# Approved: May 20, 2010 

# OMB Control Number: 2040-0281 Plant ID: Insert Plant ID

Approval Expires: 05/31/2013 Plant Name: Insert Plant Name

Steam Electric Questionnaire

PART I - ECONOMIC AND FINANCIAL DATA

Table of Contents

Section Title Tab Name

Part I Instructions Part I Instructions

Immediate Parent Economic and Financial Part I Section 1

Information

Primary Immediate Parent Firm Economic and Part I Section 2

Financial Information

Ultimate Parent Economic and Financial Information Part I Section 3

Basic Plant Economic and Financial Information Part I Section 4.1

Detailed Plant Financial Information Part I Section 4.2

Basic Steam Electric Generating Unit Economic and Part I Section 5.1

Financial Information

Steam Electric Generating Unit Operating Information Part I Section 5.2

Planned and Forced Outages and Annual Operating Cost Part I Section 5.3

Part I Comments Part I Comments

# Steam Electric Questionnaire Part I. Instructions



# Plant ID: Insert Plant ID

Plant Name: Insert Plant Name

PART I. ECONOMIC AND FINANCIAL DATA

INSTRUCTIONS

Complete Part I of the questionnaire for your plant . As you are completing the electronic

form, note the following: When you enter your plant name and plant ID on the Part I

TOC tab, all name and ID fields throughout Part I will automatically populate. Refer to

the overall questionnaire instructions and the list of abbreviations for additional

assistance with completing Part I. Refer to the glossary for definitions of selected

economic and financial terms used in this Part.

You may wish to assemble the following documents in order to efficiently fill out this part

of the questionnaire:

(1) For the entity/entities that own your plant : income statements, balance

sheet statements, and cash flow statements for the last three fiscal years.

(2) For your plant : data on electricity generated, operating expenses, income

statement, balance sheet, and other operational statements for the last three

fiscal years of operation.

Please provide all free response answers in the highlighted yellow areas.

Use the Part I Comments tab to do the following: provide additional information as

requested in certain questions within Part I; indicate atypical data (e.g., if the analytical

data provided from the sample collection is not representative of normal operations);

and note methods used to make estimates based on professional judgment in the event

that exact data are not available.

In cases where a plant has multiple immediate parent firms and where it is not possible

to identify a primary parent firm based on equity share, you may make copies of Section

2 of this questionnaire and provide the requested information for each immediate parent

listed in Section 1.

