APPEAL,CLOSED,TYPE−N

U.S. District Court

District of Columbia (Washington, DC)

CIVIL DOCKET FOR CASE #: 1:14−cv−01500−CKK

Internal Use Only

INDEPENDENCE INSTITUTE v. FEDERAL ELECTION

COMMISSION

Assigned to: Judge Colleen Kollar−Kotelly

Cause: 28:1331 Federal Question: Other Civil Rights

Date Filed: 09/02/2014

Date Terminated: 10/06/2014

Jury Demand: None

Nature of Suit: 440 Civil Rights: Other

Jurisdiction: U.S. Government Defendant

Plaintiff

INDEPENDENCE INSTITUTE

A Colorado nonprofit corporation

represented by Allen Joseph Dickerson

CENTER FOR COMPETITIVE

POLITICS

124 S. West Street

Suite 201

Alexandria, VA 22314

(703) 894−6800

Email: adickerson@campaignfreedom.org

ATTORNEY TO BE NOTICED

V.

Defendant

FEDERAL ELECTION

COMMISSION

represented by Erin R Chlopak

FEDERAL ELECTION COMMISSION

Office of General Counsel

999 E Street, NW

Washington, DC 20463

(202) 694−1650

Fax: (202) 219−0260

Email: echlopak@fec.gov

LEAD ATTORNEY

ATTORNEY TO BE NOTICED

Michael Andrew Columbo

FEDERAL ELECTION COMMISSION

999 E Street, NW

Washington, DC 20463

(202) 694−1341

Email: mcolumbo@fec.gov

ATTORNEY TO BE NOTICED

Amicus

CAMPAIGN LEGAL CENTER represented by Joseph Gerald Hebert

LAW OFFICES OF JOSEPH GERALD

HEBERT

1

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191 Somervelle Street

Suite 405

Alexandria, VA 22304

(703) 628−4673

Fax: (202) 736−2222

Email: hebert@voterlaw.com

LEAD ATTORNEY

ATTORNEY TO BE NOTICED

Amicus

DEMOCRACY 21 represented by Joseph Gerald Hebert

(See above for address)

LEAD ATTORNEY

ATTORNEY TO BE NOTICED

Amicus

PUBLIC CITIZEN, INC. represented by Joseph Gerald Hebert

(See above for address)

LEAD ATTORNEY

ATTORNEY TO BE NOTICED

Date Filed # Page Docket Text

09/02/2014 1 COMPLAINT Verified against FEDERAL ELECTION COMMISSION (

Filing fee $ 400 receipt number 0090−3824362) filed by INDEPENDENCE

INSTITUTE. (Attachments: # 1 Civil Cover Sheet, # 2 Summons)(Dickerson,

Allen) (Entered: 09/02/2014)

09/02/2014 2 LCvR 7.1 CERTIFICATE OF DISCLOSURE of Corporate Affiliations and

Financial Interests by INDEPENDENCE INSTITUTE (Dickerson, Allen)

(Entered: 09/02/2014)

09/02/2014 3 MOTION to Convene Three−Judge Court by INDEPENDENCE INSTITUTE

(Dickerson, Allen) (Entered: 09/02/2014)

09/02/2014 Case Assigned to Judge Colleen Kollar−Kotelly. (kb) (Entered: 09/02/2014)

09/02/2014 4 SUMMONS (1) Issued Electronically as to FEDERAL ELECTION

COMMISSION. (Attachments: # 1 Consent Form, # 2 Notice of Consent)(kb)

(Entered: 09/02/2014)

09/04/2014 5 MOTION for Preliminary Injunction by INDEPENDENCE INSTITUTE

(Attachments: # 1 Memorandum in Support, # 2 Text of Proposed Order, # 3

Certificate of Service)(Dickerson, Allen) (Entered: 09/04/2014)

09/05/2014 NOTICE of Hearing: Telephone Conference on the record set for 9/8/2014

09:30 AM in Chambers before Judge Colleen Kollar−Kotelly. (dot ) (Entered:

09/05/2014)

09/05/2014 6 ORDER Establishing Procedures for Cases Assigned to Judge Colleen

Kollar−Kotelly. Signed by Judge Colleen Kollar−Kotelly on September 5,

2014. (NS) (Entered: 09/05/2014)

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09/05/2014 Minute Order (paperless). The Court shall hold a telephonic conference call on

MONDAY, SEPTEMBER 8, 2014, at 9:30 A.M., to discuss a briefing

schedule for Plaintiff's 5 Motion for Preliminary Injunction and other pending

matters. The Court has confirmed the availability of the parties at that date and

time. Signed by Judge Colleen Kollar−Kotelly on September 5, 2014. (NS)

(Entered: 09/05/2014)

09/05/2014 7 RETURN OF SERVICE/AFFIDAVIT of Summons and Complaint Executed.

FEDERAL ELECTION COMMISSION served on 9/5/2014 (Dickerson,

Allen) (Entered: 09/05/2014)

09/08/2014 8 RETURN OF SERVICE/AFFIDAVIT of Summons and Complaint Executed

on United States Attorney General. Date of Service Upon United States

Attorney General 09/06/2014. (Dickerson, Allen) (Entered: 09/08/2014)

09/08/2014 9 RETURN OF SERVICE/AFFIDAVIT of Summons and Complaint Executed

as to the United States Attorney. Date of Service Upon United States Attorney

on 9/8/2014. Answer due for ALL FEDERAL DEFENDANTS by 11/7/2014.

(Dickerson, Allen) (Entered: 09/08/2014)

09/08/2014 10 RETURN OF SERVICE/AFFIDAVIT of Summons and Complaint Executed.

FEDERAL ELECTION COMMISSION (Secretary of the Senate) served on

9/5/2014. (Dickerson, Allen) Modified event on 9/9/2014 (znmw, ). (Entered:

09/08/2014)

09/08/2014 11 RETURN OF SERVICE/AFFIDAVIT of Summons and Complaint Executed.

FEDERAL ELECTION COMMISSION (Clerk of the U.S. House of

Representatives) served on 9/5/2014 (Dickerson, Allen) Modified event on

9/9/2014 (znmw, ). (Entered: 09/08/2014)

09/08/2014 MINUTE ORDER (paperless). The Court held a telephone conference call

today, September 8, 2014, with the parties and discussed a briefing schedule.

With the consent of the parties, the Court established the following briefing

schedule. With respect to Plaintiff's 3 Motion to Convene Three−Judge Court,

Defendant shall file an opposition by MONDAY, SEPTEMBER 15, 2014, and

Plaintiff shall file a reply by WEDNESDAY, SEPTEMBER 17, 2014. With

respect to Plaintiff's 5 Motion for Preliminary Injunction, Defendant shall file

an opposition by THURSDAY, SEPTEMBER 19, 2014, and Plaintiff shall file

a reply by THURSDAY, SEPTEMBER 26, 2014. Plaintiff and Defendant

shall meet and confer to consider whether to consolidate briefing for the

preliminary injunction with briefing on the merits, and shall inform the court,

jointly, by 3:30 P.M. on TUESDAY, SEPTEMBER 9, 2014, whether the

parties are both interested in doing so and shall include a jointly−proposed

briefing schedule. Signed by Judge Colleen Kollar−Kotelly on 09/08/2014.

