# L_2014204EN.01000101.xml

| 11.7.2014 | EN | Official Journal of the European Union | L 204/1 |
| --- | --- | --- | --- |

11.7.2014

EN

Official Journal of the European Union

L 204/1

---

DEFINITIVE ADOPTION

of Amending budget No 1 of the European Union for the financial year 2014

(2014/432/EU, Euratom)

THE PRESIDENT OF THE EUROPEAN PARLIAMENT,

Having regard to the Treaty on the Functioning of the European Union, and in particular Article 314(4)(a) and (9) thereof,

Having regard to the Treaty establishing the European Atomic Energy Community, and in particular Article 106a thereof,

Having regard to Regulation (EU, Euratom) No 966/2012 of the European Parliament and of the Council of 25 October 2012 on the financial rules applicable to the general budget of the Union and repealing Council Regulation (EC, Euratom) No 1605/2002 (1),

Having regard to the Interinstitutional Agreement of 2 December 2013 between the European Parliament, the Council and the Commission on budgetary discipline, on cooperation in budgetary matters and on sound financial management (2),

Having regard to Council Regulation (EU, Euratom) No 1311/2013 of 2 December 2013 laying down the multiannual financial framework for the years 2014-2020 (3),

Having regard to the general budget of the European Union for the financial year 2014, as definitively adopted on 20 November 2013 (4),

Having regard to Draft amending budget No 1 of the European Union for the financial year 2014, which the Commission drew up on 11 February 2014,

Having regard to the position on Draft amending budget No 1/2014, which the Council adopted on 9 April 2014,

Having regard to Parliament's approval of 16 April 2014 of the Council position,

Having regard to Rule 75b and 75e of Parliament’s Rules of Procedure,

DECLARES:

Sole Article

The procedure under Article 314 of the Treaty on the Functioning of the European Union is complete and Amending budget No 1 of the European Union for the financial year 2014 has been definitively adopted.

Done at Strasbourg, 16 April 2014.

The President

M. SCHULZ

---

(1)  
  OJ L 298, 26.10.2012, p. 1.

1

(2)  
  OJ C 373, 20.12.2013, p. 1.

2

(3)  
  OJ L 347, 20.12.2013, p. 884.

3

(4)  
  OJ L 51, 20.2.2014.

4

---

AMENDING BUDGET No 1 FOR THE FINANCIAL YEAR 2014

CONTENTS

GENERAL STATEMENT OF REVENUE

GENERAL STATEMENT OF REVENUE

| B. GENERAL STATEMENT OF REVENUE BY BUDGET HEADING | 4 |
| --- | --- |

| — Title 8: | Borrowing and lending operations | 5 |
| --- | --- | --- |

— Title 8:

STATEMENT OF REVENUE AND EXPENDITURE BY SECTION

STATEMENT OF REVENUE AND EXPENDITURE BY SECTION

Section III — Commission

Section III — Commission

| — Revenue | 8 |
| --- | --- |

| — Title 8: | Borrowing and lending operations | 9 |
| --- | --- | --- |

— Title 8:

| — Expenditure | 12 |
| --- | --- |

| — Title 01: | Economic and financial affairs | 14 |
| --- | --- | --- |

— Title 01:

| — Title 02: | Enterprise and industry | 17 |
| --- | --- | --- |

— Title 02:

| — Title 05: | Agriculture and rural development | 25 |
| --- | --- | --- |

— Title 05:

| — Title 06: | Mobility and transport | 29 |
| --- | --- | --- |

— Title 06:

| — Title 08: | Research and innovation | 32 |
| --- | --- | --- |

— Title 08:

| — Title 09: | Communications networks, content and technology | 47 |
| --- | --- | --- |

— Title 09:

| — Title 10: | Direct research | 55 |
| --- | --- | --- |

— Title 10:

| — Title 21: | Development and cooperation | 61 |
| --- | --- | --- |

— Title 21:

| — Staff | 65 |
| --- | --- |

B.   GENERAL STATEMENT OF REVENUE BY BUDGET HEADING

GENERAL STATEMENT OF REVENUE BY BUDGET HEADING

| Title | Heading | Budget 2014 | Amending budget No 1/2014 | New amount |
| --- | --- | --- | --- | --- |
| 1 | OWN RESOURCES | 133 960 184 723 | | 133 960 184 723 |
| 3 | SURPLUSES, BALANCES AND ADJUSTMENTS | p.m. | | p.m. |
| 4 | REVENUE ACCRUING FROM PERSONS WORKING WITH THE INSTITUTIONS AND OTHER UNION BODIES | 1 274 999 230 | | 1 274 999 230 |
| 5 | REVENUE ACCRUING FROM THE ADMINISTRATIVE OPERATION OF THE INSTITUTIONS | 53 752 047 | | 53 752 047 |
| 6 | CONTRIBUTIONS AND REFUNDS IN CONNECTION WITH UNION AGREEMENTS AND PROGRAMMES | 60 000 000 | | 60 000 000 |
| 7 | INTEREST ON LATE PAYMENTS AND FINES | 123 000 000 | | 123 000 000 |
| 8 | BORROWING AND LENDING OPERATIONS | 2 477 000 | | 2 477 000 |
| 9 | MISCELLANEOUS REVENUE | 30 200 000 | | 30 200 000 |
| | GRAND TOTAL | 135 504 613 000 | | 135 504 613 000 |

Title

Heading

Budget 2014

Amending budget No 1/2014

New amount

1

OWN RESOURCES

133 960 184 723

133 960 184 723

3

SURPLUSES, BALANCES AND ADJUSTMENTS

p.m.

p.m.

4

REVENUE ACCRUING FROM PERSONS WORKING WITH THE INSTITUTIONS AND OTHER UNION BODIES

1 274 999 230

1 274 999 230

5

REVENUE ACCRUING FROM THE ADMINISTRATIVE OPERATION OF THE INSTITUTIONS

53 752 047

53 752 047

6

CONTRIBUTIONS AND REFUNDS IN CONNECTION WITH UNION AGREEMENTS AND PROGRAMMES

60 000 000

60 000 000

7

INTEREST ON LATE PAYMENTS AND FINES

123 000 000

123 000 000

8

BORROWING AND LENDING OPERATIONS

2 477 000

2 477 000

9

MISCELLANEOUS REVENUE

30 200 000

30 200 000

GRAND TOTAL

GRAND TOTAL

135 504 613 000

135 504 613 000

135 504 613 000

135 504 613 000

TITLE 8

TITLE 8

BORROWING AND LENDING OPERATIONS

BORROWING AND LENDING OPERATIONS

| Article
  Item | Heading | Budget 2014 | Amending budget No 1/2014 | New amount |
| --- | --- | --- | --- | --- |
| | CHAPTER 8 0 |
| 8 0 0 | European Union guarantee for Union borrowings for balance of payments support | p.m. | | p.m. |
| 8 0 1 | European Union guarantee for Euratom borrowings | p.m. | | p.m. |
| 8 0 2 | European Union guarantee for Union borrowings for financial assistance under the European Financial Stabilisation Mechanism | p.m. | | p.m. |
| | CHAPTER 8 0 — TOTAL | p.m. | | p.m. |
| | CHAPTER 8 1 |
| 8 1 0 | Capital repayments and interest in respect of special loans and risk capital granted in the framework of financial cooperation with Mediterranean third countries | p.m. | | p.m. |
| 8 1 3 | Capital repayments and interest in respect of loans and risk capital granted by the Commission to developing countries in the Mediterranean region and South Africa under the European Union Investment Partners operation | p.m. | | p.m. |
| | CHAPTER 8 1 — TOTAL | p.m. | | p.m. |
| | CHAPTER 8 2 |
| 8 2 7 | European Union guarantee for the borrowing programmes contracted by the Union to provide macro-financial assistance to third countries | p.m. | | p.m. |
| 8 2 8 | Guarantee for Euratom borrowings to improve the degree of efficiency and safety of nuclear power stations in the countries of central and eastern Europe and the Commonwealth of Independent States | p.m. | | p.m. |
| | CHAPTER 8 2 — TOTAL | p.m. | | p.m. |
| | CHAPTER 8 3 |
| 8 3 5 | European Union guarantee for European Investment Bank loans to third countries | p.m. | | p.m. |
| | CHAPTER 8 3 — TOTAL | p.m. | | p.m. |
| | CHAPTER 8 5 |
| 8 5 0 | Dividends paid by the European Investment Fund | 2 477 000 | | 2 477 000 |
| | CHAPTER 8 5 — TOTAL | 2 477 000 | | 2 477 000 |
| | Title 8 — Total | 2 477 000 | | 2 477 000 |
| CHAPTER 8 0 — | REVENUE RESULTING FROM THE EUROPEAN UNION GUARANTEE FOR BORROWING AND LENDING OPERATIONS IN THE MEMBER STATES |

Article

Item

Heading

Budget 2014

Amending budget No 1/2014

New amount

CHAPTER 8 0

8 0 0

8 0 0

European Union guarantee for Union borrowings for balance of payments support

European Union guarantee for Union borrowings for balance of payments support

p.m.

p.m.

8 0 1

8 0 1

European Union guarantee for Euratom borrowings

European Union guarantee for Euratom borrowings

p.m.

p.m.

8 0 2

8 0 2

European Union guarantee for Union borrowings for financial assistance under the European Financial Stabilisation Mechanism

European Union guarantee for Union borrowings for financial assistance under the European Financial Stabilisation Mechanism

p.m.

p.m.

CHAPTER 8 0 — TOTAL

p.m.

p.m.

CHAPTER 8 1

8 1 0

8 1 0

Capital repayments and interest in respect of special loans and risk capital granted in the framework of financial cooperation with Mediterranean third countries

Capital repayments and interest in respect of special loans and risk capital granted in the framework of financial cooperation with Mediterranean third countries

p.m.

p.m.

8 1 3

8 1 3

Capital repayments and interest in respect of loans and risk capital granted by the Commission to developing countries in the Mediterranean region and South Africa under the European Union Investment Partners operation

Capital repayments and interest in respect of loans and risk capital granted by the Commission to developing countries in the Mediterranean region and South Africa under the European Union Investment Partners operation

p.m.

p.m.

CHAPTER 8 1 — TOTAL

p.m.

p.m.

CHAPTER 8 2

8 2 7

8 2 7

European Union guarantee for the borrowing programmes contracted by the Union to provide macro-financial assistance to third countries

European Union guarantee for the borrowing programmes contracted by the Union to provide macro-financial assistance to third countries

p.m.

p.m.

8 2 8

8 2 8

Guarantee for Euratom borrowings to improve the degree of efficiency and safety of nuclear power stations in the countries of central and eastern Europe and the Commonwealth of Independent States

Guarantee for Euratom borrowings to improve the degree of efficiency and safety of nuclear power stations in the countries of central and eastern Europe and the Commonwealth of Independent States

p.m.

p.m.

CHAPTER 8 2 — TOTAL

p.m.

p.m.

CHAPTER 8 3

8 3 5

8 3 5

European Union guarantee for European Investment Bank loans to third countries

European Union guarantee for European Investment Bank loans to third countries

p.m.

p.m.

CHAPTER 8 3 — TOTAL

p.m.

p.m.

CHAPTER 8 5

8 5 0

8 5 0

Dividends paid by the European Investment Fund

Dividends paid by the European Investment Fund

2 477 000

2 477 000

CHAPTER 8 5 — TOTAL

2 477 000

2 477 000

Title 8 — Total

Title 8 — Total

2 477 000

2 477 000

2 477 000

2 477 000

CHAPTER 8 0 —

CHAPTER 8 0 —

REVENUE RESULTING FROM THE EUROPEAN UNION GUARANTEE FOR BORROWING AND LENDING OPERATIONS IN THE MEMBER STATES

| CHAPTER 8 1 — | LOANS GRANTED BY THE COMMISSION |
| --- | --- |

CHAPTER 8 1 —

CHAPTER 8 1 —

LOANS GRANTED BY THE COMMISSION

| CHAPTER 8 2 — | REVENUE RESULTING FROM THE EUROPEAN UNION GUARANTEE FOR BORROWING AND LENDING OPERATIONS FOR THIRD COUNTRIES |
| --- | --- |

CHAPTER 8 2 —

CHAPTER 8 2 —

REVENUE RESULTING FROM THE EUROPEAN UNION GUARANTEE FOR BORROWING AND LENDING OPERATIONS FOR THIRD COUNTRIES

| CHAPTER 8 3 — | REVENUE RESULTING FROM THE EUROPEAN UNION GUARANTEE FOR LOANS GRANTED BY FINANCIAL ESTABLISHMENTS IN THIRD COUNTRIES |
| --- | --- |

CHAPTER 8 3 —

CHAPTER 8 3 —

REVENUE RESULTING FROM THE EUROPEAN UNION GUARANTEE FOR LOANS GRANTED BY FINANCIAL ESTABLISHMENTS IN THIRD COUNTRIES

| CHAPTER 8 5 — | REVENUE FROM CONTRIBUTIONS BY GUARANTEE BODIES |
| --- | --- |

CHAPTER 8 5 —

CHAPTER 8 5 —

REVENUE FROM CONTRIBUTIONS BY GUARANTEE BODIES

CHAPTER 8 5 —   REVENUE FROM CONTRIBUTIONS BY GUARANTEE BODIES

CHAPTER 8 5 —

REVENUE FROM CONTRIBUTIONS BY GUARANTEE BODIES

8 5 0Dividends paid by the European Investment Fund

8 5 0Dividends paid by the European Investment Fund

| Budget 2014 | Amending budget No 1/2014 | New amount |
| --- | --- | --- |
| 2 477 000 | | 2 477 000 |

Budget 2014

Amending budget No 1/2014

New amount

2 477 000

2 477 000

Remarks

Remarks

This article is intended to receive any dividends paid by the European Investment Fund in respect of this contribution.

As laid down in Article 2 of the Decision ... of the European Parliament and of the Council of ... on the participation of the European Union in the capital increase of the European Investment Fund, during 2014 to 2017 the dividends received for the participation of the Union in the Fund shall be considered as external assigned revenue, in accordance with Article 21(4) of Regulation (EU, Euratom) No 966/2012 of the European Parliament and of the Council of 25 October 2012 on the financial rules applicable to the general budget of the Union. The assigned revenues cover part of the cost of subscription and are added to the resources of budget Item 01 04 01 01 ‘European Investment Fund – Provision of paid-up shares of subscribed capital.

Legal basis

Legal basis

Council Decision 94/375/EC of 6 June 1994 on Community membership of the European Investment Fund (OJ L 173, 7.7.1994, p. 12).

Council Decision 2007/247/EC of 19 April 2007 on the Community participation in the capital increase of the European Investment Fund (OJ L 107, 25.4.2007, p. 5).

Decision ... of the European Parliament and of the Council of ... on the participation of the European Union in the capital increase of the European Investment Fund (OJ L ..., ..., p. ...).

SECTION III

SECTION III

COMMISSION

COMMISSION

REVENUE

REVENUE

TITLE 8

TITLE 8

BORROWING AND LENDING OPERATIONS

BORROWING AND LENDING OPERATIONS

| Article
  Item | Heading | Budget 2014 | Amending budget No 1/2014 | New amount |
| --- | --- | --- | --- | --- |
| | CHAPTER 8 0 |
| 8 0 0 | European Union guarantee for Union borrowings for balance of payments support | p.m. | | p.m. |
| 8 0 1 | European Union guarantee for Euratom borrowings | p.m. | | p.m. |
| 8 0 2 | European Union guarantee for Union borrowings for financial assistance under the European financial stabilisation mechanism | p.m. | | p.m. |
| | CHAPTER 8 0 — TOTAL | p.m. | | p.m. |
| | CHAPTER 8 1 |
| 8 1 0 | Capital repayments and interest in respect of special loans and risk capital granted in the framework of financial cooperation with Mediterranean third countries | p.m. | | p.m. |
| 8 1 3 | Capital repayments and interest in respect of loans and risk capital granted by the Commission to developing countries in the Mediterranean region and South Africa under the European Community Investment Partners operation | p.m. | | p.m. |
| | CHAPTER 8 1 — TOTAL | p.m. | | p.m. |
| | CHAPTER 8 2 |
| 8 2 7 | European Union guarantee for the borrowing programmes contracted by the Union to provide macro-financial assistance to third countries | p.m. | | p.m. |
| 8 2 8 | Guarantee for Euratom borrowings to improve the degree of efficiency and safety of nuclear power stations in the countries of central and eastern Europe and the Commonwealth of Independent States | p.m. | | p.m. |
| | CHAPTER 8 2 — TOTAL | p.m. | | p.m. |
| | CHAPTER 8 3 |
| 8 3 5 | European Union guarantee for European Investment Bank loans to third countries | p.m. | | p.m. |
| | CHAPTER 8 3 — TOTAL | p.m. | | p.m. |
| | CHAPTER 8 5 |
| 8 5 0 | Dividends paid by the European Investment Fund | 2 477 000 | | 2 477 000 |
| | CHAPTER 8 5 — TOTAL | 2 477 000 | | 2 477 000 |
| | Title 8 — Total | 2 477 000 | | 2 477 000 |
| CHAPTER 8 0 — | REVENUE RESULTING FROM THE EUROPEAN UNION GUARANTEE FOR BORROWING AND LENDING OPERATIONS IN THE MEMBER STATES |

Article

Item

Heading

Budget 2014

Amending budget No 1/2014

New amount

CHAPTER 8 0

8 0 0

8 0 0

European Union guarantee for Union borrowings for balance of payments support

European Union guarantee for Union borrowings for balance of payments support

p.m.

p.m.

8 0 1

8 0 1

European Union guarantee for Euratom borrowings

European Union guarantee for Euratom borrowings

p.m.

p.m.

8 0 2

8 0 2

European Union guarantee for Union borrowings for financial assistance under the European financial stabilisation mechanism

European Union guarantee for Union borrowings for financial assistance under the European financial stabilisation mechanism

p.m.

p.m.

CHAPTER 8 0 — TOTAL

p.m.

p.m.

CHAPTER 8 1

8 1 0

8 1 0

Capital repayments and interest in respect of special loans and risk capital granted in the framework of financial cooperation with Mediterranean third countries

Capital repayments and interest in respect of special loans and risk capital granted in the framework of financial cooperation with Mediterranean third countries

p.m.

p.m.

8 1 3

8 1 3

Capital repayments and interest in respect of loans and risk capital granted by the Commission to developing countries in the Mediterranean region and South Africa under the European Community Investment Partners operation

Capital repayments and interest in respect of loans and risk capital granted by the Commission to developing countries in the Mediterranean region and South Africa under the European Community Investment Partners operation

p.m.

p.m.

CHAPTER 8 1 — TOTAL

p.m.

p.m.

CHAPTER 8 2

8 2 7

8 2 7

European Union guarantee for the borrowing programmes contracted by the Union to provide macro-financial assistance to third countries

European Union guarantee for the borrowing programmes contracted by the Union to provide macro-financial assistance to third countries

p.m.

p.m.

8 2 8

8 2 8

Guarantee for Euratom borrowings to improve the degree of efficiency and safety of nuclear power stations in the countries of central and eastern Europe and the Commonwealth of Independent States

Guarantee for Euratom borrowings to improve the degree of efficiency and safety of nuclear power stations in the countries of central and eastern Europe and the Commonwealth of Independent States

p.m.

p.m.

CHAPTER 8 2 — TOTAL

p.m.

p.m.

CHAPTER 8 3

8 3 5

8 3 5

European Union guarantee for European Investment Bank loans to third countries

European Union guarantee for European Investment Bank loans to third countries

p.m.

p.m.

CHAPTER 8 3 — TOTAL

p.m.

p.m.

CHAPTER 8 5

8 5 0

8 5 0

Dividends paid by the European Investment Fund

Dividends paid by the European Investment Fund

2 477 000

2 477 000

CHAPTER 8 5 — TOTAL

2 477 000

2 477 000

Title 8 — Total

Title 8 — Total

2 477 000

2 477 000

2 477 000

2 477 000

CHAPTER 8 0 —

CHAPTER 8 0 —

REVENUE RESULTING FROM THE EUROPEAN UNION GUARANTEE FOR BORROWING AND LENDING OPERATIONS IN THE MEMBER STATES

| CHAPTER 8 1 — | LOANS GRANTED BY THE COMMISSION |
| --- | --- |

CHAPTER 8 1 —

CHAPTER 8 1 —

LOANS GRANTED BY THE COMMISSION

| CHAPTER 8 2 — | REVENUE RESULTING FROM THE EUROPEAN UNION GUARANTEE FOR BORROWING AND LENDING OPERATIONS FOR THIRD COUNTRIES |
| --- | --- |

CHAPTER 8 2 —

CHAPTER 8 2 —

REVENUE RESULTING FROM THE EUROPEAN UNION GUARANTEE FOR BORROWING AND LENDING OPERATIONS FOR THIRD COUNTRIES

| CHAPTER 8 3 — | REVENUE RESULTING FROM THE EUROPEAN UNION GUARANTEE FOR LOANS GRANTED BY FINANCIAL ESTABLISHMENTS IN THIRD COUNTRIES |
| --- | --- |

CHAPTER 8 3 —

CHAPTER 8 3 —

REVENUE RESULTING FROM THE EUROPEAN UNION GUARANTEE FOR LOANS GRANTED BY FINANCIAL ESTABLISHMENTS IN THIRD COUNTRIES

| CHAPTER 8 5 — | REVENUE FROM CONTRIBUTIONS BY GUARANTEE BODIES |
| --- | --- |

CHAPTER 8 5 —

CHAPTER 8 5 —

REVENUE FROM CONTRIBUTIONS BY GUARANTEE BODIES

CHAPTER 8 5 —   REVENUE FROM CONTRIBUTIONS BY GUARANTEE BODIES

CHAPTER 8 5 —

REVENUE FROM CONTRIBUTIONS BY GUARANTEE BODIES

8 5 0Dividends paid by the European Investment Fund

8 5 0Dividends paid by the European Investment Fund

| Budget 2014 | Amending budget No 1/2014 | New amount |
| --- | --- | --- |
| 2 477 000 | | 2 477 000 |

Budget 2014

Amending budget No 1/2014

New amount

2 477 000

2 477 000

Remarks

Remarks

This article is intended to record any dividends paid by the European Investment Fund in respect of this contribution.

As laid down in Article 2 of the Decision ... of the European Parliament and of the Council of ... on the participation of the European Union in the capital increase of the European Investment Fund, during 2014 to 2017 the dividends received for the participation of the Union in the Fund shall be considered as external assigned revenue, in accordance with Article 21(4) of Regulation (EU, Euratom) No 966/2012 of the European Parliament and of the Council of 25 October 2012 on the financial rules applicable to the general budget of the Union. The assigned revenues cover part of the cost of subscription and are added to the resources of budget Item 01 04 01 01 ‘European Investment Fund – Provision of paid-up shares of subscribed capital.

Legal basis

Legal basis

Council Decision 94/375/EC of 6 June 1994 on Community membership of the European Investment Fund (OJ L 173, 7.7.1994, p. 12).

Council Decision 2007/247/EC of 19 April 2007 on the Community participation in the capital increase of the European Investment Fund (OJ L 107, 25.4.2007, p. 5).

Decision ... of the European Parliament and of the Council of ... on the participation of the European Union in the capital increase of the European Investment Fund (OJ L ..., ..., p. ...).

