract: Currently, CBP generally issues the Form I-94 to aliens at the time they lawfully enter the United States. CBP is

transitioning to an automated process whereby it will create a Form I-94 in an electronic format based on passenger, passport,

and visa information currently obtained electronically from air and sea carriers and the Department of State as well as through

the inspection process. The Form I-94 is issued by DHS to certain aliens upon arrival in the United States or when changing

status in the United States. The Form I-94 is used to document arrival and departure and provides evidence of the terms of

admission or parole. Prior to this rule, the Form I-94 was solely a paper form that was completed by the alien upon arrival. After

the implementation of the Advance Passenger Information System (APIS) following 9/11, CBP began collecting information on

80

Regulations.gov Friday, May 23, 2014 Unified Agenda
aliens traveling by air or sea to the United States electronically from carriers in advance of arrival. For aliens arriving in the

United States by air or sea, CBP obtains almost all of the information contained on the paper Form I-94 electronically and in

advance via APIS. The few fields on the Form I-94 that are not collected via APIS are either already collected by the

Department of State and transmitted to CBP or can be collected by the CBP Officer from the individual at the time of inspection.

This means that CBP no longer needs to collect Form I-94 information as a matter of course directly from aliens traveling to the

United States by air or sea. At this time, the automated process will apply only to aliens arriving at air and sea ports of entry.

Priority: Other Significant Agenda Stage of Rulemaking: Final Rule

Major: No Unfunded Mandates: No

CFR Citation: 8 CFR 1.4; 8 CFR 264.1(b) (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 8 USC 1101; 8 USC 1103; 8 USC 1201; 8 USC 1301; 8 USC 1303 to 1305; 5 USC 301; PL 107-296, 116

stat 2135; 6 USC 1 et seq

Legal Deadline: None

Timetable:

Action Date FR Cite

Interim Final Rule 03/27/2013 78 FR 18457 

Interim Final Rule Comment Period End 04/26/2013 

Interim Final Rule Effective 04/26/2013 

Final Action 10/00/2014 

Additional Information: Includes Retrospective Review under E.O. 13563

Regulatory Flexibility Analysis Required: No Government Levels Affected: No

Federalism: No

Energy Affected: No

International Impacts: This regulatory action will be likely to have international trade and investment effects, or otherwise be of

international interest.

RIN Information URL: www.regulations.gov Public Comment URL: www.regulations.gov

Agency Contact: Suzanne Shepherd 

Director, Electronic System for Travel Authorization

Department of Homeland Security

U.S. Customs and Border Protection

1300 Pennsylvania Avenue NW., Washington, DC 20229

Washington , DC 20229

Phone: 202 344-2073 

E-Mail: suzanne.m.shepherd@cbp.dhs.gov

Department of Homeland Security (DHS) 

U.S. Customs and Border Protection ( USCBP ) RIN: 1651-AB01

 View Related Documents

Title: The U.S. Asia-Pacific Economic Cooperation Business Travel Card Program

Abstract: Pursuant to the Asia-Pacific Economic Cooperation (APEC) Business Travel Cards Act of 2011 and the APEC

Business Travel Card Operating Framework, U.S. Customs and Border Protection is establishing the U.S. Asia-Pacific

Economic Cooperation Business Travel Card Program. APEC is an economic forum whose primary goal is to support

sustainable economic growth and prosperity in the Asia-Pacific region. APEC is comprised of 21 members, including the United

States. One of APEC's initiatives is the APEC Business Travel Card Program. The U.S. APEC Business Travel Card Program

will enable eligible persons access to fast-track immigration lanes at foreign APEC economies. This rule sets forth the eligibility

requirements and the application procedures and fee.

Priority: Other Significant Agenda Stage of Rulemaking: Final Rule

Major: No Unfunded Mandates: No

CFR Citation: Not Yet Determined (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: PL 112-54; 125 Stat 550

Legal Deadline: None

Timetable:

Action Date FR Cite

81

Regulations.gov Friday, May 23, 2014 Unified Agenda
Interim Final Rule 05/00/2014 

Interim Final Rule Comment Period End 06/00/2014 

Regulatory Flexibility Analysis Required: No Government Levels Affected: No

Federalism: No

International Impacts: This regulatory action will be likely to have international trade and investment effects, or otherwise be of

international interest.

Agency Contact: David Sanchez 

Program Manager, Office of Field Operations

Department of Homeland Security

U.S. Customs and Border Protection

1300 Pennsylvania Avenue NW., Washington, DC 20229

Washington , DC 20229

Phone: 202 344-1004 

E-Mail: david.sanchez@cbp.dhs.gov

Department of Homeland Security (DHS) 

U.S. Customs and Border Protection ( USCBP ) RIN: 1651-AA88

 View Related Documents

Title: Morses Line Border Crossing

Abstract: CBP officers are currently stationed at Morses Line, Vermont, a border crossing located within the port limits of the

port of entry of Highgate Springs/Alburg, Vermont, to accept entries of merchandise, collect duties, and enforce the various

provisions of the customs, navigation, and immigration laws. As an aging facility, the Morses Line border crossing no longer

meets operational, safety, and technology standards. Extensive and costly upgrades would be required to bring the border

crossing in line with modern requirements. Based on internal analyses, feedback from many individuals in the local community,

and consultation with members of Congress, DHS is evaluating the potential closure of the Morses Line border crossing.

Priority: Substantive, Nonsignificant Agenda Stage of Rulemaking: Long-term Action

Major: No Unfunded Mandates: No

CFR Citation: 8 CFR 100.4(a) (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 8 USC 1103; 19 USC 2; 19 USC 66; 19 USC 1624

Legal Deadline: None

Timetable:

Action Date FR Cite

Next Action Undetermined 

ANPRM 10/05/2011 76 FR 61622 

ANPRM Comment Period End 12/05/2011 

Regulatory Flexibility Analysis Required: No Government Levels Affected: Federal

Federalism: No

International Impacts: This regulatory action will be likely to have international trade and investment effects, or otherwise be of

international interest.

RIN Information URL: www.regulations.gov Public Comment URL: www.regulations.gov

Agency Contact: Roger Kaplan 

Director, Programs and Policy, Office of Field Operations

Department of Homeland Security

U.S. Customs and Border Protection

1300 Pennsylvania Avenue NW., Washington, DC 20229

Washington , DC 20229

Phone: 202 325-4543 

E-Mail: roger.kaplan@cbp.dhs.gov

Department of Homeland Security (DHS) 

Transportation Security Administration ( TSA ) RIN: 1652-AA53

82

Regulations.gov Friday, May 23, 2014 Unified Agenda
 View Related Documents

Title: General Aviation Security and Other Aircraft Operator Security

Abstract: On October 30, 2008 (73 FR 64790), the Transportation Security Administration (TSA) issued a Notice of Proposed

Rulemaking (NPRM), proposing to amend current aviation transportation security regulations to enhance the security of general

aviation by expanding the scope of current requirements, and by adding new requirements for certain large aircraft operators

and airports serving those aircraft. TSA also proposed that all aircraft operations, including corporate and private charter

operations, with aircraft having a maximum certificated takeoff weight (MTOW) above 12,500 pounds (large aircraft) be required

to adopt a large aircraft security program. TSA also proposed to require certain airports that serve large aircraft to adopt security

programs. After considering comments received on the NPRM and sponsoring public meetings with stakeholders, TSA decided

to revise the original proposal to tailor security requirements to the general aviation industry. TSA is preparing a supplemental

NPRM (SNPRM), which will include a comment period for public comments. TSA is considering the following proposed

provisions in the SNPRM: (1) security measures for foreign aircraft operators commensurate with measures for U.S. operators,

(2) the type of aircraft subject to TSA regulation, (3) compliance oversight, (4) watch list matching of passengers, (5) prohibited

items, (6) scope of the background check requirements and the procedures used to implement the requirement, and (7) other

issues.

Priority: Economically Significant Agenda Stage of Rulemaking: Proposed Rule

Major: Yes Unfunded Mandates: Private Sector

CFR Citation: 49 CFR 1515; 49 CFR 1520; 49 CFR 1522; 49 CFR 1540; 49 CFR 1542; 49 CFR 1544; 49 CFR 1550 (To

search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 6 USC 469; 18 USC 842; 18 USC 845; 46 USC 70102 to 70106; 46 USC 70117; 49 USC 114; 49 USC

114(f)(3); 49 USC 5103; 49 USC 5103a; 49 USC 40113; 49 USC 44901 to 44907; 49 USC 44913 to 44914; 49 USC 44916 to

44918; 49 USC 44932; 49 USC 44935 to 44936; 49 USC 44942; 49 USC 46105

Legal Deadline: None

Timetable:

Action Date FR Cite

NPRM 10/30/2008 73 FR 64790 

Notice--NPRM Comment Period Extended 11/25/2008 73 FR 71590 

Notice--Public Meetings; Requests for Comments 12/18/2008 73 FR 77045 

NPRM Comment Period End 12/29/2008 

NPRM Extended Comment Period End 02/27/2009 

Supplemental NPRM 12/00/2014 

Additional Information: Public Meetings held on: Jan. 6, 2009, at White Plains, NY; Jan. 8, 2009, at Atlanta, GA; Jan 16, 2009,

at Chicago, IL; Jan. 23, 2009, at Burbank, CA; and Jan. 28, 2009, at Houston, TX. Additional Comment Sessions held in

Arlington, VA, on April 16, 2009, May 6, 2009, and June 15, 2009.

Regulatory Flexibility Analysis Required: Business Government Levels Affected: Local

Federalism: No

Energy Affected: No

International Impacts: This regulatory action will be likely to have international trade and investment effects, or otherwise be of

international interest.

Public Comment URL: www.regulations.gov

Related RINs: Related to 1652-AA03;

Related to 1652-AA04

Agency Contact: Zach Carder 

Engagement Manager, General Aviation

Department of Homeland Security

Transportation Security Administration

Office of Security Policy and Industry Engagement, TSA-28, HQ, E, 601 South 12th Street, Arlington, VA 22304

Arlington , VA 22304

Phone: 571 227-2995 

E-Mail: zach.carder@tsa.dhs.gov

Agency Contact: Monica Grasso Ph.D.

Manager, Economic Analysis Branch-Cross Modal Division

Department of Homeland Security

Transportation Security Administration

Office of Security Policy and Industry Engagement, TSA-28, HQ, E10, 601 South 12th Street, Arlington, VA 20598-6028

Arlington , VA 20598-6028 

Phone: 571 227-3329 

E-Mail: monica.grasso@tsa.dhs.gov

83

Regulations.gov Friday, May 23, 2014 Unified Agenda
Agency Contact: Denise Daniels 

Attorney, Regulations and Security Standards Division

Department of Homeland Security

Transportation Security Administration

Office of the Chief Counsel, TSA-2, HQ, E12, 601 South 12th Street, Arlington, VA 20598-6002

Arlington , VA 20598-6002 

Phone: 571 227-3443 

FAX: 571 227-1381

E-Mail: denise.daniels@tsa.dhs.gov

Department of Homeland Security (DHS) 

Transportation Security Administration ( TSA ) RIN: 1652-AA55

 View Related Documents

Title: Security Training for Surface Mode Employees

Abstract: The Transportation Security Administration (TSA) intends to propose a new regulation to address the security of

freight railroads, public transportation, passenger railroads, and over-the-road buses in accordance with the Implementing

Recommendations of the 9/11 Commission Act of 2007 (9/11 Act). As required by the 9/11 Act, the rulemaking will propose that

certain railroads, public transportation agencies, and over-the-road bus companies provide security training to their frontline

employees in the areas of security awareness, operational security, incident prevention and response, and security exercises

that test effectiveness of training. The rulemaking will also propose extending security coordinator and reporting security incident

requirements applicable to rail operators under current 49 CFR part 1580 to the non-rail transportation components of covered

public transportation agencies and over-the-road buses. The regulation will take into consideration any current security training

requirements or best practices.

