# • OREGON ADMINISTRATIVE RULES CHAPTER 340, DIVISION 12 - DEPARTMENT OF ENVIRONMENTAL QUALITY

CHAPTER 340, DIVISION 12 ENFORCEMENT PROCEDURE ANDCIVILPENALTIES
340-12-026 340-12-028 340-12-030 340-12-035 340-12-040 340-12-041 340-12-042 340-12-045 340-12-046 340-12-047 340-12-048 340-12-049 340-12-050 340-12-052 340-12-055 340-12-060 

# • 340-12-065 340-12-066 . 340-12-067 340-12-068 340-12-069 340-12-071 340-12-072 340-12-073 340-12-090



# • Policy 1 Scope ofApplicability 1 Definitions 1 Consolidation ofProceedings

. . . . . . . . . . . . . . . . . . . . . . . . . . . .. 2 Notice ofPermit Violations and Exceptions

. . . . . . . . . . . . . . . . . . .. 2 Enforcement Actions 3 Civil Penalty Schedule Matrices 4 Civil Penalty Determination Procedure

. . . . . . . . . . . . . . . . . . . . . .. 5 Written Notice ofAssessment of Civil Penalty; When Penalty Payable

. . . . . . . . . . . . . . . . . . . . . . . . . . .. 9 Compromise or SettlementofCivil Penalty by Director

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. 9 Stipulated Penalties . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

.. 9 Additional Civil Penalties 10 Air Quality Classification ofViolations.

. . . . . . . . . . . . . . . . . . . .. 10 Noise Control Classification ofViolations

. . . . .. 12 Water Quality Classification ofViolations , 13 On-Site Sewage Disposal Classification of Violations . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

.. 13 Solid Waste Management Classification of Violations . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

.. 14 Solid Waste Tire Management Classification of Violations 15 Underground StorageTank and Heating Oil Tank Classification ofViolations.

. . . . . . . . . . . . . . . . . . . . . . . .. 16 Hazardous Waste Management and Disposal Classification ofViolations 17 Oil and Hazardous Material Spill and Release Classification of Violations

.... . . . . . . . . . . . . . . . . . . .. 18 PCB Classification of Violations

. . . . . . . . . . . . . . . . . . . . . . . . .. 19 Used Oil Management Classification of Violations . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

.. 19 Environmental Cleanup Classification of Violations 19 Selected Magnitude Categories

. . . . . . . . . . . . . . . . . . . . . . . . . .. 19

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### CHAPTER340, DIVISION 12 ENFORCEMENTPROCEDUREAND CIVILPENALTIES Policy 340-12-026 (1) The goal ofenforcement is to: (a) Obtain and maintain compliance with the Department's statutes, rules, permits and orders; (b) Protectthe publichealth and the environment; (c) Deterfuture violators and violations; and (d) Ensurean appropriateandconsistentstatewide enforcement program. (2) The Department shall endeavor by conference, conciliation and persuasion to solicitcompliance. (3) The Department shall address all documented violations in order of seriousness at the most appropriate level of enforcement necessary to achieve the goals set forth in section (1) of this section. (4). Violators who do not comply with an initial enforcement action shall be subject to increasing levelsofenforcementuntil complianceisachieved

.. Stat. Auth.: ORS CH 459.995,Ch. 466, 467, 468.020,468.996, Ch. 4688 & 468B Hist.: DEQ 4-1989, f. & cert. ef. 3-14-89; DEQ 15-1990, f. & cert. ef. 3-30-90; DEQ 21-1992, f. & cert. ef. 8-11-92 Scope of Applicability 340-12-028 Amendments to OAR 340-12-028 to 340-12-090 shall only apply to formal enforcement actions issued by the Department on or after the effective date of such amendments and not to any contested cases pending or formal enforcement actions issued prior to the effective date ofsuch amendments. Any contested cases pending or formal enforcement actions issued prior to the effective date of any amendments shall besubjectto OAR 340-12-028to 340- 12-090 as prior to amendment. The list ofviolations classified in these rules is intended to be used only for the purposes of setting penalties for violations of law and for other rules set forth in OAR Chapter 340. Stat. Auth.: ORS Ch. 454, 459.995, Ch. 466, 467, 468.020 & 468.996 Hist.: DEQ 4-1989, f. 7 cert. ef. 3-14-89; DEQ 15-1990, f. & cert. ef. 3-30-90; DEQ 21-1992, f. & cert. ef. 8-11-92; Renumbered from 340-12-080 Definitions 

# 0 340-12-030 Unless otherwiserequired by context, as used in this Division: (1) "Class One Equivalent" or "Equivalent", which is used only for the purposesofdeterminingthe value of the "P" factor in the civil penalty formula, means two Class Two violations, one Class Two and two Class Three violations, or three Class Three violations. (2) "Commission" means the Environmental Quality Commission. (3) "Compliance" means meeting the requirements of the Commission's andDepartment'sstatutes, rules, permits or orders. (4) "Director" means the Director ofthe Department or the Director's authorized deputies or officers. (5) "Department" means the Department of Environmental Quality. (6) "DocumentedViolation" means anyviolationwhich the Department or other government agency records after observation, investigation or data collection. (7) "Flagrant" means any documented violationwhere the Respondent had actual knowledge ofthe law and had consciously set out to commit the violation. (8) "Formal Enforcement Action" means an actionc signedby the Directoror a Regional Administrator or authorized.representatives or deputies which is issued to aRespondentfor adocumented violation. Formal enforcement actions may require the Respondent to take action within a specified time frame, and/or state the consequences for the violation or continued noncompliance. (9) "Intentional", means conduct by a person with a conscious objective to cause the result of the conduct. (10) "Magnitudeofthe Violation" means the extent and effects of a violator's deviation from the Commission's and Department's statutes, rules, standards, permits or orders. In determining magnitude the Department shall consider all available applicable information, including such factors as: concentration, volume, percentage, duration, toxicity, and the extent of the effects of the violation. Deviations shall be categorized as major, moderate or minor as set forth in OAR 340- 12-Q45(1)(a)(ii). (11) "Negligence" or "Negligent" means failure to take reasonable care to avoid a foreseeable risk of committing an act or omission constituting a violation. (12) "Order" means: (a) Any action satisfyingthe definitiongiven

# C in ORS Chapter 183; or (b) Any other action so designated in ORS

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• Chapter 454, 459, 465, 466, 467, 468, 468A, or 468B. (13) "Person" includes, but is not limited to, individuals, corporations, associations, firms, partnerships, joint stock companies, public and municipal corporations, political subdivisions, states and their agencies, and the Federal Government and its agencies. (14) "Prior Significant Action" means any violation established either with or without admission ofa violation by payment of a civil penalty, or by a final order of the Commission or the Department. (15) "Reckless" or "recklessly" means conduct by a person who is aware ofand consciously disregards a substantial and unjustifiable risk that the result will occur or that the circumstance exists. The risk must be of such a nature and degree thatdisregard thereof constitutes a gross deviation from the standardofcare a reasonable person wouldobserve in that situation. (16) "Residential Open Burning" means the open burning of any domestic waste generated by a single family dwelling and conducted by an occupant of the dwelling on the dwelling premises. This does not include the open burning ofmaterials prohibited by OAR 340-23-042(2). (17) "Respondent" means the person to whom a formal enforcement action is issued.

. (18) "Risk of Harm" means the individual or cumulative possibility of harm to public health or the environment caused by a violation or violations. Risk of harm shall be categorized as major, moderate or minor. (19) "Systematic" means any documented violation which occurs on a regular basis. (20) "Violation" means a transgression of any statute, rule, order, license, permit, or any partthereofand includes both acts and omissions. Violations shall be categorized as Class One (or I), Class Two (or II) or Class Three (or III), with Class One designating the most serious class of violation. Stat. Auth.: ORS 459.995, Ch. 466. 467, 468.020 & 468.996 Hist.: DEQ 78, f. 9-6-74, ef. 9-25-74; DEQ 22-1984, f. & ef. 11-8- 84; DEQ 22-1988, f. & cert. ef. 9-14-88; DEQ 4-1989, f. & cert. ef. 3-14-89; DEQ 15-1990, f. & cert. ef. 3-30-90; DEQ 21-1992, f. & cert. ef. 8-11-92; DEQ_-1994, f. & cert. ef. 3-15-94
Consolidation ofProceedings 340-12-035 Notwithstanding that each and every violation is a separate and distinct offense, and in cases of continuing violations, that each day's continuance is a separate and distinct violation, proceedings for the assessment of multiple civil penalties for multiple**violatio~s** may beconsolidated into a singleproceeding. Stat. Auth.: ORS 459.995, 468.020 & 468.99t? Hist.: DEQ 78, f. 9-6-74, ef. 9-25-74; DEQ 21-1992, f. & cert. ef. 8-11-92
Notice ofPermit Violations and Exceptions 340-12-040 (1) Priorto assessment ofa civil penalty for aviolation ofthe terms or conditions ofan Air Contaminant Discharge Permit, National Pollutant Discharge Elimination System Permit, Water Pollution Control Facilities Permit, or Solid Waste Disposal Permit, the Department shall provide a Notice of Permit Violation to the permittee. The Notice of PermitViolation shall be inwriting, specifying the violation and stating that a civil penalty will be imposed for the permit violation unless the permittee submits one of the following t? the Department within five working days ofreceipt of the Notice ofPermit Violation: (a) A written response from the permittee acceptable to the Department certifying that the permitted facility is complying-with:all terms ofthe permit from which the violation is cited. The certification shall include. a sufficient description of the 

### information on ;;< which the permittee is certifying compliance '. to enable the Department to determine that compliance has been achieved; or, (b) A written proposal, acceptable to the Department, to bring the facility

.into compliance with the permit. An acceptable proposal under this rule shall include at least the following: (A) A detailed plan and time schedule for achieving compliance in the shortest practicable time; (B) A description of the interim steps that will be taken to reduce the impactofthe permit violation until the permitted facility is in compliance with the permit; (C) A statement that the permittee has reviewed all other conditions and limitations of the permit and no other violations ofthe permit were discovered. (c) In the event that any compliance schedule to be approved by the Department pursuant to subsection (1)(b) of this rule provides for a complianceperiodofgreaterthan six months, the Department shall incorporate the compliance schedule into an Order described in OAR 340-12-041(4)(b)(C) which shall providefor stipulated penalties in the eventof
Printed by the Department of Environmental Quality: May 27, 1994 Page 2OREGON ADMINISTRATIVE RULES CHAPTER 340, DIVISION 12 - DEPARTMENT OF ENVIRONMENTAL QUALITY any noncompliance therewith. The stipulated penalties shall .not apply to circumstances beyond the reasonable control of the permittee. Thestipulatedpenalties shall be set at amounts consistent with those established under OAR 34O-12-D48. (d) The certification allowed in subsection (1)(a) ofthis rule shall be signed by a Responsible Official based on information and belief after making reasonable inquiry. For purposes of this rule "Responsible Official" of the permitted facility means one ofthe following: (A) For acorporation, apresident, secretary, treasurer, or vice-president of the corporation in charge of a principal business function, or any other person whoperformssimilar policy- or decisionmaking functions for the corporation; or the manager of one of more manufacturing, production, or operating facilities if authority to sign documents has been assigned or delegated to the manager in accordance with corporate procedures

.. (B) For apartnership or sole proprietorship, a general partner or the proprietor, respectively. (C) For. a municipality, State, Federal, or other publicagency, either a principal executive officer or appropriate elected official. (e) For the purposes of this section, when a regional authority issues an NPV, different acceptability criteriamay apply for subsections (a) and (b) ofthis section. (2) No advance notice prior to assessment of a civil penalty shall be required under section (l) of this rule and the Department may issue a Notice of Civil Penalty Assessment if: (a) The violation is intentional; (b) The water or air violation would not normally occurfor five consecutivedays; or (c) The permitteehas received a Notice of Permit Violation, or other formal enforcement action with respect to any violation of the permit within 36 months immediately preceding the documented violation. (d) The permittee is subject to the federal operating permit program under ORS 468A.300 to 468A.320 (Title V ofthe Clean Air Act of 1990) and violates any rule or standard adopted or permit or order issued under ORSchapter468A and applicable to the permittee. (e) The permittee is a solid waste

## perm~' holder subject to federal solid waste 

### J management requirements contained in 40 Code of Federal Regulations, Part 258 as of the effective date of these rules ("Subtitle 0"), and violates any rule or standard adopted or permit or order issued under ORS chapter 459 and applicable to the permittee.

. (t) The permittee has an air contaminant discharge permit and violates any State Implementation Plan requirement contained in the permit. (g) The requirement to provide such notice would disqualify a state program from federal approval or delegation. (h) For purposes of this section, "permit" includes permit renewals and modifications and no such renewal or modification shall result in the requirementthat the Department provide the permittee with an additional advance warning if the permittee has received a Notice of Permit Violation, or**otherr~** formal enforcement action with respectto"----./ the permit within 36 months.

Stat. Auth.: ORS 459.995, Ch. 466, 467, 468.020 & 468.996 Hist.: DEQ 78, f. 9-6-74, ef. 9-25-74; DEQ 25-1979, f. & ef. 7-5-79; DEQ 22-1984, f. & ef. 11-8-84; DEQ 16-1985, f. & ef, 12-3-85; DEQ 22-1988, f. & celt. ef. 9-14-88; DEQ 4-1989, f. & celt. ef. 3- 14-89; DEQ.15-1990. f. & celt. ef. 3-30-90. DEQ21-1992, f. & celt. ef. 8-11-92; DEQ _-1994 f. & celt. ef. 3-15-94
Enforcement Actions 340-12-041 (1) Notice ofNoncompliance (NON): (a) Informs a person of a violation, and the consequences of the violation or continued noncompliance. The notice may state the actions required to resolve the violation and may specify a time by which compliance is to be achieved and that the need for formal enforcement action will be evaluated; (b) Shall be issued under the direction of a manager or authorized representative; (c) Shall be issued for all classes of documented violations. (2) Notice ofPermit Violation (NPV): 

# C (a) Is issued pursuant to OAR340-12-D40;
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# •• a civil penalty for any violation' pertaining to the Commission's or Department's statutes, rules, permits ororders by serviceofa written noticeofassessmentof civil penalty upon the Respondent. Except for civil penalties assessed under OAR 340-12-048 and 340-12 49, the amountofany civil penalty shall be determined throughthe use ofthefollowing matrices in conjunction with the formula contained in OAR 40-12-045: (1) $10,000 Matrix

(a) No civil penalty issued by the Director pursuantto this matrix shall be less than fifty dollars ($50) or more than ten thousand dollars ($10,000) for each day of each violation. This matrix shall apply;to the following (b) Any violation related to air quality**.s~atutes,** .:\ rules, permits or orders, except for the selected open burning violations listed in section (3) below; (c) Any violation related to ORS 164.785 and water quality statutes, rules, permits 

### ororders, violationsofORS Chapter454 and onsite sewage disposal rules by a person performing sewage disposal services; (d) Any violation related to underground storage tanks statutes, rules, permits or orders, except for failure to pay a fee due and owing under ORS 466.785 and 466.795; (e) Any violation related to hazardous waste managementstatutes, rules, permits or orders, except for violations ofORS 466.890 related to damage to wildlife; (t) Any violation related to oil and hazardous material spill and release statutes, rules, or orders, except for negligent or intentional oil spills; (g) Any violation related to polychlorinated biphenyls management and disposal statutes; (h) Any violation of ORS Chapter 465 or environmental cleanup rules or orders; (i) Any violation of ORS Chapter 467 or any violation related to noise control rules or Minor
$1000 $500 $100 Moderate
$3000 $1000 $250 Major
$6000 $2000 $500 

### < Magnitude ofViolation

Class II Class I Class of Violation

Class III (b) Shall be issuedby aRegional Administratoror authorized representative. (c) Shall be issued for the first occurrence of a documented Class I violation which is not excepted under OAR 340-12-040(2), or the repeated or continuing occurrence of documented Class II or III violations where a NON has failed to achieve compliance or

. satisfactory progress toward compliance. A

permittee shall not receive more than three NONs for Class II violations of the same permitwithina 36 month periodwithoutbeing issued a NPV. (3) Notice ofCivil Penalty Assessment (CPA): (a) Is issued pursuantto ORS 468.130, and OAR 340-12-042 and 340-12-045; (b) Shall be issued by the Director or authorized representative; (c) May be issued for the occurrence ofany Class ofdocumented violationthat is notlimitedby the NPV requirementofOAR 340-12-040(2). (4) Order: (a) Is issued pursuantto ORS Chapters 183, 454, 459,465,466,467,468, 468A, or468B; (b) May be in the form of a Commission or Department Order, or a Stipulation and Final Order (SFO); (A) Commission Orders shall be issued by the Commission, or the Director on ·behalfofthe Commission; (B) DepartmentOrders shall be issuedbythe Directoror authorized representative; (C) All other Orders: (i) May be negotiated; (ii) Shall be signed by the Director or authorized representative and the authorized representative of each other party. (c) May be issued for any Class ofviolation. (5) The enforcement actions described in section (1) through (4) of this rule in no way limit the Department or Commission from seeking legal or equitable remedies as provided by ORS Chapters 454, 459, 465, 466, 467, 468, 468A, and 468B. Stat Auth.: ORS CHS 454, 459, 459.995, 465, 466, 467, 468, 468.020, 468.996, 468A and 468B Hist.: DEQ 4-1989, f. & cert, ef. 3-14-89; DEQ 15-1990, f. & cert. ef. 3-30-90; DEQ 21-1992, f. & cert. ef. 8-11-92
CivilPenalty Schedule Matrices 340-12-042 In addition to any liability, duty, or otherpenalty provided by law, the Director may assess 

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Civil Penalty Determination Procedure 340-12-045 (1) Whendeterminingthe amount of civil penalty to be assessed for any violation, other than violations of ORS 468.996, which are determined according to the procedure set forth below in OAR 340-12- 049(8), the Director or authorized representative shall apply the following procedures: (a) Determine the class and the magnitude of each violation; (i) The class ofa violation is determined by consulting OAR 340-12-050 to 340-12- 073. (ii) The magnitude of the violation is\ determined by first consulting the 

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$50 Minor

$100 $200 $300

$100 $200 Moderate
$400 Major

$200 $300 

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---- Magnitude orViolation

(a) No civil penalty issued by the Director pursuantto this matrix shall be less than fifty dollars ($50) or more than five hundred dollars ($500) for each day ofeach violation. This matrix shall apply to the following types ofviolations: Anyviolationof laws, rules, ordersor permits relating to woodstoves, except violations relating to the sale ofnew woodstoves; Any violation by a city, county or metropolitan service district of failing to providethe opportunityto recycle as reqUireO by law; and AnyviolationofORS468B.480and 468B.485 and rules adopted thereunder relating to the financial assurance requirements for ships transporting hazardous materials and oil. Slat. Auth.: ORS Ch. 454, 459,459.995,456,465,466,467,468, 468.a20, 468.869, 468.870, 468.996, Ch. 468A & 4688 Hist.: DEQ 4-1989, f. & cert. ef. 3-14-89; DEQ 15-1990, f. & celt. ef. 3-30-90;. DEQ 33-1990, f. & celt. cf. 8-15-90; DEQ 21-1992, f. & celt. ef. 8-11-92; DEQ _-1994, f. & celt. ef. 3-15-94 (4) $500 Matrix

Class II Class III Class I Class or Violation



### < Magnitude orViolation Class or Major Moderate Minor Violation (b) Class I $2500 $1000 $500 (c) Class II $750. $500 $200 Class.III. $250

.. $100 $50 (d) (a) No civil penalty issued by the Director pursuantto this matrix shall be less than $50. The total civil penalty may exceed $2,500for each day of each violation, but shall not exceed $10,000 for each day of each violation. (b) This matrix shall be applied to any violation related to on-site sewage statutes, rules, permits, or orders, other than violations by a person performing sewage disposal services; and for violations of the Department's Division 23 open burning rules, excluding all industrial open burning violations, and violations of OAR 34O-23-Q42(2) where the volume ofthe prohibited materials burned is greater than or equal to twenty-five cubic yards. In cases ofthe open burning oftires, this matrix shall apply only if the number of tires burned is less than fifteen. The matrix set forth in section (1) of this rule shall be applied to the open burning violations excluded from this section. orders; G) Any violation of ORS Chapter 459 or any violationrelated to solid waste statutes, rules, permits, or orders, except any violation by a city, countyormetropolitanservicedistrictof failingtoprovidethe opportunityto recycleas required by law ; and (2) In addition to any other penalty provided by law, any person causing an oil spill through an intentional or negligent act shall incur a civil penalty ofnot less than one hundreddollars ($100) or more than twenty thousand dollars ($20,000). The amount ofthe penalty shall be determined by doubling the values contained in the matrix in section (1) of this rule in conjunction with the formula contained in 34O-12-Q45. (3) $2,500 Matrix

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• selected magnitude categories in 340-12- 090. In the absence of a selected magnitude, the magnitude shall be moderate unless: (A) IftheDepartmentfinds that the violation had a significant adverse impact on the environment, or posed a significant threat to public health, a determination of major magnitude shall be made. In making a determination of major magnitude, the Department shall consider all available applicable information including such factors as: the degree ofdeviationfrom the Commission's and Department's statutes, rules, standards, permits or orders, concentration, volume, percentage, duration, toxicity, and the extent of the effects of the violation. In making this finding, the Department may consider any singlefactor to beconclusivefor the purpose of making a major magnitude determination. (B) Ifthe Departmentfinds that the violation had no potential for or actual adverse impact on the environment, nor posed any threat to public health, or other environmental receptors, a determination of minor magnitude shall be made. In making· a determination of minor magnitude, the Department shall consider all available applicable information including such factors as: the degree ofdeviationfrom the Commission's and Department's statutes, rules, standards, permits or orders, concentration, volume, percentage, duration, toxicity, and the extent of the effects of the violation. In making this finding, the Department mayconsiderany singlefactor to be conclusive for the purpose of making a minor magnitude determination. (b) Choose the appropriate base penalty (BP) established by the matrices of 340:-12-042 after determining the class and magnitude of each violation; (c) Starting with the base penalty, determine the amount ofpenalty through application ofthe formula: BP 

### + [(.1 x BP)(P 

### + H 

### + 0 

### + R 

### + C)] 

### + EB where: (A) "P" is whether the Respondent has any prior significant actions relating to statutes, rules, orders and permits pertaining to environmental quality or pollution control. For the purposes of this determination, violations that were the subject of any prior significant actions that were issued before the effective date ofthe Division 12rules as adopted by the Commission in March 1989, shall be classified in accordance with the classifications set forth in the March 1989 rules to ensure equitable consideration of all prior significant actions. The values for "P" and the finding which supports each are as follows: (i) 0 if no priorsignificantactions or there is insufficient informationon which to base a finding; (ii) 1 if the prior significant action is one Class Two or two Class Threes; e; (iii) 2 if the prior significant action(s) is one Class One or equivalent; (iv) 3 if thepriorsignificantactions are two Class One or equivalents; (v) 4 if the priorsignificantactions are three Class Ones or equivalents; (vi) 5 if thepriorsignificantactions are four Class Ones or equivalents; (vii) 6 if thepriorsignificantactions are five Class Ones or equivalents;

. (viii) 7 if thepriorsignificantactions are six Class Ones or equivalents; (ix) 8 if the priorsignificantactions are seven Class Ones or equivalents; (x) 9 if the prior violations significant actions are eight Class Ones or equivalents;

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(ii)

(iii) (ii) 

## o if the violation existed for one day or less and did not recur on the same day; 2 if the violation existed for more than one day or if the violation recurred on the same day.

. "R" is whether the violation resulted from an unavoidable accident, or a negligent, intentional or flagrant act of the Respondent. The values for "R" and the finding which supports each are as follows: (i) 

## o if an unavoidable accident, or if there is insufficient information to make a finding; (ii) 2 if negligent; (iii) 6 if intentional; or (iv) 10if flagrant. (E) "C" is the Respondent's cooperativeness and efforts to correct the violation. The values for "C" and the finding which supports each are as follows: (i) -2 if Respondent was cooperative and took reasonable efforts to correct the violation or minimize the effects of the violation; 

## o if there is insufficient information to make a finding, or if the violation or the effects of the violation could not be corrected; 2 if Respondent was uncooperative and did not take reasonable efforts to correct tl'le violation or minimize the effects ofthe violation. (F) "EB:" isthe approximated dollar sum of 

## meeconomic benefit that the Respondent (0) (III) (II) (1)

(xiv) (xiii) (xii) (xi) 10 if the prior significant values for "H" and the'finding which

# 0 actions are nine Class Ones or supports each are as follows: equivalents, or if any of the (i) -2 if Respondent took all prior significant actions were feasible steps to correct each issued for any violation of violation contained in any prior ORS 468.996. significant action; In determining the appropriate (ii) 0 if there is no prior history or value for prior significant if there is insufficient actions as listed above, the informationon which to base a Department- shall reduce the finding; appropriatefactor by: (C) 

### ·0" is whether the violation was repeated A value oftwo (2) if the or continuous. The values for "0" and date ofissuance of all the the finding which supports each are as prior significant actions follows: are greater than three (i) years old but less than five years old; A value offour (4) if the date ofissuance ofall the prior significant actions aregreaterthan five years old; In making the above reductions, no finding shall be less than O. Any prior significant action which isgreaterthan ten years old shall not be included in the abovedetermination. A permittee, who would have received a Notice of Permit Violation, but instead received a civil penalty or Department Order because of the applicationofOAR 340-12-040 (2)(d),(e),(t), or (g) shall not have the violation(s) cited in the former action counted as a prior significant action, if the permittee fully complied with the provis.ions of any compliance'order contained in the former action. "H" ispast history ofthe Respondent in taking all feasible steps or procedures' necessary or appropriate to correct any violation cited in any prior significant actions. In no caseshallthe combination ofthe "P" factor and the "H" factor be a value less than zero. In such cases where the sum of the "P" and "H" values is a negative numeral the finding and determination for the combination of these two factors shall be zero. The (B)

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• . gained through noncompliance. The DepartmentorCommissionmay increase the penalty by the approximated dollar sum of the economic benefit, provided that the sum penalty does not exceed the maximum allowed for the violation by rule or statute. After determining the base penalty and applying the civil formula penalty above to determine the gravity and magnitude-based portion of the civil penalty, "EB" is to be determined as follows: (i) Add to the formula the approximate dollar sum of the economic benefit gained through noncompliance, as calculated by determining both avoided costs and the benefits obtained through any delayed costs, where applicable;

. (ii) The Department need not calculate nor address the economic benefit componentof the civil penalty when the benefit obtained is de minimis; (iii) In determining the economic benefit component of a civil penalty, the Department may use the U.S. Environmental Protection Agency's BEN. computer model, as adjusted annually to reflect changes in marginal tax rates, inflation rate and discount rate. With respect to significant or substantial change in the model, the Department shall use the version of the model that the Department finds will most accurately calculate the economic benefit gained by Respondent's noncompliance. Upon request, of the Respondent, the Department will provide Respondent the name of the version of the model used and respond to any reasonable request for information about the content or operation of the model. The model's standard values for income tax rates, inflation rate and discount rate shall be presumed to apply to all Respondents unless a specific Respondent can demonstrate that thestandardvalue does not reflect thatRespondent's actual circumstance. (iv) As stated above, under no circumstances shall the imposition of the economic benefit component of the penalty result in a penalty exceeding the statutory maximum allowed for the violation by rule or statute. When aviolationhilsextended over more than one day, however, for determining the maximum penalty allowed, the Directormay treat theviolation as extending over at least as many days as necessary to recover the economic benefit of noncompliance. When the purpose oftreating a violation as extending over more than one day is to recover the economic benefit,'. the Department has the discretion not to impose the gravity and magnitude-basedportion-ofthe

. penalty for more than one day. (2) In addition to the factors listed in section (1) of this rule, the Directormay consider any other relevant rule ofthe Commission and shall state the effect the consideration had on the penalty. On review, theCommissionshallconsiderthe factors contained in section (1) of this rule and any other relevant rule of the Commission. (3) The Department or Commission may reduce any penalty based on the Respondent's inability to pay the full penalty amount. If the Respondent seeks to reduce the penalty, the Respondent has the responsibility of providing to the Department or Commission documentary evidence concerning Respondent's inability to pay the full penalty amount. (a) When the Respondent is currently unable to pay the full amount, the first option should be to place the Respondent on a payment schedule with interest on the unpaid balance for any delayed payments. The Department or Commission may reduce the penalty only after determining that the Respondent is unable to meet a long-term payment schedule. (b) IndeterminingtheRespondent's ability to pay
Printed by the Department ofEnvironmental Quality: May 27, 1994 Page 8OREGON ADMINISTRATIVE RULES CHAPTER 340, DIVISION 12

- DEPARTMENT OF ENVIRONMENTAL QUALITY a civil penalty, the Department may use the U.S. Environmental Protection Agency's ABEL computer model to determine a Respondent's ability to pay the full civil penaltyamount. With respectto significantor substantial change in the model, the Departmentshall use the versionofthe model that theDepartmentfinds will most accurately calculate the Respondent's ability to pay a civil penalty. Upon request of the Respondent, the Department will provide Respondent the name of the version of the model used and respond to any reasonable request for information about the content or operationofthe model. (c) In appropriate circumstances, the Department or Commission may impose a penalty that may result in a Respondent going out of business. Such circumstances may include situations where the violation is intentional or flagrant or situations where the Respondent's financial condition poses a serious concern regarding its ability or incentive to remain in compliance. Slat. Auth.: ORS 459.995, Ch. 466, 467, 468.020 & 468.996 Hist.: DEQ 78, f.9-6-74, ef. 9-25-74; DEQ 22-1984, f. & ef. 11-8-84; DEQ 22-1988, f. & celt. ef.**9~14-88;** DEQ 4-1989, f. & celt. ef. 3- 14-89; DEQ 15-1990, f. & celt. ef. 3-30-90; DEQ 21-1992,. f. & celt. ef. 8-11-92; DEQ _-1994, f. & celt. ef. 3-15-94

WrittenNotice of Assessment of CivilPenalty; When Penalty Payable 340-12-046 (1) A civil penalty shall be due and payable ten (10) days after the order assessing the civil penalty becomes final and the civil penalty is thereby imposed by operation of law or on appeal. A person against whom a civil penalty is assessed shall be served with a notice in the form and manner provided in ORS 183.415 and OAR Chapter 340, Division 11: (2) The written notice of assessment of civil penalty shall comply with ORS 468.135(1) and ORS 183.090, relating to notice and contested case hearing applications, and shall state the amount of the penalty or penalties assessed. The rules**presc~ibin~** procedurein contested caseproceedings contained 10 OAR Chapter 340, Division 11 shall apply thereafter. 9-14-88; Renumbered from 34-12-070; DEQ 21-1992; f. & celt. ef.

