SOCIAL	INNOVATION	FUND (SIF) GRANT	PROGRAM

APPLICATION	INSTRUCTIONS
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APPLICATION	RESOURCES

Use	these	instructions	in	conjunction	with	the	20XX Notice	of	Federal	Funding	

Opportunity/Availability	(Notice).	The	Notice	includes	deadlines,	eligibility	requirements,	

submission	requirements,	funding	priorities	and	other	relevant	information	that	might	

change	annually.

Please	also	refer	to	the	SIF	Performance	Measures	Definitions	guide	for	assistance	in	

determining	which	performance	measures	to	select	for your	organization.

Other	resources	for	completing	your	application	include	eGrants	instructions,	technical	

assistance	conference	calls	and	a	voicemail	and	email	address	for	submitting	inquiries.		

Information	on	all	application	resources	can	be	accessed	from	the	SIF	webpage	on	the	CNCS	

website(http://www.nationalservice.gov/programs/social-innovation-fund)	.

CREATING	AN	EGRANTS	USER	OR	ORGANIZATION	ACCOUNT

First-time	eGrants	users need	to first create an	eGrants	account	by	accessing	this	link:	

https://egrants.cns.gov/espan/main/login.jsp and	selecting	“Don’t	have	an	eGrants	

account?	Create	an	account.”	

If	you	need	help	establishing	a	new	organization	account	in	eGrants,	or	a	new	user	account	

for	an	existing	organization	account,	contact	the	National	Service	Hotline	at	800-942-2677.	

If	you	are	applying	for	continuation	funding	(years	2	through	5)	of	an	existing	SIF

grant,	please	skip	to	the	‘REQUESTING	CONTINUATION	FUNDING’	Section.

NEW	SOCIAL	INNOVATION	FUND	GRANT	APPLICATIONS

To	initiate	an	application:	

 Start	a	new	grant	application:	Select	‘New’	under	the	Creating	an	Application	heading	on	

your	Home	Page

 Select	a	Program	Area:	‘Other’

 Select	a	NOFA:	Social	Innovation	Fund	2014

Once	you	have	initiated	an	application,	it	will	be	listed	in	the	View	My	Grants/Applications

section	of	your homepage.		If	you	exit	and	then	return	to	eGrants	and	wish	to	continue	

entering	or	editing	your	application,	please	open	your	saved	version	by	selecting	“View	My	

Grants/Applications”.		You	should	not	use	the	“New”	button	again	as	this	will	start	a	brand	

new	application.		

APPLICATION	CONTENT

Your	application	consists	of	the	following	section.	Make	sure	to	complete	each	section.	
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I. Applicant	Info	

II. Application	Info	

III. Narratives	

IV. Performance	Measures

V. Documents

VI. Budget	

VII. Review,	Authorize,	and	Submit

Information entered	in	the	Applicant	Info,	Application	Info,	and	Budget	sections	will	populate	

the	SF	424	Facesheet of	your	application.	

I. Applicant	Info

 Under	Project	Information select	“Enter	New,”	create a	title	for	the	proposed	project,	and	

enter the	contact	information.		

 Select	a	Project	Initiative:		Choose	the	operational	model	which	best	describes	your	

Social	Innovation	Fund	application	from	the	following	options:

 SIF—Geographic	Healthy	Futures

 SIF—Geographic	Opportunity

 SIF—Geographic	Youth

 SIF—Geographic	Multiple	Issues

 SIF—Issue	Area	Healthy	Futures

 SIF—Issue	Area	Opportunity

 SIF—Issue	Area	Youth

 Select	an	individual	as	the	Project	Director,	by	choosing a	name	from	the	pull-down	menu	

or	adding a	new	contact.

Please	note	that	the	Authorized Representative will	be	filled	in	at	the	end	of	the	application	

when	completing	the	Assurances and	Certifications	section.	(Attachment	A)

II. Application	Info

Complete	this	section	as	follows:

 Areas	affected	by	the	project:		List	only	the	largest	political	or	municipal	entities	affected	

(e.g.,	counties	and	cities).		Please	include	the	two-letter	abbreviation	with	both	letters	

capitalized	for	each	state	where	you	plan	to	operate.	Separate	each	two-letter	state	

abbreviation	with	a	comma.	For	city	or	county	information,	please	follow	each	one	with	

the	two-letter	capitalized	state	abbreviation.

 Proposed	project	start	and	end	dates.		You	may	not	request	a	start	date	earlier	than	

August	15	or	later	than	September	30.		Your	project	period	can	be	up	to	five	years.

 Intergovernmental	Review	of	Federal	Programs:		Enter	‘No.’	This program	is	NOT	

subject	to	Executive	Order	12372.

 Delinquent	on	any	federal	debt:		Check	the	appropriate	box.		This	question	applies	to	the	

applicant	organization,	not	the	person	who	signs	as	the	authorized	representative.		

Categories	of	debt	include	delinquent	audit	allowances,	loans,	and	taxes.		If	‘Yes’,	type	your	
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explanation	in	the	text	box	provided.

 State	Application	Identifier:		Enter	N/A.

Note:	Falsification	or	concealment	of	a	material	fact	or	submission	of	false,	fictitious	or	

fraudulent	statements	or	representations	to	any	department	or	agency	of	the	United	States	

Government	may	result	in	a	fine	or	imprisonment	for	not	more	than	five	(5)	years,	or	both.	

(18	USC	§	1001).

III. Narratives

The	application	narrative	has four	sections.

 Executive	Summary.

 Program	Design

 Organizational	Capability

 Cost	Effectiveness	and	Budget	Adequacy

Page Limit and	Formatting

 It	is	important	that	you	preview	the	eGrants PDF of	your	application	to	ensure	that	you	

don’t	exceed	the	page	limit as	prescribed	in	the	Notice.		Reviewers	will	stop	reading	your	

application	when	they	reach	the	page	limit.

 Also,	please	note	that	bold	face,	bullets,	underlines,	charts,	diagrams,	and	tables	or	other	

types	of formatting will	not	copy	into	eGrants.

