Federal Register / Vol. 77, No. 78 / Monday, April 23, 2012 / Notices 24185 

necessary to the litigation, and such 

proceeding names as a party or interests: 

(a) The CFPB; 

(b) Any employee of the CFPB in his 

or her official capacity; 

(c) Any employee of the CFPB in his 

or her individual capacity where DOJ 

has agreed to represent the employee; or 

(d) The United States, where the 

CFPB determines that litigation is likely 

to affect the CFPB or any of its 

components; 

(7) A court, magistrate, or 

administrative tribunal in the course of 

an administrative proceeding or judicial 

proceeding, including disclosures to 

opposing counsel or witnesses 

(including expert witnesses) in the 

course of discovery or other pre-hearing 

exchanges of information, litigation, or 

settlement negotiations, where relevant 

or potentially relevant to a proceeding, 

or in connection with criminal law 

proceedings; 

(8) The public in the form of a list of 

the individual and business names of 

the invited or selected participants; 

(9) Other representatives of small 

entities who have been invited or 

selected to participate in the review 

panel and/or cost of credit consultation 

processes and related meetings or other 

events, and persons attending such 

meetings, consultations, or other related 

events; 

(10) The Office of Advocacy of the 

Small Business Administration, the 

Office of Information and Regulatory 

Affairs within the Office of Management 

and Budget, and any of their employees 

in their official capacity; and 

(11) Appropriate federal organizations 

or agencies in connection with a joint or 

interagency rulemaking process or 

consultation. 

POLICIES AND PRACTICES FOR STORING, 

RETRIEVING, ACCESSING, RETAINING, AND

DISPENSING OF RECORDS IN THE SYSTEM: 

STORAGE: 

Paper and electronic records. 

RETRIEVABILITY: 

Records are retrievable by one or more 

of the following: the name of the 

individual, business or employer name; 

membership or affiliation with trade 

associations or other organizations; 

applicable business size standard and 

NAICS code; affiliated entities; scope or 

nature of business activities. 

SAFEGUARDS: 

Access to electronic records is 

restricted to authorized personnel who 

have been issued non-transferrable 

access codes and passwords. Other 

records are maintained in locked file 

cabinets or rooms with access limited to 

those personnel whose official duties 

require access. 

RETENTION AND DISPOSAL: 

The CFPB will maintain electronic 

and paper records indefinitely until the 

National Archives and Records 

Administration approves the CFPB’s 

records disposition schedule. 

SYSTEM MANAGER(S) AND ADDRESS: 

Consumer Financial Protection 

Bureau, Small Business Regulatory 

Enforcement Fairness Act Manager, 

1500 Pennsylvania Ave NW. (Attn: 1801 

L Street NW.), Washington, DC 20220. 

NOTIFICATION PROCEDURE: 

Individuals seeking notification and 

access to any record contained in this 

system of records, or seeking to contest 

its content, may inquire in writing in 

accordance with instructions appearing 

in Title 12, Chapter 10 of the CFR, 

‘‘Disclosure of Records and 

Information.’’ Address such requests to: 

Chief Privacy Officer, Bureau of 

Consumer Financial Protection, 1700 G 

Street NW., Washington, DC 20552. 

RECORD ACCESS PROCEDURES: 

See ‘‘Notification Procedures’’ above. 

CONTESTING RECORD PROCEDURES: 

See ‘‘Notification Procedures’’ above. 

RECORD SOURCE CATEGORIES: 

Information in this system is obtained 

directly from the individual who is the 

subject of these records, and/or the 

association or organization providing 

the information on behalf of one of its 

members, or individual guests of small 

entity representatives, and the CFPB 

staff involved in the Small Business and 

Cost of Consultation Panel meetings. 

EXEMPTIONS CLAIMED FOR THE SYSTEM: 

None. 

[FR Doc. 2012–9667 Filed 4–20–12; 8:45 am] 

BILLING CODE 4810–AM–P 

BUREAU OF CONSUMER FINANCIAL 

PROTECTION 

Privacy Act of 1974, as Amended 

AGENCY: Bureau of Consumer Financial 

Protection. 