(lcckk2) (Entered: 09/08/2014)

09/08/2014 Minute Entry for proceedings held before Judge Colleen Kollar−Kotelly:

Telephone Conference on the record held on 9/8/2014. (Court Reporter Lisa

Foradori.) (dot ) (Entered: 09/09/2014)

09/08/2014 Set/Reset Deadlines: Defendant's Response to 5 Motion for Preliminary

Injunction due by 9/19/2014. Reply to Motion for Preliminary Injunction due

by 9/26/2014. Defendant's Response to 3 Motion to Convene Three−Judge

Court due by 9/15/2014. Reply to Motion to Convene Three−Judge Court due

by 9/17/2014. (dot ) (Entered: 09/12/2014)

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09/09/2014 MINUTE ORDER (paperless). The parties have indicated that they agree to

consolidate briefing on the preliminary injunction with briefing on the merits,

pending the filing of a joint stipulation no later than SEPTEMBER 10, 2014,

with respect to discovery. With the parties' consent, the court will consider

Plaintiff's 5 Motion for Preliminary Injunction as a Motion for Summary

Judgment. Plaintiff has agreed to file no additional substantive briefing on the

merits. The parties have agreed to the following schedule. With respect to

Plaintiff's 5 Motion for Preliminary Injunction, as consolidated with the

merits, Defendant shall file an opposition by FRIDAY, SEPTEMBER 19,

2014, and Plaintiff shall file a reply by FRIDAY, SEPTEMBER 26, 2014.

With respect to Plaintiff's 3 Motion to Convene Three−Judge Court, as

previously established by order, Defendant shall file an opposition by

MONDAY, SEPTEMBER 15, 2014, and Plaintiff shall file a reply by

WEDNESDAY, SEPTEMBER 17, 2014. Signed by Judge Colleen

Kollar−Kotelly on 09/09/2014. (lcckk2) (Entered: 09/09/2014)

09/10/2014 12 NOTICE of Appearance by Erin R Chlopak on behalf of FEDERAL

ELECTION COMMISSION (Chlopak, Erin) (Entered: 09/10/2014)

09/10/2014 13 STIPULATION and Proposed Order by FEDERAL ELECTION

COMMISSION. (Chlopak, Erin) (Entered: 09/10/2014)

09/10/2014 14 JOINT STIPULATION AND ORDER as to the scope of Plaintiffs' allegations

and claims. Signed by Judge Colleen Kollar−Kotelly on 9/10/14. (dot )

(Entered: 09/10/2014)

09/12/2014 15 NOTICE of Non−Participation of Non−Party by KAREN L. HAAS (Kircher,

Kerry) (Entered: 09/12/2014)

09/15/2014 16 Memorandum in opposition to re 3 MOTION to Convene Three−Judge Court

filed by FEDERAL ELECTION COMMISSION. (Attachments: # 1 Text of

Proposed Order)(Chlopak, Erin) (Entered: 09/15/2014)

09/17/2014 17 REPLY to opposition to motion re 3 MOTION to Convene Three−Judge

Court filed by INDEPENDENCE INSTITUTE. (Dickerson, Allen) (Entered:

09/17/2014)

09/18/2014 18 NOTICE of Appearance by Michael Andrew Columbo on behalf of

FEDERAL ELECTION COMMISSION (Columbo, Michael) (Main

Document 18 replaced on 9/19/2014) (znmw, ). (Entered: 09/18/2014)

09/19/2014 19 Memorandum in opposition to re 5 MOTION for Preliminary Injunction filed

by FEDERAL ELECTION COMMISSION. (Attachments: # 1 Text of

Proposed Order)(Columbo, Michael) (Entered: 09/19/2014)

09/19/2014 20 Unopposed MOTION for Leave to File Amici Curiae Brief by CAMPAIGN

LEGAL CENTER, DEMOCRACY 21, PUBLIC CITIZEN, INC.

(Attachments: # 1 Amici Curiae Brief)(Hebert, Joseph) (Entered: 09/19/2014)

09/22/2014 MINUTE ORDER (paperless). The Court has received 20 Unopposed Motion

of the Campaign Legal Center, Democracy 21 and Public Citizen, Inc. to

Participate as Amici Curiae With Supporting Brief Amici Curiae. The Motion

is GRANTED. Accordingly, the [20−1] Brief Amici Curiae of Campaign

Legal Center, Democracy 21 and Public Citizen, Inc. in Support of Defendant

and in Opposition to Plaintiff's Motion for Preliminary Injunction shall be

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lodged as filed. No changes to the briefing schedule are necessary as this brief

was filed on the same date as 19 Defendant Federal Election Commission's

Memorandum of Law in Opposition to Plaintiff's Motion for Preliminary

Injunction. Plaintiff's Reply remains due on SEPTEMBER 26, 2014, as set by

previous order. Signed by Judge Colleen Kollar−Kotelly on 09/22/2014.

(lcckk2) (Entered: 09/22/2014)

09/22/2014 21 AMICUS BRIEF by CAMPAIGN LEGAL CENTER, DEMOCRACY 21,

PUBLIC CITIZEN, INC.. (znmw, ) (Entered: 09/23/2014)

09/26/2014 22 REPLY to opposition to motion re 5 MOTION for Preliminary Injunction

filed by INDEPENDENCE INSTITUTE. (Dickerson, Allen) (Entered:

09/26/2014)

10/06/2014 23 7 ORDER DENYING Plaintiff's 3 Application for a Three Judge Court,

DENYING Plaintiff's 5 Motion for Preliminary Injunction as MOOT, and

ENTERING JUDGMENT for the Defendant. It is further ORDERED that this

action is DISMISSED in its entirety. Signed by Judge Colleen Kollar−Kotelly

on 10/06/2014. (lcckk2) (Entered: 10/06/2014)

10/06/2014 24 8 MEMORANDUM AND OPINION. Signed by Judge Colleen Kollar−Kotelly

on 10/06/2014 (lcckk2) (Entered: 10/06/2014)

10/08/2014 25 6 NOTICE OF APPEAL TO DC CIRCUIT COURT as to 23 Order on Motion

for Preliminary Injunction, Order on Motion to Convene a Three−Judge

Court,, by INDEPENDENCE INSTITUTE. Filing fee $ 505, receipt number

0090−3865386. Fee Status: Fee Paid. Parties have been notified. (Dickerson,

Allen) (Entered: 10/08/2014)

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UNITED STATES DISTRICT COURT

FOR THE DISTRICT OF COLUMBIA

_______________________________

Plaintiff

vs. Civil Action No.___________

____________________________________

Defendant

NOTICE OF APPEAL

Notice is hereby given this day of , 20 , that

hereby appeals to the United States Court of Appeals for the District of Columbia Circuit from

the judgment of this Court entered on the day of , 20 

in favor of

against said

__________________________________________

 Attorney or Pro Se Litigant

(Pursuant to Rule 4(a) of the Federal Rules of Appellate Procedure a notice of appeal in a civil

action must be filed within 30 days after the date of entry of judgment or 60 days if the United

States or officer or agency is a party)

CLERK Please mail copies of the above Notice of Appeal to the following at the addresses

indicated:

Independence Institute

Federal Election Commission

14-1500-CKK

8th October 14

6th October 14

Federal Election Commission

Plaintiff.

Federal Election Commission

ATTN: Erin R. Chlopak, Acting Assistant General Counsel

ATTN: Michael A. Columbo, Attorney

999 E Street, N.W.

Washington, D.C. 20436

Plaintiff Independence Institute

s/ Allen Dickerson

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UNITED STATES DISTRICT COURT

FOR THE DISTRICT OF COLUMBIA

INDEPENDENCE INSTITUTE,

Plaintiff,

v. 

FEDERAL ELECTION COMMISSION,

Defendant.

Civil Action No. 14-1500 (CKK) 

ORDER

(October 6, 2014) 

For the reasons set forth in the accompanying Memorandum Opinion, it is, this 6th day of 

October, 2014, hereby 

ORDERED that Plaintiff’s [3] Application for a Three Judge Court is DENIED; and it is 

further

ORDERED that Plaintiff’s [5] Motion for Preliminary Injunction is DENIED as MOOT; 

and it is further 

ORDERED that JUDGMENT is entered for the Defendant; and it is further 

ORDERED that this action is dismissed in its entirety. 

