Amended and Restated Pledge and Security Agreement



 Exhibit 10.2 
 EXECUTION VERSION 
  

 
  

AMENDED AND RESTATED PLEDGE AND SECURITY AGREEMENT 
 made by 
 THE BABCOCK & WILCOX COMPANY 

and certain Subsidiaries of the Borrower 
 in favor of 
 BANK OF AMERICA, N.A., as Administrative Agent, 

for the ratable benefit of the Secured Parties 
 Dated as of June 8, 2012 
  

 
  







 TABLE OF CONTENTS 

 

							
	 	  	 	  	Page	 
			
	 SECTION 1.
	  	 DEFINED TERMS
	  	 	1	  
			
	 1.1.
	  	 Definitions
	  	 	1	  
			
	 1.2.
	  	 Other Definitional Provisions
	  	 	6	  
			
	 SECTION 2.
	  	 GRANT OF SECURITY INTEREST; CONTINUING LIABILITY UNDER COLLATERAL
	  	 	7	  
			
	 2.1.
	  	 Grant of Security Interest
	  	 	7	  
			
	 2.2.
	  	 Continuing Liability Under Collateral
	  	 	8	  
			
	 2.3.
	  	 Foreign Action
	  	 	8	  
			
	 SECTION 3.
	  	 REPRESENTATIONS AND WARRANTIES
	  	 	8	  
			
	 3.1.
	  	 Representations in Credit Agreement
	  	 	8	  
			
	 3.2.
	  	 Title; No Other Liens
	  	 	9	  
			
	 3.3.
	  	 Perfected First Priority Liens
	  	 	9	  
			
	 3.4.
	  	 Name; Jurisdiction of Organization, etc.
	  	 	9	  
			
	 3.5.
	  	 Inventory and Equipment
	  	 	10	  
			
	 3.6.
	  	 Types of Collateral
	  	 	10	  
			
	 3.7.
	  	 Investment Property
	  	 	10	  
			
	 3.8.
	  	 Receivables
	  	 	11	  
			
	 3.9.
	  	 Intellectual Property
	  	 	11	  
			
	 3.10.
	  	 Commercial Tort Claims
	  	 	13	  
			
	 3.11.
	  	 Contracts
	  	 	13	  
			
	 SECTION 4.
	  	 COVENANTS
	  	 	13	  
			
	 4.1.
	  	 Covenants in Credit Agreement
	  	 	13	  
			
	 4.2.
	  	 Delivery and Control of Instruments, Chattel Paper, Negotiable Documents and Investment Property
	  	 	14	  
			
	 4.3.
	  	 Maintenance of Insurance
	  	 	14	  
			
	 4.4.
	  	 Payment of Obligations
	  	 	15	  
			
	 4.5.
	  	 Maintenance of Perfected Security Interest; Further Documentation
	  	 	15	  
			
	 4.6.
	  	 Changes in Locations, Name, Jurisdiction of Incorporation, etc.
	  	 	15	  
			
	 4.7.
	  	 Notices
	  	 	16	  
			
	 4.8.
	  	 Investment Property
	  	 	16	  
			
	 4.9.
	  	 Receivables
	  	 	18	  









							
	 	  	 	  	Page	 
			
	 4.10.
	  	 Intellectual Property
	  	 	18	  
			
	 4.11.
	  	 Contracts
	  	 	20	  
			
	 4.12.
	  	 Commercial Tort Claims
	  	 	21	  
			
	 SECTION 5.
	  	 REMEDIAL PROVISIONS
	  	 	21	  
			
	 5.1.
	  	 Certain Matters Relating to Receivables
	  	 	21	  
			
	 5.2.
	  	 Communications with Obligors; Grantors Remain Liable
	  	 	22	  
			
	 5.3.
	  	 Pledged Securities
	  	 	22	  
			
	 5.4.
	  	 Proceeds to be Turned Over To Administrative Agent
	  	 	23	  
			
	 5.5.
	  	 Application of Proceeds
	  	 	23	  
			
	 5.6.
	  	 Code and Other Remedies
	  	 	24	  
			
	 5.7.
	  	 Private Sales, etc.
	  	 	25	  
			
	 5.8.
	  	 Deficiency
	  	 	26	  
			
	 5.9.
	  	 BWXT Entities
	  	 	26	  
			
	 SECTION 6.
	  	 THE ADMINISTRATIVE AGENT
	  	 	26	  
			
	 6.1.
	  	 Administrative Agent’s Appointment as Attorney-in-Fact, etc.
	  	 	26	  
			
	 6.2.
	  	 Duty of Administrative Agent
	  	 	28	  
			
	 6.3.
	  	 Execution of Financing Statements
	  	 	28	  
			
	 6.4.
	  	 Authority of Administrative Agent
	  	 	29	  
			
	 6.5.
	  	 Appointment of Co-Administrative Agents
	  	 	29	  
			
	 SECTION 7.
	  	 MISCELLANEOUS
	  	 	29	  
			
	 7.1.
	  	 Amendments in Writing
	  	 	29	  
			
	 7.2.
	  	 Notices
	  	 	29	  
			
	 7.3.
	  	 No Waiver by Course of Conduct; Cumulative Remedies
	  	 	29	  
			
	 7.4.
	  	 Enforcement Expenses; Indemnification
	  	 	30	  
			
	 7.5.
	  	 Successors and Assigns
	  	 	30	  
			
	 7.6.
	  	 Set-off; Governing Law; Submission to Jurisdiction; Venue; WAIVER OF JURY TRIAL
	  	 	31	  
			
	 7.7.
	  	 Counterparts
	  	 	31	  
			
	 7.8.
	  	 Severability
	  	 	31	  
			
	 7.9.
	  	 Section Headings
	  	 	31	  
			
	 7.10.
	  	 Integration
	  	 	31	  
			
	 7.11.
	  	 Acknowledgments
	  	 	31	  
			
	 7.12.
	  	 Additional Grantors
	  	 	31	  


  
 ii 










							
	 	  	 	  	Page	 
			
	 7.13.
	  	 Releases; Termination of this Agreement
	  	 	32	  
			
	 7.14.
	  	 Amendment and Restatement
	  	 	33	  


  
 iii









 Schedule 3.3 – Perfected First Priority Liens 
 Schedule 3.4 – Name; Jurisdiction of Organization, etc. 
 Schedule 3.5 – Inventory and
Equipment 
 Schedule 3.7 – Investment Property 
 Schedule 3.9 – Intellectual Property 
 Schedule 3.10 – Commercial Tort Claims

 Exhibit A – Intellectual Property Notices 







 This AMENDED AND RESTATED PLEDGE AND SECURITY AGREEMENT, dated as of June 8, 2012, made
by each of the signatories hereto (together with any other grantor that may become a party hereto as provided herein, the “Grantors”), in favor of BANK OF AMERICA, N.A., as administrative agent (in such capacity and together with
its successors in such capacity, the “Administrative Agent”) for the benefit of the Secured Parties in connection with that certain Amended and Restated Credit Agreement dated as of the date hereof (as amended, restated,
supplemented or otherwise modified from time to time, the “Credit Agreement”) among THE BABCOCK & WILCOX COMPANY, a Delaware corporation, as the borrower thereunder, the Lenders, the Administrative Agent, the Swing Line
Lender and the L/C Issuers. This Agreement amends and restates in its entirety that certain Pledge and Security Agreement, dated as of May 3, 2010 (as amended, restated, supplemented or otherwise modified prior to the date hereof, the
“Initial Pledge”), made by the Grantors for the benefit of the Secured Parties. 
 Pursuant to the Credit
Agreement, the Lenders have severally agreed to make Credit Extensions to the Borrower. 
 This Agreement is required by the
terms of the Credit Agreement. 
 In consideration of the mutual covenants and agreements contained herein and in the other Loan
Documents, the parties hereto covenant and agree as follows: 
 SECTION 1. DEFINED TERMS 

1.1. Definitions. 
 (a) Unless otherwise defined herein, terms defined in the Credit Agreement and used herein shall have the meanings given to them in the Credit Agreement, and the following terms are used herein as defined
in the New York UCC: Accounts, Account Debtor, As-Extracted Collateral, Certificated Security, Chattel Paper, Commercial Tort Claim, Commodity Account, Commodity Contract, Commodity Intermediary, Consumer Goods, Deposit Account, Documents,
Electronic Chattel Paper, Equipment, Farm Products, Financial Asset, Fixtures, General Intangibles, Goods (as defined in Article 9 of the New York UCC), Instruments, Inventory, Letter-of-Credit Rights, Manufactured Homes, Money, Payment Intangibles,
Securities Account, Securities Intermediary, Security, Security Entitlement, Supporting Obligations, Tangible Chattel Paper and Uncertificated Security. 
 (b) The following terms shall have the following meanings: 

“Administrative Agent” shall have the meaning assigned to such term in the preamble. 

“After-Acquired Intellectual Property” shall have the meaning assigned to such term in Section 4.10(i).

 “Agreement” shall mean this Amended and Restated Pledge and Security Agreement, as the same may be amended,
restated, supplemented or otherwise modified from time to time. 
 “Collateral” shall have the meaning assigned
to such term in Section 2.1. 







 “Collateral Account” shall mean any collateral account established by the
Administrative Agent as provided in Sections 5.1 or 5.4. 
 “Collateral Account Funds” shall
mean, collectively, the following: all funds (including all trust monies) and investments (including all cash equivalents) credited to, or purchased with funds from, any Collateral Account and all certificates and instruments from time to time
representing or evidencing such investments; all Money, notes, certificates of deposit, checks and other instruments from time to time hereafter delivered to or otherwise possessed by the Administrative Agent for or on behalf of any Grantor in
substitution for, or in addition to, any or all of the Collateral; and all interest, dividends, cash, instruments and other property from time to time received in, receivable or otherwise distributed to the Collateral Account in respect of or in
exchange for any or all of the items constituting Collateral. 
 “Contracts” shall mean all contracts and
agreements between any Grantor and any other Person (in each case, whether written or oral, or third party or intercompany) as the same may be amended, assigned, extended, restated, supplemented, replaced or otherwise modified from time to time
including (a) all rights of any Grantor to receive moneys due and to become due to it thereunder or in connection therewith, (b) all rights of any Grantor to receive proceeds of any insurance, indemnity, warranty or guaranty with respect
thereto, (c) all rights of any Grantor to damages arising thereunder and (d) all rights of any Grantor to terminate and to perform and compel performance of, such Contracts and to exercise all remedies thereunder. 

“Copyright Licenses” shall mean any agreement, whether written or oral, naming any Grantor as licensor or licensee
(including those listed in Schedule 3.9(a) (as such schedule may be amended or supplemented from time to time)), granting any right in, to or under any Copyright, including the grant of rights to publicly perform, display, copy, prepare
derivative works or distribute under any Copyright. This term shall exclude implied licenses and any rights obtained or granted under a copyright pursuant to the doctrines of first sale or estoppel. 

“Copyrights” shall mean (a) all copyrights arising under the laws of the United States, any other country, or union
of countries, or any political subdivision of any of the foregoing, whether registered or unregistered and whether published or unpublished (including those listed in Schedule 3.9(a) (as such schedule may be amended or supplemented from time
to time)), all registrations and recordings thereof, and all applications in connection therewith and rights corresponding thereto throughout the world, including all registrations, recordings and applications in the United States Copyright Office,
and all Mask Works (as defined in 17 USC 901), (b) the right to, and to obtain, all extensions and renewals thereof, and the right to sue for past, present and future infringements of any of the foregoing, (c) all proceeds of the
foregoing, including license, royalties, income, payments, claims, damages, and proceeds of suit and (d) all other rights of any kind whatsoever accruing thereunder or pertaining thereto. 

“Credit Agreement” shall have the meaning assigned to such term in the preamble. 

“Excluded Assets” shall mean: 
 (a) any lease, license, contract, property right or agreement to which any Grantor is a party or any of its rights or interests thereunder if, and only for so long as, the grant


  
 2 








 
of a security interest hereunder shall constitute or result in a breach, termination or default under any such lease, license, contract, property right or agreement (other than to the extent that
any such term would be rendered ineffective pursuant to Sections 9-406, 9-407, 9-408 or 9-409 of the UCC of any relevant jurisdiction or any other applicable law or principles of equity); provided, however, that such security interest
shall attach immediately to any portion of such lease, license, contract, property rights or agreement that does not result in any of the consequences specified above; 
 (b) all Security Entitlements, Securities Accounts, Deposit Accounts, Financial Assets, Letter-of-Credit Rights (other than Letter-of-Credit Rights constituting a Supporting Obligation), Commodity
Contracts and Commodity Accounts to which any Grantor has any right, title or interest; 
 (c) the Excluded Stock; and

 (d) all cars, trucks, trailers and other vehicles covered by a certificate of title under the laws of any state to which any
Grantor has any right, title or interest. 
 “Excluded Stock” shall mean: 

(e) the Voting Stock of any Foreign Subsidiary in excess of 65% of the outstanding Voting Stock of such Foreign Subsidiary; 

(f) the Stock and Stock Equivalents of any BWXT Entity; 
 (g) the Stock and Stock Equivalents of any Captive Insurance Subsidiary; 
 (h) the
Stock and Stock Equivalents of any Joint Venture to the extent that the Constituent Documents of such Joint Venture prohibit such a security interest to be granted to the Administrative Agent; and 

(i) the Stock and Stock Equivalents of (i) any Subsidiary that is not a Loan Party or (ii) any Joint Venture, to the extent
that such Subsidiary or Joint Venture has incurred Non-Recourse Indebtedness the terms of which either (A) require security interests in such Stock and Stock Equivalents to be granted to secure such Non-Recourse Indebtedness or
(B) prohibit such a security interest to be granted to the Administrative Agent. 
 “Grantors” shall have
the meaning assigned to such term in the preamble. 
 “Insurance” shall mean all insurance policies covering
any or all of the Collateral (regardless of whether the Administrative Agent is the loss payee thereof). 

“Intellectual Property” shall mean the collective reference to all intellectual property rights whether arising under
United States, multinational or foreign laws or otherwise, including the Copyrights, the Copyright Licenses, the Patents, the Patent Licenses, the Trademarks, the Trademark Licenses, the Trade Secrets and the Trade Secret Licenses. 

  
 3 








 “Intellectual Property Security Agreement” shall mean a Notice of Grant of
Security Interest in substantially the form of Exhibit A or such other form as may be approved by the Administrative Agent and the applicable Grantor. 
 “Intercompany Note” shall mean any promissory note evidencing Indebtedness permitted to be incurred pursuant to Section 7.01(f) of the Credit Agreement with respect to any
outstanding intercompany obligations and advances owed by or to a Loan Party. 
 “Investment Property” shall
mean the collective reference to (a) all “investment property” as such term is defined in Section 9-102(a)(49) of the New York UCC (other than any Excluded Stock), including all Certificated Securities and Uncertificated
Securities and (b) whether or not otherwise constituting “investment property,” all Pledged Notes and all Pledged Equity Interests. 
 “Licensed Intellectual Property” shall have the meaning assigned to such term in Section 3.9(a). 
 “Material Intellectual Property” shall have the meaning assigned to such term in Section 3.9(b). 
 “New York UCC” shall mean the Uniform Commercial Code as from time to time in effect in the State of New York. 
 “Owned Intellectual Property” shall have the meaning assigned to such term in Section 3.9(a). 
 “Patent License” shall mean all agreements, whether written or oral, providing for the grant by or to any Grantor of any right to make, use, import, offer for sale, or sell any invention
covered in whole or in part by a Patent, including any of the foregoing listed in Schedule 3.9(a) (as such schedule may be amended or supplemented from time to time). This term shall exclude implied licenses and any rights obtained or granted
under a patent pursuant to the doctrines of exhaustion or estoppel. 
 “Patents” shall mean (a) all United
States patents, patents issued by any other country, union of countries or any political subdivision of any of the foregoing, and all reissues and extensions thereof, including any of the foregoing listed in Schedule 3.9(a) (as such schedule
may be amended or supplemented from time to time), (b) all patent applications pending in the United States or any other country or union of countries or any political subdivision of any of the foregoing and all divisions, continuations and
continuations-in-part thereof, including any of the foregoing listed in Schedule 3.9(a) (as such schedule may be amended or supplemented from time to time), (c) all rights to, and to obtain, any reissues or extensions of the foregoing
and (d) all proceeds of the foregoing, including licenses, royalties, income, payments, claims, damages and proceeds of suit. 
 “Pledged Equity Interests” means the Pledged Interests, including the Stock and Stock Equivalents of the Subsidiaries owned by such Grantor as set forth on Schedule 3.7(a) (as
such schedule may be amended or supplemented from time to time), in each case together with the certificates (or other agreements or instruments), if any, representing such shares, and all options and other rights, contractual or otherwise, with
respect thereto, including, but not limited to, the following: 
 (j) all Stock and Stock Equivalents representing a dividend
thereon, or representing a distribution or return of capital upon or in respect thereof, or resulting from a stock split, reclassification or other exchange therefor, and any subscriptions, warrants, rights or options issued to the holder thereof,
or otherwise in respect thereof; and 

  
 4 








 (k) in the event of any consolidation or merger involving the issuer thereof and in which
such issuer is not the surviving Person, all shares of each class of the Stock and Stock Equivalents of the successor Person formed by or resulting from such consolidation or merger, to the extent that such successor Person is a direct Subsidiary of
a Grantor. 
 “Pledged LLC/Partnership Interests” means, with respect to any Grantor, the entire partnership,
membership interest or limited liability company interest, as applicable, of such Grantor in each partnership, limited partnership or limited liability company owned thereby, including, without limitation, such Grantor’s capital account, its
interest as a partner or member, as applicable, in the net cash flow, net profit and net loss, and items of income, gain, loss, deduction and credit of any such partnership, limited partnership or limited liability company, as applicable, such
Grantor’s interest in all distributions made or to be made by any such partnership, limited partnership or limited liability company, as applicable, to such Grantor and all of the other economic rights, titles and interests of such Grantor as a
partner or member, as applicable, of any such partnership, limited partnership or limited liability company, as applicable, whether set forth in the partnership agreement or membership agreement, as applicable, of such partnership, limited
partnership or limited liability company, as applicable, by separate agreement or otherwise. 
 “Pledged Notes”
shall mean all promissory notes now owned or hereafter acquired by any Grantor, including those listed on Schedule 3.7(b) (as such schedule may be amended or supplemented from time to time) and all Intercompany Notes at any time issued to or
held by any Grantor (other than (a) promissory notes in an aggregate principal amount not to exceed $5,000,000 at any time outstanding issued in connection with extensions of trade credit by any Grantor in the ordinary course of business and
(b) promissory notes constituting Cash Equivalents that are held by any Grantor). 
 “Pledged Securities”
shall mean the collective reference to the Pledged Notes and the Pledged Equity Interests. 
 “Proceeds” shall
mean all “proceeds” as such term is defined in Section 9-102(a)(64) of the New York UCC and, in any event, shall include all dividends or other income from the Investment Property, collections thereon or distributions or payments with
respect thereto. 
 “Receivable” shall mean all Accounts and any other right to payment for goods or other
property sold, leased, licensed or otherwise disposed of or for services rendered, whether or not such right is evidenced by an Instrument or Chattel Paper or classified as a Payment Intangible and whether or not it has been earned by performance.
References herein to Receivables shall include any Supporting Obligation or collateral securing such Receivable. 

  
 5 








 “Secured Obligations” shall mean (a) with respect to the Borrower, the
Obligations and the Borrower Guaranteed Obligations (as defined in the Guaranty) and (b) with respect to each Grantor other than the Borrower, such Grantor’s Guaranteed Obligations (as defined in the Guaranty). 

“Securities Act” shall mean the Securities Act of 1933, as amended. 

“Trademark License” shall mean any agreement, whether written or oral, providing for the grant by or to any Grantor of
any right in, to or under any Trademark, including any of the foregoing referred to in Schedule 3.9(a) (as such schedule may be amended or supplemented from time to time). This term shall exclude implied licenses and any rights obtained or
granted under a trademark pursuant to the doctrines of first sale or estoppel. 
 “Trademarks” shall mean
(a) all trademarks, trade names, corporate names, company names, business names, fictitious business names, trade styles, service marks, logos, designs and other source or business identifiers, and all goodwill associated therewith, now
existing or hereafter adopted or acquired, all registrations and recordings thereof, and all applications in connection therewith, whether in the United States Patent and Trademark Office or in any similar office or agency of the United States, any
State thereof or any other country, union of countries, or any political subdivision of any of the foregoing, or otherwise, and all common-law rights related thereto, including any of the foregoing listed in Schedule 3.9(a) (as such schedule
may be amended or supplemented from time to time), (b) the right to, and to obtain, all renewals thereof, (c) the goodwill of the business symbolized by the foregoing and (d) the right to sue for past, present and future infringements
or dilution of any of the foregoing or for any injury to goodwill, and all proceeds of the foregoing, including royalties, income, payments, claims, damages and proceeds of suit. 

“Trade Secret License” shall mean any agreement, whether written or oral, providing for the grant by or to any Grantor
of any right in, to or under any Trade Secret, including any of the foregoing listed in Schedule 3.9(a) (as such schedule may be amended or supplemented from time to time). This term shall exclude implied licenses and any rights obtained or
granted under a trade secret pursuant to the doctrine of estoppel. 
 “Trade Secrets” shall mean (a) all
trade secrets and all other confidential or proprietary information and know how whether or not reduced to a writing or other tangible form, (b) all documents and things embodying, incorporating or describing such Trade Secrets, and
(c) the right to sue for past, present and future misappropriations of any Trade Secret and all proceeds of the foregoing, including royalties, income, payments, claims, damages and proceeds of suit. 

1.2. Other Definitional Provisions. Without limiting the general applicability of the terms of the other Loan Documents to this
Agreement and the parties hereto, the terms of Sections 1.02 of the Credit Agreement are incorporated herein by reference, mutatis mutandis, and the parties hereto agree to such terms. 

  
 6 








 SECTION 2. GRANT OF SECURITY INTEREST; 

CONTINUING LIABILITY UNDER COLLATERAL 
 2.1. Grant of Security Interest. Each Grantor hereby grants and pledges to the Administrative Agent, for the ratable benefit of the Secured Parties, a security interest in all of such
Grantor’s right, title and interest in and to the following property, in each case, wherever located and whether now owned or at any time hereafter acquired by such Grantor or in which such Grantor now has or at any time in the future may
acquire any right, title or interest (collectively, the “Collateral”), as collateral security for the prompt and complete payment and performance when due (whether at the stated maturity, by acceleration or otherwise) of such
Grantor’s Secured Obligations: 
 (a) all Accounts; 

(b) all As-Extracted Collateral; 
 (c) all Chattel Paper; 
 (d) all Collateral Accounts and all Collateral Account
Funds; 
 (e) all Commercial Tort Claims from time to time specifically described on Schedule 3.10; 

(f) all Contracts; 
 (g) all Documents; 
 (h) all Equipment; 

(i) all Fixtures; 
 (j) all General Intangibles; 
 (k) all Goods; 

(l) all Instruments; 
 (m) all Insurance; 
 (n) all Intellectual Property; 

(o) all Inventory; 
 (p) all Investment Property; 
 (q) all books, records, ledger cards, files,
correspondence, customer lists, blueprints, technical specifications, manuals, computer software, computer printouts, tapes, disks and other electronic storage media and related data processing software and similar items that at any time pertain to
or evidence or contain information relating to any of the Collateral or are otherwise necessary or helpful in the collection thereof or realization thereupon; and 

  
 7 








 (r) to the extent not otherwise included, all Proceeds, goodwill, products, accessions,
rents and profits of any and all of the foregoing and all collateral security, Supporting Obligations and guarantees given by any Person with respect to any of the foregoing; 
 provided that, notwithstanding any other provision set forth in this Section 2.1, this Agreement shall not, at any time, constitute a grant of a security interest in any property that
is, at such time, an Excluded Asset, and the term “Collateral” and each of the defined terms incorporated therein shall exclude the Excluded Assets. 
 2.2. Continuing Liability Under Collateral. Notwithstanding anything herein to the contrary, (a) each Grantor shall remain liable for all obligations under and in respect of the Collateral and
nothing contained herein is intended or shall be a delegation of duties to the Administrative Agent or any other Secured Party, (b) each Grantor shall remain liable under and each of the agreements included in the Collateral, including any
Receivables, any Contracts and any agreements relating to Pledged LLC/Partnership Interests, to perform all of the obligations undertaken by it thereunder all in accordance with and pursuant to the terms and provisions thereof and neither the
Administrative Agent nor any other Secured Party shall have any obligation or liability under any of such agreements by reason of or arising out of this Agreement or any other document related hereto nor shall the Administrative Agent nor any other
Secured Party have any obligation to make any inquiry as to the nature or sufficiency of any payment received by it or have any obligation to take any action to collect or enforce any rights under any agreement included in the Collateral, including
any agreements relating to any Receivables, any Contracts or any agreements relating to Pledged LLC/Partnership Interests and (c) the exercise by the Administrative Agent of any of its rights hereunder shall not release any Grantor from any of
its duties or obligations under the contracts and agreements included in the Collateral, including any agreements relating to any Receivables, any Contracts and any agreements relating to Pledged LLC/Partnership Interests. 