ACTION: Notice of Proposed Privacy Act 

System of Records. 

SUMMARY: In accordance with the 

Privacy Act of 1974, as amended, the 

Bureau of Consumer Financial 

Protection, herein referred to as the 

Consumer Financial Protection Bureau 

(‘‘CFPB’’ or ‘‘Bureau’’), gives notice of 

the establishment of a Privacy Act 

System of Records. 

DATES: Comments must be received no 

later than May 23, 2012. The new 

system of records will be effective June 

4, 2012 unless the comments received 

result in a contrary determination. 

ADDRESSES: You may submit comments 

by any of the following methods: 

• Electronic: privacy@cfpb.gov. 

• Mai/Hand Delivery/Courier: Claire 

Stapleton, Chief Privacy Officer, 

Consumer Financial Protection Bureau, 

1700 G Street NW., Washington, DC 

20552. 

Comments will be available for public 

inspection and copying at 1700 G Street 

NW., Washington, DC 20552 on official 

business days between the hours of 10 

a.m. and 5 p.m. Eastern Time. You can 

make an appointment to inspect 

comments by telephoning (202) 435– 

7220. All comments, including 

attachments and other supporting 

materials, will become part of the public 

record and subject to public disclosure. 

You should submit only information 

that you wish to make available 

publicly. 

FOR FURTHER INFORMATION CONTACT: 

Claire Stapleton, Chief Privacy Officer, 

Consumer Financial Protection Bureau, 

1700 G Street NW., Washington, DC 

20552, (202) 435–7220. 

SUPPLEMENTARY INFORMATION: The DoddFrank Wall Street Reform and Consumer 

Protection Act (‘‘Act’’), Public Law No. 

111–203, Title X, established the CFPB 

to administer and enforce the federal 

consumer financial protection laws. The 

CFPB will maintain the records covered 

by this notice. 

The new system of records described 

in this notice, CFPB.014—Direct 

Registration and User Management 

System, will be used to provide 

authorized individuals, including CFPB 

employees and members of the public 

who have business with the Bureau, 

access to or interaction with CFPB 

information technology resources. A 

description of the new system of records 

follows this Notice. 

The report of a new system of records 

has been submitted to the Committee on 

Oversight and Government Reform of 

the House of Representatives, the 

Committee on Homeland Security and 

Governmental Affairs of the Senate, and 

the Office of Management and Budget, 

pursuant to Appendix I to OMB Circular 

A–130, ‘‘Federal Agency 

Responsibilities for Maintaining 

Records About Individuals,’’ dated 

November 30, 2000, and the Privacy 

Act, 5 U.S.C. 552a(r). 

The system of records entitled, 

‘‘CFPB.014—CFPB Direct Registration 

and User Management System’’, is 

published in its entirety below. 


rmajette on DSK2TPTVN1PROD with NOTICES
24186 Federal Register / Vol. 77, No. 78 / Monday, April 23, 2012 / Notices 

Dated: April 16, 2012. 

Claire Stapleton, 

Chief Privacy Officer. 

CFPB.014 

SYSTEM NAME: 

Direct Registration and User 

Management System. 

SYSTEM LOCATION: 

Consumer Financial Protection 

Bureau, 1700 G St NW., Washington, DC 

20552. 

CATEGORIES OF INDIVIDUALS COVERED BY THE

SYSTEM: 

Categories of individuals covered by 

this system include all persons who are 

authorized to access CFPB information 

technology resources, including without 

limitation: (1) Employees, contractors, 

and any lawfully designated 

representative of the above, including 

representatives of Federal, State, 

territorial, tribal, or local government 

agencies or entities, in furtherance of 

the CFPB’s mission; (2) individuals who 

have business with the CFPB and who 

have provided personal information in 

order to facilitate access to CFPB 

information technology resources; and 

(3) individuals who are points of contact 

provided for government business, 

operations, or programs, and the 

individuals they list as emergency or 

other contacts. 

