# L_2014049EN.01023101.xml

| 19.2.2014 | EN | Official Journal of the European Union | L 49/231 |
| --- | --- | --- | --- |

19.2.2014

EN

Official Journal of the European Union

L 49/231

---

DEFINITIVE ADOPTION

of Amending budget No 9 of the European Union for the financial year 2013

(2014/66/EU, Euratom)

THE PRESIDENT OF THE EUROPEAN PARLIAMENT,

Having regard to the Treaty on the Functioning of the European Union, and in particular Article 314(4)(a) and Article 314(9) thereof,

Having regard to the Treaty establishing the European Atomic Energy Community, and in particular Article 106a thereof,

Having regard to Regulation (EU, Euratom) No 966/2012 of the European Parliament and of the Council of 25 October 2012 on the financial rules applicable to the general budget of the Union and repealing Council Regulation (EC, Euratom) No 1605/2002 (1),

Having regard to the Interinstitutional Agreement of 17 May 2006 between the European Parliament, the Council and the Commission on budgetary discipline and sound financial management (2),

Having regard to the general budget of the European Union for the financial year 2013, as definitively adopted on 12 December 2012 (3),

Having regard to draft amending budget No 9 of the European Union for the financial year 2013, which the Commission drew up on 3 October 2013,

Having regard to the position on draft amending budget No 9/2013, which the Council adopted on 30 October 2013,

Having regard to the resolution adopted by Parliament on 20 November 2013 on the Council's position on draft amending budget No 9/2013,

Having regard to the amendment adopted by Parliament on 20 November 2013 on draft amending budget No 9/2013,

Having regard to the letter sent by the President of the Council on 20 November 2013 informing that the Council has approved Parliament's amendments,

Having regard to Rules 75b and 75e of Parliament's Rules of Procedure,

DECLARES:

Sole Article

The procedure under Article 314 of the Treaty on the Functioning of the European Union is complete and amending budget No 9 of the European Union for the financial year 2013 has been definitively adopted.

Done at Strasbourg, 20 November 2013.

The President

M. SCHULZ

---

(1)  
  OJ L 298, 26.10.2012, p. 1.

1

(2)  
  OJ C 139, 14.6.2006, p. 1.

2

(3)  
  OJ L 66, 8.3.2013

3

---

AMENDING BUDGET No 9 FOR THE FINANCIAL YEAR 2013

CONTENTS

STATEMENT OF REVENUE AND EXPENDITURE BY SECTION

STATEMENT OF REVENUE AND EXPENDITURE BY SECTION

Section III: Commission

Section III: Commission

| — Expenditure | 236 |
| --- | --- |

| — Title XX: Administrative expenditure allocated to policy areas | 238 |
| --- | --- |

| — Title 01: Economic and financial affairs | 243 |
| --- | --- |

| — Title 04: Employment and social affairs | 246 |
| --- | --- |

| — Title 05: Agriculture and rural development | 248 |
| --- | --- |

| — Title 06: Mobility and transport | 250 |
| --- | --- |

| — Title 08: Research | 254 |
| --- | --- |

| — Title 09: Communications networks, content and technology | 269 |
| --- | --- |

| — Title 10: Direct research | 273 |
| --- | --- |

| — Title 13: Regional policy | 276 |
| --- | --- |

| — Title 15: Education and culture | 280 |
| --- | --- |

---

SECTION III

SECTION III

COMMISSION

COMMISSION

EXPENDITURE

EXPENDITURE

| Title | Heading | Budget 2013 | Amending budget No. 9/2013 | New amount |
| --- | --- | --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 01 | ECONOMIC AND FINANCIAL AFFAIRS | 555 684 796 | 428 350 972 | | –10 000 000 | 555 684 796 | 418 350 972 |
| 02 | ENTERPRISE | 1 157 245 386 | 1 376 115 339 | | | 1 157 245 386 | 1 376 115 339 |
| 03 | COMPETITION | 92 219 149 | 92 219 149 | | | 92 219 149 | 92 219 149 |
| 04 | EMPLOYMENT AND SOCIAL AFFAIRS | 12 214 158 933 | 13 743 651 206 | | –13 116 000 | 12 214 158 933 | 13 730 535 206 |
| 05 | AGRICULTURE AND RURAL DEVELOPMENT | 58 851 894 643 | 56 895 357 629 | | –32 331 335 | 58 851 894 643 | 56 863 026 294 |
| 06 | MOBILITY AND TRANSPORT | 1 740 800 530 | 983 961 494 | | 12 457 557 | 1 740 800 530 | 996 419 051 |
| 07 | ENVIRONMENT AND CLIMATE ACTION | 498 383 275 | 404 177 073 | | | 498 383 275 | 404 177 073 |
| 08 | RESEARCH | 6 901 336 033 | 5 231 942 972 | –26 884 000 | – 233 072 948 | 6 874 452 033 | 4 998 870 024 |
| 09 | COMMUNICATIONS NETWORKS, CONTENT AND TECHNOLOGY | 1 810 829 637 | 1 507 705 211 | | 40 812 681 | 1 810 829 637 | 1 548 517 892 |
| | 40 01 40, 40 02 41 | 391 985 | 391 985 | | | 391 985 | 391 985 |
| | | 1 811 221 622 | 1 508 097 196 | | | 1 811 221 622 | 1 548 909 877 |
| 10 | DIRECT RESEARCH | 424 319 156 | 419 320 143 | | 405 852 | 424 319 156 | 419 725 995 |
| 11 | MARITIME AFFAIRS AND FISHERIES | 919 262 394 | 763 270 938 | | | 919 262 394 | 763 270 938 |
| | 40 01 40, 40 02 41 | 115 220 000 | 70 190 000 | | | 115 220 000 | 70 190 000 |
| | | 1 034 482 394 | 833 460 938 | | | 1 034 482 394 | 833 460 938 |
| 12 | INTERNAL MARKET | 103 313 472 | 101 938 194 | | | 103 313 472 | 101 938 194 |
| | 40 02 41 | 3 000 000 | 3 000 000 | | | 3 000 000 | 3 000 000 |
| | | 106 313 472 | 104 938 194 | | | 106 313 472 | 104 938 194 |
| 13 | REGIONAL POLICY | 43 792 849 672 | 43 417 676 111 | 400 519 089 | 171 531 335 | 44 193 368 761 | 43 589 207 446 |
| 14 | TAXATION AND CUSTOMS UNION | 144 620 394 | 127 227 655 | | | 144 620 394 | 127 227 655 |
| 15 | EDUCATION AND CULTURE | 2 829 575 587 | 2 564 555 677 | | 63 312 858 | 2 829 575 587 | 2 627 868 535 |
| 16 | COMMUNICATION | 265 992 159 | 252 703 941 | | | 265 992 159 | 252 703 941 |
| 17 | HEALTH AND CONSUMER PROTECTION | 634 370 124 | 598 986 674 | | | 634 370 124 | 598 986 674 |
| 18 | HOME AFFAIRS | 1 227 109 539 | 906 396 228 | | | 1 227 109 539 | 906 396 228 |
| | 40 01 40, 40 02 41 | 111 280 000 | 66 442 946 | | | 111 280 000 | 66 442 946 |
| | | 1 338 389 539 | 972 839 174 | | | 1 338 389 539 | 972 839 174 |
| 19 | EXTERNAL RELATIONS | 5 001 226 243 | 3 292 737 301 | | | 5 001 226 243 | 3 292 737 301 |
| 20 | TRADE | 107 473 453 | 104 177 332 | | | 107 473 453 | 104 177 332 |
| 21 | DEVELOPMENT AND RELATIONS WITH AFRICAN, CARIBBEAN AND PACIFIC (ACP) STATES | 1 571 699 626 | 1 235 408 520 | | | 1 571 699 626 | 1 235 408 520 |
| 22 | ENLARGEMENT | 1 091 261 928 | 913 197 071 | | | 1 091 261 928 | 913 197 071 |
| 23 | HUMANITARIAN AID | 917 322 828 | 979 489 048 | | | 917 322 828 | 979 489 048 |
| 24 | FIGHT AGAINST FRAUD | 75 427 800 | 69 443 664 | | | 75 427 800 | 69 443 664 |
| | 40 01 40 | 3 929 200 | 3 929 200 | | | 3 929 200 | 3 929 200 |
| | | 79 357 000 | 73 372 864 | | | 79 357 000 | 73 372 864 |
| 25 | COMMISSION'S POLICY COORDINATION AND LEGAL ADVICE | 193 336 661 | 194 086 661 | | | 193 336 661 | 194 086 661 |
| 26 | COMMISSION'S ADMINISTRATION | 1 030 021 548 | 1 023 305 407 | | | 1 030 021 548 | 1 023 305 407 |
| 27 | BUDGET | 142 450 570 | 142 450 570 | | | 142 450 570 | 142 450 570 |
| 28 | AUDIT | 11 879 141 | 11 879 141 | | | 11 879 141 | 11 879 141 |
| 29 | STATISTICS | 82 071 571 | 114 760 614 | | | 82 071 571 | 114 760 614 |
| | 40 01 40, 40 02 41 | 51 900 000 | 7 743 254 | | | 51 900 000 | 7 743 254 |
| | | 133 971 571 | 122 503 868 | | | 133 971 571 | 122 503 868 |
| 30 | PENSIONS AND RELATED EXPENDITURE | 1 399 471 000 | 1 399 471 000 | | | 1 399 471 000 | 1 399 471 000 |
| 31 | LANGUAGE SERVICES | 396 815 433 | 396 815 433 | | | 396 815 433 | 396 815 433 |
| 32 | ENERGY | 738 302 781 | 814 608 051 | | | 738 302 781 | 814 608 051 |
| 33 | JUSTICE | 218 238 524 | 184 498 972 | | | 218 238 524 | 184 498 972 |
| 40 | RESERVES | 1 049 836 185 | 231 697 385 | | | 1 049 836 185 | 231 697 385 |
| | Total | 148 190 800 171 | 140 923 582 776 | 373 635 089 | | 148 564 435 260 | 140 923 582 776 |
| | Of which Reserves: 40 01 40, 40 02 41 | 285 721 185 | 151 697 385 | | | 285 721 185 | 151 697 385 |

Title

Heading

Budget 2013

Amending budget No. 9/2013

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

01

ECONOMIC AND FINANCIAL AFFAIRS

555 684 796

428 350 972

–10 000 000

555 684 796

418 350 972

02

ENTERPRISE

1 157 245 386

1 376 115 339

1 157 245 386

1 376 115 339

03

COMPETITION

92 219 149

92 219 149

92 219 149

92 219 149

04

EMPLOYMENT AND SOCIAL AFFAIRS

12 214 158 933

13 743 651 206

–13 116 000

12 214 158 933

13 730 535 206

05

AGRICULTURE AND RURAL DEVELOPMENT

58 851 894 643

56 895 357 629

–32 331 335

58 851 894 643

56 863 026 294

06

MOBILITY AND TRANSPORT

1 740 800 530

983 961 494

12 457 557

1 740 800 530

996 419 051

07

ENVIRONMENT AND CLIMATE ACTION

498 383 275

404 177 073

498 383 275

404 177 073

08

RESEARCH

6 901 336 033

5 231 942 972

–26 884 000

– 233 072 948

6 874 452 033

4 998 870 024

09

COMMUNICATIONS NETWORKS, CONTENT AND TECHNOLOGY

1 810 829 637

1 507 705 211

40 812 681

1 810 829 637

1 548 517 892

40 01 40, 40 02 41

40 01 40, 40 02 41

391 985

391 985

391 985

391 985

391 985

391 985

391 985

391 985

1 811 221 622

1 508 097 196

1 811 221 622

1 548 909 877

10

DIRECT RESEARCH

424 319 156

419 320 143

405 852

424 319 156

419 725 995

11

MARITIME AFFAIRS AND FISHERIES

919 262 394

763 270 938

919 262 394

763 270 938

40 01 40, 40 02 41

40 01 40, 40 02 41

115 220 000

115 220 000

70 190 000

70 190 000

115 220 000

115 220 000

70 190 000

70 190 000

1 034 482 394

833 460 938

1 034 482 394

833 460 938

12

INTERNAL MARKET

103 313 472

101 938 194

103 313 472

101 938 194

40 02 41

40 02 41

3 000 000

3 000 000

3 000 000

3 000 000

3 000 000

3 000 000

3 000 000

3 000 000

106 313 472

104 938 194

106 313 472

104 938 194

13

REGIONAL POLICY

43 792 849 672

43 417 676 111

400 519 089

171 531 335

44 193 368 761

43 589 207 446

14

TAXATION AND CUSTOMS UNION

144 620 394

127 227 655

144 620 394

127 227 655

15

EDUCATION AND CULTURE

2 829 575 587

2 564 555 677

63 312 858

2 829 575 587

2 627 868 535

16

COMMUNICATION

265 992 159

252 703 941

265 992 159

252 703 941

17

HEALTH AND CONSUMER PROTECTION

634 370 124

598 986 674

634 370 124

598 986 674

18

HOME AFFAIRS

1 227 109 539

906 396 228

1 227 109 539

906 396 228

40 01 40, 40 02 41

40 01 40, 40 02 41

111 280 000

111 280 000

66 442 946

66 442 946

111 280 000

111 280 000

66 442 946

66 442 946

1 338 389 539

972 839 174

1 338 389 539

972 839 174

19

EXTERNAL RELATIONS

5 001 226 243

3 292 737 301

5 001 226 243

3 292 737 301

20

TRADE

107 473 453

104 177 332

107 473 453

104 177 332

21

DEVELOPMENT AND RELATIONS WITH AFRICAN, CARIBBEAN AND PACIFIC (ACP) STATES

1 571 699 626

1 235 408 520

1 571 699 626

1 235 408 520

22

ENLARGEMENT

1 091 261 928

913 197 071

1 091 261 928

913 197 071

23

HUMANITARIAN AID

917 322 828

979 489 048

917 322 828

979 489 048

24

FIGHT AGAINST FRAUD

75 427 800

69 443 664

75 427 800

69 443 664

40 01 40

40 01 40

3 929 200

3 929 200

3 929 200

3 929 200

3 929 200

3 929 200

3 929 200

3 929 200

79 357 000

73 372 864

79 357 000

73 372 864

25

COMMISSION'S POLICY COORDINATION AND LEGAL ADVICE

193 336 661

194 086 661

193 336 661

194 086 661

26

COMMISSION'S ADMINISTRATION

1 030 021 548

1 023 305 407

1 030 021 548

1 023 305 407

27

BUDGET

142 450 570

142 450 570

142 450 570

142 450 570

28

AUDIT

11 879 141

11 879 141

11 879 141

11 879 141

29

STATISTICS

82 071 571

114 760 614

82 071 571

114 760 614

40 01 40, 40 02 41

40 01 40, 40 02 41

51 900 000

51 900 000

7 743 254

7 743 254

51 900 000

51 900 000

7 743 254

7 743 254

133 971 571

122 503 868

133 971 571

122 503 868

30

PENSIONS AND RELATED EXPENDITURE

1 399 471 000

1 399 471 000

1 399 471 000

1 399 471 000

31

LANGUAGE SERVICES

396 815 433

396 815 433

396 815 433

396 815 433

32

ENERGY

738 302 781

814 608 051

738 302 781

814 608 051

33

JUSTICE

218 238 524

184 498 972

218 238 524

184 498 972

40

RESERVES

1 049 836 185

231 697 385

1 049 836 185

231 697 385

Total

Total

148 190 800 171

148 190 800 171

140 923 582 776

140 923 582 776

373 635 089

373 635 089

148 564 435 260

148 564 435 260

140 923 582 776

140 923 582 776

Of which Reserves: 40 01 40, 40 02 41

Of which Reserves: 40 01 40, 40 02 41

285 721 185

285 721 185

151 697 385

151 697 385

285 721 185

285 721 185

151 697 385

151 697 385

TITLE XX

TITLE XX

ADMINISTRATIVE EXPENDITURE ALLOCATED TO POLICY AREAS

ADMINISTRATIVE EXPENDITURE ALLOCATED TO POLICY AREAS

Classification by type

| Title
  Chapter
  Article
  Item | Heading | FF | Budget 2013 | Amending budget No. 9/2013 | New amount |
| --- | --- | --- | --- | --- | --- |
| XX 01 | ADMINISTRATIVE EXPENDITURE ALLOCATED TO POLICY AREAS |
| XX 01 01 | Expenditure related to staff in active employment in policy areas |
| XX 01 01 01 | Expenditure related to staff in active employment working with the institution |
| XX 01 01 01 01 | Remuneration and allowances | 5 | 1 835 168 000 | | 1 835 168 000 |
| XX 01 01 01 02 | Expenses and allowances related to recruitment, transfers and termination of service | 5 | 14 878 000 | | 14 878 000 |
| XX 01 01 01 03 | Adjustments to remuneration | 5 | 15 496 000 | | 15 496 000 |
| | Subtotal | | 1 865 542 000 | | 1 865 542 000 |
| XX 01 01 02 | Expenditure related to Commission staff in active employment of the Union delegations |
| XX 01 01 02 01 | Remuneration and allowances | 5 | 110 428 000 | | 110 428 000 |
| XX 01 01 02 02 | Expenses and allowances related to recruitment, transfers and termination of service | 5 | 7 462 000 | | 7 462 000 |
| XX 01 01 02 03 | Appropriations to cover any adjustments to remuneration | 5 | 871 000 | | 871 000 |
| | Subtotal | | 118 761 000 | | 118 761 000 |
| | Article XX 01 01 — Subtotal | | 1 984 303 000 | | 1 984 303 000 |
| XX 01 02 | External staff and other management expenditure |
| XX 01 02 01 | External staff working with the institution |
| XX 01 02 01 01 | Contract staff | 5 | 66 373 486 | | 66 373 486 |
| XX 01 02 01 02 | Agency staff and technical and administrative assistance in support of different activities | 5 | 23 545 000 | | 23 545 000 |
| XX 01 02 01 03 | National civil servants temporarily assigned to the institution | 5 | 39 727 000 | | 39 727 000 |
| | Subtotal | | 129 645 486 | | 129 645 486 |
| XX 01 02 02 | External staff of the Commission in Union delegations |
| XX 01 02 02 01 | Remuneration of other staff | 5 | 7 619 000 | | 7 619 000 |
| XX 01 02 02 02 | Training of junior experts and seconded national experts | 5 | 2 300 000 | | 2 300 000 |
| XX 01 02 02 03 | Expenses of other staff and payment for other services | 5 | 256 000 | | 256 000 |
| | Subtotal | | 10 175 000 | | 10 175 000 |
| XX 01 02 11 | Other management expenditure of the institution |
| XX 01 02 11 01 | Mission and representation expenses | 5 | 56 391 000 | | 56 391 000 |
| XX 01 02 11 02 | Conferences and meeting costs | 5 | 27 008 000 | | 27 008 000 |
| XX 01 02 11 03 | Meetings of committees | 5 | 12 863 000 | | 12 863 000 |
| XX 01 02 11 04 | Studies and consultations | 5 | 6 400 000 | | 6 400 000 |
| XX 01 02 11 05 | Information and management systems | 5 | 26 985 000 | | 26 985 000 |
| XX 01 02 11 06 | Further training and management training | 5 | 13 500 000 | | 13 500 000 |
| | Subtotal | | 143 147 000 | | 143 147 000 |
| XX 01 02 12 | Other management expenditure relating to Commission staff in Union delegations |
| XX 01 02 12 01 | Missions, conferences and representation expenses | 5 | 6 328 000 | | 6 328 000 |
| XX 01 02 12 02 | Further training of staff in delegations | 5 | 500 000 | | 500 000 |
| | Subtotal | | 6 828 000 | | 6 828 000 |
| | Article XX 01 02 — Subtotal | | 289 795 486 | | 289 795 486 |
| XX 01 03 | Expenditure related to information and communication technology equipment and services, and buildings |
| XX 01 03 01 | Expenditure related to information and communication technology equipment and services of the Commission |
| XX 01 03 01 03 | Information and communication technology equipment | 5 | 54 525 000 | | 54 525 000 |
| XX 01 03 01 04 | Information and communication technology services | 5 | 63 545 000 | | 63 545 000 |
| | Subtotal | | 118 070 000 | | 118 070 000 |
| XX 01 03 02 | Buildings and related expenditure relating to Commission staff in Union delegations |
| XX 01 03 02 01 | Acquisition, renting and related expenditure | 5 | 46 908 000 | | 46 908 000 |
| XX 01 03 02 02 | Equipment, furniture, supplies and services | 5 | 9 638 000 | | 9 638 000 |
| | Subtotal | | 56 546 000 | | 56 546 000 |
| | Article XX 01 03 — Subtotal | | 174 616 000 | | 174 616 000 |
| XX 01 05 | Expenditure related to staff in active employment for indirect research |
| XX 01 05 01 | Remuneration and allowances related to staff in active employment for indirect research | 1.1 | 197 229 000 | –7 230 000 | 189 999 000 |
| XX 01 05 02 | External staff for indirect research | 1.1 | 47 262 000 | | 47 262 000 |
| XX 01 05 03 | Other management expenditure for indirect research | 1.1 | 80 253 000 | –15 739 000 | 64 514 000 |
| | Article XX 01 05 — Subtotal | | 324 744 000 | –22 969 000 | 301 775 000 |
| | Chapter XX 01 — Total | | 2 773 458 486 | –22 969 000 | 2 750 489 486 |