Approved: May 20, 2010Steam Electric QuestionnairePart I. Economic and Financial DataPlant ID:Insert Plant IDPlant Name:Insert Plant NamePart:ISection Title:1. Immediate Parent Economic and Financial InformationInstructions:Throughout Section 1, provide financial information for theimmediate parent firmor, in case where multiple entities have financial participation or interest in theplant, for every entity with anequity stake (or any other form of financial participation or interest) in this plant. For the purpose of this questionnaire, the immediate parent is the first entity in the plant’s ownership structure. Aplant may have more than oneimmediate parentif more than one firm owns or has another form of financial participation or interest in the generating units located at the plant. Please provide allfree response answers in the highlighted yellow areas.CBI?YesI1-1.In Table I-1, provide the following information for theimmediate parent firmor, in case where multiple entities have financial participation or interest in the plant, for every entity with an equitystake (or any other form of financial participation or interest) in thisplant. If the financial participation shares vary by generating units at the plant, please estimate the plant-level share based onthe relative electricity generation capacity (nameplate capacity) of all units at this plant.Table I-1. Immediate Parent Firm Financial InformationNumber123 AStreet,City, State,Example ABC LLC ZIP 34.50%12500,SomeBlvd., City,Example EFG Inc. State, ZIP 45%789 ZStreet,City, State,Example XYZ Corp. ZIP 20.50%123Name ofImmediateParentMailingAddress%Ownershipor FinancialInterest inPlant in2009NAICS2211 1234567892211 5874269852211 925486982DUNSNumberFiscal YearYear20072008JanuaryDecember200920072008JanuaryDecember200920072008AprilMarch200920072008SelectSelect200920072008SelectSelect200920072008SelectSelect2009TotalRevenue(‘000$)1,200,0001,560,0001,720,000552,000550,000487,000126,000120,00089,000RevenuefromElectricityGeneration(‘000$)800,000851,000867,000502,800513,100479,20020,00010,00011,500Total Employment(FTE)1,000-1,2491,000-1,2491,250-1,499250-499250-499250-499250-499250250-499265100-249207SelectSelectSelectSelectSelectSelectSelectSelectSelectTotal ElectricitySales (MWh)15,400,40015,851,70015,110,8906,570,0006,858,0006,253,000235,200259,100231.985Start (mm)End (mm)I-1Approved: May 20, 2010Steam Electric QuestionnairePart I. Economic and Financial DataPlant ID:Plant Name:Part:ISection Title:2. Primary Immediate Parent Firm Economic and Financial InformationInstructions:Throughout Section 2, EPA is interested in obtaining financial and economic data regarding the plant owner to support a detailed evaluation of theeconomic impacts of the regulations on firms that own steam electric power generation assets. When answering questions in Section 2, pleaseprovide data for theimmediate parent firmand not only for the steam electricplantcovered in this questionnaire.If the plant has multiple owners (immediate parent firms identified in Question I1-1), please report detailed information in Questions I2-1 through I2-13only for the entity that has the largest equity stake (or the largest share of financial participation or interest) in the steam electric portion of theplant.Thisimmediate parent firmis referred to as the “primary immediate parent” firm in the remainder of this section.For example, a hypothetical steam electric plant has three generation units, two of which are steam. Table I-2 below provides thedistribution of plant capacity and ownership shares for this plant. Since ABC LLC has the largest ownership share in the steam electriccapacity at this hypothetical plant, the detailed information requested in the remainder of this section would be provided for ABC LLC.Table I-2. Distribution of Plant Capacity and Ownership Shares for Example PlantPlantUnit 1 (non-steam) Unit 2 (steam) Unit 3 (steam)% of Plant TotalCapacity45%35%20%Ownership Share ofImmediateOwnership SharePlant Steam Electricparent firmCapacity(1)EFG Inc.100%0%ÖABC LLC.70%50%63%XYZ Corp.30%50%37%(1)details of ownership share calculations:EFG Inc. share: 0% since only has shares in non-steam generation capacity.ABC LLC share: 0.70 x 0.35 / (0.35+0.20) + 0.50 x 0.20 / (0.35+0.20) = 0.63XYZ Corp. share: 0.30 x 0.35 / (0.35+0.20) + 0.50 x 0.20 / (0.35+0.20) = 0.37Insert Plant IDInsert Plant NameIn cases where aplanthas multipleimmediate parent firmsand where it is not possible to identify a primary parent firm based on equity shares, youmay make copies of Section 2 of this questionnaire, using the "Copy Section 2" button below, and provide the requested information for eachimmediate parent listed in Section 1. In the example above, you have the option of providing information for