A. Executive	Summary

The	executive	summary will	be	used	in	the	initial	eligibility	review	to	assess	an	applicant’s	

status	as	an	existing	grantmaking	institution	or	an	eligible	partnership,	and	to	confirm	its	

identification	as	either	a	geographically-based	or	issue-based	Social	Innovation	Fund	(see

the	eligibility	section	of	the Notice). Therefore,	the summary	should	contain	clear	and	

concise	indications	of	both	eligibility	criteria.	

Please	note	that	executive	summaries	for	all	applications	will	be	made	public	and	posted	

to	CNCS’	website.

Please	complete	the	Executive	Summary as	follows:

Heading:	For	the	title	of	the Executive	Summary,	applicants	should	use	the	name	of	the	

sole	or	lead	intermediary	(if	an	eligible	partnership).

Provide	a	summary	of	the	proposed	program	including	the	following:	

Overview:

 Describe the applicant organization	including	whether	it is an	existing	

grantmaking	institution	or an eligible	partnership;

 Identify	as	either	a	geographically-based	or	an	issue-based	Social	Innovation	Fund;	

 Identify	priority	issue	area(s)	of	focus;	

 Identify	geographic	areas	where	subgrantees	are	likely	to	be	located;
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 Identify	other	organizations	that	will	play	a	key	role	in	the	implementation	of	the

strategy	to	select,	support,	monitor,	or	evaluate	subgrantees.	If	applying	as	an	

eligible	partnership,	clearly	identify the	other	members	of	the partnership.

 Identify	the	grant	amount	being	requesting	and	the proposed	grant	period;	

 Identify	the	main	sources	of	match	that	have	been secured;	

Project	Summary:

 Provide	an	overview	of	the proposed	program	and	the	need(s)	the program	will	

meet;

 Outline	the	program’s	theory	of	change	and	describe	the	measurable	outcomes	

program	would	achieve	in	the	identified	issue	area(s);

 Provide	an	overview	of	the	proposed	subgrant	portfolio	strategy	including	

selection,	evaluation,	and	growth	of	subgrantees;

 Briefly	describe	the	experience,	expertise,	and	other	strengths	or	assets	the

organization	will	contribute	to	successfully	realizing	its identified	outcomes.

Applicants	should	complete	the	narrative	sections	of	Program	Design,	Organizational	

Capacity,	and	Cost	Effectiveness	and	Budget	Adequacy	by	responding	to	the	selection	

criteria	detailed	in	the	Notice.

B. Program	Design

In	responding	to	the	program	design criteria,	applicants	should	demonstrate	the	

identification	of	a	compelling	need(s)	and	desired	outcomes,	and	describe	a	convincing	

strategy	for	achieving	those	outcomes	through	the	selection,	support,	evaluation	and	

scaling	of	evidence-based	program	interventions.		

Describe	if	the proposed	program	will	address	SIF	funding	priorities	identified	in	the	

Notice.

C. Organizational	Capability	

In	responding	to	the	organizational	capacity	criteria,	applicants	should	demonstrate	the	

experience	and	capacity	to	successfully	implement	the	proposed	grant	program	and	to	

adhere	to	the	requirements and	expectations of	a	SIF	grantee

If	you	are	requesting	a	reduced	match	requirement,	provide	the	information	requested	in	

the	Notice.

D. Cost	Effectiveness	and	Budget	Adequacy

In	completing	the	budget	and	responding	to	these	criteria,	you should	demonstrate	a	

reasonable	plan for	meeting	the	financial	needs	of	the	proposed	program	and	for	raising	

the	required	match.

Clarification	Summary	and	Continuation	Changes	are	not	relevant to this	application.	

Please	enter	N/A	for	not	applicable	under	these	narrative	sections.	
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E. Amendment	Justification	

Enter	N/A.	This	field	is	used	when	requesting	an	amendment	to	an	awarded	grant.	

F. Clarification	Information	

Enter	N/A.	This	field	will	be	used	to	enter	information	that	requires	clarification	in	the	

post-review	period.	

G. Continuation	Changes	

Enter	N/A.	This	field	will	be	used	to	enter	changes	in	your	narratives	in	your	continuation	

requests.

IV. Performance	Measures

In	the	Performance	Measures	module	of	eGrants	you	will	create	performance	measures;	set	

targets	and	describe	data	collection	plans	for	your	performance	measures;	identify	

interventions	associated	with	your	program;	and	identify	performance	measures	for	

subgrantees	(as	applicable)

A. Accessing	the	Performance	Measures	Home	Page	

You	can	either	access	the	Performance	Measures	Module	after	completing	the	Documents	

section	of	your	application	or	directly	by	clicking	on	“Performance	Measures”	on	the	left

side	of	your	screen.

 To	begin	entering	performance	measures,	click	the	“Begin”	button	on	the	Home	Page.		

 As	you	proceed	through	the	module,	the	Home	Page	will	summarize	your	work	and	

provide	links	to	edit	the	parts	of	the	module	you	have	completed.		You may	also	

navigate	sections	of	the	module	using	the	tab	feature	at	the	top	of	each	page.

 Once	you	have	started	the	module,	clicking	“Continue	Working”	will	return	you	to	

the	tab	you	were	on	when	you	last	closed	the	module.	

 To	edit	a	performance	measure,	click	the	“Edit”	button.		

 To	delete	a	measure,	click	“Delete.”		

 To	create	a	new	performance	measure,	click	the	“Add	New	Performance	Measure”	

button.

B. Creating Performance	Measures	

On	the	Performance	Measures	Tab,	you	can	create	performance	measures	for	all	the	

grant	activities	you	intend	to	measure.		Please	note	that	there	are	mandatory	measures	

for	which you	must	set	targets	and	report.		There	are	additional	measures	that	you	will

select	as	they	pertain	to	your	program.				

1. Select Applicant	Type: “Grantee.”		

2. Select Applicant	Name:	Your	organization’s	name
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3. Enter	a Problem	Statement:	In	2-3	sentences,	briefly	describe	the	problem	that	you	

propose to	address	through	your	SIF	grant	activities.

4. Select Targets	for	Mandatory	Performance	Measures

 Enter	a	baseline	and	target	number	for	mandatory	SIF	performance	measures.

