Att3chment as st~tad

A~of this d.:ttc, all informntion;l'1. (~OpieB oT

:the report ·hc~~:C :b(~eil rccl~i\'\'J by all 1'..H:ties involved

.i'll-(l tlia rcpo,d: :nlay DC rcdi.~~15dd ,to thcjHiHllc.

Attached please ,f{rida copy of ,tlw ririiHa,.udit

report for the 'l'rrinst)or~ltion Politic;ll Edacation

'L~"i~guc ('iPl~L) \'lllich :\·;a5 approvecl 'by ,the: Commission

,on-August 2l, 1979.

FEe Li.bl~::lr:l

l~i\b " \...A~fi·bl ,i.e P.\·~Gord

CC,:
1'0.' 11\ ,>n:111 ,\\' .

\\ ''-IIi',l. 1< )'.I)l .'iI·ltd

FEDERAL HECTION COMMISSION

;',l.:cnn: 1.1ltJ to i ts Ll~·- .1..1',.::;, t11·.: (Jo"115 of 'l'l'i~L Cll~C tc'

"d'-!"."l'lo:) ,J :):"l.)(J~-':~:~: c()n.;~;:.;l·,_~r~:. ':.'i~h :',.,\.1\'1::11 a:l~l St:atc la-:.'.l'!~ i:~'

~~:1!~t.~1{.··:":1.:1r;;. c;~- :)~)L.i.~·ic.. t1 (:'~UL:._1Lil.l11, Ll) ,r~lt:l~ CO!1t:ri;)llti()llS t.n.

;,()tj ~:i.C:1 i '':d1:~i Ll:.t'':('~), ~~;~ ..J L~' 1-,1 L~.:\..\ .1:ld d.L:.:;1)ul."S·.~ C:'lnds ill ~';l::'::.)

t::t~ t:,,-.'C) :" • "

_.:' ... l~ :";1 :-" ' . . ,~.

I ~~ ."

..' .....

j\ •

m~POH.fl' OF '('liE AUDIT DIVISION

ON 'fIlE

'l'RT~:·J:;l'OH.'['Nl'lON POI,T'I'TCA!.J EDUC1\,rION LEAGUE

'i'iH~ 'li.~dit-. cO'....L~:·,~d l'lw pcdo,j ,lanUCll'y 1, 1975 tlll:ou,:;,

:}:-~C('r:l1..",,::J~ 31.,1976, the fin,ll c:() ..... ·_:r.l'J(~ ,I.ll:c ot t:he cUl"rc~nt rC;'(H":

filc:(; 1..;': tiw COI::::l:i.l.:.t(~e Zll: t1w t.iln,~ o( L!l'~ auc!it. '['he CO!~.:'1i.tt(.:,-;

I-(:PC':"~:\'''': Zl 1.)(;'-;.Ln:1inq C;1~!1 ;)~ll~lnC(~ \"It· ,1,:jl\l;11~",r 1, 197:" of ,,"~"~'t '(\' t •• ') '.~. 1 '--, .-•. ' .... 1-'· ... r-' ...... ,.~' ()l '/ ll(".·~.· .L.:")] ~"'.-)'"";l''''' 1'; l., .. ,-·-,." .1 ......... ," (J ••••• , l.():_,l •. 1.;... CL1. 1 ,_ ..J f-l\ ••'/uU, l. \), ,-()i-~...... ~A"!:"~A"(,.1..l.All..,,. ..:')

Cl} :.;::,L3·~I,()·~7.]::!; and 311 c,n,iLI1\! c~l.:·;h ~J.l;I,I!)CC~ iJ!.:: l)(~CClnb~~l.· 31, J.):."-~;

() r ~; 1 7::~ , .; f) {). .~ () • .

'j'!'I:l, (liThe Committee"), fon:lC'l-ly knm·;i1 'Clsth~~ Train:"':;:"l";

PoJ.i t:.ie;l1 ;·:dlIL:.::1 t ion LC~,i<J\.I~: <1:;soc Ll t\2d \'i i. th the Bl~othorhood:():= R~li.ll~oad 'i·;-,l.i.illOcin, has1Jo~.'n in OP'·~l-;li:i.()n unc1Qt' the nZlme of: '.i':)!:L

:.; i. neL' ,T,!~U:l I:',' 1., 10 G9. It: rC<J.L :-; t'.' l:ed \': i t h tho c.s. HCHiHC 0::

1~\.~~'''L~(''~-;(:,1~t.:-lt:i.vl~H on ;"\i:)1"il 17, J.')·l:~ ;ttl\.l i:; u. Hllllt.i-cu!Hjit~at'.)

(:ommi t l:l~,~ <:1;> do Li.nl~d". in :,C'~; l: i.on i!:1 l~l (,,) (4,) oC 'I'it:le 2, Uni t e'(: ,

~)tZll:cs Cod •.'. 'j'he COlllinith~'~ m.:.lini::d.n::; i I:~, 11<.~.:1L1qu.:1rters in

C1'2V'(' i.~l~1.d, ()]1 i ().

. 'rh.i.:i· report is b.:1Sl2d upon .:m audi tof the

'l'run s PO!~ t.:t tion PoU. tiC~ll Ed lICu tion I.e L:lq uo(II 'I'PEL") unde rt.:.lkc:l

bv th(~ :\'.H.lit Div:i sion of t.he Fc:der.:.ll i'; 1c:ction ·Cor.unission in -.

a;cord.:1llcc with th(~ Commission's <:mc1 i::. policy to determine

\·:hcthor ::':10ro hLt;:i been cOJl1l'li.:mc..: with tlw provisions of the

F.:<;el"'ll z:lr::ction Ciunpaiqn i\ct of 197L, il:~ am0ndod (lithe Act".)

'1';1\.:, <lU~;.!:: '::ClS conducted !)I1J:SU~:lIlt to ficction 4311 (.:1) (8) of: '1'1.::.1(:

2, Linit·.·:.: SLil!'(;~; Code, wh.idl dirc::cts Uw CommiGsion to I1l<l}:o

rl~om ti:::c to l..ill·,(; tludi::s Zlnd [1.(:1.<.1 invo:·;t:.iqati-ons \'lith ros::c c ::'

l·.o n::)lj!~,:s i111'i ~~tutomonLs filed und..-:I- Llw provisions of "tho .:.-::'''.:...

..'C
-2-

10 \ ••• : .. I

Committee during the

II. Ch(~sser,· Chairman

:\ .

;':"l~t:iun 1.0J.3(;\) 0':' i'it:1.(~ 1.1., Code of Federal

,- '~:l,:ti+():~::, :~~,~1~(~~~ t~h~L ll.LL C,'!:~_:·i.lj~l~'i.",,),:..; rf~cc:i·\:l':\! :~:' ~l

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c;:.: .:'~1.L\:11 l:'. : ().~ :.(jr·..., })'/ ~.:1,·1 t:l:~·.~:~!~·;·t~J~ en: h.i.f; :l<.:c:nt V\>·i.t:1.in

(>; L;:,~ ~.'.!.·l....:,;u:'c'l·I:: l"(~(.'(~.i.:)::. ::::. !·c'o;.

B. t-:. ".: ]>',' l"f;onne 1.

li·:l\.~ pr.incipal o:::::iC,~l":: of LlI':

!)\'}l~io(l c<)':I.."lr't;t...l IJ~~ tIle ~lll<.tit V.l'(~l·L' ;·lr'. :\.

~r~l..l r-.lt~. ,Il1l1:1 H. S11CLJI1C\Pcd, 'i·rt~u~~urt._:l-.

11'11 i:; .ludj t rcpol"1. i~ b.l:~(~don documents <llld \"od~in<]

p;lp..:CS :.JllPl-'()!·! illq each o[ i.t.s Lh:Lu\:ll :·:t.'1tcmcllts. '1'ho}' [arm

pal: L ():' the' I"' .~;oJ:(1 upon \·,11 i.eh tilt" COIilI:\ i.ssion bilsed i Ui decisions

on the mal.L.. ,!':: i.n this n.'jlul:l anti \"Jcn: availaule to COllul\lsslolil.:i"s

and appropl:idl..l: st.:lff for n::v.1. ....·\\'.