# 0
8-lt-92 Compromise or Settlement of Civil Penalty by Director 340-12-047 (1) Any time after service of the written notice of assessment of civil penalty, the Director may compromise or settle any unpaid civil penalty at any amount that the Director deems appropriate. Any compromise or settlement executed by the Directorshall be final. (2) In determining whether a penalty should be compromisedor settled, theDirectormay take into account the following: (a) New information obtained through further investigation or provided by Respondent which relates to the penalty determination factors contained in OAR 340-12-045; (b) The effect of compromise or settlement on deterrence; (c) Whether Respondent has or is willing to employ extraordinary means to correct the violationor maintain compliance; . (d) Whether Respondent has had any previous penalties which have been compromised or settled; 

# 0 (e) Whether the compromise or settlement would

. be consistent with the Department's goal of protecting the public health and environment; (t) The·relative strength or weakness of the Department's case. Stat. Auth.: ORS 459.995, Ch. 466, 467, 468.020 & 468.996 Hist.: DEQ 78, f. 9-6-74; ef. 9-25-74; DEQ 22-1984, f. & ef. 11-8- 84; DEQ 22-1988, f. & celt. ef. 9-14-88; Renumbered from 340-12- 075; DEQ4-1989. f. & celt. ef. 3-14-89; DEQ 15-1990, f. & celt. ef. 3-30-90; DEQ 21-1992, f. & celt. ef. 8-11-92 StipulatedPenalties 340-12-048 Nothing in OAR Chapter 340 Division 12 shall affect the ability of the Commission or Director to include stipulated penalties in a Stipulation and Final Order, Consent Order, Consent Decree or any other agreement issued under ORS Chapters 183, 454, 459, 465, 466, 467, 468, 468A, or 468B. Stat. Auth.: ORS Ch. 454, 459.995, Ch. 465, 466, 467, 468.020, 468.996, Ch. 468A & 4688 Hist.: DEQ 4-1989, f. & celt. ef. 3-14-89; DEQ 15-1990, f. & celt. ef. 3-30-90; DEQ 21-1992, f. & celt. ef. 8-11-92 Slat. Auth.: ORS 459.995, 468.020 & 468.996 Hist.: DEQ 78, f. 9-6-74, ef. 9-25-74; DEQ 22-1988, f. & celt. ef.



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Printed by the Department ofEnvironmental Quality: May 27, 1994 Page 9OREGON ADMINISTRATIVE RULES CHAPTER 340, DIVISION 12 - DEPARTMENT OF ENVIRONMENTAL QUALITY 

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• Additional CivilPenalties 340-12-049 In addition to anyotherpenaltyprovidedby law, the following violations are subject to the civil penalties specified below: (1) Any person who wilfully or negligently causes an oil spill shall incur a civil penalty commensurate with the amount ofdamage incurred.. The amount ofthe penalty shall be determined by the Director with the advice of the Director of Fish and Wildlife. In determining the amount of the penalty, the Director may consider the gravity of the violation, the previous record of the violator and such other considerations the Director deems appropriate. (2) . Any person planting contrary to the restriction of subsection (1) of ORS 468.465 pertaining to the open field burning ofcereal grain acreage shall be assessed by the Department a civil penalty of$25 for each acre planted contrary to the restrictions. (3) Whenever an underground storage tank fee is due and owing under ORS 466.785 or 466.795, the Directormay issue a civil penalty not less twentyfive dollars ($25) nor more than one hundred dollars ($100) for each day the fee is due and owing. (4) Any owner or operator of a confined animal feeding operation who has not applied for or does not have apermitrequired by ORS 468B.050 shall be assessed a civil penalty of$500. (5) Any person who fails to pay an automobile emissionfee when required by law or rule shall be assessed a civil penalty of$50. (6) Any person who has care, custody or control of a hazardous waste or a substance which would he a hazardous waste except for the fact that it is not discarded, useless or unwanted shall incur a civil penalty according to the schedule set forth in this section for the destruction, due to contaminationof food or water supply by such waste or substance, ofany ofthe wildlifereferredto in this sectionthat are property ofthe state. (a) Each game mammal other than mountain sheep, mountain goat, elk or silver gray squirrel, $400. (b) Each mountain sheep or mountain goat, $3,500. (c) Each elk, $750. (d) Each silvergray squirrel, $10. (e) Each game bird otherthan wild turkey, $10. (t) Each wild turkey, $50. (g) Each game fishotherthan salmonor steelhead trout, $5. (h) Each salmon or steelhead trout, $125. (i) Eachfur-bearing mammal otherthanbobcator fisher, $50. (j) Each bobcat or fisher, $350. (k) Each specimen ofany wildlife species whose survival isspecifiedby the wildlifelaws or the . laws of the United States as threatened or

endangered, $500. (I) Each specimen of any wildlife species otherwiseprotectedby the wildlifelaws or the laws ofthe United, but nototherwisereferred to in this section, $25; (7) Anypersonwho intentionallyor recklesslyviolates any provision of ORS 164.785, 459.205 to, 459.426, 459.705 to 459.790, ORS Chapters 465, 466, 467 or 468 or any rule or standardor orderof the commission adopted or issued pursuantto ORS 459.205 to 459.426, 459.705 to 459.790, ORS Chapters 465, 466, 467 or 468, which results in or creates the imminent likelihood for an extreme hazard to the public health or which causes extensive damage to the environment shall incur a penalty up to $100,000. When determining the civil penalty sum to be assessed underthis section,

. the Director shall apply the following procedures: (a) Selectoneofthe followingbase penaltiesafter determining the cause ofthe violation: , (A) $50,000 if the violation was caused recklessly; "\

.. 1 (B) $75,000 if the violation was**,~~used** intentionally;

. (C) $100,000if the violationwas caused flagrantly; (b) Then determine the civil penalty through application ofthe formula: BP 

### + (.1 x BP) (p 

### + H 

### + 0 

### + C) 

### + EB, in accord with OAR 340-12-045(l)(c). Stat. Auth.: ORS 459.995, Ch. 466, 467, 468.020 & 468.996 Hist.: DEQ 15-1990, f. & cert. ef. 3-30-90; DEQ 21- 1992, f. & cert. ef. 8-11-92 Air Quality Classification of Violations 340-12-050 Violations pertaining to air quality shall be classified as follows: (1) Class One: (a) Violation of a Commission or Department Order, or variance; (b) Constructingoroperatingasourcewithoutthe appropriatepermit; (c) Modifying a source with an Air Permit withoutfirst notifying and receiving approval from the Department; (d) Violation of a compliance schedule in a permit;

Printedby the Department ofEnvironmental Quality: May 27, 1994 Page 10OREGON ADMINISTRATIVE RULES CHAPTER 340, DIVISION 12 - DEPARTMENT OF ENVIRONMENTAL QUALITY (e) Exceeding an allowable emission level of a hazardous air pollutant. (t) Exceeding an emission or opacity permit limitation for a criteria pollutant, by a factor of greater than or equal to two times the limitation, within 10 kilometers of either a Non-Attainment Area or a Class I Area for that criteriapollutant; (g) Exceeding the annual emission limitations of apermit, rule or order; (h) Failure to perform testing, or monitoring, required by apermit, rule or order; (i) Systematicfailure to keep records requiredby apermit, rule or order; G) Failure to submit semi-annual Compliance Certifications; (k) Failure to file a timely application for a Federal Operating Permit pursuant to OAR 340-28-2120; (I) Exceedances ofoperatinglimitationsthat limit the potential to emit of.a synthetic minor source and that result in emissions above the Federal Operating Permit permitting thresholds pursuantto OAR 340-28-110(57); (m) Causing emissions that are a hazard to public safety; .(n) Failure to comply with Emergency Action Plans or allowing excessive emissions during emergency episodes; (0) Violation ofa work practice requirement for asbestos abatement projects which causes a potential for public exposure to asbestos or release ofasbestos into.the environment; (P) Storage or accumulation of friable asbestos material or asbestos-containingwaste material from an asbestos abatement project which causes a potential for public exposure to asbestos or release of asbestos into the environment; (q) Visible emissions of asbestos during an asbestos abatement project or during collection, processing, packaging, transportation, or disposal of asbestoscontaining waste material; (r) Conduct ofan asbestos abatement project by apersonnot licensed as an asbestos abatement contractor; (s) Violation of a disposal requirement for asbestos-containing waste material which causes a potential for publ ic exposure to asbestos or release of asbestos into the environment; (t) Advertising to sell, offering to sell or selling a non-certified wood stove; (u) Illegal open burning in violation of OAR3400 23-042(2); (v) Causing or allowing open field burning . without first obtaining a valid open field burning permit; (w) Causing or allowing open field burning or stack burning where prohibited by OAR 340- 26-010(7) or OAR 340-26-055(4); (x) Causing or allowing any propane flaming. which results in visibility impairment on any Interstate Highway or Roadway specified in OAR 837-110-080(1) and (2); (y) Failingto immediately and actively extinguish all flames and smoke sources when any propane flaming results in visibility impairment on any Interstate Highway or Roadway specified in OAR 837-110-080(1) and (2); (z) Causing or allowing propane flaming of grass seed or cereal grain crops, stubble, or residue without first obtaining a valid propane flaming burningpermit; (aa) Stack or pile burning grass seed or cereal grain crop residue without first obtaining a valid stack or pile burning permit; (bb) Open fieldburning, propane flaming, stack or pile burning when State Fire MarshaC: restrictions are in effect; (cc) Causing or allowing propane flaming which results in sustained open flame in a fire safety buffer zone along any Interstate Highway or Roadway specified in OAR 837-110-080 (1) or (2); (dd) Failure to install vapor recovery piping in accordance with standards set forth in OAR Chapter 340, Division 150; (ee) Installing vapor recovery piping without first obtaining a service provider license in accordance with requirements set forth in OAR Chapter 340, Division 160; (ft) Submitting falsified actual or calculated emission fee data: (gg) Failure to provide access to premises or records when required by law, rule, permit or order; (hh) Any violation related to air quality which causes a major harm or poses a major risk of harm to public health or the environment. (2) Class Two: (a) Exceeding emission limitations other than an annual emission limitation or opacity limitations by more than 5% opacity in permits or rules; 

# 0 (b) Violating standards in permits or rules for
Printed by the DepartmentofEnvironmental Quality: May 27, 1994 Page 11OREGON ADMINISTRATIVE RULES CHAPTER 340, DIVISION 12 - DEPARTMENT OF ENVIRONMENTAL QUALITY 

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• fugitive emissions, particulate deposition, or odors; (c) Failure to take corrective action or maintain records of emissions which equal or exceed emission action levels as required by OAR 340-28-620(2); (d) Failureto submit a complete Air Contaminant Discharge Permit application 60 days priorto permit expiration or prior to modifying a source; (e) Failure to maintain on site records when required by a permit to be maintained on site; (t) Exceedances of operating limitations that limit the potential to emit of a synthetic minor source that do not result in emissions above the Federal Operating Permit permitting thresholds pursuant to OAR 340-28-110(57); (g) Illegal open burning of commercial, construction and/or demolition, and/or agricultural waste; (h) Failing to comply with notification and reporting requirements in a permit; (i) Failure to comply with asbestos abatement licensing, certification, or accreditation requirements; G) Failure to provide notification of an asbestos abatement project; (k) Failure to display permanent labels on a certified woodstove; (I) Alteration of apermanent label for a certified woodstove; (m) Failure to use Department-approved vapor control equipment whentransferring fuel; (n) Operating a vapor recovery system without first obtaining a piping test performed by a licensed service provideras required by OAR Chapter 340, Division 160; (0) Failure to obtain Department approvalpriorto installing a Stage II vapor recovery system not already registered with the Department as specified inDepartmentrules; (P) Failure to actively extinguish all flames and major smoke sources from open field or stack burning when prohibition conditions are imposed by theDepartmentor when instructed to do so by an agent or employee of the Department; (q) Causing or allowing a propane flaming operation to be conducted in a manner which causes or allows an open flame to be sustained; (r) Installing, servicing, repairing, disposingofor otherwise treating automobile air conditioners without recovering and recycling chlorofluorocarbons using approved recovery and recycling equipment; (s) Selling, orofferingto sell, or giving as a sales inducement any aerosol spray product which contains as a propellant any compound prohibitedunder ORS 468A.655; (t) Selling any chlorofluorocarbon or halon containing product prohibited under ORS 468A.635; (u) Failure to pay an emission fee; (v) Substantial underpaymentofan emission fee; (w) Submitting inaccurate emission fee data; (x) Any violation related to air quality which is nototherwise classified in these rules. (3) Class Three: (a) Illegal residential open burning; (b) Impropernotificationofan asbestos abatement project; (c) Failure to display a temporary label on a certified wood stove; (d) Exceeding opacity limitation in permits or rules by 5% opacity or less. Stat. Auth.: ORS Ch. 468 & 468A Hist.: DEQ 78, f. 9-6-74, ef. 9-25-74; DEQ 5-1980, f. & ef. 1-28-80; DEQ22-1984, f. & ef. 11-8-84; DEQ 22-1988, f. & cert. ef. 9-14-88; DEQ 4-1989, f. & cert. ef. 3-14-89; DEQ 15-1990, f. & cert. ef. 3-30-90; DEQ 31-1990, f. & cert. ef. 8-15-90; DEQ**2-1992~.** f. & cert. ef. 1-30-92 (and corrected 2-5-92); AQ 11-1993, f. & ef 114- 93; DEQ _-1994. f. & cert. 

### er. 3-15-94

NoiseControl Classification of Violations 340-12-052 Violations pertainingto noise control shall be classified as follows: (I) Class One: (a) Violation of a Commission or Department order or variance; (b) Violations that exceed noise standards by ten (10) decibels or more; (c) Exceeding the ambient degradation rule by five (5) decibels or more; or (d) Failure to submit a compliance schedule required by OAR 340-35-035(2); (e) Operating a motor sports vehicle without a properly installed or well-maintained muffler or exceeding the noise standards set forth in OAR 340-35-040(2); (t) Operating a new permanent motor sports facility without submitting and receiving approvalofprojected noise impact boundaries; (g) Failure to provide access to premises or records when required by law, rule, ororder; (h) Violation ofmotor racing curfews set forth in OAR 340-35-040(6); '.:: .'.

Printed by the Department ofEnvironmental Quality: May 27, 1994 Page 12OREGON ADMINISTRATIVE RULES CHAPTER 340, DIVISION 12 - DEPARTMENT OF ENVIRONMENTALQUALITY (i) Any violation related to noise control which causes a major harm or poses a major risk of harm to public health orthe environment. (2) Class Two: (a) Violationsthat exceed noisestandardsbythree (3) decibels or more; (b) Advertising or offering to sell or selling an uncertified racing vehicle without displaying the required notice or obtaining a notarized affidavit ofsale; (c) Any violation related to noise control which is not otherwise classified in these rules. (3) Violationsthat exceed noise standardsby one (1) or two (2) decibels are Class III violations; Stat. Auth.: ORS 459.995, Ch.466, 467, 468.020 & 468.996

. Hist.: DEQ 101, f. & ef. 10-1-75; DEQ 22-1984, f. & ef. 11-8-84; DEQ 4-1989, f. & cert. ef. 3-14-89; DEQ 15-1990, f. & cert. ef. 3- 30-90; DEQ 21-1992, f. & cert. ef. 8-11-92
Water Quality Classification ofViolations 340-12-055 Violations pertainingto water quality shall be classified as follows: (1) Class One: . (a) Violation of a Commission or Department Order; (b) Any discharge ofwaste that enters waters of the state, either without a waste discharge permit or from a discharge point not authorized by a waste discharge permit; (c) Failureto comply with statute, rule, or permit requirements regarding notification ofa spill or upset condition which results in a nonpermitted discharge to public waters; (d) Violation ofapermit compliance schedule; (e) Any violationofany pretreatment standard or requirement by a user of a municipal treatment works which either impairs or damages the treatment works, or causes a major harm or poses a major risk ofharm to publichealth or the environment; (f) Failure to provide access to premises or records when required by law, rule, permit or order; (g) Failure of any ship carrying oil to have financial assurance as required in ORS 468B.300 to 468B.335 or rules adopted thereunder; (h) Any violation related to water quality which causes a majorharm or poses a major risk of harm to public health or the environment. (2) Class Two: (a) Operation of a disposal system without first obtaining a Water Pollution Control Facility Permit; 

### r>, (b) Failure to submit a report or plan asrequired0 by rule permit, or license; (c) Any violationof OAR Chapter 340, Division 49 regulations pertaining to certification of wastewater system operator personnel; (d) Placing wastes such that the wastes are likely to enter public waters by any means; (e) Failure by any ship carrying oil to keep documentationof financial assurance on board or on file with the Departmentas required by ORS 468B.3ooto 468B.335 or rules adopted thereunder; (t) Any violation related to water quality which is not otherwiseclassified in these rules. (3) Class Three: (a) Failure to submit a discharge monitoring reporton time; (b) Failure to submit a complete discharge monitoring report; (c) Exceeding a waste discharge permit biochemical oxygen demand (BOD), carbonaceous biochemical oxygen demand (CBOD), or' total suspended solids (TSS) limitationby aconcentrationof20 per cent or less, or exceeding a mass loading limitation by 10 per cent or less; 

# 0 (d) Violationofa removal efficiency requiremen ' by a factor ofless than or equal to 0.2 times the number value of the difference between 100 and the applicable removal efficiency requirement (e.g., if the requirement is 65% removal, 0.2(100-65) 

## =0.2(35) 

## =7%; then 7% would the maximum percentage that would qualify under'this rule for a permit with a 65% removal efficiency requirement); (e) Violationofa pH requirement by less than 0.5 pH; Slat. Auth.: ORS 459.995, Ch. 466, 467, 468.020 & 468.996 Hist.: DEQ78, f. 9-6-74, ef. 9-25-74; DEQ22-1984, f. 7ef. 11-8-84, DEQ 17-1986, f. 7 ef. 9-18-86; DEQ22-1988, f. 7 cert. ef. 9-14-88; DEQ 4-1989, f. 7 celt. ef. 3-14-89; DEQ 15-1990, f. & celt. ef. 3-30- 90; DEQ 21-1992, f. & celt. ef. 8-11-92
On-Site SewageDisposal Classification ofViolations 340-12-060 Violations pertaining to On-Site Sewage Disposal shall be classified as follows: (1) Class One: (a) Violation of a Commission or Department order; (b) Performing, advertising or representing one's self as being in the business of perfOrmingo sewage disposal services without first

Printedby the Department ofEnvironmental Quality: May 27, 1994 Page 13OREGON ADMINISTRATIVE RULES CHAPTER 340, DIVISION 12 - DEPARTMENT OF ENVIRONMENTAL QUALITY 

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• obtaining and maintaining a current sewage disposal service Iicense from the Department; (c) Installingor causing to be installed an on-site sewagedisposal systemor any partthereof, or repairing any part thereof, without first obtainingapermit; (d) Disposing of septic tank, holding tank, chemical toilet, privy or other treatment facility contents in a manner or location not authorized by the Department; (e) Failure to provide access to premises or recordswhenrequiredby law, rule, permitor order; (t) Any violations related to on-site sewage disposal which cause major harm or pose a major risk of harm to public health, welfare, safety or the environment. (2) Class Two: (a) Installingor causing to be installed an on-site sewage disposal system, or any part thereof, or the repairing of any part thereof, which fails to meet the requirements for satisfactory completion within thirty (30) days after written notificationor postingofa Correction Notice at the site; (b) Operating or using a nonwater-carried waste disposalfacility withoutfirst obtainingaletter ofauthorization from the Agent; (c) Operating or using a newly constructed, altered or repaired on-site sewage disposal system, orpartthereof, withoutfirstobtaining a Certificate ofSatisfactory Completion; (d) Providing any sewage disposal service in violation of any statute, rule, license, or permit, provided that the violation is not otherwiseclassified inthese rules; (e) Failing to obtain an authorization notice from the Agent prior to affecting change to a dwelling or commercial facility that results in the potential increase in the projected peak sewageflow from the dwellingor commercial facility in excess of the sewage disposal system's peak design flow. (t) Installing or causing to be installed a nonwater-carried waste disposal facility without first obtaining written approval from the Agent; (g) Failingto connect all plumbing fixtures to, or failing to discharge waste water or sewage into, aDepartment approved system; (h) Operatingor using an on-sitesewage disposal systemwhich isfailing by discharging sewage or effluent onto the ground surface or into surface public water; (i) Any violation related to on-site sewage disposal which is not otherwise classified-in these rules. (3) Violationswherethe sewagedisposal systemdesign. flow is not exceeded, placing an existing system into service, or changing the dwelling or type of commercial facility, without first obtaining an authorization notice are Class III violations. Stat. Auth.: ORS 459.995, Ch. 454, 466, 467, 468.020, 468.996 & Ch.468B Hist.: DEQ 78, f. 9-6-74, ef. 9-25-74; DEQ 4-1981, f. & ef. 2-6-81; DEQ 22-1984, f. & ef. rt-8-84; DEQ 22-1988, f. &cert. ef. 9-14-88; DEQ 4-1989, f. & cert. ef. 3-14-89; DEQ 15-1990, f. & cert. ef. 3- 30-90; DEQ 21-1992, f. & cert, ef. 8-11-92
SolidWasteManagement ClassificationofViolations 340-12-065 Violations pertaining to the management, recovery and disposal ofsolid waste shall be classified as follows: (1) Class One: (a) Violation of a Commission or Department Order; (b) Establishing, expanding, maintaining or operatingadisposalsitewithoutfirst obtaining apermit; (c) Accepting solid waste for disposal in.: a permitted solid waste unit or facility that-has been expanded in area or capacitywithoutfirst submitting plans to the Department -and obtaining Department approval; (d) Violation ofthe freeboard limitwhich results in the actual overflow ofa sewage sludge or leachate lagoon; (e) Violation of the landfill methane gas concentration standards; (t) Violation of any federal or state drinking water standard in an aquifer beyond the solid waste boundary of the landfill, or an alternative boundary specified by the Department; (g) Violation of a permit-specific groundwater concentration limit, as defined in OAR 340- 40-030(3) at the permit-specific groundwater concentration compliance point, as defined in OAR 34O-40-o30(2)(e); (h) Failure to perform the groundwater monitoring action requirements specified in OAR 340-40-030 (5), when a significant increase (for pH, increase or decrease) in the value ofa groundwater monitoring parameter is detected

. (i) Impairment of the beneficial uses(s) of an aquiferbeyondthe solidwasteboundaryor an {:

.. ',

Printed by the Department ofEnvironmental Quality: May 27, 1994 Page 14OREGON ADMINISTRATIVE RULES CHAPTER 340, DIVISION 12 - DEPARTMENT OF ENVIRONMENTAL QUALITY alternative boundary specified by the Department; G) Deviation from the approved facility plans which resultsin an actual safety hazard, public health hazard or damage to the environment; (k) Failure to properly construct and maintain groundwater, surface water, gas or leachate collection, treatment, disposal and monitoring facilities in accordance with the facility permit, the facility environmental monitoring plan, or Department rules; (I) Failure to collect, analyze and report groundwater, surfacewateror leachatequality data inaccordance with the facility permit, the facility environmental monitoring plan, or Departmentrules; (m) Violationofa compliance schedule contained in a solid waste disposal or closurepermit; (n) Failure to provide access to premises or records when required by law, rule, permitor order; (0) Knowingly disposing, or accepting for disposal, used oil, in single quantities exceeding 50 gallons, or lead acid batteries; (P) Accepting, handling, treating or disposing of clean-up materialscontaminatedby hazardous substances by a landfill in violation of the facility permit and plans as approved by the Departmentor the provisionsofOAR 340-61- 060. (q) Accepting for disposal infectious waste not treated in accordance with laws and Department rules; (r) Accepting for treatment, storage or disposal wastes defined as hazardous under ORS 466.005, et seq, or wastes from another state which are hazardous under the laws of that state without specific approval from the Department; (s) Mixing for disposal or disposing ofprincipal recyclable material that has been properly prepared and source separated for recycling; (t) Any violation related to the management, recovery and disposal of solid waste which causes major harm or poses a major risk of harm to public healthor the environment. (2) Class Two: (a) Violationofaconditionor term ofaLetterof Authorization; (b) Knowingly acceptingfor disposal or disposing ofa material banned from land disposal under ORS 459.247, exceptthosematerialsspecified as Class I violations. (c) Failure of a permitted landfill, ,solid waste incineratoror a municipal solid waste compost

