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 Defense Technical Information Center
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			Policy Memoranda
The reasons for having a DoD Scientific and Technical Information Program (STIP), are the same today as those stated in the Secretary of Defense Memorandum and Directive [PDF], May 14, 1951, signed by George C. Marshall, Secretary of Defense, when he established the Armed Services Technical Information Agency (ASTIA), now the Defense Technical Information Center (DTIC®).
"... the end product of all Department of Defense sponsored research and development -- i.e., the recorded conclusions -- costing vast sums of money and irreplaceable scientific effort, must be assembled, organized, preserved, and made available for future reference by those concerned with exploring and guarding the scientific frontiers of the Nation." (Report on the Armed Services Technical Information Agency, 30 June 1957)


Scientific and Technical Information Policy (STIP)

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				**DoD Directive 5105.73 Defense Technical Information Center (DTIC) - DTIC Charter**
Established the Defense Technical Information Center (DTIC) as a DoD Field Activity. Established DTIC as the central scientific, research, and engineering information support activity executing the programs and functions of the DoD Scientific and Technical Information Program (STIP).
**DoD Instruction 3200.12 DoD Scientific and Technical Information Program (STIP)**
Establishes policy, assigns responsibilities, and prescribes procedures to carry out a coordinated program to manage scientific and technical information created or acquired in the execution of research and engineering activities.

**DoD Manual 3200.14, Volume 1, Principles and Operational Parameters of the DoD Scientific and Technical Information Program (STIP): General Processes**
Prescribes procedures to carry out the DoD STIP: procedures for the documentation of results of DoD intramural and extramural S&T programs; procedures for the exchange of technical information generated by or for DoD; URED; IR&D; operation of DTIC.
**DoD Manual 3200.14, Volume 2, Principles and Operational Parameters of the DoD Scientific and Technical Information Program (STIP): Information Analysis Centers**
Policy and procedures for the DoD IAC Program. https://dodiac.dtic.mil/

**DoD Instruction 5230.24 Distribution Statements on Technical Documents**
Defines procedures for marking and managing technical documents, to denote the extent to which they are available for secondary distribution, release, and dissemination without additional approvals or authorizations.
**32 CFR 2002 Controlled Unclassified Information (CUI)** Government-wide policy - standardizes the way the executive branch handles unclassified information that requires protection.
**DoD Directive 5230.25 Withholding of Unclassified Technical Data from Public Disclosure**
Prescribes procedures, and assigns responsibilities for the dissemination and withholding of export controlled technical data.
**32 CFR 250 Withholding of Unclassified Technical Data from Public Disclosure** Directive 5230.25 is published in the Code of Federal Regulations in accordance with the Administrative Procedure Act (APA).

**DoD Instruction 5230.27 Presentation of DoD-Related Scientific and Technical Papers at Meetings**
Assigns responsibilities, prescribes procedures, and provides guidance for consideration of national security concerns in the dissemination of scientific and technical information at conferences and meetings.
**DOD INSTRUCTION 5200.48, "Controlled Unclassified Information (CUI)," March 6, 2020**
Establishes policy and prescribes procedures for CUI throughout the DoD including CUI
identification, sharing, marking, safeguarding, storage, dissemination, destruction, and records
management.

**Clarifying Guidance for Marking and Handling Controlled Technical Information**
A joint memo was signed out by both OUSD(I&S) and OUSD(R&E) on 31 Mar 2021 to clarify some aspects of CUI and DoDI 5200.48, including reiterating that the Controlled Technical Information (CTI) will continue being marked with distribution statements.
						Submission of STI to DTIC

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				**10 USC Section 2364 b.5 Coordination and communication of defense research activities and technology domain awareness**
In order to promote increased consideration of technological issues early in the development process, any technological assessment made by a Defense research facility shall be provided to the Defense Technical Information.
**48 CFR 252.35.7011 Final scientific or technical report**
The Contractor shall Submit an electronic copy of the approved final scientific or technical report, not a summary, delivered under this contract to the Defense Technical Information Center.

**Performance Reporting Procedures**
The DoD Grant and Agreement Regulations (DoDGARs) directs DoD award recipients or their government sponsors to submit a final performance report and a final peer-reviewed manuscript to the Defense Technical Information Center (DTIC).
						Unified Research and Engineering Database (URED)

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				**E-Government Act PUB L 107–347 § 207 (g) ACCESS TO FEDERALLY FUNDED RESEARCH AND DEVELOPMENT**
Directs the development and maintenance of a repository about research and development funded by the Federal Government; information about each separate task or award; start and end dates; brief summary; performing entity or institution; total amount of Federal funds; and any restrictions attached to the task
						Independent Research and Development (IR&D)