Title

Chapter

Article

Item

Heading

FF

Budget 2013

Amending budget No. 9/2013

New amount

XX 01

ADMINISTRATIVE EXPENDITURE ALLOCATED TO POLICY AREAS

XX 01 01

XX 01 01

Expenditure related to staff in active employment in policy areas

Expenditure related to staff in active employment in policy areas

XX 01 01 01

Expenditure related to staff in active employment working with the institution

XX 01 01 01 01

Remuneration and allowances

5

1 835 168 000

1 835 168 000

XX 01 01 01 02

Expenses and allowances related to recruitment, transfers and termination of service

5

14 878 000

14 878 000

XX 01 01 01 03

Adjustments to remuneration

5

15 496 000

15 496 000

Subtotal

Subtotal

1 865 542 000

1 865 542 000

XX 01 01 02

Expenditure related to Commission staff in active employment of the Union delegations

XX 01 01 02 01

Remuneration and allowances

5

110 428 000

110 428 000

XX 01 01 02 02

Expenses and allowances related to recruitment, transfers and termination of service

5

7 462 000

7 462 000

XX 01 01 02 03

Appropriations to cover any adjustments to remuneration

5

871 000

871 000

Subtotal

Subtotal

118 761 000

118 761 000

Article XX 01 01 — Subtotal

Article XX 01 01 — Subtotal

1 984 303 000

1 984 303 000

XX 01 02

XX 01 02

External staff and other management expenditure

External staff and other management expenditure

XX 01 02 01

External staff working with the institution

XX 01 02 01 01

Contract staff

5

66 373 486

66 373 486

XX 01 02 01 02

Agency staff and technical and administrative assistance in support of different activities

5

23 545 000

23 545 000

XX 01 02 01 03

National civil servants temporarily assigned to the institution

5

39 727 000

39 727 000

Subtotal

Subtotal

129 645 486

129 645 486

XX 01 02 02

External staff of the Commission in Union delegations

XX 01 02 02 01

Remuneration of other staff

5

7 619 000

7 619 000

XX 01 02 02 02

Training of junior experts and seconded national experts

5

2 300 000

2 300 000

XX 01 02 02 03

Expenses of other staff and payment for other services

5

256 000

256 000

Subtotal

Subtotal

10 175 000

10 175 000

XX 01 02 11

Other management expenditure of the institution

XX 01 02 11 01

Mission and representation expenses

5

56 391 000

56 391 000

XX 01 02 11 02

Conferences and meeting costs

5

27 008 000

27 008 000

XX 01 02 11 03

Meetings of committees

5

12 863 000

12 863 000

XX 01 02 11 04

Studies and consultations

5

6 400 000

6 400 000

XX 01 02 11 05

Information and management systems

5

26 985 000

26 985 000

XX 01 02 11 06

Further training and management training

5

13 500 000

13 500 000

Subtotal

Subtotal

143 147 000

143 147 000

XX 01 02 12

Other management expenditure relating to Commission staff in Union delegations

XX 01 02 12 01

Missions, conferences and representation expenses

5

6 328 000

6 328 000

XX 01 02 12 02

Further training of staff in delegations

5

500 000

500 000

Subtotal

Subtotal

6 828 000

6 828 000

Article XX 01 02 — Subtotal

Article XX 01 02 — Subtotal

289 795 486

289 795 486

XX 01 03

XX 01 03

Expenditure related to information and communication technology equipment and services, and buildings

Expenditure related to information and communication technology equipment and services, and buildings

XX 01 03 01

Expenditure related to information and communication technology equipment and services of the Commission

XX 01 03 01 03

Information and communication technology equipment

5

54 525 000

54 525 000

XX 01 03 01 04

Information and communication technology services

5

63 545 000

63 545 000

Subtotal

Subtotal

118 070 000

118 070 000

XX 01 03 02

Buildings and related expenditure relating to Commission staff in Union delegations

XX 01 03 02 01

Acquisition, renting and related expenditure

5

46 908 000

46 908 000

XX 01 03 02 02

Equipment, furniture, supplies and services

5

9 638 000

9 638 000

Subtotal

Subtotal

56 546 000

56 546 000

Article XX 01 03 — Subtotal

Article XX 01 03 — Subtotal

174 616 000

174 616 000

XX 01 05

XX 01 05

Expenditure related to staff in active employment for indirect research

Expenditure related to staff in active employment for indirect research

XX 01 05 01

Remuneration and allowances related to staff in active employment for indirect research

1.1

197 229 000

–7 230 000

189 999 000

XX 01 05 02

External staff for indirect research

1.1

47 262 000

47 262 000

XX 01 05 03

Other management expenditure for indirect research

1.1

80 253 000

–15 739 000

64 514 000

Article XX 01 05 — Subtotal

Article XX 01 05 — Subtotal

324 744 000

–22 969 000

301 775 000

Chapter XX 01 — Total

Chapter XX 01 — Total

2 773 458 486

2 773 458 486

–22 969 000

–22 969 000

2 750 489 486

2 750 489 486

CHAPTER XX 01 — ADMINISTRATIVE EXPENDITURE ALLOCATED TO POLICY AREAS

CHAPTER XX 01 — ADMINISTRATIVE EXPENDITURE ALLOCATED TO POLICY AREAS

XX 01 05Expenditure related to staff in active employment for indirect research

XX 01 05Expenditure related to staff in active employment for indirect research

XX 01 05 01Remuneration and allowances related to staff in active employment for indirect research

| Budget 2013 | Amending budget No. 9/2013 | New amount |
| --- | --- | --- |
| 197 229 000 | –7 230 000 | 189 999 000 |

Budget 2013

Amending budget No. 9/2013

New amount

197 229 000

–7 230 000

189 999 000

Remarks

Remarks

The following comments apply to all the policy areas (Enterprise and Industry, Mobility and Transport, Research, Information Society and Media, Education and Culture, Energy) involved in indirect actions under the Seventh Framework Programme for research.

This appropriation covers expenditure relating to staff covered by the Staff Regulations occupying posts on the authorised establishment plans engaged in indirect action under the nuclear and non-nuclear programmes, including staff posted in Union delegations.

The breakdown of these appropriations for staff expenditure is as follows:

| Programme | Appropriation |
| --- | --- |
| Framework programme (nuclear) | 22 840 000 |
| Framework programme (non-nuclear) | 167 159 000 |
| Total | 189 999 000 |

Programme

Appropriation

Framework programme (nuclear)

22 840 000

Framework programme (non-nuclear)

167 159 000

Total

189 999 000

The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this item. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with Article 21(2)(e) to (g) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.

Legal basis

Legal basis

Decision No 1982/2006/EC of the European Parliament and of the Council of 18 December 2006 concerning the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007-2013) (OJ L 412, 30.12.2006, p. 1).

Council Decision 2006/970/Euratom of 18 December 2006 concerning the Seventh Framework Programme of the European Atomic Energy Community (Euratom) for nuclear research and training activities (2007 to 2011) (OJ L 400, 30.12.2006, p. 60).

Council Decision 2006/971/EC of 19 December 2006 concerning the specific programme ‘Cooperation’ implementing the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007 to 2013) (OJ L 400, 30.12.2006, p. 86).

Council Decision 2006/972/EC of 19 December 2006 concerning the specific programme: ‘Ideas’ implementing the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007 to 2013) (OJ L 400, 30.12.2006, p. 243).

Council Decision 2006/973/EC of 19 December 2006 concerning the specific programme: ‘People’ implementing the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007 to 2013) (OJ L 400, 30.12.2006, p. 270).

Council Decision 2006/974/EC of 19 December 2006 on the specific programme: ‘Capacities’ implementing the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007 to 2013) (OJ L 400, 30.12.2006, p. 299).

Council Decision 2006/976/Euratom of 19 December 2006 concerning the specific programme implementing the Seventh Framework Programme of the European Atomic Energy Community (Euratom) for nuclear research and training activities (2007 to 2011) (OJ L 400, 30.12.2006, p. 404).

Council Decision 2012/93/Euratom of 19 December 2011 concerning the Framework Programme of the European Atomic Energy Community for nuclear research and training activities (2012-2013) (OJ L 47, 18.2.2012, p. 25).

Council Regulation (Euratom) No 139/2012 of 19 December 2011 laying down the rules for the participation of undertakings, research centres and universities in indirect actions under the Framework Programme of the European Atomic Energy Community and for the dissemination of research results (2012-2013) (OJ L 47, 18.2.2012, p. 1).

Council Decision 2012/94/Euratom of 19 December 2011 concerning the specific programme, to be carried out by means of indirect actions, implementing the Framework Programme of the European Atomic Energy Community for nuclear research and training activities (2012-2013) (OJ L 47, 18.2.2012, p. 33).

XX 01 05 03Other management expenditure for indirect research

| Budget 2013 | Amending budget No. 9/2013 | New amount |
| --- | --- | --- |
| 80 253 000 | –15 739 000 | 64 514 000 |

Budget 2013

Amending budget No. 9/2013

New amount

80 253 000

–15 739 000

64 514 000

Remarks

Remarks

The following comments apply to all the policy areas (Enterprise and Industry, Mobility and Transport, Research, Information Society and Media, Education and Culture, Energy) involved in indirect actions under the Seventh Framework Programme for research.

This appropriation is intended to cover other administrative expenditure for all management of research in the form of indirect action under the nuclear and non-nuclear programmes, including other administrative expenditure incurred by staff posted in Union delegations.

The breakdown of these appropriations for staff expenditure is as follows:

| Programme | Appropriation |
| --- | --- |
| Framework programme (nuclear) | 10 984 000 |
| Framework programme (non-nuclear) | 53 530 000 |
| Total | 64 514 000 |

Programme

Appropriation

Framework programme (nuclear)

10 984 000

Framework programme (non-nuclear)

53 530 000

Total

64 514 000

The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this item. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with Article 21(2)(e) to (g) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.

Legal basis

Legal basis

Decision No 1982/2006/EC of the European Parliament and of the Council of 18 December 2006 concerning the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007-2013) (OJ L 412, 30.12.2006, p. 1).

Council Decision 2006/970/Euratom of 18 December 2006 concerning the Seventh Framework Programme of the European Atomic Energy Community (Euratom) for nuclear research and training activities (2007 to 2011) (OJ L 400, 30.12.2006, p. 60).

Council Decision 2006/971/EC of 19 December 2006 concerning the specific programme ‘Cooperation’ implementing the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007 to 2013) (OJ L 400, 30.12.2006, p. 86).

Council Decision 2006/972/EC of 19 December 2006 concerning the specific programme: ‘Ideas’ implementing the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007 to 2013) (OJ L 400, 30.12.2006, p. 243).

Council Decision 2006/973/EC of 19 December 2006 concerning the specific programme: ‘People’ implementing the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007 to 2013) (OJ L 400, 30.12.2006, p. 270).

Council Decision 2006/974/EC of 19 December 2006 on the specific programme: ‘Capacities’ implementing the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007 to 2013) (OJ L 400, 30.12.2006, p. 299).

Council Decision 2006/976/Euratom of 19 December 2006 concerning the specific programme implementing the Seventh Framework Programme of the European Atomic Energy Community (Euratom) for nuclear research and training activities (2007 to 2011) (OJ L 400, 30.12.2006, p. 404).

Council Decision 2012/93/Euratom of 19 December 2011 concerning the Framework Programme of the European Atomic Energy Community for nuclear research and training activities (2012-2013) (OJ L 47, 18.2.2012, p. 25).

Council Regulation (Euratom) No 139/2012 of 19 December 2011 laying down the rules for the participation of undertakings, research centres and universities in indirect actions under the Framework Programme of the European Atomic Energy Community and for the dissemination of research results (2012-2013) (OJ L 47, 18.2.2012, p. 1).

Council Decision 2012/94/Euratom of 19 December 2011 concerning the specific programme, to be carried out by means of indirect actions, implementing the Framework Programme of the European Atomic Energy Community for nuclear research and training activities (2012-2013) (OJ L 47, 18.2.2012, p. 33).

TITLE 01

TITLE 01

ECONOMIC AND FINANCIAL AFFAIRS

ECONOMIC AND FINANCIAL AFFAIRS

| Title
  Chapter | Heading | FF | Budget 2013 | Amending budget No. 9/2013 | New amount |
| --- | --- | --- | --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 01 01 | ADMINISTRATIVE EXPENDITURE OF THE ‘ECONOMIC AND FINANCIAL AFFAIRS’ POLICY AREA | 5 | 82 524 796 | 82 524 796 | | | 82 524 796 | 82 524 796 |
| 01 02 | ECONOMIC AND MONETARY UNION | | 13 000 000 | 12 953 676 | | | 13 000 000 | 12 953 676 |
| 01 03 | INTERNATIONAL ECONOMIC AND FINANCIAL AFFAIRS | 4 | 94 550 000 | 56 339 890 | | –10 000 000 | 94 550 000 | 46 339 890 |
| 01 04 | FINANCIAL OPERATIONS AND INSTRUMENTS | | 365 610 000 | 276 532 610 | | | 365 610 000 | 276 532 610 |
| | Title 01 — Total | | 555 684 796 | 428 350 972 | | –10 000 000 | 555 684 796 | 418 350 972 |

Title

Chapter

Heading

FF

Budget 2013

Amending budget No. 9/2013

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

01 01

ADMINISTRATIVE EXPENDITURE OF THE ‘ECONOMIC AND FINANCIAL AFFAIRS’ POLICY AREA

5

82 524 796

82 524 796

82 524 796

82 524 796

01 02

ECONOMIC AND MONETARY UNION

13 000 000

12 953 676

13 000 000

12 953 676

01 03

INTERNATIONAL ECONOMIC AND FINANCIAL AFFAIRS

4

94 550 000

56 339 890

–10 000 000

94 550 000

46 339 890

01 04

FINANCIAL OPERATIONS AND INSTRUMENTS

365 610 000

276 532 610

365 610 000

276 532 610

Title 01 — Total

Title 01 — Total

555 684 796

555 684 796

428 350 972

428 350 972

–10 000 000

–10 000 000

555 684 796

555 684 796

418 350 972

418 350 972

CHAPTER 01 03 — INTERNATIONAL ECONOMIC AND FINANCIAL AFFAIRS

CHAPTER 01 03 — INTERNATIONAL ECONOMIC AND FINANCIAL AFFAIRS

| Title
  Chapter
  Article
  Item | Heading | FF | Budget 2013 | Amending budget No. 9/2013 | New amount |
| --- | --- | --- | --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 01 03 | INTERNATIONAL ECONOMIC AND FINANCIAL AFFAIRS |
| 01 03 01 | Participation in the capital of international financial institutions |
| 01 03 01 01 | European Bank for Reconstruction and Development — Provision of paid-up shares of subscribed capital | 4 | — | — | | | — | — |
| 01 03 01 02 | European Bank for Reconstruction and Development — Callable portion of subscribed capital | 4 | p.m. | p.m. | | | p.m. | p.m. |
| | Article 01 03 01 — Subtotal | | p.m. | p.m. | | | p.m. | p.m. |
| 01 03 02 | Macro-financial assistance | 4 | 94 550 000 | 56 339 890 | | –10 000 000 | 94 550 000 | 46 339 890 |
| | Chapter 01 03 — Total | | 94 550 000 | 56 339 890 | | –10 000 000 | 94 550 000 | 46 339 890 |

Title

Chapter

Article

Item

Heading

FF

Budget 2013

Amending budget No. 9/2013

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

01 03

INTERNATIONAL ECONOMIC AND FINANCIAL AFFAIRS

01 03 01

01 03 01

Participation in the capital of international financial institutions

Participation in the capital of international financial institutions

01 03 01 01

European Bank for Reconstruction and Development — Provision of paid-up shares of subscribed capital

4

—

—

—

—

01 03 01 02

European Bank for Reconstruction and Development — Callable portion of subscribed capital

4

p.m.

p.m.

p.m.

p.m.

Article 01 03 01 — Subtotal

Article 01 03 01 — Subtotal

p.m.

p.m.

p.m.

p.m.