 For	each	measure,	select	and	describe	the	instrument(s)	you	will	use	to	measure	

the	appropriate	output	or	outcome.		Instruments	are	specific	tools	used	to	collect	

information	such	as	a	behavior	checklist,	attitude	questionnaire,	attendance	sheet,	

or	interview	protocol.		Include	the	title	of	the	instrument(s),	a	brief	description	of	

what	it	measures	and	how	it	will	be	administered,	and	details	about	its	reliability	

and	validity	if	applicable.

5. Add	Additional	Performance	Measures

Select	additional	measures	if	they	are	applicable	to	your	program.		Consult	the	SIF	

Performance	Measures	Definitions	guidance	to	determine	which	performance	

measures	are	appropriate	for	your	program.		

 Select	a	focus	area	and	relevant	outputs	and/or	outcomes.		Enter	a	baseline	and	

target	number	for	each	measure.		

 For	each	measure,	select	and	describe	the	instrument(s)	you	will	use	to	measure	

your	output	or	outcome.		

 To	create	additional	measures,	select	“Add	Another	FA	End	Outcome”	and	select	

desired	focus	areas,	outputs,	and	outcomes,	as	appropriate.

6. Identify	Interventions

Select	the	interventions	that	you	will	carry	out	to	address	the	problem	identified	in	the	

application.		Only	interventions	that	correspond	with	the	focus	area(s)	you	selected	

will	appear.

 Select	all	interventions	that	are	a	part	of	your	program	design.		

 Click	“Add	User	Intervention”	to	add	and	describe	any	intervention	not	listed.	

7. Saving	Performance	Measures

 After	entering	all	information,	select,	“Complete	PM.”		This	will	return	you	to	the	

Home	Page.		

 If	you	are	an	existing	SIF	grantee	and	wish	to	create	performance	measures	for	

another	subgrantee,	repeat	the	process.		If	you	would	like	to	continue	to	the	

Summary	Tab	to	validate	your	performance	measures,	click	“Next.”	

8. Validating	Performance	Measures

You	will	not	be	able	to	submit	your	application	without	first	validating	your	

performance	measures.		The	Summary	Tab	allows	you	to	review	all	of	the	measures	

and	targets	that	you	selected.		

 You	can	select	to	print	the	performance	measures	by	clicking	either	“Print	PDF	of	

Table”	or	“Print	All	Performance	Measures.”

 If	you	need	to	edit	a	measure,	click	“Edit	Performance	Measures”	which	will	take	

you	back	to	the	Performance	Measures	Tab.
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 Once	your	performance	measures	are	complete,	click	“Validate	Performance

Measures”	to	include	them	in	your	application.

V. Documents

In	addition	to	the	application	submitted	in	eGrants,	you	are	required	to	provide	

documentation	of	match	as	described	in	section	“Submitting	Match	Verification”	section	of	the	

Notice.	 After	you	have	submitted	your	match	verification,	change	the	status	in	eGrants	from	

the	default	“Not	Sent”	to	the	applicable	status	“Sent.”	

VI. Budget	

A. Budget	Requirements

Applicants	must	submit	a	proposed	first	year	budget	that	includes	both	federal	and	match	

funding.		If	an	application	is	selected	for	award,	CNCS	will	determine	the	final	amount	of	

the	award	of	federal	funds,	and	will	negotiate	a	final	budget.		Upon	award,	compliance	

with	the	approved	budget	will	be	a	material	term	and	condition	of	the	cooperative	

agreement	with	the	Social	Innovation	Fund	intermediary.

Your	proposed	budget	should	be	sufficient	to	allow	you	to	perform	the	tasks	described	in	

your	narrative and provide	a	full	explanation	of	costs	including	their	purpose,	

justification,	and	the	basis	of	your	calculations.		Reviewers	will	consider	the	information	

you	provide	in	your	budget as	part	of their	assessment	of	the	Cost-Effectiveness	and	

Budget	Adequacy	criteria.	

As	you	enter	your	detailed	budget	information,	eGrants	will	automatically	populate	a	

budget	summary	and	budget	narrative	report.	eGrants	will	perform	a	limited	compliance	

check	to	validate	the	budget.	If	it	finds	any	compliance	issues	you	will	receive	a	warning	

and/or	error	messages.	You	must	resolve	all	errors	before	you	can	submit	your	budget.

As	you	prepare	your	budget:	

 All	the	amounts	you	request	must	be	for	a	particular	purpose.	Do	not	include	

miscellaneous,	contingency,	or	other	undefined	budget	amounts.	

 Itemize	each	cost	and	present	the	basis	for	all	calculations	in	the	form	of	an	equation,	

identifying	the	number	of	persons	involved	with	the	event,	the	cost	per	person	or	unit,	

and/or	the	annual	salary	cost.	

 Do	not	include	unallowable	expenses,	e.g.,	entertainment	costs	(which	include	food	

and	beverage	costs)	unless	they	are	justified	as	an	essential	component	of	an	activity.	

 Do	not	include	fractional	amounts	(cents).	

 The	value	of	any	in-kind	goods	or	services	provided	to	the	applicant	cannot	be	

included	in	the	proposed	or	final	budgets.		Because	of	the	required	one-to-one	

match	for	Social	Innovation	Fund	grantees,	the	budget	must	reflect total costs	being	

distributed	equally	between	the	federal	and	grantee	shares,	but	individual	categories	

do	not have	to	be	equally	distributed.	
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 At	least	80	percent	of	the	federal	share	must	be	awarded	to	subgrantees;	the	balance	

may	go	toward	the	intermediary’s	program	support	costs,	including	evaluation,	

knowledge	management,	and	Social	Innovation	Fund	implementation.

Programs	must	comply	with	all	applicable	federal	laws,	regulations,	and	OMB	circulars	for	

grant	management,	allowable	costs,	and	audits,	including	providing	audits	to	the	A-133	

clearinghouse	if	expending	over	$500,000	in	federal	funds,	as	required	in	OMB	Circular	A133.

