CARB AUGUST 14, 2015 SIP REVISION SUBMITTAL – Mobile Source Regulations 

Technical Support Document 

Prepared by Jeff Wehling, Office of Regional Counsel, EPA Region IX 

Dated: October 27, 2015 

Abbreviations: 

ATCM = Airborne toxic control measure 

BACT = Best available control technology 

CHE = Cargo handling equipment 

CI = Compression ignition 

HD = Heavy-duty 

LDT = Light-Duty Trucks 

LEV = Low-emission vehicles 

LPG = Liquefied petroleum gas 

LSI = Large spark-ignition 

MDV = Medium-duty vehicles 

OBD = Onboard diagnostic 

OC = Otto-Cycle 

OGV = Ocean-Going Vessels 

PC = Passenger Cars 

PZEV = Partial ZEV allowance vehicles 

SULEV – Super-ultra-low-emission vehicles 

TZEV = Transitional zero-emission vehicles 

ULEV = Ultra-low-emission vehicles 

ZEV = Zero-emission vehicles 

CCR Section Title 

Subsections 

Submitted 

Effective 

Date for 

regulation/a

mendments Notes 

Title 13 (Motor Vehicles), Division 3 (Air Resources Board), Chapter 1 (Motor Vehicle Pollution Control Devices), Article 1 (General Provisions)
2 

13 CCR § 1900 Definitions (b)(11) 

through 

(b)(17) 

11/22/1999 Definitions of “motorcycle engine,” 

“passenger car,” “recall,” “replacement 

parts,” “subgroup,” and “reactivity 

adjustment factor.” 

13 CCR § 1900 Definitions (b)(9), (b)(22) 8/7/2012 Definitions of “intermediate volume 

manufacturer” and “small volume 

manufacturer.” 

13 CCR § 1900 Definitions (b)(22) 12/31/2012 Definition of “small volume manufacturer.”

Title 13 (Motor Vehicles), Division 3 (Air Resources Board), Chapter 1 (Motor Vehicle Pollution Control Devices), Article 2 (Approval of Motor 

Vehicle Pollution Control Divisions (New Vehicles))

13 CCR § 1956.8 Exhaust Emissions Standards and Test 

Procedures – 1985 and Subsequent Model 

Heavy-Duty Engines and Vehicles 

(a)(2), (a)(5), 

(b), (h) 

11/17/2002 Exhaust emissions standards for new 2004 

and subsequent model heavy-duty diesel 

engines, heavy-duty natural gas-fueled and 

LPG-fueled engines derived from diesel-cycle 

engines; crankcase emissions requirements; 

test procedures. 

13 CCR § 1956.8 Exhaust Emissions Standards and Test 

Procedures – 1985 and Subsequent Model 

Heavy-Duty Engines and Vehicles 

(b), (c)(1)(B), 

(d), 

(h)(2)(footno

tes J and K) 

12/4/2003 Test procedures; exhaust emissions 

standards for new 2005 and subsequent 

model HD OC engines. 

13 CCR § 1956.8 Exhaust Emissions Standards and Test 

Procedures – 1985 and Subsequent Model 

Heavy-Duty Engines and Vehicles 

(a)(2)(A), 

(a)(6), (b) 

11/15/2006 Heavy-duty diesel engine idling 

requirements; test procedures. 

13 CCR § 1956.8 Exhaust Emissions Standards and Test 

Procedures – 1985 and Subsequent Model 

Heavy-Duty Engines and Vehicles 

(b), (c)(1)(B), 

(c)(3), (d), 

(h)(2), (h)(5) 

8/7/2012 Test procedures; exhaust emissions standard 

for new 2005 and subsequent model HD OC 

engines; 1992 and subsequent model diesel 

engines used in MD low-emissions vehicles. 

13 CCR § 1956.8 Exhaust Emissions Standards and Test 

Procedures – 1985 and Subsequent Model 

Heavy-Duty Engines and Vehicles 

(b), 

(c)(1)(A)(3), 

(d), (h)(5) 

12/31/2012 Test procedures; exhaust emissions standard 

for new 2005 and subsequent model HD OC 

engines; 1992 and subsequent model diesel 

engines used in MD low-emissions vehicles. 

13 CCR § 1958 Exhaust Emissions Standards and Test 

Procedures – Motorcycles and Motorcycle 

(a)(excluding 

(a)(1)), (b)(1), 

11/22/1999 Exhaust emissions standards for HC + NOx and 

for CO; different standards established for 

different sizes and for different models years; 
3 

Engines Manufactured on or after January 1, 

1978 

(b)(2), (f), (g), 

(h) 

provisions for small volume manufacturers 

and for early-compliance credits; sunset 

review. Excluded subsection relates to an 

exclusion for motorcycles or motorcycle 

engines where the engine displacement is 

less than 50 cubic centimeters. 

13 CCR § 1960.1 Exhaust Emission Standards and Test 

Procedures – 1981 through 2006 Model 

Passenger Cars, Light Duty Trucks, and 

Medium Duty Vehicles 

(r) 8/7/2012 4,000-mile Supplement FTP Emission 

Standards for LEV, ULEV, and SULEV in the 

PC, LDT, and MDVs. 