SO ORDERED.

This is a final, appealable Order. 

____/s/________________________ 

COLLEEN KOLLAR-KOTELLY 

United States District Judge

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UNITED STATES DISTRICT COURT

FOR THE DISTRICT OF COLUMBIA

INDEPENDENCE INSTITUTE,

Plaintiff, 

v. 

FEDERAL ELECTION COMMISSION, 

Defendant.

Civil Action No. 14-1500 (CKK)

MEMORANDUM OPINION

(October 6, 2014) 

Plaintiff Independence Institute, a Colorado non-profit organization, brought this action 

against Defendant Federal Election Commission (“FEC”), seeking declaratory and injunctive 

relief declaring that the disclosure provisions of the Bipartisan Campaign Reform Act of 2002 

(“BCRA”) are unconstitutional as applied to a specific radio advertisement that Plaintiff plans to 

run before the November 4, 2014, federal elections. Presently before the Court are Plaintiff’s 

[3] Application for a Three Judge Court and Plaintiff’s [5] Motion for Preliminary Injunction. In 

the interest of expediting the resolution of this action, the parties agreed that the Court would 

rule on the merits of the Complaint as opposed to the preliminary injunction. Upon consideration 

of the pleadings,1 the relevant legal authorities, and the record as a whole, the Court DENIES

 

1

 Compl., ECF No. [1] (“Compl.”); Pl.’s Application for a Three Judge Court and Mem. in 

Support, ECF No. [3] (“Pl.’s App.”); Pl.’s Mot. for Prelim. Inj. and Mem. in Support, ECF 

No. [5] (“Pl.’s Mot.”); Joint Stipulation of the Parties and Order of the Court as to the Scope of 

Pl.’s Allegations and Claims, ECF No. [13] (“Joint Stip.”); Def. Federal Election Comm’n’s 

Opp’n to Pl.’s Application for a Three-Judge Court, ECF No. [16] (“Def.’s 3-Judge Opp’n”); 

Plaintiff’s Reply Mem. on Application for a Three Judge Court, ECF No. [17] (“Pl.’s 3-Judge 

Reply”); Def. Federal Election Comm’n’s Mem. of Law in Opp’n to Pl.’s Mot. for Prelim. Inj., 

ECF No. [19] (“Def.’s Opp’n”); Brief Amici Curiae of Campaign Legal Center, Democracy 21 

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Plaintiff’s motions. Plaintiff’s claims are foreclosed by clear United States Supreme Court 

precedent, principally by Citizens United v. Federal Election Commission, 558 U.S. 310 (2010). 

See id. at 366-71. Having considered the merits of this dispute, the Court enters JUDGMENT for 

Defendant. Accordingly, this action is DISMISSED in its entirety.

I. BACKGROUND

A. Factual and Procedural Background 

Independence Institute is a nonprofit corporation that “conducts research and educates 

the public on various aspects of public policy—including taxation, education policy, health care, 

and justice policy.” Compl. ¶ 2. Independence Institute plans to produce a radio advertisement 

that will ask the current United States senators from Colorado, Mark Udall and Michael Bennet, 

to support the Justice Safety Valve Act.2 Id. ¶¶ 3, 31, 32. Senator Udall is up for reelection on 

 

and Public Citizen, Inc. in Support of Def. and in Opp’n to Pl.’s Mot. for Prelim. Inj., ECF No. 

[21] (“Amici Br.”); and Pl.’s Reply, ECF No. [22] (“Pl.’s Reply”). 

In an exercise of its discretion, the Court finds that holding oral argument in this action would 

not be of assistance in rendering a decision. See LCvR 7(f). Moreover, holding a hearing would 

not be consistent with the Court’s commitment to expediting these proceedings in light of the 

timing of the upcoming elections.

2 The verbatim text of the proposed radio advertisement is as follows: 

Let the punishment fit the crime.

But for many federal crimes, that’s no longer true. 

Unfair laws tie the hands of judges, with huge increases in prison costs that help drive up 

the debt. 

And for what purpose? 

Studies show that these laws don’t cut crime. 

In fact, the soaring costs from these laws make it harder to prosecute and lock up violent 

felons. 

Fortunately, there is a bipartisan bill to help fix the problem – the Justice Safety Valve 

Act, bill number S. 619. 

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November 4, 2014. Id. ¶¶ 31, 41. Plaintiff agrees that its planned advertisement meets BCRA’s 

definition of an “electioneering communication” and that, therefore, the statute requires it to 

disclose contributors. Id. ¶ 4; Pl.’s Mot. at 4. However, Plaintiff claims that the disclosure 

requirement is overbroad as applied to the radio advertisement that it plans to run. Compl. 

¶¶ 114, 129. In particular, Plaintiff argues that the disclosure requirements of BCRA section 201 

are overbroad as applied because the advertisement is genuine issue advocacy rather than express 

advocacy or the functional equivalent thereof. See Pl.’s Mot. at 17, 22-23. Plaintiff also 

emphasizes that the Independence Institute is organized pursuant to section 501(c)(3) of the 

Internal Revenue Code and that the content of the advertisement is not pejorative towards 

Senator Udall. Id. at 18, 23. As discussed below, Plaintiff’s arguments are unavailing.

Plaintiff brought this action seeking declaratory and injunctive relief with respect to the

advertisement it plans to run. Plaintiff seeks to have the merits adjudicated by a three-judge 

court. Plaintiff also filed a motion for preliminary injunction because the 60-day window before 

the November election, during which BCRA’s requirements apply, had already begun. In the 

interest of expediting the resolution of the case, the parties agreed to consolidate briefing on the 

preliminary injunction with briefing on the merits, relying initially on Plaintiff’s merits 

arguments with respect to the preliminary injunction. Joint Stip. at 1-2. The parties further 

 

It would allow judges to keep the public safe, provide rehabilitation, and deter others 

from committing crimes.

Call Senators Michael Bennet and Mark Udall at 202-224-3121. Tell them to support 

S. 619, the Justice Safety Valve Act.

Tell them it’s time to let the punishment fit the crime.

Paid for by Independence Institute, I2I dot org. Not authorized by any candidate or 

candidate’s committee. Independence Institute is responsible for the content of this 

advertising. 

Compl. ¶ 35. 

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agreed, “in light of Plaintiff Independence Institute’s agreement not to supplement its Motion for 

Preliminary Injunction (Docket No. 5) with supplemental substantive briefing or evidence, for 

the Court to consider Plaintiff’s Motion for Preliminary Injunction as a Motion for Summary 

Judgment and to follow the briefing schedule” previously set by the Court with respect to the 

preliminary injunction. Id. The parties also stipulated that “this case presents an as-applied 

challenge to 52 U.S.C. § 30104(f)(1)-(2) based upon the content of the Independence Institute’s 

intended communication, and not the possibility that its donors will be subject to threats, 

harassment, or reprisals.” Id. at 1. 

B. Legal Background 

1. Statutory Framework

The Bipartisan Campaign Reform Act of 2002, 116 Stat. 81, amended the Federal 

Election Campaign Act of 1971 (“FECA”), as well as other statutory provisions. McConnell v. 

Fed. Election Comm’n, 540 U.S. 93, 114 (2003), overruled on other grounds by Citizens United, 

558 U.S. at 310. In addition to other requirements, BCRA mandates certain disclosures 

pertaining to “electioneering communications.” See Citizens United, 558 U.S. at 366. “An 

electioneering communication is defined as ‘any broadcast, cable, or satellite communication’ 

that ‘refers to a clearly identified candidate for Federal office’ and is made within 30 days of a 

primary or 60 days of a general election.”3 Id. at 321 (quoting 2 U.S.C. § 434(f)(3)(A), now 

codified at 52 U.S.C. § 30104(f)(3)(A)).