Allowable	Costs

Please	refer	to	the	relevant	OMB	Circulars	for	further	guidance on	allowable	costs.	The	

OMB	circulars	are	online	at	www.whitehouse.gov/OMB/circulars,	and	have	been	codified	

in	Title	2	of	the	Code	of	Federal	Regulations	(CFR)	as	indicated	below

 A-21	- Cost	Principles	for	Educational Institutions,	2	CFR	Part	220	

 A-87	- Cost	Principles	for	State,	Local,	and	Indian	Tribal	Governments,	2	CFR	Part	225	

 A-122	- Cost	Principles	for	Non	Profit	Organizations,	2	CFR	Part	230	

It	is	important	to understand	that	“allowable	costs”	under	federal awards	do	not	

necessarily	include	all	costs	that	the	organization	will	incur	in	order	to	perform	their	

awards.		For	example,	the	cost	of	raising	funds	in	order	to	meet	the	nonfederal	share	of	the	

budget	(“matching	funds”)	is not	allowable	under	the	OMB	cost	principles.		The	cost	

principles	reflect	government-wide	requirements that	one	must	be	aware	of	when	

developing	a	budget.

B. Matching	Funds

The	non-federal	share	of	the	budget	represents	the	dollar-for-dollar	matching	funds	

requirement.		Any	organization	that	receives	a	SIF award	is	responsible	for	securing	the	

necessary	matching	funds.		Matching	funds	may	come	from	state,	local,	or	private	sources,	

which	may	include	state	or	local	government	agencies,	businesses,	private	philanthropic	

organizations,	or	individuals.		Federal	funds	may	not	be	used	towards	the	match	

requirement.	

The	non-federal	share	of	the	budget	must	equal	or	exceed	the	federal	share	of	the	budget	

(this	implements	the	dollar-for-dollar	cash	match	requirement).		There	is	no	requirement	

that	the	non-federal	share	of	the	budget	“mirror”	or	be	allocated	on	the	same	basis	as	the	

federal	share	of	the	budget.		For	example,	it	is	not	required	that	80	percent	of	the	grantee’s	

share	of	funds	be	allocated	to	subgrantees,	as	is	required	for	the	federal	share.	

Additionally:

 If	the	applicant	is	an	eligible	partnership	that	includes	a	State	Commission	or	a	local	

government	office,	the	state	or	local	government	involved	must	provide	not	less	than	

30	percent	and	not	more	than	50	percent	of	the	matching	funds.

C. Budget	Line	Items
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Section	I.	Program	Costs

 Project	Personnel	Expenses

List	each	staff	position	separately	with	a	brief	statement	of	responsibilities,	salary	

and	the	percentage	of	staff	time	that	will	apply	to	the	grant.	Each	staff	person’s	role	

listed	in	the	budget	must	be	described	in	the	application	narrative	and	each	staff	

person	mentioned	in	the	narrative	must	be	listed	in	the	budget	as	either	CNCS	or	

Grantee	share.		

 Personnel	Fringe	Benefits

Include	costs	of	benefit(s)	for the	project	staff.		Identify	the	types	of	fringe	benefits	

to	be	covered	and	the	costs	of	benefit(s)	for	each	staff	position.	Allowable	fringe	

benefits	typically	include	FICA,	Worker’s	Compensation,	Retirement,	SUTA,	Health	

and	Life	Insurance,	IRA,	and	401K.	You	may	provide	a	calculation	for	total	benefits	

as	a	percentage	of	the	salaries	to	which	they	apply	or	list	each	benefit	as	a	separate	

item.	If	a	fringe	benefit	amount	is	over	30%,	please	list	covered	items	separately	

and	justify	the	high cost.	Holidays,	leave,	and	other	similar	vacation	benefits	are	

not	included	in	the	fringe	benefit	rates,	but	are	absorbed	into	the	personnel	

expenses	(salary)	budget	line	item.

 Staff	Travel

Describe	the	purpose	for	which	project staff	will	travel.	Allowable costs are	

transportation,	lodging,	subsistence,	and	other	related	expenses.		Provide	a	calculation	

that	includes	itemized	costs	for	airfare,	transportation,	lodging,	per	diem,	and	other	

travel-related	expenses	multiplied	by	the	number	of	trips/staff.	Where	applicable,	

identify	the	current	standard	reimbursement	rate(s)	of	the	organization	for	mileage,	

daily	per	diem,	and	similar	supporting	information.	Reimbursement	should	not	exceed	

the	federal	mileage	rate	unless	a	result	of	applicant	policy	and	justified	in	the	budget	

narrative.	Only	domestic	travel	is	allowable.

For	example:	Two	staff	members	will	attend	the	Annual	Grantee	Convening in	

Washington,	DC.:	2	staff	X	$750	airfare	+	$50	ground	transportation	+	(1	day)	X	$400	

lodging	+	$35	per	diem	=	$2,470	for	Annual	Grantee	Meeting.

 Equipment

Equipment	is	defined	as	tangible,	non-expendable	personal	property	having	a	useful	

life	of	more	than	one	year	AND an	acquisition	cost	of	$5,000	or	more	per	unit

(including	accessories,	attachments,	and	modifications).		If	applicable,	show	the	unit	

cost	and	number	of	units	you	are	requesting.	Provide	a	brief	justification	for	the	

purchase	of	the	equipment	under	Item/Purpose.		You	might	be	asked	to	provide	

further	explanation	of	equipment	costs	that	exceed	10%	of	the	total	CNCS	funds	

requested.		Any	items	that	do	not	meet	this	definition	should	be	entered	under	

Supplies.				

 Supplies
11

Include	the	funds	for	the	purchase	of	consumable	supplies	and	materials	that	do not	fit	

the	definition	above.		Applicants	must	individually	list	any	single	item	costing	$1,000	

(one	thousand)	or	more. Applicants should	provide	the	calculation	for	cost	

determinations.	

 Contractual	and	Consultant	Services

Include	costs	for	consultants	related	to	the	project’s	operations,	except	training or	

evaluation	consultants	who	should	be	listed	in	those	sections.		Where	applicable,	

indicate	the	daily	rate	for	consultants.	

 Training

Include	the	costs	associated with	training	of	staff	working	directly	on	the	project,	

especially	training	that	specifically	enhances	staff	project	implementation	and	

professional	skills.	If	using	a	consultant(s)	for	training,	indicate	the	estimated	

daily	rate.

 Evaluation

Include	costs	for	project	evaluation	activities,	such	as	use	of	evaluation	

consultants,	purchase	of	instrumentation	and	other	costs	specifically	for	this	

activity.		Indicate	daily	rates	of	consultants,	where	applicable.	If	subgrantee	

evaluations	will	be	paid	at	the	subgrantee	level	using	subgrant funds include	them	

in	section	I.	Other.	

 Other	Costs

Subgrants - Please	enter	all	subgrant	costs	in	a	line	titled,	“Subgrants.”	The	amount	

entered	for	the	CNCS	share	should	reflect	at	least	80%	of	total	requested	federal	

funds.		As	with	other	categories,	the	grantee	share	of	subgrant	funds	does	not	

need	to	equal	the	CNCS	share.	

Criminal	History	Checks - Please	include	a	line	titled”	Criminal	History	Checks”	and	

enter	costs	for	criminal	history	background	checks	for	all	employees	or	other	

individuals	who	receive	a	salary,	stipend	or	similar	payment	from	the	grant	(CNCS	or	

non-CNCS	share).

Other	allowable	costs	in	this	section	may	include	office	space	rental,	utilities,	and	

telephone	and	Internet	expenses	that	directly	involve program	staff	and	are	not	

part	of	the	organization’s	indirect	cost/admin	cost.		If	shared	with	other	projects	

or	activities,	you	must	prorate	the	costs	equitably.		List	each	item	and	provide	a	

justification	in	the	budget.

 Administrative	Costs

Administrative	costs	are	general	or	centralized	expenses	of	the	overall	administration	

of	an	organization	and	do	not	include	particular	project	costs.	These	costs	may	include	

administrative	staff	positions,	rent,	IT	costs,	etc.	

 If	you	have	a	federally	approved	indirect	cost	(IDC)	rate	you	must use	it	unless	
12

authorized	by	CNCS	to	use	another	method.		Specify	the	Cost	Type	for	which	your	

organization	has	current	documentation	on	file,	i.e.,	Provisional,	Predetermined,	

Fixed,	or	Final	indirect	cost	rate.		Supply	your	approved	IDC	rate	(percentage).		It	is	

at	your	discretion	whether	or	not	to	use	your	entire	IDC	rate	to 		calculate	

administrative	costs.		If	you	choose	to	claim	a	lower	rate,	please	include	this	rate	

under	the	Rate	Claimed	field.

 If	you	do	not	have	an	IDC, administrative	costs	should	be	entered	as	direct	

expenses.

		

 Source	of	Matching	Funds

Describe	the	grantee	match	contribution	by	entering	a	brief description,	the	amount,	

the	match	classification	(Cash,	In-kind,	or	Not	Available)	and	Match	Source	

(State/Local,	Private,	Other	or	Not	Available)	for	your	entire	match.	Define	any	

acronyms	the	first	time	they	are	used.

Note:	You	will	be	prevented	from	validating	your	budget	in	eGrants	if	you	do not	meet	the	

dollar-for-dollar cash	match.		You	will	receive	an	error	message	that	states,	“Grantee	share	

must	be	greater	than	or	equal	to	CNCS	share.”

VII. Review,	Authorize,	and	Submit

eGrants	requires	that	you	review	and	verify	your	entire	application	before	submitting by	

completing	the	following steps:

 Review

 Authorize

 Assurances

 Certifications

 Verify

 Submit

Read	the	Authorization,	Assurances,	and	Certifications	carefully	(Attachment	A).	The	person

who	authorizes	the	application	must	be	the	applicant’s	Authorized	Representative	or	his/her	

designee	and	must	have	an	active	eGrants	account	to	sign	these	documents	electronically.	An	

Authorized	Representative	is	the	person	in	your	organization	authorized to	accept	and	

commit	funds	on	behalf	of	the	organization.	A	copy	of	the	governing	body’s	authorization	for	

this	official	representative	to	sign	must	be	on	file	in	the	applicant’s	office.

Be	sure	to	check	your	entire	application	to	make	sure	that	there	are	no	errors	before	

submitting	it.	eGrants	will	also	generate	a	list	of	errors	if	there	are	sections	that	need	to	be	

corrected	prior	to	submission	when	you	verify	the	application.	If	someone	else	is	acting	in	the	

role	of	the	applicant’s	authorized	representative,	that	person	must	log	into	his/her	eGrants	

account	to	proceed	with	Authorize	and	Submit.	After	signing	off	on	the	Authorization,	

Assurances,	and	Certifications,	his/her	name	will	override	any	previous	signatory	that	may	

appear	and	show	on	the	application	as	the	Authorized	Representative.
13

Note:	Anyone	within	your	organization	who	will	be	entering	information	in	the	

application	at	any	point	during	application	preparation	and	submission	in	the	eGrants	

system	must	have	their	own	eGrants	account.	Individuals	may	establish	an	eGrants	account	

by	accessing	this	link:	https://egrants.cns.gov/espan/main/login.jsp and	selecting	“Don’t	

have	an	eGrants	account?		Create	an	account.”
14

CONTINUATION	REQUESTS

These instructions	apply	only	to	programs	that	are	in	years	one through	four	of	a	SIF	grant	

and	are	requesting	funding	for	the	next year.

 Log	into	eGrants

 On	your	eGrants	Home	Page,	under	Creating	a	Grant	Application,	select	

Continuation/Renewal

 Select	Continue	from	the	options	listed	to	the	right	of	your	SIF	grant.		Do	not	start	a	new	

application.		If	you	have	more	than	one	grant	with	the	Corporation,	be	sure	to	select	the	

correct	one.		The	system	will	copy	your	most	recently	awarded	application.	

 Select	Next	on	the	screen	that	opens

APPLICATION	CONTENT

Your	application	consists	of	the	following	components.	Make	sure	to	review each	section.	

I. Applicant	Info	

II. Application	Info	

III. Narratives	

IV. Performance	Measures

V. Documents

VI. Budget	

VII. Review,	Authorize,	and	Submit

I. Applicant	Info

Update	this	section	if	necessary.

 In	particular,	click	View/Edit under	Project	Director to	see	if	the	contact	information	is	

current.	 Make	any	necessary	changes	to	the	project	director’s	contact	information.

 If	the	project	director	has	changed,	you	must	create	a	record	for	the	new	person	by	

clicking	Enter	New.		DO	NOT	overwrite	the	information	for	an	existing	contact	with	the	

information	for	a	new	contact	because	this	affects	the	historical	record.

 Document	in	the	Continuation	Changes	field	any	changes	you	have	made	to	this	section.

II. Application	Info

Update	‘Areas	affected	by	the	project’	and	‘Delinquent	on	any	federal	debt’	as	necessary.		Do	

not	adjust	the	project	period	dates.

III. Narratives

Please	comply	with	the	page	limit	listed	in	the	Notice.		Preview	the	eGrants	PDF of	your	

application	to	ensure	that	you	don’t	exceed	the	page	limit	as	prescribed	in	the	Notice.
15

 Your	original	application	will	appear	in	the	different	sections	of	the	Narratives	screen.		

Do	not	enter	continuation	changes	in,	or	otherwise	edit,	the	original	narrative	fields.	

Instead	provide	the	information	described	below	in	the	narrative	field	called	

“Continuation	Changes”.

 If	you	have	previously	requested	continuation	funding, please	distinguish this	year’s	

text	from	previous	by	labeling	this	year’s	narrative	“Year	___(2	,	3,	4,	etc.)	Continuation	

Changes”.

 Please	enter	narrative	for	the	following	topics,	clearly	labeling	each	with	a	new	

heading:

 Changes	to	Applicant	or	Application	Info	Screen:	As	applicable,	note	any	changes	

you	have	made	to	the	Applicant	Info	and	Application	Info	screens.

 Changes	in	Staff:	If	applicable,	describe	changes	in	key	staff	positions.		If	any	key	

positions	are	currently vacant,	describe	how	the	functions	are	being	carried	out	

and	when	the	positions	will	be	filled.

 Continuations	review	criteria	outlined	in	the	Notice:	Provide	a	narrative	response	

to	the	review	criteria.

 Changes	to	Budget:	If	applicable,	provide	a	rationale	for	any	proposed	changes	to	

the	budget.	

IV. Performance	Measures

Update	this	section	as	necessary.		In	the	Continuations	Changes	narrative	section,	identify	

describe	any	performance	measures	changes	made.

V. Documents

In	addition	to	the	application	submitted	in	eGrants,	you	are	required	to	complete	and	submit	

a	table	summarizing	your	subgrant	awards	as	directed	in	the	Notice.		The	table	can	be	found	

in	Attachment B.		After	you	have	submitted	the	table	as	requested,	change	the	status	in	

eGrants	from	the	default	“Not	Sent”	to	the	applicable	status	“Sent.”	

VI. Budget

Your	budget	from	the	previous	year	will	be	copied	into	your	continuation	request.		Make	any	

necessary	adjustments	to	the	existing	budget.		

VII. Review,	Authorize,	and	Submit

Read	the	Authorization,	Assurances,	and	Certifications	carefully	(Attachment	A). The	person	

who	authorizes	the	application	must	be	the	applicant’s	Authorized	Representative	or	his/her	

designee	and	must	have	an	active	eGrants	account	to	sign	these	documents	electronically.	An	

Authorized	Representative	is	the	person	in	your	organization authorized	to	accept	and	

commit	funds	on	behalf	of	the	organization.	A	copy	of	the	governing	body’s	authorization	for	

this	official	representative	to	sign	must	be	on	file	in	the	applicant’s	office.
16

Be	sure	to	check	your	entire	application	to	make	sure	that	there	are	no	errors	before	

submitting	it.	eGrants	will	also	generate	a	list	of	errors	if	there	are	sections	that	need	to	be	

corrected	prior	to	submission	when	you	verify	the	application.	If	someone	else	is	acting	in	the	

role	of	the	applicant’s	authorized	representative,	that	person	must	log	into	his/her	eGrants	

account	to	proceed	with	Authorize	and	Submit.	After	signing	off	on	the	Authorization,	

Assurances,	and	Certifications,	his/her	name	will	override	any	previous	signatory	that	may

appear	and	show	on	the	application	as	the	Authorized	Representative.
i

ATTACHMENT A:	Assurances	&	Certifications

ASSURANCES

As the duly authorized representative of the applicant, I assure, to the best of my knowledge and belief, that

the applicant:

 Has the legal authority to apply for federal assistance, and the institutional, managerial, and financial 

capability (including funds sufficient to pay the non-federal share of project costs) to ensure proper

planning, management, and completion of the project described in this application.

 Will give the awarding agency, the Comptroller General of the United States, and if appropriate, the 

state, through any authorized representative, access to and the right to examine all records, books,

papers, or documents related to the award; and will establish a proper accounting system in accordance 

with generally accepted accounting standards or agency directives.

 Will establish safeguards to prohibit employees from using their position for a purpose that

constitutes or presents the appearance of personal or organizational conflict of interest, or personal

gain.

 Will initiate and complete the work within the applicable time frame after receipt of approval of the 

awarding agency.

 Will comply with the Intergovernmental Personnel Act of 1970 (42 U.S.C. 4728-4763) relating to

prescribed standards for merit systems for programs funded under one of the nineteen statutes or

regulations specified in Appendix A of OPM’s Standards for a Merit System of Personnel

Administration (5 CFR 900, Subpart F).

 Will comply with all federal statutes relating to nondiscrimination. These include but are not limited to:

Title VI of the Civil Rights Act of 1964 (P.L. 88-352) which prohibits discrimination on the basis of

race, color, or national origin; (b) Title IX of the Education Amendments of 1972, as amended (20

U.S.C. 1681-1683, and 1685-1686). which prohibits discrimination on the basis of sex; (c) Section 504

of the Rehabilitation Act of 1973, as amended (29 U.S.C. 794), which prohibits discrimination on the 

basis of disability (d) The Age Discrimination Act of 1975, as amended (42 U.S.C. 6101-6107), which

prohibits discrimination on the basis of age; (e) The Drug Abuse Office and Treatment Act of 1972 (P.L.

92-255), as amended, relating to nondiscrimination on the basis of drug abuse; (f) The Comprehensive 

Alcohol Abuse and Alcoholism Prevention, Treatment and Rehabilitation Act of 1970 (P.L. 91-616), as 

amended, relating to nondiscrimination on the basis of alcohol abuse or alcoholism; (g) sections 523 and

527 of the Public Health Service Act of 1912 (42 U.S.C. 290dd-3 and 290ee-3), as amended, relating to

confidentiality of alcohol and drug abuse patient records; (h) Title VIII of the Civil Rights Act of 1968

(42 U.S.C. 3601 et seq.), as amended, relating to nondiscrimination in the sale, rental or financing of

housing; (i) any other nondiscrimination provisions in the National and Community Service Act of

1990, as amended; and (j) the requirements of any other nondiscrimination statute(s) which may apply to

the application.

 Will comply, or has already complied, with the requirements of Titles II and III of the Uniform

Relocation Assistance and Real Property Acquisition Policies Act of 1970 (P.L. 91-646) which

provide for fair and equitable treatment of persons displaced or whose property is acquired as a result

of federal or federally assisted programs. These requirements apply to all interests in real property

acquired for project purposes regardless of federal participation in purchases.

 Will comply with the provisions of the Hatch Act (5 U.S.C. 1501-1508 and 7324-7328) which

limit the political activities of employees whose principal employment activities are funded in

whole or in part with Federal funds.

 Will comply, as applicable, with the provisions of the Davis-Bacon Act (40 U.S.C 276a and 276a-77),
ii

the Copeland Act (40 U.S.C 276c and 18 U.S.C. 874), and the Contract Work Hours and Safety

Standards Act (40 U.S.C. 327-333), regarding labor standards for Federally assisted construction subagreements.

 Will comply, if applicable, with flood insurance purchase requirements of Section 102(a) of the Flood

Disaster Protection Act of 1973 (P.L. 93-234) which requires the recipients in a special flood hazard

area to participate in the program and to purchase flood insurance if the total cost of insurable 

construction and acquisition is $10,000 or more.

 Will comply with environmental standards which may be prescribed pursuant to the following: (a)

institution of environmental quality control measures under the National Environmental Policy Act

of 1969 (P.L. 91-190) and Executive Order (EO) 11514; (b) notification of violating facilities 

pursuant to EO 11738; (c) protection of wetlands pursuant to EO 11990; (d) evaluation of flood

hazards in floodplains in accordance with EO 11988; (e) assurance of project consistency with the 

approved state management program developed under the Coastal Zone Management Act of 1972

(16 U.S.C 1451 et seq.); (f) conformity of federal actions to State (Clean Air) Implementation Plans

under Section 176(c) of the Clean Air Act of 1955, as amended (42 U.S.C. 7401 et seq.); (g)

protection of underground sources of drinking water under the Safe Drinking Water Act of 1974, as 

amended (P.L. 93-523); and (h) protection of endangered species under the Endangered Species Act

of 1973, as amended (P.L. 93-205).

 Will comply with the Wild and Scenic Rivers Act of 1968 (16 U.S.C 1271 et seq.) related to

protecting components or potential components of the national wild and scenic rivers system.

 Will assist the awarding agency in assuring compliance with Section 106 of the National Historic

Preservation Act of 1966, as amended (16 U.S.C. 470), EO 11593 (identification and protection of

historic properties), and the Archaeological and Historic Preservation Act of 1974 (16U.S.C. 469a-l et

seq.).

 Will comply with P.L. 93-348 regarding the protection of human subjects involved in research,

development, and related activities supported by this award of assistance.

 Will comply with the Laboratory Animal Welfare Act of 1966 (P.L. 89-544, as amended, 7 U.S.C.

2131 et seq.) pertaining to the care, handling, and treatment of warm blooded animals held for

research, teaching, or other activities supported by this award of assistance.

 Will comply with the Lead-Based Paint Poisoning Prevention Act (42 U.S.C. §§ 4801 et seq.) which

prohibits the use of lead based paint in construction or rehabilitation of residence structures.

 Will cause to be performed the required financial and compliance audits in accordance with the Single 

Audit Act of 1984, as amended, and OMB Circular A-133, Audits of States, Local Governments, and

Non-Profit Organizations.

 Will comply with all applicable requirements of all other Federal laws, executive orders,

regulations, application guidelines, and policies governing this program.

For Social Innovation Fund Applicants ONLY

 Will use the funds received through the award in order to make sub-grants to community organizations 

that will use the funds to replicate or expand proven initiatives, or support new initiatives, in lowincome communities.

 Will consult with a diverse cross section of community representatives in making decisions about

sub-grants for communities (including individuals from the public, nonprofit private, and forprofit private sectors).

 Will make sub-grants of a sufficient size and scope to enable the community organizations to build
iii

their capacity to manage initiatives, and sustain replication or expansion of the initiatives;

 Will not make any sub-grants to--

 the parent organizations of the applicant,

 a subsidiary organization of the parent organization of the applicant, or,

 if the applicant applied for a SIF award as a partnership, any member of the partnership.

 Commits to meeting the matching cash fund requirements of section 198k(i) of the National and

Community Service Act of 1990 (42 U.S.C. §12653k(i)).

 Commits to use data and evaluations to improve the applicant’s own model and to improve the 

initiatives funded by the applicant.

 Commits to cooperate with any evaluation activities undertaken by the Corporation.
CERTIFICATIONS

Certification – Debarment, Suspension, and Other Responsibility Matters

This certification is required by the government-wide regulations implementing Executive Order 12549,

Debarment and Suspension, 2 CFR Part 180, Section 180.335, What information must I provide before

entering into a covered transaction with a Federal agency?

As the duly authorized representative of the applicant, I certify, to the best of my knowledge and belief,

that neither the applicant nor its principals:

 Is presently excluded or disqualified;

 Has been convicted within the preceding three years of any of the offenses listed in § 

180.800(a) or had a civil judgment rendered against it for one of those offenses within that

time period;

 Is presently indicted for or otherwise criminally or civilly charged by a governmental entity

(Federal, State, or local) with commission or any of the offenses listed in § 180.800(a); or

 Has had one or more public transactions (Federal, State, or local) terminated within the

preceding three years for cause or default.

Definitions

The terms “debarment”, “suspension”, “excluded”, “disqualified”, “ineligible”, “participant”, “person”,

“principal”, and “voluntarily excluded” as used in this document have the meanings set out in 2 CFR Part

180, subpart I, “Definitions.” A transaction shall be considered a “covered transaction” if it meets the 

definition in 2 CFR part 180 subpart B, “Covered Transactions.”

Assurance requirement for subgrant agreements

You agree by submitting this proposal that if we approve your application you shall not knowingly enter 

into any lower tier covered transaction with a person who is debarred, suspended, declared ineligible, or

voluntarily excluded from participation in this covered transaction, unless authorized by us.

Assurance inclusion in subgrant agreements

You agree by submitting this proposal that you will obtain an assurance from prospective participants in

all lower tier covered transactions and in all solicitations for lower tier covered transactions that the 

participants are not debarred, suspended, ineligible, or voluntarily excluded from the covered transaction.

Assurance of subgrant principals

You may rely upon an assurance of a prospective participant in a lower-tier covered transaction that is not

debarred, suspended, ineligible, or voluntarily excluded from the covered transaction, unless you know

that the assurance is erroneous. You may decide the method and frequency by which you determine the 

eligibility of your principals. You may, but are not required to, check the List of Parties Excluded from

Federal Procurement and Nonprocurement Programs.

Non-assurance in subgrant agreements

If you knowingly enter into a lower tier covered transaction with a person who is suspended, debarred,

ineligible, or voluntarily excluded from participation in this transaction, in addition to other remedies 

available to the federal government, we may terminate this transaction for cause or default.

Certification – Drug Free Workplace

This certification is required by the Corporation’s regulations implementing sections 5150-5160 of the 

Drug-Free Workplace Act of 1988 (P.L. 100-690), 2 CFR Parts 182 and 2245. The regulations require 

certification by grantees, prior to award, that they will make a good faith effort, on a continuing basis,

to maintain a drug-free workplace. The certification set out below is a material representation of fact

upon which reliance will be placed when the agency determines to award the grant. False certification

or violation of the certification may be grounds for suspension of payments, suspension or termination
of grants, or government-wide suspension or debarment (see 2 CFR Part 180, Subparts G and H).

As the duly authorized representative of the grantee, I certify, to the best of my knowledge and

belief, that the grantee will provide a drug-free workplace by:

A. Publishing a drug-free workplace statement that:

a. Notifies employees that the unlawful manufacture, distribution, dispensing, possession, or use 

of a controlled substance is prohibited in the grantee’s workplace;

b. Specifies the actions that the grantee will take against employees for violating that

prohibition; and

c. Informs employees that, as a condition of employment under any award, each employee

will abide by the terms of the statement and notify the grantee in writing if the employee 

is convicted for a violation of a criminal drug statute occurring in the workplace within

five days of the conviction;

B. Requiring that a copy of the statement described in paragraph (A) be given to each employee

who will be engaged in the performance of any Federal award;

C. Establishing a drug-free awareness program to inform employees about:

a. The dangers of drug abuse in the workplace;

b. The grantee’s policy of maintaining a drug-free workplace;

c. Any available drug counseling, rehabilitation, and employee assistance programs; and

d. The penalties that the grantee may impose upon them for drug abuse violations occurring

in the workplace;

D. Providing us, as well as any other Federal agency on whose award the convicted employee was

working, with written notification within 10 calendar days of learning that an employee has 

been convicted of a drug violation in the workplace;

E. Taking one of the following actions within 30 calendar days of learning that an employee has 

been convicted of a drug violation in the workplace:

a. Taking appropriate personnel action against the employee, up to and including termination; or

b. Requiring that the employee participate satisfactorily in a drug abuse assistance or

rehabilitation program approved for these purposes by a Federal, State, or local health,

law enforcement, or other appropriate agency;

F. Making a good faith effort to continue to maintain a drug-free workplace through

implementation of paragraphs (A) through (E).

Certification - Lobbying Activities

As required by Section 1352, Title 31 of the U.S. Code, as the duly authorized representative of the 

applicant, I certify, to the best of my knowledge and belief, that:

 No funds received from CNCS have been or will be paid, by or on behalf of the applicant, to

any person or agent acting for the applicant, related to activity designed to influence the

enactment of legislation, appropriations, administrative action, proposed or pending before the 

Congress or any State government, State legislature or local legislature or legislative body.

 If any funds other than federal appropriated funds have been paid or will be paid to any person

for influencing or attempting to influence an officer or employee of any agency, a member of

Congress, an officer or employee of Congress, or an employee of a member of Congress in

connection with this federal contract, grant, loan, or cooperative agreement, the applicant will

submit Standard Form-LLL, "Disclosure Form to Report Lobbying," in accordance with its 

instructions;

 The applicant will require that the language of this certification be included in the award

documents for all subcontracts at all tiers (including subcontracts, subgrants, and contracts 

under grants, loans and cooperative agreements) and that all subrecipients will certify and
disclose accordingly.

Erroneous certification or assurance

The assurances and certifications are material representations of fact upon which we rely in determining

whether to enter into this transaction. If we later determine that you knowingly submitted an erroneous 

certification or assurance, in addition to other remedies available to the federal government, we may

terminate this transaction for cause or default.

Notice of error in certification or assurance

You must provide immediate written notice to us if at any time you learn that a certification or assurance 

was erroneous when submitted or has become erroneous because of changed circumstances.

Prudent person standard

Nothing contained in the aforementioned may be construed to require establishment of a system of

records in order to render in good faith the assurances and certifications required. Your knowledge and

information is not required to exceed that which is normally possessed by a prudent person in the

ordinary course of business dealings.
ATTACHMENT B:	Continuations	Subgrantee	Awards	Chart