EXPENDITURE

EXPENDITURE

| Title | Heading | Budget 2014 | Amending budget No 1/2014 | New amount |
| --- | --- | --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 01 | ECONOMIC AND FINANCIAL AFFAIRS | 210 524 228 | 295 466 113 | 42 500 000 | 42 500 000 | 253 024 228 | 337 966 113 |
| Reserves (40 02 41) | 2 000 000 | 2 000 000 | | | 2 000 000 | 2 000 000 |
| | 212 524 228 | 297 466 113 | 42 500 000 | 42 500 000 | 255 024 228 | 339 966 113 |
| 02 | ENTERPRISE AND INDUSTRY | 2 536 375 797 | 2 105 143 666 | –21 250 000 | –21 250 000 | 2 515 125 797 | 2 083 893 666 |
| 03 | COMPETITION | 94 462 975 | 94 462 975 | | | 94 462 975 | 94 462 975 |
| 04 | EMPLOYMENT, SOCIAL AFFAIRS AND INCLUSION | 13 839 025 490 | 11 621 742 555 | | | 13 839 025 490 | 11 621 742 555 |
| 05 | AGRICULTURE AND RURAL DEVELOPMENT | 58 046 850 675 | 55 635 020 579 | | | 58 046 850 675 | 55 635 020 579 |
| 06 | MOBILITY AND TRANSPORT | 2 867 047 650 | 1 003 284 934 | 144 000 | 144 000 | 2 867 191 650 | 1 003 428 934 |
| 07 | ENVIRONMENT | 407 281 956 | 345 558 517 | | | 407 281 956 | 345 558 517 |
| 08 | RESEARCH AND INNOVATION | 6 214 844 914 | 4 107 277 022 | –16 140 970 | –16 140 970 | 6 198 703 944 | 4 091 136 052 |
| 09 | COMMUNICATIONS NETWORKS, CONTENT AND TECHNOLOGY | 1 637 399 923 | 961 129 100 | | p.m. | 1 637 399 923 | 961 129 100 |
| 10 | DIRECT RESEARCH | 424 855 000 | 420 235 985 | –5 253 030 | –5 253 030 | 419 601 970 | 414 982 955 |
| 11 | MARITIME AFFAIRS AND FISHERIES | 950 774 942 | 667 482 286 | | | 950 774 942 | 667 482 286 |
| Reserves (40 02 41) | 115 342 000 | 112 342 000 | | | 115 342 000 | 112 342 000 |
| | 1 066 116 942 | 779 824 286 | | | 1 066 116 942 | 779 824 286 |
| 12 | INTERNAL MARKET AND SERVICES | 116 900 978 | 117 126 978 | | | 116 900 978 | 117 126 978 |
| 13 | REGIONAL AND URBAN POLICY | 33 073 259 166 | 40 223 363 359 | | | 33 073 259 166 | 40 223 363 359 |
| 14 | TAXATION AND CUSTOMS UNION | 157 048 298 | 122 369 692 | | | 157 048 298 | 122 369 692 |
| 15 | EDUCATION AND CULTURE | 2 820 024 822 | 2 241 707 412 | | | 2 820 024 822 | 2 241 707 412 |
| 16 | COMMUNICATION | 246 356 400 | 244 896 374 | | | 246 356 400 | 244 896 374 |
| 17 | HEALTH AND CONSUMER PROTECTION | 618 166 222 | 566 799 722 | | | 618 166 222 | 566 799 722 |
| 18 | HOME AFFAIRS | 1 201 391 889 | 762 599 931 | | | 1 201 391 889 | 762 599 931 |
| 19 | FOREIGN POLICY INSTRUMENTS | 732 732 818 | 463 169 988 | | | 732 732 818 | 463 169 988 |
| 20 | TRADE | 121 107 855 | 115 403 729 | | | 121 107 855 | 115 403 729 |
| 21 | DEVELOPMENT AND COOPERATION | 5 083 850 744 | 3 658 319 989 | p.m. | p.m. | 5 083 850 744 | 3 658 319 989 |
| 22 | ENLARGEMENT | 1 519 908 038 | 903 886 742 | | | 1 519 908 038 | 903 886 742 |
| 23 | HUMANITARIAN AID AND CIVIL PROTECTION | 1 006 464 161 | 850 884 342 | | | 1 006 464 161 | 850 884 342 |
| 24 | FIGHT AGAINST FRAUD | 78 230 900 | 74 910 993 | | | 78 230 900 | 74 910 993 |
| 25 | COMMISSION’S POLICY COORDINATION AND LEGAL ADVICE | 194 113 789 | 194 836 589 | | | 194 113 789 | 194 836 589 |
| 26 | COMMISSION’S ADMINISTRATION | 1 001 465 044 | 991 092 001 | | | 1 001 465 044 | 991 092 001 |
| 27 | BUDGET | 95 786 613 | 95 786 613 | | | 95 786 613 | 95 786 613 |
| 28 | AUDIT | 11 633 979 | 11 633 979 | | | 11 633 979 | 11 633 979 |
| 29 | STATISTICS | 131 894 632 | 152 072 858 | | | 131 894 632 | 152 072 858 |
| 30 | PENSIONS AND RELATED EXPENDITURE | 1 449 531 000 | 1 449 531 000 | | | 1 449 531 000 | 1 449 531 000 |
| 31 | LANGUAGE SERVICES | 387 659 143 | 387 659 143 | | | 387 659 143 | 387 659 143 |
| 32 | ENERGY | 933 452 862 | 588 030 260 | | | 933 452 862 | 588 030 260 |
| 33 | JUSTICE | 203 414 816 | 193 026 816 | | | 203 414 816 | 193 026 816 |
| 34 | CLIMATE ACTION | 121 471 119 | 42 711 025 | | | 121 471 119 | 42 711 025 |
| 40 | RESERVES | 573 523 000 | 264 342 000 | | | 573 523 000 | 264 342 000 |
| | Total | 139 108 831 838 | 131 972 965 267 | p.m. | p.m. | 139 108 831 838 | 131 972 965 267 |
| Of which Reserves (40 02 41) | 117 342 000 | 114 342 000 | | | 117 342 000 | 114 342 000 |

Title

Heading

Budget 2014

Amending budget No 1/2014

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

01

ECONOMIC AND FINANCIAL AFFAIRS

210 524 228

295 466 113

42 500 000

42 500 000

253 024 228

337 966 113

Reserves (40 02 41)

Reserves (40 02 41)

2 000 000

2 000 000

2 000 000

2 000 000

2 000 000

2 000 000

2 000 000

2 000 000

212 524 228

297 466 113

42 500 000

42 500 000

255 024 228

339 966 113

02

ENTERPRISE AND INDUSTRY

2 536 375 797

2 105 143 666

–21 250 000

–21 250 000

2 515 125 797

2 083 893 666

03

COMPETITION

94 462 975

94 462 975

94 462 975

94 462 975

04

EMPLOYMENT, SOCIAL AFFAIRS AND INCLUSION

13 839 025 490

11 621 742 555

13 839 025 490

11 621 742 555

05

AGRICULTURE AND RURAL DEVELOPMENT

58 046 850 675

55 635 020 579

58 046 850 675

55 635 020 579

06

MOBILITY AND TRANSPORT

2 867 047 650

1 003 284 934

144 000

144 000

2 867 191 650

1 003 428 934

07

ENVIRONMENT

407 281 956

345 558 517

407 281 956

345 558 517

08

RESEARCH AND INNOVATION

6 214 844 914

4 107 277 022

–16 140 970

–16 140 970

6 198 703 944

4 091 136 052

09

COMMUNICATIONS NETWORKS, CONTENT AND TECHNOLOGY

1 637 399 923

961 129 100

p.m.

1 637 399 923

961 129 100

10

DIRECT RESEARCH

424 855 000

420 235 985

–5 253 030

–5 253 030

419 601 970

414 982 955

11

MARITIME AFFAIRS AND FISHERIES

950 774 942

667 482 286

950 774 942

667 482 286

Reserves (40 02 41)

Reserves (40 02 41)

115 342 000

115 342 000

112 342 000

112 342 000

115 342 000

115 342 000

112 342 000

112 342 000

1 066 116 942

779 824 286

1 066 116 942

779 824 286

12

INTERNAL MARKET AND SERVICES

116 900 978

117 126 978

116 900 978

117 126 978

13

REGIONAL AND URBAN POLICY

33 073 259 166

40 223 363 359

33 073 259 166

40 223 363 359

14

TAXATION AND CUSTOMS UNION

157 048 298

122 369 692

157 048 298

122 369 692

15

EDUCATION AND CULTURE

2 820 024 822

2 241 707 412

2 820 024 822

2 241 707 412

16

COMMUNICATION

246 356 400

244 896 374

246 356 400

244 896 374

17

HEALTH AND CONSUMER PROTECTION

618 166 222

566 799 722

618 166 222

566 799 722

18

HOME AFFAIRS

1 201 391 889

762 599 931

1 201 391 889

762 599 931

19

FOREIGN POLICY INSTRUMENTS

732 732 818

463 169 988

732 732 818

463 169 988

20

TRADE

121 107 855

115 403 729

121 107 855

115 403 729

21

DEVELOPMENT AND COOPERATION

5 083 850 744

3 658 319 989

p.m.

p.m.

5 083 850 744

3 658 319 989

22

ENLARGEMENT

1 519 908 038

903 886 742

1 519 908 038

903 886 742

23

HUMANITARIAN AID AND CIVIL PROTECTION

1 006 464 161

850 884 342

1 006 464 161

850 884 342

24

FIGHT AGAINST FRAUD

78 230 900

74 910 993

78 230 900

74 910 993

25

COMMISSION’S POLICY COORDINATION AND LEGAL ADVICE

194 113 789

194 836 589

194 113 789

194 836 589

26

COMMISSION’S ADMINISTRATION

1 001 465 044

991 092 001

1 001 465 044

991 092 001

27

BUDGET

95 786 613

95 786 613

95 786 613

95 786 613

28

AUDIT

11 633 979

11 633 979

11 633 979

11 633 979

29

STATISTICS

131 894 632

152 072 858

131 894 632

152 072 858

30

PENSIONS AND RELATED EXPENDITURE

1 449 531 000

1 449 531 000

1 449 531 000

1 449 531 000

31

LANGUAGE SERVICES

387 659 143

387 659 143

387 659 143

387 659 143

32

ENERGY

933 452 862

588 030 260

933 452 862

588 030 260

33

JUSTICE

203 414 816

193 026 816

203 414 816

193 026 816

34

CLIMATE ACTION

121 471 119

42 711 025

121 471 119

42 711 025

40

RESERVES

573 523 000

264 342 000

573 523 000

264 342 000

Total

Total

139 108 831 838

139 108 831 838

131 972 965 267

131 972 965 267

p.m.

p.m.

p.m.

p.m.

139 108 831 838

139 108 831 838

131 972 965 267

131 972 965 267

Of which Reserves (40 02 41)

Of which Reserves (40 02 41)

117 342 000

117 342 000

114 342 000

114 342 000

117 342 000

117 342 000

114 342 000

114 342 000

TITLE 01

ECONOMIC AND FINANCIAL AFFAIRS

ECONOMIC AND FINANCIAL AFFAIRS

| Title
  Chapter | Heading | Budget 2014 | Amending budget No 1/2014 | New amount |
| --- | --- | --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 01 01 | ADMINISTRATIVE EXPENDITURE OF THE ‘ECONOMIC AND FINANCIAL AFFAIRS’ POLICY AREA | 83 091 934 | 83 091 934 | | | 83 091 934 | 83 091 934 |
| 01 02 | ECONOMIC AND MONETARY UNION | 9 000 000 | 9 000 000 | | | 9 000 000 | 9 000 000 |
| Reserves (40 02 41) | 2 000 000 | 2 000 000 | | | 2 000 000 | 2 000 000 |
| | 11 000 000 | 11 000 000 | | | 11 000 000 | 11 000 000 |
| 01 03 | INTERNATIONAL ECONOMIC AND FINANCIAL AFFAIRS | 118 432 294 | 110 585 305 | | | 118 432 294 | 110 585 305 |
| 01 04 | FINANCIAL OPERATIONS AND INSTRUMENTS | p.m. | 92 788 874 | 42 500 000 | 42 500 000 | 42 500 000 | 135 288 874 |
| | Title 01 — Total | 210 524 228 | 295 466 113 | 42 500 000 | 42 500 000 | 253 024 228 | 337 966 113 |
| Reserves (40 02 41) | 2 000 000 | 2 000 000 | | | 2 000 000 | 2 000 000 |
| | 212 524 228 | 297 466 113 | 42 500 000 | 42 500 000 | 255 024 228 | 339 966 113 |

Title

Chapter

Heading

Budget 2014

Amending budget No 1/2014

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

01 01

ADMINISTRATIVE EXPENDITURE OF THE ‘ECONOMIC AND FINANCIAL AFFAIRS’ POLICY AREA

83 091 934

83 091 934

83 091 934

83 091 934

01 02

ECONOMIC AND MONETARY UNION

9 000 000

9 000 000

9 000 000

9 000 000

Reserves (40 02 41)

Reserves (40 02 41)

2 000 000

2 000 000

2 000 000

2 000 000

2 000 000

2 000 000

2 000 000

2 000 000

11 000 000

11 000 000

11 000 000

11 000 000

01 03

INTERNATIONAL ECONOMIC AND FINANCIAL AFFAIRS

118 432 294

110 585 305

118 432 294

110 585 305

01 04

FINANCIAL OPERATIONS AND INSTRUMENTS

p.m.

92 788 874

42 500 000

42 500 000

42 500 000

135 288 874

Title 01 — Total

Title 01 — Total

210 524 228

210 524 228

295 466 113

295 466 113

42 500 000

42 500 000

42 500 000

42 500 000

253 024 228

253 024 228

337 966 113

337 966 113

Reserves (40 02 41)

Reserves (40 02 41)

2 000 000

2 000 000

2 000 000

2 000 000

2 000 000

2 000 000

2 000 000

2 000 000

212 524 228

212 524 228

297 466 113

297 466 113

42 500 000

42 500 000

42 500 000

42 500 000

255 024 228

255 024 228

339 966 113

339 966 113

CHAPTER 01 04 —   FINANCIAL OPERATIONS AND INSTRUMENTS

CHAPTER 01 04 —

FINANCIAL OPERATIONS AND INSTRUMENTS

| Title
  Chapter
  Article
  Item | Heading | FF | Budget 2014 | Amending budget No 1/2014 | New amount |
| --- | --- | --- | --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 01 04 | FINANCIAL OPERATIONS AND INSTRUMENTS |
| 01 04 01 | European Investment Fund |
| 01 04 01 01 | European Investment Fund — Provision of paid-up shares of subscribed capital | 1.1 | — | — | 42 500 000 | 42 500 000 | 42 500 000 | 42 500 000 |
| 01 04 01 02 | European Investment Fund — Callable portion of subscribed capital | 1.1 | p.m. | p.m. | | | p.m. | p.m. |
| | Article 01 04 01 — Subtotal | | p.m. | p.m. | 42 500 000 | 42 500 000 | 42 500 000 | 42 500 000 |
| 01 04 02 | Nuclear safety — Cooperation with the European Investment Bank | 1.1 | p.m. | p.m. | | | p.m. | p.m. |
| 01 04 03 | Guarantee for Euratom borrowings | 1.1 | p.m. | p.m. | | | p.m. | p.m. |
| 01 04 51 | Completion of programmes in the field of small and middle-sized enterprises (SMEs) (prior to 2014) | 1.1 | p.m. | 92 788 874 | | | p.m. | 92 788 874 |
| | Chapter 01 04 — Total | | p.m. | 92 788 874 | 42 500 000 | 42 500 000 | 42 500 000 | 135 288 874 |

Title

Chapter

Article

Item

Heading

FF

Budget 2014

Amending budget No 1/2014

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

01 04

FINANCIAL OPERATIONS AND INSTRUMENTS

01 04 01

01 04 01

European Investment Fund

European Investment Fund

01 04 01 01

European Investment Fund — Provision of paid-up shares of subscribed capital

1.1

—

—

42 500 000

42 500 000

42 500 000

42 500 000

01 04 01 02

European Investment Fund — Callable portion of subscribed capital

1.1

p.m.

p.m.

p.m.

p.m.

Article 01 04 01 — Subtotal

Article 01 04 01 — Subtotal

p.m.

p.m.

42 500 000

42 500 000

42 500 000

42 500 000

01 04 02

01 04 02

Nuclear safety — Cooperation with the European Investment Bank

Nuclear safety — Cooperation with the European Investment Bank

1.1

p.m.

p.m.

p.m.

p.m.

01 04 03

01 04 03

Guarantee for Euratom borrowings

Guarantee for Euratom borrowings

1.1

p.m.

p.m.

p.m.

p.m.

01 04 51

01 04 51

Completion of programmes in the field of small and middle-sized enterprises (SMEs) (prior to 2014)

Completion of programmes in the field of small and middle-sized enterprises (SMEs) (prior to 2014)

1.1

p.m.

92 788 874

p.m.

92 788 874

Chapter 01 04 — Total

Chapter 01 04 — Total

p.m.

p.m.

92 788 874

92 788 874

42 500 000

42 500 000

42 500 000

42 500 000

42 500 000

42 500 000

135 288 874

135 288 874

01 04 01European Investment Fund

01 04 01European Investment Fund

01 04 01 01European Investment Fund — Provision of paid-up shares of subscribed capital

| Budget 2014 | Amending budget No 1/2014 | New amount |
| --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| — | — | 42 500 000 | 42 500 000 | 42 500 000 | 42 500 000 |

Budget 2014

Amending budget No 1/2014

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

—

—

42 500 000

42 500 000

42 500 000

42 500 000

Remarks

Remarks

Former Item 01 04 09 01

Former Item 01 04 09 01

This item is intended to cover the financing of the provision of paid-up shares of the capital subscribed by the Union.

The European Investment Fund (EIF) was created in 1994. Its founder members were the European Community, represented by the Commission, the European Investment Bank (EIB) and a number of financial institutions. Union membership of the EIF is presently governed by Decision 94/375/EC.

In the conclusions of the European Council of 19/20 December 2013, the European Council calls on the Commission and the EIB to further enhance the EIF capacity through an increase in its capital with a view to reaching final agreement by May 2014.

Legal basis

Legal basis

Decision ... of the European Parliament and of the Council of ... on the participation of the European Union in the capital increase of the European Investment Fund (OJ L ..., ..., p. ...).

01 04 01 02European Investment Fund — Callable portion of subscribed capital

| Budget 2014 | Amending budget No 1/2014 | New amount |
| --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| p.m. | p.m. | | | p.m. | p.m. |

Budget 2014

Amending budget No 1/2014

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

p.m.

p.m.

p.m.

p.m.

Remarks

Remarks

Former Item 01 04 09 02

Former Item 01 04 09 02

This appropriation is intended to cover the financing in the event of a call for the amount of capital subscribed by the Union.

In the conclusions of the European Council of 19/20 December 2013, the European Council calls on the Commission and the EIB to further enhance the EIF capacity through an increase in its capital with a view to reaching final agreement by May 2014.

Legal basis

Legal basis

Decision ... of the European Parliament and of the Council of ... on the participation of the European Union in the capital increase of the European Investment Fund (OJ L ..., ..., p. ...).

TITLE 02

ENTERPRISE AND INDUSTRY

ENTERPRISE AND INDUSTRY

| Title
  Chapter | Heading | Budget 2014 | Amending budget No 1/2014 | New amount |
| --- | --- | --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 02 01 | ADMINISTRATIVE EXPENDITURE OF THE ‘ENTERPRISE AND INDUSTRY’ POLICY AREA | 119 530 259 | 119 530 259 | | | 119 530 259 | 119 530 259 |
| 02 02 | COMPETITIVENESS OF ENTERPRISES AND SMALL AND MEDIUM-SIZED ENTERPRISES (COSME) | 268 307 275 | 135 662 459 | –21 250 000 | –21 250 000 | 247 057 275 | 114 412 459 |
| 02 03 | INTERNAL MARKET FOR GOODS AND SECTORIAL POLICIES | 39 170 000 | 32 330 554 | | | 39 170 000 | 32 330 554 |
| 02 04 | HORIZON 2020 — RESEARCH RELATING TO ENTERPRISES | 401 518 263 | 486 556 651 | | | 401 518 263 | 486 556 651 |
| 02 05 | EUROPEAN SATELLITE NAVIGATION PROGRAMMES (EGNOS AND GALILEO) | 1 347 417 000 | 1 144 387 928 | | | 1 347 417 000 | 1 144 387 928 |
| 02 06 | EUROPEAN EARTH OBSERVATION PROGRAMME | 360 433 000 | 186 675 815 | | | 360 433 000 | 186 675 815 |
| | Title 02 — Total | 2 536 375 797 | 2 105 143 666 | –21 250 000 | –21 250 000 | 2 515 125 797 | 2 083 893 666 |

Title

Chapter

Heading

Budget 2014

Amending budget No 1/2014

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

02 01

ADMINISTRATIVE EXPENDITURE OF THE ‘ENTERPRISE AND INDUSTRY’ POLICY AREA

119 530 259

119 530 259

119 530 259

119 530 259

02 02

COMPETITIVENESS OF ENTERPRISES AND SMALL AND MEDIUM-SIZED ENTERPRISES (COSME)

268 307 275

135 662 459

–21 250 000

–21 250 000

247 057 275

114 412 459

02 03

INTERNAL MARKET FOR GOODS AND SECTORIAL POLICIES

39 170 000

32 330 554

39 170 000

32 330 554

02 04

HORIZON 2020 — RESEARCH RELATING TO ENTERPRISES

401 518 263

486 556 651

401 518 263

486 556 651

02 05

EUROPEAN SATELLITE NAVIGATION PROGRAMMES (EGNOS AND GALILEO)

1 347 417 000

1 144 387 928

1 347 417 000

1 144 387 928

02 06

EUROPEAN EARTH OBSERVATION PROGRAMME

360 433 000

186 675 815

360 433 000

186 675 815

Title 02 — Total

Title 02 — Total

2 536 375 797

2 536 375 797

2 105 143 666

2 105 143 666

–21 250 000

–21 250 000

–21 250 000

–21 250 000

2 515 125 797

2 515 125 797

2 083 893 666

2 083 893 666

CHAPTER 02 02 —   COMPETITIVENESS OF ENTERPRISES AND SMALL AND MEDIUM-SIZED ENTERPRISES (COSME)