01 03 02

01 03 02

Macro-financial assistance

Macro-financial assistance

4

94 550 000

56 339 890

–10 000 000

94 550 000

46 339 890

Chapter 01 03 — Total

Chapter 01 03 — Total

94 550 000

94 550 000

56 339 890

56 339 890

–10 000 000

–10 000 000

94 550 000

94 550 000

46 339 890

46 339 890

01 03 02Macro-financial assistance

01 03 02Macro-financial assistance

| Budget 2013 | Amending budget No. 9/2013 | New amount |
| --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 94 550 000 | 56 339 890 | | –10 000 000 | 94 550 000 | 46 339 890 |

Budget 2013

Amending budget No. 9/2013

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

94 550 000

56 339 890

–10 000 000

94 550 000

46 339 890

Remarks

Remarks

This exceptional assistance aims to ease financial constraints on certain third countries experiencing macro-financial difficulties characterised by balance of payment deficits and/or serious budgetary imbalances.

It is directly linked to the implementation by the recipient countries of macro-financial stabilisation and structural adjustment measures. Union action generally complements that of the International Monetary Fund, coordinated with other bilateral donors.

The Commission informs the budgetary authority twice a year of the macro-financial situation of the beneficiary countries and reports extensively on the implementation of this assistance on a yearly basis.

Appropriations under this article will also be used to cover financial aid for the reconstruction in Georgia of the areas affected by the conflict with Russia. The actions should be primarily geared to the macro-financial stabilisation of the country. The total financial allocation for the aid was decided at an international donors' conference in 2008.

Legal basis

Legal basis

Council Decision 2006/880/EC of 30 November 2006 providing exceptional Community financial assistance to Kosovo (OJ L 339, 6.12.2006, p. 36).

Council Decision 2007/860/EC of 10 December 2007 providing Community macro-financial assistance to Lebanon (OJ L 337, 21.12.2007, p. 111).

Council Decision 2009/889/EC of 30 November 2009 providing macro-financial assistance to Georgia (OJ L 320, 5.12.2009, p. 1).

Council Decision 2009/890/EC of 30 November 2009 providing macro-financial assistance to Armenia (OJ L 320, 5.12.2009, p. 3).

Decision No 938/2010/EU of the European Parliament and of the Council of 20 October 2010 providing macro-financial assistance to the Republic of Moldova (OJ L 277, 21.10.2010, p. 1).

TITLE 04

TITLE 04

EMPLOYMENT AND SOCIAL AFFAIRS

EMPLOYMENT AND SOCIAL AFFAIRS

| Title
  Chapter | Heading | FF | Budget 2013 | Amending budget No. 9/2013 | New amount |
| --- | --- | --- | --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 04 01 | ADMINISTRATIVE EXPENDITURE OF THE ‘EMPLOYMENT AND SOCIAL AFFAIRS’ POLICY AREA | | 94 756 546 | 94 756 546 | | | 94 756 546 | 94 756 546 |
| 04 02 | EUROPEAN SOCIAL FUND | 1 | 11 804 862 310 | 13 358 557 851 | | | 11 804 862 310 | 13 358 557 851 |
| 04 03 | WORKING IN EUROPE — SOCIAL DIALOGUE AND MOBILITY | 1 | 79 097 000 | 58 354 054 | | | 79 097 000 | 58 354 054 |
| 04 04 | EMPLOYMENT, SOCIAL SOLIDARITY AND GENDER EQUALITY | 1 | 122 286 000 | 108 376 020 | | | 122 286 000 | 108 376 020 |
| 04 05 | EUROPEAN GLOBALISATION ADJUSTMENT FUND (EGF) | 1 | p.m. | 58 454 161 | | –13 116 000 | p.m. | 45 338 161 |
| 04 06 | INSTRUMENT FOR PRE-ACCESSION ASSISTANCE (IPA) — HUMAN RESOURCES DEVELOPMENT | 4 | 113 157 077 | 65 152 574 | | | 113 157 077 | 65 152 574 |
| | Title 04 — Total | | 12 214 158 933 | 13 743 651 206 | | –13 116 000 | 12 214 158 933 | 13 730 535 206 |

Title

Chapter

Heading

FF

Budget 2013

Amending budget No. 9/2013

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

04 01

ADMINISTRATIVE EXPENDITURE OF THE ‘EMPLOYMENT AND SOCIAL AFFAIRS’ POLICY AREA

94 756 546

94 756 546

94 756 546

94 756 546

04 02

EUROPEAN SOCIAL FUND

1

11 804 862 310

13 358 557 851

11 804 862 310

13 358 557 851

04 03

WORKING IN EUROPE — SOCIAL DIALOGUE AND MOBILITY

1

79 097 000

58 354 054

79 097 000

58 354 054

04 04

EMPLOYMENT, SOCIAL SOLIDARITY AND GENDER EQUALITY

1

122 286 000

108 376 020

122 286 000

108 376 020

04 05

EUROPEAN GLOBALISATION ADJUSTMENT FUND (EGF)

1

p.m.

58 454 161

–13 116 000

p.m.

45 338 161

04 06

INSTRUMENT FOR PRE-ACCESSION ASSISTANCE (IPA) — HUMAN RESOURCES DEVELOPMENT

4

113 157 077

65 152 574

113 157 077

65 152 574

Title 04 — Total

Title 04 — Total

12 214 158 933

12 214 158 933

13 743 651 206

13 743 651 206

–13 116 000

–13 116 000

12 214 158 933

12 214 158 933

13 730 535 206

13 730 535 206

CHAPTER 04 05 — EUROPEAN GLOBALISATION ADJUSTMENT FUND (EGF)

CHAPTER 04 05 — EUROPEAN GLOBALISATION ADJUSTMENT FUND (EGF)

| Title
  Chapter
  Article
  Item | Heading | FF | Budget 2013 | Amending budget No. 9/2013 | New amount |
| --- | --- | --- | --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 04 05 | EUROPEAN GLOBALISATION ADJUSTMENT FUND (EGF) |
| 04 05 01 | European Globalisation Adjustment Fund (EGF) | 1.1 | p.m. | 58 454 161 | | –13 116 000 | p.m. | 45 338 161 |
| | Chapter 04 05 — Total | | p.m. | 58 454 161 | | –13 116 000 | p.m. | 45 338 161 |

Title

Chapter

Article

Item

Heading

FF

Budget 2013

Amending budget No. 9/2013

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

04 05

EUROPEAN GLOBALISATION ADJUSTMENT FUND (EGF)

04 05 01

04 05 01

European Globalisation Adjustment Fund (EGF)

European Globalisation Adjustment Fund (EGF)

1.1

p.m.

58 454 161

–13 116 000

p.m.

45 338 161

Chapter 04 05 — Total

Chapter 04 05 — Total

p.m.

p.m.

58 454 161

58 454 161

–13 116 000

–13 116 000

p.m.

p.m.

45 338 161

45 338 161

04 05 01European Globalisation Adjustment Fund (EGF)

04 05 01European Globalisation Adjustment Fund (EGF)

| Budget 2013 | Amending budget No. 9/2013 | New amount |
| --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| p.m. | 58 454 161 | | –13 116 000 | p.m. | 45 338 161 |

Budget 2013

Amending budget No. 9/2013

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

p.m.

58 454 161

–13 116 000

p.m.

45 338 161

Remarks

Remarks

This appropriation is intended to cover the European Globalisation Adjustment Fund (EGF) so as to enable the Union to provide temporary and targeted support for workers made redundant as a result of major structural changes in world trade patterns due to globalisation where these redundancies have a significant adverse impact on the regional or local economy. For applications submitted before 31 December 2011, it may also be used to provide support to workers made redundant as a direct result of the global financial and economic crisis.

The maximum amount of expenditure from the Fund shall be EUR 500 000 000 per year.

The aim of this reserve, in accordance with point 28 of the Interinstitutional Agreement of 17 May 2006, is to provide additional temporary support for workers who suffer from the consequences of major structural changes in world trade patterns and to assist them with their reintegration into the labour market.

The actions undertaken by the EGF should be complementary to those of the European Social Fund. There must be no double funding from these instruments.

The rules for entering the appropriations in this reserve and for mobilising the Fund are laid down in point 28 of the Interinstitutional Agreement of 17 May 2006 and in Article 12 of Regulation (EC) No 1927/2006.

Legal basis

Legal basis

Regulation (EC) No 1927/2006 of the European Parliament and of the Council of 20 December 2006 on establishing the European Globalisation Adjustment Fund (OJ L 406, 30.12.2006, p. 1).

Regulation (EC) No 546/2009 of the European Parliament and of the Council of 18 June 2009 amending Regulation (EC) No 1927/2006 on establishing the European Globalisation Adjustment Fund (OJ L 167, 29.6.2009, p. 26).

Reference acts

Reference acts

Interinstitutional Agreement of 17 May 2006 between the European Parliament, the Council and the Commission on budgetary discipline and sound financial management (OJ C 139, 14.6.2006, p. 1).

TITLE 05

TITLE 05

AGRICULTURE AND RURAL DEVELOPMENT

AGRICULTURE AND RURAL DEVELOPMENT

| Title
  Chapter | Heading | FF | Budget 2013 | Amending budget No. 9/2013 | New amount |
| --- | --- | --- | --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 05 01 | ADMINISTRATIVE EXPENDITURE OF THE ‘AGRICULTURE AND RURAL DEVELOPMENT’ POLICY AREA | | 133 234 504 | 133 234 504 | | | 133 234 504 | 133 234 504 |
| 05 02 | INTERVENTIONS IN AGRICULTURAL MARKETS | 2 | 2 773 440 000 | 2 772 526 798 | | | 2 773 440 000 | 2 772 526 798 |
| 05 03 | DIRECT AIDS | 2 | 40 931 900 000 | 40 931 900 000 | | | 40 931 900 000 | 40 931 900 000 |
| 05 04 | RURAL DEVELOPMENT | 2 | 14 804 955 797 | 13 022 586 520 | | | 14 804 955 797 | 13 022 586 520 |
| 05 05 | PRE-ACCESSION MEASURES IN THE FIELD OF AGRICULTURE AND RURAL DEVELOPMENT | 4 | 259 328 000 | 81 470 000 | | –32 331 335 | 259 328 000 | 49 138 665 |
| 05 06 | INTERNATIONAL ASPECTS OF THE ‘AGRICULTURE AND RURAL DEVELOPMENT’ POLICY AREA | 4 | 6 629 000 | 5 069 602 | | | 6 629 000 | 5 069 602 |
| 05 07 | AUDIT OF AGRICULTURAL EXPENDITURE | 2 | –84 900 000 | –84 900 000 | | | –84 900 000 | –84 900 000 |
| 05 08 | POLICY STRATEGY AND COORDINATION OF THE ‘AGRICULTURE AND RURAL DEVELOPMENT’ POLICY AREA | 2 | 27 307 342 | 33 470 205 | | | 27 307 342 | 33 470 205 |
| | Title 05 — Total | | 58 851 894 643 | 56 895 357 629 | | –32 331 335 | 58 851 894 643 | 56 863 026 294 |

Title

Chapter

Heading

FF

Budget 2013

Amending budget No. 9/2013

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

05 01

ADMINISTRATIVE EXPENDITURE OF THE ‘AGRICULTURE AND RURAL DEVELOPMENT’ POLICY AREA

133 234 504

133 234 504

133 234 504

133 234 504

05 02

INTERVENTIONS IN AGRICULTURAL MARKETS

2

2 773 440 000

2 772 526 798

2 773 440 000

2 772 526 798

05 03

DIRECT AIDS

2

40 931 900 000

40 931 900 000

40 931 900 000

40 931 900 000

05 04

RURAL DEVELOPMENT

2

14 804 955 797

13 022 586 520

14 804 955 797

13 022 586 520

05 05

PRE-ACCESSION MEASURES IN THE FIELD OF AGRICULTURE AND RURAL DEVELOPMENT

4

259 328 000

81 470 000

–32 331 335

259 328 000

49 138 665

05 06

INTERNATIONAL ASPECTS OF THE ‘AGRICULTURE AND RURAL DEVELOPMENT’ POLICY AREA

4

6 629 000

5 069 602

6 629 000

5 069 602

05 07

AUDIT OF AGRICULTURAL EXPENDITURE

2

–84 900 000

–84 900 000

–84 900 000

–84 900 000

05 08

POLICY STRATEGY AND COORDINATION OF THE ‘AGRICULTURE AND RURAL DEVELOPMENT’ POLICY AREA

2

27 307 342

33 470 205

27 307 342

33 470 205

Title 05 — Total

Title 05 — Total

58 851 894 643

58 851 894 643

56 895 357 629

56 895 357 629

–32 331 335

–32 331 335

58 851 894 643

58 851 894 643

56 863 026 294

56 863 026 294

CHAPTER 05 05 — PRE-ACCESSION MEASURES IN THE FIELD OF AGRICULTURE AND RURAL DEVELOPMENT

CHAPTER 05 05 — PRE-ACCESSION MEASURES IN THE FIELD OF AGRICULTURE AND RURAL DEVELOPMENT

| Title
  Chapter
  Article
  Item | Heading | FF | Budget 2013 | Amending budget No. 9/2013 | New amount |
| --- | --- | --- | --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 05 05 | PRE-ACCESSION MEASURES IN THE FIELD OF AGRICULTURE AND RURAL DEVELOPMENT |
| 05 05 01 | Special Accession Programme for Agriculture and Rural Development (Sapard) — Completion of earlier measures |
| 05 05 01 01 | The Sapard pre-accession instrument — Completion of the programme (2000 to 2006) | 4 | p.m. | p.m. | | | p.m. | p.m. |
| 05 05 01 02 | The Sapard pre-accession instrument — Completion of the pre-accession assistance related to eight applicant countries | 4 | p.m. | p.m. | | | p.m. | p.m. |
| | Article 05 05 01 — Subtotal | | p.m. | p.m. | | | p.m. | p.m. |
| 05 05 02 | Instrument for Pre-accession Assistance for Rural Development (IPARD) | 4 | 259 328 000 | 81 470 000 | | –32 331 335 | 259 328 000 | 49 138 665 |
| | Chapter 05 05 — Total | | 259 328 000 | 81 470 000 | | –32 331 335 | 259 328 000 | 49 138 665 |

Title

Chapter

Article

Item

Heading

FF

Budget 2013

Amending budget No. 9/2013

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

05 05

PRE-ACCESSION MEASURES IN THE FIELD OF AGRICULTURE AND RURAL DEVELOPMENT

05 05 01

05 05 01

Special Accession Programme for Agriculture and Rural Development (Sapard) — Completion of earlier measures

Special Accession Programme for Agriculture and Rural Development (Sapard) — Completion of earlier measures

05 05 01 01

The Sapard pre-accession instrument — Completion of the programme (2000 to 2006)

4

p.m.

p.m.

p.m.

p.m.

05 05 01 02

The Sapard pre-accession instrument — Completion of the pre-accession assistance related to eight applicant countries

4

p.m.

p.m.

p.m.

p.m.

Article 05 05 01 — Subtotal

Article 05 05 01 — Subtotal

p.m.

p.m.

p.m.

p.m.

05 05 02

05 05 02

Instrument for Pre-accession Assistance for Rural Development (IPARD)

Instrument for Pre-accession Assistance for Rural Development (IPARD)

4

259 328 000

81 470 000

–32 331 335

259 328 000

49 138 665

Chapter 05 05 — Total

Chapter 05 05 — Total

259 328 000

259 328 000

81 470 000

81 470 000

–32 331 335

–32 331 335

259 328 000

259 328 000

49 138 665

49 138 665

05 05 02Instrument for Pre-accession Assistance for Rural Development (IPARD)

05 05 02Instrument for Pre-accession Assistance for Rural Development (IPARD)

| Budget 2013 | Amending budget No. 9/2013 | New amount |
| --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 259 328 000 | 81 470 000 | | –32 331 335 | 259 328 000 | 49 138 665 |

Budget 2013

Amending budget No. 9/2013

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

259 328 000

81 470 000

–32 331 335

259 328 000

49 138 665

Remarks

Remarks

This appropriation is intended to cover the Union assistance to the candidate countries covered by the IPA in progressive alignment with the standards and policies of the Union, including where appropriate the acquis of the Union, with a view to membership. The rural development component shall support countries in their preparations for the implementation and management of the common agricultural policy, alignment to Union structures and post-accession Union-funded rural development programmes.

acquis

Legal basis

Legal basis

Council Regulation (EC) No 1085/2006 of 17 July 2006 establishing an Instrument for Pre-Accession Assistance (IPA) (OJ L 210, 31.7.2006, p. 82)

TITLE 06

TITLE 06

MOBILITY AND TRANSPORT

MOBILITY AND TRANSPORT

| Title
  Chapter | Heading | FF | Budget 2013 | Amending budget No. 9/2013 | New amount |
| --- | --- | --- | --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 06 01 | ADMINISTRATIVE EXPENDITURE OF THE ‘MOBILITY AND TRANSPORT’ POLICY AREA | | 68 011 011 | 68 011 011 | | | 68 011 011 | 68 011 011 |
| 06 02 | INLAND, AIR AND MARITIME TRANSPORT | 1 | 201 808 724 | 151 320 581 | | | 201 808 724 | 151 320 581 |
| 06 03 | TRANS-EUROPEAN NETWORKS | 1 | 1 410 000 000 | 721 545 956 | | | 1 410 000 000 | 721 545 956 |
| 06 06 | RESEARCH RELATED TO TRANSPORT | 1 | 60 980 795 | 43 083 946 | | 12 457 557 | 60 980 795 | 55 541 503 |
| | Title 06 — Total | | 1 740 800 530 | 983 961 494 | | 12 457 557 | 1 740 800 530 | 996 419 051 |

Title

Chapter

Heading

FF

Budget 2013

Amending budget No. 9/2013

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

06 01

ADMINISTRATIVE EXPENDITURE OF THE ‘MOBILITY AND TRANSPORT’ POLICY AREA

68 011 011

68 011 011

68 011 011

68 011 011

06 02

INLAND, AIR AND MARITIME TRANSPORT

1

201 808 724

151 320 581

201 808 724

151 320 581

06 03

TRANS-EUROPEAN NETWORKS

1

1 410 000 000

721 545 956

1 410 000 000

721 545 956

06 06

RESEARCH RELATED TO TRANSPORT

1

60 980 795

43 083 946

12 457 557

60 980 795

55 541 503

Title 06 — Total

Title 06 — Total

1 740 800 530

1 740 800 530

983 961 494

983 961 494

12 457 557

12 457 557

1 740 800 530

1 740 800 530

996 419 051

996 419 051

CHAPTER 06 06 — RESEARCH RELATED TO TRANSPORT

CHAPTER 06 06 — RESEARCH RELATED TO TRANSPORT

| Title
  Chapter
  Article
  Item | Heading | FF | Budget 2013 | Amending budget No. 9/2013 | New amount |
| --- | --- | --- | --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 06 06 | RESEARCH RELATED TO TRANSPORT |
| 06 06 02 | Research related to transport (including aeronautics) |
| 06 06 02 01 | Research related to transport (including aeronautics) | 1.1 | p.m. | 10 542 392 | | | p.m. | 10 542 392 |
| 06 06 02 02 | Research related to transport (including aeronautics) — Fuel Cells and Hydrogen Joint Undertaking | 1.1 | 2 656 000 | 2 305 982 | | | 2 656 000 | 2 305 982 |
| 06 06 02 03 | SESAR Joint Undertaking | 1.1 | 58 324 795 | 29 652 574 | | 12 457 557 | 58 324 795 | 42 110 131 |
| | Article 06 06 02 — Subtotal | | 60 980 795 | 42 500 948 | | 12 457 557 | 60 980 795 | 54 958 505 |
| 06 06 04 | Appropriations accruing from contributions from (non-European Economic Area) third parties to research and technological development | 1.1 | p.m. | p.m. | | | p.m. | p.m. |
| 06 06 05 | Completion of previous programmes |
| 06 06 05 01 | Completion of programmes (prior to 2003) | 1.1 | — | p.m. | | | — | p.m. |
| 06 06 05 02 | Completion of the sixth EC framework programme (2003 to 2006) | 1.1 | — | 582 998 | | | — | 582 998 |
| | Article 06 06 05 — Subtotal | | — | 582 998 | | | — | 582 998 |
| | Chapter 06 06 — Total | | 60 980 795 | 43 083 946 | | 12 457 557 | 60 980 795 | 55 541 503 |

Title

Chapter

Article

Item

Heading

FF

Budget 2013

Amending budget No. 9/2013

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

06 06

RESEARCH RELATED TO TRANSPORT

06 06 02

06 06 02

Research related to transport (including aeronautics)

Research related to transport (including aeronautics)

06 06 02 01

Research related to transport (including aeronautics)

1.1

p.m.

