22418 Federal Register / Vol. 78, No. 73 / Tuesday, April 16, 2013 / Rules and Regulations 

1See Dodd-Frank Wall Street Reform and 

Consumer Protection Act, Public Law 111–203, 124 

Stat. 1376 (2010). The text of the Dodd-Frank Act 

may be accessed at http://www.cftc.gov./ 

LawRegulation/OTCDERIVATIVES/index.htm. 

2The Commodity Exchange Act may be found at 

7 U.S.C. 1 et seq. 

3 5 U.S.C. 553(b). 

4See 5 U.S.C. 553(d). 

5See 5 U.S.C. 601 et seq. 

6 5 U.S.C. 601(2). 

7See 44 U.S.C. 3501 et seq. 

PART 71—DESIGNATION OF CLASS A, 

B, C, D AND E AIRSPACE AREAS; AIR 

TRAFFIC SERVICE ROUTES; AND 

REPORTING POINTS 

■ 1. The authority citation for 14 CFR 

Part 71 continues to read as follows: 

Authority: 49 U.S.C. 106(g), 40103, 40113, 

40120; E. O. 10854, 24 FR 9565, 3 CFR, 1959– 

1963 Comp., p. 389. 

§ 71.1 [Amended] 

■ 2. The incorporation by reference in 

14 CFR Part 71.1 of the Federal Aviation 

Administration Order 7400.9W, 

Airspace Designations and Reporting 

Points, dated August 8, 2012, and 

effective September 15, 2012 is 

amended as follows: 

Paragraph 6005 Class E airspace areas 

extending upward from 700 feet or more 

above the surface of the earth. 

* * * * * 

ANM OR E5 Lakeview, OR [Modified] 

Lakeview County Airport, OR 

(Lat. 42°09′40′′ N., long. 120°23′57′′ W.) 

That airspace extending upward from 700 

feet above the surface within a 4.3-mile 

radius of the Lakeview County Airport, and 

within 1.8 miles each side of the 180° bearing 

of the airport extending from the 4.3-mile 

radius to 7 miles south of the airport; that 

airspace extending upward from 1,200 feet 

above the surface bounded by a line 

beginning at lat. 42°50′00′′ N., long. 

120°57′00′′ W.; to lat. 42°54′00′′ N., long. 

120°22′00′′ W.; to lat. 41°23′00′′ N., long. 

119°52′00′′ W.; to lat. 41°17′00′′ N., long. 

120°25′00′′ W.; to lat. 41°41′00′′ N., long. 

120°41′00′′ W., thence to the point of 

beginning; that airspace extending upward 

from 10,500 feet MSL bounded on the north 

by lat. 44°00′00′′ N., on the east by a line 

extending from lat. 44°00′00′′ N., long. 

120°00′04′′ W., to the north edge of V–122 at 

long. 119°00′04′′ W., on the south by the 

north edge of V–122, and on the west by the 

east edge of V–165. 

Issued in Seattle, Washington, on April 2, 

2013. 

Clark Desing, 

Manager, Operations Support Group, Western 

Service Center. 

[FR Doc. 2013–08812 Filed 4–15–13; 8:45 am] 

BILLING CODE 4910–13–P 

COMMODITY FUTURES TRADING 

COMMISSION 

17 CFR Parts 1, 3, 5, 9, 11, 31, 40, 41, 

140, 145, 170, 171 and 190 

RIN 3038–AE03 

Reassignment of Commission Staff 

Responsibilities and Delegations of 

Authority 

AGENCY: Commodity Futures Trading 

Commission. 

ACTION: Final rule. 

SUMMARY: The Commission is amending 

its regulations to reflect the 

reassignment of responsibilities, 

including delegations of authority, 

resulting from its recent reorganization 

of Commission staff. Effective October 9, 

2011, the Commission abolished the 

Division of Clearing and Intermediary 

Oversight and reassigned its staff and 

responsibilities to the newly established 

Division of Swap Dealer and 

Intermediary Oversight and Division of 

Clearing and Risk. 

DATES: These amendments shall become 

effective on April 16, 2013. 