both ABC LLC and XYZ Corp.I-2Approved: May 20, 2010Steam Electric QuestionnairePart I. Economic and Financial DataCBI?YesI2-1.Please select the primaryimmediate parent firmfor which you are providing detailed information in this section. (Lists immediate parent firm(s)provided in Question I1-1)SelectI-3Approved: May 20, 2010Steam Electric QuestionnairePart I. Economic and Financial DataCBI?YesCBI?YesCBI?YesCBI?YesI2-2.Please indicate the type of ownership for the primaryimmediate parent firm.SelectOther, specify:I2-3.Please indicate the state in which the primaryimmediate parent firmis organized as a legal entity.SelectI2-4.Please indicate the legal structure of the plant’s ownership.SelectI2-5.Has the primaryimmediate parent firmengaged in revenue generating activities other than electricity generation during the period of FY 2007 throughFY 2009?NOTE: Economic activities other than generation of electricity may include, but are not limited to, production activities or the leasing ofland. Please include only those economic activities that are carried out by the plant’s owner; do not include activities carried out on theplant’s property by third parties for which the plant’s owner does not incur cost or receive revenue.Yes(Continue to Question I2-5)No(Skip to Question I2-6)I-4Approved: May 20, 2010Steam Electric QuestionnairePart I. Economic and Financial DataCBI?YesCBI?YesI2-6.Please provide a description of each of the entity’s revenue generating activitiesother than generation of electricity and the revenue and costsassociated with this(ese) activity(ies).Table I-3. Description of Each Entity's Other Revenue Generating ActivitiesFYDescription of Economic ActivityRevenue (‘000$)Costs (‘000$)Economic activities not associated with electricity generation (e.g., manufacturing production, leasing of land)200720082009I2-7.Has theimmediate parent firmsubmitted data to FERC inForm 1for the period of FY 2007 through FY 2009? FERC Form No. 1 (FERC Form 1) isan annual regulatory requirement for Major electric utilities, licensees and others (18 C.F.R. § 141.1) and is designed to collect financial andoperational information from electric utilities, licensees and others subject to the jurisdiction of the Federal Energy Regulatory Commission. If youanswer YES, please attach a copy of your FERC Form 1 report for 2009 in pdf format to your submittal to ensure that EPA has the most recent datafor your firm. EPA will also be using the data you already reported on your FERC Form 1 filing for 2007 and 2008 to support its economic impact andother analyses.Yes, attach FERC Form 1.(Skip to Question I2-12)FERC Form 1 is NOT attached. Explain why:No(Continue to Question I2-7)I-5Approved: May 20, 2010Steam Electric QuestionnairePart I. Economic and Financial DataCBI?YesCBI?YesI2-8.In Table I-4, please provide the income statement information for theimmediate parent firm. This information may be available from SEC filings,depending on how the firm presents its statement, if yourimmediate parent firmis a publicly traded company.Table I-4. Income Statement InformationFY 2007FY 2008FY 2009Total revenue (‘000$)Revenue from electric power generation and salesRevenue from sources indirectly related to the generation ofelectricity (e.g., sale of steam or ash, waste combustion)Other revenue (i.e., total revenue from activities describedin Question I2-5)Total expenses (‘000$)Operation expensesMaintenance expensesDepreciation, depletion, and amortization expenseInterest expense (Total. Firms with debt should haveinterest expenses)Income taxes (Total federal, state, and local income taxes)All other expenses (i.e. including total cost of activitiesdescribed in Question I2-5)After-tax income (Subtract Total operating expenses fromTotal revenue)I-6Approved: May 20, 2010I2-9.In Table I-5, please provide the followingbalance sheet information for theimmediate parent firm. This information may be available from SEC filings,depending on how the firm presents its statement, if yourimmediate parent firmis a publicly traded company.Table I-5. Balance Sheet InformationFY 2007FY 2008FY 2009Assets (‘000$)Inventories (Raw materials, supplies, fuels, etc.)Other current assets (Prepared expenses, cash, accountsreceivable, etc.Non-current assets (land, buildings, equipment, machinery, otherphysical capital and intangibles, capital stocks and bonds, etc.,including expansions and renovations and net of depreciation andamortization)Liability/Equity (‘000$)Current liabilities (Liabilities due for payment within the reportingyear)Non-current liabilities (Including long-term debt, such as bonds,debentures, and bank debt)Owner equity (Total assets minus total (current and non-current)liabilities)Steam Electric QuestionnairePart I. Economic and Financial