J t j:~ L:,,: u;d.nion 0 f t':l'.~ ;'\Ih: i. L ~_; I ,II !', b~l~)cd upo:-: e:·::J.min:l :'_ : ,.'11

of .l:1ll~ 1~"P()I·:.:, :1:1(/ st~lb.'!:!(.'::'::; ;"j It--.d ,111:1 l.!1t.~ rccon.:'s prosentcl'~~:

thaI:, t::·:(,:(·:~:: i'cn" th(~ d(!fieic-:!cL~~: nol·'" b,.: ! 0,';, the rcpol'bJ' ,1!~::

~~t~lU~!lit:l!t:~; l): the '1'J::lnSi)()I~L.-d:.i()n :)oJ.ii.i(;,l.L EdllC:lt,ion League [':''.,1:-.1.':,:

l-'n~:-J,:nL t'!1<:..' :"in::mci..:1.J, acti.'.,!.t';, 01 tht~ (,"lliiwittce far the pel::i.c,:

C()\T'~l""l."\.: :...../ L::": audj t:. Furl·~lf.'!:-, l\:·:C:.. ~!Jt I ()l~ tIle fil1<.i.ir'.. qs 11otec:

;JL1 l{J':l, n() :al.~:·_·r·L.."11 pl~o1)lc~!:!~; i~l c('~::·.:).1.yi:)(I t.-.:it11 the I-lcc~!"~ral Elr.:C'"~·..i\.):1

C ..::l::'.l L':.;n :\I_~i ·":(~I:I.-: ll.i.:-iCl)·.."Cl·f':': .. I ,_!ur i :"t!__ ! 1.:1" C()lll:Sl~ ()f t~lC: l11.l(1it.

Th~ .:l~:dit inclL~'.:cd ~"j,:h t,C:Jt;: as VQ.l:ifici1tioi1 or to:::l1

l-l.::)or Le' ..! 1"('< 'i~ i:)l'.S \:lnc1 c:,:~~cn(li ture:; an<! incHv.i duu.l tr.:1l1sact.i.ol1s

I· ...:·,;ic:\·l (If rCI~:iJirc(l ~3tll)!)()1·ti=lq dOc .... l:nt~~l1t ott L011; u11aly'sis of COlri:~:2.~:.~ I ••••

c!C\!Jt·.s ilild ();.J1.i'3~tions; :,111<.1, suc11 CJt:l1C'}- [Ju,,·Lit 1)rOcc~lll11:es as \!~., :~~,~\,:

!1t~C~C~:"';[j,:\r'/ U:~\.;t.:r t·.l1t-! CirCll!:l~~ t~lj1C0::;.

'l'i'::I, is f:inallci'.:lll':, ;:ldminist:c'l'cd by a National Commitb:l~

of which tilt: i'I·..~:·)idcn·t of the lIilitcd 'I't-ansport<:ltion Union (U'I'U)

SCI~Ve~) a;.; Cllot i '"::l'.ln. '['PEL i:J. fi.1I.1nced by voluntary contribution:;

from U'l'U In(:l:I!JI:i.'s ancr' emplo,:,.~(~~J l:hroueJh payrol.l deduction plans i'.1l1d

b~' din.~ct ill,lj'fidu.:ll contri.;Hllions. 'l'lw e:,:p(~IHliturc of <111 'l':'i~I.

fund;; is sull jl',;t to apPl"nv.il or the :-Ja't.i,onnl Chuinn\:lll.
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'l'hc~ U'l'U ]1)(;,11, tre<:\Surer deposits 'the:.ic'func1~:j into <l lOC:l1 union

treasury l'dl1l~~lcccmnt <lnd performs a reconciliation process to

dctcrmin., \'lh(~thl~rlhe llmOll11t (s) recci veJ COl.TCf.5pond \'1i lh

deduction:: ~IU thori;;;cc.! by e Llchmcmbcr: 'l'he slltJ~;C'c-1ucnt tl-<lnS fe I~

to thC!.U'I'lJ I~j,not qcnc~I"<.I'Lly,.madc,for:.:lpprox:Lmdtclyanotlwr mO:lth.

'1'ho [~1I1d:·; Lind the rcconc iliiition:; Jrom a] 1

l::Ja:i::-ticipd! i nq loc~il~> lire ~ICIWt:ally r.cc•.~i.ved' :it. Lil'~U'l'U

Intcrn:lt i flll:d. 1\(~lIdqu<lrtc'r::; iJotwel::n till~ :~Oth (lilt! :hth 0'[ t:.h'clliullt.:l.

At th i.:, t i :II(~ a s(::concl n~conciliat.i on pr()ce:'~j L:; undertaken and 0:'

U10 L:lst '..:tll:kill\! dL1~"()[ ,LlI'-' !i',onLh,.l:hl!.'l'I:El. Cunc!s"are deposited

into thl~';'I·I:L.l:0posit()i:y. A:; ,.r,...·:;lilt, four (4) ,to (~lcvon'(ll)

\veeks h<:i'/,.' 1.1psC'l1 bi..::l:·..:con the Ulllt~ of thciniUnl.:,dcposit Oft:1l~

funds at t lll~1oc;11 - l '~!·-!I~1. - and th,' :;t1b;'I~ql1(.~nt 1:J:,lnfj fer mid, ck:!jo:,itinto the' Tl'!':L dC'i'u:;'itory.

'I'll,: method nT tl-;111::n>i.tt<l1 of thcs~! conlTibutiOl~:;

~l'llll a cO~·;l"in:_;1.!"lli.: cl1 :·l1nri~~ i~l~;l1".\ -i:: lr.i~:;C;ll;~~-i....\d l)(~lo"'J .in r'i11(~.in~.: :'.,

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coat]~Li)IlLi(J:l:~ r,'cl.:.i.V(~l,: LiI:-t)ll"i1 j.> 1011::; (1) <lild (2) within 10 dol','::

of th'.Jir II·'>']i'!:. \\'i.l:h l"(':;p':l:L 1(1 plan en, !.:lv.' l\udit :,I~<:lfJ_

n::CO;::i:lt:n", ,i Lh.-lt the t;'j'U Inc.li LI' ,l:;urecs b{; rC~l:uil',::dh) 1~\:.;m,U::-__

that l.lL)!-' i')!l of 'iTl:L c()ntl.-ilJul:.i.ol::: via se:),il~<1t(:1 -Clh.'l~J: p,l~·:;blc.<!:~;

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tltnl\;qrl :'l,:li;; (I.) [md (:'~) ,:U-,' no',,; i" ..·.i.llq (k:pO:iit0d illto t.h()'l'j·[l.

,k!po~;it:,:..,: (,n ,1 \..:l:,~~:l" ba:;i.s which complit'f' V:.i.Ul t~ll' I\i.ldit sl",~il: '";

rc(:~c~:rn~·:.!;~t: t L i ()11.

i':L:::: j-"'::;iJC:c!: to Lh" jlk-,rnb(~r \':1';']:011 D('duct.ion .(11a!~

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:\~n '" : i '" .... t ,.- P.:.] J " I' , . .J ~~'.• ,. 1~1C .. ()C~1. Ll·C::l~~tl!·....:!~:; '..J('l~e (-t •• ··.:l:~t'(~ t!l,ll.:., COlnH~(·JlC!.:~

····L :' It" "'\'°1' -'\"n' °1lo ,,,,,,, t- 1 ' ••. ... '''~'- 1:'..1'.: .!,~, J.j 1.-' ;).1. ...L!1\;, t 11,1. :Ullt ~~ :::~:~)t I;U ~·;c't)dr.:ltt.~d ,f:~{·:.:

Ull.1,(~~1 ~l.~!' ::3 u::·t,.,:n ,4~""'("1",1· .. t r"'{)~'l tI!t' .·I"n1C.J":ip.· ('"'-It-'~it'rc' b\' r·.··"q;,·1.~~···

'i':-';-:l. :7~:i:';:: ji:'::'-'·'I:i..:.l;:,"',1'::: ·..'i;l:;":~':ll:'l~'" "~<!t.:]: '~() '~;~;<:!. -t~; l'~tC'i.i'i.·:~;;~;.~I" t:;·_, ,_:".. : \'.' :.t: ()~ L:>~~~.:, :~:.ln·.~ ..; j nl\.~' t·}}I.' 'I'PEL dt::;()·~i~·()!~~· \.•"j tl.l.Ll'l 1.0 ,I:... ·~·::.
•

-5-

"

::; L!1Cl' l Ih"' Co:mni t: Lee hus l:uke:1 S Leps to fully campIy \V'i th

the l:'~COHlI;Il!lltl.:1Lions of t:he 'Collllnission', the l\udit staff l-t'l:ommc':1l!:; ..

th:.lt nu f"LlI~LllCr acLion i.:.~ nC~Ct~~;S:1:~Y.

~,;l:~ction 4:nb'(b) (3) (A) 0: '1'itle 2, united stutt~~,'CO(](~,

in pal~ L prohibi ts the LU,C of: dU(~s, fees, or other monies~ rcqu2-n::i

as ,} condl Lion 0'[ \Helnbc cship ill a Lll)Ol~ aHJ'-lnizution; ('jJ: ,.cis a .

conditioll ,')1: cniployl:iL!nt; or monies obtained in any commercial

tranS~lCt1.011 in connec Lion \·;i t11 an el('c Lion' for Feder'-il 'office.

Sc'cl:ion 114.2(b) of 'l'i~lc 11" Coc1eof I:\)(kr.:Ll.