FOR FURTHER INFORMATION CONTACT: 

Frank Fisanich, Chief Counsel, 

Telephone: (202) 418–5949, Email: 

ffisanich@cftc.gov, Amanda Lesher 

Olear, Special Counsel, Telephone: 

(202) 418–5283, Email: aolear@cftc.gov, 

Division of Swap Dealer and 

Intermediary Oversight; or Robert 

Wasserman, Chief Counsel, Telephone: 

(202) 418–5092, Email: 

rwasserman@cftc.gov, Jocelyn Partridge, 

Special Counsel, Telephone: (202) 418– 

5926, Email: jpartridge@cftc.gov, 

Division of Clearing and Risk, 

Commodity Futures Trading 

Commission, Three Lafayette Centre, 

1155 21st Street NW., Washington, DC 

20581. 

SUPPLEMENTARY INFORMATION: 

I. Background 

On July 21, 2010, President Obama 

signed the Dodd-Frank Wall Street 

Reform and Consumer Protection Act 

(‘‘Dodd-Frank Act’’),1 which extensively 

revises the Commodity Exchange Act.2

In order to more effectively implement 

its provisions, the Commission has 

reorganized its operating divisions. 

Under the reorganized structure, the 

Division of Clearing and Intermediary 

Oversight has been reconfigured into 

two new divisions: the Division of Swap 

Dealer and Intermediary Oversight and 

the Division of Clearing and Risk. 

The Commission is amending its 

regulations to reflect this reorganized 

structure. Accordingly, as indicated in 

the chart below, the Commission is 

deleting references to the former 

division and replacing them with 

references to the new divisions in the 

Commission’s regulations. As amended, 

the regulations will reflect new 

assignments of responsibilities, 

including delegated authorities, to the 

new divisions. 

II. Related Matters 

A. Administrative Procedure Act 

The amendments to the Commission’s 

regulations in this rulemaking do not 

establish any new substantive or 

legislative rules, but rather relate solely 

to the restructuring of responsibilities 

within the Commission, including 

amendments re-delegating authority to 

newly formed divisions, and therefore 

relate solely to agency organization, 

procedure, and practice. Therefore, this 

rulemaking is excepted from the public 

rulemaking provisions of the 

Administrative Procedure Act.3

Additionally, as the revisions to the 

Commission’s regulations in this 

rulemaking will not cause any party to 

undertake efforts to comply with the 

regulations as revised, the Commission 

has determined to make this rulemaking 

effective upon publication in the 

Federal Register.4

B. Regulatory Flexibility Act 

The Regulatory Flexibility Act 

requires the Commission to consider 

whether the regulations it adopts will 

have a significant economic impact on 

a substantial number of small entities.5

The Commission is obligated to conduct 

a regulatory flexibility analysis for any 

rule for which the agency publishes a 

general notice of proposed rulemaking 

pursuant to section 553(b) of the 

Administrative Procedure Act.6 This 

rulemaking is excepted from the public 

rulemaking provisions of the 

Administrative Procedure Act. 

Accordingly, the Commission is not 

obligated to conduct a regulatory 

flexibility analysis for this rulemaking. 

C. Paperwork Reduction Act 

The Commission may not conduct or 

sponsor, and a respondent is not 

required to respond to, a collection of 

information contained in a rulemaking 

unless the information collection 

displays a currently valid control 

number issued by the Office of 

Management and Budget (‘‘OMB’’) 

pursuant to the Paperwork Reduction 

Act.7 This rulemaking contains no 

collection of information for which the 

Commission is obligated to obtain a 

control number from OMB. 


wreier-aviles on DSK5TPTVN1PROD with RULES
Federal Register / Vol. 78, No. 73 / Tuesday, April 16, 2013 / Rules and Regulations 22419 

List of Subjects in 17 CFR Part 140 

Authority delegations (Government 

agencies), Organization and functions 

(Government agencies). 