Priority: Economically Significant Agenda Stage of Rulemaking: Proposed Rule

Major: Yes Unfunded Mandates: No

CFR Citation: 49 CFR 1520; 49 CFR 1570; 49 CFR 1580; 49 CFR 1582 (new); 49 CFR 1584 (new) (To search for a specific

CFR, visit the Code of Federal Regulations ) 

Legal Authority: 49 USC 114; PL 110-53, secs 1408, 1517, and 1534

Legal Deadline: According to sec. 1408 of Public Law 110-53, Implementing Recommendations of the 9/11 Commission Act of

2007 (Aug. 3, 2007; 121 Stat. 266), interim final regulations for public transportation agencies are due 90 days after the date of

enactment (Nov. 1, 2007), and final regulations are due 1 year after the date of enactment of this Act. According to sec. 1517 of

the same Act, final regulations for railroads and over-the-road buses are due no later than 6 months after the date of

enactment.

Action Source Description Date

Other Statutory Interim Rule for public transportation agencies is due 90 days after date

of enactment. 11/01/2007 

Other Statutory Rule for railroads and over-the-road buses are due 6 months after date

of enactment. 02/03/2008 

Other Statutory Rule for public transportation agencies is due 1 year after date of

enactment. 08/03/2008 

Timetable:

Action Date FR Cite

NPRM 12/00/2014 

Regulatory Flexibility Analysis Required: Business Government Levels Affected: Local

Federalism: No

Energy Affected: No

Public Comment URL: www.regulations.gov

Related RINs: Related to 1652-AA56;

Merge with 1652-

AA57;

Merge with 1652-AA59

Agency Contact: Chandru (Jack) Kalro 

Deputy Director, Surface Division

Department of Homeland Security

Transportation Security Administration

Office of Security Policy and Industry Engagement, TSA-28, HQ, E, 601 South 12th Street, Arlington, VA 20598-6028

Arlington , VA 20598-6028 

Phone: 571 227-1145 

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FAX: 571 227-2935

E-Mail: jack.kalro@tsa.dhs.gov

Agency Contact: Monica Grasso Ph.D.

Manager, Economic Analysis Branch-Cross Modal Division

Department of Homeland Security

Transportation Security Administration

Office of Security Policy and Industry Engagement, TSA-28, HQ, E10, 601 South 12th Street, Arlington, VA 20598-6028

Arlington , VA 20598-6028 

Phone: 571 227-3329 

E-Mail: monica.grasso@tsa.dhs.gov

Agency Contact: David Kasminoff 

Senior Counsel, Regulations and Security Standards Division

Department of Homeland Security

Transportation Security Administration

Office of the Chief Counsel, TSA-2, HQ, E12, 601 South 12th Street, Arlington, VA 20598-6002

Arlington , VA 20598-6002 

Phone: 571 227-3583 

FAX: 571 227-1378

E-Mail: david.kasminoff@tsa.dhs.gov

Agency Contact: Traci Klemm 

Senior Counsel, Regulations and Security Standards Division

Department of Homeland Security

Transportation Security Administration

Office of the Chief Counsel, TSA-2, HQ, E12, 601 South 12th Street, Arlington, VA 20598-6002

Arlington , VA 20598-6002 

Phone: 571 227-3596 

E-Mail: traci.klemm@tsa.dhs.gov

Department of Homeland Security (DHS) 

Transportation Security Administration ( TSA ) RIN: 1652-AA56

 View Related Documents

Title: Freight Railroads and Passenger Railroads--Vulnerability Assessment and Security Plan

Abstract: The Transportation Security Administration (TSA) will propose a new regulation to address the security of freight

railroads and passenger railroads in accordance with the Implementing Recommendations of the 9/11 Commission Act of 2007

(9/11 Act). As required by the 9/11 Act, the rulemaking will propose requirements for vulnerability assessments and security

plans for owner/operators of higher-risk railroads. The proposed requirements include procedures for TSA's review and approval

of these assessments and plans, and recordkeeping requirements. The regulation will take into consideration any current

security assessment and planning requirements or best practices.

Priority: Other Significant Agenda Stage of Rulemaking: Proposed Rule

Major: Undetermined Unfunded Mandates: No

CFR Citation: 49 CFR 1520; 49 CFR 1570; 49 CFR 1580; 49 CFR 1582 (new) (To search for a specific CFR, visit the Code of

Federal Regulations ) 

Legal Authority: 49 USC 114; PL 110-53, sec 1512

Legal Deadline: According to section 1512 of Public Law 110-53, Implementing Recommendations of the 9/11 Commission Act

of 2007 (Aug. 3, 2007; 121 Stat. 266), a final regulation for freight railroads and passenger railroads is due no later than 12

months after the date of enactment of the Act.

Action Source Description Date

Other Statutory Rule for freight railroads and passenger railroads is due no later than 12

months after date of enactment. 08/03/2008 

Timetable:

Action Date FR Cite

NPRM 12/00/2014 

Regulatory Flexibility Analysis Required: Undetermined Government Levels Affected: Local

Federalism: Undetermined

Energy Affected: No

RIN Information URL: www.regulations.gov Public Comment URL: www.regulations.gov

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Related RINs: Related to 1652-AA55;

Merge with 1652-

AA58;

Merge with 1652-AA60

Agency Contact: Chandru (Jack) Kalro 

Deputy Director, Surface Division

Department of Homeland Security

Transportation Security Administration

Office of Security Policy and Industry Engagement, TSA-28, HQ, E, 601 South 12th Street, Arlington, VA 20598-6028

Arlington , VA 20598-6028 

Phone: 571 227-1145 

FAX: 571 227-2935

E-Mail: jack.kalro@tsa.dhs.gov

Agency Contact: Monica Grasso Ph.D.

Manager, Economic Analysis Branch-Cross Modal Division

Department of Homeland Security

Transportation Security Administration

Office of Security Policy and Industry Engagement, TSA-28, HQ, E10, 601 South 12th Street, Arlington, VA 20598-6028

Arlington , VA 20598-6028 

Phone: 571 227-3329 

E-Mail: monica.grasso@tsa.dhs.gov

Agency Contact: David Kasminoff 

Senior Counsel, Regulations and Security Standards Division

Department of Homeland Security

Transportation Security Administration

Office of the Chief Counsel, TSA-2, HQ, E12, 601 South 12th Street, Arlington, VA 20598-6002

Arlington , VA 20598-6002 

Phone: 571 227-3583 

FAX: 571 227-1378

E-Mail: david.kasminoff@tsa.dhs.gov

Agency Contact: Traci Klemm 

Senior Counsel, Regulations and Security Standards Division

Department of Homeland Security

Transportation Security Administration

Office of the Chief Counsel, TSA-2, HQ, E12, 601 South 12th Street, Arlington, VA 20598-6002

Arlington , VA 20598-6002 

Phone: 571 227-3596 

E-Mail: traci.klemm@tsa.dhs.gov

Department of Homeland Security (DHS) 

Transportation Security Administration ( TSA ) RIN: 1652-AA61

 View Related Documents

Title: Standardized Vetting, Adjudication, and Redress Services

Abstract: The Transportation Security Administration (TSA) intends to propose new regulations to revise and standardize the

procedures, adjudication criteria, and fees for most of the security threat assessments (STA) of individuals for which TSA is

responsible. The scope of the rulemaking will include transportation workers from all modes of transportation who are required

to undergo an STA, including surface maritime and aviation workers. In accordance with the Implementing Recommendations of

the 9/11 Commission Act of 2007 (9/11 Act), the notice of proposed rulemaking (NPRM) will address STAs for frontline

employees for public transportation agencies and railroad. In addition, TSA will propose fees to cover the cost of all STAs. TSA

plans to improve efficiencies in processing STAs and streamline existing regulations by simplifying language and removing

redundancies. As part of this proposed rule, TSA will propose revisions to the Alien Flight Student Program (AFSP) regulations.

TSA published an interim final rule for ASFP on September 20, 2004. TSA regulations require aliens seeking to train at Federal

Aviation Administration-regulated flight schools to complete an application and undergo an STA prior to beginning flight training.

There are four categories under which students currently fall; the nature of the STA depends on the student's category. TSA is

considering changes to the AFSP that would improve the equity among fee payers and enable the implementation of new

technologies to support vetting.

Priority: Economically Significant Agenda Stage of Rulemaking: Proposed Rule

Major: Yes Unfunded Mandates: Undetermined

CFR Citation: Not Yet Determined (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 49 USC 114, 5103A, 44903 and 44936; 46 USC 70105; 6 USC 469; PL 110-53, secs 1411, 1414, 1520,

1522 and 1602

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Legal Deadline: None

Timetable:

Action Date FR Cite

NPRM 02/00/2015 

Additional Information: Includes Retrospective Review under E.O. 13563.

Regulatory Flexibility Analysis Required: Business Government Levels Affected: Undetermined

Federalism: Undetermined

Energy Affected: No

RIN Information URL: www.regulations.gov Public Comment URL: www.regulations.gov

Related RINs: Related to 1652-AA35

Agency Contact: Hao-y Tran Froemling 

Acting Director, Program Management Division

Department of Homeland Security

Transportation Security Administration

Office of Intelligence and Analysis, TSA-10, HQ, E6 , 601 South 12th Street, Arlington, VA 20598-6010

Arlington , VA 20598-6010 

Phone: 571 227-2782 

E-Mail: haoy.froemling@tsa.dhs.gov

Agency Contact: Monica Grasso Ph.D.

Manager, Economic Analysis Branch-Cross Modal Division

Department of Homeland Security

Transportation Security Administration

Office of Security Policy and Industry Engagement, TSA-28, HQ, E10, 601 South 12th Street, Arlington, VA 20598-6028

Arlington , VA 20598-6028 

Phone: 571 227-3329 

E-Mail: monica.grasso@tsa.dhs.gov

Agency Contact: John Vergelli 

Attorney, Regulations and Security Standards Division

Department of Homeland Security

Transportation Security Administration

Office of the Chief Counsel, TSA-2, HQ, E12, 601 South 12th Street, Arlington, VA 20598-6002

Arlington , VA 20598-6002 

Phone: 571 227-4416 

FAX: 571 227-1378

E-Mail: john.vergelli@tsa.dhs.gov

Department of Homeland Security (DHS) 

Transportation Security Administration ( TSA ) RIN: 1652-AA01

 View Related Documents

Title: Aviation Security Infrastructure Fees (ASIF)

Abstract: Section 601(a) of the Bipartisan Budget Act of 2013, Div. A., Public Law 113-67 (127 Stat. 1165, Dec. 26, 2013)

amends 49 U.S.C. 44940(a)(2), eliminating provisions relating to imposition of a fee on air carriers and foreign air carriers,

known as the Aviation Security Infrastructure Fee (ASIF). The repeal of this subsection is effective beginning October 1, 2014.

The Transportation Security Administration (TSA) will amend 49 CFR part 1511 as necessary.

Priority: Other Significant Agenda Stage of Rulemaking: Final Rule

Major: Undetermined Unfunded Mandates: No

CFR Citation: 49 CFR 1511 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 49 USC 114; 49 USC 40113; 49 USC 44901; 49 USC 44940

Legal Deadline: None

Timetable:

Action Date FR Cite

Interim Final Rule Effective 02/18/2002 

Interim Final Rule 02/20/2002 67 FR 7926 

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Regulations.gov Friday, May 23, 2014 Unified Agenda
Interim Final Rule; Fed Reg Correction 02/25/2002 67 FR 8579 

Notice--Information Collection; Approval 02/28/2002 67 FR 9355 

Interim Final Rule; Comment Period End 03/18/2002 

Interim Final Rule; Comment Period Extended 03/20/2002 67 FR 12954 

Interim Final Rule; Extension of Comment Period End 04/02/2002 

Notice--Guidance Appendix A 05/01/2002 67 FR 21582 

Notice-Information Collection; 60-Day New Collection 01/27/2004 69 FR 3938 

Notice-Information Collection; 30-Day New Collection 05/18/2004 69 FR 28141 

Notice-Information Collection; 60-Day Renewal 05/09/2007 72 FR 26417 

Notice-Information Collection; 30-Day Renewal 09/06/2007 72 FR 51238 

Notice-Information Collection; 60-Day Renewal Records Retention 03/04/2010 75 FR 9920 

Notice-Information Collection; 30-Day Renewal Records Retention 08/05/2010 75 FR 47311 

Notice-Information Collection; 60-Day Renewal Records Retention 10/26/2012 77 FR 65394 

Notice-Information Collection; 30-Day Renewal Records Retention 01/23/2013 78 FR 4856 

Final Rule 05/00/2014 

Additional Information: Transferred from RIN 2110-AA02.