2.3. Foreign Action. Notwithstanding anything to the contrary herein, to the extent any Collateral is located in any jurisdiction
outside the United States, or the creation or perfection of a lien in any Collateral requires any action or documentation outside the United States, no such action or documentation outside the United States shall be required with respect to such
Collateral. 
 SECTION 3. REPRESENTATIONS AND WARRANTIES 

To induce the Administrative Agent and the Lenders to enter into the Credit Agreement and make their respective Credit Extensions, each
Grantor hereby represents and warrants to the Secured Parties that: 
 3.1. Representations in Credit Agreement.

 In the case of each Grantor, the representations and warranties set forth in Article V of the Credit Agreement as they
relate to such Grantor or to the Loan Documents to which such Grantor is a party, each of which is hereby incorporated herein by reference, are true and correct, in all material respects, except for representations and warranties expressly stated to
relate to a specific earlier date, in which case such representations and warranties shall be true and correct 

  
 8 








 
in all material respects as of such earlier date, and the Secured Parties shall be entitled to rely on each of them as if they were fully set forth herein, provided that each reference in
each such representation and warranty to the Borrower’s knowledge shall, for the purposes of this Section 3.l, be deemed to be a reference to such Grantor’s knowledge. 

3.2. Title; No Other Liens. Such Grantor owns or licenses or otherwise has the right to use each item of the Collateral free and
clear of any and all Liens, including Liens arising as a result of such Grantor becoming bound (as a result of merger or otherwise) as grantor under a security agreement entered into by another Person, except for Liens expressly permitted by
Section 7.02 of the Credit Agreement. No effective financing statement, mortgage or other public notice indicating the existence of a Lien with respect to all or any part of the Collateral is on file or of record in any public office,
except such as have been filed in favor of the Administrative Agent, for the ratable benefit of the Secured Parties, pursuant to this Agreement or as are expressly permitted by Section 7.02 of the Credit Agreement. 

3.3. Perfected First Priority Liens. The security interests granted pursuant to this Agreement (a) upon completion of the
filings and other actions specified on Schedule 3.3 (all of which, in the case of all filings and other documents referred to on said Schedule, have been delivered to the Administrative Agent in duly completed and duly executed form, as
applicable, and may be filed by the Administrative Agent at any time) and payment of all filing fees, will constitute valid fully perfected security interests in all of the Collateral in favor of the Administrative Agent, for the ratable benefit of
the Secured Parties, as collateral security for such Grantor’s Secured Obligations, enforceable in accordance with the terms hereof, to the extent such security interest in such Collateral can be perfected by (i) the filing of a financing
statement under the Uniform Commercial Code of any jurisdiction, (ii) the filing with the United States Patent and Trademark Office or the United States Copyright Office of an Intellectual Property Security Agreement, or (iii) the
possession of such Collateral, and (b) are prior to all other Liens on the Collateral, except for Liens expressly permitted by Section 7.02 of the Credit Agreement. Without limiting the foregoing, each Grantor has taken all actions
necessary or desirable under all Requirements of Law of the United States and of any state, territory or possession thereof, including those specified in Section 4.2 to (i) establish the Administrative Agent’s
“control” (within the meanings of Sections 8-106 and 9-106 of the New York UCC) over any portion of the Investment Property constituting Certificated Securities, Uncertificated Securities (each as defined in the New York UCC), other
than any such Investment Property issued by a Foreign Subsidiary to the extent establishing “control” over such Investment Property would require actions under the Requirements of Law of a jurisdiction other than the United States or any
state, territory or possession thereof, (ii) establish the Administrative Agent’s control (within the meaning of Section 9-105 of the New York UCC) over all Electronic Chattel Paper and (iii) establish the Administrative
Agent’s “control” (within the meaning of Section 16 of the Uniform Electronic Transaction Act as in effect in the applicable jurisdiction “UETA”) over all “transferable records” (as defined in UETA).

 3.4. Name; Jurisdiction of Organization, etc. On the date hereof, such Grantor’s exact legal name (as indicated
on the public record of such Grantor’s jurisdiction of formation or organization), jurisdiction of organization, organizational identification number, if any, United States taxpayer identification number, if any, and the location of such
Grantor’s chief executive office or sole place of business are specified on Schedule 3.4. Each Grantor is organized solely 

  
 9 








 
under the law of the jurisdiction so specified and has not filed any certificates of domestication, transfer or continuance in any other jurisdiction. Except as otherwise indicated on Schedule
3.4, the jurisdiction of each such Grantor’s organization of formation is required to maintain a public record showing the Grantor to have been organized or formed. Except as specified on Schedule 3.4, as of the Closing Date (or
the date of any applicable Joinder Agreement hereto in the case of an Additional Grantor) no such Grantor has changed its name, jurisdiction of organization, chief executive office or sole place of business or its corporate structure in any way
(e.g., by merger, consolidation, change in corporate form or otherwise) within the past five years and has not within the last five years become bound (whether as a result of merger or otherwise) as a grantor under a security agreement entered into
by another Person, which has not heretofore been terminated. 
 3.5. Inventory and Equipment. 

(a) On the date hereof, the material Inventory, Fixtures and Equipment (other than mobile goods, Inventory in transit, and Inventory,
Fixtures and Equipment located outside the United States of America) that is included in the Collateral are kept at the locations listed on Schedule 3.5. 
 (b) Any Inventory now or hereafter produced by any Grantor included in the Collateral have been and will be produced in compliance in all material respects with the requirements of all applicable laws and
regulations, including the Fair Labor Standards Act, as amended. 
 (c) No material portion of the Inventory, Fixtures or
Equipment that is included in the Collateral is in the possession of an issuer of a negotiable document (as defined in Section 7-104 of the New York UCC) therefor or is otherwise in the possession of any bailee or warehouseman. 

3.6. Types of Collateral. None of the Collateral constitutes, or is the Proceeds of (a) Farm Products, (b) As-Extracted
Collateral, (c) Consumer Goods, (d) Manufactured Homes, (e) standing timber, or (f) as of the Closing Date, aircraft, airframe, aircraft engine, aircraft lease or any other related property. 

3.7. Investment Property. 
 (a) Schedule 3.7(a) hereto sets forth under the heading “Pledged Equity Interests” all of the Pledged Equity Interests as of the Closing Date, and such Pledged Equity Interests constitute
the percentage of issued and outstanding shares of stock, percentage of membership interests, percentage of partnership interests or percentage of beneficial interest of the respective issuers thereof indicated on such schedule. Schedule
3.7(b) sets forth under the heading “Pledged Notes” all of the Pledged Notes owned by any Grantor as of the Closing Date, and all of such Pledged Notes have been duly authorized, authenticated or issued, and delivered and are the
legal, valid and binding obligation of the issuers thereof enforceable in accordance with their terms, subject to applicable bankruptcy, insolvency, reorganization, moratorium or other laws affecting creditors’ rights generally and subject to
general principals of equity, regardless of whether considered in a proceeding in equity or at law, and constitute all of the issued and outstanding indebtedness evidenced by an instrument or certificated security of the respective issuers thereof
owing to such Grantor. 

  
 10 









 (b) The shares of Pledged Equity Interests pledged by such Grantor hereunder constitute all
of the issued and outstanding shares of all classes of Stock and Stock Equivalents owned by such Grantor in each issuer thereof (other than Excluded Stock). 
 (c) The Pledged Equity Interests have been duly and validly issued and, except as set forth on Schedule 3.7(a) hereto, are fully paid and nonassessable (to the extent applicable). 

(d) Such Grantor is the record and beneficial owner of, and has good and marketable title to, the Investment Property pledged by it
hereunder, free of any and all Liens or options in favor of, or claims of, any other Person, except Liens expressly permitted by Section 7.02 of the Credit Agreement, and there are no outstanding warrants, options or other rights to
purchase, or shareholder, voting trust or similar agreements outstanding with respect to, or property that is convertible into, or that requires the issuance or sale of, any Pledged Equity Interests. 

3.8. Receivables. 
 (a) No amount payable to such Grantor under or in connection with any Receivable in excess of $5,000,000 that is included in the Collateral is evidenced by any Instrument or Tangible Chattel Paper which
has not been delivered to the Administrative Agent or constitutes Electronic Chattel Paper that has not been subjected to the control (within the meaning of Section 9-105 of the New York UCC) of the Administrative Agent. 

(b) Each Receivable that is included in the Collateral (i) is and will be the legal, valid and binding obligation of the Account
Debtor in respect thereof, representing an unsatisfied obligation of such Account Debtor, (ii) is and will be enforceable in accordance with its terms, subject to applicable bankruptcy, insolvency, reorganization, moratorium or other laws
affecting creditors’ rights generally and subject to general principals of equity, regardless of whether considered in a proceeding in equity or at law, (iii) is not and will not be subject to any setoffs, defenses, taxes or counterclaims
(except with respect to refunds, returns and allowances in the ordinary course of business) and (iv) is and will be in compliance with all applicable laws and regulations, except where the failure to comply with this Section 3.8(b)
with respect to each Receivable would not reasonably be expected to have a Material Adverse Effect. 
 3.9. Intellectual
Property. 
 (a) Schedule 3.9(a) lists all Copyrights, Patents, and Trademarks which are registered with the U.S.
Patent and Trademark Office or the U.S. Copyright Office or are the subject of an application for registration with any such Governmental Authority, in each case which is owned by such Grantor in its own name on the date hereof (collectively, the
“Owned Intellectual Property”). Except as set forth in Schedule 3.9(a), such Grantor is the exclusive owner of the entire and unencumbered right, title and interest in and to all material Owned Intellectual Property and is
otherwise entitled to grant to others the right to use (and, where 

  
 11 









 
applicable, itself use) all such material Owned Intellectual Property. Such Grantor has a valid and enforceable right to use all material Intellectual Property used by, or licensed to others by,
such Grantor which is not Owned Intellectual Property either pursuant to one of the written material Copyright Licenses, Patent Licenses, Trademark Licenses, and/or Trade Secret Licenses listed on Schedule 3.9(a) and subject to the terms
thereof (collectively, the “Licensed Intellectual Property”) or otherwise. 
 (b) On the date hereof all Owned
Intellectual Property and all Licensed Intellectual Property, in each case, which is material to such Grantor’s business (collectively, the “Material Intellectual Property”), is valid, subsisting, unexpired and enforceable and
has not been abandoned. The operation of such Grantor’s business as currently conducted or as contemplated to be conducted does not infringe, constitute a misappropriation of, dilute, or otherwise violate the Intellectual Property rights of any
other Person where the same would have a Material Adverse Effect. 
 (c) No claim has been asserted that the use of the Material
Intellectual Property does or may infringe upon or constitute a misappropriation of the rights of any other Person. 
 (d) To
such Grantor’s knowledge, no decision or judgment has been rendered by any Governmental Authority or arbitrator in the United States or outside the United States which would materially limit or cancel the validity or enforceability of, or such
Grantor’s rights in, any Material Intellectual Property. Such Grantor is not aware of any uses of any item of Material Intellectual Property that could reasonably be expected to lead to such item becoming invalid or unenforceable including
unauthorized trademark uses by third parties and uses which were not supported by the goodwill of the business connected with Trademarks and Trademark Licenses. 
 (e) No action or proceeding is pending, or, to such Grantor’s knowledge, threatened, on the date hereof (i) seeking to limit, cancel or invalidate any Owned Intellectual Property,
(ii) alleging that any services provided by, processes used by, or products manufactured or sold by such Grantor infringe any Patent, Trademark, Copyright, or misappropriate any Trade Secret or violate any other right of any other Person, or
(iii) alleging that any Material Intellectual Property (A) owned by such Grantor or (B) licensed by such Grantor (to such Grantor’s knowledge), is being licensed or sublicensed in violation of any intellectual property or any
other right of any other Person, in each case, which, if adversely determined, would reasonably be expected to have a Material Adverse Effect. To such Grantor’s knowledge, no Person is engaging in any activity that infringes upon or
misappropriates, or is otherwise an unauthorized use of, any Material Intellectual Property owned by Grantor. The consummation of the transactions contemplated by this Agreement and the other Loan Documents will not result in the termination of any
of the Material Intellectual Property. 
 (f) With respect to each Copyright License, Trademark License, Trade Secret License
and Patent License which license constitutes Material Intellectual Property or the loss of which could otherwise have a Material Adverse Effect: (i) such license is binding and enforceable against the other party thereto; (ii) such license
will not cease to be valid and binding and in full force and effect on terms identical to those currently in effect as a result of the rights 

  
 12 









 
and interests granted herein (including, but not limited to, the enforceability of such rights and interests with respect to each such license), nor will the grant of such rights and interests
(or the enforceability thereof) constitute a breach or default under such license or otherwise give the licensor or licensee a right to terminate such license; (iii) such Grantor has not received any notice of termination or cancellation under
such license; (iv) such Grantor has not received any notice of a breach or default under such license, which breach or default has not been cured; and (v) such Grantor is not in breach or default in any material respect, and no event has
occurred that, with notice and/or lapse of time, would constitute such a breach or default or permit termination, modification or acceleration under such license. 
 (g) Except as set forth on Schedule 3.9(g), such Grantor has made all filings and recordations and paid all required fees and taxes to maintain each and every item of registered Material
Intellectual Property in full force and effect and to protect and maintain its interest therein. 
 (h) To the knowledge of such
Grantor, (i) none of the Trade Secrets that constitute Material Intellectual Property of such Grantor have been used, divulged, disclosed or appropriated to the detriment of such Grantor for the benefit of any other Person without permission of
such Grantor; and (ii) no employee, independent contractor or agent of such Grantor has misappropriated any Trade Secrets of any other Person in the course of the performance of his or her duties as an employee, independent contractor or agent
of such Grantor where the same would reasonably be expected to have a Material Adverse Effect. 
 (i) Such Grantor has taken
commercially reasonable steps to exercise quality control over any licensee of such Grantor’s Trademarks. 
 3.10.
Commercial Tort Claims. No Grantor has knowledge that it has any Commercial Tort Claims as of the date hereof individually or in the aggregate in excess of $5,000,000, except as set forth on Schedule 3.10. 

3.11. Contracts. No amount payable to such Grantor under or in connection with any Contract which has a value in excess of
$5,000,000 individually or $10,000,000 in the aggregate is evidenced by any Instrument or Tangible Chattel Paper which has not been delivered to the Administrative Agent or constitutes Electronic Chattel Paper that is not under the control (within
the meaning of Section 9-105 of the New York UCC) of the Administrative Agent. 
 SECTION 4. COVENANTS 

Each Grantor covenants and agrees with the Secured Parties that, as of the date hereof and until the termination of this Agreement in
accordance with its terms: 
 4.1. Covenants in Credit Agreement. Each Grantor shall take, or shall refrain from taking,
as the case may be, each action that is within its control and is necessary to be taken or not taken, as the case may be, so that no Default or Event of Default is caused by the failure to take such action or to refrain from taking such action by
such Grantor or any of its Subsidiaries. 

  
 13 









 4.2. Delivery and Control of Instruments, Chattel Paper, Negotiable Documents and
Investment Property. 
 (a) If any of the Collateral having a value in excess of $5,000,000 individually or $10,000,000 in
the aggregate is or shall become evidenced or represented by any Instrument, Certificated Security, Negotiable Document or Tangible Chattel Paper, such Instrument (other than checks received in the ordinary course of business), Certificated
Security, Negotiable Documents or Tangible Chattel Paper shall be promptly delivered to the Administrative Agent, duly endorsed in a manner reasonably satisfactory to the Administrative Agent, to be held as Collateral pursuant to this Agreement, and
all of such property owned by any Grantor as of the Closing Date and represented in such form shall be delivered on the Closing Date. 
 (b) If any of the Collateral having a value in excess of $5,000,000 individually or $10,000,000 in the aggregate is or shall become “Electronic Chattel Paper” such Grantor shall ensure that
(i) a single authoritative copy shall exist which is unique, identifiable, unalterable (except as provided in clauses (iii), (iv) and (v) of this paragraph), (ii) such authoritative copy identifies the Administrative Agent as the
assignee and is communicated to and maintained by the Administrative Agent or its designee, (iii) copies or revisions that add or change the assignee of the authoritative copy can only be made with the participation of the Administrative Agent,
(iv) each copy of the authoritative copy and any copy of a copy is readily identifiable as a copy and that is not the authoritative copy; (v) any revision of the authoritative copy is readily identifiable as an authorized or unauthorized
revision, and (vi) the Administrative Agent has “control” within the meaning of the New York UCC of such Electronic Chattel Paper. 
 (c) If any Collateral having a value in excess of $5,000,000 individually or $10,000,000 in the aggregate is or shall become an Uncertificated Security, such Grantor shall cause the issuer thereof, if
such issuer is a Subsidiary of the Borrower, either (i) to register the Administrative Agent as the registered owner of such Uncertificated Security, upon original issue or registration of transfer or (ii) to agree in writing with such
Grantor and the Administrative Agent that such issuer will comply with instructions with respect to such Uncertificated Security originated by the Administrative Agent without further consent of such Grantor and such actions shall be taken on or
prior to the Closing Date with respect to any such Uncertificated Securities owned as of the Closing Date by any Grantor and the Grantor shall take or cause to be taken all such other actions as may be necessary for the Administrative Agent to have
“control” defined in Article 8 of the New York UCC. 
 4.3. Maintenance of Insurance. 

(a) Such Grantor will maintain insurance in accordance with Section 6.16 of the Credit Agreement, and furnish to the
Administrative Agent, upon written request, a copy of such insurance policies. 
 (b) Such Grantor will deliver to the
Administrative Agent on behalf of the Secured Parties, (i) on the Closing Date, a certificate dated as of a recent date showing the amount and types of insurance coverage as of such date, (ii) upon reasonable request of the Administrative
Agent from time to time, reasonably detailed information as to the insurance carried, (iii) promptly following receipt of notice from any insurer, a copy of any notice of 

  
 14 









 
cancellation or material change in coverage from that existing on the Closing Date and (iv) forthwith, notice of any cancellation or nonrenewal of coverage by such Grantor. To the extent
applicable, the Administrative Agent shall be named as additional insured on all such liability insurance policies of such Grantor and the Administrative Agent shall be named as loss payee (and, where applicable, mortgagee) on all property and
casualty insurance policies of such Grantor. 
 4.4. Payment of Obligations. Such Grantor shall pay and discharge or
otherwise satisfy at or before maturity or before they become delinquent, as the case may be, all taxes, assessments and governmental charges or levies imposed upon the Collateral or in respect of income or profits therefrom, as well as all claims
of any kind (including claims for labor, materials and supplies) against or with respect to the Collateral, except that no such tax, assessment or charge need be paid if (a) the amount or validity thereof is currently being contested in good
faith by appropriate proceedings, reserves in conformity with GAAP with respect thereto have been provided on the books of such Grantor and such proceedings could not reasonably be expected to result in the sale, forfeiture or loss of any material
portion of the Collateral or any interest therein, or (b) the failure to so pay and discharge would not, in the aggregate, reasonably be expected to have a Material Adverse Effect. 

4.5. Maintenance of Perfected Security Interest; Further Documentation. 

(a) Except as otherwise expressly permitted by the Credit Agreement, such Grantor shall maintain each of the security interests created
by this Agreement as a perfected security interest under all Requirements of Law of the United States and of any state, territory or possession thereof, having at least the priority described in Section 3.3 and shall defend such security
interest against any claims and demands of any Persons (other than the Secured Parties), subject to the provisions of Section 7.13. 
 (b) Such Grantor shall furnish to the Secured Parties from time to time statements and schedules further identifying and describing the Collateral and such other reports in connection with the assets and
property of such Grantor as the Administrative Agent may reasonably request, all in reasonable detail. 
 (c) At any time and
from time to time, upon the written request of the Administrative Agent, and at the sole expense of such Grantor, such Grantor shall promptly and duly authorize, execute and deliver, and have recorded, such further instruments and documents and take
such further actions as the Administrative Agent may reasonably request to be taken in the United States for the purpose of obtaining or preserving the full benefits of this Agreement and of the rights and powers herein granted, including, the
filing of any financing or continuation statements under the Uniform Commercial Code (or other similar laws) in effect in the United States or any State, territory or possession thereof with respect to the security interests created hereby
and in the case of Investment Property and any other relevant Collateral, taking any actions necessary to enable the Administrative Agent to obtain “control” (within the meaning of the applicable Uniform Commercial Code) with respect
thereto. 
 4.6. Changes in Locations, Name, Jurisdiction of Incorporation, etc. Such Grantor shall not, except upon at
least 10 days’ prior written notice (or such shorter period consented to 

  
 15 









 
by the Administrative Agent in writing), in each case, to the Administrative Agent and delivery to the Administrative Agent of duly authorized and, where required, executed copies of all
additional financing statements and other documents reasonably requested by the Administrative Agent to maintain the validity, perfection and priority of the security interests provided for herein: 

(a) change its legal name, jurisdiction of organization or the location of its chief executive office or sole place of business from that
referred to in Section 3.4; or 
 (b) change its legal name, identity or structure to such an extent that any
financing statement filed by the Administrative Agent in connection with this Agreement would become misleading. 
 4.7.
Notices. Such Grantor shall advise the Administrative Agent promptly, in reasonable detail, of: 
 (a) any Lien (other
than any Lien expressly permitted by Section 7.02 of the Credit Agreement) on any of the Collateral which would adversely affect the ability of the Administrative Agent to exercise any of its remedies hereunder; 

(b) the occurrence of any other event of which such Grantor becomes aware that would reasonably be expected to have a Material Adverse
Effect on the aggregate value of the Collateral or on the security interests created hereby; and 
 (c) the acquisition or
ownership by any Grantor of any aircraft, airframe, aircraft engine, aircraft lease or any other related property with a value in excess of $5,000,000 individually or in the aggregate. 

