# L_2013256EN.01000101.xml

| 27.9.2013 | EN | Official Journal of the European Union | L 256/1 |
| --- | --- | --- | --- |

27.9.2013

EN

Official Journal of the European Union

L 256/1

---

DEFINITIVE ADOPTION

of amending budget No 1 of the European Union for the financial year 2013

(2013/464/EU, Euratom)

THE PRESIDENT OF THE EUROPEAN PARLIAMENT,

Having regard to the Treaty on the Functioning of the European Union, and in particular Article 314(4)(a) and Article 314(9) thereof,

Having regard to the Treaty establishing the European Atomic Energy Community, and in particular Article 106a thereof,

Having regard to Regulation (EU, Euratom) No 966/2012 of the European Parliament and of the Council of 25 October 2012 on the financial rules applicable to the general budget of the Union and repealing Council Regulation (EC, Euratom) No 1605/2002 (1),

Having regard to the Interinstitutional Agreement of 17 May 2006 between the European Parliament, the Council and the Commission on budgetary discipline and sound financial management (2),

Having regard to the general budget of the European Union for the financial year 2013, as definitively adopted on 12 December 2012 (3),

Having regard to draft amending budget No 1 of the European Union for the financial year 2013, which the Commission drew up on 18 March 2013,

Having regard to the position on draft amending budget No 1/2013, which the Council adopted on 26 June 2013,

Having regard to Rules 75b and 75e of Parliament's Rules of Procedure,

Having regard to Parliament's approval of 4 July 2013 of the Council position,

DECLARES:

Sole Article

The procedure under Article 314 of the Treaty on the Functioning of the European Union is complete and amending budget No 1 of the European Union for the financial year 2013 has been definitively adopted.

Done at Strasbourg, 4 July 2013.

The President

M. SCHULZ

---

(1)  
  OJ L 298, 26.10.2012, p. 1.

1

(2)  
  OJ C 139, 14.6.2006, p. 1.

2

(3)  
  OJ L 66, 8.3.2013

3

---

AMENDING BUDGET No 1 FOR THE FINANCIAL YEAR 2013

CONTENTS

GENERAL STATEMENT OF REVENUE

GENERAL STATEMENT OF REVENUE

| A. Introduction and financing of the general budget | 5 |
| --- | --- |

| B. General statement of revenue by budget heading | 15 |
| --- | --- |

| — Revenue | 15 |
| --- | --- |

| — Title 1: Own resources | 16 |
| --- | --- |

| — Title 3: Surpluses, balances and adjustments | 27 |
| --- | --- |

STATEMENT OF REVENUE AND EXPENDITURE BY SECTION

STATEMENT OF REVENUE AND EXPENDITURE BY SECTION

Section III: Commission

Section III: Commission

| — Expenditure | 30 |
| --- | --- |

| — Title 02: Enterprise | 32 |
| --- | --- |

| — Title 04: Employment and social affairs | 36 |
| --- | --- |

| — Title 05: Agriculture and rural development | 42 |
| --- | --- |

| — Title 08: Research | 44 |
| --- | --- |

| — Title 09: Communications networks, content and technology | 68 |
| --- | --- |

| — Title 10: Direct research | 72 |
| --- | --- |

| — Title 11: Maritime affairs and fisheries | 75 |
| --- | --- |

| — Title 13: Regional policy | 81 |
| --- | --- |

| — Title 15: Education and culture | 91 |
| --- | --- |

| — Title 18: Home affairs | 100 |
| --- | --- |

| — Title 22: Enlargement | 106 |
| --- | --- |

| — Title 27: Budget | 110 |
| --- | --- |

| — Title 32: Energy | 112 |
| --- | --- |

---

A. INTRODUCTION AND FINANCING OF THE GENERAL BUDGET

INTRODUCTION AND FINANCING OF THE GENERAL BUDGET

FINANCING OF THE GENERAL BUDGET

FINANCING OF THE GENERAL BUDGET

Appropriations to be covered during the financial year 2013 pursuant to Article 1 of Council Decision 2007/436/EC, Euratom of 7 June 2007 on the system of the European Communities’ own resources

Appropriations to be covered during the financial year 2013 pursuant to Article 1 of Council Decision 2007/436/EC, Euratom of 7 June 2007 on the system of the European Communities’ own resources

EXPENDITURE

EXPENDITURE

| Description | Budget 2013 (1) | Budget 2012 (2) | Change (%) |
| --- | --- | --- | --- |
| 1. | Sustainable growth |

Description

Budget 2013 (1)

1

Budget 2012 (2)

2

Change (%)

1.

Sustainable growth

59 252 422 097

60 287 086 467

–1,72

| 2. | Preservation and management of natural resources |
| --- | --- |

2.

Preservation and management of natural resources

57 487 002 491

58 044 868 674

–0,96

| 3. | Citizenship, freedom, security and justice |
| --- | --- |

3.

Citizenship, freedom, security and justice

1 556 783 267

2 182 532 099

–28,67

| 4. | EU as a global player |
| --- | --- |

4.

EU as a global player

6 409 414 260

6 966 011 071

–7,99

| 5. | Administration |
| --- | --- |

5.

Administration

8 430 365 740

8 277 736 996

+1,84

| 6. | Compensations |
| --- | --- |

6.

Compensations

75 000 000

p.m.

—

Total expenditure
   (3)

Total expenditure

3

133 210 987 855

133 210 987 855

135 758 235 307

135 758 235 307

–1,88

–1,88

REVENUE

REVENUE

| Description | Budget 2013 (4) | Budget 2012 (5) | Change (%) |
| --- | --- | --- | --- |
| Miscellaneous revenue (Titles 4 to 9) | 1 548 967 007 | 5 109 219 138 | –69,68 |
| Surplus available from the preceding financial year (Chapter 3 0, Article 3 0 0) | p.m. | 1 496 968 014 | — |
| Surplus of own resources resulting from the repayment of the surplus of the Guarantee Fund for external actions (Chapter 3 0, Article 3 0 2) | 34 000 000 | p.m. | — |
| Balance of own resources accruing from VAT and GNP/GNI-based own resources for earlier years (Chapters 3 1 and 3 2) | p.m. | 497 328 000 | — |
| Total revenue for Titles 3 to 9 | 1 582 967 007 | 7 103 515 152 | –77,72 |
| Net amount of customs duties and sugar levies (Chapters 1 1 and 1 2) | 18 777 600 000 | 16 824 200 000 | +11,61 |
| VAT-based own resource at the uniform rate (Tables 1 and 2, Chapter 1 3) | 15 063 857 425 | 14 546 298 300 | +3,56 |
| Remainder to be financed by the additional resource (GNI-based own resource, Table 3, Chapter 1 4) | 97 786 563 423 | 97 284 221 855 | +0,52 |
| Appropriations to be covered by the own resources referred to in Article 2 of Decision 2007/436/EC, Euratom (6) | 131 628 020 848 | 128 654 720 155 | +2,31 |
| Total revenue
   (7) | 133 210 987 855 | 135 758 235 307 | –1,88 |

Description

Budget 2013 (4)

4

Budget 2012 (5)

5

Change (%)

Miscellaneous revenue (Titles 4 to 9)

1 548 967 007

5 109 219 138

–69,68

Surplus available from the preceding financial year (Chapter 3 0, Article 3 0 0)

p.m.

1 496 968 014

—

Surplus of own resources resulting from the repayment of the surplus of the Guarantee Fund for external actions (Chapter 3 0, Article 3 0 2)

34 000 000

p.m.

—

Balance of own resources accruing from VAT and GNP/GNI-based own resources for earlier years (Chapters 3 1 and 3 2)

p.m.

497 328 000

—

Total revenue for Titles 3 to 9

1 582 967 007

7 103 515 152

–77,72

Net amount of customs duties and sugar levies (Chapters 1 1 and 1 2)

18 777 600 000

16 824 200 000

+11,61

VAT-based own resource at the uniform rate (Tables 1 and 2, Chapter 1 3)

15 063 857 425

14 546 298 300

+3,56

Remainder to be financed by the additional resource (GNI-based own resource, Table 3, Chapter 1 4)

97 786 563 423

97 284 221 855

+0,52

Appropriations to be covered by the own resources referred to in Article 2 of Decision 2007/436/EC, Euratom (6)

6

131 628 020 848

128 654 720 155

+2,31

Total revenue
   (7)

Total revenue

7

133 210 987 855

133 210 987 855

135 758 235 307

135 758 235 307

–1,88

–1,88

TABLE 1

TABLE 1

Calculation of capping of harmonised value added tax (VAT) bases pursuant to Article 2(1)(b) of Decision 2007/436/EC, Euratom

| MemberState | 1 % of non-capped VAT base | 1 % of gross national income | Capping rate (in %) | 1 % of gross national income multiplied by capping rate | 1 % of capped VAT base (8) | Member States whose VAT base is capped |
| --- | --- | --- | --- | --- | --- | --- |
| | (1) | (2) | (3) | (4) | (5) | (6) |
| Belgium | 1 690 557 000 | 3 973 060 000 | 50 | 1 986 530 000 | 1 690 557 000 | |
| Bulgaria | 190 547 000 | 403 363 000 | 50 | 201 681 500 | 190 547 000 | |
| CzechRepublic | 679 066 000 | 1 488 457 000 | 50 | 744 228 500 | 679 066 000 | |
| Denmark | 1 011 507 000 | 2 603 724 000 | 50 | 1 301 862 000 | 1 011 507 000 | |
| Germany | 12 022 668 000 | 27 629 794 000 | 50 | 13 814 897 000 | 12 022 668 000 | |
| Estonia | 82 284 000 | 168 961 000 | 50 | 84 480 500 | 82 284 000 | |
| Ireland | 624 406 000 | 1 286 410 000 | 50 | 643 205 000 | 624 406 000 | |
| Greece | 873 300 000 | 1 994 678 000 | 50 | 997 339 000 | 873 300 000 | |
| Spain | 4 775 808 000 | 10 438 737 000 | 50 | 5 219 368 500 | 4 775 808 000 | |
| France | 9 831 724 000 | 21 490 884 000 | 50 | 10 745 442 000 | 9 831 724 000 | |
| Croatia (9) | 139 265 000 | 226 056 000 | 50 | 113 028 000 | 113 028 000 | Croatia |
| Italy | 6 621 706 000 | 16 175 934 000 | 50 | 8 087 967 000 | 6 621 706 000 | |
| Cyprus | 145 973 000 | 176 569 000 | 50 | 88 284 500 | 88 284 500 | Cyprus |
| Latvia | 72 561 000 | 221 358 000 | 50 | 110 679 000 | 72 561 000 | |
| Lithuania | 121 821 000 | 334 146 000 | 50 | 167 073 000 | 121 821 000 | |
| Luxembourg | 246 521 000 | 325 255 000 | 50 | 162 627 500 | 162 627 500 | Luxembourg |
| Hungary | 400 384 000 | 1 018 984 000 | 50 | 509 492 000 | 400 384 000 | |
| Malta | 48 396 000 | 62 058 000 | 50 | 31 029 000 | 31 029 000 | Malta |
| Netherlands | 2 739 704 000 | 6 263 887 000 | 50 | 3 131 943 500 | 2 739 704 000 | |
| Austria | 1 425 851 000 | 3 181 638 000 | 50 | 1 590 819 000 | 1 425 851 000 | |
| Poland | 1 911 307 000 | 3 943 766 000 | 50 | 1 971 883 000 | 1 911 307 000 | |
| Portugal | 781 760 000 | 1 637 391 000 | 50 | 818 695 500 | 781 760 000 | |
| Romania | 505 766 000 | 1 435 776 000 | 50 | 717 888 000 | 505 766 000 | |
| Slovenia | 182 040 000 | 356 425 000 | 50 | 178 212 500 | 178 212 500 | Slovenia |
| Slovakia | 256 580 000 | 733 238 000 | 50 | 366 619 000 | 256 580 000 | |
| Finland | 943 700 000 | 2 078 819 000 | 50 | 1 039 409 500 | 943 700 000 | |
| Sweden | 1 848 128 000 | 4 235 344 000 | 50 | 2 117 672 000 | 1 848 128 000 | |
| United Kingdom | 9 654 893 000 | 20 118 338 000 | 50 | 10 059 169 000 | 9 654 893 000 | |
| Total | 59 828 223 000 | 134 003 050 000 | | 67 001 525 000 | 59 639 209 500 | |

MemberState

1 % of non-capped VAT base

1 % of gross national income

Capping rate (in %)

1 % of gross national income multiplied by capping rate

1 % of capped VAT base (8)

8

Member States whose VAT base is capped

(1)

(2)

(3)

(4)

(5)

(6)

Belgium

1 690 557 000

3 973 060 000

50

1 986 530 000

1 690 557 000

Bulgaria

190 547 000

403 363 000

50

201 681 500

190 547 000

CzechRepublic

679 066 000

1 488 457 000

50

744 228 500

679 066 000

Denmark

1 011 507 000

2 603 724 000

50

1 301 862 000

1 011 507 000

Germany

12 022 668 000

27 629 794 000

50

13 814 897 000

12 022 668 000

Estonia

82 284 000

168 961 000

50

84 480 500

82 284 000

Ireland

624 406 000

1 286 410 000

50

643 205 000

624 406 000

Greece

873 300 000

1 994 678 000

50

997 339 000

873 300 000

Spain

4 775 808 000

10 438 737 000

50

5 219 368 500

4 775 808 000

France

9 831 724 000

21 490 884 000

50

10 745 442 000

9 831 724 000

Croatia (9)

9

139 265 000

226 056 000

50

113 028 000

113 028 000

Croatia

Italy

6 621 706 000

16 175 934 000

50

8 087 967 000

6 621 706 000

Cyprus

145 973 000

176 569 000

50

88 284 500

88 284 500

Cyprus

Latvia

72 561 000

221 358 000

50

110 679 000

72 561 000

Lithuania

121 821 000

334 146 000

50

167 073 000

121 821 000

Luxembourg

246 521 000

325 255 000

50

162 627 500

162 627 500

Luxembourg

Hungary

400 384 000

1 018 984 000

50

509 492 000

400 384 000

Malta

48 396 000

62 058 000

50

31 029 000

31 029 000

Malta

Netherlands

2 739 704 000

6 263 887 000

50

3 131 943 500

2 739 704 000

Austria

1 425 851 000

3 181 638 000

50

1 590 819 000

1 425 851 000

Poland

1 911 307 000

3 943 766 000

50

1 971 883 000

1 911 307 000

Portugal

781 760 000

1 637 391 000

50

818 695 500

781 760 000

Romania

505 766 000

1 435 776 000

50

717 888 000

505 766 000

Slovenia

182 040 000

356 425 000

50

178 212 500

178 212 500

Slovenia

Slovakia

256 580 000

733 238 000

50

366 619 000

256 580 000

Finland

943 700 000

2 078 819 000

50

1 039 409 500

943 700 000

Sweden

1 848 128 000

4 235 344 000

50

2 117 672 000

1 848 128 000

United Kingdom

9 654 893 000

20 118 338 000

50

10 059 169 000

9 654 893 000

Total

Total

59 828 223 000

59 828 223 000

134 003 050 000

134 003 050 000

67 001 525 000

67 001 525 000

59 639 209 500

59 639 209 500

TABLE 2

TABLE 2

Breakdown of own resources accruing from VAT pursuant to Article 2(1)(b) of Decision 2007/436/EC, Euratom (Chapter 1 3)

| MemberState | 1 % of capped VAT base | Uniform rate of VAT own resource (10) (in %) | VAT-based own resource at uniform rate |
| --- | --- | --- | --- |
| | (1) | (2) | (3) = (1) × (2) |
| Belgium | 1 690 557 000 | 0,300 | 507 167 100 |
| Bulgaria | 190 547 000 | 0,300 | 57 164 100 |
| CzechRepublic | 679 066 000 | 0,300 | 203 719 800 |
| Denmark | 1 011 507 000 | 0,300 | 303 452 100 |
| Germany | 12 022 668 000 | 0,150 | 1 803 400 200 |
| Estonia | 82 284 000 | 0,300 | 24 685 200 |
| Ireland | 624 406 000 | 0,300 | 187 321 800 |
| Greece | 873 300 000 | 0,300 | 261 990 000 |
| Spain | 4 775 808 000 | 0,300 | 1 432 742 400 |
| France | 9 831 724 000 | 0,300 | 2 949 517 200 |
| Croatia (11) | 113 028 000 | 0,300 | 33 908 400 |
| Italy | 6 621 706 000 | 0,300 | 1 986 511 800 |
| Cyprus | 88 284 500 | 0,300 | 26 485 350 |
| Latvia | 72 561 000 | 0,300 | 21 768 300 |
| Lithuania | 121 821 000 | 0,300 | 36 546 300 |
| Luxembourg | 162 627 500 | 0,300 | 48 788 250 |
| Hungary | 400 384 000 | 0,300 | 120 115 200 |
| Malta | 31 029 000 | 0,300 | 9 308 700 |
| Netherlands | 2 739 704 000 | 0,100 | 273 970 400 |
| Austria | 1 425 851 000 | 0,225 | 320 816 475 |
| Poland | 1 911 307 000 | 0,300 | 573 392 100 |
| Portugal | 781 760 000 | 0,300 | 234 528 000 |
| Romania | 505 766 000 | 0,300 | 151 729 800 |
| Slovenia | 178 212 500 | 0,300 | 53 463 750 |
| Slovakia | 256 580 000 | 0,300 | 76 974 000 |
| Finland | 943 700 000 | 0,300 | 283 110 000 |
| Sweden | 1 848 128 000 | 0,100 | 184 812 800 |
| United Kingdom | 9 654 893 000 | 0,300 | 2 896 467 900 |
| Total | 59 639 209 500 | | 15 063 857 425 |

MemberState

1 % of capped VAT base

Uniform rate of VAT own resource (10) (in %)

10

VAT-based own resource at uniform rate

(1)

(2)

(3) = (1) × (2)

Belgium

1 690 557 000

0,300

507 167 100

Bulgaria

190 547 000

0,300

57 164 100

CzechRepublic

679 066 000

0,300

203 719 800

Denmark

1 011 507 000

0,300

303 452 100

Germany

12 022 668 000

0,150

1 803 400 200

Estonia

82 284 000

0,300

24 685 200

Ireland

624 406 000

0,300

187 321 800

Greece

873 300 000

0,300

261 990 000

Spain

4 775 808 000

0,300

1 432 742 400

France

9 831 724 000

0,300

2 949 517 200

Croatia (11)

11

113 028 000

0,300

33 908 400

Italy

6 621 706 000

0,300

1 986 511 800

Cyprus

88 284 500

0,300

26 485 350

Latvia

72 561 000

0,300

21 768 300

Lithuania

121 821 000

0,300

36 546 300

Luxembourg

162 627 500

0,300

48 788 250

Hungary

400 384 000

0,300

120 115 200

Malta

31 029 000

0,300

9 308 700

Netherlands

2 739 704 000

0,100

273 970 400

Austria

1 425 851 000

0,225

320 816 475

Poland

1 911 307 000

0,300

573 392 100

Portugal

781 760 000

0,300

234 528 000

Romania

505 766 000

0,300

151 729 800

Slovenia

178 212 500

0,300

53 463 750

Slovakia

256 580 000

0,300

76 974 000

Finland

943 700 000

0,300

283 110 000

Sweden

1 848 128 000

0,100

184 812 800

United Kingdom

9 654 893 000

0,300

2 896 467 900

Total

Total

59 639 209 500

59 639 209 500

15 063 857 425

15 063 857 425

TABLE 3

TABLE 3

Determination of uniform rate and breakdown of resources based on gross national income pursuant to Article 2(1)(c) of Decision 2007/436/EC, Euratom (Chapter 1 4)

| MemberState | 1 % of gross national income | Uniform rate of ‘additional base’‚ own resource | ‘Additional base’ own resource at uniform rate |
| --- | --- | --- | --- |
| | (1) | (2) | (3) = (1) × (2) |
| Belgium | 3 973 060 000 | | 2 899 276 424 |
| Bulgaria | 403 363 000 | | 294 347 640 |
| CzechRepublic | 1 488 457 000 | | 1 086 177 478 |
| Denmark | 2 603 724 000 | | 1 900 025 575 |
| Germany | 27 629 794 000 | | 20 162 396 327 |
| Estonia | 168 961 000 | | 123 296 563 |
| Ireland | 1 286 410 000 | | 938 736 940 |
| Greece | 1 994 678 000 | | 1 455 584 084 |
| Spain | 10 438 737 000 | | 7 617 499 883 |
| France | 21 490 884 000 | | 15 682 625 815 |
| Croatia (12) | 226 056 000 | | 164 960 718 |
| Italy | 16 175 934 000 | | 11 804 126 817 |
| Cyprus | 176 569 000 | | 128 848 379 |
| Latvia | 221 358 000 | 0,7297339 (13) | 161 532 429 |
| Lithuania | 334 146 000 | | 243 837 652 |
| Luxembourg | 325 255 000 | | 237 349 588 |
| Hungary | 1 018 984 000 | | 743 587 131 |
| Malta | 62 058 000 | | 45 285 824 |
| Netherlands | 6 263 887 000 | | 4 570 970 462 |
| Austria | 3 181 638 000 | | 2 321 748 991 |
| Poland | 3 943 766 000 | | 2 877 899 601 |
| Portugal | 1 637 391 000 | | 1 194 859 661 |
| Romania | 1 435 776 000 | | 1 047 734 368 |
| Slovenia | 356 425 000 | | 260 095 392 |
| Slovakia | 733 238 000 | | 535 068 599 |
| Finland | 2 078 819 000 | | 1 516 984 621 |
| Sweden | 4 235 344 000 | | 3 090 673 941 |
| United Kingdom | 20 118 338 000 | | 14 681 032 520 |
| Total | 134 003 050 000 | | 97 786 563 423 |

MemberState

1 % of gross national income

Uniform rate of ‘additional base’‚ own resource

‘Additional base’ own resource at uniform rate

(1)

(2)

(3) = (1) × (2)

Belgium

3 973 060 000

2 899 276 424

Bulgaria

403 363 000

294 347 640

CzechRepublic

1 488 457 000

1 086 177 478

Denmark

2 603 724 000

1 900 025 575

Germany

27 629 794 000

20 162 396 327

Estonia

168 961 000

123 296 563

Ireland

1 286 410 000

938 736 940

Greece

1 994 678 000

1 455 584 084

Spain

10 438 737 000

7 617 499 883

France

21 490 884 000

15 682 625 815

Croatia (12)

12

226 056 000

164 960 718

Italy

16 175 934 000

11 804 126 817

Cyprus

176 569 000

128 848 379

Latvia

221 358 000

0,7297339 (13)

13

161 532 429

Lithuania

334 146 000

243 837 652

Luxembourg

325 255 000

237 349 588

Hungary

1 018 984 000

743 587 131

Malta

62 058 000

45 285 824

Netherlands

6 263 887 000

4 570 970 462

Austria

3 181 638 000

2 321 748 991

Poland

3 943 766 000

2 877 899 601

Portugal

1 637 391 000

1 194 859 661

Romania

1 435 776 000

1 047 734 368

Slovenia

356 425 000

260 095 392

Slovakia

733 238 000

535 068 599

Finland

2 078 819 000

1 516 984 621

Sweden

4 235 344 000

3 090 673 941

United Kingdom

20 118 338 000

14 681 032 520

Total

Total

134 003 050 000

134 003 050 000

97 786 563 423

97 786 563 423

TABLE 4

TABLE 4

Calculation of the gross reduction in GNI contribution for the Netherlands and Sweden and its financing, pursuant to Article 2(5) of Decision 2007/436/EC, Euratom (Chapter 1 6)

| MemberState | Gross reduction | Percentage share of GNI base | GNI key applied to the gross reduction | Financing of the reduction in favour of the Netherlands and Sweden |
| --- | --- | --- | --- | --- |
| | (1) | (2) | (3) | (4) = (1) + (3) |
| Belgium | | 2,96 | 25 663 158 | 25 663 158 |
| Bulgaria | | 0,30 | 2 605 440 | 2 605 440 |
| CzechRepublic | | 1,11 | 9 614 380 | 9 614 380 |
| Denmark | | 1,94 | 16 818 216 | 16 818 216 |
| Germany | | 20,62 | 178 468 928 | 178 468 928 |
| Estonia | | 0,13 | 1 091 369 | 1 091 369 |
| Ireland | | 0,96 | 8 309 299 | 8 309 299 |
| Greece | | 1,49 | 12 884 209 | 12 884 209 |
| Spain | | 7,79 | 67 426 858 | 67 426 858 |
| France | | 16,04 | 138 815 911 | 138 815 911 |
| Croatia | | 0,17 | 1 460 162 | 1 460 162 |
| Italy | | 12,07 | 104 485 093 | 104 485 093 |
| Cyprus | | 0,13 | 1 140 511 | 1 140 511 |
| Latvia | | 0,17 | 1 429 816 | 1 429 816 |
| Lithuania | | 0,25 | 2 158 347 | 2 158 347 |
| Luxembourg | | 0,24 | 2 100 917 | 2 100 917 |
| Hungary | | 0,76 | 6 581 916 | 6 581 916 |
| Malta | | 0,05 | 400 851 | 400 851 |
| Netherlands | – 693 598 388 | 4,67 | 40 460 279 | – 653 138 109 |
| Austria | | 2,37 | 20 551 131 | 20 551 131 |
| Poland | | 2,94 | 25 473 939 | 25 473 939 |
| Portugal | | 1,22 | 10 576 388 | 10 576 388 |
| Romania | | 1,07 | 9 274 098 | 9 274 098 |
| Slovenia | | 0,27 | 2 302 253 | 2 302 253 |
| Slovakia | | 0,55 | 4 736 199 | 4 736 199 |
| Finland | | 1,55 | 13 427 701 | 13 427 701 |
| Sweden | – 171 966 543 | 3,16 | 27 357 327 | – 144 609 216 |
| United Kingdom | | 15,01 | 129 950 235 | 129 950 235 |
| Total | – 865 564 931 | 100,00 | 865 564 931 | 0 |
| EU GDP price deflator, in EUR (spring 2012 economic forecast):
  (a) 2004 EU25 = 97,9307 / (b) 2006 EU25 = 102,2271 / (c) 2006 EU27 = 102,3225 / (d) 2013 EU27 = 112,3768
  Lump-sum for the Netherlands: in 2013 prices:
  605 000 000  EUR × [(b/a) × (d/c)] = 693 598 388  EUR
  Lump-sum for Sweden: in 2013 prices:
  150 000 000  EUR × [(b/a) × (d/c)] = 171 966 543  EUR |

MemberState

Gross reduction

Percentage share of GNI base

GNI key applied to the gross reduction

Financing of the reduction in favour of the Netherlands and Sweden

(1)

(2)

(3)

(4) = (1) + (3)

Belgium

2,96

25 663 158

25 663 158

Bulgaria

0,30

2 605 440

2 605 440

CzechRepublic

1,11

9 614 380

9 614 380

Denmark

1,94

16 818 216

16 818 216

Germany

20,62

178 468 928

178 468 928

Estonia

0,13

1 091 369

1 091 369

Ireland

0,96

8 309 299

8 309 299

Greece

1,49

12 884 209

12 884 209

Spain

7,79

67 426 858

67 426 858

France

16,04

138 815 911

138 815 911

Croatia

0,17

1 460 162

1 460 162

Italy

12,07

104 485 093

104 485 093

Cyprus

0,13

1 140 511

1 140 511

Latvia

0,17

1 429 816

1 429 816

Lithuania

0,25

2 158 347

2 158 347

Luxembourg

0,24

2 100 917

2 100 917

Hungary

0,76

6 581 916

6 581 916

Malta

0,05

400 851

400 851

Netherlands

– 693 598 388

4,67

40 460 279

– 653 138 109

Austria

2,37

20 551 131

20 551 131

Poland

2,94

25 473 939

25 473 939

Portugal

1,22

10 576 388

10 576 388

Romania

1,07

9 274 098

9 274 098

Slovenia

0,27

2 302 253

2 302 253

Slovakia

0,55

4 736 199

4 736 199

Finland

1,55

13 427 701

13 427 701

Sweden

– 171 966 543

3,16

27 357 327

– 144 609 216

United Kingdom

15,01

129 950 235

129 950 235

Total

Total

– 865 564 931

– 865 564 931

100,00

100,00

865 564 931

865 564 931

0

0

EU GDP price deflator, in EUR (spring 2012 economic forecast):

(a) 2004 EU25 = 97,9307 / (b) 2006 EU25 = 102,2271 / (c) 2006 EU27 = 102,3225 / (d) 2013 EU27 = 112,3768

Lump-sum for the Netherlands: in 2013 prices:

605 000 000  EUR × [(b/a) × (d/c)] = 693 598 388  EUR

Lump-sum for Sweden: in 2013 prices:

150 000 000  EUR × [(b/a) × (d/c)] = 171 966 543  EUR

TABLE 5

TABLE 5

Correction of budgetary imbalances for the United Kingdom for the year 2012 pursuant to Article 4 of Decision 2007/436/EC, Euratom (Chapter 1 5)

| Description | Coefficient (14) (%) | Amount |
| --- | --- | --- |
| 1. | United Kingdom’s share (in %) of notional uncapped VAT base |

Description

Coefficient (14) (%)

14

Amount

1.

United Kingdom’s share (in %) of notional uncapped VAT base

15,2078

| 2. | United Kingdom’s share (in %) of enlargement-adjusted total allocated expenditure |
| --- | --- |

2.

United Kingdom’s share (in %) of enlargement-adjusted total allocated expenditure

7,2969

| 3. | (1) – (2) |
| --- | --- |

3.

(1) – (2)

7,9109

| 4. | Total allocated expenditure |
| --- | --- |

4.

4.

Total allocated expenditure

118 254 315 352

118 254 315 352

| 5. | Enlargement related expenditure (15) = (5a + 5b) |
| --- | --- |

5.

Enlargement related expenditure (15) = (5a + 5b)

15

28 277 437 283

| 5a. | Pre-accession expenditure |
| --- | --- |

5a.

Pre-accession expenditure

3 082 696 513

| 5b. | Expenditure related to Article 4(1)(g) |
| --- | --- |

5b.

Expenditure related to Article 4(1)(g)

25 194 740 770

| 6. | Enlargement-adjusted total allocated expenditure = (4) – (5) |
| --- | --- |

6.

Enlargement-adjusted total allocated expenditure = (4) – (5)

89 976 878 069

| 7. | United Kingdom’s correction original amount = (3) × (6) × 0,66 |
| --- | --- |

7.

United Kingdom’s correction original amount = (3) × (6) × 0,66

4 697 847 740

| 8. | United Kingdom’s advantage (16) |
| --- | --- |

8.

United Kingdom’s advantage (16)

16

620 273 811

| 9. | Core United Kingdom’s correction = (7) – (8) |
| --- | --- |

9.

Core United Kingdom’s correction = (7) – (8)

4 077 573 929

| 10. | Windfall gains deriving from traditional own resources (17) |
| --- | --- |

10.

Windfall gains deriving from traditional own resources (17)

17

5 148 759

| 11. | Correction for the United Kingdom = (9) – (10) |
| --- | --- |

11.

Correction for the United Kingdom = (9) – (10)

4 072 425 170

According to Article 4(2) of Decision 2007/436/EC, Euratom, during the period 2007-2013 the additional contribution of the United Kingdom resulting from the reduction of allocated expenditure by the expenditure related to enlargement as referred to in point (g) of paragraph 1 of that Article shall not exceed EUR 10 500 000 000, measured in 2004 prices. The corresponding figures are set out in the table below.

| 2007-2012 UK corrections
  Difference in original amount in reference to EUR 10,5 billion threshold
  (ORD 2007 vs. ORD 2000), in EUR | Difference in current prices | Difference in constant 2004 prices |
| --- | --- | --- |
| (A) | 2007 UK correction |

2007-2012 UK corrections

Difference in original amount in reference to EUR 10,5 billion threshold

(ORD 2007 vs. ORD 2000), in EUR

Difference in current prices

Difference in constant 2004 prices

(A)

2007 UK correction

0

0

| (B) | 2008 UK correction |
| --- | --- |

(B)

2008 UK correction

– 301 679 647

– 280 649 108

| (C) | 2009 UK correction |
| --- | --- |

(C)

2009 UK correction

–1 349 840 247

–1 275 338 491

| (D) | 2010 UK correction |
| --- | --- |

(D)

2010 UK correction

–2 117 969 550

–1 956 957 875

| (E) | 2011 UK correction |
| --- | --- |

(E)

2011 UK correction

–2 355 745 675

–2 144 599 880

| (F) | 2012 UK correction |
| --- | --- |

(F)

2012 UK correction

–2 528 825 389

–2 247 081 154

| (G) | Sum of differences = (A) + (B) + (C) + (D) + (E) + (F) |
| --- | --- |

(G)

(G)

Sum of differences = (A) + (B) + (C) + (D) + (E) + (F)

–8 654 060 508

–8 654 060 508

–7 904 626 509

–7 904 626 509

TABLE 6

TABLE 6

Calculation of the financing of the correction for the United Kingdom amounting to EUR –4 072 425 170 (Chapter 1 5)

| MemberState | Percentage share of GNI base | Shares without the United Kingdom | Shares without Germany, the Netherlands, Austria, Sweden and the United Kingdom | Three quarters of the share of Germany, the Netherlands, Austria and Sweden in column 2 | Column 4 distributed in accordance with column 3 | Financing scale | Financing scale applied to the correction |
| --- | --- | --- | --- | --- | --- | --- | --- |
| | (1) | (2) | (3) | (4) | (5) | (6) = (2) + (4) + (5) | (7) |
| Belgium | 2,96 | 3,49 | 5,47 | | 1,49 | 4,98 | 202 726 774 |
| Bulgaria | 0,30 | 0,35 | 0,56 | | 0,15 | 0,51 | 20 581 738 |
| CzechRepublic | 1,11 | 1,31 | 2,05 | | 0,56 | 1,86 | 75 949 038 |
| Denmark | 1,94 | 2,29 | 3,59 | | 0,98 | 3,26 | 132 855 926 |
| Germany | 20,62 | 24,26 | 0,00 | –18,20 | 0,00 | 6,07 | 247 004 771 |
| Estonia | 0,13 | 0,15 | 0,23 | | 0,06 | 0,21 | 8 621 294 |
| Ireland | 0,96 | 1,13 | 1,77 | | 0,48 | 1,61 | 65 639 520 |
| Greece | 1,49 | 1,75 | 2,75 | | 0,75 | 2,50 | 101 779 142 |
| Spain | 7,79 | 9,17 | 14,38 | | 3,91 | 13,08 | 532 640 201 |
| France | 16,04 | 18,87 | 29,61 | | 8,06 | 26,93 | 1 096 579 862 |
| Croatia | 0,17 | 0,20 | 0,31 | | 0,08 | 0,28 | 11 534 586 |
| Italy | 12,07 | 14,20 | 22,29 | | 6,06 | 20,27 | 825 382 682 |
| Cyprus | 0,13 | 0,16 | 0,24 | | 0,07 | 0,22 | 9 009 495 |
| Latvia | 0,17 | 0,19 | 0,31 | | 0,08 | 0,28 | 11 294 869 |
| Lithuania | 0,25 | 0,29 | 0,46 | | 0,13 | 0,42 | 17 049 916 |
| Luxembourg | 0,24 | 0,29 | 0,45 | | 0,12 | 0,41 | 16 596 250 |
| Hungary | 0,76 | 0,89 | 1,40 | | 0,38 | 1,28 | 51 994 014 |
| Malta | 0,05 | 0,05 | 0,09 | | 0,02 | 0,08 | 3 166 531 |
| Netherlands | 4,67 | 5,50 | 0,00 | –4,13 | 0,00 | 1,38 | 55 997 883 |
| Austria | 2,37 | 2,79 | 0,00 | –2,10 | 0,00 | 0,70 | 28 443 200 |
| Poland | 2,94 | 3,46 | 5,43 | | 1,48 | 4,94 | 201 232 038 |
| Portugal | 1,22 | 1,44 | 2,26 | | 0,61 | 2,05 | 83 548 448 |
| Romania | 1,07 | 1,26 | 1,98 | | 0,54 | 1,80 | 73 260 972 |
| Slovenia | 0,27 | 0,31 | 0,49 | | 0,13 | 0,45 | 18 186 710 |
| Slovakia | 0,55 | 0,64 | 1,01 | | 0,27 | 0,92 | 37 413 725 |
| Finland | 1,55 | 1,83 | 2,86 | | 0,78 | 2,60 | 106 072 466 |
| Sweden | 3,16 | 3,72 | 0,00 | –2,79 | 0,00 | 0,93 | 37 863 119 |
| United Kingdom | 15,01 | 0,00 | 0,00 | | 0,00 | 0,00 | 0 |
| Total | 100,00 | 100,00 | 100,00 | –27,21 | 27,21 | 100,00 | 4 072 425 170 |

MemberState

Percentage share of GNI base

Shares without the United Kingdom

Shares without Germany, the Netherlands, Austria, Sweden and the United Kingdom

Three quarters of the share of Germany, the Netherlands, Austria and Sweden in column 2

Column 4 distributed in accordance with column 3

Financing scale

Financing scale applied to the correction

(1)

(2)

(3)

(4)

(5)

(6) = (2) + (4) + (5)

(7)

Belgium

2,96

3,49

5,47

1,49

4,98

202 726 774

Bulgaria

0,30

0,35

0,56

0,15

0,51

20 581 738

CzechRepublic

1,11

1,31

2,05

0,56

1,86

75 949 038

Denmark

1,94

2,29

3,59

0,98

3,26

132 855 926

Germany

20,62

24,26

0,00

–18,20

0,00

6,07

247 004 771

Estonia

0,13

0,15

0,23

0,06

0,21

8 621 294

Ireland

0,96

1,13

1,77

0,48

1,61

65 639 520

Greece

1,49

1,75

2,75

0,75

2,50

101 779 142

Spain

7,79

9,17

14,38

3,91

13,08

532 640 201

France

16,04

18,87

29,61

8,06

26,93

1 096 579 862

Croatia

0,17

0,20

0,31

0,08

0,28

11 534 586

Italy

12,07

14,20

22,29

6,06

20,27

825 382 682

Cyprus

0,13

0,16

0,24

0,07

0,22

9 009 495

Latvia

0,17

0,19

0,31

0,08

0,28

11 294 869

Lithuania

0,25

0,29

0,46

0,13

0,42

17 049 916

Luxembourg

0,24

0,29

0,45

0,12

0,41

16 596 250

Hungary

0,76

0,89

1,40

0,38

1,28

51 994 014

Malta

0,05

0,05

0,09

0,02

0,08

3 166 531

Netherlands

4,67

5,50

0,00

–4,13

0,00

1,38

55 997 883

Austria

2,37

2,79

0,00

–2,10

0,00

0,70

28 443 200

Poland

2,94

3,46

5,43

1,48

4,94

201 232 038

Portugal

1,22

1,44

2,26

0,61

2,05

83 548 448

Romania

1,07

1,26

1,98

0,54

1,80

73 260 972

Slovenia

0,27

0,31

0,49

0,13

0,45

18 186 710

Slovakia

0,55

0,64

1,01

0,27

0,92

37 413 725

Finland

1,55

1,83

2,86

0,78

2,60

106 072 466

Sweden

3,16

3,72

0,00

–2,79

0,00

0,93

37 863 119

United Kingdom

15,01

0,00

0,00

0,00

0,00

0

Total

Total

100,00

100,00

100,00

100,00

100,00

100,00

–27,21

–27,21

27,21

27,21

100,00

100,00

4 072 425 170

4 072 425 170

The calculations are made to 15 decimal places.

TABLE 7

TABLE 7

Summary of financing (18) of the general budget by type of own resource and by MemberState

18

| MemberState | Traditional own resources (TOR) | VAT and GNI-based own resources, including adjustments | Total own resources (19) |
| --- | --- | --- | --- |
| Net sugar sector levies (75 %) | Net customs duties (75 %) | Total net traditional own resources (75 %) | Collection costs (25 % of gross TOR) (p.m.) | VAT-based own resource | GNI-based own resource | Reduction in favour of Netherlands and Sweden | United Kingdom correction | Total ‘national contributions’ | Share in total ‘national contributions’ (%) |
| | (1) | (2) | (3) = (1) + (2) | (4) | (5) | (6) | (7) | (8) | (9) = (5) + (6) + (7) + (8) | (10) | (11) = (3) + (9) |
| Belgium | 6 600 000 | 1 871 900 000 | 1 878 500 000 | 626 166 667 | 507 167 100 | 2 899 276 424 | 25 663 158 | 202 726 774 | 3 634 833 456 | 3,22 | 5 513 333 456 |
| Bulgaria | 400 000 | 62 200 000 | 62 600 000 | 20 866 667 | 57 164 100 | 294 347 640 | 2 605 440 | 20 581 738 | 374 698 918 | 0,33 | 437 298 918 |
| CzechRepublic | 3 400 000 | 246 200 000 | 249 600 000 | 83 200 000 | 203 719 800 | 1 086 177 478 | 9 614 380 | 75 949 038 | 1 375 460 696 | 1,22 | 1 625 060 696 |
| Denmark | 3 400 000 | 373 500 000 | 376 900 000 | 125 633 333 | 303 452 100 | 1 900 025 575 | 16 818 216 | 132 855 926 | 2 353 151 817 | 2,09 | 2 730 051 817 |
| Germany | 26 300 000 | 3 780 400 000 | 3 806 700 000 | 1 268 899 996 | 1 803 400 200 | 20 162 396 327 | 178 468 928 | 247 004 771 | 22 391 270 226 | 19,84 | 26 197 970 226 |
| Estonia | 0 | 25 000 000 | 25 000 000 | 8 333 333 | 24 685 200 | 123 296 563 | 1 091 369 | 8 621 294 | 157 694 426 | 0,14 | 182 694 426 |
| Ireland | 0 | 217 100 000 | 217 100 000 | 72 366 667 | 187 321 800 | 938 736 940 | 8 309 299 | 65 639 520 | 1 200 007 559 | 1,06 | 1 417 107 559 |
| Greece | 1 400 000 | 141 200 000 | 142 600 000 | 47 533 334 | 261 990 000 | 1 455 584 084 | 12 884 209 | 101 779 142 | 1 832 237 435 | 1,62 | 1 974 837 435 |
| Spain | 4 700 000 | 1 221 600 000 | 1 226 300 000 | 408 766 667 | 1 432 742 400 | 7 617 499 883 | 67 426 858 | 532 640 201 | 9 650 309 342 | 8,55 | 10 876 609 342 |
| France | 30 900 000 | 2 034 500 000 | 2 065 400 000 | 688 466 667 | 2 949 517 200 | 15 682 625 815 | 138 815 911 | 1 096 579 862 | 19 867 538 788 | 17,61 | 21 932 938 788 |
| Croatia | 0 | 22 400 000 | 22 400 000 | 7 466 667 | 33 908 400 | 164 960 718 | 1 460 162 | 11 534 586 | 211 863 866 | 0,19 | 234 263 866 |
| Italy | 4 700 000 | 1 799 100 000 | 1 803 800 000 | 601 266 667 | 1 986 511 800 | 11 804 126 817 | 104 485 093 | 825 382 682 | 14 720 506 392 | 13,04 | 16 524 306 392 |
| Cyprus | 0 | 24 800 000 | 24 800 000 | 8 266 667 | 26 485 350 | 128 848 379 | 1 140 511 | 9 009 495 | 165 483 735 | 0,15 | 190 283 735 |
| Latvia | 0 | 26 800 000 | 26 800 000 | 8 933 333 | 21 768 300 | 161 532 429 | 1 429 816 | 11 294 869 | 196 025 414 | 0,17 | 222 825 414 |
| Lithuania | 800 000 | 55 000 000 | 55 800 000 | 18 600 000 | 36 546 300 | 243 837 652 | 2 158 347 | 17 049 916 | 299 592 215 | 0,27 | 355 392 215 |
| Luxembourg | 0 | 15 700 000 | 15 700 000 | 5 233 333 | 48 788 250 | 237 349 588 | 2 100 917 | 16 596 250 | 304 835 005 | 0,27 | 320 535 005 |
| Hungary | 2 000 000 | 119 800 000 | 121 800 000 | 40 600 000 | 120 115 200 | 743 587 131 | 6 581 916 | 51 994 014 | 922 278 261 | 0,82 | 1 044 078 261 |
| Malta | 0 | 10 800 000 | 10 800 000 | 3 600 000 | 9 308 700 | 45 285 824 | 400 851 | 3 166 531 | 58 161 906 | 0,05 | 68 961 906 |
| Netherlands | 7 300 000 | 2 086 000 000 | 2 093 300 000 | 697 766 667 | 273 970 400 | 4 570 970 462 | – 653 138 109 | 55 997 883 | 4 247 800 636 | 3,76 | 6 341 100 636 |
| Austria | 3 200 000 | 239 900 000 | 243 100 000 | 81 033 334 | 320 816 475 | 2 321 748 991 | 20 551 131 | 28 443 200 | 2 691 559 797 | 2,39 | 2 934 659 797 |
| Poland | 12 800 000 | 426 400 000 | 439 200 000 | 146 400 000 | 573 392 100 | 2 877 899 601 | 25 473 939 | 201 232 038 | 3 677 997 678 | 3,26 | 4 117 197 678 |
| Portugal | 200 000 | 136 500 000 | 136 700 000 | 45 566 667 | 234 528 000 | 1 194 859 661 | 10 576 388 | 83 548 448 | 1 523 512 497 | 1,35 | 1 660 212 497 |
| Romania | 1 000 000 | 124 700 000 | 125 700 000 | 41 900 000 | 151 729 800 | 1 047 734 368 | 9 274 098 | 73 260 972 | 1 281 999 238 | 1,14 | 1 407 699 238 |
| Slovenia | 0 | 81 800 000 | 81 800 000 | 27 266 667 | 53 463 750 | 260 095 392 | 2 302 253 | 18 186 710 | 334 048 105 | 0,30 | 415 848 105 |
| Slovakia | 1 400 000 | 141 700 000 | 143 100 000 | 47 700 000 | 76 974 000 | 535 068 599 | 4 736 199 | 37 413 725 | 654 192 523 | 0,58 | 797 292 523 |
| Finland | 800 000 | 169 600 000 | 170 400 000 | 56 800 000 | 283 110 000 | 1 516 984 621 | 13 427 701 | 106 072 466 | 1 919 594 788 | 1,70 | 2 089 994 788 |
| Sweden | 2 600 000 | 552 600 000 | 555 200 000 | 185 066 667 | 184 812 800 | 3 090 673 941 | – 144 609 216 | 37 863 119 | 3 168 740 644 | 2,81 | 3 723 940 644 |
| United Kingdom | 9 500 000 | 2 647 000 000 | 2 656 500 000 | 885 500 000 | 2 896 467 900 | 14 681 032 520 | 129 950 235 | –4 072 425 170 | 13 635 025 485 | 12,08 | 16 291 525 485 |
| Total | 123 400 000 | 18 654 200 000 | 18 777 600 000 | 6 259 200 000 | 15 063 857 425 | 97 786 563 423 | 0 | 0 | 112 850 420 848 | 100,00 | 131 628 020 848 |

MemberState

Traditional own resources (TOR)

VAT and GNI-based own resources, including adjustments

Total own resources (19)

19

Net sugar sector levies (75 %)

Net customs duties (75 %)

Total net traditional own resources (75 %)

Collection costs (25 % of gross TOR) (p.m.)