For the reasons stated in the 

preamble, the Commission hereby 

amends chapter I of title 17 of the Code 

of Federal Regulations as follows: 

PARTS 1, 3, 5, 9, 11, 31, 40, 41, 140, 

145, 170, 171, and 190—[AMENDED] 

■ 1. For each section and paragraph 

indicated in the left column of the 

following table, remove the division 

name or title indicated in the middle 

column from wherever it appears in the 

section or paragraph, and add in its 

place the division name or title 

indicated in the right column: 

Section Remove Add 

1.12(g)(3) ............................. Division of Clearing and Intermediary Oversight ............ Division of Swap Dealer and Intermediary Oversight. 

1.12(h) .................................. Division of Clearing and Intermediary Oversight ............ Division of Swap Dealer and Intermediary Oversight. 

1.17(c)(6)(ii)(A) ..................... Division of Clearing and Intermediary Oversight ............ Division of Swap Dealer and Intermediary Oversight. 

1.17(c)(6)(ii)(D) ..................... Division of Clearing and Intermediary Oversight ............ Division of Swap Dealer and Intermediary Oversight. 

1.17(c)(6)(iii)(B) .................... Division of Clearing and Intermediary Oversight ............ Division of Swap Dealer and Intermediary Oversight. 

1.65(d) .................................. Division of Clearing and Intermediary Oversight ............ Division of Swap Dealer and Intermediary Oversight. 

1.66(b)(5)(ii) ......................... Division of Clearing and Intermediary Oversight ............ Division of Swap Dealer and Intermediary Oversight. 

3.22 introductory text ........... Division of Clearing and Intermediary Oversight ............ Division of Swap Dealer and Intermediary Oversight. 

3.50(c) .................................. Division of Clearing and Intermediary Oversight ............ Division of Swap Dealer and Intermediary Oversight. 

3.50(d) .................................. Division of Clearing and Intermediary Oversight ............ Division of Swap Dealer and Intermediary Oversight. 

3.55(e)(2) ............................. Division of Clearing and Intermediary Oversight ............ Division of Swap Dealer and Intermediary Oversight. 

3.56(e)(2) ............................. Division of Clearing and Intermediary Oversight ............ Division of Swap Dealer and Intermediary Oversight. 

3.63 ...................................... Division of Clearing and Intermediary Oversight ............ Division of Swap Dealer and Intermediary Oversight. 

3.70(a) .................................. Division of Clearing and Intermediary Oversight ............ Division of Swap Dealer and Intermediary Oversight. 

3.70(a) .................................. Attn: Deputy Director, Compliance and Registration 

Section, Division of Clearing and Intermediary Oversight.

Attn: Deputy Director, Registration and Compliance 

Branch, Division of Swap Dealer and Intermediary 

Oversight. 

Pt. 3 app. A, note 2 ............. Division of Clearing and Intermediary Oversight ............ Division of Swap Dealer and Intermediary Oversight. 

5.6(f)(3) ................................ Division of Clearing and Intermediary Oversight ............ Division of Swap Dealer and Intermediary Oversight. 

5.6(h) .................................... Division of Clearing and Intermediary Oversight ............ Division of Swap Dealer and Intermediary Oversight. 

5.20(d) (2 references) .......... Division of Clearing and Intermediary Oversight ............ Division of Swap Dealer and Intermediary Oversight. 

5.23(f) ................................... Division of Clearing and Intermediary Oversight ............ Division of Swap Dealer and Intermediary Oversight. 

9.2(h) .................................... Division of Clearing and Intermediary Oversight ............ Division of Swap Dealer and Intermediary Oversight 

and Division of Clearing and Risk. 

9.26 ...................................... Division of Clearing and Intermediary Oversight ............ Division of Swap Dealer and Intermediary Oversight 

and Division of Clearing and Risk. 

9.31(a) .................................. Division Clearing and Intermediary Oversight ................ Division of Swap Dealer and Intermediary Oversight 

and Division of Clearing and Risk. 

11.2(a) .................................. the Director of the Division of Clearing and Intermediary 

Oversight.

the Director of the Division of Swap Dealer and Intermediary Oversight and the Director of the Division of 

Clearing and Risk. 

31.13(n)(1) (2 references) .... Division of Clearing and Intermediary Oversight ............ Division of Swap Dealer and Intermediary Oversight. 

