### PART 6



## FINAL REGULATION ORDER TEST PROCEDURES

Part I

– C

(Parts 1039/1065/1068)

( 200 8

– 201 0 Model Years )

Tier 4 Off

- Road Compression

- Ignition EnginesThis Page Left Intentionally BlankFINAL REGULATION ORDER TEST PROCEDURES

N ote : Th is appendix shows the entirety of regulatory amendments to the test

procedures titled below, which were approved by the Air Resources Board on

December 16, 2011, and refined via subsequent conforming modifications

authorized under Resolution 11

- 41. The so urce for these test procedures is

Part 1039 of the “California Exhaust Emission Standards and Test Procedures

for New 2008 and Later Tier 4 Off

- Road Compression

- Ignition Engines,

Part I

- C” (Part I

- C), adopted October 20, 2005. These amendments are

formatt ed in a style to indicate changes from the existing test procedures. All

existing language is indicated by plain type. All additions to the existing

language are indicated by underlined type ( except that some existing headings

within the test procedures were underlined originally for emphasis , and remain

so, and thus do not constitute new language) . All deletions to the existing

language are indicated by strikeout . Only those sections containing the

modifications from the existing language are included. All other portions remain

unchanged and are indicated by the notation [ * * * * * ] for reference. If there

is any conflict between the provisions of this document and the California

Health and Safety Code, Division 26, or Title 13 of the California Code of

Regulations (CCR), the Health and Safety Code and Title 13 apply.This Page Left Intentionally BlankState of California

AIR RESOURCES BOARD

California Exhaust Emission Standards and Test Procedures for New 2008

- 2010

and Later Tier 4 Off

- R oad Compression

- Ignition Engines

PART I

- C

Adopted: October 20, 2005

Amended: October 25, 2012i 

### Table of Contents

PART 1039

– CONTROL OF EMISSIONS FROM NEW AND IN

- USE NONROAD

OFF

- ROAD COMPRESSION

- IGNITION ENGINES

................................ .......... 1

Subpart A

– Overview and Applicability

................................ ................................ ........... 1

§ 1039.1 Does this part apply for my engines?

................................ ................ 1

§ 1039.5 Which engines are excluded from this part’s requirements?

............. 2

§ 1039.10 How is this pa rt organized?

................................ ............................. 2 2

§ 1039.15 Do any other regulation parts apply to me?

................................ ...... 2

§ 1039.20 What requirements from this part apply to excluded stationary

engines?

................................ ................................ ............................ 2

Subpart B

– Emission Standards and Related Requirements

................................ ......... 3

§ 1039.101 What exhaust emission standard s must my engines meet after the

2014 model year?

................................ ................................ .............. 3

§ 1039.102 What exhaust emission standards and phase

- in allowances apply for

my engines in model year 2014 and earlier?

................................ ..... 6

§ 1039.104 Are there interim provisions that apply only for a limited time?

.......... 9

§ 10 39.105 What smoke standards must my engines meet?

............................. 13

§ 1039.107 What evaporative emission standards and requirements apply?

..... 13

§ 1039.110 [Reserved]

................................ ................................ ....................... 13

§ 1039.115 What other requirements must my engines meet?

.......................... 13

§ 1039.120 What emission

- related warranty re quirements apply to me?

........... 13

§ 1039.125 What maintenance instructions must I give to buyers?

.................... 14

§ 1039.130 What installation instructions must I give to equipment

manufacturers?

................................ ................................ ................ 14

§ 1039.135 How must I label and identify the engines I produce?

...................... 14

§ 1039.140 What is my engine’s maximum engine power?

................................ 15

Subpart C

– Certifying Engine Families

................................ ................................ ......... 15

§ 1039.201 What are the general requirements for obtaining an Executive Order?

................................ ................................ ................................ ......... 15

§ 1039.205 What must I include in my application?

................................ ............ 15

§ 1039.210 May I get preliminary approval before I complete my application?

.. 16

§ 1039.220 How do I amend the maintenance instructions in my application?

... 16

§ 1039.225 How do I amend my application for certification to include new or

modified engines or to change an FEL?

................................ .......... 16

§ 1039.230 How do I select engine families?