10 542 392

p.m.

10 542 392

06 06 02 02

Research related to transport (including aeronautics) — Fuel Cells and Hydrogen Joint Undertaking

1.1

2 656 000

2 305 982

2 656 000

2 305 982

06 06 02 03

SESAR Joint Undertaking

1.1

58 324 795

29 652 574

12 457 557

58 324 795

42 110 131

Article 06 06 02 — Subtotal

Article 06 06 02 — Subtotal

60 980 795

42 500 948

12 457 557

60 980 795

54 958 505

06 06 04

06 06 04

Appropriations accruing from contributions from (non-European Economic Area) third parties to research and technological development

Appropriations accruing from contributions from (non-European Economic Area) third parties to research and technological development

1.1

p.m.

p.m.

p.m.

p.m.

06 06 05

06 06 05

Completion of previous programmes

Completion of previous programmes

06 06 05 01

Completion of programmes (prior to 2003)

1.1

—

p.m.

—

p.m.

06 06 05 02

Completion of the sixth EC framework programme (2003 to 2006)

1.1

—

582 998

—

582 998

Article 06 06 05 — Subtotal

Article 06 06 05 — Subtotal

—

582 998

—

582 998

Chapter 06 06 — Total

Chapter 06 06 — Total

60 980 795

60 980 795

43 083 946

43 083 946

12 457 557

12 457 557

60 980 795

60 980 795

55 541 503

55 541 503

Remarks

Remarks

These remarks are applicable to all the budget headings in this chapter.

These appropriations will be used for the Seventh Framework Programme of the European Community for research, technological development and demonstration activities, which covers the period 2007 to 2013.

The programme will be carried out in order to pursue the general objectives described in Article 179 of the Treaty on the Functioning of the European Union, in order to contribute to the creation of a society of knowledge, based on the European Research Area, i.e. supporting transnational cooperation at all levels throughout the Union, taking the dynamism, creativity and the excellence of European research to the limits of knowledge, strengthening human resources for research and for technology in Europe, quantitatively and qualitatively and research and innovation capacities in the whole of Europe and ensuring optimum use thereof.

Also entered against these articles and items are the costs of high-level scientific and technological meetings, conferences, workshops and seminars of European interest organised by the Commission, the funding of high-level scientific and technological analyses and evaluations carried out on behalf of the Union to investigate new areas of research suitable for Union action, inter alia, in the context of the European Research Area, and measures to monitor and disseminate the results of the programmes, including measures under previous framework programmes.

These appropriations also cover administrative expenditure, including expenditure on staff, information, publications, administrative and technical operation, and certain other expenditure items relating to internal infrastructure to achieve the objective of the measure of which they form an integral part, including the action and measures necessary to prepare and monitor of the Union's RTD strategy.

The possibility of third countries or institutes from third countries taking part in European cooperation in the field of scientific and technical research is envisaged for some of these projects. Any financial contribution will be entered in Items 6 0 1 3 and 6 0 1 5 of the statement of revenue and may give rise to the provision of additional appropriations in accordance with Article 21 of the Financial Regulation.

Revenue from States taking part in the European Cooperation in the field of scientific and technical research will be entered in Item 6 0 1 6 of the of the statement of revenue and may give rise to the provision of additional appropriations in accordance with Article 21 of the Financial Regulation.

Any revenue from the contributions from candidate countries and, if applicable, the western Balkan potential candidate countries for participating in Union programmes entered in Item 6 0 3 1 of the statement of revenue may give rise to the provision of additional appropriations in accordance with Article 21(2)(e) to (g) of the Financial Regulation.

Any revenue from the contribution by outside bodies to Union activities will be entered in Item 6 0 3 3 of the statement of revenue and may give rise to the provision of additional appropriations in accordance with Article 21 of the Financial Regulation.

Additional appropriations will be made available under Article 06 06 04.

06 06 02Research related to transport (including aeronautics)

06 06 02Research related to transport (including aeronautics)

06 06 02 03SESAR Joint Undertaking

| Budget 2013 | Amending budget No. 9/2013 | New amount |
| --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 58 324 795 | 29 652 574 | | 12 457 557 | 58 324 795 | 42 110 131 |

Budget 2013

Amending budget No. 9/2013

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

58 324 795

29 652 574

12 457 557

58 324 795

42 110 131

Remarks

Remarks

This appropriation is intended to cover the development phase of the SESAR programme for the implantation of the technological component of the single European sky policy (SESAR), including the functioning of the SESAR Joint Undertaking.

The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this item. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with Article 21(2)(e) to (g) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.

Legal basis

Legal basis

Decision No 1982/2006/EC of the European Parliament and of the Council of 18 December 2006 concerning the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007-2013) (OJ L 412, 30.12.2006, p. 1).

Regulation (EC) No 1906/2006 of the European Parliament and of the Council of 18 December 2006 laying down the rules for the participation of undertakings, research centres and universities in actions under the Seventh Framework Programme and for the dissemination of research results (2007-2013) (OJ L 391, 30.12.2006, p. 1).

Council Decision 2006/971/EC of 19 December 2006 concerning the specific programme ‘Cooperation’ implementing the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007 to 2013) (OJ L 400, 30.12.2006, p. 86).

Council Regulation (EC) No 219/2007 of 27 February 2007 on the establishment of a Joint Undertaking to develop the new generation European air traffic management system (SESAR) (OJ L 64, 2.3.2007, p. 1).

Council Regulation (EC) No 1361/2008 of 16 December 2008 amending Regulation (EC) No 219/2007 on the establishment of a joint undertaking to develop the new generation European air traffic management system (SESAR) (OJ L 352, 31.12.2008, p. 12).

TITLE 08

TITLE 08

RESEARCH

RESEARCH

| Title
  Chapter | Heading | FF | Budget 2013 | Amending budget No. 9/2013 | New amount |
| --- | --- | --- | --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 08 01 | ADMINISTRATIVE EXPENDITURE OF THE ‘RESEARCH’ POLICY AREA | | 346 871 798 | 346 871 798 | –26 884 000 | –26 884 000 | 319 987 798 | 319 987 798 |
| 08 02 | COOPERATION — HEALTH | 1 | 1 011 075 530 | 842 660 918 | | 17 980 852 | 1 011 075 530 | 860 641 770 |
| 08 03 | COOPERATION — FOOD, AGRICULTURE AND FISHERIES, AND BIOTECHNOLOGY | 1 | 363 076 419 | 323 404 000 | | | 363 076 419 | 323 404 000 |
| 08 04 | COOPERATION — NANOSCIENCES, NANOTECHNOLOGIES, MATERIALS AND NEW PRODUCTION TECHNOLOGIES | 1 | 621 408 062 | 504 625 722 | | 19 936 245 | 621 408 062 | 524 561 967 |
| 08 05 | COOPERATION — ENERGY | 1 | 218 718 047 | 165 048 655 | | | 218 718 047 | 165 048 655 |
| 08 06 | COOPERATION — ENVIRONMENT (INCLUDING CLIMATE CHANGE) | 1 | 340 570 726 | 283 092 998 | | 2 804 213 | 340 570 726 | 285 897 211 |
| 08 07 | COOPERATION — TRANSPORT (INCLUDING AERONAUTICS) | 1 | 560 200 746 | 444 884 572 | | | 560 200 746 | 444 884 572 |
| 08 08 | COOPERATION — SOCIOECONOMIC SCIENCES AND THE HUMANITIES | 1 | 112 677 988 | 67 955 934 | | | 112 677 988 | 67 955 934 |
| 08 09 | COOPERATION — RISK-SHARING FINANCE FACILITY (RSFF) | 1 | p.m. | p.m. | | | p.m. | p.m. |
| 08 10 | IDEAS | 1 | 1 714 721 109 | 1 026 958 500 | | 41 883 890 | 1 714 721 109 | 1 068 842 390 |
| 08 12 | CAPACITIES — RESEARCH INFRASTRUCTURES | 1 | 74 993 775 | 128 562 844 | | | 74 993 775 | 128 562 844 |
| 08 13 | CAPACITIES — RESEARCH FOR THE BENEFIT OF SMALL AND MEDIUM-SIZED ENTERPRISES (SMES) | 1 | 274 436 455 | 236 286 122 | | | 274 436 455 | 236 286 122 |
| 08 14 | CAPACITIES — REGIONS OF KNOWLEDGE | 1 | 27 351 639 | 19 269 599 | | | 27 351 639 | 19 269 599 |
| 08 15 | CAPACITIES — RESEARCH POTENTIAL | 1 | 74 266 567 | 56 254 471 | | | 74 266 567 | 56 254 471 |
| 08 16 | CAPACITIES — SCIENCE IN SOCIETY | 1 | 63 656 771 | 40 164 131 | | | 63 656 771 | 40 164 131 |
| 08 17 | CAPACITIES — INTERNATIONAL COOPERATION ACTIVITIES | 1 | 39 858 805 | 27 329 402 | | | 39 858 805 | 27 329 402 |
| 08 18 | CAPACITIES — RISK-SHARING FINANCE FACILITY (RSFF) | 1 | 50 221 512 | 50 237 726 | | | 50 221 512 | 50 237 726 |
| 08 19 | CAPACITIES — SUPPORT FOR COHERENT DEVELOPMENT OF RESEARCH POLICIES | 1 | 13 470 414 | 8 912 772 | | 405 852 | 13 470 414 | 9 318 624 |
| 08 20 | EURATOM — FUSION ENERGY | 1 | 937 673 290 | 573 362 274 | | – 289 200 000 | 937 673 290 | 284 162 274 |
| 08 21 | EURATOM — NUCLEAR FISSION AND RADIATION PROTECTION | 1 | 56 086 380 | 54 244 745 | | | 56 086 380 | 54 244 745 |
| 08 22 | COMPLETION OF PREVIOUS FRAMEWORK PROGRAMMES AND OTHER ACTIVITIES | 1 | p.m. | 31 815 789 | | | p.m. | 31 815 789 |
| 08 23 | RESEARCH PROGRAMME OF THE RESEARCH FUND FOR COAL AND STEEL | 1 | p.m. | p.m. | | | p.m. | p.m. |
| | Title 08 — Total | | 6 901 336 033 | 5 231 942 972 | –26 884 000 | – 233 072 948 | 6 874 452 033 | 4 998 870 024 |

Title

Chapter

Heading

FF

Budget 2013

Amending budget No. 9/2013

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

08 01

ADMINISTRATIVE EXPENDITURE OF THE ‘RESEARCH’ POLICY AREA

346 871 798

346 871 798

–26 884 000

–26 884 000

319 987 798

319 987 798

08 02

COOPERATION — HEALTH

1

1 011 075 530

842 660 918

17 980 852

1 011 075 530

860 641 770

08 03

COOPERATION — FOOD, AGRICULTURE AND FISHERIES, AND BIOTECHNOLOGY

1

363 076 419

323 404 000

363 076 419

323 404 000

08 04

COOPERATION — NANOSCIENCES, NANOTECHNOLOGIES, MATERIALS AND NEW PRODUCTION TECHNOLOGIES

1

621 408 062

504 625 722

19 936 245

621 408 062

524 561 967

08 05

COOPERATION — ENERGY

1

218 718 047

165 048 655

218 718 047

165 048 655

08 06

COOPERATION — ENVIRONMENT (INCLUDING CLIMATE CHANGE)

1

340 570 726

283 092 998

2 804 213

340 570 726

285 897 211

08 07

COOPERATION — TRANSPORT (INCLUDING AERONAUTICS)

1

560 200 746

444 884 572

560 200 746

444 884 572

08 08

COOPERATION — SOCIOECONOMIC SCIENCES AND THE HUMANITIES

1

112 677 988

67 955 934

112 677 988

67 955 934

08 09

COOPERATION — RISK-SHARING FINANCE FACILITY (RSFF)

1

p.m.

p.m.

p.m.

p.m.

08 10

IDEAS

1

1 714 721 109

1 026 958 500

41 883 890

1 714 721 109

1 068 842 390

08 12

CAPACITIES — RESEARCH INFRASTRUCTURES

1

74 993 775

128 562 844

74 993 775

128 562 844

08 13

CAPACITIES — RESEARCH FOR THE BENEFIT OF SMALL AND MEDIUM-SIZED ENTERPRISES (SMES)

1

274 436 455

236 286 122

274 436 455

236 286 122

08 14

CAPACITIES — REGIONS OF KNOWLEDGE

1

27 351 639

19 269 599

27 351 639

19 269 599

08 15

CAPACITIES — RESEARCH POTENTIAL

1

74 266 567

56 254 471

74 266 567

56 254 471

08 16

CAPACITIES — SCIENCE IN SOCIETY

1

63 656 771

40 164 131

63 656 771

40 164 131

08 17

CAPACITIES — INTERNATIONAL COOPERATION ACTIVITIES

1

39 858 805

27 329 402

39 858 805

27 329 402

08 18

CAPACITIES — RISK-SHARING FINANCE FACILITY (RSFF)

1

50 221 512

50 237 726

50 221 512

50 237 726

08 19

CAPACITIES — SUPPORT FOR COHERENT DEVELOPMENT OF RESEARCH POLICIES

1

13 470 414

8 912 772

405 852

13 470 414

9 318 624

08 20

EURATOM — FUSION ENERGY

1

937 673 290

573 362 274

– 289 200 000

937 673 290

284 162 274

08 21

EURATOM — NUCLEAR FISSION AND RADIATION PROTECTION

1

56 086 380

54 244 745

56 086 380

54 244 745

08 22

COMPLETION OF PREVIOUS FRAMEWORK PROGRAMMES AND OTHER ACTIVITIES

1

p.m.

31 815 789

p.m.

31 815 789

08 23

RESEARCH PROGRAMME OF THE RESEARCH FUND FOR COAL AND STEEL

1

p.m.

p.m.

p.m.

p.m.

Title 08 — Total

Title 08 — Total

6 901 336 033

6 901 336 033

5 231 942 972

5 231 942 972

–26 884 000

–26 884 000

– 233 072 948

– 233 072 948

6 874 452 033

6 874 452 033

4 998 870 024

4 998 870 024

Remarks

Remarks

These remarks apply to all the budget headings in this title (with the exception of Chapter 08 22).

These appropriations will be used in accordance with Regulation (EC) No 1906/2006 of the European Parliament and of the Council of 18 December 2006 laying down the rules for the participation of undertakings, research centres and universities in actions under the Seventh Framework Programme and for the dissemination of research results (2007-2013) (OJ L 391, 30.12.2006, p. 1) and Council Regulation (Euratom) No 1908/2006 of 19 December 2006 laying down the rules for the participation of undertakings, research centres and universities in action under the seventh framework programme of the European Atomic Energy Community and for the dissemination of research results (2007 to 2011) (OJ L 400, 30.12.2006, p. 1).

For all appropriations under this title the same definition of small and medium-sized enterprises (SMEs) as is used for the horizontal SME-specific programmes within the same framework programme shall apply. That definition reads as follows: ‘An eligible SME is a legal entity that complies with the SME definition set out in Commission Recommendation 2003/361/EC and is not a research centre, research institute, contract research organisation or consultancy firm’. All research activities conducted pursuant to the Seventh Framework Programme will be carried out in compliance with fundamental ethical principles (in accordance with Article 6(1) of Decision No 1982/2006/EC of the European Parliament and of the Council of 18 December 2006 concerning the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007-2013) (OJ L 412, 30.12.2006, p. 1)), including animal welfare requirements. This will include, in particular, the principles laid down in Article 6 of the Treaty on European Union and in the Charter of Fundamental Rights of the European Union. Particular account will be taken of the need to step up efforts to enhance the participation and role of women in science and research.

Also entered against these articles and items are the costs of high-level scientific and technological meetings, conferences, workshops and seminars of European interest organised by the Commission, the funding of high-level scientific and technological analyses and evaluations carried out on behalf of the Union to investigate new areas of research suitable for Union action, inter alia, in the context of the European Research Area, and measures to monitor and disseminate the results of the programmes, including measures under previous framework programmes.

These appropriations also cover administrative expenditure, including expenditure on staff, whether covered by the Staff Regulations or not, information, publications, administrative and technical operation, and certain other expenditure items relating to internal infrastructure linked with the achievement of the objective of the measure of which they form an integral part, including the action and initiatives necessary for preparation and monitoring of the Union's strategy on research, technological development and demonstration (RTD).

Revenue resulting from cooperation agreements between the European Atomic Energy Community and Switzerland or the multilateral European Fusion Development Agreement (EFDA) will be entered in Items 6 0 1 1 and 6 0 1 2 of the statement of revenue and may give rise to the provision of additional appropriations in accordance with Article 21 of the Financial Regulation.

The possibility of third countries or institutes from third countries taking part in European Cooperation in the field of Scientific and Technical Research is envisaged for some of these projects. Any financial contribution will be entered in Items 6 0 1 3 and 6 0 1 5 of the statement of revenue and may give rise to the provision of additional appropriations in accordance with Article 21 of the Financial Regulation.