VAT-based own resource

GNI-based own resource

Reduction in favour of Netherlands and Sweden

United Kingdom correction

Total ‘national contributions’

Share in total ‘national contributions’ (%)

(1)

(2)

(3) = (1) + (2)

(4)

(5)

(6)

(7)

(8)

(9) = (5) + (6) + (7) + (8)

(10)

(11) = (3) + (9)

Belgium

6 600 000

1 871 900 000

1 878 500 000

626 166 667

507 167 100

2 899 276 424

25 663 158

202 726 774

3 634 833 456

3,22

5 513 333 456

Bulgaria

400 000

62 200 000

62 600 000

20 866 667

57 164 100

294 347 640

2 605 440

20 581 738

374 698 918

0,33

437 298 918

CzechRepublic

3 400 000

246 200 000

249 600 000

83 200 000

203 719 800

1 086 177 478

9 614 380

75 949 038

1 375 460 696

1,22

1 625 060 696

Denmark

3 400 000

373 500 000

376 900 000

125 633 333

303 452 100

1 900 025 575

16 818 216

132 855 926

2 353 151 817

2,09

2 730 051 817

Germany

26 300 000

3 780 400 000

3 806 700 000

1 268 899 996

1 803 400 200

20 162 396 327

178 468 928

247 004 771

22 391 270 226

19,84

26 197 970 226

Estonia

0

25 000 000

25 000 000

8 333 333

24 685 200

123 296 563

1 091 369

8 621 294

157 694 426

0,14

182 694 426

Ireland

0

217 100 000

217 100 000

72 366 667

187 321 800

938 736 940

8 309 299

65 639 520

1 200 007 559

1,06

1 417 107 559

Greece

1 400 000

141 200 000

142 600 000

47 533 334

261 990 000

1 455 584 084

12 884 209

101 779 142

1 832 237 435

1,62

1 974 837 435

Spain

4 700 000

1 221 600 000

1 226 300 000

408 766 667

1 432 742 400

7 617 499 883

67 426 858

532 640 201

9 650 309 342

8,55

10 876 609 342

France

30 900 000

2 034 500 000

2 065 400 000

688 466 667

2 949 517 200

15 682 625 815

138 815 911

1 096 579 862

19 867 538 788

17,61

21 932 938 788

Croatia

0

22 400 000

22 400 000

7 466 667

33 908 400

164 960 718

1 460 162

11 534 586

211 863 866

0,19

234 263 866

Italy

4 700 000

1 799 100 000

1 803 800 000

601 266 667

1 986 511 800

11 804 126 817

104 485 093

825 382 682

14 720 506 392

13,04

16 524 306 392

Cyprus

0

24 800 000

24 800 000

8 266 667

26 485 350

128 848 379

1 140 511

9 009 495

165 483 735

0,15

190 283 735

Latvia

0

26 800 000

26 800 000

8 933 333

21 768 300

161 532 429

1 429 816

11 294 869

196 025 414

0,17

222 825 414

Lithuania

800 000

55 000 000

55 800 000

18 600 000

36 546 300

243 837 652

2 158 347

17 049 916

299 592 215

0,27

355 392 215

Luxembourg

0

15 700 000

15 700 000

5 233 333

48 788 250

237 349 588

2 100 917

16 596 250

304 835 005

0,27

320 535 005

Hungary

2 000 000

119 800 000

121 800 000

40 600 000

120 115 200

743 587 131

6 581 916

51 994 014

922 278 261

0,82

1 044 078 261

Malta

0

10 800 000

10 800 000

3 600 000

9 308 700

45 285 824

400 851

3 166 531

58 161 906

0,05

68 961 906

Netherlands

7 300 000

2 086 000 000

2 093 300 000

697 766 667

273 970 400

4 570 970 462

– 653 138 109

55 997 883

4 247 800 636

3,76

6 341 100 636

Austria

3 200 000

239 900 000

243 100 000

81 033 334

320 816 475

2 321 748 991

20 551 131

28 443 200

2 691 559 797

2,39

2 934 659 797

Poland

12 800 000

426 400 000

439 200 000

146 400 000

573 392 100

2 877 899 601

25 473 939

201 232 038

3 677 997 678

3,26

4 117 197 678

Portugal

200 000

136 500 000

136 700 000

45 566 667

234 528 000

1 194 859 661

10 576 388

83 548 448

1 523 512 497

1,35

1 660 212 497

Romania

1 000 000

124 700 000

125 700 000

41 900 000

151 729 800

1 047 734 368

9 274 098

73 260 972

1 281 999 238

1,14

1 407 699 238

Slovenia

0

81 800 000

81 800 000

27 266 667

53 463 750

260 095 392

2 302 253

18 186 710

334 048 105

0,30

415 848 105

Slovakia

1 400 000

141 700 000

143 100 000

47 700 000

76 974 000

535 068 599

4 736 199

37 413 725

654 192 523

0,58

797 292 523

Finland

800 000

169 600 000

170 400 000

56 800 000

283 110 000

1 516 984 621

13 427 701

106 072 466

1 919 594 788

1,70

2 089 994 788

Sweden

2 600 000

552 600 000

555 200 000

185 066 667

184 812 800

3 090 673 941

– 144 609 216

37 863 119

3 168 740 644

2,81

3 723 940 644

United Kingdom

9 500 000

2 647 000 000

2 656 500 000

885 500 000

2 896 467 900

14 681 032 520

129 950 235

–4 072 425 170

13 635 025 485

12,08

16 291 525 485

Total

Total

123 400 000

123 400 000

18 654 200 000

18 654 200 000

18 777 600 000

18 777 600 000

6 259 200 000

6 259 200 000

15 063 857 425

15 063 857 425

97 786 563 423

97 786 563 423

0

0

0

0

112 850 420 848

112 850 420 848

100,00

100,00

131 628 020 848

131 628 020 848

B. GENERAL STATEMENT OF REVENUE BY BUDGET HEADING

GENERAL STATEMENT OF REVENUE BY BUDGET HEADING

REVENUE

REVENUE

| Title | Heading | Budget 2013 | Amending budget No. 1/2013 | New amount |
| --- | --- | --- | --- | --- |
| 1 | OWN RESOURCES | 131 288 020 848 | 340 000 000 | 131 628 020 848 |
| 3 | SURPLUSES, BALANCES AND ADJUSTMENTS | p.m. | 34 000 000 | 34 000 000 |
| 4 | REVENUE ACCRUING FROM PERSONS WORKING WITH THE INSTITUTIONS AND OTHER UNION BODIES | 1 278 186 868 | | 1 278 186 868 |
| 5 | REVENUE ACCRUING FROM THE ADMINISTRATIVE OPERATION OF THE INSTITUTIONS | 53 884 139 | | 53 884 139 |
| 6 | CONTRIBUTIONS AND REFUNDS IN CONNECTION WITH UNION AGREEMENTS AND PROGRAMMES | 60 000 000 | | 60 000 000 |
| 7 | INTEREST ON LATE PAYMENTS AND FINES | 123 000 000 | | 123 000 000 |
| 8 | BORROWING AND LENDING OPERATIONS | 3 696 000 | | 3 696 000 |
| 9 | MISCELLANEOUS REVENUE | 30 200 000 | | 30 200 000 |
| | Total | 132 836 987 855 | 374 000 000 | 133 210 987 855 |

Title

Heading

Budget 2013

Amending budget No. 1/2013

New amount

1

OWN RESOURCES

131 288 020 848

340 000 000

131 628 020 848

3

SURPLUSES, BALANCES AND ADJUSTMENTS

p.m.

34 000 000

34 000 000

4

REVENUE ACCRUING FROM PERSONS WORKING WITH THE INSTITUTIONS AND OTHER UNION BODIES

1 278 186 868

1 278 186 868

5

REVENUE ACCRUING FROM THE ADMINISTRATIVE OPERATION OF THE INSTITUTIONS

53 884 139

53 884 139

6

CONTRIBUTIONS AND REFUNDS IN CONNECTION WITH UNION AGREEMENTS AND PROGRAMMES

60 000 000

60 000 000

7

INTEREST ON LATE PAYMENTS AND FINES

123 000 000

123 000 000

8

BORROWING AND LENDING OPERATIONS

3 696 000

3 696 000

9

MISCELLANEOUS REVENUE

30 200 000

30 200 000

Total

Total

132 836 987 855

132 836 987 855

374 000 000

374 000 000

133 210 987 855

133 210 987 855

TITLE 1

TITLE 1

OWN RESOURCES

OWN RESOURCES

| Title
  Chapter | Heading | Budget 2013 | Amending budget No. 1/2013 | New amount |
| --- | --- | --- | --- | --- |
| 1 1 | LEVIES AND OTHER DUTIES PROVIDED FOR UNDER THE COMMON ORGANISATION OF THE MARKETS IN SUGAR (ARTICLE 2(1)(a) OF DECISION 2007/436/EC, EURATOM) | 123 400 000 | | 123 400 000 |
| 1 2 | CUSTOMS DUTIES AND OTHER DUTIES REFERRED TO IN ARTICLE 2(1)(a) OF DECISION 2007/436/EC, EURATOM | 18 631 800 000 | 22 400 000 | 18 654 200 000 |
| 1 3 | OWN RESOURCES ACCRUING FROM VALUE ADDED TAX PURSUANT TO ARTICLE 2(1)(b) OF DECISION 2007/436/EC, EURATOM | 15 029 949 025 | 33 908 400 | 15 063 857 425 |
| 1 4 | OWN RESOURCES BASED ON GROSS NATIONAL INCOME PURSUANT TO ARTICLE 2(1)(c) OF DECISION 2007/436/EC, EURATOM | 97 502 871 823 | 283 691 600 | 97 786 563 423 |
| 1 5 | CORRECTION OF BUDGETARY IMBALANCES | 0 | | 0 |
| 1 6 | GROSS REDUCTION IN THE ANNUAL GNI-BASED CONTRIBUTION GRANTED TO THE NETHERLANDS AND SWEDEN | 0 | | 0 |
| | Title 1 — Total | 131 288 020 848 | 340 000 000 | 131 628 020 848 |

Title

Chapter

Heading

Budget 2013

Amending budget No. 1/2013

New amount

1 1

LEVIES AND OTHER DUTIES PROVIDED FOR UNDER THE COMMON ORGANISATION OF THE MARKETS IN SUGAR (ARTICLE 2(1)(a) OF DECISION 2007/436/EC, EURATOM)

123 400 000

123 400 000

1 2

CUSTOMS DUTIES AND OTHER DUTIES REFERRED TO IN ARTICLE 2(1)(a) OF DECISION 2007/436/EC, EURATOM

18 631 800 000

22 400 000

18 654 200 000

1 3

OWN RESOURCES ACCRUING FROM VALUE ADDED TAX PURSUANT TO ARTICLE 2(1)(b) OF DECISION 2007/436/EC, EURATOM

15 029 949 025

33 908 400

15 063 857 425

1 4

OWN RESOURCES BASED ON GROSS NATIONAL INCOME PURSUANT TO ARTICLE 2(1)(c) OF DECISION 2007/436/EC, EURATOM

97 502 871 823

283 691 600

97 786 563 423

1 5

CORRECTION OF BUDGETARY IMBALANCES

0

0

1 6

GROSS REDUCTION IN THE ANNUAL GNI-BASED CONTRIBUTION GRANTED TO THE NETHERLANDS AND SWEDEN

0

0

Title 1 — Total

Title 1 — Total

131 288 020 848

131 288 020 848

340 000 000

340 000 000

131 628 020 848

131 628 020 848

CHAPTER 1 2 — CUSTOMS DUTIES AND OTHER DUTIES REFERRED TO IN ARTICLE 2(1)(a) OF DECISION 2007/436/EC, EURATOM

CHAPTER 1 2 — CUSTOMS DUTIES AND OTHER DUTIES REFERRED TO IN ARTICLE 2(1)(a) OF DECISION 2007/436/EC, EURATOM

| Title
  Chapter
  Article
  Item | Heading | Budget 2013 | Amending budget No. 1/2013 | New amount |
| --- | --- | --- | --- | --- |
| 1 2 | CUSTOMS DUTIES AND OTHER DUTIES REFERRED TO IN ARTICLE 2(1)(a) OF DECISION 2007/436/EC, EURATOM |
| 1 2 0 | Customs duties and other duties referred to in Article 2(1)(a) of Decision 2007/436/EC, Euratom | 18 631 800 000 | 22 400 000 | 18 654 200 000 |
| | Chapter 1 2 — Total | 18 631 800 000 | 22 400 000 | 18 654 200 000 |

Title

Chapter

Article

Item

Heading

Budget 2013

Amending budget No. 1/2013

New amount

1 2

CUSTOMS DUTIES AND OTHER DUTIES REFERRED TO IN ARTICLE 2(1)(a) OF DECISION 2007/436/EC, EURATOM

1 2 0

1 2 0

Customs duties and other duties referred to in Article 2(1)(a) of Decision 2007/436/EC, Euratom

Customs duties and other duties referred to in Article 2(1)(a) of Decision 2007/436/EC, Euratom

18 631 800 000

22 400 000

18 654 200 000

Chapter 1 2 — Total

Chapter 1 2 — Total

18 631 800 000

18 631 800 000

22 400 000

22 400 000

18 654 200 000

18 654 200 000

1 2 0Customs duties and other duties referred to in Article 2(1)(a) of Decision 2007/436/EC, Euratom

1 2 0Customs duties and other duties referred to in Article 2(1)(a) of Decision 2007/436/EC, Euratom

| Budget 2013 | Amending budget No. 1/2013 | New amount |
| --- | --- | --- |
| 18 631 800 000 | 22 400 000 | 18 654 200 000 |

Budget 2013

Amending budget No. 1/2013

New amount

18 631 800 000

22 400 000

18 654 200 000

Remarks

Remarks

The assignment of customs duties as own resources to the financing of common expenditure is the logical consequence of the free movement of goods within the Union. This article may comprise levies, premiums, additional or compensatory amounts, additional amounts or factors, Common Customs Tariff duties and other duties established or to be established by the institutions of the European Union in respect of trade with third countries and customs duties on products under the expired Treaty establishing the European Coal and Steel Community.

Figures are net of collection costs.

Legal basis

Legal basis

Council Decision 2007/436/EC, Euratom of 7 June 2007 on the system of the European Communities’ own resources (OJ L 163, 23.6.2007, p. 17), and in particular Article 2(1)(a) thereof.

| MemberState | Budget 2013 | Amending budget No. 1/2013 | New amount |
| --- | --- | --- | --- |
| Belgium | 1 871 900 000 | — | 1 871 900 000 |
| Bulgaria | 62 200 000 | — | 62 200 000 |
| CzechRepublic | 246 200 000 | — | 246 200 000 |
| Denmark | 373 500 000 | — | 373 500 000 |
| Germany | 3 780 400 000 | — | 3 780 400 000 |
| Estonia | 25 000 000 | — | 25 000 000 |
| Ireland | 217 100 000 | — | 217 100 000 |
| Greece | 141 200 000 | — | 141 200 000 |
| Spain | 1 221 600 000 | — | 1 221 600 000 |
| France | 2 034 500 000 | — | 2 034 500 000 |
| Croatia | — | 22 400 000 | 22 400 000 |
| Italy | 1 799 100 000 | — | 1 799 100 000 |
| Cyprus | 24 800 000 | — | 24 800 000 |
| Latvia | 26 800 000 | — | 26 800 000 |
| Lithuania | 55 000 000 | — | 55 000 000 |
| Luxembourg | 15 700 000 | — | 15 700 000 |
| Hungary | 119 800 000 | — | 119 800 000 |
| Malta | 10 800 000 | — | 10 800 000 |
| Netherlands | 2 086 000 000 | — | 2 086 000 000 |
| Austria | 239 900 000 | — | 239 900 000 |
| Poland | 426 400 000 | — | 426 400 000 |
| Portugal | 136 500 000 | — | 136 500 000 |
| Romania | 124 700 000 | — | 124 700 000 |
| Slovenia | 81 800 000 | — | 81 800 000 |
| Slovakia | 141 700 000 | — | 141 700 000 |
| Finland | 169 600 000 | — | 169 600 000 |
| Sweden | 552 600 000 | — | 552 600 000 |
| United Kingdom | 2 647 000 000 | — | 2 647 000 000 |
| Article 1 2 0 — Total | 18 631 800 000 | 22 400 000 | 18 654 200 000 |

MemberState

Budget 2013

Amending budget No. 1/2013

New amount

Belgium

1 871 900 000

—

1 871 900 000

Bulgaria

62 200 000

—

62 200 000

CzechRepublic

246 200 000

—

246 200 000

Denmark

373 500 000

—

373 500 000

Germany

3 780 400 000

—

3 780 400 000

Estonia

25 000 000

—

25 000 000

Ireland

217 100 000

—

217 100 000

Greece

141 200 000

—

141 200 000

Spain

1 221 600 000

—

1 221 600 000

France

2 034 500 000

—

2 034 500 000

Croatia

—

22 400 000

22 400 000

Italy

1 799 100 000

—

1 799 100 000

Cyprus

24 800 000

—

24 800 000

Latvia

26 800 000

—

26 800 000

Lithuania

55 000 000

—

55 000 000

Luxembourg

15 700 000

—

15 700 000

Hungary

119 800 000

—

119 800 000

Malta

10 800 000

—

10 800 000

Netherlands

2 086 000 000

—

2 086 000 000

Austria

239 900 000

—

239 900 000

Poland

426 400 000

—

426 400 000

Portugal

136 500 000

—

136 500 000

Romania

124 700 000

—

124 700 000

Slovenia

81 800 000

—

81 800 000

Slovakia

141 700 000

—

141 700 000

Finland

169 600 000

—

169 600 000

Sweden

552 600 000

—

552 600 000

United Kingdom

2 647 000 000

—

2 647 000 000

Article 1 2 0 — Total

Article 1 2 0 — Total

18 631 800 000

22 400 000

18 654 200 000

CHAPTER 1 3 — OWN RESOURCES ACCRUING FROM VALUE ADDED TAX PURSUANT TO ARTICLE 2(1)(b) OF DECISION 2007/436/EC, EURATOM

CHAPTER 1 3 — OWN RESOURCES ACCRUING FROM VALUE ADDED TAX PURSUANT TO ARTICLE 2(1)(b) OF DECISION 2007/436/EC, EURATOM

| Title
  Chapter
  Article
  Item | Heading | Budget 2013 | Amending budget No. 1/2013 | New amount |
| --- | --- | --- | --- | --- |
| 1 3 | OWN RESOURCES ACCRUING FROM VALUE ADDED TAX PURSUANT TO ARTICLE 2(1)(b) OF DECISION 2007/436/EC, EURATOM |
| 1 3 0 | Own resources accruing from value added tax pursuant to Article 2(1)(b) of Decision 2007/436/EC, Euratom | 15 029 949 025 | 33 908 400 | 15 063 857 425 |
| | Chapter 1 3 — Total | 15 029 949 025 | 33 908 400 | 15 063 857 425 |

Title

Chapter

Article

Item

Heading

Budget 2013

Amending budget No. 1/2013

New amount

1 3

OWN RESOURCES ACCRUING FROM VALUE ADDED TAX PURSUANT TO ARTICLE 2(1)(b) OF DECISION 2007/436/EC, EURATOM

1 3 0

1 3 0

Own resources accruing from value added tax pursuant to Article 2(1)(b) of Decision 2007/436/EC, Euratom

Own resources accruing from value added tax pursuant to Article 2(1)(b) of Decision 2007/436/EC, Euratom

15 029 949 025

33 908 400

15 063 857 425

Chapter 1 3 — Total

Chapter 1 3 — Total

15 029 949 025

15 029 949 025

33 908 400

33 908 400

15 063 857 425

15 063 857 425

1 3 0Own resources accruing from value added tax pursuant to Article 2(1)(b) of Decision 2007/436/EC, Euratom

1 3 0Own resources accruing from value added tax pursuant to Article 2(1)(b) of Decision 2007/436/EC, Euratom

| Budget 2013 | Amending budget No. 1/2013 | New amount |
| --- | --- | --- |
| 15 029 949 025 | 33 908 400 | 15 063 857 425 |

Budget 2013

Amending budget No. 1/2013

New amount

15 029 949 025

33 908 400

15 063 857 425

Remarks

Remarks

The applied uniform rate valid for all Member States to the harmonised VAT assessment bases determined according to Union rules is fixed at 0,30 %. The assessment base to be taken into account for this purpose shall not exceed 50 % of GNI for each MemberState. For the period 2007-2013 only, the rate of call of the VAT-based own resource for Austria shall be fixed at 0,225 %, for Germany at 0,15 % and for the Netherlands and Sweden at 0,10 %.

Legal basis

Legal basis

Council Decision 2007/436/EC, Euratom of 7 June 2007 on the system of the European Communities’ own resources (OJ L 163, 23.6.2007, p. 17), and in particular Article 2(1)(b) and (4) thereof.

| MemberState | Budget 2013 | Amending budget No. 1/2013 | New amount |
| --- | --- | --- | --- |
| Belgium | 507 167 100 | — | 507 167 100 |
| Bulgaria | 57 164 100 | — | 57 164 100 |
| CzechRepublic | 203 719 800 | — | 203 719 800 |
| Denmark | 303 452 100 | — | 303 452 100 |
| Germany | 1 803 400 200 | — | 1 803 400 200 |
| Estonia | 24 685 200 | — | 24 685 200 |
| Ireland | 187 321 800 | — | 187 321 800 |
| Greece | 261 990 000 | — | 261 990 000 |
| Spain | 1 432 742 400 | — | 1 432 742 400 |
| France | 2 949 517 200 | — | 2 949 517 200 |
| Croatia | — | 33 908 400 | 33 908 400 |
| Italy | 1 986 511 800 | — | 1 986 511 800 |
| Cyprus | 26 485 350 | — | 26 485 350 |
| Latvia | 21 768 300 | — | 21 768 300 |
| Lithuania | 36 546 300 | — | 36 546 300 |
| Luxembourg | 48 788 250 | — | 48 788 250 |
| Hungary | 120 115 200 | — | 120 115 200 |
| Malta | 9 308 700 | — | 9 308 700 |
| Netherlands | 273 970 400 | — | 273 970 400 |
| Austria | 320 816 475 | — | 320 816 475 |
| Poland | 573 392 100 | — | 573 392 100 |
| Portugal | 234 528 000 | — | 234 528 000 |
| Romania | 151 729 800 | — | 151 729 800 |
| Slovenia | 53 463 750 | — | 53 463 750 |
| Slovakia | 76 974 000 | — | 76 974 000 |
| Finland | 283 110 000 | — | 283 110 000 |
| Sweden | 184 812 800 | — | 184 812 800 |
| United Kingdom | 2 896 467 900 | — | 2 896 467 900 |
| Article 1 3 0 — Total | 15 029 949 025 | 33 908 400 | 15 063 857 425 |

MemberState

Budget 2013

Amending budget No. 1/2013

New amount

Belgium

507 167 100

—

507 167 100

Bulgaria

57 164 100

—

57 164 100

CzechRepublic

203 719 800

—

203 719 800

Denmark

303 452 100

—

303 452 100

Germany

1 803 400 200

—

1 803 400 200

Estonia

24 685 200

—

24 685 200

Ireland

187 321 800

—

187 321 800

Greece

261 990 000

—

261 990 000

Spain

1 432 742 400

—

1 432 742 400

France

2 949 517 200

—

2 949 517 200

Croatia

—

33 908 400

33 908 400

Italy

1 986 511 800

—

1 986 511 800

Cyprus

26 485 350

—

26 485 350

Latvia

21 768 300

—

21 768 300

Lithuania

36 546 300

—

36 546 300

Luxembourg

48 788 250

—

48 788 250

Hungary

120 115 200

—

120 115 200

Malta

9 308 700

—

9 308 700

Netherlands

273 970 400

—

273 970 400

Austria

320 816 475

—

320 816 475

Poland

573 392 100

—

573 392 100

Portugal

234 528 000

—

234 528 000

Romania

151 729 800

—

151 729 800

Slovenia

53 463 750

—

53 463 750

Slovakia

76 974 000

—

76 974 000

Finland

283 110 000

—

283 110 000

Sweden

184 812 800

—

184 812 800

United Kingdom

2 896 467 900

—

2 896 467 900

Article 1 3 0 — Total

Article 1 3 0 — Total

15 029 949 025

33 908 400

15 063 857 425

CHAPTER 1 4 — OWN RESOURCES BASED ON GROSS NATIONAL INCOME PURSUANT TO ARTICLE 2(1)(c) OF DECISION 2007/436/EC, EURATOM

CHAPTER 1 4 — OWN RESOURCES BASED ON GROSS NATIONAL INCOME PURSUANT TO ARTICLE 2(1)(c) OF DECISION 2007/436/EC, EURATOM

| Title
  Chapter
  Article
  Item | Heading | Budget 2013 | Amending budget No. 1/2013 | New amount |
| --- | --- | --- | --- | --- |
| 1 4 | OWN RESOURCES BASED ON GROSS NATIONAL INCOME PURSUANT TO ARTICLE 2(1)(c) OF DECISION 2007/436/EC, EURATOM |
| 1 4 0 | Own resources based on gross national income pursuant to Article 2(1)(c) of Decision 2007/436/EC, Euratom | 97 502 871 823 | 283 691 600 | 97 786 563 423 |
| | Chapter 1 4 — Total | 97 502 871 823 | 283 691 600 | 97 786 563 423 |

Title

Chapter

Article

Item

Heading

Budget 2013

Amending budget No. 1/2013

New amount

1 4

OWN RESOURCES BASED ON GROSS NATIONAL INCOME PURSUANT TO ARTICLE 2(1)(c) OF DECISION 2007/436/EC, EURATOM

1 4 0

1 4 0

Own resources based on gross national income pursuant to Article 2(1)(c) of Decision 2007/436/EC, Euratom

Own resources based on gross national income pursuant to Article 2(1)(c) of Decision 2007/436/EC, Euratom

97 502 871 823

283 691 600

97 786 563 423

Chapter 1 4 — Total

Chapter 1 4 — Total

97 502 871 823

97 502 871 823

283 691 600

283 691 600

97 786 563 423

97 786 563 423

1 4 0Own resources based on gross national income pursuant to Article 2(1)(c) of Decision 2007/436/EC, Euratom

1 4 0Own resources based on gross national income pursuant to Article 2(1)(c) of Decision 2007/436/EC, Euratom

| Budget 2013 | Amending budget No. 1/2013 | New amount |
| --- | --- | --- |
| 97 502 871 823 | 283 691 600 | 97 786 563 423 |

Budget 2013

Amending budget No. 1/2013

New amount

97 502 871 823

283 691 600

97 786 563 423

Remarks

Remarks

The GNI-based resource is an ‘additional’ resource, providing the revenue required to cover expenditure in excess of the amount yielded by traditional own resources, VAT-based payments and other revenue in any particular year. By implication, the GNI-based resource ensures that the general budget of the European Union is always balanced ex ante.

ex ante

The GNI call rate is determined by the additional revenue needed to finance the budgeted expenditure not covered by the other resources (VAT-based payments, traditional own resources and other revenue). Thus a call rate is applied to the GNI of each of the Member States.

The rate to be applied to the Member States’ GNI for this financial year is 0,7297 %.

Legal basis

Legal basis

Council Decision 2007/436/EC, Euratom of 7 June 2007 on the system of the European Communities’ own resources (OJ L 163, 23.6.2007, p. 17), and in particular Article 2(1)(c) thereof.

| MemberState | Budget 2013 | Amending budget No. 1/2013 | New amount |
| --- | --- | --- | --- |
| Belgium | 2 895 750 221 | 3 526 203 | 2 899 276 424 |
| Bulgaria | 293 989 644 | 357 996 | 294 347 640 |
| CzechRepublic | 1 084 856 430 | 1 321 048 | 1 086 177 478 |
| Denmark | 1 897 714 696 | 2 310 879 | 1 900 025 575 |
| Germany | 20 137 874 099 | 24 522 228 | 20 162 396 327 |
| Estonia | 123 146 606 | 149 957 | 123 296 563 |
| Ireland | 937 595 214 | 1 141 726 | 938 736 940 |
| Greece | 1 453 813 750 | 1 770 334 | 1 455 584 084 |
| Spain | 7 608 235 208 | 9 264 675 | 7 617 499 883 |
| France | 15 663 552 046 | 19 073 769 | 15 682 625 815 |
| Croatia | — | 164 960 718 | 164 960 718 |
| Italy | 11 789 770 216 | 14 356 601 | 11 804 126 817 |
| Cyprus | 128 691 669 | 156 710 | 128 848 379 |
| Latvia | 161 335 967 | 196 462 | 161 532 429 |
| Lithuania | 243 541 088 | 296 564 | 243 837 652 |
| Luxembourg | 237 060 915 | 288 673 | 237 349 588 |
| Hungary | 742 682 754 | 904 377 | 743 587 131 |
| Malta | 45 230 746 | 55 078 | 45 285 824 |
| Netherlands | 4 565 411 085 | 5 559 377 | 4 570 970 462 |
| Austria | 2 318 925 197 | 2 823 794 | 2 321 748 991 |
| Poland | 2 874 399 396 | 3 500 205 | 2 877 899 601 |
| Portugal | 1 193 406 430 | 1 453 231 | 1 194 859 661 |
| Romania | 1 046 460 076 | 1 274 292 | 1 047 734 368 |
| Slovenia | 259 779 055 | 316 337 | 260 095 392 |
| Slovakia | 534 417 829 | 650 770 | 535 068 599 |
| Finland | 1 515 139 610 | 1 845 011 | 1 516 984 621 |
| Sweden | 3 086 914 953 | 3 758 988 | 3 090 673 941 |
| United Kingdom | 14 663 176 923 | 17 855 597 | 14 681 032 520 |
| Article 1 4 0 — Total | 97 502 871 823 | 283 691 600 | 97 786 563 423 |

MemberState

Budget 2013

Amending budget No. 1/2013

New amount

Belgium

2 895 750 221

3 526 203

2 899 276 424

Bulgaria

293 989 644

357 996

294 347 640

CzechRepublic

1 084 856 430

1 321 048

1 086 177 478

Denmark

1 897 714 696

2 310 879

1 900 025 575

Germany

20 137 874 099

24 522 228

20 162 396 327

Estonia

123 146 606

149 957

123 296 563

Ireland

937 595 214

1 141 726

938 736 940

Greece

1 453 813 750

1 770 334

1 455 584 084

Spain

7 608 235 208

9 264 675

7 617 499 883

France

15 663 552 046

19 073 769

15 682 625 815

Croatia

—

164 960 718

164 960 718

Italy

11 789 770 216

14 356 601

11 804 126 817

Cyprus

128 691 669

156 710

128 848 379

Latvia

161 335 967

196 462

161 532 429

Lithuania

243 541 088

296 564

243 837 652

Luxembourg

237 060 915

288 673

237 349 588

Hungary

742 682 754

904 377

743 587 131

Malta

45 230 746

55 078

45 285 824

Netherlands

4 565 411 085

5 559 377

4 570 970 462

Austria

2 318 925 197

2 823 794

2 321 748 991

Poland

2 874 399 396

3 500 205

2 877 899 601

Portugal

1 193 406 430

1 453 231

1 194 859 661

Romania

1 046 460 076

1 274 292

1 047 734 368

Slovenia

259 779 055

316 337

260 095 392

Slovakia

534 417 829

650 770

535 068 599

Finland

1 515 139 610

1 845 011

1 516 984 621

Sweden

3 086 914 953

3 758 988

3 090 673 941

United Kingdom

14 663 176 923

17 855 597

14 681 032 520

Article 1 4 0 — Total

Article 1 4 0 — Total

97 502 871 823

283 691 600

97 786 563 423

CHAPTER 1 5 — CORRECTION OF BUDGETARY IMBALANCES

CHAPTER 1 5 — CORRECTION OF BUDGETARY IMBALANCES

| Title
  Chapter
  Article
  Item | Heading | Budget 2013 | Amending budget No. 1/2013 | New amount |
| --- | --- | --- | --- | --- |
| 1 5 | CORRECTION OF BUDGETARY IMBALANCES |
| 1 5 0 | Correction of budgetary imbalances granted to the United Kingdom in accordance with Articles 4 and 5 of Decision 2007/436/EC, Euratom | 0 | | 0 |
| | Chapter 1 5 — Total | 0 | | 0 |

Title

Chapter

Article

Item

Heading

Budget 2013

Amending budget No. 1/2013

New amount

1 5

CORRECTION OF BUDGETARY IMBALANCES

1 5 0

1 5 0

Correction of budgetary imbalances granted to the United Kingdom in accordance with Articles 4 and 5 of Decision 2007/436/EC, Euratom

Correction of budgetary imbalances granted to the United Kingdom in accordance with Articles 4 and 5 of Decision 2007/436/EC, Euratom

0

0

Chapter 1 5 — Total

Chapter 1 5 — Total

0

0

0

0

1 5 0Correction of budgetary imbalances granted to the United Kingdom in accordance with Articles 4 and 5 of Decision 2007/436/EC, Euratom

1 5 0Correction of budgetary imbalances granted to the United Kingdom in accordance with Articles 4 and 5 of Decision 2007/436/EC, Euratom

| Budget 2013 | Amending budget No. 1/2013 | New amount |
| --- | --- | --- |
| 0 | | 0 |

Budget 2013

Amending budget No. 1/2013

New amount

0

0

Remarks

Remarks

The budgetary imbalance correction mechanism in favour of the United Kingdom (UK correction) was introduced by the European Council in Fontainebleau in June 1984 and the resulting own resources decision of 1985. The purpose of the mechanism is to reduce the UK budgetary imbalance through a reduction in its payments to the Union.

Legal basis

Legal basis

Council Decision 2007/436/EC, Euratom of 7 June 2007 on the system of the European Communities’ own resources (OJ L 163, 23.6.2007, p. 17), and in particular Articles 4 and 5 thereof.

| MemberState | Budget 2013 | Amending budget No. 1/2013 | New amount |
| --- | --- | --- | --- |
| Belgium | 203 319 870 | – 593 096 | 202 726 774 |
| Bulgaria | 20 641 952 | –60 214 | 20 581 738 |
| CzechRepublic | 76 171 234 | – 222 196 | 75 949 038 |
| Denmark | 133 244 609 | – 388 683 | 132 855 926 |
| Germany | 247 496 041 | – 491 270 | 247 004 771 |
| Estonia | 8 646 516 | –25 222 | 8 621 294 |
| Ireland | 65 831 554 | – 192 034 | 65 639 520 |
| Greece | 102 076 906 | – 297 764 | 101 779 142 |
| Spain | 534 198 490 | –1 558 289 | 532 640 201 |
| France | 1 099 788 009 | –3 208 147 | 1 096 579 862 |
| Croatia | — | 11 534 586 | 11 534 586 |
| Italy | 827 797 416 | –2 414 734 | 825 382 682 |
| Cyprus | 9 035 853 | –26 358 | 9 009 495 |
| Latvia | 11 327 913 | –33 044 | 11 294 869 |
| Lithuania | 17 099 797 | –49 881 | 17 049 916 |
| Luxembourg | 16 644 804 | –48 554 | 16 596 250 |
| Hungary | 52 146 128 | – 152 114 | 51 994 014 |
| Malta | 3 175 795 | –9 264 | 3 166 531 |
| Netherlands | 56 109 257 | – 111 374 | 55 997 883 |
| Austria | 28 499 771 | –56 571 | 28 443 200 |
| Poland | 201 820 761 | – 588 723 | 201 232 038 |
| Portugal | 83 792 876 | – 244 428 | 83 548 448 |
| Romania | 73 475 304 | – 214 332 | 73 260 972 |
| Slovenia | 18 239 917 | –53 207 | 18 186 710 |
| Slovakia | 37 523 182 | – 109 457 | 37 413 725 |
| Finland | 106 382 790 | – 310 324 | 106 072 466 |
| Sweden | 37 938 425 | –75 306 | 37 863 119 |
| United Kingdom | –4 072 425 170 | — | –4 072 425 170 |
| Article 1 5 0 — Total | 0 | 0 | 0 |

MemberState

Budget 2013

Amending budget No. 1/2013

New amount

Belgium

203 319 870

– 593 096

202 726 774

Bulgaria

20 641 952

–60 214

20 581 738

CzechRepublic

76 171 234

– 222 196

75 949 038

Denmark

133 244 609

– 388 683

132 855 926

Germany

247 496 041

– 491 270

247 004 771

Estonia

8 646 516

–25 222

8 621 294

Ireland

65 831 554

– 192 034

65 639 520

Greece

102 076 906

– 297 764

101 779 142

Spain

534 198 490

–1 558 289

532 640 201

France

1 099 788 009

–3 208 147

1 096 579 862

Croatia

—

11 534 586

11 534 586

Italy

827 797 416

–2 414 734

825 382 682

Cyprus

9 035 853

–26 358

9 009 495

Latvia

11 327 913

–33 044

11 294 869

Lithuania

17 099 797

–49 881

17 049 916

Luxembourg

16 644 804

–48 554

16 596 250

Hungary

52 146 128

– 152 114

51 994 014

Malta

3 175 795

–9 264

3 166 531

Netherlands

56 109 257

– 111 374

55 997 883

Austria

28 499 771

–56 571

28 443 200

Poland

201 820 761

– 588 723

201 232 038

Portugal

83 792 876

– 244 428

83 548 448

Romania

73 475 304

– 214 332

73 260 972

Slovenia

18 239 917

–53 207

18 186 710

Slovakia

37 523 182

– 109 457

37 413 725

Finland

106 382 790

– 310 324

106 072 466

Sweden

37 938 425

–75 306

37 863 119

United Kingdom

–4 072 425 170

—

–4 072 425 170

Article 1 5 0 — Total

Article 1 5 0 — Total

0

0

0

CHAPTER 1 6 — GROSS REDUCTION IN THE ANNUAL GNI-BASED CONTRIBUTION GRANTED TO THE
  NETHERLANDS
  AND SWEDEN

CHAPTER 1 6 — GROSS REDUCTION IN THE ANNUAL GNI-BASED CONTRIBUTION GRANTED TO THE

NETHERLANDS

AND SWEDEN

| Title
  Chapter
  Article
  Item | Heading | Budget 2013 | Amending budget No. 1/2013 | New amount |
| --- | --- | --- | --- | --- |
| 1 6 | GROSS REDUCTION IN THE ANNUAL GNI-BASED CONTRIBUTION GRANTED TO THE NETHERLANDS AND SWEDEN |
| 1 6 0 | Gross reduction in the annual GNI-based contribution granted to the Netherlands and Sweden pursuant to Article 2(5) of Decision 2007/436/EC, Euratom | 0 | | 0 |
| | Chapter 1 6 — Total | 0 | | 0 |

Title

Chapter

Article

Item

Heading

Budget 2013

Amending budget No. 1/2013

New amount

1 6

GROSS REDUCTION IN THE ANNUAL GNI-BASED CONTRIBUTION GRANTED TO THE NETHERLANDS AND SWEDEN

1 6 0

1 6 0

Gross reduction in the annual GNI-based contribution granted to the Netherlands and Sweden pursuant to Article 2(5) of Decision 2007/436/EC, Euratom

Gross reduction in the annual GNI-based contribution granted to the Netherlands and Sweden pursuant to Article 2(5) of Decision 2007/436/EC, Euratom

0

0

Chapter 1 6 — Total

Chapter 1 6 — Total

0

0

0

0

1 6 0Gross reduction in the annual GNI-based contribution granted to the Netherlands and Sweden pursuant to Article 2(5) of Decision 2007/436/EC, Euratom

1 6 0Gross reduction in the annual GNI-based contribution granted to the Netherlands and Sweden pursuant to Article 2(5) of Decision 2007/436/EC, Euratom

| Budget 2013 | Amending budget No. 1/2013 | New amount |
| --- | --- | --- |
| 0 | | 0 |

Budget 2013

Amending budget No. 1/2013

New amount

0

0

Remarks

Remarks

For the period 2007-2013 only, the Netherlands benefits from a gross reduction in its annual GNI contribution of EUR 605 000 000 and Sweden from a gross reduction in its annual GNI contribution of EUR 150 000 000, measured in 2004 prices. These amounts are adjusted to current prices.

Legal basis

Legal basis

Council Regulation (EC, Euratom) No 1150/2000 of 22 May 2000 implementing Decision 2007/436/EC, Euratom on the system of the European Communities’ own resources (OJ L 130, 31.5.2000, p. 1), and in particular Article 10(9) thereof.

Council Decision 2007/436/EC, Euratom of 7 June 2007 on the system of the European Communities’ own resources (OJ L 163, 23.6.2007, p. 17), and in particular Article 2(5) thereof.

| MemberState | Budget 2013 | Amending budget No. 1/2013 | New amount |
| --- | --- | --- | --- |
| Belgium | 25 706 523 | –43 365 | 25 663 158 |
| Bulgaria | 2 609 842 | –4 402 | 2 605 440 |
| CzechRepublic | 9 630 626 | –16 246 | 9 614 380 |
| Denmark | 16 846 635 | –28 419 | 16 818 216 |
| Germany | 178 770 505 | – 301 577 | 178 468 928 |
| Estonia | 1 093 213 | –1 844 | 1 091 369 |
| Ireland | 8 323 340 | –14 041 | 8 309 299 |
| Greece | 12 905 981 | –21 772 | 12 884 209 |
| Spain | 67 540 796 | – 113 938 | 67 426 858 |
| France | 139 050 482 | – 234 571 | 138 815 911 |
| Croatia | — | 1 460 162 | 1 460 162 |
| Italy | 104 661 652 | – 176 559 | 104 485 093 |
| Cyprus | 1 142 438 | –1 927 | 1 140 511 |
| Latvia | 1 432 232 | –2 416 | 1 429 816 |
| Lithuania | 2 161 994 | –3 647 | 2 158 347 |
| Luxembourg | 2 104 467 | –3 550 | 2 100 917 |
| Hungary | 6 593 038 | –11 122 | 6 581 916 |
| Malta | 401 528 | – 677 | 400 851 |
| Netherlands | – 653 069 739 | –68 370 | – 653 138 109 |
| Austria | 20 585 859 | –34 728 | 20 551 131 |
| Poland | 25 516 985 | –43 046 | 25 473 939 |
| Portugal | 10 594 260 | –17 872 | 10 576 388 |
| Romania | 9 289 769 | –15 671 | 9 274 098 |
| Slovenia | 2 306 144 | –3 891 | 2 302 253 |
| Slovakia | 4 744 202 | –8 003 | 4 736 199 |
| Finland | 13 450 391 | –22 690 | 13 427 701 |
| Sweden | – 144 562 988 | –46 228 | – 144 609 216 |
| United Kingdom | 130 169 825 | – 219 590 | 129 950 235 |
| Article 1 6 0 — Total | 0 | 0 | 0 |

MemberState

Budget 2013

Amending budget No. 1/2013

New amount

Belgium

25 706 523

–43 365

25 663 158

Bulgaria

2 609 842

–4 402

2 605 440

CzechRepublic

9 630 626

–16 246

9 614 380

Denmark

16 846 635

–28 419

16 818 216

Germany

178 770 505

– 301 577

178 468 928

Estonia

1 093 213

–1 844

1 091 369

Ireland

8 323 340

–14 041

8 309 299

Greece

12 905 981

–21 772

12 884 209

Spain

67 540 796

– 113 938

67 426 858

France

139 050 482

– 234 571

138 815 911

Croatia

—

1 460 162

1 460 162

Italy

104 661 652

– 176 559

104 485 093

Cyprus

1 142 438

–1 927

1 140 511

Latvia

1 432 232

–2 416

1 429 816

Lithuania

2 161 994

–3 647

2 158 347

Luxembourg

2 104 467

–3 550

2 100 917

Hungary

6 593 038

–11 122

6 581 916

Malta

401 528

– 677

400 851

Netherlands

– 653 069 739

–68 370

– 653 138 109

Austria

20 585 859

–34 728

20 551 131

Poland

25 516 985

–43 046

25 473 939

Portugal

10 594 260

–17 872

10 576 388

Romania

9 289 769

–15 671

9 274 098

Slovenia

2 306 144

–3 891

2 302 253

Slovakia

4 744 202

–8 003

4 736 199

Finland

13 450 391

–22 690

13 427 701

Sweden

– 144 562 988

–46 228

– 144 609 216

United Kingdom

130 169 825

– 219 590

129 950 235

Article 1 6 0 — Total

Article 1 6 0 — Total

0

0

0

TITLE 3

TITLE 3

SURPLUSES, BALANCES AND ADJUSTMENTS

SURPLUSES, BALANCES AND ADJUSTMENTS

| Title
  Chapter | Heading | Budget 2013 | Amending budget No. 1/2013 | New amount |
| --- | --- | --- | --- | --- |
| 3 0 | SURPLUS AVAILABLE FROM THE PRECEDING FINANCIAL YEAR | p.m. | 34 000 000 | 34 000 000 |
| 3 1 | BALANCES AND ADJUSTMENT OF BALANCES BASED ON VAT FOR THE PREVIOUS FINANCIAL YEARS AS A RESULT OF THE APPLICATION OF ARTICLE 10(4), (5) AND (8) OF REGULATION (EC, EURATOM) NO 1150/2000 | p.m. | | p.m. |
| 3 2 | BALANCES AND ADJUSTMENTS OF BALANCES BASED ON GROSS NATIONAL INCOME/PRODUCT FOR THE PREVIOUS FINANCIAL YEARS AS A RESULT OF THE APPLICATION OF ARTICLE 10(6), (7) AND (8) OF REGULATION (EC, EURATOM) NO 1150/2000 | p.m. | | p.m. |
| 3 4 | ADJUSTMENT RELATING TO THE NON-PARTICIPATION OF CERTAIN MEMBER STATES IN CERTAIN POLICIES IN THE AREA OF FREEDOM, SECURITY AND JUSTICE | p.m. | | p.m. |
| 3 5 | RESULT OF THE DEFINITIVE CALCULATION OF THE FINANCING OF THE CORRECTION OF BUDGETARY IMBALANCES FOR THE UNITED KINGDOM | p.m. | | p.m. |
| 3 6 | RESULT OF INTERMEDIATE UPDATES OF THE CALCULATION OF THE FINANCING OF THE CORRECTION OF BUDGETARY IMBALANCES FOR THE UNITED KINGDOM | p.m. | | p.m. |
| | Title 3 — Total | p.m. | 34 000 000 | 34 000 000 |

Title

Chapter

Heading

Budget 2013

Amending budget No. 1/2013

New amount

3 0

SURPLUS AVAILABLE FROM THE PRECEDING FINANCIAL YEAR

p.m.

34 000 000

34 000 000

3 1

BALANCES AND ADJUSTMENT OF BALANCES BASED ON VAT FOR THE PREVIOUS FINANCIAL YEARS AS A RESULT OF THE APPLICATION OF ARTICLE 10(4), (5) AND (8) OF REGULATION (EC, EURATOM) NO 1150/2000

p.m.

p.m.

3 2

BALANCES AND ADJUSTMENTS OF BALANCES BASED ON GROSS NATIONAL INCOME/PRODUCT FOR THE PREVIOUS FINANCIAL YEARS AS A RESULT OF THE APPLICATION OF ARTICLE 10(6), (7) AND (8) OF REGULATION (EC, EURATOM) NO 1150/2000

p.m.

p.m.

3 4

ADJUSTMENT RELATING TO THE NON-PARTICIPATION OF CERTAIN MEMBER STATES IN CERTAIN POLICIES IN THE AREA OF FREEDOM, SECURITY AND JUSTICE

p.m.

p.m.

3 5

RESULT OF THE DEFINITIVE CALCULATION OF THE FINANCING OF THE CORRECTION OF BUDGETARY IMBALANCES FOR THE UNITED KINGDOM

p.m.

p.m.

3 6

RESULT OF INTERMEDIATE UPDATES OF THE CALCULATION OF THE FINANCING OF THE CORRECTION OF BUDGETARY IMBALANCES FOR THE UNITED KINGDOM

p.m.

p.m.

Title 3 — Total

Title 3 — Total

p.m.

p.m.

34 000 000

34 000 000

34 000 000

34 000 000

CHAPTER 3 0 — SURPLUS AVAILABLE FROM THE PRECEDING FINANCIAL YEAR

CHAPTER 3 0 — SURPLUS AVAILABLE FROM THE PRECEDING FINANCIAL YEAR

| Title
  Chapter
  Article
  Item | Heading | Budget 2013 | Amending budget No. 1/2013 | New amount |
| --- | --- | --- | --- | --- |
| 3 0 | SURPLUS AVAILABLE FROM THE PRECEDING FINANCIAL YEAR |
| 3 0 0 | Surplus available from the preceding financial year | p.m. | | p.m. |
| 3 0 2 | Surplus own resources resulting from repayment of the surplus from the Guarantee Fund for external actions | p.m. | 34 000 000 | 34 000 000 |
| | Chapter 3 0 — Total | p.m. | 34 000 000 | 34 000 000 |

Title

Chapter

Article

Item

Heading

Budget 2013

Amending budget No. 1/2013

New amount

3 0

SURPLUS AVAILABLE FROM THE PRECEDING FINANCIAL YEAR

3 0 0

3 0 0

Surplus available from the preceding financial year

Surplus available from the preceding financial year

p.m.

p.m.

3 0 2

3 0 2

Surplus own resources resulting from repayment of the surplus from the Guarantee Fund for external actions

Surplus own resources resulting from repayment of the surplus from the Guarantee Fund for external actions

p.m.

34 000 000

34 000 000

Chapter 3 0 — Total

Chapter 3 0 — Total

p.m.

p.m.

34 000 000

34 000 000

34 000 000

34 000 000

3 0 2Surplus own resources resulting from repayment of the surplus from the Guarantee Fund for external actions

3 0 2Surplus own resources resulting from repayment of the surplus from the Guarantee Fund for external actions

| Budget 2013 | Amending budget No. 1/2013 | New amount |
| --- | --- | --- |
| p.m. | 34 000 000 | 34 000 000 |

Budget 2013

Amending budget No. 1/2013

New amount

p.m.

34 000 000

34 000 000

Remarks

Remarks

This article is intended to receive, once the target amount has been reached, any surplus in the Guarantee Fund for external actions in accordance with Article 3 and Article 4 of Regulation (EC, Euratom) No 480/2009.

Legal basis

Legal basis

Council Decision 2007/436/EC, Euratom of 7 June 2007 on the system of the European Communities’ own resources (OJ L 163, 23.6.2007, p. 17).

Council Regulation (EC, Euratom) No 480/2009 of 25 May 2009 establishing a Guarantee Fund for external actions (OJ L 145, 10.6.2009, p. 10).

Regulation (EU, Euratom) No 966/2012 of the European Parliament and of the Council of 25 October 2012 on the financial rules applicable to the general budget of the Union and repealing Council Regulation (EC, Euratom) No 1605/2002 (OJ L 298, 26.10.2012, p. 1), and in particular Article 7(2) thereof.