Regulatory Flexibility Analysis Required: Undetermined Government Levels Affected: No

Federalism: No

Energy Affected: No

RIN Information URL: www.regulations.gov Public Comment URL: www.regulations.gov

Related RINs: Related to 1652-AA00;

Related to 1652-AA43

Agency Contact: Michael Gambone 

Deputy Director, Office of Revenue

Department of Homeland Security

Transportation Security Administration

Office of Finance and Administration, TSA-14, HQ, W12, 601 South 12th Street, Arlington, VA 20598-6014

Arlington , VA 20598-6014 

Phone: 571 227-1081 

FAX: 571 227-2904

E-Mail: michael.gambone@tsa.dhs.gov

Agency Contact: Monica Grasso Ph.D.

Manager, Economic Analysis Branch-Cross Modal Division

Department of Homeland Security

Transportation Security Administration

Office of Security Policy and Industry Engagement, TSA-28, HQ, E10, 601 South 12th Street, Arlington, VA 20598-6028

Arlington , VA 20598-6028 

Phone: 571 227-3329 

E-Mail: monica.grasso@tsa.dhs.gov

Agency Contact: Traci Klemm 

Senior Counsel, Regulations and Security Standards Division

Department of Homeland Security

Transportation Security Administration

Office of the Chief Counsel, TSA-2, HQ, E12, 601 South 12th Street, Arlington, VA 20598-6002

Arlington , VA 20598-6002 

Phone: 571 227-3596 

E-Mail: traci.klemm@tsa.dhs.gov

Department of Homeland Security (DHS) 

Transportation Security Administration ( TSA ) RIN: 1652-AA67

 View Related Documents

Title: Passenger Screening Using Advanced Imaging Technology

Abstract: The Transportation Security Administration (TSA) intends to issue a final rule to address whether screening and

inspection of an individual, conducted to control access to the sterile area of an airport or to an aircraft, may include the use of

advanced imaging technology (AIT). The NPRM was published on March 26, 2012, to comply with the decision rendered by the

U.S. Court of Appeals for the District of Columbia Circuit in Electronic Privacy Information Center (EPIC) v. U.S. Department of

Homeland Security on July 15, 2011. 653 F.3d 1 (D.C. Cir. 2011). The Court directed TSA to conduct notice and comment

rulemaking on the use of AIT in the primary screening of passengers.

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Regulations.gov Friday, May 23, 2014 Unified Agenda
Priority: Economically Significant Agenda Stage of Rulemaking: Final Rule

Major: Yes Unfunded Mandates: No

CFR Citation: 49 CFR 1540.107 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 49 USC 44925

Legal Deadline: None

Timetable:

Action Date FR Cite

NPRM 03/26/2013 78 FR 18287 

NPRM Comment Period End 06/24/2013 

Final Rule 10/00/2014 

Regulatory Flexibility Analysis Required: No Government Levels Affected: No

Small Entities Affected: No Federalism: No

Energy Affected: No

Public Comment URL: www.regulations.gov

Agency Contact: Chawanna Carrington 

Project Manager, Passenger Screening Program

Department of Homeland Security

Transportation Security Administration

Office of Security Capabilities, TSA-16, HQ, 601 South 12th Street, Arlington, VA 20598-6016

Arlington , VA 20598-6016 

Phone: 571 227-2958 

FAX: 571 227-1931

E-Mail: chawanna.carrington@tsa.dhs.gov

Agency Contact: Monica Grasso Ph.D.

Manager, Economic Analysis Branch-Cross Modal Division

Department of Homeland Security

Transportation Security Administration

Office of Security Policy and Industry Engagement, TSA-28, HQ, E10, 601 South 12th Street, Arlington, VA 20598-6028

Arlington , VA 20598-6028 

Phone: 571 227-3329 

E-Mail: monica.grasso@tsa.dhs.gov

Agency Contact: Linda L. Kent 

Assistant Chief Counsel, Regulations and Security Standards Division

Department of Homeland Security

Transportation Security Administration

Office of the Chief Counsel, TSA-2, HQ, E12, 601 South 12th Street, Arlington, VA 20598-6002

Arlington , VA 20598-6002 

Phone: 571 227-2675 

FAX: 571 227-1381

E-Mail: linda.kent@tsa.dhs.gov

Department of Homeland Security (DHS) 

Transportation Security Administration ( TSA ) RIN: 1652-AA68

 View Related Documents

Title: Adjustment of Passenger Civil Aviation Security Service Fee

Abstract: The Transportation Security Administration (TSA) is issuing a final rule to implement the increase to the passenger

civil aviation security service fee (security service fee) mandated by the amendments to 49 U.S.C. 44940 enacted as part of the

Bipartisan Budget Act of 2013, Div. A (Budget Act). TSA currently imposes a fee of up to $2.50 per enplanement, as long as the

total fee per one-way trip does not exceed $5.00. Beginning July 1, 2014, the Budget Act requires TSA to impose a mandatory

fee of $5.60 per one-way trip. Beginning July 1, 2014, if any part of that passenger's itinerary includes air transportation or

intrastate air transportation originating at an airport in the United States, the passenger is required by statute to pay $5.60 per

one-way trip.

Priority: Economically Significant Agenda Stage of Rulemaking: Final Rule

Major: Yes Unfunded Mandates: No

CFR Citation: 49 CFR 1510 (To search for a specific CFR, visit the Code of Federal Regulations ) 

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Regulations.gov Friday, May 23, 2014 Unified Agenda
Legal Authority: PL 113-67, sec 601; 49 USC 44940

Legal Deadline: The Bipartisan Budget Act of 2013, Div. A., sec. 601 (Pub. L. 113-67, 127 Stat. 1165), signed by the President

on December 26, 2013, requires TSA to implement the fee increase beginning on July 1, 2014, and to do so by publication of

notice of the fee in the Federal Register, "notwithstanding [31 U.S.C. 9701] and the procedural requirements of [5 U.S.C. 553]."

Action Source Description Date

Other Statutory Statutory mandate for changes to take effect on 7/1/2014 07/01/2014 

Timetable:

Action Date FR Cite

Final Rule 06/00/2014 

Final Rule Effective 07/00/2014 

Regulatory Flexibility Analysis Required: No Government Levels Affected: No

Federalism: No

Agency Contact: Traci Klemm 

Senior Counsel, Regulations and Security Standards Division

Department of Homeland Security

Transportation Security Administration

Office of the Chief Counsel, TSA-2, HQ, E12, 601 South 12th Street, Arlington, VA 20598-6002

Arlington , VA 20598-6002 

Phone: 571 227-3596 

E-Mail: traci.klemm@tsa.dhs.gov

Department of Homeland Security (DHS) 

Transportation Security Administration ( TSA ) RIN: 1652-AA08

 View Related Documents

Title: Protection of Sensitive Security Information (SSI)

Abstract: The Transportation Security Administration (TSA) will issue a rulemaking document to respond to comments received

on the interim final rule (IFR) issued May 18, 2004. In the IFR, published jointly with the Office of the Secretary of

Transportation (OST) in May 2004, TSA revised its Sensitive Security Information (SSI) regulations to expand the 2002

regulatory framework governing information generally related to aviation security to cover information related to security in

maritime transportation, consistent with the security framework required by the U.S. Coast Guard's regulations implementing the

Maritime Transportation Security Act (MTSA). This expansion was the main theme of the IFR. However, the IFR also continued

TSA's 2002 regulations coverage for vulnerability assessments and, with some changes, certain other SSI for all modes. TSA

and OST issued a technical amendment to the IFR in January 2005 to address provisions of the regulations that inadvertently

restricted sharing of SSI. Specifically, the amendment removed the limiting words "aviation or maritime" from 49 CFR 15.11 and

49 CFR 1520.11 in order to clearly permit the sharing of vulnerability assessments and other documents properly designated as

SSI with covered persons who meet the need-to-know requirements regardless of mode of transportation.

Priority: Other Significant Agenda Stage of Rulemaking: Long-term Action

Major: No Unfunded Mandates: No

CFR Citation: 49 CFR 15; 49 CFR 1520 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 49 USC 114; 49 USC 5103; 49 USC 40119; 49 USC 44901 to 44907; 49 USC 44913 and 44914; 49 USC

44916 to 44918; 49 USC 44935 and 44936; 49 USC 44942; 49 USC 46105

Legal Deadline: None

Timetable:

Action Date FR Cite

Next Action Undetermined 

Interim Final Rule; Request for Comments 05/18/2004 69 FR 28066 

Interim Final Rule Effective 06/17/2004 

Interim Final Rule; Comment Period End 07/19/2004 

Technical Amendment 01/07/2005 70 FR 1379 

Additional Information: Joint rulemaking with Department of Transportation, Office of the Secretary (RIN No. 2105-AD33)

Transferred from RIN 2110-AA10

Regulatory Flexibility Analysis Required: No Government Levels Affected: Federal

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Regulations.gov Friday, May 23, 2014 Unified Agenda
Small Entities Affected: No Federalism: No

Energy Affected: No

RIN Information URL: www.regulations.gov Public Comment URL: www.regulations.gov

Related RINs: Related to 1652-AA05;

Related to 1652-AA49 Related Agencies: Joint: DOT;Joint: OST

Agency Contact: Sarah Innes 

Senior Policy Advisor, Sensitive Security Information (SSI) Program

Department of Homeland Security

Transportation Security Administration

Office of Security Services and Assessments, OLE/FAMS, TSA-31, HQ, E8, 601 South 12th Street, Arlington, VA 20598-6031

Arlington , VA 20598-6031 

Phone: 571 227-3513 

E-Mail: ssi@tsa.dhs.gov

Agency Contact: Monica Grasso Ph.D.

Manager, Economic Analysis Branch-Cross Modal Division

Department of Homeland Security

Transportation Security Administration

Office of Security Policy and Industry Engagement, TSA-28, HQ, E10, 601 South 12th Street, Arlington, VA 20598-6028

Arlington , VA 20598-6028 

Phone: 571 227-3329 

E-Mail: monica.grasso@tsa.dhs.gov

Agency Contact: Amy Steiner

Attorney, Regulations and Security Standards Division

Department of Homeland Security

Transportation Security Administration

Office of the Chief Counsel, TSA-2, HQ, E12, 601 South 12th Street, Arlington, VA 20598-6002

Arlington , VA 20598-6002 

Phone: 571 227-1536 

FAX: 571 227-1380

E-Mail: amy.steiner@tsa.dhs.gov

Department of Homeland Security (DHS) 

Transportation Security Administration ( TSA ) RIN: 1652-AA35

 View Related Documents

Title: Flight Training for Aliens and Other Designated Individuals; Security Awareness Training for Flight School Employees

Abstract: The interim final rule (IFR) was published and effective on September 20, 2004 (69 FR 56324). The IFR created a

new part 1552, Flight Schools, in title 49 of the Code of Federal Regulations (CFR). This IFR applies to flight schools and to

individuals who apply for or receive flight training. After comments were received, exemptions and interpretations were issued.

The Transportation Security Administration (TSA) also issued a notice on April 13, 2009, that prescribes fees for processing

requests from alien flight students who take recurrent training. In the IFR, TSA requires flight schools to notify TSA when aliens

and other individuals designated by TSA apply for flight training or recurrent training. TSA has established standards relating to

the security threat assessment process that TSA will conduct to determine whether such individuals are a threat to aviation or

national security, and thus prohibited from receiving flight training. In addition, TSA has established a fee to cover a portion of

the costs of the security threat assessments that TSA will perform under this rule. Finally, TSA has established standards for

security awareness training for certain flight school employees.

Priority: Other Significant Agenda Stage of Rulemaking: Long-term Action

Major: No Unfunded Mandates: No

CFR Citation: 49 CFR 1552 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 6 USC 469(b); 49 USC 114; 49 USC 44939; 49 USC 46105

Legal Deadline: Requires the Transportation Security Administration (TSA) to establish a process to implement the

requirements of section 612(a) of Vision 100-Century of Aviation Reauthorization Act (Pub. L. 108-176, Dec. 12, 2003; 117 Stat.

2490), including the fee provisions, not later than 60 days after the enactment of the Act.