RC(jtlldtion:~, in purt, prohibih-j a l.:bOl: organi:,:u.tion 01: ;}

C()!-;)o:::1lio!l from 1::':lk i nq .:l c()l1tl:iL::'ltion or c:·:pcnc1iture i.n

C():-::1L'2t.L(;n \.: Ll:11 (ln~· F0 .. :~~ l"lll l'J l~L~ L():1.

tj'!lli ;':t_'ni1)t'rO !~:i\rl~()11 Dt·l::.:~:~i()11 !'1\-1J1

-----------_.. __ ..- - ---'--_. -_._-_._-----~.-_.~--

'r!ll-~ Cur~(~~; ~J1.1t. =1L~C' l·l:C~;_~·:... · .. t L:1J."C}uqll tIle l~l~IUbcl' 11;Jo/l:O't 1

(:(~ ..:uc l:.i011 p lun ;11~C l !-.liJ:;mi t b~,i ill 0:1,: c:h.:ck to c'1c11 Vi'lI loc;,1]

t:r::~s~lJ:t.:I- }J~. l.'dCll L)r:l:)I()·.:~J:. l.i~I:::':.. ~tld i:l til(~ ch(::<;J.~s ut.'"c~ il!:~ounl~~

':lUt:l0:- i.::c·d JlY t..~:lC!l L~:~li).L()'/l_!\",·:~l'_·i:~;-"·,,,:,:,~ t(J b·.. (ic:ductt~('i [.t:0111 his

c~::~·n~.:l~.::-i I()!~ ~.iUC~:l .L1:'..... i~l~; itS .in~~l:l·:l:1C\1 })1~(\~.1il1n1S, local ,:"ul(l 11~ltic\:·:.1·~.

du('~;, ,Hid 't'1'1-:1. con~:l-jb:lLiOI1~;. 1;:"):1 l-l:':I.'.Lpl~. by tile U'l'U .Local '

Ln~.1.··.li·"J·, ! !tl~ rl::1d~; ~1:',~ ,k,:",;;j l.'_': into t:h •.:! C'i'l; 10Cul Ll-~~"S\ll·:.'

1,·)",\~· . • ... ·'1' l \ ,-.... ° '\1 .... 1°.,'." \1 I '-r'" 0'...• t r ..... 1· .. ~I' '1'· .} l· ....I'··1 ; .. ,': .".1. .. dL'- \1, •• 1.. I .. l .. ( Cd".! I l.,,,__ 1. ...,.1 •. , ..... d.' 1", COl1'.d' .....l.. t co ~,C ,,' I ''',

if L:~,' ,-,!I':;I:lIL:; r.:,::c:.L':l~,1 rrO::1 t:!"!.. :.. ,!::.:l('C-';' employcr"- .:l:n~ con:.;i:.;; -i::::

':o:.Ltll t1l\.' d:ll{)U11tr: !::I~C ~l I11nnl..l11'.: J)i.11L~lq l)ro\riLlc(~ L:.: L11l~ ,n,J~:iC)1.'l~~tl

L:'l':;. 'i'~1 i.:,; Il.i. .L.1.L::.j shn'.':.; :d]' (!l"!~:'.':. ~()Il::; (.LnclL:dinq conLLlbill:.i.o::,:

to'i1i·;:L) :-(1j- C'iJ\..;!l !11t..:::1b{~1". C;'il~\ !(~c":l;.; a 1'::5 0 rL:cci··.r!,·~ dlr(~c,t

cO:ltJ--;':.\t:l jllll:; t"t,~::1 :::'."::::.,:-:: not. :.:-:1·;-t',!,:it;al:.:i.J11} in the puy:.-o.ll.

l;,,",!uct'il';l !,l.m -..:llLc!: ;11'l' lnc!.::,;,·.: 0;, i i:'~ U'j'U ;;:u:1I:hly ,billi~1(1).

l.i:'()!l .:..~·;:.:.:t'~ !()ll (): : h_~ l·tIC"l;~>,~"i~Li..·~::.i.():l i·~4CI~::'1~S~3, tIle l)'l'(j local

f.:r(~ .. :.~···.. :'::' 'I' .:! .t'.';!; \::1 c:-: ,,-oJ: PI t':"klh 1.!..~ ::':J t_.:·' ii'I'ii r:~ Ll) L4n~lt.lO]1':11 i!t~i1l..!-

l~U~t-:.:.·_::.~ 1/',r- t::l,: ,~lin()~ll:~·(:;) \:~~ ...~. ·:·:~i .. .L~) Lh~_\ d::t()Unt(s) l:\.~cci\:c;.·:

Jl..': ~; • ; ~:: : ~-' I '. '.. ,l l. U:j 'I.: l: : .i. '.:' n l!11:..' ~-~ •

l-;'()ll t·r.:c,.:-i:)l' of t:i<~.:.:"' C::':',' ',:; [1:01~~ t11\~ loc.:ll union

t-l-'\':':'~~"" ,:,".·('j~!:lL:·~ :;: Ul':'l: lnt·":·!1\·.":.:·~: '.::.~"l i:''':.1\.:l:'U~1r.. L''.:1-:; d"~ih.'[j.Lt~.i

:.:::.. l~~:'.:,,_"~::; i.l.~~t) t:L ..; 1·'.i"~ J:~::!..'~-!l..l~l .:,::.':. L!t:~:)o:;j.~-O!:Y :'()[" ~jd rt"':)kl.· ....~:·L::,p:

~.:"~.~~,.:: .. ,; \,'(,::: !I~~-.j_c'~) .. 1 .. ;l.~.~.:\.;:!.: " _·.,::.:i L1.l1!-.ir:n pr')Ct"':3!:i. 'Pl1t.... r·(~,.l.i:l ....

t-:-h.: : ":' :~" :to"li:·lt·.L:l.: ~"\';)"~~: :;h.·:1L c.:!-.::-::.~ "1 C:;,:IC}: t),~l\.·,::,l(, to Il'PET., rc~c

~::.' ::"'~\':::: i," ..!:t,.- .~::.; \: .:_.~':~-;1.:.:-: ! ' .. l'-:-~-,\:;~: Ln~0 t~:. '1'Pl~!, t;r.~;.\(:,:·:i~-'''':~·:·....
"••• I

I'I:.

~1i:lt f:r1l' ~):~~1c::il~"'... ()L (")',", :-Ln-.; ;.~:~\..j;"i,·~~:,.~:-j ()f C();lt'J'i;)~~~'"L\):1~; t·~)

1ll:'i.:il ft~{J::l ItJl:a! ()r 1"1 ... : l(:.:::ll L"'l'U i:;:~():l ::i-L":~~-;l~L4Y r ~:1.~ ..; Ct):1~)t i i:Ht·,-.'~;

;1 .1(1.1:1 rlU::~ Ll~ .. 1':':\.':1"".: '::.:"~:~ (!~~ 1·';1\; L() \1!ll:L f()l- L.l-!U:';·::' :~~·~:.:~t·h.: ,..:::.:4.

'r() \..~(~t\ll~nli.n·: t Ln (~:~::'cnt ()C t:1i.S l)ract~.i.~;:.:, -\ ~~f,.li~i:)l\.:

t)~· 133 l<)C;lls ~'.'_']~j \l;:(·i··::~~. 'rht..' l.·!~cord~~ ;-l....rallt:~)l(: [C)L'" (:Jilt" l~·..::vLc:·,;

C<.J!1:~;i~;t.I.:(! ()l: l~h,.: 1~~7h ! i l('~:: O~~ t11~ 1'33 1()c':'11~'j il~ t:1C~ :"':d~:l:)I~ i nclHclil10 l.;11.~ 1:"t;):i.l.:1l'.: :.:1.1'1 i.n(~;~ anll rl~llr ir.tc.Lll.'ll ,::td ji.~:·;~_lH~::11t ;.;i:,,~,.~t:::-!

\.:11 ic 11 r.: [It:~c sl H) r t. ....ll·_:~ .:~ I): ()\",:.r" ;1 ..J\~ :-; i 11 .:.u::c..")un t~; f(J 1..·.·; ~11:\ h.'tl 1..>"/ l!: l~

]oC,l.l un.io~1:; tu UT~i. :\:: ,:1 J~'~:".;l:', ·,·.'C~ dL;t.Cn".ijh~l,l tlidL <l l:oL;IJ. 6:-

2B ~,1101_·t~ll'0:; :-;:U;H 1·1 1()l:.11~; OCI;tll"l',.'\.l \';r1(~Ct~ CCllt:L·jl:1.:::.io~1S t() Il':"'~~~

'::"rc invol':'·',:. 'l'l\,: :;;11"'\ ;l.!l':·; ;1:"')\,::::',"': l.o $:~I:LG·l i" totil1 dU:'i::',:

IlJ7(; l4;~~1\'j.L:i,..: ~-n::l ~~. :~:'J ! () :;~:~B. ~)~-, 1)('1~ 1:t()11f:l1.