Revenue from States taking part in the European Cooperation in the field of Scientific and Technical Research will be entered in Item 6 0 1 6 of the of the statement of revenue and may give rise to the provision of additional appropriations in accordance with Article 21 of the Financial Regulation.

Any revenue from the contributions from candidate countries and, if applicable, the western Balkan potential candidate countries for participating in Union programmes entered in Item 6 0 3 1 of the statement of revenue may give rise to the provision of additional appropriations in accordance with Article 21(2)(e) to (g) of the Financial Regulation.

Any revenue from the contribution by outside bodies to Union activities will be entered in Item 6 0 3 3 of the statement of revenue and may give rise to the provision of additional appropriations in accordance with Article 21 of the Financial Regulation.

Additional appropriations will be made available under Article 08 22 04.

In order to be able to meet the goal of 15 % SME participation in the projects financed by these appropriations, as laid down in Decision No 1982/2006/EC, more specific action is needed. Qualifying projects under the SME specific programmes should be made eligible for funding under the thematic programme when they fulfil the necessary (thematic) requirements.

CHAPTER 08 01 — ADMINISTRATIVE EXPENDITURE OF THE ‘RESEARCH’ POLICY AREA

CHAPTER 08 01 — ADMINISTRATIVE EXPENDITURE OF THE ‘RESEARCH’ POLICY AREA

| Title
  Chapter
  Article
  Item | Heading | FF | Budget 2013 | Amending budget No. 9/2013 | New amount |
| --- | --- | --- | --- | --- | --- |
| 08 01 | ADMINISTRATIVE EXPENDITURE OF THE ‘RESEARCH’ POLICY AREA |
| 08 01 01 | Expenditure related to staff in active employment in the ‘Research’ policy area | 5 | 8 879 594 | | 8 879 594 |
| 08 01 02 | External staff and other management expenditure of the ‘Research’ policy area |
| 08 01 02 01 | External staff | 5 | 265 716 | | 265 716 |
| 08 01 02 11 | Other management expenditure | 5 | 394 554 | | 394 554 |
| | Article 08 01 02 — Subtotal | | 660 270 | | 660 270 |
| 08 01 03 | Expenditure related to information and communication technology equipment and services of the ‘Research’ policy area | 5 | 561 934 | | 561 934 |
| 08 01 04 | Support expenditure for operations of the ‘Research’ policy area |
| 08 01 04 30 | European Research Council Executive Agency (ERCEA) | 1.1 | 39 000 000 | | 39 000 000 |
| 08 01 04 31 | Research Executive Agency (REA) | 1.1 | 49 300 000 | –3 915 000 | 45 385 000 |
| 08 01 04 40 | European Joint Undertaking for ITER — Fusion for Energy (F4E) — Expenditure on administrative management | 1.1 | 39 390 000 | | 39 390 000 |
| | Article 08 01 04 — Subtotal | | 127 690 000 | –3 915 000 | 123 775 000 |
| 08 01 05 | Support expenditure for operations in the ‘Research’ policy area |
| 08 01 05 01 | Expenditure related to research staff | 1.1 | 127 793 000 | –7 230 000 | 120 563 000 |
| 08 01 05 02 | External staff for research | 1.1 | 26 287 000 | | 26 287 000 |
| 08 01 05 03 | Other management expenditure for research | 1.1 | 55 000 000 | –15 739 000 | 39 261 000 |
| | Article 08 01 05 — Subtotal | | 209 080 000 | –22 969 000 | 186 111 000 |
| | Chapter 08 01 — Total | | 346 871 798 | –26 884 000 | 319 987 798 |

Title

Chapter

Article

Item

Heading

FF

Budget 2013

Amending budget No. 9/2013

New amount

08 01

ADMINISTRATIVE EXPENDITURE OF THE ‘RESEARCH’ POLICY AREA

08 01 01

08 01 01

Expenditure related to staff in active employment in the ‘Research’ policy area

Expenditure related to staff in active employment in the ‘Research’ policy area

5

8 879 594

8 879 594

08 01 02

08 01 02

External staff and other management expenditure of the ‘Research’ policy area

External staff and other management expenditure of the ‘Research’ policy area

08 01 02 01

External staff

5

265 716

265 716

08 01 02 11

Other management expenditure

5

394 554

394 554

Article 08 01 02 — Subtotal

Article 08 01 02 — Subtotal

660 270

660 270

08 01 03

08 01 03

Expenditure related to information and communication technology equipment and services of the ‘Research’ policy area

Expenditure related to information and communication technology equipment and services of the ‘Research’ policy area

5

561 934

561 934

08 01 04

08 01 04

Support expenditure for operations of the ‘Research’ policy area

Support expenditure for operations of the ‘Research’ policy area

08 01 04 30

European Research Council Executive Agency (ERCEA)

1.1

39 000 000

39 000 000

08 01 04 31

Research Executive Agency (REA)

1.1

49 300 000

–3 915 000

45 385 000

08 01 04 40

European Joint Undertaking for ITER — Fusion for Energy (F4E) — Expenditure on administrative management

1.1

39 390 000

39 390 000

Article 08 01 04 — Subtotal

Article 08 01 04 — Subtotal

127 690 000

–3 915 000

123 775 000

08 01 05

08 01 05

Support expenditure for operations in the ‘Research’ policy area

Support expenditure for operations in the ‘Research’ policy area

08 01 05 01

Expenditure related to research staff

1.1

127 793 000

–7 230 000

120 563 000

08 01 05 02

External staff for research

1.1

26 287 000

26 287 000

08 01 05 03

Other management expenditure for research

1.1

55 000 000

–15 739 000

39 261 000

Article 08 01 05 — Subtotal

Article 08 01 05 — Subtotal

209 080 000

–22 969 000

186 111 000

Chapter 08 01 — Total

Chapter 08 01 — Total

346 871 798

346 871 798

–26 884 000

–26 884 000

319 987 798

319 987 798

08 01 04Support expenditure for operations of the ‘Research’ policy area

08 01 04Support expenditure for operations of the ‘Research’ policy area

08 01 04 31Research Executive Agency (REA)

| Budget 2013 | Amending budget No. 9/2013 | New amount |
| --- | --- | --- |
| 49 300 000 | –3 915 000 | 45 385 000 |

Budget 2013

Amending budget No. 9/2013

New amount

49 300 000

–3 915 000

45 385 000

Remarks

Remarks

This appropriation is intended to cover the operating costs of the Research Executive Agency incurred as a result of the Agency's role in the management of certain areas of the specific ‘People’, ‘Capacities’ and ‘Cooperation’ programmes in the field of research.

The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this item. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with Article 21(2)(e) to (g) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.

The Agency's establishment plan is set out in the Part entitled ‘Establishment plan staff’ of Section III — Commission (Volume 3).

Legal basis

Legal basis

Decision No 1982/2006/EC of the European Parliament and of the Council of 18 December 2006 concerning the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007-2013) (OJ L 412, 30.12.2006, p. 1).

Regulation (EC) No 1906/2006 of the European Parliament and of the Council of 18 December 2006 laying down the rules for the participation of undertakings, research centres and universities in actions under the Seventh Framework Programme and for the dissemination of research results (2007-2013) (OJ L 391, 30.12.2006, p. 1).

Council Decision 2006/971/EC of 19 December 2006 concerning the specific programme ‘Cooperation’ implementing the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007 to 2013) (OJ L 400, 30.12.2006, p. 86).

Council Decision 2006/973/EC of 19 December 2006 concerning the specific programme ‘People’ implementing the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007 to 2013) (OJ L 400, 30.12.2006, p. 272).

Council Decision 2006/974/EC of 19 December 2006 on the specific programme ‘Capacities’ implementing the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007 to 2013) (OJ L 400, 30.12.2006, p. 299).

Reference acts

Reference acts

Commission Decision 2008/46/EC of 14 December 2007 setting up the ‘Research Executive Agency’ for the management of certain areas of the specific Community programmes People, Capacities and Cooperation in the field of research in application of Council Regulation (EC) No 58/2003 (OJ L 11, 15.1.2008, p. 9).

08 01 05Support expenditure for operations in the ‘Research’ policy area

08 01 05Support expenditure for operations in the ‘Research’ policy area

08 01 05 01Expenditure related to research staff

| Budget 2013 | Amending budget No. 9/2013 | New amount |
| --- | --- | --- |
| 127 793 000 | –7 230 000 | 120 563 000 |

Budget 2013

Amending budget No. 9/2013

New amount

127 793 000

–7 230 000

120 563 000

08 01 05 03Other management expenditure for research

| Budget 2013 | Amending budget No. 9/2013 | New amount |
| --- | --- | --- |
| 55 000 000 | –15 739 000 | 39 261 000 |

Budget 2013

Amending budget No. 9/2013

New amount

55 000 000

–15 739 000

39 261 000

CHAPTER 08 02 — COOPERATION — HEALTH

CHAPTER 08 02 — COOPERATION — HEALTH

| Title
  Chapter
  Article
  Item | Heading | FF | Budget 2013 | Amending budget No. 9/2013 | New amount |
| --- | --- | --- | --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 08 02 | COOPERATION — HEALTH |
| 08 02 01 | Cooperation — Health | 1.1 | 799 767 530 | 737 750 113 | | | 799 767 530 | 737 750 113 |
| 08 02 02 | Cooperation — Health — Innovative Medicines Initiative Joint Undertaking | 1.1 | 207 068 000 | 100 719 908 | | 17 980 852 | 207 068 000 | 118 700 760 |
| 08 02 03 | Cooperation — Health — Support expenditure for Innovative Medicines Initiative Joint Undertaking | 1.1 | 4 240 000 | 4 190 897 | | | 4 240 000 | 4 190 897 |
| | Chapter 08 02 — Total | | 1 011 075 530 | 842 660 918 | | 17 980 852 | 1 011 075 530 | 860 641 770 |

Title

Chapter

Article

Item

Heading

FF

Budget 2013

Amending budget No. 9/2013

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

08 02

COOPERATION — HEALTH

08 02 01

08 02 01

Cooperation — Health

Cooperation — Health

1.1

799 767 530

737 750 113

799 767 530

737 750 113

08 02 02

08 02 02

Cooperation — Health — Innovative Medicines Initiative Joint Undertaking

Cooperation — Health — Innovative Medicines Initiative Joint Undertaking

1.1

207 068 000

100 719 908

17 980 852

207 068 000

118 700 760

08 02 03

08 02 03

Cooperation — Health — Support expenditure for Innovative Medicines Initiative Joint Undertaking

Cooperation — Health — Support expenditure for Innovative Medicines Initiative Joint Undertaking

1.1

4 240 000

4 190 897

4 240 000

4 190 897

Chapter 08 02 — Total

Chapter 08 02 — Total

1 011 075 530

1 011 075 530

842 660 918

842 660 918

17 980 852

17 980 852

1 011 075 530

1 011 075 530

860 641 770

860 641 770

08 02 02Cooperation — Health — Innovative Medicines Initiative Joint Undertaking

08 02 02Cooperation — Health — Innovative Medicines Initiative Joint Undertaking

| Budget 2013 | Amending budget No. 9/2013 | New amount |
| --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 207 068 000 | 100 719 908 | | 17 980 852 | 207 068 000 | 118 700 760 |

Budget 2013

Amending budget No. 9/2013

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

207 068 000

100 719 908

17 980 852

207 068 000

118 700 760

Remarks

Remarks

The Innovative Medicines Initiative Joint Undertaking shall contribute to the implementation of the Seventh Framework Programme and in particular the ‘Health’ theme of the specific ‘Cooperation’ programme implementing the Seventh Framework Programme. It shall have the objective of significantly improving the efficiency and effectiveness of the drug development process with the long-term aim that the pharmaceutical sector will produce more effective and safer innovative medicines. In particular it shall:

| — | support ‘pre-competitive pharmaceutical research and development’ in the Member States and countries associated to the Seventh Framework Programme via a coordinated approach to overcome the identified research bottlenecks in the drug development process, |
| --- | --- |

—

support ‘pre-competitive pharmaceutical research and development’ in the Member States and countries associated to the Seventh Framework Programme via a coordinated approach to overcome the identified research bottlenecks in the drug development process,

| — | support the implementation of the research priorities as set out by the Research Agenda of the Joint Technology Initiative on Innovative Medicines (‘Research Activities’), notably by awarding grants following competitive calls for proposals, |
| --- | --- |

—

support the implementation of the research priorities as set out by the Research Agenda of the Joint Technology Initiative on Innovative Medicines (‘Research Activities’), notably by awarding grants following competitive calls for proposals,

| — | ensure complementarity with other activities of the Seventh Framework Programme, |
| --- | --- |

—

ensure complementarity with other activities of the Seventh Framework Programme,

| — | be a public-private partnership aiming at increasing the research investment in the biopharmaceutical sector in the Member States and countries associated to the Seventh Framework Programme by pooling resources and fostering collaboration between the public and private sectors, |
| --- | --- |

—

be a public-private partnership aiming at increasing the research investment in the biopharmaceutical sector in the Member States and countries associated to the Seventh Framework Programme by pooling resources and fostering collaboration between the public and private sectors,

| — | promote the involvement of small and medium-sized enterprises in its activities, in line with the objectives of the Seventh Framework Programme. |
| --- | --- |

—

promote the involvement of small and medium-sized enterprises in its activities, in line with the objectives of the Seventh Framework Programme.

The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this article. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with Article 21(2)(e) to (g) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.

Legal basis

Legal basis

Decision No 1982/2006/EC of the European Parliament and of the Council of 18 December 2006 concerning the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007-2013) (OJ L 412, 30.12.2006, p. 1).

Council Decision 2006/971/EC of 19 December 2006 concerning the specific programme ‘Cooperation’ implementing the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007 to 2013) (OJ L 400, 30.12.2006, p. 86).

Council Regulation (EC) No 73/2008 of 20 December 2007 setting up the Joint Undertaking for the implementation of the Joint Technology Initiative on Innovative Medicines (OJ L 30, 4.2.2008, p. 38).

CHAPTER 08 04 — COOPERATION — NANOSCIENCES, NANOTECHNOLOGIES, MATERIALS AND NEW PRODUCTION TECHNOLOGIES

CHAPTER 08 04 — COOPERATION — NANOSCIENCES, NANOTECHNOLOGIES, MATERIALS AND NEW PRODUCTION TECHNOLOGIES

| Title
  Chapter
  Article
  Item | Heading | FF | Budget 2013 | Amending budget No. 9/2013 | New amount |
| --- | --- | --- | --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 08 04 | COOPERATION — NANOSCIENCES, NANOTECHNOLOGIES, MATERIALS AND NEW PRODUCTION TECHNOLOGIES |
| 08 04 01 | Cooperation — Nanosciences, nanotechnologies, materials and new production technologies | 1.1 | 612 616 062 | 497 518 000 | | 19 936 245 | 612 616 062 | 517 454 245 |
| 08 04 02 | Cooperation — Nanosciences, nanotechnologies, materials and new production technologies — Fuel Cells and Hydrogen Joint Undertaking | 1.1 | 8 792 000 | 7 107 722 | | | 8 792 000 | 7 107 722 |
| | Chapter 08 04 — Total | | 621 408 062 | 504 625 722 | | 19 936 245 | 621 408 062 | 524 561 967 |

Title

Chapter

Article

Item

Heading

FF

Budget 2013

Amending budget No. 9/2013

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

08 04

COOPERATION — NANOSCIENCES, NANOTECHNOLOGIES, MATERIALS AND NEW PRODUCTION TECHNOLOGIES

08 04 01

08 04 01

Cooperation — Nanosciences, nanotechnologies, materials and new production technologies

Cooperation — Nanosciences, nanotechnologies, materials and new production technologies

1.1

612 616 062

497 518 000

19 936 245

612 616 062

517 454 245

08 04 02

08 04 02

Cooperation — Nanosciences, nanotechnologies, materials and new production technologies — Fuel Cells and Hydrogen Joint Undertaking

Cooperation — Nanosciences, nanotechnologies, materials and new production technologies — Fuel Cells and Hydrogen Joint Undertaking

1.1

8 792 000

7 107 722

8 792 000

7 107 722

Chapter 08 04 — Total

Chapter 08 04 — Total

621 408 062

621 408 062

504 625 722

504 625 722

19 936 245

19 936 245

621 408 062

621 408 062

524 561 967

524 561 967

08 04 01Cooperation — Nanosciences, nanotechnologies, materials and new production technologies

08 04 01Cooperation — Nanosciences, nanotechnologies, materials and new production technologies

| Budget 2013 | Amending budget No. 9/2013 | New amount |
| --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 612 616 062 | 497 518 000 | | 19 936 245 | 612 616 062 | 517 454 245 |

Budget 2013

Amending budget No. 9/2013

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

612 616 062

497 518 000

19 936 245

612 616 062

517 454 245

Remarks

Remarks

The actions carried out in this area are intended to help reach the critical mass of capacities needed to develop and exploit, in particular with a view to eco-efficiency and reducing the discharge of dangerous substances into the environment, state-of-the-art technologies which are the basis for products, services and manufacturing procedures in years to come, based mainly on knowledge and intelligence.

Sufficient appropriations must be provided for nano research in connection with environmental and health risk assessment, since only 5 to 10 % of global nano research is devoted to this today.

Sufficient budgetary appropriations must be provided for activities promoting research and the emergence of resource-efficiency processes and practices including eco-design, reusability, recyclability and research into substitution of hazardous or critical substances.

Expenditure on meetings, conferences, workshops and high-level scientific or technological seminars of European interest organised by the Commission, the funding of studies, grants, monitoring and assessment of specific programmes, funding the IMS secretariat, high-level scientific or technological assessments and evaluations, as well as actions carried out under the previous framework programmes will also be charged.

The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this article. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with Article 21(2)(e) to (g) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.

Legal basis

Legal basis

Decision No 1982/2006/EC of the European Parliament and of the Council of 18 December 2006 concerning the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007-2013) (OJ L 412, 30.12.2006, p. 1).

Regulation (EC) No 1906/2006 of the European Parliament and of the Council of 18 December 2006 laying down the rules for the participation of undertakings, research centres and universities in actions under the Seventh Framework Programme and for the dissemination of research results (2007-2013) (OJ L 391, 30.12.2006, p. 1).

Council Decision 2006/971/EC of 19 December 2006 concerning the specific programme ‘Cooperation’ implementing the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007 to 2013) (OJ L 400, 30.12.2006, p. 86).