# 0 facility operator or a metropolitan service

. district to report amount of solid· waste

disposedinaccordancewith the laws and rules ofthe Department; (d) Failure to report weight and type of material recovered or processed from the solid waste stream in accordance with the laws and rules ofthe Department; (e) Failureofa disposal site to obtain certification for recyclingprograms in accordance with the laws and rules of the Department prior to accepting solid waste for disposal; (t) Acceptance of solid waste by a permitted disposal site from a person that does not have an approved solid waste reductionprogram in accordance with the laws and rules of the Department; . (g) Failureto comply with any solid waste permit requirement. pertaining to permanent household hazardous waste collection facility operations; (h) Failure to comply with landfill cover requirements, including but not limited to daily, intermediate, and final covers, and limitationofworking face size; (i) Failure to comply with any plan approved by

# 0 the Department; G) Failureto submit a permit renewal application prior to the expiration date of the existing permit in accordance with the laws and rules ofthe Department; (k) Any violation related to solid waste, solid waste reduction, or any violation of a solid waste permit nototherwise classified in these rules. (3) Class Three: (a) Failure to post required signs; (b) Failure to control litter; Stat.Auth.: ORS CH 459.995, Ch. 466, 467,468.020 & 466.996 Hist.: DEQ 78. r. 9-6-74, ef. 9-25-74; DEQ 1-1982,f. & ef. 1-28-82; DEQ 22-1984. f. & ef, 11-8-84; DEQ 22-1988, r. & cert. ef. 9-14-88; DEQ 4-1989, f. & cert. ef. 3-14-89; DEQ 15-1990, f. & cert. cf, 3- 30-90; DEQ21-1992, r. &cert. er. 8-11-92; DEQ -1994, r. &cert. ef, 3-15-94

- Solid Waste Tire Management Classification of Violations 340-12-066 Violations pertaining to the storage, transportation and management of waste tires or tirederived products shall be classified as follows: (I) Class One: 

# 0 (a) Violation of a Commission or Department '

Printed by the DepartmentofEnvironmental Quality: May 27, 1994 Page 15OREGON ADMINISTRATIVE RULES CHAPTER 340, DIVISION 12 - DEPARTMENT OF ENVIRONMENTAL QUALITY 

# •

•

• Order; (b) Disposing of waste tires or tire-derived products at an unauthorized site; (c) Violation of the compliance schedule or fire safety requirements ofa waste tirestoragesite permit; (d) Hauling waste tires or advertising or representingone's selfas being in thebusiness ofa waste tire carrier without first obtaining a waste tire carrierpermitas requiredby laws and rules ofthe Department; (e) Hiring or otherwise using an unpermitted waste tire carrierto transport waste tires; (t) Failure to provide access to premises or records when required by law, rule, permitor order; (g) Any violation related to the storage, transportationor managementofwaste tires or tire-derivedproductswhich causes major harm or poses a major riskofharm to publichealth or the environment. (2) Class Two: (a) Violationofa wastetire storage site or waste tire carrierpermitotherthan 

### aspecified Class One or Class Three violation; (b) Establishing, expanding, or operating a waste tire storage site without first obtaining a permit; (c) Any violation related to the storage, transportationor managementofwaste tires or tire-derived products which is not otherwise classified in these rules. (3) Class Three: (a) Failure to submit required annual reports in a timely manner; (b) Failure to keep required records on use of vehicles; (c) Failure to post required signs; (d) Failureto submitapermitrenewal application in a timely manner; (e) Failure to submit permit fees in a timely manner; (f) Failure to maintain written records of waste tire disposal and generation; Stat. Auth.: ORS 459.995, Ch. 466, 467, 468.020 & 468.996 Hist.: DEQ 4-1989, f. & cert. ef. 3-14-89; DEQ 15-1990, r. & celt. ef. 3-30-90; DEQ 21-1992, f. & celt. ef. 8-11-92
Underground Storage Tank and Heating Oil Tank Classification of Violations 340-12-067 Violations pertaining to Underground Storage Tanks and cleanup ofpetroleum contaminated soil at heating oil tanks shall be classified as follows: (1) Class One: (a) Violation of a Commission or Department Order; (b) Failure to report a release from an underground storagetank or aheatingoil tank as required by statute, rule or permit; (c) Failure to initiate and complete the investigation or cleanup ofa release from an underground storage tank or a heating oil tank; (d) Failure to prevent a release from an underground storage tank; (e) Failure to submit required reports from the investigation or cleanup ofa release from an underground storage tank or heating oil tank; (t) Failure to provide access to premises or records when requiredby law, rule, permitor order; (g) Placement of a regulated material into an unpermitted underground storagetank; (h) Installationofan underground storage tank in violation of the standards or procedures adopted by the Department;

. (i) Failure to initiate and complete free product removal in accordance with OAR 340-122- 235; G) Failure to inmate and complete.' the investigation or cleanup of a release from a heating oil tank; (k) Providing installation, retrofitting, decommissioning, or testing services on an undergroundstoragetank orprovidingcleanup of petroleum contaminated soil at an underground storage tank without first registering or obtaining an underground storage tank service providers license; (I) Supervising the installation, retrofitting, decommissioning, or testing of an underground storage tank or supervising cleanup ofpetroleum contaminated soil at an underground storage tank without first obtaining an underground storage tank supervisors license; (m) Any other violation related to underground storage tanks or heating oil tanks or cleanup ofpetroleum contaminated soil at heating oil tanks which poses a major risk of harm to public health and the environment. (2) Class Two: (a) Failure to conduct required underground storagetank monitoring and testing activities; (b) Failuretoconformtooperationalstandardsfor

Printedby the DepartmentofEnvironmental Quality: May 27, 1994 Page 16OREGON ADMINISTRATIVE RULES CHAPTER 340, DIVISION 12 - DEPARTMENT OF ENVIRONMENTAL QUALITY underground storage tanks and leak detection systems; (c) Failure to obtain a permit prior to the installation or operation of an underground storage tank; (d) Failure to properly decommission an underground storage tank; (e) Providing installation, retrofitting, decommissioning or testing services on a regulated underground storage tank or providing cleanup ofpetroleum contaminated soil at a regulated underground storage tank thatdoes not have a permit; (t) Failureby a seller or distributorto obtain the tankpermitnumber beforedepositingproduct into theunderground storagetank orfailureto maintain a record ofthe permit numbers; (g) Allowing the installation, retrofitting, decommissioningortestingofanunderground storage tank or cleanup of petroleum contaminated soil at an underground storage tank by any person not licensed by the department; (h) Allowing cleanup ofpetroleum contaminated soil at a heating oil tank by any person not licensed by the Department; (i) Providingpetroleumcontaminatedsoil cleanup services at a heating oil tank without first registering orobtaining a heating oil tank soil matrix cleanup service provider license; G) Providing supervision of petroleum contaminated soil at aheatingoil tank without firstregistering orobtaining aheating oil tank soil matrix cleanup supervisor license; (k) Supervising petroleum contaminated soil cleanup services at a heating oil tank without first registering or obtaining aheating oil tank soil matrix cleanup supervisor license; (I) Failure to submit a corrective action plan (CAP) in accordance with the schedule or formatestablishedbytheDepartmentpursuant to OAR 340-122-250; (m) Failure by the tank owner to provide the permitnumberpersonsdepositingproductinto . the underground storage tank; (n) Failure to report a suspected release from an underground storage tank; (0) Any other violation related to underground storage tanks or heating oil tanks or cleanup ofpetroleumcontaminated soil at aheatingoil tank that is not otherwise classified in these rules. (3) Class Three: (a) Failure to submit an application for a new permit when an underground storage tank is

# 0 acquired by a new owner; (b) Failure ofa tank seller or productdistributor to notify a tank owner or operator of the Department's permit requirements; (c) Decommissioning, installing,orretrofittingan underground storagetank orconducting a soil matrix cleanup without first providing the required notifications to the Department; (d) Failure to provide information to the Department regarding the contents of an underground storagetank; (e) Failureto maintainadequatedecommissioning records. Stat. Auth.: ORS 459.995, 465.200

- 465.320, 466.705

- 466.995, Ch. 467, 468.020 & 468.996 Hist.: DEQ 2-1988, r. 1-27-88, celt. ef. 2-1-88; DEQ 22-1988, r. & celt. ef. 9-14-88; DEQ 4-1989, 

### r. 7 celt. ef. 3-14-89; DEQ 15-1990, r. & celt. ef. 3-30-90; 0EQ 15-1991, r. & celt. ef, 8-14-91; 0EQ 21- 1992,

### r. & celt. ef. 8-11-92
Hazardous Waste Management and Disposal Classification or Violations 340-12-068 Violations pertaining to the management and disposal ofhazardous waste shall be classified as follows: (1) Class One:

. 

# 0' (a) Violation of a Department or Commission order; (b) Failureto carry out wasteanalysis for a waste stream or to properly apply "knowledge of process"; (c) Operating a treatment, storage or disposal facility (TSD) without a permit or without meeting the requirements of OAR 340-105- 01O(2)(a); (d) Failure to comply with the ninety (90) day storage limitby a fully regulated generator or the 180 day storage limit for a small quantity generator where there is a gross deviation from the requirement; (e) Shipment of hazardous waste without a .manifest; (t) Systematic failure of a generator to comply with the manifest system requirements; (g) Failure to satisfy manifest discrepancy reporting requirements; (h) Failure to prevent the unknown entry or prevent the possibility of the unauthorized entry of persons or Iivestock into the waste management area ofaTSD facility; (i) Failure to properly handle ignitable, reactive, or incompatible wastes as required under 40

# 0**~.'**

Printed by the Department ofEnvironmental Quality: May 27, 1994 Page 17OREGON ADMINISTRATIVE RULES CHAPTER 340, DIVISION 12 - DEPARTMENT OF ENVIRONMENTAL QUALITY 

# •

•

• CFR Part 264 and 265. 17(b)(1), (2), (3), (4) and (5); G) Illegal disposal ofhazardous waste; (k) Disposal of waste in violation of the land disposal restrictions; (I) Mixing, solidifying, or otherwise diluting waste to circumvent land disposalrestrictions; (m) Incorrectly certifying a waste for disposal/ treatment in violation of the land disposal restrictions; (n) Failureto submitnotifications/certificationsas required by land disposal restrictions; (0) Failure to comply with the tank integrity assessments and certification requirements; (P) Failureof anowner/operatorofa TSD facility to have closure and/or post closure plan and/or cost estimates; (q) Failure of anowner/operatorofa TSD facility to retain an independent registered professional engineer to oversee closure activities and certify conformity with an approved closure plan; (r) Failure to establish or maintain financial assurance for closure and/or post closure care; (s) Systematic failure to conduct unit specific and general inspections as required or to correct hazardous conditions discovered during those inspections; (t) Failure to follow emergency procedures contained in response plan when failure could result in serious harm; (u) Storage of hazardous waste in containers which are leaking or present a threat of release; (v) Systematic failure to follow container labeling requirements or lack of knowledge of container contents; (w) Failure to label hazardous waste containers where such failure could cause an inappropriate response to a spill or leak and substantial harm to public health or the environment; (x) Failure to date containers with accumulation date; (y) Failure to comply with the export requirements; (z) Violation of any TSD facilitypermit, provided that the violation is equivalent to any Class I violation set forth in these rules; (aa) Systematic failure to comply with OAR 340- 102-041, generator annual reporting requirements and OAR 340-102-012, annual registration information; (bb) Systematic failure to comply with OAR 340- 104-075, Treatment, Storage, Disposal and Recycling facility annual reporting requirements and OAR 340-102-012, annual registration information; (cc) Constructor operate a new treatment, storage or disposal facility without first obtaining a permit; (dd) Installation of inadequate groundwater monitoring wells such that detection of hazardous waste orhazardousconstituents that migrate from the waste management area cannot be immediately be detected; (ee) Failureto install any groundwatermonitoring wells; (ft) Failure to develop and follow a groundwater sampling and analysis plan using proper techniques andprocedures; (gg) Failure to provide access to premises or records when required by law, rule, permitor order; (hh) Any violation related to the generation, management and disposal ofhazardous waste which causes major harm or poses a major risk of harm to public health or the environment. (2) Any violation pertaining to the generation, management and disposalofhazardous waste which is not otherwise classified in these rules is a Class Two violation. Stat. Auth.: ORS 459.995, Ch. 466, 467, 468.020 & 468.996 Hist.: DEQ 1-1982, f. & ef. 1-28-82; DEQ 22-1984, f. & ef. 11-8-84; DEQ 9-1986, f. & ef. 5-1-86; f. & ef. 5-1-86; DEQ 17-1986, f. & ef. 9-18-86; DEQ 22-1988, f. & celt. ef.**9-14~88;** DEQ 4-1989, f. & cert. ef. 3-14-89; DEQ 15-1990. f. 7 celt. ef. 3-30-90; DEQ 21-1992. f. & celt. ef. 8-11-92
Oil and Hazardous Material Spill and Release Classification of Violations 340-12-069 Violationspertainingto spills or releases of oil or hazardous materials shall be classified as follows: (1) Class One: (a) Violation of a Commission or Department Order; (b) Failure to provide access to premises or records whenrequiredby law, rule, permit or order; (c) Failure by any person having ownership or control over oil or hazardous materials to immediately cleanup spills or releases or threatened spills or releases; (d) Failure by any person having ownership or control over oil or hazardous materials to immediately report all spills or releases or ,. :

Printed by the Department ofEnvironmental Quality: May 27, 1994 Page 18OREGON ADMINISTRATIVE RULES CHAPTER 340, DIVISION 12 - DEPARTMENT OF ENVIRONMENTAL QUALITY

Stat. Auth.: ORS 459.995, Ch. 466, 467, 468.020 & 468.996 Hist.: DEQ 18-1986, f. & ef. 9-18-86; DEQ 22-1988, f. & celt. ef. 9-14-88; DEQ 4-1989, f. & celt. ef. 3-14-89; DEQ 15-1990, f. & celt. ef. 3-30-90; DEQ 21-1992, f. & celt. ef. 8-11-92; DEQ_-1994, f. & celt. ef. 3-15-94 (2) threatened spills or releases in amounts equal to or greater than the reportable quantity; (e)

.Any violationrelated to the spill or release of oil or hazardous materials which causes a major harm or poses a major risk ofharm to public health or the environment; (t) Any spill or release of oil or hazardous materials which enters waters ofthe state. Anyviolationrelated to the spill or release of oil or hazardous materials which is not otherwise classified in these rules is a Class Two violation. quantity of oil spread exceeds 50 gallons pero, event; (b) Spreading used oil contaminated with hazardous waste or failing to meet the limits for materials set in OAR 340-111-030; (c) Any violation related to the management of used oil which causes major harm or poses a major risk of harm to public health or the environment. (d) Failure to provide access to premises or records when required to do so by law, rule, permit or order. . (2) Class Two: (a) Failure to notify the Department of activities relating to spreading used oil; (b) Any violation related to the management of used oil which is not otherwise classified in these rules. PCB Classification ofViolations 340-12-071 Violations pertaining to the management and disposal ofpolychlorinatedbiphenyls (PCB) shall be classified as follows: (1) Class One: (a) Violation of a Commission or Department Order; (b) Treatingordisposingof PCBs anywhere other than at a permitted PCB disposal facility: (c) Establishing, constructingor operating a PCB disposal facility without first obtaining a permit; (d) Failure to provide access.to premises or records when required to by law, rule, permit or order; (e) Any violation related to the management and disposal ofPCBs which causes a major harm or poses a major risk of harm to public health or the environment. (2) Class Two: (a) Violating a condition of a PCB disposal facility permit; (b) Any violation related to the management and disposal of PCBs which is not otherwise classified in these rules. Stat. Auth.: ORS 459.995, Ch. 466, 467, 468.020 & 468.996 Hist.: DEQ 22-1988, f. & celt. ef. 9-14-88; DEQ 4-1989, f. & celt. ef. 3-14-89; DEQ 15-1990, f. & celt. ef. 3-30-90; DEQ 21-1992, f. & celt. ef. 8-11-92 Used Oil Management Classification ofViolations 340-12-072 Violations pertainingto the managementof used oil shall be classified as follows: (1) Class One: (a) Using untested used oil as a dust suppressant or pesticide, or otherwise spreading untested used oil directly in the environment, if the Stat. Auth.: ORS459.995, 468.020, 468.869, 468.870 & 468.996 Hist.: DEQ 33-1990, f. & celt. ef. 8-15-90; DEQ 21-1992, f. & celt. ef. 8-11-92
Environmental Cleanup Classification of Violations 340-12-073 Violations of ORS 465.200 through 465.420 and related rules or orders pertaining to environmental cleanup shall be classified as follow: 

# 0
1 (1) Class One: (a) Violation of a Commission or Department

. order; (b) Failure to provide access to premises or records when required to do so by law, rule, permit or order; (c) Any violation related to environmental investigation or cleanup which causes a major harm or poses a major risk of harm to pubIic health or the environment. (2) Class Two: (a) Failure to provide information under ORS 465.250; (b) Any violation related to environmental investigation or cleanup which is not otherwise classified in these rules. Stat. Auth.: ORS 459.995, Ch. 466, 467, 468.020 & 468.996 Hist.: DEQ 22-1988, f. & celt. ef. 9-14-88; DEQ 4-1989, f. & celt. ef. 3-14-89; DEQ 15-1990, f. & celt. ef. 3-30-90; DEQ 21-1992, f. & celt. ef. 8-11-92
Selected Magnitude Categories 340-12-090 (1) Magnitudes for select violations pertaining to Air Quality may be determined as follows: 

# 0

Printed by the DepartmentofEnvironmental Quality: May 27, 1994 Page 19

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# .

'

# .

# • (a) Opacity limitation violations: (A) Major - Opacity measurements or readings of more than 25 percent opacity over the applicable limitation; (B) Moderate - Opacity measurements or readings from greater than 10 percent to 25 percent or less opacity over the applicable limitation. (C) Minor - Opacity measurements or readings of 10 percent or less opacity over the applicable limitation;

Pollutant (b) Steaming rates and fuel usage limitations: (A) Major - Greater than 1.3 times any applicable limitation; (B) Moderate - From 1.1 up to and including 1.3 times any applicable limitation; (C) Minor - Less than 1.1 times any applicable limitation. (c) Air contaminant emission limitation violations for selected air pollutants: (A) Magnitude determination shall be made based upon the following Table:

Amount



# •

• Carbon Monoxide 100 tons Nitrogen Oxide 40 tons Particulate Matter ·25 tons* (A) TSP 25 tons (B) PM 10 15 tons Sulfur Dioxide 40 tons Volatile Organic Compounds 40 tons* Lead 1200 tons Mercury 200 tons . Beryllium .8 tons

Asbestos 14 tons Vinyl Chloride I ton Fluorides 3 tons Sulfuric AcidMist 7 tons Hydrogen Sultide 10 tons Total Reduced Sulfur 10 tons (including hydrogen sulfide) Reduced Sulfur Compounds 10 tons (including hydrogen sulfide) NOTE: For the nonattainment portions of the Medford-Ashland Air Quality Maintenance Area, and the Klamath Falls Urban GrowthArea, the numbers to be used for ParticulateMatter (both TSP and PM 10) shall be 5 tons, and for Volatile Organic Compounds shall be 20 tons.

Printed by the Department ofEnvironmental Quality: May 27, 1994 Page 20OREGON ADMINISTRATIVE RULES CHAPTER**3~,** DIVISION 12 - DEPARTMENT OF ENVIRONMENTAL QUALITY

<*eater than 1.6 times any applicable maximum flow rate, concentration limitation, or any applicable mass limitation; or Greater than 50 percent below any applicable minimum concentration limitation; or 

# C (B) (0) (B) (0) (B)



### (C) (d) Asbestos violations: 

# 0 (A) Major - More than 260 lineal feet0 more than 160 square feet or morethan 35 cubic feet of asbestoscontaining material; Moderate - From 40 lineal feet up to and including 260 lineal feet or from 80 square feet up to and including 160 square feet or from 17 cubic feet up to and including 35 cubic feet of asbestos-containing material; Minor - Less than 40 lineal feet or 80 square feet or less than 17 cubic feet of asbestos-containing material; The magnitude of the asbestos violation may be increased by one level if the material was comprised ofmore than 5% asbestos. (e) Asbestos air clearance violations: (A) Major - More than .1 fibers per cubic centimeter; (B) Moderate - More than .05 fibers per cubic centimeter up to and including .1 fibers per cubic centimeter; (C) Minor - More than .01 fibers per cubic centimeterup to and including .05 fibers 

# C per cubic centimeter. (t) Open burning violations: (A) Major - Open burning of material constituting more than five cubic yards in volume; Moderate - Open burning of material constituting from 1 up to and including 5 cubic yards in volume; (C) Minor - Open burning of material constituting less than one cubic yard in volume. Forthe purposes ofdetermining the magnitude of a violation only, five tires shall be deemed the equivalent in volume to one cubic yard. (2) Magnitudes for select violations pertaining to Water Quality wastewater discharge limitations may be determined as follows: (a) Major: (A) (B) Major: (i) Exceeding the annual

.amount as established by permit, rule or order by more than the above amount; (ii) Exceeding the monthly amount as established by permit, rule or order by more than 10 percent of the above amount; (iii) Exceeding the permitted amount as established by permit, rule or order by more than 0.5 percent of the above amount; (iv) Exceeding the hourly amount as established by permit, rule or order by more than 0.1 percent of the above amount. (C) Moderate: (i) Exceeding the annual amount as establishedby permit, rule or order by an amount from 50 up to and including 100 percent ofthe above amount; (ii) Exceeding the monthly amount as establishedby permit, rule or order by an amount from 5 up to and including 10 percent of the above amount; (iii) Exceeding the daily amount as established by permit, rule or order by an amount from 0.25 up to and including 0.50 percentofthe above amount; (iv) Exceeding the hourly amount as established by permit, rule or order by an amount from 0.05 up to and including 0.10 percent ofthe above amount. (0) Minor: (i) Exceeding the annual amount as established by permit, rule or order by an amount less than 50 percent of the above amount; (ii) Exceeding the monthly amount as established by permit, rule or order by an amount less than 5 percent of the above amount; (iii) Exceeding the daily amount as established by permit, rule or order by an amount less than 0.25 percent ofthe above amount; (iv) Exceeding the hourly amount as established by permit, rule or order by an amount less than 0.05 percent of the above amount.
Printed by the DepartmentofEnvironmental Quality: May 27, 1994 Page 21

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### _._._---- _--_. '---'-'--'''-'' 

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# • OREGON ADMINISTRATIVE RULES CHAPTER 340, DIVISION 12 - DEPARTMENT OF ENVIRONMENTAL QUALITY

(B)

(E) " CFR 262.34 and OAR Chapter 340, Division 102generator requirements: (A) Major - Failure to comply with 5 or more requirements listed in (0) below, or any mismanagement of hazardous waste when more than 2000 gallons ofhazardous waste are involved in the violation; (B) Moderate

- Failure to comply with 3 or 4 requirements listed in (0) below, or any mismanagement of hazardous waste when from 500 up to and including 2000 gallons of hazardous waste are involved in the violation; (C) Minor -Failureto comply with 2 or fewer ofthe requirements listed in (0) below, or any mismanagement of hazardous waste when less than 500 gallons ofhazardous waste' are involved in the violation. (0) Failureto comply with: (i) 40 CFR262.34(a)(2) (accumulation date). (ii) 40 CFR 262.34(a)(3) (marked as hazardous waste). ' (iii) 40 CFR 265.171 (container·. condition). (iv) 40 CFR 265.173 (container management); (v) 40 CFR 265.191 (tank system integrity assessment). (vi) 40 CFR 265.196 (tank leak response). (vii) Exceeding the applicable storage time limits. (viii) Non-compliancewith three or more 40 CFR 262.34 standards not listed above. (c) Hazardous Waste disposal violations: (A) Major - Disposal of more than 150 gallons of hazardous waste, or the disposal of more than 3 gallons of acutely hazardous waste, or the disposal of any amount of hazardous waste or acutely hazardous waste that has a substantial impact on the local environment into which it was placed; (B) Moderate - Disposal of 50 to 150 gallons of hazardous waste, or the disposal of 1 to 3 gallons of acutely hazardous waste; (C) Minor - Disposal of less than 50 (B) (C) (0)

(C) (0) (c) Minor: (A) (C) Greater than 2 pH units above or below any applicable pH range; or (0) Greater than 10 percentage points below any applicable removal rate. (b) Moderate: (A) From 1.3 up to and including 1.6 times anyapplicablemaximum flow rate, concentrationlimitation, or any applicable mass limitation; or (B) From 25 up to and including 50 percent below any applicable minimum concentration. limitation; or (C) From 1 up to and including 2 pH units above or below any applicable pH range; or (0) From 5 up to and including 10 percentage points below any applicable removal rate. Less than 1.3 times any applicable maximum flow rate, concentration limitation or any applicable mass limitation; or Less than 25 percent below any applicable minimum concentration limitation; or Less than 1 pH unit above or below any applicable pH range; or Less than 5 percentagepoints below any applicable removal rate. (3) Magnitudes for select violations pertaining to Hazardous Waste may be determined as foIlows: (a) Failure to make a hazardous waste determination: (A) Major - Failure to make the determinationon five or more waste streams; Moderate - Failure to make the determinationon three or four waste streams; Minor - Failure to make the determination on one or two waste streams. The magnitude of the violation may be increased by one level, if more than 1000 gallons of hazardous waste is involved in the violation. The magnitude of the violation may be decreased by one level, if less than 250 gallons of hazardous waste is involved in the violation. (b) Operating a hazardous waste storage facility without a permit by failing to meet the 40 

# •

• I"

Printed by the Department ofEnvironmental Quality: May 27, 1994 Page 22OREGON ADMINISTRATIVE RULES CHAPTER 340, DIVISION 12 - DEPARTMENT OF ENVIRONMENTAL QUALITY gallons ofhazardous waste, or the disposal of less than 1 gallon of acutely hazardous waste. (d) Hazardous Waste management violations: (i) Major - Failure to comply with hazardous waste management requirements when more than 2,000 gallons ofhazardous waste, or more than 40 gallons of acutely hazardous waste, are involved in the violation; (ii) Moderate

- Failure to comply with hazardous waste management requirements when 500 to 2,000 gallons ofhazardous waste, or when 10 to 40 gallons ofacutely hazardous waste, are involved in the violation; (iii) Minor - Failure to comply with hazardous waste management requirements when less than 500 gallons of hazardous waste, or 10 gallons of acutely hazardous waste are involved in the violation. (4) Magnitudes for select violations pertainingto Solid Waste may be determined as follows: (a) Operating a solid waste disposal facility without a permit; (i) Major - If the volume of material disposed of exceeds 400 cubic yards; (ii) Moderate - If the volume of material disposed ofis between 40 and 400 cubic yards; (iii) Minor - If the volume of materials disposed Ofis less than 40 cubic yards. (iv) The magnitude of the violation may be raised by one magnitude if the material disposed of was either in the floodplain of waters of the state or within 100 feet of waters of the state.

Slat. Auth.: ORS 459.995, 468.020 & 468.996 Hist.: DEQ 21-1992, f. & celt. ef. 8-11-92; DEQ -1994, f. & celt. ef. 3-15-1994

-

Printed by the Department ofEnvironmental Quality: May 27, 1994 Page 23

# c**c~**

# •

•

• Toxics Use Reduction

Oregon Rules (Effective.as of 

## March 22, 1994)

DepartmentofEnvironmental Quality 811 SWSixth Avenue Portland, Oregon 97204 (503) 229-5913 

### STATE OF OREGON

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# o.-.:..:...._ :_.. 

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# •
TABLE OF CONTENTS

Division 135

135 

### Title Toxics Use Reduction and Hazardous Waste Reduction General Regulations Appendix 1 "Listing ofToxic Substances and Hazardous Wastes" 

# •

• Note: All page numbers have the division number preceding it. To search for a specific division look at the page numbers.