SECTION III

SECTION III

COMMISSION

COMMISSION

EXPENDITURE

EXPENDITURE

| Title | Heading | Budget 2013 | Amending budget No. 1/2013 | New amount |
| --- | --- | --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 01 | ECONOMIC AND FINANCIAL AFFAIRS | 555 684 796 | 428 350 972 | | | 555 684 796 | 428 350 972 |
| 02 | ENTERPRISE | 1 153 917 851 | 1 162 343 339 | 3 327 535 | 998 000 | 1 157 245 386 | 1 163 341 339 |
| 03 | COMPETITION | 92 219 149 | 92 219 149 | | | 92 219 149 | 92 219 149 |
| 04 | EMPLOYMENT AND SOCIAL AFFAIRS | 12 004 158 933 | 10 428 697 045 | 60 000 000 | 18 000 000 | 12 064 158 933 | 10 446 697 045 |
| 05 | AGRICULTURE AND RURAL DEVELOPMENT | 58 851 894 643 | 56 343 710 495 | | 27 700 000 | 58 851 894 643 | 56 371 410 495 |
| 06 | MOBILITY AND TRANSPORT | 1 740 800 530 | 983 961 494 | | | 1 740 800 530 | 983 961 494 |
| 07 | ENVIRONMENT AND CLIMATE ACTION | 498 383 275 | 391 177 073 | | | 498 383 275 | 391 177 073 |
| 08 | RESEARCH | 6 878 392 798 | 4 808 336 202 | 22 943 235 | 6 875 000 | 6 901 336 033 | 4 815 211 202 |
| 09 | COMMUNICATIONS NETWORKS, CONTENT AND TECHNOLOGY | 1 804 898 302 | 1 388 776 211 | 5 931 335 | 1 779 000 | 1 810 829 637 | 1 390 555 211 |
| | 40 01 40, 40 02 41 | 391 985 | 391 985 | | | 391 985 | 391 985 |
| | | 1 805 290 287 | 1 389 168 196 | | | 1 811 221 622 | 1 390 947 196 |
| 10 | DIRECT RESEARCH | 424 128 000 | 411 263 143 | 191 156 | 57 000 | 424 319 156 | 411 320 143 |
| 11 | MARITIME AFFAIRS AND FISHERIES | 909 062 394 | 679 905 586 | 10 200 000 | 2 587 500 | 919 262 394 | 682 493 086 |
| | 40 01 40, 40 02 41 | 115 220 000 | 113 885 651 | | | 115 220 000 | 113 885 651 |
| | | 1 024 282 394 | 793 791 237 | | | 1 034 482 394 | 796 378 737 |
| 12 | INTERNAL MARKET | 103 313 472 | 100 495 338 | | | 103 313 472 | 100 495 338 |
| | 40 02 41 | 3 000 000 | 3 000 000 | | | 3 000 000 | 3 000 000 |
| | | 106 313 472 | 103 495 338 | | | 106 313 472 | 103 495 338 |
| 13 | REGIONAL POLICY | 43 388 841 730 | 37 433 527 516 | 389 400 000 | 131 800 000 | 43 778 241 730 | 37 565 327 516 |
| 14 | TAXATION AND CUSTOMS UNION | 144 620 394 | 111 727 655 | | | 144 620 394 | 111 727 655 |
| 15 | EDUCATION AND CULTURE | 2 813 375 587 | 2 373 191 082 | 16 200 000 | 8 764 000 | 2 829 575 587 | 2 381 955 082 |
| 16 | COMMUNICATION | 265 992 159 | 252 703 941 | | | 265 992 159 | 252 703 941 |
| 17 | HEALTH AND CONSUMER PROTECTION | 634 370 124 | 593 133 792 | | | 634 370 124 | 593 133 792 |
| 18 | HOME AFFAIRS | 1 185 009 539 | 732 575 230 | 42 100 000 | 41 100 000 | 1 227 109 539 | 773 675 230 |
| | 40 01 40, 40 02 41 | 111 280 000 | 66 442 946 | | | 111 280 000 | 66 442 946 |
| | | 1 296 289 539 | 799 018 176 | | | 1 338 389 539 | 840 118 176 |
| 19 | EXTERNAL RELATIONS | 5 001 226 243 | 3 089 423 857 | | | 5 001 226 243 | 3 089 423 857 |
| 20 | TRADE | 107 473 453 | 102 177 332 | | | 107 473 453 | 102 177 332 |
| 21 | DEVELOPMENT AND RELATIONS WITH AFRICAN, CARIBBEAN AND PACIFIC (ACP) STATES | 1 571 699 626 | 1 206 905 319 | | | 1 571 699 626 | 1 206 905 319 |
| 22 | ENLARGEMENT | 1 062 261 928 | 832 084 571 | 29 000 000 | 59 112 500 | 1 091 261 928 | 891 197 071 |
| 23 | HUMANITARIAN AID | 917 322 828 | 828 664 270 | | | 917 322 828 | 828 664 270 |
| 24 | FIGHT AGAINST FRAUD | 75 427 800 | 69 443 664 | | | 75 427 800 | 69 443 664 |
| | 40 01 40 | 3 929 200 | 3 929 200 | | | 3 929 200 | 3 929 200 |
| | | 79 357 000 | 73 372 864 | | | 79 357 000 | 73 372 864 |
| 25 | COMMISSION'S POLICY COORDINATION AND LEGAL ADVICE | 193 336 661 | 194 086 661 | | | 193 336 661 | 194 086 661 |
| 26 | COMMISSION'S ADMINISTRATION | 1 030 021 548 | 1 013 305 407 | | | 1 030 021 548 | 1 013 305 407 |
| 27 | BUDGET | 67 450 570 | 67 450 570 | 75 000 000 | 75 000 000 | 142 450 570 | 142 450 570 |
| 28 | AUDIT | 11 879 141 | 11 879 141 | | | 11 879 141 | 11 879 141 |
| 29 | STATISTICS | 82 071 571 | 107 663 142 | | | 82 071 571 | 107 663 142 |
| | 40 01 40, 40 02 41 | 51 900 000 | 7 743 254 | | | 51 900 000 | 7 743 254 |
| | | 133 971 571 | 115 406 396 | | | 133 971 571 | 115 406 396 |
| 30 | PENSIONS AND RELATED EXPENDITURE | 1 399 471 000 | 1 399 471 000 | | | 1 399 471 000 | 1 399 471 000 |
| 31 | LANGUAGE SERVICES | 396 815 433 | 396 815 433 | | | 396 815 433 | 396 815 433 |
| 32 | ENERGY | 737 545 751 | 814 381 051 | 757 030 | 227 000 | 738 302 781 | 814 608 051 |
| 33 | JUSTICE | 218 238 524 | 184 498 972 | | | 218 238 524 | 184 498 972 |
| 40 | RESERVES | 764 115 000 | 80 000 000 | | | 764 115 000 | 80 000 000 |
| | Total | 147 085 420 753 | 129 114 345 653 | 655 050 291 | 374 000 000 | 147 740 471 044 | 129 488 345 653 |
| | Reserves: 40 01 40, 40 02 41 | 285 721 185 | 195 393 036 | | | 285 721 185 | 195 393 036 |
| | Total including reserves | 147 371 141 938 | 129 309 738 689 | | | 148 026 192 229 | 129 683 738 689 |

Title

Heading

Budget 2013

Amending budget No. 1/2013

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

01

ECONOMIC AND FINANCIAL AFFAIRS

555 684 796

428 350 972

555 684 796

428 350 972

02

ENTERPRISE

1 153 917 851

1 162 343 339

3 327 535

998 000

1 157 245 386

1 163 341 339

03

COMPETITION

92 219 149

92 219 149

92 219 149

92 219 149

04

EMPLOYMENT AND SOCIAL AFFAIRS

12 004 158 933

10 428 697 045

60 000 000

18 000 000

12 064 158 933

10 446 697 045

05

AGRICULTURE AND RURAL DEVELOPMENT

58 851 894 643

56 343 710 495

27 700 000

58 851 894 643

56 371 410 495

06

MOBILITY AND TRANSPORT

1 740 800 530

983 961 494

1 740 800 530

983 961 494

07

ENVIRONMENT AND CLIMATE ACTION

498 383 275

391 177 073

498 383 275

391 177 073

08

RESEARCH

6 878 392 798

4 808 336 202

22 943 235

6 875 000

6 901 336 033

4 815 211 202

09

COMMUNICATIONS NETWORKS, CONTENT AND TECHNOLOGY

1 804 898 302

1 388 776 211

5 931 335

1 779 000

1 810 829 637

1 390 555 211

40 01 40, 40 02 41

40 01 40, 40 02 41

391 985

391 985

391 985

391 985

391 985

391 985

391 985

391 985

1 805 290 287

1 389 168 196

1 811 221 622

1 390 947 196

10

DIRECT RESEARCH

424 128 000

411 263 143

191 156

57 000

424 319 156

411 320 143

11

MARITIME AFFAIRS AND FISHERIES

909 062 394

679 905 586

10 200 000

2 587 500

919 262 394

682 493 086

40 01 40, 40 02 41

40 01 40, 40 02 41

115 220 000

115 220 000

113 885 651

113 885 651

115 220 000

115 220 000

113 885 651

113 885 651

1 024 282 394

793 791 237

1 034 482 394

796 378 737

12

INTERNAL MARKET

103 313 472

100 495 338

103 313 472

100 495 338

40 02 41

40 02 41

3 000 000

3 000 000

3 000 000

3 000 000

3 000 000

3 000 000

3 000 000

3 000 000

106 313 472

103 495 338

106 313 472

103 495 338

13

REGIONAL POLICY

43 388 841 730

37 433 527 516

389 400 000

131 800 000

43 778 241 730

37 565 327 516

14

TAXATION AND CUSTOMS UNION

144 620 394

111 727 655

144 620 394

111 727 655

15

EDUCATION AND CULTURE

2 813 375 587

2 373 191 082

16 200 000

8 764 000

2 829 575 587

2 381 955 082

16

COMMUNICATION

265 992 159

252 703 941

265 992 159

252 703 941

17

HEALTH AND CONSUMER PROTECTION

634 370 124

593 133 792

634 370 124

593 133 792

18

HOME AFFAIRS

1 185 009 539

732 575 230

42 100 000

41 100 000

1 227 109 539

773 675 230

40 01 40, 40 02 41

40 01 40, 40 02 41

111 280 000

111 280 000

66 442 946

66 442 946

111 280 000

111 280 000

66 442 946

66 442 946

1 296 289 539

799 018 176

1 338 389 539

840 118 176

19

EXTERNAL RELATIONS

5 001 226 243

3 089 423 857

5 001 226 243

3 089 423 857

20

TRADE

107 473 453

102 177 332

107 473 453

102 177 332

21

DEVELOPMENT AND RELATIONS WITH AFRICAN, CARIBBEAN AND PACIFIC (ACP) STATES

1 571 699 626

1 206 905 319

1 571 699 626

1 206 905 319

22

ENLARGEMENT

1 062 261 928

832 084 571

29 000 000

59 112 500

1 091 261 928

891 197 071

23

HUMANITARIAN AID

917 322 828

828 664 270

917 322 828

828 664 270

24

FIGHT AGAINST FRAUD

75 427 800

69 443 664

75 427 800

69 443 664

40 01 40

40 01 40

3 929 200

3 929 200

3 929 200

3 929 200

3 929 200

3 929 200

3 929 200

3 929 200

79 357 000

73 372 864

79 357 000

73 372 864

25

COMMISSION'S POLICY COORDINATION AND LEGAL ADVICE

193 336 661

194 086 661

193 336 661

194 086 661

26

COMMISSION'S ADMINISTRATION

1 030 021 548

1 013 305 407

1 030 021 548

1 013 305 407

27

BUDGET

67 450 570

67 450 570

75 000 000

75 000 000

142 450 570

142 450 570

28

AUDIT

11 879 141

11 879 141

11 879 141

11 879 141

29

STATISTICS

82 071 571

107 663 142

82 071 571

107 663 142

40 01 40, 40 02 41

40 01 40, 40 02 41

51 900 000

51 900 000

7 743 254

7 743 254

51 900 000

51 900 000

7 743 254

7 743 254

133 971 571

115 406 396

133 971 571

115 406 396

30

PENSIONS AND RELATED EXPENDITURE

1 399 471 000

1 399 471 000

1 399 471 000

1 399 471 000

31

LANGUAGE SERVICES

396 815 433

396 815 433

396 815 433

396 815 433

32

ENERGY

737 545 751

814 381 051

757 030

227 000

738 302 781

814 608 051

33

JUSTICE

218 238 524

184 498 972

218 238 524

184 498 972

40

RESERVES

764 115 000

80 000 000

764 115 000

80 000 000

Total

Total

147 085 420 753

147 085 420 753

129 114 345 653

129 114 345 653

655 050 291

655 050 291

374 000 000

374 000 000

147 740 471 044

147 740 471 044

129 488 345 653

129 488 345 653

Reserves: 40 01 40, 40 02 41

Reserves: 40 01 40, 40 02 41

285 721 185

285 721 185

195 393 036

195 393 036

285 721 185

285 721 185

195 393 036

195 393 036

Total including reserves

Total including reserves

147 371 141 938

147 371 141 938

129 309 738 689

129 309 738 689

148 026 192 229

148 026 192 229

129 683 738 689

129 683 738 689

TITLE 02

TITLE 02

ENTERPRISE

ENTERPRISE

| Title
  Chapter | Heading | FF | Budget 2013 | Amending budget No. 1/2013 | New amount |
| --- | --- | --- | --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 02 01 | ADMINISTRATIVE EXPENDITURE OF THE ‘ENTERPRISE’ POLICY AREA | | 120 830 851 | 120 830 851 | | | 120 830 851 | 120 830 851 |
| 02 02 | COMPETITIVENESS, INDUSTRIAL POLICY, INNOVATION AND ENTREPRENEURSHIP | | 223 790 000 | 161 605 503 | | | 223 790 000 | 161 605 503 |
| 02 03 | INTERNAL MARKET FOR GOODS AND SECTORAL POLICIES | | 46 500 000 | 29 731 048 | | | 46 500 000 | 29 731 048 |
| 02 04 | COOPERATION — SPACE AND SECURITY | 1 | 751 097 000 | 482 645 055 | 3 327 535 | 998 000 | 754 424 535 | 483 643 055 |
| 02 05 | EUROPEAN SATELLITE NAVIGATION PROGRAMMES (EGNOS AND GALILEO) | 1 | 11 700 000 | 367 530 882 | | | 11 700 000 | 367 530 882 |
| | Title 02 — Total | | 1 153 917 851 | 1 162 343 339 | 3 327 535 | 998 000 | 1 157 245 386 | 1 163 341 339 |

Title

Chapter

Heading

FF

Budget 2013

Amending budget No. 1/2013

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

02 01

ADMINISTRATIVE EXPENDITURE OF THE ‘ENTERPRISE’ POLICY AREA

120 830 851

120 830 851

120 830 851

120 830 851

02 02

COMPETITIVENESS, INDUSTRIAL POLICY, INNOVATION AND ENTREPRENEURSHIP

223 790 000

161 605 503

223 790 000

161 605 503

02 03

INTERNAL MARKET FOR GOODS AND SECTORAL POLICIES

46 500 000

29 731 048

46 500 000

29 731 048

02 04

COOPERATION — SPACE AND SECURITY

1

751 097 000

482 645 055

3 327 535

998 000

754 424 535

483 643 055

02 05

EUROPEAN SATELLITE NAVIGATION PROGRAMMES (EGNOS AND GALILEO)

1

11 700 000

367 530 882

11 700 000

367 530 882

Title 02 — Total

Title 02 — Total

1 153 917 851

1 153 917 851

1 162 343 339

1 162 343 339

3 327 535

3 327 535

998 000

998 000

1 157 245 386

1 157 245 386

1 163 341 339

1 163 341 339

CHAPTER 02 04 — COOPERATION — SPACE AND SECURITY

CHAPTER 02 04 — COOPERATION — SPACE AND SECURITY

| Title
  Chapter
  Article
  Item | Heading | FF | Budget 2013 | Amending budget No. 1/2013 | New amount |
| --- | --- | --- | --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 02 04 | COOPERATION — SPACE AND SECURITY |
| 02 04 01 | Security and space research |
| 02 04 01 01 | Space research | 1.1 | 312 710 000 | 249 081 618 | | | 312 710 000 | 249 081 618 |
| 02 04 01 02 | Security research | 1.1 | 300 730 000 | 154 193 382 | | | 300 730 000 | 154 193 382 |
| 02 04 01 03 | Research related to transport (Galileo) | 1.1 | 137 657 000 | 79 073 529 | 3 327 535 | 998 000 | 140 984 535 | 80 071 529 |
| | Article 02 04 01 — Subtotal | | 751 097 000 | 482 348 529 | 3 327 535 | 998 000 | 754 424 535 | 483 346 529 |
| 02 04 02 | Preparatory action — Enhancement of European security research | 1.1 | p.m. | p.m. | | | p.m. | p.m. |
| 02 04 03 | Appropriations accruing from contributions from (non-European Economic Area) third parties to research and technological development | 1.1 | p.m. | p.m. | | | p.m. | p.m. |
| 02 04 04 | Completion of previous research programmes |
| 02 04 04 01 | Completion of programmes (prior to 2003) | 1.1 | — | p.m. | | | — | p.m. |
| 02 04 04 02 | Completion of the sixth Community framework programme (2003 to 2006) | 1.1 | — | 296 526 | | | — | 296 526 |
| | Article 02 04 04 — Subtotal | | — | 296 526 | | | — | 296 526 |
| | Chapter 02 04 — Total | | 751 097 000 | 482 645 055 | 3 327 535 | 998 000 | 754 424 535 | 483 643 055 |

Title

Chapter

Article

Item

Heading

FF

Budget 2013

Amending budget No. 1/2013

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

02 04

COOPERATION — SPACE AND SECURITY

02 04 01

02 04 01

Security and space research

Security and space research

02 04 01 01

Space research

1.1

312 710 000

249 081 618

312 710 000

249 081 618

02 04 01 02

Security research

1.1

300 730 000

154 193 382

300 730 000

154 193 382

02 04 01 03

Research related to transport (Galileo)

1.1

137 657 000

79 073 529

3 327 535

998 000

140 984 535

80 071 529

Article 02 04 01 — Subtotal

Article 02 04 01 — Subtotal

751 097 000

482 348 529

3 327 535

998 000

754 424 535

483 346 529

02 04 02

02 04 02

Preparatory action — Enhancement of European security research

Preparatory action — Enhancement of European security research

1.1

p.m.

p.m.

p.m.

p.m.

02 04 03

02 04 03

Appropriations accruing from contributions from (non-European Economic Area) third parties to research and technological development

Appropriations accruing from contributions from (non-European Economic Area) third parties to research and technological development

1.1

p.m.

p.m.

p.m.

p.m.

02 04 04

02 04 04

Completion of previous research programmes

Completion of previous research programmes

02 04 04 01

Completion of programmes (prior to 2003)

1.1

—

p.m.

—

p.m.

02 04 04 02

Completion of the sixth Community framework programme (2003 to 2006)

1.1

—

296 526

—

296 526

Article 02 04 04 — Subtotal

Article 02 04 04 — Subtotal

—

296 526

—

296 526

Chapter 02 04 — Total

Chapter 02 04 — Total

751 097 000

751 097 000

482 645 055

482 645 055

3 327 535

3 327 535

998 000

998 000

754 424 535

754 424 535

483 643 055

483 643 055

Remarks

Remarks

These remarks are applicable to all the budget headings in this chapter.

These appropriations will be used for the Seventh Framework Programme of the European Community for research, technological development and demonstration activities, which covers the period 2007 to 2013.

It will be carried out in order to pursue the general objectives set out in Article 179 of the Treaty on the Functioning of the European Union, in order to contribute to the creation of a society of knowledge, based on the European Research Area, i.e. supporting transnational cooperation at all levels throughout the Union, taking the dynamism, creativity and the excellence of European research to the limits of knowledge, strengthening human resources for research and for technology in Europe, quantitatively and qualitatively and research and innovation capacities in the whole of Europe and ensuring optimum use thereof.

These appropriations will be used in accordance with Regulation (EC) No 1906/2006 of the European Parliament and of the Council of 18 December 2006 laying down the rules for the participation of undertakings, research centres and universities in actions under the Seventh Framework Programme and for the dissemination of research results (2007 to 2013) (OJ L 391, 30.12.2006, p. 1).

The possibility of third countries or institutes from third countries taking part in European cooperation in the field of scientific and technical research is envisaged for some of these projects. Any financial contribution entered in Items 6 0 1 3 and 6 0 1 5 of the statement of revenue may give rise to the provision of additional appropriations in accordance with Article 21 of the Financial Regulation.

Any revenue from States taking part in the European cooperation in the field of scientific and technical research entered in Item 6 0 1 6 of the of the statement of revenue may give rise to the provision of additional appropriations in accordance with Article 21 of the Financial Regulation.

Any revenue from the contributions from candidate countries and, if applicable, the western Balkan potential candidate countries for participating in Union programmes entered in Item 6 0 3 1 of the statement of revenue may give rise to the provision of additional appropriations in accordance with Article 21(2)(e) to (g) of the Financial Regulation.

Any revenue from the contributions by outside bodies to Union activities entered in Item 6 0 3 3 of the statement of revenue may give rise to the provision of additional appropriations in accordance with Article 21 of the Financial Regulation.

Additional appropriations will be provided under Article 02 04 03.

02 04 01Security and space research

02 04 01Security and space research

02 04 01 02Security research

| Budget 2013 | Amending budget No. 1/2013 | New amount |
| --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 300 730 000 | 154 193 382 | | | 300 730 000 | 154 193 382 |

Budget 2013

Amending budget No. 1/2013

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

300 730 000

154 193 382

300 730 000

154 193 382

Remarks

Remarks

The aim of the actions carried out in this area is to develop the technologies and knowledge for building capabilities with a civil application focus needed to ensure the security of citizens from threats such as terrorism and crime as well as from the impact and consequences of unintended incidents such as natural disasters or industrial accidents; to ensure optimal and concerted use of available and evolving technologies to the benefit of European security while respecting fundamental human rights; and to stimulate cooperation between providers and users of security solutions; through the activities at the same time to reinforce the technology basis of the European security industry and to strengthen its competitiveness. In this regard, special efforts should be made to work towards the development of a European Cyber Security Strategy.

The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this item. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with Article 21(2)(e) to (g) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.

This appropriation will also cover expenditure corresponding to revenue giving rise to the provision of additional appropriations from (non-European Economic Area) third parties or third countries participating in projects in the field of research and technological development.

Any revenue entered in Items 6 0 1 3, 6 0 1 5, 6 0 1 6, 6 0 3 1 and 6 0 3 3 of the statement of revenue may give rise to the provision of additional appropriations in accordance with Article 21 of the Financial Regulation.

Legal basis

Legal basis

Decision No 1982/2006/EC of the European Parliament and of the Council of 18 December 2006 concerning the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007-2013) (OJ L 412, 30.12.2006, p. 1).

Regulation (EC) No 1906/2006 of the European Parliament and of the Council of 18 December 2006 laying down the rules for the participation of undertakings, research centres and universities in actions under the Seventh Framework Programme and for the dissemination of research results (2007-2013) (OJ L 391, 30.12.2006, p. 1).

Council Decision 2006/971/EC of 19 December 2006 concerning the specific programme ‘Cooperation’ implementing the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007 to 2013) (OJ L 400, 30.12.2006, p. 86).

02 04 01 03Research related to transport (Galileo)

| Budget 2013 | Amending budget No. 1/2013 | New amount |
| --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 137 657 000 | 79 073 529 | 3 327 535 | 998 000 | 140 984 535 | 80 071 529 |

Budget 2013

Amending budget No. 1/2013

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

137 657 000

79 073 529

3 327 535

998 000

140 984 535

80 071 529

Remarks

Remarks

This appropriation is intended to cover action aimed at developing the European Satellite Navigation System (Galileo) with a view to the next technology generation for all transport modes, including intermodality.

These research measures should aim to contribute to improve transport.

The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this item. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with Article 21(2)(e) to (g) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.

This appropriation will also cover expenditure corresponding to revenue giving rise to the provision of additional appropriations from (non-European Economic Area) third parties or third countries participating in projects in the field of research and technological development.

Any revenue entered in Items 6 0 1 3, 6 0 1 5, 6 0 1 6, 6 0 3 1 and 6 0 3 3 of the statement of revenue may give rise to the provision of additional appropriations in accordance with Article 21 of the Financial Regulation.

Legal basis

Legal basis

Decision No 1982/2006/EC of the European Parliament and of the Council of 18 December 2006 concerning the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007 to 2013) (OJ L 412, 30.12.2006, p. 1).

Regulation (EC) No 1906/2006 of the European Parliament and of the Council of 18 December 2006 laying down the rules for the participation of undertakings, research centres and universities in actions under the Seventh Framework Programme and for the dissemination of research results (2007 to 2013) (OJ L 391, 30.12.2006, p. 1).

Council Decision 2006/971/EC of 19 December 2006 concerning the specific programme ‘Cooperation’ implementing the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007 to 2013) (OJ L 400, 30.12.2006, p. 86).

TITLE 04

TITLE 04

EMPLOYMENT AND SOCIAL AFFAIRS

EMPLOYMENT AND SOCIAL AFFAIRS

| Title
  Chapter | Heading | FF | Budget 2013 | Amending budget No. 1/2013 | New amount |
| --- | --- | --- | --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 04 01 | ADMINISTRATIVE EXPENDITURE OF THE ‘EMPLOYMENT AND SOCIAL AFFAIRS’ POLICY AREA | | 94 756 546 | 94 756 546 | | | 94 756 546 | 94 756 546 |
| 04 02 | EUROPEAN SOCIAL FUND | 1 | 11 594 862 310 | 10 087 557 851 | 60 000 000 | 18 000 000 | 11 654 862 310 | 10 105 557 851 |
| 04 03 | WORKING IN EUROPE — SOCIAL DIALOGUE AND MOBILITY | 1 | 79 097 000 | 58 354 054 | | | 79 097 000 | 58 354 054 |
| 04 04 | EMPLOYMENT, SOCIAL SOLIDARITY AND GENDER EQUALITY | 1 | 122 286 000 | 108 376 020 | | | 122 286 000 | 108 376 020 |
| 04 05 | EUROPEAN GLOBALISATION ADJUSTMENT FUND (EGF) | 1 | p.m. | 50 000 000 | | | p.m. | 50 000 000 |
| 04 06 | INSTRUMENT FOR PRE-ACCESSION ASSISTANCE (IPA) — HUMAN RESOURCES DEVELOPMENT | 4 | 113 157 077 | 29 652 574 | | | 113 157 077 | 29 652 574 |
| | Title 04 — Total | | 12 004 158 933 | 10 428 697 045 | 60 000 000 | 18 000 000 | 12 064 158 933 | 10 446 697 045 |

Title

Chapter

Heading

FF

Budget 2013

Amending budget No. 1/2013

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

04 01

ADMINISTRATIVE EXPENDITURE OF THE ‘EMPLOYMENT AND SOCIAL AFFAIRS’ POLICY AREA

94 756 546

94 756 546

94 756 546

94 756 546

04 02

EUROPEAN SOCIAL FUND

1

11 594 862 310

10 087 557 851

60 000 000

18 000 000

11 654 862 310

10 105 557 851

04 03

WORKING IN EUROPE — SOCIAL DIALOGUE AND MOBILITY

1

79 097 000

58 354 054

79 097 000

58 354 054

04 04

EMPLOYMENT, SOCIAL SOLIDARITY AND GENDER EQUALITY

1

122 286 000

108 376 020

122 286 000

108 376 020

04 05

EUROPEAN GLOBALISATION ADJUSTMENT FUND (EGF)

1

p.m.

50 000 000

p.m.

50 000 000

04 06

INSTRUMENT FOR PRE-ACCESSION ASSISTANCE (IPA) — HUMAN RESOURCES DEVELOPMENT

4

113 157 077

29 652 574

113 157 077

29 652 574

Title 04 — Total

Title 04 — Total

12 004 158 933

12 004 158 933

10 428 697 045

10 428 697 045

60 000 000

60 000 000

18 000 000

18 000 000

12 064 158 933

12 064 158 933

10 446 697 045

10 446 697 045

CHAPTER 04 02 — EUROPEAN SOCIAL FUND

CHAPTER 04 02 — EUROPEAN SOCIAL FUND

| Title
  Chapter
  Article
  Item | Heading | FF | Budget 2013 | Amending budget No. 1/2013 | New amount |
| --- | --- | --- | --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 04 02 | EUROPEAN SOCIAL FUND |
| 04 02 01 | Completion of the European Social Fund (ESF) — Objective 1 (2000 to 2006) | 1.2 | p.m. | 240 185 846 | | | p.m. | 240 185 846 |
| 04 02 02 | Completion of the special programme for peace and reconciliation in Northern Ireland and the border counties of Ireland (2000 to 2006) | 1.2 | p.m. | p.m. | | | p.m. | p.m. |
| 04 02 03 | Completion of the European Social Fund (ESF) — Objective 1 (prior to 2000) | 1.2 | p.m. | p.m. | | | p.m. | p.m. |
| 04 02 04 | Completion of the European Social Fund (ESF) — Objective 2 (2000 to 2006) | 1.2 | p.m. | p.m. | | | p.m. | p.m. |
| 04 02 05 | Completion of the European Social Fund (ESF) — Objective 2 (prior to 2000) | 1.2 | p.m. | p.m. | | | p.m. | p.m. |
| 04 02 06 | Completion of the European Social Fund (ESF) — Objective 3 (2000 to 2006) | 1.2 | p.m. | 55 024 594 | | | p.m. | 55 024 594 |
| 04 02 07 | Completion of the European Social Fund (ESF) — Objective 3 (prior to 2000) | 1.2 | p.m. | p.m. | | | p.m. | p.m. |
| 04 02 08 | Completion of EQUAL (2000 to 2006) | 1.2 | p.m. | 7 000 000 | | | p.m. | 7 000 000 |
| 04 02 09 | Completion of previous Community initiative programmes (prior to 2000) | 1.2 | p.m. | p.m. | | | p.m. | p.m. |
| 04 02 10 | Completion of the European Social Fund (ESF) — Technical assistance and innovative measures (2000 to 2006) | 1.2 | — | p.m. | | | — | p.m. |
| 04 02 11 | Completion of the European Social Fund (ESF) — Technical assistance and innovative measures (prior to 2000) | 1.2 | — | — | | | — | — |
| 04 02 17 | European Social Fund (ESF) — Convergence | 1.2 | 8 277 649 354 | 7 400 000 000 | 60 000 000 | 18 000 000 | 8 337 649 354 | 7 418 000 000 |
| 04 02 18 | European Social Fund (ESF) — PEACE | 1.2 | p.m. | p.m. | | | p.m. | p.m. |
| 04 02 19 | European Social Fund (ESF) — Regional competitiveness and employment | 1.2 | 3 307 212 956 | 2 378 847 411 | | | 3 307 212 956 | 2 378 847 411 |
| 04 02 20 | European Social Fund (ESF) — Operational technical assistance (2007 to 2013) | 1.2 | 10 000 000 | 6 500 000 | | | 10 000 000 | 6 500 000 |
| | Chapter 04 02 — Total | | 11 594 862 310 | 10 087 557 851 | 60 000 000 | 18 000 000 | 11 654 862 310 | 10 105 557 851 |

Title

Chapter

Article

Item

Heading

FF

Budget 2013

Amending budget No. 1/2013

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

04 02

EUROPEAN SOCIAL FUND

04 02 01

04 02 01

Completion of the European Social Fund (ESF) — Objective 1 (2000 to 2006)

Completion of the European Social Fund (ESF) — Objective 1 (2000 to 2006)

1.2

p.m.

240 185 846

p.m.

240 185 846

04 02 02

04 02 02

Completion of the special programme for peace and reconciliation in Northern Ireland and the border counties of Ireland (2000 to 2006)

Completion of the special programme for peace and reconciliation in Northern Ireland and the border counties of Ireland (2000 to 2006)

1.2

p.m.

p.m.

p.m.

p.m.

04 02 03

04 02 03

Completion of the European Social Fund (ESF) — Objective 1 (prior to 2000)

Completion of the European Social Fund (ESF) — Objective 1 (prior to 2000)

1.2

p.m.

p.m.

p.m.

p.m.

04 02 04

04 02 04

Completion of the European Social Fund (ESF) — Objective 2 (2000 to 2006)

Completion of the European Social Fund (ESF) — Objective 2 (2000 to 2006)

1.2

p.m.

p.m.

p.m.

p.m.

04 02 05

04 02 05

Completion of the European Social Fund (ESF) — Objective 2 (prior to 2000)

Completion of the European Social Fund (ESF) — Objective 2 (prior to 2000)

1.2

p.m.

p.m.

p.m.

p.m.

04 02 06

04 02 06

Completion of the European Social Fund (ESF) — Objective 3 (2000 to 2006)

Completion of the European Social Fund (ESF) — Objective 3 (2000 to 2006)

1.2

p.m.

55 024 594

p.m.

55 024 594

04 02 07

04 02 07

Completion of the European Social Fund (ESF) — Objective 3 (prior to 2000)

Completion of the European Social Fund (ESF) — Objective 3 (prior to 2000)

1.2

p.m.

p.m.

p.m.

p.m.

04 02 08

04 02 08

Completion of EQUAL (2000 to 2006)

Completion of EQUAL (2000 to 2006)

1.2

p.m.

7 000 000

p.m.

7 000 000

04 02 09

04 02 09

Completion of previous Community initiative programmes (prior to 2000)

Completion of previous Community initiative programmes (prior to 2000)

1.2

p.m.

p.m.

p.m.

p.m.

04 02 10

04 02 10

Completion of the European Social Fund (ESF) — Technical assistance and innovative measures (2000 to 2006)

Completion of the European Social Fund (ESF) — Technical assistance and innovative measures (2000 to 2006)

1.2

—

p.m.

—

p.m.

04 02 11

04 02 11

Completion of the European Social Fund (ESF) — Technical assistance and innovative measures (prior to 2000)

Completion of the European Social Fund (ESF) — Technical assistance and innovative measures (prior to 2000)

1.2

—

—

—

—

04 02 17

04 02 17

European Social Fund (ESF) — Convergence

European Social Fund (ESF) — Convergence

1.2

8 277 649 354

7 400 000 000

60 000 000

18 000 000

8 337 649 354

7 418 000 000

04 02 18

04 02 18

European Social Fund (ESF) — PEACE

European Social Fund (ESF) — PEACE

1.2

p.m.

p.m.

p.m.

p.m.

04 02 19

04 02 19

European Social Fund (ESF) — Regional competitiveness and employment

European Social Fund (ESF) — Regional competitiveness and employment

1.2

3 307 212 956

2 378 847 411

3 307 212 956

2 378 847 411

04 02 20

04 02 20

European Social Fund (ESF) — Operational technical assistance (2007 to 2013)

European Social Fund (ESF) — Operational technical assistance (2007 to 2013)

1.2

10 000 000

6 500 000

10 000 000

6 500 000

Chapter 04 02 — Total

Chapter 04 02 — Total

11 594 862 310

11 594 862 310

10 087 557 851

10 087 557 851

60 000 000

60 000 000

18 000 000

18 000 000

11 654 862 310

11 654 862 310

10 105 557 851

10 105 557 851

Remarks

Remarks

Article 39 of Regulation (EC) No 1260/1999 provides for financial corrections for which any revenue is entered in Item 6 5 0 0 of the statement of revenue. This revenue may be used to provide additional appropriations in accordance with Article 21 of the Financial Regulation in specific cases where they are required to cover the risk of corrections adopted earlier being cancelled or reduced.

Regulation (EC) No 1083/2006 provides for financial corrections for the period 2007 to 2013.

Regulation (EC) No 1260/1999 lays down the conditions for the repayment of payments on account which does not have the effect of reducing the contribution from the Structural Funds to the operation concerned. Any revenue arising from the repayment of payments on account entered in Item 6 1 5 7 of the statement of revenue will be used to provide additional appropriations in accordance with Articles 21 and 178 of the Financial Regulation.

Regulation (EC) No 1083/2006 lays down the conditions for reimbursement of pre-financing for the period 2007 to 2013.

The special programme for peace and reconciliation is being continued, in accordance with the decisions of the Berlin European Council of 24 and 25 March 1999, to provide EUR 500 000 000 for the new period of validity of the programme. Additionality is to be fully observed. The Commission is to submit an annual report to the European Parliament on this measure.

Measures to combat fraud are funded under Article 24 02 01.

Legal basis

Legal basis

Treaty on the Functioning of the European Union, and in particular Articles 174, 175 and 177 thereof.

Council Regulation (EC) No 1260/1999 of 21 June 1999 laying down general provisions on the Structural Funds (OJ L 161, 26.6.1999, p. 1).

Regulation (EC) No 1081/2006 of the European Parliament and of the Council of 5 July 2006 on the European Social Fund (OJ L 210, 31.7.2006, p. 12).

Council Regulation (EC) No 1083/2006 of 11 July 2006 laying down general provisions on the European Regional Development Fund, the European Social Fund and the Cohesion Fund (OJ L 210, 31.7.2006, p. 25).

Reference acts

Reference acts

Conclusions of the Berlin European Council of 24 and 25 March 1999.

Conclusions of the Brussels European Council of 16 and 17 December 2005.

04 02 17European Social Fund (ESF) — Convergence

04 02 17European Social Fund (ESF) — Convergence

| Budget 2013 | Amending budget No. 1/2013 | New amount |
| --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 8 277 649 354 | 7 400 000 000 | 60 000 000 | 18 000 000 | 8 337 649 354 | 7 418 000 000 |

Budget 2013

Amending budget No. 1/2013

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

8 277 649 354

7 400 000 000

60 000 000

18 000 000

8 337 649 354

7 418 000 000

Remarks

Remarks

The action taken by the Union pursuant to Article 174 of the Treaty on the Functioning of the European Union shall be designed to strengthen the economic and social cohesion of the enlarged Union in order to promote the harmonious, balanced and sustainable development of the Union. This action shall be taken with the aid of the cohesion policy funds, the European Investment Bank (EIB) and other existing financial instruments. It shall aim to reduce the economic, social and territorial disparities which have arisen, particularly in countries and regions whose development is lagging behind, in connection with the speeding-up of economic and social restructuring and population ageing.

The action taken under the cohesion policy funds shall incorporate, at national and regional level, the Union's priorities for sustainable development by strengthening growth, competitiveness, employment and social inclusion, as well as protecting and improving the quality of the environment.

The ‘Convergence’ objective shall be geared to speeding up the convergence of the least-developed Member States and regions by improving conditions for growth and employment through increasing and improving the quality of investment in physical and human capital, the development of innovation and of the knowledge society, adaptability to economic and social changes, protection and improvement of the environment, as well as administrative efficiency. This objective shall constitute the cohesion policy funds’ priority. The actions taken under the cohesion policy funds will respect equal opportunities for women and men.

Part of this appropriation is intended to support improvements in child care to enable children to live in a family-type setting. This support includes:

| — | cooperation between and technical assistance to non-governmental organisations and local authorities, including assisting them in finding out which projects are eligible for Union funding, |
| --- | --- |

—

cooperation between and technical assistance to non-governmental organisations and local authorities, including assisting them in finding out which projects are eligible for Union funding,

| — | identification and exchange of best practices as well as the broader application of these practices, including thorough monitoring at child level. |
| --- | --- |

—

identification and exchange of best practices as well as the broader application of these practices, including thorough monitoring at child level.

Part of this appropriation is intended for financing sustainable and environmentally friendly actions (Green New Deal) that provide for reconciling economic, social and environmental development requirements and for recovery of European regions after the economic and financial crisis.

Part of this appropriation is intended to be used to address the problem of intra-regional disparities and provide specific assistance to people who live in disadvantaged territorial units that constitute pockets of poverty in European regions. This assistance should focus mainly on:

| — | integrating communities living in pockets of poverty into the mainstream regional population via civic education, promoting tolerance and cultural understanding, |
| --- | --- |

—

integrating communities living in pockets of poverty into the mainstream regional population via civic education, promoting tolerance and cultural understanding,

| — | strengthening local authorities with regard to needs assessment, project planning and project implementation, |
| --- | --- |

—

strengthening local authorities with regard to needs assessment, project planning and project implementation,

| — | reducing intra-regional economic and social disparities via a temporary set of affirmative actions, focusing on employment and education. |
| --- | --- |

—

reducing intra-regional economic and social disparities via a temporary set of affirmative actions, focusing on employment and education.

In accordance with Article 105a(1) of Council Regulation (EC) No 1083/2006 of 11 July 2006 laying down general provisions on the European Regional Development Fund, the European Social Fund and the Cohesion Fund and repealing Regulation (EC) No 1260/1999 (OJ L 210, 31.7.2006, p. 25), as modified by Annex 3, point 7 of the Treaty concerning the Accession of the Republic of Croatia to the European Union (OJ L 112, 24.4.2012), programmes and major projects which, on the date of accession of Croatia, have been approved under Regulation (EC) No 1085/2006 and the implementation of which has not been completed by that date, shall be considered to have been approved by the Commission under Regulation (EC) No 1083/2006, with the exception of the programmes approved under the components referred to in points (a) and (e) of Article 3(1) of Regulation (EC) No 1085/2006.

o

o

o

o

o

Legal basis

Legal basis

Regulation (EC) No 1081/2006 of the European Parliament and of the Council of 5 July 2006 on the European Social Fund (OJ L 210, 31.7.2006, p. 12).

Council Regulation (EC) No 1083/2006 of 11 July 2006 laying down general provisions on the European Regional Development Fund, the European Social Fund and the Cohesion Fund (OJ L 210, 31.7.2006, p. 25).

CHAPTER 04 06 — INSTRUMENT FOR PRE-ACCESSION ASSISTANCE (IPA) — HUMAN RESOURCES DEVELOPMENT

CHAPTER 04 06 — INSTRUMENT FOR PRE-ACCESSION ASSISTANCE (IPA) — HUMAN RESOURCES DEVELOPMENT

| Title
  Chapter
  Article
  Item | Heading | FF | Budget 2013 | Amending budget No. 1/2013 | New amount |
| --- | --- | --- | --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 04 06 | INSTRUMENT FOR PRE-ACCESSION ASSISTANCE (IPA) — HUMAN RESOURCES DEVELOPMENT |
| 04 06 01 | Instrument for Pre-Accession Assistance (IPA) — Human resources development | 4 | 113 157 077 | 29 652 574 | | | 113 157 077 | 29 652 574 |
| | Chapter 04 06 — Total | | 113 157 077 | 29 652 574 | | | 113 157 077 | 29 652 574 |

Title

Chapter

Article

Item

Heading

FF

Budget 2013

Amending budget No. 1/2013

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

04 06

INSTRUMENT FOR PRE-ACCESSION ASSISTANCE (IPA) — HUMAN RESOURCES DEVELOPMENT

04 06 01

04 06 01

Instrument for Pre-Accession Assistance (IPA) — Human resources development

Instrument for Pre-Accession Assistance (IPA) — Human resources development

4

113 157 077

29 652 574

113 157 077

29 652 574

Chapter 04 06 — Total

Chapter 04 06 — Total

113 157 077

113 157 077

29 652 574

29 652 574

113 157 077

113 157 077

29 652 574

29 652 574

04 06 01Instrument for Pre-Accession Assistance (IPA) — Human resources development

04 06 01Instrument for Pre-Accession Assistance (IPA) — Human resources development

| Budget 2013 | Amending budget No. 1/2013 | New amount |
| --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 113 157 077 | 29 652 574 | | | 113 157 077 | 29 652 574 |

Budget 2013

Amending budget No. 1/2013

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

113 157 077

29 652 574

113 157 077

29 652 574

Remarks

Remarks

This appropriation is intended to cover Union assistance to the candidate countries covered by IPA in progressive alignment with the standards and policies of the Union, including where appropriate the acquis of the Union, with a view to membership. The human resources development component shall support countries in policy development as well as preparation for the implementation and management of the Union's cohesion policy, in particular in their preparation for the European Social Fund.

acquis

In accordance with Article 105a(1) of Council Regulation (EC) No 1083/2006 of 11 July 2006 laying down general provisions on the European Regional Development Fund, the European Social Fund and the Cohesion Fund and repealing Regulation (EC) No 1260/1999 (OJ L 210, 31.7.2006, p. 25), as modified by Annex 3, point 7 of the Treaty concerning the Accession of the Republic of Croatia to the European Union (OJ L 112, 24.4.2012), programmes and major projects which, on the date of accession of Croatia, have been approved under Regulation (EC) No 1085/2006 and the implementation of which has not been completed by that date, shall be considered to have been approved by the Commission under Regulation (EC) No 1083/2006, with the exception of the programmes approved under the components referred to in points (a) and (e) of Article 3(1) of Regulation (EC) No 1085/2006.

o

o

o

o

o

Legal basis

Legal basis

Council Regulation (EC) No 1085/2006 of 17 July 2006 establishing an Instrument for Pre-Accession Assistance (IPA) (OJ L 210, 31.7.2006, p. 82).

TITLE 05

TITLE 05

AGRICULTURE AND RURAL DEVELOPMENT

AGRICULTURE AND RURAL DEVELOPMENT

| Title
  Chapter | Heading | FF | Budget 2013 | Amending budget No. 1/2013 | New amount |
| --- | --- | --- | --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 05 01 | ADMINISTRATIVE EXPENDITURE OF THE ‘AGRICULTURE AND RURAL DEVELOPMENT’ POLICY AREA | | 133 234 504 | 133 234 504 | | | 133 234 504 | 133 234 504 |
| 05 02 | INTERVENTIONS IN AGRICULTURAL MARKETS | 2 | 2 773 440 000 | 2 772 526 798 | | | 2 773 440 000 | 2 772 526 798 |
| 05 03 | DIRECT AIDS | 2 | 40 931 900 000 | 40 931 900 000 | | | 40 931 900 000 | 40 931 900 000 |
| 05 04 | RURAL DEVELOPMENT | 2 | 14 804 955 797 | 12 498 639 386 | | | 14 804 955 797 | 12 498 639 386 |
| 05 05 | PRE-ACCESSION MEASURES IN THE FIELD OF AGRICULTURE AND RURAL DEVELOPMENT | 4 | 259 328 000 | 53 770 000 | | 27 700 000 | 259 328 000 | 81 470 000 |
| 05 06 | INTERNATIONAL ASPECTS OF THE ‘AGRICULTURE AND RURAL DEVELOPMENT’ POLICY AREA | 4 | 6 629 000 | 5 069 602 | | | 6 629 000 | 5 069 602 |
| 05 07 | AUDIT OF AGRICULTURAL EXPENDITURE | 2 | –84 900 000 | –84 900 000 | | | –84 900 000 | –84 900 000 |
| 05 08 | POLICY STRATEGY AND COORDINATION OF THE ‘AGRICULTURE AND RURAL DEVELOPMENT’ POLICY AREA | 2 | 27 307 342 | 33 470 205 | | | 27 307 342 | 33 470 205 |
| | Title 05 — Total | | 58 851 894 643 | 56 343 710 495 | | 27 700 000 | 58 851 894 643 | 56 371 410 495 |

Title

Chapter

Heading

FF

Budget 2013

Amending budget No. 1/2013

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

05 01

ADMINISTRATIVE EXPENDITURE OF THE ‘AGRICULTURE AND RURAL DEVELOPMENT’ POLICY AREA

133 234 504

133 234 504

133 234 504

133 234 504

05 02

INTERVENTIONS IN AGRICULTURAL MARKETS

2

2 773 440 000

2 772 526 798

2 773 440 000

2 772 526 798

05 03

DIRECT AIDS

2

40 931 900 000

40 931 900 000

40 931 900 000

40 931 900 000

05 04

RURAL DEVELOPMENT

2

14 804 955 797

12 498 639 386

14 804 955 797

12 498 639 386

05 05

PRE-ACCESSION MEASURES IN THE FIELD OF AGRICULTURE AND RURAL DEVELOPMENT

4

259 328 000

53 770 000

27 700 000

259 328 000

81 470 000

05 06

INTERNATIONAL ASPECTS OF THE ‘AGRICULTURE AND RURAL DEVELOPMENT’ POLICY AREA

4

6 629 000

5 069 602

6 629 000

5 069 602

05 07

AUDIT OF AGRICULTURAL EXPENDITURE

2

–84 900 000

–84 900 000

–84 900 000

–84 900 000

05 08

POLICY STRATEGY AND COORDINATION OF THE ‘AGRICULTURE AND RURAL DEVELOPMENT’ POLICY AREA

2

27 307 342

33 470 205

27 307 342

33 470 205

Title 05 — Total

Title 05 — Total

58 851 894 643

58 851 894 643

56 343 710 495

56 343 710 495

27 700 000

27 700 000

58 851 894 643

58 851 894 643

56 371 410 495

56 371 410 495

CHAPTER 05 05 — PRE-ACCESSION MEASURES IN THE FIELD OF AGRICULTURE AND RURAL DEVELOPMENT

CHAPTER 05 05 — PRE-ACCESSION MEASURES IN THE FIELD OF AGRICULTURE AND RURAL DEVELOPMENT

| Title
  Chapter
  Article
  Item | Heading | FF | Budget 2013 | Amending budget No. 1/2013 | New amount |
| --- | --- | --- | --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 05 05 | PRE-ACCESSION MEASURES IN THE FIELD OF AGRICULTURE AND RURAL DEVELOPMENT |
| 05 05 01 | Special Accession Programme for Agriculture and Rural Development (Sapard) — Completion of earlier measures |
| 05 05 01 01 | The Sapard pre-accession instrument — Completion of the programme (2000 to 2006) | 4 | p.m. | p.m. | | | p.m. | p.m. |
| 05 05 01 02 | The Sapard pre-accession instrument — Completion of the pre-accession assistance related to eight applicant countries | 4 | p.m. | p.m. | | | p.m. | p.m. |
| | Article 05 05 01 — Subtotal | | p.m. | p.m. | | | p.m. | p.m. |
| 05 05 02 | Instrument for Pre-accession Assistance for Rural Development (IPARD) | 4 | 259 328 000 | 53 770 000 | | 27 700 000 | 259 328 000 | 81 470 000 |
| | Chapter 05 05 — Total | | 259 328 000 | 53 770 000 | | 27 700 000 | 259 328 000 | 81 470 000 |

Title

Chapter

Article

Item

Heading

FF

Budget 2013

Amending budget No. 1/2013

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

05 05

PRE-ACCESSION MEASURES IN THE FIELD OF AGRICULTURE AND RURAL DEVELOPMENT

05 05 01

05 05 01

Special Accession Programme for Agriculture and Rural Development (Sapard) — Completion of earlier measures

Special Accession Programme for Agriculture and Rural Development (Sapard) — Completion of earlier measures

05 05 01 01

The Sapard pre-accession instrument — Completion of the programme (2000 to 2006)

4

p.m.

p.m.

p.m.

p.m.