CHAPTER 08 06 — COOPERATION — ENVIRONMENT (INCLUDING CLIMATE CHANGE)

CHAPTER 08 06 — COOPERATION — ENVIRONMENT (INCLUDING CLIMATE CHANGE)

| Title
  Chapter
  Article
  Item | Heading | FF | Budget 2013 | Amending budget No. 9/2013 | New amount |
| --- | --- | --- | --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 08 06 | COOPERATION — ENVIRONMENT (INCLUDING CLIMATE CHANGE) |
| 08 06 01 | Cooperation — Environment (including climate change) | 1.1 | 336 619 726 | 280 421 301 | | 2 804 213 | 336 619 726 | 283 225 514 |
| 08 06 02 | Cooperation — Environment — Fuel Cells And Hydrogen Joint Undertaking | 1.1 | 3 951 000 | 2 671 697 | | | 3 951 000 | 2 671 697 |
| | Chapter 08 06 — Total | | 340 570 726 | 283 092 998 | | 2 804 213 | 340 570 726 | 285 897 211 |

Title

Chapter

Article

Item

Heading

FF

Budget 2013

Amending budget No. 9/2013

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

08 06

COOPERATION — ENVIRONMENT (INCLUDING CLIMATE CHANGE)

08 06 01

08 06 01

Cooperation — Environment (including climate change)

Cooperation — Environment (including climate change)

1.1

336 619 726

280 421 301

2 804 213

336 619 726

283 225 514

08 06 02

08 06 02

Cooperation — Environment — Fuel Cells And Hydrogen Joint Undertaking

Cooperation — Environment — Fuel Cells And Hydrogen Joint Undertaking

1.1

3 951 000

2 671 697

3 951 000

2 671 697

Chapter 08 06 — Total

Chapter 08 06 — Total

340 570 726

340 570 726

283 092 998

283 092 998

2 804 213

2 804 213

340 570 726

340 570 726

285 897 211

285 897 211

08 06 01Cooperation — Environment (including climate change)

08 06 01Cooperation — Environment (including climate change)

| Budget 2013 | Amending budget No. 9/2013 | New amount |
| --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 336 619 726 | 280 421 301 | | 2 804 213 | 336 619 726 | 283 225 514 |

Budget 2013

Amending budget No. 9/2013

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

336 619 726

280 421 301

2 804 213

336 619 726

283 225 514

Remarks

Remarks

Environmental research within the Seventh Framework Programme will be implemented through the ‘Environment (including climate change)’ theme. The objective is to promote sustainable management of the natural and human environment and its resources by advancing our knowledge of the interactions between the biosphere, ecosystems and human activities, and developing new technologies, tools and services, in order to address in an integrated way global environmental issues. Emphasis will be put on prediction of climate, ecological, earth and ocean systems changes and on tools and technologies, for monitoring, prevention and mitigation of environmental pressures and risks including on human health, and for the sustainability of the natural and man-made environment.

Research on this theme will contribute to the implementation of international commitments and initiatives such as Global Earth Observation (GEO). In addition, it will support the research needs arising from the existing and future Union legislation and policies, associated thematic strategies and the action plans on environmental technologies and on environment and health. Research will also contribute technological developments that will improve the market positioning of European enterprises, in particular of small and medium-sized enterprises, in areas such as environmental technologies.

The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this article. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with Article 21(2)(e) to (g) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.

Legal basis

Legal basis

Decision No 1982/2006/EC of the European Parliament and of the Council of 18 December 2006 concerning the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007-2013) (OJ L 412, 30.12.2006, p. 1).

Regulation (EC) No 1906/2006 of the European Parliament and of the Council of 18 December 2006 laying down the rules for the participation of undertakings, research centres and universities in actions under the Seventh Framework Programme and for the dissemination of research results (2007-2013) (OJ L 391, 30.12.2006, p. 1).

Council Decision 2006/971/EC of 19 December 2006 concerning the specific programme ‘Cooperation’ implementing the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007 to 2013) (OJ L 400, 30.12.2006, p. 86).

CHAPTER 08 10 — IDEAS

CHAPTER 08 10 — IDEAS

| Title
  Chapter
  Article
  Item | Heading | FF | Budget 2013 | Amending budget No. 9/2013 | New amount |
| --- | --- | --- | --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 08 10 | IDEAS |
| 08 10 01 | Ideas | 1.1 | 1 714 721 109 | 1 026 958 500 | | 41 883 890 | 1 714 721 109 | 1 068 842 390 |
| | Chapter 08 10 — Total | | 1 714 721 109 | 1 026 958 500 | | 41 883 890 | 1 714 721 109 | 1 068 842 390 |

Title

Chapter

Article

Item

Heading

FF

Budget 2013

Amending budget No. 9/2013

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

08 10

IDEAS

08 10 01

08 10 01

Ideas

Ideas

1.1

1 714 721 109

1 026 958 500

41 883 890

1 714 721 109

1 068 842 390

Chapter 08 10 — Total

Chapter 08 10 — Total

1 714 721 109

1 714 721 109

1 026 958 500

1 026 958 500

41 883 890

41 883 890

1 714 721 109

1 714 721 109

1 068 842 390

1 068 842 390

08 10 01Ideas

08 10 01Ideas

| Budget 2013 | Amending budget No. 9/2013 | New amount |
| --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 1 714 721 109 | 1 026 958 500 | | 41 883 890 | 1 714 721 109 | 1 068 842 390 |

Budget 2013

Amending budget No. 9/2013

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

1 714 721 109

1 026 958 500

41 883 890

1 714 721 109

1 068 842 390

Remarks

Remarks

The general aim of the activities carried out as part of the specific ‘Ideas’ programme, through the creation of the European Research Council, is to identify the best research teams in Europe and to stimulate research at the frontiers of knowledge by funding high-risk and multi-disciplinary projects evaluated according to the sole criteria of excellence as judged by peers at European level, while encouraging in particular the creation of networks among research groups in different countries in order to promote the development of a European scientific community.

The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this article. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with Article 21(2)(e) to (g) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.

This appropriation will also cover expenditure corresponding to revenue giving rise to the provision of additional appropriations from (non-European Economic Area) third parties or third countries participating in projects in the field of research and technological development.

In accordance with Article 21 of the Financial Regulation, any revenue entered in Items 6 0 1 3, 6 0 1 5, 6 0 1 6, 6 0 3 1 and 6 0 3 3 of the statement of revenue may give rise to the provision of additional appropriations.

Legal basis

Legal basis

Decision No 1982/2006/EC of the European Parliament and of the Council of 18 December 2006 concerning the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007 to 2013) (OJ L 412, 30.12.2006, p. 1).

Regulation (EC) No 1906/2006 of the European Parliament and of the Council of 18 December 2006 laying down the rules for the participation of undertakings, research centres and universities in actions under the Seventh Framework Programme and for the dissemination of research results (2007-2013) (OJ L 391, 30.12.2006, p. 1).

Council Decision 2006/972/EC of 19 December 2006 concerning the specific programme ‘Ideas’ implementing the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007 to 2013) (OJ L 400, 30.12.2006, p. 243).

CHAPTER 08 19 — CAPACITIES — SUPPORT FOR COHERENT DEVELOPMENT OF RESEARCH POLICIES

CHAPTER 08 19 — CAPACITIES — SUPPORT FOR COHERENT DEVELOPMENT OF RESEARCH POLICIES

| Title
  Chapter
  Article
  Item | Heading | FF | Budget 2013 | Amending budget No. 9/2013 | New amount |
| --- | --- | --- | --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 08 19 | CAPACITIES — SUPPORT FOR COHERENT DEVELOPMENT OF RESEARCH POLICIES |
| 08 19 01 | Capacities — Support for coherent development of research policies | 1.1 | 13 470 414 | 8 912 772 | | 405 852 | 13 470 414 | 9 318 624 |
| | Chapter 08 19 — Total | | 13 470 414 | 8 912 772 | | 405 852 | 13 470 414 | 9 318 624 |

Title

Chapter

Article

Item

Heading

FF

Budget 2013

Amending budget No. 9/2013

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

08 19

CAPACITIES — SUPPORT FOR COHERENT DEVELOPMENT OF RESEARCH POLICIES

08 19 01

08 19 01

Capacities — Support for coherent development of research policies

Capacities — Support for coherent development of research policies

1.1

13 470 414

8 912 772

405 852

13 470 414

9 318 624

Chapter 08 19 — Total

Chapter 08 19 — Total

13 470 414

13 470 414

8 912 772

8 912 772

405 852

405 852

13 470 414

13 470 414

9 318 624

9 318 624

08 19 01Capacities — Support for coherent development of research policies

08 19 01Capacities — Support for coherent development of research policies

| Budget 2013 | Amending budget No. 9/2013 | New amount |
| --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 13 470 414 | 8 912 772 | | 405 852 | 13 470 414 | 9 318 624 |

Budget 2013

Amending budget No. 9/2013

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

13 470 414

8 912 772

405 852

13 470 414

9 318 624

Remarks

Remarks

Increasing investment in research and development up to the 3 % objective and improving its effectiveness is a top priority under the Europe 2020 Strategy. Thus, the development of a coherent mix of policies to leverage public and private research investments is a major concern for public authorities. Actions under this heading will support the development of effective and coherent research policies at regional, national and Union level, through the provision of structured information, indicators and analyses, and through actions aimed at coordinating research policies, in particular application of the open method of coordination to research policy.

The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this article. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with Article 21(2)(e) to (g) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.

Legal basis

Legal basis

Decision No 1982/2006/EC of the European Parliament and of the Council of 18 December 2006 concerning the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007 to 2013) (OJ L 412, 30.12.2006, p. 1).

Regulation (EC) No 1906/2006 of the European Parliament and of the Council of 18 December 2006 laying down the rules for the participation of undertakings, research centres and universities in actions under the Seventh Framework Programme and for the dissemination of research results (2007-2013) (OJ L 391, 30.12.2006, p. 1).

Council Decision 2006/974/EC of 19 December 2006 on the specific programme ‘Capacities’ implementing the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007 to 2013) (OJ L 400, 30.12.2006, p. 299).

CHAPTER 08 20 — EURATOM — FUSION ENERGY

CHAPTER 08 20 — EURATOM — FUSION ENERGY

| Title
  Chapter
  Article
  Item | Heading | FF | Budget 2013 | Amending budget No. 9/2013 | New amount |
| --- | --- | --- | --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 08 20 | EURATOM — FUSION ENERGY |
| 08 20 01 | Euratom — Fusion energy | 1.1 | 72 163 290 | 78 549 779 | | | 72 163 290 | 78 549 779 |
| 08 20 02 | Euratom — European Joint Undertaking for ITER — Fusion for Energy (F4E) | 1.1 | 865 510 000 | 494 812 495 | | – 289 200 000 | 865 510 000 | 205 612 495 |
| | Chapter 08 20 — Total | | 937 673 290 | 573 362 274 | | – 289 200 000 | 937 673 290 | 284 162 274 |

Title

Chapter

Article

Item

Heading

FF

Budget 2013

Amending budget No. 9/2013

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

08 20

EURATOM — FUSION ENERGY

08 20 01

08 20 01

Euratom — Fusion energy

Euratom — Fusion energy

1.1

72 163 290

78 549 779

72 163 290

78 549 779

08 20 02

08 20 02

Euratom — European Joint Undertaking for ITER — Fusion for Energy (F4E)

Euratom — European Joint Undertaking for ITER — Fusion for Energy (F4E)

1.1

865 510 000

494 812 495

– 289 200 000

865 510 000

205 612 495

Chapter 08 20 — Total

Chapter 08 20 — Total

937 673 290

937 673 290

573 362 274

573 362 274

– 289 200 000

– 289 200 000

937 673 290

937 673 290

284 162 274

284 162 274

08 20 02Euratom — European Joint Undertaking for ITER — Fusion for Energy (F4E)

08 20 02Euratom — European Joint Undertaking for ITER — Fusion for Energy (F4E)

| Budget 2013 | Amending budget No. 9/2013 | New amount |
| --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 865 510 000 | 494 812 495 | | – 289 200 000 | 865 510 000 | 205 612 495 |

Budget 2013

Amending budget No. 9/2013

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

865 510 000

494 812 495

– 289 200 000

865 510 000

205 612 495

Remarks

Remarks

Fusion offers the prospect of an almost limitless supply of clean energy, with ITER being the crucial next step in the progress towards this ultimate goal. To this end, the European Organisation for ITER and the Development of Fusion Energy, in the form of a Joint Undertaking was established. This European Joint Undertaking for ITER and the Development of Fusion Energy (Fusion for Energy) has the following tasks:

| (a) | to provide the contribution of Euratom to the ITER International Fusion Energy Organization; |
| --- | --- |

(a)

to provide the contribution of Euratom to the ITER International Fusion Energy Organization;

| (b) | to provide the contribution of Euratom to broader approach activities with Japan for the rapid realisation of fusion energy; |
| --- | --- |

(b)

to provide the contribution of Euratom to broader approach activities with Japan for the rapid realisation of fusion energy;

| (c) | to implement a programme of activities in preparation for the construction of a demonstration fusion reactor and related facilities including the International Fusion Materials Irradiation Facility (IFMIF). |
| --- | --- |

(c)

to implement a programme of activities in preparation for the construction of a demonstration fusion reactor and related facilities including the International Fusion Materials Irradiation Facility (IFMIF).

Legal basis

Legal basis

Council Decision of 25 September 2006 concerning the conclusion, by the Commission, of the Agreement on the Establishment of the ITER International Fusion Energy Organization for the Joint Implementation of the ITER Project, of the Arrangement on Provisional Application of the Agreement on the Establishment of the ITER International Fusion Energy Organization for the Joint Implementation on the ITER Project and of the Agreement on the Privileges and Immunities of the ITER International Fusion Energy Organization for the Joint Implementation of the ITER Project.

Commission Decision 2006/943/Euratom of 17 November 2006 on Provisional Application of the Agreement on the Establishment of the ITER International Fusion Energy Organization for the Joint Implementation of the ITER Project and of the Agreement on Privileges and Immunities of the ITER International Fusion Energy Organization for the Joint Implementation of the ITER Project (OJ L 358, 16.12.2006, p. 60).

Council Decision 2006/970/Euratom of 18 December 2006 concerning the Seventh Framework Programme of the European Atomic Energy Community (Euratom) for nuclear research and training activities (2007 to 2011) (OJ L 400, 30.12.2006, p. 60).

Council Regulation (Euratom) No 1908/2006 of 19 December 2006 laying down the rules for the participation of undertakings, research centres and universities in action under the seventh framework programme of the European Atomic Energy Community and for the dissemination of research results (2007 to 2011) (OJ L 400, 30.12.2006, p. 1).

Council Decision 2006/976/Euratom of 19 December 2006 concerning the specific programme implementing the Seventh Framework Programme of the European Atomic Energy Community (Euratom) for nuclear research and training activities (2007 to 2011) (OJ L 400, 30.12.2006, p. 404).

Council Decision 2007/198/Euratom of 27 March 2007 establishing the European Joint Undertaking for ITER and the Development of Fusion Energy and conferring advantages upon it (OJ L 90, 30.3.2007, p. 58).

Council Decision 2012/93/Euratom of 19 December 2011 concerning the Framework Programme of the European Atomic Energy Community for nuclear research and training activities (2012 to 2013) (OJ L 47, 18.2.2012, p. 25).

Council Regulation (Euratom) No 139/2012 of 19 December 2011 laying down the rules for the participation of undertakings, research centres and universities in indirect actions under the Framework Programme of the European Atomic Energy Community and for the dissemination of research results (2012-2013) (OJ L 47, 18.2.2012, p. 1).

Council Decision 2012/94/Euratom of 19 December 2011 concerning the specific programme, to be carried out by means of indirect actions, implementing the Framework Programme of the European Atomic Energy Community for nuclear research and training activities (2012-2013) (OJ L 47, 18.2.2012, p. 33).

TITLE 09

TITLE 09

COMMUNICATIONS NETWORKS, CONTENT AND TECHNOLOGY

COMMUNICATIONS NETWORKS, CONTENT AND TECHNOLOGY

| Title
  Chapter | Heading | FF | Budget 2013 | Amending budget No. 9/2013 | New amount |
| --- | --- | --- | --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 09 01 | ADMINISTRATIVE EXPENDITURE OF THE ‘COMMUNICATIONS NETWORKS, CONTENT AND TECHNOLOGY’ POLICY AREA | | 127 323 333 | 127 323 333 | | | 127 323 333 | 127 323 333 |
| 09 02 | REGULATORY FRAMEWORK FOR THE DIGITAL AGENDA | | 18 137 969 | 25 484 774 | | | 18 137 969 | 25 484 774 |
| | 40 02 41 | | 391 985 | 391 985 | | | 391 985 | 391 985 |
| | | | 18 529 954 | 25 876 759 | | | 18 529 954 | 25 876 759 |
| 09 03 | INFORMATION AND COMMUNICATION TECHNOLOGIES TAKE-UP | 1 | 144 265 000 | 132 209 900 | | | 144 265 000 | 132 209 900 |
| 09 04 | COOPERATION — INFORMATION AND COMMUNICATION TECHNOLOGIES (ICTS) | 1 | 1 483 700 335 | 1 168 738 402 | | 40 812 681 | 1 483 700 335 | 1 209 551 083 |
| 09 05 | CAPACITIES — RESEARCH INFRASTRUCTURES | 1 | 37 403 000 | 53 948 802 | | | 37 403 000 | 53 948 802 |
| | Title 09 — Total | | 1 810 829 637 | 1 507 705 211 | | 40 812 681 | 1 810 829 637 | 1 548 517 892 |
| | 40 01 40, 40 02 41 | | 391 985 | 391 985 | | | 391 985 | 391 985 |
| | Total including reserves | | 1 811 221 622 | 1 508 097 196 | | | 1 811 221 622 | 1 548 909 877 |

Title

Chapter

Heading

FF

Budget 2013

Amending budget No. 9/2013

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

09 01

ADMINISTRATIVE EXPENDITURE OF THE ‘COMMUNICATIONS NETWORKS, CONTENT AND TECHNOLOGY’ POLICY AREA

127 323 333

127 323 333

127 323 333

127 323 333

09 02

REGULATORY FRAMEWORK FOR THE DIGITAL AGENDA

18 137 969

25 484 774

18 137 969

25 484 774

40 02 41

40 02 41

391 985

391 985

391 985

391 985

391 985

391 985

391 985

391 985

18 529 954

25 876 759

18 529 954

25 876 759

09 03

INFORMATION AND COMMUNICATION TECHNOLOGIES TAKE-UP

1

144 265 000

132 209 900

144 265 000

132 209 900

09 04

COOPERATION — INFORMATION AND COMMUNICATION TECHNOLOGIES (ICTS)

1

1 483 700 335

1 168 738 402

40 812 681

1 483 700 335

1 209 551 083

09 05

CAPACITIES — RESEARCH INFRASTRUCTURES

1

37 403 000

53 948 802

37 403 000

53 948 802

Title 09 — Total

Title 09 — Total

1 810 829 637

1 810 829 637

1 507 705 211

1 507 705 211

40 812 681

40 812 681

1 810 829 637

1 810 829 637

1 548 517 892

1 548 517 892

40 01 40, 40 02 41

40 01 40, 40 02 41

391 985

391 985

391 985

391 985

391 985

391 985

391 985

391 985

Total including reserves

Total including reserves

1 811 221 622

1 811 221 622

1 508 097 196

1 508 097 196

1 811 221 622

1 811 221 622

1 548 909 877

1 548 909 877

CHAPTER 09 04 — COOPERATION — INFORMATION AND COMMUNICATION TECHNOLOGIES (ICTS)