-fjFt;l'::llcr, OUI' l',;viow of the U'l'U hCi.1dqtl(:u~t\.:l:S .:ll:counl:

,! i.:,;c lased tllol t ':1~1,1 i.n, :;iI0rt<1qo:.:s Ix) t\';ccn the ,:li:;oun ts for':;,:!I:(.!ud

L~' 10c<11 un j til;':: to U'i'I! d::e.! £1:<:.: il1ll0unts bi ll,~d to the local l!!li,(':~,;

!I'': thel L~'I'U l",iL':\ l:,u:\t.h .,:" co'/crc<t throUfih till: ll:,;C uC t;:'~.:lS\.ll-·:·' funds frc.m ll:o: n"h<JJl.t1 I"j'!] tr'~::l:-;ul'Y .:ICCClunt:~:, unliJ tb,: 10c:!1

l.l:Ci:l.~';Ur.Cl~ 1-c::i:it:.s ;'\:11 1 ::: !.u CO\j~l' t11(::n t~1'_-' [ol.lu·.:inq 1:;ont11. 'I'll..:'.;c'

::hortLt\jc'~:; n):i~;.i:;~,\l:, ;\' lr:~l~;t 1.1'1 LJ;:xt, O!· cOl1lJibuLiorls to,TPE: .•

'i~hl.: U'l'U III :~l;C::t-"l~ (,t 9Li! 1 i i: ;~-j c::·:pl,ltnl":d lh;.... t Lii'~~~C: :31:~.L·t:i1.~:es

(JCi.:tlr \0.rl1(!H :1 1CIC \ 1 L \~:1 if J: 1 l 1"~ '':'l.~j 1'-':" r !:1~11~t.; s ,1 1n:1 t.11C~Ela~: C':'ll c r 1·() 1- C:1

his billin<.l :,:';,; 1-"i")\'!:: l·,_,;:,itt.i.n,': UK' t.ot,:11 1.'1.:1:' L:1t:: l.:'l·C bil.L.Ln,:,

!Jut clol:::; n,.)t :'c'!::J,l 1.:1" ;'1;11 ':\:~lount.

OUI' n~\fic\'J of Uw rtll1(!~; ol-the [i\'l~ (Ii) locLlI unions

llot.cd in 1'<11'\' :\ a})O\fl' d i :,;closl~;J th:lt. on OCC<1:: Lon members L1n~ in

c1n~C!(11~:;; Oil dllUiO!7L~(~d d.~duct:i.onsl:17om not \voI7ki.1l~1 lllll:inq the P~l::' !-,l~riod, dut.! to: l;U:~!,"!l::.i,on, siC]:lh~:';S, d.L:;'lhilLty, ft!l~lou~lh, l-:ltC.

Tile loc,1.l Ill: i, 'n':; tl'.,'~I:;llre17 covet-:; these :.:;horLl'jt!S of deduct.ion~; (includinq Cllllt.l"l.bul.illll:; to 'l'PEL) V: dl~mv:Lllq Cund:; l"!~()m Lho loc.::.},

\1niOllt.n~i.l:j\II':". 'I'h(~ il:,i1.'liduals ev.~ntui.1l1y·n'I);1.i,d lll'~ 10c::tJ.

union, "l'!'!':I,':: jll\j-t-.i,U!\ I)!: \.:hich l~<:ln<jed fr01l\ $.:~~' 10 :;;L.2S. '1'h(:

Lattel- Llil10unl. n'pre~~{'lll.l~d a r:tl)mbc1.-'s conU~ibul".i.()l1 Lu 'I'PEL boin,:

i.n arrCL11::5 !'nl- l L",~ 1!!',IIl::lS. t\llbol1c;h the.: sho:~LI'J'~:: ':::11.("1) occur,,:c:

Ln the 5 10c~t1,:'; ;:\re lIIini.:n.:tl in .:tnlount, they do l~cpn'sont tIll,! lIse

of union tn'.l:;l1l7'/ fllll'!:: for FedC'l~al pUqlOSCS.
_~_ '.-:: ., 11'" - \.",.~.

. .' . :··f.:dl~}~ :11 ,H!.~\Ju 1.,:1 t.i.o:~:.:

or 1)(.'s.i. t- ion aiid '.

l".-.'{~L:i.':~'~! \.:·.J:~L:: i.;J~1f:i():!:~~ {... ill~U::\.::l

t:~) t-~:'l,-·h {)t· ::.h~: t:1·C...::~:~....(',~).

~:.:·LtionIWl.l.l. of Ti.~::L(~ 11, Cu:!,' 0:

c.~·,.·:~:~.tL:i'-·,;i .l.; l:.h,.~ pcLnL,i.;.. ,-.l jobLi! l,~

~~ ..."' ..:t.: L()l1 ·1 ),~ (L... ) (:~) () ~- 'i' i. t· t\: :.~, \::!: Lt~~~ ~~t~t L·_:;.·3 ('(''1\1(~,

.["c~iui 1:',"";; :1 l.."tJ::(r:~1 ~_ L·'" L() l: 1:;(~1 ("'\~3\..; t~1t..~ l.(!t'ilt i ".;.~atlcll 01:' """~l<=11,

P"'l-:;{):1 V;;:C :1..1::; l~l'!'!tl ("~!!l; ()[" Ell)t· ..:: cr;=1t:l~1.;.nlti()~~:~ :It:·i:;:l;\"~ .. "il".1.~;,1'; in

\.~:.:C~~..:f~~:i ();- :<; q:J t () 1 1:" l"·IU::P:Lt-.t(."~~ .111 Cl c::.llt.'ll'!;.1r" ":·l~~l1.", t()\ll':'Lll'l~~t" "

\',jitll t:.t~ ·:':::'.'~l:;t .t:lt: :.;~",-, of st:ch C()nt:l~.i:-)tlt_i()n~~ anti i·}1(~ c()ntr'i":'; ~,~.

~~':.~~:.L1.':1 1 ':0. L:! ()C 'lli.:~l:.: 11, L~odl' ()C Fc:(1(~r~11 'i~C.~~!,11J.(..:'~:.i.a~1:,

\_;I.:i"il!'.':: ,.:-:~: ..;.L:.:.-~1. !,I,;:",· ():.: l...;~~:·~L::,:~:~~~ n:.. t!h' :ul1 !1.."1n~\"! 11:1c.lt:l~',..::li.;.:h

t·h,-: :.Ji... ~: tl:·-' :~~ i~; ... :l_:tp .. :·:,.:: '~'.~ .:1:1(1 t<:,: c.L~:~· :d1 l t ':; .i.1::_~ j 11 ',·::l.Lcl"l L;~.~

!.'·:1~f~t.):1 i ,: 0:- :)l("\·~.·.. ··{: (.~(. c'l~hiuct:.J ;~'.>:3.i.n,.;.-~s.

:_".:;·i::~: the' l..!:1~1~~!1L"l~ CC.~~::·~~l.-(,i1CC, C");:~::1jt:tC·0 !"'0.L":·~c.):lli;~1

~:~ ~l~~:-.:\.~ :::.. ~:.., :~().: .. 1~",; .. rJ1-1 5:l;j ;)t~:":.'f)~··:'s, t111.~ l~(Jl:·::1i.~_::C'c-, "::.jJ l'C) ~.;.:r:·;::t..lr:l

:c;~- :1· :.--. :.::1 ~:"iLLi.:):.· CO:-:t ~".i:)~::_ ;.t-'l1~; f:'-l">i~t ()~:,' (1) ir:::j\·i\t~~\11.

c~: 1.~'1C>.:: t:l:~.~ C.:()l:;~n i t L:t-'l~ Ilt:.t::; t.:l}:t.~.:1' ~;'t:c~p;;' t.c~ r,u 1'/ C;():1~:·.\,l'/ \o:i. ~:!l,

tJ1c~ C.~()'::·.:~Li.:';_:7j·:)11' _~.~ ~·:.· .. ~i·):1:HH~;I{:.!t:ic:'-::;,' it: i.~.,> ! :lwC~c :\udj t :'-;~:.;l:·i:' :;, <

6:).i.l1i.~):1.' t::..J.:: r:()c, ~-l~l·~·L~.':" .]l~L'lo!l i:~ ,:1 ... ··\~\."\t;:·;:tl·· .....

