Federal Reserve Release

H.2

Actions of the Board, Its Staff,

and the Federal Reserve Banks; 

Applications and Reports Received

No. 23 

Week Ending June 5, 2010

Board of Governors of the Federal Reserve System, Washington, DC 20551
Advisory Councils

Consumer Advisory Council -- appointment of Maeve Elise Brown to fill a vacancy 

on the council.

- Approved, May 18, 2010

(A/C)

Forms

Forms -- initial Board review to extend without revision the Home Mortgage 

Disclosure Act Loan/Application Register (HMDA/LAR) and the Disclosure 

Requirements of Regulation CC (Expedited Funds Availability Act).

- Approved, June 4, 2010

Enforcement

Bank of Little Rock, Little Rock, Arkansas -- written agreement with the Federal 

Reserve Bank of St. Louis.

- Announced, June 1, 2010

Bartow Bancshares, Inc., Cartersville, Georgia -- written agreement with the Federal 

Reserve Bank of Atlanta and the Banking Commissioner of the State of Georgia.

- Announced, June 2, 2010

CB Financial Corporation, Wilson, North Carolina -- written agreement with the 

Federal Reserve Bank of Richmond.

- Announced, June 3, 2010

First Baldwin Bancshares, Inc., Foley, Alabama -- written agreement with the 

Federal Reserve Bank of Atlanta.

- Announced, June 2, 2010

H.2 Board Actions May 30, 2010 to June 5, 2010

(A/C) = Addition or Correction Board - Page 1 of 2
Enforcement

Northeast Securities Corporation, Minneapolis, Minnesota -- written agreement with 

the Federal Reserve Bank of Minneapolis.

- Announced, June 1, 2010

Volunteer Bancorp, Inc., Rogersville, Tennessee -- written agreement with the 

Federal Reserve Bank of Atlanta.

- Announced, June 3, 2010

H.2 Board Actions May 30, 2010 to June 5, 2010

(A/C) = Addition or Correction Board - Page 2 of 2
H.2 Actions under delegated authority

BS&R

C&CA

FOMC

Banking Supervision and Regulation

Consumer and Comminity Affairs

Federal Open Market Committee

RBOPS Reserve Bank Operations and Payment Systems

IF International Finance

OSDM Office of Staff Director for Management

May 30, 2010 to June 5, 2010

Bank Branches, Domestic

Manufacturers and Traders Trust Company, Buffalo, New York -- to establish a 

branch at 12161 Rockville Pike, Rockville, Maryland.

New York

- Approved, June 4, 2010

Bank Holding Companies

BW Acquisition, LLC, Fountain Green, Utah, and Teach and Save, LLC -- to become 

a bank holding company and to acquire Utah Community Bancorp, Sandy, and 

indirectly Utah Community Bank.

San Francisco

- Withdrawn, June 3, 2010

CapGen Capital Group III LLC, New York, New York, and CapGen Capital Group 

III LP -- to increase their investment in Seacoast Banking Corporation of Florida, 

Stuart, Florida, and its subsidiary bank, Seacoast National Bank.

Richmond

- Approved, June 3, 2010

Independent Bank Group, Inc., McKinney, Texas -- to acquire Town Center Bank, 

McKinney.

Dallas

- Approved, June 4, 2010

(A/C) = Addition or Correction Delegated - 1 of 3
Banks, State Member

SunTrust Bank, Atlanta, Georgia -- to make a public welfare investment.

Secretary

- Approved, June 1, 2010

Change in Bank Control

Central Wisconsin Bancorporation, Inc., Colby, Wisconsin -- to retain control of 

Central and its subsidiary bank, Community Bank of Central Wisconsin, Colby.

Chicago

- Permitted, June 4, 2010

First Carolina Bancshares Corporation, Darlington, South Carolina -- to retain control 

of First Carolina and its subsidiary bank, Carolina Bank & Trust Company, Lamar.

Richmond

- Permitted, June 4, 2010

Heritage Oakes Bancorp, Paso Robles, California -- change in bank control of 

Heritage Oakes and its subsidiary bank, Heritage Bank, Paso Robles.

Philadelphia

- Permitted, June 3, 2010

Hometown Bancshares, Inc., Middlebourne, West Virginia -- to retain control of 

Hometown and its subsidiary banks, The Bank of Paden City, Paden City; Union 

Bank of Tyler County, Middlebourne; and The Community Bank, Pennsboro.

Cleveland

- Permitted, June 2, 2010

H.2 Actions under delegated authority May 30, 2010 to June 5, 2010

(A/C) = Addition or Correction Delegated - 2 of 3
Extensions of Time

C-B-G, Inc., West Liberty, Iowa -- extension to August 27, 2010, to increase its 

ownership of Washington Bancorp, Washington, and thereby increase its ownership 

of Federation Bank.

Chicago

- Granted, June 1, 2010

Tennessee Central Bancshares, Inc., Parsons, Tennessee -- extension to September 4, 

2010, for change in control of Tennessee and its subsidiary bank, Community South 

Bank, Parsons.

St. Louis

- Granted, June 4, 2010

Financial Holding Companies 

First Liberty National Bancshares, Inc., Liberty, Texas -- election to become a 

financial holding company.

Dallas

- Effective, June 4, 2010

H.2 Actions under delegated authority May 30, 2010 to June 5, 2010

(A/C) = Addition or Correction Delegated - 3 of 3
District: 1

Federal Reserve Bank of Boston

Filings received during the week ending June 5, 2010

Filer Filing Type Filing Proposal End of Comment Period

Newspaper:

Federal Register:

* 3A1 06/16/2010

06/18/2010

FHB Formation LLC, Boston, Massachusetts, to 

make investments into Northeast Bancorp and 

its wholly owned subsidiary, Northeast Bank, 

both of Lewiston, Maine, pursuant to section 3 

of the Bank Holding Company Act, as amended.