05 05 01 02

The Sapard pre-accession instrument — Completion of the pre-accession assistance related to eight applicant countries

4

p.m.

p.m.

p.m.

p.m.

Article 05 05 01 — Subtotal

Article 05 05 01 — Subtotal

p.m.

p.m.

p.m.

p.m.

05 05 02

05 05 02

Instrument for Pre-accession Assistance for Rural Development (IPARD)

Instrument for Pre-accession Assistance for Rural Development (IPARD)

4

259 328 000

53 770 000

27 700 000

259 328 000

81 470 000

Chapter 05 05 — Total

Chapter 05 05 — Total

259 328 000

259 328 000

53 770 000

53 770 000

27 700 000

27 700 000

259 328 000

259 328 000

81 470 000

81 470 000

05 05 02Instrument for Pre-accession Assistance for Rural Development (IPARD)

05 05 02Instrument for Pre-accession Assistance for Rural Development (IPARD)

| Budget 2013 | Amending budget No. 1/2013 | New amount |
| --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 259 328 000 | 53 770 000 | | 27 700 000 | 259 328 000 | 81 470 000 |

Budget 2013

Amending budget No. 1/2013

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

259 328 000

53 770 000

27 700 000

259 328 000

81 470 000

Remarks

Remarks

This appropriation is intended to cover the Union assistance to the candidate countries covered by the IPA in progressive alignment with the standards and policies of the Union, including where appropriate the acquis of the Union, with a view to membership. The rural development component shall support countries in their preparations for the implementation and management of the common agricultural policy, alignment to Union structures and post-accession Union-funded rural development programmes.

acquis

Legal basis

Legal basis

Council Regulation (EC) No 1085/2006 of 17 July 2006 establishing an Instrument for Pre-Accession Assistance (IPA) (OJ L 210, 31.7.2006, p. 82)

TITLE 08

TITLE 08

RESEARCH

RESEARCH

| Title
  Chapter | Heading | FF | Budget 2013 | Amending budget No. 1/2013 | New amount |
| --- | --- | --- | --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 08 01 | ADMINISTRATIVE EXPENDITURE OF THE ‘RESEARCH’ POLICY AREA | | 346 871 798 | 346 871 798 | | | 346 871 798 | 346 871 798 |
| 08 02 | COOPERATION — HEALTH | 1 | 1 007 548 000 | 639 473 805 | 3 527 530 | 1 058 000 | 1 011 075 530 | 640 531 805 |
| 08 03 | COOPERATION — FOOD, AGRICULTURE AND FISHERIES, AND BIOTECHNOLOGY | 1 | 361 475 000 | 257 924 000 | 1 601 419 | 480 000 | 363 076 419 | 258 404 000 |
| 08 04 | COOPERATION — NANOSCIENCES, NANOTECHNOLOGIES, MATERIALS AND NEW PRODUCTION TECHNOLOGIES | 1 | 618 706 000 | 503 815 722 | 2 702 062 | 810 000 | 621 408 062 | 504 625 722 |
| 08 05 | COOPERATION — ENERGY | 1 | 217 825 000 | 144 781 655 | 893 047 | 267 000 | 218 718 047 | 145 048 655 |
| 08 06 | COOPERATION — ENVIRONMENT (INCLUDING CLIMATE CHANGE) | 1 | 339 086 000 | 242 647 998 | 1 484 726 | 445 000 | 340 570 726 | 243 092 998 |
| 08 07 | COOPERATION — TRANSPORT (INCLUDING AERONAUTICS) | 1 | 558 819 000 | 444 470 572 | 1 381 746 | 414 000 | 560 200 746 | 444 884 572 |
| 08 08 | COOPERATION — SOCIOECONOMIC SCIENCES AND THE HUMANITIES | 1 | 112 181 000 | 55 311 934 | 496 988 | 149 000 | 112 677 988 | 55 460 934 |
| 08 09 | COOPERATION — RISK-SHARING FINANCE FACILITY (RSFF) | 1 | p.m. | p.m. | | | p.m. | p.m. |
| 08 10 | IDEAS | 1 | 1 707 158 000 | 989 690 500 | 7 563 109 | 2 268 000 | 1 714 721 109 | 991 958 500 |
| 08 12 | CAPACITIES — RESEARCH INFRASTRUCTURES | 1 | 74 663 000 | 128 463 844 | 330 775 | 99 000 | 74 993 775 | 128 562 844 |
| 08 13 | CAPACITIES — RESEARCH FOR THE BENEFIT OF SMALL AND MEDIUM-SIZED ENTERPRISES (SMES) | 1 | 273 226 000 | 215 923 122 | 1 210 455 | 363 000 | 274 436 455 | 216 286 122 |
| 08 14 | CAPACITIES — REGIONS OF KNOWLEDGE | 1 | 27 231 000 | 16 506 599 | 120 639 | 36 000 | 27 351 639 | 16 542 599 |
| 08 15 | CAPACITIES — RESEARCH POTENTIAL | 1 | 73 939 000 | 55 351 471 | 327 567 | 98 000 | 74 266 567 | 55 449 471 |
| 08 16 | CAPACITIES — SCIENCE IN SOCIETY | 1 | 63 376 000 | 32 080 131 | 280 771 | 84 000 | 63 656 771 | 32 164 131 |
| 08 17 | CAPACITIES — INTERNATIONAL COOPERATION ACTIVITIES | 1 | 39 683 000 | 27 277 402 | 175 805 | 52 000 | 39 858 805 | 27 329 402 |
| 08 18 | CAPACITIES — RISK-SHARING FINANCE FACILITY (RSFF) | 1 | 50 000 000 | 49 420 956 | 221 512 | 66 000 | 50 221 512 | 49 486 956 |
| 08 19 | CAPACITIES — SUPPORT FOR COHERENT DEVELOPMENT OF RESEARCH POLICIES | 1 | 13 411 000 | 8 895 772 | 59 414 | 17 000 | 13 470 414 | 8 912 772 |
| 08 20 | EURATOM — FUSION ENERGY | 1 | 937 355 000 | 573 267 274 | 318 290 | 95 000 | 937 673 290 | 573 362 274 |
| 08 21 | EURATOM — NUCLEAR FISSION AND RADIATION PROTECTION | 1 | 55 839 000 | 49 420 956 | 247 380 | 74 000 | 56 086 380 | 49 494 956 |
| 08 22 | COMPLETION OF PREVIOUS FRAMEWORK PROGRAMMES AND OTHER ACTIVITIES | 1 | p.m. | 26 740 691 | | | p.m. | 26 740 691 |
| 08 23 | RESEARCH PROGRAMME OF THE RESEARCH FUND FOR COAL AND STEEL | 1 | p.m. | p.m. | | | p.m. | p.m. |
| | Title 08 — Total | | 6 878 392 798 | 4 808 336 202 | 22 943 235 | 6 875 000 | 6 901 336 033 | 4 815 211 202 |

Title

Chapter

Heading

FF

Budget 2013

Amending budget No. 1/2013

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

08 01

ADMINISTRATIVE EXPENDITURE OF THE ‘RESEARCH’ POLICY AREA

346 871 798

346 871 798

346 871 798

346 871 798

08 02

COOPERATION — HEALTH

1

1 007 548 000

639 473 805

3 527 530

1 058 000

1 011 075 530

640 531 805

08 03

COOPERATION — FOOD, AGRICULTURE AND FISHERIES, AND BIOTECHNOLOGY

1

361 475 000

257 924 000

1 601 419

480 000

363 076 419

258 404 000

08 04

COOPERATION — NANOSCIENCES, NANOTECHNOLOGIES, MATERIALS AND NEW PRODUCTION TECHNOLOGIES

1

618 706 000

503 815 722

2 702 062

810 000

621 408 062

504 625 722

08 05

COOPERATION — ENERGY

1

217 825 000

144 781 655

893 047

267 000

218 718 047

145 048 655

08 06

COOPERATION — ENVIRONMENT (INCLUDING CLIMATE CHANGE)

1

339 086 000

242 647 998

1 484 726

445 000

340 570 726

243 092 998

08 07

COOPERATION — TRANSPORT (INCLUDING AERONAUTICS)

1

558 819 000

444 470 572

1 381 746

414 000

560 200 746

444 884 572

08 08

COOPERATION — SOCIOECONOMIC SCIENCES AND THE HUMANITIES

1

112 181 000

55 311 934

496 988

149 000

112 677 988

55 460 934

08 09

COOPERATION — RISK-SHARING FINANCE FACILITY (RSFF)

1

p.m.

p.m.

p.m.

p.m.

08 10

IDEAS

1

1 707 158 000

989 690 500

7 563 109

2 268 000

1 714 721 109

991 958 500

08 12

CAPACITIES — RESEARCH INFRASTRUCTURES

1

74 663 000

128 463 844

330 775

99 000

74 993 775

128 562 844

08 13

CAPACITIES — RESEARCH FOR THE BENEFIT OF SMALL AND MEDIUM-SIZED ENTERPRISES (SMES)

1

273 226 000

215 923 122

1 210 455

363 000

274 436 455

216 286 122

08 14

CAPACITIES — REGIONS OF KNOWLEDGE

1

27 231 000

16 506 599

120 639

36 000

27 351 639

16 542 599

08 15

CAPACITIES — RESEARCH POTENTIAL

1

73 939 000

55 351 471

327 567

98 000

74 266 567

55 449 471

08 16

CAPACITIES — SCIENCE IN SOCIETY

1

63 376 000

32 080 131

280 771

84 000

63 656 771

32 164 131

08 17

CAPACITIES — INTERNATIONAL COOPERATION ACTIVITIES

1

39 683 000

27 277 402

175 805

52 000

39 858 805

27 329 402

08 18

CAPACITIES — RISK-SHARING FINANCE FACILITY (RSFF)

1

50 000 000

49 420 956

221 512

66 000

50 221 512

49 486 956

08 19

CAPACITIES — SUPPORT FOR COHERENT DEVELOPMENT OF RESEARCH POLICIES

1

13 411 000

8 895 772

59 414

17 000

13 470 414

8 912 772

08 20

EURATOM — FUSION ENERGY

1

937 355 000

573 267 274

318 290

95 000

937 673 290

573 362 274

08 21

EURATOM — NUCLEAR FISSION AND RADIATION PROTECTION

1

55 839 000

49 420 956

247 380

74 000

56 086 380

49 494 956

08 22

COMPLETION OF PREVIOUS FRAMEWORK PROGRAMMES AND OTHER ACTIVITIES

1

p.m.

26 740 691

p.m.

26 740 691

08 23

RESEARCH PROGRAMME OF THE RESEARCH FUND FOR COAL AND STEEL

1

p.m.

p.m.

p.m.

p.m.

Title 08 — Total

Title 08 — Total

6 878 392 798

6 878 392 798

4 808 336 202

4 808 336 202

22 943 235

22 943 235

6 875 000

6 875 000

6 901 336 033

6 901 336 033

4 815 211 202

4 815 211 202

Remarks

Remarks

These remarks apply to all the budget headings in this title (with the exception of Chapter 08 22).

These appropriations will be used in accordance with Regulation (EC) No 1906/2006 of the European Parliament and of the Council of 18 December 2006 laying down the rules for the participation of undertakings, research centres and universities in actions under the Seventh Framework Programme and for the dissemination of research results (2007-2013) (OJ L 391, 30.12.2006, p. 1) and Council Regulation (Euratom) No 1908/2006 of 19 December 2006 laying down the rules for the participation of undertakings, research centres and universities in action under the seventh framework programme of the European Atomic Energy Community and for the dissemination of research results (2007 to 2011) (OJ L 400, 30.12.2006, p. 1).

For all appropriations under this title the same definition of small and medium-sized enterprises (SMEs) as is used for the horizontal SME-specific programmes within the same framework programme shall apply. That definition reads as follows: ‘An eligible SME is a legal entity that complies with the SME definition set out in Commission Recommendation 2003/361/EC and is not a research centre, research institute, contract research organisation or consultancy firm’. All research activities conducted pursuant to the Seventh Framework Programme will be carried out in compliance with fundamental ethical principles (in accordance with Article 6(1) of Decision No 1982/2006/EC of the European Parliament and of the Council of 18 December 2006 concerning the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007-2013) (OJ L 412, 30.12.2006, p. 1)), including animal welfare requirements. This will include, in particular, the principles laid down in Article 6 of the Treaty on European Union and in the Charter of Fundamental Rights of the European Union. Particular account will be taken of the need to step up efforts to enhance the participation and role of women in science and research.

Also entered against these articles and items are the costs of high-level scientific and technological meetings, conferences, workshops and seminars of European interest organised by the Commission, the funding of high-level scientific and technological analyses and evaluations carried out on behalf of the Union to investigate new areas of research suitable for Union action, inter alia, in the context of the European Research Area, and measures to monitor and disseminate the results of the programmes, including measures under previous framework programmes.

These appropriations also cover administrative expenditure, including expenditure on staff, whether covered by the Staff Regulations or not, information, publications, administrative and technical operation, and certain other expenditure items relating to internal infrastructure linked with the achievement of the objective of the measure of which they form an integral part, including the action and initiatives necessary for preparation and monitoring of the Union's strategy on research, technological development and demonstration (RTD).

Revenue resulting from cooperation agreements between the European Atomic Energy Community and Switzerland or the multilateral European Fusion Development Agreement (EFDA) will be entered in Items 6 0 1 1 and 6 0 1 2 of the statement of revenue and may give rise to the provision of additional appropriations in accordance with Article 21 of the Financial Regulation.

The possibility of third countries or institutes from third countries taking part in European Cooperation in the field of Scientific and Technical Research is envisaged for some of these projects. Any financial contribution will be entered in Items 6 0 1 3 and 6 0 1 5 of the statement of revenue and may give rise to the provision of additional appropriations in accordance with Article 21 of the Financial Regulation.

Revenue from States taking part in the European Cooperation in the field of Scientific and Technical Research will be entered in Item 6 0 1 6 of the of the statement of revenue and may give rise to the provision of additional appropriations in accordance with Article 21 of the Financial Regulation.

Any revenue from the contributions from candidate countries and, if applicable, the western Balkan potential candidate countries for participating in Union programmes entered in Item 6 0 3 1 of the statement of revenue may give rise to the provision of additional appropriations in accordance with Article 21(2)(e) to (g) of the Financial Regulation.

Any revenue from the contribution by outside bodies to Union activities will be entered in Item 6 0 3 3 of the statement of revenue and may give rise to the provision of additional appropriations in accordance with Article 21 of the Financial Regulation.

Additional appropriations will be made available under Article 08 22 04.

In order to be able to meet the goal of 15 % SME participation in the projects financed by these appropriations, as laid down in Decision No 1982/2006/EC, more specific action is needed. Qualifying projects under the SME specific programmes should be made eligible for funding under the thematic programme when they fulfil the necessary (thematic) requirements.

CHAPTER 08 02 — COOPERATION — HEALTH

CHAPTER 08 02 — COOPERATION — HEALTH

| Title
  Chapter
  Article
  Item | Heading | FF | Budget 2013 | Amending budget No. 1/2013 | New amount |
| --- | --- | --- | --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 08 02 | COOPERATION — HEALTH |
| 08 02 01 | Cooperation — Health | 1.1 | 796 240 000 | 534 563 000 | 3 527 530 | 1 058 000 | 799 767 530 | 535 621 000 |
| 08 02 02 | Cooperation — Health — Innovative Medicines Initiative Joint Undertaking | 1.1 | 207 068 000 | 100 719 908 | | | 207 068 000 | 100 719 908 |
| 08 02 03 | Cooperation — Health — Support expenditure for Innovative Medicines Initiative Joint Undertaking | 1.1 | 4 240 000 | 4 190 897 | | | 4 240 000 | 4 190 897 |
| | Chapter 08 02 — Total | | 1 007 548 000 | 639 473 805 | 3 527 530 | 1 058 000 | 1 011 075 530 | 640 531 805 |

Title

Chapter

Article

Item

Heading

FF

Budget 2013

Amending budget No. 1/2013

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

08 02

COOPERATION — HEALTH

08 02 01

08 02 01

Cooperation — Health

Cooperation — Health

1.1

796 240 000

534 563 000

3 527 530

1 058 000

799 767 530

535 621 000

08 02 02

08 02 02

Cooperation — Health — Innovative Medicines Initiative Joint Undertaking

Cooperation — Health — Innovative Medicines Initiative Joint Undertaking

1.1

207 068 000

100 719 908

207 068 000

100 719 908

08 02 03

08 02 03

Cooperation — Health — Support expenditure for Innovative Medicines Initiative Joint Undertaking

Cooperation — Health — Support expenditure for Innovative Medicines Initiative Joint Undertaking

1.1

4 240 000

4 190 897

4 240 000

4 190 897

Chapter 08 02 — Total

Chapter 08 02 — Total

1 007 548 000

1 007 548 000

639 473 805

639 473 805

3 527 530

3 527 530

1 058 000

1 058 000

1 011 075 530

1 011 075 530

640 531 805

640 531 805

08 02 01Cooperation — Health

08 02 01Cooperation — Health

| Budget 2013 | Amending budget No. 1/2013 | New amount |
| --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 796 240 000 | 534 563 000 | 3 527 530 | 1 058 000 | 799 767 530 | 535 621 000 |

Budget 2013

Amending budget No. 1/2013

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

796 240 000

534 563 000

3 527 530

1 058 000

799 767 530

535 621 000

Remarks

Remarks

The actions carried out in the area of health are intended to improve the health of the European public and boost the competitiveness of industries and companies linked to the health sector in Europe, while at the same time addressing world health problems, including new epidemics. The emphasis will be on translational research (transposing basic findings into clinical applications), developing and validating new treatments, identifying ways of promoting health and preventing illness, diagnostic tools and technologies for making diagnoses, as well as sustainable and effective healthcare systems. Special attention will be given to communicating research findings and to the initiation of a dialogue with civil society, in particular patient groups, at as early a stage as possible in new developments produced by biomedical and genetics research.

Funding may be given to clinical research on many diseases, for instance HIV/AIDS, malaria, tuberculosis, diabetes and other chronic diseases (e.g. arthritis, rheumatic diseases and musculo-skeletal diseases, as well as respiratory diseases), or rare diseases.

An increased share of funding should go to research on diseases related to ageing.

The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this article. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with Article 21(2)(e) to (g) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.

Legal basis

Legal basis

Decision No 1982/2006/EC of the European Parliament and of the Council of 18 December 2006 concerning the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007 to 2013) (OJ L 412, 30.12.2006, p. 1).

Regulation (EC) No 1906/2006 of the European Parliament and of the Council of 18 December 2006 laying down the rules for the participation of undertakings, research centres and universities in actions under the Seventh Framework Programme and for the dissemination of research results (2007-2013) (OJ L 391, 30.12.2006, p. 1).

Council Decision 2006/971/EC of 19 December 2006 concerning the specific programme ‘Cooperation’ implementing the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007-2013) (OJ L 400, 30.12.2006, p. 86).

Reference acts

Reference acts

European Parliament resolution of 12 July 2007 on the TRIPS Agreement and access to medicines (OJ C 175 E, 10.7.2008, p. 591).

CHAPTER 08 03 — COOPERATION — FOOD, AGRICULTURE AND FISHERIES, AND BIOTECHNOLOGY

CHAPTER 08 03 — COOPERATION — FOOD, AGRICULTURE AND FISHERIES, AND BIOTECHNOLOGY

| Title
  Chapter
  Article
  Item | Heading | FF | Budget 2013 | Amending budget No. 1/2013 | New amount |
| --- | --- | --- | --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 08 03 | COOPERATION — FOOD, AGRICULTURE AND FISHERIES, AND BIOTECHNOLOGY |
| 08 03 01 | Cooperation — Food, agriculture and fisheries, and biotechnology | 1.1 | 361 475 000 | 257 924 000 | 1 601 419 | 480 000 | 363 076 419 | 258 404 000 |
| | Chapter 08 03 — Total | | 361 475 000 | 257 924 000 | 1 601 419 | 480 000 | 363 076 419 | 258 404 000 |

Title

Chapter

Article

Item

Heading

FF

Budget 2013

Amending budget No. 1/2013

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

08 03

COOPERATION — FOOD, AGRICULTURE AND FISHERIES, AND BIOTECHNOLOGY

08 03 01

08 03 01

Cooperation — Food, agriculture and fisheries, and biotechnology

Cooperation — Food, agriculture and fisheries, and biotechnology

1.1

361 475 000

257 924 000

1 601 419

480 000

363 076 419

258 404 000

Chapter 08 03 — Total

Chapter 08 03 — Total

361 475 000

361 475 000

257 924 000

257 924 000

1 601 419

1 601 419

480 000

480 000

363 076 419

363 076 419

258 404 000

258 404 000

08 03 01Cooperation — Food, agriculture and fisheries, and biotechnology

08 03 01Cooperation — Food, agriculture and fisheries, and biotechnology

| Budget 2013 | Amending budget No. 1/2013 | New amount |
| --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 361 475 000 | 257 924 000 | 1 601 419 | 480 000 | 363 076 419 | 258 404 000 |

Budget 2013

Amending budget No. 1/2013

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

361 475 000

257 924 000

1 601 419

480 000

363 076 419

258 404 000

Remarks

Remarks

The actions carried out in this area are intended to help establish the integrated scientific and technological bases needed to develop a European ‘knowledge-based bioeconomy’ by bringing together science, industry and other stakeholders. Three pillars support this approach: (1) sustainable production and management of biological resources from land, forest, and aquatic environments; (2) farm to fork: food, health and well being, and (3) life sciences and biotechnology for sustainable non-food products and processes. In this way new and emerging research opportunities can be exploited that address social and economic challenges, such as the growing demand for environmentally and animal friendly systems of production and distribution of safer, healthier and higher quality food in line with consumer requirements and control of food-related risks, relying in particular on biotechnology tools, as well as health risks associated with environmental changes.

This appropriation is also intended to fund the development and improvement of analysis methods (e.g. residue analysis in food and feedingstuffs).

Since, under current legislation, no specific funds are earmarked for fisheries research, at least the same percentage share will be maintained for fisheries research as under the previous budget. This appropriation is further intended to fund the development and improvement of the maximum sustainable yield (MSY) concept as a policy instrument for sustainable exploitation of fisheries resources and the development of a policy concept restricting discard of by catches.

The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this article. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with Article 21(2)(e) to (g) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.

Legal basis

Legal basis

Decision No 1982/2006/EC of the European Parliament and of the Council of 18 December 2006 concerning the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007-2013) (OJ L 412, 30.12.2006, p. 1).

Regulation (EC) No 1906/2006 of the European Parliament and of the Council of 18 December 2006 laying down the rules for the participation of undertakings, research centres and universities in actions under the Seventh Framework Programme and for the dissemination of research results (2007-2013) (OJ L 391, 30.12.2006, p. 1).

Council Decision 2006/971/EC of 19 December 2006 concerning the specific programme ‘Cooperation’ implementing the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007 to 2013) (OJ L 400, 30.12.2006, p. 86).

CHAPTER 08 04 — COOPERATION — NANOSCIENCES, NANOTECHNOLOGIES, MATERIALS AND NEW PRODUCTION TECHNOLOGIES

CHAPTER 08 04 — COOPERATION — NANOSCIENCES, NANOTECHNOLOGIES, MATERIALS AND NEW PRODUCTION TECHNOLOGIES

| Title
  Chapter
  Article
  Item | Heading | FF | Budget 2013 | Amending budget No. 1/2013 | New amount |
| --- | --- | --- | --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 08 04 | COOPERATION — NANOSCIENCES, NANOTECHNOLOGIES, MATERIALS AND NEW PRODUCTION TECHNOLOGIES |
| 08 04 01 | Cooperation — Nanosciences, nanotechnologies, materials and new production technologies | 1.1 | 609 914 000 | 496 708 000 | 2 702 062 | 810 000 | 612 616 062 | 497 518 000 |
| 08 04 02 | Cooperation — Nanosciences, nanotechnologies, materials and new production technologies — Fuel Cells and Hydrogen Joint Undertaking | 1.1 | 8 792 000 | 7 107 722 | | | 8 792 000 | 7 107 722 |
| | Chapter 08 04 — Total | | 618 706 000 | 503 815 722 | 2 702 062 | 810 000 | 621 408 062 | 504 625 722 |

Title

Chapter

Article

Item

Heading

FF

Budget 2013

Amending budget No. 1/2013

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

08 04

COOPERATION — NANOSCIENCES, NANOTECHNOLOGIES, MATERIALS AND NEW PRODUCTION TECHNOLOGIES

08 04 01

08 04 01

Cooperation — Nanosciences, nanotechnologies, materials and new production technologies

Cooperation — Nanosciences, nanotechnologies, materials and new production technologies

1.1

609 914 000

496 708 000

2 702 062

810 000

612 616 062

497 518 000

08 04 02

08 04 02

Cooperation — Nanosciences, nanotechnologies, materials and new production technologies — Fuel Cells and Hydrogen Joint Undertaking

Cooperation — Nanosciences, nanotechnologies, materials and new production technologies — Fuel Cells and Hydrogen Joint Undertaking

1.1

8 792 000

7 107 722

8 792 000

7 107 722

Chapter 08 04 — Total

Chapter 08 04 — Total

618 706 000

618 706 000

503 815 722

503 815 722

2 702 062

2 702 062

810 000

810 000

621 408 062

621 408 062

504 625 722

504 625 722

08 04 01Cooperation — Nanosciences, nanotechnologies, materials and new production technologies

08 04 01Cooperation — Nanosciences, nanotechnologies, materials and new production technologies

| Budget 2013 | Amending budget No. 1/2013 | New amount |
| --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 609 914 000 | 496 708 000 | 2 702 062 | 810 000 | 612 616 062 | 497 518 000 |

Budget 2013

Amending budget No. 1/2013

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

609 914 000

496 708 000

2 702 062

810 000

612 616 062

497 518 000

Remarks

Remarks

The actions carried out in this area are intended to help reach the critical mass of capacities needed to develop and exploit, in particular with a view to eco-efficiency and reducing the discharge of dangerous substances into the environment, state-of-the-art technologies which are the basis for products, services and manufacturing procedures in years to come, based mainly on knowledge and intelligence.

Sufficient appropriations must be provided for nano research in connection with environmental and health risk assessment, since only 5 to 10 % of global nano research is devoted to this today.

Sufficient budgetary appropriations must be provided for activities promoting research and the emergence of resource-efficiency processes and practices including eco-design, reusability, recyclability and research into substitution of hazardous or critical substances.

Expenditure on meetings, conferences, workshops and high-level scientific or technological seminars of European interest organised by the Commission, the funding of studies, grants, monitoring and assessment of specific programmes, funding the IMS secretariat, high-level scientific or technological assessments and evaluations, as well as actions carried out under the previous framework programmes will also be charged.

The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this article. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with Article 21(2)(e) to (g) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.

Legal basis

Legal basis

Decision No 1982/2006/EC of the European Parliament and of the Council of 18 December 2006 concerning the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007-2013) (OJ L 412, 30.12.2006, p. 1).

Regulation (EC) No 1906/2006 of the European Parliament and of the Council of 18 December 2006 laying down the rules for the participation of undertakings, research centres and universities in actions under the Seventh Framework Programme and for the dissemination of research results (2007-2013) (OJ L 391, 30.12.2006, p. 1).

Council Decision 2006/971/EC of 19 December 2006 concerning the specific programme ‘Cooperation’ implementing the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007 to 2013) (OJ L 400, 30.12.2006, p. 86).

CHAPTER 08 05 — COOPERATION — ENERGY

CHAPTER 08 05 — COOPERATION — ENERGY

| Title
  Chapter
  Article
  Item | Heading | FF | Budget 2013 | Amending budget No. 1/2013 | New amount |
| --- | --- | --- | --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 08 05 | COOPERATION — ENERGY |
| 08 05 01 | Cooperation — Energy | 1.1 | 201 580 000 | 130 366 551 | 893 047 | 267 000 | 202 473 047 | 130 633 551 |
| 08 05 02 | Cooperation — Energy — Fuel Cells and Hydrogen Joint Undertaking | 1.1 | 15 006 000 | 13 190 453 | | | 15 006 000 | 13 190 453 |
| 08 05 03 | Support expenditure for the Fuel Cells and Hydrogen Joint Undertaking | 1.1 | 1 239 000 | 1 224 651 | | | 1 239 000 | 1 224 651 |
| | Chapter 08 05 — Total | | 217 825 000 | 144 781 655 | 893 047 | 267 000 | 218 718 047 | 145 048 655 |

Title

Chapter

Article

Item

Heading

FF

Budget 2013

Amending budget No. 1/2013

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

08 05

COOPERATION — ENERGY

08 05 01

08 05 01

Cooperation — Energy

Cooperation — Energy

1.1

201 580 000

130 366 551

893 047

267 000

202 473 047

130 633 551

08 05 02

08 05 02

Cooperation — Energy — Fuel Cells and Hydrogen Joint Undertaking

Cooperation — Energy — Fuel Cells and Hydrogen Joint Undertaking

1.1

15 006 000

13 190 453

15 006 000

13 190 453

08 05 03

08 05 03

Support expenditure for the Fuel Cells and Hydrogen Joint Undertaking

Support expenditure for the Fuel Cells and Hydrogen Joint Undertaking

1.1

1 239 000

1 224 651

1 239 000

1 224 651

Chapter 08 05 — Total

Chapter 08 05 — Total

217 825 000

217 825 000

144 781 655

144 781 655

893 047

893 047

267 000

267 000

218 718 047

218 718 047

145 048 655

145 048 655

08 05 01Cooperation — Energy

08 05 01Cooperation — Energy

| Budget 2013 | Amending budget No. 1/2013 | New amount |
| --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 201 580 000 | 130 366 551 | 893 047 | 267 000 | 202 473 047 | 130 633 551 |

Budget 2013

Amending budget No. 1/2013

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

201 580 000

130 366 551

893 047

267 000

202 473 047

130 633 551

Remarks

Remarks

Efforts will focus on the following areas:

Renewable electricity generation

Renewable electricity generation

Technologies to increase overall conversion efficiency, driving down the cost of electricity production from indigenous renewable energy sources, and demonstration of technologies adapted to different regional conditions.

Renewable fuel production

Renewable fuel production

Integrated conversion technologies to develop and drive down the unit cost of solid, liquid and gaseous fuels produced from renewable energy sources, aimed at the cost-effective production and use of carbon-neutral fuels, in particular liquid biofuels for transport.

CO
  2
  capture and storage technologies for near zero emission power generation

CO

2

capture and storage technologies for near zero emission power generation

To drastically reduce the environmental impact of fossil fuel consumption in order to develop highly efficient near zero emission electricity production plants, based on CO2 capture and on storage technologies.

2

Clean coal technologies

Clean coal technologies

To substantially improve the efficiency of plants, reliability and costs through developing and demonstrating clean coal conversion technologies. This includes also further action in developing and implementing efficient technologies on wood waste burning as production method of bio-coal as self-sustainable energy generation.

Smart energy networks

Smart energy networks

To increase the efficiency, safety and reliability of the European electricity networks, and their capability to manage the energy flows generated by the markets. Long-term planning of the development of the pan-European electricity network within the framework of the work of the European electricity grid initiative. To remove obstacles to the large-scale deployment and effective integration of distributed and renewable energy sources.

Energy efficiency and savings

Energy efficiency and savings

New concepts and technologies to improve energy efficiency and savings for buildings, services and industry. This includes the integration of strategies and technologies for energy efficiency, the use of new and renewable energy technologies and energy demand management.

Recognising their important contribution to future sustainable energy systems, renewables and end-use energy efficiency will be the major part of this theme over the period 2007-2013 and will represent at least two-thirds of it from 2012 onwards. Focus will be placed on activities best supporting the development of the SET-Plan initiatives within the framework of the Technology Roadmaps.

The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this article. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with Article 21(2)(e) to (g) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.

Part of this appropriation is intended to foster common approaches to key global challenges, such as energy security and resource scarcity, by pooling resources and fostering the exchange of best practices for the advancement of research and development in the field of energy. Measures will aim at improving the efficacy of actions by the international community and will be complementary to existing mechanisms. The appropriations will be used to fund innovative ventures between European and third countries that are beyond the scope of a single country to undertake and beyond the scope of current tools available under existing legal instruments. In implementing this action the Commission will ensure a balanced distribution of subsidies. It will help actors at a global level to engage in research partnerships in order to foster innovation in the field of secure, clean and efficient energy.

Legal basis

Legal basis

Decision No 1982/2006/EC of the European Parliament and of the Council of 18 December 2006 concerning the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007-2013) (OJ L 412, 30.12.2006, p. 1).

Regulation (EC) No 1906/2006 of the European Parliament and of the Council of 18 December 2006 laying down the rules for the participation of undertakings, research centres and universities in actions under the Seventh Framework Programme and for the dissemination of research results (2007-2013) (OJ L 391, 30.12.2006, p. 1).

Council Decision 2006/971/EC of 19 December 2006 concerning the specific programme ‘Cooperation’ implementing the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007 to 2013) (OJ L 400, 30.12.2006, p. 86).

CHAPTER 08 06 — COOPERATION — ENVIRONMENT (INCLUDING CLIMATE CHANGE)

CHAPTER 08 06 — COOPERATION — ENVIRONMENT (INCLUDING CLIMATE CHANGE)

| Title
  Chapter
  Article
  Item | Heading | FF | Budget 2013 | Amending budget No. 1/2013 | New amount |
| --- | --- | --- | --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 08 06 | COOPERATION — ENVIRONMENT (INCLUDING CLIMATE CHANGE) |
| 08 06 01 | Cooperation — Environment (including climate change) | 1.1 | 335 135 000 | 239 976 301 | 1 484 726 | 445 000 | 336 619 726 | 240 421 301 |
| 08 06 02 | Cooperation — Environment — Fuel Cells and Hydrogen Joint Undertaking | 1.1 | 3 951 000 | 2 671 697 | | | 3 951 000 | 2 671 697 |
| | Chapter 08 06 — Total | | 339 086 000 | 242 647 998 | 1 484 726 | 445 000 | 340 570 726 | 243 092 998 |

Title

Chapter

Article

Item

Heading

FF

Budget 2013

Amending budget No. 1/2013

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

08 06

COOPERATION — ENVIRONMENT (INCLUDING CLIMATE CHANGE)

08 06 01

08 06 01

Cooperation — Environment (including climate change)

Cooperation — Environment (including climate change)

1.1

335 135 000

239 976 301

1 484 726

445 000

336 619 726

240 421 301

08 06 02

08 06 02

Cooperation — Environment — Fuel Cells and Hydrogen Joint Undertaking

Cooperation — Environment — Fuel Cells and Hydrogen Joint Undertaking

1.1

3 951 000

2 671 697

3 951 000

2 671 697

Chapter 08 06 — Total

Chapter 08 06 — Total

339 086 000

339 086 000

242 647 998

242 647 998

1 484 726

1 484 726

445 000

445 000

340 570 726

340 570 726

243 092 998

243 092 998

08 06 01Cooperation — Environment (including climate change)

08 06 01Cooperation — Environment (including climate change)

| Budget 2013 | Amending budget No. 1/2013 | New amount |
| --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 335 135 000 | 239 976 301 | 1 484 726 | 445 000 | 336 619 726 | 240 421 301 |

Budget 2013

Amending budget No. 1/2013

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

335 135 000

239 976 301

1 484 726

445 000

336 619 726

240 421 301

Remarks

Remarks

Environmental research within the Seventh Framework Programme will be implemented through the ‘Environment (including climate change)’ theme. The objective is to promote sustainable management of the natural and human environment and its resources by advancing our knowledge of the interactions between the biosphere, ecosystems and human activities, and developing new technologies, tools and services, in order to address in an integrated way global environmental issues. Emphasis will be put on prediction of climate, ecological, earth and ocean systems changes and on tools and technologies, for monitoring, prevention and mitigation of environmental pressures and risks including on human health, and for the sustainability of the natural and man-made environment.

Research on this theme will contribute to the implementation of international commitments and initiatives such as Global Earth Observation (GEO). In addition, it will support the research needs arising from the existing and future Union legislation and policies, associated thematic strategies and the action plans on environmental technologies and on environment and health. Research will also contribute technological developments that will improve the market positioning of European enterprises, in particular of small and medium-sized enterprises, in areas such as environmental technologies.

The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this article. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with Article 21(2)(e) to (g) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.

Legal basis

Legal basis

Decision No 1982/2006/EC of the European Parliament and of the Council of 18 December 2006 concerning the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007-2013) (OJ L 412, 30.12.2006, p. 1).

Regulation (EC) No 1906/2006 of the European Parliament and of the Council of 18 December 2006 laying down the rules for the participation of undertakings, research centres and universities in actions under the Seventh Framework Programme and for the dissemination of research results (2007-2013) (OJ L 391, 30.12.2006, p. 1).

Council Decision 2006/971/EC of 19 December 2006 concerning the specific programme ‘Cooperation’ implementing the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007 to 2013) (OJ L 400, 30.12.2006, p. 86).

CHAPTER 08 07 — COOPERATION — TRANSPORT (INCLUDING AERONAUTICS)

CHAPTER 08 07 — COOPERATION — TRANSPORT (INCLUDING AERONAUTICS)

| Title
  Chapter
  Article
  Item | Heading | FF | Budget 2013 | Amending budget No. 1/2013 | New amount |
| --- | --- | --- | --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 08 07 | COOPERATION — TRANSPORT (INCLUDING AERONAUTICS) |
| 08 07 01 | Cooperation — Transport (including aeronautics) | 1.1 | 311 890 000 | 309 711 246 | 1 381 746 | 414 000 | 313 271 746 | 310 125 246 |
| 08 07 02 | Cooperation — Transport — Clean Sky Joint Undertaking | 1.1 | 226 514 477 | 121 725 043 | | | 226 514 477 | 121 725 043 |
| 08 07 03 | Cooperation — Transport — Support expenditure for Clean Sky Joint Undertaking | 1.1 | 2 888 523 | 2 361 333 | | | 2 888 523 | 2 361 333 |
| 08 07 04 | Cooperation — Transport — Fuel Cells and Hydrogen (FCH) Joint Undertaking | 1.1 | 17 526 000 | 10 672 950 | | | 17 526 000 | 10 672 950 |
| | Chapter 08 07 — Total | | 558 819 000 | 444 470 572 | 1 381 746 | 414 000 | 560 200 746 | 444 884 572 |

Title

Chapter

Article

Item

Heading

FF

Budget 2013

Amending budget No. 1/2013

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

08 07

COOPERATION — TRANSPORT (INCLUDING AERONAUTICS)

08 07 01

08 07 01

Cooperation — Transport (including aeronautics)

Cooperation — Transport (including aeronautics)

1.1

311 890 000

309 711 246

1 381 746

414 000

313 271 746

310 125 246

08 07 02

08 07 02

Cooperation — Transport — Clean Sky Joint Undertaking

Cooperation — Transport — Clean Sky Joint Undertaking

1.1

226 514 477

121 725 043

226 514 477

121 725 043

08 07 03

08 07 03

Cooperation — Transport — Support expenditure for Clean Sky Joint Undertaking

Cooperation — Transport — Support expenditure for Clean Sky Joint Undertaking

1.1

2 888 523

2 361 333

2 888 523

2 361 333

08 07 04

08 07 04

Cooperation — Transport — Fuel Cells and Hydrogen (FCH) Joint Undertaking

Cooperation — Transport — Fuel Cells and Hydrogen (FCH) Joint Undertaking

1.1

17 526 000

10 672 950

17 526 000

10 672 950

Chapter 08 07 — Total

Chapter 08 07 — Total

558 819 000

558 819 000

444 470 572

444 470 572

1 381 746

1 381 746

414 000

414 000

560 200 746

560 200 746

444 884 572

444 884 572

08 07 01Cooperation — Transport (including aeronautics)

08 07 01Cooperation — Transport (including aeronautics)

| Budget 2013 | Amending budget No. 1/2013 | New amount |
| --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 311 890 000 | 309 711 246 | 1 381 746 | 414 000 | 313 271 746 | 310 125 246 |

Budget 2013

Amending budget No. 1/2013

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

311 890 000

309 711 246

1 381 746

414 000

313 271 746

310 125 246

Remarks

Remarks

For the Seventh Framework Programme for the period 2007 to 2013, an integrated approach has been proposed which links all transport modes (aeronautics, road, rail, waterborne), addresses the socio-economic and technological dimensions of research and knowledge development, and encapsulates both innovation and the policy framework. It is in line with the White Paper on transport and the updated versions of the strategic research agendas of the four technology platforms in the field of transport. Based on technological advances, the general objective is to develop integrated, ‘greener’, ‘smarter’ and safer pan-European transport systems for the benefit of citizens and society, respecting the environment and natural resources and securing and further developing the competitiveness and the leading role attained by the European industries in the global market.

The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this article. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with Article 21(2)(e) to (g) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.

Legal basis

Legal basis

Decision No 1982/2006/EC of the European Parliament and of the Council of 18 December 2006 concerning the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007-2013) (OJ L 412, 30.12.2006, p. 1).

Regulation (EC) No 1906/2006 of the European Parliament and of the Council of 18 December 2006 laying down the rules for the participation of undertakings, research centres and universities in actions under the Seventh Framework Programme and for the dissemination of research results (2007-2013) (OJ L 391, 30.12.2006, p. 1).

Council Decision 2006/971/EC of 19 December 2006 concerning the specific programme ‘Cooperation’ implementing the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007 to 2013) (OJ L 400, 30.12.2006, p. 86).

CHAPTER 08 08 — COOPERATION — SOCIOECONOMIC SCIENCES AND THE HUMANITIES

CHAPTER 08 08 — COOPERATION — SOCIOECONOMIC SCIENCES AND THE HUMANITIES

| Title
  Chapter
  Article
  Item | Heading | FF | Budget 2013 | Amending budget No. 1/2013 | New amount |
| --- | --- | --- | --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 08 08 | COOPERATION — SOCIOECONOMIC SCIENCES AND THE HUMANITIES |
| 08 08 01 | Cooperation — Socioeconomic sciences and the humanities | 1.1 | 112 181 000 | 55 311 934 | 496 988 | 149 000 | 112 677 988 | 55 460 934 |
| | Chapter 08 08 — Total | | 112 181 000 | 55 311 934 | 496 988 | 149 000 | 112 677 988 | 55 460 934 |

Title

Chapter

Article

Item

Heading

FF

Budget 2013

Amending budget No. 1/2013

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

08 08

COOPERATION — SOCIOECONOMIC SCIENCES AND THE HUMANITIES

08 08 01

08 08 01

Cooperation — Socioeconomic sciences and the humanities

Cooperation — Socioeconomic sciences and the humanities

1.1

112 181 000

55 311 934

496 988

149 000

112 677 988

55 460 934

Chapter 08 08 — Total

Chapter 08 08 — Total

112 181 000

112 181 000

55 311 934

55 311 934

496 988

496 988

149 000

149 000

112 677 988

112 677 988

55 460 934

55 460 934

08 08 01Cooperation — Socioeconomic sciences and the humanities

08 08 01Cooperation — Socioeconomic sciences and the humanities

| Budget 2013 | Amending budget No. 1/2013 | New amount |
| --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 112 181 000 | 55 311 934 | 496 988 | 149 000 | 112 677 988 | 55 460 934 |

Budget 2013

Amending budget No. 1/2013

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

112 181 000

55 311 934

496 988

149 000

112 677 988

55 460 934

Remarks

Remarks

The aim of actions carried out in this area is to mobilise, as part of a coherent effort, the wealth and diversity of research capacities in the economic, political, historical, social and human sciences that are necessary to understand and manage issues relating to the emergence of a knowledge-based society and new forms of interpersonal relations and relations between individuals and institutions.

Part of the actions should analyse, from a historical perspective, the legal, social, economic and political issues relating to the development of the European integration process (the constitutional cultures and the legal traditions of the MemberStates and the Union, the development of a European civil society, national economic policies and European economic governance, the national political cultures and Europe).

Part of the appropriations should be used to carry out research on the scope, scale and composition of volunteer work in the Union.

The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this article. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with Article 21(2)(e) to (g) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.

Legal basis

Legal basis

Decision No 1982/2006/EC of the European Parliament and of the Council of 18 December 2006 concerning the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007 to 2013) (OJ L 412, 30.12.2006, p. 1).

Regulation (EC) No 1906/2006 of the European Parliament and of the Council of 18 December 2006 laying down the rules for the participation of undertakings, research centres and universities in actions under the Seventh Framework Programme and for the dissemination of research results (2007-2013) (OJ L 391, 30.12.2006, p. 1).

Council Decision 2006/971/EC of 19 December 2006 concerning the specific programme ‘Cooperation’ implementing the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007 to 2013) (OJ L 400, 30.12.2006, p. 86).

CHAPTER 08 10 — IDEAS

CHAPTER 08 10 — IDEAS

| Title
  Chapter
  Article
  Item | Heading | FF | Budget 2013 | Amending budget No. 1/2013 | New amount |
| --- | --- | --- | --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 08 10 | IDEAS |
| 08 10 01 | Ideas | 1.1 | 1 707 158 000 | 989 690 500 | 7 563 109 | 2 268 000 | 1 714 721 109 | 991 958 500 |
| | Chapter 08 10 — Total | | 1 707 158 000 | 989 690 500 | 7 563 109 | 2 268 000 | 1 714 721 109 | 991 958 500 |

Title

Chapter

Article

Item

Heading

FF

Budget 2013

Amending budget No. 1/2013

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

08 10

IDEAS

08 10 01

08 10 01

Ideas

Ideas

1.1

1 707 158 000

989 690 500

7 563 109

2 268 000

1 714 721 109

991 958 500

Chapter 08 10 — Total

Chapter 08 10 — Total

1 707 158 000

1 707 158 000

989 690 500

989 690 500

7 563 109

7 563 109

2 268 000

2 268 000

1 714 721 109

1 714 721 109

991 958 500

991 958 500

08 10 01Ideas

08 10 01Ideas

| Budget 2013 | Amending budget No. 1/2013 | New amount |
| --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 1 707 158 000 | 989 690 500 | 7 563 109 | 2 268 000 | 1 714 721 109 | 991 958 500 |

Budget 2013

Amending budget No. 1/2013

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

1 707 158 000

989 690 500

7 563 109

2 268 000

1 714 721 109

991 958 500

Remarks

Remarks

The general aim of the activities carried out as part of the specific ‘Ideas’ programme, through the creation of the European Research Council, is to identify the best research teams in Europe and to stimulate research at the frontiers of knowledge by funding high-risk and multi-disciplinary projects evaluated according to the sole criteria of excellence as judged by peers at European level, while encouraging in particular the creation of networks among research groups in different countries in order to promote the development of a European scientific community.

The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this article. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with Article 21(2)(e) to (g) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.

This appropriation will also cover expenditure corresponding to revenue giving rise to the provision of additional appropriations from (non-European Economic Area) third parties or third countries participating in projects in the field of research and technological development.

In accordance with Article 21 of the Financial Regulation, any revenue entered in Items 6 0 1 3, 6 0 1 5, 6 0 1 6, 6 0 3 1 and 6 0 3 3 of the statement of revenue may give rise to the provision of additional appropriations.

Legal basis

Legal basis

Decision No 1982/2006/EC of the European Parliament and of the Council of 18 December 2006 concerning the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007 to 2013) (OJ L 412, 30.12.2006, p. 1).

Regulation (EC) No 1906/2006 of the European Parliament and of the Council of 18 December 2006 laying down the rules for the participation of undertakings, research centres and universities in actions under the Seventh Framework Programme and for the dissemination of research results (2007-2013) (OJ L 391, 30.12.2006, p. 1).

Council Decision 2006/972/EC of 19 December 2006 concerning the specific programme ‘Ideas’ implementing the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007 to 2013) (OJ L 400, 30.12.2006, p. 243).