................................ ..................... 16

§ 1039.235 What emission testing must I perform for my application for an

Executive Order?

................................ ................................ ............. 17

§ 1039.240 How do I demonstrate that my engine family complies with exhaust

emission standards?

................................ ................................ ........ 17ii § 1039.245 How do I determine deterioration factors from exhaust durability

testing?

................................ ................................ ............................ 17

§ 1039.250 What records must I keep and what reports must I send to the Air

Resources Board (ARB)?

................................ ................................ 18

§ 1039.255 What decisions may ARB make regarding my Executive Order?

.... 18

Subpart D

– [Reserved]

................................ ................................ ................................ . 1 8

Subpart E

– In

- use Testing

................................ ................................ ............................ 18

§ 1039.401 General Provisions.

................................ ................................ ......... 18

Subpart F

– Test Procedures

................................ ................................ ........................ 18

§ 1039.501 How do I run a valid emission test?

................................ ................. 18

§ 1039.505 How do I test engines using steady

- state duty cycles, including

ramped

- modal testing?

................................ ................................ .... 19

§ 1039.51 0 Which duty cycles do I use for transient testing?

............................. 19

§ 1039.515 What are the test procedures related to not

- to

- exceed limits?

......... 19

§ 1039.520 What testing must I perform to establish deterioration factors?

....... 19

§ 1039.525 How do I adjust emission levels to a ccount for infrequently

regenerating aftertreatment devices?

................................ .............. 19

Subpart G

– Special Compliance Provisions

................................ ................................ . 20

§ 1039.601 What compliance provisions apply to these engines?

..................... 20

§ 1039.605 What provisions apply to engines already certified under the

motor

- vehi cle program?

................................ ................................ ... 20

§ 1039.610 What provisions apply to vehicles already certified under the

motor

- vehicle program?

................................ ................................ ... 20

§ 1039.615 What special provisions apply to engines using noncommercial fuels?

................................ ................................ ................................ ......... 20

§ 1039.620 What are the provisions for exempting engines us ed solely for

competition?

................................ ................................ .................... 21

§ 1039.625 What requirements apply under the program for equipment

manufacturer flexibility?

................................ ................................ ... 2 1

§ 1039.626 What special provisions apply to equipment imported under the

equipment

- manufacturer flex ibility program?

................................ ... 26

§ 1039.627 What are the incentives for equipment manufacturers to use cleaner

engines?

................................ ................................ .......................... 26

§ 1039.630 What are the economic hardship provisions for equipment

manufacturers?

................................ ................................ ................ 26

§ 1039.635 What are the hardship provisions for engine manufa cturers?

.......... 27

§ 1039.640 What special provisions apply to branded engines?

........................ 27

§ 1039.645 What special provisions apply to engines used for transportation

refrigeration units?

................................ ................................ ........... 27

§ 1039.650 [Reserved]

................................ ................................ ....................... 29

§ 1039.655 What special provisions apply to engines sol d in Guam, American

Samoa, or the Commonwealth of the Northern Mariana Islands?

... 29iii § 1039.660 What special provisions apply to Independent Commercial

Importers?

................................ ................................ ........................ 29

Subpart H

– Averaging, Banking, and Trading for Certification

................................ ..... 29

§ 1039.701 General provisio ns.

................................ ................................ .......... 29

§ 1039.705 How do I generate and calculate emission credits?

......................... 30

§ 1039.710 How do I average emission credits?

................................ ................ 30

§ 1039.715 How do I bank emission credits?

................................ ..................... 30

§ 1039.720 How do I trade emission credits?

................................ ..................... 30

§ 1039.725 What must I include in my applic ation for certification?

................... 30

§ 1039.730 What ABT reports must I send to ARB?

................................ ........... 30

§ 1039.735 What records must I keep?

................................ .............................. 30

§ 1039.740 What restrictions apply for using emission credits?

......................... 31

§ 1039.745 What can happen if I do not comply with the provisions of th is

subpart?

................................ ................................ ........................... 32

Subpart I

– Definitions and Other Reference Information

................................ .............. 32

§ 1039.801 What definitions apply to this part?

