exv4w7



 





EXHIBIT 4.7




     This protocol will be valid when all the non-tradable shareholders of TCL or shareholders with
two




Protocol of TCL’s Split Share Structure Reform

(Hereinafter referred as “the protocol” or “this protocol”; TCL’s Split Share
Structure Reform is referred as “the Reform” or “the Reform Plan”)




November 2005



This English version of the protocol is for reference only, in case any
discrepancy exists between the Chinese and English context, the Chinese version
shall prevail. The undersigned shall sign on the Chinese protocol.







 









 







This protocol will be valid when all the non-tradable shareholders of TCL or shareholders with two
thirds of the holding shares in the non-tradable shares have signed on it:




The Huizhou Investment CO, .LTD




The Committee of TCL’ Labor Union




LI DONGSHENG




Namtai (Shenzhen) Electronics CO.,LTD




PHILIPS ELECTRONICS CHINA B.V




LUCKY CONCEPT LIMITED




REGAL TRINITY LIMITED




TOSHIBA CORPORATION




SUMITOMO CORPORATION




YUAN CHENGXIN




WU KE




ZHENG CHUANLIE




LV ZHONGLI




WU SHIHONG




HU QIUSHENG




GAO XIAOXIAN




ZHANG JIANWU




WEN SHANGLIN




YU YUEMING




YANG LI




ZHAO ZHONGYAO




YANG WEIQIANG




LI JIANSHENG




HUANG PINGCHU




WAN MINGJIAN




SHI WANWEN




LI YIMIN




CHEN DAOLIAO




SHAO BUANGJIE




YU GUANGHUI




HU LIXIAN




RONG QIN




ZHANG SHANSHUI




ZHANG JIE




LUO QIULIN




ZHANG YUNLONG




SHI BIGUANG




HUANG WANQUAN




CAO LI




ZHANG FUMIN




 









 








SHEN DAWEI




BO LIANMING




ZENG YANLING




HUANGWEI




CHEN AIJUAN




CHEN BEIHUANG




CHEN AIQIU




TANG LIN




YU ENJUN




YICHUNYU




Since:





	1.	 	TCL CO, .LTD (TCL) is a company listing in the A share market, the total share capital is
2,586,331,144 shares. Among the total shares, 1,591,935,200 non-tradable shares are hold by
the non-tradable shareholders, while 994,395,944 tradable shares are hold by public investors.
	 
	2.	 	For the future development of TCL, all non-tradable shareholders who agree to sign on this
protocol (the undersigned) shall help to change the split share structure of TCL. They shall
propose a motion on the Split Share Structure Reform to the Board of Directors.




All the undersigned shall agree to be bind by all the Chinese (mainland only) laws, rules and
administration measures, regulations and procedures set by the Shenzhen Stock Exchange and articles
in this very protocol, after careful negotiation, shall reach consensus on the following agreement:





1. The share composition in non-tradable shares




1.1 The following non-tradable shareholders in total hold all the non-tradable shares of TCL,
details as follows:



	 	 	 	 	 	 	 	 	 	 	 
	 	 	 	 	 	 	 	 	Shares involve
	 	 	 	 	 	 	 	 	ownership dispute,
	No.	 	Name of Shareholders	 	Shares holding	 	pledge or being frozen
	1	 	
The Huizhou Investment CO, .LTD
	 	 	652,282,698	 	 	 	 	 
	 	 	 
	 	 	 	 	 	 	 	 
	2	 	The Committee of TCL’ Labor Union
	 	 	235,418,484	 	 	 	 	 
	 	 	 
	 	 	 	 	 	 	 	 
	3.	 	LI DONGSHENG
	 	 	144,521,730	 	 	 	 	 
	 	 	 
	 	 	 	 	 	 	 	 
	4	 	Nantai (Shenzhen) Electronics CO.,LTD
	 	 	95,516,112	 	 	 	 	 
	 	 	 
	 	 	 	 	 	 	 	 
	5	 	PHILIPS ELECTRONICS CHINA B.V
	 	 	63,677,409	 	 	 	 	 
	 	 	 
	 	 	 	 	 	 	 	 
	6	 	LUCKY CONCEPT LIMITED
	 	 	47,758,056	 	 	 	 	 
	 	 	 
	 	 	 	 	 	 	 	 
	7	 	REGAL TRINITY LIMITED
	 	 	47,758,056	 	 	 	 	 
	 	 	 
	 	 	 	 	 	 	 	 
	8	 	TOSHIBA CORPORATION
	 	 	31,838,703	 	 	 	 	 
	 	 	 
	 	 	 	 	 	 	 	 
	9	 	SUMITOMO CORPORATION
	 	 	6,049,353	 	 	 	 	 
	 	 	 
	 	 	 	 	 	 	 	 
	10	 	YUANG CHENGXIN
	 	 	24,791,527	 	 	 	 	 






 









 






	 	 	 	 	 	 	 	 	 	 	 
	 	 	 	 	 	 	 	 	Shares involve
	 	 	 	 	 	 	 	 	ownership dispute,
	No.	 	Name of Shareholders	 	Shares holding	 	pledge or being frozen
	11	 	WU KE
	 	 	19,987,022	 	 	 	 	 
	 	 	 