13 CCR § 1960.1 Exhaust Emission Standards and Test 

Procedures – 1981 through 2006 Model 

Passenger Cars, Light Duty Trucks, and 

Medium Duty Vehicles 

(r) 12/31/2012 4,000-mile Supplement FTP Emission 

Standards for LEV, ULEV, and SULEV in the 

PC, LDT, and MDVs. 

13 CCR § 1961 Exhaust Emission Standards and Test 

Procedures – 2004 and Subsequent Model 

Passenger Cars, Light-Duty Trucks, and 

Medium-Duty Vehicles 

Introduction;

(a)(4), (a)(8), 

(a)(12), 

(a)(15); 

(b)(3)(B), 

(b)(3)(C), 

(b)(3)(D), 

(b)(3)(E); (d); 

(e) 

12/4/2003 50° F Exhaust emissions standards, 

requirements for vehicles certified to the 

optional 150,000 mile standards, NMOG 

credit provisions, fuel-fired heater provisions, 

phase-in requirements for MDV 

manufacturers; test procedures. 

13 CCR § 1961 Exhaust Emission Standards and Test 

Procedures – 2004 and Subsequent Model 

Passenger Cars, Light-Duty Trucks, and 

Medium-Duty Vehicles 

(d) 2/17/2007 Test procedures.

13 CCR § 1961 Exhaust Emission Standards and Test 

Procedures – 2004 through 2019 Model 

Passenger Cars, Light-Duty Trucks, and 

Medium-Duty Vehicles 

Introduction;

(a)(1), (a)(3), 

(a)(4), (a)(5), 

(a)(7), 

(a)(8)(B), 

(a)(14)(A); 

(b)(1)(A), 

8/7/2012 “LEV II” exhaust emission standards for 2004 

through 2019 model PC, LDT, and MDV; test 

procedures. 
4 

(b)(1)(B)(1.)(c

.), 

(b)(1)(B)(3.), 

(b)(1)(C)(1.), 

(b)(1)(D), 

(b)(3)(A), 

(b)(3)(B), 

(b)(3)(C), 

(b)(3)(E); 

(c)(1), 

(c)(2)(A), 

(c)(3)(A), (d) 

13 CCR § 1961 Exhaust Emission Standards and Test 

Procedures – 2004 through 2019 Model 

Passenger Cars, Light-Duty Trucks, and 

Medium-Duty Vehicles 

Introduction; 

(a)(1); 

(b)(1)(A); (d) 

12/31/2012 “LEV II” exhaust emission standards for 2004 

through 2019 model PC, LDT, and MDV; test 

procedures. 

13 CCR § 1961.2 Exhaust Emission Standards and Test 

Procedures – 2015 and Subsequent Model 

Passenger Cars, Light-Duty Trucks, and 

Medium-Duty Vehicles 

Entire 

section 

submitted 

8/7/2012 “LEV III” exhaust emission standards for 2015 

and subsequent model year PC, LDT, and 

MDV. 

13 CCR § 1961.2 Exhaust Emission Standards and Test 

Procedures – 2015 and Subsequent Model 

Passenger Cars, Light-Duty Trucks, and 

Medium-Duty Vehicles 

Introduction, 

(a)(1), 

(a)(2)(A), 

(a)(2)(D), 

(a)(7)(A), 

(a)(7)(A)(2.) 

(through 

equation 2), 

(A)(9); 

(b)(1)(A), 

(b)(1)(A)(2.), 

(b)(1)(D), 

(b)(4)(A); 

12/31/2012 “LEV III” exhaust emission standards for 2015 

and subsequent model year PC, LDT, and 

MDV. 
5 

(c)(1)(B),

(c)(3)(B); (d) 

13 CCR § 1962.1 Zero-Emission Vehicle Standards for 2009 

through 2017 Model Year Passenger Cars, 

Light-Duty Trucks, and Medium-Duty 

Vehicles 

Entire 

section 

submitted 

8/7/2012 ZEV standards, percentage ZEV requirements, 

PZEV provisions, qualification for ZEV 

multipliers and credits, generation and use of 

credits, calculation of penalties, test 

procedures. 

13 CCR § 1962.1 Zero-Emission Vehicle Standards for 2009 

through 2017 Model Year Passenger Cars, 

Light-Duty Trucks, and Medium-Duty 

Vehicles 

(b)(2)(D)(1) 

and (2), 

(c)(3)(A), 

(h)(1) 

12/31/2012 ZEV requirements for large volume 

manufacturers in model years 2012 through 

2017 and PZEV allowances; test procedures, 

ZEV-specific definitions. 

13 CCR § 1962.2 Zero-Emission Vehicle Standards for 2018 

and Subsequent Model Year Passenger Cars, 

Light-Duty Trucks, and Medium-Duty 

Vehicles 

Entire 

section 

submitted, 

excluding 

(g)(6)(C) 

8/7/2012 ZEV standards, percentage ZEV requirements, 

TZEV provisions, qualification of ZEV credits, 

generation and use of credits, test 

procedures, ZEV-specific definitions; excluded 

provision relates to GHG-ZEV over 

compliance credits. 

13 CCR § 1962.2 Zero-Emission Vehicle Standards for 2018 

and Subsequent Model Year Passenger Cars, 

Light-Duty Trucks, and Medium-Duty 

Vehicles 

(c)(2)(B), 

(c)(3)(A), 

(c)(3)(A)(1.), 

(h)(1) 

12/31/2012 Certain ZEV requirements in model years 

2018 and subsequent model years including 

evaporative emission standards for TZEVs, 

TZEV allowances, and test procedures 

13 CCR § 1962.3 Electric Vehicle Charging Requirements Entire 

section 

submitted 

8/7/2012 Applicability, definitions, requirements, 

alternatives. 