Action Source Description Date

Other Statutory section 612(a) of Vision 100 requires TSA to issue an interim final rule

within 60 days of enactment of Vision 100. 02/10/2004 

Timetable:

Action Date FR Cite

Next Action Undetermined 

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Regulations.gov Friday, May 23, 2014 Unified Agenda
Interim Final Rule; Request for Comments 09/20/2004 69 FR 56324 

Interim Final Rule Effective 09/20/2004 

Interim Final Rule; Comment Period End 10/20/2004 

Notice--Information Collection; 60-Day Renewal 11/26/2004 69 FR 68952 

Notice--Information Collection; 30-Day Renewal 03/30/2005 70 FR 16298 

Notice--Information Collection; 60-Day Renewal 06/06/2008 73 FR 32346 

Notice--Information Collection; 30-Day Renewal 08/13/2008 73 FR 47203 

Notice--Alien Flight Student Program Recurrent Training Fees 04/13/2009 74 FR 16880 

Notice-Information Collection; 60-Day Renewal 09/21/2011 76 FR 58531 

Notice-Information Collection; 30-Day Renewal 01/31/2012 77 FR 4822 

Regulatory Flexibility Analysis Required: Undetermined Government Levels Affected: No

Federalism: No

Energy Affected: No

RIN Information URL: www.regulations.gov Public Comment URL: www.regulations.gov

Related RINs: Related to 1652-AA61

Agency Contact: Denise Daniels 

Attorney, Regulations and Security Standards Division

Department of Homeland Security

Transportation Security Administration

Office of the Chief Counsel, TSA-2, HQ, E12, 601 South 12th Street, Arlington, VA 20598-6002

Arlington , VA 20598-6002 

Phone: 571 227-3443 

FAX: 571 227-1381

E-Mail: denise.daniels@tsa.dhs.gov

Agency Contact: Andrea Vara 

Program Manager, Alien Flight Student Program

Department of Homeland Security

Transportation Security Administration

Office of Intelligence and Analysis, TSA-10, HQ, E10, 601 South 12th Street, Arlington, VA 20598-6010

Arlington , VA 20598-6010 

Phone: 571 227-5267 

E-Mail: andrea.varna@tsa.dhs.gov

Agency Contact: Monica Grasso Ph.D.

Manager, Economic Analysis Branch-Cross Modal Division

Department of Homeland Security

Transportation Security Administration

Office of Security Policy and Industry Engagement, TSA-28, HQ, E10, 601 South 12th Street, Arlington, VA 20598-6028

Arlington , VA 20598-6028 

Phone: 571 227-3329 

E-Mail: monica.grasso@tsa.dhs.gov

Agency Contact: Chang Ellison 

Acting Branch Chief, Aviation

Department of Homeland Security

Transportation Security Administration

Office of Intelligence and Analysis, TSA-10, HQ, E10, 601 South 12th Street, Arlington, VA 20598-6010

Arlington , VA 20598-6010 

Phone: 571 227-3604 

FAX: 571 227-1903

E-Mail: chang.ellison@tsa.dhs.gov

Department of Homeland Security (DHS) 

Transportation Security Administration ( TSA ) RIN: 1652-AA49

 View Related Documents

Title: Ronald Reagan Washington National Airport: Enhanced Security Procedures for Certain Operations

Abstract: The Interim Final Rule (IFR), published by the Transportation Security Administration (TSA) on July 19, 2005, creates

a new part 1562, subpart B, for General Aviation (GA), in title 49 of the Code of Federal Regulations (CFR). TSA plans to take

final action on the interim final rule to respond to the public comments and close out this rulemaking. The IFR restores access

to Ronald Reagan Washington National Airport (DCA) for certain aircraft operations, while maintaining the security of critical

92

Regulations.gov Friday, May 23, 2014 Unified Agenda
Federal Government and other assets in the Washington, DC, Metropolitan Area. From September 11, 2001, until the IFR

became effective on August 18, 2005, general aviation aircraft operations had been prohibited at DCA. This rule applies to all

passenger aircraft operations into or out of DCA, except foreign air carrier operations functioning under 49 CFR part

1546.101(a) or (b) and U.S. air carrier operations operating under a full security program required by 49 CFR part 1544. The

rule establishes security procedures for GA aircraft operators and gateway airport operators, and security requirements relating

to crewmembers, passengers, and armed security officers onboard aircraft operating to or from DCA.

Priority: Other Significant Agenda Stage of Rulemaking: Long-term Action

Major: No Unfunded Mandates: No

CFR Citation: 49 CFR 1520; 49 CFR 1540; 49 CFR 1562 (To search for a specific CFR, visit the Code of Federal Regulations

) 

Legal Authority: 46 USC 70102 to 70106; 46 USC 70117; 49 USC 114; 49 USC 5103; 49 USC 40113 and 40114; 49 USC

44901 to 44907; 49 USC 44913 and 44914; 49 USC 44916 to 44918; 49 USC 44935 and 44936; 49 USC 44942; 49 USC

46105

Legal Deadline: None

Timetable:

Action Date FR Cite

Next Action Undetermined 

Interim Final Rule; Request for Comments 07/19/2005 70 FR 41586 

Interim Final Rule Effective 08/18/2005 

Notice--Information Collection; Approval and 60-Day Renewal 08/26/2005 70 FR 50391 

Interim Final Rule; Comment Period End 09/19/2005 

Notice--Information Collection; 30-Day Renewal 10/26/2005 70 FR 61831 

Notice--Information Collection; 60-Day Renewal 10/20/2008 73 FR 62304 

Notice--Information Collection; 30-Day Renewal 12/29/2008 73 FR 79499 

Notice--Information Collection; 60-Day Renewal 02/29/2012 77 FR 12321 

Notice--Information Collection; 30-Day Renewal 04/27/2012 77 FR 25188 

Regulatory Flexibility Analysis Required: Undetermined Government Levels Affected: Undetermined

Small Entities Affected: Business; Organizations Federalism: No

Energy Affected: No

RIN Information URL: www.regulations.gov Public Comment URL: www.regulations.gov

Related RINs: Related to 1652-AA08

Agency Contact: Zach Carder 

Engagement Manager, General Aviation

Department of Homeland Security

Transportation Security Administration

Office of Security Policy and Industry Engagement, TSA-28, HQ, E, 601 South 12th Street, Arlington, VA 22304

Arlington , VA 22304

Phone: 571 227-2995 

E-Mail: zach.carder@tsa.dhs.gov

Agency Contact: Monica Grasso Ph.D.

Manager, Economic Analysis Branch-Cross Modal Division

Department of Homeland Security

Transportation Security Administration

Office of Security Policy and Industry Engagement, TSA-28, HQ, E10, 601 South 12th Street, Arlington, VA 20598-6028

Arlington , VA 20598-6028 

Phone: 571 227-3329 

E-Mail: monica.grasso@tsa.dhs.gov

Agency Contact: Denise Daniels 

Attorney, Regulations and Security Standards Division

Department of Homeland Security

Transportation Security Administration

Office of the Chief Counsel, TSA-2, HQ, E12, 601 South 12th Street, Arlington, VA 20598-6002

Arlington , VA 20598-6002 

Phone: 571 227-3443 

FAX: 571 227-1381

E-Mail: denise.daniels@tsa.dhs.gov

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Department of Homeland Security (DHS) 

Transportation Security Administration ( TSA ) RIN: 1652-AA50

 View Related Documents

Title: Drivers Licensed by Canada or Mexico Transporting Hazardous Materials to and Within the United States

Abstract: The Interim Final Rule (IFR), published by the Transportation Security Administration (TSA) on August 7, 2006,

announced that a commercial motor vehicle driver licensed in Canada or Mexico who holds a Free and Secure Trade (FAST)

program card may use that card as an acceptable credential to transport placarded amounts of hazardous materials or any

quantity of a material listed as a select agent or toxin in 42 CFR part 73 within the United States. The Safe, Accountable,

Flexible, Efficient Transportation Equity Act: A Legacy for Users (SAFETEA-LU) requires that, as of August 10, 2006,

commercial motor vehicle drivers licensed in Canada or Mexico who transport hazardous materials in the United States must

undergo a background check similar to the one required of U.S.-licensed operators with a hazardous materials endorsement

(HME) on a commercial driver's license (CDL). This rule announced TSA's determination that the background check required to

obtain a credential under the FAST program meets the background check requirements of SAFETEA-LU. The interim rule also

removed TSA's preexisting 49 CFR 1572.201 procedures for commercial drivers licensed in Canada who transport explosives

into the United States (see RIN 1652-AA16).

Priority: Other Significant Agenda Stage of Rulemaking: Long-term Action

Major: No Unfunded Mandates: No

CFR Citation: 49 CFR 1572.201 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 49 USC 5103a(h)

Legal Deadline: None

Timetable:

Action Date FR Cite

Next Action Undetermined 

Interim Final Rule, Part VI 08/07/2006 71 FR 44874 

Interim Final Rule Effective 08/10/2006 

Interim Final Rule; Comment Period End 10/06/2006 

Regulatory Flexibility Analysis Required: No Government Levels Affected: Federal

Small Entities Affected: No Federalism: No

Energy Affected: No

Public Comment URL: www.regulations.gov

Related RINs: Related to 1652-AA16

Agency Contact: Monica Grasso Ph.D.

Manager, Economic Analysis Branch-Cross Modal Division

Department of Homeland Security

Transportation Security Administration

Office of Security Policy and Industry Engagement, TSA-28, HQ, E10, 601 South 12th Street, Arlington, VA 20598-6028

Arlington , VA 20598-6028 

Phone: 571 227-3329 

E-Mail: monica.grasso@tsa.dhs.gov

Agency Contact: John Vergelli 

Attorney, Regulations and Security Standards Division

Department of Homeland Security

Transportation Security Administration

Office of the Chief Counsel, TSA-2, HQ, E12, 601 South 12th Street, Arlington, VA 20598-6002

Arlington , VA 20598-6002 

Phone: 571 227-4416 

FAX: 571 227-1378

E-Mail: john.vergelli@tsa.dhs.gov

Department of Homeland Security (DHS) 

Transportation Security Administration ( TSA ) RIN: 1652-AA38

 View Related Documents

Title: Aircraft Repair Station Security

Abstract: With the Final Rule, TSA requires certain repair stations located on or adjacent to an airport to adopt limited security

94

Regulations.gov Friday, May 23, 2014 Unified Agenda
measures to prevent the unauthorized operation of large aircraft left unattended. All repair stations certificated under part 145 of

FAA's regulations must submit to security inspections and audits and implement security directives if issued by TSA.

Priority: Other Significant Agenda Stage of Rulemaking: Completed Action

Major: Yes Unfunded Mandates: No

CFR Citation: 49 CFR 1554 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 49 USC 114; 49 USC 44924

Legal Deadline: Section 611(b)(1) of Vision 100--Century of Aviation Reauthorization Act (Pub. L. 108-176; Dec. 12, 2003;

117 Stat. 2490), codified at 49 U.S.C. 44924, requires that TSA issue "final regulations to ensure the security of foreign and

domestic aircraft repair stations." Section 1616 of the Implementing Recommendations of the 9/11 Commission Act of 2007

(Pub. L. 110-531; Aug. 3, 2007; 21 Stat. 266) requires TSA issue a final rule on foreign repair station security.

Action Source Description Date

Other Statutory Rule within 240 days of the date of enactment of Vision 100. 08/08/2004 

Other Statutory Rule within 1 year after the date of enactment of 9/11 Commission Act. 08/03/2008 

Timetable:

Action Date FR Cite

Notice--Public Meeting; Request for Comments 02/24/2004 69 FR 8357 

Report to Congress 08/24/2004 

NPRM 11/18/2009 74 FR 59873 

NPRM Comment Period Extended 12/29/2009 74 FR 68774 

NPRM Comment Period End 01/19/2010 

NPRM Extended Comment Period End 02/19/2010 

Final Rule 01/13/2014 79 FR 2119 

Final Rule Effective 02/27/2014 79 FR 2119 

Regulatory Flexibility Analysis Required: Business Government Levels Affected: No

Federalism: No

Energy Affected: No

International Impacts: This regulatory action will be likely to have international trade and investment effects, or otherwise be of

international interest.