31.14(a) ................................ Division of Clearing and Intermediary Oversight ............ Division of Swap Dealer and Intermediary Oversight. 

40.7(a)(1) ............................. Division of Clearing and Intermediary Oversight ............ Division of Clearing and Risk. 

40.7(a)(2) ............................. Division of Clearing and Intermediary Oversight ............ Division of Clearing and Risk. 

40.7(a)(3) ............................. Division of Clearing and Intermediary Oversight ............ Division of Clearing and Risk. 

40.7(a)(4) ............................. Division of Clearing and Intermediary Oversight ............ Division of Clearing and Risk. 

40.7(b) .................................. Division of Clearing and Intermediary Oversight ............ Division of Clearing and Risk. 

40.7(c) .................................. Division of Clearing and Intermediary Oversight ............ Division of Clearing and Risk. 

41.3(d) .................................. Division of Clearing and Intermediary Oversight ............ Division of Swap Dealer and Intermediary Oversight. 

Pt. 140 Table of Contents 

(140.75).

Division of Clearing and Intermediary Oversight ............ Division of Clearing and Risk and Division of Swap 

Dealer and Intermediary Oversight. 

Pt. 140 Table of Contents 

(140.91).

Division of Trading and Markets ..................................... Division of Swap Dealer and Intermediary Oversight. 

Pt. 140 Table of Contents 

(140.93).

Division of Clearing and Intermediary Oversight ............ Division of Swap Dealer and Intermediary Oversight. 

Pt. 140 Table of Contents 

(140.94).

Director of the Division of Clearing and Risk ................. Directors of the Division of Clearing and Risk and the 

Division of Swap Dealer and Intermediary Oversight. 

140.72(a) .............................. Director of the Division of Clearing and Intermediary 

Oversight, each Deputy Director of the Division of 

Clearing and Intermediary Oversight.

Director of the Division of Swap Dealer and Intermediary Oversight, the Chief Counsel of the Division 

of Swap Dealer and Intermediary Oversight, each 

Deputy Director of the Division of Swap Dealer and 

Intermediary Oversight, the Director of the Division of 

Clearing and Risk, the Chief Counsel of the Division 

of Clearing and Risk, each Deputy Director of the Division of Clearing and Risk. 

140.73(a) .............................. Director of the Division of Clearing and Intermediary 

Oversight or, in his or her absence, each Deputy Director of the Division of Clearing and Intermediary 

Oversight.

Director of the Division of Swap Dealer and Intermediary Oversight or, in his or her absence, the 

Chief Counsel of the Division of Swap Dealer and 

Intermediary Oversight, each Deputy Director of the 

Division of Swap Dealer and Intermediary Oversight, 

the Director of the Division of Clearing and Risk or, in 

his or her absence, the Chief Counsel of the Division 

of Clearing and Risk, each Deputy Director of the Division of Clearing and Risk. 


wreier-aviles on DSK5TPTVN1PROD with RULES
22420 Federal Register / Vol. 78, No. 73 / Tuesday, April 16, 2013 / Rules and Regulations 

Section Remove Add 

140.75 (section heading and 

2 references).

Division of Clearing and Intermediary Oversight ............ Division of Clearing and Risk and Division of Swap 

Dealer and Intermediary Oversight. 

140.76(a) .............................. Director of the Division of Clearing and Intermediary 

Oversight.

Director of the Division of Swap Dealer and Intermediary Oversight, the Director of the Division of 

Clearing and Risk. 

140.76(b) .............................. Director of the Division of Clearing and Intermediary 

Oversight.

Director of the Division of Swap Dealer and Intermediary Oversight, the Director of the Division of 

Clearing and Risk. 

140.91 (section heading) ..... Division of Trading and Markets ..................................... Division of Swap Dealer and Intermediary Oversight. 

140.91(a) .............................. Division of Clearing and Intermediary Oversight ............ Division of Swap Dealer and Intermediary Oversight. 

140.91(b) .............................. Division of Clearing and Intermediary Oversight ............ Division of Swap Dealer and Intermediary Oversight. 