FHB FORMATION LLC

* Subject to the provisions of the Community Reinvestment Act
District: 1

Federal Reserve Bank of Boston

Availability of CRA Public Evaluations 

The Community Reinvestment Act is intended to encourage depository institutions to help meet the credit needs of the communities in 

which they operate, including low- and moderate-income neighborhoods. It was enacted by the Congress in 1977 (12 U.S.C. 2901) and 

is implemented by Regulation BB (12 CFR 228). The regulation was revised in May 1995.

The CRA requires that each depository institution's record in helping meet the credit needs of its entire community be evaluated 

periodically. That record is taken into account in considering an institution's application for deposit facilities.

A copy of an institution's CRA evaluation may be obtained directly from the institution or Reserve Bank.

Federal bank regulators use the following performance levels to rate an institution's performance under CRA:

O = Outstanding

S = Satisfactory

NI = Needs to improve

SN = Substantial noncompliance

The following state member banks have been examined and their CRA public evaluations are now available.

Exam Method

CRA

Institution / Location Exam Date Rating

RSSD

ID

CRA

Public Date

NONE

CRA Examinations scheduled for Quarter of 

Institution Location

NONE

* Subject to the provisions of the Community Reinvestment Act
District: 2

Federal Reserve Bank of New York

Filings received during the week ending June 5, 2010

Filer Filing Type Filing Proposal End of Comment Period

Newspaper:

Federal Register:

FBSEA Not available

Not applicable

ABN AMRO Bank N.V., Amsterdam, 

Netherlands, to establish a representative office 

in New York, New York, pursuant to Section 

10(a) of the International Banking Act of 1978, 

as amended and Section 211.24(a)(2(i)(B)(3) of 

Regulation K.

ABN AMRO BANK N.V.

Newspaper:

Federal Register:

FBSEA Not available

Not applicable

Banco do Brasil, Brasilia, Brazil, to establish a 

branch in Miami, Florida, pursuant to Section 

211.24(a)(2)(i)(A) of Regulation K.

BANCO DO BRASIL S.A.

Newspaper:

Federal Register:

Investment Not applicable

Not applicable

Citibank, N.A., Las Vegas, Nevada, and Citibank 

Overseas Investment Corporation, New Castle, 

Delaware, pursuant to Section 211.9(f) of 

Regulation K, to make an additional investment 

in Administradora de Fondos de Pensiones 

Confia, S.A., San Salvador, El Salvador.

CITIBANK, N.A.

Newspaper:

Federal Register:

FBSEA Not available

4c8 Not available

Danske Bank A/S, Copenhagen, Denmark, 

requests prior approval to establish a branch 

office in New York, pursuant to Section 211.24 

of Regulation K, and to engage in certain 

nonbanking activities through Danske Markets 

Inc., New York, New York, pursuant to Section 

225.28(b)(7)(i) of Regulation Y.

DANSKE BANK A/S

Newspaper:

Federal Register:

4c8 Not applicable

06/22/2010

Industrial and Commercial Bank of China, 

Limited, Beijing, China, to acquire Strong City 

Securities LLC, Newton, New Jersey and the 

Prime Dealer Services Business Unit of Fortis 

Securities LLC, New York, New York and 

thereby engage in certain securities activities, 

pursuant to Section 4(c)(8) of the BHC Act of 

1956, as amended and Section 225.24 of 

Regulation Y.

INDUSTRIAL AND 

COMMERCIAL BANK OF CHINA 

LIMITED

Newspaper:

Federal Register:

* 3A1 Not available

06/21/2010

PNBK Holdings LLC, PNBK Sponsor LLC and 

PNBK Investment Partners LLC, all of Stamford, 

Connecticut requests prior approval to acquire 

Patriot National Bancorp, Inc. and Patriot 

National Bank, both of Stamford, Connecticut, 

and thereby become bank holding companies, 

pursuant to Section 3(a)(1) of the Bank Holding 

Company Act of 1956, as amended, and Section 

225.15 of Regulation Y.

PNBK HOLDINGS LLC

Newspaper:

Federal Register:

* 3A3 Not available

06/25/2010

The Toronto-Dominion Bank, Toronto, Canada, 

and its subsidiaries TD US P&C Holdings ULC, 

Calgary, Canada, and TD Bank US Holding 

Company, Portland, Maine, to acquire The 

South Financial Group, Inc. and thereby 

indirectly acquire Carolina First Bank, both of 

Greenville, South Carolina, pursuant to Section 

3(a)(3) of the BHC Act of 1956, as amended, and 

Section 225.11(c)(1) of Regulation Y.

TORONTO-DOMINION BANK, 

THE

* Subject to the provisions of the Community Reinvestment Act
District: 2

Federal Reserve Bank of New York

Filings received during the week ending June 5, 2010

Filer Filing Type Filing Proposal End of Comment Period

Newspaper:

Federal Register:

* 3A1 06/30/2010

07/02/2010

Urban National Holding Corp., New York, New 

York, to become a bank holding company by 

acquiring 100 percent of Metropolitan Bank 

Holding Corp. and indirectly, Metropolitan 

National Bank, both of New York, New York, 

pursuant to Section 3(a)(1) of the Bank Holding 

Company Act of 1956, as amended, and Section 

225.15 of Regulation Y.

Urban National Holding Corp.

* Subject to the provisions of the Community Reinvestment Act
District: 2

Federal Reserve Bank of New York

Availability of CRA Public Evaluations 

The Community Reinvestment Act is intended to encourage depository institutions to help meet the credit needs of the communities in 

which they operate, including low- and moderate-income neighborhoods. It was enacted by the Congress in 1977 (12 U.S.C. 2901) and 

is implemented by Regulation BB (12 CFR 228). The regulation was revised in May 1995.