Pursuant to BCRA section 201, “any person who spends more than $10,000 on 

electioneering communications within a calendar year must file a disclosure statement with the 

 

3

 The definition is further specified by regulation. See Citizens United, 558 U.S. at 321. Plaintiff 

does not dispute that the advertisement at issue satisfies the statutory and regulatory criteria. See

Pl.’s Mot. at 3-4. 

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FEC.”4 Id. at 366. “That statement must identify the person making the expenditure, the amount 

of the expenditure, the election to which the communication was directed, and the names of 

certain contributors.” Id. The reporting of contributions is limited to “contributors who 

contributed an aggregate amount of $1,000 or more.”5 52 U.S.C. § 30104(f)(2)(E), (F). In 

McConnell, the Supreme Court upheld section 201’s disclosure provisions against a facial 

challenge. See 540 U.S. at 197. But the Supreme Court did not “foreclose possible future 

challenges to particular applications of that requirement.” Id. at 199. In Citizens United, in an asapplied challenge, the Supreme Court upheld the section 201 disclosure requirement “as applied 

to the ads for the movie [Hillary] and to the movie itself.” 558 U.S. at 367. 

In addition, BCRA section 203 originally prohibited corporations and unions from 

spending general treasury funds to finance electioneering communications, as defined in the 

Act.6 McConnell, 540 U.S. at 204. After having upheld this provision against a facial challenge 

in McConnell, see id. at 209, the Supreme Court invalidated the expenditure prohibition as 

related to corporations and unions in Citizens United, see 558 U.S. at 318-19. Even though 

section 203 is not at issue in this litigation, it provides the context for the case law that resolves 

this dispute. 

 

4

 For the purposes of BCRA section 201, “persons” includes corporations and labor unions, 

including nonprofit corporations like Plaintiff. See McConnell, 540 U.S. at 194-95. 

5

 For funds paid out of a segregated bank account, only contributors to that account must be 

disclosed. 52 U.S.C. § 30104(f)(2)(E). For other funds, disclosures are required only for 

“contributors who contributed . . . to the person making the disbursement.” Id. § 30104(f)(2)(F). 

Although the parties dispute the ramifications of this distinction, the Court need not address it 

further because it is immaterial to the resolution of this action.

6

 “Section 203 of BCRA amends FECA § 316(b)(2) to extend this rule [prohibiting the spending 

of general treasury funds], which previously applied only to express advocacy, to all 

‘electioneering communications.’ ” McConnell, 540 U.S. at 204. 

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2. Three-Judge Court 

Pursuant to BCRA section 403(a)(3), “any action [] brought for declaratory or injunctive 

relief to challenge the constitutionality of any provision of [the] Act . . . shall be heard by a 3-

judge court,” in accordance with 28 U.S.C. § 2284. 52 U.S.C. 30110 note. The statute leaves the 

district judge with “the vexing initial determination of whether an action is required to be heard 

and determined by a three-judge court.” Feinberg v. Federal Deposit Ins. Corp., 522 F.2d 1335, 

1338 (D.C. Cir. 1975) (construing 28 U.S.C. § 2284). “A single district judge need not request 

that a three-judge court be convened if a case raises no substantial claim or justiciable 

controversy. . . . Constitutional claims may be regarded as insubstantial if they are ‘obviously 

without merit,’ or if their ‘unsoundness so clearly results from the previous decisions of (the 

Supreme Court) as to foreclose the subject and leave no room for the inference that the question 

sought to be raised can be the subject of controversy.’ ” Id. at 1338-39 (citations omitted). See

Schonberg v. Fed. Election Comm’n, 792 F. Supp. 2d 14, 17 (D.D.C. 2011) (applying the D.C. 

Circuit’s interpretation of section 2284 in Feinberg to BCRA § 403(a)). The Court concludes that 

Plaintiff’s challenge is “clearly foreclosed by Supreme Court precedent.” Rufer v. Fed. Election 

Comm’n, --- F. Supp. 2d ---, Nos. 14-cv-837, 14-cv-853, 2014 WL 4076053, at * 1 (D.D.C. Aug. 19, 

2014). Accordingly, based on the reasoning and conclusions stated in this opinion, the Court denies 

the application for a three-judge court and resolves the merits of this dispute today.

II. DISCUSSION

This dispute can be distilled to the application of the Supreme Court’s clear instructions 

in Citizens United: in no uncertain terms, the Supreme Court rejected the attempt to limit 

BCRA’s disclosure requirements to express advocacy and its functional equivalent. See 558 U.S. 

at 369. Plaintiff in this case seeks the same relief that has already been foreclosed by Citizens 

United. Plaintiff’s efforts to distinguish this challenge from that in Citizens United are futile. 

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Moreover, it is clear that the additional precedent that Plaintiff attempts to enlist provides no 

more assistance to it than does Citizens United. Accordingly, Plaintiff’s arguments lack merit. 

A. Citizens United

In Citizens United, in a section that eight justices joined, the Supreme Court concluded 

that there was no constitutional defect in applying the disclosure requirements of BCRA 

section 201 to specific electioneering communications that were neither express advocacy nor 

the functional equivalent thereof.7 Citizens United, 558 U.S. at 367-69. The Supreme Court used 

clear language without any explicit or implicit constraints: 

As a final point, Citizens United claims that, in any event, the disclosure 

requirements in § 201 must be confined to speech that is the functional equivalent 

of express advocacy. The principal opinion in [Federal Election Commission v. 

Wisconsin Right to Life, Inc., 551 U.S. 449 (2007),] limited 2 U.S.C. § 441b’s 

restrictions on independent expenditures to express advocacy and its functional 

equivalent. Citizens United seeks to import a similar distinction into BCRA’s 

disclosure requirements. We reject this contention. 

Id. at 368-69 (citation omitted) (emphasis added). Despite this unambiguous language, Plaintiff 

attempts to argue that Citizens United does not determine the outcome of this case. Plaintiff first 

argues that this language was dicta and therefore not binding on this Court. Plaintiff next argues 

that, even if this language is binding, it does not govern the outcome of this challenge because 

Citizens United was an as-applied challenge addressing materially different facts. Specifically, 

Plaintiff offers what amounts to three distinctions: (i) that it is a 501(c)(3) organization while 

Citizens United is a 501(c)(4) organization; (ii) that its advertisement is not the functional 

equivalent of express advocacy while the ads in Citizens United, in Plaintiff’s estimation, were 

 

7

 “ ‘[A] court should find that [a communication] is the functional equivalent of express 

advocacy only if [it] is susceptible of no reasonable interpretation other than as an appeal to vote 

for or against a specific candidate.’ ” Citizens United, 558 U.S. at 324-325 (quoting Fed. 

Election Comm’n v. Wisconsin Right to Life, Inc., 551 U.S. 559, 469-70 (2007)) (alterations in 

original).

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the equivalent of express advocacy; and (iii) that its advertisement has no positive or negative 

references to a candidate while the advertisement in Citizens United referred to a candidate 

pejoratively. None of these distinctions have the effect Plaintiff desires, and Citizens United still 

governs this matter. The Court addresses these arguments in turn. 