140.92(a) .............................. Division of Clearing and Intermediary Oversight ............ Division of Clearing and Risk and Division of Swap 

Dealer and Intermediary Oversight. 

140.92(b) .............................. Division of Clearing and Intermediary Oversight ............ Division of Clearing and Risk and Division of Swap 

Dealer and Intermediary Oversight. 

140.92(c) .............................. Division of Clearing and Intermediary Oversight ............ Division of Clearing and Risk and Division of Swap 

Dealer and Intermediary Oversight. 

140.93 (section heading) ..... Division of Clearing and Intermediary Oversight ............ Division of Swap Dealer and Intermediary Oversight. 

140.93(a) .............................. Division of Clearing and Intermediary Oversight ............ Division of Swap Dealer and Intermediary Oversight. 

140.93(b) .............................. Division of Clearing and Intermediary Oversight ............ Division of Swap Dealer and Intermediary Oversight. 

140.93(c) .............................. Division of Clearing Intermediary Oversight ................... Division of Swap Dealer and Intermediary Oversight. 

140.95(a) .............................. Division of Clearing and Intermediary Oversight ............ Division of Clearing and Risk and Division of Swap 

Dealer and Intermediary Oversight. 

140.95(b) .............................. Division of Clearing and Intermediary Oversight ............ Division of Clearing and Risk and Division of Swap 

Dealer and Intermediary Oversight. 

140.95(c) .............................. Division of Clearing and Intermediary Oversight ............ Division of Clearing and Risk and Division of Swap 

Dealer and Intermediary Oversight. 

140.96(b) .............................. the Director of the Division of Clearing and Intermediary 

Oversight or the Director’s designee.

the Director of Swap Dealer and Intermediary Oversight 

or the Director’s designee, and to the Director of the 

Division of Clearing and Risk or the Director’s designee. 

140.96(c) .............................. Director of the Division of Clearing and Intermediary 

Oversight.

Director of the Division of Swap Dealer and Intermediary Oversight or the Director of the Division of 

Clearing and Risk. 

140.96(d) .............................. Director of the Division of Clearing and Intermediary 

Oversight.

Director of the Division of Swap Dealer and Intermediary Oversight or the Director of the Division of 

Clearing and Risk. 

140.99(a)(5) ......................... Division of Clearing and Intermediary Oversight ............ Division of Swap Dealer and Intermediary Oversight, 

the Division of Clearing and Risk. 

Part 145, App. A, (g) ............ Division of Clearing and Intermediary Oversight ............ Division of Swap Dealer and Intermediary Oversight. 

Pt. 170 (Table of Contents) 170.12 Delegation of Authority to Director of the Division of Clearing and Intermediary Oversight.170.12 Delegation of Authority to Director of the Division of Swap Dealer and Intermediary Oversight. 

170.12 (section heading and 

1 reference).

Division of Clearing and Intermediary Oversight ............ Division of Swap Dealer and Intermediary Oversight. 

171.28 .................................. Division of Clearing and Intermediary Oversight ............ Division of Swap Dealer and Intermediary Oversight 

and the Division of Clearing and Risk. 

171.31(a) .............................. Division of Clearing and Intermediary Oversight ............ Division of Swap Dealer and Intermediary Oversight 

and the Division of Clearing and Risk. 

190.10(b)(4) ......................... Director of the Division of Clearing and Intermediary 

Oversight, or such members of the Commission’s 

staff acting under his direction as he may designate, 

on the basis of the information provided in any such 

request, shall determine, in his sole discretion.

Director of the Division of Clearing and Risk, or such 

members of the Commission’s staff acting under his 

direction as he may designate, on the basis of the information provided in any such request, shall determine, after consultation with the Director of the Division of Swap Dealer and Intermediary Oversight, or 

such member of the Commission’s staff under his direction as he may designate, unless exigent circumstances require immediate action precluding 

such prior consultation. 

190.10(d) heading ................ Division of Clearing and Intermediary Oversight ............ Division of Clearing and Risk. 

190.10(d)(1) ......................... Director of the Division of Clearing and Intermediary 

Oversight, and to such members of the Commission’s staff acting under his direction as he may designate.