................................ .................. 32

§ 1039.805 What symbols, acronyms, and abbreviations does this part use?

... 37

§ 1039.810 What materials does this part reference?

................................ ........ 37

§ 1039.815 What provisions apply to confidential information?

.......................... 37

§ 1039.820 How do I request a hearing?

................................ ............................ 37

Appendix I to Part 1039

– [Reserved]

................................ ................................ ............ 38

Appendix II to Part 1039

– Steady

- state Duty Cycles for Constant

- Speed Engines

...... 38

Appendix III to Part 1039

– Steady

- state Duty Cycles for Variable

- Speed Engines with

Maximum Power below 19 kW

................................ ................................ ......... 38

Appendix IV to Part 1039

– Steady

- state Duty Cycles for Variable

- Speed Engines with

Maximum Power at or above 19 kW

................................ ................................ 38

Appendix V to Part 1039

– [Reserved]

................................ ................................ .......... 38

Appendix V I to Part 1039

– Nonroad Compression

- Ignition Composite Transient Cycle 39

PART 1065

– ENGINE

- TESTING PROCEDURES

................................ ....................... 40

Subpart A

– Applicability and General Provisions

................................ ......................... 40

§ 1065.1 Applicability.

................................ ................................ .................... 40

§ 1065.2 Submitting information to ARB under this part.

............................... 41

§ 1065.5 Overview of this part 1065 and its relationship to the standard

- setting

part

. ................................ ................................ ................................ . 41

§ 1065.10 Other procedures.

................................ ................................ ........... 41

§ 1065.12 Approval of alternate procedures.

................................ ................... 41

§ 1065.15 Overview of procedures for laboratory and field testing

. ................. 41

§ 1065.20 Uni ts of measure and overview of calculations

. .............................. 41

§ 1065.25 Recordkeeping.

................................ ................................ ............... 41iv Subpart B

– Equipment Specifications

................................ ................................ .......... 42

§ 1065.101 Overview.

................................ ................................ ......................... 42

§ 1065.110 Work inputs and outputs, accessory work, and operator demand

. .. 42

§ 1065.120 Fuel properties and fuel temp erature and pressure.

........................ 42

§ 1065.122 Engine cooling and lubrication.

................................ ........................ 42

§ 1065.125 Engine intake air.

................................ ................................ ............. 42

§ 1065.127 Exhaust gas recirculation.

................................ ................................ 42

§ 1065.130 Engine exhaust

. ................................ ................................ ............... 43

§ 1065.140 Dilution for gaseous and PM constituents

. ................................ ....... 42

§ 1065.145 Gaseous and PM probes, transfer lines, and sampling system

components.

................................ ................................ .................... 43

§ 1065.150 Continuous sampling

. ................................ ................................ ...... 43

§ 1065.170 Batch sampling for gaseous and PM constituents.

.......................... 43

§ 1065.190 PM

- stabilization and weighing environments for gravimetric analysis.

................................ ................................ ................................ ......... 43

§ 1065.195 PM

- st abilization environment for in

- situ analyzers.

.......................... 43

Subpart C

– Measurement Instruments

................................ ................................ ......... 43

§ 1065.201 Overview and general provisions

. ................................ .................... 44

§ 1065.202 Data updating, recording, and control.

................................ ............. 44

§ 1065.205 Performance specifications for measurement instruments

. ............. 44

Measurement of Engine Parameters and Ambient Conditions

............................... 44

§ 1065.210 Work input and output sensors

. ................................ ....................... 44

§ 1065.215 Pressure transducers, temperature sensors, and dewpoint sensors

.

................................ ................................ ................................ ......... 44

Flow

- Related Measurements

................................ ................................ .................. 44

§ 1065.225 Intake

- air flow meter.

................................ ................................ ....... 44

§ 10 65.230 Raw exhaust flow meter.

................................ ................................ .. 45

§ 1065.240 Dilution air and diluted exhaust flow meters

. ................................ .... 45

§ 1065.245 Sample flow meter for batch sampling.

................................ ............ 45

§ 1065.248 Gas divider.