4.8. Investment Property. 
 (a) If such Grantor shall become entitled to receive or shall receive any stock or other ownership certificate (including any certificate representing a stock dividend or a distribution in connection with
any reclassification, increase or reduction of capital or any certificate issued in connection with any reorganization), option or rights in respect of Stock and Stock Equivalents in any issuer thereof, whether in addition to, in substitution of, as
a conversion of, or in exchange for, any shares of or other ownership interests in the Pledged Securities, or otherwise in respect thereof, such Grantor shall accept the same as the agent of the Secured Parties, hold the same in trust for the
Secured Parties and promptly deliver the same to the Administrative Agent in the exact form received (other than Excluded Stock), duly endorsed by such Grantor to the Administrative Agent, if required, together with an undated stock power or similar
instrument of transfer covering such certificate duly executed in blank by such Grantor and with, if the Administrative Agent so requests, signature guaranteed, to be held by the Administrative Agent, subject to the terms hereof, as additional
collateral security for the Obligations. Any sums paid upon or in respect of the Pledged Securities upon the liquidation or dissolution of any issuer thereof shall be paid over to the Administrative Agent to be held by it hereunder as additional
collateral security for the Obligations if an Event of Default then exists, and in case any distribution of capital shall be made on or in respect of the Pledged Securities or 

  
 16 









 
any property shall be distributed upon or with respect to the Pledged Securities pursuant to the recapitalization or reclassification of the capital of any issuer thereof or pursuant to the
reorganization thereof, the property so distributed shall, if an Event of Default then exists, and unless otherwise subject to a perfected security interest in favor of the Administrative Agent, be delivered to the Administrative Agent to be held by
it hereunder as additional collateral security for the Obligations. If any sums of money or property so paid or distributed in respect of the Pledged Securities shall be received by such Grantor in violation of the immediately preceding sentence,
such Grantor shall, until such money or property is paid or delivered to the Administrative Agent, hold such money or property in trust for the Secured Parties, segregated from other funds of such Grantor, as additional collateral security for the
Obligations. 
 (b) Without the prior written consent of the Administrative Agent, such Grantor shall not (i) vote to
enable, or take any other action to permit, any Subsidiary of the Borrower that is an issuer of Pledged Securities to issue any stock, partnership interests, limited liability company interests or other equity securities of any nature or to issue
any other securities convertible into or granting the right to purchase or exchange for any stock, partnership interests, limited liability company interests or other equity securities of any nature of any such issuer (except, in each case, pursuant
to a transaction expressly permitted by the Credit Agreement), (ii) sell, assign, transfer, exchange, or otherwise dispose of, or grant any option with respect to, any of the Investment Property or Proceeds thereof or any interest therein
(except, in each case, pursuant to a transaction expressly permitted by the Credit Agreement), (iii) create, incur or permit to exist any Lien or option in favor of, or any claim of any Person with respect to, any of the Investment Property or
Proceeds thereof, or any interest therein, except for the security interests created by this Agreement or any Lien expressly permitted thereon pursuant to Section 7.02 of the Credit Agreement, (iv) enter into any agreement or
undertaking restricting the right or ability of such Grantor or the Administrative Agent to sell, assign or transfer any of the Investment Property or Proceeds thereof or any interest therein or (v) without the prior written consent of the
Administrative Agent, cause or permit any Subsidiary of the Borrower that is an issuer of any Pledged LLC/Partnership Interests which are not securities (for purposes of the New York UCC) on the date hereof to elect or otherwise take any action to
cause such Pledged LLC/Partnership Interests to be treated as Securities for purposes of the New York UCC; provided, however, notwithstanding the foregoing, if any issuer of any Pledged LLC/Partnership Interests takes any such action
in violation of the provisions in this clause (v) or any non-Subsidiary of the Borrower that is an issuer takes any of the foregoing actions, such Grantor shall promptly notify the Administrative Agent in writing of any such election or action
and, in such event, shall take all steps necessary or advisable to establish the Administrative Agent’s “control” thereof. 
 (c) In the case of each Grantor which is an issuer of Pledged Securities, such issuer agrees that (i) it shall be bound by the terms of this Agreement relating to the Pledged Securities issued by it
and shall comply with such terms insofar as such terms are applicable to it, (ii) it shall notify the Administrative Agent promptly in writing of the occurrence of any of the events described in Section 4.8(a) with respect to the
Pledged Securities issued by it and (iii) the terms of Sections 5.3(c) and 5.7 shall apply to it, mutatis mutandis, with respect to all actions that may be required of it pursuant to Section 5.3(c) or 5.7
with respect to the Pledged Securities issued by it. In addition, each Grantor which is either an issuer or an owner of any Pledged Security hereby consents to the grant by each other Grantor of the security interest hereunder in


  
 17 









 
favor of the Administrative Agent and to the transfer of any Pledged Security to the Administrative Agent or its nominee following the occurrence and during the continuance of an Event of Default
and to the substitution of the Administrative Agent or its nominee as a partner, member or shareholder of the issuer of the related Pledged Security. 
 4.9. Receivables. Other than in the ordinary course of business, such Grantor shall not (i) grant any extension of the time of payment of any Receivable, (ii) compromise or settle any
Receivable for less than the full amount thereof, (iii) release, wholly or partially, any Person liable for the payment of any Receivable, (iv) allow any credit or discount whatsoever on any Receivable or (v) amend, supplement or
modify any Receivable in any manner that could adversely affect the value thereof. 
 4.10. Intellectual Property.

 (a) Such Grantor (either itself or through licensees) shall, in the exercise of its reasonable business judgment, taking into
account the Secured Parties’ interests under this Agreement, (i) continue to use each owned Trademark material to its business, (ii) maintain commercially reasonable quality of products and services offered under such Trademarks and
take all necessary steps to ensure that all licensed users of such Trademarks comply with such Grantor’s quality control requirements and maintain reasonable quality, (iii) not adopt or use any mark which is confusingly similar or a
colorable imitation of such Trademarks unless the Administrative Agent, for the ratable benefit of the Secured Parties, shall obtain a perfected security interest in such mark pursuant to this Agreement and an Intellectual Property Security
Agreement, and (iv) not (and not permit any licensee or sublicensee thereof to) do any act or knowingly omit to do any act whereby such Trademark may become invalidated or impaired in any way. 

(b) Such Grantor (either itself or through licensees), subject to the exercise of its reasonable business judgment, taking into account
the Secured Parties’ interests under this Agreement, shall not do any act, or omit to do any act, whereby any Patent owned by such Grantor material to its business may become forfeited, abandoned or dedicated to the public. 

(c) Such Grantor (either itself or through licensees), subject to the exercise of its reasonable business judgment, taking into account
the Secured Parties’ interests under this Agreement, shall not (and shall not permit any licensee or sublicensee thereof to) do any act or knowingly omit to do any act whereby any material portion of Copyrights owned by such Grantor and
material to its business may become invalidated or otherwise impaired. Such Grantor shall not (either itself or through licensees) do any act whereby any material portion of such Copyrights may fall into the public domain. 

(d) Such Grantor shall notify the Administrative Agent promptly if it knows or suspects that any application or registration relating to
any Material Intellectual Property owned by such Grantor may become forfeited, abandoned or dedicated to the public, or of any adverse determination (including the institution of, or any such determination in, any proceeding in the United States
Patent and Trademark Office, the United States Copyright Office or any court or tribunal in any country) regarding such Grantor’s ownership of, or the validity of, any such Material Intellectual Property or such Grantor’s right to register
the same or to own and maintain the same. 

  
 18 









 (e) After such Grantor, either by itself or through any agent, employee, licensee or
designee, shall file an application for the registration of any Intellectual Property that is material to the business of such Grantor with the United States Patent and Trademark Office or the United States Copyright Office, such Grantor shall
report such filing or receipt of a registration to the Administrative Agent prior to or concurrently with the delivery of the Compliance Certificate required by Section 6.01(c) of the Credit Agreement for the earlier to occur of either
the Fiscal Quarter ending June 30 or the Fiscal Year ending (or such longer period of time permitted by the Administrative Agent in its sole discretion), in each case, immediately following the date of such filing or receipt of registration.
Upon request of the Administrative Agent, such Grantor shall execute and deliver, and have recorded in the United States Patent and Trademark office or the United States Copyright Office, as applicable, any and all agreements, instruments,
documents, and papers as the Administrative Agent may request to evidence the Secured Parties’ security interest in any Copyright, Patent, Trademark or other Intellectual Property of such Grantor. 

(f) Such Grantor, subject to the exercise of its reasonable business judgment, taking into account the Secured Parties’ interests
under this Agreement, shall take reasonable and necessary steps, including in any proceeding before the United States Patent and Trademark Office or the United States Copyright Office, to maintain and pursue each application (and to obtain the
relevant registration) and to maintain each registration of Intellectual Property material to its business, including the payment of required fees and taxes, the filing of responses to office actions issued by the United States Patent and Trademark
Office and the United States Copyright Office, the filing of applications for renewal or extension, the filing of affidavits of use and affidavits of incontestability, the filing of divisional, continuation, continuation-in-part, reissue and renewal
applications or extensions, the payment of maintenance fees, and the participation in interference, reexamination, opposition, cancellation, infringement and misappropriation proceedings. 

(g) Such Grantor (either itself or through licensees), subject to the exercise of its reasonable business judgment, taking into account
the Secured Parties’ interests under this Agreement, shall not, without the prior written consent of the Administrative Agent, discontinue use of or otherwise abandon any of its registered Owned Intellectual Property, or abandon any application
or any right to file an application for any patent, trademark, or copyright, unless such Grantor shall have previously determined that such use or the pursuit or maintenance of such Intellectual Property is no longer desirable in the conduct of such
Grantor’s business and that the loss thereof could not reasonably be expected to have a Material Adverse Effect. 
 (h) In
the event that any Intellectual Property material to its business is infringed, misappropriated or diluted by a third party, such Grantor shall (i) take such actions as such Grantor shall reasonably deem appropriate under the circumstances to
protect such Intellectual Property and (ii) if such Intellectual Property is of material economic value, promptly notify the Administrative Agent after it learns thereof and sue for infringement, misappropriation or dilution, to seek injunctive
relief where appropriate and to recover any and all damages for such infringement, misappropriation or dilution. 

  
 19 









 (i) Such Grantor agrees that, should it obtain an ownership interest in any item of
intellectual property which is not, as of the Closing Date, a part of the Intellectual Property Collateral (the “After-Acquired Intellectual Property”), (i) the provisions of Section 2.1 shall automatically apply
thereto, (ii) any such After-Acquired Intellectual Property, and in the case of trademarks, the goodwill of the business connected therewith or symbolized thereby, shall automatically become part of the Intellectual Property Collateral,
(iii) provide written notice thereof prior to or concurrently with the delivery of the Compliance Certificate required by Section 6.01(c) of the Credit Agreement for the earlier to occur of either the Fiscal Quarter ending
June 30 or the Fiscal Year ending (or such longer period of time permitted by the Administrative Agent in its sole discretion), in each case, following the date on which such ownership is obtained, and (v) promptly after the Administrative
Agent’s request, it shall provide the Administrative Agent with an amended Schedule 3.9(a) and take the actions specified in clauses (j) and (k) of Section 4.10. 

(j) Such Grantor agrees to execute an Intellectual Property Security Agreement with respect to its Intellectual Property in order to
record the security interest granted herein to the Administrative Agent for the ratable benefit of the Secured Parties with the United States Patent and Trademark Office and the United States Copyright Office. 

(k) Such Grantor agrees to execute an Intellectual Property Security Agreement with respect to its After-Acquired Intellectual Property
in order to record the security interest granted herein to the Administrative Agent for the ratable benefit of the Secured Parties with the United States Patent and Trademark Office and the United States Copyright Office. 

(l) Such Grantor shall take commercially reasonable steps to protect the secrecy of all trade secrets or confidential information
material to its business, including entering into confidentiality agreements with employees and labeling and restricting access to secret information and documents. 
 4.11. Contracts. 
 (a) Such Grantor shall perform and comply in all
material respects with all its obligations under the Contracts, except where the failure to so perform and comply would not reasonably be expected to have a Material Adverse Effect. 

(b) Such Grantor shall not amend, modify, terminate, waive or fail to enforce any provision of any Contract in any manner which would
reasonably be expected to have a Material Adverse Effect. 
 (c) Such Grantor shall exercise promptly and diligently each and
every material right which it may have under each contract (other than any right of termination), except where the failure to so exercise would not reasonably be expected to have a Material Adverse Effect. 

(d) Such Grantor shall not permit to become effective in any document creating, governing or providing for any permit, lease, license or
contract, a provision that would limit the creation, perfection or scope of, or exercise or enforcement of remedies in connection 

  
 20 









 
with, a Lien on such permit, lease, license or contract in favor of the Administrative Agent for the ratable benefit of the Secured Parties unless such Grantor believes, in its reasonable
judgment, that such prohibition is usual and customary in transactions of such type. 
 4.12. Commercial Tort Claims.
Such Grantor shall advise the Administrative Agent promptly after such Grantor becomes aware of any Commercial Tort Claim held by such Grantor individually or in the aggregate in excess of $5,000,000 and shall promptly execute a supplement to this
Agreement in form and substance reasonably satisfactory to the Administrative Agent to grant a security interest in such Commercial Tort Claim to the Administrative Agent for the ratable benefit of the Secured Parties. 

SECTION 5. REMEDIAL PROVISIONS 
 5.1. Certain Matters Relating to Receivables. 
 (a) The Administrative
Agent shall have the right (but shall in no way be obligated), at its own expense if an Event of Default does not then exist, to make test verifications of the Receivables that are included in the Collateral in any manner and through any medium that
it reasonably considers advisable, and each Grantor shall furnish all such assistance and information as the Administrative Agent may reasonably require in connection with such test verifications. 

(b) Subject to the rights of the Administrative Agent under Section 5.2(b), each Grantor hereby agrees to use its
commercially reasonable efforts to continue to collect all amounts due or to become due to such Grantor under the Receivables and any Supporting Obligation and diligently exercise each material right it may have under any Receivable and any
Supporting Obligation, in each case, at its own expense. If required by the Administrative Agent at any time after the occurrence and during the continuance of an Event of Default, any payments of Receivables, when collected by any Grantor,
(i) shall be promptly (and, in any event, within two Business Days) deposited by such Grantor in the exact form received, duly endorsed by such Grantor to the Administrative Agent if required, in a Collateral Account maintained under the sole
dominion and control of the Administrative Agent, subject to withdrawal by the Administrative Agent for the account of the Secured Parties only as provided in Section 5.5, and (ii) until so turned over, shall be held by such Grantor
in trust for the Secured Parties, segregated from other funds of such Grantor. Each such deposit of Proceeds of Receivables shall be accompanied by a report identifying in reasonable detail the nature and source of the payments included in the
deposit. 
 (c) At the Administrative Agent’s request but subject to the confidentiality provisions set forth in the Credit
Agreement, during the continuance of an Event of Default each Grantor shall make available to the Administrative Agent original and other documents evidencing, and relating to, the agreements and transactions which gave rise to the Receivables that
are included in the Collateral, including original orders, invoices and shipping receipts. 

  
 21 









 5.2. Communications with Obligors; Grantors Remain Liable. 

(a) The Administrative Agent in its own name or in the name of others may at any time after the occurrence and during the continuance of
an Event of Default communicate with obligors under the Receivables and parties to the Contracts to verify with them to the Administrative Agent’s satisfaction the existence, amount and terms of any Receivables or Contracts. 

(b) The Administrative Agent may at any time after the occurrence and during the continuance of an Event of Default notify, or require
any Grantor to so notify, the Account Debtor or counterparty on any Receivable or Contract of the security interest of the Administrative Agent therein. In addition, after the occurrence and during the continuance of an Event of Default, the
Administrative Agent may upon written notice to the applicable Grantor, notify, or require any Grantor to notify, the Account Debtor or counterparty to make all payments under the Receivables and/or Contracts directly to the Administrative Agent.

 (c) Anything herein to the contrary notwithstanding, each Grantor shall remain liable under each of the Receivables and
Contracts to observe and perform all the conditions and obligations to be observed and performed by it thereunder, all in accordance with the terms of any agreement giving rise thereto. No Secured Party shall have any obligation or liability under
any Receivable (or any agreement giving rise thereto) or Contract by reason of or arising out of this Agreement or the receipt by any Secured Party of any payment relating thereto, nor shall any Secured Party be obligated in any manner to perform
any of the obligations of any Grantor under or pursuant to any Receivable (or any agreement giving rise thereto) or Contract, to make any payment, to make any inquiry as to the nature or the sufficiency of any payment received by it or as to the
sufficiency of any performance by any party thereunder, to present or file any claim, to take any action to enforce any performance or to collect the payment of any amounts which may have been assigned to it or to which it may be entitled at any
time or times. 
 5.3. Pledged Securities. 

(a) Unless an Event of Default shall have occurred and be continuing and the Administrative Agent shall have given
notice to the relevant Grantor of the Administrative Agent’s intent to exercise its corresponding rights pursuant to Section 5.3(b), each Grantor shall be permitted to receive all cash dividends paid in respect of the Pledged Equity
Interests and all payments made in respect of the Pledged Notes, to the extent not prohibited by the Credit Agreement, and to exercise all voting, corporate and other ownership (or other similar) rights with respect to the Pledged Securities;
provided, however, that no vote shall be cast or corporate or other ownership (or other similar) right exercised or other action taken which would materially impair the Collateral or which would be inconsistent with or result in any
violation of any provision of the Credit Agreement, this Agreement or any other Loan Document. 
 (b) If an Event of Default
shall occur and be continuing and the Administrative Agent shall have given notice to the relevant Grantor of the Administrative Agent’s intent to exercise its rights pursuant to this Section 5.3(b): (i) all rights of each
Grantor to exercise or refrain from exercising the voting and other consensual rights which it would otherwise be entitled to exercise pursuant hereto shall cease and all such rights shall thereupon become vested in the Administrative Agent who
shall thereupon have the sole right, but shall be 

  
 22 









 
under no obligation, to exercise or refrain from exercising such voting and other consensual rights; (ii) the Administrative Agent shall have the right, without notice to any Grantor (where
permitted by applicable law), to transfer all or any portion of the Investment Property to its name or the name of its nominee or agent; and (iii) the Administrative Agent shall have the right, without notice to any Grantor, to exchange any
certificates or instruments representing any Investment Property for certificates or instruments of smaller or larger denominations. In order to permit the Administrative Agent to exercise the voting and other consensual rights which it may be
entitled to exercise pursuant hereto and to receive all dividends and other distributions which it may be entitled to receive hereunder each Grantor shall promptly execute and deliver (or cause to be executed and delivered) to the Administrative
Agent all proxies, dividend payment orders and other instruments as the Administrative Agent may from time to time reasonably request and each Grantor acknowledges that the Administrative Agent may utilize the power of attorney set forth herein.

 (c) Each Grantor hereby authorizes and instructs each issuer of any Pledged Securities pledged by such Grantor hereunder to
(i) comply with any instruction received by it from the Administrative Agent in writing that (A) states that an Event of Default has occurred and is continuing and (B) is otherwise in accordance with the terms of this Agreement,
without any other or further instructions from such Grantor, and each Grantor agrees that each such issuer shall be fully protected in so complying, and (ii) upon any such instruction following the occurrence and during the continuance of an
Event of Default, pay any dividends or other payments with respect to the Investment Property, including Pledged Securities, directly to the Administrative Agent. 
 5.4. Proceeds to be Turned Over To Administrative Agent. In addition to the rights of the Secured Parties specified in Section 5.1 with respect to payments of Receivables, if an Event
of Default shall occur and be continuing, all Proceeds received by any Grantor consisting of cash, cash equivalents, checks and other near-cash items shall, if requested in writing by the Administrative Agent, be held by such Grantor in trust for
the Secured Parties, segregated from other funds of such Grantor, and shall, forthwith upon receipt by such Grantor, be turned over to the Administrative Agent in the exact form received by such Grantor (duly endorsed by such Grantor to the
Administrative Agent, if required). All Proceeds received by the Administrative Agent hereunder shall be held by the Administrative Agent in a Collateral Account maintained under its sole dominion and control. All Proceeds while held by the
Administrative Agent in a Collateral Account (or by such Grantor in trust for the Secured Parties) shall continue to be held as collateral security for all the Obligations and shall not constitute payment thereof until applied as provided in
Section 5.5. 
 5.5. Application of Proceeds. At such intervals as may be agreed upon by the Borrower and the
Administrative Agent, or, if an Event of Default shall have occurred and be continuing, at any time at the Administrative Agent’s election, the Administrative Agent may apply all or any part of the net Proceeds (after deducting fees and
reasonable out-of-pocket expenses as provided in Section 5.6) constituting Collateral realized through the exercise by the Administrative Agent of its remedies hereunder, whether or not held in any Collateral Account, and any proceeds of
the guarantee set forth in the Guaranty, in payment of the Obligations in accordance with the Credit Agreement. 

  
 23 









 5.6. Code and Other Remedies. 

(a) If an Event of Default shall occur and be continuing, the Administrative Agent, on behalf of the Secured Parties, may exercise, in
addition to all other rights and remedies granted to it in this Agreement and in any other instrument or agreement securing, evidencing or relating to the Obligations, all rights and remedies of a secured party under the New York UCC (whether or not
the New York UCC applies to the affected Collateral) or its rights under any other applicable law or in equity. Without limiting the generality of the foregoing, the Administrative Agent, without demand of performance or other demand, presentment,
protest, advertisement or notice of any kind (except any notice required by law referred to below) to or upon any Grantor or any other Person (all and each of which demands, defenses, advertisements and notices are hereby waived), may in such
circumstances collect, receive, appropriate and realize upon the Collateral, or any part thereof, and/or may sell, lease, license, assign, give option or options to purchase, or otherwise dispose of and deliver the Collateral or any part thereof (or
contract to do any of the foregoing), in one or more parcels at public or private sale or sales, at any exchange, broker’s board or office of any Secured Party or elsewhere upon such terms and conditions as it may deem advisable and at such
prices as it may deem best, for cash or on credit or for future delivery without assumption of any credit risk. Each Secured Party shall have the right upon any such public sale or sales, and, to the extent permitted by law, upon any such private
sale or sales, to purchase the whole or any part of the Collateral so sold, free of any right or equity of redemption in any Grantor, which right or equity is hereby waived and released. Each purchaser at any such sale shall hold the property sold
absolutely free from any claim or right on the part of any Grantor, and each Grantor hereby waives (to the extent permitted by applicable law) all rights of redemption, stay and/or appraisal which it now has or may at any time in the future have
under any rule of law or statute now existing or hereafter enacted. Each Grantor agrees that, to the extent notice of sale shall be required by law, at least ten days notice to such Grantor of the time and place of any public sale or the time after
which any private sale is to be made shall constitute reasonable notification. The Administrative Agent shall not be obligated to make any sale of Collateral regardless of notice of sale having been given. The Administrative Agent may adjourn any
public or private sale from time to time by announcement at the time and place fixed therefor, and such sale may, without further notice, be made at the time and place to which it was so adjourned. The Administrative Agent may sell the Collateral
without giving any warranties as to the Collateral. The Administrative Agent may specifically disclaim or modify any warranties of title or the like. This procedure will not be considered to adversely effect the commercial reasonableness of any sale
of the Collateral. Each Grantor agrees that it would not be commercially unreasonable for the Administrative Agent to dispose of the Collateral or any portion thereof by using Internet sites that provide for the auction of assets of the types
included in the Collateral or that have the reasonable capability of doing so, or that match buyers and sellers of assets. To the extent permitted by applicable law, each Grantor hereby waives any claims against the Administrative Agent arising by
reason of the fact that the price at which any Collateral may have been sold at such a private sale was less than the price which might have been obtained at a public sale, even if the Administrative Agent accepts the first offer received and does
not offer such Collateral to more than one offeree. Each Grantor further agrees, at the Administrative Agent’s request, to assemble the Collateral and make it available to the Administrative Agent at places which the Administrative Agent shall
reasonably select, whether at such Grantor’s premises or elsewhere. To the extent permitted by applicable law, and so long as an Event of Default is continuing, the Administrative Agent shall have the right to enter onto the property where any
Collateral is located and take possession thereof with or without judicial process. 

  
 24 









 (b) The Administrative Agent shall apply the net proceeds of any action taken by it pursuant
to this Section 5.6, after deducting all reasonable costs and expenses of every kind incurred in connection therewith or incidental to the care or safekeeping of any of the Collateral or in any way relating to the Collateral or the
rights of the Secured Parties hereunder, including reasonable attorneys’ fees and disbursements, to the payment in whole or in part of the Obligations and only after such application and after the payment by the Administrative Agent of any
other amounts required by any provision of law, including Section 9-615(a) of the New York UCC, need the Administrative Agent account for the surplus, if any, to any Grantor. If the Administrative Agent sells any of the Collateral upon credit,
the Grantor will be credited only with payments actually made by the purchaser and received by the Administrative Agent and applied to indebtedness of the purchaser. In the event the purchaser fails to pay for the Collateral, the Administrative
Agent may resell the Collateral and the Grantor shall be credited with proceeds of the sale. To the extent permitted by applicable law, each Grantor waives all claims, damages and demands it may acquire against any Secured Party arising out of the
exercise by any Secured Party of any rights hereunder. 
 (c) In the event of any disposition of any of the Intellectual
Property, the goodwill of the business connected with and symbolized by any Trademarks subject to such disposition shall be included, and the applicable Grantor shall, to the extent commercially reasonable and feasible under the circumstances,
supply the Administrative Agent or its designee with such Grantor’s know-how and expertise, and with documents and things embodying the same, relating to the manufacture, distribution, advertising and sale of products or the provision of
services relating to any Intellectual Property subject to such disposition, and such Grantor’s customer lists and other records and documents relating to such Intellectual Property and to the manufacture, distribution, advertising and sale of
such products and services. 
 5.7. Private Sales, etc. 