13 CCR § 1965 Emission Control and Smog Index Labels –

1979 and Subsequent Model-Year Motor 

Vehicles 

Entire 

section 

submitted 

11/22/1999 Emission control label requirements.

13 CCR § 1965 Emission Control and Smog Index Labels –

1979 and Subsequent Model-Year Motor 

Vehicles 

Entire 

section 

submitted 

12/04/2003 Emission control label requirements.

13 CCR § 1965 Emission Control, Smog Index, and 

Environmental Performance Labels – 1979 

and Subsequent Model-Year Motor Vehicles 

Entire 

section 

submitted 

8/7/2012 Emission control label requirements.
6 

13 CCR § 1971.1 On-Board Diagnostic System Requirements 

– 2010 and Subsequent Model-Year HeavyDuty Engines 

Entire 

section 

submitted 

6/17/2010 Establishes emission standards and other 

requirements for OBD systems that monitor 

emission systems in-use for the actual life of 

the engine and detect malfunctions of the 

monitored emissions systems, illuminating a 

malfunction indicator light to notify the 

vehicle operator of detected malfunctions, 

and storing fault codes identifying the 

detected malfunctions. 

13 CCR § 1971.5 Enforcement of Malfunction and Diagnostic 

System Requirements for 2010 and 

Subsequent Model-Year Heavy-Duty Engines 

Entire 

section 

submitted 

6/17/2010 Establishes enforcement protocol for use by 

CARB to assure the engines certified for sale 

in California are equipped with OBD systems 

that properly function and meet the 

applicable regulatory requirements 

13 CCR § 1976 Standards and Test Procedures for Motor 

Vehicle Fuel Evaporative Emissions 

(c) 2/17/2007 Test procedures.

13 CCR § 1976 Standards and Test Procedures for Motor 

Vehicle Fuel Evaporative Emissions 

(b)(1), (c), 

(f)(3) and 

(f)(4) 

8/7/2012 Fuel evaporative emission standards; test 

procedures; definitions. 

13 CCR § 1976 Standards and Test Procedures for Motor 

Vehicle Fuel Evaporative Emissions 

(b)(1), 

(b)(1)(G)(3), 

(c) 

12/31/2012 Fuel evaporative emission standards; test 

procedures; definitions. 

13 CCR § 1978 Standards and Test Procedures for Vehicle 

Refueling Emissions 

(a)(1), (b) 12/4/2003 Standards for vehicle refueling for 1998 and 

subsequent model passenger cars, LDT, and 

MDV less than 8,501 pounds. 

13 CCR § 1978 Standards and Test Procedures for Vehicle 

Refueling Emissions 

(b) 2/17/2007 Test procedures.

13 CCR § 1978 Standards and Test Procedures for Vehicle 

Refueling Emissions 

Entire 

section 

submitted 

8/7/2012 Refueling emissions standards for 1998 and 

subsequent model gasoline-fueled, alcoholfueled, diesel-fueled, LPG-fueled, fuel-flexible 

and hybrid electric PC, LDT, and MDV up to 

8,501 pounds, and similarly-fueled 2015 and 

subsequent year MDV from 8,501 pounds to 

14,000 pounds. 
7 

Title 13 (Motor Vehicles), Division 3 (Air Resources Board), Chapter 1 (Motor Vehicle Pollution Control Devices), Article 6 (Emission Control 

Warranty System)

13 CCR § 2037 Defects Warranty Requirements for 1990 

and Subsequent Model Passenger Cars, 

Light-Duty Trucks, Medium-Duty Vehicles, 

and Motor Vehicle Engines Used in Such 

Vehicles 

(g) 8/7/2012 Reporting requirements.

13 CCR § 2038 Performance Warranty Requirements for 

1990 and Subsequent Model Passenger 

Cars, Light-Duty Trucks, and Medium-Duty 

Vehicles, and Motor Vehicle Engines Used in 

Such Vehicles 

(c)(3) 8/7/2012 Reporting requirements.

Title 13 (Motor Vehicles), Division 3 (Air Resources Board), Chapter 2 (Enforcement of Vehicle Emission Standards and Surveillance Testing), 

Article 1 (Assembly-Line Testing)

13 CCR § 2062 Assembly-Line Procedures – 1998 and 

Subsequent Model Years 

Entire 

section 

submitted 

8/7/2012 Assembly-line test procedures.

Title 13 (Motor Vehicles), Division 3 (Air Resources Board), Chapter 2 (Enforcement of Vehicle Emission Standards and Surveillance Testing), 

Article 2.1 (Procedures for In-Use Vehicle Voluntary and Influenced Recalls)

13 CCR § 2111 Applicability (a)(1) 8/15/2007 Procedures apply to California-certified 1982 

and subsequent model-year passenger cars, 

light-duty trucks, medium-duty vehicles, 

heavy-duty vehicles, motorcycles, and 1997 

and subsequent model-year off-road 

motorcycles and all-terrain vehicles, and 

2007 and subsequent model-year off-road 

sport vehicles, off-road utility vehicles, and 

sand cars. 