The CRA requires that each depository institution's record in helping meet the credit needs of its entire community be evaluated 

periodically. That record is taken into account in considering an institution's application for deposit facilities.

A copy of an institution's CRA evaluation may be obtained directly from the institution or Reserve Bank.

Federal bank regulators use the following performance levels to rate an institution's performance under CRA:

O = Outstanding

S = Satisfactory

NI = Needs to improve

SN = Substantial noncompliance

The following state member banks have been examined and their CRA public evaluations are now available.

Exam Method

CRA

Institution / Location Exam Date Rating

RSSD

ID

CRA

Public Date

 541101 BANK OF NY MELLON, NEW YORK, NEW YORK 06/15/2009 05/26/2010 S Whole/Ltd Purp

CRA Examinations scheduled for Quarter of 

Institution Location

NONE

* Subject to the provisions of the Community Reinvestment Act
District: 3

Federal Reserve Bank of Philadelphia

Filings received during the week ending June 5, 2010

Filer Filing Type Filing Proposal End of Comment Period

Newspaper:

Federal Register:

* Branch

Not applicable

Susquehanna Bank, Lititz, PA proposes to 06/11/2010

establish a branch office located at 2343 Oregon 

Pike, Lancaster, PA, pursuant to Section 9 of the 

FRA

SUSQUEHANNA BANK

Newspaper:

Federal Register:

* 3A5 Not available

04/09/2010

Tower Bancorp, Inc., Harrisburg, PA, to acquire 

First Chester County Corporation, West 

Chester, PA.

TOWER BANCORP INC.

* Subject to the provisions of the Community Reinvestment Act
District: 3

Federal Reserve Bank of Philadelphia

Availability of CRA Public Evaluations 

The Community Reinvestment Act is intended to encourage depository institutions to help meet the credit needs of the communities in 

which they operate, including low- and moderate-income neighborhoods. It was enacted by the Congress in 1977 (12 U.S.C. 2901) and 

is implemented by Regulation BB (12 CFR 228). The regulation was revised in May 1995.

The CRA requires that each depository institution's record in helping meet the credit needs of its entire community be evaluated 

periodically. That record is taken into account in considering an institution's application for deposit facilities.

A copy of an institution's CRA evaluation may be obtained directly from the institution or Reserve Bank.

Federal bank regulators use the following performance levels to rate an institution's performance under CRA:

O = Outstanding

S = Satisfactory

NI = Needs to improve

SN = Substantial noncompliance

The following state member banks have been examined and their CRA public evaluations are now available.

Exam Method

CRA

Institution / Location Exam Date Rating

RSSD

ID

CRA

Public Date

NONE

CRA Examinations scheduled for Quarter of 

Institution Location

NONE

* Subject to the provisions of the Community Reinvestment Act
District: 4

Federal Reserve Bank of Cleveland

Filings received during the week ending June 5, 2010

Filer Filing Type Filing Proposal End of Comment Period

NONE

* Subject to the provisions of the Community Reinvestment Act
District: 4

Federal Reserve Bank of Cleveland

Availability of CRA Public Evaluations 

The Community Reinvestment Act is intended to encourage depository institutions to help meet the credit needs of the communities in 

which they operate, including low- and moderate-income neighborhoods. It was enacted by the Congress in 1977 (12 U.S.C. 2901) and 

is implemented by Regulation BB (12 CFR 228). The regulation was revised in May 1995.

The CRA requires that each depository institution's record in helping meet the credit needs of its entire community be evaluated 

periodically. That record is taken into account in considering an institution's application for deposit facilities.

A copy of an institution's CRA evaluation may be obtained directly from the institution or Reserve Bank.

Federal bank regulators use the following performance levels to rate an institution's performance under CRA:

O = Outstanding

S = Satisfactory

NI = Needs to improve

SN = Substantial noncompliance

The following state member banks have been examined and their CRA public evaluations are now available.

Exam Method

CRA

Institution / Location Exam Date Rating

RSSD

ID

CRA

Public Date

NONE

CRA Examinations scheduled for Quarter of 

Institution Location

NONE

* Subject to the provisions of the Community Reinvestment Act
District: 5

Federal Reserve Bank of Richmond

Filings received during the week ending June 5, 2010

Filer Filing Type Filing Proposal End of Comment Period

Newspaper:

Federal Register:

* 3A1 06/20/2010

06/18/2010

CapGen Capital Group IV LLC and CapGen 

Capital Group IV LP, both of New York, New 

York, to become bank holding companies 

through the acquisition of up to 49.9% of the 

voting securities of Jacksonville Bancorp, 

Jacksonville, Florida, and indirectly acquire The 

Jacksonville Bank, Jacksonville, Florida.

CapGen Capital Group IV LLC

Newspaper:

Federal Register:

CIC Not available

06/22/2010

Carlyle Financial Services Harbor, L.P., 

Washington, D.C.; CGFSP Coinvestment, L.P., 

Carlyle Global Partner Master Coinvestment 

Cayman, L.P., Carlyle Global Financial Services 

Partners, L.P., TCG Financial Services, L.P., 

Carlyle Financial Services, Ltd, TC Group 

Cayman Investment Holdings, L.P., TCG 

Holdings Cayman II, L.P., DBD Cayman, 

Limited, TCG Financial Services Investment 

Holdings, L.P., and Carlyle Financial Services 

Holdings, Ltd, all of Grand Cayman, Cayman 

Islands; Daniel A. D' Aniello, William E. 