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				**10 U.S. C. § 2372. Independent research and development costs: allowable costs (a) Regulations**
The Secretary of Defense shall prescribe regulations governing the payment by the Department of Defense of expenses incurred by contractors for independent research and development costs. Such regulations shall provide that expenses incurred for independent research and development shall be reported independently from other allowable indirect costs.
**DFARS 231.205-18 Independent research and development and bid and proposal costs (c)(iii) (C) for annual IR&D costs to be allowable**
(1) The IR&D projects generating the costs must be reported to the Defense Technical Information Center (DTIC) using the DTIC's on-line input form and instructions at Defense Innovation Marketplace.
**DoDI 3204.01 DoD Policy for Oversight of Independent Research and Development (IR&D)**
IR&D projects generating the costs must be reported to the DTIC using Defense Innovation Marketplace and made available for review by DCAA.
						Technology Transfer

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				**10 U.S.C. § 2514. Encouragement of technology transfer**
The Secretary of Defense shall prescribe regulations governing the payment by the Department of Defense of expenses incurred by contractors for independent research and development costs. Such regulations shall provide that expenses incurred for independent research and development shall be reported independently from other allowable indirect costs.
**15 U.S.C. §3710. Utilization of Federal technology (Technology transfer)**
It is the continuing responsibility of the Federal Government to ensure the full use of the results of the Nation’s Federal investment in research and development. To this end the Federal Government shall strive where appropriate to transfer federally owned or originated technology to State and local governments and to the private sector.

**DoDD 5535.3 DoD Domestic Technology Transfer (T2) Program**
Administrator of DTIC maintains and provides development support for T2 databases useful to the Office of the DDR&E (ODDR&E) and the DoD Components.
**DoDI 5535.8 DoD Domestic Technology Transfer (T2) Program**
The Defense Technical Information Center (DTIC) shall, under the direction of the DDR&E, develop, maintain, and operate databases to collect, store, and disseminate information about DoD T2 program activities.
						Security Classification Guides

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				**DoDM 5200.01 Vol. 1 DoD Information Security Program: Overview, Classification, and Declassification**
DTIC shall maintain an index of security classification guides in an online database accessible through www.dtic.mil.
**DoDM 5200.45 Instructions For Developing Security Classification Guides**
Defense Technical Information Center (DTIC) provides an on-line index of most of the guides issued within DoD.
						Congressional Directives

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				**DoD Grant Awards**
**PUBLIC LAW 113-235 ยง 8123 FY2015 DoD Appropriations Act (Division C of the Consolidated and Further Continuing Appropriations Act)** The Secretary of Defense shall post grant awards on a public website in a searchable format.
**Innovators Information Repository (IIR)Global Research Watch Program and Datasets and other Data Repositories**
**Public Law No: 115-232 John S. McCain National Defense Authorization Act for Fiscal Year 2019** Establish Innovators Information Repository; execute the Global Research Watch Program; develop and maintain datasets and other data repositories.

**Section 809 Panel Report**
**National Defense Authorization Act for Fiscal Year 2020 Public Law No: 116-92** The records of the Section 809 Panel shall be transferred to, and shall be maintained by, the Defense Technical Information Center.
						STI Policy for All Executives Agencies

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				**42 U.S.C. § 6602 National Science, Engineering, and Technology Policy and Priorities**
It is a responsibility of the Federal Government not only to coordinate and unify its own science and technology information systems, but to facilitate the close coupling of institutional scientific research with commercial application of the useful findings of science.
**15 U.S.C. § 3704b-2 Transfer of Federal scientific and technical information**
The head of each Federal executive department or agency shall transfer in a timely manner to the National Technical Information Service unclassified scientific, technical, and engineering information which results from federally funded research and development

**OMB CIRCULAR NO. A-130, Managing Information as a Strategic Resource, July 28, 2016**
The open and efficient exchange of scientific and technical Federal information, subject to applicable security and privacy controls and the proprietary rights of others, fosters excellence in scientific research and effective use of Federal research and development resources.
						Public Access to the Results of Federally Funded Research

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				**National Security Decision Directive (NSDD) 189, National Policy on the Transfer of Scientific, Technical, and Engineering Information**
**Fundamental Research** It is the policy of this Administration that, to the maximum extent possible, the products of fundamental research remain unrestricted. USDAT&L Memorandum, "Fundamental Research," 24 May 2010.
**DoDI 3200.20 Scientific and Engineering Integrity**
Maximize the free flow to the public of scientific and engineering information developed or used by DoD, consistent with applicable law and regulation.

**OSTP Memorandum "Increasing Public Access to the Results of Federally Funded Research"**
Free access to journal articles, and research data sets requirement for data management plans.
**OSTP Memorandum “Ensuring Free, Immediate, and Equitable Access to Federally Funded Research,” August 2022"**
Making publications and research funded by taxpayers publicly accessible, without an embargo or cost..


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