	 	 	 	 	 	 	 	 
	12	 	ZHENG CHUANLIE
	 	 	23,569,661	 	 	 	 	 
	 	 	 
	 	 	 	 	 	 	 	 
	13	 	LV ZHONGLI
	 	 	23,569,661	 	 	 	 	 
	 	 	 
	 	 	 	 	 	 	 	 
	14	 	WU SHIHONG
	 	 	10,084,689	 	 	 	 	 
	 	 	 
	 	 	 	 	 	 	 	 
	15	 	HU QIUSHENG
	 	 	19,012,888	 	 	 	 	 
	 	 	 
	 	 	 	 	 	 	 	 
	16	 	GAO XIAOXIAN
	 	 	16,485,598	 	 	 	 	 
	 	 	 
	 	 	 	 	 	 	 	 
	17	 	ZHANG JIANWU
	 	 	15,072,199	 	 	 	 	 
	 	 	 
	 	 	 	 	 	 	 	 
	18	 	WEN SHANGLIN
	 	 	15,072,199	 	 	 	 	 
	 	 	 
	 	 	 	 	 	 	 	 
	19	 	YU YUEMING
	 	 	9,830,214	 	 	 	 	 
	 	 	 
	 	 	 	 	 	 	 	 
	20	 	YANG LI
	 	 	9,961,062	 	 	 	 	 
	 	 	 
	 	 	 	 	 	 	 	 
	21	 	ZHAO ZHONGYAO
	 	 	6,434,031	 	 	 	 	 
	 	 	 
	 	 	 	 	 	 	 	 
	22	 	YANG WEIQIANG
	 	 	7,568,719	 	 	 	 	 
	 	 	 
	 	 	 	 	 	 	 	 
	23	 	LI JIANSHENG
	 	 	15,496,968	 	 	 	 	 
	 	 	 
	 	 	 	 	 	 	 	 
	24	 	HUANG PINGCHU
	 	 	7,850,706	 	 	 	 	 
	 	 	 
	 	 	 	 	 	 	 	 
	25	 	WAN MINGJIAN
	 	 	3,313,814	 	 	 	 	 
	 	 	 
	 	 	 	 	 	 	 	 
	26	 	SHI WANWEN
	 	 	2,456,045	 	 	 	 	 
	 	 	 
	 	 	 	 	 	 	 	 
	27	 	LI YIMIN
	 	 	1,088,288	 	 	 	 	 
	 	 	 
	 	 	 	 	 	 	 	 
	28	 	CHEN DAOLIAO
	 	 	2,275,897	 	 	 	 	 
	 	 	 
	 	 	 	 	 	 	 	 
	29	 	SHAO BUANGJIE
	 	 	2,224,069	 	 	 	 	 
	 	 	 
	 	 	 	 	 	 	 	 
	30	 	YU GUANGHUI
	 	 	2,076,808	 	 	 	 	 
	 	 	 
	 	 	 	 	 	 	 	 
	31	 	HU LIXIAN
	 	 	1,993,111	 	 	 	 	 
	 	 	 
	 	 	 	 	 	 	 	 
	32	 	RONG QIN
	 	 	1,541,733	 	 	 	 	 
	 	 	 
	 	 	 	 	 	 	 	 
	33	 	ZHANG SHANSHUI
	 	 	1,846,337	 	 	 	 	 
	 	 	 
	 	 	 	 	 	 	 	 
	34	 	ZHANG JIE
	 	 	1,826,778	 	 	 	 	 
	 	 	 
	 	 	 	 	 	 	 	 
	35	 	LUO QIULIN
	 	 	1,755,117	 	 	 	 	 
	 	 	 
	 	 	 	 	 	 	 	 
	36	 	ZHANG YUNLONG
	 	 	1,749,508	 	 	 	 	 
	 	 	 
	 	 	 	 	 	 	 	 
	37	 	SHI BIGUANG
	 	 	1,690,679	 	 	 	 	 






 









 






	 	 	 	 	 	 	 	 	 	 	 
	 	 	 	 	 	 	 	 	Shares involve
	 	 	 	 	 	 	 	 	ownership dispute,
	No.	 	Name of Shareholders	 	Shares holding	 	pledge or being frozen
	38	 	HUANG WANQUAN
	 	 	1,650,655	 	 	 	 	 
	 	 	 
	 	 	 	 	 	 	 	 
	39	 	CAO LI
	 	 	1,611,527	 	 	 	 	 
	 	 	 
	 	 	 	 	 	 	 	 
	40	 	ZHANG FUMIN
	 	 	1,568,880	 	 	 	 	 
	 	 	 
	 	 	 	 	 	 	 	 
	41	 	SHEN DAWEI
	 	 	1,545,926	 	 	 	 	 
	 	 	 
	 	 	 	 	 	 	 	 
	42	 	BO LIANMING
	 	 	1,022,935	 	 	 	 	 
	 	 	 
	 	 	 	 	 	 	 	 
	43	 	ZENG YANLING
	 	 	1,273,965	 	 	 	 	 
	 	 	 
	 	 	 	 	 	 	 	 
	44	 	HUANGWEI
	 	 	1,262,660	 	 	 	 	 
	 	 	 
	 	 	 	 	 	 	 	 
	45	 	CHEN AIJUAN
	 	 	1,241,731	 	 	 	 	 
	 	 	 
	 	 	 	 	 	 	 	 
	46	 	CHEN BEIHUANG
	 	 	1,185,961	 	 	 	 	 
	 	 	 
	 	 	 	 	 	 	 	 
	47	 	CHEN AIQIU
	 	 	1,168,607	 	 	 	 	 
	 	 	 
	 	 	 	 	 	 	 	 
	48	 	TANG LIN
	 	 	1,168,607	 	 	 	 	 
	 	 	 
	 	 	 	 	 	 	 	 
	49	 	YU ENJUN
	 	 	700,989	 	 	 	 	 
	 	 	 
	 	 	 	 	 	 	 	 
	50	 	YICHUNYU
	 	 	1,086,828	 	 	 	 	 





2. The Split Share Structure Reform Plan



2.1 TCL will undertake stock consideration/10 shares: 2.5 shares to tradable shareholders. TCL’s
non-tradable shareholders will in total give out 248,598,986 shares to TCL’S tradable shareholders
to gain the listing status of their initially non-tradable shares. All the shares that should be
given out to tradable shareholders are from TCL’s non-tradable shareholders’ holding shares. TCL’s
non-tradable shareholders shall give out shares according to their share weight in the total
non-tradable share capital.