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# • DIVISION 135 TOXICS USE REDUCTION HAZARDOUS WASTE REDUCTION

General Regulations Adopted by the Environmental Quality Commission August 10, 1990 and filed with the Secretary ofState on August 20, 1990



# • 000 

### 010 020 030 040 

### 050 060 070 

### 080 090 

### 100 110 

### Purpose General Policies Definitions 

### (Rev. 3/11/94, Eff. 3/22/94) Applicability Identification and Listing ofToxic Substances and Hazardous Wastes (Rev. 3/11/94, Eff. 3/22/94) Plan Requirements and Notice ofPlan Completion Performance Goals Annual Progress ReportRequirements Optional Reporting Requirements InformationAccess and Review Procedures for Compliance Designation ofTrade SecretInformation Compliance and Enforcement Procedures



# •• Appendix 1 

### Listing ofToxic Substances and Hazardous Waste (Rev. 10/16/92, Effective 11/1/92; Rev. 3/11/94, Eff. 3/22/94)



## *** 135-i 

## *** (Last Revision

- 3/94)

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## *** 135-ii

## *** 

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(Last Revision - 3/94)

# • OAR·340-135-000 

### Purpose The rules within this Division establish the minimum requirements for toxics use reduction and hazardous waste reduction. Other federal, state and local programs may contain additional requirements. The primary purpose ofthese rules is to describe the comprehensive planning requirements for toxic use reduction and hazardous waste reduction, assure measurable performance goals, and monitor the use and reduction of toxic substances and generation and reduction of hazardous wastes. The rules are adopted pursuant to the authority of and are to be used in conjunction with ORS Chapter 465.003 through 465.037.

OAR 340-135-010 

### General Policies (1) Reduction in the use of toxic substances and reduction in the generationof hazardous waste is encouraged when technically and economically practicable without shifting risks from one part of a process, environmental media or product to another. 

# • (2) 

### Priority shall be given to reduction methods that reduce the amount of toxics used and, where that is not technically and economically practicable, methods that reduce the generation of hazardous waste. (3) The Department shall attempt to coordinate with other state and federal toxics use and hazardous waste programs. Special emphasis shall be placed on data and information sharing where practicable, training programs and technology transfer. (4) Methods that reduce the quantity and toxicity ofhazardous waste generated should have priority over management methods that reuse hazardous waste, recycle hazardous waste that cannot be reused, treat hazardous waste, or dispose of hazardous waste by land filling.

OAR 340-135-020 

### Definitions (1) "Commission" means the Environmental Quality Commission. 

# • (2) 

### "Conditionally Exempt Generator" means 'a hazardous waste generator who generates in one calendar month less than, 

### or equal to, 2;2 pounds of acute hazardous waste as defined in ORS 466.005 and OAR Chapter 340 Divisions 100 and 101, or who generates in one calendar month less than, or equal to, 220 pounds of hazardous waste or does not accumulate at any time greater than 

### 2,200 pounds of hazardous waste as defined in ORS 466.005 and OAR Chapter 340 Divisions 100 and 101.



## *** 135-1 

## *** (Last Revision - 3/94)

### (3) "Depamnent" means theDepamnent of Environmental Quality. 

### (4) "Director" means the Director of the Department of Environmental Quality. 

# o (5)

. "Facility" means all buildings, equipment, structures and other stationary items located on a single site or on contiguous or adjacent sites and owned or operated by the same person or by any person who controls, is controlled by or under common control with any person. (6) "Fully Regulated Generator" or "Large Quantity Generator" means as used in 

### these rules a hazardous waste generator who generates in any calendar month greater than 2.2 pounds of acute hazardous waste, or accumulates at any time greater than 2.2 pounds of acute hazardous waste, or who generates in any calendar month greater than or equal to 2,200 pounds of hazardous waste as defined by ORS'466.005 and OAR Chapter 340 Divisions 100 and 101. (7) "Generator" means a person who, by virtue of ownership, management or control, is responsible for causing or allowing to be caused the creation of hazardous waste. (8) "Hazardous Waste" has the meaning given that term in 

### ORS 466.005 and OAR Chapter 340 Divisions 100 and 101. 

### (9)
(10) "Large User" means a facility required to report under Section 313 of Title III of the Superfund Amendments and Reauthorization Act of 1986 (PL 99-499). "Person" means individual, the United States, the state or a public or private corporation, local government unit, public agency, partnership, association, firm, trust, estate or any other legal entity. 

# o

(11) "Public Record" has the meaning given to it in ORS 192.410. (12) "Reclamation" means a process to recover a usable product, or to regenerate a usable material. Examples are recovery of lead values from spent batteries and regeneration of spent solvents. (13) "Recycled" means used, reused, .or reclaimed, and has the same meaning given it in 40 CFR 261.2. (14) "Remedial Activities" means the following environmental cleanup activities: (a) (b) (c) (d) (e) (t) 

### "Corrective Action" as defmed in ORS 466.706(3); "Release" as defmed in 

### ORS 466.706(17); "Remedial Action" as defmed in 

### ORS 465.200(15); "Removal" as defined in ORS 465.200(17); "Cleanup" as defmed in 

### ORS 466.605(2); and "Spill or Release" as defmed in 

### ORS 466.605(12).



## *** 135-2

## *** 

# o

(Last Revision - 3/94)

# • (15) "Small Quantity Generator" means a generator who generates in any calendar month greater than 220 pounds and less than 2,200 pounds of hazardous waste as defined by ORS 466.005 and OAR Chapter 340 Divisions 100 and 101. (16) "Toxic Substance" or "toxics" means any substance in a gaseous, liquid or solid state listed pursuant to Title III Section 313 of the Superfund Amendments and Reauthorization Act of 1986, or any substance added by the Commissionunder the authority of ORS 465.009 and OAR 340-135-040. "Toxic Substance" does not include a substance when used as a pesticide or herbicide in routine commercial agricultural applications, or any substance deleted by the Commissionunder the authority of ORS 465.009 and OAR 340-135-040. (17) 

### "Toxies use" means use or productionof a toxic substance. (18) "Toxics Use Reduction" means in-plant changes inproduction or other processes or operations, products or raw materials that reduce, avoid or eliminate the use or production of toxic substances without creating substantial new risks to public health, safety and the environment. Reduction may be proportionate to increases or decreases in production or other business changes. Reduction means application ofany of the following techniques: 

# • (a)
(b) 

### Input substitution, by replacing a toxie substance or raw material used in 

### a production or other process or operation with a nontoxic or less toxic substance; Productreformulation, by substituting for an existing end product, an end product which is nontoxic or less toxic upon use, release or disposal;



# • (c) Production or other process or operation modernization, by upgrading or replacing existing equipment and methods with other equipment and methods; (d) Productionor other process or operationredesign or modifications; (e) Improved operation and maintenance ofproductionprocesses or equipment or methods, and modifications or additions to existing equipment or methods, including techniques such as improved housekeeping practices, system adjustments, product and process inspections or productionor process changes; or (t) 

### Recycling, reuse or extended use of toxies by using equipment or methods that become an integral part of the production or other process or operation of concern, including but not limited to filtration and other methods. (19) 

### "Toxics user" means a large user, a large or a small quantity generator. (20) "Trade Secret" has the meaning given to it in ORS 192.501 .



## *** 135-3 

## *** (LastRevision - 3/94)

### (21) "Treatment" means any method, technique, or process, including neutralization, designed to change the physical, chemical, or biological character or composition of 

# C any hazardous waste so as to: (a) neutralize such waste, (b) 

### recoverenergy or material resources from the waste, (c) render such waste non-hazardous or less hazardous, (d) make it safer for transport, storage, or disposal, or (e) make it amenable for recovery, amenable for storage, or reduce its volume. (22) "Used or reused" means a material that is: (a)

(b) 

### Employed as an ingredient (including use as an intermediate) in an industrial process to make aproduct (for example, distillation bottoms from one process used as a feedstock in another process). However, a material will not satisfy this condition if distinct components ofthe material are recovered as separate end products (as when metals are recovered frommetal-containing secondary materials); or Employed in aparticularfunction or application as an effective substitute for a commercial product (for example, spent pickle liquor used as phosphorous precipitant and sludge conditioner in wastewatertreatment). (23) "Waste Reduction" means: (a) Any recycling or other activity applied after hazardous waste is generated that is consistent with the general goal ofreducing present and future threats to public health, safety and the environment. Reduction may be proportionate to the increase or decrease inproduction or other business changes. The recycling or other activity shall result in: (A) The reduction oftotal volume or quantity ofhazardous waste generated that would otherwise be treated, stored or disposed; or (B) The reduction oftoxicity ofhazardous waste that would otherwise be treated, stored or disposed of; or (C) Both the reduction oftotal volume or quantity and the reduction of toxicity ofhazardous waste; and (D) Does not result in: 1) the transfer ofhazardous constituents from one environmental medium to another; 2) concentrate waste solely for the 

# o

*** 135-4 

## *** (Last Revision - 3/94)

# • purposes ofreducing volume; and 3) use dilution as a means ofreducing toxicity. (b) On-site or off-site treatmentmay be included where it can be shown that such treatmentconfers a higherdegree ofprotection ofthe public health, safety and the environmentthan othertechnically and economically practicable waste reduction alternatives. (Rev. 

### 3/11/94, Eff. 3/22/94)

OAR 

### 340-135-030 Applicability (1) OAR 340-135-000 through OAR 340-135-110 apply to persons who are toxics users. A toxies user is a large user, a large quantity generator, or a small quantity generator as defined in OAR 340-135-020. (2) All large users, large quantity generators, or small quantity generators are required to complete reduction plans under OAR 340-135-050. 

# • (3) 

### The following toxies users are required to setperformance goals under OAR 340-135-060: (a) All large users, large quantity generators, or small quantity generators who use any toxic substance in 

### quantities greaterthan 10,000pounds in a calendar year. (b) All large users, large quantity generators, or small quantity generators who use any toxic substance in quantities greater than 1,000pounds in 

### a calendaryear and that toxic substance equals greaterthan 10percent oftotal toxies used in 

### a calendaryear. (c) All large quantity generators who generate a hazardous waste that represents 10 percent or more by weight of the cumulative hazardous wastes generated in 

### a calendaryear.



# • (4) Toxics users who manufacture as a product any ofthe specific toxic substance(s) defined in 

### OAR 340-135-040 and Appendix 1 to Chapter 340, Division 135 are not required to plan for the reduction in manufacturing the specific toxie substance(s) or to establish performance goals for reduction ofthe specific toxic substance(s) manufactured as a product.



## *** 135-5 

## *** (Last Revision - 3/94)OAR 340-135-040 

### Identification and Listing of Toxic Substances and Hazardous Waste (1) Toxic Substances The chemicals and chemical categories listed in Appendix 1 ofOAR Chapter 340, Division 135 are hereby incorporated in and made a part ofthis section and shall be considered to be toxic substances subject to the requirements of OAR 340-135-000 through OAR 340-135-110 and ORS 465.003 through ORS 465.037. (2) Hazardous Waste Hazardous waste as described in Appendix 1 ofOAR Chapter 340, Division 135 is hereby incorporated and made apart ofthis section and is subject to the requirements ofOAR 340-135-000 through OAR 340-135-110 and ORS 465.003 through ORS

. 465.037 except hazardous waste as described in subsections (a) and (b) ofthis section.

(a) Hazardous waste that is generated as a result ofremedial activities taken in response to environmental contamination as defined in OAR 340-135-020(14). (b) Hazardous waste produced by generators that were previously conditionally exempt from hazardous waste regulations, that is the result ofone-time generation events: (A) This includes, but is not limited to waste from industrial process modifications, storeroom cleanup and disposal ofexpired chemical inventories, as long as these· generation events do not occur more frequently than once every five years. (B) In the case where hazardous waste is generated in amounts greater than 220 pounds or acutely hazardous waste is generated in amounts greater than 2.2 pounds percalendar month, in a year following the original request for a one-time exemption, an additional exemption may be granted if the waste is generated underuncontrollable circumstances such as fire or flood. 

# c

o

(3) (C) , To qualify for an exemption to OAR 340-135-040, a generator seeking an exemption mustprovide written certification, to the Department, that the waste was generated from a one-time event. Identification (a) The Environmental Quality Commissionmay add to or delete from the lists of hazardous wastes and toxic substances identified in sections 1 and 2 ofthis rule

# o

*** 135-6 

## *** (Last Revision - 3/94)

# • and listed in Appendix 1 of OAR Chapter 340, Division 135. The Commission shall consider, at a minimum, the following conditions when adding to or deleting from the lists. (A)
(B) 

### (C)

(D) Proportionate volume oftoxie substance or hazardous waste unique to Oregon; or Amount ofregional solid waste or hazardous waste off-site disposal or treatmentcapacity; or Impact on statewide or regional air quality, surface water quality, groundwater quality, or other environmental qualities; or A substance is added to or deleted from 40 CFR Part 372 Subpart D or a e 

### hazardous waste is added to or deleted from OAR 340-100-002 and OAR 340-101.



# •• (b) Any additions or deletions to section 1 or 2 ofthis rule shall be made by rulemaking at least annually and shall be so identified in Appendix 1 ofOAR Chapter 340; Division 135 as appropriate. Any additions or deletions under this rule shall take effect for purposes ofplan completion and annual progress report completion in the calendaryear following the addition or deletion. Any additions or deletions are hereby incorporated in and made a part ofthis rule. 

### (Rev. 3/11/94, ECC. 3/22/94)



### OAR 340-135-050 Reduction Plan Requirements and Certification (1) Purpose The purpose ofa reduction plan is to reduce the use oftoxies, to reduce the generation of hazardous waste, and to encourage review ofprocesses and procedures and a conscientious search for reduction methods to implement. A reductionplan shall not be consideredpublic record except as providedunder OAR 340-135-110 (1). 

### (2) General Plan Requirements 

# • (a) 

### All large users and large quantity generators incalendaryear 1990 shall complete a toxies use reduction and hazardous waste reductionplan on or before September 1, 1991. All small quantity generators shall complete a toxics use reduction and hazardous waste reductionplan on or before September 1, 1992.



## *** 135-7 

## *** (Last Revision - 3/94)(b) 

### All persons who become toxics users after December 31, 1990 shall complete a toxics use reduction and hazardous waste reductionplan on or before September

# 0 1 ofthe year succeeding the calendaryear in which they become a toxies user. (c) A facility required to complete a reductionplan may include as a preface to the initial plan: (A) An explanation and documentationregarding any toxics use reduction and hazardous waste reductionefforts completed or in progress prior to . the year a plan is required to be completed. (B) An explanation and documentationregarding impediments to toxies use reduction and hazardous waste reduction specific to the individual facility.

fl 

### (d) The plan shall cover a minimum period offive (5) years and a maximum period often (10) years, with annual updates during the tenn of the plan. After the term ofthe plan, a person may choose to prepare a new plan or continue to conduct.annualevaluations on reduction options. (e)

(t) 

### For the purposes ofestablishing performance goals and for the reduction plan in general, the baseline calendar year shall be 

### the calendar year preceding the year the initial plan is required to be completed. The plan shall give priority to implementing toxics use reduction alternatives overhazardous waste reductionalternatives, where technically and economically feasible. Where the generation ofa hazardous waste does not result from the use oftoxic substance, reduction plans shall give priority to methods that reduce and/oreliminate the generation ofthat hazardous waste, such as those methods listed in OAR 340-135-020 (18)(a) through (e). Where such methods are not technically and economically feasible, waste reduction methods that apply to hazardous waste after it has been generated shall be 

### used, such as those methods listed in 

### OAR 340-135-020(23). (g) The completed reduction plan shall be retained at the facility. (3) Specific PlanRequirements At a minimum the Reduction Plan shall include the requirements described below: (a) Policy Statement The plan shall include a writtenpolicy articulating upper management and corporate support for the toxics use reduction and hazardous waste reduction plan and a commitment to implementplan goals. 

# o

*** 135-8 

## *** (Last Revision - 3/94)

# • (b)

(c) 

### Scope and Objectives The plan shall include, but is not limited to, an evaluationoftechnologies, procedures, and personnel training programs to insure that unnecessary toxic substances are not used and unnecessary hazardous waste is not generated. Reduction Assessments The plan shall include an internal analysis oftoxic substance usage and hazardous waste generation, with periodic toxies use reduction and hazardous waste reduction assessments, to review individual processes or facilities and other activities where toxic substances are used and waste may be generated and identify opportunities to reduce or eliminate toxic substance usage and waste generation. In addition to this analysis the reduction assessment shall include: (A) Evaluation ofdata on the types,' amount and hazardous constituents of toxic substances used and hazardous waste streams' generated. (B) Evaluation ofwhere and why those toxics are used and waste is generated within the productionprocess or other operations. 

# • (C) 

### Identification and evaluation ofpotential toxies use reduction and hazardous waste reduction and recycling techniques applicable to those . toxic substances and wastes that would provide a reductionprogram for overall toxics use and hazardous waste reduction, including those for " which performance goals are required to be set and any others the toxics user may wish to add. (d) Accounting System To the extent technically and economically feasible, the plan shall identify but is not limited to the following toxics use and hazardous waste generationcosts: (A) Cost oftoxic substances used. (B) Cost ofhazardous waste disposal. (C) Cost ofhazardous waste storage. (D) Cost ofhazardous waste treatment. (E) Cost ofenvironmental liability. (F) Cost ofcompliance These costs are to be incorporated into a toxics use and hazardous waste accounting system. 

# • (e) 

### Employee Awareness and Training Program The plan shall include a description ofan employee awareness and, training program that involves employees in toxies use reduction and hazardous waste reductionplanning and implementationto the maximum extent feasible.



## *** 135-9

## *** (Last Revision - 3/94)(f) 

### Institutionalization The plan shall include adescription of an ongoing effort that demonstrates the reduction plan is incorporated into management practices and procedures. 

# c

(g) Feasibility Analysis Forthe toxics substances and hazardous wastes for which a performance goal is set, the plan shall include the following: (A) A description of reduction options considered. (B) An explanation of why options considered were not implemented. (C) A description of reduction options that distinguishes between toxies use reduction options and hazardous waste reduction options. (D) An analysis of reduction options considered thatdemonstrates that toxics use reduction options were given priority wherever technically and economically practicable. (E)
(F) 

### Identificationof any positive or negative cross media effects on the environment, public health, or other reduction measures. Any other factors as needed. 

# o
(h) Plan Implementation The plan shall include the following: (A) A description of technically and economically practicable toxics use reduction and hazardous waste reduction options. (B) A plan for implementation of reduction options that are selected for implementation, with a schedule of tasks and dates for implementation. (C) Any other factors important for implementation. (i) 

### Performance Goals The plan shall include the information required under OAR 340-135-060 on performance goals. As part of each reduction plan, a toxics user shall establish specific performance goals for the reduction of toxic substances and the reduction of hazardous waste according to the criteria described in OAR 340-135-060. 

# o

*** 135-10

## *** (Last Revision - 3/94)

# • (4) 

### Notice of Plan Completion Upon completionofa reductionplan, each toxics user shall notify the Departmentof Environmental Quality in writing. The purpose ofthe notice is to certify that the toxies user has completed a plan according to the requirements ofOAR 340-135-050 and that the plan is available for inspection by the Department.: (a) The notice shall be made on a form provided by the Department and shall contain the following information:

The notice may include an optional description oftoxics use reduction and hazardous waste reduction achieved prior to the calendaryear a plan is completed. This informationmay be submitted to the Departmentof Environmental Quality as a separate document and shall not be considered public record. 

# • (b) (A) (B) 

### (C) (D) (E) (F) 

### Signature ofsenior manager or business owner. Standard Industrial Classification (SIC) Code. Name, physical location and mailing address of toxics user. EPA hazardous waste identification number, if applicable. d 

### EPA toxic release inventory (TRI) identification number, if applicable. Time period covered by the plan.



# • (c) Procedures for Submittal All toxics users shall submit the completed and signed notice of plan completion to the Department ofEnvironmental Quality. Notices shall be submitted on a form provided by the Department. (A) Large toxics users and large quantity generators incalendar year 1990, shall submit a notice ofplan completion on or before September 1, 1991. (B) Small quantity generators in calendaryear 1991 shall submit a notice of plan completionon or before September 1, 1992. . (C) Any person who becomes a toxics user in any calendaryear shall submit a notice ofplancompletion on or before September 1 of the succeeding calendaryear .



## *** 135-11 

## *** (LastRevision - 3/94)

### OAR 340-135-060 

### Performance Goals (1) General Requirements (a) As a part ofeach reductionplan developed, a toxics user shall establish specific performance.goals for the reduction oftoxics use and reduction of hazardous waste in the following categories;" (A) Any toxic substance used in quantities in excess of 10,000 pounds in a calendaryear. (B) Any toxic substance used in quantities in excess of 1,000 pounds in a calendaryear that constitutes 10percent or more of the total toxic substances used in that calendaryear .



# . (C) For large quantity generators, any hazardous waste representing 10 percent or more by weight ofthe cumulative hazardous wastes generated in a calendaryear. 

# c

(b)
(c) 

### Performance goals for reduction ofothertoxics use and hazardous waste generation categories may also be established: Performance goals are not required to be established under section (l)(a) of this rule where the toxic substance as defined in OAR 340135-040 and Appendix 1 to Chapter 340, Division 135 is a product manufactured by the toxics user. 

# o

(2) Specific Requirements Each performance goal shall be expressed in numeric terms. The numeric terms shall be stated inpercentreduction ofpounds for at least a two-year and five-year period, and an optional ten-yearperiod if applicable to the reductionplan. Eachtoxics user shall explainthe rationale for each performance goal. The rationale for aparticular performance goal shall address any impediments to toxics use reduction and hazardous waste reduction, including but not limited to the following: (a) The availability oftechnically practicable toxics use reduction and hazardous waste reduction methods, including any anticipated changes in the future. (b) The economic practicability ofavailable toxics use reduction and hazardous waste reduction methods, including any anticipated changes in the future. Examples ofsituations where toxics use reduction or hazardous waste reduction may not be economically practicable include but are not limited to: (A) 

### Forreasons ofprioritization, aparticularcompany has chosen to first address other more serious toxics use reduction or hazardous waste reduction concerns; or 

# o

*** 135-12

## *** (Last Revision - 3/94)

# • (B) 

### Necessary steps to reduce roxics use-and hazardous waste are likely to have significant adverse impacts on product quality; or (C) Legal or contractual obligations interfere with the necessary steps that would lead to toxics use reduction or hazardous waste reduction, (e.g., existing contracts that require certainchemical usage). (c) Cross media impacts that result in more severe environmental or human exposure to toxic substances. (3) Exceptions If

### theestablishment ofa specific numeric performance goal is not technically and economically practicable, the performance goal shall include a clearly stated list of objectives designed to lead to the establishment of a numeric goal as soon as practicable, and may identify a date by which thenumeric goal shall be established.

OAR 340-135-070 

### Annual Progress Report Requirements 

# • (1) General Requirements (a) All toxics users required to complete a reductionplan under OAR 340-135-030 and OAR 340-135-050 shall complete annual progress reports. Annual progress reports shall not be considered public record except as provided under section (3) ofthis rule and OAR 340-135-110(1). The annual progress reports shall be retained at the facility and shall meet the following requirements: (b) Large toxics users and large quantity generators in calendaryear 1990 shall complete the first annual progress report on or before September 1, 1992. Each subsequent annual progress report shall be completed on or before September 1 ofeach year. (c) Small quantity generators in calendaryear 1991 shall complete the first annual progress report or before September 1, 1993. Each subsequent annual progress report shall be completed on or before September 1 ofeach year. (d) Any person who becomes a toxies user after calendaryear 1990 shall complete an annual progress report on or before September 1 ofthe year immediately following the year they are required to complete a reductionplan under OAR 340-135-050 and annually thereafter. 

# • (e) If

### a toxics user no longer meets the definition ofa toxics user under OAR 340-135-030 for one calendaryear, the Department shall be notified ofthis change in status in lieu ofthe annual progress report normally submitted for the



## *** 135-13 

## *** (Last Revision - 3/94)calendar year-following the change in status. Annual progress reports are not required thereafter. Ifthe personbecomes a 

### toxics user at any time thereafter 

# CJ the person is again subject to the requirements ofOARChapter 340 Division

. / 135.

. (2) Specific Requirements (a) Each annual progress report shall contain the following information. (A) Analysis ofprogress made, ifany, in toxics use reduction and hazardous waste reduction, related to each performance goal established under OAR 340-135-060. (B) Any amendments to the toxics use reduction and hazardous waste reduction plan and an explanation ofthe need for the amendments, including any adjustment to performance goals. (C) Annual quantities, in pounds, oftoxics used related to the performance goals established under OAR 340-135-060. (D) Annual quantities, in pounds, ofhazardous waste generated related to the performance goals established under OAR 340-135-060. (E) Narrative summary explaining the data in Section (2)(a)(C) and (D) of 

# C this rule. (b) Each annual progress report may contain the.following information. (A) Narrative description about the goals and progress made in reducing the use oftoxic substances and generation ofhazardous waste. (B) Narrative description ofany impediments to reducing the use oftoxic substances and generation ofhazardous waste. (C) Any other information the toxics user determines to be needed for the evaluation ofthe reduction plan and annual progress report. (3) Reporting Requirements (a) The following information from the Annual Progress Report shall be reported to the Department no later than September 1, ofeach calendaryear succeeding the year a plan is completed. The information shall be reported on a form provided by the Department and shall be public record. (A) Name, mailing address and physical location of toxics user. (B) Standard Industrial Classification Code 

# o

......... 135-14

......... (Last Revision - 3/94)

# • (C) EPA identification number, if applicable. (D) TRI identification number, if applicable. (E) Chemical name, CAS number, and annual number ofpounds used for each toxic substance forwhich a performance goal is required to be established under OAR 340-135-060(1)(a)(A) and (B). (F) Name of hazardous waste, waste code, annual number of pounds generated for each hazardous waste for which a performance goal is required to be established under OAR 340-135-060(1)(a)(C). (G) Narrative explaining the data in section (3)(a)(E) and (F) of this rule. (b) Toxics users may also report a production index, and background information explaining how the production index is calculated, for the facility or for each toxic substance used and hazardous waste generated for which a performance' goal is established under OAR 340-135-060.

OAR 340-135-080



### • Optional Reporting Requirements (1) Purpose The information in Section (2) ofthis rule is reported for administrative purposes to . improve technical assistance and to evaluate the effectiveness of toxics use reduction and hazardous waste reduction measures as required by ORS 465.012. The information may be reported on a form provided by the Department no later than September 1 of each calendar year succeeding the year in 

### which the reduction plan is completed. The information reported shall be considered public record. (The information may be used in an aggregated manner to show trends and to determine needs for technical assistance, as an example.) (2) Information Reported Each toxics user may report the following information to the Department in addition to the information reported under the requirements of OAR 340-135-070. (a) Performance goal, and any adjustment to the performance goal, for each toxic substance for which a performance goal is established under OAR 340-135-060(1)(a)(A) and (B). 

# • (b) 

### Performance goal, and any adjustment to the performance goal, for each hazardous waste for which a performance goal is established under OAR 340-135-060(1)(a)(C).



## *** 135-15

## *** (Last Revision - 3/94)

### (c) Reduction measures implemented for each toxic substance and each hazardous waste for which a performance goal is established under OAR 340-135- 060(l)(a)(A),(B), and (C). 

# 0 (d) Impediments to reduction for each toxics substance and each hazardous waste for which a performance goal is established under OAR 340-135-060(1)(a)(A),(B), and (C).