Public Comment URL: www.regulations.gov

Agency Contact: Shawn Gallagher 

Regional Security Inspector, Compliance Programs, Repair Stations

Department of Homeland Security

Transportation Security Administration

Office of Security Operations, TSA-29, HQ, E5, 601 South 12th Street, Arlington, VA 20598-6029

Arlington , VA 20598-6029 

Phone: 571 227-3378 

E-Mail: shawn.gallagher@tsa.dhs.gov

Agency Contact: Monica Grasso Ph.D.

Manager, Economic Analysis Branch-Cross Modal Division

Department of Homeland Security

Transportation Security Administration

Office of Security Policy and Industry Engagement, TSA-28, HQ, E10, 601 South 12th Street, Arlington, VA 20598-6028

Arlington , VA 20598-6028 

Phone: 571 227-3329 

E-Mail: monica.grasso@tsa.dhs.gov

Agency Contact: Linda L. Kent 

Assistant Chief Counsel, Regulations and Security Standards Division

Department of Homeland Security

Transportation Security Administration

Office of the Chief Counsel, TSA-2, HQ, E12, 601 South 12th Street, Arlington, VA 20598-6002

Arlington , VA 20598-6002 

Phone: 571 227-2675 

FAX: 571 227-1381

E-Mail: linda.kent@tsa.dhs.gov

Department of Homeland Security (DHS) 

Transportation Security Administration ( TSA ) RIN: 1652-AA43

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Regulations.gov Friday, May 23, 2014 Unified Agenda
 View Related Documents

Title: Modification of the Aviation Security Infrastructure Fee (ASIF) (Market Share)

Abstract: This rulemaking is no longer needed, because section 601(a) of the Bipartisan Budget Act of 2013, Div. A., Public

Law 113-67 (127 Stat. 1165, Dec. 26, 2013) repeals the Aviation Security Infrastructure Fee (ASIF) effective as of October 1,

2014. Accordingly, TSA is withdrawing this rulemaking.

Priority: Other Significant Agenda Stage of Rulemaking: Completed Action

Major: Undetermined Unfunded Mandates: No

CFR Citation: 49 CFR 1511 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 49 USC 44901; 49 USC 44924

Legal Deadline: None

Timetable:

Action Date FR Cite

Notice; Requesting Comment-Imposition of the Aviation Security

Infrastructure Fee (ASIF) 11/05/2003 68 FR 62613 

Notice--Imposition of ASIF; Comment Period Extended 12/31/2003 68 FR 75611 

Notice--Imposition of ASIF; Comment Period End 01/05/2004 

Notice--Imposition of ASIF; Extended Comment Period End 02/05/2004 

Withdrawn 02/11/2014 

Additional Information: Included in Retrospective Review under E.O. 13563.

Regulatory Flexibility Analysis Required: Business Government Levels Affected: No

Federalism: No

Energy Affected: No

International Impacts: This regulatory action will be likely to have international trade and investment effects, or otherwise be of

international interest.

Public Comment URL: www.regulations.gov

Related RINs: Related to 1652-AA00;

Related to 1652-AA01

Agency Contact: Michael Gambone 

Deputy Director, Office of Revenue

Department of Homeland Security

Transportation Security Administration

Office of Finance and Administration, TSA-14, HQ, W12, 601 South 12th Street, Arlington, VA 20598-6014

Arlington , VA 20598-6014 

Phone: 571 227-1081 

FAX: 571 227-2904

E-Mail: michael.gambone@tsa.dhs.gov

Agency Contact: Monica Grasso Ph.D.

Manager, Economic Analysis Branch-Cross Modal Division

Department of Homeland Security

Transportation Security Administration

Office of Security Policy and Industry Engagement, TSA-28, HQ, E10, 601 South 12th Street, Arlington, VA 20598-6028

Arlington , VA 20598-6028 

Phone: 571 227-3329 

E-Mail: monica.grasso@tsa.dhs.gov

Agency Contact: Traci Klemm 

Senior Counsel, Regulations and Security Standards Division

Department of Homeland Security

Transportation Security Administration

Office of the Chief Counsel, TSA-2, HQ, E12, 601 South 12th Street, Arlington, VA 20598-6002

Arlington , VA 20598-6002 

Phone: 571 227-3596 

E-Mail: traci.klemm@tsa.dhs.gov

Department of Homeland Security (DHS) 

U.S. Immigration and Customs Enforcement ( USICE ) RIN: 1653-AA64

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Regulations.gov Friday, May 23, 2014 Unified Agenda
 View Related Documents

Title: Optional Practical Training for F-1 Nonimmigrant Students With Prior STEM Degrees

Abstract: Through this change in regulation, the Department of Homeland Security proposes to enable F-1 nonimmigrant

students on post-completion optional practical training (OPT) to qualify for the 17-month extension based on either a prior

STEM (science, technology, engineering, or mathematics) degree or the most recent degree granted if in a STEM field.

Priority: Other Significant Agenda Stage of Rulemaking: Proposed Rule

Major: Undetermined Unfunded Mandates: No

CFR Citation: 8 CFR 214.2(f) (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 8 USC 1101; 8 USC 1102

Legal Deadline: None

Timetable:

Action Date FR Cite

NPRM 12/00/2014 

Regulatory Flexibility Analysis Required: Undetermined Government Levels Affected: No

Federalism: No

Agency Contact: Katherine H. Westerlund 

Acting Unit Chief, SEVP Policy, Student and Exchange Visitor Program

Department of Homeland Security

U.S. Immigration and Customs Enforcement

Potomac Center North, 500 12th Street SW., STOP 5600, Washington, DC 20536-5600

Washington , DC 20536-5600 

Phone: 703 603-3414 

E-Mail: katherine.h.westerlund@ice.dhs.gov

Department of Homeland Security (DHS) 

U.S. Immigration and Customs Enforcement ( USICE ) RIN: 1653-AA68

 View Related Documents

Title: Classification and Clarification of Form I-9 Substantive and Technical or Procedural Paperwork Failures and Violations

Abstract: The Department of Homeland Security (DHS) proposes to amend its regulations to classify and clarify certain Form I9, Employment Eligibility Verification (Form I-9) paperwork failures and violations set forth in the good faith compliance provision

of section 411 of the Illegal Immigration Reform and Immigrant Responsibility Act of 1996 (IIRIRA), Public Law 104-208. This

proposed rule would define a substantive violation, and a technical or procedural failure. The proposed rule further would revise

the current DHS regulations that delineate the circumstances in which an employer may be subject to penalties for substantive

violations, or may not be subject to penalties for technical or procedural failures, due to the good faith compliance provision

when completing the Form I-9 regardless of the method of creation, retention, and storage of the Form I-9.

Priority: Other Significant Agenda Stage of Rulemaking: Proposed Rule

Major: Undetermined Unfunded Mandates: Undetermined

CFR Citation: 8 CFR 274a (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 8 USC 1101; 8 USC 1103; 8 USC 1324a

Legal Deadline: None

Timetable:

Action Date FR Cite

NPRM 11/00/2014 

Regulatory Flexibility Analysis Required: Undetermined Government Levels Affected: Federal

Federalism: No

Agency Contact: Rachel Ross 

Section Chief

Department of Homeland Security

U.S. Immigration and Customs Enforcement

Potomac Center North, 500 12th Street SW., Washington, DC 20024

Washington , DC 20024 

97

Regulations.gov Friday, May 23, 2014 Unified Agenda
Phone: 703 603-3651 

E-Mail: rachel.ross@ice.dhs.gov

Department of Homeland Security (DHS) 

U.S. Immigration and Customs Enforcement ( USICE ) RIN: 1653-AA70

 View Related Documents

Title: Strengthening Oversight of F and M Nonimmigrant Students and Schools Certified to Enroll Them

Abstract: The Department of Homeland Security (DHS) proposes to improve the capability of the Student and Exchange Visitor

Program (SEVP) to oversee F and M students and designated school officials at schools certified to enroll them. To improve

program oversight, DHS plans to institute new eligibility and training requirements for designated school officials (DSOs). In

addition, DHS may propose new reporting requirements for certain F and M nonimmigrant students engaging in flight training

classes.

Priority: Other Significant Agenda Stage of Rulemaking: Proposed Rule

Major: Undetermined Unfunded Mandates: Undetermined

CFR Citation: 8 CFR 214.2(f)(6); 8 CFR 214.2(m)(9); 8 CFR 214.3; 8 CFR 214.4 (To search for a specific CFR, visit the Code

of Federal Regulations ) 

Legal Authority: 8 USC 1101(a)(15)(F); 8 USC 1101(a)(15)(M); 8 USC 1103

Legal Deadline: None

Timetable:

Action Date FR Cite

NPRM 04/00/2015 

Regulatory Flexibility Analysis Required: Undetermined Government Levels Affected: No

Federalism: No

Energy Affected: No

Agency Contact: Katherine H. Westerlund 

Acting Unit Chief, SEVP Policy, Student and Exchange Visitor Program

Department of Homeland Security

U.S. Immigration and Customs Enforcement

Potomac Center North, 500 12th Street SW., STOP 5600, Washington, DC 20536-5600

Washington , DC 20536-5600 

Phone: 703 603-3414 

E-Mail: katherine.h.westerlund@ice.dhs.gov

Department of Homeland Security (DHS) 

U.S. Immigration and Customs Enforcement ( USICE ) RIN: 1653-AA63

 View Related Documents

Title: Adjustments to Limitations on Designated School Official Assignment and Study By F-2 and M-2 Nonimmigrants

Abstract: This final rule will revise 8 CFR parts 214.2 and 214.3. As proposed, it would provide additional flexibility to schools

in determining the number of designated school officials (DSOs) to nominate for the oversight of the school's campuses where

international students are enrolled. Current regulation limits the number of DSOs to 10 per school, or 10 per campus in a multicampus school. Second, as proposed, the rule would permit F-2 and M-2 spouses and children accompanying academic and

vocational nonimmigrant students with F-1 or M-1 nonimmigrant status to enroll in study at an SEVP-certified school so long as

any study remains less than a full course of study.

Priority: Other Significant Agenda Stage of Rulemaking: Final Rule

Major: No Unfunded Mandates: No

CFR Citation: 8 CFR 214.2(f)(15); 8 CFR 214.3(a); 8 CFR 214 (To search for a specific CFR, visit the Code of Federal

Regulations ) 

Legal Authority: 8 USC 1101 to 1103; 8 USC 1182; 8 USC 1184

Legal Deadline: None

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Regulations.gov Friday, May 23, 2014 Unified Agenda
Timetable:

Action Date FR Cite

NPRM 11/21/2013 78 FR 69778 

NPRM Comment Period End 01/21/2014 

Final Action 11/00/2014 

Regulatory Flexibility Analysis Required: No Government Levels Affected: No

Federalism: No

International Impacts: This regulatory action will be likely to have international trade and investment effects, or otherwise be of

international interest.

RIN Information URL: www.regulations.gov Public Comment URL: www.regulations.gov

Related RINs: Previously Reported as 1615-AA19

Agency Contact: Katherine H. Westerlund 

Acting Unit Chief, SEVP Policy, Student and Exchange Visitor Program

Department of Homeland Security

U.S. Immigration and Customs Enforcement

Potomac Center North, 500 12th Street SW., STOP 5600, Washington, DC 20536-5600

Washington , DC 20536-5600 

Phone: 703 603-3414 

E-Mail: katherine.h.westerlund@ice.dhs.gov

Department of Homeland Security (DHS) 

U.S. Immigration and Customs Enforcement ( USICE ) RIN: 1653-AA66

 View Related Documents

Title: New Treasury Determination of Interest Rate for Cash Deposits to Secure Immigration Bonds

Abstract: The Department will amend its regulations at 8 CFR part 293 addressing the payment of interest on cash bond

deposits to explicitly authorize the Department of the Treasury to set the interest rate directly. This action is consistent with

Treasury's statutory authority.