................................ ................................ ...................... 45

CO and CO 2 Measurements

................................ ................................ ................... 45

§ 1065.250 Nondispersive infra

- red analyzer

. ................................ .................... 45

Hydrocar bon Measurements

................................ ................................ .................. 45

§ 1065.260 Flame

- ionization detector.

................................ ................................ 45

§ 1065.265 Nonmethane cutter.

................................ ................................ ......... 45

§ 1065.267 Gas chromatograph.

................................ ................................ ........ 46

NO

x Measurements

................................ ................................ ................................ 46

§ 1065.270 Chemiluminescent detector.

................................ ............................ 46

§ 1065.272 Nondispersive ultraviolet analyzer.

................................ .................. 46

O 2 Measurements

................................ ................................ ................................ ... 46

§ 1065.280 Paramagnetic and magnetopneumatic O 2 detection analyzers.

...... 46

Air

- to

- Fuel Ratio Measurements

................................ ................................ ............. 46

§ 1065.284 Zirconia (ZrO 2 ) analyzer.

................................ ................................ .. 46v PM Measurements

................................ ................................ ................................ . 46

§ 1065.290 PM gravimetric balance.

................................ ................................ .. 46

§ 1065.295 PM inertial balance for field testing ana lysis.

................................ ... 47

Subpart D

– Calibrations and Verifications

................................ ................................ .... 47

§ 1065.301 Overview and general provisions

. ................................ .................... 47

§ 1065.303 Summary of required calibration and verifications.

.......................... 47

§ 1065.305 Verifications for accuracy, repeatability, and noise

. ......................... 47

§ 1065.307 Linearity verification.

................................ ................................ ........ 47

§ 1065.308 Continuous gas analyzer system

- response and updating

- recording

verification.

................................ ................................ ....................... 47

§ 1065.309 Continuous gas analyzer uniform response verification.

.................. 47

Measurement of Engine Parameters and Ambient Conditions

............................... 48

§ 1065.310 Torque c alibration.

................................ ................................ ........... 48

§ 1065.315 Pressure, temperature, and dewpoint calibration

. ............................ 48

Flow

- Related Measurements

................................ ................................ .................. 48

§ 1065.320 Fuel

- flow calibration.

................................ ................................ ........ 48

§ 1065.325 Intake

- flow calibration.

................................ ................................ ..... 48

§ 1065.330 Exhaust

- flow calibration.

................................ ................................ .. 48

§ 1065.340 Diluted exhaust flow ( CVS) calibration.

................................ ............ 48

§ 1065.341 CVS and batch sampler verification (propane check).

..................... 48

§ 1065.345 Vacuum

- side leak verification.

................................ ......................... 49

CO and CO 2 Measurements

................................ ................................ ................... 49

§ 1065.350 H 2 O interference verification for CO 2 NDIR analyzers.

.................... 49

§ 1065.355 H 2 O and CO 2 interf erence verification for CO NDIR analyzers.

....... 49

Hydrocarbon Measurements

................................ ................................ .................. 49

§ 1065.360 FID optimization and verification.

................................ ..................... 49

§ 1065.362 Non

- stoichiometric raw exhaust FID O 2 interference verification.

.... 49

§ 1065.365 Nonmethane cutter penetration fractions.

................................ ........ 49

NO

x Measurements

................................ ................................ ................................ 49

§ 1065.370 CLD CO 2 and H 2 O quench verification.

................................ ........... 49

§ 1065.372 NDUV analyzer HC and H 2 O interference verification.

.................... 50

§ 1065.376 Chiller NO 2 penetration.

................................ ................................ ... 50

§ 1065.378 NO 2 - to

- NO converter conversion verification.

................................ .. 50

PM Measurements

................................ ................................ ................................ . 50

§ 1065.390 PM balance verifications and weighing process verification.

........... 50

§ 1065.395 Inertial PM balance verifications.

................................ ..................... 50

Subpart E

– Engine Selection, Preparation, and Maintenance

................................ ...... 50

§ 1065.401 Test engine selection

. ................................ ................................ ...... 50

§ 1065.405 Test engine preparation and maintenance

. ................................ ...... 51

§ 1065.410 Maintenance limits for stabilized test engines.