CATEGORIES OF RECORDS IN THE SYSTEM: 

Records in the system may contain 

data relating to individuals, including 

but not limited to: name; business and 

affiliations, including verification of 

affiliation; facility; positions held; 

telephone numbers, including business 

and cellular, home numbers, and 

numbers where individuals can be 

reached while on travel or otherwise 

away from the office; level of access; 

home or other provided address for the 

receipt of issued IT equipment or 

resources; email addresses of senders 

and recipients; records of access to 

CFPB or Treasury computers and 

networks including equipment issued, 

user ID and passwords, date(s) and 

time(s) of access, IP address of access, 

logs of internet activity and records on 

the authentication of the access request; 

records of identity management related 

to individual user’s request including 

universal resource locator of 

individual’s chosen identity assurance 

certificate provider and response from 

certificate provider of positive or 

negative authentication; and positions 

or titles of contacts, their business or 

organizational affiliations, and other 

contact information provided to the 

Bureau that is derived from other 

sources to facilitate authorized access to 

CFPB Information Technology 

resources. 

The information in this system 

includes information relating to system 

access and does not include the data 

held within the systems or information 

technology resources to which access or 

interaction is sought. 

AUTHORITY FOR MAINTENANCE OF THE SYSTEM: 

Public Law 111–203, Title X, Section 

1012, codified at 12 U.S.C. 5492. 

PURPOSE(S): 

The information in the system is 

being collected to enable the CFPB to 

provide authorized individuals access to 

CFPB information technology resources. 

The system enables the CFPB to 

maintain: account information required 

for approved access to information 

technology; lists of individuals seeking 

or receiving access to CFPB information 

technology or equipment; lists of 

individuals who are appropriate 

organizational points of contact; and 

lists of individuals who are emergency 

points of contact. The system will also 

enable the CFPB to provide individuals 

access to certain programs and meeting 

attendance and where appropriate allow 

for sharing of information between 

individuals in the same operational 

program to facilitate collaboration. 

ROUTINE USES OF RECORDS MAINTAINED IN THE

SYSTEM, INCLUDING CATEGORIES OF USERS AND

THE PURPOSES OF SUCH USES: 

These records may be disclosed, 

consistent with the CFPB’s Rules for the 

Disclosure of Records and Information, 

promulgated at 12 CFR part 1070 et seq., 

to: 

(1) Appropriate agencies, entities, and 

persons when: (a) The CFPB suspects or 

has confirmed that the security or 

confidentiality of information in the 

system of records has been 

compromised; (b) the CFPB has 

determined that, as a result of the 

suspected or confirmed compromise, 

there is a risk of harm to economic or 

property interests, identity theft or 

fraud, or harm to the security or 

integrity of this system or other systems 

or programs (whether maintained by the 

CFPB or another agency or entity) that 

rely upon the compromised 

information; and (c) the disclosure made 

to such agencies, entities, and persons is 

reasonably necessary to assist in 

connection with the CFPB’s efforts to 

respond to the suspected or confirmed 

compromise and prevent, minimize, or 

remedy such harm; 

(2) Another federal or state agency to: 

(a) permit a decision as to access, 

amendment or correction of records to 

be made in consultation with or by that 

agency; or (b) verify the identity of an 

individual or the accuracy of 

information submitted by an individual 

who has requested access to, or 

amendment or correction of record; 

(3) The Office of the President in 

response to an inquiry from that office 

made at the request of the subject of a 

record or a third party on that person’s 

behalf; 

(4) Congressional offices in response 

to an inquiry made at the request of the 

individual to whom the record pertains; 

(5) Contractors, agents, or other 

authorized individuals performing work 

on a contract, service, cooperative 

agreement, job, or other activity on 

behalf of the CFPB or Federal 

Government and who have a need to 

access the information in the 

performance of their duties or activities; 

(6) The U.S. Department of Justice 

(‘‘DOJ’’) for its use in providing legal 

advice to the CFPB or in representing 

the CFPB in a proceeding before a court, 

adjudicative body, or other 

administrative body, where the use of 

such information by the DOJ is deemed 

by the CFPB to be relevant and 

necessary to the advice or proceeding, 

and in the case of a proceeding, such 

proceeding names as a party in interest: 