DataCBI?YesCBI?YesI2-10.In Table I-6, please provide the following cash flow information for theimmediate parent firm. This information may be available from SEC filings,depending on how the firm presents its statement, if yourimmediate parent firmis a publicly traded company.Table I-6. Cash Flow InformationFY 2007FY 2008FY 2009Cash flow from operating activities (‘000$)Net income from operationsNon-cash charges (credits) to incomeDepreciation and depletionAmortization of electricity generating plantsNet change in accounts receivable/ accounts payableChange in inventoriesNet change in other current assets/current liabilitiesNet cash provided by (used in) operating activitiesCash flow from investing activities (‘000$)Capital expendituresCapital expenditures for electric plant and equipmentInvestmentsOther cash flows from investing activitiesNet cash provided by (used in) investing activitiesCash flow from financing activities ('000$)Cash flows provided by (used in) financing activitiesNet increase/decrease in cash and cash equivalentsI-7Approved: May 20, 2010I2-11.In Table I-7, please provide the following information regarding theimmediate parent’ssources of electric energy during each year. This informationmay be available from SEC filings, depending on how the firm presents its statement, if your immediate parent firm is a publicly traded company.Table I-7. Sources of EnergyFY 2007FY 2008FY 2009Gross energy generation (MWh)Purchases from utilities and power marketers (MWh)Cost of purchases from utilities and power marketers (‘000$)Purchases from nonutilities (MWh)Cost of purchases from nonutilities (‘000$)Total sources of electric energy (MWh)including net energy exchangedSteam Electric QuestionnairePart I. Economic and Financial DataCBI?YesCBI?YesCBI?YesI2-12.In Table I-8, please provide the following information regarding theimmediate parent’sdisposition of electric energy generated, purchased,exchanged, and wheeled during each year. This information may be available from SEC filings, depending on how the firm presents its statement, ifyour immediate parent firm is a publicly traded company.%%%Table I-8. Disposition of ElectricityFY 2007FY 2008FY 2009Sales for resale (MWh)Revenue from sales for resale (‘000$)Sales to end users (MWh)Revenue from sales to end users (‘000$)Electric energy furnished without charge (MWh)Electric energy used by the parent (MWh)Total uses of electric energy (MWh)including energy lossesI-8Approved: May 20, 2010I2-13.In Table I-9, please provide the following information regarding the fraction of the immediate parent’s electricity sales (on aMWh basis) subject todifferent pricing terms.NOTE: EPA is looking for information regarding the approximate share of electricity that is sold under various terms and conditions to helpin conducting economic impact and other types of analyses. You may provide approximate shares based on information readily availablefrom immediate parent’s filings and statements.Table I-9. Electricity SalesExampleFY 2007FY 2008FY 2009% sales subject to cost-of-service basedregulated pricing60%%%% contracted sales30%%%% sales subject to short-term auctionpricing10%%%TOTAL100%0 %0 %0 %I2-14.If the share of contracted sales indicated in Question I2-12 is greater than 0% in FY2009, please indicate in Table I-10 the approximate shares of theimmediate parent firm’scontracted electricity sales (on a MWh basis) that are of different durations and terms.Table I-10. Approximate shares of the Immediate Parent’s Contracted Electricity SalesExampleFY 2009% contracted sales in FY 2009 subject to contract pricing undercontracts of one year or less duration.80%%% sales in FY 2009 subject to contract pricing under contractsmore than one year in duration20 %%Contracted sales under contracts more than one year inNoneNoneduration that include clauses permitting price adjustmentsAllAllbased on changes in environmental regulatoryi dhi i dOther, specify: _________%Other, specify:%Steam Electric QuestionnairePart I. Economic and Financial DataPlant ID:Insert Plant IDPlant Name:Insert Plant NamePart:ISection Title:3. Ultimate Parent Economic and Financial InformationInstructions:Throughout Section 3, please provide information for theultimate parent firmof each immediate parent firm identified in Question I1-1 or, in case of joint ownership or partnership in the immediate parent firm,for the entity having the largest equity stake in the immediate parent firm. Please provide all free response answers in the highlighted yellow areas.For the purpose of this questionnaire, theultimate parent firmis the highest level domestic business entity in a plant’s ownership structure. A firm that is owned by another U.S. firm is not an ultimate domesticparent firm. In contrast, a U.S. firm