................................ . 51

§ 1065.415 Durability demonstration.

................................ ................................ . 51vi Subpart F

– Performing an Emission Test in the Laboratory

................................ ......... 51

§ 1065.501 Overview.

................................ ................................ ......................... 51

§ 1065.510 Engine mapping.

................................ ................................ .............. 51

§ 1065.512 Duty cy cle generation.

................................ ................................ ..... 51

§ 1065.514 Cycle

- validation criteria.

................................ ................................ ... 51

§ 1065.520 Pre

- test verification procedures and pre

- test data collection

. .......... 51

§ 1065.525 Engine starting, restarting, and shutdown

. ................................ ....... 52

§ 1065.530 Emission test sequence

. ................................ ................................ .. 52

§ 1065.545 Validation of proportional flow control for batch sampling.

............... 52

§ 1065.550 Gas analyzer range validation, drift validation, and drift correction.

. 52

§ 1065.590 PM sample preconditioning and tare weighing.

............................... 52

§ 1065.595 PM sample post

- conditioning and total weighing.

............................ 52

Subpart G

– Calculations and Data Requirements

................................ ........................ 52

§ 1065.601 Overview.

................................ ................................ ......................... 52

§ 1065.602 Statistics.

................................ ................................ ......................... 53

§ 1065.610 Duty cycle generation

. ................................ ................................ ..... 53

§ 1065.630 1980 international gravity formula.

................................ ................... 53

§ 1065.640 Flow meter calibration calculations.

................................ ................. 53

§ 1065.642 SSV, CF V, and PDP molar flow rate calculations.

........................... 53

§ 1065.645 Amount of water in an ideal gas.

................................ ...................... 53

§ 1065.650 Emission calculations.

................................ ................................ ..... 53

§ 1065.655 Chemical balances of fuel, intake air, and exhaust.

......................... 53

§ 1065.659 Removed water correction.

................................ .............................. 54

§ 1065.660 THC and NMH C determination.

................................ ....................... 54

§ 1065.665 THCE and NMHCE determination.

................................ .................. 54

§ 1065.667 Dilution air background emission correction.

................................ ... 54

§ 1065.670 NO

x intake

- air humidity and temperature corrections.

..................... 54

§ 1065.672 Drift correction.

................................ ................................ ................ 54

§ 1065.675 CLD quench verification calculations.

................................ .............. 54

§ 1065.690 Buoyancy correction for PM sample media.

................................ ..... 54

§ 1065.695 Data requirements.

................................ ................................ .......... 55

Subpart H

– Engine Fluids, Test Fuels, Analytical Gases and Other Calibration

Standards

................................ ................................ ................................ ........ 55

§ 1065.701 General requirements for test fuels

. ................................ ................. 55

§ 1065.7 03 Distillate diesel fuel.

................................ ................................ ......... 55

§ 1065.705 Residual fuel [Reserved].

................................ ................................ . 55

§ 1065.710 Gasoline.

................................ ................................ .......................... 56

§ 1065.715 Natural gas.

................................ ................................ ..................... 56

§ 1065.720 Liquefied petroleum gas.

................................ ................................ .. 56

§ 1065.740 Lubricants.

................................ ................................ ....................... 56

§ 1065.745 Coolants.

................................ ................................ .......................... 56vii § 1065.750 Analytical gases.

................................ ................................ .............. 56

§ 1065.790 Ma ss standards.

................................ ................................ .............. 56

Subpart I

– Testing with Oxygenated Fuels

................................ ................................ ... 56

§ 1065.801 Applicability.

................................ ................................ ..................... 57

§ 1065.805 Sampling system.

................................ ................................ ............ 57

§ 1065.845 Response factor determination.

................................ ....................... 57

§ 1065.850 Calculations.

................................ ................................ .................... 57

Subpart J

– Field Testing and Portable Emission Measurement S ystems

.................... 57

Subpart K

– Definitions and Other Reference Information

................................ ............ 57

§ 1065.1001 Definitions.

................................ ................................ ....................... 57

§ 1065.1005 Symbols, abbreviations, acronyms, and units of measure.

.............. 58

§ 1065.1010 Reference materials.