Conway , Jr., and David M. Rubenstein, all of 

Washington, D.C.; and Carlyle Investment 

Management, L.L.C., TC Group, L.L.C., and TCG 

Holdings, L.L.C., all of Wilmington, Delaware, to 

acquire up to 24.9% of the voting shares of 

Hampton Roads Bankshares, Inc., Norfolk, 

Virginia.

HAMPTON ROADS 

BANKSHARES, INC.

Newspaper:

Federal Register:

CIC Not available

Not available

ACMO-HR, L.L.C., New York, New York; 

Anchorage Capital Master Offshore, Ltd., 

ACPO Master, L.P., Anchorage Capital Partners 

Offshore, Ltd, and ACPO Master, Ltd, all of 

Grand Cayman, Cayman Islands; Anchorage 

Capital Partners, L.P., Anchorage Advisors, 

L.L.C., Anchorage Capital Group, L.L.C., 

Anchorage Capital Management, L.L.C., and 

Anchorage Advisors Management, L.L.C., all of 

Wilmington, Delaware; Kevin Ulrich and 

Anthony Davis, both of New York, New York, 

to acquire up to 24.9% of the voting shares of 

Hampton Roads Bankshares, Inc., Norfolk, 

Virginia.

HAMPTON ROADS 

BANKSHARES, INC.

Newspaper:

Federal Register:

* 3A5 Not available

07/02/2010

Jacksonville Bancorp, Inc., Jacksonville, Florida, 

to acquire 100% of the voting securities of 

Atlantic BancGroup, Inc., Jacksonville Beach, 

Florida, and thereby indirectly acquire 

Oceanside Bank, Jacksonville Beach, Florida.

JACKSONVILLE BANCORP, INC.

* Subject to the provisions of the Community Reinvestment Act
District: 5

Federal Reserve Bank of Richmond

Filings received during the week ending June 5, 2010

Filer Filing Type Filing Proposal End of Comment Period

Newspaper:

Federal Register:

CIC 06/10/2010

06/16/2010

James E. Ukrop, Richmond, Virginia; The Third 

Amended and Restated James Edward Ukrop 

Revocable Trust, James E. Ukrop, Trustee; 

Robert Stephen Ukrop, Richmond, Virginia; The 

Amended and Restated Robert Stephen Ukrop 

Revocable Trust, Robert Stephen Ukrop, 

Trustee; Robert Scott Ukrop, Richmond, 

Virginia; The Amendment and Restatement of 

the Robert Scott Ukrop Revocable Declaration 

of Trust, Robert Scott Ukrop, Trustee; Joseph E. 

Ukrop, Richmond, Virginia; The Joseph Edward 

Ukrop Revocable Trust, Joseph E. Ukrop, 

Trustee; Robert Stephen Ukrop, Jr., Midlothian, 

Virginia; The Robert Stephen Ukrop, Jr., 

Revocable Trust, Robert Stephen Ukrop, Jr., 

Trustee; Jacquelin Ukrop Aronson, Richmond, 

Virginia; The Jacquelin Ukrop Aronson 

Revocable Trust, Jacquelin Ukrop Aronson, 

Trustee; Jeffrey Brown Ukrop, Glen Allen, 

Virginia; The Jeffrey Brown Ukrop Revocable 

Trust, Jeffrey Brown Ukrop, Trustee; Nancy 

Joseph Ukrop Kantner, Midlothian, Virginia; 

The Nancy Joseph Ukrop Kantner Revocable 

Trust, Nancy Joseph Ukrop Kantner, Trustee; 

Robert Stephen Ukrop, Trustee of Trust f/b/o 

Nancy Joseph Ukrop Kantner; and Jayne B. 

Ukrop, Trustee of Trust f/b/o Nancy Joseph 

Ukrop Kantner in aggregate to acquire 15.3201% 

of the voting securities of Union First Market 

Bankshares Corporation, Richmond, Virginia.

UNION FIRST MARKET 

BANKSHARES CORPORATION

* Subject to the provisions of the Community Reinvestment Act
District: 5

Federal Reserve Bank of Richmond

Availability of CRA Public Evaluations 

The Community Reinvestment Act is intended to encourage depository institutions to help meet the credit needs of the communities in 

which they operate, including low- and moderate-income neighborhoods. It was enacted by the Congress in 1977 (12 U.S.C. 2901) and 

is implemented by Regulation BB (12 CFR 228). The regulation was revised in May 1995.

The CRA requires that each depository institution's record in helping meet the credit needs of its entire community be evaluated 

periodically. That record is taken into account in considering an institution's application for deposit facilities.

A copy of an institution's CRA evaluation may be obtained directly from the institution or Reserve Bank.

Federal bank regulators use the following performance levels to rate an institution's performance under CRA:

O = Outstanding

S = Satisfactory

NI = Needs to improve

SN = Substantial noncompliance

The following state member banks have been examined and their CRA public evaluations are now available.

Exam Method

CRA

Institution / Location Exam Date Rating

RSSD

ID

CRA

Public Date

NONE

CRA Examinations scheduled for Quarter of 

Institution Location

NONE

* Subject to the provisions of the Community Reinvestment Act
District: 6

Federal Reserve Bank of Atlanta

Filings received during the week ending June 5, 2010

Filer Filing Type Filing Proposal End of Comment Period

Newspaper:

Federal Register:

CIC 06/03/2010

06/11/2010

After-the-fact change in control notice filed by 

Stafford Lester Scaff, Jr., and Anne Csercsics 

Scaff, both of Lake City, Florida, to retain 19.94 

percent of the outstanding shares of First 

Columbia Bancorp, Inc. (Bancorp), and its 

subsidiary, Columbia Bank (Bank), both of Lake 

City, Florida; and to acquire up to 42 percent of 

the outstanding shares of Bancorp and Bank.