13 CCR § 2111 Applicability (a)(4) 8/16/2009 Procedures apply to certain Californiacertified 2008 model year spark-ignition 

sterndrive/inboard marine engines with 

maximum rated power less than or equal to 

373 kilowatts, and all California-certified 
8 

2009 and subsequent model-year sparkignition sterndrive/inboard marine engines. 

13 CCR § 2112 Definitions (l)(12) 8/15/2007 Definition of “useful life” for 1997 and 

subsequent model year off-road motorcycles, 

all-terrain vehicles, and for 2007 and 

subsequent model year off-road sport 

vehicles, off-road utility vehicles, sand cars, 

and engines used in such vehicles. 

13 CCR § 2112 Definitions (l)(20), (l)(23) 8/16/2009 Definition of “useful life” for certain types of 

vehicles. 

13 CCR § 2112 Definitions (b), (l)(9), 

(l)(18) 

8/7/2012 Definition of “correlation factor,” and 

definition of “useful life” for certain types of 

vehicles. 

Title 13 (Motor Vehicles), Division 3 (Air Resources Board), Chapter 2 (Enforcement of Vehicle Emission Standards and Surveillance Testing), 

Article 2.3 (In-Use Vehicle Enforcement Test Procedures)

13 CCR § 2139 Testing (h) 8/16/2009 Specifies in-use compliance tests for sparkignition sterndrive/inboard marine engines. 

13 CCR § 2139 Testing (a), (b), (c)(2) 8/7/2012 Specifies in-use vehicle emission tests by 

CARB after vehicles have been accepted and 

restorative maintenance, if any, has been 

performed. 

13 CCR § 2140 Notification and Use of Test Results (b) 8/7/2012 Notification and use requirements once the 

in-use emission tests have been completed. 

Title 13 (Motor Vehicles), Division 3 (Air Resources Board), Chapter 2 (Enforcement of Vehicle Emission Standards and Surveillance Testing), 

Article 2.4 (Procedures for Reporting Failures of Emission-Related Components)

13 CCR § 2145 Field Information Report (b)(3) 8/7/2012 Reporting requirements.

13 CCR § 2147 Demonstration of Compliance with 

Emissions Standards 

(b) 8/16/2009 Applies the requirements to 

sterndrive/inboard marine engines. 

13 CCR § 2147 Demonstration of Compliance with 

Emissions Standards 

(b)(3) 8/7/2012 Testing requirements and selection of 

deterioration factors. 

Title 13 (Motor Vehicles), Division 3 (Air Resources Board), Chapter 4.4 (Specifications for Fill Pipes and Openings of Motor Vehicle Fuel 

Tanks)
9 

13 CCR § 2235 Requirements Entire 

section 

submitted 

8/7/2012 Requirements for 1977 and subsequent 

model gasoline-fueled motor vehicles with 

respect to fill pipes and openings. 

Title 13 (Motor Vehicles), Division 3 (Air Resources Board), Chapter 5.1 (Standards for Fuels for Nonvehicular Sources)

13 CCR § 2299.3 Airborne Toxic Control Measure for Auxiliary 

Diesel Engines Operated on Ocean-Going 

Vessels At-Berth in a California Port 

Entire 

section 

submitted 

1/2/2009 Requires that any person who owns, 

operates, container vessel, passenger vessel, 

or refrigerated cargo vessel that visits a 

California port comply with section 93118.3 

relating to the operation of auxiliary diesel 

engines on OGV at-berth in a California port. 

Also applies to any person who owns or 

operates a port or terminal located at a 

California port where container, passenger or 

refrigerated cargo vessels visit. 

Title 13 (Motor Vehicles), Division 3 (Air Resources Board), Chapter 9 (Off-Road Vehicles and Engines Pollution Control Devices), Article 1

(Small Off-Road Engines)

13 CCR § 2401 Definitions (a)(13), (36), 

(41) , (51), 

(52) 

5/5/2010 Definitions for “eight-hour workday,” 

“professional level,” “standard battery 

package,” “zero-emission equipment credits,” 

and “zero-emission equipment engine 

family.” 

13 CCR § 2403 Exhaust Emission Standards and Test 

Procedures – Small Off-Road Engines 

(b)(2), (b)(3), 

(b)(4), (d), 

(e)(1) 

5/5/2010 Low-emitting blue sky series engine 

requirements, evaporative emission 

requirements, test procedures. 

13 CCR § 2404 Emission Control Labels and Consumer 

Information – 1995 and Later Small OffRoad Engines 

(a) 11/15/2006 The requirements in section 2404 recognize 

the certain emission-critical or emissionrelated parts must be properly identified and 

maintained in order for engines to meet the 

applicable emissions standards and that 

information regarding engines’ emissions 

levels may influence consumer choice. 

13 CCR § 2404 Emission Control Labels and Consumer 

Information – 1995 and Later Small OffRoad Engines 

(m)(1),

(m)(2), (m)(3) 

5/5/2010 Zero-emission equipment label content and 

placement requirements. 
10 

13 CCR § 2405 Defects Warranty Requirements for 1995 

and Later Small Off-Road Engines 

(b)(1), (b)(2),

(h)(1), (h)(2) 

5/5/2010 Zero-emission equipment warranty 

requirements. 

13 CCR § 2406 Emission Control System Warranty 

Statement 

(b)(1), (b)(2) 5/5/2010 Warranty contact requirement.