................................ ................................ ........ 58

PART 1068

– GENERAL COMPLIANCE PROVISIONS FOR NONROA D OFF

- ROAD

PROGRAMS

................................ ................................ ................................ .... 59

Subpart A

– Applicability and Miscellaneous Provisions

................................ ............... 59

§ 1068.1 Does this part apply to me?

................................ ............................ 59

§ 1068.5 How must manufacturers apply good engineering judgment?

........ 60

§ 1068.10 What provisions apply to confidential information?

......................... 60

§ 1068.15 Who is authorized to represent the Air Resources Board?

............. 60

§ 1068.20 May ARB enter my facilities for inspections?

................................ .. 60

§ 1068.25 What information must I give to ARB?

................................ ............ 63

§ 1068.27 May ARB conduct testing with my production engines?

................. 63

§ 1068.30 What definitions apply to this part?

................................ ................. 63

§ 1068.35 What symbols, acronyms, and abbreviations does this part use?

.. 65

Subpart B

– Prohibited Actions and Related Requirements

................................ .......... 65

§ 1068.101 What general actions does this regulation prohibit?

........................ 65

§ 1068.105 Wha t other provisions apply to me specifically if I manufacture

equipment needing certified engines?

................................ ............. 69

§ 1068.110 What other provisions apply to engines in service?

......................... 69

§ 1068.115 When must manufacturers honor emission

- related warranty claims?

................................ ................................ ................................ ......... 70

§ 1068.120 W hat requirements must I follow to rebuild engines?

...................... 70

§ 1068.125 What happens if I violate the regulations?

................................ ....... 70

Subpart C

– Exemptions and Exclusions

................................ ................................ ...... 70

§ 1068.201 Does ARB exempt or exclude any engines from the prohibited acts?

................................ ................................ ................................ ......... 71

§ 1068.210 What are the p rovisions for exempting test engines?

...................... 71

§ 1068.215 What are the provisions for exempting manufacturer

- owned engines?

................................ ................................ ................................ ......... 71viii § 1068.220 What are the provisions for exempting display engines?

................. 71

§ 1068.225 What are the provisions for exempting engines for natio nal security?

................................ ................................ ................................ ......... 72

§ 1068.230 What are the provisions for exempting engines for export?

............. 72

§ 1068.235 What are the provisions for exempting engines used solely for

competition?

................................ ................................ .................... 72

§ 1068.240 What are the provisions for exempting new replacement engines?

. 72

§ 1068.245 What temporary provisions address hardship due to unusual

circumstances?

................................ ................................ ................ 73

§ 1068.250 What are the provisions for extending compliance deadlines for

small

- volume manufacturers under hardship?

................................ . 73

§ 1068.255 What are the provisions for exempting e ngines for hardship for

equipment manufacturers and secondary engine manufacturers?

.. 73

§ 1068.260 What are the provisions for temporarily exempting engines for

delegated final assembly?

................................ ............................... 74

§ 1068.265 What provisions apply to engines that are conditionally exempted

from certification?

................................ ................................ ............ 74

Subpart D

– Imports

................................ ................................ ................................ ...... 74

§ 1068.301 Does this subpart apply to me?

................................ ....................... 74

§ 1068.305 How do I get an exemption or exclusion for imported engines?

....... 74

§ 1068.310 What are the exclusions for imported engines?

............................... 75

§ 1068.315 What are t he permanent exemptions for imported engines?

........... 75

§ 1068.320 How must I label an imported engine with a permanent exemption? 75

§ 1068.325 What are the temporary exemptions for imported engines?

............ 75

§ 1068.330 How do I import engines requiring further assemb ly ?

.............................. 75

§ 1068.335 What are the penalties for violations?

................................ .............. 76

Subpart E

– Selective Enforcement Auditing

................................ ................................ . 76

§ 1068.401 What is a selective enforcement audit?

................................ ........... 76

§ 1068.405 What is in a test order?

................................ ................................ .... 76

§ 1068.410 How must I select and prepare my engines?

................................ ... 76

§ 1068.415 How do I test my engines?

................................ ............................... 76

§ 1068.420 How do I know when my engine family fails an SEA?