OAR 340-135-090 

### Information Access and ReviewProcedures for Compliance (1) 

### Plans (a) The complete reduction plan shall be maintained at each facility such that the complete plan can be made available to the Department within the requirements ofsubsection (b) 

### of this section. (b) The complete plan shall be made available for review to any officer, employee or representative of the Department. The owner/operator of the facility shall make the complete plan available for review within five (5) working days of request by any officer, employee or representative of the Department. The plan

# 0 shall not be considered public record as defmed in ORS 192.410. (c) Any officer, employee or representative of the Department may conduct a review to determine if the plan has been completed and if it is adequate. Determination ofadequacy shall be based on the plan criteria as described in OAR 340-135-050(2) and (3). (d) Any officer, employee or representative of the Department may make notes, compilations of data, or copies of the plan or portions thereof to the extent necessary to document compliance and fulfill the requirements of section (l)(c) and (e) of this rule. Any information recorded or obtained from the plan shall not be considered public record as defmed in ORS 192.410, except as provided in ORS 465.021. (e) The Department may notify the toxics user in writing of any inadequacies, identifying the specific deficiencies. (f)

.

### At the request of the toxics user, the Department may make technicalassistance available to assist the toxies user in modifying the plan. (g) The toxics user shall be given not lessthan 

### 90 days to correct the deficiencies and submit a modified plan to the Department addressing the specific deficiencies or to prepare a plan if none has been completed. The plan or 

# 0

*** 135-16

## *** (Last Revision - 3/94)

# • (h)
(i) 

### portion thereof, when submitted, shall not be considered public record under ORS 192.410. If

### the plan that is submitted is determined by the Department to be inadequate, the Department may take action as described in OAR 340-135-110. If

### no plan is completed and submitted within the time frame specified by the Department under section (l)(g) of this rule, the Department may take action as described in OAR 340-135-110. (2) Annual Progress Reports (a) Each complete annual progress report shall be maintained at each facility such that the complete plan can be made available to the Department within the requirements of subsection (b) of this section. Except for the information required to be reported to the Department in OAR 340-135-070(3), the annual progress report shall not be considered public record under ORS 192.410.


# • (b)

(c) 

### The complete annual progress report shall be made available for review to any officer, employee or representative of the Department. The owner/operatorof the facility shall make the annual progress report available for review within five (5) working days ofrequest by any officer, employee or representative of

. the Department. Any officer, employee or representative of the Department may review an annual progress report to determine if the annual progress report is adequate. Determination of adequacy shall be based on the criteria described in OAR 340-135-070.



# • (d) Any officer, employee or representative of the Department may make notes, compilations of data, or copiesofthe annual progress reports or portions thereof to the extent necessary to document compliance and fulfill the requirement section (2)(c) and (e) of this rule. Any information recorded or obtained from the annual progress reports shall not be considered public record as defmed in ORS 192.410, except as provided in ORS 465.021. (e) The Department may notify the toxics user in writing of any inadequacies, identifying specific deficiencies. (f) 

### At the request of the toxies user, the Department may make technical assistance available to assist the toxics user in modifying the annual progress report. (g) The toxies user shall be given not less than 90 days to correct the deficiencies or to prepare an annual progress report if none has been completed, and submit

I 

### an annual progress report to the Department addressing the specific deficiencies.

The annual progress report or portion thereof, when submitted, shall not be considered public record under ORS 192.410.



## *** 135-17

## *** (Last Revision

- 3/94)· . 

### (h) Ifthe modified annual progress report submitted is determined by the Departmentto be inadequate, the Departmentmay take action as described in OAR 340-135-110. 

# 0
(i) If

### no annual progress report is completed and submitted within the time frame specifiedby the Departmentunder section (2)(g) ofthis rule, the Department may take action as described in OAR 340-135-110. (3) 

### The Department shall maintain a log ofthe following information: (a) Each plan reviewed; (b) 

### Each progress report reviewed; (c) Each plan found deficient and a description ofdeficiencies and corrective actions taken; (d) Each progress report found deficient and a description of deficiencies and corrective actions taken. (4) 

### Availability ofInformation (a) Access to plans and progress reports submitted to the Department that are not public record shall be limited to employees and representatives of the 

# 0 Department involved incarrying out the responsibilities of the Toxics Use Reduction and Hazardous Waste Reduction Actunder DRS 465.003 through ORS 465.037. (b) Access to plans and progress reports submitted to the Department that are determined to be public record, excluding any trade secrets, shall be open to anyone desiring access to the information. (c) The Department shall make the information described in section (3) of this rule available to the public at the Department's office.

OAR 340-135-100 

### Designation ofTrade Secret Information (1) 

### The plan, the annual progress reports, and any other information required to be submitted to the Departmentmay contain information that, even if the plan or the annual progress reports become public record, may be classified trade secret and exempt from public disclosure. Trade secret informationmust meet the following criteria: (a) Not the subject ofa patent; and 

# o

*** 135-18 

## *** (Last Revision - 3/94)

### (b) Only known to a limited number of individuals within an organization; and 

# • (c) 

### Used in a business which the organization conducts; and



# • (d) Of potential or actual commercial value; and (e) Capable of providing the user with a business advantage over competitors not having the information. (2) The following procedures shall be followed by the toxics user to designate information as trade secret. (a) Each individual page of a plan or progress report that contains trade secret information must be clearly marked trade secret. (b) Written substantiation describing what information is considered trade secret and why must accompany the document. The written substantiation shall address the following: (A) Identify which portions of information are claimed trade secret. (B) Identify how long confidential treatment is desired for this information.· (C) Identify any pertinent patent information. (D) Describe to what extent the information has been disclosed to others, who knows about the information, and what measures have been taken to guard against undesired disclosure of the information to others. (E) Describe the nature of the use of the information in business. (F) Describe why the information is considered to be commercially valuable. (G) Describe how the information provides a business advantage over competitors. (H) If

### any of the information has been provided to other government agencies, identify which one(s). (I) Include any other information that supports a claim of trade secret. 

# • (3) 

### Any time the Department requests submittal of a plan or annual progress report under OAR 340-135-090 or 340-135-110, the information required in section (2)(b) of this rule shall also be submitted by the toxics user. At the time of submittalofthe plan or annual progress report, the toxics user shall submit two (2) copies of the document; one copy with the claimed trade secret information omitted and one copy with the information included.



## *** 135-19

## *** (Last Revision - 3/94)

### (4) If no claim of trade secret and no substantiation accompanies submittal of a plan or annual progress report, then the information may be considered public record as provided for in OAR 340-135-110. 

# o (5) The Department shall designate a Document Control Officer for the purpose of receiving information claimed to be trade secret and for secure storage and managementoftrade secret information and any other information classed as non-public record. (6) The Department shall review information claimed by the toxics user to be trade secret. If

### the Department concurs that the information meets the requirements of trade secret, the information will be maintained as trade secret. If

### the Department determines that the information does not meet the requirements for trade secret, then the Department shall request the Attorney General to review and make a fmal determination. If

### it is determined that the information is not trade secret, the Department shall notify the person submitting the information of the determination. (7) Access to information submitted as trade secret and determined to be trade secret shall be limited to employees and representatives of the Department involved in carrying out the responsibilities of the Toxics Use Reduction and Hazardous Waste Reduction Act under ORS 465.003 through ORS 465.037.

OAR 340-135-110 Compliance and Enforcement Procedures 

### (1) Compliance Procedures Procedures in this rule apply to toxics use reduction and hazardous waste reduction plans as described in OAR 340-135-050 and -060 and annual progress reports as described in OAR 340-135-070. The procedures in Section (l)(a) through (d) of this rule shall apply only after the procedures in OAR 340-135-090(1)(a) through (g) or (2)(a) through (g) have been followed. (a) If

### a toxics user fails to comply with the notice of deficiency in the time frame required the Department may: (A) 

### Issue a second notice of deficiency requiring compliance in not less than 90 days, or; (B) Issue an administrative order requiring compliance in not less than 90 days.

. 

# o

(b) 

### The administrative order issued under section (l)(a)(B) of this rule shall become fmal in 21 days if the toxics user fails to request a contested case hearing before

# C the Commission.



## *** 135-20

## *** (LastRevision - 3/94)

# • (c) If

### a contested case hearing is requested, the hearing shall be conducted before the Commission as provided under ORS 183.415. (d) If a toxies user fails to comply with the administrative order issued under section (l)(a)(B) of this rule the Department shall hold a public hearing on the reduction plan or annual progress report. The reduction plan or annual progress report shall become public record, exclusive of trade secret information; and (e) If

### a toxics user fails to comply with the administrative order issued under section (l)(a)(B) of this rule, the Department may seekenforcementthrough judicial action for equitable relief. (2) Enforcement Restrictions In accordance with ORS465.012, on-site technical assistance provided for the development and implementation of a toxics use reduction and hazardous waste reductionplan shall not result in hazardous waste inspections or enforcement actions except under the following conditions: 

# • (a)

(b) If, 

### during on-site technical assistance, there is reasonable cause to believe there exists a clear and immediate danger to the public health and safety or to the environment the Department may initiate compliance and enforcement action immediately. For the purposes of initiating enforcement under section (2)(a) of this rule the term "clear" shall mean plain, evident, free from doubt; and the term "immediate danger" shall mean a situation where there is substantial likelihood that serious harm may be experienced within the time frame necessary for the department to pursue an enforcement action (e.g. observation of a leaking drum).

-



### DIVISION 135 APPENDIX 1



# • LISTING OF TOXIC SUBSTANCES AND HAZARDOUS WASTES The following list of toxic substances and hazardous wastes is subject to the requirements ofOAR 340-135-000 through OAR 340-135-110 and ORS 465.003 through ORS 465.037 except hazardous waste as described in OAR 340-135-040(2) subsections (a) and (b).



## *** 135-21 

## *** (Last Revision - 3/94)

### 1. Toxic Substances (a)

CAS 

### Number

75-07-0 60-35-5 67-64-1 75-05-8 53-96-3 107-02-8

79-06-1 79-10-7 107-13-1 309-00-2

107-18-6 107-05-1 7429-90-5 1344-28-1

117-79-3

60-09-3 92-67-1 82-28-0 7664-41-7 6484-52-2 7783-20-2 62-53-3 90 - 04 -.0 104-94-9 134-29-2 120-12-7 7440-36-0 7440-38-2 1332-21-4 7440-39-3 98-87-3 55-21-0 71-43-2 92-87-5 98-07-7 98-88-4 94-36-0 100-44-7 7440-41-7 92-52-4 

### Alphabetical List of Chemicals

Chemical Name

Acetaldehyde Acetamide Acetone Acetonitrile 2-Acetylaminofluorene Acrolein Acrylamide Acyrlic acid Acrylonitrile Aldrin [1,4:5,8-Dimethanonaphthalene,1,2,3,4,10,10-hexochloro-1,4,4a,5,8,8ahexahydro-(1.alpha.,4.alpha.,4a.beta., 5.alpha.,8.alpha.,8a.beta.)-] Allyl alcohol

. .. . Allyl chloride. ., Aluminum (fume or dust)

. Aluminum oxide (fibrous form) 2-Aminoanthraquinone 4-Aminoazobenzene

. . 4-Aminobiphenyl 1-Amino-2-methylanthraquinone Ammonia. ., -Ammonium nitrate (solution)

Ammonium sulfate (solution) Aniline o-Anisidine p-Anisidine o-Anisidine hydrochloride Anthracene Antimony Arsenic Asbestos (friable) Barium Benzal chloride Benzamide Benzene

.... Benzidine

. Benzoic trichloride (Benzotrichloride) Benzoyl chloride Benzoyl peroxide Benzyl chloride Beryllium Biphenyl De Minimis Concentration (percent)

0.1 0.1 1.0 1.0 0.1 1.0 0.1 1.0 0.1 1.0

1.0 1.0 1.0 0.1 0.1 0.1 0.1 0.1 1.0 1.0 1.0 1.0 0.1 1.0 0.1 1.0 1.0 0.1 0.1 1.0 1.0 1.0 0.1 0.1 0.1 1.0 1.0 1.0 0.1 1.0 

# c

o



# o

Appendix 1 

### *** 135-22 

### *** (Last Revision - 3/94)

# •

•

• CAS Number

111-44-4 542-88-1 108-60-1 103-23-1 353-59-3

75-25-2 74-83-9 75-63-8 106-99-0 141-32-2

71-36-3 78-92-2 75-65-0 85-68-7 106-88-7 123-72-8 4680-78-8

569-64-2 989-38-8 1937-37-7 2602-46-2 16071-86-6

2832-40-8 3761-53-3 81-88-9 3118-97-6 97-56-3 842-07-9 492-80-8 128-66-5 7440-43-9

156-62-7 133-06-2

63-25-2 75-15-0 56-23-5 463-58-1 120-80-9 133-90-4

57-74-9 Chemical Name
Bis(2-chloroethyl)ether

. Bis(chloromethyl)ether

. Bis (2-chloro-1-methylethyl) ether Bis(2-ethylhexyl)adipate

... Bromochlorodifluoromethane (Halon 1211) Bromoform (Tribromomethane)

. . . Bromomethane (Methyl bromide) Bromotrifluoromethane (Halon 1301) l,3-Butadiene Butyl acrylate n-Butyl alcohol sec-Butyl alcohol tert-Butyl alcohol Butyl benzyl phthalate l,2-Butylene oxide Butyraldehyde

. . . c.r. Acid Green 31 . c.r. Basic Green 41 c.r. Basic Red 11

. c.r. Direct Black 381 c.r. Direct Blue 61 c.r. Direct Brown 951 c.r. Disperse Yellow 31 c.r. Food Red 51

... c.r. Food Red 151 c.r. Solvent Orange 71 c.r. Solvent Yellow 31 c.r. Solvent Yellow 141

... c.r. Solvent Yellow 34 (Aurimine) 1 c.r. Vat Yellow 41 Cadmium

. Calcium cyanamide

. . . . . . Captan (lH-rsoindole-1,3(2H)-dione, 3a,4,7,7a-tetrahydro-2- [(trichloromethyl)thio]-] Carbaryl [l-Naphthalenol, methylcarbamate] Carbon disulfide Carbon tetrachloride Carbonyl sulfide Catechol

..... Chloramben [Benzoic acid, 3-amino-2,5-dichloro-]

Chlordane [4,7-Methanoindan,l,2,4,5,6,7,8,8-octachloro2,3,3a,4,7,7a-hexahydro-] De Minimis Concentration (percent)


### 1.0 0.1 1.0 1.0 1.0 1.0 1.0 1.0 

### 0.1 1.0 1.0 1.0 1.0 1.0 

### 1.0 1.0 1.0 

### 1.0 0.1 0.1 0.1 0.1 1.0 0.1 0.1 1.0 

### 0.1 0.1 0.1 1.0 

### 0.1 1.0 1.0
1.0 1.0 

### 0.1 1.0 1.0 1.0 1.0

Appendix 1 *C.I. means "Color Index"



### *** 135-23 

### *** (LastRevision· 3/94)CAS 

### Number

7782-50-5 10049-04-4 79-11-8 532-27-4 108-90-7 510-15-6

75-00-3 67-66-3 74-87-3 107-30-2 126-99-8 1897-45-6
7440-47-3 7440-48-4 7440-50-8 8001-58-9

120-71-8 1319-77-3

108-39-4

95-48-7 106-44-5

98-82-8 80-15-9 135-20-6
110-82-7

94-75-7 1163-19-5 2303-16-4

615-05-4 39156-41-7 101-80-4 25376-45-8 95-80-7 334-88-3 132-64-9

96-12-8 106-93-4 124-73-2

84-74-2 25321-22-6 Chemical Name

Chlorine

. .. Chlorine dioxide Chloroacetic acid 2-Chloroacetophenone Chlorobenzene

. Chlorobenzilate [Benzeneacetic acid, 4-chloro-.alpha.-(4-chlorophenyl)- .alpha.-hydroxy-,ethyl ester] Chloroethane (Ethyl chloride) Chloroform

. ... . Chloromethane (Methyl chloride) Chloromethyl methyl ether Chloroprene

.. Chlorothalonil [1,3- Benzenedicarbonitrile,2,4,5,6- tetrachloro-] Chromium Cobalt Copper Creosote p-Cresidine Cresol (mixed isomers) m-Cresol o-Cresol p-Cresol Cumene Cumene hydroperoxide Cupferron

. [Benzeneamine, N-hydroxy-N-nitroso, ammonium salt] Cyclohexane

. . . . 2,4-D [Acetic acid, 2,4-dichloro-phenoxy)-] Decabromodiphenyl oxide Diallate [Carbamothioic acid,bis (l-methylethyl)-,**S~(2,3-dichloro-2-propenyl)** 

### ester] 2,4-Diaminoanisole

. . 2,4-Diaminoanisole sulfate 4,4'-Diaminodiphenyl ether Diaminotoluene (mixed isomers) 2,4-Diaminotoluene Diazomethane

... . Dibenzofuran.

. 1,2-Dibromo-3-chloropropane (DBCP) 1,2-Dibromoethane

... (Ethylene dibromide) Dibromotetrafluoroethane (Halon 2402) Dibutyl phthalate Dichlorobenzene (mixed isomers)

. . De Minimis. Concentration (percent)
1.0 1.0 1.0 1.0 1.0 1.0
1.0 0.1 1.0 0.1 1.0 1.0
0.1 1.0 1.0 0.1 0.1 1.0 1.0 1.0 1.0 1.0 1.0 0.1
1.0 1.0 1.0 1.0
0.1 0.1 0.1 0.1 0.1 1.0 1.0 0.1 0.1 1.0 1.0 0.1 

# o

o



# o

Appendix 1 

### *** 135-24 

### *** (Last Revision - 3/94)

# •

•

• CAS Number

95-50-1 541-73-1 106-46-7

91-94-1 75-27-4 75-71-8 107-06-2 540-59-0

75-09-2 120-83-2

78-87-5 78-88-6 542-75-6

76-14-2 62-73-7 115-32-2
1464-53-5

111-42-2 117-81-7

84-66-2 64-67-5 119-90-4

60-11-7 119-93-7

79-44-7 57-14-7 105-67-9 131-11-3

77-78-1 99-65-0 528-29-0 100-25-4 534-52-1

51-28-5 121-14-2 606-20-2 25321-14-6 117-84-0 123:-91-1 122-66-7 106-89-8 110-80-5 140-88-5 100-41-4 Appendix 1 Chemical Name

l,2-Dichlorobenzene l,3-Dichlorobenzene l,4-Dichlorobenzene 3,3'-Dichlorobenzidine Dichlorobromomethane

. Dichlorodifluoromethane (CFC-12) l,2-Dichloroethane (Ethylene dichloride) l,2-Dichloroethylene Dichloromethane (Methylene chloride) 2,4-Dichlorophenol l,2-Dichloropropane 2,3-Dichloropropene l,3-Dichloropropylene

. Dichlorotetrafluoroethane (CFC-114) Dichlorvos [Phosphoric acid, 2 dichloroethenyl dimethyl ester] Dicofol [Benzenemethanol, 4-chloro- .alpha.-(4-chlorophenyl)- .alpha. -(trichloromethyl)-] Diepoxybutane

.. Diethanolamine

... Di-(2-ethylhexyl) phthalate (DEHP) Diethyl phthalate

. . Diethyl sulfate 3,3'-Dimethoxybenzidine 4-Dimethylaminoazobenzene 3,3'-Dimethylbenzidine (o-Tolidine) Dimethylcarbamyl chloride l,l-Dimethyl hydrazine 2,4-Dimethylphenol Dimethyl phthalate Dimethyl sulfate m-Dinitrobenzene o-Dinitrobenzene p-Dinitrobenzene 4,6-Dinitro-o-cresol 2,4-Dinitrophenol 2,4-Dinitrotoluene 2,6-Dinitrotoluene Dinitrotoluene (mixed isomers) n-Dioctyl phthalate l,4-Dioxane '" l,2-Diphenylhydrazine (Hydrazobenzene) Epichlorohydrin 2-Ethoxyethanol Ethyl acrylate Ethylbenzene


## *** 135-25 

## *** De Minimis Concentration (percent)
1.0 1.0 0.1 0.1 1.0 1.0 0.1 1.0 0.1 1.0 1.0 1.0 0.1 1.0 1.0 1.0
0.1 1.0 0.1 1.0 0.1 0.1 0.1 0.1 0.1 0.1 1.0 1.0 0.1 1.0 1.0 1.0 1.0 1.0 1.0 1.0 1.0 1.0 0.1 0.1 0.1 1.0 0.1 1.0 (Last Revision - 3/94)CAS 

### Number Chemical Name De Minimis Concentration

# c=J (percent)
541-41-3

74-85-1 107-21-1 151-56-4

75-21-8 96-45-7 2164-17-2 50-00-0 76-13-1 Heptachlor
118-74-1

87-68-3 77-47-4 67-72-1 1335-87-1

680-31-9 302-01-2 10034-93-2

7647-01-0 74-90-8 7664-39-3

123-31-9

78-84-2 67-63-0
80-05-7 120-58-1 7439-92-1 58-89-9

108-31-6 12427-38-2

7439-96-5 7439-97-6 67-56-1 72-43-5 109-86-4

96-33-3 1634-04-4

101-14-4 Ethyl chloroformate Ethylene

..... Ethylene glycol Ethyleneimine (Aziridine) Ethylene oxide

.... Ethylene thiourea

.. . Fluometuron [Urea, N,N-dimethyl-N'- [3-(trifluoromethyl)phenyl]-] Formaldehyde

... ..'

. Freon 113 [Ethane 1,1,2-trichloro-1,2, 2-trifluoro-] 76-44-8 [1,4, 5,6, 7,8, 8-Heptachloro3a,4,7,7a-tetrahydro-4,7- methano-1H-indene] Hexachlorobenzene

. Hexachloro-1,3-butadiene Hexachlorocyclopentadiene Hexachloroethane Hexachloronaphthalene Hexamethylphosphoramide Hydrazine

. . . Hydrazine sulfate Hydrochloric acid Hydrogen cyanide Hydrogen fluoride Hydroquinone Isobutyraldehyde Isopropyl alcohol (manufacturingstrong acid process, no supplier notification) 4,4'-Isopropylidenediphenol Isosafrole Lead.

. . Lindane

. .. . [Cyclohexane 1,2,3,4,5,6-hexachloro-, (l.alpha.,2.alpha.,3.beta., 4.alpha.,5.alpha.,6.beta)-] Maleic anhydride

. Maneb [Carbamodithioic acid, 1,2- ethanediylbis-, manganese complex] Manganese Mercury

. . . . Methanol

. . . Methoxychlor [Benzene, 1,1'-(2,2,2- trichloroethylidene)bis[4-methoxy-] 2-Methoxyethanol

.. Methyl acrylate

. .. . Methyl tert-butyl ether

. .. . 4,4'-Methylenebis(2-chloroaniline) (MBOCA) 

### 1.0 1.0 1.0 0.1 0.1 0.1 1.0 0.1 1.0 1.0
0.1 1.0 1.0 1.0 1.0 0.1 0.1 0.1 1.0 1.0 1.0 1.0 1.0 0.1
1.0 1.0 0.1 0.1

1.0 1.0 1.0 1.0 1.0 1.0 1.0 1.

## o 1.0 0.1 

# c



# o

Appendix 1 

## *** 135-26 

## *** (Last Revision - 3/94)

# •

•

• CAS Number

101-61-1 101-68-8

74-95-3 101-77-9

78-93-3 60-34-4 74-88-4 108-10-1 624-83-9

80-62-6 90-94-8 1313-27-5 76-15-3 505-60-2

91-20-3 134-32-7

91-59-8 7440-02-0 7697-37-2

139-13-9

99-59-2 98-95-3 92-93-3 1836-75-5 51-75-2 55-63-0 88-75-5 100-02-7

79-46-9 156-10-5 121-69-7 924-16-3

55-18-5 62-75-9 86-30-6 621-64-7 4549-40-0 59-89-2 759-73-9 684-93-5 16543-55-8 100-75-4 2234-13-1 20816-12-0 56-38-2
Appendix 1 Chemical Name
4,4'-Methylenebis (N,N-dimethyl) benzenamine Methylenebis(phenylisocyanate) (MBI) Methylene bromide

. 4,4'-Methylenedianiline Methyl ethyl ketone Methyl hydrazine Methyl iodide

.. Methyl isobutyl ketone Methyl isocyanate Methyl methacrylate Michler's ketone Molybdenum trioxide Monochloropentafluoroethane (CFC-115) Mustard gas [Ethane, l,l'-thiobis

[2-chloro-] Naphthalene

.. . alpha-Naphthylamine beta-Naphthylamine Nickel

.. Nitric acid

. Nitrilotriacetic acid 5-Nitro-o-anisidine Nitrobenzene 4-Nitrobiphenyl.

. Nitrofen [Benzene, 2,4-dichloro1-(4-nitrophenoxy)-] Nitrogen mustard [2-Chloro-N-(2- chloroethyl)-N-methylethanamine] Nitroglycerin 2-Nitrophenol 4-Nitrophenol 2-Nitropropane p-Nitrosodiphenylamine N,N-Dimethylaniline N-Nitrosodi-n-butylamine N-Nitrosodiethylamine N-Nitrosodimethylamine N-Nitrosodiphenylamine N-Nitrosodi-n-propylamine N-Nitrosomethylvinylamine N-Nitrosomorpholine N-Nitroso-N-ethylurea N-Nitroso-N-methylurea Nitrosonornicotine N-Nitrosopiperidine Octachloronaphthalene Osmium tetroxide Parathion [Phosphorothioic acid, 0, 0-diethyl-0-(4-nitrophenyl) ester]


### *** 135-27 

## "*** De Minimis Concentration (percent)
0.1 1.0 1.0 0.1 1.0 1.0 0.1 1.0 1.0 1.0 0.1 1.0 1.0 0.1 1.0 0.1 0.1 0.1 1.0 0.1 0.1 1.0 0.1 0.1 0.1 1.0 1.0 1.0 0.1 0.1 1.0 0.1 0.1 0.1 1.0 0.1 0.1 0.1 0.1 0.1 0.1 0.1 1.0 1.0 1.0
(Last Revision

- 3/94)

### CAS Number

87-86-5 79-21-0 108-95-2 106-50-3

90-43-7 75-44-5 7664-38-2 7723-14-0 85-44-9 88-89-1 1336-36-3 1120-71-4 57-57-8 123-38-6 114-26-1 115-07-1

75-55-8 75-56-9 110-86-1

91-22-5 106-51-4

82-68-8 81-07-2
94-59-7 7782-49-2 7440-22-4

100-42-5

96-09-3 7664-93-9 79-34-5 127-18-4 961-11-5
7440-28-0 62-55-5 139-65-1

62-56-6 1314-20-1 7550-45-0

108-88-3 584-84-9

91-08-7 26471-62-5 95-53-4 De Minimis Chemical Name Concentration (percent) Pentachlorophenol (PCP) 1.0 Peracetic acid 1.0 Phenol

.... 1.0 p-Phenylenediamine 1.0 2-Phenylphenol 1.0 Phosgene

.. 1.0 Phosphoric acid 1.0 Phosphorus (yellow or white) 1.0 Phthalic anhydride. 1.0 Picric acid.

. . 1.0 Polychlorinated biphenyls (PCBs) 0.1 Propane sultone 0.1 beta-Propiolactone 0.1 Propionaldehyde 1.0 Propoxur [Phenol, 2- 1.0 (l-methylethoxy)-, methylcarbamate] Propylene (Propene) 1.0 Propyleneimine 0.1 Propylene oxide 0.1 Pyridine 1.0 Quinoline

.. 1.0 Quinone

... 1.0 Quintozene (Pentachloronitrobenzene] 1.0 Saccharin (manufacturing, no supplier 0.1 notification [1,2-Benzisothiazol -3(2H)-one,1,1-dioxide] Safrole 0.1 Selenium 1.0 Silver 1.0 Styrene 0.1 Styrene oxide 0.1 Sulfuric acid 1.0 1, 1, 2, 2-Tetrachloroethane 0.1 Tetrachloroethylene 0.1 (Perchloroethylene) Tetrachlorvinphos 1.0

[Phosphoric acid, 2-chloro-1-(2,4,5- trichlorophenyl) ethenyl dimethyl ester] Thallium.