;···.~l:tll(!:', :;.!.ncc !:he'i'f'El. 'conl·.r i.but Lons t:11-onoh the

r-lcm;)L~r i~.)·.·!.:oll Dc·dlll~tion l']an\oJi.l.1, no\,;' be· trililsmil:.:-.cd'via

sep<1rQtr.J ~:.,~;cj~t;and l1cpositcddin..:ctl'llnto Lh,~ '1'1'1:1.. licpositOl:Y

(as di:-;cu:J::;·,~".1. in i·'j ndilltJ A), 'l'P1.:L :~hort:),!0:.; 'o'l.i.l1 no lonfjcr bc'

c6v6n~i: t::~"(li.Fj:1 t1ll~ twe of nLltin::,l.1 ·In;.l:;ul··'.; CU:l,:l;. . . -, -" " ,.

J)1l:hcintcr:im audit ~~cp()rt da'tctlMarch 26,,1979, the

Aud i. t :1 La:::' , nJCO):l:lll' ndcll ' tha t, th(~ , COIllmi t- tC(~ IlIod i fy it: s I"l'occl'lures

to clvotd ,uti] L::ill'l lIllion 'funds 'to L:OVlJr' thIJ::ilJ f;}101-l:a(jUH of 'l'PEL

cOlltLi.b:lti.:.m:; in I 1I(~ rul-.ure. '

,Tn th(~ r.1.,',/ 10, .197Q '~\I~(:!:'il'il), \'litl1' !1\'El~n~pl'·(·:;..nltative~j,

the .,ltlc!.Lt.ors \';l~rC' .idvi:;ed th,lt". ·i';~:-:l. oTfici... l.:1 \-;(!!."tJ un"'oJ'ln· that:

loe.:,!. tn:<\sur(~n;'\":(·l·!.! co,iC'l:inej n:'-,·;;:!>lJrHlsho1."L1Ui~[; \·;i,til loc.'ll

, trC:~'::;Ll1::> r~ill;I:-3~ !:ll,t.'thilt Lh~ lo~al' tn::asurcr;3il:IV(~,hl'l~n advised

",",to. di:-;c(";IlU.nu ... ::ltidl' Ilt:'Llcticcs.' . , - ",

"

'........

'-,
lilj':: :'::ll~) 1()'./t!(-' l' _,\. :.(~ 1 -..------=-.- ---~---_._- ..

l:'l'U Helllbol: '1';1'.'1"011 Ut:dllC't. i.o'n Pl ..111 ---_...-_._-_... _-~----=- ..- ....__.__..,,------_._-

'rhc") lJ'i'Ul\ll~l;;l)('~I' ,pi\yrc)) 1. '(ll~dildt.i6i1 'I> Uln·~inc1ud(!d

"lvf~l"aqi."l 'of 72, 1.~n'lII(imben;in 1975 ~111d :11,GS.l;in197{i,• •• , ""'.'" ; >' ,~~,

(1)

On ,1~nll;1l'"/ 1(" J:"'7B, I:h{~ ('0!,:;~dt:t.ci.~ ri-1.(ld an

~1::~,--"~'~,:,,,·1.i ~~\,.~: ()1~L ~·l)r· ,::~1 ... nd:1L ~'(\':1r l'.. 7(i ciisclc,~:;i:1~'~ L:!;!lt:l:-.i.J)'il·ti:Ol~~S·~~·

)"'::'C .'L'.... c:d t:1:"r.,u·.!!1 tht~ n~\._'ltlJ)Ct:" i; ...l··.:l~I~.J.!~. ctl.. !Ciur..:t.l():l p1.~lll fl:OIa ~5'1.6,:

t'""lI":-ici··"J,lt;

•••• £. .;oIl".. , \.·1'('···.-;) , •.J., _ l".'lci'rp('~'t't~ ':~ ._:) _. C'tJ·'+-l·i:,·,i·iol'~ • l • ...- c.. ···('·"-~"-- .. r·(l<.·d• '.\~ltlO-'" ,-. ~~'''''''_'':_' fPli~-~

l"('"''i;'L,--''' ·....·t···! "':1~'- "l ,··jl'·iJ"'- " .. "."lc"i r·,,)'~,·t t'r)!" ('Lll('n'·1·1i..·· ;"'~".,';~ _ (I~. :".' '- __': ,'''' \....1 .\: l-. " .. '- '- ." .•j, ....... "0',: .... _,,- . ':10_" . ~. ..(. _:. _. l.",-, ,;. ,~,,\,·,~":Y.'

] I l·) \",:oUJ ': te(~<"it111~e Cl '-jrO,-lt (1 ... ~,-;..l ();- :ILe •.:~i)arc:l~:l()n L_l.I~1t.~ ~~~_,l~,~~~.."'tll~:~,>:,:<,2';~:,'-,

.:'J(!~:c(:;d·.;JJn ";auld be a m:Ull1a1 proc·::::~;. i'-Jo .::!~:,;n'.::,:d J~~"porJ, ,fOI:;, -"",' .

]~'"", 10"1" ri '1·(1 ;~",-l"lll'l- t-Il'> c' )...... j "l""c ,11.',1 "0" -, :""11'-.t"·'l'1;';', '·l';:·:· .. ·l'(~,~'· '. •• 1_ .,'1,. ••J _ ,1_... • l ... _', ., .. L. t••• ;.1 '__\ ... " "I. 1 .... , .. l.\~ ~1 II ~. -.l ........ :.~.... JOI,t.._·

tll'2 occu:;:ll~i.nn and i'1-incir,al pL:lel.: rJ!" bll:;i!1'~~;S t;:: any o.I: thl.' :i.1{l

cC"1:':'iLli~:.('J!-'; cl.i::.:c:]cs('d lind", I: Lb·:~ i't: "l1dlHl'!1t:~ f1..l(>d CI)J: 11)7Jj~ ": .. ,

:..·.'.;·.:L·(~(J.'lti()!1 ()C c·~":"":::~4!;)~ttl()nf; ;)':. l~:l"'i:~L)L'r~; ,()f ,t_hl::'

. :.·!':\··t,.;" 1··t""(-,I' (::,.i;\··'·;C)fl ~}1·1:\ .. : Ij··t,·-(",~q"""l ·"-i"'1 1 ·,11,- .l'l.'" ,.'L·.n~.,:',"",".~'.. .. •• ,-'-....... - I·.. •••• • - • ~.- ••• - ... ' ••' •• ,1.1.1 ': ~.l, -

;; ·l·(:~::;~.i:~: .l\:Pdl .. ti:·:~'\~lt.:.. HU,..lt~.!'.·C';", ~.:"l.~ .i.11:·0:":~:L1t"i.f)!1 \':08 llot u~~c(i

:.() ;.;" :,:t:'", UtI" d i.~-jGl0S111:~: 1'1':;0;"::,;. H,'II,;", ::C CCl"lL,",ibu,tio,ns

;····tp·~', L·.·•.·:: I ~l'·r)ll ,1 1 ti... ··, \'. '1[')" • - '~'." .(-.; I :' :11-. 1 '1("1 '1' . " .. '.'''. '1' ",. '__ I";.'.,'_L·;.ld,I,,. l.I:.cC ..... :J.,1n'"CrC

1 t:.._::.~.~:--.: (HI tIll"': (\)::1::~LtLt.~(~.' ~j r(~:~~);:t-.-;. \"~L~ r::·co1~i.1!h:~n(lc~d tll':lt tile ~.~:::o:~ :.i.~ t' t '11 •...... , ; .. \1,,1 • .; I , :.,:.~. i·1-. I .-....... ·.~:t ['. , ..... _ ... ...'.... I '- :. . , • \. •• •• \,J ..J ~. •• I •• ; e 1· '-••\,.. L , ~. , • - .. ~_,. d ..1. () .1~) U \.1 t.J 1 t..: 1.) 1.. •• "

!:: ~.. .# (': :~i::i) ;'(.. ,. " ')"ill: ,.' .~ •...-~; '1 n ,) ·~"'··,i ]l)';CI C" 1\1~lJ~l·~' ]'

1.;:-;'/, , .. ' l."Y:,,:,l.::.::..: "':·i'1c;(·idl;...·:::·:~':::: :":i;:'i:O·::·~~,·tl:::~tl...l;" ~·I.:;~;/l.'j';,(:," ::,

;.! ,,!,.j. :'.: t_~~)!Lt:.ri:ju:-.i·'''~·; ~-~"'()!'~ ,::; :.l·d_ L.:.I:·.i:~~.:"; in t 1~~: (":ll:)l()~·t"~~" .... \'~'

:' .. t· ;-~')!: \:'·.:~tC:.~.l;:·: :.;~!.:::. ::t' :::':.1::: .. : ~-t·:)()l~t- ... '..:'"'j-(! i·~.:\·\.i fc'r

'.. ':ll~::~: "/":1' l·~~·-, ..