that is owned by a foreign firm is an ultimate domestic parent firm.NOTE: EPA is interested in financial information about ultimate parent firm of entity(ies) that own or have financial participation or interest in yourplantto conduct regulatory and economicimpact analyses and to identify the relevant firm size category for corporate entities potentially affected by the regulations.I-8Approved: May 20, 2010CBI?YesCBI?YesI3-1.Is (are) theultimate parent firm(s)the same as theimmediate parent(s)identified in Question I1-1?Yes(Skip to Section 4.1)No(Continue to Question I3-2)I3-2.In Table I-11, please provide the following information for theultimate parent firmof each immediate parent firm identified in Question I1-1 or, in case of joint ownership or partnership in theimmediate parentfirm, for the entity having the largest equity stake in theimmediate parent firm. If theultimate parent firmis the same as theimmediate parent firm, you may indicate so in column 2 and do not need to providethe information requested in columns 3 through 10 of the table. This information may be available from SEC filings, if yourultimate parent firmis a publicly traded company.Table I-11. Ultimate Parent Firm Financial Information% FinancialImmediateInterest inFiscal YearTotal RevenueTotalEmploymentTotal ElectricityParent (fromName of UltimateMailingImmediateQuestion I-1)ParentAddressParent in 2009NAICSDUNS NumberStart (mm)End (mm)Year(‘000$)(FTE)Sales (MWh)EFG Inc.SelectSelect2007Same as Immediate Parent20082009ABC LLC.U.S. DIAMOND CORP2255 5thAvenue, City,State, ZIP200752,358,00025,87545,400,400Same as Immediate Parent2008200955,582,00025,78645,851,700XYZ Corp.85%5239885785963OctoberSelectSeptemberSelect200756,889,20026,85055,110,890Same as Immediate Parent20082009SelectSame as Immediate ParentSelectSelect200720082009SelectSame as Immediate ParentSelectSelect200720082009SelectSame as Immediate ParentSelectSelect200720082009Steam Electric QuestionnairePart I. Economic and Financial DataPlant ID: Insert Plant IDPlant Name: Insert Plant NamePart:ISection Title:4.1 Basic Plant Economic and Financial InformationInstructions:Throughout Section 4.1, please provide the requested economic and financial information for theplant. Please provide all free responseanswers in the highlighted yellow areas.NOTE: For Section 4.1, EPA is interested in obtaining financial and economic data regarding the specific plant covered by thisquestionnaire.CBI?YesI4-1.What is theFiscal Year period covered by plant-level financial and operational information provided in this section?Start (dd/mm)Select/SelectEnd (dd/mm)Select/SelectI4-2.In Table I-12, please indicate the number of months in each fiscal year for which you have financial and operational information for yourplant.In some cases, such as new plants, records may cover only part of a year.CBI?YesTable I-12. Number of Months in Each Fiscal YearFY 2007FY 2008FY 2009Number of MonthsCBI?YesI4-3.At any time during the three reporting years, did theplantengage in revenue generating activities other than generation of electricity?NOTE: Economic activities other than generation of electricity may include, but are not limited to, production activities or the leasingof land. Please include only those economic activities that are carried out by the plant’s owner; do not include activities carried outon the plant’s property by third parties for which the plant’s owner does not incur cost or receive revenue. If such third partyactivities are significant, you may note them in the comments section at the end of Part I.Yes(Continue to Question I4-4)No(Skip to Question I4-7)I-9Approved: May 20, 2010Steam Electric QuestionnairePart I. Economic and Financial DataCBI?YesI4-4.In Table A-13, please provide a description of each of theplant’s economic activities other than electricity generation.Table I-13. Description of Economic ActivitiesFiscal YearDescription of Economic Activity(ies)Economic activities not associated with electricity generation (e.g., manufacturing production, leasing of land)200720082009I-10Approved: May 20, 2010CBI?YesCBI?YesI4-5.Is(are) this(ese) business activity(ies) associated with (a) specific generating unit(s)?Yes(Continue to Question I4-6)No(Skip to Question I4-7)I4-6.In Table I-14, please provide the following information for each of these generating units. Use steam electric generating unit IDs assigned inTable A-8.Revenue (‘000$)Costs (‘000$)FY 2007FY 2008FY 2009FY 2007FY 2008FY 2009FY 2007FY 2008FY 2009FY 2007FY 2008FY 2009FY 2007SE Unit IDTable I-14. Financial Data by Steam Electric UnitSelectSelectSelectSelectSteam Electric QuestionnairePart I. Economic and Financial DataSelectFY 2008FY 2009FY 2007SelectFY 2008FY 2009CBI?YesI4-7.In Table I-15, please provide information