. 1.0 Thioacetamide 0.1 4,4'-Thiodianiline 0.1 Thiourea

.. 0.1 Thorium dioxide 1.0 Titanium tetrachloride 1.0 Toluene

. .. .. 1.0 Toluene-2,4-diisocyanate 0.1 Toluene-2,6-diisocyanate 0.1 Toluenediisocyanate 0.1 (mixed isomers) o-Toluidine.

.. 0.1· 

# o

o



# o

Appendix 1 

### *** 135-28 

### *** (Last Revision - 3/94)

# • CAS Number Chemical Name De Minimis Concentration (percent)



# •

• 636-21-5 8001-35-2 68-76-8 52-68-6 120-82-1

71-55-6 79-00-5 79-01-6 75-69-4 95-95-4 88-06-2 1582-09-8 95-63-6 126-72-7

51-79-6 7440-62-2

108-05-4 593-60-2

75-01-4 75-35-4 1330-20-7

108-38-3

95-47-6 106-42-3

87-62-7 7440-66-6 12122-67-7

Appendix 1 o-Toluidine hydrochloride

. . . Toxaphene.

.. . Triaziquone [2,5-Cyclohexadiene -1,4-dione, 2,3,5-tris(1-aziridinyl)-] Trichlorfon (Phosphonic acid, (2,2,2- trichloro-1-hydroxyethyl)-,dimethyl ester] 1,2,4-Trichlorobenzene 1, 1, 1-Trichloroethane (Methyl chloroform) 1,1,2-Trichloroethane Trichloroethylene Trichlorofluoromethane (CFC-11) 2,4,5-Trichlorophenol

. 2,4,6-Trichlorophenol

.. . Trifluralin (Benzeneamine, 2,6- dinitro-N,N-dipropyl-4-(trifluoromethyl)-] 1,2,4-Trimethylbenzene

. Tris(2,3-dibromopropyl) phosphate Urethane (Ethyl carbamate) Vanadium (fume or dust) Vinyl acetate Vinyl bromide Vinyl chloride Vinylidene chloride Xylene (mixed isomers) m-Xylene o-Xylene p-Xylene 2,6-Xylidine Zinc (fume or dust) Zineb [Carbamodithioic acid, 1,2- ethanediylbis-, zinc complex]



### *** 135-29 

### *** 0.1 0.1 0.1 1.0 1.0 1.0 1.0 1.0 1.0 1.0 0.1 1.0 1.0 0.1 0.1 1.0 1.0 0.1 0.1 1.0 1.0 1.0 1.0 1.0 1.0 1.0 1.0

(Last Revision - 3/94)

### (b) List of Chemical Categories The metal compounds listed below, unless otherwise specified, are 

# 0 defmed as including any unique chemical substance that contains the named metal (i.e., antimony, nickel, etc.) as part of thatchemical's structure. Toxic chemical categories are subject to the 1 percent de minimis concentrationunless the substance involved meets the definition of a federal Occupational Safety and Health Act carcinogen, in which case the 0.1 percent de minimis concentration applies.

o Antimony Compounds o Arsenic Compounds o Barium Compounds o Beryllium Compounds o Cadmium Compounds o Chlorophenols o Chromium Compounds o Cobalt Compounds o Copper Compounds ** o Cyanide Compounds

- X+CN- where X 

## = H+ or any other group where a formal dissociation may occur. For example KCN or Ca(CN)2 o Glycol Ethers

- includes mono- and di-ethers of ethylene glycol, diethylene glycol, and triethylene glycol. Polymers are excluded from

# 0 the glycol ether category. o Lead Compounds o Manganese Compounds o Mercury Compounds o Nickel Compounds o Polybrominated Biphenyls (PBBs) o Selenium Compounds o Silver Compounds o Thallium Compounds o Zinc Compounds

**Three substances were deleted from the Copper Compounds category and are not 

### reportable beginning with calendar year 1991 

### (Form R reports due July 1992). 

### They are C.!. Pigment Blue 15, 

### CAO No. 147-14-8; 

### C.l. Pigment Green 7, 

### CAS No. 1328-53-6; 

### and C.l. Pigment Green 36, 

### CAS No. 14302-13-7. Appendix 1 

## *** 135-30

## *** (Last Revision - 3/94)

# • Hazardous Waste [Comment: The "Hazard Code" shown below indicates the basis used by' the U.S. Environmental Protection Agency for listing the classes or types of wastes. The codes have the following meaning: I - ignitable; C - corrosive; R - reactive; E - toxic characteristic; H - acute hazardous waste; T - toxic.] (a) Any characteristic hazardous waste meeting the criteria in 40 CFRPart 261 Subpart C and adopted by the state of Oregon under OAR Chapter 340, Divisions 100 and/or 101. 

### [Note: The characteristics include ignitability, reactivity, corrosivity and toxicity.]
CHARACTERISTIC HAZARDOUS WASTE: Hazardous Waste No. Chemical Abstracts Service No. Substance Regulatory level: (PPM or 

### mg/L)


# •

•

Appendix 1 D001 D002 D003 D004 D005 D006 D007 D008 D009 DOlO DOll D012 D013 D014 D015 D016 D017 D018 D019 D020 D021 D022 D023 7440-38-2 7440-39-3 7440-43-9 7440-47-3 7439-92-1 7439-97-6 7782-49-2 7440-22-4 72-20-8 58-89-9 72-43-5 8001-35-2 94-75-7 93-72-1 71-43-2 56-23-5 57-74-9 108-90-7

67-66-3 95-48-7 Ignitable waste Corrosive waste Reactive waste Arsenic Barium Cadmium Chromium Lead Mercury Selenium Silver Endrin Lindane Methoxychlor Toxaphene 2,4-D 2,4,5-TP Silvex Benzene Carbon tetrachloride Chlordane Chlorobenz.ene Chloroform o-Cresol



## *** 135-31 

## *** 5.0 100.0 1.0 5.0 5.0 0.2 1.0 5.0 0.02 0.4 10.0

0.5 10.0

1.0 0.5 0.5 0.03 100.0 6.0 

## * 200.0

(LastRevision - 3/94)

### Hazardous Chemical Regulatory Waste Abstracts level: (PIM No. Service No. Substance or mg/L)

# 0

D024 108-39-4 m-Cresol 

### * 200.0 D025 106-44-5 p-Cresol 

### * 200.0 D026 1319-77-3 Cresol 

### * 200.0 D027 106-46-7 1,4-Dichlorobenzene 7.5 D028 107-06-2 1,2-Dichloroethane 0.5 D029 75-35-4 1,1-Dichloroethylene 0.7 D030 121-14-2 2,4-Dinitrotoluene 

### ** 0.13 D031 76-44-8 Heptachlor 0.008 (and its epoxide) D032 118-74-1 Hexachlorobenzene 

### ** 0.13 D033 87-68-3 Hexachlorobutadiene 0.5 D034 67-72-1· Hexachloroethane 3.0 D035 78-93-3 Methyl ethyl ketone 200.0 (MEK) D036 98-95-3 Nitrobenzene 2.0 D037 87-86-5 Pentachlorophenol 100.0 

# Ct D038 110-86-1 Pyridine 

### ** 5.0 D039 127-18-4 Tetrachloroethylene 0.7 D040 79-01-6 Trichloroethylene 0.5 D041 95-95-4 2,4,5-Trichlorophenol 400.0 D042 88-06-2 2,4,6-Trichlorophenol 2.0 D043 75-01-4 Vinyl chloride 0.2



## * If 0-, 

### m-, and p-Cresol concentrations cannot be differentiated, the total Cresol (D026) concentration is used. The regulatory level of total Cresol is 200 mg/L.



## **The quantitation limit is greater than the calculated regulatory level. The quantitation limit therefore becomes the regulatory level. 

# o

Appendix 1 

## *** 135-32

## *** (Last Revision - 3/94)

### (b) Hazardous Waste from non-specific sources. 

# • Industry and EPA hazardous waste No. Hazardous Waste Hazard Code Generic: FOOl The following spent halogenated solvents used (T) in degreasing: Tetrachloroethylene, trichloroethylene,**~ethylene** 

### chloride, 1,1,1- trichloroethane, 'carbon tetrachloride, and chlorinated fluorocarbons; all spent solvent mixtures/blends used in degreasing containing, before use, a total of ten percent or more (by volume) of one or more .of the above halogenated solvents or those solvents listed in F002, F004, and FOOS; and still bottoms from the recovery of these spent solvents and spent solvent mixtures.

*(I,T) Specifies mixtures containing ignitable and toxic constituents. 

# •

• F002

F003 The following spent halogenated solvents: Tetrachloroethylene, methylene chloride, trichloroethylene, 1, 1, l-trichloroethane, chlorobenzene, l,l,2-trichloro-l,2,2- trifluoroethane, ortho-dichlorobenzene, triqhlorofluoromethane, and 1,1,2- trichloroethane; all spent**~olvent** 

### mixtures/blends containing, before use, a total of ten percent or more (by volume) of one or more of the. above halogenated solvents or those listed in FOOl, F004, or FOOS; and still bottoms from the recovery of these spent solvents and spent solvent mixtures. The following spent non-halogenated solvents: Xylene, acetone, ethyl acetate, ethyl benzene, ethyl ether, methyl isobutyl ketone, n-butyl alcohol, cyclohexanone, and methanol; all spent solvent mixtures/blends containing, before use, only the above spent nonhalogenated solvents; and all spent solvent mixtures/blends containing, before use, one or more of the above non-halogenated solvents, and, a total of ten percent or more (by volume) of one or more of those solvents listed in FOOl, F002, F004, and FOOS; and still bottoms from the recovery of these spent solvents and spent solvent mixtures. (T)

(I)

Appendix 1 

## *** 135-33 

## *** (Last Revision - 3/94)

### Industry and EPA hazardous waste No. Hazardous Waste Hazard Code 

# o

F004 The following spent non-halogenated solvents: (T) Cresols and cresylic acid, and nitrobenzene; all spent solvent mixtures/blends containing, before use, a total of ten percent or more (by volume) of one or more of the above nonhalogenated solvents or those solvents listed in FOOl,' F002, and FOOS; and still bottoms from the recovery of these spent solvents and spent solvent mixtures. The following spent non-halogenated solvents: (I,T) Toluene, methyl ethyl ketone, carbon disulfide, isobutanol, pyridine, benzene, 2- ethoxyethanol, and 2-nitropropane; all spent solvent mixtures/blends containing, before use, a total of ten percent or more (by volume) of one or more of the above nonhalogenated solvents or those solvents listed in FOOl, F002, or F004; and still bottoms from the recovery of these spent solvents and spent solvent mixtures. FOOS

F006

F019

F007
F008 Wastewater treatment sludges from electroplating operations except from the following processes: (1) Sulfuric acid anodizing of aluminum; (2) tin plating on carbon steel; (3) zinc plating (segregated basis) on carbon steel; (4) aluminum or zincaluminum plating on carbon steel; (S) cleaning/stripping associated with tin, zinc and aluminum plating on carbon steel; and (6) chemical etching and milling of aluminum. Wastewater treatment sludges from the chemical conversion coating of aluminum except from zirconium phosphating in aluminum can washing, when such phosphating is an exclusive conversion coating process. Spent cyanide plating bath solutions from electroplating operations. Plating bath residues from the bottom of plating baths from electroplating operations where cyanides are used in the process. (T)

(T)

(R, T)
(R, T)

# o

F009 Spent stripping and cleaning bath solutions from electroplating operations where cyanides are used in the process. (R, T)

# o

Appendix 1 

## *** 135-34 

## *** (Last Revision - 3/94)

# • Industry and EPA hazardous waste No. Hazardous Waste Hazard Code



# •

• F010

FOll
F012

F024

F02S

F020 Quenching bath residues from oil baths from (R,T) metal heat treating operations where cyanides are used in the process. Spent cyanide solutions from salt bath pot (R,T) cleaning from metal heat treating operations. Quenching waste water treatment sludges from (T) metal heat treating operations where cyanides are used in the process. Process wastes, including but not limited to, (T) distillation residues, heavy ends, tars, and reactor clean-out wastes from the production of certain chlorinated aliphatic hydrocarbons by free radical catalyzed processes. These chlorinated aliphatic hydrocarbons are those having carbon chain lengths ranging from one to and including five, with varying amounts and positions of chlorine substitution. [This listing does not include wastewater, wastewater treatment sludges, spent catalysts, and wastes listed in Section 261.32.]

. Condensed light ends, spent filters and (T) filter aids, and spent desiccant waste from the production of certain chlorinated aliphatic hydrocarbons, by free radical catalized processes. These chlorinated aliphatic hydrocarbons are those having carbon chain lengths ranging from one to and including five, with varying amounts and positions of chlorine substitution. Wastes (except wastewater and spent carbon (H) from hydrogen chloride purification) from the production or manufacturing use (as a reactant, chemical intermediate, or component in a formulating process) of tri- or tetrachlorophenol, or of intermediates used to produce their pesticide derivatives. (This listing does not include wastes from the production of Hexachlorophene from highly purified 2,4,S-trichlorophenol.).

Appendix 1 

## *** 135-35 

## *** (Last Revision - 3/94)

### Industry and EPA hazardous waste No. Hazardous Waste Hazard 

# 0 Code F021

F022

F023

F026

F027 Wastes (except wastewater and spent carbon (H) from hydrogen chloride purification) from the production or manufacturing use (as a reactant, chemical intermediate, or component in a formulating process) of pentachlorophenol, or of intermediates used to produce its derivatives. Wastes (except wastewater and spent carbon (H) from hydrogen chloride purification) from the manufacturing use (as a reactant, chemical intermediate, or component in a formulating process) of tetra-, penta-, or hexachlorobenzenes under alkaline conditions. Wastes (except wastewater and spent carbon (H) from hydrogen chloride purification) from the production of materials on equipment previously used for the production or manufacturing use (as a reactant, chemical intermediate, or component in a formulating process) of tri- and tetrachlorophenols. (This listing does not include wastes from equipment used only for the production or use of Hexachlorophene from highly purified 2,4,S-trichlorophenol.)

. Wastes (except wastewater and spent carbon (H) from hydrogen chloride purification) from the production of materials on equipment previously used for the manufacturing use (as a reactant, chemical intermediate, or component in a formulating process) of tetra-, penta-, or hexachlorobenzene under alkaline conditions. Discarded unused formulations containing (H) tri-, tetra-, or pentachlorophenol or discarded unused formulations containing compounds derived from these chlorophenols. (This listing does not include fomulations containing Hexachlorophene synthesized from prepurified 2,4,S-trichlorophenol as the sole component.)

. 

# 0'

F028 Residues resulting from the incineration or thermal treatment of soil contaminated with EPA Hazardous Waste Nos. F020, F021, F022, F023, F026, and F027. (T) 

# o**l~** Appendix 1 

### *** 135-36 

### *** (Last Revision - 3/94)

# • Industry and EPA hazardous waste No. Hazardous Waste Hazard Code



# •

• F032

F034

F035 Wastewaters, (except those that have not come (T) into contact with process contaminants), process residuals, preservative drippage, and spent formulations from wood preserving processes generated at plants that currently use or have previously used chlorophenolic formulations (except potentially crosscontaminated wastes that have had the F032 waste code deleted in accordance with §26l.35 of this chapter or potentially crosscontaminated wastes that are otherwise currently regulated as hazardous wastes (i.e., F034 and F035, and where the generator does not resume or initiate use of chlorophenolic formulations). This listing does not include KOOI bottom sediment sludge from the treatment of wastewater from wood preserving processes that use creosote and/or pentachlorophenol. Wastewaters, (except those that have not come (T) into contact with process contaminants), process residuals, preservative drippage, and spent formulations from wood preserving process generated at plants that use creosote formulations. This listing does not include KOOI bottom sediment sludge from the treatment of wastewater from wood preserving processes that use creosote and/or pentachlorophenol. Wastewaters, (except those that have not come (T) into contact with process contaminants), process residuals, preservative drippage, and spent formulations from wood preserving process generated at plants that use inorganic preservatives containing arsenic or chromium. This listing does not include KOOI bottom sediment sludge from the treatment of wastewater from wood preserving processes that use creosote and/or pentachlorophenol.

Appendix 1 

### *** 135-37 

### *** (Last Revision - 3/94)

### Industry and EPA hazardous waste No. Hazardous Waste Hazard Code • 

# o

F03?

F038 Petroleum refinery primary oil/water/solids (T) separation sludge--Any sludge generated from the gravitational separation of oil/water/solids during the storage or treatment of process wastewaters and oily cooling wastewaters from petroleum refineries. Such sludges include, but are not limited to, those generated in: oil/water/solids separators; tanks and impoundments; ditches and other conveyances; sumps; and stormwater units receiving dry weather flow. Sludge generated in stormwater units that do not receive dry weather flow, sludges generated from non-contact oncethrough cooling waters segregated for treatment from other process or oily cooling waters, sludges generated in aggressive biological treatment units as defined in §261.31(b) (2) (including sludges generated in one or more additional units after wastewaters have been treated in aggressive biological treatment units) and K051 wastes are not included in this listing. Petroleum refinery secondary (emulsified) (T) oil/water/solids separation sludge--Any sludge and/or float generated from the physical and/or chemical separation of oil/water/solids in process wastewaters and oily cooling wastewaters from petroleum refineries. Such wastes include, but are not limited to, all sludges and floats generated in: induced air flotation (IAF) units, tanks and impoundments, and all sludges generated in DAF units. Sludges generated in stormwater units that do not receive dry weather flow, sludges generated from noncontact once-through cooling waters segregated for treatment from other process or oily cooling waters, sludges and floats generated in aggressive biological treatment units as defined in §261.31(b) (2) (including sludges and floats generated in one or more additional units after wastewaters have been treated in aggressive biological treatment units) and F03?, K048, and K051 wastes are not included in this listing. 

# o

o

Appendix 1 

### *** 135-38 

### *** (Last Revision

- 3/94)

# • Industry and EPA hazardous waste No. Hazardous Waste Hazard Code F039 Leachate resulting from the treatment, storage, or disposal of wastes classified by more than one waste code under Subpart D, or from a mixture of wastes classified under Subparts C and D of this part. (Leachate resulting from the management of one or more EPA Hazardous Wastes and no other hazardous wastes retains its hazardous waste code(s): F020, F021, F022, F023, F026, F027 and F028.) (T)



### (c) Hazardouswastes from specific sources. Industry and EPA hazardous waste No. 

# • Wood 

### KOOl Hazardous Waste preservation: Bottom sediment sludge from the treatment of wastewaters from wood preserving processes that use creosote and/or pentachlorophenol. Hazard Code
(T)


### Inorganic pigments: K002 Wastewater treatment sludge from the production of chrome yellow and orange pigments. (T)



# • K003
K004


### KOOS
K006

K007 Wastewater treatment sludge from the production of molybdate orange pigments. Wastewater treatment sludge from the production of zinc yellow pigments. Wastewater treatment sludge from the production of chrome green pigments. Wastewater treatment sludge from the production of chrome oxide green pigments (anhydrous and hydrated)

. Wastewater treatment sludge from the production of iron blue pigments. (T)
(T)
(T)
(T)

(T)

Appendix 1 

## *** 135-39 

## *** (Last Revision - 3/94)

### Industry and EPA hazardous. waste No. Hazardous Waste Hazard Code 

# o
Inorganic pigments: Kooa 

### Oven residue from the production of chrome (T) oxide green pigments. Organic chemicals: K009 

### Distillation bottoms from the production of (T) acetaldehyde from ethylene. KOIO
KOll
K013
K014
KOIS
K016 

### Distillation side cuts from the production of (T) acetaldehyde from ethylene. Bottom stream from the wastewater stripper in (R,T) the production of acrylonitrile. Bottom stream from the acetonitrile column in (R,T) the production of acrylonitrile. Bottoms from the acetonitrile purification (T) column in the production of acrylonitrile. Still bottoms from the distillation of benzyl (T) chloride. Heavy ends or distillation residues from the (T) production of carbon tetrachloride. 

# o

Organic chemicals: K023 

### Distillation light ends from the production of phthalic anhydride from naphthalene. K017

KOla
K019
K020

K02l
K022 

### Heavy ends (still bottoms) from the purification column in the production of epichlorohydrin. Heavy ends from the fractionation column in ethyl chloride production. Heavy ends from the distillation of**ethyl~ne** 

### dichloride in ethylene dichloride production. Heavy ends from the distillation of vinyl chloride in vinyl chloride monomer production. Aqueous spent antimony catalyst waste from fluoromethanes production. Distillation bottom tars from the production of phenol/acetone from cumene. (T)

(T)
(T)
(T)

(T)
(T)

(T) 

# o

Appendix 1 

### *** 135-40 

### *** (Last Revision - 3/94)

# •

• Industry and EPA hazardous waste No.
K024
K093
K094
K025
K026
K027
K028

K029 Hazardous Waste
Distillation bottoms from the production of phthalic anhydride from naphthalene. Distillation light ends from the production of phthalic anhydride from ortho-xylene. Distillation bottoms from the production of phthalic anhydride from ortho-xylene. Distillation bottoms from the production of nitrobenzene by the nitration of benzene. Stripping still tails from the production of methy ethyl pyridines. Centrifuge and distillation residues from toluene diisocyanate production. Spent catalyst from the hydrochlorinator reactor in the production of 1,1,1- trichloroethane. Waste from the product steam stripper in the production of 1,1,1-trichloroethane. Hazard Code
(T)
(T)
(T)
(T)
(T) 

### (R,T)
(T)


### (T)
K095
K096
K030

K083 K103
K104 Distillation bottoms from the production of (T) 1, 1, 1-trichloroethane. Heavy ends from the heavy ends column from (T) the production of 1,1,1-trichloroethane. Column bottoms or heavy ends from the (T) combined production of trichloroethylene and perchloroethylene. Distillation bottoms from aniline production. (T) Process residues from aniline extraction from (T) the production of aniline. Combined wastewater streams generated from (T) nitrobenzene/aniline production. 

# • Organic chemicals: K085 Distillation or fractionation column bottoms from the production of chlorobenzenes. (T)

Appendix 1 

### *** 135-41 

### *** (Last Revision - 3/94)

### Industry and EPA hazardous waste No. Hazardous Waste Hazard 

# 0 Code
K105

K107

K108

K109 Separated aqueous stream from the reactor (T) product washing step in the production of chlorobenzenes. Column bottoms from product separation from (C,T) the production of 1,1-dimethylhydrazine (UDMH) from carboxylic acid hydrazines. Condensed column overheads from product (I,T) separation and condensed reactor vent gases from the production of 1,1-dimethylhydrazine (UDMH) from carboxylic acid hydrazides. Spent filter cartridges from product (T) purification from the production of 1, 1- dimethylhydrazine (UDMH) from carboxylic acid hydrazides. K110

K111
Kl12

Kl13

K114 Condensed column overheads from intermediate separation from the production of 1,1-dimethylhydrazine (UDMH) from carboxylic acid hydrazides. Product washwaters from the production of dinitrotoluene via nitration of toluene. Reaction by-product water from the drying column in the production of toluenediamine via hydrogenation of dinitrotoluene. Condensed liquid light ends from the purification of toluenediamine in the production of toluenediamine via hydrogenation of dinitrotoluene. Vicinals from the purification of toluenediamine in the production of toluenediamine via hydrogenation of dinitrotoluene. (T)

(C, T)
(T)

(T)

(T) 

# o

Organic Kl15

Appendix 1 

### chemicals: Heavy ends from the purification of toluenediamine in the production of toluenediamine via hydrogenation of dinitrotoluene.



### ......... 135-42

......... (T) 

# o

(Last Revision - 3/94)

# • Industry and EPA hazardous waste No.
Kl16 

### Hazardous Waste Organic condensate from the solvent recovery column in the production of toluene diisocyanate via phosgenation of toluenediamine. Hazard Code
(T)

Kl17

Kl18

K136 

### Wastewater from the reactor vent. gas scrubber (T) in the production of ethylene dibromide via bromination of ethene. Spent adsorbent solids from purification of (T) ethylene dibromide in the production of ethylene dibromide via bromination of ethene. Still bottoms from the purification of (T) ethylene dibromide in the production of ethylene dibromide via bromination of ethene. 

# • Inorganic K071

K073

KI06 

### chemicals: Brine purification muds from the mercury cell process in chlorine production, where separately prepurified brine is not used. Chlorinated hydrocarbon waste from the purification step of the diaphragm cell process using graphite anodes in chlorine production. Wastewater treatment sludge from the mercury cell process in chlorine production. (T)

(T)

(T)



# • Pesticides: K031
K032
K033



### Pesticides: K034

K097 

### By-product salts generated in the production of MSMA and cacodylic acid. Wastewater treatment sludge from the production of chlordane. Wastewater and scrub water from the chlorination of cyclopentadiene in the production of chlordane.
Filter solids from the filtration of hexachlorocyclopentadiene in the production of chlordane. Vacuum stripper discharge from the chlordane chlorinator in the production of chlordane. (T)
(T)
(T)

(T)

(T)

Appendix 1 

## *** 135-43 

## *** (LastRevision - 3/94)

### Industry and EPA hazardous waste No. Hazardous Waste Hazard 

# 0 Code
K035
K036
K037
K038
K039

K040 

### Wastewater treatment sludges generated in the (T) production of creosote. Still bottoms from toluene reclamation (T) distillation -in the produc:tion of disulfoton. Wastewater treatment sludges from the (T) production of disulfoton. Wastewater from the washing and stripping of (T) phorate production. Filter cake from the filtration of (T) diethylphosphorodithioic acid in the production of phorate. Wastewater tr.eatment sludge from the (T) production of phorate. K041
K098
K042

K043
K099
K123



### Pesticides: K124

K125 

### Wastewater treatment sludge from the production of toxaphene. Untreated process wastewater from the production of toxaphene. Heavy ends or distillation residues from the distillation of tetrachlorobenzene in the production of 2,4,5-T. 2,6-Dichlorophenol waste from the production of 2,4-D. Untreated wastewater from the production of 2,4-D. Process wastewater (including supernates, filtrates, and washwaters) from the production of ethyienebisdithiocarbamic acid and its salt.
Reactor vent scrubber water from the production of ethylenebisdithiocarbamic acid and its salts. Filtration, evaporation, and centrifugation solids from the production of ethyleneisdithiocarbamic acid and its salts

. (T)
(T)
(T)

(T)
(T)
(T)

(C, T)

(T) 

# o

o

Appendix 1 ......... 135-44
......... . (Last Revision - 3/94)

# • Industry and EPA hazardous waste No.
K-126

K-131 Hazardous Waste Baghouse dust and floor sweepings in milling and packaging operations from the production or formulation of ethylenebisdithiocarbamic acid and its salts. Wastewater from the reactor and spent sulfuric acid from the acid dryer from the production of methyl bromide. Hazard Code
(T)



### (C,T)



# • K-132 Explosives: K044
K04S
K046

K047 Spent absorbent and wastewater separator solids from the production of 'methyl bromide.
Wastewater treatment sludges from the manufacturing and processing of explosives. Spent carbon from the treatment of wastewater containing explosives. Wastewater treatment sludges from the manufacturing, formulation and loading of lead-based initiating compounds. Pink/red water from TNT operations. (T)

(R)
(R)
(T)

(R) 

### Petroleum refining: K048 Dissolved air flotation (DAF) float from the (T) petroleum refining industry. K049
KOSO
KOS1 Slop oil emulsion solids from the petroleum refining industry. Heat exchanger bundle cleaning sludge from the petroleum refining industry. API separator sludge from the petroleum refining industry. (T)
(T)
(T)


### Petroleum refining: KOS2 Tank bottoms (leaded) from the petroleum (T) refining industry. Iron and steel: K061 Emission control dust/sludge from the primary (T) production of steel in electric furnaces. 