FIRST COLUMBIA BANCORP, 

INC.

* Subject to the provisions of the Community Reinvestment Act
District: 6

Federal Reserve Bank of Atlanta

Availability of CRA Public Evaluations 

The Community Reinvestment Act is intended to encourage depository institutions to help meet the credit needs of the communities in 

which they operate, including low- and moderate-income neighborhoods. It was enacted by the Congress in 1977 (12 U.S.C. 2901) and 

is implemented by Regulation BB (12 CFR 228). The regulation was revised in May 1995.

The CRA requires that each depository institution's record in helping meet the credit needs of its entire community be evaluated 

periodically. That record is taken into account in considering an institution's application for deposit facilities.

A copy of an institution's CRA evaluation may be obtained directly from the institution or Reserve Bank.

Federal bank regulators use the following performance levels to rate an institution's performance under CRA:

O = Outstanding

S = Satisfactory

NI = Needs to improve

SN = Substantial noncompliance

The following state member banks have been examined and their CRA public evaluations are now available.

Exam Method

CRA

Institution / Location Exam Date Rating

RSSD

ID

CRA

Public Date

NONE

CRA Examinations scheduled for Quarter of 

Institution Location

NONE

* Subject to the provisions of the Community Reinvestment Act
District: 7

Federal Reserve Bank of Chicago

Filings received during the week ending June 5, 2010

Filer Filing Type Filing Proposal End of Comment Period

Newspaper:

Federal Register:

* 18C Not available

* Branch Not applicable

Central State Bank, Elkader, Iowa, to merge with 

Corridor State Bank, Coralville, Iowa. As a 

result of the merger, Central State Bank, will 

establish a branch office at 2530 Corridor Way, 

Coralville, Iowa and 202 N Linn Street, Iowa 

City, Iowa.

CENTRAL STATE BANK

Newspaper:

Federal Register:

* 3A1 06/05/2010

06/04/2010

Commercial Bancshares Corporation, Frontenac, 

Missouri, to become a bank holding company 

by acquiring 25 percent or more of the voting 

shares of Centrust Financial, Inc., Northbrook, 

Illinois, and thereby indirectly acquire Centrust 

Bank, N.A., Northbrook, Illinois.

COMMERCIAL BANCSHARES 

CORPORATION

Newspaper:

Federal Register:

* 3A3 06/30/2010

07/06/2010

Prairieland Bancorp Employee Stock Ownership 

Plan and Trust, Bushnell, Illinois, to increase its 

ownership to 44 percent of Prairieland Bancorp, 

Inc., Bushnell, Illinois, and thereby indirectly 

increase its ownership of Farmers and 

Merchants State Bank of Bushnell, Bushnell, 

Illinois.

PRAIRIELAND BANCORP 

EMPLOYEE STOCK OWNERSHIP 

PLAN AND TRUST

Newspaper:

Federal Register:

CIC

Not available

Notice by Keith E. Busse, Fort Wayne, Indiana, 06/14/2010

as an individual, Keith E. Busse, Busse Family 

Investment Company, LLC, and Aaron T. 

Busse, as group acting in concert, to acquire 10 

percent or more of the voting shares of Tower 

Financial Corporation, Fort Wayne, Indiana, and 

thereby indirectly acquire Tower Bank & Trust 

Company, Fort Wayne, Indiana.

TOWER FINANCIAL 

CORPORATION

Newspaper:

Federal Register:

CIC

Not available

Notice by John V. Tippmann, Sr., Fort Wayne, 06/14/2010

Indiana, as an individual, and John V. 

Tippmann, Sr., John McCarthy and Helen 

McCarthy, Richard Ley and Sally Ley, John 

Tippmann, Jr., Patrick Tippmann, and Brian 

Backstrom and Jennifer Backstrom, as a group 

acting in concert, to acquire 10 percent or more 

of the voting shares of Tower Financial 

Corporation, Fort Wayne, Indiana, and thereby 

indirectly acquire Tower Bank & Trust 

Company, Fort Wayne, Indiana.

TOWER FINANCIAL 

CORPORATION

* Subject to the provisions of the Community Reinvestment Act
District: 7

Federal Reserve Bank of Chicago

Availability of CRA Public Evaluations 

The Community Reinvestment Act is intended to encourage depository institutions to help meet the credit needs of the communities in 

which they operate, including low- and moderate-income neighborhoods. It was enacted by the Congress in 1977 (12 U.S.C. 2901) and 

is implemented by Regulation BB (12 CFR 228). The regulation was revised in May 1995.

The CRA requires that each depository institution's record in helping meet the credit needs of its entire community be evaluated 

periodically. That record is taken into account in considering an institution's application for deposit facilities.

A copy of an institution's CRA evaluation may be obtained directly from the institution or Reserve Bank.

Federal bank regulators use the following performance levels to rate an institution's performance under CRA:

O = Outstanding

S = Satisfactory

NI = Needs to improve

SN = Substantial noncompliance

The following state member banks have been examined and their CRA public evaluations are now available.

Exam Method

CRA

Institution / Location Exam Date Rating

RSSD

ID

CRA

Public Date

 991340 1ST SOURCE BK, SOUTH BEND, INDIANA 08/10/2009 05/27/2010 S Large Bank

CRA Examinations scheduled for Quarter of 

Institution Location

NONE

* Subject to the provisions of the Community Reinvestment Act
District: 8

Federal Reserve Bank of St. Louis

Filings received during the week ending June 5, 2010

Filer Filing Type Filing Proposal End of Comment Period

NONE

* Subject to the provisions of the Community Reinvestment Act
District: 8

Federal Reserve Bank of St. Louis

Availability of CRA Public Evaluations 

The Community Reinvestment Act is intended to encourage depository institutions to help meet the credit needs of the communities in 

which they operate, including low- and moderate-income neighborhoods. It was enacted by the Congress in 1977 (12 U.S.C. 2901) and 

is implemented by Regulation BB (12 CFR 228). The regulation was revised in May 1995.