on totalplantemployment in terms of full-time equivalent employees (FTE).Table I-15. Plant Employment InformationFY 2007FY 2008FY 2009Total Employment (FTE)CBI?YesI4-8.In Table I-16, please providegross and net electricity generatedby theplanton a fiscal year basis.NOTE: If your fiscal year coincides with the calendar year, please indicate so below and skip this question. The requested informationis already provided in Question A1-14 of questionnaire on a calendar year basis.This plant’s fiscal year coincides with calendar years (i.e., fiscal year period is January 1 – December 31). Referto answer to Question A1-14 for the requested data.Table I-16. Gross and Net ElectricityGenerated byPlantFY 2007FY 2008FY 2009Gross Electricity Generated (MWh)Net Electricity Generated (MWh)CBI?YesI4-9.In Table I-17, please provide information regarding capital outlays for plant and equipment for theplant.Table I-17. Capital Outlays for PlantFY 2007FY 2008FY 2009Capital outlays for plant and equipment (‘000$)I-11Approved: May 20, 2010Steam Electric QuestionnairePart I. Economic and Financial DataPlant ID:Insert Plant IDPlant Name:Insert Plant NamePart:ISection Title:4.2 Detailed Plant Financial InformationInstructions:In Section 4.2, please provide financial information for theplant. Your parent firm may not customarily compile financial reports at thelevel of the plant. In that case, you may estimate plant-level information from data reported at the level of reporting closest to your plant.This may be a division, theimmediate parent firm, or some other business unit. You should report information about your plant eitherfrom existing reports or by estimating plant-level data. If you have to estimate plant-level data, you may use any method andinformation that, in your judgment, will yield the best estimate of plant-level data and describe the method in Question I4-12. If no suchmethod or information is available, you may follow the default methodology outlined below.Default Methodology: Please estimate plant-level data by using aggregate data from the financial reports for the business unit that isclosest to your plant in terms of business activity performed. Please estimate plant data by multiplying that business unit’s numberscorresponding to electricity generation activities by the ratio of your plant’s net generation to the business unit’s net generation. Forexample, if you have aggregate data for a business unit consisting of three plants, each with 100 MWh in net generation, the plant-leveldata are estimated based on 1/3 of the aggregate data.CBI?YesI4-10.In Table I-18, please provide the following balance sheet information for theplant.As needed, you may estimate plant-level data basedon balance sheet information for the relevant business unit or immediate parent.Plant-level balance sheet data have been estimated for the purpose of answering this questionnaire. Provide details in QuestionI4-12.Table I-18. Balance Sheet Information for PlantFY 2007FY 2008FY 2009Assets (‘000$)Inventories (Raw materials, supplies, fuels, etc.)Other current assets (Prepared expenses, cash,accounts receivable, etc.Land and buildings (Original land cost and cost ofbuildings, including expansions and renovations, netof depreciation)I-13Approved: May 20, 2010Steam Electric QuestionnairePart I. Economic and Financial DataOther non-current assets (Equipment, machinery,other physical capital and intangibles, capital stocksand bonds, etc., net of depreciation and amortization)Liability/Equity (‘000$)Current liabilities (Liabilities due for payment withinthe reporting year)Non-current liabilities (Including long-term debt, suchas bonds, debentures, and bank debt)Owner equity (Total assets minus total (current andnon-current) liabilitiesI-14Approved: May 20, 2010CBI?YesI4-11.In Table I-19, please provide the following income statementinformation for theplant. As needed, you may estimate plant-level databased on income statement information for the relevant division, business unit or immediate parent.Plant-level income statement data have been estimated for the purpose of answering this questionnaire. Provide details in QuestionI4-12.Table I-19. Income Statement for PlantFY 2007FY 2008FY 2009Total revenue (‘000$)Revenue from electric power generation andsalesRevenue from sources indirectly related to thegeneration of electricity (e.g., sale of steam orash, waste combustion)Other revenue (i.e., total revenue from theeconomic activities described in Question I4-4)(describe below)Total expenses (‘000$)Fuel expensesOther operating expensesTotal maintenance expensesTotal sales and customer accounts, service,and informational expensesCost of contract workInterest expenseTaxesSteam Electric QuestionnairePart I. Economic and Financial