CHAPTER 09 04 — COOPERATION — INFORMATION AND COMMUNICATION TECHNOLOGIES (ICTS)

| Title
  Chapter
  Article
  Item | Heading | FF | Budget 2013 | Amending budget No. 9/2013 | New amount |
| --- | --- | --- | --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 09 04 | COOPERATION — INFORMATION AND COMMUNICATION TECHNOLOGIES (ICTs) |
| 09 04 01 | Support for research cooperation in the area of information and communication technologies (ICTs — Cooperation) |
| 09 04 01 01 | Support for research cooperation in the area of information and communication technologies (ICTs — Cooperation) | 1.1 | 1 307 359 400 | 1 102 379 643 | | 40 812 681 | 1 307 359 400 | 1 143 192 324 |
| 09 04 01 02 | Cooperation — Information and communication technologies — ARTEMIS Joint Undertaking | 1.1 | 65 000 000 | 19 016 953 | | | 65 000 000 | 19 016 953 |
| 09 04 01 03 | Cooperation — Information and communication technologies — Support expenditure for ARTEMIS Joint Undertaking | 1.1 | 911 793 | 901 234 | | | 911 793 | 901 234 |
| 09 04 01 04 | Cooperation — Information and communication technologies — ENIAC Joint Undertaking | 1.1 | 110 000 000 | 35 143 790 | | | 110 000 000 | 35 143 790 |
| 09 04 01 05 | Cooperation — Information and communication technologies — Support expenditure for ENIAC Joint Undertaking | 1.1 | 429 142 | 424 172 | | | 429 142 | 424 172 |
| | Article 09 04 01 — Subtotal | | 1 483 700 335 | 1 157 865 792 | | 40 812 681 | 1 483 700 335 | 1 198 678 473 |
| 09 04 02 | Appropriations accruing from contributions from (non-European Economic Area) third parties to research and technological development | 1.1 | p.m. | p.m. | | | p.m. | p.m. |
| 09 04 03 | Completion of previous European Community framework programmes (prior to 2007) | 1.1 | — | 10 872 610 | | | — | 10 872 610 |
| | Chapter 09 04 — Total | | 1 483 700 335 | 1 168 738 402 | | 40 812 681 | 1 483 700 335 | 1 209 551 083 |

Title

Chapter

Article

Item

Heading

FF

Budget 2013

Amending budget No. 9/2013

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

09 04

COOPERATION — INFORMATION AND COMMUNICATION TECHNOLOGIES (ICTs)

09 04 01

09 04 01

Support for research cooperation in the area of information and communication technologies (ICTs — Cooperation)

Support for research cooperation in the area of information and communication technologies (ICTs — Cooperation)

09 04 01 01

Support for research cooperation in the area of information and communication technologies (ICTs — Cooperation)

1.1

1 307 359 400

1 102 379 643

40 812 681

1 307 359 400

1 143 192 324

09 04 01 02

Cooperation — Information and communication technologies — ARTEMIS Joint Undertaking

1.1

65 000 000

19 016 953

65 000 000

19 016 953

09 04 01 03

Cooperation — Information and communication technologies — Support expenditure for ARTEMIS Joint Undertaking

1.1

911 793

901 234

911 793

901 234

09 04 01 04

Cooperation — Information and communication technologies — ENIAC Joint Undertaking

1.1

110 000 000

35 143 790

110 000 000

35 143 790

09 04 01 05

Cooperation — Information and communication technologies — Support expenditure for ENIAC Joint Undertaking

1.1

429 142

424 172

429 142

424 172

Article 09 04 01 — Subtotal

Article 09 04 01 — Subtotal

1 483 700 335

1 157 865 792

40 812 681

1 483 700 335

1 198 678 473

09 04 02

09 04 02

Appropriations accruing from contributions from (non-European Economic Area) third parties to research and technological development

Appropriations accruing from contributions from (non-European Economic Area) third parties to research and technological development

1.1

p.m.

p.m.

p.m.

p.m.

09 04 03

09 04 03

Completion of previous European Community framework programmes (prior to 2007)

Completion of previous European Community framework programmes (prior to 2007)

1.1

—

10 872 610

—

10 872 610

Chapter 09 04 — Total

Chapter 09 04 — Total

1 483 700 335

1 483 700 335

1 168 738 402

1 168 738 402

40 812 681

40 812 681

1 483 700 335

1 483 700 335

1 209 551 083

1 209 551 083

09 04 01Support for research cooperation in the area of information and communication technologies (ICTs — Cooperation)

09 04 01Support for research cooperation in the area of information and communication technologies (ICTs — Cooperation)

09 04 01 01Support for research cooperation in the area of information and communication technologies (ICTs — Cooperation)

| Budget 2013 | Amending budget No. 9/2013 | New amount |
| --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 1 307 359 400 | 1 102 379 643 | | 40 812 681 | 1 307 359 400 | 1 143 192 324 |

Budget 2013

Amending budget No. 9/2013

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

1 307 359 400

1 102 379 643

40 812 681

1 307 359 400

1 143 192 324

Remarks

Remarks

The objective of the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007-2013) and the ‘Information and Communication Technologies’ theme of the specific ‘Cooperation’ programme is to improve the competitiveness of European industry and to enable Europe to master and shape the future developments in ICTs in accordance with a long-term European ICT strategy so that the demands of its society and economy are met and European standards help shape the global ICT developments rather than being overtaken by other growing global markets.

Activities will strengthen Europe's scientific and technology base and ensure its global leadership in ICTs, help drive and stimulate innovation through ICT use and ensure that ICT progress is rapidly transformed into benefits for Europe's citizens, businesses, industry and governments.

The ICT theme prioritises strategic research around key technology pillars, ensures end-to-end integration of technologies and provides the knowledge and the means to develop a wide range of innovative ICT applications.

The activities leverage industrial and technological advances in the ICT sector and improve the competitive edge of important ICT-intensive sectors — both through innovative high-value ICT-based products and services and from new or improved organisational processes in businesses and administrations alike. The ICT theme also supports other policies of the Union by mobilising ICTs to meet public and societal demands.

Activities cover collaboration and exchange of best practices with a view to setting common standards for the Union that are compatible with, or set, a global standard, networking actions and national programme coordination initiatives. This appropriation is also intended to cover the costs of independent experts assisting in proposal evaluations and project reviews, the costs of events, meetings, conferences, workshops and seminars of European interest organised by the Commission, the costs of studies, analyses and evaluations, the costs of monitoring and evaluation of the specific programmes and of the framework programmes and the costs of measures to monitor and disseminate the results of the programmes, including measures under previous framework programmes.

The contributions from the EFTA States pursuant to the Agreement on the European Economic Area and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this item. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with Article 21(2)(e) to (g) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.

Part of these appropriations is intended to foster common approaches to key global challenges, such as an ICT strategy that is not only able to compete with rapidly emerging ICT markets (e.g. in Asia), but that can also set standards for global ICT policy-making in the interest of European values, by pooling resources and fostering the exchange of best practices for the advancement of research, development and innovation in the field of ICT. Measures will aim at improving the efficacy of actions by the international community and will be complementary to existing mechanisms and successful working relationships. The appropriations will be used to fund innovative ventures between European and third countries. The scope of such ventures will go beyond what could be undertaken by a single country and will benefit both the Union and its partners in preparing their leading role for setting future ICT standards. In implementing this action, the Commission will ensure a balanced distribution of subsidies. It will help actors at a global level to engage in research partnerships in order to foster innovation in the field of ICT.

Legal basis

Legal basis

Decision No 1982/2006/EC of the European Parliament and of the Council of 18 December 2006 concerning the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007-2013) (OJ L 412, 30.12.2006, p. 1).

Regulation (EC) No 1906/2006 of the European Parliament and of the Council of 18 December 2006 laying down the rules for the participation of undertakings, research centres and universities in actions under the Seventh Framework Programme and for the dissemination of research results (2007 to 2013) (OJ L 391, 30.12.2006, p. 1).

Council Decision 2006/971/EC of 19 December 2006 concerning the Specific Programme ‘Cooperation’ implementing the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007 to 2013) (OJ L 400, 30.12.2006, p. 86).

TITLE 10

TITLE 10

DIRECT RESEARCH

DIRECT RESEARCH

| Title
  Chapter | Heading | FF | Budget 2013 | Amending budget No. 9/2013 | New amount |
| --- | --- | --- | --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 10 01 | ADMINISTRATIVE EXPENDITURE OF THE ‘DIRECT RESEARCH’ POLICY AREA | 1 | 350 080 000 | 350 080 000 | | | 350 080 000 | 350 080 000 |
| 10 02 | DIRECTLY FINANCED RESEARCH OPERATIONAL APPROPRIATIONS — SEVENTH FRAMEWORK PROGRAMME (2007 TO 2013) — EU | 1 | 33 089 156 | 30 721 154 | | | 33 089 156 | 30 721 154 |
| 10 03 | DIRECTLY FINANCED RESEARCH OPERATIONAL APPROPRIATIONS — SEVENTH FRAMEWORK PROGRAMME (2007 TO 2011 AND 2012 TO 2013) — EURATOM | 1 | 10 250 000 | 9 314 301 | | 405 852 | 10 250 000 | 9 720 153 |
| 10 04 | COMPLETION OF PREVIOUS FRAMEWORK PROGRAMMES AND OTHER ACTIVITIES | 1 | p.m. | p.m. | | | p.m. | p.m. |
| 10 05 | HISTORICAL LIABILITIES RESULTING FROM NUCLEAR ACTIVITIES CARRIED OUT BY THE JOINT RESEARCH CENTRE PURSUANT TO THE EURATOM TREATY | 1 | 30 900 000 | 29 204 688 | | | 30 900 000 | 29 204 688 |
| | Title 10 — Total | | 424 319 156 | 419 320 143 | | 405 852 | 424 319 156 | 419 725 995 |

Title

Chapter

Heading

FF

Budget 2013

Amending budget No. 9/2013

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

10 01

ADMINISTRATIVE EXPENDITURE OF THE ‘DIRECT RESEARCH’ POLICY AREA

1

350 080 000

350 080 000

350 080 000

350 080 000

10 02

DIRECTLY FINANCED RESEARCH OPERATIONAL APPROPRIATIONS — SEVENTH FRAMEWORK PROGRAMME (2007 TO 2013) — EU

1

33 089 156

30 721 154

33 089 156

30 721 154

10 03

DIRECTLY FINANCED RESEARCH OPERATIONAL APPROPRIATIONS — SEVENTH FRAMEWORK PROGRAMME (2007 TO 2011 AND 2012 TO 2013) — EURATOM

1

10 250 000

9 314 301

405 852

10 250 000

9 720 153

10 04

COMPLETION OF PREVIOUS FRAMEWORK PROGRAMMES AND OTHER ACTIVITIES

1

p.m.

p.m.

p.m.

p.m.

10 05

HISTORICAL LIABILITIES RESULTING FROM NUCLEAR ACTIVITIES CARRIED OUT BY THE JOINT RESEARCH CENTRE PURSUANT TO THE EURATOM TREATY

1

30 900 000

29 204 688

30 900 000

29 204 688

Title 10 — Total

Title 10 — Total

424 319 156

424 319 156

419 320 143

419 320 143

405 852

405 852

424 319 156

424 319 156

419 725 995

419 725 995

Remarks

Remarks

These remarks apply to all the budget headings in the ‘Direct research’ policy area (with the exception of Chapter 10 05).

The appropriations cover not only expenditure on operations and staff covered by the Staff Regulations, but also other expenditure on staff, contracting, infrastructure, information and publications and any other administrative expenditure arising from research and technological development operations, including exploratory research.

In accordance with Article 21 of the Financial Regulation, any revenue entered in Items 6 2 2 4 and 6 2 2 5 of the statement of revenue may give rise to the provision of additional appropriations.

Miscellaneous revenue may give rise to the provision of additional appropriations to be used in Chapters 10 02, 10 03 or 10 04 or Article 10 01 05, depending on their purpose.

Any revenue from the contributions from candidate countries and, if applicable, the western Balkan potential candidate countries for participating in Union programmes entered in Item 6 0 3 1 of the statement of revenue may give rise to the provision of additional appropriations in accordance with Article 21(2)(e) to (g) of the Financial Regulation.

The possibility of third countries or organisations from third countries taking part in European cooperation in the field of scientific and technical research is envisaged for some of these projects. Any financial contribution will be entered in Item 6 0 1 3 of the statement of revenue and may give rise to the provision of additional appropriations in accordance with Article 21 of the Financial Regulation.

The additional appropriations will be provided under Articles 10 02 02 and 10 03 02.

The appropriations in this title cover the cost of the staff working in the financial and administrative departments of the Joint Research Centre and of the support which they need (approximately 15 % of the cost).

CHAPTER 10 03 — DIRECTLY FINANCED RESEARCH OPERATIONAL APPROPRIATIONS — SEVENTH FRAMEWORK PROGRAMME (2007 TO 2011 AND 2012 TO 2013) — EURATOM

CHAPTER 10 03 — DIRECTLY FINANCED RESEARCH OPERATIONAL APPROPRIATIONS — SEVENTH FRAMEWORK PROGRAMME (2007 TO 2011 AND 2012 TO 2013) — EURATOM

| Title
  Chapter
  Article
  Item | Heading | FF | Budget 2013 | Amending budget No. 9/2013 | New amount |
| --- | --- | --- | --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 10 03 | Directly financed research operational appropriations — Seventh Framework Programme (2007 to 2011 and 2012 to 2013) — Euratom |
| 10 03 01 | Nuclear activities of the Joint Research Centre (JRC) | 1.1 | 10 250 000 | 9 314 301 | | 405 852 | 10 250 000 | 9 720 153 |
| 10 03 02 | Appropriations accruing from contributions from (non-European Economic Area) third parties to research and technological development | 1.1 | p.m. | p.m. | | | p.m. | p.m. |
| | Chapter 10 03 — Total | | 10 250 000 | 9 314 301 | | 405 852 | 10 250 000 | 9 720 153 |

Title

Chapter

Article

Item

Heading

FF

Budget 2013

Amending budget No. 9/2013

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

10 03

Directly financed research operational appropriations — Seventh Framework Programme (2007 to 2011 and 2012 to 2013) — Euratom

10 03 01

10 03 01

Nuclear activities of the Joint Research Centre (JRC)

Nuclear activities of the Joint Research Centre (JRC)

1.1

10 250 000

9 314 301

405 852

10 250 000

9 720 153

10 03 02

10 03 02

Appropriations accruing from contributions from (non-European Economic Area) third parties to research and technological development

Appropriations accruing from contributions from (non-European Economic Area) third parties to research and technological development

1.1

p.m.

p.m.

p.m.

p.m.

Chapter 10 03 — Total

Chapter 10 03 — Total

10 250 000

10 250 000

9 314 301

9 314 301

405 852

405 852

10 250 000

10 250 000

9 720 153

9 720 153

10 03 01Nuclear activities of the Joint Research Centre (JRC)

10 03 01Nuclear activities of the Joint Research Centre (JRC)

| Budget 2013 | Amending budget No. 9/2013 | New amount |
| --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 10 250 000 | 9 314 301 | | 405 852 | 10 250 000 | 9 720 153 |

Budget 2013

Amending budget No. 9/2013

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

10 250 000

9 314 301

405 852

10 250 000

9 720 153

Remarks

Remarks

This appropriation is intended to cover the scientific and technical support and research activities carried out by the Joint Research Centre in accordance with the nuclear specific programme for the following themes:

| — | nuclear waste management, environmental impact, basic knowledge and research on decommissioning, |
| --- | --- |

—

nuclear waste management, environmental impact, basic knowledge and research on decommissioning,

| — | nuclear safety, |
| --- | --- |

—

nuclear safety,

| — | nuclear security. |
| --- | --- |

—

nuclear security.

It covers the activities necessary for implementing safeguards pursuant to Chapter 7 of Title II of the Euratom Treaty and the obligations arising from the Non-Proliferation Treaty and implementation of the Commission's programme to support the International Atomic Energy Agency (IAEA).

It covers specific expenditure relating to the research and support activities in question (purchases of all types and contracts). This includes expenditure on scientific infrastructure directly incurred for the projects concerned.

It is also intended to cover expenditure of any type concerning research activities relating to activities under this article entrusted to the Joint Research Centre within the framework of its participation on a competitive basis in indirect actions.

In accordance with Article 21 and Article 183(2) of the Financial Regulation, any revenue entered in Items 6 2 2 3 and 6 2 2 6 of the statement of revenue may give rise to the provision of additional appropriations.

Legal basis

Legal basis

Council Decision 2006/970/Euratom of 18 December 2006 concerning the Seventh Framework Programme of the European Atomic Energy Community (Euratom) for nuclear research and training activities (2007 to 2011) (OJ L 400, 30.12.2006, p. 60).

Council Decision 2006/977/Euratom of 19 December 2006 concerning the Specific Programme to be carried out by means of direct actions by the Joint Research Centre implementing the Seventh Framework Programme of the European Atomic Energy Community (Euratom) for nuclear research and training activities (2007 to 2011) (OJ L 400, 30.12.2006, p. 434).

Council Regulation (Euratom) No 1908/2006 of 19 December 2006 laying down the rules for the participation of undertakings, research centres and universities in action under the seventh framework programme of the European Atomic Energy Community and for the dissemination of research results (2007 to 2011) (OJ L 400, 30.12.2006, p. 1).

Council Decision 2012/93/Euratom of 19 December 2011 concerning the Framework Programme of the European Atomic Energy Community for nuclear research and training activities (2012-2013) (OJ L 47, 18.2.2012, p. 25).

Council Regulation (Euratom) No 139/2012 of 19 December 2011 laying down the rules for the participation of undertakings, research centres and universities in indirect actions under the Framework Programme of the European Atomic Energy Community and for the dissemination of research results (2012-2013) (OJ L 47, 18.2.2012, p. 1).

Council Decision 2012/95/Euratom of 19 December 2011 concerning the specific programme, to be carried out by means of direct actions by the Joint Research Centre, implementing the Framework Programme of the European Atomic Energy Community for nuclear research and training activities (2012-2013) (OJ L 47, 18.2.2012, p. 40).