I\l the c!-)11elu~.io:1 0:- :'i\.~ld\"'Ol:):, ,tht~ 'Colnmi,tt,ec' ~'::<l:j':':

~··,,~):l·-I·'·l"''' .• Y'l~' 1 t·,....' .. ····y '1 c·,'·"("t··""\··· r',...... . :' ~. -{ •.,~~,.,~:', ""~,,,'t ~'b t" 11"'~-" ..(,l;.L,,,.;.,.l...': cl cO'..rJ.l.,_'.1 ••Ct.o:>.•.•.,-,~:.t .1!.' dljtjl.e",:<, ... :L1'J...CC .. 1..1 U 10!,;,

l:',:lcr..·i·s~d UlJ:ouc;h 'the mUl1lbl~r 1)3'.To1.1 c1odtictio~1 1)1ni1.'l'hd','

C·O::·.;)1.1 teLi:,:-.:·ds~~~~:;·tcin \...olI1 d CO~1 t;lin inf:ol~~lat ion ~~ol~e:ll(!nd.:lr'\'e<lr , , . . - . ' ... " --

.J :J~; ij ~1:1\: L.tt.':' I" • ,"\ t th ~i:; :(:j.l:1<..: '..:" )'(:'.:on':;lCI~(lc(:tothe ',Cbrill~i t tc:c' ,

-(!1.lt :l:::t.~:l~·~!,~:;\.i r:~~i)(~r~:~i L,l.~ :r'ilcd iLc'::liz'L11<.j :111 \.~on:~r"iljl1t:.Lo11r;'~,

~i<j';1:i'::\:,'tti nq in IC·:·:<:,.:s~; of '~,;1 00 fc,," Lolh·co:1ll>:'-:;;:u: '\:(~""'1~s'>1975 und' o ,_••, ,.~. >~ f.' ,

1~}/1) .•

"t'cstlnqoT :E)'7~ 'Coll't:r{buLion ,-ecan!:'; rc1atinc; 'to

tld,:,; 'n'Lllli IIdi.cat01i" th.:.l non~~ ()'f 't:lw" (':olifribution~;.-ce(!lv0d

li.:,ltib~:c:'n i t',"lilb:e<.l .oil ';lri"/C~)Il\!tIJ'U"("~ d'i.sclm.;m:e rC;JOF( anli \hil t i~ ~.

,,:'cin~ ....11:1 i)(JI";"nT;l':;C' (lcs~; t1l;m L~)orth0 fnd i\·.id'llhl'::·'l·~i1: ttc.i.p.:ltin~!

'i :{' ,(:1(:' j'lLi: I h~iti ',h1.,~lc cOlilr.i: bu t iO:1:'; tHl9 rL'iti iit~i n~l {ll:t::·:'(~ci;s',o'f ,:,$100 •

:y' si.:!l:U :ll" '!'.c':: l: ,'las not il(:rt'or.mccl ~:oi: 197 () sirlce tht' Coltuniftcc ' ,",

.,'s't'u t~I.:';! 'tili! t t.I1U 'OL)(:l::1 t: ion ..... nd ::e r'o:: \:ill':! 'oTtl1o II1a:1 '\oJ,ls.,th(~ ~.i.:m,e·~' i 11' b::J t:l ~'(:<l t'::l." . -'. . . . '... ..._.".
1:1 : '::•

1.::-:/ _

I • : 1 L; '. :: i.'~. 1 t::~· ::' I, i :. I 'I ; 1 L' It..:

" In:: i.': > "~~'.. : .:~' "'__ "';':1 :.t.l.'d !.:. .•

. , . I 1 .;. , '.

. , .' , .,~ :.: .. . ,. : , .. . ,.,.\

-9-

·In L!l(J inl:·:~r.i.m .:tud.i.t r0:')()l·L d;1l:(~d 1'-l,lrch :~i), l l!'7",

t~h,.! i\lld it·. :;L:;lfl: r<:~C();';l:"lld(!d l"l1~lt no rtu-Lhcl~ .:1c::ion be t.ikcn \'li::1

t:c'~l)(:ct tC) 'j';'EI, ' :; L~)7r.,-·I(J r("l-)oi~ts. ll()'..:t';v'cr, l:b.(~ t\'Utlit ~~t.;tff c:~,,;

l-C)·t..:()::~~~~"u'n.li th.it. thl..' \"!i..~(=l()~.;nl""· of c():1t:r"i1:;ll::CjC i.lIforlu;ltl(H1 ~)11()llld

I)(~ imp)~()vf.'d in 'I'i'I:L':..; t"11t.:\\I"C! I·CpOr.ts to 1:iHJ COl1ilnission.

;".'~' ion ] 1·1. r·, (:;) (2) I) f 'j'i;· ~.' 1 I, en' !,., !):- F,:,:....: ~·:11.

t .. • :'lI,t~-i{·~::~~.;, :)t~~.~;~!.!)~.~:~ .: t.::' ~:- c~l~\:::;:L:.."1fj~nl, ()j. C"t ~;I..':J.. Jr:~tl~

~>-' :-'. :~:~- .. : :-L~:::: \:.~;~ ..... : i.;:!,..:~: L':' ;t ] ... ~: .. tii· O!·~::u1i:·:1~.LC):i Cl.·G::l

D i. l~~~C tint!i vill tI'l1. Con tribu t ions

In 1·11(' ..101'/ la, .l.~)·i') l;·.'•.'U.ll'J with the :\ur1Lt staf::-,

'ri'!':L l·t~i};·(I~l..~lll~lt:i~..r\:s th.!'.:.i :1c"d l:llat ~::l'...: 'j'PEl, c\)n:1)tlt(']~ f;Y~·jtl\nl !l()\".

h::l:3 Uh~ cilp:,ci.l.y 1:0 )J1·()·:·id,.~ fOl~ .inl:c~I"-COIll:r.Lbut.i.oll p1.1I1

;1\:jc:;l.·,~~...:;t1L.i(Hl. ..\.1 :H.) , 'i 1i ' i-:l, 11tlf'; ;lq1'·l·l~(! Lc) i:)l~()':i(lc n1C)L-l.~ liC~t.~lil(~~(l

in j-c:c:n,l:::.i un ill d i.:;i~ ~.o:; i.ll l.! l:!t·,: contr.L!)utoJ:s' occup;lLi UlIS l1nu

Pl~.i.lI(;.i~)cl.l !) l."lC'_·:; of: 1.11:: i Ilt.':;S in its :"u!.:nl"l: n':.>CH~L.:j Lo LIlt.:

COl:·,i:lissicn to ,"ul r.i..! 1 I il,~ l"l'(;u.lal:o;·'.: l!,:flnitio:1:, ::."t COI~t.h in

11 Ci-'!:: lOU. 11 <1111: ] Oi). I :.~.

Gcncr~ll'l, direct contributions rccaivcJ were

itami:~cd i r the conIJill\lti.on \v ..w :n.OO or qreat:\.~r.. The Cnaul1itb.'L'

dLd not. ;J'!'lI·(~,!Llt:e mull ipl.c lUrccl: c0ntdh{ltions of less than ~~l\Hf.

fn boUt I ')"f'.) ;lnt.! 1'l7G .11.1contribut.LollS itemiZl"!d on Conlllli ttc~~

d.L~"jch):~Ll!·I·. ,·!·porl:: I-~::;,lltcd [rom dLI~uct: contribuLions.

liddi Li(lll,ll tcsti.nq irlClicilt:CS th;.tl: a porti.on 01'

thl~ conll-ilJuLocs p~1rl ici.pi.ltcd in Iilor.(~thl1n OIlC of the ulJove

pliln~;. I!owevcr., t.!h~ l;0l11mittcc m::tl!c no ::tl:ti..'::lp'· L()l1(Jgre~;::tte

cont:ribution::3 froill OI~C (1) inllividual n)cciv(~d t:hrouSlh more th:l!1

one (1) contrllJution plan. Tn addition, the computerized Sy~)t(1::~

ullclel~ (h::v~.llopll1(~nt ..1t lJlC~ t:inl<! of the fi.cldwod~ did not proviLk

for int(:r-contl~ibution p.l.::t!1 'l'Jgrc~qi.lti')\1. 'l'!w Committc(; \\I<.1S

llt!vi~~(~d of this pLobl~~la in t.:hf~ proposr.::d ;·.i'istcm .:tt thl' c:·:it

conf(~r,::nc(~.

•

.-..

,.!"

-
·'

"

,

-10-

I\H pt"l.."'viu·~~ly noted, ou,' rovlt'\'" discloHc'd th'lt U'~'tJ did

m~, illLI i It ., pay1'0 ] 1. ,!e.lUG t ion plan thl'OU< lil wh ic.:h c:c.)Il1 I" HHtt .ion~

.1I·P 1ll.I.j,· t-o "'PEL. ilo......,~v.·r, L1tu Com:ni tt I'l' aclvL;...~d \w t h,'y do not

~lll ie.: i' non-n:,·ml.h"'l:: of L'.'I", ur c:,:c.'c.:uti Vl' or adminintr.lt i v,~

1'" r :;01111' . I .Iall s tot:::h' 11 (It .r::; () f tilL' corFo.·.l t. ion~; \'1hos<' C'mp lO'l'l!1 .:.

the.' J ..i'·/1 orq.miz.ll.ioll ,··.:j1resunls.