CHAPTER 02 02 —

COMPETITIVENESS OF ENTERPRISES AND SMALL AND MEDIUM-SIZED ENTERPRISES (COSME)

| Title
  Chapter
  Article
  Item | Heading | FF | Budget 2014 | Amending budget No 1/2014 | New amount |
| --- | --- | --- | --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 02 02 | COMPETITIVENESS OF ENTERPRISES AND SMALL AND MEDIUM-SIZED ENTERPRISES (COSME) |
| 02 02 01 | Promoting entrepreneurship and improving the competitiveness and access to markets of Union enterprises | 1.1 | 102 709 687 | 14 575 804 | | | 102 709 687 | 14 575 804 |
| 02 02 02 | Improving access to finance for small and middle-sized enterprises (SMEs) in the form of equity and debt | 1.1 | 161 907 588 | 87 914 000 | –21 250 000 | –21 250 000 | 140 657 588 | 66 664 000 |
| 02 02 51 | Completion of former activities in the competitiveness and entrepreneurship domain | 1.1 | p.m. | 26 666 655 | | | p.m. | 26 666 655 |
| 02 02 77 | Pilot projects and preparatory actions |
| 02 02 77 01 | Preparatory action — Support for small and medium-sized enterprises (SMEs) in the new financial environment | 1.1 | p.m. | p.m. | | | p.m. | p.m. |
| 02 02 77 02 | Pilot project — Erasmus for Young Entrepreneurs | 1.1 | p.m. | p.m. | | | p.m. | p.m. |
| 02 02 77 03 | Preparatory action — Erasmus for Young Entrepreneurs | 1.1 | p.m. | 835 000 | | | p.m. | 835 000 |
| 02 02 77 04 | Pilot project — Actions in connection with the textile and footwear sector | 1.1 | p.m. | p.m. | | | p.m. | p.m. |
| 02 02 77 05 | Preparatory action — European destinations of excellence | 1.1 | p.m. | p.m. | | | p.m. | p.m. |
| 02 02 77 06 | Preparatory action — Sustainable tourism | 1.1 | p.m. | p.m. | | | p.m. | p.m. |
| 02 02 77 07 | Preparatory action — Social tourism in Europe | 1.1 | p.m. | p.m. | | | p.m. | p.m. |
| 02 02 77 08 | Preparatory action — Promotion of European and transnational tourism products with special emphasis on cultural and industrial products | 1.1 | 2 000 000 | 2 000 000 | | | 2 000 000 | 2 000 000 |
| 02 02 77 09 | Preparatory action — Tourism and accessibility for all | 1.1 | 690 000 | 1 035 000 | | | 690 000 | 1 035 000 |
| 02 02 77 10 | Preparatory action — Euromed innovation entrepreneurs for change | 1.1 | p.m. | 1 000 000 | | | p.m. | 1 000 000 |
| 02 02 77 11 | Pilot project — Facilitating access to insurance by self-employed builders and small building firms so as to stimulate innovation and the promotion of eco-technologies in the European Union | 1.1 | p.m. | 286 000 | | | p.m. | 286 000 |
| 02 02 77 12 | Pilot project — European rare earth competency network | 1.1 | p.m. | p.m. | | | p.m. | p.m. |
| 02 02 77 13 | Pilot project — Development of the European ‘creative districts’ | 3 | p.m. | 350 000 | | | p.m. | 350 000 |
| 02 02 77 14 | Pilot project — Rapid and efficient enforcement of outstanding claims by small and medium-sized enterprises (SMEs) operating across borders | 3 | p.m. | 500 000 | | | p.m. | 500 000 |
| 02 02 77 15 | Preparatory action — Harmonised e-business processes and standards between European small and medium-sized enterprises (SMEs) of interrelated industry sectors | 1.1 | p.m. | p.m. | | | p.m. | p.m. |
| 02 02 77 16 | Pilot project — on the Future of Manufacturing | 1.1 | 1 000 000 | 500 000 | | | 1 000 000 | 500 000 |
| | Article 02 02 77 — Subtotal | | 3 690 000 | 6 506 000 | | | 3 690 000 | 6 506 000 |
| | Chapter 02 02 — Total | | 268 307 275 | 135 662 459 | –21 250 000 | –21 250 000 | 247 057 275 | 114 412 459 |

Title

Chapter

Article

Item

Heading

FF

Budget 2014

Amending budget No 1/2014

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

02 02

COMPETITIVENESS OF ENTERPRISES AND SMALL AND MEDIUM-SIZED ENTERPRISES (COSME)

02 02 01

02 02 01

Promoting entrepreneurship and improving the competitiveness and access to markets of Union enterprises

Promoting entrepreneurship and improving the competitiveness and access to markets of Union enterprises

1.1

102 709 687

14 575 804

102 709 687

14 575 804

02 02 02

02 02 02

Improving access to finance for small and middle-sized enterprises (SMEs) in the form of equity and debt

Improving access to finance for small and middle-sized enterprises (SMEs) in the form of equity and debt

1.1

161 907 588

87 914 000

–21 250 000

–21 250 000

140 657 588

66 664 000

02 02 51

02 02 51

Completion of former activities in the competitiveness and entrepreneurship domain

Completion of former activities in the competitiveness and entrepreneurship domain

1.1

p.m.

26 666 655

p.m.

26 666 655

02 02 77

02 02 77

Pilot projects and preparatory actions

Pilot projects and preparatory actions

02 02 77 01

Preparatory action — Support for small and medium-sized enterprises (SMEs) in the new financial environment

1.1

p.m.

p.m.

p.m.

p.m.

02 02 77 02

Pilot project — Erasmus for Young Entrepreneurs

1.1

p.m.

p.m.

p.m.

p.m.

02 02 77 03

Preparatory action — Erasmus for Young Entrepreneurs

1.1

p.m.

835 000

p.m.

835 000

02 02 77 04

Pilot project — Actions in connection with the textile and footwear sector

1.1

p.m.

p.m.

p.m.

p.m.

02 02 77 05

Preparatory action — European destinations of excellence

1.1

p.m.

p.m.

p.m.

p.m.

02 02 77 06

Preparatory action — Sustainable tourism

1.1

p.m.

p.m.

p.m.

p.m.

02 02 77 07

Preparatory action — Social tourism in Europe

1.1

p.m.

p.m.

p.m.

p.m.

02 02 77 08

Preparatory action — Promotion of European and transnational tourism products with special emphasis on cultural and industrial products

1.1

2 000 000

2 000 000

2 000 000

2 000 000

02 02 77 09

Preparatory action — Tourism and accessibility for all

1.1

690 000

1 035 000

690 000

1 035 000

02 02 77 10

Preparatory action — Euromed innovation entrepreneurs for change

1.1

p.m.

1 000 000

p.m.

1 000 000

02 02 77 11

Pilot project — Facilitating access to insurance by self-employed builders and small building firms so as to stimulate innovation and the promotion of eco-technologies in the European Union

1.1

p.m.

286 000

p.m.

286 000

02 02 77 12

Pilot project — European rare earth competency network

1.1

p.m.

p.m.

p.m.

p.m.

02 02 77 13

Pilot project — Development of the European ‘creative districts’

3

p.m.

350 000

p.m.

350 000

02 02 77 14

Pilot project — Rapid and efficient enforcement of outstanding claims by small and medium-sized enterprises (SMEs) operating across borders

3

p.m.

500 000

p.m.

500 000

02 02 77 15

Preparatory action — Harmonised e-business processes and standards between European small and medium-sized enterprises (SMEs) of interrelated industry sectors

1.1

p.m.

p.m.

p.m.

p.m.

02 02 77 16

Pilot project — on the Future of Manufacturing

1.1

1 000 000

500 000

1 000 000

500 000

Article 02 02 77 — Subtotal

Article 02 02 77 — Subtotal

3 690 000

6 506 000

3 690 000

6 506 000

Chapter 02 02 — Total

Chapter 02 02 — Total

268 307 275

268 307 275

135 662 459

135 662 459

–21 250 000

–21 250 000

–21 250 000

–21 250 000

247 057 275

247 057 275

114 412 459

114 412 459

02 02 02Improving access to finance for small and middle-sized enterprises (SMEs) in the form of equity and debt

02 02 02Improving access to finance for small and middle-sized enterprises (SMEs) in the form of equity and debt

| Budget 2014 | Amending budget No 1/2014 | New amount |
| --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 161 907 588 | 87 914 000 | –21 250 000 | –21 250 000 | 140 657 588 | 66 664 000 |

Budget 2014

Amending budget No 1/2014

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

161 907 588

87 914 000

–21 250 000

–21 250 000

140 657 588

66 664 000

Remarks

Remarks

New article

New article

This appropriation is to be used to improve access to finance for SMEs in the form of equity and debt in their start-up, growth and transfer phase.

A loan guarantee facility (LGF) shall provide counter-guarantees, direct guarantees and other risk sharing arrangements for debt financing which shall reduce the particular difficulties that viable SMEs face in accessing finance either due to their perceived higher risk or their lack of sufficient available collateral and for securitisation of SME debt finance portfolios.

An equity facility for growth (EFG) shall allow investments in risk capital funds which invest in SMEs in the expansion and growth stage, and in particular in those operating cross-borders. The possibility shall exist to invest in early stage funds in conjunction with the equity facility for RDI under Horizon 2020. In cases of joint investments in multi-stage funds, investments will be provided on a pro-rata basis from the EFG of Cosme and the equity facility for RDI under Horizon 2020. Support from the EFG shall be (a) either directly by the European Investment Fund (EIF) or other entities entrusted with the implementation on behalf of the Commission or (b) by funds-of-funds or investment vehicles investing across borders.

The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this article. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with Article 21(2)(e) to (g) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.

Any repayment from financial instruments pursuant to Article 140(6) of the Financial Regulation, including capital repayments, guarantees released, and repayment of the principal of loans, paid back to the Commission and entered in Item 6341 of the statement of revenue may give rise to the provision of additional appropriations in accordance with Articles 21(3)(i) of the Financial Regulation.

Legal basis

Legal basis

Regulation (EU) No 1287/2013 of the European Parliament and of the Council of 11 December 2013 establishing a Programme for the Competitiveness of Enterprises and small and medium-sized enterprises (COSME) (2014-2020) and repealing Decision No 1639/2006/EC (OJ L 347, 20.12.2013, p. 33), and in particular Article 3(1)(d) thereof.

CHAPTER 02 04 —   HORIZON 2020 — RESEARCH RELATING TO ENTERPRISES

CHAPTER 02 04 —

HORIZON 2020 — RESEARCH RELATING TO ENTERPRISES

| Title
  Chapter
  Article
  Item | Heading | FF | Budget 2014 | Amending budget No 1/2014 | New amount |
| --- | --- | --- | --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 02 04 | HORIZON 2020 — RESEARCH RELATING TO ENTERPRISES |
| 02 04 02 | Industrial leadership |
| 02 04 02 01 | Leadership in space | 1.1 | 161 352 331 | 14 704 483 | | | 161 352 331 | 14 704 483 |
| 02 04 02 02 | Enhancing access to risk finance for investing in research and innovation | 1.1 | p.m. | p.m. | | | p.m. | p.m. |
| 02 04 02 03 | Increasing innovation in small and medium-sized enterprises (SMEs) | 1.1 | 32 512 243 | 2 962 930 | | | 32 512 243 | 2 962 930 |
| | Article 02 04 02 — Subtotal | | 193 864 574 | 17 667 413 | | | 193 864 574 | 17 667 413 |
| 02 04 03 | Societal challenges |
| 02 04 03 01 | Achieving a resource-efficient and climate change resilient economy and a sustainable supply of raw materials | 1.1 | 69 306 327 | 5 986 022 | | | 69 306 327 | 5 986 022 |
| 02 04 03 02 | Fostering secure European societies | 1.1 | 138 347 362 | 10 865 760 | | | 138 347 362 | 10 865 760 |
| | Article 02 04 03 — Subtotal | | 207 653 689 | 16 851 782 | | | 207 653 689 | 16 851 782 |
| 02 04 50 | Appropriations accruing from contributions from (non-European Economic Area) third parties to research and technological development |
| 02 04 50 01 | Appropriations accruing from contributions from (non-European Economic Area) third parties to research and technological development (2014 to 2020) | 1.1 | p.m. | p.m. | | | p.m. | p.m. |
| 02 04 50 02 | Appropriations accruing from contributions from (non-European Economic Area) third parties to research and technological development (prior to 2014) | 1.1 | p.m. | p.m. | | | p.m. | p.m. |
| | Article 02 04 50 — Subtotal | | p.m. | p.m. | | | p.m. | p.m. |
| 02 04 51 | Completion of previous research framework programmes — Seventh Framework Programme — EC (2007 to 2013) | 1.1 | p.m. | 410 942 214 | | | p.m. | 410 942 214 |
| 02 04 52 | Completion of previous research framework programmes (prior to 2007) | 1.1 | p.m. | p.m. | | | p.m. | p.m. |
| 02 04 53 | Completion of Competitiveness and Innovation Framework Programme — Innovation part (2007-2013) | 1.1 | p.m. | 41 095 242 | | | p.m. | 41 095 242 |
| | Chapter 02 04 — Total | | 401 518 263 | 486 556 651 | | | 401 518 263 | 486 556 651 |

Title

Chapter

Article

Item

Heading

FF

Budget 2014

Amending budget No 1/2014

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

02 04

HORIZON 2020 — RESEARCH RELATING TO ENTERPRISES

02 04 02

02 04 02

Industrial leadership

Industrial leadership

02 04 02 01

Leadership in space

1.1

161 352 331

14 704 483

161 352 331

14 704 483

02 04 02 02

Enhancing access to risk finance for investing in research and innovation

1.1

p.m.

p.m.

p.m.

p.m.

02 04 02 03

Increasing innovation in small and medium-sized enterprises (SMEs)

1.1

32 512 243

2 962 930

32 512 243

2 962 930

Article 02 04 02 — Subtotal

Article 02 04 02 — Subtotal

193 864 574

17 667 413

193 864 574

17 667 413

02 04 03

02 04 03

Societal challenges

Societal challenges

02 04 03 01

Achieving a resource-efficient and climate change resilient economy and a sustainable supply of raw materials

1.1

69 306 327

5 986 022

69 306 327

5 986 022

02 04 03 02

Fostering secure European societies

1.1

138 347 362

10 865 760

138 347 362

10 865 760

Article 02 04 03 — Subtotal

Article 02 04 03 — Subtotal

207 653 689

16 851 782

207 653 689

16 851 782

02 04 50

02 04 50

Appropriations accruing from contributions from (non-European Economic Area) third parties to research and technological development

Appropriations accruing from contributions from (non-European Economic Area) third parties to research and technological development

02 04 50 01

Appropriations accruing from contributions from (non-European Economic Area) third parties to research and technological development (2014 to 2020)

1.1

p.m.

p.m.

p.m.

p.m.

02 04 50 02

Appropriations accruing from contributions from (non-European Economic Area) third parties to research and technological development (prior to 2014)

1.1

p.m.

p.m.

p.m.

p.m.

Article 02 04 50 — Subtotal

Article 02 04 50 — Subtotal

p.m.

p.m.

p.m.

p.m.

02 04 51

02 04 51

Completion of previous research framework programmes — Seventh Framework Programme — EC (2007 to 2013)

Completion of previous research framework programmes — Seventh Framework Programme — EC (2007 to 2013)

1.1

p.m.

410 942 214

p.m.

410 942 214

02 04 52

02 04 52

Completion of previous research framework programmes (prior to 2007)

Completion of previous research framework programmes (prior to 2007)

1.1

p.m.

p.m.

p.m.

p.m.

02 04 53

02 04 53

Completion of Competitiveness and Innovation Framework Programme — Innovation part (2007-2013)

Completion of Competitiveness and Innovation Framework Programme — Innovation part (2007-2013)

1.1

p.m.

41 095 242

p.m.

41 095 242

Chapter 02 04 — Total

Chapter 02 04 — Total

401 518 263

401 518 263

486 556 651

486 556 651

401 518 263

401 518 263

486 556 651

486 556 651

Remarks

Remarks

These remarks are applicable to all the budget lines in this chapter.

This appropriation will be used for the Horizon 2020 — the Framework Programme for Research and Innovation which covers the 2014 to 2020 period.

Horizon 2020 shall play a central role in the implementation of the Europe 2020 flagship initiative ‘Innovation Union’ and other flagship initiatives, notably ‘Resource efficient Europe’, ‘An industrial policy for the globalisation era’, and ‘A digital agenda for Europe’, as well as in the development and functioning of the European Research Area (ERA). Horizon 2020 shall contribute to building an economy based on knowledge and innovation across the whole Union by leveraging sufficient additional research, development and innovation funding. It will be carried out in order to pursue the general objectives set out in Article 179 of the Treaty on the Functioning of the European Union, in order to contribute to the creation of a society of knowledge, based on the European Research Area, i.e. supporting transnational cooperation at all levels throughout the Union, taking the dynamism, creativity and the excellence of European research to the limits of knowledge, strengthening human resources for research and for technology in Europe, quantitatively and qualitatively and research and innovation capacities in the whole of Europe and ensuring optimum use thereof.

Also entered against these articles and items are the costs of high-level scientific and technological meetings, conferences, workshops and seminars of European interest organised by the Commission, the funding of high-level scientific and technological analyses and evaluations carried out on behalf of the Union to investigate new areas of research suitable for Union action, inter alia, in the context of the European Research Area, and measures to monitor and disseminate the results of the programmes, including measures under previous framework programmes.

This appropriation will be used in accordance with Regulation (EU) No 1290/2013 of the European Parliament and of the Council of 11 December 2013 laying down the rules for participation and dissemination in ‘Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020)’ and repealing Regulation (EC) No 1906/2006 (OJ L 347, 20.12.2013, p. 81).

The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this chapter. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with Article 21(2)(e) to (g) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.

The possibility of third countries or institutes from third countries taking part in European cooperation in the field of scientific and technical research is envisaged for some of these projects. Any financial contribution entered in Items 6 0 1 3 and 6 0 1 5 of the statement of revenue may give rise to the provision of additional appropriations in accordance with Article 21 of the Financial Regulation.

Any revenue from States taking part in the European cooperation in the field of scientific and technical research entered in Item 6 0 1 6 of the of the statement of revenue may give rise to the provision of additional appropriations in accordance with Article 21 of the Financial Regulation.

Any revenue from the contributions from candidate countries and, if applicable, the Western Balkan potential candidate countries for participating in Union programmes entered in Item 6 0 3 1 of the statement of revenue may give rise to the provision of additional appropriations in accordance with Article 21(2)(e) to (g) of the Financial Regulation.

Any revenue from the contributions by outside bodies to Union activities entered in Item 6 0 3 3 of the statement of revenue may give rise to the provision of additional appropriations in accordance with Article 21 of the Financial Regulation.

Additional appropriations will be provided under Item 02 04 50 01.

Administrative appropriations of this chapter will be provided under Chapter 02 01 05.

02 04 03Societal challenges

02 04 03Societal challenges

Remarks

Remarks

This priority of Horizon 2020 responds directly to the policy priorities and societal challenges identified in the Europe 2020 strategy. Those activities will be implemented using a challenge-based approach which brings together resources and knowledge across different fields, technologies and disciplines. The activities will cover the full cycle from research to market, with a new focus on innovation-related activities such as piloting, demonstration, test-beds, support for public procurement, design, end-user driven innovation, social innovation and market take-up of innovations. The activities will support directly the corresponding sectoral policy competences at Union level.

02 04 03 02Fostering secure European societies

| Budget 2014 | Amending budget No 1/2014 | New amount |
| --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 138 347 362 | 10 865 760 | | | 138 347 362 | 10 865 760 |

Budget 2014

Amending budget No 1/2014

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

138 347 362

10 865 760

138 347 362

10 865 760

Remarks

Remarks

New item

New item

The aim of this appropriation is to:

| — | support Union policies for internal and external security, whilst at the same time improving the competitiveness and technology base of the Union’s security industry and to stimulate cooperation between providers and users of security solutions. Activities will target the development of innovative technologies and solutions that address security gaps and lead to the prevention of security threats. The focus of activities shall be to fight crime and terrorism, including critical infrastructure protection; strengthen security through border management; increase Europe’s resilience to crises and disasters whilst protecting personal data and fundamental human rights, |
| --- | --- |

—

support Union policies for internal and external security, whilst at the same time improving the competitiveness and technology base of the Union’s security industry and to stimulate cooperation between providers and users of security solutions. Activities will target the development of innovative technologies and solutions that address security gaps and lead to the prevention of security threats. The focus of activities shall be to fight crime and terrorism, including critical infrastructure protection; strengthen security through border management; increase Europe’s resilience to crises and disasters whilst protecting personal data and fundamental human rights,

| — | support the strengthening of the evidence base and support for the Innovation Union and ERA which are needed to foster the development of innovative societies and policies in Europe through the engagement of citizens, enterprises and users in research and innovation and the promotion of coordinated research and innovation policies in the context of globalisation. |
| --- | --- |

—

support the strengthening of the evidence base and support for the Innovation Union and ERA which are needed to foster the development of innovative societies and policies in Europe through the engagement of citizens, enterprises and users in research and innovation and the promotion of coordinated research and innovation policies in the context of globalisation.

Part of this appropriation is intended to be used for operations carried out by the Confederation of European Senior Expert Services — CESES — and its Member Associations, including technical assistance, advisory services and training in selected public and private sector enterprises and institutions. For that to be achieved, EU authorising officers are encouraged to make full use of the possibilities offered by the new financial regulation, notably taking into account in-kind financing by CESES as contribution to EU projects.

Legal basis

Legal basis

Regulation (EU) No 1291/2013 of the European Parliament and of the Council of 11 December 2013 establishing Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020) and repealing Decision No 1982/2006/EC (OJ L 347, 20.12.2013, p. 104).

Council Decision 2013/743/EU of 3 December 2013 establishing the specific programme implementing Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020) and repealing Decisions 2006/971/EC, 2006/972/EC, 2006/973/EC, 2006/974/EC and 2006/975/EC (OJ L 347, 20.12.2013, p. 965), and in particular Article 3(3)(f) thereof.