TITLE 13

TITLE 13

REGIONAL POLICY

REGIONAL POLICY

| Title
  Chapter | Heading | FF | Budget 2013 | Amending budget No. 9/2013 | New amount |
| --- | --- | --- | --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 13 01 | ADMINISTRATIVE EXPENDITURE OF THE ‘REGIONAL POLICY’ POLICY AREA | | 88 792 579 | 88 792 579 | | | 88 792 579 | 88 792 579 |
| 13 03 | EUROPEAN REGIONAL DEVELOPMENT FUND AND OTHER REGIONAL OPERATIONS | 1 | 30 639 878 699 | 31 410 089 436 | | | 30 639 878 699 | 31 410 089 436 |
| 13 04 | COHESION FUND | 1 | 12 499 800 000 | 11 414 497 449 | | | 12 499 800 000 | 11 414 497 449 |
| 13 05 | PRE-ACCESSION OPERATIONS RELATED TO THE STRUCTURAL POLICIES | | 549 770 452 | 489 688 705 | | –78 987 754 | 549 770 452 | 410 700 951 |
| 13 06 | SOLIDARITY FUND | | 14 607 942 | 14 607 942 | 400 519 089 | 250 519 089 | 415 127 031 | 265 127 031 |
| | Title 13 — Total | | 43 792 849 672 | 43 417 676 111 | 400 519 089 | 171 531 335 | 44 193 368 761 | 43 589 207 446 |

Title

Chapter

Heading

FF

Budget 2013

Amending budget No. 9/2013

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

13 01

ADMINISTRATIVE EXPENDITURE OF THE ‘REGIONAL POLICY’ POLICY AREA

88 792 579

88 792 579

88 792 579

88 792 579

13 03

EUROPEAN REGIONAL DEVELOPMENT FUND AND OTHER REGIONAL OPERATIONS

1

30 639 878 699

31 410 089 436

30 639 878 699

31 410 089 436

13 04

COHESION FUND

1

12 499 800 000

11 414 497 449

12 499 800 000

11 414 497 449

13 05

PRE-ACCESSION OPERATIONS RELATED TO THE STRUCTURAL POLICIES

549 770 452

489 688 705

–78 987 754

549 770 452

410 700 951

13 06

SOLIDARITY FUND

14 607 942

14 607 942

400 519 089

250 519 089

415 127 031

265 127 031

Title 13 — Total

Title 13 — Total

43 792 849 672

43 792 849 672

43 417 676 111

43 417 676 111

400 519 089

400 519 089

171 531 335

171 531 335

44 193 368 761

44 193 368 761

43 589 207 446

43 589 207 446

CHAPTER 13 05 — PRE-ACCESSION OPERATIONS RELATED TO THE STRUCTURAL POLICIES

CHAPTER 13 05 — PRE-ACCESSION OPERATIONS RELATED TO THE STRUCTURAL POLICIES

| Title
  Chapter
  Article
  Item | Heading | FF | Budget 2013 | Amending budget No. 9/2013 | New amount |
| --- | --- | --- | --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 13 05 | PRE-ACCESSION OPERATIONS RELATED TO THE STRUCTURAL POLICIES |
| 13 05 01 | Instrument for Structural Policies for Pre-accession (ISPA) — Completion of previous projects (2000 to 2006) |
| 13 05 01 01 | Instrument for Structural Policies for Pre-accession (ISPA) — Completion of other previous projects (2000 to 2006) | 4 | p.m. | 232 278 493 | | –78 987 754 | p.m. | 153 290 739 |
| 13 05 01 02 | Instrument for Structural Policies for Pre-accession — Closure of pre-accession assistance relating to eight applicant countries | 4 | p.m. | p.m. | | | p.m. | p.m. |
| | Article 13 05 01 — Subtotal | | p.m. | 232 278 493 | | –78 987 754 | p.m. | 153 290 739 |
| 13 05 02 | Instrument for Pre-Accession Assistance (IPA) — Regional development component | 4 | 462 000 000 | 172 734 477 | | | 462 000 000 | 172 734 477 |
| 13 05 03 | Instrument for Pre-Accession Assistance (IPA) — Cross-border cooperation (CBC) component |
| 13 05 03 01 | Cross-border cooperation (CBC) — Contribution from Subheading 1-b | 1.2 | 51 491 401 | 50 000 000 | | | 51 491 401 | 50 000 000 |
| 13 05 03 02 | Cross-border cooperation (CBC) and participation of candidate and potential candidate countries in Structural Funds' transnational and interregional cooperation programmes — Contribution from Heading 4 | 4 | 36 279 051 | 34 675 735 | | | 36 279 051 | 34 675 735 |
| | Article 13 05 03 — Subtotal | | 87 770 452 | 84 675 735 | | | 87 770 452 | 84 675 735 |
| | Chapter 13 05 — Total | | 549 770 452 | 489 688 705 | | –78 987 754 | 549 770 452 | 410 700 951 |

Title

Chapter

Article

Item

Heading

FF

Budget 2013

Amending budget No. 9/2013

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

13 05

PRE-ACCESSION OPERATIONS RELATED TO THE STRUCTURAL POLICIES

13 05 01

13 05 01

Instrument for Structural Policies for Pre-accession (ISPA) — Completion of previous projects (2000 to 2006)

Instrument for Structural Policies for Pre-accession (ISPA) — Completion of previous projects (2000 to 2006)

13 05 01 01

Instrument for Structural Policies for Pre-accession (ISPA) — Completion of other previous projects (2000 to 2006)

4

p.m.

232 278 493

–78 987 754

p.m.

153 290 739

13 05 01 02

Instrument for Structural Policies for Pre-accession — Closure of pre-accession assistance relating to eight applicant countries

4

p.m.

p.m.

p.m.

p.m.

Article 13 05 01 — Subtotal

Article 13 05 01 — Subtotal

p.m.

232 278 493

–78 987 754

p.m.

153 290 739

13 05 02

13 05 02

Instrument for Pre-Accession Assistance (IPA) — Regional development component

Instrument for Pre-Accession Assistance (IPA) — Regional development component

4

462 000 000

172 734 477

462 000 000

172 734 477

13 05 03

13 05 03

Instrument for Pre-Accession Assistance (IPA) — Cross-border cooperation (CBC) component

Instrument for Pre-Accession Assistance (IPA) — Cross-border cooperation (CBC) component

13 05 03 01

Cross-border cooperation (CBC) — Contribution from Subheading 1-b

1.2

51 491 401

50 000 000

51 491 401

50 000 000

13 05 03 02

Cross-border cooperation (CBC) and participation of candidate and potential candidate countries in Structural Funds' transnational and interregional cooperation programmes — Contribution from Heading 4

4

36 279 051

34 675 735

36 279 051

34 675 735

Article 13 05 03 — Subtotal

Article 13 05 03 — Subtotal

87 770 452

84 675 735

87 770 452

84 675 735

Chapter 13 05 — Total

Chapter 13 05 — Total

549 770 452

549 770 452

489 688 705

489 688 705

–78 987 754

–78 987 754

549 770 452

549 770 452

410 700 951

410 700 951

13 05 01Instrument for Structural Policies for Pre-accession (ISPA) — Completion of previous projects (2000 to 2006)

13 05 01Instrument for Structural Policies for Pre-accession (ISPA) — Completion of previous projects (2000 to 2006)

Remarks

Remarks

Aid provided by the Instrument for Structural Policies for Pre-accession (ISPA) was intended to help the candidate countries of Central and Eastern Europe in their accession to the Union. ISPA was used to help the beneficiary countries to comply with the acquis of the Union in the environment and transport fields.

acquis

13 05 01 01Instrument for Structural Policies for Pre-accession (ISPA) — Completion of other previous projects (2000 to 2006)

| Budget 2013 | Amending budget No. 9/2013 | New amount |
| --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| p.m. | 232 278 493 | | –78 987 754 | p.m. | 153 290 739 |

Budget 2013

Amending budget No. 9/2013

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

p.m.

232 278 493

–78 987 754

p.m.

153 290 739

Remarks

Remarks

This appropriation is intended to cover assistance under ISPA and the technical assistance provided outside the Commission which is required for implementation in the candidate countries of Central and Eastern Europe.

Irrespective of the beneficiary, no administrative expenditure against this item is authorised.

Legal basis

Legal basis

Council Regulation (EC) No 1266/1999 of 21 June 1999 on coordinating aid to the applicant countries in the framework of the pre-accession strategy (OJ L 161, 26.6.1999, p. 68).

Council Regulation (EC) No 1267/1999 of 21 June 1999 establishing an Instrument for Structural Policies for Pre-accession (OJ L 161, 26.6.1999, p. 73).

Council Regulation (EC) No 2257/2004 of 20 December 2004 amending Regulations (EEC) No 3906/89, (EC) No 1267/1999, (EC) No 1268/1999 and (EC) No 2666/2000, to take into account Croatia's candidate status (OJ L 389, 30.12.2004, p. 1).

CHAPTER 13 06 — SOLIDARITY FUND

CHAPTER 13 06 — SOLIDARITY FUND

| Title
  Chapter
  Article
  Item | Heading | FF | Budget 2013 | Amending budget No. 9/2013 | New amount |
| --- | --- | --- | --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 13 06 | SOLIDARITY FUND |
| 13 06 01 | European Union Solidarity Fund — Member States | 3.2 | 14 607 942 | 14 607 942 | 400 519 089 | 250 519 089 | 415 127 031 | 265 127 031 |
| 13 06 02 | European Union Solidarity Fund — Countries negotiating for accession | 4 | p.m. | p.m. | | | p.m. | p.m. |
| | Chapter 13 06 — Total | | 14 607 942 | 14 607 942 | 400 519 089 | 250 519 089 | 415 127 031 | 265 127 031 |

Title

Chapter

Article

Item

Heading

FF

Budget 2013

Amending budget No. 9/2013

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

13 06

SOLIDARITY FUND

13 06 01

13 06 01

European Union Solidarity Fund — Member States

European Union Solidarity Fund — Member States

3.2

14 607 942

14 607 942

400 519 089

250 519 089

415 127 031

265 127 031

13 06 02

13 06 02

European Union Solidarity Fund — Countries negotiating for accession

European Union Solidarity Fund — Countries negotiating for accession

4

p.m.

p.m.

p.m.

p.m.

Chapter 13 06 — Total

Chapter 13 06 — Total

14 607 942

14 607 942

14 607 942

14 607 942

400 519 089

400 519 089

250 519 089

250 519 089

415 127 031

415 127 031

265 127 031

265 127 031

13 06 01European Union Solidarity Fund — Member States

13 06 01European Union Solidarity Fund — Member States

| Budget 2013 | Amending budget No. 9/2013 | New amount |
| --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 14 607 942 | 14 607 942 | 400 519 089 | 250 519 089 | 415 127 031 | 265 127 031 |

Budget 2013

Amending budget No. 9/2013

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

14 607 942

14 607 942

400 519 089

250 519 089

415 127 031

265 127 031

Remarks

Remarks

This article is intended to record appropriations resulting from the mobilisation of the European Union Solidarity Fund in the event of major disasters in the Member States. Assistance should be provided mainly in connection with natural disasters, but may also be provided, where warranted by the urgency of the situation, to the Member States concerned, with a deadline being laid down for use of the financial assistance awarded and provision being made for beneficiary states to substantiate the use made of the assistance they receive. Assistance received which is subsequently offset by third-party payments, under the ‘polluter pays’ principle, for example, or received in excess of the final valuation of damage should be recovered.

Allocation of the appropriations will be decided on in an amending budget with the sole purpose of mobilising the European Union Solidarity Fund.

Legal basis

Legal basis

Council Regulation (EC) No 2012/2002 of 11 November 2002 establishing the European Union Solidarity Fund (OJ L 311, 14.11.2002, p. 3).

Reference acts

Reference acts

Proposal for a Regulation of the European Parliament and of the Council, submitted by the Commission on 6 April 2005, establishing the European Union Solidarity Fund (COM(2005) 108 final).

Interinstitutional Agreement of 17 May 2006 between the European Parliament, the Council and the Commission on budgetary discipline and sound financial management (OJ C 139, 14.6.2006, p. 1).

TITLE 15

TITLE 15

EDUCATION AND CULTURE

EDUCATION AND CULTURE

| Title
  Chapter | Heading | FF | Budget 2013 | Amending budget No. 9/2013 | New amount |
| --- | --- | --- | --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 15 01 | ADMINISTRATIVE EXPENDITURE OF THE ‘EDUCATION AND CULTURE’ POLICY AREA | | 123 603 923 | 123 603 923 | | | 123 603 923 | 123 603 923 |
| 15 02 | LIFELONG LEARNING, INCLUDING MULTILINGUALISM | | 1 417 215 664 | 1 379 114 216 | | | 1 417 215 664 | 1 379 114 216 |
| 15 04 | DEVELOPING CULTURAL AND AUDIOVISUAL COOPERATION IN EUROPE | | 175 715 000 | 159 896 411 | | | 175 715 000 | 159 896 411 |
| 15 05 | ENCOURAGING AND PROMOTING COOPERATION IN THE FIELD OF YOUTH AND SPORTS | 3 | 149 539 000 | 130 166 227 | | | 149 539 000 | 130 166 227 |
| 15 07 | PEOPLE — PROGRAMME FOR THE MOBILITY OF RESEARCHERS | 1 | 963 502 000 | 771 774 900 | | 63 312 858 | 963 502 000 | 835 087 758 |
| | Title 15 — Total | | 2 829 575 587 | 2 564 555 677 | | 63 312 858 | 2 829 575 587 | 2 627 868 535 |

Title

Chapter

Heading

FF

Budget 2013

Amending budget No. 9/2013

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

15 01

ADMINISTRATIVE EXPENDITURE OF THE ‘EDUCATION AND CULTURE’ POLICY AREA

123 603 923

123 603 923

123 603 923

123 603 923

15 02

LIFELONG LEARNING, INCLUDING MULTILINGUALISM

1 417 215 664

1 379 114 216

1 417 215 664

1 379 114 216

15 04

DEVELOPING CULTURAL AND AUDIOVISUAL COOPERATION IN EUROPE

175 715 000

159 896 411

175 715 000

159 896 411

15 05

ENCOURAGING AND PROMOTING COOPERATION IN THE FIELD OF YOUTH AND SPORTS

3

149 539 000

130 166 227

149 539 000

130 166 227

15 07

PEOPLE — PROGRAMME FOR THE MOBILITY OF RESEARCHERS

1

963 502 000

771 774 900

63 312 858

963 502 000

835 087 758

Title 15 — Total

Title 15 — Total

2 829 575 587

2 829 575 587

2 564 555 677

2 564 555 677

63 312 858

63 312 858

2 829 575 587

2 829 575 587

2 627 868 535

2 627 868 535

CHAPTER 15 07 — PEOPLE — PROGRAMME FOR THE MOBILITY OF RESEARCHERS

CHAPTER 15 07 — PEOPLE — PROGRAMME FOR THE MOBILITY OF RESEARCHERS

| Title
  Chapter
  Article
  Item | Heading | FF | Budget 2013 | Amending budget No. 9/2013 | New amount |
| --- | --- | --- | --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 15 07 | PEOPLE — PROGRAMME FOR THE MOBILITY OF RESEARCHERS |
| 15 07 77 | People | 1.1 | 963 502 000 | 771 275 000 | | 63 312 858 | 963 502 000 | 834 587 858 |
| 15 07 78 | Appropriations accruing from contributions from (non-European Economic Area) third parties to research and technological development | 1.1 | p.m. | p.m. | | | p.m. | p.m. |
| 15 07 79 | Pilot project — Knowledge partnerships | 1.1 | p.m. | 499 900 | | | p.m. | 499 900 |
| | Chapter 15 07 — Total | | 963 502 000 | 771 774 900 | | 63 312 858 | 963 502 000 | 835 087 758 |

Title

Chapter

Article

Item

Heading

FF

Budget 2013

Amending budget No. 9/2013

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

15 07

PEOPLE — PROGRAMME FOR THE MOBILITY OF RESEARCHERS

15 07 77

15 07 77

People

People

1.1

963 502 000

771 275 000

63 312 858

963 502 000

834 587 858

15 07 78

15 07 78

Appropriations accruing from contributions from (non-European Economic Area) third parties to research and technological development

Appropriations accruing from contributions from (non-European Economic Area) third parties to research and technological development

1.1

p.m.

p.m.

p.m.

p.m.

15 07 79

15 07 79

Pilot project — Knowledge partnerships

Pilot project — Knowledge partnerships

1.1

p.m.

499 900

p.m.

499 900

Chapter 15 07 — Total

Chapter 15 07 — Total

963 502 000

963 502 000

771 774 900

771 774 900

63 312 858

63 312 858

963 502 000

963 502 000

835 087 758

835 087 758

15 07 77People

15 07 77People

| Budget 2013 | Amending budget No. 9/2013 | New amount |
| --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 963 502 000 | 771 275 000 | | 63 312 858 | 963 502 000 | 834 587 858 |

Budget 2013

Amending budget No. 9/2013

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

963 502 000

771 275 000

63 312 858

963 502 000

834 587 858

Remarks

Remarks

Europe needs to become more attractive to researchers, in order to increase its capacity and performance in research and technological development, while consolidating and further developing the European Research Area. Against the background of growing competition at world level, the development of an open and competitive European labour market for researchers with diverse, attractive career prospects is needed.

The added value of the support provided by the specific ‘People’ programme (implemented through the Marie Curie Actions, the Researchers' Night and the EURAXESS action) is the promotion of the international, interdisciplinary and intersectoral mobility of researchers as a key driver for European Innovation. Marie Curie Actions also foster stronger cooperation between education, research and businesses from different countries in the training and career development of researchers to broaden their skills and prepare them for the jobs of tomorrow. The Marie Curie Actions reinforce a closer partnership between education and businesses in order to increase knowledge exchange and enhance PhD training adapted to the needs of industry. By promoting employment conditions in line with the European researchers' charter and code, they contribute to making a research career in Europe more attractive.

The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this article. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with Article 21(2)(e) to (g) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.

This appropriation will also cover expenditure corresponding to revenue giving rise to the provision of additional appropriations from (non-European Economic Area) third parties or third countries participating in projects in the field of research and technological development.

Any revenue entered in Items 6 0 1 3, 6 0 1 5, 6 0 1 6, 6 0 3 1 and 6 0 3 3 of the statement of revenue may give rise to the provision of additional appropriations in accordance with Article 21 of the Financial Regulation.

Legal basis

Legal basis

Regulation (EC) No 1906/2006 of the European Parliament and of the Council of 18 December 2006 laying down the rules for the participation of undertakings, research centres and universities in actions under the Seventh Framework Programme and for the dissemination of research results (2007-2013) (OJ L 391, 30.12.2006, p. 1).

Decision No 1982/2006/EC of the European Parliament and of the Council of 18 December 2006 concerning the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007-2013) (OJ L 412, 30.12.2006, p. 1).

Council Decision 2006/973/EC of 19 December 2006 concerning the specific programme ‘People’ implementing the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007 to 2013) (OJ L 400, 30.12.2006, p. 272).

---