Our n~vi ":/ d i:a:}o~('J that Oillht (8) t'mp1()':'~l':; of U'I':"',

\...110 .II" llon-ml!mLor.: ": lh.. un.ion, malh' c.:ontrihutiOlw to 'I'PHL

th"Oll, jll I he p'lyroJ 1 ,l.·r!:Il:I. ion tJ1an. 'l'h,, cmpl ny.·, .:: C'I)IW i ::tcc.1 of

s,~vell ("i) sl.!crcta,'i...:: ',Ji'J,-' helel l,o:~il:.i()I1:; \...ith tllt' V;ll:i.OUS U'I'U

SLill,' 1,'" i s]ativ(.' L~nl-d:; ,md on:' (1) Bl!Crotarl' \...110 held a

ro:, i 1_ i •In ,'J i Lil till' C·: H·.· 1..1 1 (;01...:1 i l. Ll!U 0 f j~d i UH Lmc..'IIL:. St'v~n (-;)

coatdlJl.110rs partj (.;ilJalt~d in t.hl:l payroll dl~duction plan from

,lam"ll-':' 1, 1 1)75 tll~"ou·;h Dl?C(~I:lLcr 31, 1977, although one (1)

noa-Y·\(·I:,!J'.a- m.:lrri~'d ;1 ~;,~~ ;;t...}" i'1 D"l~cmbor of lqjtl. '1'h<.' remainin-t

("('nLrilmt.Ol· p:lrlic:l:;.:ttt.·.1 f}"om .January 1, 1975 until :-l.:ty 31, l~)"i:;

\-:lwn :;It.. t"l,tircu. :\11 'J: th\ ~; .. contrihutors submitt(!d to U'l'[; a

'·:l"ittt·n .lUt hori..z.lLirJOl :-~)l~ th,' !J.Y/I-ol.1 dedllction. 1I00"cvt~r,

COil1lltitb'" .,i·:'ieLll.; 'l,:·:i~;·.·,l U:i Lhat t!1'··.. did not kn0\1T ho\... th.'

l".i.,lltt. Pl) 1l0~1-:a('j::L:"'-: 0" ;..:':. b·.~C~'''lL' p ..ll:l:i.cip,1:1 1:S in th0 pay~·ol1.

\.\, .il.'.:t. iii:l l' I 6,.lt\.

In the.!.ll· 1"':,,1 .1:l~ll·::;~~ 0: lh.i~ [j'1,;!:1o.J, th.? Ol"fll.·..., (I'

C o n,':',11 ('OUlU'l'l C"(;':;:ll :. : '.:1011., in the'it" opinion, -1 1'.1':'1'011

l:l'llw""ioll i'I.U1 n· " .·::.1'·;!: jll':"l':'"':j C01,;;nllnil"a:"ion~i i.n th.' n.ll·:;"

(~:' ~l ~; ... )Ii,,~i.!..lti():l, .1~": L:~ -:-t,04 f \r··!, 'LIltj·;I, .1:; ill d!.Jp·!l·'_-nt.. \"iC)! .. lt.il·.l

f,)I- "{~I.:.'pL tll'l con' .~;_~.': :(>:1:; ; I"J;.I non-Il:,>I,lh\"'!"::; \\';:0 "v"olunl.al~i1y

...",1111 ,. i !JU!.\! tI) 'l'!'i.:L . :•.', :. ::1 Ul'" :nyl-ol] d.xla.·[ i Oll nlan.

;\\.."c.~()I·,:i·I':ly, ha: ....·,, .):: ~;~ ..o ;l!'i':"l"l,"h :,jet fot'til in 11 ':F;~ 11·t.L~,:),

,-::,,, tl'! ic"\,.' of n('n··:',li ("):::~:'-~l 1·'·("omr'·.'lhk'd th~'t thl~ con~:!:ihnL.i.·_:l.~

:::.:.h' It) 'i'. ::l, h'l 11",,::-::'':;:.:'.'1-:: 0: I~';'ll f:hn>Uq:, th(~ payroll l.!..'dllC~ LC:l

!'l.lll d: '!' D","..!IlI1.H:'- '~j, l.J:'fJ ~;I;(lu1d bl.~ n~t'l1l1lkLl Lo t.ho conLt"ilJ~lt·O!·:: 'JI' LU:;btu:~•.:·; in c1 :....1:111' I' t.hat ,·,'oull! not iJ"~ ("onl:l'ib\:::':,):l

lll' l~~:i' ·!1..~iturc unc.:·_·l~ tL ..\l."~'. "ito! C'o":mt:::don P"::ulations. 'rho

C,':1l:1:il.l· ...·;;1:-; noU :'i, (~ 0: :ht· I·,,:m:wl'.; 1'l:cor:~.·.'!lc.1aticn i.n th~

;:ltL~l-to: ~'.l·~.!.L t'\'!'{d L \:.~'., ; :'l:t;·,·h 2G, L()·,"".

III l!h-.! :-: _~~, If\7°' !. 1 t.(~rO t.el t!l~' t\": ~L!~ H~~;tf~~, 'I'Pl:L'~~

t ·('\l:;"l!~·or· ,h~\·i~~t~,J ~~:~: t::·.! (.... ': : Llt~,..! 11-:1 .. ! 1 '\ '. ~:!1,C,,·;.:1l.".. '" t;1:1l

'·\"111 ~f ...... ,,"''')ll~_J:il ':"::':)~..-; -:1'.;::1 !1'.I:!-:"~,~1:11~l:1:.~ ("rol:I~; ,'lc~l L~ colll'l·t..'\i

t >.~' __ '~J :l1 ·,::·.... l-:"'ll ...!, :.~ -~ if'~1. ·it!~.: ''"~t).:11~li tl:I--'\~ ,1t~;'J a.if'"C\CU to l",'\f:~~hl

.lll .... l;l'_r.i!)tl:, iC~!l~ :.......: ':. ""'''.~ 1 :·I):"~ a'-)11-ln·.·'\:~:1-,-: ~~ \'iLl l~,,"/rol ll~"~ll<..·~.l,'\,~

...-" .~ '" ;" .' 0'" ,. ~~, '.:, ..l:~o: "', I ·!~·-·i:l.l: I' ~l" ,·o!.i ~·.t;ju: LtHl~ t..':

:~( .. :., ":1 ~. ... (.",~.,. ,..... ,~t' .. t t t • ,. ... . ". . ':'.' "' . . l '''::.. • ol ° \ : ° ••. 1 c;.")t: :.. : '.'y '... : • • ~. I" ' .. I I ••
, .'••••, .1

~"

'-

-11-

On ,July 2, ,1979, 'l'PE1.. supplied the Audit :;\;I£f \...ith

CIII,i":::of cover hJtl.ers und rc'fund checks sen't ton.ilw (9) nOlllI'I'li Ill. :::lht~rs' \'/ho had con't~rib\lted or were currentl v COllI: l-ibut i I1q

1.!l'I'/lutjilpayro11 deduction. Incluc1c(l in the nine· (9) n~[und~; .

\-Jl'r-~~ 1.11\~ nix- (6) ind.ivhluals notcdin our ,revie\'l th.1I \oJerc- not.:

lIt'_~l:l:"~:-:; or family of l!ll'mben;' .1I;d\...hose 'contribution:; had bl'en

r.,:(.:..~j ,-·.,:d 'subsequent.: ,I () December '31', .197G,.'

B:1Scc1 on, the above Committee action, we reCOllllllL'lld tha't ,no

fut:l.lwc action is neC(!SSary.

, )::. Fni1ure '1'0 Disclo:?.? ' i\ C()n~llit.ted Depo~;itory

Section·, 433 (b) (9) ilnd (c) cf 'l'ltle 2, United State::;

Cc>c.:,~, requires t.he COllllll.i t tC!'c to 'fil,~~- a Statement of orq,inb-:';l Ue.;'1

.I1:;t:inq .11]"b;mks \...hL~re accounts ar(~ maintai.ned, and to al:.c:lld

t:1 j :; ri], i:1(:r\\':lcntb.1 t info t'!:I::11.ionchanlJcs •.

1'1:,.;.:1:; d.i:;c,lo~jl:~l.l dllrinq·thc ,cntrancQ con[\'1-t~nc(),"l:h~1L.