# • K062 Spent pickle liquor generated by steel (C,T) finishing operations of facilities within the iron and steel industry (SIC Codes 331 and 332)

. Appendix 1 

### *** 135-45 

### *** (Last Revision - 3/94)

### Industry and EPA hazardous waste No. Hazardous Waste Hazard Code 

# o
Primary K064
Primary K06S
Primary K066 copper: Acid plant blowdown slurry/sludge resulting from the thickening of blowdown slurry from primary copper production. lead: Surface impoundment solids contained in and dredged from surface impoundments at primary lead smelting facilities. zinc: Sludge from treatment of process wastewater and/or acid plant blowdown from primary zinc production. (T)

(T)

(T)


### Primary aluminum: K088 Spent potliners from primary aluminum reduction. (T) 

### Ferroalloys: K090

K091 Emission control dust or sludge from ferrochromiumsilicon production.
Emission" control dust or sludge from ferrochromium production. (T)

(T) 

# o

Secondary K069

KIOO 

### lead: Emission control dust/sludge from secondary lead smelting (Note: This listing is stayed administratively for sludge generated from secondary acid scrubber systems. The stay will remain in effect until further administrative action is taken. If EPA takes further action effecting this stay, EPA will publish a notice of the action in the Federal Register. ) 

### Waste leaching solution from acid leaching of emission control dust/sludge from secondary lead smelting. (T)

(T)


### Veterinary K084 pharmaceuticals: Wastewater treatment sludges generated during the production of veterinary pharmaceuticals from arsenic or organo-arsenic compounds. (T) 

# o

Appendix 1 

### *** 135-46 *** (Last Revision 3/94)

# • Industry and EPA hazardous waste No.
K10l

K102 Hazardous Waste
Distillation tar residues from the distillation of aniline-based compounds in the production of veterinary pharmaceuticals from arsenic or organo-arsenic compounds. Residue from the use or activated carbon for decolorization in the production of veterinary pharmaceuticals from arsenic or organo-arsenic compounds. Hazard Code
(T)

(T)



### Ink formulation: K086 Solvent washes and sludges, caustic washes (T) and sludges, or water washes and sludges from cleaning tubs and equipment used in the formulation of ink from pigments, driers, soaps, and stabilizers containing chromium and lead. 

# • Coking: K060
K08? Ammonia still lime sludge from coking operations. Decanter tank tar sludge from coking operations. (T)
(T)



# • Coking: K141

K142

K143 Process residues from the recovery of coal (T) tar, including, but not limited to,
. collecting sump residues from the production of coke from coal or the recovery of coke byproducts produced from coal. This listing does not include K08? (decanter tank tar sludges from coking operations)

. Tar storage tank residues from the production (T) of coke from coal or from the recovery of coke by-products produced from coal. Process residues from the recovery of light (T) oil, including, but not limited to, those generated in stills, decanters, and wash oil recovery units from the recovery of coke byproducts produced from coal.

Appendix 1 

## *** 135-47 

## *** (Last Revision - 3/94)

### Industry and EPA hazardous waste No. Hazardous Waste Hazard Code 

# o

K144

K145

K147
K148 

### Wastewater sump residues from light oil (T) refining, including, but not limited to, intercepting or contamination sump sludges from the recovery of coke by-products produced from coal. Residues from naphthalene collection and (T) recovery operations from the recovery of coke by-products produced from coal. Tar storage tank residues from coal tar (T) refining. Residues from coal tar distillation, (T) including but not limited to, still bottoms.

(d) Discarded commercial chemical products, off-specification species, container residues, and spill residues thereof. 

# c

The following materials or items are hazardous wastes if and when they are discarded or intended to be discarded as described in 40 CFR 261.2(a)(2)i), when they are mixed with waste oil or used oil or other material and applied to the land for dust suppression or road treatment, when they are otherwise applied to the land in lieu oftheir original intended use or when they are contained in products that are applied to the land in lieu oftheir original intended use, or when, in lieu oftheir original intended use, they are produced for use as (or as a component of) a fuel, distributed for use as a fuel, or burned as a fuel. (A) Any commercial chemical product, or manufacturing chemical intermediate having the generic name listed inparagraph (E) or (F) of this section. (B) 

### Any off-specification commercial chemical product or manufacturing chemical intermediate which, if it met specifications, would have the generic name listed inparagraph (E) or (F) of this section. 

# ()

Appendix 1 

## *** 135-48 

## *** (Last Revision - 3/94)

# • (C) Any residue remaining in a container or in an inner liner removed from a container that has held any commercial chemical product or manufacturing chemical intermediate having the generic name listed in paragraph (E) or (F) of this section, unless the container is empty as defmed in 40 CFR 261.7(b)(3). [Comment: Unless the residue is being beneficially used or reused, or legitimately recycled or reclaimed; or being accumulated, stored, transported or treated prior to such use, re-use, recycling or reclamation, EPA considers the residue to be intended for discard, and thus, a hazardous waste. An example of a legitimate re-use of the residue would be where the residue remains in the container and the container is used to hold the same commercial chemical product or manufacturing chemical intermediate it previously held. An example of the discard of the residue would be where the drum is sent to a drum reconditioner who reconditions the drum but discards the residue.]



# • (D) Any residue or contaminated soil, water or other debris resulting from the cleanup ofa spill into or on any land or water of any commercial chemical product or manufacturing chemical intermediate having the generic name listed in paragraph (E) or (F) of this section, or any residue or contaminated soil, water or other debris resulting from the cleanup of a spill, into or on any land or water, of any off-specification chemical product and manufacturing chemical intermediate which, if it met specifications, would have the generic name listed in paragraph (E) or (F) of this section. [Comment: The phrase "commercial chemical product or manufacturing chemical intermediate having the generic name listed in ... " refers to a chemical substance which is manufactured or formulated for commercial or manufacturing use which consists ofthe commercially pure grade of the chemical, any technical grades of the chemical that are produced or marketed, and all formulations in which the chemical is the sole active ingredient. It does not refer to a material, such as a manufacturing process waste, that contains any of the substances listed in paragraph (E) or (F). Where a manufacturing process waste is deemed to be a hazardous waste because it contains a substance listed in paragraph (E) or (F), such waste will be listed in either 40 CFR 261.31 or 40 CFR 261.32 or will be identified as a hazardous waste by the characteristics set forth in OAR 340-135-040(2)(a). 

# • (E) 

### The commercial chemical products, manufacturing chemical intermediates or off-specification commercial chemical products or manufacturing chemical intermediates referred to in paragraphs (A) through (D) ofthis

. section, are identified as acute hazardous wastes (H) and are subject to the small quantity exclusion defmed in 40 CFR 261.5(e). These wastes and their corresponding EPA Hazardous Waste Codes are:

Appendix 1 

### "''''''' 135-49 "''''''' (Last Revision - 3/94)

### Hazardous Waste No. P023 P002 P057 P058 P002. P003 P070 P004 P005 P006 Chemical Abstracts No. 107-20-0 591-08-2 640-19-7

62-74-8 591-08-2 107-02-8 116-06-3 309-00-2 107-18-6 20859-73-8 Substance Acetaldehyde, chloroAcetamide, N-(aminothioxomethyl)- Acetamide, 2-fluoroAcetic acid, fluoro-, sodium salt 1-Acetyl-2-thiourea Acrolein Aldicarb Aldrin Allyl alcohol Aluminum phosphide (R,T) 

# o

P007 P008 P009 Pl19 P099
POlO P012 POll POll P012 P038 P036 2763-96-4 504-24-5 131-74-8 7803-55-6

506-61-6
7778-39-4 1327-53-3 1303-28-2 1303-28-2 1327-53-3

692-42-2 696-28-6 5-(Aminomethyl)-3-isoxazolol 4-Aminopyridine 

# <=).
Ammonium picrate (R) Ammonium vanadate Argentate(l-) ,bis(cyano-C)-, potassium

Arsenic oxide As 20s 

### Arsenic pentoxide Arsenic trioxide Arsine, diethylArsonous dichloride, phenyl

# I I 

# t i 

# I 

# I P054 P067 P013
Appendix 1 

### 151-56-4 Aziridine 75-55-8 Aziridine, 2-methyl542-62-1 Barium cyanide



### *** 135-50 

### *** 

# ()

(Last Revision - 3/94)

# •

•

• Hazardous Waste No. P024 P077 P028 P042
P046
P014 POOl

P028 P015 P017 P018 P045

P021 P021 P022 P095 P023 P024 P026 P027 P029 P029 Chemical Abstracts No. 106-47-8 100-01-6 100-44-7

51-43-4
122-09-8
108-98-5 181-81-2

100-44-7 7440-41-7

598-31-2 357-57-3 39196-18-4

592-01-8 592-01-8

75-.,15-0 75-44-5 107-20-0 106-47-8 5344-82-1

542-76-7 544-92-3 544-92-3 Substance Benzenamine, 4-chloroBenzenamine, 4-nitroBenzene, (chloromethyl)- l,2-Benzenediol, 4-[1-hydroxy-2- (methylamino)ethyl]-, (R) Benzeneethanamine, alpha, alphadimethylBenzenethiol 2H-1-Benzopyran-2-one, 4-hydroxy-3-**(3-oxo-1~phenylbutyl)-,** 

### & salts, when present at concentrations greater than 0.3% Benzyl chloride Beryllium Bromoacetone Brucine 2-Butanone, 3,3-dimethyl-1- (methylthio)-,O-[(methylamino) carbonyl] oxime Calcium cyanide Calcium cyanide Ca(CN)2 Carbon disulfide Carbonic dichloride Chloroacetaldehyde p-Chloroaniline l-(o-Chlorophenyl)thiourea 3-Chloropropionitrile Copper cyanide Copper cyanide Cu(CN)

Appendix 1 

### *** 135-51 

### *** (Last Revision - 3/94)Hazardous Waste No. P030
P031 P033 P033 P034 P016 P036 P037 P038 P041 P040
P043 P004

P060 Chemical Abstracts No.

460-19-5 506-77-4 506-77-4 131-89-5 542-88-1 696-28-6

60-57-1' 692-42-2 311-45-5 297-97-2

55-91-4 309-00-2

465-73-6 Substance Cyanides (soluble cyanide salts), not otherwise specified Cyanogen Cyanogen chloride Cyanogen chloride (CN)Cl 2-Cyclohexyl-4,6-dinitrophenol Dichloromethyl ether Dichlorophenylarsine Dieldrin Diethylarsine Diethyl-p-nitrophenyl phosphate O,O-Diethyl O-Pyrazinyl phosphorothioate Diisopropylfluorophosphate (DFP) 1,4, 5, 8-Dimethanonaphthalene,l,2,3,4,10,10-hexachlorol,4,4a,5,8,8a-hexahydro-

, (lalpha,4alpha,4abeta, 5alpha, 8alpha, 8abeta)- l,4,5,8-Dimethanonaphthalene,l,2,3,4,10,10-hexachlorol,4,4a,5,8,8a-hexahydro-, (lalpha, 4alpha,4abeta,5beta,8beta,8abeta)- 

# o

c



# o P037

P051

P044 60-57-1

172-20-8

60-51-5 2,7:3,6-Dimethanonaphth[2,3- b]oxirene, 3,4,5,6,9,9-hexachlorola,2,2a,3,6,6a,7,7a-octahydro-, (laalpha,2beta,2aalpha,3beta,6beta, 6aalpha,7beta,7aalpha)- 2,7:3,6-Dimethanonaphth[2,3-b]-oxirene,3,4,5,6,9,9-hexachlorola,2,2a,3,6,6a,7,7a-octahydro-, (laalpha,2beta,2abeta,3alpha,6alpha, 6abeta,7beta,7aalpha)-, 

### & metabolites Dimethoate
Appendix 1 

### *** 135-52 

### *** (Last Revision - 3/94)

# •

•

• Hazardous Waste No. P046 P047 P048 P020 P085 P111 P039 P049 P050 P088 P051 P051 P042 P031 P066

P101 P054 P097 P056 P057 P058 P065
P059 P062 Pl16 Chemical Abstracts No. 122-09-8 1534-52-1 51-28-5 88-85-7 152-16-9 107-49-3 298-04-4 541-53-7 115-29-7 145-73-3

72-20-8 72-20-8 51-43-4 460-19-5 16752-77-5

107-12-0 151-56-4

52-85-7 7782-41-4

640-19-7

62-74-8 628-86-4

76-44-8 757-58-4

79-19-6 Substance alpha,alpha-Dimethylphenethylamine 4,6-Dinitro-o-cresol, 

### & salts 2,4-Dinitrophenol. Dinoseb Diphosphoramide, octamethylDiphosphoric acid, tetraethyl ester Disulfoton Dithiobiuret Endosulfan Endothall Endrin Endrin, 

### & metabolites Epinephrine Ethanedinitrile Ethanimidothioic acid, N- [[(methylamino)carbonyl]oxy]-, methyl ester Ethyl cyanide Ethyleneimine Famphur Fluorine Fluoroacetamide Fluoroacetic acid, sodium salt Fulminic acid, mercury(2+) salt (R, T) 

### Heptachlor Hexaethyl tetraphosphate Hydrazinecarbothioamide Appendix 1 

### *** 135-53 

### *** (LastRevision - 3/94)6,9-Methano-2,4,3-benzodioxathiepin, 6,7, 8, 9,10, 10-hexachloro1,5,5a,6,9,9ahexahydro-,3-oxide Hazardous Waste Chemical No. Abstracts No. P068 60-34-4 P063 74-90-8 P063 74-90-8 P096 7803-51-2 P060 465-73-6 P007 2763-96-4 P092 62-38-4 P065 628-86-4 P082 62-75-9 P064 624-83-9 P016 542-88-1 Pl12 509-14-8 Pl18 75-70-7 P050 115-29-7 Substance Hydrazine, rnethylHydrocyanic ·acid Hydrogen· cyanide Hydrogen phosphide Isodrin 3(2H)-Isoxazolone, 5-(aminomethyl)- Mercury, (acetato-O)phenylMercury fulminate (R,T) Methanamine, N-methyl-N-nitrosoMethane, isocyanatoMethane, oxybis[chloroMethane, tetranitro- (R) Methanethiol, trichloro- 

# ()



# o

P059

P066 P068 P064 P069 P071 76-44-8

16752-77-5 60-34-4 624-83-9

75-86-5 298-00-0 4,7-Methano-1H-indene,1,4,5,6,7,8,8-heptachloro-3a,4,7,7atetrahydroMethomyl Methyl hydrazine Methyl isocyanate 2-Methyllactonitrile Methyl parathion P072
P073 P073 86-88-4
13463-39-3 13463-39-3 alphaNaphthalenylthiourea Nickel carbonyl Nickel carbonyl (Ni(CO)4' (T,4)- 

# o

Appendix 1 

### *** 135-54 

### *** (Last Revision - 3/94)

# •

•

• Hazardous Waste No. P074 P074 P075 P076 P076 P077 P078 P078 P081 P082 P084 P085 P087 P087 P088
P089 P034 P048 P047
P020
P009
P092 P093 P094 Chemical Abstracts No. 557-19-7 557-19-7 154-11-5 10102-43-9 10102-43-9 100-01-6 10102-44-0 10102-44-0 55-63-0 62-75-9 4549-40-0

152-16-9 20816-12-0 20816-12-0 145-73-3

56-38-2 131-89-5

51-28-5 1534-52-1
88-85-7
131-74-8

62-38-4 103-85-5 298-02-2 Substance Nickel cyanide Nickel cyanide Ni(CN)2 Nicotine, 

### & salts Nitric oxide Nitrogen oxide NO p-Nitroaniline Nitrogen dioxide Nitrogen oxide N02 Nitroglycerine (R) N-Nitrosodimethylamine N-Nitrosomethylvinylamine Octamethylpyrophosphoramide Osmium oxide OS04' (T-4)- Osmium tetroxide 7-0xabicyclo[2.2.1]heptane-2,3- dicarboxylic acid

. Parathion Phenol, 2-cyclohexyl-4,6-dinitroPhenol, 2,4,dinitro Phenol, 2-methyl-4,6-dinitro-, 

### & salts Phenol, 2-(1-methylpropyl)-4,6-dinitroPhenol, 2,4,6-trinitro-, ammonium salt (R) Phenylmercury acetate Phenylthiourea Phorate
Appendix 1 

### *** 135-55 

### *** (Last Revision - 3/94)Potassium cyanide Potassium cyanide K(CN)

Propanenitrile, 3-chloroPotassium silver cyanide 

# ()

(Last Revision - 3/94) Propanenitrile, 2-hydroxy-2-methyl1,2,3-Propanetriol, trinitrate (R) 2-Proparione.,. l-bromoPropanenitrile Plumbane, tetraethylPropanal, 2-methyl-2-(methylthio)-, O-[(methylamino)carbonyl]oxime Phosphorofluoridic acid, bis(lmethylethyl) ester Phosphorothioic acid, O,O-diethyl 0- (4-nitrophenyl) ester Phosphorothioic acid, O,O-diethyl 0- pyrazinyl ester Phosphorothioic acid, 0-[4- [(dimethylamino)sulfonyl]phenyl] O,O-dimethyl ester Phosphorothioic acid, O,O-dimethyl 0-(4-nitrophenyl) ester Phosphorodithioic acid, O,O-dimethyl S-[2-(methylamino)-2-oxoethyl] ester Phosphorodithioic acid, O,O-diethyl S-[(ethylthio)methyl]ester Phosphorodithioic acid, O,O-diethyl S-[2-(ethylthio)ethyl] ester Phosgene Phosphine Phosphoric acid, diethyl 4- nitrophenyl ester Substance



## *** 135-56

## *** Hazardous Waste Chemical No. Abstracts No. P095 75-44-5 P096 7803-51-2 P041 311-45-5
P039 298-04-4
P094 298-02-2
P044 60-51-5
P043 55-91-4
P089 56-38-2
P040 297-97-2
P097 52-85-7

P071 298-00-0
P110 78-00-2 P098 151-50-8 P098 151-50-8 P099 506-61-6 P070 116-06-3
P101 107-12-0 P027 542-76-7 P069 75-86-5 P081 55-63-0 P017**·598~31-2** Appendix 1

# •

•

• Hazardous Waste No. P102 P003 P005 P067 P102 P008 P075
Pl14 P103 P104 P104 P105 P106 P106 P108 P018 P108 Pl15 P109 P110 P111 Pl12 P062
Pl13 Pl13 Chemical Abstracts No. 107-19-7 107-02-8 107-18-6

75-55-8 107-19-7 504-24-5 154-11-5
12039-52-0 630-10-4 506-64-9 506-64-9 26628-22-8 143-33-9 143-33-9 157-24-9

357-57-3 157-24-9 7446-18-6 3689-24-5 78-00-2 107-49-3 509-14-8 757-58-4
1314-32-5 1314-32-5 Substance Propargyl alcohol 2-Propenal 2-Propen-1-ol l,2-Propylenimine 2-Propyn-1-ol 4-pyridinamine Pyridine, 3-(1-methyl-2- pyrrolidinyl)-, (S)-, 

### & salts Selenious acid, dithallium (1+) salt Selenourea Silver cyanide Silver cyanide Ag(CN) Sodium azide Sodium cyanide Sodium cyanide Na(CN) Strychnidin-10-one, 

### & salts Strychnidin-10-one, 2,3-dimethoxyStrychnine, 

### & salts Sulfuric acid, dithallium(l+) salt Tetraethyldithiopyrophosphate Tetraethyl lead Tetraethyl pyrophosphate Tetranitromethane (R) Tetraphosphoric acid, hexaethyl ester Thallic oxide

Appendix 1 

### *** 135-57 

### *** (Last Revision - 3/94)Hazardous Waste Chemical No. Abstracts No. Pl14 12039-52-0 Pl15 7446-18-6 P109 3689-24-5
P045 39196-18-4 P049 541-53-7
P014 108-98-5 Pl16 79-19-6 P026 5344-82-1 P072 86-88-4 P093 103-85-5 P123 8001-35-2 Pl18 75-70-7 Pl19 7803-55-6 P120 1314-62-1 P120 1314-62-1 P084 4549-40-0 POOl 181-81-2
P121 557-21-1 P121 557-21-1 P122 1314-84-7 Substance Thallium{I} selenite Thallium{I} sulfate Thiodiphosphoric acid, tetraethyl ester Thiofanox Thioimidodicarbonic diamide [ (H2N) C (S) ] 2NH Thiophenol Thiosemicarbazide Thiourea, (2-chlorophenyl)- Thiourea, 1-naphthalenylThiourea, phenylToxaphene Trichloromethanethiol Vanadic acid, ammonium salt Vanadium oxide V 2

0 S Vanadium pentoxide Vinylamine, N-methyl-N-nitrosoWarfarin, 

### & salts, when present at concentrations greater than 0.3% Zinc cyanide Zinc cyanide Zn(CN}2 Zinc phosphide Zn3P2, when present at concentrations greater than 10% (R,T) 

# c

c

1CAS Number given for parent compound only

.. 

# o

Appendix 1 

## *** 135-58 

## *** (Last Revision - 3/94)

# • (F) 

### The commercial chemical products, manufacturing chemical intermediates, or off-specification commercial chemical products referred to in paragraphs (A) through (D) 

### of this section, are identified as toxic wastes (T), 

### unless otherwise designated and are subject to the small quantity generator exclusion defmed in 40 

### CFR 261.5(a) and (g). These wastes and their corresponding EPA 

### Hazardous Waste Codes are:



# •

• Hazardous Waste No. U001 U034 U187 U005 U240
Ul12 U144 U214 See F027 U002 U003 U004 U005 U006 U007 U00'8 U009 U011 U012 U136 Chemical Abstracts No. 75-07-0 75-87-6 62-44-2 53-96-3 194-75-7
141-78-6 301-04-2 563-68-8

93-76-5
67-64-1 75-05-8 98-86-2 53-96-3 75-36-5 79-06-1 79-10-7 107-13-1

61-82-5 62-53-3 75-60-5 Substance Acetaldehyde (I) Acetaldehyde, trichloroAcetamide, N-(4-ethoxyphenyl)- Acetamide, N-9H-fluoren-2-ylAcetic acid, (2,4-dichlorophenoxy)-, salts 

### & esters Acetic acid, ethyl ester (I) Acetic acid, lead (2+) salt Acetic acid, thallium (1+) salt Ac etic a c i d , (2 , 4 , 5- trichlorophenoxy)- Acetone (I) Acetonitrile (I,T) Acetophenone 2-Acetylaminofluorene Acetyl chloride (C,R,T) Acrylamide Acrylic acid (I) Acrylonitrile Amitrole Aniline (I,T) Arsinic acid, dimethylAppendix 1 

## *** 135-59 

## *** (Last Revision

- 3/94)Hazardous Waste No. U014 U015 Chemical Abstracts No. 492-80-8 115-02-6 Substance Auramine ·Azaserine 

# ( \



# ..

U010

U157
U016 U017 U192
U018 U094 U012 U014
U049
U093 50-07-7

56-49-5
225-51-4

98-87-3 23950-58-5
56-55-3 57-97-6 62-53-3 492-80-8
3165-93-3
60-11-7 Azirino[2' ,3' :3,4]pyrrolo[1,2- a]indole-4,7-dione, 6-amino-8- [[(aminocar-bonyl)oxy]methyl]

- 1,la,2,8,8a,8b, hexahydo-8a-methoxy5-methyl-, [laS-(laalpha, 8beta,8aalpha,8balpha)]- Benz [j]aceanthrylene, 1,2-dihydro-3-**met~yl** Benz [c]acridine Benzal chloride Benzamide, 3,5-dichloro-N-(1,1- dimethyl-2- propynyl)- Benz [a] anthracene Benz [a] anthracene, 7,12-dimethylBenzenamine (I,T) Benzenamine, 4,4'-carbonimidoylbis[N,N-dimethylBenzenamine, 4-chloro-2-methyl, hydrochloride Benzenamine, N,N-dimethyl-4- (phenylazo)- 

# o

U328 U353 U158
U222
U181 95-53-4 106-49-0 101-14-4
636-21-5

99-55-8 Benzenamine, Benzenamine, Benzenamine,[2-chloroBenzenamine, chloride Benzenamine, 2-methyl4-methyl4,4'-methylenebis2-methyl-,hydro2-methyl-5-nitroU019

Appendix 1 71-43-2 Benzene (I,T)



### *** 135-60 

### *** 

# ()

(Last Revision - 3/94)

# •

•

• Hazardous Waste No. U038

U030 U035
U037 U221 U028
U069
U088
U102
U107
U070 U071 U072 U060
U017 U223
U239 U201 U127 U056 U220 Chemical Abstracts No. 510-15-6

101-55-3 305-03-3
108-90-7 25376-45-8 117-81-7

84-74-2
84-66-2
131-11-3
117-84-0

95-50-1 541-73-1 106-46-7

72-54-8
98-87-3 26471-62-5

1330-20-7

108-46-3 118-74-1 110-82-7 108-88-3 Substance Benzeneacetic acid, 4-chloro-alpha- (4-chlorophenyl)-alpha-hydroxy, ethyl ester Benzene, 1-bromo-4-phenoxyBenzenebutanoic acid, 4-[bis(2- chloroethyl)amino]- Benzene, chloroBenzenediamine, ar-methyl1,2-Benzenedicarboxylic acid, bis(2- ethyl-hexyl) ester 1,2-Benzenedicarboxylic acid, dibutyl ester 1,2-Benzenedicarboxylic acid, diethyl ester 1,2-Benzenedicarboxylic acid, dimethyl ester 1,2-Benzenedicarboxylic acid dioctyl ester Benzene, 1,2-dichloroBenzene, 1,3-dichloroBenzene, 1,4-dichloro Benzene, 1,1'-(2,2-dichloroethylidene)bis[4-chloroBenzene, (dichloromethyl)- Benzene', 1,3-diisocyanatomethyl- (R, T) 

### Benzene, dimethyl- (I,T) 1,3-Benzenediol Benzene, hexachloroBenzene, hexahydro- (I) Benzene, methylAppendix 1 

### *** 135-61 

### *** (LastRevision

- 3/94)U105 121-14-2 U106 606-20-2 U055 98-82-8 U169 98-95-3 U183 608-93-5 U185 82-68-8 U020 98-09-9 U020 98-09-9 U207 95-94-3 U061 50-29-3
U247 72-43-5
U023 98-07-7 U234 99-35-4 U021 92-87-5 U202 181-07-2
U203 94-59-7 U141 120-58-1 U090 94-58-6 U064 189-55-9 U248 181-81-2 Hazardous Waste No.

U022 U197 U023 Chemical Abstracts No.