The CRA requires that each depository institution's record in helping meet the credit needs of its entire community be evaluated 

periodically. That record is taken into account in considering an institution's application for deposit facilities.

A copy of an institution's CRA evaluation may be obtained directly from the institution or Reserve Bank.

Federal bank regulators use the following performance levels to rate an institution's performance under CRA:

O = Outstanding

S = Satisfactory

NI = Needs to improve

SN = Substantial noncompliance

The following state member banks have been examined and their CRA public evaluations are now available.

Exam Method

CRA

Institution / Location Exam Date Rating

RSSD

ID

CRA

Public Date

 856748 CITIZENS BK, BATESVILLE, ARKANSAS 02/22/2010 05/21/2010 S Int Sm Bank

CRA Examinations scheduled for Quarter of 

Institution Location

NONE

* Subject to the provisions of the Community Reinvestment Act
District: 9

Federal Reserve Bank of Minneapolis

Filings received during the week ending June 5, 2010

Filer Filing Type Filing Proposal End of Comment Period

Newspaper:

Federal Register:

* 3A3 Not available

06/21/2010

215 Holding Company, to acquire 100 percent of 

White Rock Bank, Cannon Falls, Minnesota.

215 HOLDING CO.

Newspaper:

Federal Register:

CIC 06/15/2010

06/16/2010

Notice by Aaron Matthew Ness, Michael 

Forrest Ness and Robert Hunter Ness, as 

Co-Trustees of the Ness Irrevocable Family 

Trust, Yankton, South Dakota; Diane Jean Ness, 

Yankton, South Dakota, individually; Aaron 

Matthew Ness, Yankton, South Dakota, 

individually; Michael Forrest Ness, Sioux Falls, 

South Dakota, individually; and Robert Hunter 

Ness, Yankton, South Dakota, individually, and 

as Trustee of the Robert Hunter Ness Roth IRA, 

Yankton, South Dakota, to join Larry F. Ness, 

Yankton, South Dakota, individually and as 

Trustee of the Larry F. Ness 2009 Grantor 

Retained Annuity Trust, Yankton, South 

Dakota, and as Trustee of the Larry F. Ness 

Individual Retirement Account, Yankton, South 

Dakota, as a group acting in concert, to acquire 

and retain 25 percent or more of the shares of 

First Dakota Financial Corporation, Yankton, 

South Dakota, and thereby indirectly acquire 

and retain First Dakota National Bank, Yankton, 

South Dakota.

FIRST DAKOTA FINANCIAL 

CORPORATION

* Subject to the provisions of the Community Reinvestment Act
District: 9

Federal Reserve Bank of Minneapolis

Availability of CRA Public Evaluations 

The Community Reinvestment Act is intended to encourage depository institutions to help meet the credit needs of the communities in 

which they operate, including low- and moderate-income neighborhoods. It was enacted by the Congress in 1977 (12 U.S.C. 2901) and 

is implemented by Regulation BB (12 CFR 228). The regulation was revised in May 1995.

The CRA requires that each depository institution's record in helping meet the credit needs of its entire community be evaluated 

periodically. That record is taken into account in considering an institution's application for deposit facilities.

A copy of an institution's CRA evaluation may be obtained directly from the institution or Reserve Bank.

Federal bank regulators use the following performance levels to rate an institution's performance under CRA:

O = Outstanding

S = Satisfactory

NI = Needs to improve

SN = Substantial noncompliance

The following state member banks have been examined and their CRA public evaluations are now available.

Exam Method

CRA

Institution / Location Exam Date Rating

RSSD

ID

CRA

Public Date

NONE

CRA Examinations scheduled for Quarter of 

Institution Location

NONE

* Subject to the provisions of the Community Reinvestment Act
District: 10

Federal Reserve Bank of Kansas City

Filings received during the week ending June 5, 2010

Filer Filing Type Filing Proposal End of Comment Period

Newspaper:

Federal Register:

CIC Not available

06/15/2010

Notice submitted by Christopher Key Jordan 

and Crystal Lynn Jordan, both of Stigler, 

Oklahoma, as trustees of the Christopher Key 

Jordan 2008 Trust; and Kelly Dawn 

Jordan-Davis and Steven Scott Davis, both of 

Indianola, Oklahoma, as trustees of the Kelly 

Dawn Jordan-Davis 2008 Trust, to acquire 

control of F.S.B. Properties, Inc., and thereby 

indirectly acquire control of Farmers State Bank, 

both in Quinton, Oklahoma.

F.S.B. PROPERTIES, INC.

Newspaper:

Federal Register:

* 18C

* Branch Not applicable

Metcalf Bank, Lee's Summit, Missouri, to 06/21/2010

purchase certain assets and assume certain 

liabilities of the College, West 135th Street, 

West 67th Street, and Nieman Road branches of 

The First National Bank of Olathe, Olathe, 

Kansas, and incident thereto, to establish four 

branches.

METCALF BANK

* Subject to the provisions of the Community Reinvestment Act
District: 10

Federal Reserve Bank of Kansas City

Availability of CRA Public Evaluations 

The Community Reinvestment Act is intended to encourage depository institutions to help meet the credit needs of the communities in 

which they operate, including low- and moderate-income neighborhoods. It was enacted by the Congress in 1977 (12 U.S.C. 2901) and 

is implemented by Regulation BB (12 CFR 228). The regulation was revised in May 1995.