Priority: Other Significant Agenda Stage of Rulemaking: Final Rule

Major: Undetermined Unfunded Mandates: No

CFR Citation: 8 CFR 293 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 8 USC 1363

Legal Deadline: None

Timetable:

Action Date FR Cite

NPRM 10/28/2013 78 FR 64183 

NPRM Comment Period End 12/27/2013 

Final Action 08/00/2014 

Regulatory Flexibility Analysis Required: Undetermined Government Levels Affected: No

Federalism: No

RIN Information URL: www.regulations.gov Public Comment URL: www.regulations.gov

Agency Contact: Beth Cook 

Associate Legal Advisor

Department of Homeland Security

U.S. Immigration and Customs Enforcement

166 Sycamore Street, Suite 200, Williston, VT 05495

Williston , VT 05495

Phone: 802 288-7742 

E-Mail: beth.cook@ice.dhs.gov

Department of Homeland Security (DHS) 

U.S. Immigration and Customs Enforcement ( USICE ) RIN: 1653-AA69

99

Regulations.gov Friday, May 23, 2014 Unified Agenda
 View Related Documents

Title: Rescinding Suspension of Enrollment for Certain F and M Nonimmigrant Students from Libya and Third Country

Nationals Acting on Behalf of Libyan Entities

Abstract: The Department of Homeland Security (DHS) is amending its regulations by rescinding the regulatory provisions

promulgated in 1983 that terminated the nonimmigrant status and barred the granting of certain immigration benefits to Libyan

nationals and foreign nationals acting on behalf of Libyan entities who are engaging in or seeking to obtain studies or training in

aviation maintenance, flight operations, or nuclear-related fields. The United States Government and the Government of Libya

have normalized their relationship and most of the restrictions and sanctions imposed by the United States and the United

Nations toward Libya have been lifted. Therefore, DHS, after consultation with the Department of State and the Department of

Defense, is considering rescinding the restrictions that deny nonimmigrant status and benefits to a specific group of Libyan

nationals.

Priority: Other Significant Agenda Stage of Rulemaking: Final Rule

Major: Undetermined Unfunded Mandates: No

CFR Citation: 8 CFR 214.5 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 8 USC 1101; 8 USC 1102; 8 USC 1103; 8 USC 1182; 8 USC 1184; 8 USC 1186a; 8 USC 1187; 8 USC

1221; 8 USC 1281; 8 USC 1282; 8 USC 1301 to 1305; 8 USC 1372; 48 USC 1806

Legal Deadline: None

Timetable:

Action Date FR Cite

Final Action 05/00/2014 

Regulatory Flexibility Analysis Required: No Government Levels Affected: Undetermined

Small Entities Affected: No Federalism: No

Energy Affected: Undetermined

International Impacts: This regulatory action will be likely to have international trade and investment effects, or otherwise be of

international interest.

Agency Contact: Katherine H. Westerlund 

Acting Unit Chief, SEVP Policy, Student and Exchange Visitor Program

Department of Homeland Security

U.S. Immigration and Customs Enforcement

Potomac Center North, 500 12th Street SW., STOP 5600, Washington, DC 20536-5600

Washington , DC 20536-5600 

Phone: 703 603-3414 

E-Mail: katherine.h.westerlund@ice.dhs.gov

Department of Homeland Security (DHS) 

U.S. Immigration and Customs Enforcement ( USICE ) RIN: 1653-AA13

 View Related Documents

Title: Continued Detention of Aliens Subject to Final Orders of Removal

Abstract: The U.S. Department of Homeland Security is finalizing, with amendments, the interim rule that was published on

November 14, 2001, by the former Immigration and Naturalization Service (Service). The interim rule included procedures for

conducting custody determinations in light of the U.S. Supreme Court's decision in Zadvydas v. Davis, 533 U.S. 678 (2001),

which held that the detention period of certain aliens who are subject to a final administrative order of removal is limited under

section 241(a)(6) of the Immigration and Nationality Act (Act) to the period reasonably necessary to affect their removal. The

interim rule amended section 241.4 of title 8, Code of Federal Regulations (CFR), in addition to creating two new sections: 8

CFR 241.13 (establishing custody review procedures based on the significant likelihood of the alien's removal in the reasonably

foreseeable future) and 241.14 (establishing custody review procedures for special circumstances cases). Subsequently, in the

case of Clark v. Martinez, 543 U.S. 371 (2005), the Supreme Court clarified a question left open in Zadvydas, and held that

section 241(a)(6) of the Act applies equally to all aliens described in that section. This rule amends the interim rule to conform to

the requirements of Martinez. Further, the procedures for custody determinations for post-removal-period aliens who are subject

to an administratively final order of removal, and who have not been released from detention or repatriated, have been revised

in response to comments received and experience gained from administration of the interim rule published in 2001. This final

rule also makes conforming changes as required by the enactment of the Homeland Security Act of 2002 (HSA). Additionally,

certain portions of the final rule were determined to require public comment and, for this reason, have been developed into a

separate/companion notice of proposed rulemaking; RIN 1653-AA60.

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Regulations.gov Friday, May 23, 2014 Unified Agenda
Priority: Other Significant Agenda Stage of Rulemaking: Long-term Action

Major: No Unfunded Mandates: No

CFR Citation: 8 CFR 241 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 8 USC 1101 (note); 8 USC 1102; 8 USC 1103; 8 USC 1182 (note); 8 USC 1184; 8 USC 1185 (note); 8 USC

1187; 8 USC 1223; 8 USC 1225; 8 USC 1226; 8 USC 1227; 8 USC 1231; 8 USC 1253; ...

Legal Deadline: None

Timetable:

Action Date FR Cite

Final Action

Interim Final Rule 11/14/2001 66 FR 56967 

Interim Final Rule Comment Period End 01/14/2002 

Additional Information: INS No. 2156-01 Transferred from RIN 1115-AG29

Regulatory Flexibility Analysis Required: No Government Levels Affected: No

Small Entities Affected: No Federalism: No

Agency Contact: Alexander Hartman 

Regulatory Coordinator

Department of Homeland Security

U.S. Immigration and Customs Enforcement

500 12th Street SW., Washington, DC 20536

Washington , DC 20536

Phone: 202 732-6202 

E-Mail: alexander.hartman@ice.dhs.gov

Department of Homeland Security (DHS) 

U.S. Immigration and Customs Enforcement ( USICE ) RIN: 1653-AA30

 View Related Documents

Title: Extending the Period of Duration of Status for Certain F and J Nonimmigrant Aliens

Abstract: This interim rule amended DHS regulations to provide that the Secretary may publish a notice to extend the duration

of status, under specified conditions, of certain F-1 and J-1 nonimmigrant aliens who may be affected adversely because the

numerical limit (cap) on H-1B nonimmigrant aliens has been reached prior to the end of a given fiscal year. This rule was a

necessary stopgap measure because of a large number of F-1 and J-1 nonimmigrant aliens seeking a change of nonimmigrant

status to that of H-1B after completion of their studies or their program. However, many of these aliens were unable to change

their nonimmigrant status for the remainder of a given fiscal year because of the cap on H-1B petitions. This rule allows such

aliens to avoid a lapse in their status because of a circumstance that is not under their control.

Priority: Other Significant Agenda Stage of Rulemaking: Long-term Action

Major: No Unfunded Mandates: No

CFR Citation: 8 CFR 214 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 8 USC 1101; 8 USC 1103; 8 USC 1182; 8 USC 1184; 8 USC 1186; ...

Legal Deadline: None

Timetable:

Action Date FR Cite

Next Action Undetermined 

Interim Final Rule 06/15/1999 64 FR 32146 

Interim Final Rule Comment Period End 08/16/1999 

Additional Information: CIS No. 1992-99 Transferred from RIN 1615-AA27

Regulatory Flexibility Analysis Required: No Government Levels Affected: No

Small Entities Affected: No Federalism: No

RIN Information URL: www.regulations.gov Public Comment URL: www.regulations.gov

Related RINs: Previously Reported as 1115-AF54

Agency Contact: Katherine H. Westerlund 

101

Regulations.gov Friday, May 23, 2014 Unified Agenda
Acting Unit Chief, SEVP Policy, Student and Exchange Visitor Program

Department of Homeland Security

U.S. Immigration and Customs Enforcement

Potomac Center North, 500 12th Street SW., STOP 5600, Washington, DC 20536-5600

Washington , DC 20536-5600 

Phone: 703 603-3414 

E-Mail: katherine.h.westerlund@ice.dhs.gov

Department of Homeland Security (DHS) 

U.S. Immigration and Customs Enforcement ( USICE ) RIN: 1653-AA31

 View Related Documents

Title: Requiring Certification of All Service-Approved Schools for Enrollment in the Student and Exchange Visitor Information

System (SEVIS)

Abstract: This rule continues the implementation of the process by which schools may be approved to obtain access to the

Student and Exchange Visitor Information System (SEVIS). On October 30, 2001, President George W. Bush issued Homeland

Security Directive No. 2 requiring DHS to conduct periodic reviews of all institutions certified to receive nonimmigrant students.

The Enhanced Border Security and Visa Entry Reform Act of 2002, Public Law 107-173 enacted May 14, 2002, also requires a

periodic review of school approvals. This rule governs the review and certification process that DHS uses to approve schools to

enroll foreign students. While DHS had in place an existing process for certifying and decertifying schools, DHS requires all

previously approved schools to apply for certification in accordance with these new mandates cited above, prior to being allowed

to enroll in SEVIS.

Priority: Other Significant Agenda Stage of Rulemaking: Long-term Action

Major: No Unfunded Mandates: No

CFR Citation: 8 CFR 103; 8 CFR 214 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 5 USC 552 to 552a; 8 USC 1101; 8 USC 1103; 8 USC 1304; 8 USC 1356; 31 USC 1907; EO 12356

Legal Deadline: None

Timetable:

Action Date FR Cite

Next Action Undetermined 

Interim Final Rule 09/25/2002 67 FR 60107 

Interim Final Rule Effective 09/25/2002 

Interim Final Rule Comment Period End 11/25/2002 

Additional Information: CIS No. 2217-02 Transferred from RIN 1115-AG71

Regulatory Flexibility Analysis Required: No Government Levels Affected: No

Small Entities Affected: No Federalism: No

Energy Affected: No

Related RINs: Previously Reported as 1115-AG71

Agency Contact: Katherine H. Westerlund 

Acting Unit Chief, SEVP Policy, Student and Exchange Visitor Program

Department of Homeland Security

U.S. Immigration and Customs Enforcement

Potomac Center North, 500 12th Street SW., STOP 5600, Washington, DC 20536-5600

Washington , DC 20536-5600 

Phone: 703 603-3414 

E-Mail: katherine.h.westerlund@ice.dhs.gov

Department of Homeland Security (DHS) 

U.S. Immigration and Customs Enforcement ( USICE ) RIN: 1653-AA44

 View Related Documents

Title: Amendment to Accommodate Process Changes With SEVIS II Implementation

Abstract: This proposed rule will incorporate language supporting a major reprogramming of SEVIS, known as SEVIS II,

102

Regulations.gov Friday, May 23, 2014 Unified Agenda
including setup and use of DHS accounts for F/M/J nonimmigrants, designated school officials (DSOs) and responsible officers

(ROs); requirements for DSO training, electronic signatures; limited new reporting responsibilities; and a variety of

miscellaneous system-related clarifications.

Priority: Other Significant Agenda Stage of Rulemaking: Long-term Action

Major: No Unfunded Mandates: No

CFR Citation: 8 CFR 103; 8 CFR 214.3; 8 CFR 214.4 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 8 USC 1356(m); PL 107-56; PL 107-173

Legal Deadline: None

Timetable:

Action Date FR Cite

NPRM 05/00/2015 

Additional Information: Includes Retrospective Review under E.O. 13563

Regulatory Flexibility Analysis Required: Undetermined Government Levels Affected: No

Federalism: No

Agency Contact: Katherine H. Westerlund 

Acting Unit Chief, SEVP Policy, Student and Exchange Visitor Program

Department of Homeland Security

U.S. Immigration and Customs Enforcement

Potomac Center North, 500 12th Street SW., STOP 5600, Washington, DC 20536-5600

Washington , DC 20536-5600 

Phone: 703 603-3414 

E-Mail: katherine.h.westerlund@ice.dhs.gov

Department of Homeland Security (DHS) 

U.S. Immigration and Customs Enforcement ( USICE ) RIN: 1653-AA56

 View Related Documents

Title: Extending Period for Optional Practical Training by 17 Months for F-1 Nonimmigrant Students With STEM Degrees and

Expanding the CAP-GAP Relief for All F-1 Students With Pending H-1B Petitions

Abstract: Currently, foreign students in F-1 nonimmigrant status who have been enrolled on a full-time basis for at least one

full academic year in a college, university, conservatory, or seminary certified by U.S. Immigration and Custom Enforcement's

(ICE) Student and Exchange Visitor Program (SEVP) are eligible for 12 months of optional practical training (OPT) to work for a

U.S. employer in a job directly related to the student's major area of study. The maximum period of OPT is 29 months for F-1

students who have completed a science, technology, engineering, or mathematics (STEM) degree and accept employment with

employers enrolled in U.S. Citizenship and Immigration Services' (USCIS') E-Verify employment verification program. Employers

of F-1 students with an extension of post-completion OPT authorization must report to the student's designated school official

(DSO) within 48 hours after the OPT student has been terminated from, or otherwise leaves, his or her employment with that

employer prior to end of the authorized period of OPT. The final rule will respond to public comments and may make

adjustments to the regulations.