1. Citizens United as Binding Precedent

With respect to the argument that Citizens United’s discussion of disclosures is not 

binding, Plaintiff relies heavily on one opinion from the Seventh Circuit Court of Appeals, 

Wisconsin Right to Life, Inc. v. Barland, 751 F.3d 804 (7th Cir. 2014), which states that Citizen 

United’s discussion of disclosures was dicta.8 See Pl. Mot. at 15; Pl. 3-Judge Reply at 2-3 (citing 

Barland, 751 F.3d at 836). In Barland, the Seventh Circuit panel notes, referring to the Supreme 

Court, that “the Court declined to apply the express-advocacy limitation to the federal disclosure 

and disclaimer requirements for electioneering communications” and concludes that “[t]his was 

dicta.” 751 F.3d at 836. 

But in the same opinion, the Seventh Circuit panel ultimately concludes that the 

discussion of disclosures in Citizens United is binding with respect to BCRA section 201. 

Immediately after the statement that the relevant portion of Citizens United was dicta, the court 

in Barland states that “the Supreme Court’s dicta must be respected, and on the strength of this 

part of Citizens United, we said in [Center for Individual Freedom v.] Madigan that the 

‘distinction between express advocacy and issue discussion does not apply in the disclosure 

context.’ ” Id. (quoting Center for Individual Freedom v. Madigan, 697 F.3d 464, 484 (7th Cir. 

2012)). Notwithstanding its comment regarding dicta, the Seventh Circuit panel agrees that, as a 

 

8

 Plaintiff appears to have abandoned this argument in its Reply, focusing instead on showing 

that Citizens United is “distinct” from the facts of this case. Pl.’s Reply at 9; see id. at 9-17. 

Nonetheless, this opinion addresses both arguments for the sake of completeness. 

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result of the Supreme Court’s discussion of disclosures in Citizens United, the express-advocacy 

limitation does not apply to the disclosure system established by BCRA.9 See id. 

Moreover, Barland’s categorization of the discussion of disclosures in Citizens United as 

dicta is based upon a misunderstanding. That categorization relies on the Seventh Circuit panel’s 

finding that the “[Supreme] Court had already concluded that Hillary and the ads promoting it 

were the equivalent of express advocacy.” Id. (emphasis added). But this statement is not 

supported by the Supreme Court’s own language as it relates to the Hillary advertisements. 

Although the Citizens United Court had determined that Hillary: The Movie was “equivalent to 

express advocacy,” Citizens United, 558 U.S. at 325, the Court had made no such determination 

with respect to the Hillary advertisements. Plaintiff does not even attempt to indicate where in 

Citizens United the Supreme Court held that the advertisements were the functional equivalent of 

 

9 After opining that Citizen United’s discussion of disclosures was dicta, the Seventh Circuit 

panel contrasted the disclosure regime in BCRA section 201 with the state disclosure scheme 

that it was considering in Barland: 

This aspect of Citizens United must be understood in proper context. The Court’s 

language relaxing the express-advocacy limitation applies only to the specifics of 

the disclosure requirement at issue there. The Court was addressing the onetime, 

event-driven disclosure rule for federal electioneering communications, a far more 

modest disclosure requirement than the comprehensive, continuous reporting 

regime imposed on federal PACs, or even the less burdensome disclosure rule for 

independent expenditures. When the Court said that ‘disclosure is a less restrictive 

alternative to more comprehensive regulations of speech,’ Citizens United, 558 

U.S. at 369, it was talking about the disclosure requirement for electioneering 

communications. In that specific context, the Court declined to apply the expressadvocacy limiting principle. But nothing in Citizens United suggests that the 

Court was tossing out the express-advocacy limitation for all disclosure systems, 

no matter how burdensome.

Barland, 751 F.3d at 836 (citations omitted). Accordingly, the Seventh Circuit agrees that the 

“express-advocacy limitation” does not apply to the disclosure provisions challenged in this 

action.

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express advocacy.10 See Pl.’s Reply at 10. Given that the Supreme Court did not determine that 

the Hillary advertisements were the equivalent of express advocacy, its refusal to import the 

express advocacy limitation to the disclosure context was not dicta but a holding—a holding that 

ultimately encompasses the facts in this case.

Indeed, numerous other Circuit courts beyond the Seventh Circuit have determined that 

Citizens United’s language forecloses the suggestion that disclosure requirements must be 

limited to express advocacy and its functional equivalent. See, e.g., Nat’l Org. for Marriage v. 

McKee, 649 F.3d 34, 54-55 (1st Cir. 2011) (“We find it reasonably clear, in light of Citizens 

United, that the distinction between issue discussion and express advocacy has no place in First 

Amendment review of these sorts of disclosure-oriented laws.); Vermont Right to Life Comm., 

Inc. v. Sorrell, 758 F.3d 118, 132 (2d Cir. 2014) (“Citizens United removed any lingering 

uncertainty concerning the reach of constitutional limitations in this context. In Citizens United, 

the Supreme Court expressly rejected the ‘contention that the disclosure requirements must be 

limited to speech that is the functional equivalent of express advocacy,’ because disclosure is a 

less restrictive strategy for deterring corruption and informing the electorate.” (quoting Citizens 

United, 558 U.S. at 369) (citation and footnotes omitted)); Human Life of Wash. Inc. v. 

Brumsickle, 624 F.3d 990, 1016 (9th Cir. 2010) (“Given the Court’s analysis in Citizens United, 

and its holding that the government may impose disclosure requirements on speech, the position 

that disclosure requirements cannot constitutionally reach issue advocacy is unsupportable.”) 

(emphasis added). By contrast, Plaintiff can point to no Court of Appeals decision that has 

 

10 Even in the face of the assertions by Defendant and by amici that the Supreme Court opinion 

does not support such a conclusion, Plaintiff simply relies on the fact that the Seventh Circuit 

panel had erroneously conflated the movie and the advertisements in its analysis. See Pl.’s Reply 

at 10 (quoting Barland, 751 F.3d at 823). This Court cannot rely on a decision in the Seventh 

Circuit when the Supreme Court’s own language contradicts the conclusion. 

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reached a contrary conclusion, including the Seventh Circuit.11 Therefore, the Supreme Court’s 

conclusion in Citizens United with respect to disclosures under BCRA section 201 is binding 

precedent.

2. Tax Status Is Immaterial

Independence Institute next argues that its status as a section 501(c)(3) organization 

under the Internal Revenue Code, whereas Citizens United is a section 501(c)(4) organization, 

requires a different result from Citizens United. But this is a distinction without a difference. 

Most importantly, nothing in Citizens United’s discussion of disclosures of contributions cabins 

the Supreme Court’s holding to certain types of organizations. See Citizens United 558 U.S. at 

367-70. Insofar as Plaintiff argues that the election disclosure requirements ought to be different 

for section 501(c)(3) organizations and section 501(c)(4) organizations because the tax code 

differentiates among them with respect to disclosures, this argument has no basis. Neither type of 

nonprofit organization is obligated by federal tax law to disclose donor information. See 26 

U.S.C. § 6104(d)(3)(A); Amici Br. at 22-23. 

Plaintiff also points to the Supreme Court’s statement that “Citizens United has been 

disclosing its donors for years” while the Independence Institute has not. Pl.’s Mot. at 18. 

However, the purpose of the Supreme Court’s statement was only to note that Citizens United 

had “identified no instance of harassment or retaliation” in its years of disclosing donors, thus 

defeating the argument that it could not be mandated to disclose because of “a reasonable 

probability that the group’s members would face threats, harassment, or reprisals if their names 

 

11 Plaintiff attempts to show that the cases from other circuits on which Defendant relies are 

distinguishable from the facts in this as-applied challenge. See Pl.’s Reply at 13-15. But, putting 

aside the merits of Plaintiff’s attempt to distinguish these cases, Plaintiff does not address the 

fact that these opinions treat the Supreme Court’s clear conclusion with respect to disclosures as 

binding. 