..................... 76

§ 1068.425 What happens if one of my production

- line engines exceeds the

emission standards?

................................ ................................ ........ 77

§ 1068.430 What happens if an engine family fails an SEA?

............................. 77

§ 1068.435 May I sell engines from an engine family with a suspended Executive

Order?

................................ ................................ .............................. 77

§ 1068.440 How do I ask ARB to reinstate my suspended Executive Order?

.... 77

§ 1068.445 When may ARB revoke my Executive Order under this subpart and

how may I sell th ese engines again?

................................ ............... 77

§ 1068.450 What records must I send to ARB?

................................ .................. 77

§ 1068.455 What records must I keep?

................................ .............................. 77ix Appendix A to Subpart E of Part 1068

- Plans for Selective Enforcement Auditing

.. 78

Subpart F

– Reporting Defects and Recalling Engines

................................ ................. 78

§ 1068.501 How do I report engine defects?

................................ ...................... 78

§ 1068.505 How does the recall program work?

................................ ................ 78

§ 1068.510 How do I prepare and apply my remedial plan?

............................... 78

§ 1068.515 How do I mark or label repaired engines?

................................ ....... 78

§ 1068.520 How do I notify affected owners?

................................ ..................... 79

§ 1068.525 W hat records must I send to ARB?

................................ .................. 79

§ 1068.530 What records must I keep?

................................ .............................. 79

§ 1068.535 How can I do a voluntary recall for emission

- related problems?

...... 79

§ 1068.540 [Removed]

................................ ................................ ....................... 79

Subpart G

– Hearings

................................ ................................ ................................ .... 80

§ 1068.601 What are the procedures for hearings?

................................ ........... 80

Appe ndix I to Part 1068

– Emission

- Related Components

................................ ............ 80

Appendix II to Part 1068

– Emission

- Related Parameters and Specifications

.............. 80CALIFORNIA EXHAUST EMISSION STANDARDS AND TEST PROCEDURES FOR

NEW 2008 AND LATER TIER 4 OFF

- ROAD COMPRESSION

- IGNITION ENGIN ES

SOURCE: The “ California Exhaust Emission Standards and Test Procedures for New

2008 and Later Tier 4 Off

- Road Compression

- Ignition Engines, Part I

- C” (Part I

- C),

adopted October 20, 2005

PART 1039

– CONTROL OF EMISSIONS FROM NEW AND IN

- USE NONRO AD

OFF

- ROAD COMPRESSION

- IGNITION ENGINES

Subpart A

– Overview and Applicability

§ 1039.1 Does this part apply for my engines?

* * * * *

§ 1039.625 What requirements apply under the program for equipment

- manufacturer

flexibility?

* * * * *

(e)(3) In all other cases, engines at or above 37 56 kW and at or below 560 kW must

meet the appropriate Tier 3 standards described in Title 13, CCR, §2423(b)(1)(a).

Engines below 37 56 kW and engines above 560 kW must meet the appropriate Tier 2

standards described in Title 13, CCR, § 2423(b)(1)(a).

* * * * *PART 1065

– ENGINE

- TESTING PROCEDURES

Subpart A

– Applicability and General Provisions

§ 1065.1 Applicability.

* * * * *PART 1068

– GENERAL COMPLIANCE PROVISIONS FO R NONROAD OFF

- ROAD

PROGRAMS

Subpart A

– Applicability and Miscellaneous Provisions

§ 1068.1 Does this part apply to me?

* * * * *

Subpart B

– Prohibited Actions and Related Requirements

§ 1068.101 What general actions does this regulation p rohibit?

* * * * *

(b ) (3) Stationary engines . An engine that is excluded from any requirements of this

chapter because it is a stationary engine may not be moved or installed in any mobile

equipment except as allowed by the provisions of this chapter. The residence time

requirements of paragraph (2)(iii) of the nonroad engine definition in §1068.30 may not

be intentionally circumvented. A violation of the requirements of this subpart is a

violation of the applicable provisions of the Californ ia Health and Safety Code,

Division 26, and corresponding regulations, and is subject to the penalty provisions

thereunder for each day you are in violation.

* * * * *