TITLE 05

AGRICULTURE AND RURAL DEVELOPMENT

AGRICULTURE AND RURAL DEVELOPMENT

| Title
  Chapter | Heading | Budget 2014 | Amending budget No 1/2014 | New amount |
| --- | --- | --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 05 01 | ADMINISTRATIVE EXPENDITURE OF THE ‘AGRICULTURE AND RURAL DEVELOPMENT’ POLICY AREA | 129 051 616 | 129 051 616 | | | 129 051 616 | 129 051 616 |
| 05 02 | IMPROVING THE COMPETITIVENESS OF THE AGRICULTURAL SECTOR THROUGH INTERVENTIONS IN AGRICULTURAL MARKETS | 2 233 400 000 | 2 233 250 000 | | | 2 233 400 000 | 2 233 250 000 |
| 05 03 | DIRECT AIDS AIMED AT CONTRIBUTING TO FARM INCOMES, LIMITING FARM INCOME VARIABILITY AND MEETING ENVIRONMENT AND CLIMATE OBJECTIVES | 41 447 275 640 | 41 447 275 640 | | | 41 447 275 640 | 41 447 275 640 |
| 05 04 | RURAL DEVELOPMENT | 13 987 271 059 | 11 611 354 028 | | | 13 987 271 059 | 11 611 354 028 |
| 05 05 | INSTRUMENT FOR PRE-ACCESSION ASSISTANCE — AGRICULTURE AND RURAL DEVELOPMENT | 90 000 000 | 110 997 038 | | | 90 000 000 | 110 997 038 |
| 05 06 | INTERNATIONAL ASPECTS OF THE ‘AGRICULTURE AND RURAL DEVELOPMENT’ POLICY AREA | 6 696 000 | 5 590 437 | | | 6 696 000 | 5 590 437 |
| 05 07 | AUDIT OF AGRICULTURAL EXPENDITURE FINANCED BY THE EUROPEAN AGRICULTURAL GUARANTEE FUND (EAGF) | 60 200 000 | 60 200 000 | | | 60 200 000 | 60 200 000 |
| 05 08 | POLICY STRATEGY AND COORDINATION OF THE ‘AGRICULTURE AND RURAL DEVELOPMENT’ POLICY AREA | 40 793 360 | 35 010 852 | | | 40 793 360 | 35 010 852 |
| 05 09 | HORIZON 2020 — RESEARCH AND INNOVATION RELATED TO AGRICULTURE | 52 163 000 | 2 290 968 | | | 52 163 000 | 2 290 968 |
| | Title 05 — Total | 58 046 850 675 | 55 635 020 579 | | | 58 046 850 675 | 55 635 020 579 |

Title

Chapter

Heading

Budget 2014

Amending budget No 1/2014

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

05 01

ADMINISTRATIVE EXPENDITURE OF THE ‘AGRICULTURE AND RURAL DEVELOPMENT’ POLICY AREA

129 051 616

129 051 616

129 051 616

129 051 616

05 02

IMPROVING THE COMPETITIVENESS OF THE AGRICULTURAL SECTOR THROUGH INTERVENTIONS IN AGRICULTURAL MARKETS

2 233 400 000

2 233 250 000

2 233 400 000

2 233 250 000

05 03

DIRECT AIDS AIMED AT CONTRIBUTING TO FARM INCOMES, LIMITING FARM INCOME VARIABILITY AND MEETING ENVIRONMENT AND CLIMATE OBJECTIVES

41 447 275 640

41 447 275 640

41 447 275 640

41 447 275 640

05 04

RURAL DEVELOPMENT

13 987 271 059

11 611 354 028

13 987 271 059

11 611 354 028

05 05

INSTRUMENT FOR PRE-ACCESSION ASSISTANCE — AGRICULTURE AND RURAL DEVELOPMENT

90 000 000

110 997 038

90 000 000

110 997 038

05 06

INTERNATIONAL ASPECTS OF THE ‘AGRICULTURE AND RURAL DEVELOPMENT’ POLICY AREA

6 696 000

5 590 437

6 696 000

5 590 437

05 07

AUDIT OF AGRICULTURAL EXPENDITURE FINANCED BY THE EUROPEAN AGRICULTURAL GUARANTEE FUND (EAGF)

60 200 000

60 200 000

60 200 000

60 200 000

05 08

POLICY STRATEGY AND COORDINATION OF THE ‘AGRICULTURE AND RURAL DEVELOPMENT’ POLICY AREA

40 793 360

35 010 852

40 793 360

35 010 852

05 09

HORIZON 2020 — RESEARCH AND INNOVATION RELATED TO AGRICULTURE

52 163 000

2 290 968

52 163 000

2 290 968

Title 05 — Total

Title 05 — Total

58 046 850 675

58 046 850 675

55 635 020 579

55 635 020 579

58 046 850 675

58 046 850 675

55 635 020 579

55 635 020 579

CHAPTER 05 08 —   POLICY STRATEGY AND COORDINATION OF THE ‘AGRICULTURE AND RURAL DEVELOPMENT’ POLICY AREA

CHAPTER 05 08 —

POLICY STRATEGY AND COORDINATION OF THE ‘AGRICULTURE AND RURAL DEVELOPMENT’ POLICY AREA

| Title
  Chapter
  Article
  Item | Heading | FF | Budget 2014 | Amending budget No 1/2014 | New amount |
| --- | --- | --- | --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 05 08 | POLICY STRATEGY AND COORDINATION OF THE ‘AGRICULTURE AND RURAL DEVELOPMENT’ POLICY AREA |
| 05 08 01 | Farm Accountancy Data Network (FADN) | 2 | 14 619 600 | 13 733 871 | | | 14 619 600 | 13 733 871 |
| 05 08 02 | Surveys on the structure of agricultural holdings | 2 | 250 000 | 200 000 | | | 250 000 | 200 000 |
| 05 08 03 | Restructuring of systems for agricultural surveys | 2 | 1 753 760 | 1 695 892 | | | 1 753 760 | 1 695 892 |
| 05 08 06 | Enhancing public awareness of the common agricultural policy | 2 | 11 000 000 | 11 000 000 | | | 11 000 000 | 11 000 000 |
| 05 08 09 | European Agricultural Guarantee Fund (EAGF) — Operational technical assistance | 2 | 1 670 000 | 1 670 000 | | | 1 670 000 | 1 670 000 |
| 05 08 77 | Pilot projects and preparatory actions |
| 05 08 77 01 | Pilot project — Assessing end-user costs of compliance with Union legislation in the fields of environment, animal welfare and food safety | 2 | p.m. | 411 089 | | | p.m. | 411 089 |
| 05 08 77 02 | Pilot project — Exchanging best practice for cross compliance simplification | 2 | p.m. | p.m. | | | p.m. | p.m. |
| 05 08 77 03 | Pilot project — Support for farmers’ cooperatives | 2 | p.m. | p.m. | | | p.m. | p.m. |
| 05 08 77 04 | Pilot project — European farm prices and margins observatory | 2 | p.m. | p.m. | | | p.m. | p.m. |
| 05 08 77 05 | Pilot project — Support for farmers’ and consumers’ initiatives for low carbon emission, low energy consumption and locally marketed food production | 2 | p.m. | p.m. | | | p.m. | p.m. |
| 05 08 77 06 | Preparatory action — European farm prices and margins observatory | 2 | 1 000 000 | 1 000 000 | | | 1 000 000 | 1 000 000 |
| 05 08 77 07 | Pilot project — Measures to combat speculation in agricultural commodities | 2 | p.m. | p.m. | | | p.m. | p.m. |
| 05 08 77 08 | Pilot project — Exchange programme for young farmers | 2 | p.m. | 600 000 | | | p.m. | 600 000 |
| 05 08 77 09 | Preparatory action — Union plant and animal genetic resources | 2 | 1 000 000 | 600 000 | | | 1 000 000 | 600 000 |
| 05 08 77 10 | Pilot project — Agropol: development of a European cross-border Agribusiness Model Region | 2 | 1 200 000 | 600 000 | | | 1 200 000 | 600 000 |
| 05 08 77 11 | Pilot project — Agroforestry | 2 | 1 000 000 | 500 000 | | | 1 000 000 | 500 000 |
| | Article 05 08 77 — Subtotal | | 4 200 000 | 3 711 089 | | | 4 200 000 | 3 711 089 |
| 05 08 80 | Union participation at the ‘Feeding the Planet — Energy for Life’ World Exposition 2015 in Milan | 2 | 7 300 000 | 3 000 000 | | | 7 300 000 | 3 000 000 |
| | Chapter 05 08 — Total | | 40 793 360 | 35 010 852 | | | 40 793 360 | 35 010 852 |

Title

Chapter

Article

Item

Heading

FF

Budget 2014

Amending budget No 1/2014

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

05 08

POLICY STRATEGY AND COORDINATION OF THE ‘AGRICULTURE AND RURAL DEVELOPMENT’ POLICY AREA

05 08 01

05 08 01

Farm Accountancy Data Network (FADN)

Farm Accountancy Data Network (FADN)

2

14 619 600

13 733 871

14 619 600

13 733 871

05 08 02

05 08 02

Surveys on the structure of agricultural holdings

Surveys on the structure of agricultural holdings

2

250 000

200 000

250 000

200 000

05 08 03

05 08 03

Restructuring of systems for agricultural surveys

Restructuring of systems for agricultural surveys

2

1 753 760

1 695 892

1 753 760

1 695 892

05 08 06

05 08 06

Enhancing public awareness of the common agricultural policy

Enhancing public awareness of the common agricultural policy

2

11 000 000

11 000 000

11 000 000

11 000 000

05 08 09

05 08 09

European Agricultural Guarantee Fund (EAGF) — Operational technical assistance

European Agricultural Guarantee Fund (EAGF) — Operational technical assistance

2

1 670 000

1 670 000

1 670 000

1 670 000

05 08 77

05 08 77

Pilot projects and preparatory actions

Pilot projects and preparatory actions

05 08 77 01

Pilot project — Assessing end-user costs of compliance with Union legislation in the fields of environment, animal welfare and food safety

2

p.m.

411 089

p.m.

411 089

05 08 77 02

Pilot project — Exchanging best practice for cross compliance simplification

2

p.m.

p.m.

p.m.

p.m.

05 08 77 03

Pilot project — Support for farmers’ cooperatives

2

p.m.

p.m.

p.m.

p.m.

05 08 77 04

Pilot project — European farm prices and margins observatory

2

p.m.

p.m.

p.m.

p.m.

05 08 77 05

Pilot project — Support for farmers’ and consumers’ initiatives for low carbon emission, low energy consumption and locally marketed food production

2

p.m.

p.m.

p.m.

p.m.

05 08 77 06

Preparatory action — European farm prices and margins observatory

2

1 000 000

1 000 000

1 000 000

1 000 000

05 08 77 07

Pilot project — Measures to combat speculation in agricultural commodities

2

p.m.

p.m.

p.m.

p.m.

05 08 77 08

Pilot project — Exchange programme for young farmers

2

p.m.

600 000

p.m.

600 000

05 08 77 09

Preparatory action — Union plant and animal genetic resources

2

1 000 000

600 000

1 000 000

600 000

05 08 77 10

Pilot project — Agropol: development of a European cross-border Agribusiness Model Region

2

1 200 000

600 000

1 200 000

600 000

05 08 77 11

Pilot project — Agroforestry

2

1 000 000

500 000

1 000 000

500 000

Article 05 08 77 — Subtotal

Article 05 08 77 — Subtotal

4 200 000

3 711 089

4 200 000

3 711 089

05 08 80

05 08 80

Union participation at the ‘Feeding the Planet — Energy for Life’ World Exposition 2015 in Milan

Union participation at the ‘Feeding the Planet — Energy for Life’ World Exposition 2015 in Milan

2

7 300 000

3 000 000

7 300 000

3 000 000

Chapter 05 08 — Total

Chapter 05 08 — Total

40 793 360

40 793 360

35 010 852

35 010 852

40 793 360

40 793 360

35 010 852

35 010 852

Remarks

Remarks

Any revenue entered in Article 6 7 0 of the general statement of revenue may give rise to the provision of additional appropriations in accordance with Article 21 and Article 174(2) of the Financial Regulation.

Legal basis

Legal basis

Council Regulation (EC) No 1290/2005 of 21 June 2005 on the financing of the common agricultural policy (OJ L 209, 11.8.2005, p. 1).

05 08 80Union participation at the ‘Feeding the Planet — Energy for Life’ World Exposition 2015 in Milan

05 08 80Union participation at the ‘Feeding the Planet — Energy for Life’ World Exposition 2015 in Milan

| Budget 2014 | Amending budget No 1/2014 | New amount |
| --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 7 300 000 | 3 000 000 | | | 7 300 000 | 3 000 000 |

Budget 2014

Amending budget No 1/2014

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

7 300 000

3 000 000

7 300 000

3 000 000

Remarks

Remarks

New article

New article

This appropriation is intended to finance the participation of the Union at the universal Expo ‘Feeding the Planet: Energy for Life’, to be held in Milan in 2015.

The appropriations are intended to cover the baseline costs for the Union participation within the Italian Pavilion (rental of space, stand erection and decoration, running costs) as well as for the preparatory and initial stages of a basic scientific programme for the EXPO 2015 involving the compilation of baseline data for policy support purposes. The cost of organising specific or thematic events and exhibitions (e.g. reimbursement of expert costs, exhibition materials, etc.) will be covered by appropriations of the relevant specific programmes according to the policy area concerned.

Legal basis

Legal basis

Task resulting from the Commission’s prerogatives at institutional level within the meaning of Article 54(2d) of Regulation (EU, Euratom) No 966/2012 of the European Parliament and of the Council of 25 October 2012 on the financial rules applicable to the general budget of the Union and repealing Council Regulation (EC, Euratom) No 1605/2002 (OJ L 298, 26.10.2012, p. 1).

TITLE 06

MOBILITY AND TRANSPORT

MOBILITY AND TRANSPORT

| Title
  Chapter | Heading | Budget 2014 | Amending budget No 1/2014 | New amount |
| --- | --- | --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 06 01 | ADMINISTRATIVE EXPENDITURE OF THE ‘MOBILITY AND TRANSPORT’ POLICY AREA | 72 500 880 | 72 500 880 | – 336 000 | – 336 000 | 72 164 880 | 72 164 880 |
| 06 02 | EUROPEAN TRANSPORT POLICY | 2 582 441 731 | 903 416 322 | | | 2 582 441 731 | 903 416 322 |
| 06 03 | HORIZON 2020 — RESEARCH AND INNOVATION RELATED TO TRANSPORT | 212 105 039 | 27 367 732 | 480 000 | 480 000 | 212 585 039 | 27 847 732 |
| | Title 06 — Total | 2 867 047 650 | 1 003 284 934 | 144 000 | 144 000 | 2 867 191 650 | 1 003 428 934 |

Title

Chapter

Heading

Budget 2014

Amending budget No 1/2014

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

06 01

ADMINISTRATIVE EXPENDITURE OF THE ‘MOBILITY AND TRANSPORT’ POLICY AREA

72 500 880

72 500 880

– 336 000

– 336 000

72 164 880

72 164 880

06 02

EUROPEAN TRANSPORT POLICY

2 582 441 731

903 416 322

2 582 441 731

903 416 322

06 03

HORIZON 2020 — RESEARCH AND INNOVATION RELATED TO TRANSPORT

212 105 039

27 367 732

480 000

480 000

212 585 039

27 847 732

Title 06 — Total

Title 06 — Total

2 867 047 650

2 867 047 650

1 003 284 934

1 003 284 934

144 000

144 000

144 000

144 000

2 867 191 650

2 867 191 650

1 003 428 934

1 003 428 934

CHAPTER 06 01 —   ADMINISTRATIVE EXPENDITURE OF THE ‘MOBILITY AND TRANSPORT’ POLICY AREA

CHAPTER 06 01 —

ADMINISTRATIVE EXPENDITURE OF THE ‘MOBILITY AND TRANSPORT’ POLICY AREA

| Title
  Chapter
  Article
  Item | Heading | FF | Budget 2014 | Amending budget No 1/2014 | New amount |
| --- | --- | --- | --- | --- | --- |
| 06 01 | ADMINISTRATIVE EXPENDITURE OF THE ‘MOBILITY AND TRANSPORT’ POLICY AREA |
| 06 01 01 | Expenditure related to officials and temporary staff in the ‘Mobility and transport’ policy area | 5.2 | 40 868 495 | | 40 868 495 |
| 06 01 02 | External personnel and other management expenditure in support of the ‘Mobility and transport’ policy area |
| 06 01 02 01 | External personnel | 5.2 | 2 325 880 | | 2 325 880 |
| 06 01 02 11 | Other management expenditure | 5.2 | 2 232 988 | | 2 232 988 |
| | Article 06 01 02 — Subtotal | | 4 558 868 | | 4 558 868 |
| 06 01 03 | Expenditure related to information and communication technology equipment and services of the ‘Mobility and transport’ policy area | 5.2 | 2 645 371 | | 2 645 371 |
| 06 01 04 | Support expenditure for operations and programmes in the ‘Mobility and transport’ policy area |
| 06 01 04 01 | Support expenditure for Connecting Europe Facility (CEF) — Transport | 1.1 | 2 895 000 | | 2 895 000 |
| | Article 06 01 04 — Subtotal | | 2 895 000 | | 2 895 000 |
| 06 01 05 | Support expenditure for research and innovation programmes in the ‘Mobility and transport’ policy area |
| 06 01 05 01 | Expenditure related to officials and temporary staff implementing research and innovation programmes — Horizon 2020 | 1.1 | 5 612 344 | | 5 612 344 |
| 06 01 05 02 | External personnel implementing research and innovation programmes — Horizon 2020 | 1.1 | 2 768 667 | | 2 768 667 |
| 06 01 05 03 | Other management expenditure for research and innovation programmes — Horizon 2020 | 1.1 | 891 638 | – 336 000 | 555 638 |
| | Article 06 01 05 — Subtotal | | 9 272 649 | – 336 000 | 8 936 649 |
| 06 01 06 | Executive agencies |
| 06 01 06 01 | Innovation and Networks Executive Agency — Contribution from Connecting Europe Facility (CEF) | 1.1 | 12 260 497 | | 12 260 497 |
| 06 01 06 02 | Executive Agency for Small and Medium-sized Enterprises — Contribution from Connecting Europe Facility (CEF) | 1.1 | p.m. | | p.m. |
| | Article 06 01 06 — Subtotal | | 12 260 497 | | 12 260 497 |
| | Chapter 06 01 — Total | | 72 500 880 | – 336 000 | 72 164 880 |

Title

Chapter

Article

Item

Heading

FF

Budget 2014

Amending budget No 1/2014

New amount

06 01

ADMINISTRATIVE EXPENDITURE OF THE ‘MOBILITY AND TRANSPORT’ POLICY AREA

06 01 01

06 01 01

Expenditure related to officials and temporary staff in the ‘Mobility and transport’ policy area

Expenditure related to officials and temporary staff in the ‘Mobility and transport’ policy area

5.2

40 868 495

40 868 495

06 01 02

06 01 02

External personnel and other management expenditure in support of the ‘Mobility and transport’ policy area

External personnel and other management expenditure in support of the ‘Mobility and transport’ policy area

06 01 02 01

External personnel

5.2

2 325 880

2 325 880

06 01 02 11

Other management expenditure

5.2

2 232 988

2 232 988

Article 06 01 02 — Subtotal

Article 06 01 02 — Subtotal

4 558 868

4 558 868

06 01 03

06 01 03

Expenditure related to information and communication technology equipment and services of the ‘Mobility and transport’ policy area

Expenditure related to information and communication technology equipment and services of the ‘Mobility and transport’ policy area

5.2

2 645 371

2 645 371

06 01 04

06 01 04

Support expenditure for operations and programmes in the ‘Mobility and transport’ policy area

Support expenditure for operations and programmes in the ‘Mobility and transport’ policy area

06 01 04 01

Support expenditure for Connecting Europe Facility (CEF) — Transport

1.1

2 895 000

2 895 000

Article 06 01 04 — Subtotal

Article 06 01 04 — Subtotal

2 895 000

2 895 000

06 01 05

06 01 05

Support expenditure for research and innovation programmes in the ‘Mobility and transport’ policy area

Support expenditure for research and innovation programmes in the ‘Mobility and transport’ policy area

06 01 05 01

Expenditure related to officials and temporary staff implementing research and innovation programmes — Horizon 2020

1.1

5 612 344

5 612 344

06 01 05 02

External personnel implementing research and innovation programmes — Horizon 2020

1.1

2 768 667

2 768 667

06 01 05 03

Other management expenditure for research and innovation programmes — Horizon 2020

1.1

891 638

– 336 000

555 638

Article 06 01 05 — Subtotal

Article 06 01 05 — Subtotal

9 272 649

– 336 000

8 936 649

06 01 06

06 01 06

Executive agencies

Executive agencies

06 01 06 01

Innovation and Networks Executive Agency — Contribution from Connecting Europe Facility (CEF)

1.1

12 260 497

12 260 497

06 01 06 02

Executive Agency for Small and Medium-sized Enterprises — Contribution from Connecting Europe Facility (CEF)

1.1

p.m.

p.m.

Article 06 01 06 — Subtotal

Article 06 01 06 — Subtotal

12 260 497

12 260 497

Chapter 06 01 — Total

Chapter 06 01 — Total

72 500 880

72 500 880

– 336 000

– 336 000

72 164 880

72 164 880

06 01 05Support expenditure for research and innovation programmes in the ‘Mobility and transport’ policy area

06 01 05Support expenditure for research and innovation programmes in the ‘Mobility and transport’ policy area

06 01 05 03Other management expenditure for research and innovation programmes — Horizon 2020

| Budget 2014 | Amending budget No 1/2014 | New amount |
| --- | --- | --- |
| 891 638 | – 336 000 | 555 638 |

Budget 2014

Amending budget No 1/2014

New amount

891 638

– 336 000

555 638

Remarks

Remarks

This appropriation is intended to cover other administrative expenditure for all management of research and innovation programmes — Horizon 2020, in indirect action under the non-nuclear programmes, including other administrative expenditure incurred by staff posted in Union delegations.

This appropriation is also intended to cover expenditure on studies, meetings of experts, information and publications directly linked to the achievement of the objectives of the programme or measures coming under this item and any other expenditure on technical and administrative assistance not involving public authority tasks outsourced by the Commission under ad hoc service contracts.

It is also intended to cover expenditure on technical and administrative assistance relating to the identification, preparation, management, monitoring, audit and supervision of the programme or projects, such as conferences, workshops, seminars, development and maintenance of IT systems, missions, trainings and representation expenses.

The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this item. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with Article 21(2)(e) to (g) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.

Legal basis

Legal basis

See Chapter 06 03.

TITLE 08

RESEARCH AND INNOVATION

RESEARCH AND INNOVATION

| Title
  Chapter | Heading | Budget 2014 | Amending budget No 1/2014 | New amount |
| --- | --- | --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 08 01 | ADMINISTRATIVE EXPENDITURE OF THE ‘RESEARCH AND INNOVATION’ POLICY AREA | 319 266 491 | 319 266 491 | – 144 000 | – 144 000 | 319 122 491 | 319 122 491 |
| 08 02 | HORIZON 2020 — RESEARCH | 5 034 148 618 | 3 129 233 075 | –15 996 970 | –15 996 970 | 5 018 151 648 | 3 113 236 105 |
| 08 03 | EURATOM PROGRAMME — INDIRECT ACTIONS | 140 512 000 | 102 676 396 | | | 140 512 000 | 102 676 396 |
| 08 04 | ITER PROGRAMME | 720 917 805 | 556 101 060 | | | 720 917 805 | 556 101 060 |
| 08 05 | RESEARCH PROGRAMME OF THE RESEARCH FUND FOR COAL AND STEEL | p.m. | p.m. | | | p.m. | p.m. |
| | Title 08 — Total | 6 214 844 914 | 4 107 277 022 | –16 140 970 | –16 140 970 | 6 198 703 944 | 4 091 136 052 |

Title

Chapter

Heading

Budget 2014

Amending budget No 1/2014

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

08 01

ADMINISTRATIVE EXPENDITURE OF THE ‘RESEARCH AND INNOVATION’ POLICY AREA

319 266 491

319 266 491

– 144 000

– 144 000

319 122 491

319 122 491

08 02

HORIZON 2020 — RESEARCH

5 034 148 618

3 129 233 075

–15 996 970

–15 996 970

5 018 151 648

3 113 236 105

08 03

EURATOM PROGRAMME — INDIRECT ACTIONS

140 512 000

102 676 396

140 512 000

102 676 396

08 04

ITER PROGRAMME

720 917 805

556 101 060

720 917 805

556 101 060

08 05

RESEARCH PROGRAMME OF THE RESEARCH FUND FOR COAL AND STEEL

p.m.

p.m.

p.m.

p.m.