(a) The CFPB; 

(b) Any employee of the CFPB in his 

or her official capacity; 

(c) Any employee of the CFPB in his 

or her individual capacity where DOJ or 

the CFPB has agreed to represent the 

employee; or 

(d) The United States, where the 

CFPB determines that litigation is likely 

to affect the CFPB or any of its 

components; 

(7) A grand jury pursuant either to a 

federal or state grand jury subpoena, or 

to a prosecution request that such 

record be released for the purpose of its 

introduction to a grand jury, where the 

subpoena or request has been 

specifically approved by a court. In 

those cases where the Federal 

Government is not a party to the 

proceeding, records may be disclosed if 

a subpoena has been signed by a judge; 

(8) A court, magistrate, or 

administrative tribunal in the course of 

an administrative proceeding or judicial 

proceeding, including disclosures to 

opposing counsel or witnesses 

(including expert witnesses) in the 

course of discovery or other pre-hearing 

exchanges of information, litigation, or 

settlement negotiations, where relevant 

or potentially relevant to a proceeding, 

or in connection with criminal law 

proceedings; and 

(9) Appropriate federal, state, local, 

foreign, tribal, or self-regulatory 


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Federal Register / Vol. 77, No. 78 / Monday, April 23, 2012 / Notices 24187 

organization or agency responsible for 

investigating, prosecuting, enforcing, 

implementing, issuing, or carrying out a 

statute, rule, regulation, order, policy, or 

license if the information may be 

relevant to a potential violation of civil 

or criminal law, rule, regulation, order, 

policy or license. 

POLICIES AND PRACTICES FOR STORING, 

RETRIEVING, ACCESSING, RETAINING, AND

DISPENSING OF RECORDS IN THE SYSTEM: 

STORAGE: 

Paper and electronic records. 

RETRIEVABILITY: 

Records are retrievable by a variety of 

fields including, without limitation, the 

individual’s name, address, account 

number, phone number or email 

address, or by some combination 

thereof. 

SAFEGUARDS: 

Access to electronic records is 

restricted to authorized personnel who 

have been issued non-transferrable 

access codes and passwords. Other 

records are maintained in locked file 

cabinets or rooms with access limited to 

those personnel whose official duties 

require access. 

SYSTEM MANAGER(S) AND ADDRESS: 

Consumer Financial Protection 

Bureau, Chief Information Officer, 1700 

G Street NW., Washington, DC 20552. 

RETENTION AND DISPOSAL: 

The CFPB will maintain computer 

and paper records indefinitely until the 

National Archives and Records 

Administration approves the CFPB’s 

records disposition schedule. 

NOTIFICATION PROCEDURE: 

Individuals seeking notification and 

access to any record contained in this 

system of records, or seeking to contest 

its content, may inquire in writing in 

accordance with instructions appearing 

in Title 12, Chapter 10 of the CFR, 

‘‘Disclosure of Records and 

Information.’’ Address such requests to: 

Chief Privacy Officer, Bureau of 

Consumer Financial Protection, 1700 G 

Street NW., Washington, DC 20552. 

RECORD ACCESS PROCEDURES: 

See ‘‘Notification Procedures’’ above. 

CONTESTING RECORD PROCEDURES: 

See ‘‘Notification Procedures’’ above. 

RECORD SOURCE CATEGORIES: 

Information in this system is obtained 

from individuals and entities associated 

with or granted access to CFPB 

information technology resources. 

EXEMPTIONS CLAIMED FOR THE SYSTEM: 

None. 

[FR Doc. 2012–9668 Filed 4–20–12; 8:45 am] 

BILLING CODE 4810–AM–P 

DEPARTMENT OF EDUCATION 

Notice of Submission for OMB Review; 

Office of Elementary and Secondary 

Education; State Educational Agency 

Local Educational Agency, and School 

Data Collection and Reporting Under 

the Elementary and Secondary 

Education Act of 1965 (ESEA), Title I, 

Part A 

SUMMARY: Title I, Part A of the 

Elementary and Secondary Education 

Act of 1965 (ESEA), as amended by the 

No Child Left Behind Act, and its 

regulations contain several existing 

provisions that require State educational 

agencies (SEAs), local educational 

agencies (LEAs), and schools to collect 

and disseminate information. The 

Paperwork Reduction Act covers these 

activities, which are currently approved 

by the Office of Management and 

Budget under control number 1810– 

0581 (expires April 30, 2012). 