2.2 All the non-tradable shareholders who sign in this protocol shall undertake that, the sell and
transfer of theirs shares will be bind by all the Chinese (mainland only) laws, rules and
administrative measures, regulations and procedures set by the Shenzhen Stock Exchange and the
articles in this very protocol.



2.3 Based on the above two articles, the non-tradable shareholders who agree to sign in this
protocol shall together formulate the detailed Split Share Structure Reform Plan (the Reform Plan),
propose to the Board of Directors as the motion on the split share structure reform.



2.4 All the non-tradable shareholders who sign in this protocol shall agree that, in receipt of the
written proxy from non-tradable shareholders, the Board of Directors shall assist the non-tradable
shareholders in adequately communicating and negotiating with the tradable shareholders and reach a
final consensus on the reform plan, in line with all the Chinese (mainland only) laws, rules and
administrative measures, regulations set by the Shenzhen Stock Exchange and the articles in this
very protocol.





 









 







2.5 After widely solicit opinions from tradable shareholders, in case the reform plan has to be
revised, the Board of Directors shall again obtain approval from all the non-tradable shareholders
who agree to sign in this protocol.



2.6 The Reform Plan shall gain approval from the competent department of the State-owned Assets
Supervision and Administration of Commission of the State Council (SASAC).



3. Implementation of the Split Share Structure Reform Plan



3.1 Besides approve the consideration plan, all the non-tradable shareholders who agree to sign in
this protocol shall entrust the TCL and its Board of Directors with management of the Reform and
relevant issues.



3.2 All the non-tradable shareholders who agree to sign on this protocol shall together propose a
motion on the Reform Plan to TCL and its Board of Directors and entrust TCL and its Board of
Directors with management of the Reform in line with all the Chinese (mainland only) laws, rules
and administrative measures, regulations and procedures set by the Shenzhen Stock Exchange and the
articles in this very protocol.



3.3 All the non-tradable shareholders who agree to sign on the protocol shall participate in the
Reform as TCL’s non-tradable shareholders based on the Reform Plan (including the approved revised
reform plan) and conduct in line with all the Chinese (mainland only) laws, rules and
administrative measures, regulations and procedures set by the Shenzhen Stock Exchange and the
articles in this very protocol.



3.4 All the non-tradable shareholders who agree to sign on the protocol shall undertake voting
through the reform plan (including the approved revised reform plan) in the Extraordinary General
Meeting in connection with the Reform (the EGM).



4. The validity of this Protocol



4.1 This protocol will be valid after all the non-tradable shareholders or non-tradable
shareholders holding at least two thirds of the non-tradable shares signed on this protocol.



4.2 After the protocol become valid, all the non-tradable shareholders who have signed on the
protocol shall be bind by the protocol.



4.3 After the protocol become valid, in case one or more non-tradable shareholders who did not sign
the protocol cause obstacles in implementing the Reform Plan, the undersigned shall seek
resolutions under the principle of fairness and justness. Within 3 months after the protocol comes
into valid, if the undersigned do not resolve the obstacle, this protocol will be void
automatically; if the undersigned and the other party has already found resolution to the obstacles
(the resolution shall not offend the interest of the undersigned’s), this protocol shall still be
valid and shall be undertook.



5.1 All the non-tradable shareholders shall not disclose any documents involving the reform issues,
unless required doing so by the relevant government departments such as SASAC and CSRC.



5.2 All the undersigned shall in addition sign a Confidential Agreements on the Split Share
Structure Reform.



6. Other issues




 









 







6.1 All the non-tradable shareholders who agree to sign on this protocol shall compromise
settlements on other issues regarding the Reform Plan which are not mentioned in this protocol. The
complementation agreement, contract and this protocol are legally of equal effect.



6.2 Conclusion, force, construction, implementation and dispute on this protocol shall be carried
within Chinese (mainland only) jurisdiction.



6.3 All the dispute on this protocol or caused by this protocol shall be resolved under the
jurisdiction of competent Shenzhen People’s Court (since TCL is listing on Shenzhen Stock Exchange)



6.4 There are ten originals of the protocol only. TCL will keep two originals of the protocol; the
remaining originals will be sent to relevant competent government departments. There are fifty
transcripts of the protocol only. Each non-tradable shareholder will keep a transcript of the
protocol. The transcript of the protocol is referred as the copy of the original protocol with the
official stamp of TCL’s Board of Directors. The transcript of the protocol and the original of the
protocol are legally of equal effect.




 









 







(This page has no formal context. This is the sign page for <Protocol of TCL’s Split Share
Structure Reform>)



[Note: Namtai (Shenzhen) Electronics CO.,LTD approved and signed December 2005]




 









 








Attachment 1



Intentional Program of Share-trading Reform in TCL Corporation



1. Forms and amounts of consideration arrangement



The considerations take the form of shareholders of non-tradable shares transferring stock
shares to those of tradable shares.