Title 08 — Total

Title 08 — Total

6 214 844 914

6 214 844 914

4 107 277 022

4 107 277 022

–16 140 970

–16 140 970

–16 140 970

–16 140 970

6 198 703 944

6 198 703 944

4 091 136 052

4 091 136 052

CHAPTER 08 01 —   ADMINISTRATIVE EXPENDITURE OF THE ‘RESEARCH AND INNOVATION’ POLICY AREA

CHAPTER 08 01 —

ADMINISTRATIVE EXPENDITURE OF THE ‘RESEARCH AND INNOVATION’ POLICY AREA

| Title
  Chapter
  Article
  Item | Heading | FF | Budget 2014 | Amending budget No 1/2014 | New amount |
| --- | --- | --- | --- | --- | --- |
| 08 01 | ADMINISTRATIVE EXPENDITURE OF THE ‘RESEARCH AND INNOVATION’ POLICY AREA |
| 08 01 01 | Expenditure related to officials and temporary staff in the ‘Research and innovation’ policy area | 5.2 | 8 393 529 | | 8 393 529 |
| 08 01 02 | External personnel and other management expenditure of the ‘Research and innovation’ policy area |
| 08 01 02 01 | External personnel | 5.2 | 278 259 | | 278 259 |
| 08 01 02 11 | Other management expenditure | 5.2 | 383 826 | | 383 826 |
| | Article 08 01 02 — Subtotal | | 662 085 | | 662 085 |
| 08 01 03 | Expenditure related to information and communication technology equipment and services of the ‘Research and innovation’ policy area | 5.2 | 543 304 | | 543 304 |
| 08 01 05 | Support expenditure for research and innovation programmes in the ‘Research and innovation’ policy area |
| 08 01 05 01 | Expenditure related to officials and temporary staff implementing research and innovation programmes — Horizon 2020 | 1.1 | 106 740 801 | | 106 740 801 |
| 08 01 05 02 | External personnel implementing research and innovation programmes — Horizon 2020 | 1.1 | 24 484 000 | | 24 484 000 |
| 08 01 05 03 | Other management expenditure for research and innovation programmes — Horizon 2020 | 1.1 | 37 628 811 | – 144 000 | 37 484 811 |
| 08 01 05 11 | Expenditure related to officials and temporary staff implementing research and innovation programmes — Euratom Programme | 1.1 | 11 607 000 | | 11 607 000 |
| 08 01 05 12 | External personnel implementing research and innovation programmes — Euratom Programme | 1.1 | 932 000 | | 932 000 |
| 08 01 05 13 | Other management expenditure for research and innovation programmes — Euratom Programme | 1.1 | 4 413 000 | | 4 413 000 |
| 08 01 05 21 | Expenditure related to officials and temporary staff implementing research and innovation programmes — ITER programme | 1.1 | 5 128 000 | | 5 128 000 |
| 08 01 05 22 | External personnel implementing research and innovation programmes — ITER programme | 1.1 | 133 000 | | 133 000 |
| 08 01 05 23 | Other management expenditure for research and innovation programmes — ITER programme | 1.1 | 1 846 000 | | 1 846 000 |
| | Article 08 01 05 — Subtotal | | 192 912 612 | – 144 000 | 192 768 612 |
| 08 01 06 | Executive agencies |
| 08 01 06 01 | European Research Council Executive Agency — Contribution from Horizon 2020 | 1.1 | 39 415 000 | | 39 415 000 |
| 08 01 06 02 | Research Executive Agency — Contribution from Horizon 2020 | 1.1 | 56 369 001 | | 56 369 001 |
| 08 01 06 03 | Executive Agency for Small and Medium-sized Enterprises — Contribution from Horizon 2020 | 1.1 | 19 055 000 | | 19 055 000 |
| 08 01 06 04 | Innovation and Networks Executive Agency — Contribution from Horizon 2020 | 1.1 | 1 915 960 | | 1 915 960 |
| | Article 08 01 06 — Subtotal | | 116 754 961 | | 116 754 961 |
| | Chapter 08 01 — Total | | 319 266 491 | – 144 000 | 319 122 491 |

Title

Chapter

Article

Item

Heading

FF

Budget 2014

Amending budget No 1/2014

New amount

08 01

ADMINISTRATIVE EXPENDITURE OF THE ‘RESEARCH AND INNOVATION’ POLICY AREA

08 01 01

08 01 01

Expenditure related to officials and temporary staff in the ‘Research and innovation’ policy area

Expenditure related to officials and temporary staff in the ‘Research and innovation’ policy area

5.2

8 393 529

8 393 529

08 01 02

08 01 02

External personnel and other management expenditure of the ‘Research and innovation’ policy area

External personnel and other management expenditure of the ‘Research and innovation’ policy area

08 01 02 01

External personnel

5.2

278 259

278 259

08 01 02 11

Other management expenditure

5.2

383 826

383 826

Article 08 01 02 — Subtotal

Article 08 01 02 — Subtotal

662 085

662 085

08 01 03

08 01 03

Expenditure related to information and communication technology equipment and services of the ‘Research and innovation’ policy area

Expenditure related to information and communication technology equipment and services of the ‘Research and innovation’ policy area

5.2

543 304

543 304

08 01 05

08 01 05

Support expenditure for research and innovation programmes in the ‘Research and innovation’ policy area

Support expenditure for research and innovation programmes in the ‘Research and innovation’ policy area

08 01 05 01

Expenditure related to officials and temporary staff implementing research and innovation programmes — Horizon 2020

1.1

106 740 801

106 740 801

08 01 05 02

External personnel implementing research and innovation programmes — Horizon 2020

1.1

24 484 000

24 484 000

08 01 05 03

Other management expenditure for research and innovation programmes — Horizon 2020

1.1

37 628 811

– 144 000

37 484 811

08 01 05 11

Expenditure related to officials and temporary staff implementing research and innovation programmes — Euratom Programme

1.1

11 607 000

11 607 000

08 01 05 12

External personnel implementing research and innovation programmes — Euratom Programme

1.1

932 000

932 000

08 01 05 13

Other management expenditure for research and innovation programmes — Euratom Programme

1.1

4 413 000

4 413 000

08 01 05 21

Expenditure related to officials and temporary staff implementing research and innovation programmes — ITER programme

1.1

5 128 000

5 128 000

08 01 05 22

External personnel implementing research and innovation programmes — ITER programme

1.1

133 000

133 000

08 01 05 23

Other management expenditure for research and innovation programmes — ITER programme

1.1

1 846 000

1 846 000

Article 08 01 05 — Subtotal

Article 08 01 05 — Subtotal

192 912 612

– 144 000

192 768 612

08 01 06

08 01 06

Executive agencies

Executive agencies

08 01 06 01

European Research Council Executive Agency — Contribution from Horizon 2020

1.1

39 415 000

39 415 000

08 01 06 02

Research Executive Agency — Contribution from Horizon 2020

1.1

56 369 001

56 369 001

08 01 06 03

Executive Agency for Small and Medium-sized Enterprises — Contribution from Horizon 2020

1.1

19 055 000

19 055 000

08 01 06 04

Innovation and Networks Executive Agency — Contribution from Horizon 2020

1.1

1 915 960

1 915 960

Article 08 01 06 — Subtotal

Article 08 01 06 — Subtotal

116 754 961

116 754 961

Chapter 08 01 — Total

Chapter 08 01 — Total

319 266 491

319 266 491

– 144 000

– 144 000

319 122 491

319 122 491

08 01 05Support expenditure for research and innovation programmes in the ‘Research and innovation’ policy area

08 01 05Support expenditure for research and innovation programmes in the ‘Research and innovation’ policy area

08 01 05 03Other management expenditure for research and innovation programmes — Horizon 2020

| Budget 2014 | Amending budget No 1/2014 | New amount |
| --- | --- | --- |
| 37 628 811 | – 144 000 | 37 484 811 |

Budget 2014

Amending budget No 1/2014

New amount

37 628 811

– 144 000

37 484 811

Remarks

Remarks

Former Item 08 01 05 03 (in part)

Former Item 08 01 05 03 (in part)

This appropriation is intended to cover other administrative expenditure for all management of research and innovation programmes — Horizon 2020 in the form of indirect action under the non-nuclear programmes, including other administrative expenditure incurred by staff posted in Union delegations.

It is also intended to cover expenditure on studies, meetings of experts, information and publications directly linked to the achievement of the objectives of the programme or measures coming under this item and any other expenditure on technical and administrative assistance not involving public authority tasks outsourced by the Commission under ad hoc service contracts.

This appropriation is also intended to cover expenditure on technical and administrative assistance relating to the identification, preparation, management, monitoring, audit and supervision of the programme or projects, such as conferences, workshops, seminars, development and maintenance of IT systems, missions, trainings and representation expenses.

The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this item. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with Article 21(2)(e) to (g) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.

Legal basis

Legal basis

See Chapter 08 02.

CHAPTER 08 02 —   HORIZON 2020 — RESEARCH

CHAPTER 08 02 —

HORIZON 2020 — RESEARCH

| Title
  Chapter
  Article
  Item | Heading | FF | Budget 2014 | Amending budget No 1/2014 | New amount |
| --- | --- | --- | --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 08 02 | HORIZON 2020 — RESEARCH |
| 08 02 01 | Excellent science |
| 08 02 01 01 | Strengthening frontier research in the European Research Council | 1.1 | 1 641 772 694 | 19 785 657 | | | 1 641 772 694 | 19 785 657 |
| 08 02 01 02 | Strengthening research in future and emerging technologies | 1.1 | p.m. | p.m. | | | p.m. | p.m. |
| 08 02 01 03 | Strengthening European research infrastructures, including e-infrastructures | 1.1 | 171 632 176 | 309 837 | | | 171 632 176 | 309 837 |
| | Article 08 02 01 — Subtotal | | 1 813 404 870 | 20 095 494 | | | 1 813 404 870 | 20 095 494 |
| 08 02 02 | Industrial leadership |
| 08 02 02 01 | Leadership in nanotechnologies, advanced materials, laser technology, biotechnology and advanced manufacturing and processing | 1.1 | 460 847 841 | 42 681 808 | | | 460 847 841 | 42 681 808 |
| 08 02 02 02 | Enhancing access to risk finance for investing in research and innovation | 1.1 | 384 814 753 | 326 766 435 | –21 250 000 | –21 250 000 | 363 564 753 | 305 516 435 |
| 08 02 02 03 | Increasing innovation in small and medium-sized enterprises (SMEs) | 1.1 | 33 663 565 | 3 067 854 | | | 33 663 565 | 3 067 854 |
| | Article 08 02 02 — Subtotal | | 879 326 159 | 372 516 097 | –21 250 000 | –21 250 000 | 858 076 159 | 351 266 097 |
| 08 02 03 | Societal challenges |
| 08 02 03 01 | Improving lifelong health and wellbeing | 1.1 | 545 411 715 | 40 118 438 | | | 545 411 715 | 40 118 438 |
| 08 02 03 02 | Securing sufficient supplies of safe, healthy and high quality food and other bio-based products | 1.1 | 204 041 869 | 22 468 062 | –2 269 271 | | 201 772 598 | 22 468 062 |
| 08 02 03 03 | Making the transition to a reliable, sustainable and competitive energy system | 1.1 | 278 434 628 | 28 655 994 | | | 278 434 628 | 28 655 994 |
| 08 02 03 04 | Achieving a European transport system that is resource-efficient, environmentally friendly, safe and seamless | 1.1 | 394 541 594 | 8 086 531 | | | 394 541 594 | 8 086 531 |
| 08 02 03 05 | Achieving a resource-efficient and climate change resilient economy and a sustainable supply of raw materials | 1.1 | 271 940 800 | 2 478 694 | | | 271 940 800 | 2 478 694 |
| 08 02 03 06 | Fostering inclusive, innovative and reflective European societies | 1.1 | 193 407 483 | 17 625 757 | –59 383 672 | | 134 023 811 | 17 625 757 |
| | Article 08 02 03 — Subtotal | | 1 887 778 089 | 119 433 476 | –61 652 943 | | 1 826 125 146 | 119 433 476 |
| 08 02 04 | Science with and for society — Spreading excellence and widening participation |
| 08 02 04 01 | Science with and for society | 1.1 | p.m. | p.m. | p.m. | p.m. | p.m. | p.m. |
| 08 02 04 02 | Spreading excellence and widening participation | 1.1 | — | — | 66 905 973 | 5 253 030 | 66 905 973 | 5 253 030 |
| | Article 08 02 04 — Subtotal | | p.m. | p.m. | 66 905 973 | 5 253 030 | 66 905 973 | 5 253 030 |
| 08 02 05 | Horizontal activities of Horizon 2020 | 1.1 | p.m. | p.m. | | | p.m. | p.m. |
| 08 02 07 | Joint Undertakings |
| 08 02 07 31 | Innovative Medicines Initiative 2 Joint Undertaking (IMI2) — Support expenditure | 1.1 | 490 000 | 490 000 | | | 490 000 | 490 000 |
| 08 02 07 32 | Innovative Medicines Initiative 2 Joint Undertaking (IMI2) | 1.1 | 207 300 000 | 16 600 000 | | | 207 300 000 | 16 600 000 |
| 08 02 07 33 | Bio-Based Industries Joint Undertaking (BBI) — Support expenditure | 1.1 | 977 500 | 977 500 | | | 977 500 | 977 500 |
| 08 02 07 34 | Bio-Based Industries Joint Undertaking (BBI) | 1.1 | 50 000 000 | p.m. | | | 50 000 000 | p.m. |
| 08 02 07 35 | Clean Sky 2 Joint Undertaking (Clean Sky 2) — Support expenditure | 1.1 | 1 225 333 | 1 225 333 | | | 1 225 333 | 1 225 333 |
| 08 02 07 36 | Clean Sky 2 Joint Undertaking (Clean Sky 2) | 1.1 | 100 000 000 | 13 000 000 | | | 100 000 000 | 13 000 000 |
| 08 02 07 37 | Fuel Cells and Hydrogen 2 Joint Undertaking (FCH2) — Support expenditure | 1.1 | 292 667 | 292 667 | | | 292 667 | 292 667 |
| 08 02 07 38 | Fuel Cells and Hydrogen 2 Joint Undertaking (FCH2) | 1.1 | 93 354 000 | p.m. | | | 93 354 000 | p.m. |
| | Article 08 02 07 — Subtotal | | 453 639 500 | 32 585 500 | | | 453 639 500 | 32 585 500 |
| 08 02 50 | Appropriations accruing from contributions from (non-European Economic Area) third parties to research and technological development |
| 08 02 50 01 | Appropriations accruing from contributions from (non-European Economic Area) third parties to research and technological development (2014 to 2020) | 1.1 | p.m. | p.m. | | | p.m. | p.m. |
| 08 02 50 02 | Appropriations accruing from contributions from (non-European Economic Area) third parties to research and technological development (prior to 2014) | 1.1 | p.m. | p.m. | | | p.m. | p.m. |
| | Article 08 02 50 — Subtotal | | p.m. | p.m. | | | p.m. | p.m. |
| 08 02 51 | Completion of previous research framework programme — Seventh Framework Programme — EC indirect action (2007 to 2013) | 1.1 | p.m. | 2 568 132 885 | | | p.m. | 2 568 132 885 |
| 08 02 52 | Completion of previous research framework programmes — Indirect action (prior to 2007) | 1.1 | p.m. | 16 232 123 | | | p.m. | 16 232 123 |
| 08 02 77 | Pilot projects and preparatory actions |
| 08 02 77 01 | Pilot project — Coordinate research on the use of homeopathy and phytotherapy in livestock farming | 2 | p.m. | 125 000 | | | p.m. | 125 000 |
| 08 02 77 02 | Pilot project — Recovering critical raw materials through recycling: an opportunity for the European Union and the African Union | 4 | — | 112 500 | | | — | 112 500 |
| | Article 08 02 77 — Subtotal | | p.m. | 237 500 | | | p.m. | 237 500 |
| | Chapter 08 02 — Total | | 5 034 148 618 | 3 129 233 075 | –15 996 970 | –15 996 970 | 5 018 151 648 | 3 113 236 105 |

Title

Chapter

Article

Item

Heading

FF

Budget 2014

Amending budget No 1/2014

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

08 02

HORIZON 2020 — RESEARCH

08 02 01

08 02 01

Excellent science

Excellent science

08 02 01 01

Strengthening frontier research in the European Research Council

1.1

1 641 772 694

19 785 657

1 641 772 694

19 785 657

08 02 01 02

Strengthening research in future and emerging technologies

1.1

p.m.

p.m.

p.m.

p.m.

08 02 01 03

Strengthening European research infrastructures, including e-infrastructures

1.1

171 632 176

309 837

171 632 176

309 837

Article 08 02 01 — Subtotal

Article 08 02 01 — Subtotal

1 813 404 870

20 095 494

1 813 404 870

20 095 494

08 02 02

08 02 02

Industrial leadership

Industrial leadership

08 02 02 01

Leadership in nanotechnologies, advanced materials, laser technology, biotechnology and advanced manufacturing and processing

1.1

460 847 841

42 681 808

460 847 841

42 681 808

08 02 02 02

Enhancing access to risk finance for investing in research and innovation

1.1

384 814 753

326 766 435

–21 250 000

–21 250 000

363 564 753

305 516 435

08 02 02 03

Increasing innovation in small and medium-sized enterprises (SMEs)

1.1

33 663 565

3 067 854

33 663 565

3 067 854

Article 08 02 02 — Subtotal

Article 08 02 02 — Subtotal

879 326 159

372 516 097

–21 250 000

–21 250 000

858 076 159

351 266 097

08 02 03

08 02 03

Societal challenges

Societal challenges

08 02 03 01

Improving lifelong health and wellbeing

1.1

545 411 715

40 118 438

545 411 715

40 118 438

08 02 03 02

Securing sufficient supplies of safe, healthy and high quality food and other bio-based products

1.1

204 041 869

22 468 062

–2 269 271

201 772 598

22 468 062

08 02 03 03

Making the transition to a reliable, sustainable and competitive energy system

1.1

278 434 628

28 655 994

278 434 628

28 655 994

08 02 03 04

Achieving a European transport system that is resource-efficient, environmentally friendly, safe and seamless

1.1

394 541 594

8 086 531

394 541 594

8 086 531

08 02 03 05

Achieving a resource-efficient and climate change resilient economy and a sustainable supply of raw materials

1.1

271 940 800

2 478 694

271 940 800

2 478 694

08 02 03 06

Fostering inclusive, innovative and reflective European societies

1.1

193 407 483

17 625 757

–59 383 672

134 023 811

17 625 757

Article 08 02 03 — Subtotal

Article 08 02 03 — Subtotal

1 887 778 089

119 433 476

–61 652 943

1 826 125 146

119 433 476

08 02 04

08 02 04

Science with and for society — Spreading excellence and widening participation

Science with and for society — Spreading excellence and widening participation

08 02 04 01

Science with and for society

1.1

p.m.

p.m.

p.m.

p.m.

p.m.

p.m.

08 02 04 02

Spreading excellence and widening participation

1.1

—

—

66 905 973

5 253 030

66 905 973

5 253 030

Article 08 02 04 — Subtotal

Article 08 02 04 — Subtotal

p.m.

p.m.

66 905 973

5 253 030

66 905 973

5 253 030

08 02 05

08 02 05

Horizontal activities of Horizon 2020

Horizontal activities of Horizon 2020

1.1

p.m.

p.m.

p.m.

p.m.

08 02 07

08 02 07

Joint Undertakings

Joint Undertakings

08 02 07 31

Innovative Medicines Initiative 2 Joint Undertaking (IMI2) — Support expenditure

1.1

490 000

490 000

490 000

490 000

08 02 07 32

Innovative Medicines Initiative 2 Joint Undertaking (IMI2)

1.1

207 300 000

16 600 000

207 300 000

16 600 000

08 02 07 33

Bio-Based Industries Joint Undertaking (BBI) — Support expenditure

1.1

977 500

977 500

977 500

977 500

08 02 07 34

Bio-Based Industries Joint Undertaking (BBI)

1.1

50 000 000

p.m.

50 000 000

p.m.

08 02 07 35

Clean Sky 2 Joint Undertaking (Clean Sky 2) — Support expenditure

1.1

1 225 333

1 225 333

1 225 333

1 225 333

08 02 07 36

Clean Sky 2 Joint Undertaking (Clean Sky 2)

1.1

100 000 000

13 000 000

100 000 000

13 000 000

08 02 07 37

Fuel Cells and Hydrogen 2 Joint Undertaking (FCH2) — Support expenditure

1.1

292 667

292 667

292 667

292 667

08 02 07 38

Fuel Cells and Hydrogen 2 Joint Undertaking (FCH2)

1.1

93 354 000

p.m.

93 354 000

p.m.

Article 08 02 07 — Subtotal

Article 08 02 07 — Subtotal

453 639 500

32 585 500

453 639 500

32 585 500

08 02 50

08 02 50

Appropriations accruing from contributions from (non-European Economic Area) third parties to research and technological development

Appropriations accruing from contributions from (non-European Economic Area) third parties to research and technological development

08 02 50 01

Appropriations accruing from contributions from (non-European Economic Area) third parties to research and technological development (2014 to 2020)

1.1

p.m.

p.m.

p.m.

p.m.

08 02 50 02

Appropriations accruing from contributions from (non-European Economic Area) third parties to research and technological development (prior to 2014)

1.1

p.m.

p.m.

p.m.

p.m.

Article 08 02 50 — Subtotal

Article 08 02 50 — Subtotal

p.m.

p.m.

p.m.

p.m.

08 02 51

08 02 51

Completion of previous research framework programme — Seventh Framework Programme — EC indirect action (2007 to 2013)

Completion of previous research framework programme — Seventh Framework Programme — EC indirect action (2007 to 2013)

1.1

p.m.

2 568 132 885

p.m.

2 568 132 885

08 02 52

08 02 52

Completion of previous research framework programmes — Indirect action (prior to 2007)

Completion of previous research framework programmes — Indirect action (prior to 2007)

1.1

p.m.

16 232 123

p.m.

16 232 123

08 02 77

08 02 77

Pilot projects and preparatory actions

Pilot projects and preparatory actions

08 02 77 01

Pilot project — Coordinate research on the use of homeopathy and phytotherapy in livestock farming

2

p.m.

125 000

p.m.

125 000

08 02 77 02

Pilot project — Recovering critical raw materials through recycling: an opportunity for the European Union and the African Union

4

—

112 500

—

112 500

Article 08 02 77 — Subtotal

Article 08 02 77 — Subtotal

p.m.

237 500

p.m.

237 500

Chapter 08 02 — Total

Chapter 08 02 — Total

5 034 148 618

5 034 148 618

3 129 233 075

3 129 233 075

–15 996 970

–15 996 970

–15 996 970

–15 996 970

5 018 151 648

5 018 151 648

3 113 236 105

3 113 236 105

Remarks

Remarks

Horizon 2020 is the Union’s new funding programme for research and innovation. It covers the period between 2014 and 2020 and brings together all existing Union research and innovation funding, including the Framework Programme for Research, the innovation related activities of the Competitiveness and Innovation Framework Programme and the European Institute of Innovation and Technology (EIT). The Euratom Research and Training Programme (2014-2018), based on the Euratom Treaty, is also an integral part of Horizon 2020. Horizon 2020 shall play a central role in the implementation of the Europe 2020 flagship initiative ‘Innovation Union’ and other flagship initiatives, notably ‘Resource efficient Europe’, ‘An industrial policy for the globalisation era’, and ‘A digital agenda for Europe’, as well as in the development and functioning of the European Research Area (ERA). Horizon 2020 shall contribute to building an economy based on knowledge and innovation across the whole Union by leveraging sufficient additional research, development and innovation funding.

This appropriation will be used in accordance with the Regulation (EU) No 1290/2013 of the European Parliament and of the Council of 11 December 2013 laying down the rules for the participation and dissemination in ‘Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020)’ and repealing Regulation (EC) No 1906/2006 (OJ L 347, 20.12.2013, p. 81).