Director of the Division of Clearing and Risk, and to 

such members of the Commission’s staff acting 

under his direction as he may designate, after consultation with the Director of the Division of Swap 

Dealer and Intermediary Oversight, or such member 

of the Commission’s staff under his direction as he 

may designate, unless exigent circumstances require 

immediate action. 

190.10(d)(2) ......................... Division of Clearing and Intermediary Oversight ............ Division of Clearing and Risk. 

190.10(d)(3) ......................... Division of Clearing and Intermediary Oversight ............ Division of Clearing and Risk. 


wreier-aviles on DSK5TPTVN1PROD with RULES
Federal Register / Vol. 78, No. 73 / Tuesday, April 16, 2013 / Rules and Regulations 22421 

PART 140—ORGANIZATION, 

FUNCTIONS, AND PROCEDURES OF 

THE COMMISSION 

■ 2. The authority citation for Part 140 

is revised to read as follows: 

Authority: 7 U.S.C. 2(a)(12), 13(c), 13(d), 

13(e), and 16(b). 

■ 3. Section 140.94 is revised to read as 

follows: 

§ 140.94 Delegation of authority to the 

Director of the Division of Swap Dealer and 

Intermediary Oversight and the Director of 

the Division of Clearing and Risk. 

(a) The Commission hereby delegates, 

until such time as the Commission 

orders otherwise, the following 

functions to the Director of the Division 

of Swap Dealer and Intermediary 

Oversight and to such members of the 

Commission’s staff acting under his or 

her direction as he or she may designate 

from time to time: 

(1) All functions reserved to the 

Commission in § 5.7 of this chapter; 

(2) All function reserved to the 

Commission in § 5.10 of this chapter; 

(3) All functions reserved to the 

Commission in § 5.11 of this chapter; 

(4) All functions reserved to the 

Commission in § 5.12 of this chapter, 

except for those relating to nonpublic 

treatment of reports set forth in § 5.12(i) 

of this chapter; and 

(5) All functions reserved to the 

Commission in § 5.14 of this chapter. 

(b) The Director of the Division of 

Swap Dealer and Intermediary 

Oversight may submit any matter which 

has been delegated to him or her under 

paragraph (a) of this section to the 

Commission for its consideration. 

(c) The Commission hereby delegates, 

until such time as the Commission 

orders otherwise, the following function 

to the Director of the Division of 

Clearing and Risk and to such members 

of the Commission’s staff acting under 

his or her direction as he or she may 

designate from time to time: 

(1) All functions reserved to the 

Commission in §§ 39.3(a)(1), (a)(2), 

(a)(3), 39.3(b)(1), and 39.3(f)(4) of this 

chapter; 

(2) All functions reserved to the 

Commission in § 39.4(a) of this chapter; 

(3) All functions reserved to the 

Commission in § 39.5(b)(2), (b)(3)(ix), 

(c)(1), and (d)(3) of this chapter; 

(4) All functions reserved to the 

Commission in § 39.10(c)(4)(iv) of this 

chapter; 

(5) All functions reserved to the 

Commission in § 39.11(b)(1)(vi), 

(b)(2)(ii), (c)(1), (c)(2), (f)(1), and (f)(4) of 

this chapter; 

(6) All functions reserved to the 

Commission in § 39.12(a)(5)(i)(B) of this 

chapter; 

(7) All functions reserved to the 

Commission in § 39.13(g)(8)(ii), 

(h)(1)(i)(C), (h)(1)(ii), (h)(3)(i), (h)(3)(ii), 

and (h)(5)(i)(A) of this chapter; 

(8) The authority to request additional 

information in support of a rule 

submission under § 39.15(b)(2)(iii)(A) of 

this chapter and in support of a petition 

pursuant to section 4d of the Act under 

§ 39.15(b)(2)(iii)(B) of this chapter; 

(9) All functions reserved to the 

Commission in § 39.19(c)(3)(iv), (c)(5)(i), 

(c)(5)(ii), and (c)(5)(iii) of this chapter; 

(10) All functions reserved to the 

Commission in § 39.20(a)(5); and 

(11) All functions reserved to the 

Commission in § 39.21(d) of this 

chapter. 