50-32-8 106-:51-4

98-07-7 Substance Benzene, 1-methyl-2,4-dinitroBenzene, 2-methyl-1,3-dinitroBenzene, (l-methylethyl)- (I) Benzene, nitroBenzene, pentachloroBenzene, pentachloronitroBenzenesulfonic acid chloride (C,R) Benzenesulfonyl chloride (C,R) Benzene, 1,2,4,5-tetrachloroBenzene, 1,1'-(2,2,2-trichloroethylidene)bis[4-chloroBenzene, 1,1'-(2,2,2-trichloroethylidene)bis[4-methoxyBenzene, (trichloromethyl)- Benzene, 1,3,5-trinitroBenzidine 1,2-Benzisothiazol-3(2H)-one, 1,1- dioxide, 

### & salts 1,3-Benzodioxole, 5-(2-propenyl)- 1,3-Benzoidioxole, S-(l-propenyl)- 1,3-Benzodioxole,**S-propy~­** Benzo[rst]pentaphene 2H-1-Benzopyran-2-one, 4-hydroxy-3- (3-oxo-1-phenylbutyl) -, 

### & salts, when present at concentrations of 0.3% or less Benzo[a]pyrene p-Benzoquinone Benzotrichloride (C,R,T) 

# ()



# o



# o

Appendix 1 

### *** 135-62 

### *** (Last Revision - 3/94)

### Hazardous Waste Chemical No. Abstracts No. 

# •

•

• U085 U021 U073
U091
U095
U225 U030 U128
U172 U031 U159 U160 0053 U074 U143

U031 U136 U032 U238 U178
U097 1464-53-5 92-87-5 91-94-1
119-90-4
119-93-7

75-25-2 101-55-3

87-68-3
924-16-3

71-36-3 78-93-3 1338-23-4 4170-30-3

764-41-0 303-34-4

71-36-3 75-60-5 13765-19-0 51-79-6 615-53-2

79-44-7 Substance 2,2'-Bioxirane [l,1'-Biphenyl]-4,4'-diamine [l,1'-Biphenyl]-4,4'-diamine, 3,3'- dichloro- [l,1'-Biphenyl]-4,4'-diamine, 3,3'- dimethoxy-

[l,l'-Biphenyl] -4,4'-diamine, 3,3'-dimethylBromoform 4-Bromophenyl phenyl ether 1,3-Butadiene, 1,1,2,3,4,4-hexachloro1-Butanamine, N-butyl-N-nitroso1-Butanol (I) 2-Butanone (I,T) 2-Butanone peroxide (R,T) 2-Butenal 2-Butene, 1,4-dichloro- (I,T) 2-Butenoic acid, 2-methyl-,7-[[2,3- dihydroxy-2-(1-methoxyethyl)-3-methyl-1-oxobutoxy]methyl]2,3,5,7atetrahydro-1H-pyrrolizin-1-yl ester, [lS-[lalpha(Z) ,7(2S*,3R*), 7aalpha]]- n-Butyl alcohol (I) Cacodylic acid Calcium chromate Carbamic acid, ethyl ester Carbamic acid, methylnitroso-, ethyl ester Carbamic chloride, dimethylAppendix 1 

### *** 135-63 

### *** (LastRevision

- 3/94)

### Hazardous Waste Chemical No. Abstracts No. Substance 

# (j Ul14
U062

U215 U033 U156
U033 U211 U034 U035 U036 U026 U037 U038 U039 U042 U044 U046 U047 U048 U049 U032 U050 1111-54-6
2303-16-4

6533-73-9

353-50-4

79-22-1
353-50-4

56-23-5 75-87-6 305-03-3

57-74-9 494-03-1 108-90-7 510-15-6

59-50-7 110-75-8

67-66-3 107-30-2

91-58-7 95-57-8 3165-93-3 13765-19-0 218-01-9 Carbamodithioic acid, 1,2- ethanediylbis-, salts 

### & esters Carbamothioic acid, bis(l-methylethyl)-, S- (2,3-dichloro-2- propenyl) ester Carbonic acid, dithallium (1+) salt Carbonic difluoride Carbonochloridic acid, methyl ester (I, T) 

### Carbon oxyfluoride (R,T) Carbon tetrachloride Chloral Chlorambucil Chlordane, alpha 

### & gamma isomers Chlornaphazin Chlorobenzene Chlorobenzilate p-Chloro-m-cresol 2-Chloroethyl vinyl ether Chloroform Chloromethyl methyl ether beta-Chloronaphthalene o-Chlorophenol 4-Chloro-o-toluidine, hydrochloride Chromic acid H 2Cr04 , 

### calcium salt Chrysene 

# o

U051 U052 1319-77-3 Creosote Cresol (Cresylic acid) 

# ()

Appendix 1 

## *** 135-64 

## *** (Last Revision - 3/94)

# •

•

• Hazardous Waste No. U053 U055 U246 U197 U056 U129

U057 U130
U058 U240 U059 U060 U061 U062 U063 U064 U066 U069 U070 U071 U072 U073 U074 U075 Chemical Abstracts No. 4170-30-3 98-82-8 506-68-3 106-51-4 110-82-7

58-89-9

108-94-1

77-47-4 50-18-;0 194-75-7 20830-81-3 72-54-8 50-29-3 2303-16-4 53-70-3 189-55-9

96-12-8 84-74-2 95-50-1 541-73-1 106-46-7

91-94-1 764-41-0

75-71-8 Substance Crotonaldehyde Cumene (I) Cyanogen bromide (CN}Br 2,5-Cyclohexadiene-1,4-dione Cyclohexane 

### (I) Cyclohexane, 1,2,3,4,5,6- hexachloro- , (lalpha,2alpha,3beta,4alpha,5alpha, 6beta)- Cyclohexanone 

### (I) 1,3-Cyclopentadiene, 1,2,3,4,5,5-hexa-chloroCyclophosphamide 2,4-D, salts 

### & esters Daunomycin DDD DDT Diallate Dibenz[a,h]anthracene Dibenzo[a,i]pyrene 1,2-Dibromo-3-chloropropane Dibutyl phthalate o-Dichlorobenzene m-Dichlorobenzene p-Dichlorobenzene 3,3'-Dichlorobenzidine 1,4-dichloro-2-butene (I,T) Dichlorodifluoromethane
Appendix 1 

### *** 135-65 

### *** (Last Revision - 3/94)

### Hazardous Waste Chemical No. Abstracts No. Substance 

# o

N,N'-Diethylhydrazine O,O-Diethyl S-methyl

# dithiOPhosPhate~ Diethyl phthalate

p-Dimethylaminoazobenzene

Dimethylcarbamoyl chloride 1,2:3,4-Diepoxybutane (I,T)



# C)

(Last Revision - 3/94) 

### 1,2-Dimethylhydrazine 2,4-Dimethylphenol 1,1-Dimethylhydrazine 3,3'-Dimethylbenzidine alpha, alphaDimethylbenzylhydroperoxide (R) 7, 12-Dimethylbenz [a] anthracene 3,3'-Dimethoxybenzidine Diethylstilbesterol

Dimethylamine (I) Dihydrosafrole 1,3-Dichloropropene 2,4-Dichlorophenol 2,6-Dichlorophenol

Diethylhexyl phthalate 1,4-Diethyleneoxide 1,1-Dichloroethylene 1,2-Dichloroethylene

Dichloromethoxy ethane Dichloroisopropyl ether Dichloroethyl ether



## *** 135-66

## *** U078 75-35-4 U079 156-60-5 U025 111-44-4 U027 108-60-1 U024 111-91-1 U081 120-83-2 U082 87-65-0 U084 542-75-6 U085 1464-53-5 U108 123-91-1 U028 117-81-7 U086 1615-80-1 U087 3288-58-2 U088 84-66-2 U089 56-53-1 U090 94-58-6 U091 119-90-4 U092 124-40-3 U093 60-11-7 U094 57-97-6 U095 119-93-7 U096 80-15-9
U097 79-44-7 U098 57-14-7 U099 540-73-8 U101 105-67-9 Appendix 1

# •

•

• Hazardous Waste No. U102 U103 U105 U106 U107 U108 U109 U110 U111 U041 U001 U174 U155
U067 U076 U077 U131 U024
Ul17 U025 U184 U208 U209 U218 U226 Chemical Abstracts No. 131-11-3

77-78-1 121-14-2 606-20-2 117-84-0 123-91-1 122-66-7 142-84-7 621-64-7 106-89-8

75-07-0 55-18-5 91-80-5
106-93-4

75-34-3, 107-06-2

67-72-1 111-91-1

60-29-7 111-44-4

76-01-7 630-20-6

79-34-5 62-55-5 71-55-6 Substance Dimethyl phthalate Dimethyl sulfate 2,4-Dinitrotoluene 2,6-Dinitrotoluene Di-n-octyl phthalate 1,4-Dioxane 1,2-Diphenylhydrazine Dipropylamine (I) Di-n-propylnitrosamine Epichlorohydrin Ethanal (I)**Ethanamine~** 

### N-ethyl-N-nitroso1,2-Ethanediamine, N,N-d1methyl-N'- 2-pyridinyl-N'-(2-thienylmethyl)- Ethane, 1,2-dibromoEthane, 1,1-dichloroEthane, 1,2-dichloroEthane, hexachloroEthane, 1,1'-[methylenebis(oxy)bis

[2-chloroEthane, 1,1'-oxybis- (I) Ethane, l,l'-oxybis[2-chloroEthane, pentachloroEthane,**l,l~1,2-tetrachloro** 

### Ethane, l,l,2,2-tetrachloroEthanethioamide Ethane, 1,l,l-trichloroAppendix 1 

### *** 135-67 

### *** (LastRevision - 3/94)

### Hazardous Waste Chemical No. Abstracts No. Substance 

# c U227 U359 U173 U004 U043 U042 U078 U079 U210 U228 Ul12 Ul13 U238 Ul17 Ul14
U067 U077 U359 Ul15 Ul16 U076 Ul18 Ul19 U120 U122 U123 79-00-5 110-80-5 1116-54-7 98-86-2 75-01-4 110-75-8

75-35-4 156-60-5 127-18-4

79-01-6 141-78-6 140-88-5

51-79-6 60-29-7 1111-54-6

106-93-4 107-06-2 110-80-5

75-21-8 96-45-7 75-34-3 97-63-2 62-50-0 206-44-0

50-00-0 64-18-6 Ethane, l,l,2-trichloroEthanol, 2-ethoxyEthanol, 2,2'-(nitrosoimino)bisEthanone,. 1-phenylEthene, chloroEthene, (2-chloroethoxy)- Ethene, l,l-dichloroEthene, l,2-dichloro-, (E)- Ethene, tetrachloroEthene, trichloro Ethyl acetate (I) Ethyl acrylate (I) Ethyl carbamate (urethane) Ethyl ether (I) Ethylenebisdithiocarbamic acid, salts 

### IX esters Ethylene dibromide Ethylene dichloride Ethylene glycol monoethyl ether Ethylene oxide (I,T) Ethylenethiourea Ethylidene dichloride Ethyl methacrylate Ethyl methanesulfonate Fluoranthene Formaldehyde Formic acid (C,T) 

# o

o

Appendix 1 

### *** 135-68 

### *** (Last Revision - 3/94)

# •

•

• Hazardous Waste No. U124 U125 U147 U213 U125 U124 U206
U206
U126 U163
U127 U128 U130 U131 U132 U243 U133 U086 U098 U099 U109 U134 U134 U135 U135 Chemical Abstracts No. 110-00-9

98-01-1 108-31-6 109-99-9

98-01-1 110-00-9 18883-66-4
18883-66-4
765-34-4

70-25-7
118-74-1

87-68-3 77-47-4 67-72-1 70-30-4 1888-71-7

302-01-2 1615-80-1 57-14-7 540-73-8 122-66-7 7664-39-3 7664-39-3 7783-06-4 7783-06-4 Substance Furan (I) 2-Furancarboxaldehyde (I) 2,5-Furandione Furan, tetrahydro- (I) Furfural (I) Furfuran (I) Glucopyranose, 2-deoxy-2-(3-methyl3-nitrosoureido-, DD-Glucose, 2-deoxy-2-[[(methylnitrosoamino)-carbonyl]amino]-**Glycidylaldehy~e** 

### Guanidine,**N-methyl-N'~nitro-N**

### nitrosoHexachlorobenzene Hexachlorobutadiene Hexachlorocyclopentadiene Hexachloroethane Hexachlorophene Hexachloropropene Hydrazine (R,T) Hydrazine, 1,2-diethylHydrazine, 1,1-dimethylHydrazine, 1,2-dimethylHydrazine, 1,2-diphenylHydrofluoric acid (C,T) Hydrogen fluoride (C,T) Hydrogen sulfide Hydrogen sulfide H 2S Appendix 1 

### *** 135-69 

### *** (Last Revision - 3/94)

### Lead, bis(acetato-O)tetrahydroxytriLead phosphate

Methanamine, N-methyl- (I) Hydroperoxide, 1-methyl-1- phenylethyl- (R) Hazardous Waste Chemical No. Abstracts No. U096 80-15-9
Ul16 96-45-7 U137 193-39-5 U190 85-44-9 U140 78-83-1 U141 120-58-1 U142 143-50-0 U143 303-34-4 U144 301-04-2 U146 1335-32-6 U145 7446-27-7 U146 1335-32-6 U129 58-89-9 U163 70-25-7 U147 108-31-6 U148 123-33-1 U149 109-77-3 U150 148-82-3 U151 7439-97-6 U152 126-98-7 U092 124-40-3 U029 74-83-9 U045 74-87-3 U046 107-30-2 U068 74-95-3 U080 7'5-09-2
Appendix 1 

### Substance

2-Imidazolidinethione Indeno[1,2,3-cd]pyrene 1,3-Isobenzofurandione Isobutyl alcohol (I,T) Isosafrole Kepone Lasiocarpine Lead acetate

Lead subacetate Lindane MNNG 

### Maleic anhydride Maleic hydrazide Malononitrile Melphalan Mercury Methacrylonitrile (I,T)

Methane, bromoMethane, chloro- (I,T) Methane, chloromethoxyMethane, dibromoMethane, dichloro-



### *** 135-70 

### *** 

# ()



# o

o

(Last Revision - 3/94)

# • Hazardous Waste Chemical No. Abstracts No. Substance



# •

• U075 U138 Ul19 U211 U153 U225 U044 U121 U036

U154 U155 U142

U247 U154 U029 U186 U045 U156 U226 U157 U158 U068 U080 U159 75-71-8 74-88-4 62-50-0 56-23-5 74-93-1 75-25-2 67-66-3 75-69-4 57-74-9

67-56-1 91-80-5 143-50-0

72-43-5 67-56-1 74-83-9 504-60-9

74-87-3 79-22-1 71-55-6 56-49-5 101-14-4

74-95-3 75-09-2 78-93-3 Methane, dichlorodifluoroMethane, iodoMethanesulfonic acid, ethyl ester Methane, tetrachloroMethanethiol (I,T) Methane, tribromoMethane; trichloroMethane, trichlorofluoro4,7-Methano-lH-indene,l,2,4,5,6,7,8,8-octachloro2,3,3a,4,7,7a-hexahydroMethanol (I) Methapyrilene 1, 3,4-Metheno-2H-cyclobuta [cd] pentalen-2-one, l,la,3,3a,4,5,5,5a,5b,6-decachlorooctahydroMethoxychlor Methyl alcohol (I) Methyl bromide 1-Methylbutadiene (I) Methyl chloride (I,T) Methyl chlorocarbonate (I,T) Methyl chloroform 3-Methylcholanthrene 4,4'-Methylenebis(2-chloroaniline) Methylene bromide Methylene Chloride Methyl ethyl ketone (MEK) (I,T) Appendix 1 

### *** 135-71 

### *** (LastRevision - 3/94)Hazardous Waste Chemical No. Abstracts No. U160 1338-23-4 U138 74-88-4 U161 108-10-1 U162 80-62-6 U161 108-10-1 U164 56-04-2 U010 50-07-7 U059 20830-81-3

U167 134-32-7 U168 91-59-8 U026 494-:03-1
U165 91-20-3 U047 91-58-7 U166 130-15-4 U236 75-57-1 Substance Methyl ethyl ketone peroxide (R,T) Methyl iodide Methyl isobutyl ketone (I) Methyl methacrylate (I,T) 4-Methyl-2-pentanone (I) Methylthiouracil Mitomycin C 5, 12-Naphthacenedione, 8-acetyl-10-[3-amino-2,3,6-trideoxy)-alpha-Llyxo-hexopyranosyl)oxy]-7,8,9,10- tetrahydro-6,8, 11-trihydroxy-1- methoxy-, (8S-cis)- 1-Naphthalenamine 2-Naphthalenamine Naphthalenamine, N,N'-bis(2- chloroethyl)- Naphthalene Naphthalene, 2-chloro1,4-Naphthalenedione 2,7-Naphthalenedisulfonic acid, 3,3'-[(3,3'-dimethyl[1,1'-biphenyl]- 4,4'-diyl)bis(azo)bis[5-amino-4- hydroxy]-tetrasodium salt 

# C)



# o

0166 U167 U168 U217 U169 U170 U171 130-15-4 134-32-7

91-59-8 10102-45-1 98-95-3 100-02-7

79-46-9 1,4-Naphthoquinone alpha-Naphthylamine beta-Naphthylamine Nitric acid, thallium (1+) salt Nitrobenzene (I,T) p-Ni·trophenol 2-Nitroproparie (I,T)
Appendix 1 

## *** 135-72

## *** (LastRevision

- 3/94)

# •

•

• Hazardous Waste No. U172 U173 U174 U176 U177 U178 U179 U180 U181 U193 U058

Ul15 U126 U041 U182 U183 U184 U185 See

F027 U161 U186 U187 U188 U048 U039 Chemical Abstracts No. 924-16-3 1116-54-7 55-18-5 759-73-9 684-93-5 615-53-2 100-75-4 930-55-2

99-55-8 1120-71-4 50-18-0

75-21-8 765-34-4 106-89-8 123-63-7 608-93-5

74-01-7 82-68-8 87-86-5
108-10-1 504-60-9

62-44-2 108-95-2

95-57-8 59-50-7 Substance N-Nitrosodi-n-butylamine N-Nitrosodiethanolamine N-Nitrosodiethylamine N-Nitroso-N-ethylurea N-Nitroso-N-methylurea N-Nitroso-N-methylurethane N-Nitrosopiperidine N-Nitrosopyrrolidine 5-Nitro-o-toluidine 1,2-0xathiolane, 2,2-dioxide 2H-1,3,2-0xazaphosphorin-2-amine, N,N-bis (2-chloroethyl) tetrahydro-,2-oxide Oxirane (I,T) Oxiranecarboxyaldehyde Oxirane, (chloromethyl)- Paraldehyde Pentachlorobenzene Pentachloroethane Pentachloronitrobenzene (PCNB) Pentachlorophenol Pentanol, 4-methyl1,3-Pentadiene (I) Phenacetin Phenol Phenol, 2-chloroPhenol, 4-chloro-3-methylAppendix 1 

### *** 135-73 

### *** (Last Revision - 3/94)

### Phosphoric acid, lead(2+) salt (2:3)

(Last Revision - 3/94) 

### Hazardous Waste Chemical No. Abstracts No. U081 120-83-2 U082 87-65-0 U089 56-53-1
U101 105-67-9 U052 1319-77-3 U132 70-30-4
U170 100-02-7 See 87-86-5

F027 See 58-90-2

F027 See 95-95-4

F027 See 88-06-2

F027 U150 148-82-3
U145 7446-27-7 U087 3288-58-2
U189 1314-80-3 U190 85-44-9 U191 109-06-8 U179 100-75-4 U192 23950-58-5 U194 107-10-8 U111 621-64-7 U110 142-84-7
Appendix 1 

### Substance Phenol, 2,4-dichloroPhenol, 2,6-dichloroPhenol, 4,4'-(1,2-dietpyl-1,2- ethenediyl)bis-, (E)- Phenol, 2,4-dimethylPhenol, methylPhenol, 2,2'-methylenebis[3,4,6-trichloroPhenol, 4-nitroPhenol, pentachloroPehnol, 2,3,4,6-tetrachloroPhenol, 2,4,5-trichloroPhenol, 2,4,6-trichloroL-Phenylalanine, 4-[bis(2-chloroethyl)aminolPhosphorodithioic acid, O,O-diethyl S-methyl ester Phosphorus sulfide (R) Phthalic anhydride 2-Picoline Piperidine, 1-nitrosoPronamide 1-Propanamine (I,T) 1-Propanamine, N-nitroso-N-propyl1-Propanamine, N-propyl- (I)



### *** 135-74 

### *** 

# c



# c

C)

# •

•

• Hazardous Waste No. U066 U083 U149 U171 U027 U193 See

F027 U235
U140 U002 U007 U084 U243 U009 U152 U008 Ul13 Ul18
U162
U194 U083 U148 U198 U191 Chemical Abstracts No. 96-12-8 78-87"-5 109-77-3

79-46-9 108-60-1 1120-71-4 93-72-1
126-72-7

78-83-1 67-64-1 79-06-1 542-75-6 1888-71-7

107-13-1 126-98-7

79-10-7 140-88-5

97-63-2
80-62-6
107-10-8

78-87-5 123-33-1 110-86-1 109-06-8 Substance Propane, l,2-dibromo-3-chloro Propane, l,2-dichloroPropanedinitrile Propane, 2-nitro- (I,T) Propane; 2,2'-oxybis[2-chloro1,3-Propane sultone Propanoic acid, 2-(2,4,5- trichlorophenoxy)- 1-Propanol, 2,3-dibromo-, phosphate (3: 1) 

### 1-Propanol, 2-methyl- (I,T) 2-Propanone (I) 2-Propenamide 1-Propene, 1,3-dichloro1-Propene,l,l,2,3,3,3-hexachloro2-Propenenitrile 2-Propenenitrile, 2-methyl- (I,T) 2-Propenoic acid (I) 2-Propenoic acid, ethyl ester (I) 2-Propenoic acid, 2-methyl-, ethyl ester 2-Propenoic acid, 2-methyl-, methyl ester (I,T) n-Propylamine (I,T) Propylene dichloride 3,6-Pyridazinedione, 1,2-dihydro Pyridine Pyridine, 2-methyl
Appendix 1 

### *** 135-75 

### *** (LastRevision - 3/94)Hazardous Waste Chemical No. Abstracts No. Substance 

# o
U237
U164
U180 U200 U201 U202 U203 U204 U204 U205 U205 U015 See

F027 U206 U103 U189 See

F027 U207 U208 U209 U210 See

F027 U213 U214 66-75-1
56-04-2
930-55-2

50-55-5 108-46-3

94-59-7 7783-00-8 7783-00-8 7488-56-4 7488-56-4

115-02-6

93-72-1
18883-66-4 77-78-1 1314-80-3 93-76-5
95-94-3 630-20-6

79-34-5 127-18-4

58-90-2
109-99-9 563-68-8 2,4-(lH,3H)-Pyrimidinedione,5- [bis(2-chloroethyl)amino]- 4(lH)-Pyrimidinone, 2,3-dihydro-6-methyl-2-thioxopyrrolidine, 1-nitrosoReserpine Resorcinol Saccharin, 

### & salts Safrole Selenious acid Selenium dioxide Selenium sulfide. Selenium sulfide SeS2 (R,T) L-Serine, diazoacetate (ester) Silvex (2,4,5-TP) Streptozotocin Sulfuric acid, dimethyl ester Sulfur phosphide (R) 2,4,5-T l,2,4,5-Tetrachlorobenzene 1, 1, l,2-Tetrachloroethane 1, 1, 2, 2-Tetrachloroethane Tetrachloroethylene 2, 3,4, 6-Tetrachlorophenol Tetrahydrofuran (I) Thallium(l) acetate 

# o

()

Appendix 1 

### *** 135-76 

### *** (Last Revision - 3/94)

# •

•

• Hazardous Waste No. U215 U216 U216 U217 U218 U153 U244
U219 U244 U220 U221 U223 U328 U353 U222 U011 U227 U228 U121 See

F027 See

F027 U234 U182 U235 U236 Chemical Abstracts No. 6533-73-9 7791-12-0 7791-12-0 10102-45-1 62-55-5 74-93-1 137-26-8

62-56-6 137-26-8 108-88-3 25376-45-8 26471-62-5 95-53-4 106-49-0 636-21-5

61-82-5 79-00-5 79-01-6 75-69-4 95-95-4
88-06-2
99-35-4 123-63-7 126-72-7

72-57-1 Substance Thallium(l) carbonate Thallium(l) chloride Thallium chloride TICI Thallium(l) nitrate Thioacetamide Thiomethanol (I,T) Thioperoxydicarbonic diamide

[(H2N) C(S)] 2S2' tetramethylThiourea Thiram Toluene Toluenediamine Toluene diisocyanate (R,T) o-Toluidine p-Toluidine o-Toluidine hydrochloride 1H-1,2,4-Triazol-3-amine 1,1,2-Trichloroethane Trichloroethylene Trichloromonofluoromethane 2,4,5-Trichlorophenol 2,4,6-Trichlorophenol 1,3,5-Trinitrobenzene (R,T) 1, 3, 5-Trioxane, 2,4,6-trimethylTris(2,3-dibromopropyl) phosphate Trypan blue Appendix 1 

### *** 135-77 

### *** (Last Revision - 3/94)Hazardous Waste Chemical No. Abstracts No. U237 66-75-1 U176 759-73-9 U177 684-93-5 U043 75-01-4 U248 181-81-2
U239 1330-20-7 U200 50-55-5 Substance Uracil mustard Urea, N-ethyl-N-nitrosoUrea, N-methyl-N-nitrosoVinyl chloride Warfarin, 

### & salts, when present at concentrations of 0.3% or less Xylene (I) Yohimban-16-carboxylic acid, 11,17-dimethoxy-18-[3,4,5-trimethoxybenzoyl)oxy]-,methyl ester, (3beta, 16beta, 17alpha, 18beta, 20alpha)- 

# c

U249 1314-84-7 Zinc phosphide Zn3P2 ' when present at concentrations of 10% or less 

# o

leAS Number given for parent compound only.

# C~'
Appendix 1 

### *** 135-78 *** (Last Revision - 3/94)

## ..

, 

## , 

# • (e) 

### Any residue, including but not limited to manufacturing process wastes and unused chemicals that has either: (A) A 3% or greater concentration of any substance or mixture of substances listed in 40 CFR 261.33(e); or (B) A 10% or greater concentration of any substance or mixture of substances listed in 40 CFR 261.33(t), except U075 (Dichlorodifluoromethane) and U121 (Trichloromonofluoromethane) when they are intended to be recycled. (t) The wastes identified in subsections (e)(A) of this rule are identified as acutely hazardous wastes (H) and are subject to the small quantity exclusion defined in 40 CFR 261.5(e)

.. [Comment: Section (2)(e) of this nile shall be applied to a manufacturing process waste only in the event it is not identified elsewhere in OAR Chapter 340, Division 101, but prior to application of section (2)(g) of this rule.] 

# • (g) 

### A pesticide residue or pesticide manufacturing residue is a toxic hazardous waste if a representative sample of the residue exhibits a 96-hour aquatic LC 50 

### equal to or less than 250 mg/l, except for residues listed in Table 1 of 40 CFR 261.24 which pass the evaluation requirement of 40 CFR 261.24. [Comment: A pesticide residue or pesticide manufacturing residue identified section (2)(g)(A) of this rule but not in 40 CFR 261.24 or listed elsewhere in Subpart D of 40 CFR Part 261, has the Hazardous Waste Number ofXOOI and is added to and made a part of the list of hazardous wastes in 40 CFR 261.31, until a representative sample of the residue no longer exhibits an LC50 

### equal to or less than 250 mg/I.]



# • (h) The commercial chemical products, manufacturing chemical intermediates, oroff-specification commercial chemical products or manufacturing chemical intermediates listed as follows: (A) P999

....Nerve agents (such as GB (Sarin) and VX). (Rev. 10/16/92, Effective 11/1/92; Rev. 3/11/94, Eff. 3/22/94)

Appendix 1 

## *** 135-79

## *** (Last Revision

- 3/94)Appendix 1 

## This page is intentionally left blank



## *** 135-80

## *** • 

# o

o

(Last Revision - 3/94)