The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this chapter. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with Article 21(2)(e) to (g) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.

08 02 02Industrial leadership

08 02 02Industrial leadership

Remarks

Remarks

This priority of Horizon 2020 aims to make the Union a more attractive location to invest in research and innovation, by promoting activities where businesses set the agenda as well as at accelerating the development of new technologies which will underpin future businesses and economic growth. It will provide major investment in key industrial technologies, maximise the growth potential of Union companies by providing them with adequate levels of finance and help innovative SMEs to grow into world-leading companies.

08 02 02 02Enhancing access to risk finance for investing in research and innovation

| Budget 2014 | Amending budget No 1/2014 | New amount |
| --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 384 814 753 | 326 766 435 | –21 250 000 | –21 250 000 | 363 564 753 | 305 516 435 |

Budget 2014

Amending budget No 1/2014

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

384 814 753

326 766 435

–21 250 000

–21 250 000

363 564 753

305 516 435

Remarks

Remarks

New item

New item

Access to risk finance activity will set up two financial facilities, namely a debt facility and an equity facility, in order to help remedy the current market deficiencies in accessing risk finance for research and innovation. The goal of the debt facility is to improve access to debt financing for public and private entities and public-private partnerships engaged in research and innovation activities requiring riskier investments. The goal of the equity facility is in particular to contribute to overcoming the deficiencies of the European venture capital market and provide equity and quasi-equity to cover the development and financing needs of innovating enterprises from the early stage (including seed stage and technology transfer), so that they can grow and expand. In addition to these financial facilities to be implemented in complementarity with Cosme’s facilities as far as support to SMEs is concerned, a set of accompanying measures, such as support to investment-readiness schemes, will be provided.

Any repayment from financial instruments pursuant to Article 140(6) of the Financial Regulation, including capital repayments, guarantees released, and repayment of the principal of loans, paid back to the Commission and entered in Item 6 3 4 1 of the statement of revenue may give rise to the provision of additional appropriations in accordance with Articles 21(3)(i) of the Financial Regulation.

Legal basis

Legal basis

Council Decision 2013/743/EU of 3 December 2013 establishing the specific programme implementing Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020) and repealing Decisions 2006/971/EC, 2006/972/EC, 2006/973/EC, 2006/974/EC and 2006/975/EC (OJ L 347, 20.12.2013, p. 965), and in particular Article 3(2)(b) thereof.

Regulation (EU) No 1291/2013 of the European Parliament and of the Council of 11 December 2013 establishing Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020) and repealing Decision No 1982/2006/EC (OJ L 347, 20.12.2013, p. 104).

08 02 03Societal challenges

08 02 03Societal challenges

Remarks

Remarks

This priority of Horizon 2020 responds directly to the policy priorities and societal challenges identified in the Europe 2020 strategy. Those activities will be implemented using a challenge-based approach which brings together resources and knowledge across different fields, technologies and disciplines. The activities will cover the full cycle from research to market, with a new focus on innovation-related activities such as piloting, demonstration, test-beds, support for public procurement, design, end-user driven innovation, social innovation and market take-up of innovations. The activities will support directly the corresponding sectoral policy competences at Union level.

08 02 03 02Securing sufficient supplies of safe, healthy and high quality food and other bio-based products

| Budget 2014 | Amending budget No 1/2014 | New amount |
| --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 204 041 869 | 22 468 062 | –2 269 271 | | 201 772 598 | 22 468 062 |

Budget 2014

Amending budget No 1/2014

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

204 041 869

22 468 062

–2 269 271

201 772 598

22 468 062

Remarks

Remarks

New item

New item

This activity will focus on developing more sustainable and productive agriculture and forestry systems, while at the same time developing services, concepts and policies for thriving rural livelihoods. In addition, emphasis will be placed on healthy and safe foods for all as well as competitive food processing methods that use fewer resources and produce fewer by-products. In parallel, efforts will be made on sustainably exploiting aquatic living resources (e.g. sustainable and environmentally friendly fisheries). Low carbon, resource efficient, sustainable and competitive European bio-based industries will also be promoted.

Part of the appropriations will be used to fund a project on Aquaponics for sustainable, smart and inclusive growth.

Aquaponics is considered a new revolution in food production. Aquaponics is a sustainable food production model, based on the basic principle of organic farming, which combines hydroponics (growing plants in sand, gravel or water) and aquaculture (fish farming). The idea is to combine these two techniques into a single system, so as to reinforce the positive effects of each technique and cancel each other’s negative ones.

The major benefits of aquaponics are:

| — | water recycling and reuse, |
| --- | --- |

—

water recycling and reuse,

| — | high productivity (measured in terms of quantity/space), |
| --- | --- |

—

high productivity (measured in terms of quantity/space),

| — | small environmental footprint. |
| --- | --- |

—

small environmental footprint.

There are several aquaponics production systems to produce plants and fish. All systems operate on the same principles, however, they are extremely flexible in both their opportunities and in their design. The main challenge is to find the right balance between the fish population, the nutrients brought, the bacterial population and food produced. Research and development is needed to further find this right balance.

Still marginal in Europe, the potential of this culture system has already convinced many countries. Aquaponics is gaining popularity because of its benefits. More and more people are beginning to realise the immense potential of this technique. Entrepreneurs, innovators and producers are getting into aquaponics.

This food production technique can bring several benefits: strengthen the local food systems, addressing the issue of health and food safety; create employment opportunities, reduce the environmental impact, reduce dependence on imports, provide education and training, to stimulate industry, reducing the carbon footprint.

The project is fully in line with the aim of the Europe 2020 strategy. It intends to contribute to a sustainable, smart and inclusive growth in Union and international development context.

The overall objective is to facilitate the emergence of an innovative, resource efficient and more competitive food production system that combines food security and the sustainable use of resources while ensuring environmental protection.

As part of its efforts to improve food security the Union promotes aquaculture as a means to increase food availability, access to food, jobs and income, including within Horizon 2020. Aquaponics is one of the sustainable ways to achieve this.

Research and innovation in aquaponics at the Union level will support the development of a new industrial sector, opening prospects for new business, associations of actors in the aquaculture and horticultural sectors and the creation of dynamic short circuits in rural and urban areas. In addition aquaponics can contribute to strengthening and transforming communities (e.g. neighbourhoods, hospitals, prisons, nursing homes) and be a catalyst for social innovation.

Further research and innovation in this field may enable Europe to play an important role in the global bio-economy. It can make Europe more present on the international scene with regards to innovative, sustainable and competitive food production systems.

This project is based on a multidimensional approach that takes into account:

| — | the need to ensure the health and safety of food products through ecological agriculture and increasing aquaculture production, |
| --- | --- |

—

the need to ensure the health and safety of food products through ecological agriculture and increasing aquaculture production,

| — | the inclusion of nutrition, |
| --- | --- |

—

the inclusion of nutrition,

| — | the need for economy of resources (e.g. water, energy, land, capital) and improvements in the use of water, energy and space, |
| --- | --- |

—

the need for economy of resources (e.g. water, energy, land, capital) and improvements in the use of water, energy and space,

| — | protecting the environment, |
| --- | --- |

—

protecting the environment,

| — | the importance of market development, |
| --- | --- |

—

the importance of market development,

| — | the organisational and social innovation, |
| --- | --- |

—

the organisational and social innovation,

| — | utility organisations’ and companies’ social and solidarity economy, |
| --- | --- |

—

utility organisations’ and companies’ social and solidarity economy,

| — | social inclusion and education, |
| --- | --- |

—

social inclusion and education,

| — | the need for creating new skills and new jobs with the aim of modernising labour markets, |
| --- | --- |

—

the need for creating new skills and new jobs with the aim of modernising labour markets,

| — | the strengthening of governance (i.e. strengthening the participation of stakeholders in decision-making), |
| --- | --- |

—

the strengthening of governance (i.e. strengthening the participation of stakeholders in decision-making),

| — | the importance attached by the Union to territorial cohesion and integrated territorial approach, |
| --- | --- |

—

the importance attached by the Union to territorial cohesion and integrated territorial approach,

| — | a European context marked by the emergence of a policy of sustainable cities, |
| --- | --- |

—

a European context marked by the emergence of a policy of sustainable cities,

| — | the importance attached by the Union to develop an economy based on knowledge. |
| --- | --- |

—

the importance attached by the Union to develop an economy based on knowledge.

The project aims at being cross-regional, multi-disciplinary and cross-disciplinary. Activities shall include:

| — | making an inventory of technologies and organisational models that use aquaponics. The existing information on aquaponics is very scattered and it is therefore necessary to identify the actors, their expertise and mission, |
| --- | --- |

—

making an inventory of technologies and organisational models that use aquaponics. The existing information on aquaponics is very scattered and it is therefore necessary to identify the actors, their expertise and mission,

| — | creating a ‘Community of Practice’ that pools within a network the expertise and resources in this field and implement a dynamic exchange, sharing and capitalisation of resource. The creation of a community (Technology Platform) including research, scientific, professional and business community and the operation of this network should be promoted. |
| --- | --- |

—

creating a ‘Community of Practice’ that pools within a network the expertise and resources in this field and implement a dynamic exchange, sharing and capitalisation of resource. The creation of a community (Technology Platform) including research, scientific, professional and business community and the operation of this network should be promoted.

Support should be provided for this Technology Platform to:

| — | identify areas of further need for research and innovation, |
| --- | --- |

—

identify areas of further need for research and innovation,

| — | coordinate the establishment of collaborative innovation pilot projects, |
| --- | --- |

—

coordinate the establishment of collaborative innovation pilot projects,

| — | increase knowledge transfer and disseminate innovations and best practices, expertise and lessons learned, |
| --- | --- |

—

increase knowledge transfer and disseminate innovations and best practices, expertise and lessons learned,

| — | ensure the creation and maintenance of a resources centre for dissemination of knowledge and results. |
| --- | --- |

—

ensure the creation and maintenance of a resources centre for dissemination of knowledge and results.

Legal basis

Legal basis

Council Decision 2013/743/EU of 3 December 2013 establishing the specific programme implementing Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020) and repealing Decisions 2006/971/EC, 2006/972/EC, 2006/973/EC, 2006/974/EC and 2006/975/EC (OJ L 347, 20.12.2013, p. 965), and in particular Article 3(3)(b) thereof.

Regulation (EU) No 1291/2013 of the European Parliament and of the Council of 11 December 2013 establishing Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020) and repealing Decision No 1982/2006/EC (OJ L 347, 20.12.2013, p. 104).

08 02 03 06Fostering inclusive, innovative and reflective European societies

| Budget 2014 | Amending budget No 1/2014 | New amount |
| --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 193 407 483 | 17 625 757 | –59 383 672 | | 134 023 811 | 17 625 757 |

Budget 2014

Amending budget No 1/2014

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

193 407 483

17 625 757

–59 383 672

134 023 811

17 625 757

Remarks

Remarks

New item

New item

The aim of this activity is to contribute to making European societies more inclusive, innovative and reflective, by promoting smart, sustainable and inclusive growth. Actions will support coordinated policymaking through the development of evidence, tools, forward-looking activities and pilots to increase transnational efficiency and economic impact of research and innovation policies and achieve a well-functioning European Research Area and Innovation Union. Actions will also aim at closing the innovation divide, ensuring societal engagement in research and innovation, promoting coherent and effective cooperation with third countries and developing an understanding of Europe's intellectual basis: its history and the many European and non-European influences; as an inspiration for our lives today.

Part of this appropriation is intended to be used for operations carried out by the Confederation of European Senior Expert Services – CESES – and its member associations, including technical assistance, advisory services and training in selected public and private sector enterprises and institutions. For that to be achieved, EU authorising officers are encouraged to make full use of the possibilities offered by the new Financial Regulation, including CESES contributions in kind to EU projects.

Legal basis

Legal basis

Council Decision 2013/743/EU of 3 December 2013 establishing the specific programme implementing Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020) and repealing Decisions 2006/971/EC, 2006/972/EC, 2006/973/EC, 2006/974/EC and 2006/975/EC (OJ L 347, 20.12.2013, p. 965), and in particular Article 3(3)(f) thereof.

Regulation (EU) No 1291/2013 of the European Parliament and of the Council of 11 December 2013 establishing Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020) and repealing Decision No 1982/2006/EC (OJ L 347, 20.12.2013, p. 104).

08 02 04Science with and for society — Spreading excellence and widening participation

08 02 04Science with and for society — Spreading excellence and widening participation

08 02 04 01Science with and for society

| Budget 2014 | Amending budget No 1/2014 | New amount |
| --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| p.m. | p.m. | p.m. | p.m. | p.m. | p.m. |

Budget 2014

Amending budget No 1/2014

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

p.m.

p.m.

p.m.

p.m.

p.m.

p.m.

Remarks

Remarks

Former Article 08 02 04

Former Article 08 02 04

The aim is to build effective cooperation between science and society, to recruit new talent for science and to pair scientific excellence with social awareness and responsibility.

The focus of activities shall be to: make scientific and technological careers attractive to young students, foster sustainable interaction between schools, research institutions, industry and civil society organisations; promote gender equality in the content and design of research activities; integrating society in science and innovation issues, policies and activities in order to integrate citizens' interests and values and to increase the quality, relevance, social acceptability and sustainability of research and innovation outcomes in various fields of activity from social innovation to areas such as biotechnology and nanotechnology; encouraging citizens to engage in science through formal and informal science education; developing the accessibility and the use of the results of publicly-funded research; developing the governance for the advancement of responsible research and innovation by all which is sensitive to society needs and demands; promote an ethics framework for research and innovation; taking due and proportional precautions in research and innovation activities by anticipating and assessing potential environmental, health and safety impacts; improving knowledge on science communication in order to improve the quality and effectiveness of interactions between scientists, general media and the public.

Legal basis

Legal basis

Council Decision 2013/743/EU of 3 December 2013 establishing the specific programme implementing Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020) and repealing Decisions 2006/971/EC, 2006/972/EC, 2006/973/EC, 2006/974/EC and 2006/975/EC (OJ L 347, 20.12.2013, p. 965), and in particular Article 3(5) thereof.

Regulation (EU) No 1291/2013 of the European Parliament and of the Council of 11 December 2013 establishing Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020) and repealing Decision No 1982/2006/EC (OJ L 347, 20.12.2013, p. 104).

08 02 04 02Spreading excellence and widening participation

| Budget 2014 | Amending budget No 1/2014 | New amount |
| --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| — | — | 66 905 973 | 5 253 030 | 66 905 973 | 5 253 030 |

Budget 2014

Amending budget No 1/2014

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

—

—

66 905 973

5 253 030

66 905 973

5 253 030

Remarks

Remarks

New Item

New Item

The aim is to fully exploit the potential of Europe's talent pool and to ensure that the benefits of an innovation-led economy are both maximised and widely distributed across the Union in accordance with the principle of excellence. By nurturing and connecting pools of excellence, the activities proposed will contribute to strengthening the European Research Area.The activities will focus on: teaming of excellent research institutions and low performing RDI regions aiming at the creation of new (or significant upgrade of existing) centres of excellence in low performing RDI Member States and regions, twinning of research institutions, establishing ‘ERA Chairs’, a Policy Support Facility (PSF) to improve the design, implementation, and evaluation of national/regional research and innovation policies, supporting access to international networks for excellent researchers and innovators who lack sufficient involvement in European and international networks and strengthening the administrative and operational capacity of transnational networks of National Contact Points, including through training.

Legal basis

Legal basis

Council Decision 2013/743/EU of 3 December 2013 establishing the specific programme implementing Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020) and repealing Decisions 2006/971/EC, 2006/972/EC, 2006/973/EC, 2006/974/EC and 2006/975/EC (OJ L 347, 20.12.2013, p. 965), and in particular Article 3(4) thereof.

Regulation (EU) No 1291/2013 of the European Parliament and of the Council of 11 December 2013 establishing Horizon 2020 — the Framework Programme for Research and Innovation (2014-2020) and repealing Decision No 1982/2006/EC (OJ L 347, 20.12.2013, p. 104).

TITLE 09

COMMUNICATIONS NETWORKS, CONTENT AND TECHNOLOGY

COMMUNICATIONS NETWORKS, CONTENT AND TECHNOLOGY

| Title
  Chapter | Heading | Budget 2014 | Amending budget No 1/2014 | New amount |
| --- | --- | --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 09 01 | ADMINISTRATIVE EXPENDITURE OF THE ‘COMMUNICATIONS NETWORKS, CONTENT AND TECHNOLOGY’ POLICY AREA | 123 643 356 | 123 643 356 | | | 123 643 356 | 123 643 356 |
| 09 02 | REGULATORY FRAMEWORK FOR THE DIGITAL AGENDA | 18 026 948 | 17 844 948 | | | 18 026 948 | 17 844 948 |
| 09 03 | CONNECTING EUROPE FACILITY (CEF) — TELECOMMUNICATION NETWORKS | 83 915 000 | 16 083 423 | | | 83 915 000 | 16 083 423 |
| 09 04 | HORIZON 2020 | 1 411 814 619 | 803 557 373 | | p.m. | 1 411 814 619 | 803 557 373 |
| | Title 09 — Total | 1 637 399 923 | 961 129 100 | | p.m. | 1 637 399 923 | 961 129 100 |

Title

Chapter

Heading

Budget 2014

Amending budget No 1/2014

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

09 01

ADMINISTRATIVE EXPENDITURE OF THE ‘COMMUNICATIONS NETWORKS, CONTENT AND TECHNOLOGY’ POLICY AREA

123 643 356

123 643 356

123 643 356

123 643 356

09 02

REGULATORY FRAMEWORK FOR THE DIGITAL AGENDA

18 026 948

17 844 948

18 026 948

17 844 948

09 03

CONNECTING EUROPE FACILITY (CEF) — TELECOMMUNICATION NETWORKS

83 915 000

16 083 423

83 915 000

16 083 423

09 04

HORIZON 2020

1 411 814 619

803 557 373

p.m.

1 411 814 619

803 557 373

Title 09 — Total

Title 09 — Total

1 637 399 923

1 637 399 923

961 129 100

961 129 100

p.m.

p.m.

1 637 399 923

1 637 399 923

961 129 100

961 129 100

CHAPTER 09 04 —   HORIZON 2020

CHAPTER 09 04 —

HORIZON 2020

| Title
  Chapter
  Article
  Item | Heading | FF | Budget 2014 | Amending budget No 1/2014 | New amount |
| --- | --- | --- | --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 09 04 | HORIZON 2020 |
| 09 04 01 | Excellent science |
| 09 04 01 01 | Strengthening research in future and emerging technologies | 1.1 | 246 003 372 | 10 300 623 | –6 921 885 | | 239 081 487 | 10 300 623 |
| 09 04 01 02 | Strengthening European research infrastructure, including e-infrastructure | 1.1 | 96 956 907 | 2 101 017 | | | 96 956 907 | 2 101 017 |
| | Article 09 04 01 — Subtotal | | 342 960 279 | 12 401 640 | –6 921 885 | | 336 038 394 | 12 401 640 |
| 09 04 02 | Industrial leadership |
| 09 04 02 01 | Leadership in information and communications technology | 1.1 | 720 260 961 | 44 192 289 | | | 720 260 961 | 44 192 289 |
| | Article 09 04 02 — Subtotal | | 720 260 961 | 44 192 289 | | | 720 260 961 | 44 192 289 |
| 09 04 03 | Societal challenges |
| 09 04 03 01 | Improving lifelong health and well-being | 1.1 | 131 580 377 | 11 991 283 | | | 131 580 377 | 11 991 283 |
| 09 04 03 02 | Fostering inclusive, innovative and reflective European societies | 1.1 | 77 973 002 | 505 313 | –39 856 714 | | 38 116 288 | 505 313 |
| 09 04 03 03 | Fostering secure European societies | None | | | 46 778 599 | p.m. | 46 778 599 | p.m. |
| | Article 09 04 03 — Subtotal | | 209 553 379 | 12 496 596 | 6 921 885 | p.m. | 216 475 264 | 12 496 596 |
| 09 04 07 | Joint Undertakings |
| 09 04 07 31 | Electronic Components and Systems for European Leadership Joint Undertaking (ECSEL) — Support expenditure | 1.1 | 540 000 | 540 000 | | | 540 000 | 540 000 |
| 09 04 07 32 | Electronic Components and Systems for European Leadership Joint Undertaking (ECSEL) | 1.1 | 135 000 000 | 33 750 000 | | | 135 000 000 | 33 750 000 |
| | Article 09 04 07 — Subtotal | | 135 540 000 | 34 290 000 | | | 135 540 000 | 34 290 000 |
| 09 04 50 | Appropriations accruing from contributions from (non-European Economic Area) third parties to research and technological development |
| 09 04 50 01 | Appropriations accruing from contributions from (non-European Economic Area) third parties to research and technological development (2014 to 2020) | 1.1 | p.m. | p.m. | | | p.m. | p.m. |
| 09 04 50 02 | Appropriations accruing from contributions from (non-European Economic Area) third parties to research and technological development (prior to 2014) | 1.1 | p.m. | p.m. | | | p.m. | p.m. |
| | Article 09 04 50 — Subtotal | | p.m. | p.m. | | | p.m. | p.m. |
| 09 04 51 | Completion of the Seventh Framework Programme (2007 to 2013) | 1.1 | p.m. | 618 054 637 | | | p.m. | 618 054 637 |
| 09 04 52 | Completion of previous research framework programmes (prior to 2007) | 1.1 | — | p.m. | | | — | p.m. |
| 09 04 53 | Completion of Competitiveness and Innovation Framework Programme — Information and Communication Technologies Policy Support Programme (ICT PSP) |
| 09 04 53 01 | Completion of Competitiveness and Innovation Framework Programme — Information and Communication Technologies Policy Support Programme (ICT PSP) (2007 to 2013) | 1.1 | p.m. | 80 372 211 | | | p.m. | 80 372 211 |
| 09 04 53 02 | Completion of previous information and communication technologies programmes (prior to 2007) | 1.1 | — | p.m. | | | — | p.m. |
| | Article 09 04 53 — Subtotal | | p.m. | 80 372 211 | | | p.m. | 80 372 211 |
| 09 04 77 | Pilots projects and preparatory actions |
| 09 04 77 01 | Pilot project — Open Knowledge Technologies: Mapping and validating knowledge | 1.1 | 1 500 000 | 750 000 | | | 1 500 000 | 750 000 |
| 09 04 77 02 | Pilot project — Connected for health: Wellbeing and Healthcare Solution in an Open Access FTTH-Networks | 1.1 | 1 000 000 | 500 000 | | | 1 000 000 | 500 000 |
| 09 04 77 03 | Pilot project — REIsearch (Research Excellence Innovation Framework) — Enhancing the competitiveness of the European Research Area by increasing communication among researchers, citizens, industry and policy makers | 1.1 | 1 000 000 | 500 000 | | | 1 000 000 | 500 000 |
| | Article 09 04 77 — Subtotal | | 3 500 000 | 1 750 000 | | | 3 500 000 | 1 750 000 |
| | Chapter 09 04 — Total | | 1 411 814 619 | 803 557 373 | | p.m. | 1 411 814 619 | 803 557 373 |

Title

Chapter

Article

Item

Heading

FF

Budget 2014

Amending budget No 1/2014

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

09 04

HORIZON 2020

09 04 01

09 04 01

Excellent science

Excellent science

09 04 01 01

Strengthening research in future and emerging technologies

1.1

246 003 372

10 300 623

–6 921 885

239 081 487

10 300 623

09 04 01 02

Strengthening European research infrastructure, including e-infrastructure

1.1

96 956 907

2 101 017

96 956 907

2 101 017

Article 09 04 01 — Subtotal

Article 09 04 01 — Subtotal

342 960 279

12 401 640

–6 921 885

336 038 394

12 401 640

09 04 02

09 04 02

Industrial leadership

Industrial leadership

09 04 02 01

Leadership in information and communications technology

1.1

720 260 961

44 192 289

720 260 961

44 192 289

Article 09 04 02 — Subtotal

Article 09 04 02 — Subtotal

720 260 961

44 192 289

720 260 961

44 192 289

09 04 03

09 04 03

Societal challenges

Societal challenges

09 04 03 01

Improving lifelong health and well-being

1.1

131 580 377

11 991 283

131 580 377

11 991 283

09 04 03 02

Fostering inclusive, innovative and reflective European societies

1.1

77 973 002

505 313

–39 856 714

38 116 288

505 313

09 04 03 03

Fostering secure European societies

None

46 778 599

p.m.