For every 10 tradable shares, the shareholders of tradable shares enrolled on the date of record
when the program is implemented will acquire 2.5 shares. The consideration arrangement executed by
the shareholders of non-tradable shares to those of tradable shares total 248,598,986 shares.
On the first trading date after the implementation of stock-trading reform program, those
non-tradable shares held by shareholders of the company’s non-tradable shares will acquire the
rights for trading on the market.



2. Execution method of consideration arrangement



In case that the stock-trading reform program is passed through the review by the relevant
shareholders’ meeting, based on the consideration arrangement, the shares acquired by the tradable
shareholders will be automatically added in proportion into the account by the registration company
in accordance with number of shares held by the shareholders of tradable shares enrolled on the
date of record when the program is implemented. The odd lots, which are insufficient to become one
share after each shareholder of tradable shares calculate as per the proportion of acquired shares,
shall be handled in accordance with the handling measures on odd lots as stipulated in Operational
Guideline on Apportionment of Rights and Interests of Listed Companies and stock allotment
registration business Shenzhen Branch of China Securities Depository and Clearing Corporation
Limited (SD&C).



3. Plan for Added Consideration Arrangement



Our company currently has no plan for added consideration arrangement.



1. Execution Status Table of Consideration Arrangement




	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	Amount of	 	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	shares	 	 
	 	 	 	 	 	 	Before Implementation of	 	executing	 	After Implementation of
	 	 	 	 	 	 	Consideration Arrangement	 	consideration	 	Consideration Arrangement
	 	 	 	 	Name of Shareholder	 	 	 	 	 	Percentage in	 	arrangement	 	 	 	 	 	Percentage in
	 	 	 	 	Implementing Consideration	 	Shares held	 	total capital	 	this time	 	Shares held	 	total capital
	No.	 	Arrangement	 	(shares)	 	stock (%)	 	(shares)	 	(shares)	 	stock (%)
	 	1	 	 	Huizhou City
Investment Holdings
Limited

	 	 	652,282,698	 	 	 	25.22	%	 	 	101,861,443	 	 	 	550,421,255	 	 	 	21.28	%
	 	 	 	 	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	2	 	 	Labor Union Working
Committee under TCL
Corporation

	 	 	235,418,484	 	 	 	9.10	%	 	 	36,763,303	 	 	 	198,655,181	 	 	 	7.68	%
	 	 	 	 	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	3	 	 	Nam Tai Electronics
(Shenzhen) Limited

	 	 	95,516,112	 	 	 	3.69	%	 	 	14,915,939	 	 	 	80,600,173	 	 	 	3.12	%
	 	 	 	 	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	4	 	 	PHILIPS ELECTRONICS
CHINA B.V.

	 	 	63,677,409	 	 	 	2.46	%	 	 	9,943,960	 	 	 	53,733,449	 	 	 	2.08	%
	 	 	 	 	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	5	 	 	LUCKY CONCEPT LIMITED

	 	 	47,758,056	 	 	 	1.85	%	 	 	7,457,970	 	 	 	40,300,086	 	 	 	1.56	%
	 	 	 	 	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	6	 	 	REGAL TRINITY LIMITED

	 	 	47,758,056	 	 	 	1.85	%	 	 	7,457,970	 	 	 	40,300,086	 	 	 	1.56	%






 









 






	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	Amount of	 	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	shares	 	 
	 	 	 	 	 	 	Before Implementation of	 	executing	 	After Implementation of
	 	 	 	 	 	 	Consideration Arrangement	 	consideration	 	Consideration Arrangement
	 	 	 	 	Name of Shareholder	 	 	 	 	 	Percentage in	 	arrangement	 	 	 	 	 	Percentage in
	 	 	 	 	Implementing Consideration	 	Shares held	 	total capital	 	this time	 	Shares held	 	total capital
	No.	 	Arrangement	 	(shares)	 	stock (%)	 	(shares)	 	(shares)	 	stock (%)
	 	7	 	 	Toshiba Corporation

	 	 	31,838,703	 	 	 	1.23	%	 	 	4,971,980	 	 	 	26,866,723	 	 	 	1.04	%
	 	 	 	 	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	8	 	 	Sumitomo Corporation

	 	 	6,049,353	 	 	 	0.23	%	 	 	944,676	 	 	 	5,104,677	 	 	 	0.20	%
	 	 	 	 	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	9	 	 	Li Dongsheng

	 	 	144,521,730	 	 	 	5.59	%	 	 	22,568,730	 	 	 	121,953,000	 	 	 	4.72	%
	 	 	 	 	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	10	 	 	Yuan Xincheng

	 	 	24,791,527	 	 	 	0.96	%	 	 	3,871,482	 	 	 	20,920,045	 	 	 	0.81	%
	 	 	 	 	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	11	 	 	Zheng Chuanlie

	 	 	23,569,661	 	 	 	0.91	%	 	 	3,680,674	 	 	 	19,888,987	 	 	 	0.77	%
	 	 	 	 	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	12	 	 	Lu Zhongli

	 	 	23,569,661	 	 	 	0.91	%	 	 	3,680,674	 	 	 	19,888,987	 	 	 	0.77	%
	 	 	 	 	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	13	 	 	Wu Ke

	 	 	19,987,022	 	 	 	0.77	%	 	 	3,121,203	 	 	 	16,865,819	 	 	 	0.65	%
	 	 	 	 	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	14	 	 	Hu Qiusheng