(a) Each Grantor recognizes that the Administrative Agent may be unable to effect a public sale of any or all the Pledged Equity
Interests, by reason of certain prohibitions contained in the Securities Act and applicable state securities laws or otherwise, and may be compelled to resort to one or more private sales thereof to a restricted group of purchasers which will be
obliged to agree, among other things, to acquire such securities for their own account for investment and not with a view to the distribution or resale thereof. Each Grantor acknowledges and agrees that any such private sale may result in prices and
other terms less favorable than if such sale were a public sale and, notwithstanding such circumstances, agrees that any such private sale shall be deemed to have been made in a commercially reasonable manner. The Administrative Agent shall be under
no obligation to delay a sale of any of the Pledged Equity Interests for the period of time necessary to permit the issuer thereof to register such securities for public sale under the Securities Act, or under applicable state securities laws, even
if such issuer would agree to do so. 
 (b) Each Grantor agrees to use commercially reasonable efforts to do or cause to be done
all such other acts as may be necessary to make such sale or sales of all or any portion 

  
 25 









 
of the Pledged Equity Interests pursuant to this Section 5.7 valid and binding and in compliance with any and all other applicable Requirements of Law. Each Grantor further agrees
that a breach of any of the covenants contained in this Section 5.7 will cause irreparable injury to the Secured Parties, that the Secured Parties have no adequate remedy at law in respect of such breach and, as a consequence, that each
and every covenant contained in this Section 5.7 shall be specifically enforceable against such Grantor, and such Grantor hereby waives and agrees not to assert any defenses against an action for specific performance of such covenants
except for a defense that no Event of Default has occurred and is continuing under the Credit Agreement or a defense of payment. 
 5.8. Deficiency. Each Grantor shall remain liable for any deficiency if the proceeds of any sale or other disposition of the Collateral are insufficient to pay its Secured Obligations and the
reasonable fees and disbursements of any outside attorneys employed by any Secured Party to collect such deficiency. 
 5.9.
BWXT Entities. Notwithstanding anything contained herein to the contrary, the Administrative Agent will not take any action with respect to any pledge of Stock or Stock Equivalents of any Person that directly or indirectly owns Stock or Stock
Equivalents in any BWXT Entity if such action would constitute or result in the change of ownership of any Person that directly or indirectly owns Stock in a BWXT Entity if such change of ownership would require under then-existing law or any
material contract, the prior approval of the U.S. Navy, the U.S. Department of Energy or any other Governmental Authority, without first obtaining such approval. Each Grantor covenants that, after the occurrence and during the continuance of an
Event of Default, it will take all actions as may be requested by the Administrative Agent to obtain such approval. 
 SECTION 6.
THE ADMINISTRATIVE AGENT 
 6.1. Administrative Agent’s Appointment as Attorney-in-Fact, etc. 

(a) Each Grantor hereby irrevocably constitutes and appoints the Administrative Agent, with full power of substitution, as its true and
lawful attorney-in-fact with full irrevocable power and authority in the place and stead of such Grantor and in the name of such Grantor or in its own name, for the purpose of carrying out the terms of this Agreement, to take any and all appropriate
action and to execute any and all documents and instruments which may be necessary or desirable to accomplish the purposes of this Agreement, and, without limiting the generality of the foregoing, each Grantor hereby gives the Administrative Agent
the power and right, on behalf of such Grantor, without notice to or assent by such Grantor, to do any or all of the following: 
 (i) in the name of such Grantor or its own name, or otherwise, take possession of and endorse and collect any checks, drafts, notes, acceptances or other instruments for the payment of moneys due under
any Receivable or Contract or with respect to any other Collateral and file any claim or take any other action or proceeding in any court of law or equity or otherwise deemed appropriate by the Administrative Agent for the purpose of collecting any
and all such moneys due under any Receivable or Contract or with respect to any other Collateral whenever payable; 

  
 26 









 (ii) in the case of any Intellectual Property, execute and deliver, and have
recorded, any and all agreements, instruments, documents and papers as the Administrative Agent may request to evidence the Secured Parties’ security interest in such Intellectual Property and the goodwill and general intangibles of such
Grantor relating thereto or represented thereby; 
 (iii) pay or discharge taxes and Liens levied or placed on or
threatened against the Collateral, effect any repairs or any insurance called for by the terms of this Agreement and pay all or any part of the premiums therefor and the costs thereof; 

(iv) execute, in connection with any sale provided for in Section 5.7, any endorsements, assignments or other
instruments of conveyance or transfer with respect to the Collateral; and 
 (v) (1) direct any party liable for
any payment under any of the Collateral to make payment of any and all moneys due or to become due thereunder directly to the Administrative Agent or as the Administrative Agent shall direct; (2) ask or demand for, collect, and receive payment
of and receipt for, any and all moneys, claims and other amounts due or to become due at any time in respect of or arising out of any Collateral; (3) sign and endorse any invoices, freight or express bills, bills of lading, storage or warehouse
receipts, drafts against debtors, assignments, verifications, notices and other documents in connection with any of the Collateral; (4) commence and prosecute any suits, actions or proceedings at law or in equity in any court of competent
jurisdiction to collect the Collateral or any portion thereof and to enforce any other right in respect of any Collateral; (5) defend any suit, action or proceeding brought against such Grantor with respect to any Collateral; (6) settle,
compromise or adjust any such suit, action or proceeding and, in connection therewith, give such discharges or releases as the Administrative Agent may deem appropriate; (7) assign any Copyright, Patent or Trademark (along with the goodwill of
the business to which any such Copyright, Patent or Trademark pertains), throughout the world for such term or terms, on such conditions, and in such manner, as the Administrative Agent shall in its sole discretion determine; and (8) generally,
sell, transfer, pledge and make any agreement with respect to or otherwise deal with any of the Collateral as fully and completely as though the Administrative Agent were the absolute owner thereof for all purposes, and do, at the Administrative
Agent’s option and such Grantor’s expense, at any time, or from time to time, all acts and things which the Administrative Agent deems necessary to protect, preserve or realize upon the Collateral and the Secured Parties’ security
interests therein and to effect the intent of this Agreement, all as fully and effectively as such Grantor might do. 
 Anything
in this Section 6.1(a) to the contrary notwithstanding, the Administrative Agent agrees that, except as provided in Section 6.1(b), it will not exercise any rights under the power of attorney provided for in this
Section 6.1(a) unless an Event of Default shall have occurred and be continuing. 
 (b) If any Grantor fails to
perform or comply with any of its agreements contained herein, the Administrative Agent, at its option, but without any obligation so to do, 

  
 27 









 
may perform or comply, or otherwise cause performance or compliance, with such agreement; provided, however, that unless an Event of Default has occurred and is continuing or time
is of the essence, the Administrative Agent shall not exercise this power without first making demand on the Grantor and the Grantor failing to promptly comply therewith. 
 (c) The expenses of the Administrative Agent incurred in connection with actions undertaken as provided in this Section 6.1, together with interest thereon at a rate per annum equal to
the rate per annum at which interest would then be payable on past due Committed Loans that are Base Rate Loans under the Credit Agreement, from the date of payment by the Administrative Agent to the date reimbursed by the relevant Grantor,
shall be payable by such Grantor to the Administrative Agent on demand. 
 (d) Each Grantor hereby ratifies all that said
attorneys shall lawfully do or cause to be done by virtue hereof. All powers, authorizations and agencies contained in this Agreement are coupled with an interest and are irrevocable until this Agreement is terminated and the security interests
created hereby are released. 
 6.2. Duty of Administrative Agent. The Administrative Agent’s sole duty with respect
to the custody, safekeeping and physical preservation of the Collateral in its possession, under Section 9-207 of the New York UCC or otherwise, shall be to deal with it in the same manner as the Administrative Agent deals with similar property
for its own account. Neither the Administrative Agent, nor any other Secured Party nor any of their respective officers, directors, partners, employees, agents, attorneys and other advisors, attorneys-in-fact or affiliates shall be liable for
failure to demand, collect or realize upon any of the Collateral or for any delay in doing so or shall be under any obligation to sell or otherwise dispose of any Collateral upon the request of any Grantor or any other Person or to take any other
action whatsoever with regard to the Collateral or any part thereof. The powers conferred on the Secured Parties hereunder are solely to protect the Secured Parties’ interests in the Collateral and shall not impose any duty upon any Secured
Party to exercise any such powers. The Secured Parties shall be accountable only for amounts that they actually receive as a result of the exercise of such powers, and neither they nor any of their officers, directors, partners, employees, agents,
attorneys and other advisors, attorneys-in-fact or affiliates shall be responsible to any Grantor for any act or failure to act hereunder, except to the extent that any such act or failure to act is found by a final and nonappealable decision of a
court of competent jurisdiction to have resulted from their own gross negligence or willful misconduct in breach of a duty owed to such Grantor. 
 6.3. Execution of Financing Statements. Each Grantor acknowledges that pursuant to Section 9-509(b) of the New York UCC and any other applicable law, each Grantor authorizes the Administrative
Agent to file or record financing or continuation statements, and amendments thereto, and other filing or recording documents or instruments with respect to the Collateral, without the signature of such Grantor, in such form and in such offices as
the Administrative Agent reasonably determines appropriate to perfect or maintain the perfection of the security interests of the Administrative Agent under this Agreement. Each Grantor agrees that such financing statements may describe the
collateral in the same manner as described in this Agreement or as “all assets,” “all personal property” or words of similar effect, regardless of whether or not the Collateral includes all assets or all personal property of such
Grantor, or such other description as the Administrative Agent, in its sole judgment, determines is necessary or 

  
 28 









 
advisable that is of an equal or lesser scope or with greater detail. A photographic or other reproduction of this Agreement shall, where permitted by applicable law, be sufficient as a financing
statement or other filing or recording document or instrument for filing or recording in any jurisdiction. 
 6.4. Authority
of Administrative Agent. Each Grantor acknowledges that the rights and responsibilities of the Administrative Agent under this Agreement with respect to any action taken by the Administrative Agent or the exercise or non-exercise by the
Administrative Agent of any option, voting right, request, judgment or other right or remedy provided for herein or resulting or arising out of this Agreement shall, as between the Administrative Agent and the other Secured Parties, be governed by
the Credit Agreement and by such other agreements with respect thereto as may exist from time to time among them, but, as between the Administrative Agent and the Grantors, the Administrative Agent shall be conclusively presumed to be acting as
agent for the Secured Parties with full and valid authority so to act or refrain from acting, and no Grantor shall be under any obligation, or entitlement, to make any inquiry respecting such authority. 

6.5. Appointment of Co-Administrative Agents. At any time or from time to time, in order to comply with any applicable requirement
of law, the Administrative Agent may appoint another bank or trust company or one of more other Persons, either to act as co-agent or agents on behalf of the Secured Parties with such power and authority as may be necessary for the effectual
operation of the provisions hereof and which may be specified in the instrument of appointment (which may, in the discretion of the Administrative Agent, include provisions for indemnification and similar protections of such co-agent or separate
agent). 
 SECTION 7. MISCELLANEOUS 
 7.1. Amendments in Writing. None of the terms or provisions of this Agreement may be waived, amended, supplemented or otherwise modified except by a written instrument executed by each affected
Grantor and the Administrative Agent, subject to any consents required under Section 10.01 of the Credit Agreement; provided that any provision of this Agreement imposing obligations on any Grantor may be waived by the
Administrative Agent in a written instrument executed thereby. 
 7.2. Notices. All notices and communications hereunder
shall be given to the addresses and otherwise made in accordance with Section 10.02 of the Credit Agreement; provided that notices and communications to any Grantor other than the Borrower shall be directed to such Grantor, at the
address of the Borrower. 
 7.3. No Waiver by Course of Conduct; Cumulative Remedies. No Secured Party shall by any act
(except by a written instrument pursuant to Section 7.1), delay, indulgence, omission or otherwise be deemed to have waived any right or remedy hereunder or to have acquiesced in any Default or Event of Default. No failure to exercise,
nor any delay in exercising, on the part of any Secured Party, any right, power or privilege hereunder shall operate as a waiver thereof. No single or partial exercise of any right, power or privilege hereunder shall preclude any other or further
exercise thereof or the exercise of any other right, power or privilege. A waiver by any Secured Party of any right or remedy hereunder on any one occasion shall not be construed as a 

  
 29 









 
bar to any right or remedy which such Secured Party would otherwise have on any future occasion. The rights and remedies herein provided are cumulative, may be exercised singly or concurrently
and are not exclusive of any other rights or remedies provided by law. 
 7.4. Enforcement Expenses; Indemnification.

 (a) Each Grantor agrees to pay or reimburse each Secured Party for its reasonable out-of-pocket costs and expenses incurred
in collecting against such Grantor under the guarantee contained in the Guaranty or otherwise enforcing or preserving any rights under this Agreement and the other Loan Documents to which such Grantor is a party, including the reasonable fees and
disbursements of outside counsel to each Secured Party and outside counsel to the Administrative Agent; provided that each Grantor’s obligation to pay or reimburse for legal fees and expenses pursuant to this subsection
(a) shall be limited to the reasonable and documented legal fees and expenses of a single law firm as counsel for the Administrative Agent and one additional law firm as counsel for all other such Secured Parties, taken together, in each
appropriate jurisdiction (which may include a single law firm as special, local or foreign counsel acting in multiple jurisdictions), except that in the case where any such Secured Party determines in good faith that a conflict of interest does or
may exist in connection with such legal representation and such Secured Party advises such Grantor of such actual or potential conflict of interest and engages its own separate counsel, the reasonable and documented legal fees and expenses of such
separate counsel shall also be paid or reimbursed. 
 (b) Each Grantor agrees to pay, and to hold the Secured Parties harmless
from, any and all liabilities, obligations, losses, damages, penalties, actions, judgments, suits and reasonable out-of-pocket costs, expenses or disbursements of any kind or nature whatsoever with respect to, or resulting from any delay in paying,
any and all stamp, excise, sales or other taxes (other than Excluded Taxes) which may be payable or determined to be payable with respect to any of the Collateral or in connection with any of the transactions contemplated by this Agreement.

 (c) Each Grantor agrees to pay, and to hold the Secured Parties harmless from, any and all liabilities, obligations, losses,
damages, penalties, actions, judgments, suits and reasonable out-of-pocket costs, expenses or disbursements of any kind or nature whatsoever with respect to the execution, delivery, enforcement, performance and administration of this Agreement to
the extent the Borrower would be required to do so pursuant to Section 10.04 of the Credit Agreement. 
 (d) The
agreements in this Section shall survive repayment of the Obligations and all other amounts payable under the Credit Agreement and the other Loan Documents. 
 7.5. Successors and Assigns. This Agreement shall be binding upon the successors and assigns of each Grantor and shall inure to the benefit of the Secured Parties and their permitted successors and
assigns; provided that, except as otherwise permitted by the Credit Agreement, no Grantor may assign, transfer or delegate any of its rights or obligations under this Agreement without the prior written consent of the Administrative Agent,
and any attempted assignment without such consent shall be null and void. 

  
 30 









 7.6. Set-off; Governing Law; Submission to Jurisdiction; Venue; WAIVER OF JURY TRIAL.
THIS AGREEMENT SHALL BE GOVERNED BY, AND CONSTRUED IN ACCORDANCE WITH, THE LAW OF THE STATE OF NEW YORK. Without limiting the general applicability of the foregoing and the terms of the other Loan Documents to this Agreement and the parties hereto,
the terms of Sections 10.08, 10.14 and 10.15 of the Credit Agreement are incorporated herein by reference, mutatis mutandis, with each reference to the “Borrower” therein (whether express or by reference to the
Borrower as a “party” thereto) being a reference to the Grantors, and the parties hereto agree to such terms. 
 7.7.
Counterparts. This Agreement may be executed by one or more of the parties to this Agreement on any number of separate counterparts (including by facsimile), and all of said counterparts taken together shall be deemed to constitute one and
the same instrument. 
 7.8. Severability. Any provision of this Agreement which is prohibited or unenforceable in any
jurisdiction shall, as to such jurisdiction, be ineffective to the extent of such prohibition or unenforceability without invalidating the remaining provisions hereof, and any such prohibition or unenforceability in any jurisdiction shall not
invalidate or render unenforceable such provision in any other jurisdiction. 
 7.9. Section Headings. The Section
headings used in this Agreement are for convenience of reference only and are not to affect the construction hereof or be taken into consideration in the interpretation hereof. 

7.10. Integration. This Agreement and the other Loan Documents represent the agreement of the Grantors, the Administrative Agent
and the other Secured Parties with respect to the subject matter hereof and thereof, and there are no promises, undertakings, representations or warranties by any Secured Party relative to subject matter hereof and thereof not expressly set forth or
referred to herein or in the other Loan Documents. 
 7.11. Acknowledgments. Each Grantor hereby acknowledges that:

 (a) it has been advised by counsel in the negotiation, execution and delivery of this Agreement and the other Loan Documents
to which it is a party; 
 (b) no Secured Party has any fiduciary relationship with or duty to any Grantor arising out of or in
connection with this Agreement or any of the other Loan Documents, and the relationship between the Grantors, on the one hand, and the Secured Parties, on the other hand, in connection herewith or therewith is solely that of debtor and creditor; and

 (c) no joint venture is created hereby or by the other Loan Documents or otherwise exists by virtue of the transactions
contemplated hereby among the Secured Parties or among the Grantors and the Secured Parties. 
 7.12. Additional
Grantors. Each Subsidiary of the Borrower that is required to become a party to this Agreement pursuant to Section 6.22 of the Credit Agreement shall become a Grantor for all purposes of this Agreement upon execution and delivery by
such Subsidiary of a Joinder Agreement. 

  
 31 









 7.13. Releases; Termination of this Agreement. 

(a) At such time as the Loans and the other Obligations (other than (i) contingent indemnification obligations and
(ii) Obligations in respect of Secured Cash Management Agreements and Secured Hedge Agreements either (A) as to which arrangements satisfactory to the applicable Cash Management Bank or Hedge Bank shall have been made or (B) notice
has not been received by the Administrative Agent from the applicable Cash Management Bank or Hedge Bank that such amounts are then due and payable) shall have been paid in full, the Commitments under the Credit Agreement have been terminated or
expired and each Letter of Credit issued under the Credit Agreement shall be Cash Collateralized or no longer outstanding (other than Letters of Credit as to which other arrangements satisfactory to the Administrative Agent and the applicable L/C
Issuer shall have been made), the Collateral shall be released from the Liens created hereby, and this Agreement and all obligations (other than those expressly stated to survive such termination) of the Administrative Agent and each Grantor
hereunder shall terminate, all without delivery of any instrument or performance of any act by any party, and all rights to the Collateral shall revert to the Grantors. At the request and sole expense of any Grantor following any such termination,
the Administrative Agent shall deliver to such Grantor any Collateral held by the Administrative Agent hereunder, and execute and deliver to such Grantor such documents as such Grantor shall reasonably request to evidence such termination.

 (b) If any of the Collateral shall be sold or otherwise disposed of by any Grantor in a transaction permitted by the Credit
Agreement, then the Administrative Agent, at the request and sole expense of such Grantor, shall execute and deliver to such Grantor all releases or other documents reasonably necessary for the release of the Liens created hereby on such Collateral.
At the request and sole expense of the Borrower, a Grantor shall be released from its obligations hereunder in the event that all the Stock and Stock Equivalents in such Grantor shall be sold or otherwise disposed of in a transaction permitted by
the Credit Agreement; provided that the Borrower shall have delivered to the Administrative Agent, at least three Business Days (or such lesser period permitted in writing by the Administrative Agent) prior to the date of the proposed
release, a written request for such release identifying the relevant Grantor and the terms of the relevant sale or other disposition in reasonable detail, including the price thereof and any expenses incurred in connection therewith, together with a
certification by the Borrower stating that such transaction is in compliance with the Credit Agreement and the other Loan Documents. 
 (c) After the occurrence and during the continuance of Collateral Release Event and in accordance with Section 10.19(a) of the Credit Agreement, the Administrative Agent, at the request and
sole expense of the Borrower, shall promptly execute and deliver to the Borrower all releases and other documents, and take such other action, reasonably necessary for the release of the Liens created hereby or by any other Security Instrument on
the applicable Collateral 
 (d) Each Grantor acknowledges that it is not authorized to file any financing statement or
amendment or termination statement with respect to any financing statement originally filed in connection herewith without the prior written consent of the Administrative Agent, subject to such Grantor’s rights under Sections 9-509(d)(2) and
9-518 of the New York UCC. 

  
 32 









 7.14. Amendment and Restatement. This Agreement constitutes and amendment and
restatement of the Initial Pledge effective from and after the date hereof. The execution and delivery of this Agreement shall not constitute a novation of any indebtedness or other obligations owing to any Lender, the Administrative Agent, any L/C
Issuer or any other Secured Parties under the Credit Agreement, the Initial Pledge or any other Loan Document based on facts or events occurring or existing prior to the execution and delivery of this Agreement. On the date hereof, the pledge
described in the Initial Pledge shall be amended, supplemented, modified and restated in its entirety by the pledge described herein, without any further action by any Person except as set forth herein. 

[REMAINDER OF PAGE INTENTIONALLY LEFT BLANK] 

  
 33 









 IN WITNESS WHEREOF, each of the undersigned has caused this Amended and Restated Pledge and
Security Agreement to be duly executed and delivered as of the date first above written. 
  

			
	 THE BABCOCK & WILCOX COMPANY

		
	By:	 	 /s/ Jenny L. Apker

	Name:	 	Jenny L. Apker
	Title:	 	Vice President and Treasurer
	
	 AMERICON EQUIPMENT SERVICES, INC.

AMERICON, INC.
 APPLIED SYNERGISTICS, INC.
 BABCOCK & WILCOX
CHINA HOLDINGS, INC.
 BABCOCK & WILCOX CONSTRUCTION CO., INC.

BABCOCK & WILCOX DENMARK HOLDINGS, INC.

BABCOCK & WILCOX EBENSBURG POWER, INC.

BABCOCK & WILCOX EQUITY INVESTMENTS, INC.

BABCOCK & WILCOX INDIA HOLDINGS, INC.

BABCOCK & WILCOX INTERNATIONAL, INC.

BABCOCK & WILCOX INTERNATIONAL SALES AND SERVICE CORPORATION

BABCOCK & WILCOX MODULAR REACTORS LLC

B&W NUCLEAR MAINTENANCE SERVICES, INC.

DELTA POWER SERVICES, LLC

DIAMOND OPERATING CO., INC.

DIAMOND POWER AUSTRALIA HOLDINGS, INC.

DIAMOND POWER CHINA HOLDINGS, INC.

DIAMOND POWER EQUITY INVESTMENTS, INC.

DIAMOND POWER INTERNATIONAL, INC.

DPS BERKELEY, LLC

DPS CADILLAC, LLC

DPS FLORIDA, LLC
 DPS GREGORY, LLC
 DPS LOWELL COGEN, LLC

DPS MECKLENBURG, LLC

		
	By:	 	 /s/ Jenny L. Apker

	Name:	 	Jenny L. Apker
	Title:	 	Treasurer



  
 Babcock &
Wilcox 
 Amended and Restated Pledge and Security Agreement 

Signature Pages 








 
			
	 DPS MICHIGAN, LLC

DPS MOJAVE, LLC
 DPS SABINE, LLC
 INTECH, INC.

IVEY-COOPER SERVICES, L.L.C.