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were disclosed.” Citizens United, 558 U.S. at 370 (citing McConnell, 540 U.S. at 198). However, 

such a probability is not an issue in this action because the parties have stipulated to that effect.

Joint Stip. at 1. Accordingly, the Supreme Court’s statement that Citizens United had been 

disclosing donors for years does not suggest a different outcome for the Independence Institute. 

Ultimately, Plaintiff’s effort to draw a line between different types of nonprofit 

organizations is not supported by any citation to authority that such a distinction would be 

required by the First Amendment. There is no reason to conclude that Citizens United’s clear 

refusal to import the express advocacy-issue advocacy distinction into the disclosure context 

should be limited to advocacy by certain types of nonprofit organizations.12

3. Categorization of Advertisements as Express Advocacy or Issue Advocacy Is 

Immaterial

Plaintiff next argues that “Citizens United is distinct because it contemplated 

advertisements which could be fairly characterized as the functional equivalent of express 

advocacy.” Pl.’s Reply at 9. Even aside from the merits of this characterization of the 

advertisement in Citizens United, this argument cannot prevail. When considering Citizens 

United’s advertisements, the Supreme Court refused to draw a line between express advocacy 

and issue advocacy in the BCRA disclosure context. Citizens United, 558 U.S. at 368-69. In 

plain language, the Supreme Court stated that whether an electioneering communication is 

 

12 Plaintiff is correct that the Federal Election Commission had promulgated a regulation in 2003 

that exempted 501(c)(3) organizations from the disclosure requirements in section 201. Shays v. 

Fed. Election Comm’n, 337 F. Supp. 2d 28, 38, 125 (D.D.C. 2004), aff’d 414 F.3d 76 (D.C. Cir. 

2005). Plaintiff is also correct that this regulation failed review pursuant to the Administrative 

Procedure Act because the agency “failed to conduct a ‘reasoned analysis’ ” as required. Id. at 

127. But the Court’s conclusion in Shays does not support the assumption that Citizens United’s 

holding was implicitly limited to certain types of organizations. See id. at 128 (finding fault with 

the FEC’s failure to consider potential problems that might emerge by effectively delegating the 

enforcement of election law to the IRS). See also Amici Br. at 11-13. 

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express advocacy or issue advocacy does not determine whether BCRA’s disclosure requirement

can be lawfully applied. Accordingly, even if it were clear that the advertisements in Citizens 

United were express advocacy and the one in this case were issue advocacy, the Supreme Court’s 

holding in Citizens United would nonetheless resolve this dispute.13

In an attempt to counter Defendant’s argument that the advertisements at issue in Citizens 

United were not, in fact, express advocacy, Plaintiff adopts another approach. Plaintiff looks to 

Citizens United’s reference to the Hillary advertisements as advocating a commercial 

transaction, in other words watching Hillary: The Movie. Pl.’s Reply at 11-12. Plaintiff argues

that, if anything, this reference suggests that the Hillary advertisements deserved the reduced 

First Amendment protections afforded commercial speech. See id. This reference cannot be 

excised from its context. Responding to an argument that “an informational interest” did not 

apply to the Hillary advertisements, the Supreme Court concluded: “Even if the ads only pertain 

to a commercial transaction, the public has an interest in knowing who is speaking about a 

candidate shortly before an election. Because the informational interest alone is sufficient to 

justify application of § 201 to these ads, it is not necessary to consider the Government’s other 

asserted interests.” Citizens United, 558 U.S. at 369. In other words, even though the 

advertisement encourages someone to watch the movie rather than vote for a candidate, the 

public interest still supports disclosure of “who is speaking about a candidate.” In no sense does 

this language imply that the Supreme Court determined that this speech deserved only the lesser 

 

13 Moreover, the Court doubts that the advertisements in Citizens United could satisfy the strict 

standard for being considered the functional equivalent of express advocacy. See Citizens United, 

558 U.S. at 324-25 (“[A] court should find that [a communication] is the functional equivalent of 

express advocacy only if [it] is susceptible of no reasonable interpretation other than as an appeal 

to vote for or against a specific candidate.” (quoting Fed. Election Comm’n v. Wisconsin Right to 

Life, Inc., 551 U.S. 449, 469-70 (2007)) (alterations in original)). 

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First Amendment protections of commercial speech, “that is, expression related solely to the 

economic interests of the speaker and its audience.” Cent. Hudson Gas & Elec. Corp. v. Pub. 

Serv. Comm’n of New York, 447 U.S. 557, 561 (1980). In any event, with respect to Plaintiff’s 

attempt to distinguish its advertisement from that of Citizens United, the reference to a 

commercial transaction does not alter the Supreme Court’s clear conclusion: whether speech is 

express advocacy or issue advocacy does not affect the lawful applicability of BCRA’s 

disclosure requirements.

4. “Pejorative” Tone of the Hillary Advertisements Is Immaterial

Plaintiff next argues that Citizens United’s clear conclusion with respect to BCRA’s 

disclosure requirements ought to be limited to advertisements like the ones before the Supreme 

Court in that case, which spoke “pejoratively” about a candidate, rather than “genuine issue 

speech,” as Plaintiff characterizes its proposed ad. See Pl.’s Reply at 14, 15-16. The Court does 

not disagree that the Hillary advertisements could be considered critical of then-candidate 

Hillary Clinton, while the advertisement in this action, on its face, says nothing positive or 

negative about a candidate for Federal office. But this is a distinction without a difference.

Notwithstanding Citizen United’s two references to the advertisements as pejorative, the 

language in Citizens United does not suggest that the pejorative nature of the advertisements in 

any way was important to the conclusion with respect to disclosures. The disclosures holding is 

neither explicitly nor implicitly limited to certain types of advertisements. See Citizens United, 

558 U.S. at 368-69 (“Citizens United seeks to import a similar distinction into the BCRA’s 

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disclosure requirements. We reject this contention.”). Examining the two references in context 

confirms that the disclosure discussion is not limited by those references.14

In introducing the factual background of the case, the Supreme Court, within the first 

pages of the opinion, describes the advertisements: “Each ad includes a short (and, in our view, 

pejorative) statement about Senator Clinton, followed by the name of the movie and the movie’s 

Website address.” Id. at 320. This reference is separated from the discussion of the disclosure 

requirements by approximately 47 pages of the United States Reports, and nothing in either 

portion of the opinion suggests that the former reference is imported into the latter discussion. 

Moreover, the parenthetical phrasing of that reference suggests an aside rather than a core 

element of the Supreme Court’s legal analysis.

When the Supreme Court turns to its analysis of the disclosure and disclaimer 

requirements, it describes the advertisements factually once again: “The ads fall within BCRA’s 

definition of an ‘electioneering communication’: They referred to then-Senator Clinton by name 

shortly before a primary and contained pejorative references to her candidacy.” Id. at 368. In 

fact, the quoted language pertains to the discussion of BCRA section 311’s disclaimer 

requirements, not section 201’s disclosure requirements. Even though the discussions of section 

311 and section 201 are located in the very same section of the opinion, the text of the opinion 

does not even hint that the Supreme Court meant to limit the disclosures holding by the adjective

“pejorative.” 

Moreover, Plaintiff’s claim that “Justice Kennedy use[d] the word ‘pejorative’ in every 

instance in which the Court discusses the ads for Hillary: The Movie,” Pl.’s Reply at 15, does not 

 

14 Notwithstanding Plaintiff’s assertion to the contrary, see Pl.’s Mot. at 16, these two references 

also do not suggest that the Citizens United Court considered the Hillary ads to be the functional 

equivalent of express advocacy.