46 778 599

p.m.

Article 09 04 03 — Subtotal

Article 09 04 03 — Subtotal

209 553 379

12 496 596

6 921 885

p.m.

216 475 264

12 496 596

09 04 07

09 04 07

Joint Undertakings

Joint Undertakings

09 04 07 31

Electronic Components and Systems for European Leadership Joint Undertaking (ECSEL) — Support expenditure

1.1

540 000

540 000

540 000

540 000

09 04 07 32

Electronic Components and Systems for European Leadership Joint Undertaking (ECSEL)

1.1

135 000 000

33 750 000

135 000 000

33 750 000

Article 09 04 07 — Subtotal

Article 09 04 07 — Subtotal

135 540 000

34 290 000

135 540 000

34 290 000

09 04 50

09 04 50

Appropriations accruing from contributions from (non-European Economic Area) third parties to research and technological development

Appropriations accruing from contributions from (non-European Economic Area) third parties to research and technological development

09 04 50 01

Appropriations accruing from contributions from (non-European Economic Area) third parties to research and technological development (2014 to 2020)

1.1

p.m.

p.m.

p.m.

p.m.

09 04 50 02

Appropriations accruing from contributions from (non-European Economic Area) third parties to research and technological development (prior to 2014)

1.1

p.m.

p.m.

p.m.

p.m.

Article 09 04 50 — Subtotal

Article 09 04 50 — Subtotal

p.m.

p.m.

p.m.

p.m.

09 04 51

09 04 51

Completion of the Seventh Framework Programme (2007 to 2013)

Completion of the Seventh Framework Programme (2007 to 2013)

1.1

p.m.

618 054 637

p.m.

618 054 637

09 04 52

09 04 52

Completion of previous research framework programmes (prior to 2007)

Completion of previous research framework programmes (prior to 2007)

1.1

—

p.m.

—

p.m.

09 04 53

09 04 53

Completion of Competitiveness and Innovation Framework Programme — Information and Communication Technologies Policy Support Programme (ICT PSP)

Completion of Competitiveness and Innovation Framework Programme — Information and Communication Technologies Policy Support Programme (ICT PSP)

09 04 53 01

Completion of Competitiveness and Innovation Framework Programme — Information and Communication Technologies Policy Support Programme (ICT PSP) (2007 to 2013)

1.1

p.m.

80 372 211

p.m.

80 372 211

09 04 53 02

Completion of previous information and communication technologies programmes (prior to 2007)

1.1

—

p.m.

—

p.m.

Article 09 04 53 — Subtotal

Article 09 04 53 — Subtotal

p.m.

80 372 211

p.m.

80 372 211

09 04 77

09 04 77

Pilots projects and preparatory actions

Pilots projects and preparatory actions

09 04 77 01

Pilot project — Open Knowledge Technologies: Mapping and validating knowledge

1.1

1 500 000

750 000

1 500 000

750 000

09 04 77 02

Pilot project — Connected for health: Wellbeing and Healthcare Solution in an Open Access FTTH-Networks

1.1

1 000 000

500 000

1 000 000

500 000

09 04 77 03

Pilot project — REIsearch (Research Excellence Innovation Framework) — Enhancing the competitiveness of the European Research Area by increasing communication among researchers, citizens, industry and policy makers

1.1

1 000 000

500 000

1 000 000

500 000

Article 09 04 77 — Subtotal

Article 09 04 77 — Subtotal

3 500 000

1 750 000

3 500 000

1 750 000

Chapter 09 04 — Total

Chapter 09 04 — Total

1 411 814 619

1 411 814 619

803 557 373

803 557 373

p.m.

p.m.

1 411 814 619

1 411 814 619

803 557 373

803 557 373

Remarks

Remarks

These remarks are applicable to all the budget lines in this chapter.

This appropriation will be used for Horizon 2020 — the Framework Programme for Research and Innovation, which covers the 2014-2020 period.

Horizon 2020 shall play a central role in the implementation of the Europe 2020 flagship initiative ‘Innovation Union’ and other flagship initiatives, notably ‘Resource efficient Europe’, ‘An industrial policy for the globalisation era’, and ‘A digital agenda for Europe’, as well as in the development and functioning of the European Research Area (ERA). Horizon 2020 shall contribute to building an economy based on knowledge and innovation across the whole Union by leveraging sufficient additional research, development and innovation funding.

It will be carried out in order to pursue the general objectives set out in Article 179 of the Treaty on the Functioning of the European Union, in order to contribute to the creation of a society of knowledge, based on the European Research Area, i.e. supporting transnational cooperation at all levels throughout the Union, taking the dynamism, creativity and the excellence of European research to the limits of knowledge, strengthening human resources for research and for technology in Europe, quantitatively and qualitatively and research and innovation capacities in the whole of the Union and ensuring optimum use thereof.

Also entered against these articles and items are the costs of high-level scientific and technological meetings, conferences, workshops and seminars of European interest organised by the Commission, the funding of high-level scientific and technological analyses and evaluations carried out on behalf of the Union to investigate new areas of research suitable for Union action, inter alia, in the context of the European Research Area, and measures to monitor and disseminate the results of the programmes, including measures under previous framework programmes.

This appropriation will be used in accordance with Regulation (EU) No 1290/2013 of the European Parliament and of the Council of 11 December 2013 laying down the rules for the participation and dissemination in ‘Horizon 2020 - the Framework Programme for Research and Innovation (2014-2020)’ and repealing Regulation (EC) No 1906/2006 (OJ L 347, 20.12.2013, p. 81).

The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this chapter. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with Article 21(2)(e) to (g) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.

The possibility of third countries or institutes from third countries taking part in European cooperation in the field of scientific and technical research is envisaged for some of these projects. Any financial contribution entered in Items 6 0 1 3 and 6 0 1 5 of the statement of revenue may give rise to the provision of additional appropriations in accordance with Article 21 of the Financial Regulation.

Any revenue from States taking part in the European Cooperation in the field of Scientific and Technical Research will be entered in Item 6 0 1 6 of the of the statement of revenue and may give rise to the provision of additional appropriations in accordance with Article 21 of the Financial Regulation.

Any revenue from the contributions from candidate countries and, if applicable, the Western Balkan potential candidates for participating in Union programmes entered in Item 6 0 3 1 of the statement of revenue may give rise to the provision of additional appropriations in accordance with Article 21(2)(e) to (g) of the Financial Regulation.

Any revenue from the contributions by outside bodies to Union activities entered in Item 6 0 3 3 of the statement of revenue may give rise to the provision of additional appropriations in accordance with Article 21 of the Financial Regulation.

Additional appropriations will be provided under Item 09 04 50 01.

Administrative appropriations of this chapter will be provided under Article 09 01 05.

09 04 01Excellent science

09 04 01Excellent science

Remarks

Remarks

This priority of Horizon 2020 aims to reinforce and extend excellence in the Union’s science base and ensure a steady stream of world-class research to secure the Union’s long-term competitiveness. It will support the best ideas, develop talent within the Union, provide researchers with access to priority research infrastructure, and make the Union an attractive location for the world’s best researchers. Research actions to be funded will be determined according to the need and opportunities of science, without pre-determined thematic priorities. The research agenda will be set in close liaison with the scientific community and research will be funded on the basis of excellence.

09 04 01 01Strengthening research in future and emerging technologies

| Budget 2014 | Amending budget No 1/2014 | New amount |
| --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 246 003 372 | 10 300 623 | –6 921 885 | | 239 081 487 | 10 300 623 |

Budget 2014

Amending budget No 1/2014

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

246 003 372

10 300 623

–6 921 885

239 081 487

10 300 623

Remarks

Remarks

New item

New item

The specific objective is to foster radically new technologies by exploring novel and high-risk ideas building on scientific foundations. By providing flexible support to goal-oriented and interdisciplinary collaborative research on various scales and by adopting innovative research practices, the aim is to identify and seize opportunities of long-term benefit for citizens, the economy and society.

Activities under the ‘Future and Emerging Technologies’ specific objective shall address the entire spectrum of science-driven innovation: from bottom-up, small scale early explorations of embryonic and fragile ideas to building new research and innovation communities around transformative emerging research areas and large and federated research initiatives built around a research agenda aiming to achieve ambitious and visionary goals.

Activities cover collaboration, networking actions and national programme coordination initiatives. Also entered in this item are the costs of independent experts assisting in proposal evaluations and project reviews, the costs of events, meetings, conferences, workshops and seminars of European interest organised by the Commission, the costs of studies, analyses and evaluations, the costs of monitoring and evaluation of the specific programme and of the framework programmes and the costs of measures to monitor and disseminate the results of the programmes, including measures under previous framework programmes.

Legal basis

Legal basis

Regulation (EU) No 1291/2013 of the European Parliament and of the Council of 11 December 2013 establishing Horizon 2020 - the Framework Programme for Research and Innovation (2014-2020) and repealing Decision No 1982/2006/EC (OJ L 347, 20.12.2013, p. 104).

Council Decision 2013/743/EU of 3 December 2013 establishing the specific programme implementing Horizon 2020 - the Framework Programme for Research and Innovation (2014-2020) and repealing Decisions 2006/971/EC, 2006/972/EC, 2006/973/EC, 2006/974/EC and 2006/975/EC (OJ L 347, 20.12.2013, p. 965), and in particular Article 3(1)(b) thereof.

09 04 03Societal challenges

09 04 03Societal challenges

Remarks

Remarks

This priority of Horizon 2020 responds directly to the policy priorities and societal challenges identified in the Europe 2020 strategy. Those activities will be implemented using a challenge-based approach which brings together resources and knowledge across different fields, technologies and disciplines. The activities will cover the full cycle from research to market, with a new focus on innovation-related activities such as piloting, demonstration, test-beds, support for public procurement, design, end-user driven innovation, social innovation and market take-up of innovations. The activities will support directly the corresponding sectoral policy competences at Union level.

09 04 03 02Fostering inclusive, innovative and reflective European societies

| Budget 2014 | Amending budget No 1/2014 | New amount |
| --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 77 973 002 | 505 313 | –39 856 714 | | 38 116 288 | 505 313 |

Budget 2014

Amending budget No 1/2014

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

77 973 002

505 313

–39 856 714

38 116 288

505 313

Remarks

Remarks

New item

New item

The specific objective is to foster inclusive, innovative and reflective European societies in a context of unprecedented transformations and growing global interdependencies.

Activities will cover four main areas: ICT-enabled public sector innovation, understanding and preserving Europe’s intellectual basis, learning and inclusion.

ICT-enabled public sector innovation refers to the use of ICT for the creation and implementation of new processes, products, services and methods of delivery which result in significant improvements in the efficiency, effectiveness and quality of public services. The future public administrations should be digital and cross-border by default. Activities cover fostering efficient, open and citizen-centric public services, involving the public sector as an agent for innovation and change as well as cross-border innovation measures or seamless delivery of public services.

The aim of the second challenge is ‘to contribute to an understanding of Europe’s intellectual basis: its history and the many European and non-European influences; as an inspiration for our lives today’.

The aim of the third challenge is to support the widespread adoption of ICT in schools and for training in Europe.

The fourth challenge is to get the elderly (aged 65 and above), the unemployed and low educated, migrants, people in need of care, people living in remote or poorer areas, persons with disabilities, and homeless to fully participate in society. Activities focus on empowering them with the necessary digital skills and providing them with access to digital technologies.

Activities cover collaboration, networking actions and national programme coordination initiatives. Also entered in this item are the costs of independent experts assisting in proposal evaluations and project reviews, the costs of events, meetings, conferences, workshops and seminars of European interest organised by the Commission, the costs of studies, analyses and evaluations, the costs of monitoring and evaluation of the specific programme and of the framework programmes and the costs of measures to monitor and disseminate the results of the programmes, including measures under previous framework programmes.

Legal basis

Legal basis

Regulation (EU) No 1291/2013 of the European Parliament and of the Council of 11 December 2013 establishing Horizon 2020 - the Framework Programme for Research and Innovation (2014-2020) and repealing Decision No 1982/2006/EC (OJ L 347, 20.12.2013, p. 104).

Council Decision 2013/743/EU of 3 December 2013 establishing the specific programme implementing Horizon 2020 - the Framework Programme for Research and Innovation (2014-2020) and repealing Decisions 2006/971/EC, 2006/972/EC, 2006/973/EC, 2006/974/EC and 2006/975/EC (OJ L 347, 20.12.2013, p. 965), and in particular Article 3(3)(f) thereof.

TITLE 10

DIRECT RESEARCH

DIRECT RESEARCH

| Title
  Chapter | Heading | Budget 2014 | Amending budget No 1/2014 | New amount |
| --- | --- | --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 10 01 | ADMINISTRATIVE EXPENDITURE OF THE ‘DIRECT RESEARCH’ POLICY AREA | 353 845 000 | 353 845 000 | –5 253 030 | –5 253 030 | 348 591 970 | 348 591 970 |
| 10 02 | HORIZON 2020 — DIRECT ACTIONS OF THE JOINT RESEARCH CENTRE (JRC) IN SUPPORT OF UNION POLICIES | 33 556 000 | 27 860 506 | | | 33 556 000 | 27 860 506 |
| 10 03 | EURATOM PROGRAMME — DIRECT ACTIONS | 10 455 000 | 9 530 479 | | | 10 455 000 | 9 530 479 |
| 10 04 | OTHER ACTIVITIES OF THE JOINT RESEARCH CENTRE | p.m. | p.m. | | | p.m. | p.m. |
| 10 05 | HISTORICAL LIABILITIES RESULTING FROM NUCLEAR ACTIVITIES CARRIED OUT BY THE JOINT RESEARCH CENTRE PURSUANT TO THE EURATOM TREATY | 26 999 000 | 29 000 000 | | | 26 999 000 | 29 000 000 |
| | Title 10 — Total | 424 855 000 | 420 235 985 | –5 253 030 | –5 253 030 | 419 601 970 | 414 982 955 |

Title

Chapter

Heading

Budget 2014

Amending budget No 1/2014

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

10 01

ADMINISTRATIVE EXPENDITURE OF THE ‘DIRECT RESEARCH’ POLICY AREA

353 845 000

353 845 000

–5 253 030

–5 253 030

348 591 970

348 591 970

10 02

HORIZON 2020 — DIRECT ACTIONS OF THE JOINT RESEARCH CENTRE (JRC) IN SUPPORT OF UNION POLICIES

33 556 000

27 860 506

33 556 000

27 860 506

10 03

EURATOM PROGRAMME — DIRECT ACTIONS

10 455 000

9 530 479

10 455 000

9 530 479

10 04

OTHER ACTIVITIES OF THE JOINT RESEARCH CENTRE

p.m.

p.m.

p.m.

p.m.

10 05

HISTORICAL LIABILITIES RESULTING FROM NUCLEAR ACTIVITIES CARRIED OUT BY THE JOINT RESEARCH CENTRE PURSUANT TO THE EURATOM TREATY

26 999 000

29 000 000

26 999 000

29 000 000

Title 10 — Total

Title 10 — Total

424 855 000

424 855 000

420 235 985

420 235 985

–5 253 030

–5 253 030

–5 253 030

–5 253 030

419 601 970

419 601 970

414 982 955

414 982 955

CHAPTER 10 01 —   ADMINISTRATIVE EXPENDITURE OF THE ‘DIRECT RESEARCH’ POLICY AREA

CHAPTER 10 01 —

ADMINISTRATIVE EXPENDITURE OF THE ‘DIRECT RESEARCH’ POLICY AREA

| Title
  Chapter
  Article
  Item | Heading | FF | Budget 2014 | Amending budget No 1/2014 | New amount |
| --- | --- | --- | --- | --- | --- |
| 10 01 | ADMINISTRATIVE EXPENDITURE OF THE ‘DIRECT RESEARCH’ POLICY AREA |
| 10 01 05 | Support expenditure for research and innovation programmes in the ‘Direct research’ policy area |
| 10 01 05 01 | Expenditure related to officials and temporary staff implementing research and innovation programmes — Horizon 2020 | 1.1 | 138 577 000 | –1 877 000 | 136 700 000 |
| 10 01 05 02 | External personnel implementing Research and Innovation programmes — Horizon 2020 | 1.1 | 32 731 000 | – 331 000 | 32 400 000 |
| 10 01 05 03 | Other management expenditure for research and innovation programmes — Horizon 2020 | 1.1 | 59 870 000 | –1 706 030 | 58 163 970 |
| 10 01 05 04 | Other expenditure for new major research infrastructures — Horizon 2020 | 1.1 | 3 339 000 | –1 339 000 | 2 000 000 |
| 10 01 05 11 | Expenditure related to officials and temporary staff implementing research and innovation programmes — Euratom Programme | 1.1 | 56 275 000 | | 56 275 000 |
| 10 01 05 12 | External personnel implementing research and innovation programmes — Euratom programme | 1.1 | 10 699 000 | | 10 699 000 |
| 10 01 05 13 | Other management expenditure for research and innovation programmes — Euratom Programme | 1.1 | 38 707 000 | | 38 707 000 |
| 10 01 05 14 | Other expenditure for new major research infrastructures — Euratom Programme | 1.1 | 13 647 000 | | 13 647 000 |
| | Article 10 01 05 — Subtotal | | 353 845 000 | –5 253 030 | 348 591 970 |
| | Chapter 10 01 — Total | | 353 845 000 | –5 253 030 | 348 591 970 |

Title

Chapter

Article

Item

Heading

FF

Budget 2014

Amending budget No 1/2014

New amount

10 01

ADMINISTRATIVE EXPENDITURE OF THE ‘DIRECT RESEARCH’ POLICY AREA

10 01 05

10 01 05

Support expenditure for research and innovation programmes in the ‘Direct research’ policy area

Support expenditure for research and innovation programmes in the ‘Direct research’ policy area

10 01 05 01

Expenditure related to officials and temporary staff implementing research and innovation programmes — Horizon 2020

1.1

138 577 000

–1 877 000

136 700 000

10 01 05 02

External personnel implementing Research and Innovation programmes — Horizon 2020

1.1

32 731 000

– 331 000

32 400 000

10 01 05 03

Other management expenditure for research and innovation programmes — Horizon 2020

1.1

59 870 000

–1 706 030

58 163 970

10 01 05 04

Other expenditure for new major research infrastructures — Horizon 2020

1.1

3 339 000

–1 339 000

2 000 000

10 01 05 11

Expenditure related to officials and temporary staff implementing research and innovation programmes — Euratom Programme

1.1

56 275 000

56 275 000

10 01 05 12

External personnel implementing research and innovation programmes — Euratom programme

1.1

10 699 000

10 699 000

10 01 05 13

Other management expenditure for research and innovation programmes — Euratom Programme

1.1

38 707 000

38 707 000

10 01 05 14

Other expenditure for new major research infrastructures — Euratom Programme

1.1

13 647 000

13 647 000

Article 10 01 05 — Subtotal

Article 10 01 05 — Subtotal

353 845 000

–5 253 030

348 591 970

Chapter 10 01 — Total

Chapter 10 01 — Total

353 845 000

353 845 000

–5 253 030

–5 253 030

348 591 970

348 591 970

10 01 05Support expenditure for research and innovation programmes in the ‘Direct research’ policy area

10 01 05Support expenditure for research and innovation programmes in the ‘Direct research’ policy area

Remarks

Remarks

In accordance with Article 21 and Article 183(2) of the Financial Regulation, any revenue entered in Items 6 2 2 3 and 6 2 2 6 of the statement of revenue may give rise to the provision of additional appropriations.

In accordance with Article 21 of the Financial Regulation, any revenue entered in Items 6 2 2 1, 6 2 2 4 and 6 2 2 5 of the statement of revenue may give rise to the provision of additional appropriations. Such revenue will be used to cover, inter alia, expenditure incurred on staff and resources in respect of work for third parties carried out by the Joint Research Centre.

In accordance with Article 21 of the Financial Regulation, any revenue entered in Items 6 0 1 3 and 6 0 3 1 of the statement of revenue may give rise to the provision of additional appropriations.

The appropriations could be supplemented by appropriations that the Joint Research Centre will earn by participating on a competitive basis in indirect actions and in scientific and technical activities in support of Union policies. The activities of a competitive nature conducted by the JRC shall consist of:

| — | activities carried out following grant or procurement procedures, |
| --- | --- |

—

activities carried out following grant or procurement procedures,

| — | activities on behalf of third parties, |
| --- | --- |

—

activities on behalf of third parties,

| — | activities undertaken under an administrative agreement with other institutions or other Commission departments for the provision of technical-scientific services. |
| --- | --- |

—

activities undertaken under an administrative agreement with other institutions or other Commission departments for the provision of technical-scientific services.

2013 appropriations from items in Article 10 01 05 automatically carried forward to 2014 will be booked onto the three Horizon 2020 items in this Article.

10 01 05 01Expenditure related to officials and temporary staff implementing research and innovation programmes — Horizon 2020

| Budget 2014 | Amending budget No 1/2014 | New amount |
| --- | --- | --- |
| 138 577 000 | –1 877 000 | 136 700 000 |

Budget 2014

Amending budget No 1/2014

New amount

138 577 000

–1 877 000

136 700 000

Remarks

Remarks

Former Item 10 01 05 01 (in part)

Former Item 10 01 05 01 (in part)

This appropriation is intended to cover expenditure relating to officials and temporary staff occupying posts on the authorised establishment plan of the Joint Research Centre implementing research and innovation programmes — Horizon 2020, and in particular:

| — | direct action, consisting of research activities, scientific and technical support activities, and exploratory research activities undertaken in the establishments of the Joint Research Centre, |
| --- | --- |

—

direct action, consisting of research activities, scientific and technical support activities, and exploratory research activities undertaken in the establishments of the Joint Research Centre,

| — | indirect action, consisting of programmes implemented as part of the Joint Research Centre’s activities conducted on a competitive basis. |
| --- | --- |

—

indirect action, consisting of programmes implemented as part of the Joint Research Centre’s activities conducted on a competitive basis.

Staff costs comprise the basic salary, allowances, miscellaneous indemnities and contributions based on the statutory provisions, including expenses related to the entry into service, change in the place of employment and termination of service.

The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this item. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with Article 21(2)(e) to (g) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.

Legal basis

Legal basis

See Chapter 10 02.