(d) The Director of Clearing and Risk 

may submit any matter which has been 

delegated to him or her under paragraph 

(c) of this section to the Commission for 

its consideration. 

(e) Nothing in this section may 

prohibit the Commission, at its election, 

from exercising the authority delegated 

to the Director of the Division of Swap 

Dealers and Intermediary Oversight 

under paragraph (a) or to the Director of 

the Division of Clearing and Risk under 

paragraph (c) of this section. 

■ 4. Amend § 140.99 to revise paragraph 

(d)(2) to read as follows: 

§ 140.99 Requests for exemptive, noaction and interpretative letters. 

* * * * * 

(d) * * * 

(2)(i) A request for a Letter relating to 

the provisions of the Act or the 

Commission’s rules, regulations or 

orders governing designated contract 

markets, registered swap execution 

facilities, registered swap data 

repositories, registered foreign boards of 

trade, exempt commercial markets, 

exempt boards of trade, the nature of 

particular transactions and whether they 

are exempt or excluded from being 

required to be traded on one of the 

foregoing entities, made available for 

trading determinations, position limits, 

hedging exemptions, position 

aggregation treatment or the reporting of 

market positions shall be filed with the 

Director, Division of Market Oversight, 

Commodity Futures Trading 

Commission, Three Lafayette Centre, 

1155 21st Street NW., Washington, DC 

20581. 

(ii) A request for a Letter relating to 

the provisions of the Act or the 

Commission’s rules, regulations or 

orders governing or related to 

derivatives clearing organizations and 

other central counterparties, the clearing 

process, the clearing requirement 

determination, Commission regulation 

1.25 jointly with the Director of the 

Division of Swap Dealer and 

Intermediary Oversight, risk assessment, 

financial surveillance, the end user 

exemption, and bankruptcy shall be 

filed with the Director, Division of 

Clearing and Risk, Commodity Futures 

Trading Commission, Three Lafayette 

Centre, 1155 21st Street NW., 

Washington, DC 20581. 

(iii) A request for a Letter relating to 

all other provisions of the Act or 

Commission rules, including 

Commission regulation 1.25 jointly with 

the Director of the Division of Clearing 

and Risk, shall be filed with the 

Director, Division of Swap Dealer and 

Intermediary Oversight, Commodity 

Futures Trading Commission, Three 

Lafayette Centre, 1155 21st Street NW., 

Washington, DC 20581. 

(iv) The requests described in 

paragraphs (d)(2)(i) through (iii) of this 

section must be submitted electronically 

using the email address 

dmoletters@cftc.gov (for a request filed 

with the Division of Market Oversight), 

dcrletters@cftc.gov (for a request filed 

with the Division of Clearing and Risk), 

or dsioletters@cftc.gov (for a request 

filed with the Division of Swap Dealer 

and Intermediary Oversight), as 

appropriate, and a properly signed 

paper copy of the request must be 

provided to the Division of Market 

Oversight, the Division of Clearing and 

Risk, or the Division of Swap Dealer and 

Intermediary Oversight, as appropriate, 

within ten days for purposes of 

verification of the electronic 

submission. 

* * * * * 

Issued in Washington, DC, on April 5, 

2013, by the Commission. 

Christopher J. Kirkpatrick, 

Deputy Secretary of the Commission. 

[FR Doc. 2013–08353 Filed 4–15–13; 8:45 am] 

BILLING CODE 6351–01–P 

DEPARTMENT OF DEFENSE 

Department of the Navy 

32 CFR Part 706 

Certifications and Exemptions Under 

the International Regulations for 

Preventing Collisions at Sea, 1972 

AGENCY: Department of the Navy, DoD. 

ACTION: Final rule. 

SUMMARY: The Department of the Navy 

(DoN) is amending its certifications and 

exemptions under the International 

Regulations for Preventing Collisions at 

Sea, 1972 (72 COLREGS), to reflect that 

the Deputy Assistant Judge Advocate 

General (DAJAG) (Admiralty and 


wreier-aviles on DSK5TPTVN1PROD with RULES