O&M HOLDING COMPANY

PALM BEACH RESOURCE RECOVERY CORPORATION

POWER SYSTEMS OPERATIONS, INC.

REVLOC RECLAMATION SERVICE, INC.

SOFCO - EFS HOLDINGS LLC

		
	By:	 	 /s/ Jenny L. Apker

	Name:	 	Jenny L. Apker
	Title:	 	Treasurer
	
	 BABCOCK & WILCOX COMMERCIAL POWER, INC.

BABCOCK & WILCOX INVESTMENT COMPANY

BABCOCK & WILCOX MPOWER, INC.

BABCOCK & WILCOX NUCLEAR ENERGY, INC.

BABCOCK & WILCOX POWER GENERATION GROUP, INC.

BABCOCK & WILCOX TECHNOLOGY, INC.

		
	By:	 	 /s/ Jenny L. Apker

	Name:	 	Jenny L. Apker
	Title:	 	Vice President and Treasurer
	
	NATIONAL ECOLOGY COMPANY
		
	By:	 	 /s/ Jenny L. Apker

	Name:	 	Jenny L. Apker
	Title:	 	Authorized Representative



  
 Babcock &
Wilcox 
 Amended and Restated Pledge and Security Agreement 

Signature Pages 








 
			
	 BANK OF AMERICA, N.A., as Administrative Agent

		
	By:	 	 /s/ Bridgett J. Manduk

	Name:	 	Bridgett J. Manduk
	Title:	 	Assistant Vice President



  
 Babcock &
Wilcox 
 Amended and Restated Pledge and Security Agreement 

Signature Pages 








 EXHIBIT A 

NOTICE 
 OF

 GRANT OF SECURITY INTEREST 
 IN 
 PATENTS 

DATED:                     

 United States Patent and Trademark Office 
 Ladies and Gentlemen: 
 Please be advised that pursuant to the Amended and
Restated Pledge and Security dated as of June 8, 2012 (as amended, restated, supplemented or otherwise modified from time to time, the “Agreement”) among the Grantor (as defined below), the other grantors party thereto and the
Administrative Agent for the Secured Parties referenced therein, the undersigned Grantor has granted a continuing security interest in and continuing lien upon the patents and patent applications on Schedule 1 to the Administrative Agent
for the ratable benefit of the Secured Parties. 
 The Grantors and the Administrative Agent, on behalf of the Secured Parties,
hereby acknowledge and agree that the security interest in such patents and patent applications (a) may only be terminated in accordance with the terms of the Agreement and (b) is not to be construed as an assignment of any patent or
patent application. 
  

							
	GRANTOR:	 		 	Very truly yours,
			
	[Address]	 		 	[GRANTOR]
				
		 		 	By:	 	  

		 		 	Name:	 	  

		 		 	Title:	 	  

			
	ADMINISTRATIVE AGENT:	 		 	Acknowledged and accepted:
			
	[Address]	 		 	BANK OF AMERICA, N.A.,
				
		 		 	By:	 	  

		 		 	Name:	 	  

		 		 	Title:	 	  









 SCHEDULE 1 
 PATENTS 
  

					
	 Patent No.
	 	 Description of

Patent Item
	 	 Date of Patent

		 		 	

 PATENT APPLICATIONS 

 

					
	 Patent Applications No.
	 	 Description of

Patent Applied for
	 	 Date of

Patent Applications

		 		 	








 NOTICE 
 OF 
 GRANT OF SECURITY INTEREST 

IN 
 TRADEMARKS

 DATED:
                     
 United States Patent
and Trademark Office 
 Ladies and Gentlemen: 
 Please be advised that pursuant to the Amended and Restated Pledge and Security dated as of June 8, 2012 (as amended, restated, supplemented or otherwise modified from time to time, the
“Agreement”) among the Grantor (as defined below), the other grantors party thereto and the Administrative Agent for the Secured Parties referenced therein, the undersigned Grantor has granted a continuing security interest in and
continuing lien upon the trademarks and trademark applications on Schedule 1 to the Administrative Agent for the ratable benefit of the Secured Parties. 
 The Grantors and the Administrative Agent, on behalf of the Secured Parties, hereby acknowledge and agree that the security interest in such trademarks and trademark applications (a) may only be
terminated in accordance with the terms of the Agreement and (b) is not to be construed as an assignment of any trademark or trademark application. 
  

							
	GRANTOR:	 		 	Very truly yours,
			
	[Address]	 		 	[GRANTOR]
				
		 		 	By:	 	  

		 		 	Name:	 	  

		 		 	Title:	 	  

			
	ADMINISTRATIVE AGENT:	 		 	Acknowledged and accepted:
			
	[Address]	 		 	BANK OF AMERICA, N.A.,
				
		 		 	By:	 	  

		 		 	Name:	 	  

		 		 	Title:	 	  









 SCHEDULE 1 
 TRADEMARKS 
  

					
	 Trademark No.
	 	 Description of

Trademark Item
	 	 Date of Trademark

		 		 	

 TRADEMARK APPLICATIONS 

 

					
	 Trademark Applications No.
	 	 Description of

Trademark Applied for
	 	 Date of

Trademark Applications

		 		 	








 NOTICE 
 OF 
 GRANT OF SECURITY INTEREST 

IN 
 COPYRIGHTS

 DATED:
                     
 United States
Copyright Office 
 Ladies and Gentlemen: 
 Please be advised that pursuant to the Amended and Restated Pledge and Security dated as of June 8, 2012 (as amended, restated, supplemented or otherwise modified from time to time, the
“Agreement”) among the Grantor (as defined below), the other grantors party thereto and the Administrative Agent for the Secured Parties referenced therein, the undersigned Grantor has granted a continuing security interest in and
continuing lien upon the copyrights and copyright applications on Schedule 1 to the Administrative Agent for the ratable benefit of the Secured Parties. 
 The Grantors and the Administrative Agent, on behalf of the Secured Parties, hereby acknowledge and agree that the security interest in such copyrights and copyright applications (a) may only be
terminated in accordance with the terms of the Agreement and (b) is not to be construed as an assignment of any copyright or copyright application. 
  

							
	GRANTOR:	 		 	Very truly yours,
			
	[Address]	 		 	[GRANTOR]
				
		 		 	By:	 	  

		 		 	Name:	 	  

		 		 	Title:	 	  

			
	ADMINISTRATIVE AGENT:	 		 	Acknowledged and accepted:
			
	[Address]	 		 	BANK OF AMERICA, N.A.,
				
		 		 	By:	 	  

		 		 	Name:	 	  

		 		 	Title:	 	  









 SCHEDULE 1 
 COPYRIGHTS 
  

					
	 Copyright No.
	 	 Description of

Copyright Item
	 	 Date of Copyright

		 		 	

 COPYRIGHT APPLICATIONS 

 

					
	 Copyright Applications No.
	 	 Description of

Copyright Applied for
	 	 Date of

Copyright Applications

		 		 	








 SCHEDULE 3.3 
 TO PLEDGE AND SECURITY AGREEMENT 
 PERFECTED FIRST PRIORITY LIENS

 UCC Filings 
 A UCC1 Financing Statement listing each Grantor, as debtor, and the Collateral Agent, as secured party, should be filed in the applicable governmental offices set forth below. 

 

			
	 Grantor
	 	 Jurisdiction of Filing

	Americon Equipment Services, Inc.	 	Delaware Secretary of State
	Americon, Inc.	 	Delaware Secretary of State
	Applied Synergistics, Inc.	 	Delaware Secretary of State
	B&W Nuclear Maintenance Services, Inc.	 	Delaware Secretary of State
	Babcock & Wilcox China Holdings, Inc.	 	Delaware Secretary of State
	Babcock & Wilcox Commercial Power, Inc.	 	Delaware Secretary of State
	Babcock & Wilcox Construction Co., Inc.	 	Delaware Secretary of State
	Babcock & Wilcox Denmark Holdings, Inc.	 	Delaware Secretary of State
	Babcock & Wilcox Ebensburg Power, Inc.	 	Delaware Secretary of State
	Babcock & Wilcox Equity Investments, Inc.	 	Delaware Secretary of State
	Babcock & Wilcox India Holdings, Inc.	 	Delaware Secretary of State
	Babcock & Wilcox International Sales and Service Corporation	 	Delaware Secretary of State
	Babcock & Wilcox International, Inc.	 	Delaware Secretary of State
	Babcock & Wilcox Investment Company	 	Delaware Secretary of State
	Babcock & Wilcox Modular Reactors LLC	 	Delaware Secretary of State
	Babcock & Wilcox mPower, Inc.	 	Delaware Secretary of State
	Babcock & Wilcox Nuclear Energy, Inc.	 	Delaware Secretary of State
	Babcock & Wilcox Power Generation Group, Inc.	 	Delaware Secretary of State
	Babcock & Wilcox Technology, Inc.	 	Delaware Secretary of State
	Delta Power Services, LLC	 	Delaware Secretary of State
	Diamond Operating Co., Inc.	 	Delaware Secretary of State
	Diamond Power Australia Holdings, Inc.	 	Delaware Secretary of State
	Diamond Power China Holdings, Inc.	 	Delaware Secretary of State
	Diamond Power Equity Investments, Inc.	 	Delaware Secretary of State
	Diamond Power International, Inc.	 	Delaware Secretary of State
	DPS Berkeley, LLC	 	Delaware Secretary of State
	DPS Cadillac, LLC	 	Delaware Secretary of State
	DPS Florida, LLC	 	Delaware Secretary of State
	DPS Gregory, LLC	 	Delaware Secretary of State
	DPS Lowell Cogen, LLC	 	Delaware Secretary of State
	DPS Mecklenburg, LLC	 	Delaware Secretary of State
	DPS Michigan, LLC	 	Delaware Secretary of State
	DPS Mojave, LLC	 	Delaware Secretary of State
	DPS Sabine, LLC	 	Delaware Secretary of State
	Intech, Inc.	 	Tennessee Secretary of State
	Ivey-Cooper Services, L.L.C.	 	Tennessee Secretary of State


  
 Schedule 3.3
– 1 









			
	National Ecology Company	 	Delaware Secretary of State
	O&M Holding Company	 	Delaware Secretary of State
	Palm Beach Resource Recovery Corporation	 	Florida Secured Transaction Registry
	Power Systems Operations, Inc.	 	Delaware Secretary of State
	Revloc Reclamation Service, Inc.	 	Delaware Secretary of State
	SOFCo – EFS Holdings LLC	 	Delaware Secretary of State
	The Babcock & Wilcox Company	 	Delaware Secretary of State

 To perfect the Lien in Fixtures, a UCC1 Financing Statement listing the applicable Grantor, as debtor, and the Collateral
Agent, as secured party, should be filed in the real property records of the county in which such Fixtures are located. Each such UCC1 Financing Statement will need to include a legal description of the real property upon which such Fixtures are
located. 
 Actions with respect to Pledged Securities 
 The original of all Pledged Securities evidence by either a Certificated Security or Instrument should be delivered to the Collateral Agent, together with an undated stock or note power, as applicable,
duly executed in blank by the applicable Grantor. 
 Actions with respect to Patents and Trademarks 

For Collateral consisting of Patents and Trademarks, the applicable Grantors should execute an Intellectual Property Security Agreement, and such
agreement should be recorded with the United States Patent and Trademark Office. 
 Actions with respect to Copyrights

 For Collateral consisting of Copyrights, the applicable Grantors should execute an Intellectual Property Security Agreement, and such
agreement should be recorded with the United States Copyright Office. 

  
 Schedule 3.3
– Page 2 








 SCHEDULE 3.4 
 TO PLEDGE AND SECURITY AGREEMENT 
 NAME; JURISDICTION OF ORGANIZATION, ETC.

  

									
	 Exact Legal Name of Grantor
	  	 Type of

Organization
	  	 Jurisdiction
of

Organization
	  	 Chief Executive Office
	  	
Organizational
Identification
Number

	Americon Equipment Services, Inc.	  	Corporation	  	Delaware	  	 74 Robinson Avenue

Barberton, OH 44203
	  	2077236
	Americon, Inc.	  	Corporation	  	Delaware	  	 74 Robinson Avenue

Barberton, OH 44203
	  	2058172
	Applied Synergistics, Inc.	  	Corporation	  	Delaware	  	 1019 Dillard Drive

Lynchburg, VA 24502-0158
	  	3596853
	B&W Nuclear Maintenance Services, Inc.	  	Corporation	  	Delaware	  	 11525 N. Community
 House
Rd., Suite 600
 Charlotte, NC 28277
	  	4958020
	Babcock & Wilcox China Holdings, Inc.	  	Corporation	  	Delaware	  	 20 S. Van Buren Ave.

Barberton, OH 44203-0351
	  	3563042
	Babcock & Wilcox Commercial Power, Inc.	  	Corporation	  	Delaware	  	 13024 Ballantyne
 Corporate
Place, Suite 700
 Charlotte, NC 28277
	  	4997107
	Babcock & Wilcox Construction Co., Inc.	  	Corporation	  	Delaware	  	 74 Robinson Avenue

Barberton, OH 44203
	  	2058181
	Babcock & Wilcox Denmark Holdings, Inc.	  	Corporation	  	Delaware	  	 20 S. Van Buren Ave.

Barberton, OH 44203-0351
	  	3563041
	Babcock & Wilcox Ebensburg Power, Inc.	  	Corporation	  	Delaware	  	 20 S. Van Buren Avenue

Barberton, OH 44203
	  	2109431
	Babcock & Wilcox Equity Investments, Inc.	  	Corporation	  	Delaware	  	 20 S. Van Buren Ave.

Barberton, OH 44203-0351
	  	2050183
	Babcock & Wilcox India Holdings, Inc.	  	Corporation	  	Delaware	  	 20 S. Van Buren Ave.

Barberton, OH 44203-0351
	  	4795557
	Babcock & Wilcox International Sales and Service Corporation	  	Corporation	  	Delaware	  	 20 S. Van Buren Ave.

Barberton, OH 44203-0351
	  	0795023
	Babcock & Wilcox International, Inc.	  	Corporation	  	Delaware	  	 20 S. Van Buren Ave.

Barberton, OH 44203-0351
	  	0914783
	Babcock & Wilcox Investment Company	  	Corporation	  	Delaware	  	 The Harris Building,
 13024
Ballantyne
 Corporate Place, Suite 700,

Charlotte, North Carolina 28277
	  	2235817
	Babcock & Wilcox Modular Reactors LLC	  	Limited Liability Company	  	Delaware	  	 13024 Ballantyne
 Corporate
Place, Suite 700
 Charlotte, NC 28277
	  	4916442









									
	 Exact Legal Name of Grantor
	  	 Type of

Organization
	  	 Jurisdiction
of

Organization
	  	 Chief Executive Office
	  	
Organizational
Identification
Number

	Babcock & Wilcox mPower, Inc.	  	Corporation	  	Delaware	  	 11525 N. Community
 House
Rd., Suite 500
 Charlotte, NC 28277
	  	5094127
	Babcock & Wilcox Nuclear Energy, Inc.	  	Corporation	  	Delaware	  	 11525 N. Community
 House
Rd., Suite 600
 Charlotte, NC 28277
	  	4293945
	Babcock & Wilcox Power Generation Group, Inc.	  	Corporation	  	Delaware	  	 20 S. Van Buren Ave.

Barberton, OH 44203-0351
	  	0847234
	Babcock & Wilcox Technology, Inc.	  	Corporation	  	Delaware	  	 2016 Mount Athos Road

Lynchburg, VA 24504-5447
	  	2725506
	Delta Power Services, LLC	  	Limited Liability Company	  	Delaware	  	 363 N. Sam Houston
 Parkway
E, Suite 350
 Houston, TX 77060
	  	3363308
	Diamond Operating Co., Inc.	  	Corporation	  	Delaware	  	 185 Great Valley Parkway

Malvern, PA 19355-1321
	  	3498044
	Diamond Power Australia Holdings, Inc.	  	Corporation	  	Delaware	  	 2600 E. Main Street

Lancaster, OH 43130
	  	3563045
	Diamond Power China Holdings, Inc.	  	Corporation	  	Delaware	  	 2600 E. Main Street

Lancaster, OH 43130
	  	3563044
	Diamond Power Equity Investments, Inc.	  	Corporation	  	Delaware	  	 2600 E. Main Street

Lancaster, OH 43130
	  	3563043
	Diamond Power International, Inc.	  	Corporation	  	Delaware	  	 2600 E. Main Street

Lancaster, OH 43130
	  	2725505
	DPS Berkeley, LLC	  	Limited Liability Company	  	Delaware	  	 363 N. Sam Houston
 Parkway
E, Suite 350
 Houston, TX 77060
	  	3685555
	DPS Cadillac, LLC	  	Limited Liability Company	  	Delaware	  	 363 N. Sam Houston
 Parkway
E, Suite 350
 Houston, TX 77060
	  	4111828
	DPS Florida, LLC	  	Limited Liability Company	  	Delaware	  	 363 N. Sam Houston
 Parkway
E, Suite 350
 Houston, TX 77060
	  	4050781
	DPS Gregory, LLC	  	Limited Liability Company	  	Delaware	  	 363 N. Sam Houston
 Parkway
E, Suite 350
 Houston, TX 77060
	  	3879537
	DPS Lowell Cogen, LLC	  	Limited Liability Company	  	Delaware	  	 363 N. Sam Houston
 Parkway
E, Suite 350
 Houston, TX 77060
	  	4060363
	DPS Mecklenburg, LLC	  	Limited Liability Company	  	Delaware	  	 363 N. Sam Houston
 Parkway
E, Suite 350
 Houston, TX 77060
	  	3860060
	DPS Michigan, LLC	  	Limited Liability Company	  	Delaware	  	 363 N. Sam Houston
 Parkway
E, Suite 350
 Houston, TX 77060
	  	3768604


  
 Schedule 3.3
– Page 2 









									
	 Exact Legal Name of Grantor
	  	 Type of

Organization
	  	 Jurisdiction
of

Organization
	  	 Chief Executive Office
	  	
Organizational
Identification
Number

	DPS Mojave, LLC	  	Limited Liability Company	  	Delaware	  	 363 N. Sam Houston
 Parkway
E, Suite 350
 Houston, TX 77060
	  	3950476
	DPS Sabine, LLC	  	Limited Liability Company	  	Delaware	  	 363 N. Sam Houston
 Parkway
E, Suite 350
 Houston, TX 77060
	  	4138849
	Intech, Inc.	  	Corporation	  	Tennessee	  	 2802 Belle Arbor Drive

Chattanooga, TN 37406
	  	282042
	Ivey-Cooper Services, L.L.C	  	Limited Liability Company	  	Tennessee	  	 2815 Belle Arbor Drive

Chattanooga, TN 37406
	  	0401423
	National Ecology Company	  	Corporation	  	Delaware	  	 20 S. Van Buren Ave.

Barberton, OH 44203-0351
	  	2209966
	O&M Holding Company	  	Corporation	  	Delaware	  	 20 S. Van Buren Ave.

Barberton, OH 44203-0351
	  	4568185
	Palm Beach Resource Recovery Corporation	  	Corporation	  	Florida	  	 6101 West 45th Street
 West
Palm Beach, FL 33410
	  	H27351
	Power Systems Operations, Inc.	  	Corporation	  	Delaware	  	 20 S. Van Buren Avenue

Barberton, OH 44203-0351
	  	2074007
	Revloc Reclamation Service, Inc.	  	Corporation	  	Delaware	  	 20 S. Van Buren Avenue

Barberton, OH 44203-0351
	  	2234938
	SOFCo – EFS Holdings LLC	  	Limited Liability Company	  	Delaware	  	 20 S. Van Buren Ave.

Barberton, Ohio 44203
	  	3494936
	The Babcock & Wilcox Company	  	Corporation	  	Delaware	  	 13024 Ballantyne
 Corporate
Place, Suite 700,
 Charlotte, North Carolina 28277
	  	4796566

 Prior Names during last 5 years: 
 On November 20, 2007, The Babcock & Wilcox Company changed its name to Babcock & Wilcox Power Generation Group, Inc. 
 On November 20, 2007, The Babcock & Wilcox Companies changed its name to The Babcock & Wilcox Company, and then on March 8, 2010, changed its name to Babcock & Wilcox
Investment Company 
 On April 20, 2010, McDermott Technology, Inc. changed its name to Babcock & Wilcox Technology, Inc.


  
 Schedule 3.3
– Page 3 








 On April 29, 2010, Babcock & Wilcox Nuclear Power Generation Group, Inc. changed its name to
Babcock & Wilcox Nuclear Energy, Inc. 
 On April 17, 2012, Babcock & Wilcox Modular Nuclear Energy, Inc. changed its
name to Babcock & Wilcox mPower, Inc. 
 Prior Addresses during last 5 years: 

The former chief executive office of Americon Equipment Services, Inc. was located at: 3333 Copley Road, Copley, OH 44321. 

The former chief executive office of the following entities was located at 90 E. Tuscarawas Ave., Barberton, OH 44203: 

Americon, Inc. 

Babcock & Wilcox Construction Co., Inc. 
 The former chief executive office of the following entities was located at 1450 Poydras Street, New Orleans, LA 70112: 
 Babcock & Wilcox Equity Investments, Inc. 
 Babcock & Wilcox
Holdings, Inc. 
 Babcock & Wilcox International Sales and Service Corporation 

Babcock & Wilcox International, Inc. 
 Babcock & Wilcox Investment Company 
 Babcock & Wilcox Power
Generation Group, Inc. 
 The former chief executive office of the following entities was located at 1415 Louisiana Street, Suite 3500, Houston,
TX 77002: 
 Delta Power Services, LLC 
 DPS Cadillac, LLC 
 DPS Florida, LLC 

DPS Mojave, LLC 
 The former
chief executive office of the following entities was located at 67 Park Place East, Morristown, NJ 07960: 
 DPS Berkeley, LLC

 DPS Michigan, LLC 

The former chief executive office of the following entities was located at 7022 Wild Violet Drive, Humble, TX 77346: 

DPS Gregory, LLC 

DPS Mecklenburg, LLC 
 The
former chief executive office of DPS Lowell Cogen, LLC was located at: 282 Western Avenue, Lowell, MA 01852 

  
 Schedule 3.3
– Page 4 








 The former chief executive office of DPS Sabine, LLC was located at: 4647 FM1006 at: 4647 FM 1006 at Lanxess
Plant, Orange, TX 
 The former chief executive office of Babcock & Wilcox Investment Company was located at: 800 Main Street,
Lynchburg, VA, 25404 
 The former chief executive office of Babcock & Wilcox Nuclear Energy, Inc. was located at: 2016 Mount Athos
Road, Lynchburg, VA 24504-5447, and then at 13024 Ballantyne Corporate Place, Suite 700, Charlotte, NC 28277 
 The former chief executive
office of B&W Nuclear Maintenance Services, Inc. was located 13024 Ballantyne Corporate Place, Suite 700, Charlotte, NC 28277 

  
 Schedule 3.3
– Page 5 








 SCHEDULE 3.5 
 TO PLEDGE AND SECURITY AGREEMENT 
 INVENTORY AND EQUIPMENT 

 

			
	 Grantor
	 	 Address/City/State/Zip Code

	Babcock and Wilcox Power Generation Group, Inc.	 	 20 South Van Buren Ave

Barberton, OH 44203

	Babcock and Wilcox Power Generation Group, Inc.	 	 180 Van Buren Avenue

Barberton, OH 44203

	Babcock and Wilcox Power Generation Group, Inc.	 	 900 B&W Drive
 West Point,
MS 39773

	Babcock and Wilcox Power Generation Group, Inc.	 	 3333 Copley Road
 Copley, OH
44202

	Babcock and Wilcox Power Generation Group, Inc.	 	 600 Ford Avenue West

Barberton, OH 44203

	Diamond Power International, Inc.	 	 2600 E. Main Street
 Lancaster,
OH 43130

	Babcock & Wilcox Nuclear Energy, Inc.	 	 2016 Mt Athos Road
 Lynchburg,
VA 24504-5447









 SCHEDULE 3.7 
 TO PLEDGE AND SECURITY AGREEMENT 
 INVESTMENT PROPERTY 

Pledged Stock: 
  

																									
	 Grantor
	  	 Issuer
	  	 Type of

Organization
	  	# of
Shares
Owned	 	  	Total
Shares
Outstanding	 	  	% of
Interest
Pledged1	 	 	Certificate
No.	 	  	Par
Value
per
share	 
	 Americon, Inc.
	  	 Americon Equipment Services, Inc.
	  	Corporation	  	 	1,000	  	  	 	1,000	  	  	 	100	% 	 	 	1	  	  	$	1.00	  
	 Babcock & Wilcox Power Generation Group, Inc.
	  	 Americon, Inc.
	  	Corporation	  	 	100	  	  	 	100	  	  	 	100	% 	 	 	2	  	  	$	10.00	  
								
	 Diamond Power International, Inc.
	  	 Applied Synergistics, Inc.
	  	Corporation	  	 	1,000	  	  	 	1,000	  	  	 	100	% 	 	 	2	  	  	$	1.00	  
								
	 Babcock & Wilcox Nuclear Energy, Inc.
	  	 B&W Nuclear Maintenance Services, Inc.
	  	Corporation	  	 	1,000	  	  	 	1,000	  	  	 	100	% 	 	 	1	  	  	$	0.01	  
								
	 Babcock & Wilcox Power Generation Group, Inc.
	  	 Babcock & Wilcox Canada Ltd.2
	  	Corporation	  	 	500,000	  	  	 	500,000	  	  	 	65	% 	 	 	1	  	  	 	None	  
								
	 Babcock & Wilcox Equity Investments, Inc.
	  	 Babcock & Wilcox China Holdings, Inc.
	  	Corporation	  	 	1,000	  	  	 	1,000	  	  	 	100	% 	 	 	1	  	  	$	1.00	  
								
	 Babcock & Wilcox Investment Company
	  	 Babcock & Wilcox Commercial Power, Inc.
	  	Corporation	  	 	1,000	  	  	 	1,000	  	  	 	100	% 	 	 	1	  	  	$	0.01	  

  

	1 	 Notwithstanding any Grantor’s delivery to the Collateral Agent of any Certificated Security evidencing more than 65% of the Voting Stock of any
Foreign Subsidiary, the Collateral does not include any Excluded Stock. 