10 01 05 02External personnel implementing Research and Innovation programmes — Horizon 2020

| Budget 2014 | Amending budget No 1/2014 | New amount |
| --- | --- | --- |
| 32 731 000 | – 331 000 | 32 400 000 |

Budget 2014

Amending budget No 1/2014

New amount

32 731 000

– 331 000

32 400 000

Remarks

Remarks

Former Item 10 01 05 02 (in part)

Former Item 10 01 05 02 (in part)

This appropriation is intended to cover the expenditure relating to external personnel occupying posts which are not on the establishment plan of the Joint Research Centre, i.e. contract staff, grant holders, seconded national experts and visiting scientists, including external personnel posted in Union delegations, implementing research and innovation programmes — Horizon 2020.

The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this item. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with Article 21(2)(e) to (g) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.

Legal basis

Legal basis

See Chapter 10 02.

10 01 05 03Other management expenditure for research and innovation programmes — Horizon 2020

| Budget 2014 | Amending budget No 1/2014 | New amount |
| --- | --- | --- |
| 59 870 000 | –1 706 030 | 58 163 970 |

Budget 2014

Amending budget No 1/2014

New amount

59 870 000

–1 706 030

58 163 970

Remarks

Remarks

Former Item 10 01 05 03 (in part)

Former Item 10 01 05 03 (in part)

This appropriation is intended to cover:

| — | staff-related expenditure not covered by Items 10 01 05 01 and 10 01 05 02 including missions, training, medical and social services, expenditure on organising competitions, interviewing candidates, representation costs, etc., |
| --- | --- |

—

staff-related expenditure not covered by Items 10 01 05 01 and 10 01 05 02 including missions, training, medical and social services, expenditure on organising competitions, interviewing candidates, representation costs, etc.,

| — | expenditure in respect of all resources used for the implementation of the Joint Research Centre (JRC) activities; this includes:






  — | expenses related to the operation and functioning of JRC institutes: regular maintenance of buildings, technical infrastructure and scientific equipment; utilities and fluids; heating, cooling and ventilation; workshop materials and equipment; cleaning of sites, roads and buildings; waste management; etc., |
| --- | --- | --- |

—

expenditure in respect of all resources used for the implementation of the Joint Research Centre (JRC) activities; this includes:

—

expenses related to the operation and functioning of JRC institutes: regular maintenance of buildings, technical infrastructure and scientific equipment; utilities and fluids; heating, cooling and ventilation; workshop materials and equipment; cleaning of sites, roads and buildings; waste management; etc.,

| — | expenses related to the administrative support of JRC institutes: furniture; stationery; telecommunications; documentation and publications; transport; miscellaneous supplies; general insurances; etc., |
| --- | --- |

—

expenses related to the administrative support of JRC institutes: furniture; stationery; telecommunications; documentation and publications; transport; miscellaneous supplies; general insurances; etc.,

| — | expenses related to the safety and security of the sites: health and safety at work; radioprotection; fire-brigade; etc., |
| --- | --- |

—

expenses related to the safety and security of the sites: health and safety at work; radioprotection; fire-brigade; etc.,

| — | IT related expenditure: computer rooms; hardware and software; networking services; information systems; help-desk and assistance to users; etc., |
| --- | --- |

—

IT related expenditure: computer rooms; hardware and software; networking services; information systems; help-desk and assistance to users; etc.,

| — | non-recurrent costs: this appropriation covers renovation, rehabilitation and construction works on the JRC sites. It addresses expenses such as exceptional maintenance costs, renovation works, adaptation to new standards, etc. It may also finance research infrastructures not covered by Item 10 01 05 04. |
| --- | --- |

—

non-recurrent costs: this appropriation covers renovation, rehabilitation and construction works on the JRC sites. It addresses expenses such as exceptional maintenance costs, renovation works, adaptation to new standards, etc. It may also finance research infrastructures not covered by Item 10 01 05 04.

The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this item. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with Article 21(2)(e) to (g) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.

Legal basis

Legal basis

See Chapter 10 02.

10 01 05 04Other expenditure for new major research infrastructures — Horizon 2020

| Budget 2014 | Amending budget No 1/2014 | New amount |
| --- | --- | --- |
| 3 339 000 | –1 339 000 | 2 000 000 |

Budget 2014

Amending budget No 1/2014

New amount

3 339 000

–1 339 000

2 000 000

Remarks

Remarks

New item

New item

This appropriation is intended to cover expenditure in respect of all resources for the financing of major research infrastructure projects, in particular the construction of new buildings, the complete refurbishment of existing buildings and the purchase of important equipment related to the technical infrastructure of the sites.

The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this item. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with Article 21(2)(e) to (g) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.

Legal basis

Legal basis

See Chapter 10 02.

TITLE 21

DEVELOPMENT AND COOPERATION

DEVELOPMENT AND COOPERATION

| Title
  Chapter | Heading | Budget 2014 | Amending budget No 1/2014 | New amount |
| --- | --- | --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 21 01 | ADMINISTRATIVE EXPENDITURE OF THE ‘DEVELOPMENT AND COOPERATION’ POLICY AREA | 385 388 840 | 385 388 840 | | | 385 388 840 | 385 388 840 |
| 21 02 | DEVELOPMENT COOPERATION INSTRUMENT (DCI) | 2 260 039 588 | 1 638 168 193 | | | 2 260 039 588 | 1 638 168 193 |
| 21 03 | EUROPEAN NEIGHBOURHOOD INSTRUMENT (ENI) | 2 132 480 712 | 1 388 280 950 | | | 2 132 480 712 | 1 388 280 950 |
| 21 04 | EUROPEAN INSTRUMENT FOR DEMOCRACY AND HUMAN RIGHTS | 132 782 020 | 87 115 739 | p.m. | p.m. | 132 782 020 | 87 115 739 |
| 21 05 | INSTRUMENT FOR STABILITY (IFS) — GLOBAL AND TRANS-REGIONAL THREATS | 82 255 223 | 47 337 395 | p.m. | p.m. | 82 255 223 | 47 337 395 |
| 21 06 | INSTRUMENT FOR NUCLEAR SAFETY COOPERATION (INSC) | 29 346 872 | 54 564 789 | | | 29 346 872 | 54 564 789 |
| 21 07 | THE EUROPEAN UNION-GREENLAND PARTNERSHIP | 24 569 471 | 18 924 882 | | | 24 569 471 | 18 924 882 |
| 21 08 | DEVELOPMENT AND COOPERATION WORLDWIDE | 36 988 018 | 22 815 000 | | | 36 988 018 | 22 815 000 |
| 21 09 | COMPLETION OF ACTIONS IMPLEMENTED UNDER INDUSTRIALISED COUNTRIES INSTRUMENT (ICI+) PROGRAMME | — | 15 724 201 | | | — | 15 724 201 |
| | Title 21 — Total | 5 083 850 744 | 3 658 319 989 | p.m. | p.m. | 5 083 850 744 | 3 658 319 989 |

Title

Chapter

Heading

Budget 2014

Amending budget No 1/2014

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

21 01

ADMINISTRATIVE EXPENDITURE OF THE ‘DEVELOPMENT AND COOPERATION’ POLICY AREA

385 388 840

385 388 840

385 388 840

385 388 840

21 02

DEVELOPMENT COOPERATION INSTRUMENT (DCI)

2 260 039 588

1 638 168 193

2 260 039 588

1 638 168 193

21 03

EUROPEAN NEIGHBOURHOOD INSTRUMENT (ENI)

2 132 480 712

1 388 280 950

2 132 480 712

1 388 280 950

21 04

EUROPEAN INSTRUMENT FOR DEMOCRACY AND HUMAN RIGHTS

132 782 020

87 115 739

p.m.

p.m.

132 782 020

87 115 739

21 05

INSTRUMENT FOR STABILITY (IFS) — GLOBAL AND TRANS-REGIONAL THREATS

82 255 223

47 337 395

p.m.

p.m.

82 255 223

47 337 395

21 06

INSTRUMENT FOR NUCLEAR SAFETY COOPERATION (INSC)

29 346 872

54 564 789

29 346 872

54 564 789

21 07

THE EUROPEAN UNION-GREENLAND PARTNERSHIP

24 569 471

18 924 882

24 569 471

18 924 882

21 08

DEVELOPMENT AND COOPERATION WORLDWIDE

36 988 018

22 815 000

36 988 018

22 815 000

21 09

COMPLETION OF ACTIONS IMPLEMENTED UNDER INDUSTRIALISED COUNTRIES INSTRUMENT (ICI+) PROGRAMME

—

15 724 201

—

15 724 201

Title 21 — Total

Title 21 — Total

5 083 850 744

5 083 850 744

3 658 319 989

3 658 319 989

p.m.

p.m.

p.m.

p.m.

5 083 850 744

5 083 850 744

3 658 319 989

3 658 319 989

CHAPTER 21 04 —   EUROPEAN INSTRUMENT FOR DEMOCRACY AND HUMAN RIGHTS

CHAPTER 21 04 —

EUROPEAN INSTRUMENT FOR DEMOCRACY AND HUMAN RIGHTS

| Title
  Chapter
  Article
  Item | Heading | FF | Budget 2014 | Amending budget No 1/2014 | New amount |
| --- | --- | --- | --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 21 04 | EUROPEAN INSTRUMENT FOR DEMOCRACY AND HUMAN RIGHTS |
| 21 04 01 | Enhancing the respect for and observance of human rights and fundamental freedoms and supporting democratic reforms | 4 | 132 782 020 | 3 815 739 | | | 132 782 020 | 3 815 739 |
| 21 04 51 | Completion of the European Instrument for Democracy and Human Rights (prior to 2014) | 4 | — | 83 300 000 | | | — | 83 300 000 |
| 21 04 77 | Pilot projects and preparatory actions |
| 21 04 77 01 | Preparatory action — Establish a conflict-prevention network | 4 | — | — | | | — | — |
| 21 04 77 02 | Pilot project — Civil Society Forum EU-Russia | 4 | — | — | p.m. | p.m. | p.m. | — |
| 21 04 77 03 | Pilot project — Funding for victims of torture | 4 | — | — | p.m. | p.m. | p.m. | p.m. |
| | Article 21 04 77 — Subtotal | | — | — | p.m. | p.m. | p.m. | p.m. |
| | Chapter 21 04 — Total | | 132 782 020 | 87 115 739 | p.m. | p.m. | 132 782 020 | 87 115 739 |

Title

Chapter

Article

Item

Heading

FF

Budget 2014

Amending budget No 1/2014

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

21 04

EUROPEAN INSTRUMENT FOR DEMOCRACY AND HUMAN RIGHTS

21 04 01

21 04 01

Enhancing the respect for and observance of human rights and fundamental freedoms and supporting democratic reforms

Enhancing the respect for and observance of human rights and fundamental freedoms and supporting democratic reforms

4

132 782 020

3 815 739

132 782 020

3 815 739

21 04 51

21 04 51

Completion of the European Instrument for Democracy and Human Rights (prior to 2014)

Completion of the European Instrument for Democracy and Human Rights (prior to 2014)

4

—

83 300 000

—

83 300 000

21 04 77

21 04 77

Pilot projects and preparatory actions

Pilot projects and preparatory actions

21 04 77 01

Preparatory action — Establish a conflict-prevention network

4

—

—

—

—

21 04 77 02

Pilot project — Civil Society Forum EU-Russia

4

—

—

p.m.

p.m.

p.m.

—

21 04 77 03

Pilot project — Funding for victims of torture

4

—

—

p.m.

p.m.

p.m.

p.m.

Article 21 04 77 — Subtotal

Article 21 04 77 — Subtotal

—

—

p.m.

p.m.

p.m.

p.m.

Chapter 21 04 — Total

Chapter 21 04 — Total

132 782 020

132 782 020

87 115 739

87 115 739

p.m.

p.m.

p.m.

p.m.

132 782 020

132 782 020

87 115 739

87 115 739

21 04 77Pilot projects and preparatory actions

21 04 77Pilot projects and preparatory actions

21 04 77 02Pilot project — Civil Society Forum EU-Russia

| Budget 2014 | Amending budget No 1/2014 | New amount |
| --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| — | — | p.m. | p.m. | p.m. | — |

Budget 2014

Amending budget No 1/2014

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

—

—

p.m.

p.m.

p.m.

—

Remarks

Remarks

Former Article 19 04 06

Former Article 19 04 06

This item is intended to cover commitments remaining to be settled from previous years under the pilot project

Legal basis

Legal basis

Pilot project within the meaning of Article 54(2) of Regulation (EU, Euratom) No 966/2012 of the European Parliament and of the Council of 25 October 2012 on the financial rules applicable to the general budget of the Union and repealing Council Regulation (EC, Euratom) No 1605/2002 (OJ L 298, 26.10.2012, p. 1).

21 04 77 03Pilot project — Funding for victims of torture

| Budget 2014 | Amending budget No 1/2014 | New amount |
| --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| — | — | p.m. | p.m. | p.m. | p.m. |

Budget 2014

Amending budget No 1/2014

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

—

—

p.m.

p.m.

p.m.

p.m.

Remarks

Remarks

Former Article 19 04 07

Former Article 19 04 07

This item is intended to cover commitments remaining to be settled from previous years under the pilot project.

Legal basis

Legal basis

Pilot project within the meaning of Article 54(2) of Regulation (EU, Euratom) No 966/2012 of the European Parliament and of the Council of 25 October 2012 on the financial rules applicable to the general budget of the Union and repealing Council Regulation (EC, Euratom) No 1605/2002 (OJ L 298, 26.10.2012, p. 1).

Reference acts

Reference acts

Council Directive 2003/9/EC of 27 January 2003 laying down minimum standards for the reception of asylum seekers (OJ L 3l, 6.2.2003, p. 18).

Conclusions of the Council of the European Union, 2865th External Relations Council meeting, Luxembourg, 29 April 2009.

Charter of Fundamental Rights of the European Union (OJ C 83, 30.3.2010, p. 389).

CHAPTER 21 05 —   INSTRUMENT FOR STABILITY (IFS) — GLOBAL AND TRANS-REGIONAL THREATS

CHAPTER 21 05 —

INSTRUMENT FOR STABILITY (IFS) — GLOBAL AND TRANS-REGIONAL THREATS

| Title
  Chapter
  Article
  Item | Heading | FF | Budget 2014 | Amending budget No 1/2014 | New amount |
| --- | --- | --- | --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 21 05 | INSTRUMENT FOR STABILITY (IFS) — GLOBAL AND TRANS-REGIONAL THREATS |
| 21 05 01 | Global and trans-regional security threats | 4 | 82 255 223 | 4 031 479 | | | 82 255 223 | 4 031 479 |
| 21 05 51 | Completion of actions in the area of global threats to security (prior to 2014) | 4 | — | 42 810 916 | | | — | 42 810 916 |
| 21 05 77 | Pilot projects and preparatory actions |
| 21 05 77 01 | Pilot project — Support for surveillance and protection measures for Union vessels sailing through areas where piracy is a threat | 4 | — | 495 000 | | | — | 495 000 |
| 21 05 77 02 | Preparatory action — Emergency response to the financial and economic crisis in developing countries | 4 | — | — | p.m. | p.m. | p.m. | p.m. |
| | Article 21 05 77 — Subtotal | | — | 495 000 | p.m. | p.m. | p.m. | 495 000 |
| | Chapter 21 05 — Total | | 82 255 223 | 47 337 395 | p.m. | p.m. | 82 255 223 | 47 337 395 |

Title

Chapter

Article

Item

Heading

FF

Budget 2014

Amending budget No 1/2014

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

21 05

INSTRUMENT FOR STABILITY (IFS) — GLOBAL AND TRANS-REGIONAL THREATS

21 05 01

21 05 01

Global and trans-regional security threats

Global and trans-regional security threats

4

82 255 223

4 031 479

82 255 223

4 031 479

21 05 51

21 05 51

Completion of actions in the area of global threats to security (prior to 2014)

Completion of actions in the area of global threats to security (prior to 2014)

4

—

42 810 916

—

42 810 916

21 05 77

21 05 77

Pilot projects and preparatory actions

Pilot projects and preparatory actions

21 05 77 01

Pilot project — Support for surveillance and protection measures for Union vessels sailing through areas where piracy is a threat

4

—

495 000

—

495 000

21 05 77 02

Preparatory action — Emergency response to the financial and economic crisis in developing countries

4

—

—

p.m.

p.m.

p.m.

p.m.

Article 21 05 77 — Subtotal

Article 21 05 77 — Subtotal

—

495 000

p.m.

p.m.

p.m.

495 000

Chapter 21 05 — Total

Chapter 21 05 — Total

82 255 223

82 255 223

47 337 395

47 337 395

p.m.

p.m.

p.m.

p.m.

82 255 223

82 255 223

47 337 395

47 337 395

21 05 77Pilot projects and preparatory actions

21 05 77Pilot projects and preparatory actions

21 05 77 02Preparatory action — Emergency response to the financial and economic crisis in developing countries

| Budget 2014 | Amending budget No 1/2014 | New amount |
| --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| — | — | p.m. | p.m. | p.m. | p.m. |

Budget 2014

Amending budget No 1/2014

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

—

—

p.m.

p.m.

p.m.

p.m.

Remarks

Remarks

Former Article 19 06 08

Former Article 19 06 08

This item is intended to cover commitments remaining to be settled from previous years under the preparatory action.

Legal basis

Legal basis

Preparatory action within the meaning of Article 54(2) of Regulation (EU, Euratom) No 966/2012 of the European Parliament and of the Council of 25 October 2012 on the financial rules applicable to the general budget of the Union and repealing Council Regulation (EC, Euratom) No 1605/2002 (OJ L 298, 26.10.2012, p. 1).

STAFF

STAFF

Bodies set up by the European Union and having legal personality

Bodies set up by the European Union and having legal personality

European Joint Undertakings

European Joint Undertakings

Single European Sky Air Traffic Management Research 2 Joint Undertaking (SESAR2) (1)

1

| Function group and grade | Posts |
| --- | --- |
| 2014 | 2013 |
| Authorised under the Union budget | Actually filled as at 31 December 2012 | Authorised under the Union budget |
| Permanent | Temporary | Permanent | Temporary | Permanent | Temporary |
| AD 16 | | | | | | |
| AD 15 | | | | | | |
| AD 14 | | 1 | | 1 | | 1 |
| AD 13 | | | | | | |
| AD 12 | | 4 | | 4 | | 4 |
| AD 11 | | | | | | 1 |
| AD 10 | | 5 | | 5 | | 3 |
| AD 9 | | | | | | |
| AD 8 | | 5 | | 5 | | 6 |
| AD 7 | | 4 | | 4 | | 4 |
| AD 6 | | 4 | | 4 | | 4 |
| AD 5 | | 10 | | 10 | | 10 |
| AD total | | 33 | | 33 | | 33 |
| AST 11 | | | | | | |
| AST 10 | | | | | | |
| AST 9 | | | | | | |
| AST 8 | | | | | | |
| AST 7 | | 1 | | 1 | | 1 |
| AST 6 | | | | | | |
| AST 5 | | 1 | | 1 | | 1 |
| AST 4 | | | | | | |
| AST 3 | | 2 | | 2 | | 2 |
| AST 2 | | | | | | |
| AST 1 | | 2 | | 2 | | 2 |
| AST total | | 6 | | 6 | | 6 |
| AST/SC 6
  AST/SC 5
  AST/SC 4
  AST/SC 3
  AST/SC 2
  AST/SC 1 | | | | | | |
| AST/SC total | | | | | | |
| Grand total | | 39 | | 39 | | 39 |
| Total staff | 39 | 39 | 39 |

Function group and grade

Posts

2014

2013

Authorised under the Union budget

Actually filled as at 31 December 2012

Authorised under the Union budget

Permanent

Temporary

Permanent

Temporary

Permanent

Temporary

AD 16

AD 15

AD 14

1

1

1

AD 13

AD 12

4

4

4

AD 11

1

AD 10

5

5

3

AD 9

AD 8

5

5

6

AD 7

4

4

4

AD 6

4

4

4

AD 5

AD 5

10

10

10

10

10

10

AD total

33

33

33

AST 11

AST 10

AST 9

AST 8

AST 7

1

1

1

AST 6

AST 5

1

1

1

AST 4

AST 3

2

2

2

AST 2

AST 1

2

2

2

AST total

6

6

6

AST/SC 6

AST/SC 5

AST/SC 4

AST/SC 3

AST/SC 2

AST/SC 1

AST/SC total

Grand total

Grand total

39

39

39

39

39

39

Total staff

Total staff

39

39

39

39

39

39

S 03 02 08 - Shift to Rail (S2R)

S 03 02 08 - Shift to Rail (S2R)

| Function group and grade | Posts |
| --- | --- |
| 2014 | 2014 |
| Budget 2014 | Draft amending budget No 1/2014 | Revised Budget 2014 |
| Permanent | Temporary | Permanent | Temporary | Permanent | Temporary |
| AD 16 | | | | | | |
| AD 15 | | | | | | |
| AD 14 | | | | 1 | | 1 |
| AD 13 | | | | | | |
| AD 12 | | | | | | |
| AD 11 | | | | | | |
| AD 10 | | | | | | |
| AD 9 | | | | 1 | | 1 |
| AD 8 | | | | | | |
| AD 7 | | | | | | |
| AD 6 | | | | | | |
| AD 5 | | | | | | |
| AD total | | | | 2 | | 2 |
| AST 11 | | | | | | |
| AST 10 | | | | | | |
| AST 9 | | | | | | |
| AST 8 | | | | | | |
| AST 7 | | | | | | |
| AST 6 | | | | | | |
| AST 5 | | | | | | |
| AST 4 | | | | | | |
| AST 3 | | | | | | |
| AST 2 | | | | | | |
| AST 1 | | | | | | |
| AST total | | | | | | |
| AST/SC 6
  AST/SC 5
  AST/SC 4
  AST/SC 3
  AST/SC 2
  AST/SC 1 | | | | | | |
| AST/SC total | | | | | | |
| Grand total | | | | 2 | | 2 |
| Total staff | | 2 | 2 |

Function group and grade

Posts

2014

2014

Budget 2014

Draft amending budget No 1/2014

Revised Budget 2014

Permanent

Temporary

Permanent

Temporary

Permanent

Temporary

AD 16

AD 15

AD 14

1

1

AD 13

AD 12

AD 11

AD 10

AD 9

1

1

AD 8

AD 7

AD 6

AD 5

AD 5

AD total

2

2

AST 11

AST 10

AST 9

AST 8

AST 7

AST 6

AST 5

AST 4

AST 3

AST 2

AST 1

AST total

AST/SC 6

AST/SC 5

AST/SC 4

AST/SC 3

AST/SC 2

AST/SC 1

AST/SC total

Grand total

Grand total

2

2

2

2

Total staff

Total staff

2

2

2

2

Recruitment of staff for the Shift to Rail Joint Undertaking is subject to the adoption of the new legal basis setting up the Shift to Rail Joint Undertaking.

---

(1)  Awaiting the adoption of the new legal basis for the Single European Sky Air Traffic Management Research 2 Joint Undertaking (COM(2013) 503 final), which will replace and succeed the Single European Sky Air Traffic Management Research Joint Undertaking, the establishment plan covers the phasing out of the Single European Sky Air Traffic Management Research Joint Undertaking. Recruitment of staff for the Single European Sky Air Traffic Management Research 2 Joint Undertaking is subject to the adoption of the new legal basis.

1

---