	 	 	19,012,888	 	 	 	0.74	%	 	 	2,969,081	 	 	 	16,043,807	 	 	 	0.62	%
	 	 	 	 	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	15	 	 	Gao Xiaoxian

	 	 	16,485,598	 	 	 	0.64	%	 	 	2,574,416	 	 	 	13,911,182	 	 	 	0.54	%
	 	 	 	 	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	16	 	 	Li Jiansheng

	 	 	15,496,968	 	 	 	0.60	%	 	 	2,420,030	 	 	 	13,076,938	 	 	 	0.51	%
	 	 	 	 	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	17	 	 	Wen Shanglin

	 	 	15,072,199	 	 	 	0.58	%	 	 	2,353,697	 	 	 	12,718,502	 	 	 	0.49	%
	 	 	 	 	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	18	 	 	Zhang Jianwu

	 	 	15,072,199	 	 	 	0.58	%	 	 	2,353,697	 	 	 	12,718,502	 	 	 	0.49	%
	 	 	 	 	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	19	 	 	Wu Shihong

	 	 	10,084,689	 	 	 	0.39	%	 	 	1,574,840	 	 	 	8,509,849	 	 	 	0.33	%
	 	 	 	 	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	20	 	 	Yang Li

	 	 	9,961,062	 	 	 	0.39	%	 	 	1,555,534	 	 	 	8,405,528	 	 	 	0.32	%
	 	 	 	 	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	21	 	 	Yu Yaoming

	 	 	9,830,214	 	 	 	0.38	%	 	 	1,535,101	 	 	 	8,295,113	 	 	 	0.32	%
	 	 	 	 	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	22	 	 	Huang Pingchu

	 	 	7,850,706	 	 	 	0.30	%	 	 	1,225,978	 	 	 	6,624,728	 	 	 	0.26	%
	 	 	 	 	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	23	 	 	Yang Weiqiang

	 	 	7,568,719	 	 	 	0.29	%	 	 	1,181,942	 	 	 	6,386,777	 	 	 	0.25	%
	 	 	 	 	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	24	 	 	Zhao Zhongyao

	 	 	6,434,031	 	 	 	0.25	%	 	 	1,004,748	 	 	 	5,429,283	 	 	 	0.21	%
	 	 	 	 	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	25	 	 	Wen Mingjian

	 	 	3,313,814	 	 	 	0.13	%	 	 	517,490	 	 	 	2,796,324	 	 	 	0.11	%
	 	 	 	 	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	26	 	 	Shi Wanwen

	 	 	2,456,045	 	 	 	0.09	%	 	 	383,540	 	 	 	2,072,505	 	 	 	0.08	%
	 	 	 	 	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	27	 	 	Chen Daoliang

	 	 	2,275,897	 	 	 	0.09	%	 	 	355,407	 	 	 	1,920,490	 	 	 	0.07	%
	 	 	 	 	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	28	 	 	Shao Guangjie

	 	 	2,224,069	 	 	 	0.09	%	 	 	347,314	 	 	 	1,876,755	 	 	 	0.07	%
	 	 	 	 	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	29	 	 	Yu Guanghui

	 	 	2,076,808	 	 	 	0.08	%	 	 	324,317	 	 	 	1,752,491	 	 	 	0.07	%
	 	 	 	 	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	30	 	 	Hu Lixian

	 	 	1,993,111	 	 	 	0.08	%	 	 	311,247	 	 	 	1,681,864	 	 	 	0.07	%
	 	 	 	 	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	31	 	 	Zhang Shanshui

	 	 	1,846,337	 	 	 	0.07	%	 	 	288,327	 	 	 	1,558,010	 	 	 	0.06	%
	 	 	 	 	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	32	 	 	Zhang Jie

	 	 	1,826,778	 	 	 	0.07	%	 	 	285,272	 	 	 	1,541,506	 	 	 	0.06	%
	 	 	 	 	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	33	 	 	Luo Qiulin

	 	 	1,755,117	 	 	 	0.07	%	 	 	274,082	 	 	 	1,481,035	 	 	 	0.06	%
	 	 	 	 	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	34	 	 	Zhang Yunlong

	 	 	1,749,508	 	 	 	0.07	%	 	 	273,206	 	 	 	1,476,302	 	 	 	0.06	%
	 	 	 	 	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	35	 	 	Shi Biguang

	 	 	1,690,679	 	 	 	0.07	%	 	 	264,019	 	 	 	1,426,660	 	 	 	0.06	%






 









 






	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	Amount of	 	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	shares	 	 
	 	 	 	 	 	 	Before Implementation of	 	executing	 	After Implementation of
	 	 	 	 	 	 	Consideration Arrangement	 	consideration	 	Consideration Arrangement
	 	 	 	 	Name of Shareholder	 	 	 	 	 	Percentage in	 	arrangement	 	 	 	 	 	Percentage in
	 	 	 	 	Implementing Consideration	 	Shares held	 	total capital	 	this time	 	Shares held	 	total capital
	No.	 	Arrangement	 	(shares)	 	stock (%)	 	(shares)	 	(shares)	 	stock (%)
	 	36	 	 	Huang Wanquan

	 	 	1,650,655	 	 	 	0.06	%	 	 	257,769	 	 	 	1,392,886	 	 	 	0.05	%
	 	 	 	 	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	37	 	 	Cao Li

	 	 	1,611,527	 	 	 	0.06	%	 	 	251,658	 	 	 	1,359,869	 	 	 	0.05	%
	 	 	 	 	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	38	 	 	Zhang Fumin

