Federal Register / Vol. 71, No. 227 / Monday, November 27, 2006 / Notices 68645 

1 15 U.S.C. 78s(b)(1). 

2 17 CFR 240.19b–4. 

3Amendment No. 1 superseded and replaced the 

original filing in its entirety. 

4 In Amendment No. 2, the Exchange makes 

representations regarding specialist prohibitions 

and accounts and clarifies certain aspects of the 

index methodology. 

5Amendment No. 3 supersedes and replaces the 

original filing, Amendment No. 1, and Amendment 

No. 2 in its entirety. 

and for securing the information needed 

to support the application follow. RRB 

Form AA–5, Application for 

Substitution of Payee, obtains 

information needed to determine the 

selection of a representative payee who 

will serve in the best interest of the 

beneficiary. RRB Form G–478, 

Statement Regarding Patient’s 

Capability to Manage Payments, obtains 

information about an annuitant’s 

capability to manage payments. The 

form is completed by the annuitant’s 

personal physician or by a medical 

officer, if the annuitant is in an 

institution. It is not required when a 

court has appointed an individual or 

institution to manage the annuitant’s 

funds or, in the absence of such 

appointment, when the annuitant is a 

minor. The RRB also provides 

representative payees with a booklet at 

the time of their appointment. The 

booklet, RRB Form RB–5, Your Duties 

as Representative Payee-Representative 

Payee’s Record, advises representative 

payees of their responsibilities under 20 

CFR 266.9 and provides a means for the 

representative payee to maintain records 

pertaining to the receipt and use of RRB 

benefits. The booklet is provided for the 

representative payee’s convenience. The 

RRB also accepts records that were kept 

by representative payee’s as part of a 

common business practice. 

Completion is voluntary. One 

response is requested of each 

respondent. The RRB is proposing nonburden impacting editorial changes to 

Forms AA–5 and G–478. No changes are 

proposed for the Booklet RB–5. The 

estimated completion time(s) is 

estimated at 17 minutes for Form 

AA–5, 6 minutes for Form G–478 and 60 

minutes for Booklet RB–5. The RRB 

estimates that approximately 3,000 

Form AA–5’s, 2,000 Form G–478’s and 

15,300 RB–5’s are completed annually. 

Additional Information or Comments: 

To request more information or to 

obtain a copy of the information 

collection justification, forms, and/or 

supporting material, please call the RRB 

Clearance Officer at (312) 751–3363 or 

send an e-mail request to 

Charles.Mierzwa@RRB.GOV. Comments 

regarding the information collection 

should be addressed to Ronald J. 

Hodapp, Railroad Retirement Board, 844 

North Rush Street, Chicago, Illinois 

60611–2092 or send an e-mail to 

Ronald.Hodapp@RRB.GOV. Written 

comments should be received within 60 

days of this notice. 

Charles Mierzwa, 

Clearance Officer. 

[FR Doc. E6–19964 Filed 11–24–06; 8:45 am] 

BILLING CODE 7905–01–P 

SECURITIES AND EXCHANGE 

COMMISSION 

Sunshine Act Meeting 

Notice is hereby given, pursuant to 

the provisions of the Government in the 

Sunshine Act, Pub. L. 94–409, that the 

Securities and Exchange Commission 

will hold the following meeting during 

the week of November 27, 2006: 

A Closed Meeting will be held on 

Wednesday, November 29, 2006 at 10 

a.m. 

Commissioners, Counsels to the 

Commissioners, the Secretary to the 

Commission, and recording secretaries 

will attend the Closed Meeting. Certain 

staff members who have an interest in 

the matters may also be present. 

The General Counsel of the 

Commission, or his designee, has 

certified that, in his opinion, one or 

more of the exemptions set forth in 5 

U.S.C. 552b(c)(3), (5), (7), (8), (9)(B) and 

(10) and 17 CFR 200.402(a) (3), (5), (7), 

(8), (9)(ii), and (10) permit consideration 

of the scheduled matters at the Closed 

Meeting. 

Commissioner Atkins, as duty officer, 

voted to consider the items listed for the 

closed meeting in closed session. 

The subject matters of the Closed 

Meeting scheduled for Wednesday, 

November 29, 2006 will be: 

Formal orders of investigation; 

Institution and settlement of injunctive 

actions; 

Institution and settlement of administrative 

proceedings of an enforcement nature; 

Resolution of litigation claims; 

An adjudicatory matter; and 

Other matters relating to enforcement 

proceedings. 

At times, changes in Commission 

priorities require alterations in the 

scheduling of meeting items. 

For further information and to 

ascertain what, if any, matters have been 

added, deleted or postponed, please 

contact: The Office of the Secretary at 

(202) 551–5400. 

Dated: November 21, 2006. 

Jill M. Peterson, 

Assistant Secretary. 

[FR Doc. 06–9423 Filed 11–22–06; 11:42 am] 

BILLING CODE 8011–01–P 

SECURITIES AND EXCHANGE 

COMMISSION 

[Release No. 34–54790; File No. SR–Amex–

2006–01] 

Self-Regulatory Organizations; 

American Stock Exchange LLC; Notice 

of Filing and Order Granting 

Accelerated Approval to Proposed 

Rule Change and Amendments No. 1, 

2, and 3 Thereto Relating to the Listing 

and Trading of Principal Protected 

Notes Linked to the Dow Jones-AIG 

ExEnergy Sub-Index 

November 20, 2006. 

Pursuant to Section 19(b)(1) 1 of the 

Securities Exchange Act of 1934 (‘‘Act’’) 

and Rule 19b–4 thereunder,2 notice is 

hereby given that on January 3, 2006, 

the American Stock Exchange LLC 

(‘‘Amex’’ or ‘‘Exchange’’) filed with the 

Securities and Exchange Commission 

(‘‘SEC’’ or ‘‘Commission’’) the proposed 

rule change as described in Items I and 

II below, which Items have been 

prepared by the Exchange. On March 

21, Amex submitted Amendment No. 1 

to the proposed rule change.3 On May 

24, 2006, Amex submitted Amendment 

No. 2 to the proposed rule change.4 On 

November 13, 2006, Amex submitted 

Amendment No. 3 to the proposed rule 

change.5 The Commission is publishing 

this notice and order to solicit 

comments on the proposed rule change, 

as amended, from interested persons 

and to approve the proposal on an 

accelerated basis. 

I. Self-Regulatory Organization’s 

Statement of the Terms of Substance of 

the Proposed Rule Change 

The Exchange proposes to list and 

trade, principal protected notes, linked 

to the performance of the Dow JonesAIG ExEnergy Sub-Index (the ‘‘DJAIG 

ExEnergy Index’’ or the ‘‘Index’’). 

The text of the proposed rule change 

is available on Amex’s Web site at 

http://www.amex.com, at Amex’s 

principal office, and at the 

Commission’s Public Reference Room. 


sroberts on PROD1PC70 with NOTICES