DataDepreciationAll other expenses, including fixed expenses(describe below)I-15Approved: May 20, 2010CBI?YesI4-12.If you estimated balance sheet and/or income statement for theplantin questions I4-10 and I4-11, please indicate the methodologyused.Used default methodology described in Instructions to Section 4.2 (i.e., based on ratio of net generation)Used alternative methodology (describe below)Methodologydescription:CBI?YesI4-13.In Table I-20, please provide the following information regarding the cost of steam electricity generation for theplant. If the informationfor steam electricity generation is the same as reported above for the plant as a whole, please indicate so below and skip this question.Expenses for steam electricity generation are the same as for the plant as a whole.NOTE: This information represents a subset of the total expenses reported in Question I4-11; the data are for steamelectricity generation more specifically.Table I-20. Cost of Steam Electricity GenerationFY 2007FY 2008FY 2009Fuel expensesOther operating expensesTotal maintenance expensesTotal sales and customer accounts, services, andinformational expensesTaxesDepreciationTotal administrative and general expensesSteam Electric QuestionnairePart I. Economic and Financial DataPlant ID: Insert Plant IDPlant Name: Insert Plant NamePart:ISection Title:5.1 Basic Steam Electric Generating Unit Economic and Financial InformationInstructions:Please provide the economic and financial information requested for each steam electric generating unit at yourplant. Use steam electric generating unitIDs assigned in Table A-8. Please provide all free response answers in the highlighted yellow areas.CBI?YesI5-1.In Table I-21, please provide information for each non-retired (as of January 1, 2007) steam electric generating unit of your plant. Use steam electricgenerating unit IDs assigned in Table A-8.NOTE: If a generating unit is owned by more than one entity, please provide the name(s) of theimmediate parent firm(s)and their respectiveequity shares (or financial participation or interest) in this generating unit.Table I-21. Basic Financial Steam Electric Generating InformationImmediate parentSE Unit IDRemaining undepreciated value (‘000$)firm(s) in 2009Nonutility status of each steam electric generating unitCogeneratorFERC qualifying cogeneratorFY 2007250,000FERC qualifying small power producerABC LLC. (70%)ExampleFERC exempt wholesale generatorXYZ Corp. (30%)FY 2008225,000Cogenerator not qualified under PURPAOther (specify):FY 2009200,000Check here if not applicableCogeneratorFERC qualifying cogeneratorFY 2007FERC qualifying small power producerSelectFERC exempt wholesale generatorFY 2008Cogenerator not qualified under PURPAOther (specify):FY 2009Check here if not applicableCogeneratorFERC qualifying cogeneratorFY 2007FERC qualifying small power producerSelectFERC exempt wholesale generatorFY 2008Cogenerator not qualified under PURPAOther (specify):FY 2009Check here if not applicableCogeneratorFERC qualifying cogeneratorFY 2007FERC qualifying small power producerSelectFERC exempt wholesale generatorFY 2008Cogenerator not qualified under PURPAOther (specify):FY 2009Check here if not applicableCogeneratorFERC qualifying cogeneratorFY 2007FERC qualifying small power producerSl thl lI-16Approved: May 20, 2010Steam Electric QuestionnairePart I. Economic and Financial DataSelectFERC exempt wholesale generatorFY 2008Cogenerator not qualified under PURPAOther (specify):FY 2009Check here if not applicableCogeneratorFERC qualifying cogeneratorFY 2007FERC qualifying small power producerSelectFERC exempt wholesale generatorFY 2008Cogenerator not qualified under PURPAOther (specify):FY 2009Check here if not applicableCogeneratorFERC qualifying cogeneratorFY 2007FERC qualifying small power producerSelectFERC exempt wholesale generatorFY 2008Cogenerator not qualified under PURPAOther (specify):FY 2009Check here if not applicableCogeneratorFERC qualifying cogeneratorFY 2007FERC qualifying small power producerSelectFERC exempt wholesale generatorFY 2008Cogenerator not qualified under PURPAOther (specify):FY 2009Check here if not applicableCogeneratorFERC qualifying cogeneratorFY 2007FERC qualifying small power producerSelectFERC exempt wholesale generatorFY 2008Cogenerator not qualified under PURPAOther (specify):FY 2009Check here if not applicableCogeneratorFERC qualifying cogeneratorFY 2007FERC qualifying small power producerSelectFERC exempt wholesale generatorFY 2008Cogenerator not qualified under PURPAOther (specify):FY 2009Check here if not applicableCogeneratorFERC qualifying cogeneratorFY 2007FERC qualifying small power producerSelectFERC exempt wholesale generatorFY 2008Cogenerator not qualified under PURPAOther (specify):FY 2009Check here if not