	 	 	1,568,880	 	 	 	0.06	%	 	 	244,999	 	 	 	1,323,881	 	 	 	0.05	%
	 	 	 	 	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	39	 	 	Shen Dawei

	 	 	1,545,926	 	 	 	0.06	%	 	 	241,414	 	 	 	1,304,512	 	 	 	0.05	%
	 	 	 	 	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	40	 	 	Rong Qin

	 	 	1,541,733	 	 	 	0.06	%	 	 	240,759	 	 	 	1,300,974	 	 	 	0.05	%
	 	 	 	 	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	41	 	 	Zeng Yanling

	 	 	1,273,965	 	 	 	0.05	%	 	 	198,944	 	 	 	1,075,021	 	 	 	0.04	%
	 	 	 	 	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	42	 	 	Huang Wei

	 	 	1,262,660	 	 	 	0.05	%	 	 	197,179	 	 	 	1,065,481	 	 	 	0.04	%
	 	 	 	 	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	43	 	 	Chen Aijuan

	 	 	1,241,731	 	 	 	0.05	%	 	 	193,911	 	 	 	1,047,820	 	 	 	0.04	%
	 	 	 	 	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	44	 	 	Chen Beihuang

	 	 	1,185,961	 	 	 	0.05	%	 	 	185,201	 	 	 	1,000,760	 	 	 	0.04	%
	 	 	 	 	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	45	 	 	Chan Aiqiu

	 	 	1,168,607	 	 	 	0.05	%	 	 	182,491	 	 	 	986,116	 	 	 	0.04	%
	 	 	 	 	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	46	 	 	Tang Lin

	 	 	1,168,607	 	 	 	0.05	%	 	 	182,491	 	 	 	986,116	 	 	 	0.04	%
	 	 	 	 	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	47	 	 	Li Yimin

	 	 	1,088,288	 	 	 	0.04	%	 	 	169,949	 	 	 	918,339	 	 	 	0.04	%
	 	 	 	 	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	48	 	 	Yi Chunyu

	 	 	1,086,828	 	 	 	0.04	%	 	 	169,721	 	 	 	917,107	 	 	 	0.04	%
	 	 	 	 	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	49	 	 	Bo Lianming

	 	 	1,022,935	 	 	 	0.04	%	 	 	159,743	 	 	 	863,192	 	 	 	0.03	%
	 	 	 	 	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	50	 	 	Yu Engjun

	 	 	700,989	 	 	 	0.03	%	 	 	109,467	 	 	 	591,522	 	 	 	0.02	%
	 	 	 	 	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 
	 	 	 	 	Total

	 	 	1,591,935,200	 	 	 	61.55	%	 	 	248,598,986	 	 	 	1,343,336,214	 	 	 	51.94	%
	 






     5. Schedule for shares with sale-limited conditions listable for trading



     On the first trading date (G Date) after the implementation of stock-trading reform program,
our company agrees that those non-tradable shares held by shareholders of the company’s
non-tradable shares executing consideration arrangement will acquire the rights for trading on the
market.




	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	 	 	 	 	 	 	 	 	Percentage	 	 	 	 
	 	 	 	 	 	 	 	 	 	 	in total	 	Time to get	 	Committed
	 	 	 	 	 	 	Shares held	 	capital	 	listed for	 	sale-limited
	No.	 	Name of Shareholder	 	(shares)	 	stock (%)	 	trading	 	conditions
	 	 	 	 	 
	 	 	129,316,557	 	 	 	5.00	%	 	 	G+12	 	 	 	 	 
	 	1	 	 	Huizhou City Investment Holdings
	 	 	129,316,557	 	 	 	5.00	%	 	 	G+24	 	 	 	 	 
	 	 	 	 	Limited
	 	 	162,471,583	 	 	 	11.28	%	 	 	G+36	 	 	 	 	 
	 
	 	2	 	 	Labor Union Working Committee
	 	 	129,316,557	 	 	 	5.00	%	 	 	G+12	 	 	 	 	 
	 	 	 	 	under TCL Corporation
	 	 	69,338,624	 	 	 	2.68	%	 	 	G+24	 	 	 	 	 
	 
	 	3	 	 	Nam Tai Electronics (Shenzhen)
Limited
	 	 	80,600,173	 	 	 	3.12	%	 	 	G+12	 	 	 	 	 







 









 