	2 	 The stock certificate lists the issuing entity as Babcock & Wilcox Industries Ltd., which is the prior legal name of Babcock & Wilcox
Canada Ltd. Such stock certificate is to be reissued post-closing to reflect the correct legal name of the issuing entity. 



  
 Schedule 3.7
– Page 1 









																									
	 Grantor
	  	 Issuer
	  	 Type of

Organization
	  	# of
Shares
Owned	 	  	Total
Shares
Outstanding	 	  	% of
Interest
Pledged1	 	 	Certificate
No.	 	  	Par
Value
per
share	 
	 Americon, Inc.
	  	 Babcock & Wilcox Construction Co., Inc.
	  	Corporation	  	 	100	  	  	 	100	  	  	 	100	% 	 	 	2	  	  	$	10.00	  
	 Babcock & Wilcox Equity Investments, Inc.
	  	 Babcock & Wilcox Denmark Holdings, Inc.
	  	Corporation	  	 	1,000	  	  	 	1,000	  	  	 	100	% 	 	 	1	  	  	$	1.00	  
								
	 Babcock & Wilcox Equity Investments, Inc.
	  	 Babcock & Wilcox Ebensburg Power, Inc.
	  	Corporation	  	 	1,000	  	  	 	1,000	  	  	 	100	% 	 	 	1	  	  	$	1.00	  
								
	 Babcock & Wilcox Power Generation Group, Inc.
	  	 Babcock & Wilcox Equity Investments, Inc.
	  	Corporation	  	 	1,000	  	  	 	1,000	  	  	 	100	% 	 	 	3	  	  	$	1.00	  
								
	 Babcock & Wilcox Equity Investments, Inc.
	  	 Babcock & Wilcox India Holdings, Inc.
	  	Corporation	  	 	1,000	  	  	 	1,000	  	  	 	100	% 	 	 	1	  	  	$	1.00	  
	 Babcock & Wilcox Power Generation Group, Inc.3

 
  
 Babcock & Wilcox International, Inc.
	  	  
  
 Babcock & Wilcox India Private Limited
	  	  
  
  

Corporation
	  	  
  
  

 
  

 
  
	  
  
  

675,000
  

 
 20
	  
  
  

  
  

 
   
	  	  
  
  

 
	  
  
  

675,020
	  
  
  

  
	  	  
  
  

 
  

 
  
	  
  
  

65
  

 
 65
	  
  
  

% 
  

 
 % 
	 	  
  
  

 
  

 
  
	  
  
  

05
  

 
 03 & 04
	  
  
  

  
  

 
   
	  	 
 
   
  
 
 
	10
Indian
Rupees  
 10
Indian
Rupees
	  
  
    
   
  
  

	 Babcock & Wilcox Equity Investments, Inc.
	  	 Babcock & Wilcox International Construction Co., Inc.
	  	Corporation	  	 	1,000	  	  	 	1,000	  	  	 	100	% 	 	 	1	  	  	$	0.01	  
								
	 Babcock & Wilcox Power Generation Group, Inc.
	  	 Babcock & Wilcox International Sales and Service Corporation
	  	Corporation	  	 	1,000	  	  	 	1,000	  	  	 	100	% 	 	 	5	  	  	$	1.00	  

  

	3 	 The stock certificate lists the registered proprietor as Babcock & Wilcox Company USA. Such stock certificate is to be reissued post-closing
with Babcock & Wilcox Power Generation Group, Inc. listed as the registered proprietor. 



  
 Schedule 3.7
– Page 2 









																									
	 Grantor
	  	 Issuer
	  	 Type of

Organization
	  	# of
Shares
Owned	 	  	Total
Shares
Outstanding	 	  	% of
Interest
Pledged1	 	 	Certificate
No.	 	  	Par
Value
per
share	 
								
	 Babcock & Wilcox Power Generation Group, Inc.
	  	 Babcock & Wilcox International, Inc.
	  	Corporation	  	 	1,000	  	  	 	1,000	  	  	 	100	% 	 	 	3	  	  	$	10,000	  
	 Babcock & Wilcox Power Generation Group, Inc.
	  	 Babcock & Wilcox International Investments Co., Inc.
	  	Corporation	  	 	100,000	  	  	 	100,000	  	  	 	65	% 	 	 	2	  	  	 	None	  
	 The Babcock & Wilcox Company
	  	 Babcock & Wilcox Investment Company
	  	Corporation	  	 	1,000	  	  	 	1,000	  	  	 	100	% 	 	 	6	  	  	$	1.00	  
								
	 Babcock & Wilcox Commercial Power, Inc.
	  	 Babcock & Wilcox mPower, Inc.
	  	Corporation	  	 	1,000	  	  	 	1,000	  	  	 	100	% 	 	 	2	  	  	$	0.01	  
								
	 Babcock & Wilcox Commercial Power, Inc.
	  	 Babcock & Wilcox Nuclear Energy, Inc.
	  	Corporation	  	 	1,000	  	  	 	1,000	  	  	 	100	% 	 	 	5	  	  	$	1.00	  
								
	 Babcock & Wilcox Commercial Power, Inc.
	  	 Babcock & Wilcox Power Generation Group, Inc.
	  	Corporation	  	 	100,100	  	  	 	100,100	  	  	 	100	% 	 	 	6	  	  	$	10.00	  
								
	 Babcock & Wilcox Investment Company
	  	 Babcock & Wilcox Technology, Inc.
	  	Corporation	  	 	1,000	  	  	 	1,000	  	  	 	100	% 	 	 	6	  	  	$	1.00	  
								
	 Babcock & Wilcox Denmark Holdings, Inc.
	  	 Babcock & Wilcox Volund ApS
	  	Corporation	  	 	100,000	  	  	 	100,000	  	  	 	65	% 	 	 	uncertificated	  	  	 
 
 	100
Danish
Kroners	  
  
  
								
	 Babcock & Wilcox Power Generation Group, Inc.
	  	 B&W de Panama, Inc.
	  	Corporation	  	 	100,000	  	  	 	100,000	  	  	 	65	% 	 	 	2	  	  	$	1.00	  


  
 Schedule 3.7
– Page 3 









																									
	 Grantor
	  	 Issuer
	  	 Type of

Organization
	  	# of
Shares
Owned	 	  	Total
Shares
Outstanding	 	 	% of
Interest
Pledged1	 	 	Certificate
No.	 	  	Par
Value
per
share	 
	 Diamond Power International, Inc.
	  	 Diamond Operating Co., Inc.
	  	Corporation	  	 	1,000	  	  	 	1,000	  	 	 	100	% 	 	 	1	  	  	$	1.00	  
								
	 Diamond Power Equity Investments, Inc.
	  	 Diamond Power Australia Holdings, Inc.
	  	Corporation	  	 	1,000	  	  	 	1,000	  	 	 	100	% 	 	 	1	  	  	$	1.00	  
								
	 Diamond Power Equity Investments, Inc.
	  	 Diamond Power China Holdings, Inc.
	  	Corporation	  	 	1,000	  	  	 	1,000	  	 	 	100	% 	 	 	1	  	  	$	1.00	  
								
	 Diamond Power International, Inc.
	  	 Diamond Power Equity Investments, Inc.
	  	Corporation	  	 	1,000	  	  	 	1,000	  	 	 	100	% 	 	 	1	  	  	$	1.00	  
								
	 Babcock & Wilcox Power Generation Group, Inc.
	  	 Diamond Power International, Inc.
	  	Corporation	  	 	1,000	  	  	 	1,000	  	 	 	100	% 	 	 	2	  	  	$	1.00	  
								
	 Diamond Power International, Inc.
	  	 Diamond Power Services S.E.A. Ltd.
	  	Corporation	  	 
 
 	623
Ordinary
shares	  
  
  	  	 
 
 
 
 
 
 
 	784
**
Ordinary
shares
and
496**
Preference
shares	  
  
  
  
  
  
  
  	 	 	100	% 	 	 	21 & 22	  	  	 
 
 	3.700
Thai
Baht	  
  
  
								
	 Diamond Power International, Inc.
	  	 Diamond Power Specialty (Proprietary) Limited
	  	Corporation	  	 	1	  	  	 	1	  	 	 	65	% 	 	 	2	  	  	 
  
 
 
	1.00
 South
African
Rand
	  

  
  
  



  
 Schedule 3.7
– Page 4 









																									
	 Grantor
	  	 Issuer
	  	 Type of

Organization
	  	# of
Shares
Owned	 	  	Total
Shares
Outstanding	 	  	% of
Interest
Pledged1	 	 	Certificate
No.	 	  	Par
Value
per
share	 
								
	 Diamond Power International, Inc.4
	  	 Diamond Power Specialty Limited
	  	Corporation	  	 	500,000	  	  	 	500,000	  	  	 	65	% 	 	 	14 & 21	  	  	 
  
 
	1.00
 Pound
Sterling
	  
   
  

								
	 Babcock & Wilcox Nuclear Energy, Inc.
	  	 Intech, Inc.
	  	Corporation	  	 	2,500	  	  	 	2,500	  	  	 	100	% 	 	 	15	  	  	 	No par	  
								
	 (formerly, Babcock & Wilcox Nuclear Power Generation Group, Inc.)
	  		  		  				  				  				 				  			
								
	 Babcock & Wilcox Power Generation Group, Inc.
	  	 National Ecology Company
	  	Corporation	  	 	1,000	  	  	 	1,000	  	  	 	100	% 	 	 	4	  	  	$	1.00	  
								
	 Babcock & Wilcox Power Generation Group, Inc.
	  	 North County Recycling, Inc.
	  	Corporation	  	 	300	  	  	 	300	  	  	 	100	% 	 	 	5	  	  	$	1.00	  
								
	 Power Systems Operations, Inc.
	  	 O&M Holding Company
	  	Corporation	  	 	1,000	  	  	 	1,000	  	  	 	100	% 	 	 	1	  	  	$	1.00	  
								
	 Babcock & Wilcox Equity Investments, Inc.
	  	 P. T. Babcock & Wilcox Asia
	  	Corporation	  	 	792	  	  	 	800	  	  	 	65	% 	 	 	0001 - 0297	  	  	$	500.00	  
								
	 Babcock & Wilcox International Sales and Service Corporation
	  		  		  	 
	8
	  
	  				  	 	65	% 	 	 	0298 - 0300	  	  	$	500.00	  

  

	4 	 The stock certificates list the registered proprietor as Babcock & Wilcox International Sales and Service Corporation. Such stock certificates
are to be reissued post-closing to reflect the transfer of ownership to Diamond Power International, Inc. 



  
 Schedule 3.7
– Page 5 









																									
	 Grantor
	  	 Issuer
	  	 Type of

Organization
	  	# of
Shares
Owned	 	  	Total
Shares
Outstanding	 	  	% of
Interest
Pledged1	 	 	Certificate
No.	 	  	Par
Value
per
share	 
	 Power Systems Operations, Inc.
	  	 Palm Beach Resource Recovery Corporation
	  	Corporation	  	 	60	  	  	 	60	  	  	 	100	% 	 	 	2	  	  	 	No par	  
								
	 Babcock & Wilcox Power Generation Group, Inc.
	  	 Power Systems Operations, Inc.
	  	Corporation	  	 	1,000	  	  	 	1,000	  	  	 	100	% 	 	 	2	  	  	$	10.00	  
								
	 Power Systems Operations, Inc.
	  	 Revloc Reclamation Service, Inc.
	  	Corporation	  	 	1,000	  	  	 	1,000	  	  	 	100	% 	 	 	1	  	  	$	1.00	  

 Footnotes 
  

	**	The 623 Ordinary shares owned by Diamond Power International constitute a majority of the Ordinary shares, but only account for a 48.67% effective ownership.
Phothi-Ratana Engineering Co., Ltd. owns all 496 preference shares, which constitute a 50.94% effective ownership. 


  
 Schedule 3.7
– Page 6 








 Pledged LLC Interests: 

 

																							
	 Grantor
	  	 Issuer
	  	 Type of

Organization
	  	# of
Shares
Owned	 	  	Total
Shares
Outstanding	 	  	% of
Interest
Pledged5	 	 	 Certificate

No.
	  	Par
Value
per
share	 
	 Babcock & Wilcox Nuclear Energy, Inc.
	  	 B&W NE Luxembourg
	  	Private Limited Liability Company	  	 	75,000	  	  	 	75,000	  	  	 	65	% 	 	uncertificated	  	€	1.00	  
								
	 Babcock & Wilcox Power Generation Group, Inc.
	  	 B&W PGG Luxembourg Holdings SARL
	  	Private Limited Liability Company	  	 	12,500	  	  	 	12,500	  	  	 	65	% 	 	uncertificated	  	€	1.00	  
	 Babcock & Wilcox Power Generation Group, Inc.
	  	 B&W PGG Luxembourg Finance SARL
	  	Private Limited Liability Company	  	 	12,500	  	  	 	12,500	  	  	 	65	% 	 	uncertificated	  	€	1.00	  
	 Babcock & Wilcox Nuclear Energy, Inc.
	  	 Babcock & Wilcox Modular Reactors LLC
	  	Limited Liability Company	  	 	N/A	  	  	 	N/A	  	  	 	100	% 	 	uncertificated	  	 	N/A	  
	 O&M Holding Company
	  	 Delta Power Services, LLC
	  	Limited Liability Company	  	 	N/A	  	  	 	N/A	  	  	 	100	% 	 	uncertificated	  	 	N/A	  
								
	 Diamond Power International, Inc.
	  	 Diamond Power do Brasil Limitada
	  	Limited Liability Company (Brazil)	  	 
 	297,000
quotas	  
  	  	 
 	300,000
quotas	  
  	  	 	65	% 	 	uncertificated	  	 
 
  
	1.00
Brazilian
 Real
	  
  
   

								
	 Babcock & Wilcox International Sales and Service Corporation
	  		  		  	 
 
	3,000
quotas
	  
  
	  				  	 	65	% 	 		  			
								
	 Delta Power Services, LLC
	  	 DPS Berkeley, LLC
	  	Limited Liability Company	  	 	N/A	  	  	 	N/A	  	  	 	100	% 	 	uncertificated	  	 	N/A	  
	 Delta Power Services, LLC
	  	 DPS Berlin, LLC
	  	Limited Liability Company	  	 	N/A	  	  	 	N/A	  	  	 	100	% 	 	uncertificated	  	 	N/A	  
								
	 Delta Power Services, LLC
	  	 DPS Cadillac, LLC
	  	Limited Liability Company	  	 	N/A	  	  	 	N/A	  	  	 	100	% 	 	uncertificated	  	 	N/A	  

  

	5 	 Notwithstanding any Grantor’s delivery to the Collateral Agent of any Certificated Security evidencing more than 65% of the Voting Interest of any
Foreign Subsidiary, the Collateral does not include any Excluded Stock. 



  
 Schedule 3.7
– Page 7 









																	
	 Grantor
	  	 Issuer
	  	 Type of

Organization
	  	# of
Shares
Owned	  	Total
Shares
Outstanding	  	% of
Interest
Pledged5	 	 	Certificate
No.	  	Par
Value
per
share
	 Delta Power Services, LLC
	  	 DPS Florida, LLC
	  	Limited Liability Company	  	N/A	  	N/A	  	 	100	% 	 	uncertificated	  	N/A
	 Delta Power Services, LLC
	  	 DPS Gregory, LLC
	  	Limited Liability Company	  	N/A	  	N/A	  	 	100	% 	 	uncertificated	  	N/A
	 Delta Power Services, LLC
	  	 DPS Lowell Cogen, LLC
	  	Limited Liability Company	  	N/A	  	N/A	  	 	100	% 	 	uncertificated	  	N/A
	 Delta Power Services, LLC
	  	 DPS Mecklenburg, LLC
	  	Limited Liability Company	  	N/A	  	N/A	  	 	100	% 	 	uncertificated	  	N/A
	 Delta Power Services, LLC
	  	 DPS Michigan, LLC
	  	Limited Liability Company	  	N/A	  	N/A	  	 	100	% 	 	uncertificated	  	N/A
	 Delta Power Services, LLC
	  	 DPS Mojave, LLC
	  	Limited Liability Company	  	N/A	  	N/A	  	 	100	% 	 	uncertificated	  	N/A
	 Delta Power Services, LLC
	  	 DPS Piedmont, LLC
	  	Limited Liability Company	  	N/A	  	N/A	  	 	100	% 	 	uncertificated	  	N/A
	 Delta Power Services, LLC
	  	 DPS Sabine, LLC
	  	Limited Liability Company	  	N/A	  	N/A	  	 	100	% 	 	uncertificated	  	N/A
								
	 Babcock & Wilcox Equity Investments, Inc.
	  	 Ivey Cooper Services, L.L.C.
	  	Limited Liability Company	  	N/A	  	N/A	  	 	100	% 	 	uncertificated	  	N/A
								
	 Babcock & Wilcox Technology, Inc.
	  	 SOFCo-EFS Holdings, LLC
	  	Limited Liability Company	  	N/A	  	N/A	  	 	100	% 	 	uncertificated	  	N/A

 Pledged Partnership Interests: 
 Babcock & Wilcox Ebensburg Power, Inc. owns a 49.5% general partnership interest in Ebensburg Power Company (which general partnership interest is uncertificated). Babcock & Wilcox
Ebensburg Power, Inc. owns a 1% general partnership interest in Ebensburg Investors Limited Partnership (an unaffiliated third party), which in turn owns the other 50.5% general partnership interest in Ebensburg Power Company. 

  
 Schedule 3.7
– Page 8 








 Pledged Trust Interests: 
 None. 
 Pledged Notes: 
 None. 
 Pledged Commodities Contracts: 

None. 

  
 Schedule 3.7
– Page 9 








 SCHEDULE 3.9 
 TO PLEDGE AND SECURITY AGREEMENT 
 INTELLECTUAL PROPERTY 

 

	(A)	Material Copyright Licenses 

 None. 

 

	(B)	Copyrights 

 See “Babcock Copyright
Listing” chart attached hereto. 
  

	(C)	Material Patent Licenses 

  

	 	1.	License between Siemens AG of Erlangen, Germany and Babcock and Wilcox Power Generation Group, Inc. for the Benson Boiler Technology. 


 

	 	2.	License between Niro A/S of Soeborg, Denmark and Babcock and Wilcox Power Generation Group, Inc. for the Dry Flue Gas Desulfurization Technology.


  

	 	3.	License between Babcock & Wilcox Power Generation Group, Inc. and Enviroserv GmbH for Circulating Fluidized Bed Flue Gas Desulfurization.


  

	 	4.	License between Babcock & Wilcox Power Generation Group, Inc. and MeadWestvaco Corporation for Overfire Air System for Enhanced Black Liquor Combustion.


  

	 	5.	License between Babcock & Wilcox Power Generation Group, Inc. and AEP ProServ Inc. for SO3 Technology that Utilizes Trona as the Reagent.


  

	 	6.	License between Hamon Enviroserv GmbH and Babcock & Wilcox Power Generation Group, Inc. for Seawater – Flue Gas Desulphurization (SW-FGD) Technology.


  

	 	7.	License between Lehigh University and Babcock & Wilcox Power Generation Group, Inc. for Coal Flow Control Technology. 


 

	(D)	Patents 

 See “Active U.S. Patent
Cases” charts attached hereto. 
  

	(E)	Material Trademark Licenses 

 None. 

 

	(F)	Trademarks 

 See “U.S. Trademarks and Domain
Names” charts attached hereto. 
  

	(G)	Material Trade Secret Licenses 

 None.