Priority: Other Significant Agenda Stage of Rulemaking: Long-term Action

Major: Undetermined Unfunded Mandates: No

CFR Citation: 8 CFR 214 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 8 USC 1101 to 1103; 8 USC 1182; 8 USC 1184 to 1187; 8 USC 1221; 8 USC 1281 and 1282; 8 USC 1301

to 1305

Legal Deadline: None

Timetable:

Action Date FR Cite

Final Rule

Interim Final Rule 04/08/2008 73 FR 18944 

Interim Final Rule Comment Period End 06/09/2008 

Regulatory Flexibility Analysis Required: No Government Levels Affected: No

Federalism: No

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RIN Information URL: www.regulations.gov Public Comment URL: www.regulations.gov

Agency Contact: Katherine H. Westerlund 

Acting Unit Chief, SEVP Policy, Student and Exchange Visitor Program

Department of Homeland Security

U.S. Immigration and Customs Enforcement

Potomac Center North, 500 12th Street SW., STOP 5600, Washington, DC 20536-5600

Washington , DC 20536-5600 

Phone: 703 603-3414 

E-Mail: katherine.h.westerlund@ice.dhs.gov

Department of Homeland Security (DHS) 

U.S. Immigration and Customs Enforcement ( USICE ) RIN: 1653-AA60

 View Related Documents

Title: Continued Detention of Aliens Subject to Final Orders of Removal

Abstract: This notice of proposed rulemaking (NPRM) is proposing to amend the Department of Homeland Security (DHS)

regulatory provisions for custody determinations for aliens in immigration detention who are subject to an administratively final

order of removal. The proposed rule would also clarify the removal period time frame afforded to the Agency following an alien's

compliance with his or her obligations regarding removal subsequent to a period of obstruction or failure to cooperate, and clarify

the removal period time frame when an order of removal becomes administratively final before the alien comes into DHS

custody.

Priority: Other Significant Agenda Stage of Rulemaking: Long-term Action

Major: Undetermined Unfunded Mandates: No

CFR Citation: 8 CFR 241 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 8 USC 1103; 8 USC 1223; 8 USC 1227; 8 USC 1231; 8 USC 1253

Legal Deadline: None

Timetable:

Action Date FR Cite

NPRM 

Regulatory Flexibility Analysis Required: No Government Levels Affected: No

Small Entities Affected: No Federalism: No

RIN Information URL: www.regulations.gov Public Comment URL: www.regulations.gov

Related RINs: Related to 1653-AA13

Agency Contact: Alexander Hartman 

Regulatory Coordinator

Department of Homeland Security

U.S. Immigration and Customs Enforcement

500 12th Street SW., Washington, DC 20536

Washington , DC 20536

Phone: 202 732-6202 

E-Mail: alexander.hartman@ice.dhs.gov

Department of Homeland Security (DHS) 

U.S. Immigration and Customs Enforcement ( USICE ) RIN: 1653-AA67

 View Related Documents

Title: Procedures for Declining To Accept Immigration Bonds Underwritten by Treasury-Certified Surety Companies and Their

Agents Acting as Co-Obligors

Abstract: The Department proposes to amend 8 CFR 103.6 to set forth standards and procedures ICE will follow before

making a determination to stop accepting immigration bonds posted by a surety company that has been certified to issue bonds

by the Department of the Treasury or by an agent acting as a co-obligor with the surety. On March 17, 2011, Treasury

published a proposed rule, Surety Companies Doing Business with the United States, that would amend 31 CFR part 223. See

76 FR 14592. This proposed rule would grant agencies the authority to decline bonds from a Treasury-certified surety for cause,

such as when the surety owes unpaid, administratively-final bond debts to the Agency. When Treasury's proposed rule is final,

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the Department intends to publish a proposed rule allowing ICE to decline additional immigration bonds from surety companies

and/or their agents when they have failed to pay administratively-final debts or have an unacceptably high breach rate. The rule

would include due process protections for the companies such as advance written notice of the Agency's intention to decline

future bonds, an explanation of the reasons supporting the proposed non-acceptance of the bonds, an opportunity to respond,

and an opportunity to cure the defects.

Priority: Other Significant Agenda Stage of Rulemaking: Long-term Action

Major: Undetermined Unfunded Mandates: Undetermined

CFR Citation: 8 CFR 103.6 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 8 USC 1103

Legal Deadline: None

Timetable:

Action Date FR Cite

NPRM 05/00/2015 

Regulatory Flexibility Analysis Required: Undetermined Government Levels Affected: No

Federalism: No

Agency Contact: Beth Cook 

Associate Legal Advisor

Department of Homeland Security

U.S. Immigration and Customs Enforcement

166 Sycamore Street, Suite 200, Williston, VT 05495

Williston , VT 05495

Phone: 802 288-7742 

E-Mail: beth.cook@ice.dhs.gov

Department of Homeland Security (DHS) 

U.S. Immigration and Customs Enforcement ( USICE ) RIN: 1653-AA65

 View Related Documents

Title: Standards To Prevent, Detect, and Respond to Sexual Abuse and Assault in Confinement Facilities

Abstract: The Department of Homeland Security (DHS) is finalizing regulations setting detention standards to prevent, detect,

and respond to sexual abuse and assault in DHS confinement facilities. These regulations address and respond to public

comments received on the notice of proposed rulemaking published December 19, 2012, at 77 FR 75300.

Priority: Other Significant Agenda Stage of Rulemaking: Completed Action

Major: No Unfunded Mandates: No

CFR Citation: 6 CFR 115 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 5 USC 301; 5 USC 552; 5 USC 552a; 8 USC 1103; 8 USC 1182; ...

Legal Deadline: VAWA Reauthorization Act

Action Source Description Date

Other Statutory VAWA Reauthorization Act 09/03/2013 

Timetable:

Action Date FR Cite

NPRM 12/19/2012 77 FR 75300 

NPRM Comment Period Extended 02/07/2013 78 FR 8987 

NPRM Comment Period End 02/19/2013 

NPRM Extended Comment Period End 02/26/2013 

Final Rule 03/07/2014 79 FR 13099 

Final Rule Effective 05/06/2014 

Regulatory Flexibility Analysis Required: Governmental

Jurisdictions Government Levels Affected: Federal; Local; State

Federalism: No

RIN Information URL: www.regulations.gov Public Comment URL: www.regulations.gov

Agency Contact: Alexander Hartman 

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Regulatory Coordinator

Department of Homeland Security

U.S. Immigration and Customs Enforcement

500 12th Street SW., Washington, DC 20536

Washington , DC 20536

Phone: 202 732-6202 

E-Mail: alexander.hartman@ice.dhs.gov

Department of Homeland Security (DHS) 

Federal Emergency Management Agency ( FEMA ) RIN: 1660-AA80

 View Related Documents

Title: Hazard Mitigation Grant Program (HMGP); Program Administration By States

Abstract: The Federal Emergency Management Agency (FEMA) is seeking public comment on implementing a provision of the

Robert T. Stafford Disaster Relief and Emergency Assistance Act regarding State administration of the Hazard Mitigation Grant

Program (HMGP). The provision directs FEMA to establish criteria to delegate authority to States to administer HMGP. FEMA is

seeking input from the public to help inform the development of this new method of program delivery.

Priority: Other Significant Agenda Stage of Rulemaking: PreRule

Major: No Unfunded Mandates: No

CFR Citation: 44 CFR 206 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 42 USC 5170c(c)(2)

Legal Deadline: None

Timetable:

Action Date FR Cite

Next Action Undetermined 

ANPRM 03/12/2014 79 FR 13970 

ANPRM Comment Period End 05/12/2014 

Additional Information: Docket ID FEMA 2014-0013

Regulatory Flexibility Analysis Required: Undetermined Government Levels Affected: Undetermined

Federalism: No

Energy Affected: Undetermined

RIN Information URL: www.regulations.gov Public Comment URL: www.regulations.gov

Agency Contact: Cecelia Rosenberg 

Federal Insurance and Mitigation Administration

Department of Homeland Security

Federal Emergency Management Agency

1800 South Bell Street, Arlington, VA 20598-3015

Arlington , VA 20598-3015 

Phone: 202 646-3321 

FAX: 202 646-2719

E-Mail: cecelia.rosenberg@fema.dhs.gov

Department of Homeland Security (DHS) 

Federal Emergency Management Agency ( FEMA ) RIN: 1660-AA83

 View Related Documents

Title: Factors Considered When Evaluating a Governor's Request for Individual Assistance for a Major Disaster

Abstract: FEMA proposes to revise its regulations to comply with Section 1109 of the Sandy Recovery Improvement Act of

2013 which requires FEMA, in cooperation with State, Tribal emergency management agencies, to review, update, and revise

through rulemaking the Individual Assistance factors FEMA uses to measure the severity, magnitude, and impact of a disaster.

Priority: Other Significant Agenda Stage of Rulemaking: Proposed Rule

Major: Undetermined Unfunded Mandates: Undetermined

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Regulations.gov Friday, May 23, 2014 Unified Agenda
CFR Citation: 44 CFR 206.48(b) (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 42 USC 5121 to 5207

Legal Deadline: The Sandy Recovery Improvement Act of 2013, requires the Administrator of the Federal Emergency

Management Agency, in cooperation with representatives of State, Tribal, and local emergency management agencies, to

review, update, and revise through rulemaking the Individual Assistance factors FEMA uses to measure the severity, magnitude,

and impact of a disaster.

Action Source Description Date

Other Statutory Section 1109 of the Sandy Recovery Improvement Act of 2013, Public

Law 113-2. 01/29/2014 

Timetable:

Action Date FR Cite

NPRM 10/00/2014 

Regulatory Flexibility Analysis Required: No Government Levels Affected: Federal; Local; State; Tribal

Small Entities Affected: No Federalism: Undetermined

Agency Contact: Mark Millican 

Individual Assistance Division

Department of Homeland Security

Federal Emergency Management Agency

500 C Street SW., Washington, DC 20472-3100

Washington , DC 20472-3100 

Phone: 202 212-3221 

E-Mail: fema-ia-regulations@fema.dhs.gov

Department of Homeland Security (DHS) 

Federal Emergency Management Agency ( FEMA ) RIN: 1660-AA75

 View Related Documents

Title: Debris Removal: Eligibility of Force Account Labor Straight-Time Costs Under the Public Assistance Program for

Hurricane Sandy

Abstract: This rule would finalize, an interim final rule that published in the Federal Register on November 9, 2012, authorizing

reimbursement of force account labor under the Public Assistance Program for debris removal work related to Hurricane Sandy.

Priority: Substantive, Nonsignificant Agenda Stage of Rulemaking: Final Rule

Major: No Unfunded Mandates: No

CFR Citation: 44 CFR 206 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 42 USC 5121 to 5207

Legal Deadline: None

Timetable:

Action Date FR Cite

Interim Final Rule 11/09/2012 77 FR 67285 

Interim Final Rule Comment Period End 01/08/2013 

Final Rule 07/00/2014 

Additional Information: Includes Retrospective Review under E.O. 13563. Docket ID FEMA-2012-0004.

Regulatory Flexibility Analysis Required: No Government Levels Affected: Federal; Local; State; Tribal

Small Entities Affected: No Federalism: No

RIN Information URL: www.regulations.gov Public Comment URL: www.regulations.gov

Agency Contact: William W. Roche 

Recovery Directorate

Department of Homeland Security

Federal Emergency Management Agency

500 C Street SW., Washington, DC 20472-3100

Washington , DC 20472-3100 

Phone: 202 646-3834 

E-Mail: william.roche@fema.dhs.gov

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Regulations.gov Friday, May 23, 2014 Unified Agenda
Department of Homeland Security (DHS) 

Federal Emergency Management Agency ( FEMA ) RIN: 1660-AA28

 View Related Documents

Title: National Flood Insurance Program (NFIP); Assistance to Private Sector Property Insurers

Abstract: This rule amends the Financial Assistance/Subsidy Arrangement (the Arrangement) between FEMA and the private

sector insurers that sell and service flood insurance. Among other things, the rule establishes when FEMA is responsible for

litigation costs and when the insurers are responsible, and clarifies issues of jurisdiction and choice of law when the insurers are

sued.

Priority: Other Significant Agenda Stage of Rulemaking: Long-term Action

Major: No Unfunded Mandates: No

CFR Citation: 44 CFR 62 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 42 USC 4001 et seq

Legal Deadline: None

Timetable:

Action Date FR Cite

Next Action Undetermined 

NPRM 10/14/2003 68 FR 59146 

NPRM Comment Period End 11/13/2003 

Interim Final Rule 07/30/2004 69 FR 45607 

Interim Final Rule Comment Period End 09/28/2004 

Interim Final Rule Effective 10/01/2004 

Regulatory Flexibility Analysis Required: No Government Levels Affected: Federal

Small Entities Affected: No Federalism: No

Energy Affected: No

Agency Contact: Edward L. Connor 

Federal Insurance and Mitigation Administration

Department of Homeland Security

Federal Emergency Management Agency

1800 South Bell Street, Arlington, VA 20598-3010

Arlington , VA 20598-3010 

Phone: 202 646-3429 

FAX: 202 646-7970

E-Mail: edward.connor@fema.dhs.gov

Department of Homeland Security (DHS) 

Federal Emergency Management Agency ( FEMA ) RIN: 1660-AA47

 View Related Documents

Title: Disaster Assistance; Public Assistance Repetitive Damage

Abstract: The Disaster Mitigation Act of 2000 reduced the Federal cost share of Federal Emergency Management Agency

(FEMA) Public Assistance for public and certain private nonprofit facilities repetitively damaged in the preceding 10 years by the

same type of event and for which appropriate hazard mitigation had not been implemented. This final rule implements a reduced

Federal cost share to provide an incentive for applicants to mitigate repetitive damage, promote measures that reduce future

loss to life and property, protect Federal investment in public infrastructure, and help build resilient communities.

Priority: Other Significant Agenda Stage of Rulemaking: Long-term Action

Major: No Unfunded Mandates: No

CFR Citation: 44 CFR 206.226 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 42 USC 5172

Legal Deadline: None

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Timetable:

Action Date FR Cite

Next Action Undetermined 

NPRM 08/11/2009 74 FR 40124 

NPRM Comment Period End 10/13/2009 

Additional Information: Docket ID FEMA-2008-0006

Regulatory Flexibility Analysis Required: No Government Levels Affected: Federal; Local; State; Tribal

Small Entities Affected: No Federalism: No

Energy Affected: No

RIN Information URL: www.regulations.gov Public Comment URL: www.regulations.gov

Agency Contact: William W. Roche 

Recovery Directorate

Department of Homeland Security

Federal Emergency Management Agency

500 C Street SW., Washington, DC 20472-3100

Washington , DC 20472-3100 

Phone: 202 646-3834 

E-Mail: william.roche@fema.dhs.gov

Department of Homeland Security (DHS) 

Federal Emergency Management Agency ( FEMA ) RIN: 1660-AA73

 View Related Documents

Title: Public Assistance Cost Estimating Format for Large Projects

Abstract: In this rule the Federal Emergency Management Agency (FEMA) proposes the implementation of the Cost

Estimating Format (CEF) as the standard estimating procedure for large permanent work projects authorized under the Public

Assistance program. FEMA also proposes to implement set ceiling and floor thresholds of plus or minus 10 percent. Under this

rule, FEMA would reimburse an applicant for the portion of an overrun that is greater than the 10 percent ceiling threshold, but

FEMA would not reimburse an applicant for an overrun that is more than the CEF estimate but less than the 10 percent ceiling

threshold. If there is an underrun, an applicant would retain the portion of the underrun that is less than the 10 percent floor

threshold to use for mitigation activities, but would return the portion of the underrun that is greater than the 10 percent floor

threshold.

Priority: Substantive, Nonsignificant Agenda Stage of Rulemaking: Long-term Action

Major: No Unfunded Mandates: No

CFR Citation: 44 CFR 206 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 42 USC 5172(e)(3)(C)

Legal Deadline: None

Timetable:

Action Date FR Cite

NPRM 10/03/2013 78 FR 61227 

NPRM Comment Period End 12/02/2013 

Final Action 05/00/2015 

Additional Information: Formerly 1660-AA33; Docket ID FEMA-2013-0042

Regulatory Flexibility Analysis Required: No Government Levels Affected: Federal; Local; State

Small Entities Affected: No Federalism: No

Energy Affected: No

RIN Information URL: www.regulations.gov Public Comment URL: www.regulations.gov

Agency Contact: William W. Roche 

Recovery Directorate

Department of Homeland Security

Federal Emergency Management Agency

500 C Street SW., Washington, DC 20472-3100

Washington , DC 20472-3100 

109

Regulations.gov Friday, May 23, 2014 Unified Agenda
Phone: 202 646-3834 

E-Mail: william.roche@fema.dhs.gov

Department of Homeland Security (DHS) 

Federal Emergency Management Agency ( FEMA ) RIN: 1660-AA78

 View Related Documents

Title: Disaster Assistance; Fire Management Assistance Grant (FMAG) Program Deadline Extensions and Administrative

Corrections

Abstract: FEMA proposes to revise its Fire Management Assistance Grant (FMAG) program regulations to lengthen the

potential extension for the grantee's submission of its grant application to FEMA from up to 3 months to up to 6 months. FEMA

also proposes to lengthen the potential extension for a subgrantee to submit a project worksheet from up to 3 months to up to

6 months. These proposed deadline extensions provide increased flexibility to applicants who may benefit from additional time

to prepare the documentation necessary to support a grant application and may reduce or eliminate financial losses due to

delayed invoices by third parties that exceed the maximum 3-month deadline extension. In addition, FEMA proposes to exempt

project worksheets claiming only administrative costs from the $1,000 minimum. FEMA also proposes to make additional minor

administrative changes to its FMAG regulations to reflect current statutory and regulatory requirements and clarify grant

application procedures.

Priority: Other Significant Agenda Stage of Rulemaking: Long-term Action

Major: No Unfunded Mandates: No

CFR Citation: 44 CFR 204; 44 CFR 206 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 42 USC 5121 to 5207

Legal Deadline: None

Timetable:

Action Date FR Cite

Final Rule

NPRM 03/07/2013 78 FR 14740 

NPRM Comment Period End 05/06/2013 

Additional Information: Docket ID FEMA-2013-0004

Regulatory Flexibility Analysis Required: No Government Levels Affected: Local; State; Tribal

Small Entities Affected: No Federalism: No

Energy Affected: No

RIN Information URL: www.regulations.gov Public Comment URL: www.regulations.gov

Agency Contact: William W. Roche 

Recovery Directorate

Department of Homeland Security

Federal Emergency Management Agency

500 C Street SW., Washington, DC 20472-3100

Washington , DC 20472-3100 

Phone: 202 646-3834 

E-Mail: william.roche@fema.dhs.gov

Department of Homeland Security (DHS) 

Federal Emergency Management Agency ( FEMA ) RIN: 1660-AA77

 View Related Documents

Title: Change in Submission Requirements for State Mitigation Plans

Abstract: This final rule would revise the Federal Emergency Management Agency (FEMA) Mitigation Planning regulations in

order to reduce the frequency of Standard State and Enhanced State Mitigation Plan updates by extending the update

requirement from 3 to 5 years.

Priority: Substantive, Nonsignificant Agenda Stage of Rulemaking: Completed Action

Major: No Unfunded Mandates: No

110

Regulations.gov Friday, May 23, 2014 Unified Agenda
CFR Citation: 44 CFR 201 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 42 USC 5165

Legal Deadline: None

Timetable:

Action Date FR Cite

NPRM 03/01/2013 78 FR 13844 

NPRM Comment Period End 04/30/2013 

Final Rule 04/24/2014 79 FR 22873 

Final Rule Effective 05/27/2014 

Additional Information: Includes Retrospective Review under E.O. 13563. Docket ID FEMA-2012-0001.

Regulatory Flexibility Analysis Required: No Government Levels Affected: State

Small Entities Affected: No Federalism: No

Energy Affected: No

RIN Information URL: www.regulations.gov Public Comment URL: www.regulations.gov

Agency Contact: Doug Bellomo 

Federal Insurance and Mitigation Administration

Department of Homeland Security

Federal Emergency Management Agency

1800 South Bell Street, Arlington, VA 20598-3030

Arlington , VA 20598-3030 

Phone: 202 646-2909 

FAX: 202 646-2787

E-Mail: doug.bellomo@fema.dhs.gov

Department of Homeland Security (DHS) 

Federal Emergency Management Agency ( FEMA ) RIN: 1660-AA81

 View Related Documents

Title: Amendment to the Public Assistance Program's Simplified Procedures Project Thresholds

Abstract: The Federal Emergency Management Agency (FEMA) is amending its regulations governing the Public Assistance

Program's project thresholds. FEMA is revising the monetary thresholds for when FEMA will process an application using

"simplified procedures."

Priority: Substantive, Nonsignificant Agenda Stage of Rulemaking: Completed Action

Major: No Unfunded Mandates: No

CFR Citation: 44 CFR 206.202(d)(2); 44 CFR 206.203(c)(1); 44 CFR 206.203(c)(2) (To search for a specific CFR, visit the

Code of Federal Regulations ) 

Legal Authority: 42 USC 5189

Legal Deadline: Sandy Recovery Improvement Act requires FEMA to establish new thresholds immediately after submission of

report to Congress by 1/29/14.

Action Source Description Date

Other Statutory requires FEMA to establish new thresholds after submission of report to

Congress by 1/29/14 01/29/2014 

Timetable:

Action Date FR Cite

Final Rule 02/26/2014 79 FR 10685 

Final Rule Effective 02/26/2014 

Additional Information: Docket ID FEMA-2014-0009

Regulatory Flexibility Analysis Required: No Government Levels Affected: Federal; Local; State; Tribal

Federalism: No

Energy Affected: No

RIN Information URL: www.regulations.gov Public Comment URL: www.regulations.gov

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Agency Contact: Liza Davis 

Office of Chief Counsel

Department of Homeland Security

Federal Emergency Management Agency

500 C Street, SW., Washington, DC 20472-3100

Washington , DC 20472-3100 

Phone: 202 646-4046 

E-Mail: liza.davis@fema.dhs.gov

Department of Homeland Security (DHS) 

Federal Emergency Management Agency ( FEMA ) RIN: 1660-AA82

 View Related Documents

Title: Removal of Federal Advisory Committee Act Regulations

Abstract: This final rule removes the regulations that implement the Federal Advisory Committee Act (FACA) for the Federal

Emergency Management Agency (FEMA). FEMA's implementation of FACA is now governed by the rules promulgated by the

General Services Administration (GSA) and by the policies issued by the Department of Homeland Security (DHS).

Priority: Info./Admin./Other Agenda Stage of Rulemaking: Completed Action

Major: No Unfunded Mandates: No

CFR Citation: 44 CFR 12 (To search for a specific CFR, visit the Code of Federal Regulations ) 

Legal Authority: 5 USC app 8

Legal Deadline: None

Timetable:

Action Date FR Cite

Final Rule 03/13/2014 79 FR 14180 

Final Rule Correction 03/25/2014 79 FR 16206 

Final Rule Effective 04/14/2014 

Additional Information: Docket ID FEMA-2014-0011

Regulatory Flexibility Analysis Required: No Government Levels Affected: No

Small Entities Affected: No Federalism: No

Energy Affected: No

RIN Information URL: www.regulations.gov Public Comment URL: www.regulations.gov

Agency Contact: Michael Delman 

Office of Chief Counsel

Department of Homeland Security

Federal Emergency Management Agency

500 C Street SW., Washington, DC 20472-3100

Washington , DC 20472-3100 

Phone: 202 646-2447 

E-Mail: michael.delman@fema.dhs.gov

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