	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	 	 	 	 	 	 	Percentage	 	 	 	 
	 	 	 	 	 	 	 	 	in total	 	Time to get	 	Committed
	 	 	 	 	Shares held	 	capital	 	listed for	 	sale-limited
	No.	 	Name of Shareholder	 	(shares)	 	stock (%)	 	trading	 	conditions
	 4	 	PHILIPS ELECTRONICS CHINA B.V.
	 	 	53,733,449	 	 	 	2.08	%	 	 	G+12	 	 	 	 	 
	 	 	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 5	 	LUCKY CONCEPT LIMITED
	 	 	40,300,086	 	 	 	1.56	%	 	 	G+12	 	 	 	 	 
	 	 	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 6	 	REGAL TRINITY LIMITED
	 	 	40,300,086	 	 	 	1.56	%	 	 	G+12	 	 	 	 	 
	 	 	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 7	 	Toshiba Corporation
	 	 	26,866,723	 	 	 	1.04	%	 	 	G+12	 	 	 	 	 
	 	 	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 8	 	Sumitomo Corporation
	 	 	5,104,677	 	 	 	0.20	%	 	 	G+12	 	 	 	 	 
	 	 	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 9	 	Li Dongsheng
	 	 	121,953,000	 	 	 	4.72	%	 	 	G+12	 	 	 	 	 
	 	 	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	10	 	Yuan Xincheng
	 	 	20,920,045	 	 	 	0.81	%	 	 	G+12	 	 	 	 	 
	 	 	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	11	 	Zheng Chuanlie
	 	 	19,888,987	 	 	 	0.77	%	 	 	G+12	 	 	 	 	 
	 	 	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	12	 	Lu Zhongli
	 	 	19,888,987	 	 	 	0.77	%	 	 	G+12	 	 	 	 	 
	 	 	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	13	 	Wu Ke
	 	 	16,865,819	 	 	 	0.65	%	 	 	G+12	 	 	 	 	 
	 	 	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	14	 	Hu Qiusheng
	 	 	16,043,807	 	 	 	0.62	%	 	 	G+12	 	 	 	 	 
	 	 	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	15	 	Gao Xiaoxian
	 	 	13,911,182	 	 	 	0.54	%	 	 	G+12	 	 	 	 	 
	 	 	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	16	 	Li Jiansheng
	 	 	13,076,938	 	 	 	0.51	%	 	 	G+12	 	 	 	 	 
	 	 	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	17	 	Wen Shanglin
	 	 	12,718,502	 	 	 	0.49	%	 	 	G+12	 	 	 	 	 
	 	 	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	18	 	Zhang Jianwu
	 	 	12,718,502	 	 	 	0.49	%	 	 	G+12	 	 	 	 	 
	 	 	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	19	 	Wu Shihong
	 	 	8,509,849	 	 	 	0.33	%	 	 	G+12	 	 	 	 	 
	 	 	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	20	 	Yang Li
	 	 	8,405,528	 	 	 	0.32	%	 	 	G+12	 	 	 	 	 
	 	 	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	21	 	Yu Yaoming
	 	 	8,295,113	 	 	 	0.32	%	 	 	G+12	 	 	 	 	 
	 	 	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	22	 	Huang Pingchu
	 	 	6,624,728	 	 	 	0.26	%	 	 	G+12	 	 	 	 	 
	 	 	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	23	 	Yang Weiqiang
	 	 	6,386,777	 	 	 	0.25	%	 	 	G+12	 	 	 	 	 
	 	 	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	24	 	Zhao Zhongyao
	 	 	5,429,283	 	 	 	0.21	%	 	 	G+12	 	 	 	 	 
	 	 	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	25	 	Wen Mingjian
	 	 	2,796,324	 	 	 	0.11	%	 	 	G+12	 	 	 	 	 
	 	 	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	26	 	Shi Wanwen
	 	 	2,072,505	 	 	 	0.08	%	 	 	G+12	 	 	 	 	 
	 	 	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	27	 	Chen Daoliang
	 	 	1,920,490	 	 	 	0.07	%	 	 	G+12	 	 	 	 	 
	 	 	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	28	 	Shao Guangjie
	 	 	1,876,755	 	 	 	0.07	%	 	 	G+12	 	 	 	 	 
	 	 	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	29	 	Yu Guanghui
	 	 	1,752,491	 	 	 	0.07	%	 	 	G+12	 	 	 	 	 
	 	 	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	30	 	Hu Lixian
	 	 	1,681,864	 	 	 	0.07	%	 	 	G+12	 	 	 	 	 
	 	 	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	31	 	Zhang Shanshui
	 	 	1,558,010	 	 	 	0.06	%	 	 	G+12	 	 	 	 	 
	 	 	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	32	 	Zhang Jie
	 	 	1,541,506	 	 	 	0.06	%	 	 	G+12	 	 	 	 	 
	 	 	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	33	 	Luo Qiulin
	 	 	1,481,035	 	 	 	0.06	%	 	 	G+12	 	 	 	 	 






 









 








	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	 	 	 	 	 	 	Percentage	 	 	 	 
	 	 	 	 	 	 	 	 	in total	 	Time to get	 	Committed
	 	 	 	 	Shares held	 	capital	 	listed for	 	sale-limited
	No.	 	Name of Shareholder	 	(shares)	 	stock (%)	 	trading	 	conditions
	34	 	Zhang Yunlong
	 	 	1,476,302	 	 	 	0.06	%	 	 	G+12	 	 	 	 	 
	 	 	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	35	 	Shi Biguang
	 	 	1,426,660	 	 	 	0.06	%	 	 	G+12	 	 	 	 	 
	 	 	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	36	 	Huang Wanquan
	 	 	1,392,886	 	 	 	0.05	%	 	 	G+12	 	 	 	 	 
	 	 	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	37	 	Cao Li
	 	 	1,359,869	 	 	 	0.05	%	 	 	G+12	 	 	 	 	 
	 	 	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	38	 	Zhang Fumin
	 	 	1,323,881	 	 	 	0.05	%	 	 	G+12	 	 	 	 	 
	 	 	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	39	 	Shen Dawei
	 	 	1,304,512	 	 	 	0.05	%	 	 	G+12	 	 	 	 	 
	 	 	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	40	 	Rong Qin
	 	 	1,300,974	 	 	 	0.05	%	 	 	G+12	 	 	 	 	 
	 	 	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	41	 	Zeng Yanling
	 	 	1,075,021	 	 	 	0.04	%	 	 	G+12	 	 	 	 	 
	 	 	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	42	 	Huang Wei
	 	 	1,065,481	 	 	 	0.04	%	 	 	G+12	 	 	 	 	 
	 	 	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	43	 	Chen Aijuan
	 	 	1,047,820	 	 	 	0.04	%	 	 	G+12	 	 	 	 	 
	 	 	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	44	 	Chen Beihuang
	 	 	1,000,760	 	 	 	0.04	%	 	 	G+12	 	 	 	 	 
	 	 	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	45	 	Chan Aiqiu
	 	 	986,116	 	 	 	0.04	%	 	 	G+12	 	 	 	 	 
	 	 	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	46	 	Tang Lin
	 	 	986,116	 	 	 	0.04	%	 	 	G+12	 	 	 	 	 
	 	 	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	47	 	Li Yimin
	 	 	918,339	 	 	 	0.04	%	 	 	G+12	 	 	 	 	 
	 	 	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	48	 	Yi Chunyu
	 	 	917,107	 	 	 	0.04	%	 	 	G+12	 	 	 	 	 
	 	 	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	49	 	Bo Lianming
	 	 	863,192	 	 	 	0.03	%	 	 	G+12	 	 	 	 	 
	 	 	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	50	 	Yu Engjun
	 	 	591,522	 	 	 	0.02	%	 	 	G+12	 	 	 	 	 