applicableI-17Approved: May 20, 2010Steam Electric QuestionnairePart I. Economic and Financial DataPlant ID: Insert Plant IDPlant Name: Insert Plant NamePart:ISection Title:5.2 Steam Electric Generating Unit Operating InformationInstructions:Throughout Section 5.2, please provide information regarding operations for each steam electric generating unit. Please provide all free response answers in the highlighted yellowareas.CBI?YesI5-2.In Table I-22, please provide the following information regarding operations for each steam electric generating unit. Use steam electric generating unit IDsassigned in Table A-8.Table I-22. Steam Electric Generating Unit Operating InformationSE Unit IDFiscal YearPrimaryEnergySourceNumber ofDays inOperationPlan toContinueOperating theUnit Duringthe Next FYCapacityUtilization(% of ratedcapacity)GrossElectricityGenerated(MWh)Net ElectricityGenerated(MWh)Net PeakDemand onUnit – MW(60 minutes)Quantity of FuelBurned (Units)aAverage Cost ofFuel Per Unit ofFuel Burned($/unit)SelectFY 2007FY 2008?SelectFY 2009FY 2007FY 2008SelectSelectFY 2009FY 2007FY 2008SelectSelectFY 2009FY 2007FY 2008SelectSelectFY 2009FY 2007FY 2008SelectSelectFY 2009FY 2007FY 2008SelectSelectFY 2009FY 2007FY 2008SelectSelectFY 2009FY 2007FY 2008SelectSelectFY 2009FY 2007FY 2008SelectFY 2009FY 2007SelectI-18Approved: May 20, 2010Steam Electric QuestionnairePart I. Economic and Financial DataFY 2008FY 2009a–(coal in tons of 2,000 lbs; oil in barrels of 42gals;gas in mcf; nuclear or other – indicate)SelectSelectI-19Approved: May 20, 2010Steam Electric QuestionnairePart I. Economic and Financial DataPlant ID: Insert Plant IDPlant Name: Insert Plant NamePart:ISection Title:5.3 Planned and Forced Outages and Annual Operating CostInstructions:In Section 5.3, please provide information on the duration of planned and forced outages and annual operating cost for each steamelectric generating unit. Please provide all free response answers in the highlighted yellow areas.CBI?YesI5-3.In Table I- 23, please provide information on the duration of planned and forced outages for each steam electric generating unit. Usesteam electric generating unit IDs assigned in Table A-8.Table I-23. Planned and Forced OutagesSE Unit IDFiscal YearTotal Duration ofPlanned/ScheduledRoutine MaintenanceOutages (hours/year)Total Duration ofOutages Planned/Scheduled to AddressMajor Upgradesa(hours/year)Duration ofForced/UnscheduledOutages for this Unit(hours/year)FY 2007FY 2008SelectSelectFY 2009FY 2007FY 2008FY 2009FY 2007FY 2008SelectSelectFY 2009FY 2007FY 2008FY 2009FY 2007FY 2008SelectFY 2009I-19Approved: May 20, 2010Steam Electric QuestionnairePart I. Economic and Financial DataFY 2007FY 2008SelectSelectFY 2009FY 2007FY 2008FY 2009FY 2007FY 2008SelectSelectFY 2009FY 2007FY 2008FY 2009FY 2007FY 2008SelectFY 2009a – Such as repowering, FGD/SCR installation, etc.I-20Approved: May 20, 2010Steam Electric QuestionnairePart I. Economic and Financial DataCBI?YesI5-4.In Table I-24, please provide the following annual operating cost information for each generating unit (refers to steam electricgenerating unit IDs assigned in Table A-8, as entered in Question I5-3).Table I-24. Annual Operating CostSE Unit IDFiscal YearTotal Costs ($)aFuel Costs ($)Variable O&MCosts ($)bSelectFY 2007FY 2008FY 2009SelectFY 2007FY 2008FY 2009SelectFY 2007FY 2008FY 2009SelectFY 2007FY 2008FY 2009SelectFY 2007FY 2008FY 2009SelectFY 2007FY 2008FY 2009SelectFY 2007FY 2008FY 2009I-21Approved: May 20, 2010Steam Electric QuestionnairePart I. Economic and Financial DataSelectFY 2007FY 2008FY 2009SelectFY 2007FY 2008FY 2009SelectFY 2007FY 2008FY 2009a- Total costs may include other operating costs (other than fuel costs orvariable O&M) such as the scheduled maintenance of boilerand electric plant and the scheduled maintenance of generating and electric equipment, which are considered fixed O&M for thepurpose of this questionnaire.b - Refer to the glossary for a list of costs to be considered asvariable O&Mcosts (e.g., fuel handling and steam expense and electricexpense (other than other direct costs).I-22Approved: May 20, 2010Steam Electric QuestionnairePart I. Economic and Financial DataPlant ID:Insert Plant IDPlant Name:Insert Plant NamePart:ISection Title:Part I CommentsInstructions:Cross reference your comments by question number and indicate the confidential status of your comment by checking the boxnext to "Yes" under "CBI?" (Confidential Business Information).Question NumberCommentCBI?YesCBI?YesCBI?YesCBI?YesCBI?YesCBI?YesCBI?YesCBI?YesCBI?YesCBI?YesCBI?YesI-23Approved: May 20, 2010Steam Electric QuestionnairePart I. Economic and Financial DataCBI?YesCBI?YesCBI?YesCBI?YesCBI?YesCBI?YesCBI?YesCBI?YesCBI?YesCBI?YesCBI?YesCBI?YesCBI?YesCBI?YesI-24Approved: May 20, 2010