The CRA requires that each depository institution's record in helping meet the credit needs of its entire community be evaluated 

periodically. That record is taken into account in considering an institution's application for deposit facilities.

A copy of an institution's CRA evaluation may be obtained directly from the institution or Reserve Bank.

Federal bank regulators use the following performance levels to rate an institution's performance under CRA:

O = Outstanding

S = Satisfactory

NI = Needs to improve

SN = Substantial noncompliance

The following state member banks have been examined and their CRA public evaluations are now available.

Exam Method

CRA

Institution / Location Exam Date Rating

RSSD

ID

CRA

Public Date

NONE

CRA Examinations scheduled for Quarter of 

Institution Location

NONE

* Subject to the provisions of the Community Reinvestment Act
District: 11

Federal Reserve Bank of Dallas

Filings received during the week ending June 5, 2010

Filer Filing Type Filing Proposal End of Comment Period

Newspaper:

Federal Register:

CIC Not available

Not available

Notice by Richard Earl Williams, Jr., Cameron, 

Texas, and Debora Evans, Belton, Texas, 

individually, to apply to the Federal Reserve 

Board for permission to retain 10% or more of 

the shares, and thereby control of Cameron 

Financial Corporation and indirectly control its 

subsidiary, Classic Bank, N.A., both of 

Cameron, Texas.

CAMERON FINANCIAL 

CORPORATION

Newspaper:

Federal Register:

CIC Not available

Not available

Notice by Thomas L. Rees, Colorado City, 

Texas, to apply to the Federal Reserve Board for 

permission to retain 10% or more of the shares, 

and thereby control of City National 

Bancshares, Inc., and indirectly control its 

subsidiary, The City National Bank of Colorado 

City, both of Colorado City, Texas.

CITY NATIONAL BANCSHARES, 

INC.

Newspaper:

Federal Register:

* 3A1 Not available

4c8 Not available

Ford Financial Fund, L.P.; Ford Management, 

LP; Ford Ultimate Management, LLC; and 

certain other entities related to Gerald J. Ford, all 

of Dallas, Texas, to become bank holding 

companies through the acquisition of 91 percent 

of Pacific Capital Bancorp, Santa Barbara, 

California, and indirectly, Pacific Capital Bank, 

National Association, Santa Barbara California.

Ford Financial Fund, LP; Ford Management, LP; 

Ford Ultimate Management, LLC; and certain 

other entities to engage in activities related to 

extending credit, trust company functions, and 

investment advisory activities through the 

acquisition of PCB Service Corporation, Santa 

Barbara, California; Morton Capital 

Management, Calabasas, California; and R. E. 

Wacker Associates, Inc., San Luis Obispo, 

California.

FORD FINANCIAL FUND, L.P.

Newspaper:

Federal Register:

* 3A1 Not available

06/18/2010

Texas Banc Financial Corporation, Fort Worth, 

Texas, to acquire up to 100% of the voting 

shares of The Bank, Weatherford, Texas.

TEXAS BANC FINANCIAL 

CORPORATION

* Subject to the provisions of the Community Reinvestment Act
District: 11

Federal Reserve Bank of Dallas

Availability of CRA Public Evaluations 

The Community Reinvestment Act is intended to encourage depository institutions to help meet the credit needs of the communities in 

which they operate, including low- and moderate-income neighborhoods. It was enacted by the Congress in 1977 (12 U.S.C. 2901) and 

is implemented by Regulation BB (12 CFR 228). The regulation was revised in May 1995.

The CRA requires that each depository institution's record in helping meet the credit needs of its entire community be evaluated 

periodically. That record is taken into account in considering an institution's application for deposit facilities.

A copy of an institution's CRA evaluation may be obtained directly from the institution or Reserve Bank.

Federal bank regulators use the following performance levels to rate an institution's performance under CRA:

O = Outstanding

S = Satisfactory

NI = Needs to improve

SN = Substantial noncompliance

The following state member banks have been examined and their CRA public evaluations are now available.

Exam Method

CRA

Institution / Location Exam Date Rating

RSSD

ID

CRA

Public Date

NONE

CRA Examinations scheduled for Quarter of 

Institution Location

NONE

* Subject to the provisions of the Community Reinvestment Act
District: 12

Federal Reserve Bank of San Francisco

Filings received during the week ending June 5, 2010

Filer Filing Type Filing Proposal End of Comment Period

Newspaper:

Federal Register:

* 3A1 Not available

Not available

Anchor Bancorp, Inc., Lacey, Washington, to 

become a bank holding company by acquiring 

100 percent of Anchor Mutual Savings Bank, 

Aberdeen, Washington, upon conversion from 

a mutual savings bank to a stock savings bank.

ANCHOR BANCORP, INC.

Newspaper:

Federal Register:

* 3A3 Not available

06/07/2010

Carpenter Fund Manager GP, LLC, Carpenter 

Fund Management, LLC, Carpenter Community 

Bancfund, L.P., Carpenter Community 

Bancfund-A, LP, Carpenter Community 

Bancfund-CA, L.P., SCJ, Inc., and CCFW, Inc., 

all of Irvine, California, to acquire up to 35 

percent of the outstanding voting shares of 

Bridge Capital Holdings and thereby indirectly 

acquire a greater controlling interest in Bridge 

Bank, N.A., both of San Jose, California.

CARPENTER COMMUNITY 

BANCFUND-A, L.P.

Newspaper:

Federal Register:

* 3A3 Not available

06/21/2010

Castle Creek Capital Partners III, LP, Castle 

Creek Capital III LLC, Eggemeyer Capital LLC, 

Ruh Capital LLC, and Legions IV Advisory 

Corp, all of Rancho Santa Fe, CA, to increase 

their interest in First Chicago Bancorp, Chicago, 

Illinois, from 46.6% up to 85% of voting shares, 

pursuant to Section 3(a)(3) of the Bank Holding 

Company Act.