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withstand scrutiny. Variations on the word “advertisement” show up in Justice Anthony 

Kennedy’s opinion well over twenty times. Only the two times discussed in this section does he 

use the word pejorative. In sum, while the Hillary advertisements may very well have been 

pejorative in a way that Plaintiff’s advertisement is not, there is nothing in Citizens United

limiting the disclosures holding to electioneering communications that are pejorative (or, 

alternatively, complimentary) on their face. 

B. Alternative precedent

Arguing that Citizens United does not determine the outcome of this case, Plaintiff relies 

on alternative Supreme Court precedent to assert that the application of BCRA section 201’s 

disclosure requirements to its advertisement is unconstitutional. In particular, Plaintiff cites to 

Buckley v. Valeo, 424 U.S. 1 (1976), and Federal Election Commission v. Wisconsin Right to 

Life, Inc. (“WRTL II”), 551 U.S. 449 (2007), both decided prior to Citizens United, to argue that 

section 201’s disclosure requirements may be applied constitutionally only to communications 

that contain express advocacy, or its functional equivalent. In fact, those cases do not indicate 

that result. Because Citizens United does foreclose Plaintiff’s claim, the other cases Plaintiff cites 

are at best background. Even so, examining them reinforces the conclusion that they do not 

suggest a different outcome from Citizens United. 

1. Buckley v. Valeo

Plaintiff primarily relies on Buckley v. Valeo, 424 U.S. 1 (1976), which resolved a facial 

challenge to the Federal Election Campaign Act (“FECA”), to argue that, in the absence of 

Citizens United, Buckley’s distinction between express advocacy and issue advocacy resurfaces 

in the context of the disclosure requirements of BCRA section 201. See Pl.’s Mot. at 10. 

However, that dichotomy emerged only as part of the Buckley Court’s analysis of a particular 

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statute, FECA (BCRA’s predecessor), that is distinguishable from BCRA. Furthermore, the state 

interests in favor of disclosure that were highlighted in Buckley, in fact, support the disclosure 

requirements challenged in this case.

In upholding BCRA’s disclosure requirements against a facial challenge,15 McConnell

explains why Plaintiff’s reliance on Buckley is unavailing. See 540 U.S. at 196. First, contrary to 

Plaintiff’s contention, Buckley actually supports BCRA’s disclosure requirements. The 

McConnell Court emphasized that 

the important state interests that prompted the Buckley Court to uphold FECA’s 

disclosure requirements—providing the electorate with information, deterring 

actual corruption and avoiding any appearance thereof, and gathering the data 

necessary to enforce more substantive electioneering restrictions—apply in full to 

BCRA. Accordingly, Buckley amply supports application of FECA § 304’s 

disclosure requirements to the entire range of ‘electioneering communications.’ ” 

Id. (emphasis added). This language prevents Plaintiff from wielding Buckley as a sword against 

BCRA’s disclosure requirements. McConnell’s status as a facial challenge is not to the contrary: 

the Supreme Court’s understanding of the relevant case law, on which it relied in upholding the 

statute against that facial challenge, is unambiguous and directly contradicts Plaintiff’s argument.

Second, McConnell explains that Buckley did not introduce a division between express 

advocacy and issue advocacy as a constitutional matter, as Plaintiff suggests: 

[A] plain reading of Buckley makes clear that the express advocacy limitation, in 

both the expenditure and the disclosure contexts, was the product of statutory 

interpretation rather than a constitutional command. In narrowly reading the 

FECA provisions in Buckley to avoid problems of vagueness and overbreadth, we 

 

15 McConnell forthrightly “rejected the notion that the First Amendment requires Congress to 

treat so-called issue advocacy differently from express advocacy.” Id. at 194. The Court need not 

determine the effective scope of this language—given that McConnell rejected a facial challenge 

but did “not foreclose possible future challenges to particular applications of that requirement”—

because Citizens United came to the same conclusion in an as-applied challenge that 

encompasses the action before the Court now. McConnell, 540 U.S. at 199. 

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nowhere suggested that a statute that was neither vague nor overbroad would be 

required to toe the same express advocacy line.

Id. at 191-92. Buckley’s division between express advocacy and issue advocacy emerged from 

the Supreme Court’s reading of a particular statute—one notably different from BCRA—in order 

to avoid constitutional defects with the statute. McConnell further explains how the Buckley

Court derived the express advocacy test and applied it to the FECA disclosures requirements, 

demonstrating that the Supreme Court did not fashion the test as a general constitutional rule:

In Buckley, we began by examining then–18 U.S.C. § 608(e)(1) (1970 ed., Supp. 

IV), which restricted expenditures “ ‘relative to a clearly identified candidate,’ ” 

and we found that the phrase “ ‘relative to’ ” was impermissibly vague. We 

concluded that the vagueness deficiencies could “be avoided only by reading 

§ 608(e)(1) as limited to communications that include explicit words of advocacy 

of election or defeat of a candidate.” We provided examples of words of express 

advocacy, such as “ ‘vote for,’ ‘elect,’ ‘support,’ . . . ‘defeat,’ [and] ‘reject,’ ”, and 

those examples eventually gave rise to what is now known as the “magic words” 

requirement.

 We then considered FECA’s disclosure provisions, . . . , which defined 

“ ‘expenditur[e]’ ” to include the use of money or other assets “ ‘for the purpose 

of . . . influencing’ ” a federal election. Finding that the “ambiguity of this phrase” 

posed “constitutional problems,” we noted our “obligation to construe the statute, 

if that can be done consistent with the legislature’s purpose, to avoid the shoals of 

vagueness.” “To insure that the reach” of the disclosure requirement was “not 

impermissibly broad, we construe[d] ‘expenditure’ for purposes of that section in 

the same way we construed the terms of § 608(e)—to reach only funds used for 

communications that expressly advocate the election or defeat of a clearly 

identified candidate.”

McConnell, 540 U.S. at 190-91 (quoting Buckley, 424 U.S. at 40-44, 77-78, 80) (citations 

omitted) (alterations in original). The line Buckley drew emerged from the particular statute the 

Supreme Court was considering—a statute that suffered from serious vagueness problems, unlike 

BCRA—not from a general constitutional command. 

Plaintiff cites the caveat in McConnell’s conclusion that the express advocacy line was 

the product of statutory construction, see id. at 192 (“[W]e nowhere suggested that a statute that 

was neither vague nor overbroad would be required to toe the same express advocacy line”), to 

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argue that this is such a case that would require the statutory construction “to toe the same 

express advocacy line.” Pl.’s Reply at 7-8. While Plaintiff does not claim that BCRA presents the 

vagueness problems addressed with respect to FECA, see id. at 6, Plaintiff asserts that BCRA’s 

disclosure requirements are overbroad, arguing that this opens the door to importing Buckley’s 

statutory construction to the section 201 disclosure requirements, id. at 7. However, implicit in 

the caveat to which Plaintiff cites is that BCRA is not such a vague or overbroad statute. See

McConnell, 551 U.S. at 191-92. Indeed, McConnell resolved the overbreadth question with 

regard to BCRA section 201 over ten years ago. See 540 U.S. at 190-94; cf. WRTL II, 551 U.S. at 

476 n.8 (“[I]n deciding this as-applied challenge, we have no occasion to revisit McConnell’s 

conclusion that the statute is not facially overbroad.”) The caveat on which Plaintiff relies falls 

away, leaving Buckley’s statutory construction inapplicable to BCRA.16 Accordingly, Plaintiff 

cannot rely on Buckley to argue that the Constitution requires limiting disclosures under BCRA 

section 201 to express advocacy and its functional equivalent. 