CHAPTER 08 12 — CAPACITIES — RESEARCH INFRASTRUCTURES

CHAPTER 08 12 — CAPACITIES — RESEARCH INFRASTRUCTURES

| Title
  Chapter
  Article
  Item | Heading | FF | Budget 2013 | Amending budget No. 1/2013 | New amount |
| --- | --- | --- | --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 08 12 | CAPACITIES — RESEARCH INFRASTRUCTURES |
| 08 12 01 | Capacities — Research infrastructures | 1.1 | 74 663 000 | 128 463 844 | 330 775 | 99 000 | 74 993 775 | 128 562 844 |
| | Chapter 08 12 — Total | | 74 663 000 | 128 463 844 | 330 775 | 99 000 | 74 993 775 | 128 562 844 |

Title

Chapter

Article

Item

Heading

FF

Budget 2013

Amending budget No. 1/2013

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

08 12

CAPACITIES — RESEARCH INFRASTRUCTURES

08 12 01

08 12 01

Capacities — Research infrastructures

Capacities — Research infrastructures

1.1

74 663 000

128 463 844

330 775

99 000

74 993 775

128 562 844

Chapter 08 12 — Total

Chapter 08 12 — Total

74 663 000

74 663 000

128 463 844

128 463 844

330 775

330 775

99 000

99 000

74 993 775

74 993 775

128 562 844

128 562 844

08 12 01Capacities — Research infrastructures

08 12 01Capacities — Research infrastructures

| Budget 2013 | Amending budget No. 1/2013 | New amount |
| --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 74 663 000 | 128 463 844 | 330 775 | 99 000 | 74 993 775 | 128 562 844 |

Budget 2013

Amending budget No. 1/2013

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

74 663 000

128 463 844

330 775

99 000

74 993 775

128 562 844

Remarks

Remarks

The general aim of the activities carried out under this heading is to help establish a fabric of research infrastructures at the highest level in Europe and to promote their optimum use on a European scale.

The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this article. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with Article 21(2)(e) to (g) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.

Legal basis

Legal basis

Decision No 1982/2006/EC of the European Parliament and of the Council of 18 December 2006 concerning the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007 to 2013) (OJ L 412, 30.12.2006, p. 1).

Regulation (EC) No 1906/2006 of the European Parliament and of the Council of 18 December 2006 laying down the rules for the participation of undertakings, research centres and universities in actions under the Seventh Framework Programme and for the dissemination of research results (2007-2013) (OJ L 391, 30.12.2006, p. 1).

Council Decision 2006/974/EC of 19 December 2006 on the specific programme ‘Capacities’ implementing the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007 to 2013) (OJ L 400, 30.12.2006, p. 299).

CHAPTER 08 13 — CAPACITIES — RESEARCH FOR THE BENEFIT OF SMALL AND MEDIUM-SIZED ENTERPRISES (SMES)

CHAPTER 08 13 — CAPACITIES — RESEARCH FOR THE BENEFIT OF SMALL AND MEDIUM-SIZED ENTERPRISES (SMES)

| Title
  Chapter
  Article
  Item | Heading | FF | Budget 2013 | Amending budget No. 1/2013 | New amount |
| --- | --- | --- | --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 08 13 | CAPACITIES — RESEARCH FOR THE BENEFIT OF SMALL AND MEDIUM-SIZED ENTERPRISES (SMEs) |
| 08 13 01 | Capacities — Research for the benefit of small and medium-sized enterprises (SMEs) | 1.1 | 273 226 000 | 215 923 122 | 1 210 455 | 363 000 | 274 436 455 | 216 286 122 |
| | Chapter 08 13 — Total | | 273 226 000 | 215 923 122 | 1 210 455 | 363 000 | 274 436 455 | 216 286 122 |

Title

Chapter

Article

Item

Heading

FF

Budget 2013

Amending budget No. 1/2013

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

08 13

CAPACITIES — RESEARCH FOR THE BENEFIT OF SMALL AND MEDIUM-SIZED ENTERPRISES (SMEs)

08 13 01

08 13 01

Capacities — Research for the benefit of small and medium-sized enterprises (SMEs)

Capacities — Research for the benefit of small and medium-sized enterprises (SMEs)

1.1

273 226 000

215 923 122

1 210 455

363 000

274 436 455

216 286 122

Chapter 08 13 — Total

Chapter 08 13 — Total

273 226 000

273 226 000

215 923 122

215 923 122

1 210 455

1 210 455

363 000

363 000

274 436 455

274 436 455

216 286 122

216 286 122

08 13 01Capacities — Research for the benefit of small and medium-sized enterprises (SMEs)

08 13 01Capacities — Research for the benefit of small and medium-sized enterprises (SMEs)

| Budget 2013 | Amending budget No. 1/2013 | New amount |
| --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 273 226 000 | 215 923 122 | 1 210 455 | 363 000 | 274 436 455 | 216 286 122 |

Budget 2013

Amending budget No. 1/2013

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

273 226 000

215 923 122

1 210 455

363 000

274 436 455

216 286 122

Remarks

Remarks

The objective of the specific activities in favour of European small and medium-sized enterprises, carried out in order to support European competitiveness and enterprise and innovation policy, is to help them boost their technological capacities in conventional or new fields and develop their ability to operate at European and international level. These activities will supplement research in priority thematic areas. They should focus on ideas that can ultimately be applied to the development of innovative products and services that benefit SMEs.

The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this article. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with Article 21(2)(e) to (g) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.

This appropriation will also cover expenditure corresponding to revenue giving rise to the provision of additional appropriations from (non-European Economic Area) third parties or third countries participating in projects in the field of research and technological development.

In accordance with Article 21 of the Financial Regulation, any revenue entered in Items 6 0 1 3, 6 0 1 5, 6 0 1 6, 6 0 3 1 and 6 0 3 3 of the statement of revenue may give rise to the provision of additional appropriations.

Legal basis

Legal basis

Decision No 1982/2006/EC of the European Parliament and of the Council of 18 December 2006 concerning the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007 to 2013) (OJ L 412, 30.12.2006, p. 1).

Regulation (EC) No 1906/2006 of the European Parliament and of the Council of 18 December 2006 laying down the rules for the participation of undertakings, research centres and universities in actions under the Seventh Framework Programme and for the dissemination of research results (2007-2013) (OJ L 391, 30.12.2006, p. 1).

Council Decision 2006/974/EC of 19 December 2006 on the specific programme ‘Capacities’ implementing the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007 to 2013) (OJ L 400, 30.12.2006, p. 299).

CHAPTER 08 14 — CAPACITIES — REGIONS OF KNOWLEDGE

CHAPTER 08 14 — CAPACITIES — REGIONS OF KNOWLEDGE

| Title
  Chapter
  Article
  Item | Heading | FF | Budget 2013 | Amending budget No. 1/2013 | New amount |
| --- | --- | --- | --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 08 14 | CAPACITIES — REGIONS OF KNOWLEDGE |
| 08 14 01 | Capacities — Regions of knowledge | 1.1 | 27 231 000 | 16 506 599 | 120 639 | 36 000 | 27 351 639 | 16 542 599 |
| | Chapter 08 14 — Total | | 27 231 000 | 16 506 599 | 120 639 | 36 000 | 27 351 639 | 16 542 599 |

Title

Chapter

Article

Item

Heading

FF

Budget 2013

Amending budget No. 1/2013

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

08 14

CAPACITIES — REGIONS OF KNOWLEDGE

08 14 01

08 14 01

Capacities — Regions of knowledge

Capacities — Regions of knowledge

1.1

27 231 000

16 506 599

120 639

36 000

27 351 639

16 542 599

Chapter 08 14 — Total

Chapter 08 14 — Total

27 231 000

27 231 000

16 506 599

16 506 599

120 639

120 639

36 000

36 000

27 351 639

27 351 639

16 542 599

16 542 599

08 14 01Capacities — Regions of knowledge

08 14 01Capacities — Regions of knowledge

| Budget 2013 | Amending budget No. 1/2013 | New amount |
| --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 27 231 000 | 16 506 599 | 120 639 | 36 000 | 27 351 639 | 16 542 599 |

Budget 2013

Amending budget No. 1/2013

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

27 231 000

16 506 599

120 639

36 000

27 351 639

16 542 599

Remarks

Remarks

This amount is reserved for financing projects in order to strengthen the research potential of European regions, in particular by encouraging and supporting the development, across Europe, of regional ‘research-driven clusters’ associating regional authorities, universities, research centres, enterprises and other relevant stakeholders.

The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this article. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with Article 21(2)(e) to (g) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.

Legal basis

Legal basis

Decision No 1982/2006/EC of the European Parliament and of the Council of 18 December 2006 concerning the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007 to 2013) (OJ L 412, 30.12.2006, p. 1).

Regulation (EC) No 1906/2006 of the European Parliament and of the Council of 18 December 2006 laying down the rules for the participation of undertakings, research centres and universities in actions under the Seventh Framework Programme and for the dissemination of research results (2007-2013) (OJ L 391, 30.12.2006, p. 1).

Council Decision 2006/974/EC of 19 December 2006 on the specific programme ‘Capacities’ implementing the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007 to 2013) (OJ L 400, 30.12.2006, p. 299).

CHAPTER 08 15 — CAPACITIES — RESEARCH POTENTIAL

CHAPTER 08 15 — CAPACITIES — RESEARCH POTENTIAL

| Title
  Chapter
  Article
  Item | Heading | FF | Budget 2013 | Amending budget No. 1/2013 | New amount |
| --- | --- | --- | --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 08 15 | CAPACITIES — RESEARCH POTENTIAL |
| 08 15 01 | Capacities — Research potential | 1.1 | 73 939 000 | 55 351 471 | 327 567 | 98 000 | 74 266 567 | 55 449 471 |
| | Chapter 08 15 — Total | | 73 939 000 | 55 351 471 | 327 567 | 98 000 | 74 266 567 | 55 449 471 |

Title

Chapter

Article

Item

Heading

FF

Budget 2013

Amending budget No. 1/2013

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

08 15

CAPACITIES — RESEARCH POTENTIAL

08 15 01

08 15 01

Capacities — Research potential

Capacities — Research potential

1.1

73 939 000

55 351 471

327 567

98 000

74 266 567

55 449 471

Chapter 08 15 — Total

Chapter 08 15 — Total

73 939 000

73 939 000

55 351 471

55 351 471

327 567

327 567

98 000

98 000

74 266 567

74 266 567

55 449 471

55 449 471

08 15 01Capacities — Research potential

08 15 01Capacities — Research potential

| Budget 2013 | Amending budget No. 1/2013 | New amount |
| --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 73 939 000 | 55 351 471 | 327 567 | 98 000 | 74 266 567 | 55 449 471 |

Budget 2013

Amending budget No. 1/2013

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

73 939 000

55 351 471

327 567

98 000

74 266 567

55 449 471

Remarks

Remarks

In order to help researchers and institutions of the regions eligible for financing by the Structural Funds under the Convergence objective and outermost regions in the Union to contribute to the overall European research effort, while taking advantage of the knowledge and experience existing in other regions of Europe, this action aims at establishing the conditions that will allow them to exploit their potential and will help to fully realise the European Research Area in the enlarged Union.

The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this article. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with Article 21(2)(e) to (g) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.

Legal basis

Legal basis

Decision No 1982/2006/EC of the European Parliament and of the Council of 18 December 2006 concerning the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007-2013) (OJ L 412, 30.12.2006, p. 1).

Regulation (EC) No 1906/2006 of the European Parliament and of the Council of 18 December 2006 laying down the rules for the participation of undertakings, research centres and universities in actions under the Seventh Framework Programme and for the dissemination of research results (2007-2013) (OJ L 391, 30.12.2006, p. 1).

Council Decision 2006/974/EC of 19 December 2006 on the specific programme ‘Capacities’ implementing the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007 to 2013) (OJ L 400, 30.12.2006, p. 299).

CHAPTER 08 16 — CAPACITIES — SCIENCE IN SOCIETY

CHAPTER 08 16 — CAPACITIES — SCIENCE IN SOCIETY

| Title
  Chapter
  Article
  Item | Heading | FF | Budget 2013 | Amending budget No. 1/2013 | New amount |
| --- | --- | --- | --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 08 16 | CAPACITIES — SCIENCE IN SOCIETY |
| 08 16 01 | Capacities — Science in society | 1.1 | 63 376 000 | 32 080 131 | 280 771 | 84 000 | 63 656 771 | 32 164 131 |
| | Chapter 08 16 — Total | | 63 376 000 | 32 080 131 | 280 771 | 84 000 | 63 656 771 | 32 164 131 |

Title

Chapter

Article

Item

Heading

FF

Budget 2013

Amending budget No. 1/2013

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

08 16

CAPACITIES — SCIENCE IN SOCIETY

08 16 01

08 16 01

Capacities — Science in society

Capacities — Science in society

1.1

63 376 000

32 080 131

280 771

84 000

63 656 771

32 164 131

Chapter 08 16 — Total

Chapter 08 16 — Total

63 376 000

63 376 000

32 080 131

32 080 131

280 771

280 771

84 000

84 000

63 656 771

63 656 771

32 164 131

32 164 131

08 16 01Capacities — Science in society

08 16 01Capacities — Science in society

| Budget 2013 | Amending budget No. 1/2013 | New amount |
| --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 63 376 000 | 32 080 131 | 280 771 | 84 000 | 63 656 771 | 32 164 131 |

Budget 2013

Amending budget No. 1/2013

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

63 376 000

32 080 131

280 771

84 000

63 656 771

32 164 131

Remarks

Remarks

With a view to building an effective and democratic European knowledge society, the aim of the actions carried out under this heading is to stimulate the harmonious integration of scientific and technological endeavour and associated research policies in the European social web.

Actions carried out under this heading will also support the coordination of national research policies and the monitoring and analysis of research related policies and industrial strategies.

The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this article. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with Article 21(2)(e) to (g) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.

Legal basis

Legal basis

Decision No 1982/2006/EC of the European Parliament and of the Council of 18 December 2006 concerning the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007 to 2013) (OJ L 412, 30.12.2006, p. 1).

Regulation (EC) No 1906/2006 of the European Parliament and of the Council of 18 December 2006 laying down the rules for the participation of undertakings, research centres and universities in actions under the Seventh Framework Programme and for the dissemination of research results (2007-2013) (OJ L 391, 30.12.2006, p. 1).

Council Decision 2006/974/EC of 19 December 2006 on the specific programme ‘Capacities’ implementing the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007 to 2013) (OJ L 400, 30.12.2006, p. 299).

CHAPTER 08 17 — CAPACITIES — INTERNATIONAL COOPERATION ACTIVITIES

CHAPTER 08 17 — CAPACITIES — INTERNATIONAL COOPERATION ACTIVITIES

| Title
  Chapter
  Article
  Item | Heading | FF | Budget 2013 | Amending budget No. 1/2013 | New amount |
| --- | --- | --- | --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 08 17 | CAPACITIES — INTERNATIONAL COOPERATION ACTIVITIES |
| 08 17 01 | Capacities — International cooperation activities | 1.1 | 39 683 000 | 27 277 402 | 175 805 | 52 000 | 39 858 805 | 27 329 402 |
| | Chapter 08 17 — Total | | 39 683 000 | 27 277 402 | 175 805 | 52 000 | 39 858 805 | 27 329 402 |

Title

Chapter

Article

Item

Heading

FF

Budget 2013

Amending budget No. 1/2013

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

08 17

CAPACITIES — INTERNATIONAL COOPERATION ACTIVITIES

08 17 01

08 17 01

Capacities — International cooperation activities

Capacities — International cooperation activities

1.1

39 683 000

27 277 402

175 805

52 000

39 858 805

27 329 402

Chapter 08 17 — Total

Chapter 08 17 — Total

39 683 000

39 683 000

27 277 402

27 277 402

175 805

175 805

52 000

52 000

39 858 805

39 858 805

27 329 402

27 329 402

08 17 01Capacities — International cooperation activities

08 17 01Capacities — International cooperation activities

| Budget 2013 | Amending budget No. 1/2013 | New amount |
| --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 39 683 000 | 27 277 402 | 175 805 | 52 000 | 39 858 805 | 27 329 402 |

Budget 2013

Amending budget No. 1/2013

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

39 683 000

27 277 402

175 805

52 000

39 858 805

27 329 402

Remarks

Remarks

The general objective of the international cooperation activities carried out under the ‘Capacities’ heading of the Seventh Framework Programme is to help create a strong and coherent science and technology policy of the Union by developing strategic partnerships with third countries and by addressing the specific problems of third countries as well as global ones. These activities will involve the following groups of third countries: the candidate countries, associated and industrialised countries, as well as international cooperation partner countries (Asia, Latin America, Eastern Europe and Central Asia, African, Caribbean and Pacific countries, Mediterranean partner countries and countries in the western Balkans).

The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this article. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with Article 21(2)(e) to (g) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.

Part of this appropriation is intended to foster common approaches to key global challenges, such as an ICT strategy that not only competes with rapidly emerging ICT markets, e.g. in Asia, but also sets standards for global ICT policy-making in the interest of European values, by pooling resources and fostering the exchange of best practices for the advancement of research, development and innovation in the field of ICT. Measures will aim at improving the efficacy of actions by the international community and be complementary to existing mechanisms and successful working relationships. Part of this appropriation is also intended to foster common approaches to key global challenges, such as energy security and resource scarcity, by pooling resources and fostering the exchange of best practices for the advancement of research and development in the field of energy. The appropriations will be used to fund innovative ventures between European and third countries that are beyond the scope of a single country to undertake and beyond the scope of current tools available under existing legal instruments. In implementing this action the Commission will ensure a balanced distribution of subsidies. It will help actors at a global level to engage in research partnerships in order to foster innovation in the field of ICT, prepare the Union and its partners for a leading role in setting future ICT standards and foster innovation in the field of secure, clean and efficient energy.

Legal basis

Legal basis

Decision No 1982/2006/EC of the European Parliament and of the Council of 18 December 2006 concerning the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007 to 2013) (OJ L 412, 30.12.2006, p. 1).

Regulation (EC) No 1906/2006 of the European Parliament and of the Council of 18 December 2006 laying down the rules for the participation of undertakings, research centres and universities in actions under the Seventh Framework Programme and for the dissemination of research results (2007-2013) (OJ L 391, 30.12.2006, p. 1).

Council Decision 2006/974/EC of 19 December 2006 on the specific programme ‘Capacities’ implementing the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007 to 2013) (OJ L 400, 30.12.2006, p. 299).

CHAPTER 08 18 — CAPACITIES — RISK-SHARING FINANCE FACILITY (RSFF)

CHAPTER 08 18 — CAPACITIES — RISK-SHARING FINANCE FACILITY (RSFF)

| Title
  Chapter
  Article
  Item | Heading | FF | Budget 2013 | Amending budget No. 1/2013 | New amount |
| --- | --- | --- | --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 08 18 | CAPACITIES — RISK-SHARING FINANCE FACILITY (RSFF) |
| 08 18 01 | Capacities — Risk-sharing finance facility (RSFF) | 1.1 | 50 000 000 | 49 420 956 | 221 512 | 66 000 | 50 221 512 | 49 486 956 |
| | Chapter 08 18 — Total | | 50 000 000 | 49 420 956 | 221 512 | 66 000 | 50 221 512 | 49 486 956 |

Title

Chapter

Article

Item

Heading

FF

Budget 2013

Amending budget No. 1/2013

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

08 18

CAPACITIES — RISK-SHARING FINANCE FACILITY (RSFF)

08 18 01

08 18 01

Capacities — Risk-sharing finance facility (RSFF)

Capacities — Risk-sharing finance facility (RSFF)

1.1

50 000 000

49 420 956

221 512

66 000

50 221 512

49 486 956

Chapter 08 18 — Total

Chapter 08 18 — Total

50 000 000

50 000 000

49 420 956

49 420 956

221 512

221 512

66 000

66 000

50 221 512

50 221 512

49 486 956

49 486 956

08 18 01Capacities — Risk-sharing finance facility (RSFF)

08 18 01Capacities — Risk-sharing finance facility (RSFF)

| Budget 2013 | Amending budget No. 1/2013 | New amount |
| --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 50 000 000 | 49 420 956 | 221 512 | 66 000 | 50 221 512 | 49 486 956 |

Budget 2013

Amending budget No. 1/2013

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

50 000 000

49 420 956

221 512

66 000

50 221 512

49 486 956

Remarks

Remarks

The objective of the risk-sharing finance facility (RSFF) is to foster private investment in research by improving access to debt financing for participants in European research infrastructures. RSFF will enable the European Investment Bank to expand, directly and indirectly (via its network of intermediary banks), its portfolio of loans to participants in such infrastructures.

RSFF will contribute to the implementation of the Europe 2020 Strategy, in particular to the achievement of the 3 % investment in research objective, by helping overcome market deficiencies, increasing the total amount of funds available for research and diversifying its sources.

In line with the outcome of the mid-term review of the RSFF, the Commission is encouraged to test new risk-sharing models with the EIB Group, based on a portfolio first-loss piece approach, facilitating access to debt financing for strategic Union research infrastructure

The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this article. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with Article 21(2)(e) to (g) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.

Legal basis

Legal basis

Decision No 1982/2006/EC of the European Parliament and of the Council of 18 December 2006 concerning the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007 to 2013) (OJ L 412, 30.12.2006, p. 1).

Regulation (EC) No 1906/2006 of the European Parliament and of the Council of 18 December 2006 laying down the rules for the participation of undertakings, research centres and universities in actions under the Seventh Framework Programme and for the dissemination of research results (2007-2013) (OJ L 391, 30.12.2006, p. 1).

Council Decision 2006/974/EC of 19 December 2006 on the specific programme ‘Capacities’ implementing the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007 to 2013) (OJ L 400, 30.12.2006, p. 299).

CHAPTER 08 19 — CAPACITIES — SUPPORT FOR COHERENT DEVELOPMENT OF RESEARCH POLICIES

CHAPTER 08 19 — CAPACITIES — SUPPORT FOR COHERENT DEVELOPMENT OF RESEARCH POLICIES

| Title
  Chapter
  Article
  Item | Heading | FF | Budget 2013 | Amending budget No. 1/2013 | New amount |
| --- | --- | --- | --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 08 19 | CAPACITIES — SUPPORT FOR COHERENT DEVELOPMENT OF RESEARCH POLICIES |
| 08 19 01 | Capacities — Support for coherent development of research policies | 1.1 | 13 411 000 | 8 895 772 | 59 414 | 17 000 | 13 470 414 | 8 912 772 |
| | Chapter 08 19 — Total | | 13 411 000 | 8 895 772 | 59 414 | 17 000 | 13 470 414 | 8 912 772 |

Title

Chapter

Article

Item

Heading

FF

Budget 2013

Amending budget No. 1/2013

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

08 19

CAPACITIES — SUPPORT FOR COHERENT DEVELOPMENT OF RESEARCH POLICIES

08 19 01

08 19 01

Capacities — Support for coherent development of research policies

Capacities — Support for coherent development of research policies

1.1

13 411 000

8 895 772

59 414

17 000

13 470 414

8 912 772

Chapter 08 19 — Total

Chapter 08 19 — Total

13 411 000

13 411 000

8 895 772

8 895 772

59 414

59 414

17 000

17 000

13 470 414

13 470 414

8 912 772

8 912 772

08 19 01Capacities — Support for coherent development of research policies

08 19 01Capacities — Support for coherent development of research policies

| Budget 2013 | Amending budget No. 1/2013 | New amount |
| --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 13 411 000 | 8 895 772 | 59 414 | 17 000 | 13 470 414 | 8 912 772 |

Budget 2013

Amending budget No. 1/2013

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

13 411 000

8 895 772

59 414

17 000

13 470 414

8 912 772

Remarks

Remarks

Increasing investment in research and development up to the 3 % objective and improving its effectiveness is a top priority under the Europe 2020 Strategy. Thus, the development of a coherent mix of policies to leverage public and private research investments is a major concern for public authorities. Actions under this heading will support the development of effective and coherent research policies at regional, national and Union level, through the provision of structured information, indicators and analyses, and through actions aimed at coordinating research policies, in particular application of the open method of coordination to research policy.

The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this article. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with Article 21(2)(e) to (g) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.

Legal basis

Legal basis

Decision No 1982/2006/EC of the European Parliament and of the Council of 18 December 2006 concerning the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007 to 2013) (OJ L 412, 30.12.2006, p. 1).

Regulation (EC) No 1906/2006 of the European Parliament and of the Council of 18 December 2006 laying down the rules for the participation of undertakings, research centres and universities in actions under the Seventh Framework Programme and for the dissemination of research results (2007-2013) (OJ L 391, 30.12.2006, p. 1).

Council Decision 2006/974/EC of 19 December 2006 on the specific programme ‘Capacities’ implementing the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007 to 2013) (OJ L 400, 30.12.2006, p. 299).

CHAPTER 08 20 — EURATOM — FUSION ENERGY

CHAPTER 08 20 — EURATOM — FUSION ENERGY

| Title
  Chapter
  Article
  Item | Heading | FF | Budget 2013 | Amending budget No. 1/2013 | New amount |
| --- | --- | --- | --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 08 20 | EURATOM — FUSION ENERGY |
| 08 20 01 | Euratom — Fusion energy | 1.1 | 71 845 000 | 78 454 779 | 318 290 | 95 000 | 72 163 290 | 78 549 779 |
| 08 20 02 | Euratom — European Joint Undertaking for ITER — Fusion for Energy (F4E) | 1.1 | 865 510 000 | 494 812 495 | | | 865 510 000 | 494 812 495 |
| | Chapter 08 20 — Total | | 937 355 000 | 573 267 274 | 318 290 | 95 000 | 937 673 290 | 573 362 274 |

Title

Chapter

Article

Item

Heading

FF

Budget 2013

Amending budget No. 1/2013

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

08 20

EURATOM — FUSION ENERGY

08 20 01

08 20 01

Euratom — Fusion energy

Euratom — Fusion energy

1.1

71 845 000

78 454 779

318 290

95 000

72 163 290

78 549 779

08 20 02

08 20 02

Euratom — European Joint Undertaking for ITER — Fusion for Energy (F4E)

Euratom — European Joint Undertaking for ITER — Fusion for Energy (F4E)

1.1

865 510 000

494 812 495

865 510 000

494 812 495

Chapter 08 20 — Total

Chapter 08 20 — Total

937 355 000

937 355 000

573 267 274

573 267 274

318 290

318 290

95 000

95 000

937 673 290

937 673 290

573 362 274

573 362 274

08 20 01Euratom — Fusion energy

08 20 01Euratom — Fusion energy

| Budget 2013 | Amending budget No. 1/2013 | New amount |
| --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 71 845 000 | 78 454 779 | 318 290 | 95 000 | 72 163 290 | 78 549 779 |

Budget 2013

Amending budget No. 1/2013

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

71 845 000

78 454 779

318 290

95 000

72 163 290

78 549 779

Remarks

Remarks

Fusion offers the prospect of an almost limitless supply of clean energy, with ITER being the crucial next step in the progress towards this ultimate goal. The realisation of the ITER project therefore lies at the heart of the present Union strategy. It must be accompanied by a strong and focused European research and development programme to prepare for the exploitation of ITER and to develop the technologies and knowledge base that will be needed during ITER operation and beyond.

Legal basis

Legal basis

Council Decision 2006/970/Euratom of 18 December 2006 concerning the Seventh Framework Programme of the European Atomic Energy Community (Euratom) for nuclear research and training activities (2007 to 2011) (OJ L 400, 30.12.2006, p. 60).

Council Regulation (Euratom) No 1908/2006 of 19 December 2006 laying down the rules for the participation of undertakings, research centres and universities in action under the seventh framework programme of the European Atomic Energy Community and for the dissemination of research results (2007 to 2011) (OJ L 400, 30.12.2006, p. 1).

Council Decision 2006/976/Euratom of 19 December 2006 concerning the specific programme implementing the Seventh Framework Programme of the European Atomic Energy Community (Euratom) for nuclear research and training activities (2007 to 2011) (OJ L 400, 30.12.2006, p. 404).

Council Decision 2012/93/Euratom of 19 December 2011 concerning the Framework Programme of the European Atomic Energy Community for nuclear research and training activities (2012 to 2013) (OJ L 47, 18.2.2012, p. 25).

Council Regulation (Euratom) No 139/2012 of 19 December 2011 laying down the rules for the participation of undertakings, research centres and universities in indirect actions under the Framework Programme of the European Atomic Energy Community and for the dissemination of research results (2012-2013) (OJ L 47, 18.2.2012, p. 1).

Council Decision 2012/94/Euratom of 19 December 2011 concerning the specific programme, to be carried out by means of indirect actions, implementing the Framework Programme of the European Atomic Energy Community for nuclear research and training activities (2012-2013) (OJ L 47, 18.2.2012, p. 33).

CHAPTER 08 21 — EURATOM — NUCLEAR FISSION AND RADIATION PROTECTION

CHAPTER 08 21 — EURATOM — NUCLEAR FISSION AND RADIATION PROTECTION

| Title
  Chapter
  Article
  Item | Heading | FF | Budget 2013 | Amending budget No. 1/2013 | New amount |
| --- | --- | --- | --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 08 21 | EURATOM — NUCLEAR FISSION AND RADIATION PROTECTION |
| 08 21 01 | Euratom — Nuclear fission and radiation protection | 1.1 | 55 839 000 | 49 420 956 | 247 380 | 74 000 | 56 086 380 | 49 494 956 |
| | Chapter 08 21 — Total | | 55 839 000 | 49 420 956 | 247 380 | 74 000 | 56 086 380 | 49 494 956 |

Title

Chapter

Article

Item

Heading

FF

Budget 2013

Amending budget No. 1/2013

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

08 21

EURATOM — NUCLEAR FISSION AND RADIATION PROTECTION

08 21 01

08 21 01

Euratom — Nuclear fission and radiation protection

Euratom — Nuclear fission and radiation protection

1.1

55 839 000

49 420 956

247 380

74 000

56 086 380

49 494 956

Chapter 08 21 — Total

Chapter 08 21 — Total

55 839 000

55 839 000

49 420 956

49 420 956

247 380

247 380

74 000

74 000

56 086 380

56 086 380

49 494 956

49 494 956

08 21 01Euratom — Nuclear fission and radiation protection

08 21 01Euratom — Nuclear fission and radiation protection

| Budget 2013 | Amending budget No. 1/2013 | New amount |
| --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 55 839 000 | 49 420 956 | 247 380 | 74 000 | 56 086 380 | 49 494 956 |

Budget 2013

Amending budget No. 1/2013

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

55 839 000

49 420 956

247 380

74 000

56 086 380

49 494 956

Remarks

Remarks

The objective of this action is to establish a sound scientific and technical basis in order to accelerate practical developments for the safer management of long-lived radioactive waste, to promote safer, more resource-efficient and competitive exploitation of nuclear energy and to ensure a robust and socially acceptable system of protection of man and the environment against the effects of ionising radiation.

Legal basis

Legal basis

Council Decision 2006/970/Euratom of 18 December 2006 concerning the Seventh Framework Programme of the European Atomic Energy Community (Euratom) for nuclear research and training activities (2007 to 2011) (OJ L 400, 30.12.2006, p. 60).

Council Regulation (Euratom) No 1908/2006 of 19 December 2006 laying down the rules for the participation of undertakings, research centres and universities in action under the seventh framework programme of the European Atomic Energy Community and for the dissemination of research results (2007 to 2011) (OJ L 400, 30.12.2006, p. 1).

Council Decision 2006/976/Euratom of 19 December 2006 concerning the specific programme implementing the Seventh Framework Programme of the European Atomic Energy Community (Euratom) for nuclear research and training activities (2007 to 2011) (OJ L 400, 30.12.2006, p. 404).

Council Decision 2012/93/Euratom of 19 December 2011 concerning the Framework Programme of the European Atomic Energy Community for nuclear research and training activities (2012 to 2013) (OJ L 47, 18.2.2012, p. 25).

Council Regulation (Euratom) No 139/2012 of 19 December 2011 laying down the rules for the participation of undertakings, research centres and universities in indirect actions under the Framework Programme of the European Atomic Energy Community and for the dissemination of research results (2012-2013) (OJ L 47, 18.2.2012, p. 1).

Council Decision 2012/94/Euratom of 19 December 2011 concerning the specific programme, to be carried out by means of indirect actions, implementing the Framework Programme of the European Atomic Energy Community for nuclear research and training activities (2012-2013) (OJ L 47, 18.2.2012, p. 33).

TITLE 09

TITLE 09

COMMUNICATIONS NETWORKS, CONTENT AND TECHNOLOGY

COMMUNICATIONS NETWORKS, CONTENT AND TECHNOLOGY

| Title
  Chapter | Heading | FF | Budget 2013 | Amending budget No. 1/2013 | New amount |
| --- | --- | --- | --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 09 01 | ADMINISTRATIVE EXPENDITURE OF THE ‘COMMUNICATIONS NETWORKS, CONTENT AND TECHNOLOGY’ POLICY AREA | | 127 323 333 | 127 323 333 | | | 127 323 333 | 127 323 333 |
| 09 02 | REGULATORY FRAMEWORK FOR THE DIGITAL AGENDA | | 18 137 969 | 25 334 774 | | | 18 137 969 | 25 334 774 |
| | 40 02 41 | | 391 985 | 391 985 | | | 391 985 | 391 985 |
| | | | 18 529 954 | 25 726 759 | | | 18 529 954 | 25 726 759 |
| 09 03 | INFORMATION AND COMMUNICATION TECHNOLOGIES TAKE-UP | 1 | 144 265 000 | 100 209 900 | | | 144 265 000 | 100 209 900 |
| 09 04 | COOPERATION — INFORMATION AND COMMUNICATION TECHNOLOGIES (ICTS) | 1 | 1 477 769 000 | 1 081 959 402 | 5 931 335 | 1 779 000 | 1 483 700 335 | 1 083 738 402 |
| 09 05 | CAPACITIES — RESEARCH INFRASTRUCTURES | 1 | 37 403 000 | 53 948 802 | | | 37 403 000 | 53 948 802 |
| | Title 09 — Total | | 1 804 898 302 | 1 388 776 211 | 5 931 335 | 1 779 000 | 1 810 829 637 | 1 390 555 211 |
| | 40 01 40, 40 02 41 | | 391 985 | 391 985 | | | 391 985 | 391 985 |
| | Total including reserves | | 1 805 290 287 | 1 389 168 196 | | | 1 811 221 622 | 1 390 947 196 |

Title

Chapter

Heading

FF

Budget 2013

Amending budget No. 1/2013

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

09 01

ADMINISTRATIVE EXPENDITURE OF THE ‘COMMUNICATIONS NETWORKS, CONTENT AND TECHNOLOGY’ POLICY AREA

127 323 333

127 323 333

127 323 333

127 323 333

09 02

REGULATORY FRAMEWORK FOR THE DIGITAL AGENDA

18 137 969

25 334 774

18 137 969

25 334 774

40 02 41

40 02 41

391 985

391 985

391 985

391 985

391 985

391 985

391 985

391 985

18 529 954

25 726 759

18 529 954

25 726 759

09 03

INFORMATION AND COMMUNICATION TECHNOLOGIES TAKE-UP

1

144 265 000

100 209 900

144 265 000

100 209 900

09 04

COOPERATION — INFORMATION AND COMMUNICATION TECHNOLOGIES (ICTS)

1

1 477 769 000

1 081 959 402

5 931 335

1 779 000

1 483 700 335

1 083 738 402

09 05

CAPACITIES — RESEARCH INFRASTRUCTURES

1

37 403 000

53 948 802

37 403 000

53 948 802

Title 09 — Total

Title 09 — Total

1 804 898 302

1 804 898 302

1 388 776 211

1 388 776 211

5 931 335

5 931 335

1 779 000

1 779 000

1 810 829 637

1 810 829 637

1 390 555 211

1 390 555 211

40 01 40, 40 02 41

40 01 40, 40 02 41

391 985

391 985

391 985

391 985

391 985

391 985

391 985

391 985

Total including reserves

Total including reserves

1 805 290 287

1 805 290 287

1 389 168 196

1 389 168 196

1 811 221 622

1 811 221 622

1 390 947 196

1 390 947 196

CHAPTER 09 04 — COOPERATION — INFORMATION AND COMMUNICATION TECHNOLOGIES (ICTS)

CHAPTER 09 04 — COOPERATION — INFORMATION AND COMMUNICATION TECHNOLOGIES (ICTS)

| Title
  Chapter
  Article
  Item | Heading | FF | Budget 2013 | Amending budget No. 1/2013 | New amount |
| --- | --- | --- | --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 09 04 | COOPERATION — INFORMATION AND COMMUNICATION TECHNOLOGIES (ICTs) |
| 09 04 01 | Support for research cooperation in the area of information and communication technologies (ICTs — Cooperation) |
| 09 04 01 01 | Support for research cooperation in the area of information and communication technologies (ICTs — Cooperation) | 1.1 | 1 301 428 065 | 1 015 600 643 | 5 931 335 | 1 779 000 | 1 307 359 400 | 1 017 379 643 |
| 09 04 01 02 | Cooperation — Information and communication technologies — ARTEMIS Joint Undertaking | 1.1 | 65 000 000 | 19 016 953 | | | 65 000 000 | 19 016 953 |
| 09 04 01 03 | Cooperation — Information and communication technologies — Support expenditure for ARTEMIS Joint Undertaking | 1.1 | 911 793 | 901 234 | | | 911 793 | 901 234 |
| 09 04 01 04 | Cooperation — Information and communication technologies — ENIAC Joint Undertaking | 1.1 | 110 000 000 | 35 143 790 | | | 110 000 000 | 35 143 790 |
| 09 04 01 05 | Cooperation — Information and communication technologies — Support expenditure for ENIAC Joint Undertaking | 1.1 | 429 142 | 424 172 | | | 429 142 | 424 172 |
| | Article 09 04 01 — Subtotal | | 1 477 769 000 | 1 071 086 792 | 5 931 335 | 1 779 000 | 1 483 700 335 | 1 072 865 792 |
| 09 04 02 | Appropriations accruing from contributions from (non-European Economic Area) third parties to research and technological development | 1.1 | p.m. | p.m. | | | p.m. | p.m. |
| 09 04 03 | Completion of previous European Community framework programmes (prior to 2007) | 1.1 | — | 10 872 610 | | | — | 10 872 610 |
| | Chapter 09 04 — Total | | 1 477 769 000 | 1 081 959 402 | 5 931 335 | 1 779 000 | 1 483 700 335 | 1 083 738 402 |

Title

Chapter

Article

Item

Heading

FF

Budget 2013

Amending budget No. 1/2013

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

09 04

COOPERATION — INFORMATION AND COMMUNICATION TECHNOLOGIES (ICTs)

09 04 01

09 04 01

Support for research cooperation in the area of information and communication technologies (ICTs — Cooperation)

Support for research cooperation in the area of information and communication technologies (ICTs — Cooperation)

09 04 01 01

Support for research cooperation in the area of information and communication technologies (ICTs — Cooperation)

1.1

1 301 428 065

1 015 600 643

5 931 335

1 779 000

1 307 359 400

1 017 379 643

09 04 01 02

Cooperation — Information and communication technologies — ARTEMIS Joint Undertaking

1.1

65 000 000

19 016 953

65 000 000

19 016 953

09 04 01 03

Cooperation — Information and communication technologies — Support expenditure for ARTEMIS Joint Undertaking

1.1

911 793

901 234

911 793

901 234

09 04 01 04

Cooperation — Information and communication technologies — ENIAC Joint Undertaking

1.1

110 000 000

35 143 790

110 000 000

35 143 790

09 04 01 05

Cooperation — Information and communication technologies — Support expenditure for ENIAC Joint Undertaking

1.1

429 142

424 172

429 142

424 172

Article 09 04 01 — Subtotal

Article 09 04 01 — Subtotal

1 477 769 000

1 071 086 792

5 931 335

1 779 000

1 483 700 335

1 072 865 792

09 04 02

09 04 02

Appropriations accruing from contributions from (non-European Economic Area) third parties to research and technological development

Appropriations accruing from contributions from (non-European Economic Area) third parties to research and technological development

1.1

p.m.

p.m.

p.m.

p.m.

09 04 03

09 04 03

Completion of previous European Community framework programmes (prior to 2007)

Completion of previous European Community framework programmes (prior to 2007)

1.1

—

10 872 610

—

10 872 610

Chapter 09 04 — Total

Chapter 09 04 — Total

1 477 769 000

1 477 769 000

1 081 959 402

1 081 959 402

5 931 335

5 931 335

1 779 000

1 779 000

1 483 700 335

1 483 700 335

1 083 738 402

1 083 738 402

09 04 01Support for research cooperation in the area of information and communication technologies (ICTs — Cooperation)

09 04 01Support for research cooperation in the area of information and communication technologies (ICTs — Cooperation)

09 04 01 01Support for research cooperation in the area of information and communication technologies (ICTs — Cooperation)

| Budget 2013 | Amending budget No. 1/2013 | New amount |
| --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 1 301 428 065 | 1 015 600 643 | 5 931 335 | 1 779 000 | 1 307 359 400 | 1 017 379 643 |

Budget 2013

Amending budget No. 1/2013

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

1 301 428 065

1 015 600 643

5 931 335

1 779 000

1 307 359 400

1 017 379 643

Remarks

Remarks

The objective of the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007-2013) and the ‘Information and Communication Technologies’ theme of the specific ‘Cooperation’ programme is to improve the competitiveness of European industry and to enable Europe to master and shape the future developments in ICTs in accordance with a long-term European ICT strategy so that the demands of its society and economy are met and European standards help shape the global ICT developments rather than being overtaken by other growing global markets.

Activities will strengthen Europe's scientific and technology base and ensure its global leadership in ICTs, help drive and stimulate innovation through ICT use and ensure that ICT progress is rapidly transformed into benefits for Europe's citizens, businesses, industry and governments.

The ICT theme prioritises strategic research around key technology pillars, ensures end-to-end integration of technologies and provides the knowledge and the means to develop a wide range of innovative ICT applications.

The activities leverage industrial and technological advances in the ICT sector and improve the competitive edge of important ICT-intensive sectors — both through innovative high-value ICT-based products and services and from new or improved organisational processes in businesses and administrations alike. The ICT theme also supports other policies of the Union by mobilising ICTs to meet public and societal demands.

Activities cover collaboration and exchange of best practices with a view to setting common standards for the Union that are compatible with, or set, a global standard, networking actions and national programme coordination initiatives. This appropriation is also intended to cover the costs of independent experts assisting in proposal evaluations and project reviews, the costs of events, meetings, conferences, workshops and seminars of European interest organised by the Commission, the costs of studies, analyses and evaluations, the costs of monitoring and evaluation of the specific programmes and of the framework programmes and the costs of measures to monitor and disseminate the results of the programmes, including measures under previous framework programmes.

The contributions from the EFTA States pursuant to the Agreement on the European Economic Area and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this item. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with Article 21(2)(e) to (g) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.

Part of these appropriations is intended to foster common approaches to key global challenges, such as an ICT strategy that is not only able to compete with rapidly emerging ICT markets (e.g. in Asia), but that can also set standards for global ICT policy-making in the interest of European values, by pooling resources and fostering the exchange of best practices for the advancement of research, development and innovation in the field of ICT. Measures will aim at improving the efficacy of actions by the international community and will be complementary to existing mechanisms and successful working relationships. The appropriations will be used to fund innovative ventures between European and third countries. The scope of such ventures will go beyond what could be undertaken by a single country and will benefit both the Union and its partners in preparing their leading role for setting future ICT standards. In implementing this action, the Commission will ensure a balanced distribution of subsidies. It will help actors at a global level to engage in research partnerships in order to foster innovation in the field of ICT.

Legal basis

Legal basis

Decision No 1982/2006/EC of the European Parliament and of the Council of 18 December 2006 concerning the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007-2013) (OJ L 412, 30.12.2006, p. 1).

Regulation (EC) No 1906/2006 of the European Parliament and of the Council of 18 December 2006 laying down the rules for the participation of undertakings, research centres and universities in actions under the Seventh Framework Programme and for the dissemination of research results (2007 to 2013) (OJ L 391, 30.12.2006, p. 1).

Council Decision 2006/971/EC of 19 December 2006 concerning the Specific Programme ‘Cooperation’ implementing the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007 to 2013) (OJ L 400, 30.12.2006, p. 86).

TITLE 10

TITLE 10

DIRECT RESEARCH

DIRECT RESEARCH

| Title
  Chapter | Heading | FF | Budget 2013 | Amending budget No. 1/2013 | New amount |
| --- | --- | --- | --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 10 01 | ADMINISTRATIVE EXPENDITURE OF THE ‘DIRECT RESEARCH’ POLICY AREA | 1 | 350 080 000 | 350 080 000 | | | 350 080 000 | 350 080 000 |
| 10 02 | DIRECTLY FINANCED RESEARCH OPERATIONAL APPROPRIATIONS — SEVENTH FRAMEWORK PROGRAMME (2007 TO 2013) — EU | 1 | 32 898 000 | 28 664 154 | 191 156 | 57 000 | 33 089 156 | 28 721 154 |
| 10 03 | DIRECTLY FINANCED RESEARCH OPERATIONAL APPROPRIATIONS — SEVENTH FRAMEWORK PROGRAMME (2007 TO 2011 AND 2012 TO 2013) — EURATOM | 1 | 10 250 000 | 7 314 301 | | | 10 250 000 | 7 314 301 |
| 10 04 | COMPLETION OF PREVIOUS FRAMEWORK PROGRAMMES AND OTHER ACTIVITIES | 1 | p.m. | p.m. | | | p.m. | p.m. |
| 10 05 | HISTORICAL LIABILITIES RESULTING FROM NUCLEAR ACTIVITIES CARRIED OUT BY THE JOINT RESEARCH CENTRE PURSUANT TO THE EURATOM TREATY | 1 | 30 900 000 | 25 204 688 | | | 30 900 000 | 25 204 688 |
| | Title 10 — Total | | 424 128 000 | 411 263 143 | 191 156 | 57 000 | 424 319 156 | 411 320 143 |

Title

Chapter

Heading

FF

Budget 2013

Amending budget No. 1/2013

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

10 01

ADMINISTRATIVE EXPENDITURE OF THE ‘DIRECT RESEARCH’ POLICY AREA

1

350 080 000

350 080 000

350 080 000

350 080 000

10 02

DIRECTLY FINANCED RESEARCH OPERATIONAL APPROPRIATIONS — SEVENTH FRAMEWORK PROGRAMME (2007 TO 2013) — EU

1

32 898 000

28 664 154

191 156

57 000

33 089 156

28 721 154

10 03

DIRECTLY FINANCED RESEARCH OPERATIONAL APPROPRIATIONS — SEVENTH FRAMEWORK PROGRAMME (2007 TO 2011 AND 2012 TO 2013) — EURATOM

1

10 250 000

7 314 301

10 250 000

7 314 301

10 04

COMPLETION OF PREVIOUS FRAMEWORK PROGRAMMES AND OTHER ACTIVITIES

1

p.m.

p.m.

p.m.

p.m.

10 05

HISTORICAL LIABILITIES RESULTING FROM NUCLEAR ACTIVITIES CARRIED OUT BY THE JOINT RESEARCH CENTRE PURSUANT TO THE EURATOM TREATY

1

30 900 000

25 204 688

30 900 000

25 204 688

Title 10 — Total

Title 10 — Total

424 128 000

424 128 000

411 263 143

411 263 143

191 156

191 156

57 000

57 000

424 319 156

424 319 156

411 320 143

411 320 143

Remarks

Remarks

These remarks apply to all the budget headings in the ‘Direct research’ policy area (with the exception of Chapter 10 05).

The appropriations cover not only expenditure on operations and staff covered by the Staff Regulations, but also other expenditure on staff, contracting, infrastructure, information and publications and any other administrative expenditure arising from research and technological development operations, including exploratory research.

In accordance with Article 21 of the Financial Regulation, any revenue entered in Items 6 2 2 4 and 6 2 2 5 of the statement of revenue may give rise to the provision of additional appropriations.

Miscellaneous revenue may give rise to the provision of additional appropriations to be used in Chapters 10 02, 10 03 or 10 04 or Article 10 01 05, depending on their purpose.

Any revenue from the contributions from candidate countries and, if applicable, the western Balkan potential candidate countries for participating in Union programmes entered in Item 6 0 3 1 of the statement of revenue may give rise to the provision of additional appropriations in accordance with Article 21(2)(e) to (g) of the Financial Regulation.

The possibility of third countries or organisations from third countries taking part in European cooperation in the field of scientific and technical research is envisaged for some of these projects. Any financial contribution will be entered in Item 6 0 1 3 of the statement of revenue and may give rise to the provision of additional appropriations in accordance with Article 21 of the Financial Regulation.

The additional appropriations will be provided under Articles 10 02 02 and 10 03 02.

The appropriations in this title cover the cost of the staff working in the financial and administrative departments of the Joint Research Centre and of the support which they need (approximately 15 % of the cost).

CHAPTER 10 02 — DIRECTLY FINANCED RESEARCH OPERATIONAL APPROPRIATIONS — SEVENTH FRAMEWORK PROGRAMME (2007 TO 2013) — EU

CHAPTER 10 02 — DIRECTLY FINANCED RESEARCH OPERATIONAL APPROPRIATIONS — SEVENTH FRAMEWORK PROGRAMME (2007 TO 2013) — EU

| Title
  Chapter
  Article
  Item | Heading | FF | Budget 2013 | Amending budget No. 1/2013 | New amount |
| --- | --- | --- | --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 10 02 | DIRECTLY FINANCED RESEARCH OPERATIONAL APPROPRIATIONS — SEVENTH FRAMEWORK PROGRAMME (2007 TO 2013) — EU |
| 10 02 01 | Non-nuclear activities of the Joint Research Centre (JRC) | 1.1 | 32 898 000 | 28 664 154 | 191 156 | 57 000 | 33 089 156 | 28 721 154 |
| 10 02 02 | Appropriations accruing from contributions from (non-European Economic Area) third parties to research and technological development | 1.1 | p.m. | p.m. | | | p.m. | p.m. |
| | Chapter 10 02 — Total | | 32 898 000 | 28 664 154 | 191 156 | 57 000 | 33 089 156 | 28 721 154 |

Title

Chapter

Article

Item

Heading

FF

Budget 2013

Amending budget No. 1/2013

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

10 02

DIRECTLY FINANCED RESEARCH OPERATIONAL APPROPRIATIONS — SEVENTH FRAMEWORK PROGRAMME (2007 TO 2013) — EU

10 02 01

10 02 01

Non-nuclear activities of the Joint Research Centre (JRC)

Non-nuclear activities of the Joint Research Centre (JRC)

1.1

32 898 000

28 664 154

191 156

57 000

33 089 156

28 721 154

10 02 02

10 02 02

Appropriations accruing from contributions from (non-European Economic Area) third parties to research and technological development

Appropriations accruing from contributions from (non-European Economic Area) third parties to research and technological development

1.1

p.m.

p.m.

p.m.

p.m.

Chapter 10 02 — Total

Chapter 10 02 — Total

32 898 000

32 898 000

28 664 154

28 664 154

191 156

191 156

57 000

57 000

33 089 156

33 089 156

28 721 154

28 721 154

10 02 01Non-nuclear activities of the Joint Research Centre (JRC)

10 02 01Non-nuclear activities of the Joint Research Centre (JRC)

| Budget 2013 | Amending budget No. 1/2013 | New amount |
| --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 32 898 000 | 28 664 154 | 191 156 | 57 000 | 33 089 156 | 28 721 154 |

Budget 2013

Amending budget No. 1/2013

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

32 898 000

28 664 154

191 156

57 000

33 089 156

28 721 154

Remarks

Remarks

This appropriation is intended to cover the scientific and technical support and research activities carried out by the Joint Research Centre in accordance with the non-nuclear specific programme for the following themes:

| — | prosperity in a knowledge-intensive society, |
| --- | --- |

—

prosperity in a knowledge-intensive society,

| — | solidarity and the responsible management of resources, |
| --- | --- |

—

solidarity and the responsible management of resources,

| — | security and freedom, |
| --- | --- |

—

security and freedom,

| — | Europe as world partner. |
| --- | --- |

—

Europe as world partner.

It covers specific expenditure relating to the research and support activities in question (purchases of all types and contracts). This includes expenditure on scientific infrastructure directly incurred for the projects concerned.

This appropriation is also intended to cover expenditure of any type concerning research activities relating to activities under this article entrusted to the Joint Research Centre within the framework of its participation on a competitive basis in indirect actions.

In accordance with Article 21 and Article 183(2) of the Financial Regulation, any revenue entered in Items 6 2 2 3 and 6 2 2 6 of the statement of revenue may give rise to the provision of additional appropriations.

The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this article. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with Article 21(2)(e) to (g) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation according to the ‘European Economic Area’ Annex to this part of the statement of expenditure of this section, which forms an integral part of the general budget.

Legal basis

Legal basis

Regulation (EC) No 1906/2006 of the European Parliament and of the Council of 18 December 2006 laying down the rules for the participation of undertakings, research centres and universities in actions under the Seventh Framework Programme and for the dissemination of research results (2007-2013) (OJ L 391, 30.12.2006, p. 1).

Decision No 1982/2006/EC of the European Parliament and of the Council of 18 December 2006 concerning the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007-2013) (OJ L 412, 30.12.2006, p. 1).

Council Decision 2006/975/EC of 19 December 2006 concerning the specific programme to be carried out by means of direct actions by the Joint Research Centre under the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007 to 2013) (OJ L 400, 30.12.2006, p. 368).

TITLE 11

TITLE 11

MARITIME AFFAIRS AND FISHERIES

MARITIME AFFAIRS AND FISHERIES

| Title
  Chapter | Heading | FF | Budget 2013 | Amending budget No. 1/2013 | New amount |
| --- | --- | --- | --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 11 01 | ADMINISTRATIVE EXPENDITURE OF THE ‘MARITIME AFFAIRS AND FISHERIES’ POLICY AREA | | 41 694 014 | 41 694 014 | | | 41 694 014 | 41 694 014 |
| 11 02 | FISHERIES MARKETS | 2 | 26 896 768 | 26 943 107 | | | 26 896 768 | 26 943 107 |
| 11 03 | INTERNATIONAL FISHERIES AND LAW OF THE SEA | 2 | 38 510 000 | 37 273 285 | | | 38 510 000 | 37 273 285 |
| | 40 02 41 | | 115 220 000 | 113 885 651 | | | 115 220 000 | 113 885 651 |
| | | | 153 730 000 | 151 158 936 | | | 153 730 000 | 151 158 936 |
| 11 04 | GOVERNANCE OF THE COMMON FISHERIES POLICY | 2 | 5 390 000 | 4 820 520 | | | 5 390 000 | 4 820 520 |
| 11 06 | EUROPEAN FISHERIES FUND (EFF) | 2 | 686 307 712 | 481 953 163 | 8 700 000 | 2 175 000 | 695 007 712 | 484 128 163 |
| 11 07 | CONSERVATION, MANAGEMENT AND EXPLOITATION OF LIVING AQUATIC RESOURCES | 2 | 51 200 000 | 39 792 555 | 750 000 | 375 000 | 51 950 000 | 40 167 555 |
| 11 08 | CONTROL AND ENFORCEMENT OF THE COMMON FISHERIES POLICY | 2 | 57 863 900 | 34 385 692 | 750 000 | 37 500 | 58 613 900 | 34 423 192 |
| 11 09 | MARITIME POLICY | 2 | 1 200 000 | 13 043 250 | | | 1 200 000 | 13 043 250 |
| | Title 11 — Total | | 909 062 394 | 679 905 586 | 10 200 000 | 2 587 500 | 919 262 394 | 682 493 086 |
| | 40 01 40, 40 02 41 | | 115 220 000 | 113 885 651 | | | 115 220 000 | 113 885 651 |
| | Total including reserves | | 1 024 282 394 | 793 791 237 | | | 1 034 482 394 | 796 378 737 |

Title

Chapter

Heading

FF

Budget 2013

Amending budget No. 1/2013

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

11 01

ADMINISTRATIVE EXPENDITURE OF THE ‘MARITIME AFFAIRS AND FISHERIES’ POLICY AREA

41 694 014

41 694 014

41 694 014

41 694 014

11 02

FISHERIES MARKETS

2

26 896 768

26 943 107

26 896 768

26 943 107

11 03

INTERNATIONAL FISHERIES AND LAW OF THE SEA

2

38 510 000

37 273 285

38 510 000

37 273 285

40 02 41

40 02 41

115 220 000

115 220 000

113 885 651

113 885 651

115 220 000

115 220 000

113 885 651

113 885 651

153 730 000

151 158 936

153 730 000

151 158 936

11 04

GOVERNANCE OF THE COMMON FISHERIES POLICY

2

5 390 000

4 820 520

5 390 000

4 820 520

11 06

EUROPEAN FISHERIES FUND (EFF)

2

686 307 712

481 953 163

8 700 000

2 175 000

695 007 712

484 128 163

11 07

CONSERVATION, MANAGEMENT AND EXPLOITATION OF LIVING AQUATIC RESOURCES

2

51 200 000

39 792 555

750 000

375 000

51 950 000

40 167 555

11 08

CONTROL AND ENFORCEMENT OF THE COMMON FISHERIES POLICY

2

57 863 900

34 385 692

750 000

37 500

58 613 900

34 423 192

11 09

MARITIME POLICY

2

1 200 000

13 043 250

1 200 000

13 043 250

Title 11 — Total

Title 11 — Total

909 062 394

909 062 394

679 905 586

679 905 586

10 200 000

10 200 000

2 587 500

2 587 500

919 262 394

919 262 394

682 493 086

682 493 086

40 01 40, 40 02 41

40 01 40, 40 02 41

115 220 000

115 220 000

113 885 651

113 885 651

115 220 000

115 220 000

113 885 651

113 885 651

Total including reserves

Total including reserves

1 024 282 394

1 024 282 394

793 791 237

793 791 237

1 034 482 394

1 034 482 394

796 378 737

796 378 737

CHAPTER 11 06 — EUROPEAN FISHERIES FUND (EFF)

CHAPTER 11 06 — EUROPEAN FISHERIES FUND (EFF)

| Title
  Chapter
  Article
  Item | Heading | FF | Budget 2013 | Amending budget No. 1/2013 | New amount |
| --- | --- | --- | --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 11 06 | EUROPEAN FISHERIES FUND (EFF) |
| 11 06 01 | Completion of the Financial Instrument for Fisheries Guidance (FIFG) — Objective 1 (2000 to 2006) | 2 | p.m. | 14 826 287 | | | p.m. | 14 826 287 |
| 11 06 02 | Completion of the special programme for peace and reconciliation in Northern Ireland and the border counties of Ireland (2000 to 2006) | 2 | p.m. | p.m. | | | p.m. | p.m. |
| 11 06 03 | Completion of earlier programmes — Former Objectives 1 and 6 (prior to 2000) | 2 | p.m. | p.m. | | | p.m. | p.m. |
| 11 06 04 | Completion of the Financial Instrument for Fisheries Guidance (FIFG) — Outside Objective 1 areas (2000 to 2006) | 2 | p.m. | 4 942 096 | | | p.m. | 4 942 096 |
| 11 06 05 | Completion of earlier programmes — Former Objective 5a (prior to 2000) | 2 | p.m. | p.m. | | | p.m. | p.m. |
| 11 06 06 | Completion of earlier programmes — Initiatives prior to 2000 | 2 | p.m. | p.m. | | | p.m. | p.m. |
| 11 06 08 | Completion of earlier programmes — Former operational technical assistance and innovative measures (prior to 2000) | 2 | p.m. | p.m. | | | p.m. | p.m. |
| 11 06 09 | Specific measure aiming to promote the conversion of vessels and of fishermen that were, up to 1999, dependent on the fishing agreement with Morocco | 2 | p.m. | p.m. | | | p.m. | p.m. |
| 11 06 11 | European Fisheries Fund (EFF) — Operational technical assistance | 2 | 3 500 000 | 2 569 890 | | | 3 500 000 | 2 569 890 |
| 11 06 12 | European Fisheries Fund (EFF) — Convergence objective | 2 | 519 652 868 | 341 004 596 | 8 700 000 | 2 175 000 | 528 352 868 | 343 179 596 |
| 11 06 13 | European Fisheries Fund (EFF) — Outside convergence objective | 2 | 163 154 844 | 118 610 294 | | | 163 154 844 | 118 610 294 |
| | Chapter 11 06 — Total | | 686 307 712 | 481 953 163 | 8 700 000 | 2 175 000 | 695 007 712 | 484 128 163 |

Title

Chapter

Article

Item

Heading

FF

Budget 2013

Amending budget No. 1/2013

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

11 06

EUROPEAN FISHERIES FUND (EFF)

11 06 01

11 06 01

Completion of the Financial Instrument for Fisheries Guidance (FIFG) — Objective 1 (2000 to 2006)

Completion of the Financial Instrument for Fisheries Guidance (FIFG) — Objective 1 (2000 to 2006)

2

p.m.

14 826 287

p.m.

14 826 287

11 06 02

11 06 02

Completion of the special programme for peace and reconciliation in Northern Ireland and the border counties of Ireland (2000 to 2006)

Completion of the special programme for peace and reconciliation in Northern Ireland and the border counties of Ireland (2000 to 2006)

2

p.m.

p.m.

p.m.

p.m.

11 06 03

11 06 03

Completion of earlier programmes — Former Objectives 1 and 6 (prior to 2000)

Completion of earlier programmes — Former Objectives 1 and 6 (prior to 2000)

2

p.m.

p.m.

p.m.

p.m.

11 06 04

11 06 04

Completion of the Financial Instrument for Fisheries Guidance (FIFG) — Outside Objective 1 areas (2000 to 2006)

Completion of the Financial Instrument for Fisheries Guidance (FIFG) — Outside Objective 1 areas (2000 to 2006)

2

p.m.

4 942 096

p.m.

4 942 096

11 06 05

11 06 05

Completion of earlier programmes — Former Objective 5a (prior to 2000)

Completion of earlier programmes — Former Objective 5a (prior to 2000)

2

p.m.

p.m.

p.m.

p.m.

11 06 06

11 06 06

Completion of earlier programmes — Initiatives prior to 2000

Completion of earlier programmes — Initiatives prior to 2000

2

p.m.

p.m.

p.m.

p.m.

11 06 08

11 06 08

Completion of earlier programmes — Former operational technical assistance and innovative measures (prior to 2000)

Completion of earlier programmes — Former operational technical assistance and innovative measures (prior to 2000)

2

p.m.

p.m.

p.m.

p.m.

11 06 09

11 06 09

Specific measure aiming to promote the conversion of vessels and of fishermen that were, up to 1999, dependent on the fishing agreement with Morocco

Specific measure aiming to promote the conversion of vessels and of fishermen that were, up to 1999, dependent on the fishing agreement with Morocco

2

p.m.

p.m.

p.m.

p.m.

11 06 11

11 06 11

European Fisheries Fund (EFF) — Operational technical assistance

European Fisheries Fund (EFF) — Operational technical assistance

2

3 500 000

2 569 890

3 500 000

2 569 890

11 06 12

11 06 12

European Fisheries Fund (EFF) — Convergence objective

European Fisheries Fund (EFF) — Convergence objective

2

519 652 868

341 004 596

8 700 000

2 175 000

528 352 868

343 179 596

11 06 13

11 06 13

European Fisheries Fund (EFF) — Outside convergence objective

European Fisheries Fund (EFF) — Outside convergence objective

2

163 154 844

118 610 294

163 154 844

118 610 294

Chapter 11 06 — Total

Chapter 11 06 — Total

686 307 712

686 307 712

481 953 163

481 953 163

8 700 000

8 700 000

2 175 000

2 175 000

695 007 712

695 007 712

484 128 163

484 128 163

Remarks

Remarks

Article 39 of Regulation (EC) No 1260/1999 provides for financial corrections, any revenue from which is entered in Item 6 5 0 0 of the statement of revenue. That revenue may give rise to the provision of additional appropriations, in accordance with Article 21 of the Financial Regulation, in specific instances where they are necessary to cover risks of cancellation or of reductions in corrections previously decided upon.

Regulation (EC) No 1260/1999 determines the conditions for repayment of an advance without having the effect of reducing the contribution from the Structural Funds towards the assistance concerned. Any revenue from the repayment of advances entered in Item 6 1 5 7 of the statement of revenue will give rise to the provision of additional appropriations in accordance with Articles 21 and 178 of the Financial Regulation.

Measures to combat fraud are funded under Article 24 02 01.

Legal basis

Legal basis

Treaty on the Functioning of the European Union, in particular Articles 174, 175 and 177 thereof.

Council Regulation (EC) No 1260/1999 of 21 June 1999 laying down general provisions on the Structural Funds (OJ L 161, 26.6.1999, p. 1).

Council Regulation (EC) No 1198/2006 of 27 July 2006 on the European Fisheries Fund (EFF) (OJ L 223, 15.8.2006, p. 1).

Reference acts

Reference acts

Conclusions of the Berlin European Council of 24 and 25 March 1999.

11 06 12European Fisheries Fund (EFF) — Convergence objective

11 06 12European Fisheries Fund (EFF) — Convergence objective

| Budget 2013 | Amending budget No. 1/2013 | New amount |
| --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 519 652 868 | 341 004 596 | 8 700 000 | 2 175 000 | 528 352 868 | 343 179 596 |

Budget 2013

Amending budget No. 1/2013

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

519 652 868

341 004 596

8 700 000

2 175 000

528 352 868

343 179 596

Remarks

Remarks

This appropriation is intended to cover the operational programmes of the European Fisheries Fund (EFF) convergence objective for the 2007-2013 programming period.

Particular importance will be attached to the economic diversification of regions affected by a reduction in fishing activity, to the adjustment of fleet capacity and to fleet renewal, without involving an increase in fishing efforts, as well as to the sustainable development of the fishing zones.

Actions financed under this article should take into account the need to maintain a stable and enduring balance between the capacity of the fishing fleets and the resources available, and the need to promote a safety culture within fishing.

This appropriation is also intended to cover the financing of actions to improve fishing gear selectivity.

Legal basis

Legal basis

Council Regulation (EC) 1198/2006 of 27 July 2006 on the European Fisheries Fund (OJ L 223, 15.8.2006, p. 1).

CHAPTER 11 07 — CONSERVATION, MANAGEMENT AND EXPLOITATION OF LIVING AQUATIC RESOURCES

CHAPTER 11 07 — CONSERVATION, MANAGEMENT AND EXPLOITATION OF LIVING AQUATIC RESOURCES

| Title
  Chapter
  Article
  Item | Heading | FF | Budget 2013 | Amending budget No. 1/2013 | New amount |
| --- | --- | --- | --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 11 07 | CONSERVATION, MANAGEMENT AND EXPLOITATION OF LIVING AQUATIC RESOURCES |
| 11 07 01 | Support for the management of fishery resources (collection of basic data) | 2 | 46 000 000 | 35 088 879 | 750 000 | 375 000 | 46 750 000 | 35 463 879 |
| 11 07 02 | Support for the management of fishery resources (improvement of scientific advice) | 2 | 5 200 000 | 3 953 676 | | | 5 200 000 | 3 953 676 |
| 11 07 03 | Pilot project — Tools for a common governance and sustainable fisheries management: fostering collaborative research between scientists and stakeholders | 2 | — | 750 000 | | | — | 750 000 |
| | Chapter 11 07 — Total | | 51 200 000 | 39 792 555 | 750 000 | 375 000 | 51 950 000 | 40 167 555 |

Title

Chapter

Article

Item

Heading

FF

Budget 2013

Amending budget No. 1/2013

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

11 07

CONSERVATION, MANAGEMENT AND EXPLOITATION OF LIVING AQUATIC RESOURCES

11 07 01

11 07 01

Support for the management of fishery resources (collection of basic data)

Support for the management of fishery resources (collection of basic data)

2

46 000 000

35 088 879

750 000

375 000

46 750 000

35 463 879

11 07 02

11 07 02

Support for the management of fishery resources (improvement of scientific advice)

Support for the management of fishery resources (improvement of scientific advice)

2

5 200 000

3 953 676

5 200 000

3 953 676

11 07 03

11 07 03

Pilot project — Tools for a common governance and sustainable fisheries management: fostering collaborative research between scientists and stakeholders

Pilot project — Tools for a common governance and sustainable fisheries management: fostering collaborative research between scientists and stakeholders

2

—

750 000

—

750 000

Chapter 11 07 — Total

Chapter 11 07 — Total

51 200 000

51 200 000

39 792 555

39 792 555

750 000

750 000

375 000

375 000

51 950 000

51 950 000

40 167 555

40 167 555

11 07 01Support for the management of fishery resources (collection of basic data)

11 07 01Support for the management of fishery resources (collection of basic data)

| Budget 2013 | Amending budget No. 1/2013 | New amount |
| --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 46 000 000 | 35 088 879 | 750 000 | 375 000 | 46 750 000 | 35 463 879 |

Budget 2013

Amending budget No. 1/2013

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

46 000 000

35 088 879

750 000

375 000

46 750 000

35 463 879

Remarks

Remarks

This appropriation covers:

| — | the Union financial contribution to the expenditure incurred by Member States for the collection, management and use of data in the framework of multiannual national programmes, |
| --- | --- |

—

the Union financial contribution to the expenditure incurred by Member States for the collection, management and use of data in the framework of multiannual national programmes,

| — | the financing of studies and pilot projects carried out by the Commission, where appropriate in cooperation with the Member States, necessary for the conservation, management and exploitation of living aquatic resources in the framework of the common fisheries policy. |
| --- | --- |

—

the financing of studies and pilot projects carried out by the Commission, where appropriate in cooperation with the Member States, necessary for the conservation, management and exploitation of living aquatic resources in the framework of the common fisheries policy.

Legal basis

Legal basis

Council Regulation (EC) No 1543/2000 of 29 June 2000 establishing a Community framework for the collection and management of the data needed to conduct the common fisheries policy (OJ L 176, 15.7.2000, p. 1).

Council Regulation (EC) No 861/2006 of 22 May 2006 establishing Union financial measures for the implementation of the common fisheries policy and in the area of the Law of the Sea (OJ L 160, 14.6.2006, p. 1).

Council Regulation (EC) No 199/2008 of 25 February 2008 concerning the establishment of a Community framework for the collection, management and use of data in the fisheries sector and support for scientific advice regarding the Common Fisheries Policy (OJ L 60, 5.3.2008, p. 1).

Reference acts

Reference acts

Commission Regulation (EC) No 665/2008 of 14 July 2008 laying down detailed rules for the implementation of Council Regulation (EC) No 199/2008 concerning the establishment of a Community framework for the collection, management and use of data in the fisheries sector and support for scientific advice regarding the Common Fisheries Policy (OJ L 186, 15.7.2008, p. 3).

Commission Regulation (EC) No 1078/2008 of 3 November 2008 laying down detailed rules for the implementation of Council Regulation (EC) No 861/2006 as regards the expenditure incurred by Member States for the collection and management of the basic fisheries data (OJ L 295, 4.11.2008, p. 24).

CHAPTER 11 08 — CONTROL AND ENFORCEMENT OF THE COMMON FISHERIES POLICY

CHAPTER 11 08 — CONTROL AND ENFORCEMENT OF THE COMMON FISHERIES POLICY

| Title
  Chapter
  Article
  Item | Heading | FF | Budget 2013 | Amending budget No. 1/2013 | New amount |
| --- | --- | --- | --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 11 08 | CONTROL AND ENFORCEMENT OF THE COMMON FISHERIES POLICY |
| 11 08 01 | Financial contribution to the Member States for expenses in the field of control | 2 | 46 330 000 | 23 079 586 | 750 000 | 37 500 | 47 080 000 | 23 117 086 |
| 11 08 02 | Inspection and surveillance of fishing activities in EU waters and elsewhere | 2 | 2 600 000 | 2 372 206 | | | 2 600 000 | 2 372 206 |
| 11 08 05 | European Fisheries Control Agency (EFCA) |
| 11 08 05 01 | European Fisheries Control Agency (EFCA) — Contribution to Titles 1 and 2 | 2 | 7 311 359 | 7 311 359 | | | 7 311 359 | 7 311 359 |
| 11 08 05 02 | European Fisheries Control Agency (EFCA) — Contribution to Title 3 | 2 | 1 622 541 | 1 622 541 | | | 1 622 541 | 1 622 541 |
| | Article 11 08 05 — Subtotal | | 8 933 900 | 8 933 900 | | | 8 933 900 | 8 933 900 |
| | Chapter 11 08 — Total | | 57 863 900 | 34 385 692 | 750 000 | 37 500 | 58 613 900 | 34 423 192 |

Title

Chapter

Article

Item

Heading

FF

Budget 2013

Amending budget No. 1/2013

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

11 08

CONTROL AND ENFORCEMENT OF THE COMMON FISHERIES POLICY

11 08 01

11 08 01

Financial contribution to the Member States for expenses in the field of control

Financial contribution to the Member States for expenses in the field of control

2

46 330 000

23 079 586

750 000

37 500

47 080 000

23 117 086

11 08 02

11 08 02

Inspection and surveillance of fishing activities in EU waters and elsewhere

Inspection and surveillance of fishing activities in EU waters and elsewhere

2

2 600 000

2 372 206

2 600 000

2 372 206

11 08 05

11 08 05

European Fisheries Control Agency (EFCA)

European Fisheries Control Agency (EFCA)

11 08 05 01

European Fisheries Control Agency (EFCA) — Contribution to Titles 1 and 2

2

7 311 359

7 311 359

7 311 359

7 311 359

11 08 05 02

European Fisheries Control Agency (EFCA) — Contribution to Title 3

2

1 622 541

1 622 541

1 622 541

1 622 541

Article 11 08 05 — Subtotal

Article 11 08 05 — Subtotal

8 933 900

8 933 900

8 933 900

8 933 900

Chapter 11 08 — Total

Chapter 11 08 — Total

57 863 900

57 863 900

34 385 692

34 385 692

750 000

750 000

37 500

37 500

58 613 900

58 613 900

34 423 192

34 423 192

11 08 01Financial contribution to the Member States for expenses in the field of control

11 08 01Financial contribution to the Member States for expenses in the field of control

| Budget 2013 | Amending budget No. 1/2013 | New amount |
| --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 46 330 000 | 23 079 586 | 750 000 | 37 500 | 47 080 000 | 23 117 086 |

Budget 2013

Amending budget No. 1/2013

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

46 330 000

23 079 586

750 000

37 500

47 080 000

23 117 086

Remarks

Remarks

This appropriation is intended to cover expenditure incurred by Member States in implementing the monitoring and control systems applicable to the common fisheries policy for:

| — | investments relating to control activities carried out by administrative bodies or by the private sector including implementation of new control technologies such as electronic recording systems (ERS), vessel monitoring systems (VMS), automatic identification systems (AIS) connected with vessels detection systems (VDS) and the purchase and modernisation of control means, |
| --- | --- |

—

investments relating to control activities carried out by administrative bodies or by the private sector including implementation of new control technologies such as electronic recording systems (ERS), vessel monitoring systems (VMS), automatic identification systems (AIS) connected with vessels detection systems (VDS) and the purchase and modernisation of control means,

| — | training and exchange programmes for civil servants responsible for monitoring control and surveillance tasks is the fisheries area, |
| --- | --- |

—

training and exchange programmes for civil servants responsible for monitoring control and surveillance tasks is the fisheries area,

| — | implementation of pilot inspection and observer schemes, |
| --- | --- |

—

implementation of pilot inspection and observer schemes,

| — | cost/benefit analysis, assessment of expenditure and audits incurred by competent authorities in carrying out monitoring, control and surveillance, |
| --- | --- |

—

cost/benefit analysis, assessment of expenditure and audits incurred by competent authorities in carrying out monitoring, control and surveillance,

| — | initiatives, including seminars and media tools, aimed at enhancing awareness both among fishermen and other players such as inspectors, public prosecutors and judges, and among the general public of the need to fight irresponsible and illegal fishing and on the implementation of the rules of the common fisheries policy, |
| --- | --- |

—

initiatives, including seminars and media tools, aimed at enhancing awareness both among fishermen and other players such as inspectors, public prosecutors and judges, and among the general public of the need to fight irresponsible and illegal fishing and on the implementation of the rules of the common fisheries policy,

| — | implementation of systems and procedures to enable traceability and instruments to control fleet capacity through the monitoring of engine power, |
| --- | --- |

—

implementation of systems and procedures to enable traceability and instruments to control fleet capacity through the monitoring of engine power,

| — | pilot projects such as CCTV (closed circuit television). |
| --- | --- |

—

pilot projects such as CCTV (closed circuit television).

Legal basis

Legal basis

Council Regulation (EC) No 2371/2002 of 20 December 2002 on the conservation and sustainable exploitation of fisheries resources under the Common Fisheries Policy (OJ L 358, 31.12.2002, p. 59).

Council Regulation (EC) No 861/2006 of 22 May 2006 establishing Union financial measures for the implementation of the common fisheries policy and in the area of the Law of the Sea (OJ L 160, 14.6.2006, p. 1).

Council Regulation (EC) No 1005/2008 of 29 September 2008 establishing a Community system to prevent, deter and eliminate illegal, unreported and unregulated fishing, amending Regulations (EEC) No 2847/93, (EC) No 1936/2001 and (EC) No 601/2004 and repealing Regulations (EC) No 1093/94 and (EC) No 1447/1999 (OJ L 286, 29.10.2008, p. 1).

Council Regulation (EC) No 1224/2009 of 20 November 2009 establishing a Community control system for ensuring compliance with the rules of the common fisheries policy (OJ L 343, 22.12.2009, p. 1).

Reference acts

Reference acts

Commission Regulation (EC) No 391/2007 of 11 April 2007 laying down detailed rules for the implementation of Council Regulation (EC) No 861/2006 as regards the expenditure incurred by Member States in implementing the monitoring and control systems applicable to the Common Fisheries Policy (OJ L 97, 12.4.2007, p. 30).

Commission implementing Regulation (EU) No 404/2011 of 8 April 2011 laying down detailed rules for the implementation of Council Regulation (EC) No 1224/2009 establishing a Community control system for ensuring compliance with the rules of the Common Fisheries Policy (OJ L 112, 30.4.2011, p. 1).

TITLE 13

TITLE 13

REGIONAL POLICY

REGIONAL POLICY

| Title
  Chapter | Heading | FF | Budget 2013 | Amending budget No. 1/2013 | New amount |
| --- | --- | --- | --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 13 01 | ADMINISTRATIVE EXPENDITURE OF THE ‘REGIONAL POLICY’ POLICY AREA | | 88 792 579 | 88 792 579 | | | 88 792 579 | 88 792 579 |
| 13 03 | EUROPEAN REGIONAL DEVELOPMENT FUND AND OTHER REGIONAL OPERATIONS | 1 | 30 400 278 699 | 27 837 639 461 | 239 600 000 | 71 880 000 | 30 639 878 699 | 27 909 519 461 |
| 13 04 | COHESION FUND | 1 | 12 350 000 000 | 9 106 997 424 | 149 800 000 | 59 920 000 | 12 499 800 000 | 9 166 917 424 |
| 13 05 | PRE-ACCESSION OPERATIONS RELATED TO THE STRUCTURAL POLICIES | | 549 770 452 | 400 098 052 | | | 549 770 452 | 400 098 052 |
| 13 06 | SOLIDARITY FUND | | p.m. | p.m. | | | p.m. | p.m. |
| | Title 13 — Total | | 43 388 841 730 | 37 433 527 516 | 389 400 000 | 131 800 000 | 43 778 241 730 | 37 565 327 516 |

Title

Chapter

Heading

FF

Budget 2013

Amending budget No. 1/2013

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

13 01

ADMINISTRATIVE EXPENDITURE OF THE ‘REGIONAL POLICY’ POLICY AREA

88 792 579

88 792 579

88 792 579

88 792 579

13 03

EUROPEAN REGIONAL DEVELOPMENT FUND AND OTHER REGIONAL OPERATIONS

1

30 400 278 699

27 837 639 461

239 600 000

71 880 000

30 639 878 699

27 909 519 461

13 04

COHESION FUND

1

12 350 000 000

9 106 997 424

149 800 000

59 920 000

12 499 800 000

9 166 917 424

13 05

PRE-ACCESSION OPERATIONS RELATED TO THE STRUCTURAL POLICIES

549 770 452

400 098 052

549 770 452

400 098 052

13 06

SOLIDARITY FUND

p.m.

p.m.

p.m.

p.m.

Title 13 — Total

Title 13 — Total

43 388 841 730

43 388 841 730

37 433 527 516

37 433 527 516

389 400 000

389 400 000

131 800 000

131 800 000

43 778 241 730

43 778 241 730

37 565 327 516

37 565 327 516

CHAPTER 13 03 — EUROPEAN REGIONAL DEVELOPMENT FUND AND OTHER REGIONAL OPERATIONS

CHAPTER 13 03 — EUROPEAN REGIONAL DEVELOPMENT FUND AND OTHER REGIONAL OPERATIONS

| Title
  Chapter
  Article
  Item | Heading | FF | Budget 2013 | Amending budget No. 1/2013 | New amount |
| --- | --- | --- | --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 13 03 | EUROPEAN REGIONAL DEVELOPMENT FUND AND OTHER REGIONAL OPERATIONS |
| 13 03 01 | Completion of European Regional Development Fund (ERDF) — Objective 1 (2000 to 2006) | 1.2 | p.m. | 618 000 000 | | | p.m. | 618 000 000 |
| 13 03 02 | Completion of the special programme for peace and reconciliation in Northern Ireland and the border counties of Ireland (2000 to 2006) | 1.2 | p.m. | p.m. | | | p.m. | p.m. |
| 13 03 03 | Completion of European Regional Development Fund (ERDF) — Objective 1 (prior to 2000) | 1.2 | p.m. | p.m. | | | p.m. | p.m. |
| 13 03 04 | Completion of European Regional Development Fund (ERDF) — Objective 2 (2000 to 2006) | 1.2 | p.m. | 62 000 000 | | | p.m. | 62 000 000 |
| 13 03 05 | Completion of European Regional Development Fund (ERDF) — Objective 2 (prior to 2000) | 1.2 | p.m. | p.m. | | | p.m. | p.m. |
| 13 03 06 | Completion of Urban (2000 to 2006) | 1.2 | p.m. | 3 000 000 | | | p.m. | 3 000 000 |
| 13 03 07 | Completion of earlier programmes — Community initiatives (prior to 2000) | 1.2 | p.m. | p.m. | | | p.m. | p.m. |
| 13 03 08 | Completion of European Regional Development Fund (ERDF) — Technical assistance and innovative measures (2000 to 2006) | 1.2 | p.m. | p.m. | | | p.m. | p.m. |
| 13 03 09 | Completion of European Regional Development Fund (ERDF) — Technical assistance and innovation measures (prior to 2000) | 1.2 | p.m. | p.m. | | | p.m. | p.m. |
| 13 03 12 | Union contribution to the International Fund for Ireland | 1.1 | p.m. | p.m. | | | p.m. | p.m. |
| 13 03 13 | Completion of Interreg III Community initiative (2000 to 2006) | 1.2 | p.m. | 42 000 000 | | | p.m. | 42 000 000 |
| 13 03 14 | Support for regions bordering candidate countries — Completion of earlier programmes (2000 to 2006) | 1.2 | p.m. | p.m. | | | p.m. | p.m. |
| 13 03 16 | European Regional Development Fund (ERDF) — Convergence | 1.2 | 25 081 705 801 | 22 933 000 000 | 228 400 000 | 68 520 000 | 25 310 105 801 | 23 001 520 000 |
| 13 03 17 | European Regional Development Fund (ERDF) — PEACE | 1.2 | 34 060 138 | 45 000 000 | | | 34 060 138 | 45 000 000 |
| 13 03 18 | European Regional Development Fund (ERDF) — Regional competitiveness and employment | 1.2 | 4 022 082 950 | 3 367 822 988 | | | 4 022 082 950 | 3 367 822 988 |
| 13 03 19 | European Regional Development Fund (ERDF) — European territorial cooperation | 1.2 | 1 202 729 810 | 723 805 012 | 11 200 000 | 3 360 000 | 1 213 929 810 | 727 165 012 |
| 13 03 20 | European Regional Development Fund (ERDF) — Operational technical assistance | 1.2 | 50 000 000 | 35 583 088 | | | 50 000 000 | 35 583 088 |
| 13 03 21 | Pilot project — Pan-European coordination of Roma integration methods | 1.2 | p.m. | p.m. | | | p.m. | p.m. |
| 13 03 22 | Pilot project — Erasmus for elected local and regional representatives | 1.2 | p.m. | p.m. | | | p.m. | p.m. |
| 13 03 23 | Pilot project — Enhancing regional and local cooperation through the promotion of Union regional policy on a global scale | 1.2 | p.m. | 92 000 | | | p.m. | 92 000 |
| 13 03 24 | Preparatory action — Promoting a more favourable environment for micro-credit in Europe | 1.2 | p.m. | p.m. | | | p.m. | p.m. |
| 13 03 26 | Pilot project — Suburbs sustainable regeneration | 1.2 | p.m. | 142 163 | | | p.m. | 142 163 |
| 13 03 27 | Preparatory action — RURBAN — Partnership for sustainable urban-rural development | 1.2 | p.m. | p.m. | | | p.m. | p.m. |
| 13 03 28 | Preparatory action — Enhancing regional and local cooperation through the promotion of Union regional policy on a global scale | 1.2 | 2 000 000 | 2 000 000 | | | 2 000 000 | 2 000 000 |
| 13 03 29 | Preparatory action — The definition of governance model for the European Union Danube Region — better and effective coordination | 1.2 | 1 000 000 | 900 000 | | | 1 000 000 | 900 000 |
| 13 03 30 | Pilot project — Towards a common regional identity, reconciliation of nations and economic and social cooperation including a Pan-European Expertise and Excellence Platform in the Danube macro-region | 1.2 | p.m. | 600 000 | | | p.m. | 600 000 |
| 13 03 31 | Technical assistance and dissemination of information on the European Union Strategy for the Baltic Sea Region and an improved knowledge of macro-regions strategy | 1.2 | 2 500 000 | 494 210 | | | 2 500 000 | 494 210 |
| 13 03 32 | Preparatory action on an Atlantic Forum for the European Union Atlantic Strategy | 1.2 | 1 200 000 | 600 000 | | | 1 200 000 | 600 000 |
| 13 03 33 | Preparatory action — Supporting Mayotte, or any other territory potentially affected, with the switchover to outermost-region status | 1.2 | p.m. | 600 000 | | | p.m. | 600 000 |
| 13 03 34 | Preparatory action — Erasmus for elected local and regional representatives | 1.2 | 1 000 000 | 1 000 000 | | | 1 000 000 | 1 000 000 |
| 13 03 35 | Preparatory action — Towards a common regional identity, reconciliation of nations and economic and social cooperation including a Pan-European Expertise and Excellence Platform in the Danube macro-region | 1.2 | 2 000 000 | 1 000 000 | | | 2 000 000 | 1 000 000 |
| 13 03 40 | Risk sharing instruments financed from the ERDF Convergence envelope | 1.2 | p.m. | p.m. | | | p.m. | p.m. |
| 13 03 41 | Risk sharing instruments financed from the ERDF Regional competitiveness and employment envelope | 1.2 | p.m. | p.m. | | | p.m. | p.m. |
| | Chapter 13 03 — Total | | 30 400 278 699 | 27 837 639 461 | 239 600 000 | 71 880 000 | 30 639 878 699 | 27 909 519 461 |

Title

Chapter

Article

Item

Heading

FF

Budget 2013

Amending budget No. 1/2013

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

13 03

EUROPEAN REGIONAL DEVELOPMENT FUND AND OTHER REGIONAL OPERATIONS

13 03 01

13 03 01

Completion of European Regional Development Fund (ERDF) — Objective 1 (2000 to 2006)

Completion of European Regional Development Fund (ERDF) — Objective 1 (2000 to 2006)

1.2

p.m.

618 000 000

p.m.

618 000 000

13 03 02

13 03 02

Completion of the special programme for peace and reconciliation in Northern Ireland and the border counties of Ireland (2000 to 2006)

Completion of the special programme for peace and reconciliation in Northern Ireland and the border counties of Ireland (2000 to 2006)

1.2

p.m.

p.m.

p.m.

p.m.

13 03 03

13 03 03

Completion of European Regional Development Fund (ERDF) — Objective 1 (prior to 2000)

Completion of European Regional Development Fund (ERDF) — Objective 1 (prior to 2000)

1.2

p.m.

p.m.

p.m.

p.m.

13 03 04

13 03 04

Completion of European Regional Development Fund (ERDF) — Objective 2 (2000 to 2006)

Completion of European Regional Development Fund (ERDF) — Objective 2 (2000 to 2006)

1.2

p.m.

62 000 000

p.m.

62 000 000

13 03 05

13 03 05

Completion of European Regional Development Fund (ERDF) — Objective 2 (prior to 2000)

Completion of European Regional Development Fund (ERDF) — Objective 2 (prior to 2000)

1.2

p.m.

p.m.

p.m.

p.m.

13 03 06

13 03 06

Completion of Urban (2000 to 2006)

Completion of Urban (2000 to 2006)

1.2

p.m.

3 000 000

p.m.

3 000 000

13 03 07

13 03 07

Completion of earlier programmes — Community initiatives (prior to 2000)

Completion of earlier programmes — Community initiatives (prior to 2000)

1.2

p.m.

p.m.

p.m.

p.m.

13 03 08

13 03 08

Completion of European Regional Development Fund (ERDF) — Technical assistance and innovative measures (2000 to 2006)

Completion of European Regional Development Fund (ERDF) — Technical assistance and innovative measures (2000 to 2006)

1.2

p.m.

p.m.

p.m.

p.m.

13 03 09

13 03 09

Completion of European Regional Development Fund (ERDF) — Technical assistance and innovation measures (prior to 2000)

Completion of European Regional Development Fund (ERDF) — Technical assistance and innovation measures (prior to 2000)

1.2

p.m.

p.m.

p.m.

p.m.

13 03 12

13 03 12

Union contribution to the International Fund for Ireland

Union contribution to the International Fund for Ireland

1.1

p.m.

p.m.

p.m.

p.m.

13 03 13

13 03 13

Completion of Interreg III Community initiative (2000 to 2006)

Completion of Interreg III Community initiative (2000 to 2006)

1.2

p.m.

42 000 000

p.m.

42 000 000

13 03 14

13 03 14

Support for regions bordering candidate countries — Completion of earlier programmes (2000 to 2006)

Support for regions bordering candidate countries — Completion of earlier programmes (2000 to 2006)

1.2

p.m.

p.m.

p.m.

p.m.

13 03 16

13 03 16

European Regional Development Fund (ERDF) — Convergence

European Regional Development Fund (ERDF) — Convergence

1.2

25 081 705 801

22 933 000 000

228 400 000

68 520 000

25 310 105 801

23 001 520 000

13 03 17

13 03 17

European Regional Development Fund (ERDF) — PEACE

European Regional Development Fund (ERDF) — PEACE

1.2

34 060 138

45 000 000

34 060 138

45 000 000

13 03 18

13 03 18

European Regional Development Fund (ERDF) — Regional competitiveness and employment

European Regional Development Fund (ERDF) — Regional competitiveness and employment

1.2

4 022 082 950

3 367 822 988

4 022 082 950

3 367 822 988

13 03 19

13 03 19

European Regional Development Fund (ERDF) — European territorial cooperation

European Regional Development Fund (ERDF) — European territorial cooperation

1.2

1 202 729 810

723 805 012

11 200 000

3 360 000

1 213 929 810

727 165 012

13 03 20

13 03 20

European Regional Development Fund (ERDF) — Operational technical assistance

European Regional Development Fund (ERDF) — Operational technical assistance

1.2

50 000 000

35 583 088

50 000 000

35 583 088

13 03 21

13 03 21

Pilot project — Pan-European coordination of Roma integration methods

Pilot project — Pan-European coordination of Roma integration methods

1.2

p.m.

p.m.

p.m.

p.m.

13 03 22

13 03 22

Pilot project — Erasmus for elected local and regional representatives

Pilot project — Erasmus for elected local and regional representatives

1.2

p.m.

p.m.

p.m.

p.m.

13 03 23

13 03 23

Pilot project — Enhancing regional and local cooperation through the promotion of Union regional policy on a global scale

Pilot project — Enhancing regional and local cooperation through the promotion of Union regional policy on a global scale

1.2

p.m.

92 000

p.m.

92 000

13 03 24

13 03 24

Preparatory action — Promoting a more favourable environment for micro-credit in Europe

Preparatory action — Promoting a more favourable environment for micro-credit in Europe

1.2

p.m.

p.m.

p.m.

p.m.

13 03 26

13 03 26

Pilot project — Suburbs sustainable regeneration

Pilot project — Suburbs sustainable regeneration

1.2

p.m.

142 163

p.m.

142 163

13 03 27

13 03 27

Preparatory action — RURBAN — Partnership for sustainable urban-rural development

Preparatory action — RURBAN — Partnership for sustainable urban-rural development

1.2

p.m.

p.m.

p.m.

p.m.

13 03 28

13 03 28

Preparatory action — Enhancing regional and local cooperation through the promotion of Union regional policy on a global scale

Preparatory action — Enhancing regional and local cooperation through the promotion of Union regional policy on a global scale

1.2

2 000 000

2 000 000

2 000 000

2 000 000

13 03 29

13 03 29

Preparatory action — The definition of governance model for the European Union Danube Region — better and effective coordination

Preparatory action — The definition of governance model for the European Union Danube Region — better and effective coordination

1.2

1 000 000

900 000

1 000 000

900 000

13 03 30

13 03 30

Pilot project — Towards a common regional identity, reconciliation of nations and economic and social cooperation including a Pan-European Expertise and Excellence Platform in the Danube macro-region

Pilot project — Towards a common regional identity, reconciliation of nations and economic and social cooperation including a Pan-European Expertise and Excellence Platform in the Danube macro-region

1.2

p.m.

600 000

p.m.

600 000

13 03 31

13 03 31

Technical assistance and dissemination of information on the European Union Strategy for the Baltic Sea Region and an improved knowledge of macro-regions strategy

Technical assistance and dissemination of information on the European Union Strategy for the Baltic Sea Region and an improved knowledge of macro-regions strategy

1.2

2 500 000

494 210

2 500 000

494 210

13 03 32

13 03 32

Preparatory action on an Atlantic Forum for the European Union Atlantic Strategy

Preparatory action on an Atlantic Forum for the European Union Atlantic Strategy

1.2

1 200 000

600 000

1 200 000

600 000

13 03 33

13 03 33

Preparatory action — Supporting Mayotte, or any other territory potentially affected, with the switchover to outermost-region status

Preparatory action — Supporting Mayotte, or any other territory potentially affected, with the switchover to outermost-region status

1.2

p.m.

600 000

p.m.

600 000

13 03 34

13 03 34

Preparatory action — Erasmus for elected local and regional representatives

Preparatory action — Erasmus for elected local and regional representatives

1.2

1 000 000

1 000 000

1 000 000

1 000 000

13 03 35

13 03 35

Preparatory action — Towards a common regional identity, reconciliation of nations and economic and social cooperation including a Pan-European Expertise and Excellence Platform in the Danube macro-region

Preparatory action — Towards a common regional identity, reconciliation of nations and economic and social cooperation including a Pan-European Expertise and Excellence Platform in the Danube macro-region

1.2

2 000 000

1 000 000

2 000 000

1 000 000

13 03 40

13 03 40

Risk sharing instruments financed from the ERDF Convergence envelope

Risk sharing instruments financed from the ERDF Convergence envelope

1.2

p.m.

p.m.

p.m.

p.m.

13 03 41

13 03 41

Risk sharing instruments financed from the ERDF Regional competitiveness and employment envelope

Risk sharing instruments financed from the ERDF Regional competitiveness and employment envelope

1.2

p.m.

p.m.

p.m.

p.m.

Chapter 13 03 — Total

Chapter 13 03 — Total

30 400 278 699

30 400 278 699

27 837 639 461

27 837 639 461

239 600 000

239 600 000

71 880 000

71 880 000

30 639 878 699

30 639 878 699

27 909 519 461

27 909 519 461

Remarks

Remarks

Article 39 of Regulation (EC) No 1260/1999 provides for financial corrections for which any revenue is entered in Item 6 5 0 0 of the statement of revenue. This revenue may be used to provide additional appropriations in accordance with Article 21 of the Financial Regulation in specific cases where they are required to cover the risk of corrections adopted earlier being cancelled or reduced. Regulation (EC) No 1083/2006 provides for financial corrections for the period 2007 to 2013.

Regulation (EC) No 1260/1999 lays down the conditions for the repayment of payments on account which does not have the effect of reducing the contribution from the Structural Funds to the operation concerned. Any revenue arising from the repayment of payments on account entered in Item 6 1 5 7 of the statement of revenue will be used to provide additional appropriations in accordance with Articles 21 and 178 of the Financial Regulation. Regulation (EC) No 1083/2006 lays down the conditions for reimbursement of pre-financing for the period 2007 to 2013.

Measures to combat fraud are funded from Article 24 02 01.

Legal basis

Legal basis

Treaty on the Functioning of the European Union, and in particular Articles 174, 175 and 177 thereof.

Council Regulation (EC) No 1260/1999 of 21 June 1999 laying down general provisions on the Structural Funds (OJ L 161, 26.6.1999, p. 1).

Regulation (EC) No 1080/2006 of the European Parliament and of the Council of 5 July 2006 on the European Regional Development Fund (OJ L 210, 31.7.2006, p. 1).

Council Regulation (EC) No 1083/2006 of 11 July 2006 laying down general provisions on the European Regional Development Fund, the European Social Fund and the Cohesion Fund (OJ L 210, 31.7.2006, p. 25).

Reference acts

Reference acts

Conclusions of the Berlin European Council of 24 and 25 March 1999.

Conclusions of the Brussels European Council of 15 and 16 December 2005.

13 03 16European Regional Development Fund (ERDF) — Convergence

13 03 16European Regional Development Fund (ERDF) — Convergence

| Budget 2013 | Amending budget No. 1/2013 | New amount |
| --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 25 081 705 801 | 22 933 000 000 | 228 400 000 | 68 520 000 | 25 310 105 801 | 23 001 520 000 |

Budget 2013

Amending budget No. 1/2013

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

25 081 705 801

22 933 000 000

228 400 000

68 520 000

25 310 105 801

23 001 520 000

Remarks

Remarks

This appropriation is intended to cover the programmes under the ERDF objective of the convergence in the programming period 2007 to 2013. This objective is aimed at speeding up the convergence of the least-developed Member States and regions by improving conditions for growth and employment.

Part of this appropriation is intended to be used to address intra-regional disparities so as to ensure that the overall state of development of a given region does not hide poverty loops and disadvantaged territorial units.

In accordance with article 105a, 1 of Council Regulation (EC) No 1083/2006 of 11 July 2006 laying down general provisions on the European Regional Development Fund, the European Social Fund and the Cohesion Fund and repealing Regulation (EC) No 1260/1999 (OJ L 210, 31.7.2006, p. 25), as modified by Annex 3, point 7 of the Treaty concerning the Accession of the Republic of Croatia to the European Union (OJ L 112, 24.4.2012), programmes and major projects which, on the date of accession of Croatia, have been approved under Regulation (EC) No 1085/2006 and the implementation of which has not been completed by that date, shall be considered to have been approved by the Commission under Regulation(EC) No 1083/2006, with the exception of the programmes approved under the components referred to in points (a) and (e) of Article 3 (1) of Regulation (EC) No 1085/2006.

o

o

o

o

o

Legal basis

Legal basis

Regulation (EC) No 1080/2006 of the European Parliament and of the Council of 5 July 2006 on the European Regional Development Fund (OJ L 210, 31.7.2006, p. 1).

Council Regulation (EC) No 1083/2006 of 11 July 2006 laying down general provisions on the European Regional Development Fund, the European Social Fund and the Cohesion Fund (OJ L 210, 31.7.2006, p. 25).

13 03 19European Regional Development Fund (ERDF) — European territorial cooperation

13 03 19European Regional Development Fund (ERDF) — European territorial cooperation

| Budget 2013 | Amending budget No. 1/2013 | New amount |
| --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 1 202 729 810 | 723 805 012 | 11 200 000 | 3 360 000 | 1 213 929 810 | 727 165 012 |

Budget 2013

Amending budget No. 1/2013

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

1 202 729 810

723 805 012

11 200 000

3 360 000

1 213 929 810

727 165 012

Remarks

Remarks

This appropriation is intended to cover the programmes under the ERDF objective of European territorial cooperation in the programming period 2007 to 2013. This objective shall be aimed at strengthening territorial cooperation and macro-regional cooperation and exchange of experience at the appropriate level.

In accordance with Article 105a(1) of Council Regulation (EC) No 1083/2006 of 11 July 2006 laying down general provisions on the European Regional Development Fund, the European Social Fund and the Cohesion Fund and repealing Regulation (EC) No 1260/1999 (OJ L 210, 31.7.2006, p. 25), as modified by Annex 3, point 7 of the Treaty concerning the Accession of the Republic of Croatia to the European Union (OJ L 112, 24.4.2012), programmes and major projects which, on the date of accession of Croatia, have been approved under Regulation (EC) No 1085/2006 and the implementation of which has not been completed by that date, shall be considered to have been approved by the Commission under Regulation (EC) No 1083/2006, with the exception of the programmes approved under the components referred to in points (a) and (e) of Article 3(1) of Regulation (EC) No 1085/2006.

o

o

o

o

o

Legal basis

Legal basis

Regulation (EC) No 1080/2006 of the European Parliament and of the Council of 5 July 2006 on the European Regional Development Fund (OJ L 210, 31.7.2006, p. 1).

Council Regulation (EC) No 1083/2006 of 11 July 2006 laying down general provisions on the European Regional Development Fund, the European Social Fund and the Cohesion Fund (OJ L 210, 31.7.2006, p. 25).

CHAPTER 13 04 — COHESION FUND

CHAPTER 13 04 — COHESION FUND

| Title
  Chapter
  Article
  Item | Heading | FF | Budget 2013 | Amending budget No. 1/2013 | New amount |
| --- | --- | --- | --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 13 04 | COHESION FUND |
| 13 04 01 | Cohesion Fund — Completion of previous projects (prior to 2007) | 1.2 | p.m. | 790 873 883 | | | p.m. | 790 873 883 |
| 13 04 02 | Cohesion Fund | 1.2 | 12 350 000 000 | 8 316 123 541 | 149 800 000 | 59 920 000 | 12 499 800 000 | 8 376 043 541 |
| 13 04 03 | Risk sharing instruments financed from the Cohesion Fund envelope | 1.2 | p.m. | p.m. | | | p.m. | p.m. |
| | Chapter 13 04 — Total | | 12 350 000 000 | 9 106 997 424 | 149 800 000 | 59 920 000 | 12 499 800 000 | 9 166 917 424 |

Title

Chapter

Article

Item

Heading

FF

Budget 2013

Amending budget No. 1/2013

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

13 04

COHESION FUND

13 04 01

13 04 01

Cohesion Fund — Completion of previous projects (prior to 2007)

Cohesion Fund — Completion of previous projects (prior to 2007)

1.2

p.m.

790 873 883

p.m.

790 873 883

13 04 02

13 04 02

Cohesion Fund

Cohesion Fund

1.2

12 350 000 000

8 316 123 541

149 800 000

59 920 000

12 499 800 000

8 376 043 541

13 04 03

13 04 03

Risk sharing instruments financed from the Cohesion Fund envelope

Risk sharing instruments financed from the Cohesion Fund envelope

1.2

p.m.

p.m.

p.m.

p.m.

Chapter 13 04 — Total

Chapter 13 04 — Total

12 350 000 000

12 350 000 000

9 106 997 424

9 106 997 424

149 800 000

149 800 000

59 920 000

59 920 000

12 499 800 000

12 499 800 000

9 166 917 424

9 166 917 424

Remarks

Remarks

Annex II to Council Regulation (EC) No 1164/94 of 16 May 1994 establishing a Cohesion Fund (OJ L 130, 25.5.1994, p. 1) determines the conditions under which advances which do not have the effect of reducing the contribution of the Fund to the operation concerned are to be repaid. Any revenue resulting from such repayments of advances entered in Item 6 1 5 7 of the statement of revenue will give rise to the provision of additional appropriations in accordance with Articles 21 and 178 of the Financial Regulation. Regulation (EC) No 1083/2006 lays down the conditions for reimbursement of pre-financing for the period 2007 to 2013.

13 04 02Cohesion Fund

13 04 02Cohesion Fund

| Budget 2013 | Amending budget No. 1/2013 | New amount |
| --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 12 350 000 000 | 8 316 123 541 | 149 800 000 | 59 920 000 | 12 499 800 000 | 8 376 043 541 |

Budget 2013

Amending budget No. 1/2013

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

12 350 000 000

8 316 123 541

149 800 000

59 920 000

12 499 800 000

8 376 043 541

Remarks

Remarks

This appropriation is intended to cover the commitments for the Cohesion Fund in the programming period 2007 to 2013.

Anti-fraud operations will be financed under Article 24 02 01.

This appropriation is also intended to finance the preparatory, monitoring, administrative and technical support, evaluation, audit and inspection measures necessary for implementing Regulation (EC) No 1083/2006, as provided for in Article 45 of that Regulation. In particular, it may be used to cover:

| — | support expenditure (representation expenses, training, meetings), |
| --- | --- |

—

support expenditure (representation expenses, training, meetings),

| — | information and publishing expenditure, |
| --- | --- |

—

information and publishing expenditure,

| — | expenditure on information technology and telecommunications, |
| --- | --- |

—

expenditure on information technology and telecommunications,

| — | contract for the provision of services and studies, |
| --- | --- |

—

contract for the provision of services and studies,

| — | grants. |
| --- | --- |

—

grants.

This appropriation is also intended to fund measures approved by the Commission in the context of the preparation of the next programming period.

In accordance with Article 105a(1) of Council Regulation (EC) No 1083/2006 of 11 July 2006 laying down general provisions on the European Regional Development Fund, the European Social Fund and the Cohesion Fund and repealing Regulation (EC) No 1260/1999 (OJ L 210, 31.7.2006, p. 25), as modified by Annex 3, point 7 of the Treaty concerning the Accession of the Republic of Croatia to the European Union (OJ L 112, 24.4.2012), programmes and major projects which, on the date of accession of Croatia, have been approved under Regulation (EC) No 1085/2006 and the implementation of which has not been completed by that date, shall be considered to have been approved by the Commission under Regulation (EC) No 1083/2006, with the exception of the programmes approved under the components referred to in points (a) and (e) of Article 3(1) of Regulation (EC) No 1085/2006.

o

o

o

o

o

Legal basis

Legal basis

Council Regulation (EC) No 1083/2006 of 11 July 2006 laying down general provisions on the European Regional Development Fund, the European Social Fund and the Cohesion Fund (OJ L 210, 31.7.2006, p. 25).

Council Regulation (EC) No 1084/2006 of 11 July 2006 establishing the Cohesion Fund (EC) (OJ L 210, 31.7.2006, p. 79).

Reference acts

Reference acts

Treaty on the Functioning of the European Union, and in particular Articles 174 and 177 thereof.

CHAPTER 13 05 — PRE-ACCESSION OPERATIONS RELATED TO THE STRUCTURAL POLICIES

CHAPTER 13 05 — PRE-ACCESSION OPERATIONS RELATED TO THE STRUCTURAL POLICIES

| Title
  Chapter
  Article
  Item | Heading | FF | Budget 2013 | Amending budget No. 1/2013 | New amount |
| --- | --- | --- | --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 13 05 | PRE-ACCESSION OPERATIONS RELATED TO THE STRUCTURAL POLICIES |
| 13 05 01 | Instrument for Structural Policies for Pre-accession (ISPA) — Completion of previous projects (2000 to 2006) |
| 13 05 01 01 | Instrument for Structural Policies for Pre-accession (ISPA) — Completion of other previous projects (2000 to 2006) | 4 | p.m. | 232 278 493 | | | p.m. | 232 278 493 |
| 13 05 01 02 | Instrument for Structural Policies for Pre-accession — Closure of pre-accession assistance relating to eight applicant countries | 4 | p.m. | p.m. | | | p.m. | p.m. |
| | Article 13 05 01 — Subtotal | | p.m. | 232 278 493 | | | p.m. | 232 278 493 |
| 13 05 02 | Instrument for Pre-Accession Assistance (IPA) — Regional development component | 4 | 462 000 000 | 90 143 824 | | | 462 000 000 | 90 143 824 |
| 13 05 03 | Instrument for Pre-Accession Assistance (IPA) — Cross-border cooperation (CBC) component |
| 13 05 03 01 | Cross-border cooperation (CBC) — Contribution from Subheading 1-b | 1.2 | 51 491 401 | 50 000 000 | | | 51 491 401 | 50 000 000 |
| 13 05 03 02 | Cross-border cooperation (CBC) and participation of candidate and potential candidate countries in Structural Funds’ transnational and interregional cooperation programmes — Contribution from Heading 4 | 4 | 36 279 051 | 27 675 735 | | | 36 279 051 | 27 675 735 |
| | Article 13 05 03 — Subtotal | | 87 770 452 | 77 675 735 | | | 87 770 452 | 77 675 735 |
| | Chapter 13 05 — Total | | 549 770 452 | 400 098 052 | | | 549 770 452 | 400 098 052 |

Title

Chapter

Article

Item

Heading

FF

Budget 2013

Amending budget No. 1/2013

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

13 05

PRE-ACCESSION OPERATIONS RELATED TO THE STRUCTURAL POLICIES

13 05 01

13 05 01

Instrument for Structural Policies for Pre-accession (ISPA) — Completion of previous projects (2000 to 2006)

Instrument for Structural Policies for Pre-accession (ISPA) — Completion of previous projects (2000 to 2006)

13 05 01 01

Instrument for Structural Policies for Pre-accession (ISPA) — Completion of other previous projects (2000 to 2006)

4

p.m.

232 278 493

p.m.

232 278 493

13 05 01 02

Instrument for Structural Policies for Pre-accession — Closure of pre-accession assistance relating to eight applicant countries

4

p.m.

p.m.

p.m.

p.m.

Article 13 05 01 — Subtotal

Article 13 05 01 — Subtotal

p.m.

232 278 493

p.m.

232 278 493

13 05 02

13 05 02

Instrument for Pre-Accession Assistance (IPA) — Regional development component

Instrument for Pre-Accession Assistance (IPA) — Regional development component

4

462 000 000

90 143 824

462 000 000

90 143 824

13 05 03

13 05 03

Instrument for Pre-Accession Assistance (IPA) — Cross-border cooperation (CBC) component

Instrument for Pre-Accession Assistance (IPA) — Cross-border cooperation (CBC) component

13 05 03 01

Cross-border cooperation (CBC) — Contribution from Subheading 1-b

1.2

51 491 401

50 000 000

51 491 401

50 000 000

13 05 03 02

Cross-border cooperation (CBC) and participation of candidate and potential candidate countries in Structural Funds’ transnational and interregional cooperation programmes — Contribution from Heading 4

4

36 279 051

27 675 735

36 279 051

27 675 735

Article 13 05 03 — Subtotal

Article 13 05 03 — Subtotal

87 770 452

77 675 735

87 770 452

77 675 735

Chapter 13 05 — Total

Chapter 13 05 — Total

549 770 452

549 770 452

400 098 052

400 098 052

549 770 452

549 770 452

400 098 052

400 098 052

13 05 02Instrument for Pre-Accession Assistance (IPA) — Regional development component

13 05 02Instrument for Pre-Accession Assistance (IPA) — Regional development component

| Budget 2013 | Amending budget No. 1/2013 | New amount |
| --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 462 000 000 | 90 143 824 | | | 462 000 000 | 90 143 824 |

Budget 2013

Amending budget No. 1/2013

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

462 000 000

90 143 824

462 000 000

90 143 824

Remarks

Remarks

This appropriation is intended to cover Union assistance to the candidate countries covered by IPA in progressive alignment with Union standards and policies, including where appropriate the acquis of the Union, with a view to membership.

acquis

The regional development component shall support countries in policy development and preparation for the implementation and management of Union cohesion policy, in particular in their preparation for the Structural Funds.

In accordance with Article 105a(1) of Council Regulation (EC) No 1083/2006 of 11 July 2006 laying down general provisions on the European Regional Development Fund, the European Social Fund and the Cohesion Fund and repealing Regulation (EC) No 1260/1999 (OJ L 210, 31.7.2006, p. 25), as modified by Annex 3, point 7 of the Treaty concerning the Accession of the Republic of Croatia to the European Union (OJ L 112, 24.4.2012), programmes and major projects which, on the date of accession of Croatia, have been approved under Regulation (EC) No 1085/2006 and the implementation of which has not been completed by that date, shall be considered to have been approved by the Commission under Regulation (EC) No 1083/2006, with the exception of the programmes approved under the components referred to in points (a) and (e) of Article 3(1) of Regulation (EC) No 1085/2006.

o

o

o

o

o

Legal basis

Legal basis

Council Regulation (EC) No 1085/2006 of 17 July 2006 establishing an Instrument for Pre-Accession Assistance (IPA) (OJ L 210, 31.7.2006, p. 82).

TITLE 15

TITLE 15

EDUCATION AND CULTURE

EDUCATION AND CULTURE

| Title
  Chapter | Heading | FF | Budget 2013 | Amending budget No. 1/2013 | New amount |
| --- | --- | --- | --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 15 01 | ADMINISTRATIVE EXPENDITURE OF THE ‘EDUCATION AND CULTURE’ POLICY AREA | | 123 492 923 | 123 492 923 | | | 123 492 923 | 123 492 923 |
| 15 02 | LIFELONG LEARNING, INCLUDING MULTILINGUALISM | | 1 407 465 664 | 1 239 900 741 | 9 750 000 | 6 389 000 | 1 417 215 664 | 1 246 289 741 |
| 15 04 | DEVELOPING CULTURAL AND AUDIOVISUAL COOPERATION IN EUROPE | | 175 715 000 | 155 120 291 | | | 175 715 000 | 155 120 291 |
| 15 05 | ENCOURAGING AND PROMOTING COOPERATION IN THE FIELD OF YOUTH AND SPORTS | 3 | 147 450 000 | 129 177 227 | 2 200 000 | 1 100 000 | 149 650 000 | 130 277 227 |
| 15 07 | PEOPLE — PROGRAMME FOR THE MOBILITY OF RESEARCHERS | 1 | 959 252 000 | 725 499 900 | 4 250 000 | 1 275 000 | 963 502 000 | 726 774 900 |
| | Title 15 — Total | | 2 813 375 587 | 2 373 191 082 | 16 200 000 | 8 764 000 | 2 829 575 587 | 2 381 955 082 |

Title

Chapter

Heading

FF

Budget 2013

Amending budget No. 1/2013

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

15 01

ADMINISTRATIVE EXPENDITURE OF THE ‘EDUCATION AND CULTURE’ POLICY AREA

123 492 923

123 492 923

123 492 923

123 492 923

15 02

LIFELONG LEARNING, INCLUDING MULTILINGUALISM

1 407 465 664

1 239 900 741

9 750 000

6 389 000

1 417 215 664

1 246 289 741

15 04

DEVELOPING CULTURAL AND AUDIOVISUAL COOPERATION IN EUROPE

175 715 000

155 120 291

175 715 000

155 120 291

15 05

ENCOURAGING AND PROMOTING COOPERATION IN THE FIELD OF YOUTH AND SPORTS

3

147 450 000

129 177 227

2 200 000

1 100 000

149 650 000

130 277 227

15 07

PEOPLE — PROGRAMME FOR THE MOBILITY OF RESEARCHERS

1

959 252 000

725 499 900

4 250 000

1 275 000

963 502 000

726 774 900

Title 15 — Total

Title 15 — Total

2 813 375 587

2 813 375 587

2 373 191 082

2 373 191 082

16 200 000

16 200 000

8 764 000

8 764 000

2 829 575 587

2 829 575 587

2 381 955 082

2 381 955 082

CHAPTER 15 02 — LIFELONG LEARNING, INCLUDING MULTILINGUALISM

CHAPTER 15 02 — LIFELONG LEARNING, INCLUDING MULTILINGUALISM

| Title
  Chapter
  Article
  Item | Heading | FF | Budget 2013 | Amending budget No. 1/2013 | New amount |
| --- | --- | --- | --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 15 02 | LIFELONG LEARNING, INCLUDING MULTILINGUALISM |
| 15 02 02 | Erasmus Mundus | 1.1 | 110 791 000 | 86 140 726 | | | 110 791 000 | 86 140 726 |
| 15 02 03 | Cooperation with third countries on education and vocational training | 4 | 1 024 000 | 3 162 941 | | | 1 024 000 | 3 162 941 |
| 15 02 09 | Completion of previous programmes in the field of education and training | 1.1 | — | p.m. | | | — | p.m. |
| 15 02 11 | European Institute of Innovation and Technology |
| 15 02 11 01 | European Institute of Innovation and Technology — Governing structure | 1.1 | 4 765 110 | 4 215 716 | | | 4 765 110 | 4 215 716 |
| 15 02 11 02 | European Institute of Innovation and Technology — Knowledge and Innovation Communities (KIC) | 1.1 | 118 300 000 | 90 015 023 | | | 118 300 000 | 90 015 023 |
| | Article 15 02 11 — Subtotal | | 123 065 110 | 94 230 739 | | | 123 065 110 | 94 230 739 |
| 15 02 22 | Lifelong learning programme | 1.1 | 1 131 174 154 | 1 015 000 000 | 9 750 000 | 6 389 000 | 1 140 924 154 | 1 021 389 000 |
| 15 02 23 | Preparatory action — Erasmus-style programme for apprentices | 1.1 | — | 275 000 | | | — | 275 000 |
| 15 02 25 | European Centre for the Development of Vocational Training |
| 15 02 25 01 | European Centre for the Development of Vocational Training — Contribution to Titles 1 and 2 | 1.1 | 12 430 000 | 12 430 000 | | | 12 430 000 | 12 430 000 |
| 15 02 25 02 | European Centre for the Development of Vocational Training — Contribution to Title 3 | 1.1 | 4 954 900 | 4 954 900 | | | 4 954 900 | 4 954 900 |
| | Article 15 02 25 — Subtotal | | 17 384 900 | 17 384 900 | | | 17 384 900 | 17 384 900 |
| 15 02 27 | European Training Foundation |
| 15 02 27 01 | European Training Foundation — Contribution to Titles 1 and 2 | 4 | 15 081 500 | 15 081 500 | | | 15 081 500 | 15 081 500 |
| 15 02 27 02 | European Training Foundation — Contribution to Title 3 | 4 | 4 945 000 | 5 445 000 | | | 4 945 000 | 5 445 000 |
| | Article 15 02 27 — Subtotal | | 20 026 500 | 20 526 500 | | | 20 026 500 | 20 526 500 |
| 15 02 30 | Pilot project — European Neighbourhood Policy — Enhance education through scholarships and exchanges | 1.1 | — | — | | | — | — |
| 15 02 31 | Pilot project to cover the costs of studies to specialise in European Neighbourhood Policy (ENP) and related academic activities, including the setting-up of the ENP Chair in the College of Europe (Natolin Campus) | 1.1 | p.m. | 579 935 | | | p.m. | 579 935 |
| 15 02 32 | Pilot project — European Neighbourhood Policy — Enhance education through scholarships and exchanges | 1.1 | — | p.m. | | | — | p.m. |
| 15 02 33 | Preparatory action to cover the costs of studies for persons specialising in the European Neighbourhood Policy (ENP) and for related academic activities and other educational modules including the functioning of the ENP Chair in the College of Europe (Natolin Campus) | 1.1 | 4 000 000 | 2 600 000 | | | 4 000 000 | 2 600 000 |
| | Chapter 15 02 — Total | | 1 407 465 664 | 1 239 900 741 | 9 750 000 | 6 389 000 | 1 417 215 664 | 1 246 289 741 |

Title

Chapter

Article

Item

Heading

FF

Budget 2013

Amending budget No. 1/2013

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

15 02

LIFELONG LEARNING, INCLUDING MULTILINGUALISM

15 02 02

15 02 02

Erasmus Mundus

Erasmus Mundus

1.1

110 791 000

86 140 726

110 791 000

86 140 726

15 02 03

15 02 03

Cooperation with third countries on education and vocational training

Cooperation with third countries on education and vocational training

4

1 024 000

3 162 941

1 024 000

3 162 941

15 02 09

15 02 09

Completion of previous programmes in the field of education and training

Completion of previous programmes in the field of education and training

1.1

—

p.m.

—

p.m.

15 02 11

15 02 11

European Institute of Innovation and Technology

European Institute of Innovation and Technology

15 02 11 01

European Institute of Innovation and Technology — Governing structure

1.1

4 765 110

4 215 716

4 765 110

4 215 716

15 02 11 02

European Institute of Innovation and Technology — Knowledge and Innovation Communities (KIC)

1.1

118 300 000

90 015 023

118 300 000

90 015 023

Article 15 02 11 — Subtotal

Article 15 02 11 — Subtotal

123 065 110

94 230 739

123 065 110

94 230 739

15 02 22

15 02 22

Lifelong learning programme

Lifelong learning programme

1.1

1 131 174 154

1 015 000 000

9 750 000

6 389 000

1 140 924 154

1 021 389 000

15 02 23

15 02 23

Preparatory action — Erasmus-style programme for apprentices

Preparatory action — Erasmus-style programme for apprentices

1.1

—

275 000

—

275 000

15 02 25

15 02 25

European Centre for the Development of Vocational Training

European Centre for the Development of Vocational Training

15 02 25 01

European Centre for the Development of Vocational Training — Contribution to Titles 1 and 2

1.1

12 430 000

12 430 000

12 430 000

12 430 000

15 02 25 02

European Centre for the Development of Vocational Training — Contribution to Title 3

1.1

4 954 900

4 954 900

4 954 900

4 954 900

Article 15 02 25 — Subtotal

Article 15 02 25 — Subtotal

17 384 900

17 384 900

17 384 900

17 384 900

15 02 27

15 02 27

European Training Foundation

European Training Foundation

15 02 27 01

European Training Foundation — Contribution to Titles 1 and 2

4

15 081 500

15 081 500

15 081 500

15 081 500

15 02 27 02

European Training Foundation — Contribution to Title 3

4

4 945 000

5 445 000

4 945 000

5 445 000

Article 15 02 27 — Subtotal

Article 15 02 27 — Subtotal

20 026 500

20 526 500

20 026 500

20 526 500

15 02 30

15 02 30

Pilot project — European Neighbourhood Policy — Enhance education through scholarships and exchanges

Pilot project — European Neighbourhood Policy — Enhance education through scholarships and exchanges

1.1

—

—

—

—

15 02 31

15 02 31

Pilot project to cover the costs of studies to specialise in European Neighbourhood Policy (ENP) and related academic activities, including the setting-up of the ENP Chair in the College of Europe (Natolin Campus)

Pilot project to cover the costs of studies to specialise in European Neighbourhood Policy (ENP) and related academic activities, including the setting-up of the ENP Chair in the College of Europe (Natolin Campus)

1.1

p.m.

579 935

p.m.

579 935

15 02 32

15 02 32

Pilot project — European Neighbourhood Policy — Enhance education through scholarships and exchanges

Pilot project — European Neighbourhood Policy — Enhance education through scholarships and exchanges

1.1

—

p.m.

—

p.m.

15 02 33

15 02 33

Preparatory action to cover the costs of studies for persons specialising in the European Neighbourhood Policy (ENP) and for related academic activities and other educational modules including the functioning of the ENP Chair in the College of Europe (Natolin Campus)

Preparatory action to cover the costs of studies for persons specialising in the European Neighbourhood Policy (ENP) and for related academic activities and other educational modules including the functioning of the ENP Chair in the College of Europe (Natolin Campus)

1.1

4 000 000

2 600 000

4 000 000

2 600 000

Chapter 15 02 — Total

Chapter 15 02 — Total

1 407 465 664

1 407 465 664

1 239 900 741

1 239 900 741

9 750 000

9 750 000

6 389 000

6 389 000

1 417 215 664

1 417 215 664

1 246 289 741

1 246 289 741

15 02 22Lifelong learning programme

15 02 22Lifelong learning programme

| Budget 2013 | Amending budget No. 1/2013 | New amount |
| --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 1 131 174 154 | 1 015 000 000 | 9 750 000 | 6 389 000 | 1 140 924 154 | 1 021 389 000 |

Budget 2013

Amending budget No. 1/2013

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

1 131 174 154

1 015 000 000

9 750 000

6 389 000

1 140 924 154

1 021 389 000

Remarks

Remarks

In accordance with the decision for an integrated programme in the field of lifelong learning, this appropriation is intended to cover the following specific programmes and horizontal actions:

| — | Comenius: for general education activities concerning schools up to and including upper-secondary level, |
| --- | --- |

—

Comenius: for general education activities concerning schools up to and including upper-secondary level,

| — | Erasmus: for education and advanced training activities at higher education level, increase in the number of scholarships and funding for them under the Erasmus programmes, |
| --- | --- |

—

Erasmus: for education and advanced training activities at higher education level, increase in the number of scholarships and funding for them under the Erasmus programmes,

| — | Leonardo da Vinci: for all aspects of vocational education and training, |
| --- | --- |

—

Leonardo da Vinci: for all aspects of vocational education and training,

| — | Grundtvig: for adult education, |
| --- | --- |

—

Grundtvig: for adult education,

| — | Jean Monnet: projects stimulating teaching, research and debate on the European integration process at higher education institutions and operating grants to certain key institutions and associations, |
| --- | --- |

—

Jean Monnet: projects stimulating teaching, research and debate on the European integration process at higher education institutions and operating grants to certain key institutions and associations,

| — | a cross-cutting programme: incorporating four key activities to cover policy issues, to make specific provision for language learning and activity related to information and communication technologies where these fall outside the specific programmes, and to provide a better dissemination service.
  Special education needs for persons suffering from disabilities or ‘dys’ conditions can be addressed in all the abovementioned sectoral programmes. |
| --- | --- |

—

a cross-cutting programme: incorporating four key activities to cover policy issues, to make specific provision for language learning and activity related to information and communication technologies where these fall outside the specific programmes, and to provide a better dissemination service.

Special education needs for persons suffering from disabilities or ‘dys’ conditions can be addressed in all the abovementioned sectoral programmes.

| — | Brain trust: One part of the increase is intended to support Brain trust, an online knowledge-sharing tool for university students where each student can have a profile page displaying his or her ‘academic CV’, including study courses, publications, references used and keywords to indicate interests of the student. Brain trust platform will give students an overview of their studies and an opportunity to communicate and cooperate based on their academic interests across countries, universities, disciplines and levels of education, regardless of their current institutional affiliation and geographical location. The platform contributes to the strengthening of a pan-European identity and awareness among the young generation of European citizens. It will create an online European dimension to national systems of higher education, supporting the aims of developing the Community as a knowledge society, as set out in the Lifelong Learning Programme 2007-2013, and contributing to the creation of a European Area of Higher Education as part of the Bologna Process; |
| --- | --- |

—

Brain trust: One part of the increase is intended to support Brain trust, an online knowledge-sharing tool for university students where each student can have a profile page displaying his or her ‘academic CV’, including study courses, publications, references used and keywords to indicate interests of the student. Brain trust platform will give students an overview of their studies and an opportunity to communicate and cooperate based on their academic interests across countries, universities, disciplines and levels of education, regardless of their current institutional affiliation and geographical location. The platform contributes to the strengthening of a pan-European identity and awareness among the young generation of European citizens. It will create an online European dimension to national systems of higher education, supporting the aims of developing the Community as a knowledge society, as set out in the Lifelong Learning Programme 2007-2013, and contributing to the creation of a European Area of Higher Education as part of the Bologna Process;

Brain trust

| — | Early Science and Technology Education in Europe: One part of the increase is intended to support a project or action for the enhancement of Early Science and Technology Education in Europe. Vision: In the first formative period (age 3 to 6) all children make first experiences with basic science concepts in order to feed their intrinsic curiosity. The action is aimed at supporting Member States in the development of national strategies in the field of early science education; |
| --- | --- |

—

Early Science and Technology Education in Europe: One part of the increase is intended to support a project or action for the enhancement of Early Science and Technology Education in Europe. Vision: In the first formative period (age 3 to 6) all children make first experiences with basic science concepts in order to feed their intrinsic curiosity. The action is aimed at supporting Member States in the development of national strategies in the field of early science education;

Early Science and Technology Education in Europe

| — | European University Institute (EUI): One part of the increase is intended to cover, inter alia, supplementary expenditures relating to the activities of the EUI in accordance with Article 36(2)(b) of Decision No 1720/2006/EC establishing the Lifelong Learning Programme. A complementary contribution should be allocated to the EUI's Global Governance Programme. The Programme started in 2010 and is now consolidating and expanding its activities. The increase will further improve and widen the PhD training with respect to global governance and world affairs at the EUI; enlarge the European Academy of Global Governance devoted to top level training, discussion and debates; enhance the community of junior post-doctoral fellows specialised in these areas; attract to the EUI a significant number of senior scholars drawn from Member States’ universities and research centres and from international institutions; further increase the number of interrelated strands of basic and applied research on issues of global governance; promote and support a variety of events, conferences and High-Level Policy Seminars on issues of global governance; and further consolidate the European Network of Global Governance as well as the dissemination activities of the programme. |
| --- | --- |

—

European University Institute (EUI): One part of the increase is intended to cover, inter alia, supplementary expenditures relating to the activities of the EUI in accordance with Article 36(2)(b) of Decision No 1720/2006/EC establishing the Lifelong Learning Programme. A complementary contribution should be allocated to the EUI's Global Governance Programme. The Programme started in 2010 and is now consolidating and expanding its activities. The increase will further improve and widen the PhD training with respect to global governance and world affairs at the EUI; enlarge the European Academy of Global Governance devoted to top level training, discussion and debates; enhance the community of junior post-doctoral fellows specialised in these areas; attract to the EUI a significant number of senior scholars drawn from Member States’ universities and research centres and from international institutions; further increase the number of interrelated strands of basic and applied research on issues of global governance; promote and support a variety of events, conferences and High-Level Policy Seminars on issues of global governance; and further consolidate the European Network of Global Governance as well as the dissemination activities of the programme.

European University Institute (EUI)

Part of this appropriation should be used for the promotion of the university education of students with a Roma ethnic background in order to provide them comprehensive support to address their unique challenges and to prevent their drop-out in tertiary education; the support should include scholarships, mentoring, tutoring and additional training in professional development and language competences.

A part of this appropriation should also fund Qualified Master Degree within eligible European universities, which shall be an important tool in the frame of the automatic recognition by all Member States and which must implement a common Master core curriculum. A European label of Qualified Master Degree will be delivered on the basis of the compliance with quality criteria of excellence. The initiative will foster academic recognition of Master degrees across the EU and will represent an important instrument in the goal of the realisation of an effective European Higher Education Area, as it’s been stressed by the recent Bologna Process Ministerial Conference of Bucharest in April 2012 and by the EP initiative report of March 2012. It will be implemented by universities of different Member States and will have, as a side outcome, the comparability of curricula, programs and learning outcomes of the corresponding bachelor degrees.

The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this article. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with Article 21(2)(e) to (g) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.

Any revenue from the contributions from candidate countries and, if applicable, the western Balkan potential candidate countries for participating in Union programmes entered in Item 6 0 3 1 of the statement of revenue may give rise to the provision of additional appropriations in accordance with Article 21(2)(e) to (g) of the Financial Regulation.

Any revenue from the contribution from the Swiss Confederation for participating in Union programmes entered under Item 6 0 3 3 of the statement of revenue may give rise to the provision of additional appropriations in accordance with Article 21(2)(e) to (g) of the Financial Regulation.

Legal basis

Legal basis

Decision No 1720/2006/EC of the European Parliament and of the Council of 15 November 2006 establishing an action programme in the field of lifelong learning (OJ L 327, 24.11.2006, p. 45).

CHAPTER 15 05 — ENCOURAGING AND PROMOTING COOPERATION IN THE FIELD OF YOUTH AND SPORTS

CHAPTER 15 05 — ENCOURAGING AND PROMOTING COOPERATION IN THE FIELD OF YOUTH AND SPORTS

| Title
  Chapter
  Article
  Item | Heading | FF | Budget 2013 | Amending budget No. 1/2013 | New amount |
| --- | --- | --- | --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 15 05 | ENCOURAGING AND PROMOTING COOPERATION IN THE FIELD OF YOUTH AND SPORTS |
| 15 05 06 | Special annual events | 3.2 | 2 000 000 | 444 789 | | | 2 000 000 | 444 789 |
| 15 05 09 | Completion of previous programmes/actions in the field of youth | 3.2 | — | p.m. | | | — | p.m. |
| 15 05 10 | Preparatory action — Amicus — Association of Member States Implementing a Community Universal Service | 3.2 | — | p.m. | | | — | p.m. |
| 15 05 11 | Preparatory action in the field of sport | 3.2 | p.m. | 209 000 | | | p.m. | 209 000 |
| 15 05 20 | Preparatory action — European partnerships on sport | 3.2 | 4 000 000 | 2 500 000 | | | 4 000 000 | 2 500 000 |
| 15 05 55 | Youth in Action | 3.2 | 141 450 000 | 126 023 438 | 2 200 000 | 1 100 000 | 143 650 000 | 127 123 438 |
| | Chapter 15 05 — Total | | 147 450 000 | 129 177 227 | 2 200 000 | 1 100 000 | 149 650 000 | 130 277 227 |

Title

Chapter

Article

Item

Heading

FF

Budget 2013

Amending budget No. 1/2013

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

15 05

ENCOURAGING AND PROMOTING COOPERATION IN THE FIELD OF YOUTH AND SPORTS

15 05 06

15 05 06

Special annual events

Special annual events

3.2

2 000 000

444 789

2 000 000

444 789

15 05 09

15 05 09

Completion of previous programmes/actions in the field of youth

Completion of previous programmes/actions in the field of youth

3.2

—

p.m.

—

p.m.

15 05 10

15 05 10

Preparatory action — Amicus — Association of Member States Implementing a Community Universal Service

Preparatory action — Amicus — Association of Member States Implementing a Community Universal Service

3.2

—

p.m.

—

p.m.

15 05 11

15 05 11

Preparatory action in the field of sport

Preparatory action in the field of sport

3.2

p.m.

209 000

p.m.

209 000

15 05 20

15 05 20

Preparatory action — European partnerships on sport

Preparatory action — European partnerships on sport

3.2

4 000 000

2 500 000

4 000 000

2 500 000

15 05 55

15 05 55

Youth in Action

Youth in Action

3.2

141 450 000

126 023 438

2 200 000

1 100 000

143 650 000

127 123 438

Chapter 15 05 — Total

Chapter 15 05 — Total

147 450 000

147 450 000

129 177 227

129 177 227

2 200 000

2 200 000

1 100 000

1 100 000

149 650 000

149 650 000

130 277 227

130 277 227

15 05 55Youth in Action

15 05 55Youth in Action

| Budget 2013 | Amending budget No. 1/2013 | New amount |
| --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 141 450 000 | 126 023 438 | 2 200 000 | 1 100 000 | 143 650 000 | 127 123 438 |

Budget 2013

Amending budget No. 1/2013

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

141 450 000

126 023 438

2 200 000

1 100 000

143 650 000

127 123 438

Remarks

Remarks

In accordance with the ‘Youth in Action programme 2007-2013’, this appropriation is intended to cover the following measures:

| — | Youth for Europe: the aim of this action is to support exchanges between young people in order to increase their mobility and youth initiatives, projects and activities concerning participation in democratic life, in order to develop young people's citizenship and mutual understanding, |
| --- | --- |

—

Youth for Europe: the aim of this action is to support exchanges between young people in order to increase their mobility and youth initiatives, projects and activities concerning participation in democratic life, in order to develop young people's citizenship and mutual understanding,

| — | European Voluntary Service: the aim of this action is to boost young people's participation in various forms of voluntary activities, both within and outside the Union, |
| --- | --- |

—

European Voluntary Service: the aim of this action is to boost young people's participation in various forms of voluntary activities, both within and outside the Union,

| — | Youth of the World: the aim of this action is to support projects with the partner countries mentioned in Article 5 of Decision No 1719/2006/EC, in particular exchanges of young people and youth workers, and to support initiatives that reinforce young people's mutual understanding, sense of solidarity and the development of cooperation in the field of youth and civil society in these countries, |
| --- | --- |

—

Youth of the World: the aim of this action is to support projects with the partner countries mentioned in Article 5 of Decision No 1719/2006/EC, in particular exchanges of young people and youth workers, and to support initiatives that reinforce young people's mutual understanding, sense of solidarity and the development of cooperation in the field of youth and civil society in these countries,

| — | youth workers and support systems: the aim of this action is to support bodies active at European level in the field of youth, in particular the operation of youth non-governmental organisations, their networking, the exchange, training and networking of youth workers, encouraging innovation and quality in the action undertaken, providing young people with information and developing the structures and activities needed for the programme to meet these goals, |
| --- | --- |

—

youth workers and support systems: the aim of this action is to support bodies active at European level in the field of youth, in particular the operation of youth non-governmental organisations, their networking, the exchange, training and networking of youth workers, encouraging innovation and quality in the action undertaken, providing young people with information and developing the structures and activities needed for the programme to meet these goals,

| — | support for policy cooperation: the aim of this action is to organise dialogue between the various actors in the field of youth, in particular the young people themselves, youth workers and policymakers, to contribute to the development of policy cooperation in the youth field and to take the necessary steps and establish the networks necessary to better understand youth. |
| --- | --- |

—

support for policy cooperation: the aim of this action is to organise dialogue between the various actors in the field of youth, in particular the young people themselves, youth workers and policymakers, to contribute to the development of policy cooperation in the youth field and to take the necessary steps and establish the networks necessary to better understand youth.

The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this article. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with Article 21(2)(e) to (g) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.

Any revenue from the contributions from candidate countries and, if applicable, the western Balkan potential candidate countries for participating in Union programmes entered in Item 6 0 3 1 of the statement of revenue may give rise to the provision of additional appropriations in accordance with Article 21(2)(e) to (g) of the Financial Regulation.

Any revenue from the contribution from the Swiss Confederation for participating in Union programmes entered under Item 6 0 3 3 of the statement of revenue may give rise to the provision of additional appropriations in accordance with Article 21(2)(e) to (g) of the Financial Regulation.

Legal basis

Legal basis

Decision No 1719/2006/EC of the European Parliament and of the Council of 15 November 2006 establishing the ‘Youth in Action’ programme for the period 2007 to 2013 (OJ L 327, 24.11.2006, p. 30).

CHAPTER 15 07 — PEOPLE — PROGRAMME FOR THE MOBILITY OF RESEARCHERS

CHAPTER 15 07 — PEOPLE — PROGRAMME FOR THE MOBILITY OF RESEARCHERS

| Title
  Chapter
  Article
  Item | Heading | FF | Budget 2013 | Amending budget No. 1/2013 | New amount |
| --- | --- | --- | --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 15 07 | PEOPLE — PROGRAMME FOR THE MOBILITY OF RESEARCHERS |
| 15 07 77 | People | 1.1 | 959 252 000 | 725 000 000 | 4 250 000 | 1 275 000 | 963 502 000 | 726 275 000 |
| 15 07 78 | Appropriations accruing from contributions from (non-European Economic Area) third parties to research and technological development | 1.1 | p.m. | p.m. | | | p.m. | p.m. |
| 15 07 79 | Pilot project — Knowledge partnerships | 1.1 | p.m. | 499 900 | | | p.m. | 499 900 |
| | Chapter 15 07 — Total | | 959 252 000 | 725 499 900 | 4 250 000 | 1 275 000 | 963 502 000 | 726 774 900 |

Title

Chapter

Article

Item

Heading

FF

Budget 2013

Amending budget No. 1/2013

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

15 07

PEOPLE — PROGRAMME FOR THE MOBILITY OF RESEARCHERS

15 07 77

15 07 77

People

People

1.1

959 252 000

725 000 000

4 250 000

1 275 000

963 502 000

726 275 000

15 07 78

15 07 78

Appropriations accruing from contributions from (non-European Economic Area) third parties to research and technological development

Appropriations accruing from contributions from (non-European Economic Area) third parties to research and technological development

1.1

p.m.

p.m.

p.m.

p.m.

15 07 79

15 07 79

Pilot project — Knowledge partnerships

Pilot project — Knowledge partnerships

1.1

p.m.

499 900

p.m.

499 900

Chapter 15 07 — Total

Chapter 15 07 — Total

959 252 000

959 252 000

725 499 900

725 499 900

4 250 000

4 250 000

1 275 000

1 275 000

963 502 000

963 502 000

726 774 900

726 774 900

15 07 77People

15 07 77People

| Budget 2013 | Amending budget No. 1/2013 | New amount |
| --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 959 252 000 | 725 000 000 | 4 250 000 | 1 275 000 | 963 502 000 | 726 275 000 |

Budget 2013

Amending budget No. 1/2013

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

959 252 000

725 000 000

4 250 000

1 275 000

963 502 000

726 275 000

Remarks

Remarks

Europe needs to become more attractive to researchers, in order to increase its capacity and performance in research and technological development, while consolidating and further developing the European Research Area. Against the background of growing competition at world level, the development of an open and competitive European labour market for researchers with diverse, attractive career prospects is needed.

The added value of the support provided by the specific ‘People’ programme (implemented through the Marie Curie Actions, the Researchers’ Night and the EURAXESS action) is the promotion of the international, interdisciplinary and intersectoral mobility of researchers as a key driver for European Innovation. Marie Curie Actions also foster stronger cooperation between education, research and businesses from different countries in the training and career development of researchers to broaden their skills and prepare them for the jobs of tomorrow. The Marie Curie Actions reinforce a closer partnership between education and businesses in order to increase knowledge exchange and enhance PhD training adapted to the needs of industry. By promoting employment conditions in line with the European researchers’ charter and code, they contribute to making a research career in Europe more attractive.

The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this article. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with Article 21(2)(e) to (g) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.

This appropriation will also cover expenditure corresponding to revenue giving rise to the provision of additional appropriations from (non-European Economic Area) third parties or third countries participating in projects in the field of research and technological development.

Any revenue entered in Items 6 0 1 3, 6 0 1 5, 6 0 1 6, 6 0 3 1 and 6 0 3 3 of the statement of revenue may give rise to the provision of additional appropriations in accordance with Article 21 of the Financial Regulation.

Legal basis

Legal basis

Regulation (EC) No 1906/2006 of the European Parliament and of the Council of 18 December 2006 laying down the rules for the participation of undertakings, research centres and universities in actions under the Seventh Framework Programme and for the dissemination of research results (2007-2013) (OJ L 391, 30.12.2006, p. 1).

Decision No 1982/2006/EC of the European Parliament and of the Council of 18 December 2006 concerning the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007-2013) (OJ L 412, 30.12.2006, p. 1).

Council Decision 2006/973/EC of 19 December 2006 concerning the specific programme ‘People’ implementing the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007 to 2013) (OJ L 400, 30.12.2006, p. 272).