'l':'i:l •. I;':linta.Lncda dl.,~ckiWJ'i\ccotmt at thl: National 'B:ll1k in

:';() :' t: II I :~l!l~; a s C.i t·;·, ·r-li:..~:.: ej\.ll' ,i, \':11 i ch -W~l ~;no l:. .<1 i :'; c .I oSl~d ('. i1 ,I. l:.:3

:-:L;iU'j;!·.~nt: of' Orq:l!1iz,it.ion or. ~lmenclment:s t:hcreto.Un '·1;ti:dl14,'

1.')'1"1, 'i';-;~L fil(~t1 iln .n~.:~ndl:\";nt dl:~clc):d.nCJ the.' depo~;j. t Uj:~'.

fi'hl~ .\.Ul.:j t staf~- 1·t.!C{JIHit!V11(i~i thL: C()ltUl1isslol1 t.a!~\~ 11l) :j·'U":': !'l~~.,l~"·'

,I C t I (.1 11 \) n t:h i :1 1~1;1 t t t.~ ,1." •

--------_._.- ---._~ .- ~.-_. -_.._---..

~\"ction 43·\ (i',) (H~ :llh; (11) ()[ 'l'ltlo 2, l~n.it(:(~S:i:.i1tes

Co.;(', ~·,,' .. :~l'I,rcs t.h'll'. .I I;C,nll:11tl'.(~,·~ l'(~!:lort tlle1:ol·:tl ::;Ul:1 oi. ;jl.l

1-' C:;:l;.:~-:~ :1:1i..l C:·::)l~IHI.it:l1]-.~:~ iH~biL\ dUl·.ll1 IJ ,t)H~ c~l.l.L'n~~:lr yCI\.l:....

;::cc::i.cn ·13·1 (j)) (U (i:'I'iL:lc ~, Unl t ,:'d Stat,c;:; Coc1\.:;,

r"l{·il.l.('·'~ t:~:·~t: .:l ,CO!llhl.i.t:Ll.~":· I~l·i,:··r·t lhl.~ ~1iH~\~nt: l-,t: C:.lf}!1-0l"l"-:1·:ln\-:

lit. L:~·.' 1.~t_:~:i~::1i:1(J ():- ,-~~1ch l-l'Pf)!-Li:hJ l)t_:,l~i~)ll.

:·;~_·I::~~.c:n .:1_~·l (h) (·1) [J: 'i'i tl,-' ~, til1}.: 1.,,-1 ~.~t·_:"lt(~::; {·(h!...~"

.·tf-.~ ','; ~:1 ::~~r;: ~.:l:lt r:l" (=(.l:::::.;tll.·I.~':; rl~p(Jrt ~~:l(ll.i disL~!~)~.:"'~' t:"lt.' ,

d u ,~::l.: \:I.:",~:-,_;,_:~.-) \)f l.\:·:~·:l II()l i l.l\:.l t CC)111Hl;,tt,:"·(:, ()r c~:!:\-:j .. :.-::-.c t.:,)

••••. ":j t .: ..)'. c ..:..:: i.:. t·....,.. 1. .. \.~l': .::"'.!"" tl-.!il~;i-i~~-r~ ()f Cunll~:, '.:\"):_: )t::-::...~r \·.i.t:~

. " .~.::: • :', ,"1 ;".,: \:: l Lt \. l): • : 1 I t~ t· :-:: 1. ; i \. t·:"; •
r" .. '-'I ..

On ~'!clrch l·i, 1~)77 ~1l1d :Llly 27, 1979, 'l';~;::L flh·d

'dH~C~n(::-~'-~':lt.~? (;(")rrt:~(~ t i.~1tJ ...111 tile) (}:'~:)"~.~:' ::h'~:: t j on,~rl !nis~.;·tL1 ~"-_"\:1~C:l'l t~.

(1) In September, l r.)7:>, ','l'l'EL chun~jc:d dc:;po:;itoric-:;

t: l'om -t·:".~ ::lIion Commerce Bi.wk to theN'ltiol1Ll1 Ci ty Bunk. 'l'l'EL

n.)!?or tL:~; ,,:l, un!. tcmlzed r0.cl):i.p,ts thL:, tl"insft)t' 0: the rcm;, i n.Ll'll

]

l:unc1s tc"Ll11ny $4, 82S. 48. 'l'he: effect of' this tr'l1ll3acti 011 \',:15 to,

overs [:.:1 tJ: .recl:.!ipts by til(~ above 111110Ull t' hi P)7 S.

'i'110 l1(!t ('~:fcct of tl10 "bc~'\'(:: t.rans~ctiO!l~:; is t::':lL ,t;'F::~,

Illld o\",-;:"~;:~at..:~<.l l~c~(:f.:L.jts ;)'.' ~?·1,73:1.23 il1 1975 u11U t.t::'(~I..!c~3L .. lt(:t.i . ,',.;'

_('. ...."\.= 'O" •• , _ • ,. ...•• 1 1 r: .;, ] ()'7 ~('. _.r \ ... ("" .;. 1_., ..... t""'! .~ ..'; 11 • - ... }'"I' • to. •.., ] -' c .... ' . , ,, ', __,CLL:.,..-J di ','.J'. 0 .1.••.'.1 .), O\·_1.~,~.1Ll-" C.·.~.(__ nc._ "I.CS ''; ..' ... ,)11.,('."

hi l~)~:S d!1d $374.13 in 1:)76; rlnd llndl'~r:.;t\1t:('d begir1:1il1S! C:i.~;;'-()::'

-h;ml; :.:';' :;;J.7,19J.·U C:l J,.1l1U<1ry" 1, 1:)7C. ~l!1l1 by S17,(i11.77 on

,;J.'ll111~l::·;· 1., 1')77.

(.1) 'l'PI::L m;Hh~ ri\'~ (S) tran:'j'-cl.~sto co:1:1did:l~i.;;'(':'·

cOlllm'itt.:::,.:; r;.1l1~!Ln(J in .:1l:l0unl::3 [n,m.~~~~O.OO to $100.t)O an,.: ,tc-.:'u11 i:::

l"#'GO :.."""\ . .: ""t 1 ()7 r' t- - -,.. -,-'; -{,." ,•• t'· ~" ;.. ... -.., (''''- ,'" C.: l~ •• ,- --i· ... '"\. "1-' I·, ',''::' .\.Jv .1. .... J .. 1.0.11 \..,1e t ,-!)0.-,.1 1.11 f ~.,1 r,~••1.><l", .L ..... , .·.l.>.',Cll_J.. ,',.

_.127G', t:11(~'/.' Iad(:9 1~) fj.L~nj 1~1~ "-,i:;"tJ1S ((' 1-:-; 'r~1:1tii:1f; < in C1I~1()t.l!1ts i:l."()I:'. >s~,~:~. :_.;') ,.

to '~L Ij',n i) fJ' () '''1'l t " ,.'" , 1 ;~ •• (.'," "r:',) Of) .':":)""-ll" .·····'·~·n ',' : 1,(, .••';. Ls , ,-,I _, 4.01.' ,-, _ ...; ..... IJ. __........ l ..,'--1,'1_),.' ... 1.', .... _.~c ...·.J\.ol.... "-.. \",l.:.: .• {J,J.I.l..- ...... ::.

frl1l~ r.1'"Ll:i:: :'(~r:; 't...iC:l~(~ nt)t r(~p()t~ L:~(l ~1~~ i t('\:l~i'Zl~(l or Ul1.i t~l:~·.i:-:f:"i ,{l:::};~"~l~.:::-;­

l~;on t :~~ 1"C~':'11 tinq 111 4JJl tla<.~ .. ~· i~f; L.:l tL~IUC'l~ l: () 1: C':·:::l._~rl(~i ~~1..11-C'~ ;i1"l\i nc!:-

\.!L:;~lo~.~!;-{.' ()f t!-:c i~ra~1si:l)1-~ })y tll\~ tl;.J(":'~..·,-: L11:H.)Unt(s).

. (3) . 'l'PEL reported intorbanktrunsfcr5 from th'2

dcpo::;i tcr',' . in C1cv(:land lathe dt';'Josi tory in K;:ms.:l~. city, :·!issou;': ,

'as. (~:-::)I..-':1d.i 1:\1 rc:s. 'I'his 'rc::,ul ted j II ;"111 0'."Cr:3 ta temon t. c f ..~:·:pcnd 1. t.,: ::c';-; "

by $22,2·n.6G in 1975, untl $4,824.18 in 1976. '

-12-

,(2), 'l'P~L did not report the 'rc:ceipL oL C{1Il~ :-i:):l~:i',:~:;'

.' totii1inq :';·n. 25 in 1 r.17 5 and $54. 16 in 1976 that \./(!q,.c.' dl~l:,()::i te:c: i:•

. the i'::1:::';;:S:; Cit~/, r-tis::ouri, burl1~ account. 'l'h.is rc;~~ult~,<::d', (11 .:1:1 .undel."slat:(~:ucnt of rcceiDts in bolh 1975 .:lI1d l'rlG b\' the .-1!J.y/c:'

.amountls). .. . .

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