     Note 1: In accordance with Measures for the Administration of the Share-trading Reform of
Listed Companies, Huizhou City Investment Holdings Limited will not go onto the market for trading
or transfer within 12 months since the acquisition of trading rights; upon the expiration of
abovementioned sale-prohibiting term, it can sell originally non-tradable shares through the
listing trades on the stock exchange, provided that the amount of shares occupies the total shares
of TCL Corporation doesn’t exceed 5% in 12 months and 10% in 24 months. At the same time,
non-tradable shares held by () shareholders of non-tradable shares failing to clearly express
approval on the share reform have been prepaid so as to obtain () shares of consideration
arrangement required to be implemented for listing and trading rights. Therefore, if shares held by
the abovementioned shareholders of non-tradable shares get listed for trading, the advance money
prepaid by Huizhou City Investment Holdings Limited should be refunded or the approval from Huizhou
City Investment Holdings Limited should be got.



     Note 2: In accordance with Measures for the Administration of the Share-trading Reform of
Listed Companies, Labor Union Working Committee under TCL Corporation promised that it will not go
onto the market for trading or transfer within 12 months since the acquisition of trading rights;
upon the expiration of abovementioned sale-prohibiting term, it can sell originally non-tradable
shares through the listing trades on the stock exchange, provided that the amount of shares
occupies the total



 









 







shares of TCL Corporation doesn’t exceed 5% in 12 months and 10% in 24 months.



     Note 3: In accordance with Measures for the Administration of the Share-trading Reform of
Listed Companies, () shareholders of non-tradable shares implementing consideration arrangement
will
not go onto the market for trading or transfer within 12 months since the acquisition of
trading rights.



     Note 4: The shareholders failing to clearly express the consent to participate in this stock
reform currently cannot determine the salable or transferable time, which will be determined by
Huizhou City Investment Holdings Limited through consultations with all above-mentioned
shareholders.



     Note 5: If the above-mentioned natural person shareholder is the corporate director,
supervisor or senior manager, the corporate shared held by him shall be locked as per stipulations
set forth in Article 3.17 of the currently effective Rules on Stock Listing in Shenzhen Stock
Exchange, until the term of share sales determined by the table above expires or after 6 months
when he has left the post.



     6. Stock composition after Share-trading reform.



	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Before the Reform	 	 	After the Reform
	 	 	 	 	 	 	Percentage	 	 	 	 	 	 	 	 	Percentage
	 	 	Amount of	 	in total	 	 	 	 	Amount of	 	in total
	 	 	shares	 	capital	 	 	 	 	shares	 	capital
	 	 	(shares)	 	stock	 	 	 	 	(shares)	 	stock
	I. Subtotal for
unlisted shares

	 	 	1,591,935,200	 	 	 	61.55	%	 	 	1. Total of
tradable shares
with limitation on
sales
	 	 	1,343,336,214	 	 	 	51.94	%
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	State-owned Shares

	 	 	652,282,698	 	 	 	25.22	%	 	 	Country Shares
	 	 	550,421,255	 	 	 	21.28	%
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Miscellaneous

	 	 	235,418,484	 	 	 	9.10	%	 	 	 	 	 	198,655,181	 	 	 	7.68	%
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Domestic legal
person shares

	 	 	95,516,112	 	 	 	3.69	%	 	 	 	 	 	80,600,173	 	 	 	3.12	%
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Foreign legal
person shares

	 	 	197,081,577	 	 	 	7.62	%	 	 	Foreign legal
person shares
	 	 	194,460,093	 	 	 	7.52	%
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Natural person
shares

	 	 	411,636,329	 	 	 	15.92	%	 	 	Natural person
shares
	 	 	410,958,476	 	 	 	15.89	%
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	II. Subtotal for
tradable shares

	 	 	994,395,944	 	 	 	38.45	%	 	 	2. Total of
tradable shares
without limitation
on sales
	 	 	1,242,994,930	 	 	 	48.06	%
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	A shares

	 	 	994,395,944	 	 	 	38.45	%	 	 	A shares
	 	 	1,242,994,930	 	 	 	48.06	%
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	B shares

	 	 	 	 	 	 	 	 	 	 	B shares	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	H shares and other

	 	 	 	 	 	 	 	 	 	 	H shares and other	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	III. Total shares

	 	 	2,586,331,144	 	 	 	100.00	%	 	 	3. Total shares
	 	 	2,586,331,144	 	 	 	100.00	%
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Remarks: