2176

Ifyou, your spouse, and your dependent children did not receive any reimbursements or
gifts reportable in Part IV, check the "None" box rather than leaving Part IV blank.

IV. REIMBURSEMENTS AND GIFTS — transportation, lodging, food, entertainment.
(Includes those to spouse and dependent children; use the parentheticals "(S)" and *(DC)" to include reportable
Feimbursemeats and gifts received by spouse and dependent children, respectively. See pp 26-29 of Instructions)

SQURCE DESCRIPTION

rm
| NONE (No such reportable reimbursements or gifts)
1

2

Notes to filer:

Do you, your spouse, or any dependent child have any reportable reimbursements or
gifts? If not, is the NONE box checked?

Did you identify the source of the reimbursement or gift, and provide a brief description
including a travel itinerary, dates, and nature of expenses?

Can the gift or reimbursement be accepted by you, your spouse, or dependent child?
Commentary

The-following opinions issued by the Committee on Cades of Conduct provide guidance
on issues associated with this part.

Attendance of judges and their spouses as guests at bar association dinners is proper,
and a judge may accept reimbursement for the judge's or the judge's spouse's travel and hotel
expenses to attend such a dinner sponsored by lawyer organizations even when the judge does
not speak or render other services at the function. (Advisory Opinion No. 17,)

Itis permissible for a judge to attend, and accept hospitality at bar association events
and meetings of other organizations devoted to improvement of the law, legal system, or the
administration of justice. With respect to attendance at cocktail parties hosted by law firms in
connection with bar meetings, judicial conferences, and the like, there is no impropriety in a
Judge accepting such invitations in the absence of reason to believe that such attendance will

28 ‘Issued January 2, 1997



2006

TWENTY-FOURTH JUDICIAL DISTRICT COURT
PARISH OF JEFFERSON

STATE OF LOUISIANA

f
I, Mary Mier Deputy Clerk of the twenty-fourth Judicial

District Court, for the Parish of Jefferson, do hereby certify, that the record filed

Herewith is a true copy of the Original record of Pleadings, evidence and documents

in the matter entitled: STATE OF LOUISIANA
VERSUS
Aubry N Wallace
Bearing number 89-2360

IN TESTIMONY WHREROF, I
have here unto set my hand and
affixed the seal of said Court, at
Gretna, Louisiana, in the Year of
Oar Lord, Two Thousand and
Nine and in the 233rd Year of the
Independence of the United States

of America.

DEPUTY ett


2205

COMPLIANCE AND SANCTIONS

Compliance with filing and reporting requirements is monitored pursuant to 5 U.S.C. app.
4, § 106.

One who knowingly and willfully falsifies or fails to file or report any information
required under the Act is subject to civil and criminal sanctions. Section 104(a).

ETHICAL STANDARDS

The disclosure requirements and exemptions from disclosure contained in the Act neither
define nor limit the standards imposed by the Codes of Conduct for United States Judges and
other rules of the Judicial Conference of the United States or the statutory provisions for
disqualification or recusal.

For example, disclosure of financial interests under the Act is required only for interests
exceeding a stated minimum amount of value and only with respect to certain members of a
person's family, whereas 28 U.S.C. § 455(b)(4) applies to financial interests without regard to
amount and 28 U.S.C. § 455(b)(5) applies to participation in litigation by a person within the
third degree of relationship to the judge. Similarly, the Act exempts from disclosure matters
relating to campaign receipts and campaign disbursements, most of which would be prohibited
under the Codes of Judicial Conduct for United States Judges, which also precludes qualified
blind trusts for judges.

PUBLIC ACCESS

Financial Disclosure Reports are public documents, open to inspection and copying at the
office of the Committee on Financial Disclosure. Reports will be made available to the public
within thirty (30) days after the Report is received by the Committee on Financial Disclosure and
only upon written application. Sections 105(a) and (b)(1).

Individuals requesting copies of Financial Disclosure Reports will be required to present
adequate identification such as a picture identification, when requesting a copy in person. Those
requesting copies by mail will be required to submit a notarized request.

There will be a charge of fifty (50) cents for each page copied. A Report will be made
available only to a person who states on a written application:

(A) that person's name, occupation and address;

(B) the name and address of any other person or organization on whose behalf
the inspection or copy is requested; and

57 Issued January 2, 1997


2070

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1972

Marshall Jar Serio
RE: Wallace Samuel

Page 2

The aforementioned trial is set for Monday,
August 13, 1990 at 9:00 a.m. in Division "N".

Sincerely,

WD: 9: SE Eare_
W. J. Leblanc
Assistant District Attorney

Parish of Jefferson
State of Louisiana


2101

Page 2

Have:you been advised by your counsel that in the event I accept your
plea of guilty, that you will be sentenced as follows:

Sy et Maret Label, cusdprerialegey baipidl ecTanb
ficttelegn) »

Blof no.

3. You have the right to a trial by jury, which jury may either find you
guilty as charged, guilty of a lesser crime, or not guilty You have the
Fight to hire an attorney of your choice to defend you at that trial. If

you cannot ,afford an attorney, one will be appointed for you, which will cost
you nothing. By entering a plea of guilty, you are waiving or giving up these
rights. Do you understand that?

4. At any jury trial, you have the right to confront your accusers and to
compe! testimony on your behalf from your witnesses, By entering this plea
of guilty, ‘you are waiving or giving up thése rights. Do you understan@ that?

5. I£ you were to go on trial, and in the event of a conviction, that is, if
the jury finds you guilty, you’would have the right to appeal Again, in'the
event of alappeal, if you'could not afford :an attorney, one would be appointed
for you, which would not cost anything. By entering a plea of guilty, you are
waiving’ or igiving up these rights. Do you understand that?

6. If you plead guilty, and this court accepts your plea. you do not have the
right toiagsert any allegations of defects, such as: (a) an illegal arrest;
(b) (c) an illegal confession; (d) an

tate might not be able tc prove
said charge or that a jury would find you guilty. Do you understand that by
pleading guilty you are waiving or giving up these rights?

7. Do you understand that by pleading guilty, you are telling this court that
you have in fact committed the crime to which’ you are pleading guilty?

BY DEFENDANT'S ATTORNEY:

I, as attorney for the defendant, was present during the recitation of
the foregoing colloquy between the defendant and the trial judge at the time
of the defendant's plea of guilty.

I, also, have informed the defendant of his or her rights, particularly
the nature of the crime to which he or she 1s pleading guilty, the maximum
entence the court could impose under the law, and the fact that the defendant,
by entering this plea of guilty, is waiving his or her right to trial by jury
his or her right to confront his accusers, his or her right against self-
incrimination, and lastly, that his or her only appeal is for review of
jurisdictional defects; and I am entirely satisfied that the defendant knowing!
willingly, antelligently and voluntarily has entered this plea of guilty’ knowir
the consequences.

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T hereby certify thatthe above and foregoing fingerprints on this bill are the fingerpri

. and that they were placed thereon by said defendant this day of

‘ints of the defendant,

Deputy Sheriff

&

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ny were

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7 Deputy Sherif
IR. Thumb, IR. & . IR. wr R. Little
L. Toumb Ls Index § Ling Line

Thereby certify that the above and foregoing fingerprints On this bill are the fingerprints of the defendant,

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2181

(0) It is permissible for a judge to accept a free membership in the "American Board of
Trial Advocates," the organization being devoted to the improvement of the law.
(Compendium § 5.4-1(b) (1995).)

(¢) Itis permissible to accept free membership in a local bar association.
(Compendium § 5.4-1(c) (1995),)

33 Issued January 2, 1997


PRS PF a 24th Judicial District Court

State of Louisiana

DISTRICT ATTORNEY. LAMBERT JUDGE. PORTEOUS

CONT{NUANCES
The defendant, appeared before the

bar of the court this day for.

He was:

1.) rymggeeie be attorney.
2 aan .
te Ss rte

1. ( ) continued to be reassigned.
) contfued without date.
ee b)ae) 40
Le eo of the assistant district attorney.
¢ at the request of the defendant attorney.

3. ( ) ona joint motion of the assistant district attorney and th

ttorney for the defendant.

4. ( ) by order of the court,

Deputy Clerk

ON wy
"Pe.
re


seonggemey 4

2026

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|| 24th Judicial Diseriet’ «Chur
PATE OF Lavonia ii Forte
(10S pppuset OF JEFFERSON
STATE OF LOUISIANA
RE] , (L_ BOND

=, Euthe dbove mumfered snd entitled cddsey the defendant having falled to. sppekr
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a
geet far his gppecrance, ‘and after, being cfiljedsfo appear to answer. to the charges |
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Wis QRDEREB, neem ie that the bait bond given by.
the defendant, be and. oe



$5.

2215

Limitations on Outside Employment.

(a)

(b)

(c}

No covered senior employee shall:

(1) affiliate with or be employed by a firm,
partnership, association, corporation, or other
entity to provide professional services which
involve a fiduciary relationship for compensation;

(2) permit the use of his or her name by any such firm,
partnership, association, corporation, or other
entity;

(3) practice a profession which involves a fiduciary
relationship for compensation;

(4) serve for compensation as an officer or member of
the board of any association, corporation, or other
entity; or

(5) receive compensation for teaching, without the
prior notification and approval as herein provided.

"Teaching" in these regulations includes teaching a
course of study at an accredited educational institution
or participating in an educational program of any
duration that is sponsored by such an institution and is
part of its educational offering. Examples of the latter
are a lecture, lecture series or symposia sponsored by a
law school or college. Teaching also includes
participation in continving legal education programs for
which credit is given by licensing authorities or
programs which are sponsored by recognized providers of
continuing legal education.

A covered senior employee who obtains prior approval from
the chief judge of the circuit, or in the case of the
chief judge from the judicial council, may engage in
part-time teaching for compensation. Covered senior
employees of the Court of International Trade or the
Court of Federal Claims shail obtain approval from the
chief judges of those courts. Covered senior employees
of the Tax Court shall obtain approval from the chief
judge of the Tax Court. Covered senior employees of the
Court of Veterans Appeals shall obtain approval from the
Chief judge of the Court of Veterans Appeals. Covered
senior employees of the Sentencing Commission shall

67 Issued January 2, 1997


1962

HARRY LEE SHERIFF

September 22, 1989

U.S. Marshals Service
Eastern District of La.
500 Camp Street

New Orleans, La. 70130

REFERENCE: SAMUEL B. WALLACE
B/M DOB:

HOUSED BY SHERIFF FOTI, NOCSO

Dear Sir:

This is to certify that the above-named inmate will be
provided safekeeping, custody, and care while in the
custody of the Jefferson Parish Correctional Center and
thac said Jefferson Parish Correctional Center will assume
full respousibilicy for chat custody, and will return the
inmate on conclusion of the inmate's appearance in the
proceeding for which the writ issues, and that I have

the full power and authority to make this certification
for said Jefferson Parish Correctional Center as the
Correctional Administrator for that authority.

a a 22h

PYinted named/signatyfe date

ZL _ I fet alrefe

Witness’ Printed named/signature

date?

Jatferson Parish Sheriff's Office P.O. Box 227 # Gretna, La. 70054 * (504) 363-5500


2177

reasonably reflect unfavorably on the judge's impartiality or is likely to be exploited by the law
(firm. (Advisory Opinion No. 17,)

Itis permissible for judges to attend bar association events such as receptions where a
legal publishing firm has donated the hors d'oeuvres and beverages to the bar association. It is
not appropriate, however, for a group of judges or judicial personnel to allow a legal publishing
firm or other vendor doing business with their court to donate food and beverages for a meeting
of the judges or judicial employees. ( Compendium § 2.9(a) (1995).)

Although mere attendance (along with others similarly situated) without paying a
registration fee would not create an appearance of impropriety, it would create an appearance
of impropriety for employees of the Administrative Office to accept from a legal publishing firm
a gift of transportation, lodging and meals in connection with a professional training program
sponsored by the firm. (Compendium § 2.9(6) (1995).)

It would create an appearance of impropriety for a judge to permit a for-profit company
to host a reception following the judge's investiture, where the judge had no preexisting
relationship with the company, would not otherwise have been required to recuse, and the
circumstances would convey the impression that the company was in a special position to
influence the judge. (Canon 2B and Compendium § 2.10(c) (1995).)

It is permissible for a judge to be the guest of honor at a public dinner arranged by
former law clerks, attended by lawyers and other members of the public, as well as the law
clerks. The law clerks should make clear on the invitations and other papers relating to the
dinner, not only the fact that the dinner is sponsored solely by present and former law clerks, but
that the amount paid by other attendees is solely to cover the cost of the dinner, that no fund-
raising activity is involved, and that no part of the amount paid for the dinner will be employed
in the purchase of a gift for the honoree. (Compendium § 5.4-5(c) (1995).)

A judge participating as a faculty member in a two-week seminar of general interest
organized on a nonprofit basis and financed by tuition and subsistence payments by nonfaculty
attendees may accept reimbursement for the judge's and the judge's spouse's travel and
subsistence expenses. (Advisory Opinion No. 3.)

A judicial employee may receive compensation and reimbursement of expenses for
outside activities provided that receipt of such compensation and reimbursement is not
prohibited or restricted by this Code, the Ethics Reform Act, and other applicable law, and
provided that the source or amount of such payments does not influence or give the appearance
of influencing the judicial employee in the performance of official duties or otherwise give the
appearance of impropriety. Expense reimbursement should be limited to the actual cost of
travel, food and lodging reasonably incurred by a judicial employee. (Code of Conduct for
Judicial Employees, Canon 4E.)

29 {Issued January 2, 1997


2220

writing a nonlegal article for a newspaper or magazine is an
honorarium. On the other hand, compensation received as the author
or co-author of a nonlegal book is not an honorarium.

The definition of a prohibited "honorarium" excludes a
suitable memento or other token in connection with an occasion or
article, provided it is neither money nor of commercial value. The
test for commercial value is whether the memento would have
commercial value in the hands of the recipient. Examples of
suitable mementos include a plaque or letter opener. Examples of
“other tokens" that are not honoraria include benefits incidental
to attending the occasion or to the publication of an article such
as food and beverages consumed, waiver of a registration fee,
copies of publications containing articles, reprints of a law
review article, a free subscription provided to the author of the
article, or tapes of appearances or speeches and similar items that
provide a record of the event. -

The prohibition against practicing a profession that involves
a fiduciary relationship includes the providing of legal, real
estate, consulting and advising, insurance, medicine,
architectural, or financial services when those services involve
such a relationship. The prohibition does not apply to service by
a covered senior employee as an executor or trustee of a family
estate or trust as permitted by the Codes of Conduct where the
covered senior employee does no more than provide the service that
would be provided by a lay person in the same capacity.
Compensation received for such services is subject to the 15
percent’ limitation on outside earned income.

Covered senior employees are required to notify the authority
designated to grant approvals and obtain approval prior to engaging
in compensated teaching activities. Further, during the
performance of a previously approved teaching commitment, approval
is required prior to any material increase in the compensation or
the.time required. Those who have previously secured approval for
compensated teaching pursuant to a long-term contract must reapply
for approval prior to the commencement of any new academic year.

The Act does not define "teaching." These regulations define
it to include meaningful participation in bona fide components of
an educational curriculum or plan, regardless of the duration or
format of the particular program in which the covered senior
employee participates. The statutory authority to "teach" for
compensation thus includes permission to participate in the
educational program of an accredited institution in the manner in
which that institution plans and carries out its teaching function.

72 Issued January 2, 1997


2233

of compensation, if any, which the individual received for the
prohibited conduct, whichever is greater

(b) Advisory opinions.--Any entity described in section 503
may render advisory opinions interpreting this title, in writing,
to individuals covered by this title. Any individual to whom such
an advisory opinion is rendered and any other individual covered by
this title who is involved in a fact situation which is
indistinguishable in ail material aspects, and who, after the
issuance of such advisory opinion, acts in good faith in accordance
with its provisions and findings shall not, as a result of such
actions, be subject to any sanction under subsection (a).

$ 505. Definitions
For purposes of this title:

(1) The term "Member" means a Senator in, a
Representative in, or a Delegate or Resident Commissioner to,

the Congress.

(2) The term "officer or employee" means any officer or
employee of the Government except any special Government
employee (as defined in section 202 of title 18, United States
Code.

(3) The term "honorarium" means a payment of money or
anything of value for an appearance, speech or article
(including a series of appearances, speeches or articles if
the subject matter is directly related to the individual's
official duties or the payment is made because of the
individual's status with the Government) by a Member, officer
or employee, excluding any actual and necessary travel
expenses incurred by such individual (and one relative) to the
extent that such expenses are paid or reimbursed by any other
person, and the amount otherwise determined shall be reduced
by the amount of any such expenses to the extent that such
expenses are not paid or reimbursed.

(4) The term "travel expenses” means, with respect to a
Member, officer or employee, or a relative of any such
individual, the cost of transportation, and the cost of
lodging and meals while away from his or her residence or
principal place of employment.

85 Issued January 2, 1997


2144

Tare of feed taporting tare of Barone
FINANCIAL DISCLOSURE REPORT (cont) | poseeous (sr,), Gabriel T. snzi9t

VII. ADDITIONAL INFORMATION OR EXPLANATIONS (Indicate part of Report.)

IX, CERTIFICATION.

ta comptes with te proves of 28 U.S.C. §45 md of Avemy Option No, 57 of th Advisory Commie o In
‘Activities, and w the best of my knowledge at the Give aftr reasomble inary, 1 didnot perform any adjucatory function in any litigation
‘acing the period covered ty this report in which T, my spouse, or my minor or dependent chien had a financial intrest, as defined in
‘Canon 3C{3Xe), in the outcome of suck litigation,

{certify that all information given sbove (incioding information pertaining to my spouse and minor or dependent children, if any) is
accurate, tre, and complete to the best of my knowledge and belief, and thet any information not reported was withbeld because it met
spplicable statutory provisions permitting noo-dscloare.

I forher cerfy that carped income from outside employment and honoraria and the acceptance of gifts which have been reported are
in compliance with the provisions of 5 U.S.C.A. app. 4, § 501 et. seq., 5 U.S.C. § 7353 and Juicial regulations.

owe 5) afer

‘Signature
NOTE: ANY INDIVIDUAL WHO LY AND WILFULLY FALSIFIES OR FAILS TO FILE say REPORT MAY BE
SUBJECT TO CIVIL AND FANCTIONS (5 US. Ap. 4 8108)

$C00226


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2199

Commentary

In addition to purchases and sales, other types of transactions such as mergers, gifts,
inheritances, and redemptions require completion of all parts of Columns D(1)-(3).

Ian asset was disposed of (sale or redemption), then Column D(4)- the capital gain
code should also be provided. In addition, Column D(5) should be completed as to the identity
of the buyer or seller if it was a private transaction (as opposed to a transaction conducted
through public trading, as on a stock or commodities exchange).

It should be noted that some filers leave Column D blank when they have a transaction
which does not require complete details. However, Column D(1) should be completed to provide
the type of transaction. This is a common omission when the filer either opens or closes an
account in a financial institution. The following are common examples of these types of
transactions:

(1) opening and closing of accounts in financial institutions, including the rollover of an
account from one financial institution to another,

(2) transactions solely between the filer, his or her spouse, and dependent children,

(3) transactions in which the then fair market value of consideration paid or received did
not exceed $1,000, and

(4) transactions involving a mere change of form of assets, ¢.g., a stock split.

6. Trusts and Similar Entities

Holdings of beneficial interests in trusts and similar entities present special problems in
reporting,

A reporting person need not report the holdings of, or the source of, income from any of
the holdings of:

a) a qualified blind trust. Section 102(f)(1). (see below).

b) a trust:
(D which was not created directly by the reporting person, his spouse, or
any dependent child; and
Gi) the holdings or sources of income, of which the person, his spouse, or
any dependent child have no knowledge.
Section 102(A)(2).

51 Issued January 2, 1997


2136

Case 2:02-cr-00219-HGB Document 106 Filed 04/28/2004 Page 1 of 1

«4. DUNATRD STATES pistRicT couRT
1.2 CEASHERN DISTRICT OF LOUISIANA

CRIMINAL ACTION

UNITED STATES OF AMERICA:
see
vs BONA! 22437 02-00219-001_*C"_
ayn “git E906. SEC. NOD (CASE NO.SEC)
JUDGMENT: thom ORDER —_
Tn he presence ofthe attorney for te governien:, Day Yer
the defendant appeared in person on his date -— (NPR 28. 2008)
_XX_WITH COUNSEL EDWARD J. CASTAING, JR.
(Name of Counsel)
Assistant U.S. Attorney: MICHAEL W. MAGNER U.S. Probation Officer: DAVID L. ARENA
‘Court Reporter: RHONDA HARDIN Courtroom Deputy: KIMBERLY A. COUNTY

PLEA: XX GUILTY, and the court being satisfied that there is a factual basis for the plea.
‘There being a finding of | GUILTY ON MARCH 31, 2003, AS TO COUNTS 1, 2 & 3:OF THE
SUPERSEDING BILL OF INFORMATION
PLEA ACCEPTED UNCONDITIONALLY AT SENTENCING

Defendant has been convicted as charged of the offense(s) of 21 USC §§ 841(a)(1) and 846 - CONSPIRACY TO
DISTRIBUTE AND ATTEMPT TO DISTRIBUTE, AND TO POSSESS AND ATTEMPT TO POSSESS WITH
INTENT TO DISTRIBUTE OXYCODONE AND 18 USC §§ 1341, 1346 and 2 - MAIL FRAUD INVOLVING THE
DEPRIVATION OF THE HONEST SERVICES OF A PUBLIC OFFICIAL AND 18 USC § 371 - CONSPIRACY TO
COMMIT MAIL FRAUD INVOLVING THE DEPRIVATION OF THE HONEST SERVICES OF A PUBLIC
OFFICIAL
‘The sentence is imposed pursuant 1 the Sentencing Reform Act of 1984. The court adjudged the defendant guilty as charged and
convicted and ordered that: The defendant is hereby committe tothe custody ofthe Bureau of Prisons to be imprisoned fora term,
(0.46 months as to Counts 1, 2 and 3, to be served concurrently. It is further ordered that the defendant shall pay to the United States
a fine of $50,000.00 as to Count 1. Said fine includes the cost of confinement, pursuant to U.S.S.G.. §SEI.2(0) and (1). the Court
waives the interest requirement inthis case. The payment of the fine shal! begin while the defendant is incarcerated. Upon release,
any tnpaid balance shall be pai at arate of $500.00 per month. Upon release from imprisonment, the defendant shall be placed on
Supervise release fra term of thee years. This term consis of ters of hee year on each of Couns 1? and. ll sch rms
to run concurrently. Within 72 hours of release from the custody ofthe Bureau of Prisons, the defendant shall report in person to
the probation office in the district ro which the defeatant is released. While on supervised release, the deferdant shall comply with
the mandatory-and standard conditions that have been adopted by this Court, and shall not possess a firearm. Ia addition, the
{following special conditions ae imposed: 1. The defendant shall provide the probation officer with access to any requested financial
information. 2. The defendant shall not incut new credit charges or open additional lines of credit without the approval of the
probation officer unless the defendant isin compliance with the installment payment schedule. 3. The defendant shall participate
nan orientation and life skills programas directed by the probation officer. 4. The defendant shall participate in aprogram of testing
‘and/or treatment for alcohol abuse, as directed by the probation officer, until such time as the defendant is released from the program
by the probation officer. The defendant shall contribute to the cost of such treatment to the extent that the defendant is deemed
capable by the probation officer. 5. The defendant shall pay any fine that is imposed by this judgment, and that remains unpaid at
the commencement of the term of supervised release. Government's oral motion to dismiss the underlying indictment and the
‘superseding indictment - GRANTED. Iti further ordered that the defendant surrender himself to the institution designated by the
Bureau of Prisons no later than 12:00 noon on Sune 28, 2008.
IT IS FURTHER ORDERED that the defendant shall pay to the United States a special assessment of
$_100.00 as to Counts__1, 2&3 for a total assessment of ___$ 300.00.
ITS FURTHER ORDERED that the defendant notify the United States Aaoreey for this District within 30 days of any change of resience or
ang tc wl a fs etn, a eal ne ng! ty he ude ae il) pin aon we pil
<ondions of protation ingot sbove, TF 1S HEREBY ORDERED th te general conditions of probs

ree be Inport
as APRRBE by

Pr
HELEN G. BERRIGAN esx

UNITED STATES DISTRICT JUDGECIRMI A

(Date) =— Doc. No. Deputy Clerk

“HP EXHIBIT 88(h)

SIGNED BY:



2125

Case 2:02-cr-00219-HGB Document 67 Filed 03/31/2003 Page 4 of 12

truck." Chewning and BODENHEIMER discussed that “something” was “up” with the
neighbor. Chewning told BODENHEIMER "let's see, let's see who sinks the deepest
hook." BODENHEIMER responded, “It’s like a knife fight while dancing.”

42. On April 19, 2002, Chewning placed a plastic baggie that contained three
Oxycodone pills, a Schedule I! drug controlled substance, into the neighbor's vehicle.

13. . On April 20, 2002, BODENHEIMER and Chewning met in the parking lot
of a gas station in Slidell, Louisiana.

14. On April 21, 2002, BODENHEIMER told Chewning that he
(BODENHEIMER) was at VIM and asked Chewning, “are you taking a ride or what?”
Chewning asked if BODENHEIMER thought it was “cool” to come to VIM “at this
particular point.”

15. The Government has no evidence that BODENHEIMER in fact, called the
police in an effort to effect the arrest of the neighbor.

-OUNT TWO

If this case were to proceed to trial, the Government would prove that defendant,
RONALD D. BODENHEIMER, a Louisiana district court judge, along with Philip M.
Demma and Bryan M. White, devised and intended to devise a scheme and artifice to
defraud and to deprive the citizens of the State of Louisiana of BODENHEIMER's
honest and faithful services, performed free from deceit, bias, self-dealing, and
concealment. BODENHEIMER did so by using his position as judge to enrich himself
by making rulings favorable to the father in a domestic proceeding over which he

presided in exchange for things of value, including assistance with quashing


2021

(CERTIFICATE OF MAILING JUDGMENT OF BOND FORFEITURE

STATE OF LOUISIANA ‘CASE NUMBER_89-2360
vs ‘TWENTY-FOURTH JUDICIAL DISTRICT COURT
AUBRY_N. WALLACE PARISH OF JEFFERSON

I, the undersigned Deputy Clerk of Court for the Tweaty-Fourth District Court, Parish of Jef-
ferson, do hereby affirm and certify thet I have mailed a copy of the Judgment of ForfeRure
in the above and entitled case to the following persons on the date next to his name:

AUGUST 3, 89 AUBRY N. WALLACE-DEFENDANT
sugUST 3,
we > BING. 2, APT E> 7 LA. 7007
aveusr 3 1989 BERNICE WALLAGE-SURETY
; 305 MER STREET, APT. 2K, TR T0012
anicost 3, 19.88 DA
‘ 19
‘ 19
pb
Gretna, La.

Witness, our Hand an@-the ‘Seal of ssid

Court this 3HD__ ayo ADGUST

‘Deputy Clerk

JPG 1219: 72


2203

Q) An office in an educational, religious, charitable, fraternal, or civic organization is
not a "financial interest" in securities held by the organization. (Canon 3(C)(3)(c)(ii).)

(4) A policy holder in a mutual insurance company, a depositor in a mutual savings
association, or owner of government securities has a "financial interest," if the outcome of any
proceeding in which the filer participates could substantially affect the value of the interests.

(Canon 3(CY3)(cH(iii) and (iv).)

(5) A judge does not have a financial interest in a corporation whose securities are held
by either an educational institution or a private trust of which the judge is a trustee or in which
the judge has no beneficial interest and no control over directing investments, (Canon 6(C)(1),
Advisory Opinion 16.)

(6) An interest in a limited partnership designed to engage in particular investment
strategies can fall within the concept of a "common investment fund" when the judge has no
control or influence over the general partner or over the investment decisions. The investment ~
vehicle is similar to a mutual fund. (Compendium § 3.1-3(e) (1995).)

(7) A judge has a “financial interest" in each of the named underlying equity securities
when the judge's [RA owns units of an investment vehicle which holds 15 named corporations,
the portfolio is not actively managed , and it is not contemplated the securities will be sold or
exchanged prior to termination of the investment vehicle in ten years. Investment vehicle does
not qualify as "mutual fund or common investment fund" under Canon 3C. (Compendium § 3.1-

3 (1995).)

(8) A law firms KEOGH plan or 401k plan managed by the firm, small number of
participants, ready access to investment information) does not qualify for the "common fund"
exception under Canon 3C. (Compendium § 3.1-3(c) (1995).)

(9) A law firm's retirement fund qualifies for the "common investment fund" exception
under Canon 3C where the financial interest is indirect (due to the number of participants and
the size and diversity of investments), directed investment by participants is not available, and
the participants do not know and cannot easily find out about a fund's portfolio, which turns over
frequently. (Compendium § 3.1-3(c-1) (1995).)

55 Issued January 2, 1997


1979

STATE OF LOUISIANA 24TH JUDICIAL DISTRICT couRT
vs. PARISH OF JEFFERSON
C4 WALLACE STATE OF LOUISIANA
DIVISION “y " NO: 99-1,89-2,89-2361,89-2395
Ce
FILED:
DEPUTY CLERK

PETITION AND ORDER FOR WRIT OF HABEAS CORPUS AD PROSEQUENDUM

r TO THE HONORABLE, THE TWENTY FOURTH JUDICIAL DISTRICT COURT
IN AND FOR THE PARISH OF JEFFERSON, STATE OF LOUISIANA:

The petition of John M. Mamoulides, District Attorney for
the Parish of Jefferson, State of Louisiana, respectfully shows

this Honarable Court that one samyel Wallace ,

is now confined in the y.s. marshall's offi .

That it is necessary for the aforesaid__camnel wallace
to be present in the 24th Judicial

District Court for the Parish of Jefferson, State of Louisiana,

on __Monday the 13th __day of august ,

19__90__, at 9:00 a.m. , to be tried .

in the above numbered and entitled cause,

WHEREFORE, your petitioner prays that this Honorable Court
do forthwith order a Writ of Habeas Corpus Ad Prosequendum to be
issued from this Honorable Court toMarshall james V. Serio Jr

+ requiring (him, them) to produce

the body of. Samue) Wallace , before the 24th
Judicial District Court for the Parish of Jefferson, State of

Louisiana, on Mana, the dacp day of
August + 19_gp , at _9;00 am, Division " yy,
at Gretna, Louisiana to be Tried ’
for the crime of _Poss.With Int in the

'Poss.With Intent Dist, Cocaine, Pass:
‘of Cocaine, Poss.With Intent Dist.PCP,Poss.Cocain
above numbered and entitled ‘cause. poss. of PCP

2.9, Able.

ASSISTANT DISTRICT ATTORNEY
PARISH OP JEFFRSON
STATE OF LOUISIANA

b2.



2171

year income limitation, less the ordinary and necessary expenses paid or incurred in producing
the income:

(1) teaching,
(2) serving as trustee of a family trust or executor of a family estate, and

(3) writing.

In addition, the following common examples do not constitute outside earned income and
have no limitations imposed on the filer:

(1) pensions, annuities, and deferred compensation for services rendered prior to
becoming a judicial officer or senior employee,

(2) investment funds,

) funds received from a family owned business,

(4) ‘publication royalties, fees, and their functional equivalent, and

(3) compensation received by a senior judge for teaching.

Advisory Opinion Number 86, "Honoraria, Teaching, and Outside Earned Income
Limitation," provides detailed interpretation on these issues and may serve as a helpful
guideline. In addition, the following are summaries contained in Compendium, Sections
31-35 (1995), concerning recent advice given by the Committee on Codes of Conduct in
response to confidential inquiries:

Outside Earned Income Limitation

(1) Where service as a family fiduciary involves work performed over several years but
See is paid in a single year, it is consistent with the statute and regulations for the judge,
in applying the 15% cap, to allocate the amount of the fee over the several years.
(Compendium § 33.1(a) (1995).)

(2) Flat fee of $250 received by judge from a publisher for writing a chapter in a
Publisher's treatise is not excludable from the definition of outside earned income. The
payment is a fixed and unconditional cash payment for a manuscript that is wholly
unrelated to the sales or distribution of the publication. Thus, the fee is subject to the
15% cap. (Compendium § 33.2-5(a) (1995).)

(3) Where judge serves as editor-in-chief of a law journal and receives a royalty of 15%
of the net cash receipts from the sale of the publication, the amount is considered a
royalty and thus not subject to the 15% cap. (Compendium § 33.2-5(b) (1995).)

(4) Outside earned income is attributed solely to the actual earner regardless of
community property laws. (Compendium § 33.3 (1995),)

23 Issued January 2, 1997


2050

STATE OF LOUISIANA
vs. NO. 89-2360
DIVISION 8
DATE 02/12/90
COURT REFORTER- SANDY HANCOCK*

AUBREY N, WALLACE

DISTRICT ATTORNEY: ANN LAMBERT VUDGE: G.T. PORTEOUS JR

THE DEFENDANT AUBREY N. WALLACE
APPEARED KEFORE THE BAR OF THE COURT THIS DAY FOR THE PURPOSE OF TRIAL,
THE DEFENDANT WAS REPRESENTED BY JOSEPH TOSH
=-CONTINUED-BY DEFENSE
THE TRIAL WAS ORDERED:

CONTINUED @ND RE-SET FOR 4/23/90 (ISSUE).
THE ACTION WAS TAKEN:

AT THE REQUEST OF THE DEFENDANT ATTORNEY.

THE NEXT COURT DATE IS 04/23/90 aT 92200 - TRIAL

THE DEFENDANT WAS ENLARGED.



1986

STATE OF LOUISIANA 24TH JUDICIAL DISTRICT COURT
vs. PARISH OF JEFFERSON
WALLACE STATE OF LOUISIANA
n/m
DIVISION "y * NO: g9-1,2361,2395
| a
PILED:

DEPUTY CLERK

i
PETITION AND ORDER FOR WRIT OF HABEAS CORPUS AD PROSEQUENDUM
i .

TO THE HONORABLE, THE TWENTY FOURTH JUDICIAL DISTRICT COURT
IN AND FOR THE PARISH OF JEFFERSON, STATE OF LOUISIANA:

The petition of John M.. Mamoulides, District Attorney for
the Parish of Jefferson, State of Louisiana, respectfully shows

this Honorable Court that one Samuel Wallace .

is now confined in the __Oakdale Federal Detention Center P.O. Box!
S Oakdale, LA

That it is necessary for the aforesaid_sSamuel Wallace
to be present in the 24th Judicial

District Court for the Parish of Jefferson, State of Louisiana,

on __Tuesday the 16th day of, October ,
19_30 » at 9:00 a.m. to be _Tried ,

in the above numbered and entitled cause.
WHEREFORE, your petitioner prays that this Honorable Court
do forthwith order a Writ of Habeas Corpus Ad Prosequendum to be

issued from this Honorable Court tout william Giangrosso Jefferso}

a i , requiring (him, them) to produce

Trangportation Division
allace + before the 24th

Judicial District Court for the Parish of Jefferson, State of

Louisiana, on @nesday the 16 day of

ockoher + 19a) at o.oo , Division " y",

at Gretna, Louisiana to be __ Tried ’

for the crime of Poss.W/Int.Dist.Cocaine, Pi , in the
of Cocaine (2cts)
above numbered and entitled cause.

ss iad lace — (ANT DISTRICT ATTORNEY

PARISH OF JEFFRSON
STATE OF LOUISIANA



2197

Tf an asset has been bought and sold during the same reporting period, provide the
required information about both transactions on successive lines.

On an exchange of properties, e.g., exchange of stock of ABC Co. for stock in XYZ Co.
as a result of merger, list both the disposition of the ABC stock, and show any capital gain,
whether or not recognized, and the acquisition of the XYZ stock.

The value category codes, codes J-P, which for convenient reference are also shown at the
bottom of the Report, are listed above under VALUE.

‘The income category codes, codes A-H, for reporting capital gains, which for convenient
reference are also shown at the bottom of the Report, are listed above under INCOME. If there is
a loss, or no gain or loss, Column D4 under GAIN should be left blank.

You are not required to provide detailed transactional data on:

- transactions solely between yourself, your spouse, and your dependent children.
Section 102(a)(5).

~ transactions in which the then fair market value of consideration paid or received
did not exceed $1,000. Section 102(aX5).

= transactions involving property used solely as the personal residence of you or
your spouse. Section 102(a'5\A).

- transactions involving a mere change of form of assets, e.g., a stock split.
- deposits or withdrawals from bank accounts and money market funds.

- transactions involving the reinvestment of dividends, interest, and capital gain
distributions.

If property listed in Part VII is acquired (or created) or disposed of (or liquidated) during
the year in a transaction that is exempt from disclosure as above noted, indicate in Column D the
type of transaction.

If property is partially disposed of during the reporting year, Columns C and D may both

require information, To avoid a response to questions of possible errors in reporting, indicate on
the asset line that it was “part sold."

49 Issued January 2, 1997


2193

The statute lists only four types of income- dividends, rent, interest, or income from
discharge of indebtedness. Ifthe filer lists another type, then it should be explained in Part VII
or Part VIL .

Some filers question whether to report income from IRAs or other retirement or pension
plans where they are not actually drawing income from the account. All income should be
reported, whether taxable, tax deferred, or tax exempt.

Filers will take special care when disclosing an IRA (Individual Retirement Account).
They are merely arrangements for holding other investments on a tax-deferred basis. The focus
should be placed on the underlying investments which should be disclosed. Many IRAs are
invested in cash or cash-equivalent accounts, such as a money market fund or other deposit
account in a bank. No further information about these accounts is required to be disclosed.
However, if any other type of entity, such as a broker holds IRA assets for a filer, the filer must
disclose the underlying holdings in the account. IRAs may contain almost any investment, such.
as mutual funds, stocks, or bonds.

Other tax-deferred retirement or pension accounts (such as Simplified Employee
Pensions-SEPs, Keogh Plans-HR-10, 401(k), and 403b Plans) are similar to IRAs and are self-
directed where the filer has control over the funds. Therefore, the underlying investments should
also be disclosed.

4 Value

In Column C, the gross value of the asset at the end of the reporting period is reported.
Section 102(a)(3). There are statutory value ranges and a value code on the form. These same
values are used for the value of reported assets in Column C and for the value of assets reported
in the Transaction part of Part VII, Column D. They are as follows:

J = $15,000 or less
K - $15,001 to $50,000

L —- __ $50,001 to $100,000

M - $100,001 to $250,000

N - $250,001 to $500,000

© —- _ $500,001 to $1,000,000

P1 - _ $1,000,001 to $ 5,000,000
P2 - —_$5,000,001 to $25,000,000
P3 = —_ $25,000,001 to $50,000,000
P4- - More than $50,000,000
Section 102(4\(1).

45 Issued January 2, 1997


2111

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anna SOU Y

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(ce)

2213

property rights, when received from established
users or purchasers of those rights;

(6) Anything of value earned or received for services
rendered which is not includible as gross income in
the relevant calendar year under controlling
provisions of the Internal Revenue Code; and

(7) - Compensation received by a senior judge for
approved teaching under § 5(a)(5) if the senior

judge --

(i) retired from regular active service under
§ 371(b) and is certified as having met the

reguirements of § 371(f) of title 28, United
States Code; or

(ii) retired from regular active service on
permanent disability under § 372(a) of title
28, United States Code.

"Outside earned income" is attributed solely to the
actual earner, even though under applicable community
property law one-half of any personal service income
earned by a covered senior employee may be deemed to
belong to a spouse.

§ 4. Prohibition on Receipt of Honoraria.

(a)

(b)

No judicial officer or. employee shall receive any
honorarium while that individual is a judicial officer or

employee.

"Honorarium” means a payment of money or anything of
value (excluding or reduced by travel expenses as
provided in 5 U.S.C. app. 4, §§ 505(3) and (4)) for an
appearance, speech or article by a judicial officer or
employee, provided that the following shall not
constitute an honorarium:

(1) Payment for a series of related appearances,
speeches or articles, provided that the subject
matter is not directly related to the officer's or
employee's official duties and that the payment is
not made because of the officer's or employee's
status with the Government.

65 Issued January 2, 1997


2150

(2) is authorized to perform adjudicatory functions with respect to proceedings in the
judicial branch, e.g., bankruptcy judges and magistrate judges; or

(b) who occupies a position for which the rate of basic pay is equal to or greater than
120 percent of the minimum rate of basic pay payable for GS-15 of the General
Schedule.

Section 1098).

Persons whose obligation to file Reports may vary from year to year, e.g., a senior judge,
or recalled bankruptcy judge or magistrate judge who may perform more than 60 days of service
in one year but not in another, should certify their exempt status to the Committee on Financial
Disclosure by May 15th, if they are exempt from filing for the prior year.' This will avoid an
inquiry from the Committee concerning failure to file, When they file their next Reports, they
should explain any apparent inconsistencies resulting from the "gap" between the two reporting

periods.

For information on who must file initial and final Reports, and when they must be filed,
see Appendices I and Il, respectively.

Commentary

The General Counsel of the Administrative Office has determined that the term "basic
pay" within the definition of a judicial employee does not include locality pay or geographic
cost-of-living allowance (COLA) received by some employees in Alaska, Guam, Hawaii, Puerto
Rico, and the Virgin Islands. Geographic COLAs are considered additional allowances for the
cost of living rather than part of the basic rate of pay. Similarly, there is no express statutory
authority permitting court employees to receive locality pay. Payment is based upon the
Director of the Administrative Office's authority to set compensation and is treated in the same
manner that locality pay is treated in the Executive Branch, which does not consider locality pay

as a part of basic pay.

‘ For purposes of financial disclosure reporting, a senior judge, a bankruptcy judge or
magistrate judge who is a reemployed annuitant, is deemed to work less than sixty-one (61)
days if the judge certifies that the relevant Circuit Judicial Council did not authorize the
employment by the judge of at least one law clerk or secretary for the reporting period or that
he or she did not perform the duties of the office for more than sixty (60) days. A part-time
magistrate judge whose annual salary level is less than 16.4% of the salary of a full-time
magistrate judge will normally perform the duties of the office for less than sixty-one (61) days
each year and accordingly is not required to notify the Committee of the exempt status. _
Shes th £ lire 42 & Preheat ~ Key t eel ual be Alacd’

iA rhe geane Commun tey), ‘aay 21


2095

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1982

QRDER

Let a Writ of Habeas Corpus Ad Prosequendum be issued to
———the_Warden of Oakdale Federal Penitentiary
ordering and directing (him, them) to produce the body of

Samuel Wallace before the 24th Judicial

District Court for the Parish of Jefferson, State of Louisiana,

on the _jéth day of october 1 199) at

9:00 a.m at Gretna, Louisiana, to be tried

for the crime of poss. w/T.pist.
Cocaine, PCP, & Poss.of Cocaine(?d®sfhe matter entitled

State of Louisiana vs. amuel Wallace

Number g9-},2361,2395 , of the Criminal Docket of this Court.

Gretna, Louisiana,

+ 19_ao-



2014

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2137

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sainis pout am Jo sao8y [reg euorssayoNy

HP EXHIBIT 90(a)


FINANCIAL DISCLOSURE REPORT

2143

owe of Person Reporting
Porteous (Jr.), Gabriel T.

5/2 p7

Vil, Page 1 INVESTMENTS and TRUSTS -- income, value, transactions (Includes those of spouse
‘and dependent children. See pp. 37-54 of Instructions.)

SESH trae

pep table eth

‘Transactions durieg reporting pertad

of dete,

ssa ec
spouat, °F (Syed a cs) HE not
Satie tad wae sy ai
Decca ster ueseaes, fe ap | mya
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Fidelity ‘Trust -IRA E pistrib} L
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$C00225



2051

ca sae ‘SUBP@ENA MES- 5H

© No. 892340 SSS “JON 8 SERINE So
“og Rare OP LouIsrANa ( |24th Judicial Dis

hyp . ' for the i
1 fs Se BPS STATE OF LOUISIANA
AUB E WY PARISH OF JEFFERSON

by ordered to, appear before: the 24th Judicial Di
APRIL in the yegr of Our Lord 19.

os

Razishiof

matiez

P By order of the Court on ) !

4 Clert’s Office, Courthouse, Gretna, La__ FEBRUARY

a ree tos
STATE WITHESS ©
FEB. 2 1 1990

cote 7 °


2114

Case 2:02-cr-00219-HGB Document64 Filed 03/31/2003 Page 3 of 4

performed free from deceit, bias, self-dealing, and concealment, in violation of Title 18,
United States Code, Sections 1341 and 1346.
Overt Acts

In furtherance of the conspiracy and to accomplish its purposes, RONALD D.
BODENHEIMER, and others, committed the following overt acts, among others, in the
Eastern District of Louisiana and elsewhere:

1. Throughout the period of the conspiracy, BODENHEIMER regularly set, reduced,
and split bonds underwritten by a Jefferson Parish bail bonding company in criminal cases
pending before him and other judges, irrespective of whether he was scheduled for
“magistrate duty”. A significant factor in BODENHEIMER’S decision making was to
accommodate the interest of the bonding company. BODENHEIMER routinely set the
bonds at a level requested by the bail bonding company in a manner which would tend to
maximize the company’s profits; that is, by securing the maximum amount of premium
money available from the criminal defendant and his family.

2. During the period of the conspiracy, the bail bonding company routinely used the
mails and other common carriers in furtherance of the scheme, particularly with regard to
the processing of bond premiums and in the billing of the criminal defendants and their
families.

3. Throughout the period of the conspiracy, the bail bonding company routinely
provided things of value to BODENHEIMER which were paid for among other ways through

the use of credit cards; payment for the credit card bills were made through the mails;


2073

COC HB

‘@21AJas PIDs jo ews ou rt) e2uepises 4 3 . x

Supa KReginee ELH Tor 300 . SX proRoys
pivs ey) BuyoBosayuy Aq pouine| | | a2jases' siyy ynANpajoeuuos
51084 91 860 ou Jado Ajjuasoddo tossed o
40 spuby yy ur
io ews oyt Bulnoa] Aq pourny wies94
TG RBE
1es-]—

uosseyar yo ysiog ayy UNS

{OL tye briboes or Ty

aia SD FEB POAS ENT!

eR GOTT rearrange rest ra

BYBI2H Ob TEEEEH@OM
RAMEY Ob TOO TRIVIA

Fog snoquiyarsouisip 0 40 ‘

6
‘asnoyyinoy ays fos seyw
vossods

ae ab Fon

O Go Penisoay


2198

VIL INVESTMENTS and TRUSTS -- income, value, transactions. (Includes those of
spouse and dependent children; See pp. 37-54 of Instructions)

a 8. c >.
Deseriptian of Assets income | Gross value
Cinetuding trust onsets) during Jat the end of| Transactions during reporting period
reporting | reporting
shere applicable, ouner off period | period

by astra the parenthetical
Tf not exempt from disclosure

ip
ing individual and epouse, "<S) for] ci] @) | an]
separate ownership by spouse, *(0C)"

for omership by dependent child. Type @) oo] w o

.Joate: Identity of

Wvatue| IMonth| Value} Gain | buyer/setter

Place "On" after each asset

exempt from prior disclosure |Cadei|rent or |code? Day | Code2| codet| (IF private
caw] int.> [d-P)| GP] Get] transaction)
Nome Go reportable
ets, oF
Trenesétions)
1 Lege coamon Stock (5) afov i] «| a | ey {ro
[2 Rental Property #1, aLexawnia, vA| c | RENT sett | tas[ we | © | Joe smith
1995 $200,009) (4)
[5 kationsbank (Savings Account) a] our Close
14 Cabin Creek National Bank cstocky | 8 | or | t | u | Porriat | t0st] ¥ 8 | derenian vest
sale

[ tncome/Gain codes: A=$1,000 or less B=S1,001 to $2,500 CxS2,501 to $5,000 _0=85,001 to $15,000
(See Col. 81 & D4) E2815,001 ro $50,000 F=$50,001 to $100,000 Gx$100,001 to $1,000, 000
t=8%,000,001 to’ $5,000,000 W2swore than $5,000,000,

Notes to filer:
Ifthe asset is a new listing, do you list in Column D information on the transaction?
Do you list the date of the transaction in Column D(2)?

Do you list in Column D(3) the value code (J-P) indicating the value ofthe consideration
paid or received for the asset?

Do you list in Column D(4) capital gain (income codes A-H) realized on the disposition
of the asset or leave this column "blank" if there was no gain or a loss?

Do you list the identity of the buyer or seller for all transactions not conducted through
public trading, as on a stack or commodities exchange?

50 Assued January 2. 1997


1992

STATE OF LOUISIANA, PARISH OF JEFFERSON
24th Judicial District Court

State of Louisiana
vs. No.__s9-1, 69-2

Division____"y
"AUBRY WALLACE, REGIRALD FRANCIS
ARNOLD W. WALLACE Date__DECEMBER 3, 1990

C.R.-JACK LAWRENCE

DISTRICT ATTORNEY__W. J. LEBLANC JUDGE ___J._ CANNELLA
CONTINUANCES

‘The defendant § SYLVIA CLOFER, REGINALD FRANCIS, ARNOLD N, WALLACE appeared before the
MELVA MAYES, AUBRY WALLACE (OID NOT APPEAR)

bar ofthe court this day for_TRIAL.

He was:
1.) represented by. attorney.
2. (9) un represented.

‘The TRIAL was ordered:

1.( ) continued to be reassigned.
2.()) continued without date.
3. (0) continued and re-set for_JANUARY 28, _199}—-PT--1=23-91 AT 1:30 FM.

‘The action was taken:
1. ( Jat the request of the assistant district attomey.

2. (2) atthe request of the defendant attomey.

3.() ona joint motion of the assistant district attorney and the attomey for the defendant.

4. ( ) by order of the court.

7
on
ym,

iW 7 Deputy Clerk

Entry No_) (2 ae



2034

MRVEBION I dO a

; “ODEC=ES “ON



1955

i —— 101229 A bai
OCT 18 189

ae omiv.N

JUDGE

WRIT OF HABEAS CORPUS
JAMES L. CANNELLA

STATE OF LOUISIANA, PARISH OF JEFFERSON F

~__ STATE NP LOUISIANA EX REL: 24TH JUDICIAL DISTRICT COURT

for the

va PARISH OF JEFFERSON
B. eid
SAMVEL wwvchee EK x 89-1, 89-2395, 89-2361

U.S, MARSHALLS SERVICE, 500 CAMP ST., NEW ORLEANS, LA.

‘The State of Louisiana t

Greeting:
YOU ARE HEREBY COMMANDED, in the name of the State of Louisiana and of the 24th

Judicial District Court for the Patigh h Pi gietieron, to produce before Division __“"_of this Court, on.
Day 89
mc the_ ZEB __day of __OOT0EE in the year 19. at

9:00 o'clock A. M., the 3#BHG SALD DEFENDANT

and to then and there show cause why the said DEFENDANT is detained and why-—he should not be

PRESENT FOR TRIAL

And herein fail not under penalty of the law. oan

Witness the Honorable _JAMES 1. CARNELLA adge of the said Court, this

—_—_______
— 2 __ay of _ OOO in the year of our Lord 19

Clerk's Office, Courthouse, Gretna, be

3P5-1219.99.48 por Cher |

i



puro v ub ie £
STATE OF LOUISIANA
vs. No. 89-0001
SYLVIA M. CLOFER DIVISION N
REGINALD FRANCIS DATE 02/22/89
MELVA A. MAYES ET AL COURT REPORTER~ K WESTMORELAND
DISTRICT ATTORNEY: J MOLAISON YUDCE: JAMES CANNELLA

THE DEFENDANTS SYLVIA M. CLOFER
REGINALD FRANCIS
MELVA 4. MAYES:
ARNOLD N. WALLACE
AUDRY N. WALLACE
APPEARED BEFORE THE BAR OF THE COURT THIS DAY FOR THE PURPOSE OF ARRAIGNMEN

~~ARRAIGNMENT ~ PLEAD NOT QUILTY

REPRESENTED BY JOE TOSH + THE ATTORNEY OF RECORD.
THE DEFENDANT

WAIVED THE READING OF THE BILL OF INFORMATION AND

ENTERED A PLEA OF NOT GUILTY
WHICH PLEA WAS ORDERED RECORDED. THE COURT GRANTED 15 DAYS FOR THE
DEFENDANT ’S COUNSEL OF RECORD TO FILE RESPONSIVE PLEADINGS.
TRIAL SET FOR APRIL 10, 1989--PT--4-5-89 AT 1:90 P.M.

THE NEXT COURT DATE IG 04/10/89 AT 09:00 - TRIAL

THE DEFENDANTS WERE ENLARGED.

‘DEPUTY CLERK

woes Js mete


(a)

{b)

2211

A "judicial officer or employee” means any United States
circuit judge, district judge, judge of the Court of
International Trade, judge of the Court of Federal
Claims, judge and special trial judge of the Tax Court,
judge of the Court of Veterans Appeals, bankruptcy judge,
Magistrate judge, commissioner of the Sentencing
Commission, and any employee or officer of the judicial
branch other than a part-time magistrate judge, or an
officer or employee of the Supreme Court of the United
States or the Federal Judicial Center.

A “covered senior employee" means an individual who is a
noncareer officer or employee (defined for these purposes
as the following officers and employees)

{1) circuit judges;

(2) district judges;

(3) judges of the Court of International Trade;

(4) judges of the Court of Federal Claims;

(5) judges and special trial judges of the Tax Court;
(6) judges of the Court of Veterans Appeals;

(7) bankruptcy judges;

(8) full-time magistrate judges;

(9) the commissioners and staff of the Sentencing
Commission;

(10) the Director of the Administrative Office of the
United States Courts;

(11) the Deputy Director of the Administrative Office of
the United States Courts; or

(12) employees of the Administrative Office of the
United States Courts appointed by the Director to a
position exempted under the Administrative Office
of the United States Courts Personnel Act of 1990,
§ 3(a) (5)(B), or to a position paid under 28 U.S.C.

§ 603;

and whose rate of basic pay is equal to or greater than

63 Issued January 2, 1997


2097

_

oy et cy
— “Fett — yo soda sip cj

on 6 0K Seg a

46 hep—se 3p oS, uosleyer

Z diyeicjaq Teedde hy waed Kaaidyare wax: --4

a

sine dee bear 885;

AI

NOSUsHAaL AO HSIVd
VNVISINOT AO BEVIS ~
ed a

Ice RINE |

ne 0.12195 MAWIFHNADAD.W-NOP. 1° 22410-. |-

Peas — ae Wy OF:

VNVESIROT do aiviis' wa

\ynBidaans ce 89



2232

(2) when received by a judge of the United states
retired from regular active service under section 371(b) of
title 28, United States Code, for teaching performed during
any calendar year for which such judge has met the
requirements of subsection (f) of section 371 of title 28,
United States Code, as certified in accordance with such

subsection; or
(3) when received by a justice or judge of the United

States retired from regular active service under section
372(a) of title 28, United States Code.

§ 503. Administration

of

§ 504. Civil penaltis

This title shall be subject to the rules and regulations

(1) and administered by-~

(A) the Committee on Standards of Official Con-duct
of the House of Representatives, with respect to Members,
officers, and employees of the House of Representatives;
and

(8) in the case of Senators and legislative branch
officers and employees other than those officers and
employees specified in subparagraph (A), the committee to
which reports filed by such officers and employees under
title I are transmitted under such title, except that the
authority of this section may be delegated by such
committee with respect to such officers and employees;

(2) the Office of Government Ethics and administered by
designated agency ethics officials with respect to officers
and employees of the executive branch; and

(3) and administered by the Judicial Conference of the
United States (or such other agency as it may designate) with
respect to officers and employees of the judicial branch.

{a) Civil action.--The Attorney General may bring a civil

action in any appropriate United States district court against any

individual who violates any provision of section 501 or 502.

The

court in which such action is brought may assess against such
individual a civil penalty of not more than $10,000 or the amount

84 Issued January 2, 1997


1989

STATE OF LOUISIANA, PARISH OF JEFFERSON
24th Judicial District Court

State of Louisiana
vs. a

__SAMUEL WALLACE Divisi yt

Date__OCTOBER 15, 1990

ICT ATTORNEY__—_¥=_J-_ LEBLANC JUDGE___J-_CANNELLA

Bf] pp

DIS
SENTENCE
‘The|defendant________ SAMMI waLLACE___________appeared

before the bar of the court this day represented by__MARTIN REGAN __

Attqrney. The defendant tendered to the State a plea of GUILTY

1. ‘(X) the bill amended by the District Attorney to read
R.S.40:967 POSSESSION OF COCAINE UNDER 200 GRAMS

) the erime of.

c
i

‘The|defendant waived the reading of the bill and the plea was acceptable tothe State, ‘The Court
‘viged the defendant of all of his rights including his right to a trial by jury, his right to con-
tron his accusers and his right against self-incrimination and the defendant acknowledged that
hhe understood, The defendant waived these rights and a waiver of rights was executed and filed
into|the record. The defendant waived all legal delays and requested immediate sentencing. The
conie sentenced the defendant to imprisonment at hard labor for a term of FIVE (5) YEARS.
sivikg the defendant credit for the time served fronfUGUST 1, 1989 The defend-
ant js committed to the Louisiana Department of Corrections for execution of sentence in con-
i

formity with LS.A.-RS. 15:82. The defendant reported his date of birth as_4-6-58__

and bis age as___

Turs SENTENCE IS TO RUN CONCURRENTLY WITH THE SENETNCE IMPOS)
8942361, 89-2395 AND FEDERAL SENZENCEDS9296-001.
! 3

H 2

15- 4

IN CASE NO, 89-2

Clim, #5 Sant LOC—Am, Par

S


2108

; ST4TEQE,LOUISIANA, PARISH OF JEFFERSON |
“ Ritth Tudieial: Distriat Court
State of Louisiana

ys. ( . No,__89-2360

AUBRY:WALEACE __ i: 4) Division__a

_iR: LISA BROUSSARD

smo MINE BEwuouDs JUDGE __poumeasis _

é ‘THE BAR OF THE count mis
TE wortoN 70. AMENDEEE |

F E. BH, FOLLOWING WORDING,
: D THe DEFENORNT WAS SA
i i i
md :
+ ‘3 if

BR '

i i
an

i



2020

UGSION OF THE COURT; AND PI FAIL TO PENFOM ANY OF THESE CONDITIONS
TiS of SAVGITIANY THavstan? SUD
aR oa

el

3 ‘ peeeeccrerusncen

;_ THE ADDRESS(ES) SHOWN IS/ARE TRUE AND CORRECT, IF THERE ARE ANY CHANGES, {TIS THE DUTY OF THE
. DEFENDANT/PERSONAL: SURETY: TO NOTIFY: THE CLERK OF COURT'S, OFFICE, IN; WRITING. OF SUCH

/ANGES. BECAUSEXANY NOTICES SENT'TO THE ABOVE ADDI THE CLERK oF

iathana Cee Se eon



ce pees
H i: O88 a
nip tonal] Ieiothut deat i :
i oi pA
; é
MORAG dt Ra { ‘ ww
ASA UG OTBATR \
Deeenpoomcask Vita ww Eu aE 2)

Sid ok Beton ova ol a

pHs

sab yo

Po kogiatis ol os sowie of vangye oo fll ee nth ray eh
H j

i Se ee ee eee im. rege
| fara te fae
Fem omy be at wreanas HANA Lndes d e aG ot

i - a

Messe oh gabasieb ott = jr

co : eo

ito ree as thumb a reall eben

A RBA taf

at obiloe ws pteuse gia

te caetions

ot ki aanbogas Lad Ye wef ett

us tia Eabne Soba at coop rat

pooegi sy

LOW Task itu 0m

ft

ji oc
et Ba


1944

THE STATE OF LOUISIANA | == Parish of Jettereon

S.S.
Twenty-Fourth Judicial District Court

Twenty-Fourth Judicial District

JOHN M. MAMOULIDES, District Attomey, of the Twenty-Fourth Judicial District Court of
the State of Louisiana, who, in the name and by the authority of the sald State; prosecutes in its behalf, in
Proper person comes into the Twenty-Fourth Judicial District Court of the State of Loulsisna, in and for the
PARISH OF JEFFERSON and gives the said Court here to understand and be informed that one

2.2289

SYLVIA M. CLOFER Hp. (49/
REGINALD uci Pil me, oct
—MELVA A. MAYES Aa
ae id + ARNOLD . MABLACE 1% Dons tet
&K

NIALLACE 2) ME t
prpne ante e ae » ye, ;

re of the Parish aforesaid. on br about the \ FIFTEENTH day of DECEMBER
Lord One Thousand Nine Hundred ZICHTY-EIGHT

alos eet

in the year of our
‘with force and arms, in the Parish aforesaid, and
withia the jurisdiction of the Twenty-Fourth Judicial District Court of Loulsions, in and for the Parish

sforesaid, Violated B.S. 40:967 4m that they did knowingly and intentionally

® controlled dangerous substance, to wit: over 200 grams but less

than 400 grams of Cocaine,

SRCOND COUNT: And the District Attorney further gives the Court to understand and be
informed chat on or about the PIPTEENTH day of DECEMBER, 1988, the said ARNOLD N. WALLACE
and AUBRY N. WALLACE, violated R.S. 40:966 in that they did knowingly and intentionally

possess a controlled| dangerous substance, to wit: Phencyclidine,

oi Amcak ovr include’

contrary to the form of the Statute of the State of Louisians, in such case made and provided. ond against
the peace and dignity of the State.

_— V9 Aeasant Dia Attomey
‘OMPLAINT NUMBER L-11183-88

Toon WPe-r9 872

HP EXHIBIT 81

avtuenncaren ZZ
oD


2055

No,__87285005>
“SATE. OF LOUISIANA
Liat
une. assis : PARISH OF JEFFERSON
ToM__ Joe =e ~ pw. ‘

bd HUEY FLUNG AVES 7

ape hereb {© appear before the 24th Judicial Distygt Cour, in apg fon phb-Parish of
step n oc oe oa Hn ag 08 at
forthe peso — of in the above entitied matter,

f By order of the Court ‘

Clerk's fom Courthouse, Gretna, La eae ZL
| FEB.21 1909 = Zo? Dees Gok

cote abo



2129

Case 2:02-cr-00219-HGB Document 67 Filed 03/31/2003 Page 8 of 12

45. On January 7, 2002, White called BODENHEIMER to schedule a hearing
for the father to voice his complaints about the mother, and BODENHEIMER suggested
that the father’s attorney file a motion to hold the mother in contempt.

16. On January 7, 2002, the father’s attorney filed a motion to hold the mother
in contempt.

47. On January 8, 2002, BODENHEIMER, Demma, and White held a
telephone conference in which neither the mother nor the mother's attomey
participated. During this conference, they agreed that Demma should not attend the
upcoming hearing in the proceedings. White said that the mother would “start
screaming the fix is in” if she saw Demma in court.

48. On January 8, 2002, BODENHEIMER instructed Demma to get a copy of
a seafood contract for a business owned by the father from White.

19. On January 16, 2002, Demma told BODENHEIMER what rulings the
father wanted him to make at an upcoming hearing.

20. On January 24, 2002, BODENHEIMER expressed his disappointment to
Demma at the way things had been working out with the social workers assigned to the
proceedings, especially since BODENHEIMER had been “appointing the ones that |
thought would be most favorable to him (the father) in the first place.”

21.° On January 29, 2002, after talking with the father about the previous day's
hearing, Demma told BODENHEIMER that, “He is so pleased with you, pal... . He is
$0 pleased with you it's unreal.”

22. On January 29, 2002, BODENHEIMER signed a judgment granting the


2078

Bice a sie ft”
“~ aS

SSSNLIM FLVLS

+ enaIp ‘obnothy io 7o i
SRT Se

amog amp Jo sem fq}

BO 'SA1D *

"IVISL 3° sd Sup) Joy
5 Bek oi WX JO Aep—Z sin 0) wosiayjse ~
jo-ysiseg foun 105 ae Seep TeDIpNE.Wiyz at sx0joq ea adden PSION e194 are NOX .

vi . Rarvsiet
is SSSuOUM OO}

NOswaadar 40 Hsriva
YNVISINOT 40 ALVES ;
amp -203 | : SA,

ump 2910381 reyorpng pz. ¥NVISINOT 40 ain
temo 2 990 AAWTEHNA99 "V NOF 80:

fe O ¥NEOaene O rt


2106

249H JUDICIAL DISTRICT COURT FOR THE PARISH OF JEFFERSON
STATE OF LOUISIANA

NO. 89-2360 DIVISION "A"
"spars OF LOUISTANA

‘VERSUS

AUBRY N. WALLACE
Filed:
nie spaty CYer}
MOTION TO AMEND SENTENCE

NOW INTO COURT, through undersigned counsel, comes AUBRY N.
WALLACE, who respectfully requests that this Honorable Court amend
his sentenced for the following reasons, to-wit:
1.
The defendant was sentenced on June 26, 1990 to three years in
which said sentence was suspended and two years active probation.
2.
‘The defendant desires to amend his sentence to give him
benefit under Article 893.
WHEREFORE, the defendant prays that this Honorable Court amend
his sentence.

RESPECTFULLY SUBMITTED,

QUE

ORDER
Considering the foregoing, IT IS ORDERED that the sentence on
AUBRY WALLACE is hereby amended to include the following wording,
“the defendant pled under Article 893".
GRETNA, LOUISIANA this G~A. day

1994,

“V1'NOSU3443P Jo HgiE
54379 ALnd:

BT OT WY 02 Y
idl of. ina FIM

gu tht ! OCT Hyg


1947

POW A OF ATTORNG:
AMERICAN BANKERS INSURANCE COMPANY OF FLORIDA
VOID HOT 18VED BE 19/25709
POWER AMOUNT $ ###100,/000.00#8% PO

WER NO. —A100-00832189

ih San ane id 8 pl ee ea
ca uhoos bah Os bed waa pranG 2 Ss Sse hk

R. Soma for

space
‘MomeyinFat

FOR STATE USE ONLY

‘NOT VALID IF USED IN FEDERAL, COURT

STATE OF LOUISIANA—Porish of Jefferson,

Before Me, the undersigned authority, personally came and appeared.

who being duly sworn, deposes and says that he resides in the

2h of. and has
1 of thit Honorable Court over and above his debts, liabilities, exemp- !

immovable property within the jurisdic

tions and homesteads, sufficient to respond to the amount for which he has obligated himself on the within

bond, to-wit: The sum of, Dollars.
‘Sworn to and subscribed before me, this. dayof___
STATE OF LOUISIANA-Parith of Jefferson,

Before Me, the undersigned authority, personally came end appeared .

‘who being duly sworn, deposes and says that he resides in the Parish of,

immovable property within the jurisdiction of this Honorable Court over and above his debts, lis

tions and homestéads, suficient to respond to the amount for which he has obligated hime on the witi
bond, to-wit: The gum of

Dollars.

‘Sworn to and subscribed before me, this__ dayof______ 18.

STATE OF LOUISIANATM-Parlth of Jefferson.

Before Me, the undersigned authority, personslty came and sopesred.
as Sena eer:
ee



2138

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uf ‘snoau0g sowoy., “9 24qD0WoH

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punjsinoy fo anys ‘eauninsuy fo ssuorsstunu0y
“Hf Souroy squsouogy

ssansmsopun 184

snag ‘woorsaid
yao “URWIAON 2020) :2WOOI>MA

SUPISY “ef uonesoNUT
v9 ‘TIOMSEIG BEIT O%EH=pOW
Iuorseag sioyeads pautauy

woomrea pues5 ‘NOON - 06:01

sokoa 3 y sureBueag, yeaa 2909 we OFT “WOOO!

“areig Pann a jo AUST Vea fUOTSSajOIg 2p Jo Kosiy sp PUR WOH,
ood 1a oun uodsoy pur KIiH-1 YE
LA ‘VAD ‘sated faqtous shoe
aD ssv19 vao

‘woonfeg tanos

LINOV TIva Galatia

‘aremijos pus azemprey JO UORDDI9S
‘swudosdde aip ssnsus or se 0 spoau quae puog 169 @ suonsanb Tey M3149)

tum sojonzsus ay, -wauidinbo Zunystx9 Jo Buipesdn f Bouaprsuo> s

‘ye uae puog Hq 24930} paudsap 51 SSe> sm sIa5n aw 31 305 suaINdWO

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SASSV19 VEO CNVSdOHSHUOM — WT OO'OT - WE OCB
epHoLy ur nuaty puauan umeuey woraUReT

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‘uonesodio7 aauensuy[eUoHIEN VoXSua7 £q pasosuods
soko 7p W aurpsdutay

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Take ‘woneantiiny souaisjioy wd ons - we OO

BORO ‘wonsuna a,

(panuyuo2) 9661 “71 AINE

AVGTaA

DINGAHOS ADNAAAAINOD

9e6r “eT AINE

AVIA

HINGIHIOS ADNAUTANOD



2158

L POSITIONS. (Reporting individual only; See pp. 9-13 Instructions. ).

POSITION = = —- NAME OF ORGANIZATION/ENTITY

mc
| NONE (No reportable positions)

Director Boise Boys Club
Trustee John Smith ILL Trust
Notes to filer:

Do you have any reportable positions ? Ifnot, is the NONE box checked?

Did you provide the full name of the position and the organization?

Does the position appear to represent a conflict of interest?
Does the position require a listing of assests in Part VII?

Commentary

Incompleting this Part, the reporting period is not always consistent with the reporting
period delineated in Block 6 of the heading. For annual reports the reporting period consists of
the calendar year of the Report,

The positions a filer can hold are normally determined by the filer's status. Each
category is affected by the Canons and statutes governing the creation and duties of the position
held. Examples are as follows:

Ludges

A judge should not serve as the executor, administrator, trustee, guardian, or other
(fiduciary, except for the estate, trust, or person of a member of the judge's family, and then only
ifsuch service will not interfere with the proper performance of judicial duties. “Member of the

10 Issued Janvary 2, 1997



4

: DOMIIEIARY —

Se tor i tS rine
14-6 tue-copy- 21 brot WO Yo wey!

aplata balitias avods ff at
herein pamed by leaving the same ot

in the Hands of, a.
© persop apparently over the age 16 years, living and residing in the said domicile whose nome and other facts

cect wh svi er HRMS" an llolo

the sar
absent from_ ia residence at the time of said service.
miles from the Courthouse.

Looe
Rerurnba ‘git sest 19

i Senay Beil Paik oT ose ew 3 te D



1977

WRIT OF HABEAS CORPUS

AD PROSEQUENDUY
STATE OF LOUISIANA, PARISH OF JEFFERSON

STATE OF LOUISIANA EX REL: 24TH JUDICIAL DISTRICT COURT
STATE Lourstaya —___.__ for the
vs. PARISH OF JEFFERSON
savue, yattace wi No, 39-1=y_ 89-25 89-2361,

‘The State of Louisiana to___UaS. NARSUALL'S OFFICE-—JAMPS V, SERIO, JR.

Greeting:
YOU ARE HEREBY COMMANDED, in the name of the State of Louisiana and of the 24th

Judicial Distriet Court for the Parish of Jefferson, to produce before Division" of this Court, on

MONDAY the _13TS day og A055
9:00
109368 o'clock A.

in the year 2920

at

the SALD_DEFENDaNT SAMUEL WALLCE

‘and to then and there show cause why the said DEFENDANT is detained and why —he should not be
PRESENT FOR ‘TRIAL.

And herein fail not under penalty of the 1a

Witness the Honorable 4X55 i. CANEVLA Judge of the said Court, this
om ene ;
aay of Yin the year of our Lora 1822.

Clark's Office, Courthouse, Gretna, La,——-—________18.

JPG-1219.99.48 ‘Peoaty Clerk.

N
ls piv. gh coy [?
ames sen


2160

Under Canon 5C(1) a judge may manage investments, etc., but the judge should not
personally manage or operate any business, including a farm or ranch. This would not preclude
the judge's participation in decisions with respect to the purchase, sale and use of land, the
purchase of equipment and supplies, or the sale of farm produce or livestock from a farm or
ranch which the judge owns but is operated by a farm manager or hired hand.

(Advisory Opinion No. 30.)

A judge may serve as a member of the board of directors of a nonprofit social club, or a
nonprofit club whose object is to promote an interest in and to enlighten its membership on
important governmental, economic and social issues, provided that (a) the club does not engage
in partisan politics and (b) the judge does not take positions on issues which would embarrass
the judge in the exercise of judicial duties. (Advisory Opinion No. 15.)

A judge may serve on the board of trustees of a university foundation (no fund-raising
involved). (Compendium § 5.3-3(0)(1995).)

Senior judges designated in 5 U.S.C. app. 4, § 502(b), (justices and senior judges) are
excluded from the 15% cap on compensation received from approved teaching. Even if the
Ethics Reform Act is satisfied, provisions of the Code of Conduct for United States Judges must
also be satisfied.

Part-time Magistrate Judges

Part-time United States magistrate judges render such service as judicial officers as is
required by law. While so serving they may engage in the practice of law, but may not serve as
counsel in any criminal action in any court of the United States, or act in any capacity that is
inconsistent with the proper discharge of their office. Within such restrictions, they may engage

in any other business, occupation, or employment which is not inconsistent with the expeditious,
proper, and impartial performance of their duties as judicial officers. (28 U.S.C. § 632(8).)

Judicial Employees
a. No covered senior employee, as defined in Appendix IIl, shall:

() affiliate with or be employed by a firm, partnership, association,
corporation, or other entity to provide professional services which involve
a fiduciary relationship for compensation;

(2) permit the use of his or her name by any such firm, partnership,
association, corporation, or other entity;

12 Issued January 2, 1997


2036

STATE OF LOUISIANA
vse

NO. 89-2360
DIVISION A

DATE 12/01/87
COURT REPURTER- LISA BROUSSARD

AUBREY N. WALLACE

DISTRICT ATTORNEY: ANN LAMBERT JUDGE: «GT. PORTEOUS JR

THE DEFENDANT AUBREY N. WALLACE
APPEARED KEFORE THE BAR OF THE COURT THIS DAY FOR THE PURPUSE OF ARRAIGNE
ENT.

"ARRAIGNMENT - PLEAD NUT GUILTY
REPRESENTED BY VALERIE PUNTAINE , WHO WAS
STANDING IN FOR JUSEFH TOSH » THE ATTORNEY OF RECORD.
THE DEFENDANT
WAIVED THE READING OF THE KILL OF INFORMATION AND
ENTERED @ PLEA OF NOT GUILTY
WHICH PLEA WAS ORDERED RECORDED, THE COURT GRANTED 15 DAYS FOR THE
DEFENDANT'S COUNSEL OF RECORD TO FILE RESPONSIVE PLEADINGS.

~-TRIAL
RIAL SET 2/12/90 (ISSUE)

THE NEXT COURT DATE IS 02/12/90 AT 9:

TRIAL
THE DEFENDANT WAS ENLARGED.

ENTRY QL PAGE 4 OF LL.


2146

. SECURITY ISSUES

Every filer should be aware that the Ethics Reform Act of 1989 makes your Financial
Disclosure Report a PUBLIC DOCUMENT. This means that a person seeking to harm or
harass you and your family can get a copy of your Financial Disclosure Report. There have been
instances of such misuse of information provided by filers.

The Committee makes the following recommendations so that you can satisfy the
requirements of the Ethics Reform Act while accommodating appropriate security concems:

(1) When filing your report, enter your CHAMBERS OR OFFICE ADDRESS in
block 7. Do NOT use your home address for any purpose in connection with your Financial
Disclosure Report.

(2) InPart VII, do NOT provide more financial detail than is required by the
Instructions. For example, for bank accounts, provide only the name of the institution and the
city and state in which it is located. For certificates of deposit, provide only the name of the
institution that issues the certificate. For rental properties, provide only the city (or county) and
state in which the property is located. If you have more than one rental property in a particular
location, you may identify the properties as "Rental Property #1, Cincinnati, Ohio,” "Rental
Property #2, Cincinnati, Ohio," and so on.

(3) __Itis not necessary to report your personal residence or residences in Part VII
(unless a portion of your residence is rented to a third party). Similarly, do not report any
mortgage, equity loan, or line of credit secured by a personal residence, vehicle, boat, or motor
home in Part V1.

(4) Inaddition, some filers wish to provide their federal income tax return.
Paradoxically, this method provides too much information, and at the same time not enough
information, The tax retum shows interest and dividends in Schedule B and sales of assets in
Schedule D in specific detail, but it does not provide the protection of the income and value
codes and does not include lists of your current holdings. Therefore, a tax retum does not meet
the requirements of the Ethics Reform Act.

If your Financial Disclosure Report is requested, you will be notified by mail when it is
released. If you have any concems or questions about the release of your report, please call the
Financial Disclosure Office at (202) 273-4626 or discuss the matter with your Marshal.

Issued Januwy 2, 1997


2031

DIV. A
» State of Louisiana! PUPBHGE Jefferson

2th Judicial District Court

STAGE OF LOUISTANA for the
vs. Parish of Jefferson

AUBREY N. WALLACE W/M =

1521.AMES BLVD, APT. 112, MARRERO, LA.

No._89=2360

RECALL OF ATTACHMENT OR CAPIAS

It is ordered that the attachment or capisn issued iri the above entitled case
AUBRY XN. WALLACE,

‘ ‘upon,
on the_21ST._ day of. JULY. 1989
jis hereby recalled.

siened sin 16000 ay oj SOVEIOER J how 8

PE ele
=

Rested —______
er 4 ©

ARR, SET 12/1/89

80d 9 ay

G 1219.70


1959

a sO ae ) ATTACHMENT CDA YET eFCO

STATE OF LOUISIANA, PARISH OF JEFFERSON

24th Judicial ved eR ED Ser {72 ars
movin ral MOTION

‘Te the Sheriff of the Parish of Jeffersen—Grestinn

YOU ARE HEREBY COMMANDED to attach the body at_SAMUEL Bs WALLACE _B/M_ DOB

sand that you have_HIM before our sald Court, om th
INSTANTER

to antwer fore - -

wotvsing to attend before ssid Court 0 DEFENDANT.

WITNESS THE HooRABLE JAMES L. CANNELEA __ supce of THE SAID COURT

Ne__8972395 que___26T! parvo. SEPTEMBER ,99

“R-S, T0T9ST POSS. OF COCAINE
Clerk's Office, Courthouse, 0
Dopaty Clark

JG 1219.28



2152

waiver of the fee due to extraordinary circumstances, the Committee has delegated the authority
to approve waivers involving failure of the postal system or physical incapacity of the filer to the
Subcommittee on Compliance. Requests for waiver of the fee for any other extraordinary
circumstance" require a decision by the Committee as a whole. Please note, that Reports are
deemed to have been filed five (5) days prior to physical receipt for the purpose of determining
whether the Report has been timely filed.

Where to File
Effective January 1, 1991, the original and three copies of the Report, and of any
amendments (including amendments in response to letters of inquiry) are to be filed with:
Committee on Financial Disclosure
Administrative Office of the
United States Courts
One Columbus Circle, N-E.
Washington, D.C. 20544

Section 103(h)(1)(B).

“The additional copies of the Report may be made by photocopying the original, rather
than by retyping or using carbons.

Commentary

Reports are not considered to have been received unless they are physically received in
the Financial Disclosure Office and contain an original signature. Reports will be date stamped
as soon as they are received by the Financial Disclosure Office. Reports sent to the Financial
Disclosure Office by facsimile or other electronic means are not considered to be received until
a copy with an original signature is received:

Amendments

A Report may be amended by filing an amended AO Form-10 for that year, fully
explaining items added to, or changed from, the original submission.

Alternatively, additional information may be submitted by a separate letter addressed to
the Committee. You should identify the Report(s) and Parts) being corrected and provide
complete information for the item(s) being corrected. Sign the letter personally, which will
constitute your certification to the accuracy and completeness of the Report(s) as amended.

Regardless of which method is used, you should file amendments in the same manner as
for the original, ic., a signed original and three copies with the Committee,

4 Issued January 2, 1997


Jc 122081

2001

STATE OF LOUISIANA 24TH JUDICIAL DISTRICT COURT
vs. PARISH OF JEFFERSON

AUBREY WALLACE STATE OF LOUISIANA

DIVISION " " NO: g9-1 6 2

FILED: A-24°9)

NOTICE OF INTENTION TO USE AND INTRODUCE
“STATEMENT OF DEFENDANT IN-EVIDENCE

NOW INTO COURT, comes John M. Mamoulides, District Attorney

in and for the Parish of Jefferson, State of Louisiana, Twenty

Fourth Judic

1 District Court, and on suggesting to the Court

that in accordance with the provisions of Article 768 of the Code

Criminal Procedure for the State of Louisiana, he hereby gives

notice that the State intends to use and introduce in evidence

in the trial of the above entitled and numbered matter, certain
Oral Statements

made by the defendant to__agt. orgeron .

on the date of December 15, loaa , at approximately
9300 pam. » given at__ Marrare, ua
and that a copy of this notice has been given to defendant's

counsel.

Gretna, Louisiana, this _26thiay of__February , 1991.

‘ANT D.
PARISH OF JEFFERSON
Mp, STATE OF LODISTANA
‘&



2118

Case 2:02-cr-00219-HGB Document66 Filed 03/31/2003 Page 3 of 6

D. SUPE! Rl

The defendant further understands that the Court, in imposing a sentence of a term
of imprisonment, may include as part of the sentence a requirement that the defendant be
placed on a term of supervised release after imprisonment for a period of up to five years
pursuant to 18 U.S.C. § 3583. Supervised release is a period following release from prison
during which defendant's conduct will be monitored by the Court or the Court's designee.
Defendant fully understands that if defendant violates any of the conditions of supervised
release that the Court has imposed, defendant's supervised release may be revoked and
defendant may be ordered by the Court to serve in prison all or part of the term of
supervised release.

E. WAIVER OF APPEAL

Except as otherwise provided in this paragraph, the defendant hereby expressly
waives the right to appeal his sentence on any ground, including but not limited to any
appeal right conferred by 18 U.S.C. § 4242 on the defendant, and the defendant further
agrees not to contest his sentence in any post-conviction proceeding, including but not
limited to a proceeding under 28 U.S.C. § 2255. The defendant, however, reserves the
right to appeal the following: (a) any punishment imposed in excess of the statutory
maximum, and (b) any punishment to the extent it constitutes an upward departure from
the sentence set forth in Paragraph A.

F, HYDE AMENDMENT

The defendant agrees to waive any right to seek attomey’s fees and/or litigation
expenses under the “Hyde Amendment,” 18 U.S.C. § 3006A and the defendant
acknowledges that the government's position in the instant prosecution was not vexatious,
frivolous or in bad faith.

6G. iD TION

This plea agreementis predicated upon the fact that the defendant agrees to submit
to interviews whenever and wherever reasonably requested by law enforcement
authorities. The defendant understands he must be completely truthful. The defendant
also agrees to appear before any grand jury or trial jury and to testify truthfully. The
defendant agrees neither to implicate anyone falsely nor to exculpate or protect anyone
falsely. The defendant understands if he is not truthful, or withdraws from, or materially
breaches this Agreement, said Agreement will be null and void, and notwithstanding any
other provision of this agreement, the defendant may be prosecuted for perjury or making
false statement, as well as any other appropriate charges and any statements he has
made can be used against him.


2235

INDEX

Agreements
continuation of payments
former employer
future employment
part-time magistrate judges
review for
Alternative format
Amendments
certified
Basic pay
xeemployed annuitant
cost of living
locality pay
Certification and signature
Common investment .fund
Compliance and sanctions
Covered senior employee
Disclosure concerning family members
Ethical standards
Exempt status
Extensions of time to file
Filing fee
waive
extraordinary circumstances
Final report
reporting period
Financial interest
Gifts
bar association
definition
disposition of prohibited gifts
foreign government
honorary/reduced-rate memberships
inheritance
investitures and similar ceremonies
judicial officer
mementos
personal hospitality

received by a spouse and dependent children

relative
retirement

review for
scholarships
social hospitality

87

14,

wuws

3,4
61

59

52,54
26, 30,76
33
26,30,76
79

Issued January 2, 1997


Louisidna, at o distaricalptedbout
AMATRIIOS 90 Bpupeed
VORP TO HELHAT

‘© person apparently aver the age Isyears, living Siid Tesiding in the said domicile whose name cal other focts
connected with this service | learned by gegen the 5

the said ——— “
temporarily absent trom,
Servicg at o distani

‘Soc Hil Posh lonon bey O.hg.


2132

Case 2:02-cr-00219-HGB Document67 Filed 03/31/2003. Page 11 of 12

telephones of the bail bonding company. This surveillance confirmed that
BODENHEIMER regularly set, reduced, and split bonds in criminal cases pending
before him and other judges, irrespective of whether he was scheduled for “magistrate
duty”. The bonds were routinely set at a level requested by the bail bonding company
which would tend to maximize their. profits by securing the maximum amount of
premium money available from the criminal defendant and his family. BODENHEIMER
made himself available to handie bonding matters for the bail bonding company on a
24/7 basis. It was reasonably foreseeable to BODENHEIMER that the bail bonding
company routinely used the mails and other common carriers in furtherance of the
scheme, particularly with regard to the processing of bond premiums and in the billing
of the criminal defendants and their families.

2. The bail bonding company routinely purchased lunches, drinks, and
dinners for BODENHEIMER and, in 1999, paid for a trip to the Beau Rivage Casino for
BODENHEIMER and his wife. These things of value were routinely paid for by the bail
bonding company through the use of credit cards, and it was reasonably foreseeable to
BODENHEIMER that the payments for the credit card bills were made through the
mails.

3. The bail bonding company arranged for home improvements to be made
at BODENHEIMER’ residence, in return for the advantageous handling of bond
matters.

4. The bail bonding company made campaign contributions to

BODENHEIMER in return for the advantageous handling of bond matters. Louisiana

1


2202

Commentary

The holdings of beneficial interests in trusts and similar entities, such as estates, present
special problems in reporting. The reporting person is not required to disclose the individual
holdings from any trust or other financial arrangement which is specifically exempted and noted
as such in the Instructions. The two most common types of exemptions are as follows:

(1) a trust:

(a) which was not created directly by the reporting person, his spouse, or any
dependent child; and

(6) the holdings or sources of income, of which the person, his spouse, or any
dependent child have no knowledge.

(2) a widely held investment fund, if the fund is publicly traded or the assets of the fund
are widely diversified, and the reporting person neither exercises control, nor has the
ability to exercise control over the financial interests held by the fund. (This is most
commonly associated with regulated investment company accounts, mutual funds,
pension or deferred compensation plans, or other investment funds.)

However, for any other trust, estate, or financial arrangement, the individual holdings of
which the filer, the spouse, or the dependent child have a vested beneficial interest should be
disclosed. The Committee has adopted the following language to use as a guideline:

A reporting person does not have to report a contingent interest in a trust if the reporter
has no control over the assets of the trust. An interest is contingent if there is no present
right or ability to any income or principal, and the future is uncertain either by
survivorship or otherwise.

Related Commentary

The following are examples of statutory guidelines on related subjects extracted from The
Codes of Conduct For Judges And Judicial Employees. These guidelines should provide
assistance as to the propriety of disclosing certain financial interests.

(1) "Financial interest" means ownership of a legal or equitable interest, however small.
(Canon 3(C)(3)(0).)

(2) Ownership in a mutual or common investment fund that holds securities is not a
"financial interest" in such securities unless the judge participates in the management of the

fund. (Canon (C3) Y).)

54 ‘Issued January 2, 1997


2209

APPENDIX IT

FINAL REPORTS
WHO MUST FILE AND WHEN

A JUDICIAL OFFICER who works 60 days or more in a calendar year is required to file
a final Report within thirty days after resigning under 28 U.S.C. § 371(a) or otherwise ceasing to
continue in such position. A JUDICIAL OFFICER who retires under 28 U.S.C. § 371(b) is not
required at that time to file a final Report, but continues to be obligated to file an annual Report
for any year in which the relevant Judicial Council authorizes the employment by the judge of at
least one taw clerk or secretary, unless the judge certifies that he or she did not perform the duties
of his or her office for more than sixty (60) days.

A JUDICIAL EMPLOYEE who works 60 days or more in a calendar year is required to
file a final Report within thirty days of termination of employment. Section 101(e).

A JUDICIAL OFFICER OR JUDICIAL EMPLOYEE accepting another position in the
Federal government subject to financial disclosure reporting is not required to file a final Report
when changing position, Section 101(e).

INSTRUCTIONS FOR COMPLETING EACH PART
Below are specific instructions that differ from those provided for annual Reports.
Identifying Inf A

BLOCK 3. Date of Report. The date the Report is completed, and not more than 30
days after termination of employment.

BLOCK 5. Report Type. Check final Report.

BLOCK 6. Reporting Period. Show both the beginning and ending date of the
reporting period, The beginning date will be January 1 of the current year if an annual Report
has already been filed covering the preceding calendar year; otherwise, it will be January | of the
preceding calendar year. The ending date is the date of termination of employment.

Parts L- VIL.

The reporting period is the calendar year preceding the date of the Report through the
filing date in the current calendar year. Section 102(c).’ If an annual Report was already filed
covering the preceding calendar year, then the reporting period is the current calendar year
through the filing date.

61 Issued January 2, 1997


2117

Case 2:02-cr-00219-HGB Document66 Filed 03/31/2003 Page 2 of 6

The defendant agrees the government will charge him in a Bill of Information, and
he waives his right to be charged in any other fashion.

The parties stipulate that a sentence of 42 months is appropriate for the offenses
charged provided defendant meets his obligations under this agreement. The parties have
made this determination after due consideration of the appropriate sentencing guidelines
and all appropriate sentencing adjustments in consultation with the United States Probation
Office. Therefore, the parties stipulate that defendant should be sentenced to 42 months
imprisonment. The parties further stipulate pursuant to Federal Rule of Criminal Procedure
14(e)(1)(C), that in the event this plea agreements accepted by the Court, this stipulation
is binding.

In the event the Court does not accept this stipulation and states that a sentence
in excess of 42 months is justified, pursuant to Federal Rule of Criminal Procedure
11(e)(4), defendant shall be afforded the opportunity to withdraw from the plea. In the
event the Court does not accept this stipulation and states that for reasons other than as
provided by Paragraph G of this Plea Agreement relating to substantial assistance a
sentence of less than 42 months is justified, the Government shall be afforded the
opportunity to withdraw from the plea.

B. MAXIMUM PENALTIES

The defendant further understands that the penalty defendant may receive should
his plea of guilty be accepted for the drug conspiracy is a term of imprisonment of up to
twenty years and/or a fine of $2,000,000 or an alternative fine of twice the gross gain to the
defendant or twice the gross loss to any victim. As for the mail fraud and conspiracy
charges, the maximum penalty for each count is a term of imprisonment of up to five years
and/or a fine of $250,000 or an alternative fine twice the gross gain to the defendant or
twice the gross loss to any victim.

it also is understood that the Court must order restitution to any victim in this case
under the provisions of 18 U.S.C. § 3663, if the Court finds it appropriate to do so. The
defendant agrees that any restitution imposed will be non-dischargeable in any bankruptcy
proceeding and that defendant will not seek or cause to be sought a discharge or a finding
of dischargeability as to the restitution obligation.

C. SPECIAL ASSESSMENT

Further, the defendant understands that a mandatory special assessment fee of
$100 per count shall be imposed under the provisions of 18 U.S.C. § 3013. This special
assessment must be paid on the date of sentencing.


2188

-  Foreach real estate interest, indicate the general geographic location, such as city
or county and state. If more than one parcel of real estate is owned in the same
geographic area, you may identify each parcel by number, i.e., Parcel 1, 2, 3, etc.,
rather than identifying each parcel by street address, lot, or block number.

- For an interest in a trust, indicate the nature of the interest (e.g., "income
beneficiary"), the name (if any) of the trust, and the name and location of the
trustee.

= Foran interest in a mutual fund or pooled or common trust fund administered by
an independent financial or brokerage institution, furnish the name of the fund.

At times, reporting persons inadvertently omit the listing of assets, and correct the
previous year's errors in the following year's Report. Also, assets which were reported in one
year may fail a qualifying requirement (such as a value of $1,000) in the following year and thus
are not reported. When this occurs, put an explanatory item in Part VII or in Part VII, with a
reference in Part VII to avoid a letter of inquiry.

In addition, identify with a parenthetical "(X)" assets which have been previously exempt
from disclosure and now are reportable. This should preclude a letter of inquiry from the
reviewer.

In the Description section of Part VII (Column A), indicate, where applicable, the owner
of the listed asset with the parenthetical "(J)" for joint-ownership by the reporting person and
spouse, "(S)" for separate ownership by spouse, or “(DC)" for ownership by dependent child.

The reporting of a position in Part I as trustee, executor, administrator, custodian, or any
similar position requires a listing in Part VII of the assets involved if either you, your spouse, or
any of your dependent children (1) has a beneficial interest in the estate or fund with which you
are associated, or (2) controls the purchase, sale, of other disposition of the estate or fund.

40 Issued January 2, 1997


2022

CERTIFICATE OF :MAILING JUDGMENT OF BOND FORFEITURE

STATE OF LOUISIANA CASE NUMBER__89-2360__
vs . ‘TWENTY-FOURTH JUDICIAL DISTRICT COURT
ADBRY_N. WALLACE PARISH OF JEFFERSON

POWER OF ATTY. #4B5-00884360

1, the undersigned Deputy Clerk of Court for the Twenty-Fourth Distriet Court, Parish of Jef-
ferson, do hereby affirm and certify that I have mailed a copy of the Judgment of Forfeiture
in the above and entitled case to the following persons on the date next to his name:

aveust_3, 198 au x. DE

48505 cir PIREET, BLDG. 2) APE EREERD; LA. 700
AUGUST 3, 1989 MARK LEBOUEF-AGENT-AMEBICAN BANKERS INSURANCE CO.
—— “PIT DERBIGHY STREET, GRETNA, LA. 70053.
August 3, ______ 79,89 _AMBRIGAN BANKERS INS. C0,-SURETY __

(6020 CORNESTONE COUET WEST, SAN DIEGO, CALIF. 9212
Avétist 3, Da az
AUGUST 3, 1989 HOR. DOUGLAS GREEN, INS. COMM. “

19

Gretna, La. ‘Witness, our Hand and the Seal of said

Court thie 28D day of AUOUST __,

‘Deputy. Clerk

‘Sworn to and subseribed this 28D__day of

August

‘2
%
4
“a &
Deputy Clerk cs e

JPG 1219.72


2184
Notes to filer:
Do you, your spouse, or dependent child have any reportable liabilities over $10,000?

Did you list the identity of the creditor, a description of the liability, and a value code for
the amount?

Ifa mortgage is listed, is there a corresponding entry for the property in Part VII?

36 Issued January 2, 1997


2165

A judge should require law clerks to keep the judge reasonably informed of their future
employment plans as required by the Code of Conduct for Law Clerks. A law clerk should have
no involvement whatsoever in pending matters handled by a prospective employer when an offer
of employment has been made to the law clerk and has been, or may be, accepted by the law
clerk. (Advisory Opinions Nos. 74 and 81.)

17 Issued January 2, 1997


1983

STATE OF LOUISIANA 24TH JUDICIAL DISTRICT COURT
vs. PARISH OF JEFFERSON
WALLACE STATE OF LOUISIANA
n/m
DIVISION "y " NO? g9-1,2361,2395
PILED:

° DEPUTY CLERK

PETITION AND ORDER FOR WRIT OF HABEAS CORPUS AD PROSEQUENDUM

TO THE HONORABLE, THE TWENTY FOURTH JUDICIAL DISTRICT COURT
IN AND FOR THE PARISH OF JEFFERSON, STATE OF LOUISIANA:

The petition of John M. Mamoulides, District Attorney for
the Parish of Jefferson, State of Louisiana, respectfully shows

this Honorable Court that one__ Samuel Wallace

is now confined in the Oakdale Federal Detention Center P.O. Box!
5 050 Oakdale, LA
That it is necessary for the aforesaid_samuel Wallace

to be present in the 24th Judicial

District Court for the Parish of Jefferson, State of Louisiana,

on __Tuesday the 16th day of ___october ,

19_90 __, at 9:00 a.m, _, to be _tried .

in the above numbered and entitled cause.
WHEREFORE, your petitioner prays that this Honorable Court
do forthwith order a Writ of Habeas Corpus ad Prosequendum to be

issued from this Honorable Court toy:, william Giangrossa Jefferso

: , requiring (him, them) to produce
Sransportation Div:
Tae Eeay OE ceeal get Lace , before the 24th

Judicial District Court for the Parish of Jefferson, State of

Louisiana, on nuesday the iesh cay of
Octoher » 19_an» at o:p0 a my + Division" y",
at Gretna, Louisiana to be __ Tried ‘

for the crime ofposs.W/int.Dist.Cocaine,PCP,& Poss, » in the
of Cocaine (2cts)
above numbered and entitled cause.

Ly aalse —— DISTRICT ATTORNEY

PARISH OF JEFFRSON
STATE OF LOUISIANA



2128

Case 2:02-cr-00219-HGB Document 67 Filed 03/31/2003 Page 7 of 12

BODENHEIMER suggested that he and White could “get some mileage” by appointing
Lawyer 1 as “Guardian Ad Litem” for the minor child.

9. On December 18, 2001, BODENHEIMER signed an Order appointing
Lawyer 1 as “Guardian Ad Litem” for the minor child and caused the Order to be
mailed.

410. OnDecember 18, 2001, the father's attorney caused to be mailed a letter
to the mother's attorney stating the father’s position regarding Christmas visitation with
the minor child.

41. On December 21, 2001, BODENHEIMER ruled that the father would have
visitation rights with the minor child on Christmas Eve and Christmas morning.

42. On December 21, 2001, Demma called BODENHEIMER to discuss
BODENHEIMER's Christmas visitation rulings for the minor child. BODENHEIMER
asked Demma, “How'd | do?” in getting the father Christmas Eve and Christmas
moming, and Demma responded: “My man! . . . That's exactly what he wanted . . . .
Score, scoring big points I'ma call him at home now.to ask him is if he’s happy with that.
Pl call you right back.”

43. On December 21, 2001, while discussing BODENHEIMER's Christmas
visitation rulings, BODENHEIMER instructed Demma to “Tell [the father] | gave him
everything Bryan asked for.”

14. On December 28, 2001, BODENHEIMER and the seafood wholesaler
discussed how BODENHEIMER's shrimp distribution operation at VIM could handle a

shrimp supply contract with the father’s businesses.


2167

any income or obligations arising from the dissolution or permanent separation.
Section 102(¢)(2).

- any political campaign funds, including campaign receipts. Section 102(g).

: income derived from any retirement system under title 5, United States Code
(including the Thrift Savings Plan under Subchapter III of Chapter 84 of such
title) or any other retirement system maintained by the United States for officers
or employees of the United States. Section 102(iX(1).

- benefits received from Social Security. Section 102(i\(2).

- death benefits under insurance policies, gifts, inheritances, tort recoveries and
other compensation for injuries and sickness, disability compensation, and

veteran's benefits.
IL. NON-INVESTMENT INCOME. (Reporting Individual and spouse; see pp. 18-25 of Instructions)
-DATE SOURCE AND TYPE
(Yours, not spouse's)
mm
NONE (No reportable non-investment income)
1
296 Evans County High School (s B _
2
July 1296 idabo Law School, Seminar (3 wks) $_2.500__
3
8
Notes to filer:

Do you have any reportable non-investment income over $200.00?
Does your spouse have any reportable non-investment income over $1000.00?
Ino reportable income, is the NONE box checked?

Is the date, source, type, and amount for your reportable income reported? If spouse's
income, is the parenthetical "(S)" placed in the column under Source and Type?

Is the income subject to the 15% limitation ($20,040) for 1996?

19 {Issued January 2, 1997


1995

STATE OF LOU} 8 WO. 8° 89-2
2erm g6DICIAL DIstaIcT count
vs
REGINALD FRANCIS PARISH OP JEFFERSON
SYLVIA CLOFER
ARNOLD WALLACE STATE OP ‘LOUISIANA

AUBREY WALLACE
soe oe * 8 He ke ee ee

FILED:

PETITION AND ORDER FOR WRIT OF HABEAS CORPUS
AD TESTIFICANDUM,

‘TO THE HONORABLE, THE TWENTY-FOURTH JUDICIAL DISTRICT
COURT IN AND FOR THE PARISH OF JEFFERSON, STATE OF LOUISIANA:
‘The Petition of JOHN M. MAMOULIDES, District Attorney
for the Parish of Jefferson, State of Louisiana, respectfully
shows this Honorable Court that one _Samuel Wallace
is now confined in the Oakdale Federal Detention Center -
That it is necessary for the aforesaid samuel Wallace
to be present in the 24th Judicial District

Court for the Parish of Jefferson, State of Louisiana, on
Monda » the 25th day of __rebruary

at _ 9:00 a.m, Division _w » to __testif:

in the above number and entitled cause.

WHEREFORE, your petitioner prays that this Honorable Court
do forthwith order a Writ of Habeas Corpus Ad Testificandum

to issue from this Honorable Court to Lt. William Giangrosso
Jefferson Parish Sheriff, requiring him to produce the body

of Samuel wallace , before the 24th Judicial District
Court for the Parish of Jefferson, State of Louisiana, on
Monday} + the _25th day of _ rebruary he
19__91__, Division _» at Gretna, Louisiana, to

testif, , in the above numbered and

entitled cause.

Pi OF JEFFERSON
STATE OF LOUISIANA
3k

Ah (ao eclok on Sere neltben



2064

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‘roe pephua aaoqe ay} Ur VIML JO esodind ayy 103

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az JO Ysueg Up 10J pue ut yMOD IMSIC, [EIOIpNe Mp7 By) s10Joq resdde 0} pasapio Aqaisy are NOX

. Isid qu 0Sar dad *

NOSHasd4ar AO HSTUVd
VWNVISINOTAO ALVIS 5 \5 2
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ung wins [eIpnr pz | YNVISINOTAO ALVIS

aN
19 UAWISHNADAD “V-NOF

vNaodans

o7ezse ON

as


2000

‘STATE OF LOUISIANA, PARISH OF JEFFERSON
24th Judicial District Court
State of Louisiana

Vs. No._89-1
SYLVIA CLOFER, REGINALD FRANCIS, Division__"*
MELVA A. HAYES, ARNOLD WALLAGI
AUBRY WALLACE Date___PEBRUABY 25, 1991
DISTRICT ATTORNEY __W.J.UEBLANC JUDGE __3. camweuta

‘TRE DEFENDANTS APPEARED BEFORE THE BAR OF THE COURT REPRESENTED BY JOE TOSH.

BONDS REVOKED--DEFENDANTS REMANDED TO PARISH PRISON TO BE HELD FOR TRIAL.

MUTY CLERK

XY

x

a

Entry No,
Cof C#i8t


2151

In addition, the Committee has held that the "rate of basic pay" to be used to determine
whether a reemployed annuitant who is not authorized to perform adjudicatory functions must
file a Report does not include the annuity. Part-time employees without adjudicatory functions
are deemed to satisfy the filing threshold if the money earned meets the statutory minimum.
Thus, the “rate of basic pay," rather than total pay, should be used to determine the need to file a

Report
ions ime to Fil

The Committee on Financial Disclosure may grant reasonable extensions of time for
filing initial, annual, and final Reports. Requests for extension should be submitted in writing to
the Committee before the due date and should explain why the extension is necessary. The
maximum extension permitted by the Act is 90 days. Section 101(g).

Emergency requests for extension may be made by telephone to the Committee staff if
the reason for the request could not have been reasonably anticipated. A letter confirming the
request should be sent promptly to the Committee. A letter confirming the oral response will be

sent promptly by the Committee.

Commentary
The authority to grant an extension has been delegated to the Committee Counsel by the
Committee.
Filing Fee

The statute requires a person to file a timely Report. One who files a Report more than
thirty (30) days after the date the Report was due may be assessed a filing fee of $200.00. if for
good reason it is necessary to request a delay in filing, extensions of time of up to 90 days may
be granted by the Committee on Financial Disclosure. See p. 3 of the Instructions, Extensions of

‘Time to File. The statute states that extensions beyond 90 days are not permissible. Absent a
waiver, those granted a full 90 day extension will have to pay the fee if they do not file by the

120th day. Section 104(d)(1).

The Committee may waive the filing fee for extraordinary circumstances. Requests for
waivers must be submitted in writing to the Committee with explanation of the reason(s) the
Report was not filed on time. Section 104(d)(2).

Commentary

When a Report is filed more than 30 days after the date itis due, the filer is assessed a
late filing fee of $200. The fee is deposited in the United States Treasury. Ifa filer requests a

3 {Issued Janoary 2, 1997


L
*" Office of JON A. GEGENHEIMER Ciatk’of Coart

_ %Ath Judicial District Court

for the
STATE OF LOUISIANA
PARISH OF JEFFERSON

+ No.a92340

7
* SPATE OF LOUISIANA

AUBRY NM. WALLACE —__-

You are hereby. befote.the 24th Judicial District Court in and for the Parishiof

A ordered Hoe A
ere of NES in the year of Our Lord 19_ggat

for the Fispose of. TRIAL ane

; By order of the Court

- Cie ies Courthouse, Greina, La

i . MAY'2 1 fagq = Lay 2 ay

Cuomo


1996

ORDER

Let a Writ of Habeas Corpus Ad Testificandum be issued to

Lt, William Giangrosso Jefferson Parish Sheriff's office

ordering and directing him to produce the body of Samuel Wallace;
before the 24th Judicial District

Court for the Parish of Jefferson, State of Louisiana, on

the __25th day of February » 19.91, at

9:00 , at Gretna, Louisiana, to

testif: » in the matter entitled state

of Louisiana vs Sylvia Clofer,Reginald number 89-1 & 89-2
1 ‘Tlace

Francis,Arnold Wallace & Aubrey Wa.
of the Criminal Docket for this Court.

Gretna, Louisiana, February 6 » 19 91 .

wu rE
w,

2p, Mong

4

“a,

41



2162

TL_Agreements
Only information pertaining to the reporting person is required in this Part.
In this Part a complete listing is required of any agreement with respect to:
(@) future employment;
(®) _aleave of absence during Government service;
(©) continuation of payments by a former employer other than the United States; and

(4) continuing participation in an employee welfare or benefit plan maintained by a
former employer.

Report the date, parties, and terms of the agreement. Section 102(a(7).
For all Reports, show any such agreements currently in force.
Any additional information-c.g,, an opinion from the Committee on Codes of Conduct,
or approval from a Judicial Council-~that bears upon the question whether an agreement presents

a potential conflict of interest problem or problem under the Codes of Conduct for United States
Judges should be provided in Part II or on an attached page.

Ifyou did not have any reportable agreements during the reporting period, check the
“None” box, rather than leaving Part II blank.

I, AGREEMENTS. (Reporting individual only; See pp. 14-17 of Instructions)

DATE PARTIES AND TERMS
mm
| NONE — (No reportable agreements)

14 Issued January 2, 1997



2156

Notes to filer:
Are blocks | through 7 filled in?
Does block 4 show your status?
Does block 5 indicate the type of report?
Does block 6 cover the correct reporting period?
Commentary
Blocks J through 8 of the heading to the report should be filled in as indicated.

Block 6. Reporting Period. The following are acceptable entries for Annual Reports:
KU phe nat. 1996, C¥96, January 1, 1996-December 31, 1996,

Qa whey
ip he Block 8, Certification. Reviewing official will sign and date this block when the
uate report is complete. The front page of the AO-10 with the
reviewing judge's original signature will be returned to the
Financial Disclosure Office for permanent filing.

Certification by the reviewing judge or committee counsel, as reviewing officials,
certifies that the information in the report, any amendments, or attached correspondence has
been disclosed in accordance with applicable laws and regulations. The reviewing official has
the authority to approve the report as submitted, direct that a letter of inquiry be sent, or waive
an error as de minimis and approve the report. The reviewing official can also approve a report
‘and direct that an advisory letter be sent to provide the filer with guidance for future reports. All
letters of inquiry are prepared for the Chair's signature on Committee letterhead stationery. The
Chair has authority to revise or waive a letter of inquiry and approve a report.

8 Issued January 2, 1997


2163

Notes to filer:

Do you have any reportable agreements? If not, is the NONE box checked?

Did you list the date, parties, and terms of the agreement?

Is the agreement permissible?
Commentary

Continuation of payments by a former employer other than the United States

Itis permissible for judges to receive appropriate payment for their interests ina law
firm and compensation for legal services they rendered before becoming judges.
(Compendium § 2.7(a)(1995),)

A termination of partnership agreement provides for payment of an agreed amount
representing the retiring partner's interest and some of these payments can be paid in years
following the partner's appointment as a United States judge. (Advisory Opinion No. 24.)

The Committee on Codes of Conduct is of the opinion that when a partner leaves a law
‘firm to become a federal judge, he should, if possible, agree with his partners on an exact
amount which he will receive for his interest in the firm, whether that sum is to be paid within
the year or over a period of years. (Id.)

Such payments may continue to be made to the judge, provided it is clear (1) that he is
not sharing in profits of the firm earned after his departure, as distinguished from his sharing in
amount representing the fair value of his interest in the firm, including the fair value of his
interest in fees to be collected in the future for work done before he left the firm, and (2) the
judge does not participate in any case in which his former firm or any partner or associate
thereof is active as counsel until the full amount which he may be entitled to receive urider the
agreement has been paid to him. (Id.)

In addition, it is permissible for the departing judge to share in contingent fees received
at the end of litigation, provided a fixed percentage or fixed ceiling is agreed upon, and
reasonably reflects the value of services previously rendered by the departing judge. While it is
permissible for a judge to share in future contingent fees, the judge should first attempt to reach
agreement with his former partners on a fixed sum. (Compendium § 2.7(b) and (b-1)(1995).)

15 ‘Issued January 2, 1997


| Bath Judicial Diseriet Oe
For the
PARISH OF JEFFERSON

: STATE OF LOUISIANA.
a Bom) | RQWER OF ATTY. #485-00684360

rp ion, atest nt nen at bail bond givenby |.
|: _, the defendant, be.and.tile
: nosey Sfdoctared hosts, ‘nd that. abbowinely there be judgmeut 10 favor of
oifistana, aftogainst me detent AUBRY. N. WALLACE |

?.
his surety, in solillo, fa

unt of sald bond, together with legal

nt § shot ’

from chien rt and aif costs tt Hproceeding. |



2035

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$420} JOYLO pud BDU asym a}!D1/WOP PIDs By) UY

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1990

FWENTY EC -it1H JUDICIAL DI «hiCT COURT
} FOR THE PARISH OF JEFFERSON

HARD LABOR

|
Division ty! pos: _ mm
No, fagsp ITEM NO. __L=11183-88

i COMMITMENT

i

i

| WHEREAS SAMEUL WALLACE

wee by due form of law lately__PLED before our 24th Judicial District Court
for tht Parish of Jefferson of Violating Revised Statute 40:967 POSSESSION OF COCAINE UNDER
20p GRAMS

‘and wps thereupon sentenced to impri t at hard labor, for

FIVE (5) YEARS~-CREDIT FOR TIME SERVED FROM AUGUST 1, 1989.

and difendant is committed to the Louisiana Department of Corrections for execution of said sentence in conformity

with U.S. A.-R. S.15:824.

‘THIS SENTENCE IS 70 RUN CONCURRENTLY WITH THE SENTENCE IMPOSED IN CASE NO.
89-2 AND 89-2361, 89-2395 AND FEDERAL SENTENCE 89296-001.

NQW, THEREFORE, You, the said Sherif, are hereby commanded to carry outin full every part ofthe aforesaid
sentedce. And for so doing this shall be your sufficient warrant and authority.

WItwess, __JAMES L. CANNELLA supe

residing inthe 24th Judicial District Court, Division_°N”_,

Pevsh of Jefferson at ube Hal of Stings ofthe same, in the City of Grotn,
his 15TH day of __OCTOBER,

In the year of our Lord, o
NINETY

‘thousand nine hundred and

now

et,
aon

sro sjesea


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-WNaOdans


2218

COMMENTARY

Judges and judicial employees who are covered by Codes of
Conduct promulgated by the Judicial Conference of the United States
may receive outside earned income, make speeches and appearances,
write articles, and engage in extrajudicial activities only in
conformity with the provisions of both the Codes of Conduct and
these regulations.

Title VI of the Ethics Reform Act of 1989 (the Act) applies to
officers and employees of the judicial branch. However, the
Judicial Conference has delegated its administrative and
enforcement authority under the Act for officers and employees of
the Supreme Court of the United States to the Chief Justice of the
United States and for employees of the Federal Judicial Center to
its Board. For this reason, the definitions of "judicial officer
or employee" and “covered senior employee" exclude the judicial
officers. and employees of the Supreme Court and the Center, For
purposes of Title VI and these regulations, employees of the Tax
Court and the Court of Veterans Appeals are employees of the
judicial branch,

"Outside earned income" includes anything of value received in
consideration for the provision of services by a covered senior
employee with the exceptions specified in § 3(b). Under § 3(b) (5),
the advance payment of permissible royalties, fees, or the
functional equivalent thereof, is not outside earned income if it
must be deducted from amounts that subsequently become payable. A
covered senior employee may, under § 3(b) (6), determine outside
earned income in a manner consistent with his or her income tax
return, or may allocate any amount received in a calendar year over
two or more years pursuant to a good faith allocation reflecting
the work done. The outside earned income limitation that applies
to an individual who becomes a covered senior employee during a
calendar year is determined on a pro rata basis by dividing the
annual income limitation by 365 and multiplying it by the number of
days during that calendar year that the individual serves as a
covered senior employee. Income earned before an individual
becomes a covered senior employee is not subject to this
limitation.

A covered senior employee, in planning for compliance with the
limitation on outside earned income, may be required to estimate in
advance income producing expenses for a calendar year. Should the
actual expenses turn out to be less than anticipated, causing the
outside earned income to exceed the statutory limitation, the
requirements of § 3 are satisfied if the resulting excess is
refunded to the payor promptly after the close of the year.

70 {ssued January 2. 1997


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2157

INSTRUCTIONS FOR COMPLETING EACH PART

Only information pertaining to the reporting person is required in this Part.

In this Part a complete listing is required of all positions held by the reporting person as
an officer, director, executor, administrator, trustee, guardian, custodian, or similar fiduciary,
partner, proprietor, representative, employee, or consultant of any corporation, company, firm,
partnership, or other business enterprise, any nonprofit organization, any labor organization, or
any educational or other institution other than the United States. Disclose your position even if
you are not compensated and even if neither you nor a member of your family has any financial
interest in the entities herein listed. Please note that positions held are reported in this Part while
assets owned or held are reported in Part VII. You need not report any positions held in any
religious, social, fraternal, or political entity and positions solely of an honorary nature.
Section 102(a)(6)(A).

In completing this Part, for annual Reports, the reporting period consists of the calendar
year preceding the date of the Report, and the time to the date of the Report. Section
102(a\(6)(A). For initial and final Reports, refer to Appendices I and II, respectively, of these
Instructions.

An interest as a limited partner in an investment partnership, if you have no managerial
responsibilities, reflects assets held or owned, but not a position held. The position as such a
limited partner need not be reported in Part I, but the interest must be disclosed in Part VII.

For Article III judges, bankruptcy judges, and magistrate judges, the Codes of Conduct
for United States Judges specify additional constraints on the positions that may be held. See
especially Canon 5. Part-time magistrate judges are governed by special rules as provided in 28
U.S.C. § 632(b) and the Guide to Judiciary Policies and Procedures, Volume I, Chapters I and
ll.

Additional information-e.g., an opinion from the Committee on the Codes of Conduct, or
approval from a Judicial Council--that bears on the question whether a position presents a
potential conflict of interest problem or problem under the Codes of Conduct for United States
Judges should be provided in Part I or Part VIII or on an attached page.

If you did not hold any reportable positions at any time during the reporting period, check
the "None" box rather than leaving Part I blank.

9 ‘Issued January 2, 1997


2074

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T



2180

(b) It is permissible for a judge to accept a gavel and a contribution toward the cost of
the reception from a local bar association on the occasion of the judge's investiture.
(Compendium § 5.4-2(b) (1995).)

(c) It is permissible for a judge to accept leather notebook and pen from Law Institute as
a memento of a judge's presentation. (Compendium § 5.4-2(c) (1995).)

Gifts on Special Occasi
(@) A judge may accept a gift of a trip aboard a cruising ship (costing about $1500) on
the occasion of his 20th anniversary as a United States judge where the donees consist
exclusively of persons who have worked directly with him (i.¢., law clerks, secretaries,
courtroom deputies, and court reporters), there are a sufficient number of donees that no

individual contribution to the gift is unusually large, and the judge is not made aware of the
amounts contributed by the respective donees. (Compendium § 5.4-7(a) (1995).)

(6) On occasion of taking senior status, judge may accept gift from law clerks of golfing
trip. (Compendium § 5.4-7(b) (1995).)

(¢) It is not improper for former law clerks to solicit funds from other law clerks to
establish scholarship in honor of retiring judge. The Judge and present law clerks should not
solicit. (Compendium § 5.4-7(c) (1995).)

Mi Gift Rutt
+ (@) It is permissible to accept books from West Publishing Company for official use.
(Compendium § 5.4-Z(a) (1995),)

() Itis permissible for a judge's children to accept scholarships awarded on the same
terms and based on the same criteria applied to other applicants. (Compendium § 5.4-Z(b)
(1995).)

(©) Gifts from a friend not prohibited where friend not likely to ever appear in judge's
court. (Compendium § 5.4-Z(c) (1995).)

tor 2 hi

(a) It is permissible for a judge to accept a free membership in a country club, including
a waiver or reduction in the initiation fee, or to accept a free or reduced membership in a YMCA
if it is customary in that community, similar privileges are extended to other public officials, the
interests of the organizations have not and are not likely to come before the judge, and the judge
is satisfied that the membership is not being used by the organization to promote its endeavors.
(See Advisory Opinion No. 47.)

32 Issued January 2, 1997


2169

371(b) of title 28, United States Code, as certified in accordance with such subsection; and,
justices and judges of the United States who retired from regular active service under Section
372(a) of title 28, United States Code, who receive compensation for teaching, are prohibited

from:

Receiving more than 15% of the pay rate for Executive Level II in eared income
from outside employment if the officer or employee occupies a position classified
above GS-15 of the General Schedule or, in the case of positions not under the
General Schedule, for which the rate of basic pay is equal to or greater than 120
percent of the minimum rate of basic pay payable for GS-15 of the General
Schedule and is not a career civil servant (See 5 U.S.C. § 5313 for the pay rate for
Executive Level II). 5 U.S.C. app. 4 § 501(aX11). Those covered by the
provisions of this Act for only a portion of a year, must pro-rate the 15% on the
basis of the number of days the person will actually work in that calendar year.

5 USC. app. 4, § 501(aX(2).

Being affiliated with or being employed by a firm, partnership, association,
corporation, or other entity to provide professional services which involve a
fiduciary relationship for compensation, serving for compensation as an officer or
member of the board of any association, corporation, or other entity. 5 U.S.C.
app. 4, § 502.

Receiving compensation for teaching without prior notification and approval from
the appropriate official, if the officer or employee occupies a position classified
above GS-15 of the General Schedule or, in the case of positions not under the
General Schedule, for which the rate of basic pay is equal to or greater than 120
percent of the minimum rate of basic pay payable for GS-15 of the General
Schedule and is not a career civil servant. See Section 5 of Appendix Ill for the
procedures for requesting approval. 5 U.S.C. app. 4, § 502.

NOTE: Covered senior employees are defined by Judicial Conference approved

regulations as all judicial officers (except for part-time magistrate judges), commissioners and
staff of the Sentencing Commission, the Director and Deputy Director of the Administrative
Office of the United States Courts, and senior employees of the Administrative Office of the
United States Courts serving at the pleasure of the Director (Schedule C status).

cial Off 5

In accordance with the Ethics Reform Act of 1989, and the Judicial Conference

Tegulations implementing this Act,
are prohibited from accepting honoraria for any "appearance, speech, or article." Actual and
necessary travel expenses incurred by the person and one relative are not deemed to constitute

honoraria, 5 U.S.C. app. 4, § 501(b).

21 Issued January 2, 1997


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2102

Page 3

BY THE DEPENDANT:

I, as the defendant an this case, acknowledge that the foregoing has
been read to me, that my attorney and the trial judge have explained the
nature of’ the cfime to which I am pleading guilty, all of my rights to me,
and what rights I am waiving or giving up, as listed above, and that I have
been given every opportunity by the trial’ judge to ask questions in open
Ccart about anything I do not understand and about all of the consequences
regarding; my plea of guilty. I am completely satisfied with the explanations

of my attprney and the judge.

I FURTHER ACKNOWLEDGE THAT MY ACT OF PLEADING GUILTY IS A KNOWING
INTELLIGENT FREE AND VOLUNTARY ACT ON MY PART. I know that no one can force
me to plead guilty I know that by pleading guilty I admit I committed the
said crimp. I know this plea of guilty 1s more than a confession. It is als
a conviction. Nothing remains except for the Judge to give judgment and give
me my punishment. I waive all delays for sentencing and acknowledge I am

ready for sentencing.
Maer
ata ES

BY THE TRIAL JUDGE:

I, as trial judge, have entered into the foregoing colloquy with the
defendant, I am entirely satisfied that the defendant was aware of the natur
of the crime to which he or she has plead guilty, that the defendant did in
fact commit said crime, understands the conbequences of said plea of guilty
and has made a knowang, intelligent, free and voluntary act of pleading guilt
to above mentioned crime. I, therefore, accept the defendant's plea of guilt

2. 90

COFC gate


a ll
STATEOF LOUISIANA 4th Judicial District Court
~ Path of dttermn for the Parish of Jefferson
= GRETNA, LA.
(By seirnenensenen, recov SZ say « Goat
in the year of our Lord, one thousand, nine hundred and____ 88 before me,
fo Barry Lee ‘Sheriff of the Parith of Jefferson, State of Louisiana,

X

Ugg. pusonaly came end appeared Luho Dalle tes 2s principal, end

Americal Bankéts Inserance Company as surety | who severally

acknowledge themselves indebted, and owe to Chartes Roeser Governor
|: ofthe State of Lovisiena, and his successor in office, in the several ing, that Is tog

The dang” alle, the sum of Dollars,
*  Thesale the sum of Dollars,

The said, the sum of ff Doltars,

§Thessid dnerscon Rankers Insurance Cox the sum of ivy Dollars,
Sof good and tawful money of the United States, for the true payrhent of which respective sums they and

‘ech of them bind themselves, their respective heirs, executors end administrators firmly by these presents.
Also we waive all our Homestead Exemptions allowed us by the laws of this State,

UPON CONDITION, nevertheles, that if the above bounden Loaboty ditbless
shall be and appear before the Hon. 24th Judicial District Cout of the Std of Louisiana, to be held at
Ss

the District Court House, in the Parish of Jefferson, on_ the be day of
—Retified | A.D. 19__.. or if the said Court should not be held on the day last aforesaid, then on

the first day thereafter thatthe said Court shail capper ym tr
sauinst him for. [en ZT

and shail not without the leave,of the ssid Court, until the final tial and conviction or acquittal
of the said, ‘and shall keep the peace in the roeonifethp hi

gs ea
recognizance to be void otherwise to remain in full forca and effect. 2a f=

Ze
8

0S, 1A: z

. G47 -
22i Derbigny Street Gretna, La. 70053


2196

ments

If an asset is entirely sold during the reporting period, then Column C should be left
blank. However, if an asset is partially sold (such as a portion of the total shares of stock
owned), then Column C should be completed.

In addition, it should be emphasized that in Column C(2), there are four value method
codes which require additional information in either Column A or Part VIII Filers tend to
Sorget that each report must stand on its own and as a result often fail to provide the following

on their report each year:

()— "Q"Appraisal- the date of the appraisal.
(2) "R"-Cost- the date of purchase and the dollar amount of the purchase price.
(67) "S"-Assessment- the dollar amount of the assessed value.
(4) "V"-Other- the filer must describe the method used in Column A (Description) or
Part VII.
5. ‘Transactions

Information on transactions should be entered in Column D. Transactions to be reported
involve any purchase, sale or exchange during the reporting period which exceeds $1,000.
Section 102(a)(5).

As to each acquisition or disposition, you should disclose:

a)
b)
°)
4)

e)

the type of transaction, e.g., buy, sell, merger, inherit, redeem, etc.;

the date of the transaction;

the value category code indicating the value of the consideration paid or received;

the capital gain, if exceeding $200, realized on a disposition, using the appropriate

income category code (codes A-H);

the identity of the buyer or seller unless the transaction was conducted through
public trading, as on a stock or commodities exchange.

the liquidation of a bank account or money market fund that may have been
reported on a prior Report.

48 {Issued January 2, 1997


2200

©) _ awidely held investment fund, if the fund is publicly traded or the assets of the
fimd are widely diversified, and the reporting person neither exercises control, nor
has the ability to exercise control over the financial interests held by the fund.

Section 102(f)(8).

A reporting person does not have to report a contingent interest in a trust if the reporter
has no control over the assets of the trust. An interest is contingent if there is no present right or
ability to any income or principal, and the future is uncertain either by survivorship or otherwise.

Individual assets, stocks, and bonds that are part of an IRA or brokerage account must be
disclosed. However, when a mutual or widely diversified fund is part of an IRA or brokerage
account, only the name of the fund and not its underlying stocks, bonds, or other assets, must be
listed. In other words, underlying stocks, bonds, etc. in a pooled fund which are not individually
directed by the reporting individual need not be disclosed.

A reporting person should complete Part VIT, Columns A and B, for the trust or other
financial arrangement qualifying under the conditions listed. Section 102(f)(2).

Report the holdings and sources of income of interests in private investment clubs or
investment partnerships. In these arrangements, as in other trusts not qualifying under the
conditions listed above, the basic rule is that the income, value and transactions of the holdings
of the trust or similar arrangement in which you, your spouse or dependent child have a
beneficial interest must be reported. In lieu of reporting the beneficial share of income, value,
and transactions separately for each asset, you may treat the entire beneficial share as one item
reportable in Part VII, Columns A, B, and C and, if applicable, capital gains in Column D. In
addition, when using this alternative reporting method, you must provide a separate schedule of
the assets owned by the trust, together with acquisitions and dispositions, during the reporting
period.

A qualified blind trust is subject to special rules. Section 102(f). The effect of the Codes
of Conduct for United States Judges (Canon 3(c)(2)) precludes qualified blind trusts for judges,
their spouses and dependent children. Other judicial employees may own beneficial interests in
qualified blind trusts as defined and conditioned in the pertinent statutes. Judicial employees
considering the establishment of a qualified blind trust are directed specifically to Section
102(£)(3)(D), which requires approval by the Committee on Financial Disclosure.

52 Issued January 2, 1997


2225

§ 3. Definition of "Gift."

“Gift" means any gratuity, entertainment, forbearance,
bequest, favor, the gratuitous element of a loan, or other similar
item having monetary value but does not include: (a) modest items
of food and refreshments, such as soft drinks, coffee and donuts,
offered for present consumption other than as part of a meal;
(b) greeting cards and items with little intrinsic value, such as
plaques, certificates, and trophies, which are intended solely for
presentation; (c) rewards and prizes given to competitors in
contests or events, including random drawings, that are open to the
public.

$4. Solicitation of Gifts by a Judicial Officer or Employee.

(a) A judicial officer or employee shall not solicit a gift
from any person who is seeking official action from or
doing business with the courts (or other employing
entity), or from any other person whose interests may be
substantially affected by the performance or
nonperformance of the judicial officer or employee's
official duties, including in the case of a judge any
person who has come or is likely to come before the
judge.

(b) A judicial officer or employee shall not solicit a
contribution from another officer or employee for a gift
to an official superior, make a donation as a gift to an
official superior, or accept a gift from an officer or
employee receiving less pay than himself or herself.
This paragraph does not prohibit a judicial officer or
employee from collecting voluntary contributions for a
gift, or making a voluntary gift, to an official superior
for a special occasion such as marriage, anniversary,
birthday, retirement, illness, or under other
circumstances of ordinary social hospitality.

§ &. Acceptance of Gifts by a Judicial Officer or Employee;
Exeaptions.

A judicial officer or employee shall not accept a gift from
anyone except for --

(a) a gift incident to a public testimonial, books, tapes,
and other resource materials supplied by publishers on a
complimentary basis for official use, or an invitation to
the officer or employee and a family member to attend a
bar-related function or an activity devoted to the

77 ‘Issued January 2, 1997


2092

goo: OY =?

Ir iaistbot ares —t hae 7bbck@ HUROR!

Louisioha, at o distoncedbteabou.
awateivou 10 Beuweed 2-7]
WOZSTTISL 10 BALAN

saa. a aM oF

i

mal bas ni nuo) toh wich lalaibuk dsbS aciee
“ee stem
‘onan polite steel mi __-

herein named by leaving the same at
in the hands of,

domicile in the Porish of Jefferson

iding in the said domicile whose name and other focts

se | learned by interrogating the said
ws msraianieed ttabihg

bt

remo absent from : = aA residence at the time of said service.

ied ot o distane AESISN ‘Sienileg fromthe, cpurthause.. .
ened wer Re ee eg at SBkiFirw grate
SS

if tap esl. Posh ows Be Dy



os (ana
BS No] 892360.
cong oe LALINSEANA. | | 24th Judicial District Court
SPATE OF LOUISIANA a |
. * STATE OF LOUISIANA
Au E : PARISH OF JEFFERSON |
DIV. A

defeno $0 ee dar nae fanaa fete eer ow Leos ps Sony “se! Rage Pasebvot

for the e of | TRIAL ee
. i by fer ote Cours. —— Rrra wah ‘
wee te ay * be Ro Me
eek esi 44,1990 ~

se : tl



2234

(5) The term "charitable organization" means an organ-ization
described in section 170(c) of the Internal Revenue Code of 1986.

86 Issued January 2, 1997


2013



1999

ORDER

Let a Writ of Habeas Corpus Ad Testificandum be

jued to

Lt. William Giangrosso Jefferson Parish Sheriff's Office

ordering and directing him to produce the body of Samuel Wallace

before the 24th Judicial District

Court for the Parish of Jefferson, State of Louisiana, on

the 25th day of __ February 71991, at
9:00 a.m. Division , at Gretna, Louisiana, to
testify , in the matter entitled state

of Louisiana vs Sylvia Clofer,Reginald number 89-1 & 89-2
Francis,Arnold Wallace & Aubrey Wallace
of the Criminal Docket for this Court.

Gretna, Louisiana, February 6 » 19 91 .

% % 5
aS

cm xy ee,

°ATH. JUDICL DISTRICT COURY:
PARISH OF SEERTEST La,


2224

APPENDIX IV

REGULATIONS OF THE JUDICIAL CONFERENCE
OF THE UNITED STATES UNDER TITLE III
OF THE ETHICS REFORM ACT OF 1989 CONCERNING GIFTS

AUTHORITY: Ethics Reform Act of 1989, Pub. L. No. 101-194,
§§ 301 and 303, 103 Stat. 1716, 1745-1747 (1989),
as amended by Pub. L. No. 101-280, amending
5 U.S.C. § 7351 and adding new § 7353 to 5 U.S.C.
These regulations are promulgated by the Judicial
Conference of the United States under the
authorities of 5 U.S.C. §§ 7351(c), 7353(b) (1) and

{d) (1) (C).

$1. Purpose and Scope.

{a) These regulations implement 5 U.S.C. §§ 7351 and 7353,
which prohibit the giving, solicitation, or acceptance of
certain gifts by officers and employees of the judicial
branch and provide for the establishment of such
reasonable exceptions to those prohibitions as the
Judicial Conference of the United States ‘finds

appropriate.

(b) Nothing in these regulations alters any other standards
or Codes of Conduct adopted by the Judicial Conference of
the United States.

(c) Any violation of any provision of these regulations will
make the officer or employee involved subject to
appropriate disciplinary action.

§ 2. Definition of "Judicial Officer or Employee."

In these regulations, a “judicial officer or employee” means
a United States circuit judge, district judge, judge of the Court
of International Trade, judge of the Court of Federal Claims, judge
and special trial judge of the Tax Court, judge of the Court of
Veterans Appeals, bankruptcy judge, magistrate judge, commissioner
of the Sentencing Commission, and any employee of the judicial
branch other than an employee of the Supreme Court of the United
States or the Federal Judicial Center.

6 Issued January 2, 1997


2120

Case 2:02-cr-00219-HGB Document66 Filed 03/31/2003 Page 5 of 6

The defendant further agrees to submit to interview whenever and wherever
requested by law enforcement authorities regarding all assets within his possession or
those assets transferred or sold to or deposited with any third party as outlined within the
preceding paragraph. Itis also understood that defendant will fully cooperate in providing
any and all financial information and documentation, agrees to voluntarily execute a
complete and thorough Financial Statement, Form OBD-500.


— | anaen go

ae diate “ —-

miles go snare

t AMAS2IVO) 10 WEARES. a

+ WORRETRI TO MELEAT ene

i Aig. eres MoE.

Hi Sata aae_oam aad
BOMIGHIARY —_— St

Sel ae bo a ab . 9
es —— be
nee. a

herein gamed by ‘or the same at ___-domicile in the Porish af Jefferson
in the hands of
© person opparently over the age 16 years, living and residing in the said domicile whose name ond ather facts
connected with this service | loatned by interrogoting the said

the soi@ A.B] £121 _esuoet nue:
residence at the time of si

temporbrily absent from,
Serviceigt o distance ot miles from the Courthouse.
fa yaaa arate

~ Bina Sat Phen dew O agg


2206

(C) that such person is aware of the prohibitions with regard to obtaining or
using the Report.

Section 105(b)(2).
It shall be unlawful for any person to obtain or use a Report

(A) for any unlawful purpose;

(B) for any commercial purpose other than by news and communications
media for dissemination to the general public;

{C) for determining or establishing the credit rating of any person; or

(D) for use directly or indirectly, in the solicitation of money for any political,
charitable, or other purpose.

Section 105(c)(1).

The Attomey General may bring a civil action against any person who obtains or uses a
Report for any prohibited purpose described above. The court in which such action is brought
may assess against such person a penalty in any amount not to exceed $10,000. Such remedy
shall be in addition.to any other remedy available under statutory or common law. Section

105(¢X2).
Commentary

Financial Disclosure Reports are public documents open for copying and inspection and
will be maintained in the Financial Disclosure Office for six years, after which the reports will
be destroyed unless there is an ongoing investigation. The Committee has held that by statute
felons cannot be restricted from ready access to the Reports. Immediately upon mailing a copy
ofa filer's Report to the requestor, staff sends a courtesy letter of notification to the filer
informing the filer that a proper request for a copy of filer's Report was received and that it is
being made avaitable.

Staff has been instructed to delete home addresses from Reports requested by the public.

The Instructions for completing Financial Disclosure Reports are made available to the
public upon request. The fee for copying Reports can be waived only after a determination by
the Committee that it is in the public interest and that the requestor is unable to pay (e.g., waiver
of the copying fee for prisoners). Substantive inquiries from the press or other members of the
public are handled by the Committee Counsel.

38 Issved January 2, 1997


1973

HARRY LEE sen

July 3, 1990

U.S. Marshal
U.S. Dept. of Justice
U.S. Marshals Service
Eastern District of La.
500 Camp Street Rm. 600
New Orleans, La. 70130

REFERENCE: SAMUEL WALLACE
B/M DOB:

Dear Sir:

This is to certify that the above-named inmate will be
provided safekeeping, custody, and care while in the
custody of the Jefferson Parish Correctional Center and
that said Jefferson Parish Correctional Center will assume
full responsibility for that custody, and will return the
inmate on conclusion of the inmate's appearance in the
proceeding for which the writ issues, and that I have

the full power and authority to make this certification
for said Jefferson Parish Correctional Center as the
Correctional Administrator for that authority.

Leurs Vedeos
ZB BLA Wf Ge

ated named/signature Fate

Frerde Te Gipoin ;
z I. Arne 4s

Witness” Printed named/signature ddt

Jetferson Parish Sheriff's Otfice P.O. Box 327 « Gretna, La. 70054 © (504) 363-5500


2175

- food, lodging, or entertainment received as personal hospitality. Section
102(a\{2\(A).

- reimbursements and gifts received by your spouse and dependent children,
independently of their relationship to you. Section 102(e)(1XC) and (D).

- gifts and reimbursements received in a period when you were not an officer or
employee of the Federal Government. Section 102(h).

- gifts that are bequests and other forms of inheritance; suitable mementos of a
function honoring the reporting person; food, lodging, transportation, and
entertainment provided by a foreign government within a foreign country or by
the United States, the District of Columbia, or a state or local government or
political subdivision thereof; food and beverages not consumed in connection
with a gift of ovemight lodging; or communications to the offices of a reporting
person, including subscriptions to newspapers and periodicals. Section 109(5).

- reimbursements provided by the United States, the District of Columbia, or a state
or local government or political subdivision thereof; required to be reported under
$ U.S.C § 7342; or required to be reported under 2 U.S.C. § 434,
Section 109(15).

Relative means one who is related to the reporting person, as father, mother, son,
daughter, brother, sister, uncle, aunt, great uncle, great aunt, first cousin, nephew, niece, husband,
wife, grandfather, grandmother, grandson, granddaughter, father-in-law, mother-in-law, son-in-
law, daughter-in-law, brother-in-law, sister-in-law, stepfather, stepmother, stepson, stepdaughter,
stepbrother, stepsister, half brother, half sister, or who is the grandfather or grandmother of the
spouse of the reporting person, and shall be deemed to include the fiance or fiancee of the
reporting person. Section 109(16).

Personal hospitality means hospitality extended for a nonbusiness purpose by one, not a
corporation or organization, at the personal residence of that person or his family or on property
or facilities owned by that person or family. Section 109(14).

Use the parentheticals "(S)" and "(DC)" to indicate reportable reimbursements and gifts
received by your spouse and dependent children, respectively.

Beginning on January 1, 1991, in accordance with the Ethics Reform Act of 1989, and the
Judicial Conference regulations implementing this Act, officers and employees are prohibited
from soliciting or accepting anything of value from a person seeking official action from, doing
business with, or whose interests would be substantially affected by, the performance or
nonperformance of official duties, 5 U.S.C. § 7353. This prohibition applies to all gifts covered
in Parts IV and V of the Financial Disclosure Report.

@7 Issued January 2, 1997


2183

your spouse. Section 102(a)(4)(A).

- any loan secured by a personal motor vehicle, household furniture, or appliances
that does not exceed the purchase price of the item securing the liability. Section
102(a)(4)(B).

- any information with respect to a spouse living separate and apart from you with
the intention of terminating the marriage or providing for permanent separation or
with respect to any income or obligations arising from the dissolution of the
marriage or permanent separation. Section 102()(2).

- any revolving charge account whose balance did not exceed $10,000 as of the
close of the preceding calendar year.

- political campaign funds, including campaign receipts and expenditures. Section
102(g).

- any liability which is the sole liability or responsibility of the spouse or child;
which is not derived from the assets, income or activities of the reporting persoi
from which the reporting person does not derive or expect to derive a benefit; and
of which the reporting person has no knowledge. Section 102(e)(1)(E). Omission
of such data indicates a certification of these statutory conditions. This rule also
applies to the reporting of investments and trusts, see the Instructions for Part VII.

If you, your spouse, and your dependent children did not have any reportable liabilities,
check the "None" box rather than leaving Part VI blank.

VI. LIABILITIES. (includes those of spouse and dependent children; indicate where applicable, person responsible
for liability by using the parenthetical "(S)" for separate liability of spouse, (J) for joint liability of reporting individual and
fpouse, and "(DC)" for linbility of a dependent child. See pp. 34-36 of Instructions.)

CREDITOR DESCRIPTION VALUE CODE*
NONE (No reportable liabilities)

1
iona: Credit Card L

2 Mortgage on Rental Property #1

Alexandria VA_{Pt VIL. line 3) __M

evant consis35,000 or tens, Eof15,001 fo $50,000 $59,001 to $100,000 wes 10,00 ro $230,000

1,001 to $500,000 10+$500,001 to $1,000,0 181,000,001 to $5,000, 000
Pars5,600, O01 to 325,000,000 Pf25~000,001 to 890,000,000 Pomtore han $50,000,000

35 Issued January 2, 1997



Let a Writ of Habeas Corpus Ad Prosequendum be issued to
U.S. MARSHALLS SERVICE, 500 CAMP ST., NEW ORLEANS, LA.

ordering and directing (him, them) to produce the body of

SAMUEL WALLACE before the 24th Judicial

District Court for the Parish of Jefferson, State of Louisiana,

on the __ 25TH day of JUNE + 1990, at

9:00 a. + at Gretna, Louisiana, to be

TRIED for the crime of POSS. WITH INTENT

EBcREIE-” PCPe POSS. OF in the matter entitled

State of Louisiana vs. SAMUEL WALLACE

Number __ 99-1 » of the Criminal Docket of this Court.

Gretna, Louisiana,__- Ly LS 1 19.

7

JUDGE

2
2
$ Qaed/
eu



i ferson,
shh OH 10 STATE
: y
j 4

Lovisiona, ot o distonaettadbout
. AWAIRIUQU #0 Bawted. x Ss
MORASSAL TO HEIRAT —_ -

4 via Harun Lys ts at
- —% ce

t BOMICHIARY

Yep a pu ie sdecyabed__.acs98_ol-barabio.yeatat_sna_uaf
set [bred wO Yo woy gt) ar
afi =

GUS. copy. of-the! a
sath yd Te ae eet
herein hamed by laoving the some ate ys dome
sn the fiands of. amas 2103-aktJo-tebno-48 _—_
‘a person apparently over the age 16 years, living and residing in the soid domicile whose name andjather facts

connected with this service | learned by inferraganng "Vial ort sant ans aaiels
semi sadsrt) sand HiRes 9

reosugily sore rom =< dence ot he tire a al vervice,
rice vs miles from the Court@EnFIM STATS
a RelUined Sag si

epay Bro Pa of Donon

wn the Parish of Jefferson

ere DD


2109

247H JUDICIAL DISTRECT COURT FOR THE PARISH OF JEFFERSON
STATE OF LOUISIANA
NUMBER: 89-2360 DIVISION: "A"
STATE OF LOUISIANA
‘VERSUS
‘AUBRY N. WALLACE

rien: 10-14-94 DEPUTY CLERKs,
ee

Considering the foregoing Motion to Set Aside Conviction;

Ti IS HEREBY ORDERED, ADJUDGED AND DECREED that the matter under docket
mumber: 89-2360, 247TH JUDICIAL DISTRICT COURT, DIVISION "A" without entering a
Judgment of guilt under Article 893, all charges filed under the cap!

ease number be dismissed and be hereby set aside on this Wi, ‘of
1994. :
Gretna, Louisiana this Ti



2112

Case 2:02-cr-00219-HGB Document64 Filed 03/31/2003 Page 1 of 4
2. 2
are
aes

UNITED STATES DISTRICT COURT
EASTERN DISTRICT OF LOUISIANA
SUPERSEDING BILL OF INFORMATION FOR VIOLATION: >
OF THE FEDERAL CONTROLLED SUBSTANCES ACT, DEPRIVATION
ST. Es PII fo CO} RAUD
UNITED STATES OF AMERICA * CRIMINAL DOCKET NO. 02-219
v. * SECTION: “C"(4)
RONALD D. BODENHEIMER: . VIOLATION: 21 U.S.C. § 841(a)(1)
18 U.S.C. § 846

‘The United States Attorney charges that:

COUNT 4
From a time unknown, but prior to October 2001, through June 2002, in the Eastern
District of Louisiana and elsewhere, the defendant, RONALD D. BODENHEIMER, did
knowingly and intentionally combine, conspire, confederate and agree with Curley J.
Chewning and with other persons known and unknown to the Grand Jury, to distribute and
attempt to distribute, and to possess and attempt to possess with the intent to distribute, a
quantity of Oxycodone, a Schedule Il narcotic drug controlled substance; in violation of Title

21, United States Code, Sections 841(a)(1) and 846,

HP EXHIBIT 88(4)


2116
Case 2:02-cr-00219-HGB Document 66 Filed 03/31/2003 age 1 of 6

FILED
<8. OISTRICT CouRT
aN DISTRICT BFL

US. Department of Justice

7003 Mp re
Eastern District of Lousiana SHAR GI PH 3:26
US. Atorney's Oey

ETA S. WHYTE
CLERK

Michael W Segner Hale Boggs Fedral Buséong Telephone # ($04) 680-3103
‘Ansan Unued States Atornes 501 Magasme Sire, Second Floor Far (S04) 389-4393
New Orleans, L4 70130

March 28, 2003

The Honorable Helen G. Berrigan
United States District Judge
Easter District of Louisiana

500 Camp Street

New Orleans, Louisiana 70130

Re: United States v. Ronald D. Bodenheimer
Criminal Docket No. 02-219 “C"

Dear Judge Berrigan:

In compliance with the holding of Bryan v, United States, 492 F.2d 775 (1974) and
with Rule 11 of the Federal Rules of Criminal Procedure, the government wishes to
acknowledge the following agreement between the United States of America and Ronald
D. Bodenheimer, the defendant in the above-captioned proceeding. Defendant's
undersigned counsel has reviewed the terms of this Agreement; counsel for Bodenheimer
has been advised by the defendant that the defendant fully understands the terms of this
agreement.

A. THE CHARGES

The government has agreed that the defendant will be charged in a Bill of
Information with one count of conspiracy to distribute oxycodone in violation of 21 U.
§ 846, one count of mail fraud involving the deprivation of the honest services of a public
official in violation of Title 18 U.S.C. § § 1341 and 1346, and one count of conspiracy to
commit mail fraud involving the deprivation of the honest services of a public official in
violation of Title 18 U.S.C. §371. The government has further agreed that it will allow the
defendant to plead guilty to those charges if this agreement is accepted by the Court and
that it will not bring any other criminal charges against the defendant in the Eastern District
19 activities which relate to the defendant's participation in the activities
set forth in the Bill of information, or which are disclosed to the goverment in the
defendant's cooperation with the government in response to questions they pose.

/

HP EXHIBIT 88(¢)


1981

STATE OF LOUISIANA 24TH JUDICIAL DISTRICT COURT
vs. PARISH OF JEFFERSON

SAMUEL WALLACE STATE OF LOUISIANA

4-6-58 n/m

DIVISION " N” NO: 89-2361,2395,89-1

a a Sy

PILED:

DEPUTY CLERK

PETITION AND ORDER FOR WRIT OF HABEAS CORPUS AD PROSEQUENDUM

TO THE HONORABLE, THE TWENTY FOURTH JUDICIAL DISTRICT COURT
IN AND FOR THE PARISH OF JEFFERSON, STATE OF LOUISIANA:

The petition of John M. Mamoulides, District Attorney for
the Parish of Jefferson, State of Louisiana, respectfully shows
this Honorable Court that one__ Samuel Wallace ,
is now confined in the __ Federal Penitentiary Oakdale, LA :

That it is necessary for the aforesaid Same) wallace
to be present in the 24th Judicial

District Court for the Parish of Jefferson, State of Louisiana,

on __tuesda the _isth day of ___octoher .

19_99 + at 9:00 a.m,» to be __tried .

in the above numbered and entitled cause.
WHEREFORE, your petitioner prays that this Honorable Court

do forthwith order a Writ of Habeas Corpus Ad Prosequendum to be

issued from this Honorable Court to_the Warden of Oakdale Federal

Penitentiary , requiring (him, them) to produce
the body of. jamuel Wallace , before the 24th
Judicial District Court for the Parish of Jefferson, State of
Louisiana, on Tuesda: the ish day of
October + 1999. at 9:00 am, Division“ yf,
at Gretna, Louisiana to be Tried ’

for the crime of poss w/Int Dist. Cocaine,PCp, & Posy. in the

of Cocaine (2cts)
above numbered and entitled cause.

ASSISTANT DISTRICT ATTORNEY
PARISH OF JEFFRSON

- STATE OF LOUISIANA
(oo Check
9-2&



2122

Case 2:02-cr-00219-H85 Document 67 Filed 03/31/2003 Page 1 of 12

UNITED STATES DISTRICT COURT

ORDRAR ST ek
= unsy PEASTERN DISTRICT OF LOUISIANA
LOagi is 8. WAYTE
CLERK
UNITED STATES OF AMERICA, * CRIMINAL DOCKET NO. 02-219
v. * SECTION: "C"(4)
RONALD D. BODENHEIMER .

FACTUAL BAS!
COUNT ONE

If this case were to proceed to trial, the Goveinment would prove that defendant,
RONALD D. BODENHEIMER, conspired with Curley J. Chewning to distribute and
attempt to distribute, and possess and attempt to possess with the intent to distribute, a
quantity of oxycodone in order to intimidate, harass, discredit, and silence @ neighbor
from making public complaints against BODENHEIMER and the Venetian Isles Marina
(-VIM"), which BODENHEIMER controlled. The Govemment would prove the
defendant's guilt through the testimony of competent witnesses and the introduction of
admissible evidence.

‘The Government would demonstrate that:

1. Inlate Summer or eatly Fall of 2001, BODENHEIMER discussed with a
Jefferson Parish police officer a plan to arrange for the false arrest for drug possession
of a neighbor at VIM who was aggravating BODENHEIMER.

2. On October 2, 2001, BODENHEIMER told an employee of VIM that she

Imp. Task Force
Dep. Exh. 45 ff yp Exhibit 0245

HP EXHIBIT 88(f)


(kr) mi tai i .--In the
case of any payment which, except for section 501(b) of the Ethics
in Government Act of 1978, might be made to any officer or employee
of the Federal Government but which is made instead on behalf of
such officer or employee to an organization described in section

170(c)-~

(1) such payment shall not be treated as received by
such officer or employee for all purposes of this title and
for all purposes of any tax law of a State or political
subdivision thereof, and

{2) no deduction shall be allowed under any provision of
this title (or of any tax law of a State or political
subdivision thereof) to such officer or employee by reason of
having such payment made to such organization.

For purposes of this subsection, a Senator, a Representative in, or

a Delegate or Resident Commissioner to, the Congress shall be
treated as an officer or employee of the Federal Government.

75 Issued January 2, 1997


2178
Y._Other Gifts
Special attention should be given to the attached regulations relating to gifts at
Appendix IV,

Information pertaining to the reporting person and the spouse and dependent children, as
noted, is required in this Part.

In this Part report information about gifts other than transportation, lodging, food or
entertainment aggregating $250 or more in value received by you, your spouse and dependent
children from any source other than a relative during the preceding calendar year. Gifts from
Separate sources with a fair market value of $100 or less need not be aggregated to determine if
the $250 reporting threshold has been met, Section 102(a)(2)(A).

Ifyou have been extended an honorary membership in an organization and you avail
yourself of the privileges, rights, etc. to a substantial degree, and the dues are in excess of $250 a
year, you must report the honorary membership in this Part.

You are not required to disclose information about:
- gifts received from a relative, Section 102(a)(2)(A).

- gifts received by a spouse and dependent children, totally independent of
their relationship to you. Section 102(e)(1}(C).

= gifts received in a period when you were not an officer or employee of the Federal
Government. Section 102(h).

Use the parentheticals "(S)" and "(DC)" to indicate other gifts received by your spouse
and dependent children, respectively.

Ifyou, your spouse, and your dependent children did not receive any gifts reportable in
Part V, check the "None" box rather than leaving Part V biank.

For the definition of gift and relative, refer to Part [V of these Instructions.
For annual Reports, the reporting period is the calendar year preceding the date of the

Report. Section 102(a)(2)(A). For initial and final Reports, see Appendices I and Hl,
respectively, for the appropriate reporting period and rules.

30 Issued January 2, 1997


2062

6L# 210

3919 Aindaq, O66) 4 2 e34
nr “LA y SSENLIM FLYLS
e ° NL -
O44 9T ANUNMaaa FT PMH ‘esnoyuNoD “e01YO SHID
muNOD ey) Jo Japso Ag
‘JoywUI papnus eAoge oy Ut “TFTYL— yo esodind ap 10y

7H GY O02 4 18 OS 61 PICT MO jo sak om UT THay— Jo Aep—Ez ayy uo vossoyor
jo ysieg yf JO} pure ut ynoD IOMsIq [eloIpne YpZ ay) a0Joq swedde 0) posapso Aqazay ase NOX

ASId Gye OSdar daa

y AIG Sanor WW OL
NOSUs44af AO HSNivVd a TIA AMAT
VNVISINOT AO ALVIS ,
2m 40) SA
unog wnsiq TeIpag pz | VNWVISINOTAO ALVIS
ymog Jo #919 HAWISHNADAD “WV NOF 3° 240 OFEESE ON

-wNa0dans


$3.

{c}

2212

120 percent of the minimum rate of basic pay payable for
GS-15 of the General Schedule.

The terms "judicial officer or employee" and “covered
senior employee" set forth in sections 2(a) and (b),
above, do not include any special government employee as
defined in 18 U.S.C. § 202.

Outside Earned Income Limitation.

(a)

(b)

No covered senior employee may have outside earned income
attributable to a calendar year which exceeds 15 percent
of the annual rate of basic pay for Level II of the
Executive Schedule under 5 U.S.C. § 5313 as of January 1
of that calendar year. 7

“outside earned income" means all wages, salaries,
commissions, professional fees, and payments and
compensation of any kind for services rendered or to be
rendered by the covered senior employee, less the
ordinary and necessary expenses paid or incurred in
producing the income, provided, however, that the
following shall not constitute outside earned income:

(1) Funds received for services rendered to or for the
United States government and income attributable to
service with the national guard;

(2) Pensions, annuities, deferred compensation (whether
qualified or nonqualified) and other funds received
for services rendered by the reporting individual
before becoming a covered senior employee, or
before January 1, 1991;

(3) Funds received from investments to the extent not
attributable to significant personal services of
the covered senior employee;

(4) Funds received from a business totally owned by the
covered senior employee, or his or her family, as
defined in Canon 5C(2) of the Code of Conduct for
United States Judges, to the extent that such funds
do not result from significant personal services of
the covered senior employee;

(5) Royalties, fees, and their functional equivalent,

from the use or sale of copyright, patent, and
similar forms of legally recognized intellectual

64 ‘Issued January 2, 197


2141

FINANCIAL DISCLOSURE REPORT
FOR CALENDAR YEAR 1996

7. once or orpaniantion
8 District Court

Eastern District of Louisiana

United Stat

shah

© eeparting riod

1 Beroon Reporting (Lave sone) Hiveey wiadie iniesail

Porteous (Jr.), Gabriel T.
EaEE Jedjee Tallon

5. mepare Fype (heck apprapetace Ope?

— Memtaation, tate 2 7

LS tnieinr a somes

2/1.96-1281486

wie aegis,
Be,

Active

© Saal Ramee igs e Gee
ce SIE tpplicadte heey aid Feyelat ons.

United States District Court Judze
7. Ounbere oF Office Address

United States District Court
€206
70130

Hew Orleans,” Loufefana

500 Caxp St.
IMPORTANT NOTES: Ti indiructioas accompanying this form musi be followed. Cosaplte all pats,
shocking the NONE bos for each section where you have no reportable information. Siga oa last page.

TION/ENT

FOI

POSITION
[a] wee io mpent ptin)

I. POSITIONS. (Reporting individual ooly, see pp. 9-13 of Iastrctions )

Son,
esi

ii

3
sau

7

3idsg

46s Hes 1 P
VIAIIg3

DATE
NONE (No reportable agreements)

—]

PARTIES AND TERMS,

I AGREEMENTS. (Reporting individual only, see pp. 14.17 of Instructions.)

TI, NON-INVESTMENT INCOME. (Reporting individual and spouse; set pp. 18:25 of tastructions )
D SOURCE _AND TYPE

[i] woe epi ennn)
1eps___tulsed sane patie cur :
1996 Vascular Laboratory, Inc, (S) $.
Ss.
$.
$.
$c00223

‘BP Exhibit 102(a)


AUTHORITY:

2210

APPENDIX III

REGULATIONS OF THE JUDICIAL CONFERENCE
OF THE UNITED STATES UNDER TITLE VI
OF THE ETHICS REFORM ACT OF 1989 CONCERNING
OUTSIDE EARNED INCOME, HONORARIA, AND
OUTSIDE EMPLOYMENT

Ethics Reform Act of 1989, Pub. L. No. 101-194,
§§ 601-603, 103 Stat. 1716, 1760-1763 (1989), as
amended by Pub. L. No. 101-280, adding new §§ 501-
505 to 5 U.S.C. app. 4; Pub. L. No. 101-650, Title
III, § 319, adding new § 502(b) to 5 U.S.C. app. 4;
Pub. L. No. 102-90, § 314(b), amending 5 U.S.C.
app. 4, § 505(3); and Pub. L. No. 102-198, § 6,
amending 5 U.S.C. app. 4, § S02(b). These
regulations are promulgated by the Judicial
Conference of the United States under the authority
of 5 U.S.C. app. 4, § 503(3).

$ 1. Purpose and Scope.

(a)

(b)

(c)

These regulations implement Title VI of the Ethics Reform
Act of 1989, 5 U.S.C. app. 4, §§ 501-505, by prescribing:

(1) limitations (i) on the amount of outside earned
income that certain officers and employees of the
judiciary may receive and (ii) on the types of
outside employment activities in which such
officers and employees may engage; and

{2) a prohibition against the acceptance of honoraria
for any appearance, speech, or article by certain
officers or employees of the judiciary.

Nothing in these regulations alters any other standards
or Codes of Conduct adopted by the Judicial Conference of
the United States.

Any violation of any provision of these regulations will
make the officer or employee involved subject to
appropriate disciplinary action, which may be in addition
to any penalty prescribed by statute or regulation.

§ 2. Definitions.

62 ‘Issued January 2, 197


2204

‘YIM. Explanatory Comments

Use this section to add information clarifying other portions of the Report. Of particular
importance is any information, such as a reference to opinions of the Committee on Codes of
Conduct and actions of a Judicial Council, that bears on possible conflicts of interest or problems
under the Codes of Conduct for United States Judges. Also use this section to explain any
apparent inconsistencies between the current Report and past Reports.

Place explanatory comments either with the item or in Part VIII that will facilitate
“tracing” items from one Report to the next. For example, indicate if an asset has a different
name from that used in the prior Report because of a reorganization or change of name.

Use attachment pages if more space is needed.

IX. Certification and Si

‘The certifications provided on the form cover (1) a certification that the reporting person
did not perform any adjudicatory function in any litigation during the reporting period in which
such person or his or her spouse or minor or dependent children had a financial interest; (2) a
certification that the Report is accurate, true, and complete as to all information required by the
Act to be reported; and (3) a certification that earned income from outside employment and
honoraria and the acceptance of gifts that have been reported are in compliance with the
provisions of applicable laws and regulations.

The first certification covers only minor or dependent children. If it cannot be made in
the form contained on the Report, e.g, the reporting person performed adjudicatory functions in
a case either in error or under the “rule of necessity," modify the certificate and explain in Part
VII.

The original Report that is to be filed with the Committee must bear the original signature
of the reporting person; the other three copies may be copies of the signed original. At least one
copy of an amended return or of a clarifying letter responding to a Committee inquiry must bear
the original signature of the reporting person; all other copies shall be copies of the signed
original. The signature of the reporting person may be excused only during a period of physical
or mental incapacity of that person.

Promptly upon discovery that an error has been made in a Report, amend the Report by
one of the methods explained on page 4.

56 Issued January 2, 1997


2219

The Act prohibits a judicial officer or employee from
accepting any "honorarium" and defines “honorarium” as "a payment
of money or any thing of value for an appearance, speech or article
(including a series of appearances, speeches, or articles if the
subject matter is directly related to the individual's official
duties or the payment is made because of the individual's status
with the Government)." The ban on the receipt of honoraria does
not preclude a judicial officer or employee from accepting
compensation for a series of thematically connected presentations,
works, or articles not directly related to his or her official
duties so long as the compensation is not being paid because of the
individual's status with the judicial branch. Also, payments for
artistic and literary works or performances generally are not
considered honoraria and are excluded from the ban. Nor does the
ban prohibit reimbursement of actual expenses such as typing,
editing, and reproduction costs incurred in connection with an

appearance, speech or article.

The general prohibition standing alone could be read to
foreclose the receipt of compensation for appearances, lectures,
and speeches in the context of a bona fide educational program.
This was clearly not the intent of Congress, however, since Title
VI specifically approves teaching for compensation by judicial
officers and senior employees so long as an appropriate entity
designated by the Judicial Conference gives prior approval to such
teaching and so long as the compensation received, together with
other outside earned income, does not exceed the 15% limit on
outside earned income. (Compensation received by senior judges for
teaching is excluded from the 15% limit on outside earned income if
the judge retired from regular active service under 28 U.S.C.
§ 371(b) and is certified as having met the requirements of 28
U.S.C. § 371(£) or retired on permanent disability under 28 U.S.C.
§ 372(a).) Thus, the prohibition on receipt of honoraria does not
foreclose teaching for compensation.

Compensation received from a law school for writing a law
review article is an example of an honorarium. On the other hand,
compensation received as the author or co-author of a i
legal treatise or book is an example of compensation for scholarly
writing more extensive than an article and therefore is not an
honorarium. Of course, compensation for writing more extensive
than an article is excluded from the definition of an honorarium
only if it is bona fide compensation for the writing, e.g.,
compensation received from an established publisher pursuant to
usual and customary contractual terms.

The same rules apply whether the writing is legal or nonlegal,
scholarly or otherwise. For example, compensation received for

a Issued January 2, 1997


(1) It is a violation of the statute and regulations for a law clerk to write an article for
compensation during clerkship even though publication of the article and receipt of the
honorarium occur after the clerkship ends. (Compendium § 34(a) (1995).)

(2) Fee for performing wedding is not an honorarium. However, a judge is barred from
accepting additional compensation for performing judicial activities.
(Compendium § 34.1(a) (1995).)

(3) Reimbursement of travel expenses for judge and one relative does not constitute an
honorarium. (Compendium § 34.1(b) (1995).)

(4) Where a judge's paper for a continuing legal education program was later published
and later still won $3000 cash award at sponsor's annual award program, the award is
not a payment for the speech or article and thus not an honorarium. An after-the-fact
award based on merit for scholarly work is an award in recognition.

(Compendium § 34.1(d) (1995).)

(5) Compensation for teaching a seminar for prospective law students and preparation
of course materials does not constitute an honorarium. (Compendium § 34.1-2(d)
(1995),)

(6) Fee received by judge as editor-in-chief of a law journal is not an honorarium, but
rather compensation for a writing more extensive than an article. (Compendium

§ 34.1-3(@) (1995).)

(1) Serving as a fiduciary of a family estate or trust as permitted by Canon 5D of the
Codes of Conduct does not constitute practicing a profession involving a fiduciary
relationship. (Compendium § 35.3(a) (1995).)

(2) Service for compensation as editor-in-chief of a bankruptcy law journal is not the
equivalent of being an officer or member of the board of an entity, and thus is not barred
by this section. (Compendium § 35.4(a) (1995).)

(3) A judge cannot receive compensation for service as family fiduciary where the trust
directs the operating policy of a charity because that would be the functional equivalent
of serving as an officer or member of the board of directors. However, it is acceptable
‘for the judge to serve as family fiduciary charged only with duties normally exercised by
a family fiduciary. Compensation received is subject to the 15% cap.

(Compendium § 35.4(b) (1995).)

24 tssved January 2, 1997


2083

STATE OF LOUTSTANA >)
vse, -

AUBREY Ny WALLACE,

COURT REFORTER- LISA BROUSSARD

DISTRICT ATTORNEY: ANN LAMBERT JUDGE: G.T. PORTEOUS UR

THE DEFENDANT AUBREY N. WALLACE
APPEARED BEFORE THE BAR OF THE COURT THIS DAY FOR THE PURPOSE OF TRIAL,
THE DEFENDANT WAS REPRESENTED BY JOSEPH TOSH

~-CONTINUED-BY DEFENSE
THE TRIAL: WAS ORDERED:

CONTINUED AND RE-SET FOR 4/25/90 (ISSUE).
THE ACTION WAS TAKEN:

AT THE REQUEST OF THE DEFENDANT ATTORNEY.

THE NEXT COURT DATE I8 04/25/90 AT 92:00 - TRIAL
THE DEFENDANT WAS ENLARGED.

an Sf ace 1 oF


2124

Case 2:02-cr-00219-HGB Document67 Filed 03/31/2003 Page 3 of 12

6. On February 4, 2002, BODENHEIMER called Chewning.
BODENHEIMER told Chewning that he needed someone to “get close” to the neighbor.
Chewning agreed to “see what he's up to.”

7. On March 6, 2002, BODENHEIMER and Chewning met and discussed
how the neighbor and others observed BODENHEIMER's activities at VIM.
BODENHEIMER stated “I gotta get this mother f..... out of my hair”.

8. On March 11, 2002, BODENHEIMER and Chewning discussed in a
telephone call getting the “product” that they needed to plant drugs on the neighbor and
when it would occur. Chewning told BODENHEIMER that he would give him a day's
notice before planting the drugs.

9. On March 17, 2002, BODENHEIMER and Chewning discussed in a
telephone call a meeting in Slidell later that evening.

40. On April 2, 2002, BODENHEIMER had a telephone conversation with
Chewning during which they discussed a scenario designed to provide Chewning
access to the inside of the neighbor's vehicle. The scenario consisted of Chewning
taking his vehicle to the neighbor's place of employment, leaving it there to have the
transmission checked, and then asking the neighbor for a ride to another location,
where BODENHEIMER would pick up Chewning.

14. On April 18, 2002, BODENHEIMER and Chewning had a telephone
conversation during which they discussed Chewning meeting with the neighbor on April
19; 2002. Chewning told BODENHEIMER that he was meeting with the neighbor at

7:00 p.m. and “it is all going be good with that, you know, because I'm going to. be in the


2236

solicitation a7
soliciting 27
special occasions 32,77
spouse 11
subscriptions 27
voluntary gift or donation 76
Honoraria 22,24, 62,65, 70
charitable contributions 66,82
charitable organization 66, 82,85
donated to charity 66,75
prohibition on receipt 62,65, 70
Initial report 59
reporting period 59
Investments 37,42
accounts with financial institutions 39, 42
capital gain 50
common trust fund 42
description of assets 39
income 43
income threshold 39
interest 42
TRAS 45,52
joint-ownership 40
mutual funds 42,51
"None" 44
parenthetical "(x)" 40
partnership 38
private investment clubs 51
rental income 39
reportable assets 37
review for 41,44,47,50
spouse 38
stocks, bonds, and other securities 42

tax deferred 43
tax-deferred retirement or pension accounts 45
transactions 48

U.S. Savings Bonds 43
value 45
value method 46
value threshold 39
widely held investment fund 52,54
Judicial officer 1, 61,69
Liabilities 34
dependent children 34
mortgage 34
owed to a spouse 34
personal 34

35

political campaign funds

88 Issued January 2, 1997


2005

WE GIS

‘

892360

CRIMINAL RECORD
24th JUDICIAL DISTRICT COURT

PARISH OF wa

‘THE STATH OY/LOUISIANA

{

DIV. A

Ba\
uaa 8, wALLACE

JUDGE

© Thoms PORTEOUS, Jp,

$112 4-0 latte hbua.

cg.

RiS. 14:62.2 SIMPLE BURGLARY OF AN INHABITED DWELLING

Charge

HP EXHIBIT 82


2059

' oper JON ‘A. GEGENHEIMER Clek of Cou
Sath Judicial District Ceurt

for the
STATE OF LOUISIANA
PARISH OF JEFFERSON

pv._A

Bp fahereby ‘ered to appear befote the ;24th Judicial District Court in-and for the Parish’ of
in the yeariof Our Lord 19_a0at _.
in he above entided mater



2023

STATE OF LOUISIANA

vs. . No. 89-2350
DIVISION A
AUBREY N. WALLACE DaTE o7/21/87
COURT REPORTER- SANDY

DISTRICT ATTORNEY: J. MCMILLEN JUDGE: GT. PORTEOUS JR

THE DEFENDANT AUBREY N. WALLACE

DID NOF APPEAR BEFORE THE BAR OF THE COURT THIS DAY FOR THE PURPOSE OF ARRAIGN?
ENT.

THE DEFENDANT WAS REPRESENTED BY UNREPRESENTED

--ATTACHMENT ISSUBD-DEFEND :

= OF PORTEITURE
IP ARRI BOND SET AT €50,000:00 CASH/COMM.
BOND ITURE HEARTNG?

W-BARBARA DOWNEY-CRIMINAL MINUTE CLERK-DIV. ‘A’

THE DEFENDANT WAS REMANDED TO (AT LARGE)

ENTRY | PAGE 1 OF


1975

STATE OP LOUISIANA 24TH JUDICIAL DISTRICT COURT
vs. PARISH OF JEFFERSON
WALLACE STATE OF LOUISIANA
n/m
DIVISION “NW * NOt 9-1,89-2,89-2361,89-2395
SS
PILED:

DEPUTY CLERK

PETITION AND ORDER FOR WRIT OF HABEAS CORPUS AD PROSEQUENDUM

TO THE HONORABLE, THE TWENTY FOURTH JUDICIAL DISTRICT COURT
IN AND FOR THE PARISH OF JEFFERSON, STATE OF LOUISIANA:

The petition of John M. Mamoulides, District Attorney for
the Parish of Jefferson, State of Louisiana, respectfully shows

this Honorable Court that one samuel Wallace ,

is now confined in the 1.5, Marshall's Office 7

‘That it is necessary for the aforesaid Samuel Wallace
to be present in the 24th Judicial

District Court for the Parish of Jefferson, State of Louisiana,

on __Monda) the 13th day of august ’

19__90 _, at 9:00 a.m. , to be Tried ’

in the above numbered and entitled cause.
WHEREFORE, your petitioner prays that this Honorable Court
do forthwith order a Writ of Habeas Corpus Ad Prosequendum to be

issued from this Honorable Court toOMarshall. James Vv. Seria ar
+ requiring (him, them) to produce

the body of, ame] Walla , before the 24th
Judicial District Court for the Parish of Jefferson, State of
Louisiana, on onda: the daep day of

August , 19_qn _, at.__9:00 am _», Division " y",
at Gretna, Louisiana to be __ Tried _
for the crime of Poss.Wi: te: i », in the

‘of Cocaine, Poss.With Intent Dist.PCP,Poss.Cocaink,
above numbered and entitled cause. poss. of PCP

Ww. (a
ASSISTI DISTRICT ATTORNEY
PARISH OF JEFFRSON .
STATE OF LOUISIANA



2041

odtt
2 =a BEAT fo 2d tah
named by leaving the same at domicile in the Parish of Jefferson
in the hands of if : @
@ persion apparently over the age 16 years, living and residing in the soid domicile whose name and other facts
tied with this service | learned by interrogating the said

. z AtsDg
residence at the time of Said service.
miles from the Courthouse. =

9

Sep Sm Poe nen Toews


1956

~ potesv0z%By

STATE OF LOUISIANA 24TH JUDICIAL DISTRICT COURT
vs. PARISH OF JEFFERSON

SAMUEL WALLACE 4-6-58 N/M STATE OF LOUISIANA

DIVISION "NN" NO: 89-1; 89-2395; 89-2361
Sy
FILED:

DEPUTY CLERK

PETITION AND ORDER FOR WRIT OF HABEAS CORPUS AD PROSEQUENDUM

TO THE HONORABLE, THE TWENTY FOURTH JUDICIAL DISTRICT COURT
IN AND FOR THE PARISH OF JEFFERSON, STATE OF LOUISIANA:

Yhe petition of John M. Mamoulides, District Attorney for
the Parish of Jefferson, State of Louisiana, respectfully shows

this Honorable Court that one___SANUEL WALLACE ,

is now confined in the ORLEANS PARISH PRISON .

That it is necessary for the aforesaid SAMUEL WALLACE

to be present in the 24th Judicial

Pistrigt Court for the Parish of retgerson, State of Louisiana,
on the _ #37 day of OCTOBER. ’

19_89 at

O a.m. _, to be __ TRIED ,

in the above numbered and entitled cause.
WHEREFORE, your petitioner prays that this Honorable Court

do forthwith order a Writ of Habeas Corpus Ad Prosequendum to be

issued from this Honorable Court to. MARSEALS | SERVICE
Suu CAMP ST., N.O., LA » requiring (him, them) to produce
the body of____SAMUEL WALLACE. » before the 24th

Judicial District Court for the Parish of Jefferson, State of

a
“Touisiana, on seam TiesDar, the pam day of

OCTOBER , 19 89 , at 9:00 a.m. _, Division "Vy ",
at Gretna, Louisiana to be TRIED .
.for the crime of POSS. WITH INTENT TO DIST. pcp; _, in the f

POSS. OF COCAINE en
above numbered and entitled cause.

bar Nadas
J. -MOLAIS 7
AsStstawt ‘SPStRie “Revorney



2024

Vo . OD

No 8952360.

24th Judicial District Court

. STATE OF LOUISIANA Fee the
i
| vs. PARISH OF JEFFERSON
| STATE OF LOUISIANA
ais v. wauach wet I (2500 000)

WODGMENT FORFENING BAIL BOND

In the above numbered and entitled cause, the defendant having fatled to appear

ofthe 21ST day of __JULY 19_,89 the

ee

set for his appearance, and after being c#Hed to appear to answer to the charges
it him, and upon motion of the District Attorney, and the law and evidence being
favor thereof,
| IT IS ORDERED, ADJUDGED and DECREED that the ball bond given by

juauucn. yynnyece : the defendant, be and the

8 hereby is declared forfeited, and that accoxdingly there be judgment in favor of
State of Louleiana, and against the defendant, _AUBRY N. WALLACE

against _ BERNICE WALLAGE : his surety, in sclido, in

stim of $__17,700.00 , the aniount of sald bond, together with’ legal
rest from date until paid,’ and all costs of this proceeding.

THUS DONE, RBAD AND SIGNED In open Court on this, the 21ST

of JULY. 19__89
sake. sive
ae Met
6305 47H STREET, APT. 2A .
2 5
. iA
% %
2%


2030

ber sane ere
RCRA eee

east oxad, a
‘THE STARE OF LOUISIANA “ 4y
Oe She of the Pao Sehnert
‘YOU [ARE HEREBY COMMANDED te attach the body of a J
sot wt fe tS 8
‘- te anewer for a te ae or
sotesng hattnd batere sald Comet on Tone

deted SLE OS YHOO R EY (NK her’,

tte



2174

IV. Reimbu 1 Gifts of
Tr i iT in it

Special attention should be given to the attached regulations relating to
reimbursements and gifts at Appendix IV.

Information pertaining to the reporting person and a spouse and dependent children, as
noted, is required here.

In this Part report information about reimbursements and gifts received by you, your
spouse and dependent children, exclusive, however, of any items received by them totally
independent of their relationship to you. Sections 102(a)(2)(A) and (C); and 102(e)(1)(C) and
(©). For initial Reports, there are separate rules for completing this Part, found at Appendix I of
these Instructions.

A reirabursement means any payment or other thing of value, other than gifts, to cover
travel related expenses. Section 109(15).

A gift is a payment, advance, forbearance, rendering, or deposit of money, or anything of
value, unless consideration of equal or greater value is received by the donor. Section 109(5).

For annual Reports, the reporting period is the calendar year preceding the date of the
Report. Section 102(aX2)(A) and (B). For final Reports, see Appendix II for the appropriate
reporting period.

In this Part, provide:

(1) the identity of the source and a brief description (including a travel itinerary, dates, and
nature of expenses provided) of reimbursements, such as transportation, lodging, food, or
entertainment aggregating $250 or more in value received from any source other than a
relative. Gifts from separate sources with a fair market value of $100 or less need not be
aggregated to determine if the $250 reporting threshold has been met.

Section 102(a)(2)(A).

(2) the identity of the source and a brief description (including a travel itinerary, dates, and
nature of expenses provided) of reimbursements received from any source aggregating
$250 or more in value. Section 102(a)(2\B).

You are not required to report in Part IV:

- gifts from a relative. Section 102(aX2XA).

26 Issued January 2, 1997


1952

STATE OF LOUISIANA

. 89-0001
SYLVIA M. CLOFER Btorsrow N

REGINALD FRANCIS 06/19/89

MELVA A, MAYES ET AL COURT REPORTER - K WESTMORELAND

DISTRICT ATTORNEY: J MOLAISON JUDGE: JAMES CANNELLA

THE DEFENDANTS SYLVIA M, CLOFER
GINALD FRANCIS
MELVA A, MAYES
ARNOLD N. WALLACE
AUDRY Ns WALLACE

DID NOT APPEAR BEFORE THE BAR OF THE COURT THIS DAY FOR THE PURPOSE OF TRIAL.
THE DEFENDANTS WERE REPRESENTED BY J TOSH

=-CONTINUED-EY DEFENSE
THE TRIAL WAS ORDERED:

CONTINUED AND RE-SET FOR AUGUST 21, 1989--FT--8-16-89 AT 1:30PM,
THE ACTION WAS TAKEN:

AT THE REQUEST OF THE DEFENDANT ATTORNEY.

THE NEXT COURT DATE IS 08/21/87 AT 09300 - TRIAL

THE DEFENDANTS WERE REMANDED TO AT LARGE

Pace 1 OF

8618 3 NAT
Saatiin NO
~


2058

24TH JUDICIAL DISTRICT COURT FOR THE PARISH OF JEFFERSON
STATE OF LOUISIANA
NO. 89-2360 DIVISION: "A*
. STATE OF LOUESIANA
vs.

AUBRY WALLACE

FILED:

DEPOTY CLERK
MOTION POR CONTINUANCE

NOW INTO COURT comes the defendant, AUBRY WALLACE,
through undersigned counsel, JOSEPH J. TOSH, to respectfully move
fhis Honorable Court for a continuance for the following reasons
‘ 1.

JOSEPH J. TOSH is Chairman of the Jefferson Parish
Planning Advisory Board, and said Board has a out-of-town
tonference scheduled for the week of April 23, 1990 through april
27, 1990.
: WHEREFORE, counsel for the defendant respectfully moves
hat this matter be continued to a later date. .

RESPECTFULLY SUBMITTED,

RETNA, LA 70053
(504) 362-4873

ORDER
CONSIDERING THE FOREGOING MOTION FOR CONTINUANCE;

IV IS ORDERED that thie matter be continued to the
o'clock

Pay of “Wey 1990 at 9
cretwa, Gourszana, emis Bad

% g 3
F 2 c
s, & 3
& a a

go S

ao 3

ae by

Ee) 3

&

3


Ne ABBE

| 4d Judiot|l. District t
fn OF owtiaa te a . or
Hl PARISH OF JEFFERSON

STATE OF LOUISIANA,
BAWER OF ATTY. #4B5-00884358

. i

Inthe fiove numped and entitied: ots the defendant having failed to sobs

Bist _ iyo sor jf i 19_89 tae |
+t

et for 2s dynes, 4nd after being oa lado appear to newer to the charges)
c

st him, pon spokion of he etiaad and the law and evidence being

vor thereof,

iris assem) and. i

FRIED thiat the bail bond:given by |

the defendant, be and te



21385

* + Case 2:02-cr-00219-HGB Document68 Filed 03/31/2003 Page 2 of 2

CO

EDDIE J. CASTAING, 2SQ.
ATTORNEY FOR DEFENDANT

x

MICHAEL W. MAGNER
Assistant United States Attorney
Bar Roll No. 1206

WMra— PY
WILLIAM P. GIBBENS

Assistant United States Attorney
Bar Roll No. 27225

Jag

NANCY J. NEWCOMB
Senior Trial Attorney
Public Integrity Section
Criminal Division

U.S. Department of Justice

New Orleans, Louisiana
MarchJs, 2003


ferdon,:

VRTOOE 4 ai
Louisiana, at a distancetpfeabout, miles frogp the Courthouse:
' ‘AMAIRIUO.S TO Rewtited 19 Hy
WORATTIAL 40 HeLAAT eae ae
RS :

the age 16 years,

ing
leormed by iteraey



gg eh iatstbot ares —|—

Louisiana, at a distantatptdbout.

TARR TURE | STRP fferson,
miles frogy 10. Courthou: e
AMAIEIUOL 40 Bawrred i9

- { ‘
MORATTAAL FO HALHAG pape aM Matt —

eat, A
herein named by,
in the bands af,
0 persdn appare

Z a 9
temporarily absent from, = ve residence ot the time af said service.
‘ mi

Servicd at o distance of Mabe 2 les from the Courthoyse.
0 ooo H ——— ere mC Z

‘Beper Shecil, Poh ef alr

bre 2109


2127

Case 2:02-cr-00219-HGB Document 67 Filed 03/31/2003 Page 6 of 12

anything, tell you and you can give me a call.”

4. On October 9, 2001, BODENHEIMER and the seafood wholesaler
discussed the possibility of selling shrimp to one of the father's businesses, and
BODENHEIMER told the seafood wholesaler that he planned to meet with the father’s
attorney the following week to try to put something together.

5. In the Spring of 2001, BODENHEIMER requested the seafood wholesaler
provide him with fuel for VIM. Subsequently, the seafood wholesaler provided
BODENHEIMER with four shipments of fuel worth in excess of $16,000.
BODENHEIMER never paid for the fuel.

6. On November 7, 2001, BODENHEIMER and White had a conversation in
which neither the mother involved in the domestic proceeding nor the mother’s attorney
participated. During this conversation, BODENHEIMER and White discussed the basis
of the mother’s recusal motion. BODENHEIMER instructed White to tell the father’s
attorney to file a discovery motion to seek the mother's full grounds for recusal.

7. On November 20, 2004, an individual called BODENHEIMER on behalf of
the close relative of the father and relayed a request that BODENHEIMER attend a
meeting the following evening at a restaurant with the close relative and “that guy he
{the close relative) had gotten you to talk to once before.” BODENHEIMER agreed to
meet and, in fact, did meet with the father later that evening at another location.

8. On December 11, 2001, BODENHEIMER and White had a conversation
in which neither the mother nor the mother's attorney participated. They decided that

Social Worker 1 appeared to be taking a position favorable to the mother.


2130

Case 2:02-cr-00219-HGB Document 67 Filed 03/31/2003 Page 9 of 12

mother's application to file a writ of review on BODENHEIMER's January 28, 2002
order relating to the preschool attendance issue but denying the mother's request to
stay BODENHEIMER's ruling. BODENHEIMER explained to Demma that by denying
the mother’s motion for a stay, the school year would “be over before the appeal gets"
taken."

23. On February 2, 2002, BODENHEIMER and Demma discussed their
efforts to obtain a copy of a seafood contract for one of the father’s businesses from
White, and BODENHEIMER stated “We, we gonna start bugging him again next week.”

24, On February 11, 2002, the father’s attorney caused to be mailed a
proposed judgment relating to the preschool attendance of the minor child, among other
things.

25. On February 19, 2002, BODENHEIMER signed and caused to be mailed
a judgment relating to the preschool attendance of the minor child, among other things.

26. | On February 26, 2002, White caused the shrimp prices to be faxed to
Demma.

27. On March 7, 2002, BODENHEIMER and the seafood wholesaler agreed
to meet at BODENHEIMER's residence to discuss the seafood prices.

28. On March 7, 2002, White and BODENHEIMER discussed scheduling the
next hearing in the proceedings, during a conversation in which neither the mother nor
the mother’s attorney participated. During this conversation, White told
BODENHEIMER that he had additional prices at his office and would “be happy to get

‘em” to BODENHEIMER. White added that, “I promise you I'll get you some stuff very


2007

THE STATE OF LOUISIANA Parish of Jefferson

, 38,5 iu
eo Bt po? vei
Twenty-Fourth Judicial District | Twenty-Fourth Judicial District Court

JOHN M, MAMOULIDES, District Attorney, of the Twenty-Fourth Judicial District Court of
the State of Louisiana, who, in the name and by the authority of the said State, prosecutes in its behalf,
in proper person comes into the Twenty-Fourth Judicial District Court of the State of Louisiana, in
and for the PARISH OF JEFFERSON and gives the said Court here to'understand and be informed

that one iY
A bh 744
ee
late of the Parish aforesaid, on or about the = EIGHTH day of MAY in the year of our
Lord One Thousand Nine Hundred EIGHTY-NINE with force and arms, in the Parish

aforesaid, and within the jurisdiction of the Twenty-Fourth Judicial District Court of Louisiana, in
and for the Parish aforesaid, violated R. S. 14:62.2 in that "e did commit simple burglary of the
inhabited dwelling and structure number 2636 Woodnere St., Harvey, LA, belonging to

Lavrence Kernman . with the intent to commit a theft therein,

contrary to the form of the Statute of the State of Louisiana, in such case made and provided, and

Against the peace and dignity of the Staige yy) ye

‘Assistant Disrict Attomey
COMPLAINTNUMBER 6745-89

nt om # 4PO2299014


2003

‘TWENTY-FOURTH JUDICIAL DISTRICT COURT

. PARISH OF JEFFERSON DIV. N

STATE OF LOUISIANA

wumaen_F95/ orvtsrow AMES Le CANNEL LA

STATE OF LOUISIANA

rilea_& -2h -F/

DEPENDANT? S noxwow Ebannesrt OP CONSTITUTIONAL
RIGHTS AND WAIVER OF RIGHTS ON ENTRY OF
PLEA OF GUILTY

TO THE DEPENDANT, BY THE TRIAL JUDGE PERSON-TO~PERSON:

Your attorney has indicated to me that he has advised you of your
rights (1) to a trial by jury, (2) to confront your accusers, and (3
against self-incrimination and that by entering a plea of guilty, you are
waiving or giving up these rights. He has also indicated to me that you
have advised him that you understand these things. Is that correct?

I want you to convince me also that you understand what you are doing
by entering this plea of guilty. Consequently, I am going to explain the
nature of the crime to which you are pleading guilty and I will also explain
the consequences of a plea of guilty. If you have any questions, or if you &
not understand anything I say, stop me and I will answer your questions and
give you any additional instructions unig ie Rigg ire. .

First, tell this court how old va are How much tale 4

you had?

1. Yow are pleading guilty to the crime of LS. ©.
LS Vo: G4 2-0. Hf Getast CS)

which occured on the day of LoecusLer i fF.
The maximum sentence which I can Imposé is ars at“hard Tabor.
There ano probation, perole or suspension of-santence for the criae of
arme

Robbery or Attempted Armed Robbery. Do you understand that?

2. Do you understand that the plea of guilty is your decision, and no-one ca
force you to so plead? To plead guilty is your voluntary aot and must be fre
from ahy vice or defect which would render your ability to plead guilty inade
Has anyone used any force, intimidation, coercion or promise or reward agains
either you or any member of your family for the purpose of making or forcing
you to plead guilty?


1965

STATE OF LOUISIANA
us.

No. 99-0901
SYLVIA M. CLOFER BIVISION N
REGINALD FRANCIS: DATE og/13/e0
MELUA A. MAYES ET AL COURT REFORTER- K WESTMORELAND

DISTRICT ATTORNEY: D GANUCHEAU JUDGE: JAMES CANNELLA
THE DEFENDANTS SYLVIA M, CLOFE
REGINALD FRANCI 3
MELA A. MAYES,
ARNOLD N. WALLAC!
AUDRY Ny WALLACE
APPEARED BEFORE THE BAR OF THE COURT THIS DAY FOR THE PURPUSE OF TRIAL.
THE DEFENDANTS WERE REPRESENTED SY J TOSH

PONTINUED-BY DEFENEE
THE TRIAL WAS ORDERE!
CONTINUED AND RE-3ET FOR MARCH
THE ACTION WAS TAKEN:
AT THE REQUEST OF THE DEFENDANT ATTORNEY.
STATE ORJECTED.

1) 1970-PT--3-7-90 AT 1250 PM.

THE NEXT COURT DATE Ts 03-7

PO AT 09200 = TRIAL
THE DEFENDANTS WERE ENLARGED,

entRY/D \0 PAGE 1



Information pertaining to the reporting person, spouse, and dependent children is required
in this Part.

In this Part list all of your, your spouse's and dependent children's liabilities to any
creditor other than a spouse, parent, brother, sister, or child, which exceeded $10,000 at any time
during the reporting period. Sections 102(a)(4) and 102(e)(1)(E).

For annual Reports, the reporting period is the calendar year preceding the date of the
Report. Section 102(a)(4). For initial and final Reports, see Appendices I and IL, respectively,
for the appropriate reporting periods.

In this Part, list the identity and category of value of each liability. The identity includes
the name of the creditor and a description of the liability. Section 102(a)(4). To assist the
teviewer, liabilities should be listed in the same order as in the previous Report.

The category codes for the amount owed as of the end of the reporting period are shown
on the Report and are as follows:

J - $15,000 or tess PI - $1,000,001 to $5,000,000
K- $15,001 to $50,000 P2 - $5,000,001 to $25,000,000
L - $50,001 to $100,000 P3 - $25,000,001 to $50,000,000
M- — $100,001 to $250,000 P4 - more than $50,000,000

N - $250,001 to $500,000

© = $500,001 to $1,000,000
Section 102(4\(1).
The reporting requirement relates to obligations that at any time during the reporting period
exceeded $10,000, but the amount to be shown by the category code is the amount owed as of the
end of the reporting period.

In the creditor section, indicate, where applicable, the person responsible for the liability
with the parenthetical "(S)" for separate liability of spouse, "(J)" for joint liability of the reporting
person and spouse, or "(DC)" for liability of a dependent child.

You are not required to report:

- any liability owed to a spouse, parent, brother, sister, or child, Section 102(a)(4).

- any mortgage secured by real property which is a personal residence of you or

34 Issued January 2, 1997


1994

STATE OF LOUISIANA, PARISH OF JEFFERSON
24th Judicial District Court
State of Louisiana
VS. No,_89-1
SYLVIA M. CLOFER, REGINALD FRANCIS, Division__"w"

MELVA A, MAYES, ARNOLD N. WALLACE, AUDREY WALLACE
Date____2-6-91 ___
C.R.-K, WESTMORELAND

DISTRICT ATTORNEY_ W.J. LEBLANC JUDGE _J. CANNELLA
CONTINUANCES

‘The defendants appeared before the

bar ofthe court this day for, TRIAL

‘He was:

1. () represented by, JOB TOs attorney.

2.( Jun represented.
The TRIAL
‘L.( ) continued to be reassigned.

2. ( ) continued without date.

3. (3 continued and re-set for. FEBRUARY 25, 1991

‘The action was taken:
1. ( at the request of the assistant district attomey.

2. (at the request of the defendant attomey.

3.) oma joint motion of the assistant district atiomey and the attomey forthe defendant.
4.())by order of the court.

STATE OBJECTED.

3 ity Clerk

Eniry No, q


(d)

2216

obtain approval from the Chairman of the Sentencing
Commission. Covered senior employees of the
Administrative Office of the United States Courts must
obtain approval from the Director of the Administrative

Office.

The procedures for obtaining prior approval of teaching
activities are as follows:

(1) A request for approval for compensated teaching
shall be made --

(A) prior to the commencement of any compensated
teaching;

(B) during the performance of a previously
approved teaching commitment, prior to any
material increase in the compensation or the
time required; and

(C) during the performance of a previously
approved long-term teaching commitment, prior
to the commencement of teaching in any new
academic year (i.e., the Fall semester).

(2) A request for approval for compensated teaching
shall state the institution for which the teaching
will be done, the source and amount of
compensation, and the time required, including
travel. ‘The requester shall represent that the
proposed activity will be consistent with the
relevant Code of Conduct.

(3) The chief judges of the circuits, the Court of
International Trade, the Court of Federal Claims,
the Tax Court, and the Court of Veterans Appeals
shall approve or disapprove a request based on
whether (i) the proposed activity will be
consistent with the Codes of Conduct, (ii) the
requester is current in his or her judicial work,
and (iii) the proposed activity is unlikely to
affect adversely the ability of the court in which
the requester serves to conduct its operations
efficiently. In the case of a request by the chief
judge of the circuit, the judicial council of that
circuit shall approve or disapprove the request. A
request by the chief judge of the Court of Appeals
for the Federal Circuit,. the Court of International

68 {ssued January 2, 1997


72

1998

STATE OF LP > MA NO. > 6 89-2
: : 24TH JUDICIAL DISTRICT couRT
7 vs
REGINALD FRANCIS PARISH OF JEFFERSON
SYLVIA CLOFER
ARNOLD WALLACE STATE OF “LOUISIANA

‘AUBREY WALLACE
Pr ae ee

FILED:

PETITION AND ORDER FOR WRIT OP HABEAS CORPUS
AD TESTIFICANDUM

TO THE HONORABLE, THE TWENTY-FOURTH JUDICIAL DISTRICT
COURT IN AND FOR THE PARISH OF JEFFERSON, STATE OF LOUISIANA:
The Petition of JOHN M. MAMOULIDES, District Attorney
for the Parish of Jefferson, State of Louisiana, respectfully
shows this Honorable Court that one _Samuel Wallace
is now confined in the dali 1 Detention cent:

ry for the aforesaid _sanue) wallace
, to be present in the 24th Judicial District

‘That it is nece

Court for the Parish of Jefferson, State of Louisiana, on

Monda » the __25th day of _ Februar

at _9:00 a.m, Division _w 1 to __testis

in the above number and entitled cause.

WHEREFORE, your petitioner prays that this Honorable Court
do forthwith order a Writ of Habeas Corpus Ad Testificandum
to issue from this Honorable Court to Lt, william Giangrosso
Jefferson Parish Sheriff, requiring him to produce the body
of -- Sanuel Wallace , before the 24th Judicial District
Court for the Parish of Jefferson, State of Louisiana, on

Monda: » the _25th day of _ Februar =

19__91 _, Division _N at Gretna, Louisiana, to

testify » in the above numbered and
entitled cau:



2208
L Positi

The reporting period is the two calendar years preceding the date of the Report through
the filing date in the current calendar year. Section 102(a)(6\(A).

TIL_Non-investment Income

The reporting period is the calendar year preceding the date of the Report and the year of
filing. Section 102(6)(1XA).

In addition, you must report compensation, other than from the United States
Government, in excess of $5,000 in any of the two calendar years prior to the calendar year
during which you file your first Report. Section 102(a)(6)(B).

‘You must include the identity of each source of such compensation and a brief
description of the nature of the duties performed or services rendered by the reporting person for

each source, Section 102(a)(6)(B).

‘You are not required to report any information which is considered confidential as a
result of a privileged relationship, established by law between the reporting person and any
person nor are you required to report any information with respect to any person for whom
services were provided by any firm or association of which the reporting person was a member,
partner, or employee unless the reporting person was directly involved in the provision of such
services. Section 102(a)(6)(B).

IY. and V. Reimbursements and Gifts
‘You are not required to complete these Parts of the Report. Section 102(b)(1). Note
"exempt" in these two spaces.
Vi. Liabiliti

The reporting period is the calendar year preceding the date of the Report through a date
which is less than thirty-one days before the filing date. Section 102(6)(1XB).

VIL. Investments and Trusts

The reporting period for providing income information for assets is the calendar year
preceding the date of the Report and the year of filing. Section 102(b)(1)(A). The reporting
period for providing value information for assets is the calendar year preceding the date of the
Report through a date which is less than thirty-one days before the filing date, Section
102(b)(1)(B). You are not required to complete Subpart D "Transactions." Section
102(b)(1). Note “exempt” in these two spaces.

60 Issued January 2, 1997


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2089

woo 1 fa RUBRORNAS _

jo. B20 _ Notice of JON A: GEGENHEIMER Clak of Court
we age :24th Judicial District Comet
state OF RODISEANA: ‘eae
: STATE OF LOUISIANA
AUB Mg MAL LAB app PARISH OF JEFFERSON
ToM. , pw. .

=. You are herebp* aia fore-the 28ER JudioflSDig in and forthe Parishiot
of in the veer of Our ta wi
; Soe entender.

a WA Savdi

oN
: Bie.” “

war's Tigo ee

Etc #7p


2082

STATE OF LOUTSTANA
vs. No. 89-2360
DIVISION A
Dat! 05707790
COURT REPORTER- LISA BROUSSARD

AUBREY N. WALLACE

DISTRICT ATTORNEY: ANN LAMBERT JUDGE: Gs T. PORTEOUS JR

THE DEFENDANT AUBREY N. WALLACE
DID NOT'APPEAR BEFORE THE BAR OF THE COURT THIS DAY FOR THE PURPOSE OF TRIAL.
‘THE DEFENDANT WAS REPRESENTED BY JOSEPH TOSH

=-ATTACHMENT ISSUED-DEFEND
IF ARRESTED, BOND SET AT $45,000.00 CASH/COMM, NO REDUCTION

=-JUDGMEWT OF PORTEITURE
BOND FORFEITURE HEARING:
W-BARBARA DOWNEY-CRIMINAL MINUTE CLERK DIV. ‘A

Do NOT ISSUE

THE DEFENDANT WAS REMANDED TO (AT LARGE)

Bate.

DEPUTY CLERK

Ow
Uy,
an "hag

ENTRY 4 PAGE 1 OF



1960

ry c
‘engyytTBlongees © 7 OT 10188
ae ~?

September 26, 1989

U.S. Marshals Service

/ Eastern District of Louisiaia f/

, 500 Camp Street :
\y New Orleans, Louisiana 70130

RE: Same lace
pop W/mK
Dear Sir:

On February 22, 1989, in the 24th Judicial District, Parish
of Jefferson at Gretna, Louisiana, the captioned subject pled.not
Ap/ “guilty te possession wien intent fo, distrinute FcP and possession

of cociane. Said subject appeared before the Honorable James
Cannella, Judge , Division “N* of the 24th Judicial District Court.

‘There ig now pending in-our jurisdiction the trial involving
lene above matter, "he thial is eohedsied for Gevober 23, 1989
thru October 27, 1989.

‘The name and address of the court issuing writ is as
follows:

Judge: Honorable James Cannella

Court: 24th Judicial District Court, Parish of Jefferson,
State of Louisiana.

Address of Court: Honorable James Cannella, Twenty-Fourth
Judicial District Court, Division "N"
Jefferson Parish Courthouse Annex
Gretna, Louisiana 70053

John M. Mamoulides, District attorney for the Parish of
Jefferson, State of Louisiana is making request. for production.

‘The inmate will be confined in the Jefferson Parish Correctional
Center, 100 Delhonde Street, Gretna, Louisiana, during legal pro-
ceeding.



2227

(2) in the case of a judge, the donor is not a party or
other person who has come or is likely to come
before the judge or whose interests may be
substantially affected by the performance or
nonperformance of his or her official duties; or

(3) in the case of any other judicial officer or
employee, the donor is not a party or other person
who has had or is likely to have any interest in
the performance of the officer's or employee's
official duties.

§ 6. Additional Limitations.

Notwithstanding the provisions of section 5, no gift may be
received by a judicial officer or employee in return for being
influenced in the performance of an official act or in violation of
any statute or regulation, nor may a judicial officer or employee
accept gifts from the same or different sources on a basis so
frequent that a reasonable person would be led to believe that the
public office is being used for private gain.

$7. Disclosure Requirements.

Judicial officers and employees subject to the Ethics in
Government Act of 1978 and the instructions of the Financial
Disclosure Committee of the Judicial Conference of the United
States must comply with the Act and the instructions in disclosing

gifts.

§ 8, Advisory Opinions.

The Committee on Codes of Conduct of the Judicial Conference
of the United States is authorized to render advisory opinions
interpreting Title III of the Ethics Reform Act of 1989 (5 U.S.C.
§§ 7351 and 7353) and these regulations. Any person covered by the
Act and these regulations may request an advisory opinion by
writing to the Chairman of the Committee on Codes of Conduct, in
care of the Administrative Office of the United States Courts,
Washington, D.C. 20544"

§ 9, Disposition of Prohibited Gifts.

(a) A judicial officer or employee who has received a gift
that cannot be accepted under these regulations should
return any tangible item to the donor, except that a
perishable item may be given to an appropriate charity,
shared within the recipient's office, or destroyed.

19 ‘Issued Januasy 2, 1997


2084

C'S ©

é !
} No.-992340 FEE eT A eI JON A. GEGENHEIMER Ciek of Court
r 'B OF LOUISIANA 24th Judiciat I Dietrlat Coy Court
“ STATE OF LOUISIANA
sansones——__—) PARISH OF JEFFERSON
JoM__aty oo pv.

Le You are herehy ordered to appear before-the. 24thJudicial District Court in and for the Parish-of
Jefferson the 25 day at

—sUNE in the year of Qur Losd 19_g.at
eter ire a atten,

— PERSONAL

“MAY 2.1 i990

ai 3

eotc ad


2002

STATE OF LOUISIANA, PARISH OF JEFFERSON
Twenty Fourth Judicial District Court

State of Louisiana
vs. ‘

AUBRY WALLACE Division:_"N"

Date:__FEBRUARY 26, 1991

HARD LABOR PLEA SENTENCING FORM

DISTRICT ATTORNEY: __¥.J._ LEBLANC JUDGE: _3. cannenta

The Defendant AUBRY WALLACE appeared before the bar of the
Court this day. He/She was represented by JOE TOSH
Attorney. The Defendant withdrew his/her plea of not guilty and tendered to the State a plea of

GUILTY TO POSSESSION OF COCAINE OVER 28, GRAMS-—COUNT ONE AND

GUILTY TO POSSESSION OF PCP-—COUNT TWO 7 Which plea
‘was acceptable to the State. The Court advised the Defendant of his/her rights. The Defendant
waived these rights and a Waiver of Rights was executed and filed into the record. The Defendant
waived/did not waive all ‘egal delays. The Court sentenced the Defendant to imprisonment at Hard
Labor for aterm of N_EACH COUNT TO.

COUNT ONE-TS WITHOUT BENEFITS OF PAROLE” PROBATION OF SUSPENSION OF SENTENCE,

giving the Defendant credit for time served. The Defendant is committed to the Louisiana
Department of Corrections for execution of said sentence in conformity with L.S.A.-R.S. 16:824.

The Defendant reported xis __ date of birth as _6-28-59 and age as
years.
DEPUTY CLERK
Reported by: K._ WESTMORELAND

NOW, THEREFORE, You, the said Sheff are hereby commanded to carry out in full very part ofthe aforesaid seateace.
‘And for so doing this chall by your sufficient warrant and authority.

‘WITNESS, JAMES L. CANWELLA supaB

residing in th 24th Judicial Distt Court, Division _"S"
Pasish of Jefferson, atthe Hall of Stings ofthe same, inthe City of Greta,
thi, 26r8 day of _FEBRUARY

in the year of our Lord, one thousand nine hundred and

% NINETY OYE 4 Z.

JUDGE
eo

%
% %



Wounrs ee
STATE OF LOUISIANA
vs. NO. 89-0001
DIVISION N
SAMUEL WALLACE DATE. 02/22/89
COURT REPORTER- WESTMORELAND
DISTRICT ATTORNEY: J HOLATEON JUDOE: JAMES CANNELLA

THE DEFENDANT SAMUEL WALLACE
APPEARED BEFORE THE BAR OF THE COURT THIS DAY FOR THE PURPOSE OF ARRAIGNMEN?

"ARRAIGNMENT — PLEAD NOT GUILTY
THE DEFENDANT WAS

REPRESENTED BY JOE TOSH » THE ATTORNEY OF RECORD.
THE DEFENDANT

WAIVED THE READING OF THE BILL OF INFORMATION AND

ENTERED A PLEA OF NOT GUILTY
WHICH PLEA WAS ORDERED RECORDED. THE COURT GRANTED 15 DAYS FOR THE
DEFENDANT ’S COUNSEL GF RECORD TO FILE RESPONSIVE PLEADINGS.
TRIAL SET FOR APRIL 10, 1989--PT~-4-5-9 AT 1:30 P.M.

THE NEXT COURT DATE 18 04/10/89 AT 09:00 - TRIAL

THE DEFENDANT WAS ENLARGED.

own A mec



2121

Case 2:02-cr-00219-HGB Document66 Filed 03/31/2003 Page 6 of 6

|. NO SIDE AGREEMENTS

The defendant understands that the statements set forth above represent
defendant's entire agreement with the government. There are not any other agreements,
letters, or notations that will affect this agreement.

MICHAEL W. MAGNER:
Assistant United States Attornd

Wl.

WILLIAM P. GIBBENS
Assistant United States Attorney

SALVADOR Naser

Assistant United States Attorney

— ‘J. Dis

Senior Trial Attorney
Public Integrity Section
United States Department of Justice



2145

Major Changes to Financial Disclosure
Instructions for 1996

There are few substahtive changes from last year's filing requirement.
Instructions concerning the reporting of individual assets contained in brokerag
trusts, estates, and IRAs have been further clarified, especially when a filer lists a position as
executor, trustee, or similar position in Part I of the report.

The Committee continues to find it difficult to close reports containing financial
Statements as attachments in lieu of completing Part VII, Investments and Trusts, of the
Financial Disclosure Report (AO Form 10). Such reports often fail to provide the required
information and lack a consistent and uniform format necessary for Committee review.
Moreover, they often provide confidential information that is not required, such as account
numbers, Social Security numbers, and home addresses.’ Page 37, paragraph I, of the
Instructions clearly states that the use of financial statements is not acceptable for compliance
with the reporting requirements unless such statements succinctly contain all necessary
information without requiring the reader to perform calculations or select out necessary data
from a larger body of information. Accordingly, each filer should ensure that the appropriate
entries concerning investments and trusts are entered in Part VII of their Financial Disclosure
Report (AO Form 10).

‘Specific changes and their page numbers are listed below:

1. The Commentary to the Instructions, page 39, is amended to add the following
explanation:

It should be understood that a reporting exemption for failure to meet a required
threshold amount, or for any other reason, does not affect any inquiry or recusal
obligation under the Code of Conduct for United States Judges.

2. The Instructions, page 40, require that the reporting of a position in Part I as trustee,
executor, administrator, custodian, or any similar position, requires a listing in Part VII
of the assets involved if either you, your spouse, or any of your dependent children (1)
has a beneficial interest in the estate or fund with which you are associated, or (2)
controls the purchase, sale, or other disposition of the estate or fund.

3. The Instructions, pages 34, 43, and 45, contain new income and value codes for
income, liability, and asset value over a million dollars.

4. The Instructions, page 52, concerning the reporting of contingent interests in trusts is
clarified as follows:

A reporting person does not have to report a contingent interest in a trust if the
reporter has no control over the assets of the trust. An interest is contingent if

there is no present right or ability to any income of principal, and the future ix
uncertain either by survivorship or otherwise.

Issued January 2, 1997

HP Exhibit 102(6)


2168

Is the income an honorarium or reported as such?

Commentary

Although various types of non-investment income have been listed, some elaboration on
several sources of income may be useful to provide a clearer distinction between non-investment
and investment income,

No income should be disclosed in this part if it is derived from an investment asset that
should be reported in Part VII. Sources of royalty payments include publications and oil, gas,
and mineral interests. [t should be noted that an interest in the real property from which these
oil, gas, or mineral interests are derived should be disclosed in Part VII like any other
investment property. Annuities and any other types of retirement income should be reported if
they represent defined benefits from a vested pension plan. Retirement income from IRAs or
other investment funds that varies due to the performance of the individual assets should be
reported in Part VII since it represents income from an investment asset.

Ordinarily, income from life insurance policies need not be reported because most
insurance policies are not held as investments or for the production of income. Policy dividends
that reduce premiums or provide additional or paid-up insurance are nat treated as income.
Dividends or other income from life insurance policies, received in excess of $200, which are
reportable for income tax purposes, should be disclosed in this part. Several types of insurance
policies that probably require reporting are "universal," "variable life," or "universal variable
life."

Special attention will be given to the review of nomination and initial Reports. The filer
must report compensation, other than from the United States Government, in excess of $5,000 in
any of the two calendar years prior to the calendar year during which a first Report is filed.

B. Outside Employment and Honoraria

Special attention should be given to regulations relating to Outside Employment and
Honoraria at Appendix II.

Covered Senior Employees

In accordance with the Ethics Reform Act of 1989, and the Judicial Conference
regulations implementing this Act, covered senior employees, other than justices of the United
States who retired from regular active service under Section 371(b) of title 28, United States
Code; judges of the United States who retired from regular active service under Section 371(b) of
title 28, United States Code and who have met the requirements of subsection (f) of Section

20 Issued Saswary 2, 1997


2110

61# D199

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AMOUNTS 2. 55000 008RK:
BOWEN AMOUNT $7.40
VER AMO

Kes-o0B84360
Pa, acxpron

STATE OF LOUISIANA~Paran of etferson,
‘Me, the undersigned authority,

Before: Dersoneliy came and appeared,

‘that he resides in the Parish of.

on of this Nenorble Court ova and soe his cabs, abilities, examp-
‘ier torreon {0 the amount for which he has Obligated himself on the within :
‘of apie faa a
Soria and subscribed betore me, i

TF tema
STATE GF LOUISIANAParih of Jetanon

etd Me, the underioned authority,
; “sha bing tyme, dnoeractane
{lone propery within th jure,
; ‘

Personally coma and sppeared,

"ha resides in the Parish of

10S


1974

; — DIVLN

WRIT OF HABEAS CORPUS

STATE OF LOUISIANA, PARISH OF JEFFERSON JAMES. CANNELLA
STATE OF LOUISIANA EX REL: 24TH JUDICIAL DISTRICT COURT
STATE_OX LOUISIANA for the
vs. PARISH OF JEFFERSON
_ SAMUEL WALLACE NK No.. b9=1-89-2, 89-2361,
‘The State of Louisiana to___US._MARSHALL'S OFFICE-~JAMES V. SERIO, JR.
Greeting:

YOU ARE HEREBY COMMANDED, in the name of the State of Louisiana and of the 24th

Judicial District Court for the Parish of Jefferson, to produce before Division_"N" ___of this Court, on

MONDAY the 13TH aay of AUGUST 9.90
9:00
¥6RO o'clock A. M., the SATD_DEFENUANT SAMUEL WALLACE

in the year 1 at

and-to then and there show cause why the said DEFENDANT is detained and why _he should not be
PRESENT FOR TRIAL

And herein fail not under penalty of the law.
‘Witness the Honorable JAMES 1. CANNELLA, Judge of the said Court, this

30TH day of JULY. in the year of our Lord 1990.
Clerk’s Office, Courthouse, Gretna, La. 18.
370-1219.99.18 Deputy Clerk.

a4


udicial District Court
fe Parish of Jefferson

dot Mad

before. me,

48 principal, ond

Toon bmn weoweto_-HOROMBLE CHARLES ROBUENoern

is successor in office, in the several gums following, that fs to say:

she true payment of which respective sums they and
[Bxecurtdrs and administrators firmly by theve presents,
us by the laws of tis Stat

day of —

1AD. 19,

thle first day thereafter that the ald Court shall be held, then and there to answer to the cherge brought
aoa himfor. ¢- 62

B- icchyretesa bnncunaheeencteinomeneeemmatone
of]

said ‘ie shall keep the peace in the meantime; then this.
izance to bevold; otherwise to remain in full force sod effect.





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-WVN30dasNns


1967

= —_ -
STATE OF LOUISIANA, PARISH OF JEFFERSON
24th Judicial District Court

State of Louisiana

vs. No.____89-1
SYLVIA M._CLOFER. REGINALD FRANCI’ Division ___“it" FOR "N"
MELVA &. MAYES, ARNOLD N. WALLACE
AUBRY N, WALLACE, SAMUEL WALLACE Date___MAY 14, 1990
C.R.—L. BARRAS
DISTRICT ATTORNEY. L._ALTERMAN, JUDGE. H,_VONDENSTEIN
CONTINUANCES

‘The defendant_S_CLOFER, FRANCIS, ARNOLD WALLACE, AUBRY WALLACE appeared before the

bar of the court this day for___TRIAL

He was:

1, (-X) represented by. JOR TASH attorney,

2. (_ ) unrepresented.

Th TRIAL was ordered:

1. ( ) continued to be reassigned,
2 ( ) continued without date.

3. (X) continued and reset for__JUNE 25, 1990—PT--6-20-90 AT 1:30 PM

‘The action was taken:

1. (_ ) at the request of the assistant district attorney.

2. (_) at the request of the defendant attorney.

3. () on a joint motion of the assistant district attorney and the attorney for the defendant.

4. (2) by order of the court,
MELVA MAYES AND SAMUEL WALLACE WERE NOT PRESENT.

zB
eS)
\ \v

vey mn LA om ent

IPG 1910 of



Let a Writ of Habeas Corpus Ad Prosequendum be issued to
Oakdale Federa jetention Center PO. Box 5050 Gakdale,—bA
ordering and directing (him, them) to produce the body of

Samuel Wallace before the 24th Judicial

District Court for the Parish of Jefferson, State of Louisiana,

on the 6th day of October » 19.90, at
9:00

, at Gretna, Louisiana, to be _ Treea

for the crime of Poss.W/Int.Dist.
Cocaine, PCP,& Poss. of Cocaine(2ctim) the matter entitled

State of Louisiana vs. Samuel Wallace
Number 89-1,2361,2395 » of the Criminal Docket of this Court.
Gretna, Louisiana, September 28 » 1990+
TUDGE



2104

TWENTY-FOURTH JUDICIAL DISTRICT COURT
FOR THE PARISH OF JEFFERSON

HARD LABOR SUSPENDED

Diviston —___ pos: MM

No, __i_ 89-2360 . ITEM No, —_E=6745-89

s COMMITMENT

UWHEREAS AUBRY N. WALLACE

for the Papish of Jeffersonof Violating Revised Statute 14362 .

and was thgreupon sentenced to imprisonment at hard lebor, for THREE(3)YEARS, GIVING THR DEFENDANT
cova ron TIME SERVED.

nt is committed to the Louisiana Department of Cofrections for execution of said sentence in conformity

with L. S54. ~ R. 8, 15:824.

SENRENE SUSPENDED AND DEFENDANT PLACED OX ACTIVE PROBATION FOR |
ATERM)OF __TWO(2)YEARS _—————~s SPECIAL CONDITION OF PROBATION IS THAT

DEFENDAME PAY a $10.90 A MONTH PROBATION SUPERVISION FEE.

N ;REFORE <You, the said Sherif, ae hereby confmanided to carry out in ful every parcof the aforesaid
sentesce find for so doing this shall be your sufficient warrant and authority

WTNESS. -G-i THOMAS PORTHONS, TR. __. JUDGE
presiding in the 24th Jydicial District Court, Division—A_.______.
atish of Jeflersor, atthe Hall of Sittings ofthe same. in the City of Grea,

2678. day of TENE.

in the year of our Lard, one thousang nine hundred and g-————-—



2191

It is important to recognize that in almost every instance where a filer is a trustee,
executor, adminisrator, custodian etc., the filer has the legal authority and responsibility to
exercise control over and manage the assets in a trust or estate. It is this authority based on the
filer's fiduciary responsibilities to control the purchase, sale, or other disposition of the assets
that requires the filer to list the assets in this Part.

3. Income

In Column B of Part VII, the income from listed assets must be shown. The disclosure of
the gross amount and the type of income -- dividends, rent, interest, or income from discharge of
indebtedness ~ is required. Sections 102(a)(1)(B) and 109(7). All income is reportable, whether
taxable, tax deferred, or tax exempt. When no income is received (or there is a loss) Column B1
under Amount should be left blank and the word "NONE" should appear in Column B2 under
Type. When some income is received, the appropriate code, reflecting the amount, should be
used. [f the type of income is not a dividend, rent, interest, or income from discharge of
indebtedness, it should be explained either in Part VII or Part VIII. The ranges are required by
statute and the coded amounts for income are listed on the reporting form as follows:

A ~ $1,000 or tess

B= _ $1,001 to $2,500

C = $2,501 to $5,000

D == _ $5,001 to $15,000

E = _ $15,001 to $50,000

F = __ $50,001 to $100,000

G = $100,001 to $1,000,000

HI = —_ $1,000,001 to $5,000,000

H2 = More than $5,000,000
Section 102(2\(1)(B).

The same ranges and codes are used to report capital gains associated with transactions in
Column D of Part VII. However, capital gains associated with “distributions” should be treated
and reported as dividends in Column B.

The income from U.S. Savings Bonds, and similar investments should be reported if the
minimum of $200 is reached.

43 Issued January 2, 1997


2004
paye 3 +

By THE DEFENDANT:

I, as the defendant in this cas#, acknowledge that the foregoing has
been read to ma, that my attorney and the trial judge have explained the
nature of the ctime to which I am pleading guilty, all of my rights to me,
and what rights I am waiving or giving up, as listed above, and that I have
been giver every opportunity by the trial’ judge to ask questions in open
ceart about anything I do not understand and about all of the consequences
regarding my plea of guilty. I am completely satisfied with the explanations
of my attorney and the judge.

I FURTHER ACKNOWLEDGE THAT HY ACT OF PLEADING GUILTY IS A KNOWING
INTELLIGENT FREE AND VOLUNTARY ACT ON MY PART. I know that no one can force
me to plead guilty 1 know that by pleading gualty I admit I committed the
said crime. I know this plea of guiity is more than a confession. It is also
@ Conviction. Nothing remains except for the Judge to give judgment and give
me my punishment. I waive all delays for sentencing and acknowledge I am

ready for sentencing.
pbs t

T, as trial judge, have entered into the foregoing colloquy with the
defendant. I am entirely satisfied that the defendant was aware of the natur:
of the crime to which he or she has plead guilty, that the defendant did in
fact commit said crime, understands the conbequences of said plea of guilty
and has made a knowing, intelligent, free and voluntary act of pleading guilt:
to above mentioned crime. I, therefore, accept the defendant's plea of guilt!

dae ly LE ,

BY THE TRIAL JUDGE:

DATE
JUDGE

<-%

2
4
$


2190

Ifa note or account receivable is listed, are the debtor names and the nature of the debt
described?

Ifa gas, oil, or mineral interest is listed, do you identify the city or county and state and
the name of the energy company or other payor of royalties, working interests, or
rentals?

Do you clearly identify stocks, bonds, mutual funds and the underlying assets of IRAs and
brokerage accounts?

Ifthe asset was not listed on the previous report, do you include transactional
information in Column D or a parenthetical "(X)" in Column A denoting that the asset
was exempt from disclosure on the previous report?

If you listed a position in Part I as trustee, administrator, custodian, etc., is the estate or
trust listed and the assets therein properly identified?

Commentary

When listing stocks, bonds, and other securities, the individual name or commonly
understood abbreviation should be provided. Stocks should be indicated as “common” or
"preferred." Bonds and other securities should have enough detail in the description to
differentiate that asset from other similar assets listed. This is particularly helpful for the
reviewer and auditor when the filer reports multiple bonds or securities in the same or similar
series, or brokerage accounts that lists its accounts in the name of the firm.

When reporting accounts with financial institutions, the type of account does not need to
be listed.

When reporting an interest in a mutual fund or common trust fund, only the name of the
fund is required, There is no requirement to list the individual assets, An interest ina trust,
estate, or similar entity requires the listing of each individual asset unless the exemptions from

disclosure of the individual assets in 6, Trusts and Similar Entities are met.

At is important that the owner of each asset be properly identified and be consistent on
each Report, In the event of a discrepancy, an explanation should be provided in Part VIII to
preclude a letter of inquiry.

The reviewer and auditor will note when an asset appears on the current Report and is
not listed on the prior Report and there is no transaction information in Column D. In this
situation, the filer should place a parenthetical "(X)" in Column A denoting that the asset was
exempt from disclosure in the prior Report.

2 Ise Fury 2, 1997


be : a“ wo ew
+ STATE oF Lourstana
vs. vend” . NO. 2 87-9004
SYLVIA M. CLO DIVISION
Dav 06/28/90

REGINALD FRANCIS,
MELVA A, MAYES

ET AL COURT REPORTER- SANDI HANCOCK

DISTRICT ATTORNEY: D GANUCHEAU VUDGE: JANES CANNELLA

THE DEFENDANTS SYLVIA M. CLOFER:
REGINALD FRANCIS

APPEARED BEFORE THE BAR OF THE COURT THIS DAY FOR THE PURPOSE OF TRIAL.
THE DEFENDANTS WERE REPRESENTED BY J TOSH

=-CONTINUED-BY DEFENSE
THE TRIAL WAS ORDERED:
CONTINUED AND RE-SET FOR AUGUST 19, 1990--PT-7-25-90 AT 1:30.

THE ACTION WAS TAKEN:
AT THE REQUEST OF THE DEFENDANT ATTORNEY.

STATE OBJECTED.

THE NEXT COURT DATE I8 08/13/70 AT 09300 ~ TRIAL

Aeomoary A Hegfeabea
my,

%
%

THE DEFENDANTS WERE ENLARGED.

a SF

ENTRY (3 FACE 1


2091
Q SUBPRENAS ;
“PTO MUOWA, GE sofa
24th Judielal Disttioe Court

aS ‘forthe
“2 STATE OF LOUISIANA
PARISH OF JEFFERSON
To Me LEurs. DIV.

DER_IFSO. SRD DIST

7 a
| You are hereby ordered to appear before the 24th Judicial District Court in and for the|-Parish of
Jefferson jon the 25 day of ue ____in the yearvof Our Lord 19_¢¢ 8t___sn96—frepty—{--———
for the purpose of TRIAL - in the above’ ‘matter.
te + :

| By oder of te Cou a. ,

Clerk's Office, Counhous, Gretna, meres V6) f
we det : y ) :

— Stamp wrrdiess * MAY, 2°1'{a99 © SHO ee) a3
cotcen mes cc :



2037

(ditt!
Non apeseo Ofer t JON A: CESENHEMERGardoa
oo: SAT FEQUISIANA® [' 24th Judicial District Court

yen les for the
* SFATE OF LOUISIANA
PARISH OF JEFFERSON

*

piv.__A.

Leon oped d.to\ appear before:the:24th Judicial, District Court in.and-for the} Rasists-of
efter e 42d cars in the year of Our Lord 19_20.at Po
ilgpost jn the above entitled matter,

DEC 191989 |



§ 501. Outside

ned income limitation

(a) Outside earned income limitation.--

(1) Except as provided by paragraph (2), a Member or an
officer or employee who is a noncareer officer or employee and
who occupies a position classified above GS-15 of the General
Schedule or, in the case of positions not under the General
Schedule, for which the rate of basic pay is equal to or
greater than 120 percent of the minimum rate of basic pay
payable for GS-15 of the General Schedule, may not in any
calendar year have outside earned income attributable to such
calendar year which exceeds 15 percent of the annual rate of
basic pay for level II of the Executive Schedule under section
5313 of title 5, United States Code, as of January 1 of such

calendar year.

(2) In the case of any individual who during a calendar
year becomes a Member or an officer or employee who is a
noncareer officer or employee and who occupies a position
classified above GS-15 of the General Schedule or, in the case
of positions not under the General Schedule, for which the
rate of basic pay is equal to or greater than 120 percent of
the minimum rate of basic pay payable for GS-15 of the General
Schedule, such individual may not have outside earned income
attributable to the portion of that calendar year which occurs
after such individual becomes a Member or such an officer or
employee which exceeds 15 percent of the annual rate of basic
pay for level II of the Executive Schedule under section 5313
of title 5, United States Code, as of January 1 of such
calendar year multiplied by a fraction the numerator of which
is the number of days such individual is a Member or such
officer or employee during such calendar year and the
denominator of which is 365.

(b) Honoraria prohibition.-~An individual may not receive any

honorarium while that individual is a Member, officer or employee.

(c) Treatment of charitable contributions.~-Any honorarium

which, except for subsection (b), might be paid to a Member,

82 ‘Assued January 2, 1997


2119

Case 2:02-cr-00219-HGB Document66 Filed 03/31/2003 Page 4 of 6

The defendant further agrees, subject to Court approval, to a delay of his sentencing
date until the completion of his cooperation, including his testimony in any trial(s).

In consideration of the defendant's willingness to acknowledge his guilt and accept
responsibility for his wrongful conduct in compliance with the aforementioned conditions,
the Government agrees that it will do the following:

1. The Government will bring to the attention of all federal courts, prosecutors and
Probation Officers of any cooperation rendered to law enforcement by the defendant.
However, the defendant's cooperation does not automatically require the Government to
request a departure from the sentencing guidelines for substantial assistance to the
Goverment. That decision will be made by the Government, in its sole discretion, after
it evaluates the cooperation. If the Government decides to file a motion that the Court may
depart pursuant to USSG § 5K1.1 of the sentencing guidelines, the Government will file
a motion at a time determined by the Government, and only after the Govemment
evaluates the entire cooperation of the defendant. The defendant understands the motion
could be filed prior to or at sentencing. After sentencing, any such motions would be
governed by Rule 35 of the Federal Rules of Criminal Procedure.

2. The Government also agrees that any statements or testimony given by the
defendant, as of and after the date of this letter, pursuant to questions asked by law
enforcement agents or prosecutors as a result of this agreement, will not be used against
him, including in connection with sentencing under USSG § 1B1.8. However, all parties
understand that the United States may make derivative use of such statements or
testimony and may pursue investigative leads therefrom, and will not be required at any
time to prove an independent source at any Kastigar or other hearing held thereon. This
agreement not to use statements or testimony does not apply to crimes of violence.
Further, the defendant fully understands that should he commit perjury or give false
statements to federal agents, such statements and testimony can be used, and he faces
additional charges involving false statements and perjury.

H. FORFEITURE

The defendant agrees to forfeit and give to the United States prior to the date of
sentencing any right, title and interest which the defendant may have in the any assets or
interest in assets, including but not limited to cash assets, negotiable instruments,
securities, property or other things of value, including any and all property which has been
transferred or sold to or deposited with any third party, known or unknown by the defendant
for a period of not less than 10 years prior to the date of the signing of this agreement that
were obtained through defendant's illegal activities-as-well as any asset, interest, or
proceeds defendant received or could receive or cause to be received by a third party in
the future, directly or indirectly, in whole or in part, from defendant's illegal activities. The
parties agree that such property will be enumerated in an attachment to this agreement.


1991

STATE OF LOUISIANA, PARISH OF JEFFERSON
24th Judicial District Court

State of Louisiana
VS. ‘No,__89-1
srs mom, szcrmip mers Division tye
aoe ss _

AUDRY Nl WALLACE < Date__OCTOBER 17, 1990

DISTRICT ATTORNEY, We J, LEBLANC JUDGE __J._CANWELLA

‘TRIAL IN THIS MATTER IS CONTINUED AND RESET FOR DECEMBER 3, 1990 AT THE

REQUEST OF THE DEFENSE COUNSEL, JOE TOSH.

eno to 5 EPUTY CLERK


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2201

Vil. INVESTMENTS and TRUSTS — income, value, transactions. (Includes those of
spouse and dependent children; See pp. 37-54 of Instructions)

3. c. °.
Income | Grose value

during fat the end of| Transactions during reporting period
reporting | reporting
Indicate, where applicable,” ower of| period | period
the asset by using the parenthetical
"cu" for joint omership of report- If pot exenpt from disclosure
ing individual and spouse, "(8)" for} ct] @> | |

‘separate ounership by spouse, *(0C)"
for ownership by dependent chitd, a) a] @ 6

Yotue loate: Identity of

Hvatue| wethod| Month] vetue) Gain | buyer/selter

Place *(X0" after each asset
exenpt from

HONE (Ho reportable
‘ausets, oF
troneecrions)

1 GEORGE WASHINGTON TRUST

Day | Code2| codet] crt private

Icodei| rent or |Code2|
(4-P)| (A-W)| transaction)

Cones
Jearwo| int.) [CUP] CO-4

2 1M Caman Stock a[of«x] +
320th Ceneury mutual Fund etov{il] +
6 New York City Municipal Bonds wre fu ft | ow | taf
15 MERRILL LYNCH BROKERAGE ACCT - TRA
Merritt Lynch Wealth Mutual | A | Iv sar {vel x | a
Fund
wi x

Werritt Lynch Growth Mutat | 8 | ow | x | ot | ey
Fund

0=55,001 to 515,000 |

[1 incomeyGain Codes: Av$1,000 or tess 881,001 to $2,500 C=82,501 to $5,000
CGee col. 1 & D4) Eo814,00) to 850,000, F=85,001 to H00,000 Gxs160, 000 ta $1,000,000

1=81,000,001 to’ $5,000, WeMore than $5,000,000
2 value Codes: ‘J=815,000 or Less _K=S15,001 to $50,000 1=850,001 to $100,000  M=8100,001 co $250,000]
(See Col. C1 & 03) H=8250,001 to $500,000 (0=8500,001 to $1,600,000 Pt=$1,000,001 to $5,000,000

P2=$5,000,001 to $25,000,000 _P3=$25,000,001 to $50,000,000 Pastore than $50,000,000 |}

Notes to filer:

Did you complete the columns for each asset in the trust, or provide aggregate values?

Iyou provide aggregate values for a trust or other instrument, are you required to list
each asset individually? If so, do you clearly identify each asset and any transactions?

53 Issued January 2, 1997


2231

officer or employee, but which is paid instead on behalf of such
Member, officer or employee to a charitable organization, shall be
deemed not to be received by such Member, officer or employee. No
such payment shall exceed $2,000 or be made to a charitable
organization from which such individual or a parent, sibling,
spouse, child, or dependent relative of such individual derives any

financial benefit.
§ 502. Limitations on outside employment

(a) Limitations.--A Member or an officer or employee who is
a noncareer officer or employee and who occupies a position
classified above GS-15 of the General Schedule, or in the case of
positions not under the General Schedule, for which the rate of
basic pay is equal to or greater than 120 percent of the minimum
rate of basic pay payable for GS-15 of the General Schedule shall

not--

(1) receive compensation for affiliating with or being
employed by a firm, partnership, association, corporation, or
other entity which provides professional services involving a

fiduciary relationship;

(2) permit that Member's, officer's,.or employee's name
to be used by any such firm, partnership, association,
corporation, or other entity;

(3) receive compensation for practicing a profession
which involves a fiduciary relationship;

(4) serve for compensation as an officer or member of
the board of any association, corporation, or other entity; or

(5) receive compensation for teaching, without the prior
notification and approval of the appropriate entity referred
to in section 503.

(b) Teaching compensation of justices and judges xetired from
regular active service.--For purposes of the limitation under
section 501(a), any compensation for teaching approved under
subsection (a) (5) of this section shall not be treated as outside

earned income--

(1) when received by a justice of the United States
retired from regular active service under section 371(b) of
title 28, United States Code;

83 Issued Janory 2, 1997


2123

Case 2:02-cr-00219-HGB Document67 Filed 03/31/2003 Page 2 of 12

should “bide her time” because a certain neighbor's “time was coming”.
BODENHEIMER counseled the employee that in the meantime, “aggravate the little
p.... aS much as possible”, referring to the neighbor.

3. On October 10, 2001, BODENHEIMER and a private investigator
discussed the fact that the neighbor was making complaints to government agencies
about oil spills at VIM. The private investigator and BODENHEIMER talked about the
delay this would cause in their plan to retaliate against the neighbor. The private
investigator stated that the incident “puts us back on the time, ‘cause if we do

BODENHEIMER and

something to him now, it's going to look like it's a, you know.
the private investigator agreed they would defer their actions for at least a couple of
weeks. The private investigator told BODENHEIMER, “I mean no, when we are ready,

I'm ready.

4. On January 30, 2002, BODENHEIMER and the private investigator had a
Conversation concerning the neighbor in which BODENHEIMER stated, [I] still got to
do something with that kid, from that Venetian Isles thing.” After further discussion
about the neighbor, the private investigator stated, “[!] say somebody ought to kick the
£... out of him." BODENHEIMER responded, “Yeah, | want him hurt worse than that.”
Immediately thereafter, BODENHEIMER and the private investigator discussed plans to
plant crack cocaine in the neighbor's vehicle and have the neighbor falsely arrested.

5. In early 2002, BODENHEIMER discussed with a New Orleans police
officer a plan to plant illegal drugs of a type and in a quantity which would lead to a

faise felony arrest of an individual who was causing trouble to BODENHEIMER at VIM.


2159

judge's family means any relative of a judge by blood, adoption, or marriage or any other person
treated by a judge as a member of the judge's family." (Canon 5D.)

The duties of a co-trustee, even if nominal, are fiduciary in nature. Canon 5D would
seem to rule out service as fiduciary for other than a trust for a member of the judge's family.
Even service as a fiduciary for other than a member of the family, covered by the Canon's section
on "Effective Date of Compliance," and amended, for federal judges, by action of the
Judicial Conference at its April 1973 meeting, seems to contemplate a relationship with an
individual. In any event, such a relationship should be terminated unless a substantial interest of
the estate or person would thereby be jeopardized. (Advisory Opinion No. 33.)

A judge who, before ascending the bench, served as an executor of the estate of a
nonfamily member, or as trustee of a nonfamily trust may, with the approval of the judicial
council of the circuit, continue in that capacity if resignation would cause undue hardship to the
estate and its beneficiaries, but may not receive compensation for such service.

(Compendium § 5.1-3(a) (1995).)

Note: A judge may serve as a part-time special lecturer in law or as a faculty member at
alaw school. It is necessary for the judge to obtain advance approval from the chief judge of the
circuit, or in the case of the chief judge from the judicial council, before engaging in teaching
activity. The normal restrictions on extra judicial compensation apply; the compensation must
be reasonable in amount, no greater than a similarly situated non-judge would receive for the
same service; the 15% cap on outside earned income is applicable; and the payments must be
included in Part Ill of the Report. The teaching duties should not in any way interfere with the
performance of judicial duties.

Ifa judge fails to obtain prior approval of teaching, the approving chief judge has
authority to approve teaching for compensation nunc pro tunc if satisfied that the failure was
occasioned by excusable neglect, the application would have been approved if timely filed, and
other criteria for approval are satisfied. If circumstances do not justify nunc pro tunc approval,
the judge's only recourse is to refiund the compensation. (Compendium § 35.7 (1995).)

Jn a partnership engaged in real estate investment, a judge may have a passive
investment as a general partner. Canon 5C(2) prohibits active business participation.

Note: In the case of partnerships, the Report should clearly reflect the purpose and the
assets of the business, including the percentage owned by the filer. If the partnership owns or
trades in securities, individual stocks and transactions should be reported in Part VII.

It is permissible for a judge to be an uncompensated officer or director of a business
wholly owned by members of the judge's family. (Compendium § 5.2-3(c)(1995).)

" Issued January 2, 1997


2149

INTRODUCTION

Three types of Financial Disclosure Reports—initial, annual, and final--are required by the
Ethics Reform Act of 1989, published in Title 5 of the United States Code Annotated, Appendix
4, Sections 101-112.

‘These Instructions govern the preparation and filing of AO Form 10, which is to be used
by judicial officers and employees for all Reports due after January 1, 1997. The body of the
Instructions covers reporting requirements for annual Reports, which in some cases also apply to
initial and final Reports. Where requirements for initial and final Reports differ from the annual
reporting requirements, specific information can be found in Appendices I and II, respectively, of

these Instructions.

‘The Act requires that the Committee on Financial Disclosure review each Report to
assure that, on the basis of the information provided, the reporting person is in compliance with
applicable laws and regulations. Section 106(b\(1). The Committee also reviews reports to
determine potential conflicts of interest or ethical problems.

Questions concerning the reporting requirements (and suggestions for improving the AO
Form 10 or these Instructions) should be addressed to: Committee on Financial Disclosure,
Administrative Office of the United States Courts, Washington, D.C. 20544.

WHO MUST FILE, WHEN AND WHERE

JUDICIAL OFFICERS AND JUDICIAL EMPLOYEES are required to file an annual
Report by May 15 following each calendar year in which they performed their duties for more
than sixty (60) days. Section 101(d). Filing before the due date is encouraged to ease the burden
on members of the Committee on Financial Disclosure who review the Reports, as required by
the Act.

JUDICIAL OFFICERS are defined in the Act as the Chief Justice and Associate Justices
of the Supreme Court, and the judges of United States courts of appeals, United States district
courts, including the district courts in Guam, the Northem Mariana Islands, and the Virgin
Islands, Court of International Trade, Tax Court, Court of Federal Claims, Court of Veterans
Appeals, United States Court of Appeals for the Armed Forces, and any court created by an Act
of Congress, the judges of which arc entitled to hold office during good behavior. Section
109(10).

A JUDICIAL EMPLOYEE is any employee, other than a JUDICIAL OFFICER of the
judicial branch of Government, of the United States Sentencing Commission, of the Tax Court,
ofthe Court of Federal Claims, ofthe Court of Veterans Appeals, or of the United States Court
of Appeals for the Armed Forces, who

1 Assued January 2, 1997


2009

STATE OF LOUISTANA

0.
vs 24TH JUDICIAL DISTRICT COURT
PARISH OF JEFFERSON 1
AUBRY NeW 22 ROE
W/t DOB: STATE OF Loursiam <o >
- wi 3
a
ORDER oe

IT IS ORDERED by the Court that a bail or appearance
bond -in the sum of __ TWENTY THOUSAND AND TWO HUNDRED DOLLARS

($ 20,200.09 DOLLARS, returnable WHEN NOTIFIED, be and the same
is hereby fixed in the matter of the above defendant, who is

being held on the charge of CT.1) SIMPLE BURGLARY RES., CT.2) RESIST
ARREST BY FLIGHT, CT.3) RESIST ARREST BY FLIGHT

said bond to be-taken and the surety thereon approved by the

Sheriff of this Parish or one of his deputies, in accordance
with law.

GRETNA, LOUISIANA,

may 8, 19 99
%
€T.1) $20,000.00 % %
cr.2) 100.00 e %&
23) 100.00 ao &
“F807, 200.00 Ere

vr

JPG 1219.52

CRIM. #15.


2222

The "Regulations of the Judicial Conference of the United
States under Title VI of the Ethics Reform Act of 1989
concerning Outside Earned Income, Honoraria, and Outside
Employment" were adopted on August 15, 1990, by the Judicial
Conference, through its Executive Committee.

At its March 1991 session, the Judicial Conference amended
these regulations to exclude part-time magistrate judges from
the ban against the receipt of honoraria.

The regulations were amended at the Judicial Conference's
September 1991 session to cover the Tax Court and the
Sentencing Commission and to make certain technical
corrections.

The Judicial Conference amended these regulations at its March
1992 session to (a) cover judges and employees of the Court of
Veterans Appeals, (b) reflect amendments to the Ethics Reform
Act relating to the definition of “honorarium” and the
exclusion from the limitation on outside earned income of
compensation from approved teaching activities by certain
senior judges, and (c) to clarify when and under what
circumstances prior approval for compensated teaching
activities must be obtained.

At its March 1994 session, the Judicial Conference amended the
definition of Administrative Office employees who are included
in the term "judicial officer or senior employee."

At its September 1994 session, the Judicial Conference amended
the definition of outside earned income in section 3(a) (1) to
exclude income from national guard service; revised section
4(b)(2) to clarify that the requirement for approval of
teaching activities extends only to covered senior employees;
revised the definition of an honorarium in subsections
4(b) (3), (4), and (6) to exclude compensation for various
artistic and athletic endeavors: amended section 4(c) to
clarify when honoraria may properly be donated to charitable
organizations; and made additional editorial revisions. The
Commentary was also revised.

The Judicial Conference added a new section 2(c), excluding
special government employees from these regulations, at its
March 1996 session.

"4 foes Janary 2, 1997


2033

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yn03 10 #21) HAWISHNAO “V. NOP 1° 2240 ; ;



2142

FINANCIAL DISCLOSURE REPORT Porteous (Jr.), Cabriel T.

5/2/97

IV. REIMBURSEMENTS and GIFTS —- transportation, lodging, food, eate

ment.
(locludes those to spouse and dependent childrens use the parentheticals ($)” and "(DC)" to indicate reportable

reimbursements and gifts ret
DESCRIPTION

ft NONE (Nosuchreportable reimbursements or sis)

by spouse and dependent childres, respectively. See pp 26-29 of Instructions)

V. OTHER GIFTS, (Includes those to spouse and dependent children; se the parentheticals"(S)" and "(DC)" to
Si

indicate other gifts received by spouse and dependent children, respec
SOURCE

DESCRIPTION
[7] Nome crosscbrepinatie si)

33 of Instructions.)

oe mw

‘VI, LIABILITIES. _(Iacisdes those of spouse and dependent children; indicate where applicable, persoo responsible

bility ofthe spouse, "(1)" for joint Babiity of

Sependent cd. Se p. 34:36 fasoctons)
DESCRIPTION

ee



2071

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“aajasas pibs yo ew ays yo a2uEpyses

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SP re

pios aly BuyoBo.sesuy Aq*pouso| | a2iasas siyy YIM paybouuos

5}90} Jeyso pud ewOU esoym a}!3]WOP PIDs ey UI BuIpisas puD BuIAl, ‘ss0ah 9 e60 ey) Jono Aljuesndd Ugsiad D

> eof is_ om

jo spuoy ays u

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BYWIEH GE TELEEKTOM

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‘vosso fi Malki

PINs oR |

2 7. id PTS panel
! & q
1


1978

WRIT OF HABEAS CORPUS

‘AD PROSEQUENDUM
STATE OF LOUISIANA, PARISH OF JEFFERSON

STATE OF LOUISIANA EX REL: 24TH JUDICIAL DISTRICT COURT
———— —-SIATEOE LOUISIANA _____. for ‘the
” PARISH OF JEFFERSON
~ SAMUEL WALLACE WM QR No.89=1-, 89-2, 89-2361,
‘The State of Louisiana to__U.S. MARSHALL'S OFFICE=-JAMES V. SERIO, JR.

Greeting:
YOU ARE HEREBY COMMANDED, in the name of the State of Louisiana and of the 24th

Judicial District Court for the Parish of Jefferson, to'produce before Division_"8” _of this Court, on
Howat the}

9:00

‘TOR o'clock A. M., the SAID_DEFENDANT __ SAMUEL WALLCE

day of AUGUST

in the year 1920, at

and-to then and there show cause why the said DEFENDANT is detained and why —he should not be
PRESEWT FOR TRIAL.

And herein fail not under penalty of the law.

Witness the Honorable __JAMES L. CAMWELIA ___> Judge of the sala Court, this.
0 aay of in the year of our Lord 1920.

Clerk's Office, Courthouse, Gretna, La.—————_________19___

3PG~1219.99.48


2103

STATE OF LOUISIANA, PARISH OF JEFFERSON
24th Judicial District Court .
State of Louisiana

vs. No._-89-2360
~AUBRY_N. WALLACE Division A
pote 6/26/90

C.R.-SANDY_HANCOCK

_ DISTRICT ATTORNEY ___LAMBERT_ supcEe___PORTEOUS
‘THE DEFENDANT, AUBRY N. WALLACE APPEARED BEFORE {HE BAR OF THE COURT THIS DAY. HE
WAS REPRESENTED BY JOSEPH TOSH, HIS ATTORNEY.
‘THE DE! T WETEDREW HIS FORMER PLEA OF NOT GUILTY AND TENDERED-TO THE STATE A
PLEA OF GUILTY TO R. S. 14:62 SIMPLE BURGLARY, WHICH PLEA WAS ACCEPTABLE TO THE STATE.
‘THE COURT ADVISED THE DEFENDANT OF ALL OF BIS RIGHTS; INCLUDING HIS RIGHT TO A TRIAL
BY JURY, IS RIGHT TO CONFRONT HIS ACCUSERS AND HIS RIGHT AGAINST SELF-INCRIMINATION!
AND TH "ANT ACKNOWLEDGED THAT HE’ UNDERSTOOD. THE DEFENDANT WAIVED THESE RIGHTS
AND A WALVER OF RIGUTS WAS EXECUTED AND FILED INTO THE RECORD. THE COURT ADVISED THE
DEFENDANT (OF THE ELEMENTS OF THE CRIME. THE DEFENDANT WAIVED ALL LEGAL DELAYS AND
REQUESTED IMMEDIATE SENTENCING. THE COURT ADVISED THE DEFENDANT OP THE BASIS POR SENTENCE
TH COMPLIANCE WITH ARTICLE 894.1, THE COURT SENNENGED THE DEFENDANT TO IMPRISONMENT
‘AT HARD TABOR FOR A TERM OF THREE(3)YEARS, GIVING THE DEFENDANT CREDIT FOR TIME SERVED.
EXECUTION OF SATD SENTENCE 1S SUSPENDED AND THE DEFENDANT IS PLACED ON TWO(2)YEARS.ACTIVE PRI
SEECIAL CONDITION OF PROBATION IS THAT DEFENDANT: PAY A $10.00 PROBATION SUPERVISION
FEE.

THE DEFENAVT REPORTED HIS DATE OF BIRTH AS 6/28/59 AND WIS AGE AS 29 TEARS.

NOTE OF EIDENCE:
WauaRT N. WALLACE

DEPUTY CLERK


2126

Case 2:02-cr-00219-HGB Document67 Filed 03/31/2003 Page 5 of 12

unfavorable publicity, assistance in obtaining a lucrative seafood contract, and other
things of value. The Government would prove the defendant's guilt through the
testimony of competent witnesses and the introduction of admissible evidence.

The Government would demonstrate that:

1. On February 1, 2001, a seafood wholesaler appeared in
BODENHEIMER's court for a criminal hearing. BODENHEIMER advised the parties
that he knew the seafood wholesaler but failed to reveal fully his relationship with the
seafood wholesaler.

2. On or about October 2, 2001, BODENHEIMER appointed Social Worker 1
to make recommendations on an issue concerning the preschool attendance of the
minor child.

3. On October 2, 2001, BODENHEIMER called a close relative of the father
and stated his intention to manipulate the proceedings in the father’s favor.
BODENHEIMER said that when the father was in BODENHEIMER's court earlier that
day, BODENHEIMER “had to act like | was neutral . . . cuz if | would have acted any
other way his wife was gonna file a motion to recuse.” BODENHEIMER further asked
the close relative of the father to ‘let him (the father) know that. . . | know what he did
for me, I'm talking about with that T.V. thing.” BODENHEIMER stated that “I’m not
gonna forget what he did” and "he will get everything he wants.” BODENHEIMER
repeated that “I remember what he did. | don’t forget my friends and he was a friend to
me and I'll see that he gets what he wants." BODENHEIMER further told the close

relative of the father that ‘if he (the father) wants to talk to me at all or let me know


1954

STATE OF LOUISIANA
vs.

NO. 87-0001
SYLVIA My CLOFER DIVISION N
REGINALD FRANCIS DATE 09/11/87
MELA A. MAYES

ET @L COURT REPORTER- K WESTMORELAND

DISTRICT ATTORNEY: J MOLATSON JUDGE: JAMES CANNELLA
THE DEFENDANTS SYLVIA M, CLOFER

REGINALD FRANCIS

MELVA A, MAYES

ARNOLD Ny WALLACE

@UDRY N. WALLACE

APPEARED BEFORE THE BAR OF THE COURT THIS DAY FOR THE PURPOSE OF TRIAL,
THE DEFENDANTS WERE REPRESENTED BY JOE TOSH

PONTINUED-BY DEFENSE
THE TRIAL WAS ORDERED:

CONTINUED AND RE-SET FOR OCTORER 23, 1989--PT-10-18-87 AT 1:30PM.
THE ACTION WAS TAKEN:

@T THE REQUEST OF THE DEFENDANT ATTORNEY,

THE NEXT COURT DATE IS 10/23/89 AT 09:00 - TRIAL
THE DEFENDANTS WERE REMANDED TO SAM WALLACE IN FED.

sane ‘|

PAGE 1 OF _.

S3LONIW NO
so

6861 0T AON


2153

Commentary

Self-nitiated amendments will be certified in the same manner as an original Report.
Each reviewer will complete block 8 on the AO Form 10 for each amendment as amended.

Waivers

The Committee may grant a request for a waiver of any reporting requirement for one
who is expected to perform the duties of the office or position less than one hundred and thirty
(130) days in a calendar year, but only if the Committee determines that:

(1) the person is not 2 full-time employee of the Government;

(2) the person is able to provide services specially needed by the
Government;

(3) itis unlikely that the person's outside employment or financial interests
will create a conflict of interest; and

(4) public financial disclosure by the person is not necessary under the
circumstances.

Any request for such a waiver must be directed in writing to the Committee with a
detailed explanation of the facts upon which the Committeé can make the determinations
required under the Act. All such requests are available to the public. Section 101(i).

GENERAL INSTRUCTIONS
The Report should be legible. Its format has been designed to be completed on most

typewriters. The name of the person and date of the Report should appear on each page.
Financial Disclosure Report software is available upon request from the Office of the Committee.

"None" Bo
Parts I through VII of the Report must be completed, If you have no reportable items in

any of these parts, do not simply leave it blank or mark it as "N/A", but instead mark the "None"
box as an affirmative declaration of the fact.

5 {sued January 2, 1997


eat

hep MAEE IOS TO TRL PEF erson.

miles ip 19, Courthouse.

‘oRedebto sina 9

—Leoewed otheabiat 3 ni soo gocaMal
pata Gaba’ 20030 96) ny —aIATAT — to sa0phq at) vot
herein famed ty leving the same at = domicile in the Porish of Jefferson
in the Hands of

«perso apparently over the oge 16 years, ving and residing in the sald domcle whose nore and other Face

connectpd with this service I learned by interrogating the ved —— —
the said 2 <1 201d sword ened HesIhg
temporarily absent from residence of the time of said service,
Service lat @ distonce of atlev&AW BB ear YNNtourthouse.

re cfd > —_— 9

eps Sil Pash Rlsor enw ToD


2094



2192

VI. INVESTMENTS and TRUSTS — income, value, transactions. (Includes those of
‘spouse and dependent children; see pp. 37-S4 of Instructions)

- 3. c a
Description of Assets Income | Gross value
including trust assets) during [at the end of| Trancections during reporting parted
reporting | reporting
Indicate, sere applicable, aimer of| "period | period
the asset by using the parenthetical
Cay" for Joint ommership of report Tf not exempt fron disclosure
ing individial ond spouse, "S)" for! cD] @ | ch] | cD
‘separate oxnership by spouse, "(OC)" te
for oimerthip by dependent child. cea. | @ “6
ba Identity of
Place #x)" after each asset IMenth buyer/selter
exempt from prior disclosure oy at private
feat] ine.) {CJ-P2| (au | tlom transaction)
[| WOWE (io reportable
LEO cormOK STOCK (5) 8 | ov
2 RENTAL propery #1 ALEXA,
(9995 200,000) | new
Is
Nationsbank (IRA) (COs) a {om
le weDonates Preferred Stock (x) HOw,

[7 income/Gain Cader: A-S1,000 or lees 881,001 to $2,500 Co82,50% to $5,000
See Col. B} 8 04) EH815,001 to $50,000 Fx850,001 to $100,000 $510,001 to 1,000,00
1851000, 001 to’ $5,000,000 tetore than $5,000, 600

‘815,000 oF leas K=815,001 to $50,000 1=$50,001 to $100,000 M=$100,001 to $250,000)
(0=8500,001 to $1,000,000 pi«s1,000,001 to $5,000,000
3=325,000,001 to $50,000,000 P4=Hore than $50,000,000

(585,001 to $15,000
00

[2 value Codes:
(See Col. €1 £ 03) N2$250,001 to $500,000
P2=$5,000,001 to $25,000,000

Notes to filer:

Do you disclose in Column B the amount and type of income?

Ifyou indicate "NONE" in Column B(2), did you leave Column B(1) blank?
Commentary

Column B(1), the income amount code, and Column B(2), the type of income, should both
be completed if you have income. If no income was received, Column B(1) should be left blank
and the word "None" should appear in Column B(2). When some income is received, then the
appropriate income amount code and type should be provided.

44 Issued January 2, 1997



2100

‘TWENTY-POURTH JUDICIAL DISTRICT COURT
PARISH OP JEFFERSON
STATE OF LOUISIANA roy
NUMBER__J 9-2?26o DIVISION. Z
STATE OF LOUISIANA
va.
Ww
Firea_l| (')
DEFENDANT'S ACKNOWLEDGEMENT OF CONSTITUTIONAL

RIGHTS AND WAIVER OF RIGHTS ON ENTRY OF A
PLEA OF GUILTY

TO THE DEFENDANT, BY THE TRIAL JUDGE PERSON-TO-PERSON:

Your attorney has indicated to me that he has advised you of your
rights (1) to a trial by jury, (2) to confront your accusers, and (3
against self-incrimination and that by entering a plea of guilty, you are
waiving or giving up these rights. He has also indicated to me that you
have advised him that you understand these things. that correct?

I want you to convince me also that you understand what you are doing
by entering this plea of guilty. Consequently, I am going to explain the
nature of the crame to which you are pleading guilty and I will also explain
the consequences of a plea of guilty. If you have any questions, or if you d
Rot understand anything I say, stop me and I will anawer your questions and
give you any additional instructions which you may desire.

First, tell this court how old you are? And how much schooling have
you haa? Lh Goaete- H-$. 91PLOmA

1. You are pleading guilty to the crime of A-CO/Y62 Sy aelem gexcema

which occured on the Ff taay of , 19 F .
The maximum sentence which I can Impose ears Reo ord rs
There is no probation, parole or suspension of sentence for the crime of
Armed Robbery or Attempted Armed Robbery. Do you understand that?

2. Do you understand that the plea of guilty is your decision, and no one ca
force you to so plead? To plead guilty is your voluntary act and must be fre
from any vice or defect’ which would render your ability to plead guilty inade
Has anyone used any force, intimidation, coercion or promise or reward agains
either you or any member of your family’ for the purpose of making or forcing
you to plead guilty?


1993

STATE OF LOUISIANA
US.

SYLVIA M, CLOFER
REGINALD PRANCTS:
MELVA A. MAYES yET AL

0 89-0001
DIVISTON N

01/30/91

KERRY WESTMOREL

DISTRICT ATTORNEY: UW... LEBLANC JUDGE: JAMES CANNELLA

THE DEFENDANTS SYLVIA M. CLOFER
REGINALD FRANCIS
MELUA @. MAYES
ARNOLD N. WALLACE,
AUDRY N. WALLACE.
APPEARED BEFORE THE BAR OF THE COURT THIS DAY FOR THE PURPOSE OF TRIAL.
THE DEFENDANTS WERE REPRESENTED BY

<= =CONTINUED-BY_DEFENSE
THE TRIAL WAS ORDERED:

CONTINUED AND RE-SET FOR FEBRUARY 4,1991 AT 9200 A.M,
THE ACTION WAS TAKEN:

AT THE REQUEST OF THE DEFENDANT ATTORNEY.

THE NEXT COURT DATE IS 02/06/91 AT 09:00 ~ TRIAL
THE DEFENDANTS WERE ENLARGED.

entry [7 PAGE 1
'


2194

In addition, the method used for valuation should be reported in Column C. These are
coded as follows:

Q-
R-

Appraisal. Indicate in Part VII-A or Part VIII the date of the appraisal.

Cost. This method may be used only for real property or an interest in a real
estate partnership. If used, show in Part VII-A or Part VIII the date of purchase
and the amount, not just the category code, of the purchase price.

Assessment ~ assessed value for tax purposes. If this method is used, show in
Part VII-A or Part VIII the amount, not just the category code, of the assessed
value and, if the property is assessed at less than 100% of its value, adjust the
assessed value to reflect the current value and explain your adjustment.

Cash/Market. The quoted market price of publicly traded stocks and other
securities; the face value of interest bearing corporate or municipal bonds or
comparable securities; the balance or surrender value of certificates of deposit,
savings and checking accounts, money market funds, etc.

Book. The net worth of a proprietorship, partnership interest, or corporate stock
according to the books of such entity. This method may be used only for property
interests not publicly traded.

Other. Any other recognized indication of value, such as current selling price of a
comparable interest. If this method is used, you must describe in Part VII-A or
Past VIII the method used.

Estimated. Your good faith estimate of the value of property if its exact value is
not known and a more accurate determination of its value cannot be easily
obtained by another method,

The gross value of the property should be indicated without reductions for mortgages, etc.
References may be made in Part VII to mortgages included in Part VI (Liabilities).

46 Issued January 2, 1997


2155

In the absence of permission to use an alternative format, no extrinsic reports or
documents may be used as substitutes for disclosure on the AO Form 10 as provided. This
limitation is necessary to avoid additional burdens that would occur in the review process ifa
variety of documents, with different formats and often with extraneous information, were

permitted.
Reconciliation with Prior Reports

Each Report should be complete in itself. No information may be adopted by reference to
prior Reports. If letters approving a specific transaction, position or agreement have been
received from the Committee, or if the Committee on Codes of Conduct has approved particular
conduct or actions, a copy of the letter of approval should be attached to each Report to avoid a
letter of inquiry.

Compare the information on your current Report with that in the prior Report to assure
that each is complete and correct.

To assist the Committee during the review process, list items in each Part of the Report in
the same order as shown in the prior Report (placing any new items at the bottom of the list or of
the appropriate subdivision of the list).

Personal Information
FINANCIAL DISCLOSURE REPORT
For Calendar Year 1996
1. Person Reporting (Last Mane, first, middle initial)| 2. Court or Organization B. Date of Report
‘ITH, Jon 8. U.S. OfsTRICT COURT, 108K sont 16, 1997
G. Title cArticte 111 dukes indicate active or 5. Report Type Ccheck spprop type)| 6. Reporting Period
jodjes indicate
_— Nonination, Date, JN. 1, 1996 +
ec. 31, 1996
U.S. DISTRICT JUDGE ~ SENIOR STA initial of Annual Finat
7. Chanbere or Office Address ®, On the basis of the information contained in thie
Report, and any modifications pertaining thereto, it
U.S. comTHOUSE ‘sy in'my opinton, in compl tanceuith applicable Laws
44 Gest 315r steeer ‘and regulations.
BOISE, 1DANO 43215
Reviewing Officer Signature pate

1 {ssued January 2, 1997



2173

(4) A judge's status as partner of a family parmership or shareholder of a family
corporation is not the equivalent of serving as officer or member of the board of an
entity, and thus the financial return to the judge as partner or shareholder is not
prohibited. (Compendium § 35.4(c) (1995).)

(5) Where a judge failed to obtain prior approval of teaching, Chief Judge has authority
to approve teaching for compensation nunc pro tunc if satisfied that the failure was
occasioned by excusable neglect, the application would have been approved if timely
filed, and other criteria for approval are satisfied. If circumstances do not justify nunc
rg tunc approval, the judge's only recourse is to refund the compensation.
(Compendium § 35.7(a) (1995).).

25 Issued January 2, 1997


1953

STATE GF LOUTSTANA

IS- NO. 89-0001
@RNOLD MN. WALLACE DIVISTON N

AUDRY N. WALLACE DATE 06/21/89
SAMUEL WAL

ACE COURT REPORTER SANDT HANCOCK

DISTRICT ATTORNEY: JOHN fMLATSON, JR. JUDGE: JAMES CANNELLA

THE DEFENDANTS ARNOLD N. WALLACE
@UDRY Ny WALLACE
SAMUEL WALLACE
APPEARED REFORE THE RaR OF THE COURT THTS DAY FOR THE PURPOSE OF TRIAL.
‘THE DEFENDANTS WERE REPRESENTED BY JE TOSH

=<CONTINUED-BY DEFENSE
THE TRIAL WAS ORDERED:
CONTINUED AND
THE ACTION WAS TAKEN:
AT THE REQUEST OF THE DEPENDANT ATTORNEY,

5

FOR 9-11-89 ;PRE-TRIAL SET 9-4-a9,

THE NEXT COURT Da’

5 O9/11/89 AT OF200 ~ TRIAL

%
ty
G

wae Kl vce 4


2187

has been a fairly common misconception from filers that both thresholds must be met before an
asset is required to be disclosed.

Normally, any information pertaining to a personal residence is exempted from
reporting. However, a second personal residence (e.g., a weekend or vacation home) should be
reported if rental income is received for the use of the property.

The reporting of accounts in a financial institution does require some clarification since
the Committee changed some of the language for the calendar year 1994 Instructions. If the
aggregate amount of income for all of an individual's accounts or the value of all such income
producing accounts exceeds the established thresholds, then each such account must be
separately reported for each individual. It is important to apply the "threshold test" separately
to each individual owner of the accounts, which would include the following:

(1) accounts individually owned by filer,

(2) accounts individually owned by spouse,

(3) accounts individually owned by dependent child, and

(4) accounts jointly owned by filer and spouse or dependent child.

It should be understood that a reporting exemption for failure to meet a threshold
amount, or for any other reason, does not affect any inquiry or recusal obligation under the
Code of Conduct for United States Judges.

2. Description of Assets

In completing Part VII, a separate description of each asset listed is required. To assist
the reviewer, assets should be listed in the same order as in the previous Report. Each asset
reported should be described in sufficient detail so the reader can tell what the property is. As

examples:

- For stocks, bonds, and other securities indicate the type of the holding,
“common,” etc., and its name. Commonly understood abbreviations are
permitted.

- For an account within a financial institution, give sufficient information so that it
can be identified. Aggregate information may be provided for accounts in each
financial institution.

-  Fornotes or accounts receivable, indicate the nature of the receivable and the
name of the debtor(s).

39 Issued January 2, 1997


| Let a Writ of Habeas Corpus Ad Prosequéndum be issued to
4 Oakdale Federal Detention Center PO Box-S050-Oakdale,—EA
ordering and directing (him, them) to produce the body of

Samuel Wallace before the 24th Judicial

District Court for the Parish of Jefferson, State of Louisiana,

on the 16th day of October » 19.90, at
9:00

» at Gretna, Louisiana, to be _ Tried

for the crime of Poss.W/Int.Dist.
Cocaine, PCP,& Poss. of Cocaine(2ctis) the matter entitled

State of Louisiana vs.___ Samuel Wallace

Number 89-1,2361,2395 __, of the Criminal Docket of this Court.

Gretna, Louisiana, __- September 28 » 1990+

4|

i A TRUE COPY OF THE ORIG!
ON FILE IN TLWOFFICE, TNA

TUDGE

HY CLERK
24TH. JUD
PAREN OF seesaw ca, CURE



2067



2161

(3) practice a profession which involves a fiduciary
relationship for compensation;

(4) serve for compensation as an officer or member of the board of any
association, corporation, or other entity; or

(5) receive compensation for teaching, without the prior notification and
approval as herein provided.

Note: Senior employees of the Court of International Trade or the Claims Court
must obtain approval from the chief judges of those courts. Senior
employees of the Tax Court must obtain approval from the chief judge of
the Tax Court. Commissioners and senior employees of the Sentencing
Commission shall obtain approval from the Chairman of the Sentencing
Commission. Senior employees of the Administrative Office of the United
States Courts must obtain approval from the Director of the
Administrative Office.

&. Judicial Employees. A judicial employee may engage in such activities as civic,
charitable, religious, professional, educational, cultural, avocational, social, fraternal, and
recreational activities, and may speak, write, lecture, and teach. If such outside activities
concern the law, the legal system, or the administration of justice, the judicial employee should
first consult with the appointing authority. (Code of Conduct for Judicial Employees, Canon 4A.)

¢. Federal Public Defenders, A defender employee should not engage in the private
practice of law.. Notwithstanding this prohibition, a defender employee may act pro se and may,
without compensation, give legal advice to and draft or review documents for a member of the
defender employee's family, so long as such work does not interfere with the defender employee's
primary responsibility to the defender office. (Code of Conduct for Federal Public Defender
Employees, Canon SD.)

3 Issued Janay 2, 1997


1966

STATE OF LoursiaNa = T .

vs. No. 29001
SYLVIn Me CLOFER DIVISION N
REGINALD FRANCIS DATE 03/14/90
MELVA A. MAYES sET AL COURT REPORTER- SANDI HANCOCK

DISTRICT ATTORNEY: D GANUCHEAL! JUDGE: —JAPIES CANNELLA

THE DEFENDANTS SYLVIA M, CLOFER
REGINALD FRANCIS
ELVA A. MAYES:
ARNOLD N. WALLACE
AUDRY Ne WALLACE
DID NOT APPEAR BEFORE THE Rak OF THE COURT THIS Day FOR THE FURFUSE OF TRIAL.
THE DEFENDANTS WERE REPRESENTED BY

‘ONTINUED-BY DEFENSE
THE TRIAL WAS ORDERED:

CONTINUED AND FE-SET POR MAY 14, 1990.
THE ACTION Was TAKEN:
AT THE REGUEST OF THE DEFENDANT ATTORNEY.

THE NEXT COURT DATE IS 05/14/90 AT 09:00 - TRIAL

THE DEPENDANTS WERE REMANDED TO DEFT AT LARGE

pen {| ace 1 OF


1961

RE: Samuel Wallace
page 2

It is requested that the inmate be released to the custody
of the State of Louisiana, via the Jefferson Parish Sheriff's
Office the week of October 23-27, 1989 and that he should be
returned to the Pederal Custody in the Orleans Parish Prison
upon completion of court.

Sincerely,

2 oS V1 Wrlaower
Johh J. Molaison, Jr.
Assistant District Attorney

Parish of Jefferson
State of Louisiana

JIM/yh


1950

STATE OF LOUISIANA

. NO. 89-0004,
SYLVIA M. CLOFER DIVISION N
REGINALD FRANCIS DATE oa/ii7ay
MELVA A. MAYES YET AL COURT REPORTER- SANDI HANCOCK
DISTRICT ATTORNEY: J MOLATSON MUDGE: JAMES CANNELLA

THE DEFENDANTS SYLVIA M, CLOFER
EGINALD FRANCIS.
WELUA A. MAYES
ARNOLD N. WALLACE
AUDRY N. WALLACE — SAMUEL WALLACE
APPEARED BEFORE TNE BAR OP THE COURT THIS DAY FOR THE PURPOSE OF TRIAL.
THE DEFENDANTS WERE REPRESENTED BY J TOSH

SONTINUED-EY DEFENSE

TRIAL WAS ORDERED:

CONTINUED AND RE-SET FOR MAY 15, 1987--PT--MAY 10, 1989 1:90PM,
THE ACTION WAS TAKEN:

‘AT THE REQUEST OF THE DEFENDANT ATTORNEY.

THE NEXT COURT DATE IS 05/15/89 AT 07:00 - TRIAL

THE DEFENDANTS WERE ENLARGED.



2079

ences

aww moat au wo soy
“@I1AJES PIs jo out ous 4D souepises”

Super Ragie set leseHAOTTES Te ou

+. poem op pee

Ma 40 spudy ey) UY
A

uosie}eF JO YsiiDg ayy UI a}>;WOP ap ! q pewod ulesay
jou pe Enjboes of “IW
TeEstzor on pS SqIK Of WX a Fi
él KON wee HEI ergSreg To, sbbesr pay pit

77

ROHHOWNOG

a

EYERRM Ob TERKEBROM |
paAMiby Ob PONIRIVAY
‘asnouyinoy ayy fiby sopur NOgMPyGPSoUDIsIp D 10 ‘aforernoy

pees 345i Qk MORN You: Ht S48 Virgiciy) Hien
SAPD octane - -——f- “2H ROM HER

Vo 0 enbboniv



= C'SHRRDENA ” |

=

No.892360 “" Olice ol JON A. GEGENHEIMER Cick of Cou
-SEATE OF LOUISIANA [| 24th Judicial District Court
irs ve for.the :
i n STATE OF LAUERLANA
AUB PARISH OF JEFFERSON
i:
.ToM. aoe . oem piv.
BLA, OFFICE 06060

You ae hereby onde fo appear before the 2408 Juda Distt Cou ig the Parish-of
Jefferson} on the 23 25 duy of APRIL Tt yepy of Our Lord 19g ce SB! Ait Pa of
f im the above entitled mater.

Court: ,

6, Gretta, Le FEBRUARY _16)1990

a eee
VA toe



2016


2154
re ‘ing Famil

A reporting person is required to disclose financial information concerning a spouse and
dependent children, and the form is designed for inclusion of this information. Section
102(e)(1), ‘The requirement to disclose trust information for a spouse and dependent children
only when a beneficial interest exists is found on pages 51 and 52. The Act does not require
disclosure of the financial interests of other family members, nor is it required with respect to @
spouse who is living separate and apart with the intention of terminating the marriage or
permanently separating. Section 102(e)(2).

The Act defines a dependent child as a "son, daughter, stepson, or stepdaughter . . . who--

(A) is unmarried and under age 21 and is living in the household of the reporting
person; of

(B) _ isa dependent of the reporting person within the meaning of section 152 of the _
Internal Revenue Code of 1986." (26 U.S.C. § 152)

Section 109(2).

When reporting information about a spouse or dependent children, add the parenthetical
"(8)" or "(DC)" to signify the person(s) to whom it relates. The parenthetical "(J)" should be
used to signify an item jointly held or owned by you and your spouse.

Extra Pages: Attachments

If more space is needed for any Part than is provided on the form, make the additional
entries on a new page and include it as a numbered attachment. The identifying information
(name and date of Report) must appear on each attachment page. If you make these entries on
other than a photocopy of a page from the form, make sure that the Part being continued is
indicated and that all the required information is given.

Alternative Format For Reporting

The computer program available from the Administrative Office provides an acceptable
format for reporting.

Itis permissible in exceptional circumstances to provide the required information in any
Part of the Report in an alternative format but only upon a specific written determination by the
Committee that such alternative reporting is acceptable. Those wishing to use alternative formats
should seek permission to do so by writing to the Committee stating in detail the format to be
used, why the request is being made, and whether it is for the current Report only or for future
Reports, as well. All information submitted must be in a format easily reconciled with prior
Reports. Section 102(b)(2)(A).

6 Issued January 2, 1997


1971

. ye
ert or La
JOHN M. MAMOULIOES

Seti MAMOUL

‘State OF LOUIaNA

NC) eA in 25, 00

Marshall James V. Serio Jr.

U.S. Marshall's Office
500 Camp St.
New Orleans, LA

Wallace
n/m

On December 15, 1988, May 11,1989, and May 22, 1989,
in the 24th Judicial District, Parish of Jefferson at
Gretna, Louisiana, the captioned subject was charged with
Possession with Intent to Distribute Cocaine, Possession of
Cocaine(2cts), Possession with Intent to Distribute PCP
and Possession of PCP.

Dear Marshall Seri

There is now pending in our jurisdiction a trial
date set for August 13, 1990.

The name and address of the court issuing writ is
as follows:

Judge: Honorable James Cannella

Court: 24th Judicial District Court, Parish of Jefferson,
State of Louisiana

Address of Court: Honorable James Cannella, Twenty Fourth
Judicial District Court, Division "N*
Jefferson Parish Courthouse Annex
Gretna, Louisiana 70053

John M. Mamoulides, District Attorney for the Parish

of Jefferson, State of Louisiana is making request for
production.

PANOT MONEE ANINEY GRETNA I ALuRANG 7AORA THI RBHONE tana) aARA-1n20


2090

~ ian i! -

_Received on aoe
| sanisdjgusveronestihs aay ii — ott
on, {

‘Tg sor talib Ares yay FU ferson,

4 miles AG STRT

iy

tovisionp, at @ distancetptckbout
H AMALeIOS IO Rewreed.
WOBATIVL 10 HEMIAT eS es

t
i
H
|

nonfat
ataY Ao seomulg st) wt

domicile in the Parish of Jefferson

in WPscigdemicie whose name and pther facts:
ain et _snuoHl aaron akg

jenco at the time of said service.
lg

1e Courthouse.

temporari
Ser.
‘te che

9



2186

- Political campaign funds, including campaign receipts and expenditures. Section
102(g).

- In Part VII, information associated with property which is the sole financial
interest or responsibility of the spouse or child; which is not derived from the
assets, income or activities of the reporting person; from which the reporting
person does not derive or expect to derive a benefit; and of which the reporting
person has no knowledge. Section 102(e)(1)(E). Omission of such data indicates
a certification of these statutory conditions. This rule also applies to the reporting
of liabilities, see the Instructions for Part VI.

To help reporting persons in instances where a position held in an economic entity may
have a bearing on reporting requirements, the following should be used as guidance:

When a Financial Disclosure Report contains information reflecting a filer’s interest in a
partnership or other business enterprise, the filer must disclose the assets held by the
business entity if.a filer can direct, influence or in any other manner affect the purchase,
exchange, sale or disposition of the entity or property owned by the entity, or when the
filer can influence policy decisions which affect the purchase, exchange, sale or
disposition of the entity or of property which it owns.

For annual Reports, the reporting period is the calendar year preceding the date of the
Report. Section 102(a)(1)(B). For final Reports, see Appendix HI for the appropriate period.

Ifyou, your spouse, and your dependent children did not have assets subject to reporting,
check the "None" box rather than leaving Part VII blank.

Commentary

Investment income is to be contrasted with earned income. The crucial factor is the
filer's services. If the filer’s services are a material factor in the production of income, it is
earned income and should be reported in Part Ill. However, limited partners usually receive
investment income from the partnership, since they normally do not perform services for the
partnership. Investment income includes returns on investments rather than compensation for
personal services. It includes income derived from all forms of property, such as securities,
funds, accounts, real estate, partnerships, joint ventures, businesses, and interests in trusts and

estates.

When determining whether or not an investment asset should be reported, either the
income threshold (in excess of $200 during the preceding calendar year) or the value threshold
(in excess of $1,000) at the end of the year is sufficient to require reporting. For accounts in a

financial institution, assets must be in excess of $5,000 or produce income in excess of $200. It

38 Issued Janwary 2, 1997


Let a Writ of Habeas Corpus Ad Prosequendum be issued to

U.S. MARSHALS SERVICE, EASTERN DISTRICT OF LOUISSANA
500 CAMP ST., N.O., LA ~
ordering and directing (him, them) to produce the body of

SAMUEL WALLACE before the 24th Judicial

District Court for the Parish of Jefferson, State of Louisiana,
on the F-_3 day of OCTOBER , 19__ go, at

9:00 a.m. , at Gretna, Louisiana, to be

TRIED for the crime of poss. WITH INTENT
TO DIST. PCP; POSS, OF COCIANE in the matter entitled !
State of Louisiana vs. AMUEL WALLACE.
Number 89-1; 89-2395; , of the Criminal Docket of this Court.

89-2361
Gretna, Louisiana, September 29  19_g9-

DeIUAMES 1. CANNELIR.

TUDGE



2088

¢_SUBPRENA-

+t

vf = . A

=F No._age9so—— TOtfce of JON A. GEGENHELMER ‘ck of Cou
a

‘2g E oP Lopiiaenn ‘A+ (5 24th Judicial District Cdurt

conte’ ter
| ‘ | STAB OF LOUISIANA
_ PARISH OF JEFFERSON

jum +

DIV.

. You. are pereey ordered to appear before'the 24th Judicial District wom im and for-the Parish‘of
Jetta on the ps day of June in the year! of: Our Lord 19 9.
se of TTL ‘ Me teats

1, By ofder of the Court



2131

Case 2:02-cr-00219-HGB Document67 Filed 03/31/2003 Page 10 of 12

soon with the rest of the fresh seafood that we buy.”

29. On April 26, 2002, BODENHEIMER told the seafood wholesaler that he
would be having lunch with “that boy’ from a company associated with the father the
next week and intended to ask him “where the f--- is that contract you promised me.”

COUNT THREE

If this case were to proceed to trial, the Government would prove that defendant,
RONALD D. BODENHEIMER, a Louisiana district court judge, conspired with the
owners and employees of a Jefferson Parish bail bonding company, and others known
and unknown to devise and intend to devise a scheme and artifice to defraud and to
deprive the citizens of the State of Louisiana of BODENHEIMER's honest and faithful
services, performed free from deceit, bias, self-dealing, and concealment.
BODENHEIMER did so by using his position as judge to enrich himself by setting,
reducing, and splitting bonds in various criminal matters pending before him as well as
other judges on terms most advantageous to the bail bonding company in exchange for
things of value, including meals, trips to resorts, campaign contributions, home
improvements, and other things of value. The Government would prove the
defendant's guilt through the testimony of competent witnesses and the introduction of
admissible evidence.

The Government would demonstrate that:

1. At various times during the period from August 2001 through April 2002,
the Government conducted court authorized electronic surveillance of

BODENHEIMER’s home telephone, office telephone, and chambers, as well as the

10


Let a Writ-of Habeas Corpus Ad Prosequendum be issued to

Marshall James V. Serio Jr

ordering and directing (him, them) to produce the body of

Samuel Wallace before the 24th Judicial
District Court for the Parish of Jefferson, State of Louisiana,

on the __j3th day of, August. + 19_ep at

9:00 a.m » at Gretna, Louisiana, to be pried

for the crime of Poss.W/Int.Dist.
“Cocaine, Poss.of Cocainel2cts),
Poss.W/Int.Dist.PCP & Poss.PCP_ in the matter entitled

State of Louisiana vs. Samuel Wallace

Number 89-1,2,2361,2395 , of the Criminal Docket of this Court.

Gretna, Louisiana, __- June 29 + 1990.

Drmsagl anascle

V TUDGE



2113

Case 2:02-cr-00219-HGB Document 64 Filed 03/31/2003 Page 2 of 4

COUNT 2

From in or about the Fall of 2001, and continuing through in or about June 2002, in
the Eastem District of Louisiana and elsewhere, the defendant, RONALD D.
BODENHEIMER, and others, knowingly and willfully devised and intended to devise a
scheme and artifice to defraud the citizens of the State of Louisiana by depriving them of
RONALD D. BODENHEIMER's honest and faithful services as a judge overseeing a
domestic proceeding in the 24” Judicial District, State of Louisiana, performed free from
deceit, bias, self-dealing, and concealment.

Specifically, on or about February 19, 2002, in the Eastern District of Louisiana,
RONALD D. BODENHEIMER did knowingly and willfully causeto be placed in an authorized
depository for mail matter, and delivered by the United States Postal Service according to
the direction thereon, a Judgment relating to the preschool attendance of a minor child,
among other things; in violation of Title 18, United States Code, Sections 1341, 1346 and
2.

COUNT3

From atime unknown, but prior te April 1999, and continuing through in or about June
2002, in the Eastern District of Louisiana and elsewhere, the defendant, RONALD D.
BODENHEIMER, did knowingly and intentionally combine, conspire, confederate and agree
with other persons known and unknown to the Grand Jury to knowingly and willfully devise
and intend to devise a scheme and artifice to defraud the citizens of the State of Louisiana,
by depriving them of RONALD D. BODENHEIMER’s honest and faithful services as a judge
handling bail bonds in criminal cases pending in the 24" Judicial District, State of Louisiana,

=2-


2221

When speeches and lectures are sponsored by and presented within
the overall educational program of an accredited institution, the
Conference believes that they do not provide the occasion for any
of the evils Congress was seeking to avert and accordingly, they
should qualify as- "teaching." Thus, a lecture, lecture series,
symposia, moot courts, and jurist-in-residence programs may be
compensated as "teaching," provided, of course, the strictures of
the Codes of Conduct are met. Teaching may also include
participation in programs sponsored by bar associations or
professional associations or other established providers of
continuing legal education programs for practicing lawyers.
Participation in bar review courses or in the preparation and
grading of bar examinations also qualifies as teaching.

The Codes of Conduct permit a covered senior employee to
receive compensation for part-time teaching so long as (1) the
compensation received is reasonable in amount and does not exceed
that normally received by others for the same activity, (2) the
source of the compensation does not give the appearance of
impropriety, and (3) the teaching activity does not interfere with
the performance of judicial duties. These requirements are
continued as criteria for approval of teaching requests.

Covered senior employees who wish to participate in a
symposium, lecture series, or other teaching activity of limited
duration and receive compensation therefor must secure the same
prior approval as those, who teach conventional courses for
compensation. No such approval is required for teaching when no
Payment is received or when payment is received only to reimburse
the ordinary and necessary expenses incurred in providing the
teaching services, such as travel, lodging, and meals for the
covered senior employee and a relative accompanying him or her;
such reimbursement of expenses is not "compensation." No prior
approval is required for compensated teaching activity of an
employee of the judicial branch whose basic pay is less than 120
percent of the minimum rate of basic pay payable for GS-15 of the
General Schedule.

In addition to the civil penalty provided in 5 U.S.C. app. 4,
§ 504(a), a judge covered by the Judicial Councils Reform and
Judicial Conduct and Disability Act of 1960 (28 U.S.C. §§
332(d) (1), 372(c)) who violates these regulations shall be subject
to discipline as provided in that Act and any other judicial
officer or employee who violates these regulations shall be subject
to discipline in accordance with existing customary practices.

Notes:

73 ‘Issued January 2, 1997


2133

Case 2:02-cr-00219-HGB Document 67 Filed 03/31/2003 Page 12 of 12

Jaw requires that judges make regular campaign finance reports. Correspondence

relative to such reports were routinely handled through the mails.

ONALD D. BODENHEIMER
DEFENDANT

EDDIE J. CASTAING/ESQ.

MICHAEL W. MAGNER
Assistant United States Attorney
Bar Roll No. 1206

ithe BMA

WILLIAM J. GIBBENS
Assistant United States Attorney
Bar Roll No. 27225

Q At

NANCY J. NEWCOMB
Senior Trial Attorney
Public Integrity Section
Criminal Division

U.S. Department of Justice

New Orleans, Louisiana
March 28, 2003

12


2217

Trade, the Court of Federal Claims, the Tax Court,
ox the Court of Veterans Appeals shall be approved
or disapproved by majority vote of their respective
courts. In the case of a covered senior employee
of a district court, the chief judge of the circuit
shall consult with the chief judge of the district
court and, where appropriate, the chief judge of
the bankruptcy court before making the decision.
In the case of a senior judge, the chief judge
shall make adjustments in the criteria for approval
to take account of the senior judge's status and
decreased work assignments.

(4) The decision by the chief judge may be appealed to
the judicial council, or the Court of Appeals for
the Federal Circuit, the Court of International
Trade, the Court of Federal Claims, the Tax Court,
or the Court of Veterans Appeals as appropriate. A
majority vote to approve or disapprove the request
shall be final.

(e) Reports of teaching requests and rulings covering the 12-
month period ending June 30 shall be sent by chief judges
or others authorized to approve such requests to the
Judicial Conference Committee on Codes of Conduct by July
31 of each year. That committee shall monitor these
submissions and report to the Judicial Conference.

§ 6. Advisory Opinions.

The Committee on Codes of Conduct of the Judicial Conference
of the United States is authorized to render advisory opinions
interpreting Title VI of the Ethics Reform Act of 1989 (5 U.S.C.
app. 4, §§ 503(3), 504(b)) and these regulations. Any person
covered by the Act and these regulations may request an advisory
opinion by writing to the Chairman of the Committee on Codes of
Conduct, in care of the Administrative Office of the United States
Courts, Washington, D.C. 20544.

§ 7. Effective Date.

These regulations will become effective on January 1, 1991,
if, but only if, the provisions of 5 U.S.C. app. 7, §§ 501, S02,
503, 504, and 505 are then in effect.

69 Issued January 2, 1997


(c)

2214

(2) Compensation received for teaching activity,
provided that in the case of covered senior
employees such teaching activity is approved
pursuant to Section 5 hereof.

(3) Awards for artistic, literary or oratorical
achievement made on a competitive basis under

established criteria.

(4) Compensation for any performance using an artistic,
athletic, musical, or other skill or talent or any
oral presentation incidental thereto, provided that
the subject matter is not directly related to the
officer's or employee's official duties and further
provided that the opportunity is not extended
because of the officer's or employee's official
position.

(5) Compensation for any writing more extensive than an
article,

(6) Compensation for works of fiction, poetry, lyrics,
script or other literary or artistic works.

(7) A suitable memento or other token in connection
with an occasion or article, provided that it is
neither money nor of commercial value.

Any honorarium which, except for subsection 4(a) hereof,
might be paid to a judicial officer or employee, but
which is paid instead on behalf of such officer or
employee to a charitable organization described in
section 170(c) of the Internal Revenue Code of 1986,
shall be deemed not to be received by such individual for
purposes of that subsection so long as such payment does
not exceed $2,000 and is not made to a charitable
organization from which such individual or a parent,
sibling, spouse, child, or dependent. relative of such
individual derives any direct financial benefit separate
from and beyond any general benefit conferred by the
organization's activities. However, no payment may be
made to a charitable organization under this subsection
if the judicial officer or employee would be prohibited
from receiving and retaining the honorarium by any
applicable standards of conduct other than subsections
3(a) or 4(a) (for example, where an appearance, speech or
article is prepared as part of official duties).

66 Issued January 2, 1997


Lovisiono, at a dist

AMALZIUOI 10 Bewtted,
MozaeAAaL 30 HALA

Aver AB CAUCOAL : de ot

ania,

herein pamed by leaving the same at

domicile in the Porish df Jefferson

wm the Hands of p90 01-330 ny a
© persoh apparently over the age 16 years, living ond # cs sn the said domielle whose name and other facts

cannected with this service | learned by Interogeting the
eee Teta

é i572 ae ama aellaliash

the s0id #

‘temporprily absent from. residence at the time of stid service.

Servicelgt o distance} “ L miles trom the CourtbeNt he ra grave
a2 ptt Returned _ ns ,

Baa dee Oe D


2087
+]
oy! ; SUREWENAD
{ No.—aeaaso—
‘STATE OF LOUISIANA:
Po yg -

|. You are heteby ordered to appear vetoes Ath Judicial District Court in and forthe Pash of

the g5—day of —sun—— ia the year of Our Lord 19.
‘of . ~90 Na 1A matter,
a5?

. . "ne 2 a9 LNA nau

€ orc #79

; By order ofthe, Court

‘Dopey Clete



2038

i: - sy) whe
: No._gg2a407 — > + Oliice of JON-A? GEGENHEIMER Celi’ of Court
fs “SNA ATE OF LOUISIANA: ‘Mth Judtetat: Tinteiet Court
i : - STARE OF LOUISIANA
= PARISH OF JEFFERSON
ToMW_k J DIv.__A
3 ia 70072
segeag aaa : = rosy a
the pirpose of TRIAL
te! fer coat 1 sane"
ce By order of the Court: DEC 9, aod LD oh bd
tbe . ; ;
ear 8) |
eters Oia, Capstone Grea La Dp pL NN

Mig hm

_ ’ Ys "= = os
Colceg Bev the Votom



2166

UL_Non-investment Income

Information pertaining to the reporting person and the spouse, as noted, is required in this
Part.

A General Non-investment Income

In this Part report non-investment income from whatever source, including but not
limited to these items: compensation for services, including fees, commissions, etc.; income
derived from business; royalties; annuities; income from life insurance and endowment contracts;
and fixed benefits from vested pension plans. Amounts reported should be net income, except
for income derived from a business, can be listed as net or gross, and indicated as such. Section
109(7). Dividends on life insurance policies not held in whole or in part as an investment or for
the production of income need not be reported.

Report the source, type, amount or value, of income from any source aggregating $200 or
more in value. Honoraria are treated differently. Section 102(a\(1\A). See Part III B, below.
See below for specific exemptions.

For spouses, report the source of items of earned income from any person which exceeds
$1,000 and the source and amount of any honoraria which exceed $200. If the spouse is self-
employed in business or a profession, the nature of such business or profession should be
reported. Section 102(e\(1)(A).

To indicate that income was earned by your spouse (and hence that the amount need not
be shown), add to the identification the parenthetical "(S)*.

You are not required to disclose in Part III the following:
- compensation for current employment by the United States. Section 102(a\1\(A).

- income that from a single source did not aggregate $200 or more during the
reporting period. Section 102(a)(1)(A).

- the amount of the spouse's "eared income", or any information about that "earned
income" that from a single source did not aggregate more than $1,000 during the
reporting period. Section 102(¢)(1XA).

- any information about dependent children's non-investment income. Section
102(e)(1XA).

- information with respect to a spouse living separate and apart with the intention of
terminating the marriage or providing for permanent separation or with respect to

18 Inwoed Janonry 2, 1997


2140

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or sioM yomb pue aatsuadxour mou Mouse 2073
‘susajqouds,eps3}594 aayos pur stacy s,hepe ast cy mon}

rasa 24p uo Susery dens

veoery

spa au you pus
Po aauas 0 fumysodso ayy am -epuse ou
igoweszanso> pur pooy poof e105

A eyoutey sg meunfeueyy Kowsy —wdogspusde
94
ojo
‘woaypun,
si Btn wo wogessnp
2M (e0ugnp pare sisans ‘a eyeweD ‘woissag siayeads payiauy — widzy-wesy:o,
doe pu “Sa Jo 90> sri ai pe Suoeal gad “apranye
‘raudogt ‘anuemadde sounautap ‘usqeuossazosd sassnosip see sty
van
VaDy ve aworoq 0) oy wo doustion vey wepLweceg
aeqoutey wei ude doe
aR emery iepfeaig fenouNUe — wdge-pi-weg
axoemy vedo signa wide-meg
snfog wooateg wogensiiny ——wdaseg
emy dpa
‘ edt NOILVDOT NOLLINN ALL
NOWV3O1 NOWONAa Ens
“0 x1n{ ‘Avasan,
{pari 6661 ‘Oz Ainf ‘Avasany, 6664 ‘02 anal i

HINGIHIS ADNaWIINOD

WINGIHIS JONaUaINOD



1958

. y ag ATTACHMENT FLA QOG 00

STATE OF LOUISIANA, PARISH OF JEFFERSON

2Ath Judicial ve NOFEREDS 2 ean ag
EAT Or as ese SL. MOTIO

‘YOU ARE HEREBY COMMANDED to attach the body of SAMUEL _B. WALLACE B/M DOB.
6305 FOURTH ST. #2A,MARRERO,

end that you have HIM before our said Court, om the
INSTANTER to anewer for a te .

afasiag to ttead before aaid Court as DEFENDANT

WITNESS THE HONORABLE JAMES L. CANNELLA supa oF THE SAID COURT

99-2361 me__2678 DAvor. SEPTEMBER 4, 89

“—E'5, 402587 POSS W/INTENT TO DIST.
Clerk's Olfice, Courthouse, Gretne, Le. ‘COCAINE “
Deputy Clerk

IPG 1219.25



<STAWE OF LOUISIANA |

PARISH OF JEFFERSON ©

wt Can Dec 19 wa

wohinbk bok 88! AT



2134

“*  « Case 2:02-cr-00219-HGB Document 68 Filed 03/31/2003 Page 1 of 2

UNITED STATES DISTRICT COURT
EASTERN DISTRICT OF LOUISIANA

1 Pita
UNITED STATES OF AMERICA + GRIMINAL DOCKET NOLd&:219., , 24
ek, Mitype
v. + SECTION: "c"(4) Leni VTE
RONALD D. BODENHEIMER :
Supplement to Factual Basis

In addition, the Government would demonstrate the following:

‘The laws of the State of Louisiana provided that Louisiana District Judges shall
be faithful to the law; shall be unswayed by partisan interests; shall perform judicial
duties without bias or prejudice; shall not, in the performance of judicial duties, by words
or conduct manifest bias or prejudice; shall not permit private or ex parte interviews,
arguments or communications designed to influence their judicial action in any case,
either civil or criminal; shall dispose of all judicial matters promptly, efficiently and fairly;
shall respect and comply with the law; and shall act at all times in a manner that,
promotes public confidence in the integrity and impartiality of the judiciary.

The Louisiana Constitution provided that Louisiana District Judges must support
the Constitution and laws of the United States and the Constitution and laws of the
State of Louisiaria and must faithfully and impartially discharge and perform all the
duties incumbent upon them as Louisiana District Judges, according to the best of their
ability and understanding.

The Government would demonstrate that defendant Bodenheimer’s actions in
connection with the conduct set forth in Count 2 and 3 of the Factual Basis constitute
udulent material misrepresentations and/or omissions.

a ee HP Ex. 88(g)


2049

STATE OF LOUISIANA
PARISH OF JEFFERSON

DV.__4

~ You.are hereby ordered.to appear-beforeithé 24th Judicial District Court in and for ehb-Parishsof
‘of _ERSRUARY in the year of Our Lord 19_#Qet,

the aboye



2170

- No Judicial officer or employee of the judicial branch (except for part-time
magistrate judges), may accept honoraria, but a payment may only be made on
behalf of such officer or employee to a charitable organization in lieu of the
honorarium, so long as the payment does not exceed $2,000, and is not made to a
charitable organization from which the filer or the filer’s parent, sibling, spouse,
child, or dependent relative derives any financial benefit. 5 U.S.C. app. 4,

§ 501(b) and (c). In such instances, the filer should report the source, date, and
amount of payments made to charitable organizations in lieu of honoraria and
shall simultaneously file with the Committee on Financial Disclosure, on a
confidential basis, a corresponding list of recipients of ali such payments together
with their dates and amounts. Section 102(a){1)(A).

c. General Provisions

For annual Reports, the reporting period is the calendar year preceding the date of the
Report, Section 102(aXIXA). For initial and final Reports, see Appendices I and II,
respectively, for the appropriate reporting periods.

If neither you nor a spouse had any reportable income during the reporting period, check
the "None" box rather than leaving Part Ill blank.

Commentary

Contained within these Instructions and Appendix III are detailed instructions and
regulations relating to limitations imposed on certain judicial officers and employees with
respect to certain types of outside employment and income. Several important guidelines need to
be emphasized for the benefit of the reviewing official.

Covered senior employees (defined in the cited appendix) are prohibited from receiving
more than 15% of the pay rate for Executive Level I (currently $133,600) in earned income from
outside employment, The limitation for 1996 is $20,040. However, senior judges who receive
compensation for teaching, part-time magistrate judges, officers and employees of the Supreme
Court, and employees of the Federal Judicial Center are exenipted as to teaching income and
are not restricted to this outside income limitation.

In addition, all judicial officers and all employees of the judicial branch (except for part-
time magistrate judges) are prohibited from accepting honoraria for any "appearance, speech,
or article." Any filer listing honoraria will be questioned for clarification and may eventually be
referred to the Committee on Codes of Conduct for an advisory opinion.

Frequently, difficulty arises for the reviewing official and staff auditor concerning what
constitutes outside earned income (which is attributed solely to the filer and not to the spouse).
The following lists common examples of compensated activities which are subject to the calendar

22 Issued January 2, 1997


2148

APPENDIX I - INITIAL REPORTS .
Who Must File and When .....
Instructions for Completing Each Part
Identifying Information .

I. Positions ....-

Ill. Non-investment Income .

IV. and V. Reimbursements and Gifts

VI. Liabilities ..........

VII. Investments and Trusts

APPENDIX II- FINAL REPORTS .

‘Who Must File and When

Instructions for Completing Each Part
Identifying Information .

APPENDIX Ill - Regulations of the Judicial Conference
of the United States under Title VI of the Ethics
Reform Act of 1989 conceming Outside Earned Income,
Honoraria, and Outside Employment . .
APPENDIX IV - Regulations of the Judicial Conference of the
United States under Title IIl of the Ethics Reform
Act of 1989 concerning Gifts . 16
INDEX 88

Issued January 2, 1997


2139

iddississiyy ‘1xopig
aSvary nvag
6661 ‘12-2 Ain{

HONIUAANOD

UVAACIN

666L

SA.LVLS Ga.LINON
SHLAO

SLNIOV TIVE TVNOISSIAOUd

HP EXHIBIT 90()


2065

EHF

Jeni edeg

TT pewnieg

sree et HEE juasqo 4

So anos Aq pausogy | e2insas siyt yin par

sioky sews pu eure 2 2{WOP PIDs EY: +
“paw of me Gone Pe

Ree Og

BYBIBR OF EES 7 WaEryi
1E PAU ey OF LES

nee

Sen LOTS AMOR!



6L# 210

2 NAO

Beer Oe NAF
¢?

ugy rea

BY] BINDD ‘asnoyyMe? ‘SIO SHAD

smog ayy Jo Jepio Ag

‘JOYVU pepnas saoge su! ~ Re TNGHNDIvauy JO esodind stp Joy

“wv 0076 38 68 & RI NQ-so

Seok ay Ur Kiar JO Aeprstz ayy uo vosieyor
jo ysueg olp 10} pus ur uno} rset Ahyz eu e10joq readde oy parop1o Aqasay are nox
we
vy Ald FANGOLLV LoTWisiad “LsSv “NATTINON “fF WOOL
Noswaadar 40 HSlivd HOVTIVN “N KuaGAV
VNVISINOT AO ALVIS
om 20) ‘SA
panos 9ENSIC [FPIPNE WyZ YWNVISINO'I AO ALVIS
40D Jo PAD YAWIFHNAIAD “VW NOF !° 240 09tc-68 ON

-WNaOdgns


2189

Vil. INVESTMENTS and TRUSTS -- income, value, transactions. (Includes those of
spouse and dependent chiliren; See pp. 37-54 of Instructions)

a 8. c. D.
Description of Assets income | Gross Value
Cinetuding trust assets) during [at the end of| Transactions during reporting period
reporting | reporting
Indicate, shere applicable, ower of| period | period

the asset by using the parenthetical

TM()" for joint oxmership of report If not exenpt from disclocure

ing individval and spouse, "(5)" for] (19) 2) | | @y
eeparate ounership by spouse, *(0C)"

for oxmership by dependent child. «2)| «sy
Valve Joate: Identity of

Place "(x)" after each ant. lvatue| Hethod| Morty buyer/seller
‘exeopt from prior disctosure  |codei eodea} codes Day C1 private
cata] ined [C0-P9] (au ‘transact ion)

Howe (uo coprtable
ets, oF
tronsectiors)

1 Lego Common Stock <5)

2 RentalProperty #1, Alexendria, VA
(1995 $200,000) ‘(4

[3 Watfonsbenk (1RA) (Cbs)

[é Mcdonalds Common Stock (x)

1 tncome/cain or 551,001 to $2,500 C=82,501 to $5,000 «$5,001 to $15,000
{See Cots 91-4 U6) Eost5,001 to 850,000 Fo85G,001 fo'#100,000 Gre 160,001 co $1,000,000
H1=81,000,001 to’ $5,000,000" N2sHore than $5,000,600

P315,000 or Uggs 815,001 fo 350,000 Le850,001 to s100,000 | n3190,001 to #250,000
4 03) w=$250,001 to $500,000 $09,001 to $1,000,000" Pi=81,000,001 to $5,000,000
f2ct5,000,001 to $95,000,000 #3825,000,001 £9 850,000,000 Puctore than 850,000,000

method Codes: OrApprei ReCost(reat estate only) SeAssessment —TeCash/Market
U=Bo0k Value v-other Vorstinated

Notes to Filer

Do you identify the asset in Column A in sufficient detail to clearly identify the type of
property? Ifno assets are listed, is the NONE box checked?

Ifa real estate interest is listed, is the city or county and state listed?

Ifa financial institution is listed, is the institution clearly identified?

41 ‘Issved January 2, 1997


2018



2147

FINANCIAL DISCLOSURE INSTRUCTIONS FOR
JUDICIAL OFFICERS AND EMPLOYEES

* TABLE OF CONTENTS

Page

INTRODUCTION ...
WHO MUST FILE, WHEN AND WHERE .
Extensions of Time to File .
Filing Fee ..
Where to File .
Amendments
Waivers ....
GENERAL INSTRUCTIONS
“None" Box .....
Disclosure Conceming Family Members.
Extra Pages; Attachments...
Alternative Format For Reporting .
Reconciliation with Prior Reports .
INSTRUCTIONS FOR COMPLETING EACH PART
I. Positions .
T. Agreements .
Til. Non-investment Income.
A. General Non-investment Income.
B. Outside Employment and Honoraria
C. General Provisions ....
TV. Reimbursements and Gifts of Transportation, Lodging, Food, Entertainment
V. Other Gifts
‘VI. Liabilities .
VIL. Investments and Trusts .

WON MAUUHHARULRO

1. General .......

2. Description of Assets
3. Income

4. Value .

5. Transactions .....

6. Trusts and Similar Entities
VIII.Explanatory Comments .....
IX. Certification and Signature
COMPLIANCE AND SANCTIONS .
ETHICAL STANDARDS
PUBLIC ACCESS

{sued January 2, 1997


1963

STATE OF LOUISIANA
vs. NO. 89-0001

SYLVIA M. CLOFER DIVISION N

REGINALD FRANCIS pal 10/23/89

ARNOLD N. WALLACE ET @L COURT REPORTER- SANDI HANCOCK

DISTRICT ATTORNEY: J MOLATSON JUDGE: JAMES CANNELLA

THE DEFENDANTS SYLVIA M. CLOFER
REGINALD FRANCIS
ARNOLD N. WALLACE
AUDRY N. WALLACE

APPEARED BEFORE THE RAR OF THE COURT THIS DAY FOR THE PURFOSE OF TRIAL.

THE DEFENDANTS WERE REPRESENTED BY J TOSH

~-CONTINUED-BY DEFENSE
THE TRIAL WAS ORDERED:
CONTINUED AND RE-SET FOR DECEMBER 11, 1989.
THE ACTION WAS TAKEN:
AT THE REQUEST OF THE DEFENDANT ATTORNEY.
SAMUEL WALLACE WAS NOT PRESENT--ISSUE WRIT--- FEDERAL

THE NEXT COURT DATE IS 12/11/89 AT 09:00 - TRIAL
THE DEFENDANTS WERE ENLARGED.

pot i
gauniun 8

wirer OF

q PAGE 1 OF _



2107

24TH JUDICIAL DISTRICT COURT FOR THE PARISH OF JEFFERSON
STATE OF LOUISIANA
NO. “89-2360 DIVISION "A"
STATE OF LOUISIANA
‘VERSUS
AUBRY N. WALLACE
Filed:

Deputy Clerk
MOTION TO AMEND SENTENCE
Now INTO COURT, through undersigned counsel, comes AUBRY N.
WALLACE, who respectfully requests that this Honorable Court amend
his entenced for the following reasons, to-wit:
cs
The defendant was sentenced on June 26, 1990 to three years in
which said sentence was suspended and two years active probation.
2.
‘The defendant desires to amend his sentence to give him
benefit under Article 893.
WHEREFORE, the defendant prays that this Honorable Court amend

his | sentence.

/

t

1 RESPECTFULLY SUBMITTED,

apes. -ReEs

(Ub woLLD PeaoB Cayo
0.0-LK4TD¥D

ORDER

Considering the foregoing, IT 1S ORDERED that the sentence on:
AUBRY WALLACE is hereby amended to include the following wording,
“the defendant pled under artic

GRETNA, LOUISIANA this

1994,

8T OT WH
qyooau ¥os 314



2179

V. OTHER GIFTS. (includes those to spouse and dependent children; use the parentheticals "(5)" and (DC)* to
indicate other gifts received by spouse and dependent children, respectively. See pp. 30-33 of Instructions)

SOURCE DESCRIPTION VALUE.

NONE {No such reportable gifts)

Notes to filer:

Do you, your spouse, or any dependent child have any reportable gifts other than
transportation, lodging, food, or entertainment? If not, is the NONE box checked?

Did you list the identity of the source, a description of the gift, and the actual dollar
value?

Can the gift be accepted?

Commentary

Uf stock is listed as a gift, the stock should also be reported in Part VII, Investments and
Trusts.

The value of a gift is shown by a dollar amount, not by a value code.

The following opinions issued by the Committee on Codes of Conduct provide guidance
on issues associated with this part.

investi Similar Ceremoni

(@) Itis permissible for a judge to accept a gavel and a $500 gift from a former client on
the occasion of the judge's investiture. (Compendium § 5.4-2(a) (1995).)

v ‘Issued January 2, 1997


2046

ex | 3 es = BA

forbes:
\ STATEOF LOUISIANA
PARISH OF JEFFERSON

~_f, You ate.hfreby ordered to. appear. before ute 24¢n Judicil.Distriet Court in. and for thd Parishyof
Jeffersor ‘eae aan a the ste Lord 19_90 at_._9:
for the ppfpose'of i

I= yore Cou, 8



ry

wo

ic

1968

STATE OF LOUISIANA 24TH JUDICIAL DISTRICT COURT
vs. PARISH OF JEFFERSON

State oF Lou
SAMUEL KALLACE WR =/= Lourstawn

Divison * N « NO: g9-1
| FILED:

DEPUTY CLERK

PETITION AND ORDER FOR WRIT OF HABEAS CORPUS AD PROSEQUENDUM

TO THE HONORABLE, THE TWENTY FOURTH JUDICIAL DISTRICT COURT
IN AND FOR THE PARISH OF JEFFERSON, STATE OF LOUISIANA:

The petition of John M. Mamoulides, District Attorney for
the Parish of Jefferson, State of Louisiana, respectfully shows
this Honorable Court that one__ SAMUEL WALLACE ,
is now confined in the U.S, MARSHALLS SERVICE 500 CAMP ST. .
EW ORLEANS, LA.
That it is necessary for the aforesaid

SAMUEL WALLACE. to be present in the 24th Judicial
District Court for the Parish of Jefferson, State of Louisiana,

on _MONDAY the 25TH day of _JUNE ,

19.90, at 9:00 a.m. to be ‘TRIED ,

in the above numbered and entitled cause.
WHEREFORE, your petitioner prays that this Honorable Court

do forthwith order a Writ of Habeas Corpus Ad Prosequendum to be
U.S. MARSHALLS SERVICE, 500

issued. from this Honorable Court to_CAMP ST. Sy TA.

» requiring (him, them) to produce

the hady of, SAMUEL WALLACE » before the 24th

Judicial District Court for the Parish of Jefferson, State of

Louisiana, on MONDAY the 2598 day of
JUNE , 1990, at __9:00 a.m. _, Division "N ",
at Gretna, Louisiana to be TRIED ,
for the crime of POS. WITH INTENT TO DIST. PCP __, in the

above numbered and entitled cause.

Dnmaslendeabe

ASSISTANT PISTRICT ATTORNEY

$ 2
in % PARISH OF JEFFRGON

STATE OF LOUISIANA



1997

ae — DIV. ay
2 nero nants contus

AD ..TESTEPICANDUM
STATE OF LOUISIANA, PARISH OF JEFFERSON

: sas L CANNELLA
“S STATE OF LOUISIANA EX REL: 24TH JUDICIAL DISTRICT COURT
__STATE.9E Lourstawa —______ for the
vs. PARISH OF JEFFERSQN
REGINAL FRANCIS, SYLVIA CLOFER, 89-1, 89-2.
- “ARNOLD WALLACE, AUBREY WALLACE Ne
‘The State of Louisiana to_LTs WILLIAM GIANGROSSO, JEFFERSON PARISH SHERIFF OFFICE
Greeting: ~

YOU ARE HEREBY COMMANDED, in the name of the State of Louisiana and of the 24th

Judicial District Court for the Parish of Jefferson, to produce before Division_“N"_____of this Court, on.
MONDAY the_257H day of FEBRUARY _ in the year 19.91__, at

Hiu80 o'clock A, M,, the SAID BXRERMOUR _WITNESS--SAMUEL WALLACE

and-to then and there show cause why the said DEFENDANT is detained and why —he should not be
PRESENT FOR —— TO TESTIFY

‘And herein fail not under penaity of the law.
Witness the Honorable _J4MES L. CANNELLA Judge of the aaid Court, this

TE tay of SRERUARY_ Tin the year of our Lord 19>

Clerk's Office, Courthouse, Gretna, La.——_.

3PO-1219.99.48





2185

YI. Investments and Trusts

Information pertaining to the reporting person, spouse, and dependent children is required
in this Part.

1. General

In this Part a complete listing is required of reportable assets owned by the reporting
person and spouse and dependent children. Each asset must be individually listed and
identified except as may be specifically provided otherwise (see Part 6 Trusts below). Bank
or brokerage house reports are not acceptable for compliance with these reporting requirements
unless they succinctly contain all necessary information without requiring the reader to perform
calculations or select out necessary data from a larger body of information. For initial Reports,
there are separate rules for completing this Part, found at Appendix ! of these Instructions.

Report assets held during the preceding calendar year in a trade or business, or for
investment or the production of income, which have a fair market value in excess of $1,000 at
the end of the year or from which you received income in excess of $200 during the preceding
calendar year. Sections 102(a)(3) and 102(a\1)(B).

You are not required to report:
= Investments in the Thrift Savings Plan. Section 102(1)(1)(A).

= Any property, real or personal, not held in a trade or business, or for investment or
the production of income. As examples, you need not report a private residence
or personal automobiles. Section 102(a)(3).

- Any personal liability owed to you, your spouse, or dependent children by a
spouse, or by a parent, brother, sister, or child of you or your spouse. Sections
102(a)(3) and 102(e\{1).

+ Accounts in a financial institution (any form of deposit in a bank, savings and
Ioan association, credit union or similar financial institution), unless the aggregate
amount of income for all an individual's income producing accounts at the
institution for the reporting year is in excess of $200, or the aggregate value at the
end of the reporting year of all such income producing accounts is more than
$5,000. If either condition is met, each such account must be separately reported.
Sections 102(a)(1)(B) and 102(a)(3).

- Asset information with respect to a spouse living separate and apart with the
intention of terminating the marriage or providing for permanent separation.
Section 102(e)(2).

37 ‘Issued January 2, 1997


1980

a

STATE OF LOUISIANA, PARISH OF JEFFERSON
24th Judicial District Court

State of Louisiana

vs. No. =)

SYLVIA M. CLOFER, REGINALD FRANCIS, HELVA A, Division “

‘MAYES, ARNOLD N. WALLACE, AUDRY N. WALLACE

SAMUEL WALLACE Date. AUGUST 15, 1990

C.R.-K, WESTMORELAND
DISTRICT ATTORNEY ¥:_J. LEBLANC JUDGE. J- CANRELLA
CONTINUANCES

‘The defendant $_ appeared before the

SAMUEL WALLCE 18 IN FEDERAL CUSTODY.
bar of the court this day for- TRIAL -
He was:
1, (X) represented by_JOE Tosh attorney,
2. (-) unrepresented.
The RIAL was ordered:

1. ( ) continued to be reassigned.

2 ( ) continued without date.

3.7%) continued and reset for OCTOBER 15, 1990

‘The action was tal

1. (_ ) at the request of the assistant district attorney.
2  ) at the request of the defendant attorney.
3. ( ) on a joint motion of the assistant.distriet attorney and the attorney for the defendant.

4. () by order of the court,

Entry Ne. coin, 9c,

JPR 1219 a4


2115

Case 2:02-cr-00219-HGB Document 64 Filed 03/31/2003 Page 4 of 4

ail in violation of Title 18, United States Code, Section 374

Lf

DEL LAMAN
Chief, Public Integrity Section
Criminal Division
U.S. Department of Justice

Assistant United States Attorney
Bar Roll No. 9020

ch

MICHAEL W. MAGNI
Assistant United States Attorney
Bar Roll No. 1206

Ware ¢ Weer
WILLIAM P. GIBBENS

Assistant United States Attomey
Bar Roll No. 27225

Public integrity Section
Criminal Division
USS. Department of Justice

New Orleans, Louisiana
March 31, 2003


2080

1
t
1
Hl

' '
‘ioneur papnus. Sage aq} Ut

ae GOSS 1 Us _61 PICT mnG jojs8sK syy ut — “
jonysHieg: fom: soy pue ur yma iiNsiq ‘yelorpnr Hipz: syW-soyaqe: seadde “oy parapio“f

sa

NOSSa44af 40 HSTavd
VNVISING1 JO ALVES «
PTO AOR

um 1G Jetopng 43
une, baa ; ee



1964

STATE OF LOUISIANA
us.

No. 89-0001

SYLVIA M. CLOFER DIVISTON N

REGINALD FRANCIS DATE 12/11/89

ELVA A. MAYES YET AL COURT REPORTER- K WESTMORELAND
DISTRICT ATTORNEY: D GANUCHEAU JUDGE: JAMES CANNELLA

THE DEFENDANTS SYLVIA M, CLOFER
REGINALD FRANCIS
MELVA A. MAYES .
ARNOLD N. WALLACE
AUDRY N. WALLACE
APPEARED BEFORE THE BAK OF THE COURT THIS DAY FOR THE PURPOSE OF TRIAL.
THE DEFENDANTS WERE REPRESENTED fY J TOSH

~-CONTINUED-BY DEFENSE
THE TRIAL WAS ORDERED:

CONTINUED AND RE-SET FOR FEBRUARY 12, 1990-PT--2-7-90 AT 1230 PM.
THE ACTION WAS TAKEN:

AT THE REQUEST OF THE DEFENDANT ATTORNEY.
STATE OBJECTED.

THE NEXT COURT DATE IS 02/12/90 AT 09:00 ~ TRIAL
THE DEFENDANTS WERE ENLARGED,

ENTRY 4 PAGE 1 OF



2008

|R_Thomb_ [R. Index |R. Middle R. Ring R. Lite
(L. Thumb [L. Index [L. Middie [L. Ring [L, Little
Thereby certify that the above and foregoing fingerprints on this bill are the fingerprints of the defendant,
, and that they were placed thereon by said defendant this___day of .
p.
Deputy Shei
Tham’ I tadex IR. Middle Ring R. Lite
[L. Thumb |L. Index [L. Middle L. Ring [L, Little
Thereby cerify thatthe above and foregoing fingerprints on this bill are the lagerprins ofthe defendant,
., and that they were placed thereon by said defendant this___.day of _______,
HW.
Deputy Sherif
IR. Thumb: IR. Index IR. Middle IR. Ring IR. Little
[L. Thumb JL. Index [L. Middle [L. Ring [L. Little
Thereby eeriy thatthe above aad foregoing fingerprints on this bill are te fingerprints of the defendant,
., and that they were placed thereon by said defendant this. day of . “
9
Depaty Shea
S| zs wv 3
4 =
= & 5 +
Zz] Shs z = z a
z| 5° ¢ EL s
ge 2 2 2 =
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ele: ale tk pas
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de] 2 8 i? =
=] - 2 a
ag 3
a 2



2164

A judge should recuse in all cases involving members of the former law firm where the
judge has left a retirement account in the former law firm's profit sharing trust. If there are
“frequent recusals, the judge should withdraw the account if feasible.

(Compendium § 5.2-4(a) and (a-1)(1995).)

When, long after the judge's departure, additional assets are discovered which should
have been transferred to the judge at the time of his departure (e.g. delayed refund under a
health insurance plan), there is no ethical impediment to the judge's receipt of the appropriate
distribution. (Compendium § 2-7(¢)(1995),)

A judge who is a participant in a law firm's KEOGH plan has a financial interest in all of
the corporations whose stock is owned by the plan, and must keep informed of the plan's
investments, unless the plan is a common fund. (Compendium § 3.1-1(i)(1995).)

A law firm's KEOGH plan or 401 (¥) plan which is managed by the firm or a small
number of participants, and for which the judge has ready access to investment information does
not qualify for the “common fund" exception. However, a law firm's retirement qualifies for the
"common fund" exception where 1) the interest is indirect (due to the number of participants and
the size and diversity of investments, 2) directed investment by participants is not available, and
4) the participants do not know about a fund's portfolio. (Compendium § 3.1-3(c).)

Other Employment

Part-time United States magistrates render such service as judicial officers as is required
by law. While so serving, they may engage in the practice of law and, within certain
restrictions, engage in any other employment which is not consistent with the expeditious,
proper, and impartial performance of their duties as judicial officers. (28 U.S.C. § 632.)

A part-time judge is a judge who serves on a continuing or periodic basis, but is
permitted by law to devote time to some other profession or occupation and whose compensation
‘for that reason is less than that of a full-time judge. A part-time judge: (1) is not required to
comply with Canons 5C(2), D, E, F, and G, and Canon 6C; (2) except as provided in the
Conflict-of-Interest Rules for Part-time Magistrate Judges, should not practice law in the court
on which the judge serves or in any court subject to the appellate jurisdiction of the court on
which the judge serves, or act as a lawyer in a proceeding in which the judge has served as a
judge or in any other proceeding related thereto.

16 Ussued January 2, 1997


2077

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“et hinwokin a. S/T



2207

APPENDIX I
INITIAL REPORTS

‘WHO MUST FILE AND WHEN

Persons nominated to be JUDICIAL OFFICERS must file an initial Report within 5 days
of the transmittal of their nomination by the President to the Senate. Section 101(b)(1).

Newly-appointed JUDICIAL EMPLOYEES must file an initial Report within 30 days of
assuming their positions, Section 101(@), if they assume their position before November 1.
Newly-appointed JUDICIAL EMPLOYEES who assume their positions between November 1
and December 31 must file an initial Report by March 15 of the subsequent yeas.

Judicial employees who receive a promotion or change in the rate of pay which results in
pay equal to or greater than 120 percent of the minimum rate of basic pay payable for GS-15 of
the General Schedule before November 1, must file an initial Report within 30 days of the
promotion or pay change. If the promotion or pay adjustment occurs between November 1 and
December 31, judicial employees must file an initial Report by March 15 of the subsequent year.

A JUDICIAL EMPLOYEE who is not expected to perform the duties of the office or
position for more than sixty (60) days in a calendar year is not required to file an annual Report.
However, if the person actually performs duties for more than sixty (60) days, an initial Report
must be filed within fifteen (15) days of the sixtieth day. Section 101(h).

INSTRUCTIONS FOR COMPLETING EACH PART

Below are specific instructions that differ from those provided for annual Reports.

Identifying Information

BLOCK 3. Date of Report. For a JUDICIAL EMPLOYEE, a date that is no more than
30 days afier your entry in the position if you entered before November 1. If you entered
between November 1 and December 31, the "Date of Report" should be no later than March 15.
For a person nominated to be a JUDICIAL OFFICER, the date should be no more than 5 days
after submission of your nomination to the Senate.

BLOCK 5. Report Type. Check the appropriate report form and in the case of a
nomination Report show the date your nomination was transmitted to the Senate.

BLOCK 6. Reporting Period. The beginning date (January | of the year preceding the
year you assumed your office or were nominated) and the ending date (a date you choose that
precedes the "Date of Report" by no more than 30 days).

59 Issued January 2, 197


2228

(b) A judicial agency may authorize disposition or return of
gifts at Government expense.

COMMENTARY

All officers and employees of the judicial branch hold
appointive positions. Title III of the Act thus applies to all
officers and employees of the judicial branch. However, the
Judicial Conference has delegated its administrative and
enforcement authority under the Act for officers and employees of
the Supreme Court of the United States to the Chief Justice of the
United States and for employees of the Federal Judicial Center to
its Board. For this reason, the definition of “judicial officer or
employee" does not include every judicial officer or employee whose
conduct is governed by Title III. For purposes of Title III and
these regulations, employees of the Tax Court and the Court of
Veterans Appeals are employees of the judicial branch.

These regulations do not repeal the gift provisions of the
Codes of Conduct heretofore promulgated by the Judicial Conference.
The scope of the gift provisions of the Codes exceeds that of these
regulations and the statute, however, in that they impose certain
responsibilities on an officer or employee with respect to the
receipt of gifts by members of the officer's or employee's family
residing in his or her household.

Section 5 of these regulations is based upon Canon 5C(4) of
the Code of Conduct for United States Judges.

Reimbursement or direct payment of travel expenses, including
the cost of transportation, lodging, and meals, may be a gift and,
if so, its acceptance is governed by these regulations. A judge or
employee may receive as a gift travel expense reimbursement for the
judge or employee and one relative incident to the judge's
attendance at a bar-related function or at an activity devoted to
the improvement of the law, the legal system, or the administration
of justice. A report of the payment of travel expenses as a gift
or. otherwise may be required on the Financial Disclosure Report.

A judge covered by the Judicial Councils Reform and Judicial
Conduct and Disability Act of 1980 (28 U.S.C. $§ 332(d) (1), 372(c))
who violates these regulations shall be subject to discipline as
provided in that Act. Any other judicial officer or employee who
violates these regulations shall be subject to discipline in
accordance with existing customary practices.

80 Assued January 2, 1997


2063

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(b)

(c)
(d)

fe)

(£)

(g)

(h)

(i)

2226

improvement of the law, the legal system, or the
administration of justice;

a gift incident to the business, profession or other
separate activity of a spouse or other family member of
an officer or employee residing in the officer's or
employee's household, including gifts for the use of both
the spouse or other family member and the officer or
employee (as spouse or family member), provided the gift
could not reasonably be perceived as intended to
influence the officer or employee in the performance of
official duties or to have been offered or enhanced
because of the judicial employee's official, position:

ordinary social hospitality;

a gift froma relative or friend, for a special occasion,
such as a wedding, anniversary or birthday, if the gift
is fairly commensurate with the occasion and the
relationship;

a gift from a relative or close personal friend whose
appearance or interest in a case would in any event
require that the officer or employee take no official
action with respect to the case;

a loan from a lending institution in the regular course
of business on the same terms generally available to
persons who are not officers or employees;

a scholarship or fellowship awarded on the same terms and
based on the same criteria applied to other applicants;

or

in the case of a judicial officer or employee other than
a judge or a member of a judge's personal staff, a gift
(other than cash or investment interests) having an
aggregate market value of $50 or less per occasion,
provided that the aggregate market value of individual
gifts received from any one person under the authority of
this subsection shall not exceed $100 in a calendar year:

any other gift only if:

(1) the donor has not sought and is not seeking to do
business with the court or other entity served by
the judicial officer or employee; or

B Issued January 2, 1997


2195

VI. INVESTMENTS and TRUSTS — income, value, transactions. (Includes those of
spouse and dependent children; See pp. 37-54 of Instructions)

a 8. a B.
Description of Assets incone | Grose vatue
Cineluding teust assets) during Jat the enc of| Transactions during reporting pertod
reporting | reporting
Indicate, uhere applicable, ower of| period | period

the asset by using the parenthetical

"(a)" for joint omership of report If not exenpt from disclosure

ing individual and spouse, "(5)" for] (1)
separate ownership by spoure, ‘*(0C)"

for ownership by dependent child. «2)) 3)
loace: Identity of
Place "(" after each asset — | ant. Wont; buyer/setter
exenpt from prior disclosure |Codet Doy At priv
an) transact:
WWE (io reportable
incone, assets, or
‘traneact ions)
}1 Lego Common Stock (5) os} ov{«] rt
2 Rental Property #1, ALEXANDRIA, VA | D | RET | | R
(1995 $200,000) (3)
[5 Wationsbank (IRA (CDs) atu isl it
[¢ edonalds Common Stock (x) wore [a [or
1 Income/Gain codes: A51,000 of lees B=#1,001 fo $2,500 c-82,S01 to $5,000 085,007 to $15,000
(See Col, B1 £ D4) Ex$15,001 to $50,090 F=$50,001 to $100,000 G=s100,001 to $1,000,000
¥1=81,000,001 to'85,000,000' W=Hore than $5,000,600
2 Value codes: J<315,000 or Uses 15,007 Go $50,000 50,001 se 5100,000  wes1d0.00T co $250,000
(See Cot. Cl D3) w=$250,001 to $500,000 10-8500, 001 to $1,000, 01 31,000,004 ro $5,000,000

72°85,000,001 fo 825,000,000 PIS25,000,01 Co 380,000,000. Pecture, than $50,000,000

5 van nethd codes: ecto osal Rcontireal estate only) Seaseesment — Teashvnarket
(See Col. C2) fale wsEstinated

Notes to Filer:
Do you list in Column C(1) the gross value code (J-P) at the end of the reporting period?

Do you list in Column C(2) the correct value method code (Q-W) reflecting how the value
of the asset was determined?

I you used value method codes "Q", "R", "S", or "V," did you include the appropriate
information in Column A or Part VIII?

47 Issued January 2, 197



1951

STATE GF LOUISIANA
vs.

a NO. 89-0001
SYLVIA M, CLOFER DIVISION N
REGINALD FRANCIS DATE, 05/15/89
MELVA A. MAYES ET AL COURT REPORTER- SANDI HANCOCK
DISTRICT ATTORNEY: J MOLAISON JUDGE: JAMES CANNELLA

THE DEFENDANTS SYLVIA M. CLOFER
REGINALD FRANCIS
MELVA A. MAYES
ARNOLD N, WALLACE
AUDRY N. WALLACE SAMUEL WALLACE
APPEARED BEFORE THE RAR OF THE COURT THIS DAY FOR THE PURPOSE OF TRIAL.
THE DEFENDANTS WERE REPRESENTED BY J TOSH

ONTINUED-BY DEFENSE
THE TRIAL WAS ORDERED:
CONTINUED AND RE-SET FOR JUNE 19, 1989--PT-~6-14-89 AT 1290 FM.
THE ACTION WAS TAKEN:
@T THE REQUEST OF THE DEFENDANT ATTORNEY.

THE NEXT COURT DATE IS 04/19/89 AT 09200 - TRIAL

THE DEFENDANTS WERE ENLARGED.

ENTRY 4 PAGE 1 OF _



STATE OF LOUISIANA
PARISH OF JEFFERSON

DIv.__a

before 2 Pate Judcial Distt Contin and dor ch Pais

gsr the year of Our Lord 1 al
in the above ent ‘matter
Se DEC. 19 869 .

se
Cot C #78


1985

WRIT OF HABEAS CORPUS Le I ¥. N

STATE OF LOUISIANA, PARISH OF JEFFERSON JAMES yo
STATE OF LOUISIANA EX REL: 24TH JUDICIAL DISTRICT COURT
—SIATE_OE LOUISIANA for the
vs, PARISH OF JEFFERSON

SAMUEL WALLACE HM 4-658 No_B9=1,892, 89-2361,89-2395

The Staté of Louisiana to___L? = WILLIAM GLANGROSSO JEFFERSON PARISH SHERIFF'S OFFICE

TRANSPORTATION DIVISION

Greeting:
YOU ARE HEREBY COMMANDED, in the name of the State of Louisiana and of the 24th

Judicial District Court for the Parish of Jefferson, to produce before Division_"N” ___of this Court, on
TUESDAY. the 1678 day of OCTOBER _ in the year 1990 __, at

9:00 A./M

1OWWKo'clock A. M., the SATD_DEFENDANT SAMUEL WALLACE.

and-to then and there show cause why the said DEFENDANT is detained and why —he should not be
PRESENT FOR TRIAL

‘And herein fail not under penalty of the law.
Witness the Honorable _JAMES L. CANNELLA Judge of the said Court, this

——18__day of__QCTORER "in the year of our Lord 190

Clerk's Office, Courthouse, Gretna, La,_—_}0-1-90__ig,

TPG-1219.99.48. ‘Deppty Clerk.


2105

De 22 7/77

STATE OF LOUISIANA COURT: 24th Judicial District

vs PARISH: Jefferson

Aubry Wallace DOCKET NO.: 89-2360

2. 3
PETITION FOR CAUSE . v

SBQQ:

Comer now Willard M. Tucker, Probation and Parole Agent, . ANY

i 9, SN,

Lonisiana Department of Corrections, presenting an official repobt on Re a
conduct and attitude of probationer Aubry Hallace 029 3
t &

who wae placed on probation by the Honorable Thonas Porteous

on the 26th day of June 1990 , who fied the period of probation at
two years » and imposed the terme and conditions of
probation previously adopted by the court,

AMD RESPECTFULLY presanting petition for action of the Court for

cause ag follows: Subject vas sentenced on 2/26/91 under Jeff.$89-0001 to
5 years Hard Labor for Possession of PCP and Possession of Cocaine. He ie
presently incarcerated with the Department of Corrections in Wark Training
Facility North.

PRAYING that the court will order that the subject's probation under
Jeff.999-2360 be terminated unsatisfactorily.

Respectfully,
Wy
Pi ton Parole Agent
Date 12/4/91

Sere eee eee eee ee ee ee ee ee ey

ORDER OF THE COURT

CONSIDERING THE foregoing report of the Probation and Parole Agent,

IT IS ORDERED AY THE COURT that eubject's probation ie hereby terminated
unsatiefactorily.

‘Thi done on the i day of +19 )

ven eg 2,


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2229

Notes:

The “Regulations of the Judicial Conference of the United
States Under Title III of the Ethics Reform Act of 1989
Concerning Gifts" were adopted on May 18, 1990, by the
Judicial Conference, through its Executive Committee.

On August 15, 1990, the Judicial Conference, through its
Executive Committee, amended these regulations to implement
the prohibition against gifts to superiors as required by the
Ethics Reform Act of 1989, 5 U.S.C. § 7351.

At its March 1991 session, the Judicial Conference amended
these regulations to include procedures for requesting
advisory opinions from the Committee on Codes of Conduct
interpreting Title III and these regulations.

These regulations were amended by the Judicial Conference at
its September 1991 session to cover the Tax Court .and the
Sentencing Commission, exclude compensation for teaching
received by senior judges from the 15% cap on outside earned
income, and make certain minor technical corrections

The Judicial Conference amended these regulations at its March
1992 session to cover judges and employees of the Court of
Veterans Appeals.

At its September 1994 session, the Judicial Conference
renumbered these regulations and revised them to include a new
definition of the term "gift;" a new section 4(a) prohibiting
the solicitation of gifts; revised sections 4(b), 5(b), and 6
incorporating general limitations on the acceptance of gifts;
a new section 5(h) permitting most employees to accept gifts
of minimal value; and a new section 9 regarding the return or
disposal of gifts that may not properly be accepted.

gi Issued January 2, 1997


domicile in the Porsh feller

herain named by leaving the same ot —
in the ands of, db tor 0b 8
@ persoh apparently over the age 16 years, living and res}ding in the said domicile whose nome ndtior facts

connect with this servic | learned by interrogating [he ubud
sea)

the sai

temporgrily absent from,

Servicejat

ceatioetalg

_residence at the time of said service.

50 fet

3 trom the Cov \
” Death rare

etuined.

— ee | i Pah of ale
Desay Shar Po mo dre 0 te D


1988

H ‘TWENTY-FOURTH JUDICIAL DISTRICT COURT

‘ PARISH OF JEFFERSON DIV. N
; se 4 STATE OF LOUISIANA
NUMBER. = orvesrow AMES. cn L, CANT CANNE LA

STATE OF LOUISTANA

|
| Seal lirics
rrtea_/2, a ;

! DEFENDANT'S ACKNOWLEDGEMENT OF CONSTITUTIONAL
| RIGHTS AND WAIVER OP RIGHTS ON ENTRY OF A
| PLEA OF GUILTY

70 THE Serer, BY THE TRIAL JUDGE PERSON-TO-PERSON:

ur attorney has indicated to ne that he has advised you of your
Fights (1) to a trial by jury, (2) to confront your accusers, and (3
against |self-incrimanation and that by entering a plea of guilty, you are
waiving lor giving up these right: has also indicated to me that you
have advised him that you understand these things. Is that correct?

3 want you to convince ne also that you understand what you are doing

by entering this plea of guilty. Consequently, I am going to exp!
ature gf the crime to which you are pleading guilty and T will alsa ‘explain
the congequences of a plea of guilty. you have any questions, or if you do
not undérstand anything I say, stop me ‘and I will answer your questions and
give yoy any additional 5 ewe pigs 195, feeds

First, teltchia & by) Ft h you anh how much setgoing have
you had

1. Youjare pleading guilty to the crime of
Y a BOY BH
spicn chenced on te sender ot Lees lig, 19 CS

The maximum sentence which I can Impose is years at hard Tabor.
There is no probation, parole or suspe! sion of 3 Bestonce for the crine of
Armed repvery or Attempted Armed Fob! Do you understand that?

2. Do you understand that the plea of guilty is your decision, and ho one can
force ypu to so.plead? To plead guilty is your voluntary act and must be free
from any vice or defect which would render your ability to plead guilty inadeq
Has anypne used any force, intimidation, coercion or promise or reward against
gither you or any member of your family for the purpose of making er forcing
you to plead guilty?