TITLE 18

TITLE 18

HOME AFFAIRS

HOME AFFAIRS

| Title
  Chapter | Heading | FF | Budget 2013 | Amending budget No. 1/2013 | New amount |
| --- | --- | --- | --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 18 01 | ADMINISTRATIVE EXPENDITURE OF THE ‘HOME AFFAIRS’ POLICY AREA | | 40 140 399 | 40 140 399 | | | 40 140 399 | 40 140 399 |
| 18 02 | SOLIDARITY — EXTERNAL BORDERS, RETURN, VISA POLICY AND FREE MOVEMENT OF PEOPLE | 3 | 668 459 000 | 395 418 412 | 40 000 000 | 40 000 000 | 708 459 000 | 435 418 412 |
| | 40 02 41 | | 98 230 000 | 57 892 946 | | | 98 230 000 | 57 892 946 |
| | | | 766 689 000 | 453 311 358 | | | 806 689 000 | 493 311 358 |
| 18 03 | MIGRATION FLOWS — COMMON IMMIGRATION AND ASYLUM POLICIES | 3 | 321 630 000 | 162 420 578 | 2 100 000 | 1 100 000 | 323 730 000 | 163 520 578 |
| 18 05 | SECURITY AND SAFEGUARDING LIBERTIES | 3 | 151 280 140 | 132 785 057 | | | 151 280 140 | 132 785 057 |
| | 40 02 41 | | 13 050 000 | 8 550 000 | | | 13 050 000 | 8 550 000 |
| | | | 164 330 140 | 141 335 057 | | | 164 330 140 | 141 335 057 |
| 18 08 | POLICY STRATEGY AND COORDINATION | 3 | 3 500 000 | 1 810 784 | | | 3 500 000 | 1 810 784 |
| | Title 18 — Total | | 1 185 009 539 | 732 575 230 | 42 100 000 | 41 100 000 | 1 227 109 539 | 773 675 230 |
| | 40 01 40, 40 02 41 | | 111 280 000 | 66 442 946 | | | 111 280 000 | 66 442 946 |
| | Total including reserves | | 1 296 289 539 | 799 018 176 | | | 1 338 389 539 | 840 118 176 |

Title

Chapter

Heading

FF

Budget 2013

Amending budget No. 1/2013

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

18 01

ADMINISTRATIVE EXPENDITURE OF THE ‘HOME AFFAIRS’ POLICY AREA

40 140 399

40 140 399

40 140 399

40 140 399

18 02

SOLIDARITY — EXTERNAL BORDERS, RETURN, VISA POLICY AND FREE MOVEMENT OF PEOPLE

3

668 459 000

395 418 412

40 000 000

40 000 000

708 459 000

435 418 412

40 02 41

40 02 41

98 230 000

98 230 000

57 892 946

57 892 946

98 230 000

98 230 000

57 892 946

57 892 946

766 689 000

453 311 358

806 689 000

493 311 358

18 03

MIGRATION FLOWS — COMMON IMMIGRATION AND ASYLUM POLICIES

3

321 630 000

162 420 578

2 100 000

1 100 000

323 730 000

163 520 578

18 05

SECURITY AND SAFEGUARDING LIBERTIES

3

151 280 140

132 785 057

151 280 140

132 785 057

40 02 41

40 02 41

13 050 000

13 050 000

8 550 000

8 550 000

13 050 000

13 050 000

8 550 000

8 550 000

164 330 140

141 335 057

164 330 140

141 335 057

18 08

POLICY STRATEGY AND COORDINATION

3

3 500 000

1 810 784

3 500 000

1 810 784

Title 18 — Total

Title 18 — Total

1 185 009 539

1 185 009 539

732 575 230

732 575 230

42 100 000

42 100 000

41 100 000

41 100 000

1 227 109 539

1 227 109 539

773 675 230

773 675 230

40 01 40, 40 02 41

40 01 40, 40 02 41

111 280 000

111 280 000

66 442 946

66 442 946

111 280 000

111 280 000

66 442 946

66 442 946

Total including reserves

Total including reserves

1 296 289 539

1 296 289 539

799 018 176

799 018 176

1 338 389 539

1 338 389 539

840 118 176

840 118 176

CHAPTER 18 02 — SOLIDARITY — EXTERNAL BORDERS, RETURN, VISA POLICY AND FREE MOVEMENT OF PEOPLE

CHAPTER 18 02 — SOLIDARITY — EXTERNAL BORDERS, RETURN, VISA POLICY AND FREE MOVEMENT OF PEOPLE

| Title
  Chapter
  Article
  Item | Heading | FF | Budget 2013 | Amending budget No. 1/2013 | New amount |
| --- | --- | --- | --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 18 02 | SOLIDARITY — EXTERNAL BORDERS, RETURN, VISA POLICY AND FREE MOVEMENT OF PEOPLE |
| 18 02 03 | European Agency for the Management of Operational Cooperation at the External Borders |
| 18 02 03 01 | European Agency for the Management of Operational Cooperation at the External Borders — Contribution to Titles 1 and 2 | 3.1 | 29 000 000 | 29 000 000 | | | 29 000 000 | 29 000 000 |
| 18 02 03 02 | European Agency for the Management of Operational Cooperation at the External Borders — Contribution to Title 3 | 3.1 | 49 959 000 | 49 959 000 | | | 49 959 000 | 49 959 000 |
| | Article 18 02 03 — Subtotal | | 78 959 000 | 78 959 000 | | | 78 959 000 | 78 959 000 |
| 18 02 04 | Schengen information system (SIS II) | 3.1 | 24 000 000 | 12 081 571 | | | 24 000 000 | 12 081 571 |
| | 40 02 41 | | 12 750 000 | 7 500 000 | | | 12 750 000 | 7 500 000 |
| | | | 36 750 000 | 19 581 571 | | | 36 750 000 | 19 581 571 |
| 18 02 05 | Visa Information System (VIS) | 3.1 | 7 000 000 | 21 568 782 | | | 7 000 000 | 21 568 782 |
| | 40 02 41 | | 1 750 000 | 5 471 400 | | | 1 750 000 | 5 471 400 |
| | | | 8 750 000 | 27 040 182 | | | 8 750 000 | 27 040 182 |
| 18 02 06 | External Borders Fund | 3.1 | 332 000 000 | 174 240 625 | | | 332 000 000 | 174 240 625 |
| | 40 02 41 | | 83 000 000 | 44 200 000 | | | 83 000 000 | 44 200 000 |
| | | | 415 000 000 | 218 440 625 | | | 415 000 000 | 218 440 625 |
| 18 02 07 | Schengen evaluation | 3.1 | p.m. | p.m. | | | p.m. | p.m. |
| | 40 02 41 | | 730 000 | 721 546 | | | 730 000 | 721 546 |
| | | | 730 000 | 721 546 | | | 730 000 | 721 546 |
| 18 02 08 | Preparatory action — Completion of return management in the area of migration | 3.1 | p.m. | p.m. | | | p.m. | p.m. |
| 18 02 09 | European Return Fund | 3.1 | 185 500 000 | 74 131 434 | | | 185 500 000 | 74 131 434 |
| 18 02 10 | Preparatory action — Migration management — Solidarity in action | 3.1 | p.m. | p.m. | | | p.m. | p.m. |
| 18 02 11 | Agency for the operational management of large-scale IT systems in the area of freedom, security and justice |
| 18 02 11 01 | Agency for the operational management of large-scale IT systems in the area of freedom, security and justice — Contribution to Titles 1 and 2 | 3.1 | 30 100 000 | 24 707 000 | | | 30 100 000 | 24 707 000 |
| 18 02 11 02 | Agency for the operational management of large-scale IT systems in the area of freedom, security and justice — Contribution to Title 3 | 3.1 | 10 900 000 | 9 730 000 | | | 10 900 000 | 9 730 000 |
| | Article 18 02 11 — Subtotal | | 41 000 000 | 34 437 000 | | | 41 000 000 | 34 437 000 |
| 18 02 12 | Schengen Facility for Croatia | 3.1 | p.m. | p.m. | 40 000 000 | 40 000 000 | 40 000 000 | 40 000 000 |
| | Chapter 18 02 — Total | | 668 459 000 | 395 418 412 | 40 000 000 | 40 000 000 | 708 459 000 | 435 418 412 |
| | 40 02 41 | | 98 230 000 | 57 892 946 | | | 98 230 000 | 57 892 946 |
| | Total including reserves | | 766 689 000 | 453 311 358 | | | 806 689 000 | 493 311 358 |

Title

Chapter

Article

Item

Heading

FF

Budget 2013

Amending budget No. 1/2013

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

18 02

SOLIDARITY — EXTERNAL BORDERS, RETURN, VISA POLICY AND FREE MOVEMENT OF PEOPLE

18 02 03

18 02 03

European Agency for the Management of Operational Cooperation at the External Borders

European Agency for the Management of Operational Cooperation at the External Borders

18 02 03 01

European Agency for the Management of Operational Cooperation at the External Borders — Contribution to Titles 1 and 2

3.1

29 000 000

29 000 000

29 000 000

29 000 000

18 02 03 02

European Agency for the Management of Operational Cooperation at the External Borders — Contribution to Title 3

3.1

49 959 000

49 959 000

49 959 000

49 959 000

Article 18 02 03 — Subtotal

Article 18 02 03 — Subtotal

78 959 000

78 959 000

78 959 000

78 959 000

18 02 04

18 02 04

Schengen information system (SIS II)

Schengen information system (SIS II)

3.1

24 000 000

12 081 571

24 000 000

12 081 571

40 02 41

40 02 41

12 750 000

12 750 000

7 500 000

7 500 000

12 750 000

12 750 000

7 500 000

7 500 000

36 750 000

19 581 571

36 750 000

19 581 571

18 02 05

18 02 05

Visa Information System (VIS)

Visa Information System (VIS)

3.1

7 000 000

21 568 782

7 000 000

21 568 782

40 02 41

40 02 41

1 750 000

1 750 000

5 471 400

5 471 400

1 750 000

1 750 000

5 471 400

5 471 400

8 750 000

27 040 182

8 750 000

27 040 182

18 02 06

18 02 06

External Borders Fund

External Borders Fund

3.1

332 000 000

174 240 625

332 000 000

174 240 625

40 02 41

40 02 41

83 000 000

83 000 000

44 200 000

44 200 000

83 000 000

83 000 000

44 200 000

44 200 000

415 000 000

218 440 625

415 000 000

218 440 625

18 02 07

18 02 07

Schengen evaluation

Schengen evaluation

3.1

p.m.

p.m.

p.m.

p.m.

40 02 41

40 02 41

730 000

730 000

721 546

721 546

730 000

730 000

721 546

721 546

730 000

721 546

730 000

721 546

18 02 08

18 02 08

Preparatory action — Completion of return management in the area of migration

Preparatory action — Completion of return management in the area of migration

3.1

p.m.

p.m.

p.m.

p.m.

18 02 09

18 02 09

European Return Fund

European Return Fund

3.1

185 500 000

74 131 434

185 500 000

74 131 434

18 02 10

18 02 10

Preparatory action — Migration management — Solidarity in action

Preparatory action — Migration management — Solidarity in action

3.1

p.m.

p.m.

p.m.

p.m.

18 02 11

18 02 11

Agency for the operational management of large-scale IT systems in the area of freedom, security and justice

Agency for the operational management of large-scale IT systems in the area of freedom, security and justice

18 02 11 01

Agency for the operational management of large-scale IT systems in the area of freedom, security and justice — Contribution to Titles 1 and 2

3.1

30 100 000

24 707 000

30 100 000

24 707 000

18 02 11 02

Agency for the operational management of large-scale IT systems in the area of freedom, security and justice — Contribution to Title 3

3.1

10 900 000

9 730 000

10 900 000

9 730 000

Article 18 02 11 — Subtotal

Article 18 02 11 — Subtotal

41 000 000

34 437 000

41 000 000

34 437 000

18 02 12

18 02 12

Schengen Facility for Croatia

Schengen Facility for Croatia

3.1

p.m.

p.m.

40 000 000

40 000 000

40 000 000

40 000 000

Chapter 18 02 — Total

Chapter 18 02 — Total

668 459 000

668 459 000

395 418 412

395 418 412

40 000 000

40 000 000

40 000 000

40 000 000

708 459 000

708 459 000

435 418 412

435 418 412

40 02 41

40 02 41

98 230 000

98 230 000

57 892 946

57 892 946

98 230 000

98 230 000

57 892 946

57 892 946

Total including reserves

Total including reserves

766 689 000

766 689 000

453 311 358

453 311 358

806 689 000

806 689 000

493 311 358

493 311 358

18 02 12Schengen Facility for Croatia

18 02 12Schengen Facility for Croatia

| Budget 2013 | Amending budget No. 1/2013 | New amount |
| --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| p.m. | p.m. | 40 000 000 | 40 000 000 | 40 000 000 | 40 000 000 |

Budget 2013

Amending budget No. 1/2013

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

p.m.

p.m.

40 000 000

40 000 000

40 000 000

40 000 000

Remarks

Remarks

New article

New article

This appropriation is intended to cover the expenditure relating to a temporary instrument to help Croatia between the date of accession and the end of 2014 to finance actions at the new external borders of the Union for the implementation of the Schengen acquis and external border control.

acquis

Legal basis

Legal basis

Tasks resulting from the specific powers assigned directly to the Commission by Article 31 of the Act of Accession of Croatia.

CHAPTER 18 03 — MIGRATION FLOWS — COMMON IMMIGRATION AND ASYLUM POLICIES

CHAPTER 18 03 — MIGRATION FLOWS — COMMON IMMIGRATION AND ASYLUM POLICIES

| Title
  Chapter
  Article
  Item | Heading | FF | Budget 2013 | Amending budget No. 1/2013 | New amount |
| --- | --- | --- | --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 18 03 | MIGRATION FLOWS — COMMON IMMIGRATION AND ASYLUM POLICIES |
| 18 03 03 | European Refugee Fund (ERF) | 3.1 | 112 330 000 | 57 525 993 | | | 112 330 000 | 57 525 993 |
| 18 03 04 | Emergency measures in the event of mass influxes of refugees | 3.1 | 9 800 000 | 5 238 621 | 2 100 000 | 1 100 000 | 11 900 000 | 6 338 621 |
| 18 03 05 | European Migration Network | 3.1 | 6 500 000 | 3 854 835 | | | 6 500 000 | 3 854 835 |
| 18 03 06 | Preparatory action — Completion of integration of third-country nationals | 3.1 | p.m. | p.m. | | | p.m. | p.m. |
| 18 03 07 | Completion of ARGO | 3.1 | — | p.m. | | | — | p.m. |
| 18 03 09 | European Fund for the Integration of third-country nationals | 3.1 | 177 500 000 | 84 826 129 | | | 177 500 000 | 84 826 129 |
| 18 03 11 | Eurodac | 3.1 | p.m. | p.m. | | | p.m. | p.m. |
| 18 03 14 | European Asylum Support Office (EASO) |
| 18 03 14 01 | European Asylum Support Office — Contribution to Titles 1 and 2 | 3.1 | 7 000 000 | 7 000 000 | | | 7 000 000 | 7 000 000 |
| 18 03 14 02 | European Asylum Support Office — Contribution to Title 3 | 3.1 | 5 000 000 | 2 000 000 | | | 5 000 000 | 2 000 000 |
| | Article 18 03 14 — Subtotal | | 12 000 000 | 9 000 000 | | | 12 000 000 | 9 000 000 |
| 18 03 15 | Pilot project — Network of contacts and discussion between targeted municipalities and local authorities on experiences and best practices in the resettlement and integration of refugees | 3.1 | p.m. | 225 000 | | | p.m. | 225 000 |
| 18 03 16 | Pilot project — Funding for victims of torture | 3.1 | 2 000 000 | 1 000 000 | | | 2 000 000 | 1 000 000 |
| 18 03 17 | Preparatory action — Enable the resettlement of refugees during emergency situations | 3.1 | p.m. | p.m. | | | p.m. | p.m. |
| 18 03 18 | Pilot project — Analysis of reception, protection and integration policies for unaccompanied minors in the Union | 3.1 | 1 000 000 | 500 000 | | | 1 000 000 | 500 000 |
| 18 03 19 | Preparatory action — Network of contacts and discussion between targeted municipalities and local authorities on experiences and best practices in the resettlement and integration of refugees | 3.1 | 500 000 | 250 000 | | | 500 000 | 250 000 |
| | Chapter 18 03 — Total | | 321 630 000 | 162 420 578 | 2 100 000 | 1 100 000 | 323 730 000 | 163 520 578 |

Title

Chapter

Article

Item

Heading

FF

Budget 2013

Amending budget No. 1/2013

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

18 03

MIGRATION FLOWS — COMMON IMMIGRATION AND ASYLUM POLICIES

18 03 03

18 03 03

European Refugee Fund (ERF)

European Refugee Fund (ERF)

3.1

112 330 000

57 525 993

112 330 000

57 525 993

18 03 04

18 03 04

Emergency measures in the event of mass influxes of refugees

Emergency measures in the event of mass influxes of refugees

3.1

9 800 000

5 238 621

2 100 000

1 100 000

11 900 000

6 338 621

18 03 05

18 03 05

European Migration Network

European Migration Network

3.1

6 500 000

3 854 835

6 500 000

3 854 835

18 03 06

18 03 06

Preparatory action — Completion of integration of third-country nationals

Preparatory action — Completion of integration of third-country nationals

3.1

p.m.

p.m.

p.m.

p.m.

18 03 07

18 03 07

Completion of ARGO

Completion of ARGO

3.1

—

p.m.

—

p.m.

18 03 09

18 03 09

European Fund for the Integration of third-country nationals

European Fund for the Integration of third-country nationals

3.1

177 500 000

84 826 129

177 500 000

84 826 129

18 03 11

18 03 11

Eurodac

Eurodac

3.1

p.m.

p.m.

p.m.

p.m.

18 03 14

18 03 14

European Asylum Support Office (EASO)

European Asylum Support Office (EASO)

18 03 14 01

European Asylum Support Office — Contribution to Titles 1 and 2

3.1

7 000 000

7 000 000

7 000 000

7 000 000

18 03 14 02

European Asylum Support Office — Contribution to Title 3

3.1

5 000 000

2 000 000

5 000 000

2 000 000

Article 18 03 14 — Subtotal

Article 18 03 14 — Subtotal

12 000 000

9 000 000

12 000 000

9 000 000

18 03 15

18 03 15

Pilot project — Network of contacts and discussion between targeted municipalities and local authorities on experiences and best practices in the resettlement and integration of refugees

Pilot project — Network of contacts and discussion between targeted municipalities and local authorities on experiences and best practices in the resettlement and integration of refugees

3.1

p.m.

225 000

p.m.

225 000

18 03 16

18 03 16

Pilot project — Funding for victims of torture

Pilot project — Funding for victims of torture

3.1

2 000 000

1 000 000

2 000 000

1 000 000

18 03 17

18 03 17

Preparatory action — Enable the resettlement of refugees during emergency situations

Preparatory action — Enable the resettlement of refugees during emergency situations

3.1

p.m.

p.m.

p.m.

p.m.

18 03 18

18 03 18

Pilot project — Analysis of reception, protection and integration policies for unaccompanied minors in the Union

Pilot project — Analysis of reception, protection and integration policies for unaccompanied minors in the Union

3.1

1 000 000

500 000

1 000 000

500 000

18 03 19

18 03 19

Preparatory action — Network of contacts and discussion between targeted municipalities and local authorities on experiences and best practices in the resettlement and integration of refugees

Preparatory action — Network of contacts and discussion between targeted municipalities and local authorities on experiences and best practices in the resettlement and integration of refugees

3.1

500 000

250 000

500 000

250 000

Chapter 18 03 — Total

Chapter 18 03 — Total

321 630 000

321 630 000

162 420 578

162 420 578

2 100 000

2 100 000

1 100 000

1 100 000

323 730 000

323 730 000

163 520 578

163 520 578

18 03 04Emergency measures in the event of mass influxes of refugees

18 03 04Emergency measures in the event of mass influxes of refugees

| Budget 2013 | Amending budget No. 1/2013 | New amount |
| --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 9 800 000 | 5 238 621 | 2 100 000 | 1 100 000 | 11 900 000 | 6 338 621 |

Budget 2013

Amending budget No. 1/2013

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

9 800 000

5 238 621

2 100 000

1 100 000

11 900 000

6 338 621

Remarks

Remarks

In the event of mass influxes of refugees or displaced persons, emergency measures in the following areas can be taken under this article:

| — | reception and accommodation, |
| --- | --- |

—

reception and accommodation,

| — | provision of subsistence funds, |
| --- | --- |

—

provision of subsistence funds,

| — | medical, psychological and other assistance, aimed in particular at minors and including specialised assistance to women and girls who have fallen victim to harassment in any form or to criminal acts (rape, violence or specific forms of torture such as forced abortion, female genital mutilation or coerced sterilisation) or have suffered because of poor conditions as refugees, |
| --- | --- |

—

medical, psychological and other assistance, aimed in particular at minors and including specialised assistance to women and girls who have fallen victim to harassment in any form or to criminal acts (rape, violence or specific forms of torture such as forced abortion, female genital mutilation or coerced sterilisation) or have suffered because of poor conditions as refugees,

| — | necessary staffing and administrative costs in connection with reception and carrying out the measures, |
| --- | --- |

—

necessary staffing and administrative costs in connection with reception and carrying out the measures,

| — | expert missions and ancillary technical assistance for the identification of displaced persons, |
| --- | --- |

—

expert missions and ancillary technical assistance for the identification of displaced persons,

| — | logistical and transport costs. |
| --- | --- |

—

logistical and transport costs.

Under this provision, emergency measures can also be taken to address situations of particular pressure, characterised by the sudden arrival at particular points on the borders of a large number of third-country nationals who may be in need of international protection, where this places exceptionally heavy and urgent demands on the reception facilities, the asylum system or the infrastructure of the Member State(s) concerned and may give rise to risks to human life, well-being or access to protection provided for under Union legislation.

The duration of such measures must not exceed six months. Besides the measures listed above, emergency measures may include legal aid and language assistance and the provision of translation and interpretation services, country of origin information or expertise and other measures contributing to the rapid identification of persons who may be in need of international protection and to the fair and efficient processing of asylum applications.

Legal basis

Legal basis

Council Directive 2001/55/EC of 20 July 2001 on minimum standards for giving temporary protection in the event of a mass influx of displaced persons and on measures promoting a balance of effort between Member States in receiving such persons and bearing the consequences thereof (OJ L 212, 7.8.2001, p. 12).

Decision No 573/2007/EC of the European Parliament and of the Council of 23 May 2007 establishing the European Refugee Fund for the period 2008 to 2013 as part of the General programme ‘Solidarity and Management of Migration Flows’ (OJ L 144, 6.6.2007, p. 1).

Reference acts

Reference acts

Communication from the Commission to the Council and the European Parliament of 2 May 2005 establishing a framework programme on Solidarity and Management of Migration Flows for the period 2007-2013 (COM(2005) 123 final).

TITLE 22

TITLE 22

ENLARGEMENT

ENLARGEMENT

| Title
  Chapter | Heading | Budget 2013 | Amending budget No. 1/2013 | New amount |
| --- | --- | --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 22 01 | ADMINISTRATIVE EXPENDITURE OF THE ‘ENLARGEMENT’ POLICY AREA | 88 841 907 | 88 841 907 | | | 88 841 907 | 88 841 907 |
| 22 02 | ENLARGEMENT PROCESS AND STRATEGY | 973 420 021 | 743 242 664 | 29 000 000 | 59 112 500 | 1 002 420 021 | 802 355 164 |
| | Title 22 — Total | 1 062 261 928 | 832 084 571 | 29 000 000 | 59 112 500 | 1 091 261 928 | 891 197 071 |

Title

Chapter

Heading

Budget 2013

Amending budget No. 1/2013

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

22 01

ADMINISTRATIVE EXPENDITURE OF THE ‘ENLARGEMENT’ POLICY AREA

88 841 907

88 841 907

88 841 907

88 841 907

22 02

ENLARGEMENT PROCESS AND STRATEGY

973 420 021

743 242 664

29 000 000

59 112 500

1 002 420 021

802 355 164

Title 22 — Total

Title 22 — Total

1 062 261 928

1 062 261 928

832 084 571

832 084 571

29 000 000

29 000 000

59 112 500

59 112 500

1 091 261 928

1 091 261 928

891 197 071

891 197 071

CHAPTER 22 02 — ENLARGEMENT PROCESS AND STRATEGY

CHAPTER 22 02 — ENLARGEMENT PROCESS AND STRATEGY

| Title
  Chapter
  Article
  Item | Heading | FF | Budget 2013 | Amending budget No. 1/2013 | New amount |
| --- | --- | --- | --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 22 02 | ENLARGEMENT PROCESS AND STRATEGY |
| 22 02 01 | Transition and institution-building assistance to candidate countries | 4 | 293 880 176 | 224 117 116 | | 59 112 500 | 293 880 176 | 283 229 616 |
| 22 02 02 | Transition and institution-building assistance to potential candidate countries | 4 | 453 337 844 | 339 099 912 | | | 453 337 844 | 339 099 912 |
| 22 02 03 | Interim civilian administrations in the western Balkans | 4 | p.m. | p.m. | | | p.m. | p.m. |
| 22 02 04 | Cross-border and regional cooperation |
| 22 02 04 01 | Cross-border cooperation (CBC) between IPA countries and participation in ERDF transnational/interregional programmes and ENPI sea basins programmes | 4 | 18 787 731 | 12 514 374 | | | 18 787 731 | 12 514 374 |
| 22 02 04 02 | Cross-border cooperation (CBC) with Member States | 4 | 3 347 971 | 1 184 126 | | | 3 347 971 | 1 184 126 |
| | Article 22 02 04 — Subtotal | | 22 135 702 | 13 698 500 | | | 22 135 702 | 13 698 500 |
| 22 02 05 | Completion of former assistance |
| 22 02 05 01 | Completion of Phare pre-accession assistance | 4 | — | p.m. | | | — | p.m. |
| 22 02 05 02 | Completion of CARDS assistance | 4 | p.m. | 1 976 838 | | | p.m. | 1 976 838 |
| 22 02 05 03 | Completion of former cooperation with Turkey | 4 | p.m. | p.m. | | | p.m. | p.m. |
| 22 02 05 04 | Completion of cooperation with Malta and Cyprus | 4 | — | — | | | — | — |
| 22 02 05 05 | Completion of preparatory actions concerning the impact of enlargement in Union border regions | 3.2 | — | p.m. | | | — | p.m. |
| 22 02 05 09 | Completion of transition facility for new Member States | 3.2 | p.m. | p.m. | | | p.m. | p.m. |
| 22 02 05 10 | Completion of Technical Assistance and Information Exchange (TAIEX) actions in connection with the transition facility | 3.2 | p.m. | p.m. | | | p.m. | p.m. |
| | Article 22 02 05 — Subtotal | | p.m. | 1 976 838 | | | p.m. | 1 976 838 |
| 22 02 06 | Technical Assistance and Information Exchange (TAIEX) facility for pre-accession | 4 | 12 000 000 | 8 724 776 | | | 12 000 000 | 8 724 776 |
| 22 02 07 | Regional, horizontal and ad hoc programmes |
| 22 02 07 01 | Regional and horizontal programmes | 4 | 142 566 299 | 127 414 143 | | | 142 566 299 | 127 414 143 |
| 22 02 07 02 | Evaluation of results of Union aid, follow-up and audit measures | 4 | 3 500 000 | 3 459 467 | | | 3 500 000 | 3 459 467 |
| 22 02 07 03 | Financial support for encouraging the economic development of the Turkish Cypriot community | 4 | 31 000 000 | 14 265 853 | | | 31 000 000 | 14 265 853 |
| | Article 22 02 07 — Subtotal | | 177 066 299 | 145 139 463 | | | 177 066 299 | 145 139 463 |
| 22 02 08 | Pilot project — Preserving and restoring cultural heritage in conflict areas | 4 | p.m. | 932 000 | | | p.m. | 932 000 |
| 22 02 09 | Preparatory action — Preserving and restoring cultural heritage in conflict areas | 4 | p.m. | p.m. | | | p.m. | p.m. |
| 22 02 10 | Information and communication |
| 22 02 10 01 | Prince — Information and communication | 4 | 5 000 000 | 4 358 928 | | | 5 000 000 | 4 358 928 |
| 22 02 10 02 | Information and communication for third countries | 4 | 10 000 000 | 5 195 131 | | | 10 000 000 | 5 195 131 |
| | Article 22 02 10 — Subtotal | | 15 000 000 | 9 554 059 | | | 15 000 000 | 9 554 059 |
| 22 02 11 | Transition facility for institution-building after accession | 3.2 | p.m. | p.m. | 29 000 000 | | 29 000 000 | p.m. |
| | Chapter 22 02 — Total | | 973 420 021 | 743 242 664 | 29 000 000 | 59 112 500 | 1 002 420 021 | 802 355 164 |

Title

Chapter

Article

Item

Heading

FF

Budget 2013

Amending budget No. 1/2013

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

22 02

ENLARGEMENT PROCESS AND STRATEGY

22 02 01

22 02 01

Transition and institution-building assistance to candidate countries

Transition and institution-building assistance to candidate countries

4

293 880 176

224 117 116

59 112 500

293 880 176

283 229 616

22 02 02

22 02 02

Transition and institution-building assistance to potential candidate countries

Transition and institution-building assistance to potential candidate countries

4

453 337 844

339 099 912

453 337 844

339 099 912

22 02 03

22 02 03

Interim civilian administrations in the western Balkans

Interim civilian administrations in the western Balkans

4

p.m.

p.m.

p.m.

p.m.

22 02 04

22 02 04

Cross-border and regional cooperation

Cross-border and regional cooperation

22 02 04 01

Cross-border cooperation (CBC) between IPA countries and participation in ERDF transnational/interregional programmes and ENPI sea basins programmes

4

18 787 731

12 514 374

18 787 731

12 514 374

22 02 04 02

Cross-border cooperation (CBC) with Member States

4

3 347 971

1 184 126

3 347 971

1 184 126

Article 22 02 04 — Subtotal

Article 22 02 04 — Subtotal

22 135 702

13 698 500

22 135 702

13 698 500

22 02 05

22 02 05

Completion of former assistance

Completion of former assistance

22 02 05 01

Completion of Phare pre-accession assistance

4

—

p.m.

—

p.m.

22 02 05 02

Completion of CARDS assistance

4

p.m.

1 976 838

p.m.

1 976 838

22 02 05 03

Completion of former cooperation with Turkey

4

p.m.

p.m.

p.m.

p.m.

22 02 05 04

Completion of cooperation with Malta and Cyprus

4

—

—

—

—

22 02 05 05

Completion of preparatory actions concerning the impact of enlargement in Union border regions

3.2

—

p.m.

—

p.m.

22 02 05 09

Completion of transition facility for new Member States

3.2

p.m.

p.m.

p.m.

p.m.

22 02 05 10

Completion of Technical Assistance and Information Exchange (TAIEX) actions in connection with the transition facility

3.2

p.m.

p.m.

p.m.

p.m.

Article 22 02 05 — Subtotal

Article 22 02 05 — Subtotal

p.m.

1 976 838

p.m.

1 976 838

22 02 06

22 02 06

Technical Assistance and Information Exchange (TAIEX) facility for pre-accession

Technical Assistance and Information Exchange (TAIEX) facility for pre-accession

4

12 000 000

8 724 776

12 000 000

8 724 776

22 02 07

22 02 07

Regional, horizontal and ad hoc programmes

Regional, horizontal and ad hoc programmes

22 02 07 01

Regional and horizontal programmes

4

142 566 299

127 414 143

142 566 299

127 414 143

22 02 07 02

Evaluation of results of Union aid, follow-up and audit measures

4

3 500 000

3 459 467

3 500 000

3 459 467

22 02 07 03

Financial support for encouraging the economic development of the Turkish Cypriot community

4

31 000 000

14 265 853

31 000 000

14 265 853

Article 22 02 07 — Subtotal

Article 22 02 07 — Subtotal

177 066 299

145 139 463

177 066 299

145 139 463

22 02 08

22 02 08

Pilot project — Preserving and restoring cultural heritage in conflict areas

Pilot project — Preserving and restoring cultural heritage in conflict areas

4

p.m.

932 000

p.m.

932 000

22 02 09

22 02 09

Preparatory action — Preserving and restoring cultural heritage in conflict areas

Preparatory action — Preserving and restoring cultural heritage in conflict areas

4

p.m.

p.m.

p.m.

p.m.

22 02 10

22 02 10

Information and communication

Information and communication

22 02 10 01

Prince — Information and communication

4

5 000 000

4 358 928

5 000 000

4 358 928

22 02 10 02

Information and communication for third countries

4

10 000 000

5 195 131

10 000 000

5 195 131

Article 22 02 10 — Subtotal

Article 22 02 10 — Subtotal

15 000 000

9 554 059

15 000 000

9 554 059

22 02 11

22 02 11

Transition facility for institution-building after accession

Transition facility for institution-building after accession

3.2

p.m.

p.m.

29 000 000

29 000 000

p.m.

Chapter 22 02 — Total

Chapter 22 02 — Total

973 420 021

973 420 021

743 242 664

743 242 664

29 000 000

29 000 000

59 112 500

59 112 500

1 002 420 021

1 002 420 021

802 355 164

802 355 164

22 02 01Transition and institution-building assistance to candidate countries

22 02 01Transition and institution-building assistance to candidate countries

| Budget 2013 | Amending budget No. 1/2013 | New amount |
| --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 293 880 176 | 224 117 116 | | 59 112 500 | 293 880 176 | 283 229 616 |

Budget 2013

Amending budget No. 1/2013

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

293 880 176

224 117 116

59 112 500

293 880 176

283 229 616

Remarks

Remarks

Under the IPA, this appropriation is intended to cover the component ‘transition and institution building’ for candidate countries. The main objective is to develop an effective capacity to implement the acquis of the Union, in particular by means of:

acquis

| — | strengthening democratic institutions, as well as the rule of law, including its enforcement, |
| --- | --- |

—

strengthening democratic institutions, as well as the rule of law, including its enforcement,

| — | the promotion and the protection of human rights and fundamental freedoms and enhanced respect for minority rights, the promotion of gender equality and non-discrimination, |
| --- | --- |

—

the promotion and the protection of human rights and fundamental freedoms and enhanced respect for minority rights, the promotion of gender equality and non-discrimination,

| — | public administration reform, including the establishment of a system enabling decentralisation of assistance management to the beneficiary country in accordance with the rules set down in the Financial Regulation, |
| --- | --- |

—

public administration reform, including the establishment of a system enabling decentralisation of assistance management to the beneficiary country in accordance with the rules set down in the Financial Regulation,

| — | economic reform, |
| --- | --- |

—

economic reform,

| — | the development of civil society and social inclusion, encouraging less well represented groups to gain a voice and participate in civil society, combating all forms of discrimination, and strengthening the rights of women and children and other particularly vulnerable groups, including persons with disabilities and older persons, |
| --- | --- |

—

the development of civil society and social inclusion, encouraging less well represented groups to gain a voice and participate in civil society, combating all forms of discrimination, and strengthening the rights of women and children and other particularly vulnerable groups, including persons with disabilities and older persons,

| — | reconciliation, confidence-building measures and reconstruction. |
| --- | --- |

—

reconciliation, confidence-building measures and reconstruction.

This appropriation may cover any eligible cooperation measures that are not expressly covered by other components of Regulation (EC) No 1085/2006 and for cooperation between the components.

Legal basis

Legal basis

Council Regulation (EC) No 1085/2006 of 17 July 2006 establishing an Instrument for Pre-Accession Assistance (IPA), (OJ L 210, 31.7.2006, p. 82).

22 02 11Transition facility for institution-building after accession

22 02 11Transition facility for institution-building after accession

| Budget 2013 | Amending budget No. 1/2013 | New amount |
| --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| p.m. | p.m. | 29 000 000 | | 29 000 000 | p.m. |

Budget 2013

Amending budget No. 1/2013

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

p.m.

p.m.

29 000 000

29 000 000

p.m.

Remarks

Remarks

New article

New article

This appropriation is intended, for the first year after accession, to provide temporary financial assistance to Croatia to develop and strengthen its administrative and judicial capacity to implement and enforce Union law, and to foster the exchange of best practice among peers. Such assistance shall fund institution-building projects and limited small-scale investments ancillary thereto. It shall address the continued need for strengthening institutional capacity in certain areas through action which cannot be financed by the Structural Funds or by the rural development funds.

Assistance under the transition facility shall be decided and implemented in accordance with Council Regulation (EC) No 1085/2006 of 17 July 2006 establishing an Instrument for Pre-Accession Assistance (IPA) (OJ L 210, 31.7.2006, p. 82) or on the basis of other technical provisions necessary for the operation of the transition facility, to be adopted by the Commission.

Legal basis

Legal basis

Tasks resulting from the specific powers assigned directly to the Commission by Article 30 of the Act of Accession of Croatia.

TITLE 27

TITLE 27

BUDGET

BUDGET

| Title
  Chapter | Heading | FF | Budget 2013 | Amending budget No. 1/2013 | New amount |
| --- | --- | --- | --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 27 01 | ADMINISTRATIVE EXPENDITURE OF THE ‘BUDGET’ POLICY AREA | 5 | 67 450 570 | 67 450 570 | | | 67 450 570 | 67 450 570 |
| 27 02 | BUDGET IMPLEMENTATION, CONTROL AND DISCHARGE | | p.m. | p.m. | 75 000 000 | 75 000 000 | 75 000 000 | 75 000 000 |
| | Title 27 — Total | | 67 450 570 | 67 450 570 | 75 000 000 | 75 000 000 | 142 450 570 | 142 450 570 |

Title

Chapter

Heading

FF

Budget 2013

Amending budget No. 1/2013

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

27 01

ADMINISTRATIVE EXPENDITURE OF THE ‘BUDGET’ POLICY AREA

5

67 450 570

67 450 570

67 450 570

67 450 570

27 02

BUDGET IMPLEMENTATION, CONTROL AND DISCHARGE

p.m.

p.m.

75 000 000

75 000 000

75 000 000

75 000 000

Title 27 — Total

Title 27 — Total

67 450 570

67 450 570

67 450 570

67 450 570

75 000 000

75 000 000

75 000 000

75 000 000

142 450 570

142 450 570

142 450 570

142 450 570

CHAPTER 27 02 — BUDGET IMPLEMENTATION, CONTROL AND DISCHARGE

CHAPTER 27 02 — BUDGET IMPLEMENTATION, CONTROL AND DISCHARGE

| Title
  Chapter
  Article
  Item | Heading | FF | Budget 2013 | Amending budget No. 1/2013 | New amount |
| --- | --- | --- | --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 27 02 | BUDGET IMPLEMENTATION, CONTROL AND DISCHARGE |
| 27 02 01 | Deficit carried over from the previous financial year | 1.1 | p.m. | p.m. | | | p.m. | p.m. |
| 27 02 02 | Temporary and lump-sum compensation for the new Member States | 6 | p.m. | p.m. | 75 000 000 | 75 000 000 | 75 000 000 | 75 000 000 |
| | Chapter 27 02 — Total | | p.m. | p.m. | 75 000 000 | 75 000 000 | 75 000 000 | 75 000 000 |

Title

Chapter

Article

Item

Heading

FF

Budget 2013

Amending budget No. 1/2013

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

27 02

BUDGET IMPLEMENTATION, CONTROL AND DISCHARGE

27 02 01

27 02 01

Deficit carried over from the previous financial year

Deficit carried over from the previous financial year

1.1

p.m.

p.m.

p.m.

p.m.

27 02 02

27 02 02

Temporary and lump-sum compensation for the new Member States

Temporary and lump-sum compensation for the new Member States

6

p.m.

p.m.

75 000 000

75 000 000

75 000 000

75 000 000

Chapter 27 02 — Total

Chapter 27 02 — Total

p.m.

p.m.

p.m.

p.m.

75 000 000

75 000 000

75 000 000

75 000 000

75 000 000

75 000 000

75 000 000

75 000 000

27 02 02Temporary and lump-sum compensation for the new Member States

27 02 02Temporary and lump-sum compensation for the new Member States

| Budget 2013 | Amending budget No. 1/2013 | New amount |
| --- | --- | --- |
| p.m. | 75 000 000 | 75 000 000 |

Budget 2013

Amending budget No. 1/2013

New amount

p.m.

75 000 000

75 000 000

Remarks

Remarks

This appropriation is intended to cover compensation for the new Member States as from the date of entry into force of any Act of Accession that foresees it in the provisions of the act.

Legal basis

Legal basis

Act concerning the conditions of accession of the Republic of Croatia and the adjustments to the Treaty on European Union, the Treaty on the Functioning of the European Union and the Treaty establishing the European Atomic Energy Community (OJ L 112, 24.4.2012, p. 21), and in particular Article 32 thereof.

TITLE 32

TITLE 32

ENERGY

ENERGY

| Title
  Chapter | Heading | FF | Budget 2013 | Amending budget No. 1/2013 | New amount |
| --- | --- | --- | --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 32 01 | ADMINISTRATIVE EXPENDITURE OF THE ‘ENERGY’ POLICY AREA | | 76 789 240 | 76 789 240 | | | 76 789 240 | 76 789 240 |
| 32 03 | TRANS-EUROPEAN NETWORKS | 1 | 22 200 000 | 11 972 009 | | | 22 200 000 | 11 972 009 |
| 32 04 | CONVENTIONAL AND RENEWABLE ENERGIES | | 151 679 511 | 377 606 326 | | | 151 679 511 | 377 606 326 |
| 32 05 | NUCLEAR ENERGY | 1 | 289 750 000 | 199 660 662 | | | 289 750 000 | 199 660 662 |
| 32 06 | RESEARCH RELATED TO ENERGY | 1 | 197 127 000 | 148 352 814 | 757 030 | 227 000 | 197 884 030 | 148 579 814 |
| | Title 32 — Total | | 737 545 751 | 814 381 051 | 757 030 | 227 000 | 738 302 781 | 814 608 051 |

Title

Chapter

Heading

FF

Budget 2013

Amending budget No. 1/2013

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

32 01

ADMINISTRATIVE EXPENDITURE OF THE ‘ENERGY’ POLICY AREA

76 789 240

76 789 240

76 789 240

76 789 240

32 03

TRANS-EUROPEAN NETWORKS

1

22 200 000

11 972 009

22 200 000

11 972 009

32 04

CONVENTIONAL AND RENEWABLE ENERGIES

151 679 511

377 606 326

151 679 511

377 606 326

32 05

NUCLEAR ENERGY

1

289 750 000

199 660 662

289 750 000

199 660 662

32 06

RESEARCH RELATED TO ENERGY

1

197 127 000

148 352 814

757 030

227 000

197 884 030

148 579 814

Title 32 — Total

Title 32 — Total

737 545 751

737 545 751

814 381 051

814 381 051

757 030

757 030

227 000

227 000

738 302 781

738 302 781

814 608 051

814 608 051

CHAPTER 32 06 — RESEARCH RELATED TO ENERGY

CHAPTER 32 06 — RESEARCH RELATED TO ENERGY

| Title
  Chapter
  Article
  Item | Heading | FF | Budget 2013 | Amending budget No. 1/2013 | New amount |
| --- | --- | --- | --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 32 06 | RESEARCH RELATED TO ENERGY |
| 32 06 01 | Research related to energy | 1.1 | 170 878 000 | 115 842 721 | 757 030 | 227 000 | 171 635 030 | 116 069 721 |
| 32 06 02 | Research related to energy — Fuel Cells and Hydrogen Joint Undertaking | 1.1 | 26 249 000 | 17 683 806 | | | 26 249 000 | 17 683 806 |
| 32 06 03 | Appropriations accruing from contributions from (non-European Economic Area) third parties to research and technological development | 1.1 | p.m. | p.m. | | | p.m. | p.m. |
| 32 06 04 | Completion of previous programmes |
| 32 06 04 01 | Completion of programmes (prior to 2003) | 1.1 | — | p.m. | | | — | p.m. |
| 32 06 04 02 | Completion of the sixth framework programme (2003 to 2006) | 1.1 | p.m. | 14 826 287 | | | p.m. | 14 826 287 |
| | Article 32 06 04 — Subtotal | | p.m. | 14 826 287 | | | p.m. | 14 826 287 |
| | Chapter 32 06 — Total | | 197 127 000 | 148 352 814 | 757 030 | 227 000 | 197 884 030 | 148 579 814 |

Title

Chapter

Article

Item

Heading

FF

Budget 2013

Amending budget No. 1/2013

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

32 06

RESEARCH RELATED TO ENERGY

32 06 01

32 06 01

Research related to energy

Research related to energy

1.1

170 878 000

115 842 721

757 030

227 000

171 635 030

116 069 721

32 06 02

32 06 02

Research related to energy — Fuel Cells and Hydrogen Joint Undertaking

Research related to energy — Fuel Cells and Hydrogen Joint Undertaking

1.1

26 249 000

17 683 806

26 249 000

17 683 806

32 06 03

32 06 03

Appropriations accruing from contributions from (non-European Economic Area) third parties to research and technological development

Appropriations accruing from contributions from (non-European Economic Area) third parties to research and technological development

1.1

p.m.

p.m.

p.m.

p.m.

32 06 04

32 06 04

Completion of previous programmes

Completion of previous programmes

32 06 04 01

Completion of programmes (prior to 2003)

1.1

—

p.m.

—

p.m.

32 06 04 02

Completion of the sixth framework programme (2003 to 2006)

1.1

p.m.

14 826 287

p.m.

14 826 287

Article 32 06 04 — Subtotal

Article 32 06 04 — Subtotal

p.m.

14 826 287

p.m.

14 826 287

Chapter 32 06 — Total

Chapter 32 06 — Total

197 127 000

197 127 000

148 352 814

148 352 814

757 030

757 030

227 000

227 000

197 884 030

197 884 030

148 579 814

148 579 814

Remarks

Remarks

These remarks are applicable to all the budget lines in this chapter.

These appropriations will be used for the Seventh Framework Programme for research, technological development and demonstration activities, which covers the period 2007 to 2013.

This programme will be carried out in order to pursue the general objectives described in Article 179 of the Treaty on the Functioning of the European Union, in order to contribute to the creation of a society of knowledge, based on the European Research Area, i.e. supporting transnational cooperation at all levels throughout the Union, taking the dynamism, creativity and the excellence of European research to the limits of knowledge, strengthening human resources for research and for technology in Europe, quantitatively and qualitatively and research and innovation capacities in the whole of Europe and ensuring optimum use thereof.

Also entered against these articles and items are the costs of high-level scientific and technological meetings, conferences, workshops and seminars of European interest organised by the Commission, the funding of high-level scientific and technological analyses and evaluations carried out on behalf of the Union to investigate new areas of research suitable for Union action, inter alia, in the context of the European Research Area, and measures to monitor and disseminate the results of the programmes, including measures under previous framework programmes.

These appropriations also cover administrative expenditure, including expenditure on staff, information, publications, administrative and technical operation, and certain other expenditure items relating to internal infrastructure for achievement of the objective of the measure of which they form an integral part, including the action and measures necessary for the preparation and monitoring of the Union's strategy for research, technological development and demonstration activities.

The possibility of third countries or institutes from third countries taking part in European cooperation in the field of scientific and technical research is envisaged for some of these projects. Any financial contribution will be entered in Items 6 0 1 3 and 6 0 1 5 of the statement of revenue and may give rise to the provision of additional appropriations in accordance with Article 21 of the Financial Regulation.

Any revenue from States taking part in the European cooperation in the field of scientific and technical research entered in Item 6 0 1 6 of the statement of revenue may give rise to the provision of additional appropriations in accordance with Article 21 of the Financial Regulation.

Any revenue from the contributions from candidate countries and, if applicable, the western Balkan potential candidate countries for participating in Union programmes, entered in Item 6 0 3 1 of the statement of revenue, may give rise to the provision of additional appropriations in accordance with Article 21(2)(e) to (g) of the Financial Regulation.

Any revenue from the contribution by outside bodies to Union activities entered in Item 6 0 3 3 of the statement of revenue may give rise to the provision of additional appropriations in accordance with Article 21 of the Financial Regulation.

Additional appropriations will be made available under Article 32 06 03.

32 06 01Research related to energy

32 06 01Research related to energy

| Budget 2013 | Amending budget No. 1/2013 | New amount |
| --- | --- | --- |
| Commitments | Payments | Commitments | Payments | Commitments | Payments |
| 170 878 000 | 115 842 721 | 757 030 | 227 000 | 171 635 030 | 116 069 721 |

Budget 2013

Amending budget No. 1/2013

New amount

Commitments

Payments

Commitments

Payments

Commitments

Payments

170 878 000

115 842 721

757 030

227 000

171 635 030

116 069 721

Remarks

Remarks

This appropriation is intended to support the European Strategic Energy Technology Plan (SET-Plan) objectives and initiatives. These are primarily: wind, solar, bioenergy, carbon capture and storage (CCS) and electricity grids. In recognition of their important contribution to future sustainable energy systems, two thirds of the budgetary appropriations will be allocated to the renewable and end-use energy efficiency policy areas from 2012 onwards.

The contributions from the EFTA States pursuant to the Agreement on the European Economic Area, and in particular Article 82 thereof and Protocol 32 thereto, must be added to the appropriations entered in this article. By way of information, these amounts derive from contributions from the EFTA States entered against Article 6 3 0 of the statement of revenue, which constitute assigned revenue in accordance with Article 21(2)(e) to (g) of the Financial Regulation; they give rise to the provision of corresponding appropriations and to implementation under the ‘European Economic Area’ Annex to this part of the statement of expenditure in this section, which forms an integral part of the general budget.

Legal basis

Legal basis

Decision No 1982/2006/EC of the European Parliament and of the Council of 18 December 2006 concerning the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007-2013) (OJ L 412, 30.12.2006, p. 1).

Regulation (EC) No 1906/2006 of the European Parliament and of the Council of 18 December 2006 laying down the rules for the participation of undertakings, research centres and universities in actions under the Seventh Framework Programme and for the dissemination of research results (2007-2013) (OJ L 391, 30.12.2006, p. 1).

Council Decision 2006/971/EC of 19 December 2006 concerning the specific programme ‘Cooperation’ implementing the Seventh Framework Programme of the European Community for research, technological development and demonstration activities (2007 to 2013) (OJ L 400, 30.12.2006, p. 86).

---

(1)  The figures in this column correspond to those in the 2013 budget (OJ L 66, 8.3.2013, p. 1) plus Amending budget No 1/2013.

1

(2)  The figures in this column correspond to those in the 2012 budget (OJ L 56, 29.2.2012, p. 1) plus Amending Budget No 1 to No 6/2012.

2

(3)  The third subparagraph of Article 310(1) of the Treaty on the Functioning of the European Union reads: ‘The revenue and expenditure shown in the budget shall be in balance’.

3

(4)  The figures in this column correspond to those in the 2013 budget (OJ L 66, 8.3.2013, p. 1) plus Amending budget No 1/2013.

4

(5)  The figures in this column correspond to those in the 2012 budget (OJ L 56, 29.2.2012, p. 1) plus Amending Budget No 1 to No 6/2012.

5

(6)  The own resources for the 2013 budget are determined on the basis of the budget forecasts adopted at the 154th meeting of the Advisory Committee on Own Resources on 21 May 2012.

6

(7)  The third subparagraph of Article 310(1) of the Treaty on the Functioning of the European Union reads: ‘The revenue and expenditure shown in the budget shall be in balance’.

7

(8)  The base to be used does not exceed 50 % of GNI.

8

(9)  The GNI and VAT bases of Croatia have been reduced by one half to limit its contribution since the Accession Treaty took effect on 1.07.2013.

9

(10)  For the period 2007-2013 only, the rate of call of the VAT resource for Austria shall be fixed at 0,225 %, for Germany at 0,15 % and for the Netherlands and Sweden at 0,10 %.

10

(11)  The VAT base of Croatia has been reduced by one half to limit its contribution since the Accession Treaty took effect on 1.07.2013.

11

(12)  The GNI base of Croatia has been reduced by one half to limit its contribution since the Accession Treaty took effect on 1.07.2013.

12

(13)  Calculation of rate: (97 786 563 423) / (134 003 050 000) = 0,729733863691909.

13

(14)  Rounded percentages.

14

(15)  The amount of enlargement-related expenditure corresponds to: (i) payments made to the ten new Member States (which joined the Union on 1 May 2004) under 2003 appropriations, as adjusted by applying the EU GDP deflator for years 2004-2011, as well as payments made to Bulgaria and Romania under 2006 appropriations, as adjusted by applying the Union GDP deflator for years 2007-2011 (5a); and (ii) total allocated expenditure in those Member States, except for agricultural direct payments and market-related expenditure as well as that part of rural development expenditure originating from the EAGGF, Guarantee Section (5b). This amount is deducted from total allocated expenditure to ensure that expenditure which is unabated before enlargement remains so after enlargement.

15

(16)  The ‘UK advantage’ corresponds to the effects arising for the United Kingdom from the changeover to capped VAT and the introduction of the GNP/GNI-based own resource.

16

(17)  These windfall gains correspond to the net gains of the United Kingdom resulting from the increase — from 10 to 25 % as of 1 January 2001 — in the percentage of traditional own resources retained by Member States to cover the collection costs of traditional own resources (TOR).

17

(18)  p.m. (own resources + other revenue = total revenue = total expenditure); (131 628 020 848 + 1 582 967 007 = 133 210 987 855 = 133 210 987 855).

18

(19)  Total own resources as percentage of GNI: (131 628 020 848) / (13 400 305 000 000) = 0,98 %; own resources ceiling as percentage of GNI: 1,23 %.

19

---