CASTLE CREEK CAPITAL 

PARTNERS III, L.P.

Newspaper:

Federal Register:

CIC Not available

06/21/2010

Daniel Hugh and Patricia L. Bowman, Fontana, 

California, to retain 14.10 percent control of 

Chino Commercial Bancorp, and thereby retain 

control of Chino Commercial Bank, N.A., both of 

Chino, California.

CHINO COMMERCIAL 

BANCORP

Newspaper:

Federal Register:

* Branch Not available

Not applicable

East West Bank, Pasadena, California, to 

establish a branch at 4299 Rosewood Drive, 

Unit #108, Pleasanton, California.

EAST WEST BANK

Newspaper:

Federal Register:

4c8 Not applicable

06/15/2010

Mission Community Bancorp, San Luis Obispo, 

California, and Carpenter Fund Manager GP, 

LLC, Carpenter Fund Management, LLC, 

Carpenter Community Bancfund, L.P., Carpenter 

Community Bancfund-A, L.P., Carpenter 

Community Bancfund-CA, L.P., CCFW, Inc., 

and SCJ, Inc., all of Irvine, California, to form a 

wholly-owned subsidiary, Mission Asset 

Management, Inc., San Luis Obispo, California, 

to engage in extending credit and servicing 

loans, pursuant to section 225.28(b)(1) of 

Regulation Y.

MISSION COMMUNITY 

BANCORP

Newspaper:

Federal Register:

* 3A1 Not available

04/08/2010

One Main Street, LLC, and One Main Street 

Management, LLC, both of New York, New 

York, to become bank holding companies by 

acquiring 100 percent of Liberty Bank, Inc., Salt 

Lake City, Utah.

ONE MAIN STREET, LLC

* Subject to the provisions of the Community Reinvestment Act
District: 12

Federal Reserve Bank of San Francisco

Filings received during the week ending June 5, 2010

Filer Filing Type Filing Proposal End of Comment Period

Newspaper:

Federal Register:

* 3A1 Not available

04/27/2010

SKBHC Holdings, LLC, Corona del Mar, 

California, to become a bank holding company 

by acquiring 100 percent of Starbuck 

Bancshares, Inc. and thereby indirectly the First 

National Bank of Starbuck, both of Starbuck, 

Minnesota.

SKBHC HOLDINGS, LLC

Newspaper:

Federal Register:

CIC

Not available

Warburg Pincus Private Equity X, L.P., Warburg 07/14/2010

Pincus X Partners, L.P., Warburg Pincus X, L.P., 

Warburg Pincus X, LLC, Warburg Pincus 

Partners, LLC, Warburg Pincus & Co., and 

Warburg Pincus LLC, all of New York, New 

York, to acquire up to 24.9% of the outstanding 

shares of Sterling Financial Corporation, 

Spokane, Washington, and thereby indirectly 

acquire control of Sterling Savings Bank, 

Spokane, Washington, and Golf Savings Bank, 

Mountlake Terrace, Washington.

STERLING FINANCIAL 

CORPORATION

Newspaper:

Federal Register:

CIC 05/26/2010

05/26/2010

Thomas H. Lee Equity Fund VI, L.P., Thomas H. 

Lee Parallel Fund VI, L.P., Thomas H. Lee 

Parallel (DT) Fund VI, L.P., and THL Sterling 

Equity Investors, L.P., all of Boston, 

Massachusetts, to acquire up to 24.9% of the 

outstanding shares of Sterling Financial 

Corporation, Spokane, Washington, and 

thereby indirectly acquire control of Sterling 

Savings Bank, Spokane, Washington, and Golf 

Savings Bank, Mountlake Terrace, Washington.

STERLING FINANCIAL 

CORPORATION

Newspaper:

Federal Register:

CIC Not available

05/28/2010

Hilario John Arguinchona and Karen 

Arguinchona for retroactive approval to retain 

31.82 percent control of Syringa Bancorp, and 

thereby retain control of Syringa Bank, both of 

Boise, Idaho.

SYRINGA BANCORP

Newspaper:

Federal Register:

* 3A1 Not available

06/01/2010

U & I Financial Corporation to become a Bank 

Holding Company by acquiring 100 percent of 

UniBank, both of Lynnwood, Washington.

U & I FINANCIAL CORP.

* Subject to the provisions of the Community Reinvestment Act
District: 12

Federal Reserve Bank of San Francisco

Availability of CRA Public Evaluations 

The Community Reinvestment Act is intended to encourage depository institutions to help meet the credit needs of the communities in 

which they operate, including low- and moderate-income neighborhoods. It was enacted by the Congress in 1977 (12 U.S.C. 2901) and 

is implemented by Regulation BB (12 CFR 228). The regulation was revised in May 1995.

The CRA requires that each depository institution's record in helping meet the credit needs of its entire community be evaluated 

periodically. That record is taken into account in considering an institution's application for deposit facilities.

A copy of an institution's CRA evaluation may be obtained directly from the institution or Reserve Bank.

Federal bank regulators use the following performance levels to rate an institution's performance under CRA:

O = Outstanding

S = Satisfactory

NI = Needs to improve

SN = Substantial noncompliance

The following state member banks have been examined and their CRA public evaluations are now available.

Exam Method

CRA

Institution / Location Exam Date Rating

RSSD

ID

CRA

Public Date

NONE

CRA Examinations scheduled for Quarter of 

Institution Location

NONE

* Subject to the provisions of the Community Reinvestment Act