The U.S. Department of Education 

(ED) has invited each SEA to request 

flexibility on behalf of itself, its LEAs, 

and schools, in order to better focus on 

improving student academic 

achievement and increasing the quality 

of instruction (ESEA flexibility). As of 

April 17, 2012, 11 SEAs have had their 

ESEA flexibility requests approved, 27 

SEAs’ requests are pending, and 5 SEAs 

have indicated that they intend to 

request ESEA flexibility in September 

2012. Of particular relevance to this 

collection is ED’s expectation that, 

overall, ESEA flexibility will result in 

less burden on SEAs, LEAs, and schools 

compared with current law absent this 

flexibility. The burden estimate for this 

collection is therefore substantially 

lower than that of the currently 

approved collection. 

DATES: Interested persons are invited to 

submit comments on or before May 23, 

2012. 

ADDRESSES: Written comments 

regarding burden and/or the collection 

activity requirements should be 

electronically mailed to 

ICDocketMgr@ed.gov or mailed to U.S. 

Department of Education, 400 Maryland 

Avenue SW., LBJ, Washington, DC 

20202–4537. Copies of the proposed 

information collection request may be 

accessed from http://edicsweb.ed.gov, 

by selecting the ‘‘Browse Pending 

Collections’’ link and by clicking on 

link number 04800. When you access 

the information collection, click on 

‘‘Download Attachments’’ to view. 

Written requests for information should 

be addressed to U.S. Department of 

Education, 400 Maryland Avenue SW., 

LBJ, Washington, DC 20202–4537. 

Requests may also be electronically 

mailed to ICDocketMgr@ed.gov or faxed 

to 202–401–0920. Please specify the 

complete title of the information 

collection and OMB Control Number 

when making your request. 

Individuals who use a 

telecommunications device for the deaf 

(TDD) may call the Federal Information 

Relay Service (FIRS) at 1–800–877– 

8339. 

SUPPLEMENTARY INFORMATION: Section 

3506 of the Paperwork Reduction Act of 

1995 (44 U.S.C. Chapter 35) requires 

that Federal agencies provide interested 

parties an early opportunity to comment 

on information collection requests. The 

Acting Director, Information Collection 

Clearance Division, Privacy, Information 

and Records Management Services, 

Office of Management, publishes this 

notice containing proposed information 

collection requests at the beginning of 

the Departmental review of the 

information collection. The Department 

of Education is especially interested in 

public comment addressing the 

following issues: (1) Is this collection 

necessary to the proper functions of the 

Department; (2) will this information be 

processed and used in a timely manner; 

(3) is the estimate of burden accurate; 

(4) how might the Department enhance 

the quality, utility, and clarity of the 

information to be collected; and (5) how 

might the Department minimize the 

burden of this collection on the 

respondents, including through the use 

of information technology. Please note 

that written comments received in 

response to this notice will be 

considered public records. 

Title of Collection: State Educational 

Agency Local Educational Agency, and 

School Data Collection and Reporting 

under the Elementary and Secondary 

Education Act of 1965 (ESEA), Title I, 

Part A. 

OMB Control Number: 1810–0581. 

Type of Review: Extension. 

Total Estimated Number of Annual 

Responses: 50,719. 

Total Estimated Number of Annual 

Burden Hours: 4,710,525. 

Abstract: Title I, Part A of the 

Elementary and Secondary Education 

Act of 1965 (ESEA), as amended by the 

No Child Left Behind Act, and its 

regulations contain several existing 

provisions that require State educational 

agencies (SEAs), local educational 

agencies (LEAs), and schools to collect 


rmajette on DSK2TPTVN1PROD with NOTICES