13 CCR § 2408 Emission Reduction Credits – Certification 

Averaging, Banking, and Trading Provisions 

(b)(2), (d)(4),

(f)(1), (f)(3), 

(f)(4), (f)(5), 

(g)(1)(E), 

(i)(3), (i)(7) 

5/5/2010 Limits on use of certification emission credits, 

certain reporting requirements. 

13 CCR § 2408.1 Emission Reduction Credits – Zero-Emission 

Equipment Credits Averaging, Banking, and 

Trading Provisions 

Entire 

section 

submitted 

5/5/2010 Applicability; general provisions; averaging, 

banking, and trading provisions; credit 

calculation and compliance provisions; use of 

zero-emission equipment credit; 

recordkeeping and reporting 

13 CCR § 2409 Emission Reduction Credits – Production 

Credit Program for New Engines 

(a), (b)(1),

(b)(2), (b)(5) 

(b)(6), (d)(3) 

5/5/2010 Applicability; general provisions; certain 

banking provisions. 

Title 13 (Motor Vehicles), Division 3 (Air Resources Board), Chapter 9 (Off-Road Vehicles and Engines Pollution Control Devices), Article 3

(Off-Highway Recreational Vehicles and Engines)

13 CCR § 2411 Definitions (a)(1), 

(a)(13), 

(a)(17), 

(a)(18), 

(a)(19) 

8/15/2007 Definitions for “all-terrain vehicle,” offhighway recreational vehicle engines,” “offroad sport vehicle,” “off-road utility vehicle,” 

“sand car.” 

13 CCR § 2412 Emission Standards and Test Procedures –

New Off-Highway Recreational Vehicles and 

Engines 

Entire 

section 

submitted 

8/15/2007 Exhaust and evaporative emissions standards 

for off-highway recreational vehicles and 

engines used in such vehicles produced on or 

after January 1, 1997 that are sold, leased, 

used, or introduced into commerce in 

California; test procedures. 

13 CCR § 2413 Emission Control Labels - New Off-Highway 

Recreational Vehicles 

Entire 

section 

submitted 

8/15/2007 Provisions related to applicability, and label 

content and location. 
11 

Title 13 (Motor Vehicles), Division 3 (Air Resources Board), Chapter 9 (Off-Road Vehicles and Engines Pollution Control Devices), Article 4

(Off-Road Compression-Ignition Engines and Equipment)

13 CCR § 2420 Applicability Entire 

section 

submitted 

1/6/2006 Applies to new heavy-duty off-road CI 

engines produced on or after January 1, 1996 

and all other new 2000 model year and later 

off-road CI engines, except those covered by 

the preemption provisions in CAA section 

209(e)(1). Certification required for new 

engines subject to 13 CCR chapter 9, article 4. 

13 CCR § 2421 Definitions Entire 

section 

submitted 

1/6/2006 Defined terms in addition to hose in 13 CCR §

1900(b). 

13 CCR § 2423 Exhaust Emission Standards and Test 

Procedures – Off-Road Compression-Ignition 

Engines 

Entire 

section 

submitted 

1/6/2006 Exhaust emissions standards (tiers 1, 2, 3 and 

4), upper limits for family emission limits 

(tiers 1, 2, 3 and 4), low-emitting blue sky 

series engine requirements, crankcase 

emissions provisions, early certification 

provisions, prohibition on defeat devices, test 

procedures, recordkeeping and compliance 

calculations, economic hardship provisions, 

allowance for production of engines, labeling 

requirements, 

13 CCR § 2424 Emission Control Labels – 1996 and Later 

Off-Road Compression-Ignition Engines 

Entire 

section 

submitted 

1/6/2006 Requirements on manufacturers to affix a 

label on each production engine (or 

equipment) to provide the engine or 

equipment owner and service mechanic with 

information necessary for the proper 

maintenance of these parts in customer use. 

13 CCR § 2424 Emission Control Labels – 1996 and Later 

Off-Road Compression-Ignition Engines 

(a) 11/15/2006 The requirements of section 2424 recognize 

that certain emissions-critical or emissionsrelated parts must be properly identified and 

maintained in order for engines to meet the 

applicable emissions standards. 
12 

13 CCR § 2425 Defects Warranty Requirements for 1996 

and Later Off-Road Compression-Ignition 

Engines 

Entire 

section 

submitted 

1/6/2006 Applies to new 1996-1999 model year heavyduty off-road CI engines and new 2000 and 

later model year CI engines. 

13 CCR § 2425 Defects Warranty Requirements for 1996 

and Later Off-Road Compression-Ignition 

Engines 

(e) 11/15/2006 Requirement on manufacturers to furnish 

with each new engine written instructions for 

the maintenance and use of the engine by 

the owner. 

13 CCR § 2425.1 Defect Investigation and Reporting 

Requirements 

Entire 

section 

submitted 

1/6/2006 Applicability, general provisions, and 

investigation and reporting procedures. 

13 CCR § 2426 Emission Control System Warranty 

Statement 

Entire 

section 

submitted 

1/6/2006 Requires manufacturers to furnish a specific 

warranty statements with each 1996-1999 

heavy-duty off-road CI engine. 

13 CCR § 2427 Production Engine Testing, Selection, 

Evaluation, and Enforcement Action 

Entire 

section 

submitted 

1/6/2006 Compliance test procedures, quality-audit 

test procedures, selective enforcement audit 

requirements. 

Title 13 (Motor Vehicles), Division 3 (Air Resources Board), Chapter 9 (Off-Road Vehicles and Engines Pollution Control Devices), Article 4.5

(Off-Road Large Spark-Ignition Engines) 

13 CCR § 2430 Applicability Entire 

section 

submitted 

5/12/2007 Applies to LSI off-road engines 25 

horsepower or greater after 1/1/2001 and all 

equipment and vehicles after 1/1/2001 that 

use such engines. On 1/1/2007, applicability 

remains the same but is defined in terms of 

kW (i.e., 19 kW and above). 

13 CCR § 2431 Definitions (a), (a)(19), 

(a)(28) 

5/12/2007 Definitions of “Family Emission Level or FEL” 

and “Off-Road Large Spark-Ignition Engines” 

or “LSI Engines.” 

13 CCR § 2433 Emission Standards and Test Procedures –

Off-Road Large Spark Ignition Engines 

Entire 

section 

submitted 

5/12/2007 New off-road LSI exhaust, crankcase, and 

evaporative emission standards and test 

procedures. 

13 CCR § 2434 Emission Control Labels – 2001 and Later 

Off-Road Large Spark-Ignition Engines 

(c) 5/12/2007 Label content and location requirements.

13 CCR § 2438 In-Use Compliance Program (e)(7) 5/12/2007 Credit calculation.
13 

Title 13 (Motor Vehicles), Division 3 (Air Resources Board), Chapter 9 (Off-Road Vehicles and Engines Pollution Control Devices), Article 4.7

(Spark-Ignition Marine Engines)

13 CCR § 2440 Applicability (a)(3) 8/16/2009 Exemption for spark-ignition 

sterndrive/inboard marine engines used 

solely for competition. 

13 CCR § 2442 Emissions Standards (a)(1), (a)(2), 

(b), (c), (d), 

(e), (f), (g), 

(h) 

8/16/2009 Model year 2001 and later model year sparkignition personal watercraft and outboard 

marine engines; model year 2003 and later 

model year spark-ignition sterndrive/inboard 

marine engines; Not-to-Exceed (NTE) limits; 

voluntary standards; new replacement 

engine requirements for manufacturers; test 

equipment and test procedures. 

13 CCR § 2443.1 Emission Control Labels – Model Year 2001 

and Later Spark-Ignition Marine Engines 

(b)(1), 

(c)(2)(B), 

(c)(4)(B), 

(c)(4)(D), 

(c)(4)(G), 

(c)(4)(H), 

(d)(4)(B) 

8/16/2009 Requirements related to emission control 

labels. 

13 CCR § 2443.2 Consumer/Environmental Label 

Requirements 

(b)(1), (c)(1), 

(c)(2), (e) 

8/16/2009 Label requirements for certified model year 

2001 and later spark-ignition personal 

watercraft and outboard marine engines and 

certified model year 2003 and later sparkignition sterndive/inboard engines. 

13 CCR § 2444.1 In-Use Compliance Testing and Recall 

Regulations – Model Year 2001 and Later 

Spark-Ignition Marine Engines 

(a), (b)(3)(B), 

(b)(3)(E), 

(b)(3)(G), 

(e)(4)(A)(1. 

Through 10.), 

(e)(4)(B), 

(e)(4)(C)(1., 

2., and 3.) 

8/16/2009 Recordkeeping and reporting requirements.
14 

13 CCR § 2444.2 On-Board Engine Malfunction Detection 

System Requirements - Model Year 2007 

and Later Spark-Ignition Sterndrive/Inboard 

Marine Engines 

Entire 

section 

submitted. 

8/16/2009 General requirements; monitoring 

requirements; additional audio/visual alert 

device activation and diagnostic trouble code 

storage protocol; tampering protection; 

certification documentation; testing, 

standardization, and implementation 

schedule. 

13 CCR § 2445.1 Defects Warranty Requirements for Model 

Year 2001 and Later Spark-Ignition Marine 

Engines 

(a), (c)(1), 

(c)(2), (c)(3), 

(e)(10), 

(e)(11), 

(g)(2)(A) 

8/16/2009 Warranty requirements.

13 CCR § 2445.2 Emission Control Warranty Statements (a) 8/16/2009 Emission control warranty statement 

requirements. 

13 CCR § 2446 2001 and Later Model Year Production-Line 

Test Procedures and Selective Enforcement 

Auditing Regulations for Spark-Ignition 

Marine Engines 

(a), (b)(4)(B), 

(c)(1)(A), 

(c)(1)(B), 

(c)(2)(A), 

(c)(3)(D), 

(c)(3)(E), 

(d)(3)(D), 

(d)(5), (e) 

8/16/2009 Applicability provision; certain quality-audit 

line test procedures for 2001 and later model 

years; test procedures; selective enforcement 

auditing regulations. 

13 CCR § 2447 California Exhaust Emission Standards and 

Test Procedures for 2001 Model Year and 

Later Spark-Ignition Marine Engines 

Entire 

section 

submitted 

8/16/2009 Certain test procedures are incorporated by 

reference. 

Title 13 (Motor Vehicles), Division 3 (Air Resources Board), Chapter 9 (Off-Road Vehicles and Engines Pollution Control Devices), Article 4.8

(In-Use Off-Road Diesel-Fueled Fleets)

13 CCR § 2449 General Requirements for In-Use Off-Road 

Diesel-Fueled Fleets 

Entire 

section 

submitted 

(excluding 

(d)(2)) 

12/14/2011 Applicability, definitions, performance 

requirements (different requirements apply 

to large, medium and small fleets), 

compliance date extension provision, labeling 

requirements, reporting and recordkeeping 

requirements. Excluded subsection relates to 

idling limits. 
15 

13 CCR § 2449.1 Performance Requirements Entire 

section 

submitted 

12/14/2011 Establishes fleet average requirements and 

compliance dates, BACT provisions, credit 

provisions. 

13 CCR § 2449.2 Surplus Off-Road Opt-In for NOx (SOON) 

Program 

Entire 

section 

submitted 

12/14/2011 Purpose is to achieve additional reductions of 

NOx from in-use off-road diesel-fueled 

vehicles beyond those achieved through 

implementation of the requirements in 13 

CCR §§ 2449 and 2449.1. Applicability, 

definitions, requirements, SOON targets, 

local air district opt-in provisions. 

Title 13 (Motor Vehicles), Division 3 (Air Resources Board), Chapter 9 (Off-Road Vehicles and Engines Pollution Control Devices), Article 5

(Portable Engine and Equipment Registration)

13 CCR § 2451 Applicability Entire 

section 

submitted 

09/12/2007 Voluntary registration program for owners or 

portable engines or equipment units, with 

certain exceptions. If not registered under 

this program, the engine or equipment units 

shall be subject to district permitting 

requirements pursuant to district regulations. 

13 CCR § 2452 Definitions Entire 

section 

submitted 

09/12/2007 Definitions that apply to the portable engine 

and equipment registration regulations. 

13 CCR § 2453 Application Process Entire 

section 

submitted 

09/12/2007 To be considered for registration, portable 

engines or equipment units must meet the 

requirements in article 5, including the 

application-related requirements in this 

section. 

13 CCR § 2455 General Requirements Entire 

section 

excluding (a) 

and (b) 

09/12/2007 Provisions related to operation of portable 

engines and equipment units during 

emergency events; PSD notification 

requirements if the registered equipment 

unit operates at a major stationary source. 

Excluded subsections relate to attainment or 

maintenance of ambient air quality 

standards, nuisance, and opacity. 
16 

13 CCR § 2456 Engine Requirements Entire 

section, 

excluding 

(a), (d)(3), 

(d)(5), and 

(d)(6) 

09/12/2007 Various requirements specified for different 

categories of engines. Excluded subsections 

relate to opacity limits, fuel specifications, 

and daily and annual mass (per engine) limits. 

13 CCR § 2458 Recordkeeping and Reporting Entire 

section 

submitted 

09/12/2007 Recordkeeping and reporting requirements 

for owners of registered portable engines and 

equipment units. 

13 CCR § 2459 Notification Entire 

section 

submitted 

09/12/2007 In most instances, if a registered equipment 

unit will be at a location for more than five 

days, the owner or operator of that 

equipment must notify the district in writing. 

13 CCR § 2460 Inspections and Testing Entire 

section 

submitted 

09/12/2007 Authorization for CARB to conduct testing 

both before and after registration in the 

program. Districts must inspect all register 

engines and equipment units for which the 

district has been designated as the home 

district. Test methods are specified. 

13 CCR § 2461 Fees Entire 

section 

submitted 

09/12/2007 Provisions establishing fees for registration, 

renewal, and associated administrative tasks. 

13 CCR § 2462 Duration of Registration Entire 

section 

submitted 

09/12/2007 Registrations and renewal are generally valid 

for three years from the date of issuance. 

Title 13 (Motor Vehicles), Division 3 (Air Resources Board), Chapter 9 (Off-Road Vehicles and Engines Pollution Control Devices), Article 7

(Certification Procedures for Aftermarket Parts for Off-Road Vehicles, Engines, Equipment)

13 CCR § 2474 Add-On Parts and Modified Parts (e), (i)(1) 08/16/2009 Incorporation of procedures for exemptions 

of add-on and modified parts for off-road 

categories. 

Title 13 (Motor Vehicles), Division 3 (Air Resources Board), Chapter 9 (Off-Road Vehicles and Engines Pollution Control Devices), Article 8

(Off-Road Airborne Toxic Control Measures)
17 

13 CCR § 2477 Airborne Toxic Control Measure for In-Use 

Diesel-Fueled Transport Refrigeration Units 

(TRU) and TRU Generator Sets, and Facilities 

Where TRUs Operate 

Entire 

section 

submitted 

3/7/2011 Regulation applies, with certain exceptions, 

to owners and operators of diesel fueled 

TRUs and TRU generator sets used to power 

electrically drive refrigerated shipping 

containers and trailers that are operated in 

California; definitions; in-use performance 

standards; in-use compliance dates; 

monitoring, recordkeeping and reporting 

requirements; prohibitions; penalties. 

13 CCR § 2479 Regulation for Mobile Cargo Handling 

Equipment at Ports and Intermodal Rail 

Yards 

Entire 

section, 

excluding 

(e)(2) and 

(e)(4) 

12/31/2006 Applies to any person who conducts business 

in California who sells, offers for sale, leases, 

rents, purchases, owns or operates any CI 

mobile cargo handling equipment that 

operates at any California port or intermodal 

rail yard. Includes exemptions, definitions, 

performance standards for newly purchased 

leased or rented yard trucks and non-yard 

truck cargo handling equipment, provisions 

for compliance extensions and alternative 

compliance plans, recordkeeping and 

reporting requirements, test methods. 

Excluded subsections relate to in-use 

performance standards for yard trucks, and 

fuel requirements. 

13 CCR § 2479 Regulation for Mobile Cargo Handling 

Equipment at Ports and Intermodal Rail 

Yards 

(a), (b), (c), 

(d), (e)(1), 

(e)(3), (e)(5), 

(f)(1), (f)(2), 

(f)(3), (f)(6), 

(h)(1), (i), 

(j)(1), (j)(2), 

(j)(3), (k), (l), 

(m), (n), (o), 

(p), (q), (r) 

10/14/2012 Amendments to exemptions, definitions, 

performance standards for newly purchased 

leased or rented equipment and in-use 

performance standards for non-yard truck 

mobile CHE, provisions for compliance 

extensions and alternative compliance plans, 

recordkeeping and reporting requirements, 

test methods. 
18 

Title 13 (Motor Vehicles), Division 3 (Air Resources Board), Chapter 10 (Mobile Source Operational Controls), Article 1 (Motor Vehicles)

13 CCR § 2485 Airborne Toxic Control Measure to Limit 

Diesel-Fueled Commercial Motor Vehicle 

Idling 

Entire 

section, 

excluding 

(c)(1)(A), 

(c)(1)(B), 

(c)(3)(B) 

11/15/2006 Establishes requirements to reduce emissions 

from idling of diesel-fueled commercial 

motor vehicles that operate in California with 

gross vehicle weight ratings greater than 

10,000 pounds; exceptions; enforcement and 

penalty provisions; definitions. Excluded 

subsections relate to idling restrictions on 

drivers and a fuel-fired heater provision. 

Title 13 (Motor Vehicles), Division 3 (Air Resources Board), Chapter 15 (Additional Off-Road Vehicles and Engines Pollution Control 

Requirements), Article 2 (Large Spark Ignition (LSI) Engines Fleet Requirements) 

13 CCR § 2775 Applicability Entire 

section 

submitted 

5/12/2007 Applies to operators of certain off-road LSI 

engine forklifts, sweepers/scrubbers, 

industrial tow tractors or airport ground 

support equipment operated within the State 

of California. Exemptions provided for small 

fleets and certain other equipment. Includes 

definitions. 

13 CCR § 2775.1 Standards Entire 

section 

submitted 

5/12/2007 Establishes fleet average emission level 

standards with certain exceptions. 

13 CCR § 2775.2 Compliance Requirements for Fleet 

Operators 

Entire 

section 

submitted 

5/12/2007 Compliance and recordkeeping requirements, 

provisions for extensions in compliance 

dates. 

Title 17 (Public Health), Division 3 (Air Resources Board), Chapter 1 (Air Resources Board), Subchapter 7.5 (Airborne Toxic Control Measures)

17 CCR § 93116 Purpose Entire 

section 

submitted 

3/11/2005 Purpose is to reduce diesel particulate matter 

emissions from portable diesel-fueled 

engines having a rated brake horsepower of 

50 and greater. 

17 CCR §

93116.1 

Applicability Entire 

section 

submitted 

3/11/2005 Applies to all portable engines having a 

maximum rated horse horsepower of 50 bhp 

and greater and fueled with diesel unless 

exempted under (b). 
19 

17 CCR §

93116.2 

Definitions Entire 

section 

submitted 

3/11/2005 Defines specific terms used in the regulation.

17 CCR §

93116.3 

Requirements Entire 

section 

submitted, 

except (a) 

3/11/2005 Diesel PM standards for in-use portable 

diesel-fueled engines; different requirements 

apply to such engines not permitted or 

registered prior to January 1, 2006; fleet 

requirements (for subject engines operated 

in California), fleet average calculation 

provisions. Excluded subsection relates to 

fuel requirements. 

17 CCR §

93116.4 

Fleet Recordkeeping and Reporting 

Requirements 

Entire 

section 

submitted 

3/11/2005 Fleet recordkeeping and reporting 

requirements. 

17 CCR §

93116.5 

Enforcement of Fleet Requirements Entire 

section 

submitted 

3/11/2005 Authority to review and seek enforcement 

action for violation of the fleet emission 

standard. 

17 CCR §

93118.3 

Airborne Toxic Control Measure for Auxiliary 

Diesel Engines Operated on Ocean-Going 

Vessels At-Berth in a California Port 

Entire 

section 

submitted 

1/2/2009 Applicability, exemptions, definitions, vessel 

in-use operational requirements, calculation 

procedures for certain options, terminal plan 

requirements, reporting and recordkeeping 

requirements. 

17 CCR §

93118.5 

Airborne Toxic Control Measure for 

Commercial Harbor Craft 

Entire 

section 

submitted, 

excluding 

(e)(1) 

11/19/2008 Applicability, exemptions, definitions, engine 

emission requirements, alternative control 

provisions, recordkeeping and reporting 

requirements, test methods. Excluded 

subsection relates to the low sulfur fuel use 

requirement.