In addition, Plaintiff cites Buckley to show that disclosure requirements are subjected to 

exacting scrutiny. See Pl.’s Reply at 2. This proposition is unremarkable, and, indeed, this is the 

standard that Citizens United applied. See Citizens United, 558 U.S. at 366-67 (quoting Buckley, 

424 U.S. at 64, 66) (“The Court has subjected these requirements to ‘exacting scrutiny,’ which 

 

16 Insofar as Plaintiff is trying to assert that the disclosure requirements are “overbroad” as 

applied to its advertisement, Compl. ¶ 129, as opposed to merely unconstitutional in these 

particular circumstances, Plaintiff is conflating as-applied challenges and facial challenges. 

Overbreadth, as McConnell uses it, is fundamentally a facial claim. See New York v. Ferber, 458 

U.S. 747, 769 (1982) (“The scope of the First Amendment overbreadth doctrine, like most 

exceptions to established principles, must be carefully tied to the circumstances in which facial 

invalidation of a statute is truly warranted.”); Osborne v. Ohio, 495 U.S. 103, 112 (1990) (“[W]e 

have repeatedly emphasized that where a statute regulates expressive conduct, the scope of the 

statute does not render it unconstitutional unless its overbreadth is not only ‘real, but substantial 

as well, judged in relation to the statute's plainly legitimate sweep.’ ”); Erwin Chemerinsky, 

Constitutional Law: Principles and Policies § 11.2.2. (4th ed. 2011). 

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requires a ‘substantial relation’ between the disclosure requirement and a ‘sufficiently important’ 

governmental interest.”); see also id. at 369. Accordingly, applying this unremarkable 

proposition yields the same outcome as in Citizens United: BCRA section 201’s disclosure 

requirements satisfy the requirements of exacting scrutiny.

In sum, Buckley does not support the result that Plaintiff seeks. First, the state interests 

discussed by Buckley supporting disclosures in the context of FECA also support disclosures in 

the context of BCRA. Second, Buckley’s introduction of the express advocacy test was limited to 

the predecessor statute before the Supreme Court at the time. And, third, while Buckley does 

stand for the requirement that exacting scrutiny must be applied to disclosure requirements, 

Citizens United applied exactly that standard—with a result that contradicts what Plaintiff is 

seeking in this case.17

2. Federal Election Commission v. Wisconsin Right to Life, Inc. (WRTL II) 

Four years after McConnell, the Supreme Court considered an as-applied challenge to 

BCRA section 203, which barred corporations from expenditures on electioneering 

communications, in WRTL II. 551 U.S. at 455-56. The Supreme Court concluded that “the 

interests held to justify restricting corporate campaign speech or its functional equivalent do not 

justify restricting issue advocacy,” and concluded that the expenditure bar in BCRA section 203 

was unconstitutional as applied to the advertisements at issue in that action. Id. at 457. While 

 

17 Plaintiff also relies on the D.C. Circuit en banc court’s analysis in Buckley, specifically its 

holding regarding a provision that was not appealed to the Supreme Court. See Pl.’s Mot. at 18-

20 (citing Buckley v. Valeo, 519 F.2d 821 (D.C. Cir. 1975) (en banc), aff’d in part, rev’d in part, 

424 U.S. 1 (1976). In particular, Plaintiff cites to the D.C. Circuit’s discussion of a provision of 

FECA requiring certain individuals to file reports as if they were political committees. See id. at 

18-19 (citing Buckley, 519 F.2d at 869-70). That provision bears no resemblance to the 

disclosure requirements in BCRA section 201 and sheds no light on the Court’s consideration of 

them. Moreover, insofar as the en banc opinion is at odds with subsequent Supreme Court 

precedent, including Citizens United, the en banc opinion is superseded by that later precedent. 

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Plaintiff cites WRTL II “as strong authority for the continued vitality of Buckley’s separation of 

issue speech from express advocacy,” Pl.’s Mot. at 14, WRTL II does not suggest that distinction 

is relevant with respect to disclosures—regardless of the asserted vitality of that distinction with 

respect to expenditures. 

Plaintiff’s attempt to apply the reasoning of WRTL II to disclosure requirements fails. 

WRTL II was an as-applied challenge to the regulation of expenditures pursuant to BCRA 

section 203 while only the disclosure requirements in section 201 are challenged in this action. 

Plaintiff acknowledges as much. See id.; Pl.’s Reply at 5. Indeed, the Plaintiff’s argument with 

respect to WRTL II is precisely the argument rejected in Citizens United. See Citizens United, 

558 U.S. at 368-69 (“The principal opinion in WRTL [II] limited 2 U.S.C. § 441b’s restrictions 

on independent expenditures to express advocacy and its functional equivalent. Citizens United 

seeks to import a similar distinction into BCRA’s disclosure requirements. We reject this 

contention.”). As explained above, Citizens United is binding, and it forecloses the application of 

the restrictions applied in WRTL II to this case. In sum, WRTL II provides no authority to support 

importing the express advocacy (or functional equivalent) test to the disclosure requirements of 

BCRA section 201. 

IV. CONCLUSION

Plaintiff’s claim is squarely foreclosed by Citizens United, in which the Supreme Court 

refused to import the distinction between express advocacy and its functional equivalent and 

issue advocacy to the disclosure requirements of BCRA section 201. In all relevant ways, the 

advertisement that Independence Institutes proposes to run is similar to the Hillary

advertisements considered by the Supreme Court in Citizens United. That Independence Institute 

is subject to section 501(c)(3) of the tax code, while Citizens United is subject to 

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section 501(c)(4), does not provide a basis for a different result. Neither does the fact that the 

Hillary advertisements were arguably pejorative while Plaintiff’s advertisement is, on its face, 

neither complimentary nor pejorative with respect to any candidate. Just as Citizens United’s asapplied challenge to the disclosure requirements of section 201 failed, so too does Plaintiff’s asapplied challenge to those same disclosure requirements. Moreover, the other precedent that 

Plaintiff seeks to enlist in its cause is either inapposite or, upon examination, actually supportive 

of the application of the disclosure requirements of BCRA in these circumstances. 

For the foregoing reasons, Plaintiff’s [3] Application for a Three Judge Court is 

DENIED. Pursuant to the parties’ agreement to consolidate briefing on the merits with the 

preliminary injunction briefing, the Court enters JUDGMENT in favor of Defendant.18

Therefore, Plaintiff’s [5] Motion for Preliminary Injunction is MOOT. This action is 

DISMISSED in its entirety. An appropriate Order accompanies this Memorandum Opinion. 

Dated: October 6, 2014 

/s/

COLLEEN KOLLAR-KOTELLY 

United States District Judge

 

18 Even without either a formal cross-motion for summary judgment by Defendant, the Court can 

award judgment to Defendant. See Henok v. Chase Home Fin., LLC, 922 F. Supp. 2d 110, 117 

(D.D.C. 2013) aff’d in part sub nom. Henok v. JPMorgan Chase Bank, N.A., 13-7036, 2013 WL 

4711675 (D.C. Cir. Aug. 2, 2013); 10A Charles Alan Wright et al., Federal Practice & 

Procedure § 2720 (3d ed. 1998) (“The grant of judgment for the nonmoving party clearly is 

proper if both sides agree that there are no material fact issues and join in the request that the 

case be decided, for the moving or the nonmoving side, on the basis of a motion for judgment 

made by only one of them.); Fed. R. Civ. P. 56(f) (“After giving notice and a reasonable time to 

respond, the court may (1) grant summary judgment for a nonmovant”). The parties agreed that 

the Court would adjudicate this case on the merits without the submission of additional evidence, 

and there are no disputes as to material facts. Joint Stip. at 1-2. In addition, even without a formal 

motion, Defendant has requested that the Court award judgment to it. See Def.’s Opp’n at 2. 

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