 COPYRIGHTS 
  

					
	 Copyright Title
	  	Reg. No.	  	Reg. Date
	
	The Babcock & Wilcox Company
	(name change to Babcock & Wilcox Power Generation Group, Inc., effective November 20, 2007)
			
	 544083E- 01 - Technical Drawing
	  	VAU-627-668	  	8-Jun-04
			
	 544084E-01 - Technical Drawing
	  	VAU-632-091	  	8-Jun-04
			
	 544085E-01 - Technical Drawing
	  	VAU-641-537	  	8-Jun-04
			
	 544086E-01 - Technical Drawing
	  	VAU-627-669	  	8-Jun-04
			
	 544087E-01 - Technical Drawing
	  	VAU-627-667	  	8-Jun-04
			
	 544088E-01 - Technical Drawing
	  	VAU-641-538	  	8-Jun-04
			
	 544497E-00 - Technical Drawing
	  	VAU-632-111	  	24-Jun-04
			
	 THE APPOLO DECOMMISSIONG PROJECT
	  	V3409 D370	  	15-Jan-98
			
	 ACOUSTIC LEAK LOCATOR ALL USERS MANUAL
	  	TX4-658-909	  	4-Nov-97
			
	 ACOUSTIC LEAK LOCATOR ALLVIEW SOFTWARE USERS MANUAL
	  	TX4-665-982	  	4-Nov-97
			
	 ACTIGRAF
	  	TXU-487-508	  	11-Jun-91
			
	 ADLPIPE
	  	TX-590-486	  	1-Dec-80
			
	 AET 5500 OPERATOR’S GUIDE
	  	TX4-658-931	  	4-Nov-97
			
	 AGASS
	  	TX2-953-534	  	19-Nov-90
			
	 APPLIED ENERGY SERVICES DEEPWATER COGENERATION PROJECT UNIT ONE, PASADENA, TX
	  	198-896	  	19-Aug-85


  

					
	Prepared by: AMSaus, 5/17/2012	 	Page 1 of 13	 	










 COPYRIGHTS 

 


					
	 Copyright Title
	  	Reg. No.	  	Reg. Date
			
	 ASSOCIATED ELECTRIC COOPERATIVE, THOMAS HILL UNIT CO. 3, MOBERLY, MISSOURI
	  	VA-93-348	  	22-Oct-81
			
	 ASSURED STOCK PROGRAM TM (BOOKLET)
	  	TX2-114-746	  	17-Jul-87
			
	 ASSURED STOCK PROGRAM TM (BROCHURE)
	  	TX2-113-817	  	17-Jul-87
			
	 AUSTRALIA IRON & STEEL PTY., LTD, PORT KEMBLA WORKS, PORT KEMBLA, N.S.W. AUSTRALIA
	  	VA-104-544	  	19-Jul-82
			
	 B&W BAG FILTERHOUSE
	  	TX-0000-621165	  	30-Jan-81
			
	 B.F. GOODRICH, CHEMICAL GROUP, LOUISVILLE, KENTUCKY
	  	VA-93-346	  	22-Oct-81
			
	 BABCOCK & WILCOX, EL PULVERIZER MANUAL, DESCRIPTION, OPERATION, CHECKS
	  	TX1-145-814	  	5-Jul-83
			
	 BABCOCK & WILCOX, EL-56 PULVERIZER MANUAL DESCRIPTION, OPERATION, CHECKS
	  	TX1-105-595	  	21-Apr-83
			
	 BAR/TUBE HOT GAGE OPERATORS GUIDE
	  	TXU-298-622	  	24-Sep-87
			
	 BAR/TUBE MILL HOT GAGE
	  	TXU-298-623	  	24-Sep-87
			
	 BIG RIVERS ELECTRIC CORPORATION, REID STATION – UNIT NO. 2, SEBREE, KENTUCKY
	  	TX-454-903	  	4-Mar-80
			
	 BOARD OF MUNICIPAL UTILITIES, SIKESTON POWER STATION UNIT 1
	  	TX-505-125	  	18-Jun-80
			
	 BOILER DIAGRAM
	  	TX-0003-145196	  	5-Sep-91
			
	 BOWATER CAROLINA COMPANY, NO. 3 RECOVERY BOILER, CATAWBA, SOUTH CAROLINA
	  	VA-130-282	  	5-Jul-83
			
	 BYPASS FLOW SCHEMATIC
	  	VA-138-738	  	27-Oct-83
			
	 BYPASS FLOW SCHEMATIC, INTERMOUNTAIN POWER PROJECT
	  	VA-145-245	  	9-Jan-84


  

					
	Prepared by: AMSaus, 5/17/2012	 	Page 2 of 13	 	










 COPYRIGHTS 

 


					
	 Copyright Title
	  	Reg. No.	  	Reg. Date
			
	 CAJUN ELECTRIC POWER COOPERATIVE, INC., BIG CAJUN NO. 2, POWER STATION UNIT NO. 3, NEW ROADS, LOUISIANA
	  	VA-116-843	  	6-Dec-82
			
	 CENTRAL ILLINOIS PUBLIC SERVICE COMPANY, COFFEEN POWER STATION, UNIT NO. 1, COFFEEN, ILLINOIS
	  	VA-122-776	  	28-Mar-83
			
	 CENTRAL ILLINOIS PUBLIC SERVICE COMPANY, COFFEEN POWER STATION, UNIT NO. 2, COFFEEN, ILLINOIS
	  	VA-122-777	  	28-Mar-83
			
	 CERA-VAM CERAMIC LINING EXTENDS WEAR LIFE OF COAL-HANDLING SYSTEMS
	  	TX-795-956	  	4-Nov-81
			
	 CINCINNATI GAS & ELECTRIC COMPANY, THE; DAYTON POWER & LIGHT COMPANY, THE; EAST BEND STATION, UNIT NO. 2,
RABBIT, KENTUCKY (RB555)
	  	VA-198-895	  	19-Aug-85
			
	 COMMONWEALTH EDISON COMPANY, KINCAID GENERATING STATION, UNIT NOS. 1&2, KINCAID, ILLINOIS
	  	VA-157-295	  	11-Jun-84
			
	 THE COMPUTER AIDED PICTORIAL PROCESS PLANNING (CAPP) SYSTEM
	  	TXU-0004-41837	  	22-Oct-90
			
	 CONSIDERATIONS LEADING TO SELECTION OF CHROMIZED BOILER INTERNAL SURFACES
	  	TX-0000-934789	  	6-Jul-82
			
	 CONSUMERS POWER COMPANY, JAMES H. CAMPBELL PLANT, UNIT NO. 2, WEST OLIVE, MICHIGAN
	  	TX-710-115	  	12-May-81
			
	 COOLING CONTROL PROGRAM FOR SHAPE MELTING, A
	  	TXU-374-472	  	3-Apr-89
			
	 DAYTON POWER & LIGHT COMPANY, CINCINNATI GAS & ELECTRIC COMPANY, KILLEN ELECTRIC GENERATING
STATION
	  	VA-104-897	  	14-May-82
			
	 DEPARTMENT OF ELECTRIC AND WATER UTILITIES, C.D. MCINTOSH PLANT, UNIT NO. 3, CITY OF LAKELAND, FLORIDA, BABCOCK &
WILCOX, RADIANT REHEAT BOILER
	  	TX-827-464	  	7-Jan-82
			
	 DEPT. OF ELECTRIC AND WATER UTILITIES C.D. MCINTOSH PLAT, UNIT NO. 3 CITY OF LAKELAND, FLORIDA
	  	TX-827-464	  	7-Jan-82
			
	 DETROIT EDISON COMPANY, THE, BELLE RIVER POWER PLANT, UNITS NOS. 1 & 2, ST. CLAIR, MICHIGAN
	  	VA-145-244	  	9-Jan-84
			
	 DRAWING DISPLAY
	  	TX-0003-145200	  	5-Sep-91
			
	 DUQUESNE LIGHT COMPANY ELRAMA POWER STATION, UNIT NO. 3 ELRAMA, PENNSYLVANIA
	  	VA-161-319	  	29-May-84


  

					
	Prepared by: AMSaus, 5/17/2012	 	Page 3 of 13	 	










 COPYRIGHTS 

 


					
	 Copyright Title
	  	Reg. No.	  	Reg. Date
			
	 DUQUESNE LIGHT COMPANY ELRAMA POWER STATION, UNITS NO. 1 & 2 ELRAMA, PENNSYLVANIA
	  	VA-161-318	  	29-May-84
			
	 DUQUESNE LIGHT COMPANY, ELRAMA POWER STATION, UNIT NO. 4, ELRAMA, PENNSYLVANIA
	  	VA-153-136	  	6-Apr-84
			
	 E.B. WELD PARAMETERS FOR SCIAKY BOX
	  	TXU-0004-38362	  	1-Oct-90
			
	 EL PULVERIZER MAINTENANCE MANUAL
	  	TX-1-267-005	  	16-Jan-84
			
	 EL-56 PULVERIZER MAINTENANCE MANUAL FOR CITY OF GRAND HAVEN, BOARD OF POWER & LIGHT, GRAND HAVEN,
MICHIGAN
	  	TX-1-105-697	  	21-Apr-83
			
	 ENGINEERED CERAMIC MATERIAL
	  	TX-0000-679139	  	22-Apr-81
			
	 FEATHER RIVER PROJECT, MARYSVILLE, CALIFORNIA, CIRCULATING FLUID BED BOILER
	  	VA-237-840	  	11-Sep-86
			
	 FEEDWATER TREATMENT FOR RB BOILERS
	  	TX-504-142	  	3-Jul-80
			
	 FLORIDA POWER CORPORATION, CRYSTAL RIVER PLANT, UNIT NO. 4, CRYSTAL RIVER, FLORIDA
	  	VA-96-701	  	29-Mar-82
			
	 FLUE GAS DESULFURIZATION (FGD) LEXICON
	  	TX-6-849-972	  	16-Oct-07
			
	 FOSSIL POWER GENERATION DIVISION, BABCOCK & WILCOX, B&W BAG FILTERHOUSE, BROCHURE NO. E101-3066
	  	TX-621-165	  	30-Jan-81
			
	 FOSSIL-FUEL-FIRED BOILERS: FUNDAMENTALS AND ELEMENTS *
	  	TXU-405-775	  	16-Feb-90
			
	 GEORGIA-PACIFIC CORPORATION, CROSSETT ARKANSAS, PROJECT CIP-84-10A BOILER
	  	VA-237-841	  	11-Sep-86
			
	 GRAPHICS GUIDE
	  	A-721387	  	2-Mar-76
			
	 GREENWOOD MILLS, EDISTO PLANT, ORANGEBURG, SOUTH CAROLINA
	  	TX-686-378	  	12-May-81
			
	 HAMMERMILL PAPER COMPANY, ERIE, PENNSYLVANIA, BABCOcK & WILCOX PROCESS RECOVERY BOILER
	  	TX-587-953	  	25-Nov-80


  

					
	Prepared by: AMSaus, 5/17/2012	 	Page 4 of 13	 	










 COPYRIGHTS 

 


					
	 Copyright Title
	  	Reg. No.	  	Reg. Date
			
	 IGES/TC CONVERSION UTILITY
	  	TX-0003-145197	  	5-Sep-91
			
	 ILLINOIS POWER COMPANY, BALDWIN POWER STATION, UNIT NO. 1, BALDWIN, ILLINOIS
	  	VA-93-347	  	22-Oct-81
			
	 ILLINOIS POWER COMPANY, BALDWIN POWER STATION, UNIT NO. 2, BALDWIN, ILLINOIS
	  	VA-93-345	  	22-Oct-81
			
	 INTERMOUNTAIN POWER PROJECT, UNIT NO. 1, LYNNDYL, UTAH
	  	VA-145-242	  	9-Jan-84
			
	 INTERNATIONAL PAPER COMPANY, MANSFIELD, LOUISIANA, BABCOCK & WILCOX 900 TON BLACK LIQUOR RECOVERY BOILER
	  	TX- 660-220	  	26-Mar-81
			
	 INTERNATIONAL PAPER COMPANY, MANSFIELD, LOUISIANA, BABCOCK & WILCOX STIRLING POWER BOILER
	  	TX- 741-297	  	22-Jun-81
			
	 IOWA-ILLINOIS GAS & ELECTRIC COMPANY, LOUISA GENERATING STATION, UNIT NO. 1, LOUISA COUNTY, IOWA
	  	VA-93-349	  	22-Oct-81
			
	 KANSAS CITY POWER & LIGHT COMPANY, ST. JOSEPH LIGHT & POWER COMPANY, IATAN PLANT – UNIT NO. 1, IATAN, MO,
RADIANT REHEAT BOILER TUBE METAL IDENTIFICATION
	  	TX-495-522	  	18-Jun-80
			
	 LOGICAL MACHINE
	  	TX-2-165-288	  	2-Oct-87
			
	 MAINTENANCE TRAINING MANUAL, MPS GEARBOX FOR ESTAL HOOGOVENS BV, IJMUIDEN, HOLLAND
	  	TX-1-105-704	  	21-Apr-83
			
	 MERCK & CO., INC., STONEWALL PLANT, ELKTON, VIRGINIA
	  	VA-104-280	  	16-Jul-82
			
	 MICHIGAN SOUTH CENTRAL POWER AGENCY, LITCHFIELD, MICHIGAN, BABCOCK & WILCOX STIRLING POWER BOILER
	  	VA-116-842	  	6-Dec-82
			
	 MICHIGAN SOUTH CENTRAL POWER AGENCY, LITCHFIELD, MICHIGAN, FLUE GAS SCRUBBER SYSTEM
	  	VA-116-846	  	6-Dec-82
			
	 MIRROR ALL-METAL REFLECTIVE INSULATION VALVE AND FLANGE COVERS, BROCHURE NO. A952-3006
	  	TX-582-823	  	14-Nov-80
			
	 MODULAR MODELING SYSTEM MODULES VERSION 2
	  	TX-0006-879823	  	8-Oct-08
			
	 MONONGAHELA POWER COMPANY, WEST PENN POWER COMPANY, THE POTOMAC EDISON CO., FORT MARTIN UNIT NO. 2, MONONGAHELA, W. VA. B&W
UNIVERSAL PRESSURE BOILER
	  	TX-504-141	  	3-Jul-80


  

					
	Prepared by: AMSaus, 5/17/2012	 	Page 5 of 13	 	










 COPYRIGHTS 

 


					
	 Copyright Title
	  	Reg. No.	  	Reg. Date
			
	 MPS PULVERIZER
	  	TX-504-140	  	3-Jul-80
			
	 NEBRASKA PUBLIC POWER DISTRICT, GERALD GENTLEMAN STATION, UNIT NO. 2, SUTHERLAND, NEBRASKA, BABCOCK & WILCOX RADIANT
REHEAT BOILER
	  	TX-660-219	  	26-Mar-81
			
	 NETWORK PLOTTING SYSTEM
	  	TX-76-124	  	28-Jul-78
			
	 NORTHERN INDIANA PUBLIC SERVICE COMPANY, ROLLIN M. SCHAHFER GENERATING STATION, UNIT NO. 14, WHEATFIELD, INDIANA, B&W
UNIVERSAL PRESSURE BOILER
	  	VA-116-845	  	6-Dec-82
			
	 OHIO EDISON COMPANY, THE, W.H. SAMMIS PLANT, UNIT NO. 5, STRATTON, OHIO
	  	VA-198-894	  	19-Aug-85
			
	 OIL & GAS FIRED BOILER, OPERATIONS AND MAINTENANCE GUIDE
	  	TX-1-255-647	  	17-Oct-83
			
	 OPERATING INSTRUCTIONS FOR THE AET MODELS 204B AND 204G MINIATURE BATTERY-POWERED ACOUSTIC EMISSIONS SYSTEMS
	  	TX4-658-979	  	4-Nov-97
			
	 OPERATOR TRAINING MANUAL CAJUN ELECTRIC POWER COOPERATIVE, INC. NEW ROADS, LOUISIANA
	  	TX-505-639	  	7-Jul-80
			
	 OPERATOR TRAINING MANUAL EL PULVERIZER MAINTENANCE MANUAL
	  	TX-505-640	  	7-Jul-80
			
	 OPERATOR TRAINING MANUAL FOR APPLETON PAPERS, INCORPORATED, ROARING SPRINGS, PENNSYLVANIA
	  	TX-1-105-703	  	21-Apr-83
			
	 OPERATOR TRAINING MANUAL FOR ASSOCIATED ELECTRIC COOPERATIVE, MOBERLY, MISSOURI
	  	TX2-126-700	  	24-Jul-87
			
	 OPERATOR TRAINING MANUAL FOR AUGUSTA NEWSPRINT COMPANY, NIXON, GEORGIA
	  	TX-1-105-705	  	21-Apr-83
			
	 OPERATOR TRAINING MANUAL FOR B.F.GOODRICH CHEMICAL COMPANY, LOUISVILLE, KENTUCKY
	  	TX-787-881	  	22-Oct-81
			
	 OPERATOR TRAINING MANUAL FOR BLACK & VEATCH CONSULTING ENGINEERS
	  	TX-868-573	  	12-Mar-82
			
	 OPERATOR TRAINING MANUAL FOR BOWATER CAROLINA COMPANY, CATAWBA, SOUTH CAROLINA
	  	TX-868-571	  	12-Mar-82
			
	 OPERATOR TRAINING MANUAL FOR CAJUN ELECTRIC POWER COOPERATIVE, INC., NEW ROADS, LA
	  	TX-1-024-037	  	6-Dec-82


  

					
	Prepared by: AMSaus, 5/17/2012	 	Page 6 of 13	 	










 COPYRIGHTS 

 


					
	 Copyright Title
	  	Reg. No.	  	Reg. Date
			
	 OPERATOR TRAINING MANUAL FOR CARGILL INCORPORATED, CEDAR RAPIDS PLANT, CEDAR RAPIDS, IOWA
	  	TX-433-699	  	4-Mar-80
			
	 OPERATOR TRAINING MANUAL FOR CARGILL INCORPORATED, DAYTON, OHIO
	  	TX-584-419	  	18-Nov-80
			
	 OPERATOR TRAINING MANUAL FOR CENTRAL ILLINOIS PUBLIC SERVICE COMPANY, UNITS 1 AND 2, COFFEEN, ILLINOIS
	  	TX-1-208-776	  	17-Oct-83
			
	 OPERATOR TRAINING MANUAL FOR CITY OF AMES ELECTRIC AMES, IOWA
	  	TX-787-882	  	22-Oct-81
			
	 OPERATOR TRAINING MANUAL FOR CITY OF GRAND HAVEN, BOARD OF POWER & LIGHT, GRAND HAVEN, MICHIGAN
	  	TX-1-105-706	  	21-Apr-83
			
	 OPERATOR TRAINING MANUAL FOR CONSUMERS POWER COMPANY, WEST OLIVE, MICHIGAN
	  	TX-2-121-500	  	24-Jul-87
			
	 OPERATOR TRAINING MANUAL FOR CRA, INC., KANSAS CITY, MISSOURI
	  	TX-685-278	  	8-May-81
			
	 OPERATOR TRAINING MANUAL FOR DETROIT EDISON COMPANY, BELLE RIVER POWER PLANT, CHINA TOWNSHIP, MICHIGAN
	  	TX-1-267-004	  	16-Jan-84
			
	 OPERATOR TRAINING MANUAL FOR E.I. DUPONT DE NEMOURS & CO., FLORENCE, SOUTH CAROLINA
	  	TX-1-024-039	  	6-Dec-82
			
	 OPERATOR TRAINING MANUAL FOR FLORIDA POWER CORPORATION, UNIT NO. 4, CRYSTAL RIVER, FLORIDA
	  	TX-1-147-400	  	6-Jul-83
			
	 OPERATOR TRAINING MANUAL FOR GILMAN PAPER COMPANY, ST. MARYS, GEORGIA
	  	TX-1-023-949	  	6-Dec-82
			
	 OPERATOR TRAINING MANUAL FOR GREENWOOD MILLS, INC., ORANGEBURG, SOUTH CAROLINA
	  	TX-713-291	  	19-Jun-81
			
	 OPERATOR TRAINING MANUAL FOR GULF STATES UTILITIES COMPANY, BEAUMONT, TEXAS
	  	TX1-024-035	  	6-Dec-82
			
	 OPERATOR TRAINING MANUAL FOR ILLINOIS POWER COMPANY, BALDWIN POWER STATION, BALDWIN, ILLINOIS
	  	TX-879-662	  	29-Mar-82
			
	 OPERATOR TRAINING MANUAL FOR INTERNATIONAL PAPER COMPANY, MANSFIELD, LOUISIANA
	  	TX-685-277	  	8-May-81
			
	 OPERATOR TRAINING MANUAL FOR INTERNATIONAL PAPER COMPANY, MANSFIELD, LOUISIANA (STERLING POWER BOILER)
	  	TX-713-290	  	19-Jun-81


  

					
	Prepared by: AMSaus, 5/17/2012	 	Page 7 of 13	 	










 COPYRIGHTS 

 


					
	 Copyright Title
	  	Reg. No.	  	Reg. Date
			
	 OPERATOR TRAINING MANUAL FOR JACKSONVILLE ELECTRIC AUTHORITY, NORTHSIDE GENERATING STATION, JACKSONVILLE, FL.
	  	TX-587-160	  	24-Nov-80
			
	 OPERATOR TRAINING MANUAL FOR KOREA ELECTRIC COMPANY, GOJEONG POWER PLANT, SEOUL, KOREA
	  	TX-1-024-036	  	6-Dec-82
			
	 OPERATOR TRAINING MANUAL FOR MERCK & CO., INC., STONEWALL PLANT, ELKTON, VIRIGINA
	  	TX-868-572	  	12-Mar-82
			
	 OPERATOR TRAINING MANUAL FOR MICHIGAN SOUTH CENTRAL POWER AGENCY, LITCHFIELD, MICHIGAN
	  	TX-905-504	  	14-May-82
			
	 OPERATOR TRAINING MANUAL FOR NEBRASKA PUBLIC POWER DISTRICT, GERALD GENTLEMAN STATION, SUTHERLAND, NEBRASKA
	  	TX-660-248	  	26-Mar-81
			
	 OPERATOR TRAINING MANUAL FOR OIL & GAS FIRED UTILITY BOILERS
	  	TX-1-208-774	  	17-Oct-83
			
	 OPERATOR TRAINING MANUAL FOR PACKAGING CORPORATION OF AMERICA, FILER CITY, MICHIGAN
	  	TX-1-145-818	  	5-Jul-83
			
	 OPERATOR TRAINING MANUAL FOR PENNTECH PAPERS, INC., JOHNSONBURG, PENNSYLVANIA
	  	TX-1-024-034	  	6-Dec-82
			
	 OPERATOR TRAINING MANUAL FOR PENNTECH PAPERS, INC., JOHNSONBURG, PENNSYLVANIA
	  	TX-1-145-817	  	5-Jul-83
			
	 OPERATOR TRAINING MANUAL FOR PUBLIC SERVICE OF NEW HAMPSHIRE MANCHESTER, NEW HAMPSHIRE
	  	TX-827-483	  	7-Jan-82
			
	 OPERATOR TRAINING MANUAL FOR REPUBLIC STEEL CORPORATION, WARREN, OHIO
	  	TX-905-506	  	14-May-82
			
	 OPERATOR TRAINING MANUAL FOR SUNFLOWER ELECTRIC COOPERATIVE, GARDEN CITY, KANSAS
	  	TX-1-145-816	  	5-Jul-83
			
	 OPERATOR TRAINING MANUAL FOR TENNECO OIL COMPANY, SWEETWATER COUNTY, WYOMING
	  	TX-660-247	  	26-Mar-81
			
	 OPERATOR TRAINING MANUAL FOR THE ALABAMA POWER COMPANY, MILLER STEAM PLANT, UNIT NO. 2, WEST JEFFERSON, ALABAMA
	  	TX-1-267-006	  	16-Jan-84
			
	 OPERATOR TRAINING MANUAL FOR THE FM PACKAGE BOILER
	  	TX-1-208-775	  	17-Oct-83
			
	 OPERATOR TRAINING MANUAL FOR TOLEDO EDISON COMPANY BAYSHORE STATION OREGON, OHIO
	  	TX-1-145-815	  	5-Jul-83


  

					
	Prepared by: AMSaus, 5/17/2012	 	Page 8 of 13	 	










 COPYRIGHTS 

 


					
	 Copyright Title
	  	Reg. No.	  	Reg. Date
			
	 OPERATOR TRAINING MANUAL FOR TOLEDO EDISON COMPANY BAYSHORE STATION TOLEDO, OHIO
	  	TX-1-024-038	  	6-Dec-82
			
	 OPERATOR TRAINING MANUAL FOR UNIVERSITY OF NORTHERN IOWA, CEDAR FALLS, IOWA
	  	TX-433-231	  	14-Mar-80
			
	 OPERATOR TRAINING MANUAL FOR UTAH POWER & LIGHT COMPANY HUNTER STATION UNITS 3&4 CASTLE DALE, UTAH
	  	TX-1-105-698	  	21-Apr-83
			
	 OPERATOR TRAINING MANUAL FOR WESTERN FARMERS ELECTRIC COOPERATIVE, FT. TOWSON, OKLAHOMA
	  	TX-2-121-504	  	24-Jul-87
			
	 OPERATOR TRAINING MANUAL FOR WESTERN KRAFT PAPER GROUP
	  	TX-685-276	  	8-May-81
			
	 OPERATOR TRAINING MANUAL FOR WISCONSIN POWER & LIGHT EDGEWATER GENERATING STATION, SHEBOYGAN, WISCONSIN
	  	TX-1-208-683	  	17-Oct-83
			
	 OPERATOR TRAINING MANUAL, BALTIMORE GAS & ELECTRIC COMPANY, BALTIMORE, MARYLAND
	  	TX-504-105	  	3-Jul-80
			
	 OPERATOR TRAINING MANUAL, BALTIMORE GAS & ELECTRIC COMPANY, BALTIMORE, MARYLAND
	  	TX-502-894	  	2-Jul-80
			
	 OPERATOR TRAINING MANUAL, CITY OF LAKELAND, FL.
	  	TX-787-883	  	22-Oct-81
			
	 OPERATOR TRAINING MANUAL, IOWA-ILLINOIS GAS & ELECTRIC COMPANY, LOUISA GENERATING STATION MUSCATINE,
IOWA
	  	TX-827-334	  	6-Jan-82
			
	 OPERATOR TRAINING MANUAL, PUBLIC SERVICE CO. OF NEW MEXICO UNITS 3&4 SAN JUAN STATION WATERFLOW, NM
	  	TX-827-335	  	6-Jan-82
			
	 OPERATOR TRAINING MANUAL, SAN MIGUEL ELECTRIC COOPERATIVE, SAN MIGUEL PLANT, CHRISTINE, TEXAS
	  	TX-543-600	  	7-Jul-80
			
	 PACKAGING CORPORATION OF AMERICA FILER CITY, MICHIGAN
	  	VA-122-780	  	28-Mar-83
			
	 PCPOWER
	  	TX-2-098-911	  	26-Jun-87
			
	 PCPOWER
	  	TX-2-140-588	  	26-Aug-87
			
	 PCPOWER
	  	TX-2-190-950	  	27-Nov-87


  

					
	Prepared by: AMSaus, 5/17/2012	 	Page 9 of 13	 	










 COPYRIGHTS 

 


					
	 Copyright Title
	  	Reg. No.	  	Reg. Date
			
	 PDD-1000 PARTIAL DISCHARGE DETECTOR OPERATOR’S GUIDE
	  	TX4-658-842	  	4-Nov-97
			
	 PENNSYLVANIA ELECTRIC COMPANY, NEW YORK ELECTRIC AND GAS COMPANY, HOMER CITY STATION UNIT NO. 3, HOMER CITY, PA
	  	TX-467-228	  	5-Mar-80
			
	 PENNTECH PAPERS, INC., UNITS 81&82, JOHNSONBURG, PENNSYLVANIA
	  	VA-122-775	  	28-Mar-83
			
	 PORTABLE ALL ACOUSTIC LEAK LOCATOR MODEL LD-180P OPERATING MANUAL
	  	TX4-660-370	  	4-Nov-97
			
	 POTOMAC ELECTRIC POWER COMPANY GENERATING STATION “E”- UNITS NO. 1 AND 2 CHALK POINT, MARYLAND
	  	VA-122-778	  	28-Mar-83
			
	 POWER PLANT STEAM GENERATION: SO2 BABCOCK AND WILCOX BOILERS
	  	TX-0000-293458	  	12-Jul-79
			
	 PUBLIC SERVICE COMPANY OF NEW MEXICO, SAN JUAN STATION, UNIT NOS. 3&4, WATERFLOW, NEW MEXICO
	  	VA-198-897	  	19-Aug-85
			
	 PUBLIC SERVICE COMPANY OF NEW MEXICO, SAN JUAN, UNIT NOS. 3&4, WATERLFOW, NEW MEXICO
	  	VA-93-350	  	22-Oct-81
			
	 QUEENSLAND NICKEL PTY., LTD. YABULU, QUEENSLAND, AUSTRALIA (TECHNICAL DRAWING)
	  	VA-104-281	  	16-Jul-82
			
	 REFERENCE DATA FOR ACOUSTIC NOICE CONTROL
	  	V1656P018-019	  	22-Mar-78
			
	 REPUBLIC STEEL CORPORATION, MAHONING VALLEY PLANT, WARREN, OHIO
	  	VA-104-470	  	14-May-82
			
	 SAN MIGUEL ELECTRIC POWER COOPERATIVE, INC., SAN MIGUEL PLANT, UNIT NO. 1, CHRISTINE, TEXAS B&W RADIANT REHEAT
BOILER
	  	TX-495-613	  	18-Jun-80
			
	 SECONDARY AIR HEATER, DETROIT EDISON COMPANY, BELLE RIVER POWER PLANT
	  	VA-154-188	  	3-May-84
			
	 SIERRA PACIFIC POWER COMPANY, NORTH VALMY STATION, UNIT NO. 1, VALMY, NEVADA B&W RADIANT REHEAT BOILER
	  	VA-116-844	  	6-Dec-82
			
	 SOFTWARE DEVELOPMENT GUIDELINES
	  	TXU-0003-48759	  	8-Jun-88
			
	 SOFTWARE FOR THE DETERMINATION OF STRESS INTENSITY FACTORS IN CERAMICS USING THE DOUBLE TORSION METHOD
	  	TXU-0000-91539	  	22-Mar-82


  

					
	Prepared by: AMSaus, 5/17/2012	 	Page 10 of 13	 	










 COPYRIGHTS 

 


					
	 Copyright Title
	  	Reg. No.	  	Reg. Date
			
	 SOFTWARE FOR THE DETERMINATION OF STRESS INTENSITY FACTORS IN CERAMICS USING THE WORK OF FRACTURE METHOD
	  	TXU-0000-91819	  	22-Mar-82
			
	 SO2 REMOVAL PROJECT FOR ARIZONA PUBLIC SERVICE COMPANY FOUR CORNERS UNITS 4&5 FRUITLAND, NEW MEXICO
	  	TX-1-267-003	  	16-Jan-84
			
	 STEAM ITS GENERATION AND USE
	  	TX-6-468-898	  	11-Aug-06
			
	 STEAM, ITS GENERATION AND USE
	  	TX3-820-289	  	8-Mar-94
			
	 STEAM, ITS GENERATION AND USE
	  	TX-36-602	  	13-May-78
			
	 STEAM, ITS GENERATION AND USE
	  	A-693057	  	1-Dec-75
			
	 STEAM, ITS GENERATION AND USE
	  	A-638308	  	25-Jul-63
			
	 STEAM, ITS GENERATION AND USE
	  	AA-447247	  	3-Jun-60
			
	 STEAM, ITS GENERATION AND USE
	  	AA-406366	  	20-Jul-59
			
	 STEAM, ITS GENERATION AND USE
	  	AA-214504	  	20-Dec-55
			
	 SWAGE DRAW EXPERT SYSTEM
	  	TXU-617-134	  	28-Feb-94
			
	 TECHNICAL PROPOSAL TO JACKSONVILLE ELECTRIC AUTHORITY (PURCHASER) FOR REHEATER PURCHASE AT NORTHSIDE UNIT NO. 1 (ORIGINAL
UP-34)
	  	TX2-380-986	  	18-Aug-88
			
	 TEXAS UTILITIES SERVICES, INC. MONTICELLO STEAM ELECTRIC STATION UNIT NO. 3, MT. PLEASANT, TEXAS BABCOCK & WILCOX
UNIVERSAL PRESSURE BOILER
	  	TX-660-218	  	26-Mar-81
			
	 THERMAC
	  	TX-0002-098910	  	26-Jun-87
			
	 THERMAC
	  	TX-0002-140587	  	26-Aug-87
			
	 THRUST1 SOFTWARE
	  	TXU-0004-94084	  	22-Oct-91


  

					
	Prepared by: AMSaus, 5/17/2012	 	Page 11 of 13	 	










 COPYRIGHTS 

 


					
	 Copyright Title
	  	Reg. No.	  	Reg. Date
			
	 TUBE METAL IDENTIFICATION, INTERMOUNTAIN POWER PROJECT, UNIT NO. 1, LYNNDYL, UTAH
	  	VA-145-241	  	9-Jan-84
			
	 TUBE METAL IDENTIFICATION, NORTHERN INDIANA PUBLIC SERVICE COMPANY, ROLLIN M. SCHAHFER GENERATING STATION, UNIT NO. 14
WHEATFIELD, ILLINOIS
	  	VA-137-557	  	17-Oct-83
			
	 TUBE METAL IDENTIFICATION, THE CLEVELAND ELECTRIC ILLUMINATING COMPANY, AVON LAKE PLANT – UNIT NO. 9, AVON LAKE,
OHIO
	  	VA-198-550	  	16-Aug-85
			
	 TUBE METAL IDENTIFICATION, THE DETROIT EDISON COMPANY BELLE RIVER PLANT, UNIT NOS. 1 & 2 ST. CLAIR, MICHIGAN
	  	VA-145-243	  	9-Jan-84
			
	 TUBE METAL IDENTIFICATION, WISCONSIN POWER & LIGHT COMPANY, EDGEWATER GENERATING STATION, UNIT NO. 5 SHEBOYGAN,
WISCONSIN
	  	VA-122-774	  	28-Mar-83
			
	 UNIVERSITY OF NORTHERN IOWA PLANT NO. 2, UNIT NO. 3 CEDAR FALLS, IOWA
	  	TX-467-229	  	5-Mar-80
			
	 USEFUL TABLES
	  	TX-35-729	  	9-May-78
			
	 UTAH POWER & LIGHT, HUNTER STATION, UNITS NO. 3 & 4, CASTLEDALE, UTAH
	  	VA-122-773	  	28-Mar-83
			
	 UTILITY MAINTENANCE GUIDE FOR WESTERN FARMERS ELECTRIC COOPERATIVE, FT. TOWSON, OKLAHOMA
	  	TX2-122-729	  	24-Jul-87
			
	 VELOCITY PROGRAM
	  	TXU-0003-68497	  	25-May-85
			
	 WASTE TECHNOLOGY SERVICES
	  	TX-0002-042655	  	6-Apr-87
			
	 WESTERN FARMERS ELECTRIC COOPERATIVE, HUGO PLANT – UNIT NO. 1, HUGO, OKLAHOMA, BABCOCK & WILCOX RADIANT REHEAT
BOILER
	  	TX-741-298	  	22-Jun-81
			
	 WISCONSIN POWER & LIGHT COMPANY, EDGEWATER GENERATING STATION, UNIT NO. 5, SHEBOYGAN, WISCONSIN
	  	VA-122-779	  	28-Mar-83


  

					
	Prepared by: AMSaus, 5/17/2012	 	Page 12 of 13	 	










 COPYRIGHTS 

 


					
	 Copyright Title
	  	Reg. No.	  	Reg. Date
	
	McDermott Technology, Inc.
	(name change to Babcock & Wilcox Technology, Inc., effective April 21, 2010)
			
	 DETROIT EDISON CO., THE, BELLE RIVER POWER PLANT ST. CLAIR MICHIGAN
	  	VA-161-320	  	29-May-84
			
	 ELEMENTS OF TWO-PHASE FLOW IN FOSSIL BOILERS
	  	TX-2-150-696	  	10-Sep-87
			
	 HELIX
	  	TX-2-641-197	  	31-Jul-89
			
	 PCFAD
	  	TX-2-831-081	  	8-May-90
			
	 PERSONAL COMPUTER CONTROL PROGRAM PC/CP
	  	TX-2-147-035	  	2-Sep-87
			
	 pH AND CONDUCTIVITY SOLVER
	  	TXU-387-279	  	23-Aug-89
			
	 PLATE LAMINATE
	  	TXU-496-596	  	14-Jun-91
			
	 SOFTWARE DEVELOPMENT GUIDELINES
	  	TX-2-327-698	  	8-Jun-88
			
	 STANDARD PRACTICE MANUAL
	  	TXU-292-232	  	17-Aug-87


  

					
	Prepared by: AMSaus, 5/17/2012	 	Page 13 of 13	 	









 The Babcock & Wilcox Company Active U.S. Patents and Applications 

 

																	
	 CASE
NO
  SubCase
    STATUS
	  	 FILE DATE
	  	 APP NO
	  	 PUB DATE
	  	 PUB NO
	  	 ISSUE DATE
	  	 PAT NO
	  	 OWNER

			
	0348A	 		  	 METHOD AND APPARATUS FOR CONSTANT PROGRESSION OF A CLEANING JET ACROSS HEATED SURFACES

									
		 	Granted	  	20-May-1994	  	08/247,001	  		  		  	01-Aug-1995	  	5437295	  	Diamond Power International, Inc.
			
	0353B	 		  	 SOOTBLOWER HAVING VARIABLE DISCHARGE

									
	02	 	Granted	  	25-Apr-1994	  	08/232322	  		  		  	23-May-1995	  	5416946	  	Diamond Power International, Inc.
			
	0355	 		  	 METHOD AND APPARATUS OF PREHEATING A SOOTBLOWER LANCE

									
		 	Granted	  	03-Feb-1993	  	08/013770	  		  		  	14-Jun-1994	  	5320073	  	Diamond Power International, Inc.
			
	0357	 		  	 OPEN BEAM SOOTBLOWER

									
		 	Granted	  	22-Mar-1993	  	08/034251	  		  		  	05-Apr-1994	  	5299533	  	Diamond Power International, Inc.
			
	0357A	 		  	 OPEN BEAM SOOTBLOWER

									
	01	 	Granted	  	29-Sep-1993	  	08/128840	  		  		  	22-Nov-1994	  	5365890	  	Diamond Power International, Inc.
			
	0357B	 		  	 OPEN BEAM SOOTBLOWER

									
	01	 	Granted	  	28-Jan-1994	  	08/189301	  		  		  	04-Jul-1995	  	5429076	  	Diamond Power International, Inc.
			
	0357C	 		  	 OPEN BEAM SOOT BLOWER

									
	01	 	Granted	  	12-May-1995	  	08/440317	  		  		  	27-Aug-1996	  	5549079	  	Diamond Power International, Inc.
			
	0373	 		  	 RETRACTABLE CHEMICAL INJECTION SYSTEM

									
		 	Granted	  	27-Jan-1995	  	08/379974	  		  		  	17-Dec-1996	  	5585072	  	Diamond Power International, Inc.
			
	0374	 		  	 PARAMETER SENSING SOOTBLOWER

									
		 	Granted	  	03-Apr-1997	  	08/832309	  		  		  	13-Jul-1999	  	5920951	  	Diamond Power International, Inc.
			
	5093	 		  	 CASCADING PRESSURE CONTINUOUS BLOW BOTTLE

									
		 	Granted	  	02-Jun-1992	  	889929	  		  		  	30-Nov-1993	  	5265983	  	Babcock & Wilcox Power Generation Group, Inc.
			
	5207	 		  	 SUPPORT OF INTERSPACED OPPOSED FEED HEADERS FOR FGD SYSTEMS

									
		 	Granted	  	21-May-1992	  	886581	  		  		  	21-Dec-1993	  	5271873	  	Babcock & Wilcox Power Generation Group, Inc.
			
	5220	 		  	 HYDROGEN PEROXIDE FOR FLUE GAS DESULFURIZATION

									
		 	Granted	  	08-Sep-1994	  	08/303311	  		  		  	21-Jan-1997	  	5595713	  	Babcock & Wilcox Power Generation Group, Inc.
			
	5232	 		  	 DRY SCRUBBER WITH INTEGRAL PARTICULATE COLLECTION DEVICE

									
		 	Granted	  	24-Jun-1992	  	07/904304	  		  		  	01-Jun-1993	  	5215557	  	Babcock & Wilcox Power Generation Group, Inc.

  

	*	McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc. April 20, 2010 


Babcock & Wilcox Nuclear Power Generation Group, changed its name to Babcock & Wilcox Nuclear Energy, Inc. April 29, 2010

 The Babcock & Wilcox Company changed its name to Babcock & Wilcox Power Generation Group, Inc. November 20, 2007

 Babcock & Wilcox Modular Nuclear Energy LLC merged into Babcock & Wilcox Nuclear Energy, Inc. June 30, 2011


  

			
	Monday, May 21, 2012        Prepared by AMSaus	 	Page 1 of 31










 The Babcock & Wilcox Company Active U.S. Patents and Applications

  


																	
	 CASE NO
   SubCase
     STATUS
	  	 FILE DATE
	  	 APP NO
	  	 PUB DATE
	  	 PUB NO
	  	 ISSUE DATE
	  	 PAT NO
	  	 OWNER

			
	5242	  		  	 FLUID BED COMBUSTION REHEAT STEAM TEMPERATURE CONTROL

									
		  	Granted	  	01-Jun-1992	  	07/891096	  		  		  	11-May-1993	  	5209188	  	Babcock & Wilcox Power Generation Group, Inc.
			
	5258	  		  	 ENHANCED REAGENT UTILIZATION FOR DRY OR SEMI-DRY SCRUBBER

									
		  	Granted	  	08-Jul-1992	  	07/910062	  		  		  	28-Dec-1993	  	5273721	  	Babcock & Wilcox Power Generation Group, Inc.
			
	5264	  		  	 PURIFICATION OF FGD GYPSUM PRODUCT

									
		  	Granted	  	01-Sep-1992	  	07/937775	  		  		  	01-Jun-1993	  	5215672	  	Babcock & Wilcox Power Generation Group, Inc.
			
	5273	  		  	 CRACK ORIENTATION DETERMINATION AND DETECTION USING HORIZONTALLY POLARIZED SHEAR WAVES

									
		  	Granted	  	17-Sep-1992	  	07/947123	  		  		  	24-Jan-1995	  	5383365	  	McDermott Technology, Inc.
			
	5294	  		  	 REVERSIBLE, WEAR-RESISTANT ASH SCREW COOLER SECTION

									
		  	Granted	  	29-Sep-1992	  	07/953631	  		  		  	10-May-1994	  	5309848	  	Babcock & Wilcox Power Generation Group, Inc.
			
	5311	  		  	 BENEFICIATION OF DRY SCRUBBER PRODUCT

									
		  	Granted	  	08-Feb-1993	  	08/015956	  		  		  	07-Jun-1994	  	5318227	  	Babcock & Wilcox Power Generation Group, Inc.
			
	5313	  		  	 COST REDUCTION OF WET FGD SYSTEMS WITH A TRAY

									
		  	Granted	  	27-Jan-1993	  	08/009698	  		  		  	25-Jan-1994	  	5281402	  	Babcock & Wilcox Power Generation Group, Inc.
			
	5315	  		  	 ASYMMETRIC PULVERIZER TIRE

									
		  	Granted	  	16-Mar-1993	  	08/033694	  		  		  	13-Sep-1994	  	5346148	  	Babcock & Wilcox Power Generation Group, Inc.
			
	5323	  		  	 CHEMICAL CONVERSION PLUG TO ACHIEVE GAS TIGHTNESS

									
		  	Granted	  	03-May-1993	  	08/055097	  		  		  	21-Dec-1993	  	5271550	  	Babcock & Wilcox Power Generation Group, Inc.
			
	5324	  		  	 FGD PERFORMANCE ENHANCEMENT BY HYDROCLONE AND RECYCLING STEPS

									
		  	Granted	  	08-Mar-1993	  	08/028895	  		  		  	03-May-1994	  	5308509	  	Babcock & Wilcox Power Generation Group, Inc.
			
	5325	  		  	 COMBINED COMBUSTION & STEAM TURBINE POWER PLANT

									
		  	Granted	  	25-Jan-1993	  	08/008023	  		  		  	27-Dec-1994	  	5375410	  	Babcock & Wilcox Power Generation Group, Inc. Westinghouse
			
	5336	  		  	 CIRCULATING FLUIDIZED BED REACTOR WITH INTERNAL PRIMARY PARTICLE SEPARATION AND RETURN

									
		  	Granted	  	25-Mar-1993	  	08/037986	  		  		  	06-Sep-1994	  	5343830	  	Babcock & Wilcox Power Generation Group, Inc.
			
	5342	  		  	 HIGH EFFICIENCY ADVANCED DRY SCRUBBER

									
		  	Granted	  	23-Jun-1993	  	08/081765	  		  		  	11-Oct-1994	  	5354364	  	Babcock & Wilcox Power Generation Group, Inc.

  

	*	McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc. April 20, 2010 


Babcock & Wilcox Nuclear Power Generation Group, changed its name to Babcock & Wilcox Nuclear Energy, Inc. April 29, 2010

 The Babcock & Wilcox Company changed its name to Babcock & Wilcox Power Generation Group, Inc. November 20, 2007

 Babcock & Wilcox Modular Nuclear Energy LLC merged into Babcock & Wilcox Nuclear Energy, Inc. June 30, 2011


  

			
	Monday, May 21, 2012        Prepared by AMSaus	 	Page 2 of 31










 The Babcock & Wilcox Company Active U.S. Patents and Applications

  


																	
	 CASE NO
   SubCase 
     STATUS
	  	 FILE DATE
	  	 APP NO
	  	 PUB DATE
	  	 PUB NO
	  	 ISSUE DATE
	  	 PAT NO
	  	 OWNER

			
	5343	  		  	 GAS LANE BARRIERS BETWEEN MODULES OF HEAT RECOVERY STEAM GENERATORS

									
		  	Granted	  	02-Apr-1993	  	08/042328	  		  		  	01-Nov-1994	  	5359823	  	Babcock & Wilcox Power Generation Group, Inc.
			
	5344	  		  	 INTEGRAL SHIPPING TRUSS ASSEMBLY FOR HEAT RECOVERY STEAM GENERATOR MODULES

									
		  	Granted	  	07-Apr-1993	  	08/044992	  		  		  	06-Dec-1994	  	5370239	  	Babcock & Wilcox Power Generation Group, Inc.
			
	5352	  		  	 METHOD OF REAGENT AND OXIDATION AIR DELIVERY

									
		  	Granted	  	16-Aug-1993	  	08/107387	  		  		  	19-Mar-1996	  	5500196	  	Babcock & Wilcox Power Generation Group, Inc.
			
	5353	  		  	 DRY SCRUBBER WITH CONDENSING HEAT EXCHANGER FOR CYCLE EFFICIENCY IMPROVEMENT

									
		  	Granted	  	10-Aug-1993	  	08/104974	  		  		  	23-Aug-1994	  	5339755	  	Babcock & Wilcox Power Generation Group, Inc.
			
	5363	  		  	 COMBINED HEAT EXCHANGER AND AMMONIA INJECTION PROCESS

									
		  	Granted	  	15-Jun-1993	  	08/076994	  		  		  	10-Jan-1995	  	5380499	  	Babcock & Wilcox Power Generation Group, Inc.
			
	5367	  		  	 METHOD AND APPARATUS FOR CONTROLLING THE BED TEMPERATURE IN A CIRCULATING FLUIDIZED BED REACTOR

									
		  	Granted	  	18-Feb-1994	  	08/198694	  		  		  	15-Nov-1994	  	5363812	  	Babcock & Wilcox Power Generation Group, Inc.
			
	5391	  		  	 BALL AND SOCKET FLOATING SEAL ASSEMBLY

									
		  	Granted	  	27-Aug-1993	  	08/113026	  		  		  	15-Feb-1994	  	5286063	  	Babcock & Wilcox Power Generation Group, Inc.
			
	5409	  		  	 CLEANING METHOD FOR PULVERIZED COAL INJECTION SYSTEM EQUIPMENT USING COKE BREEZE

									
		  	Granted	  	07-Mar-1994	  	08/206990	  		  		  	05-Sep-1995	  	5447571	  	Babcock & Wilcox Power Generation Group, Inc.
			
	5410	  		  	 NON-BAFFLED LOW PRESSURE DROP VACUUM COOLED INSERTED SMELT SPOUT

									
		  	Granted	  	28-Oct-1993	  	08/144921	  		  		  	01-Aug-1995	  	5437768	  	Babcock & Wilcox Power Generation Group, Inc.
			
	5417	  		  	 GAS-GAS HEATER PROTECTION SYSTEM AND METHOD

									
		  	Granted	  	02-Dec-1993	  	08/161107	  		  		  	23-Apr-1996	  	5509461	  	Babcock & Wilcox Power Generation Group, Inc.
			
	5419	  		  	 CONDENSING HEAT EXCHANGER SCRUBBING SYSTEM

									
		  	Granted	  	02-Dec-1993	  	08/161109	  		  		  	29-Nov-1994	  	5368096	  	Babcock & Wilcox Power Generation Group, Inc.
			
	5432	  		  	 REMOTE TONE BURST ELECTROMAGNETIC ACOUSTIC TRANSDUCER PULSER

									
		  	Granted	  	15-Feb-1994	  	08/196662	  		  		  	20-Jun-1995	  	5426388	  	McDermott Technology, Inc.
			
	5433	  		  	 REMOTE PREAMPLIFIER AND IMPEDANCE MATCHING CIRCUIT FOR ELECTROMAGNETIC ACOUSTIC TRANSDUCER

									
		  	Granted	  	15-Feb-1994	  	08/196661	  		  		  	30-Apr-1996	  	5511424	  	McDermott Technology, Inc.

  

	*	McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc. April 20, 2010 


Babcock & Wilcox Nuclear Power Generation Group, changed its name to Babcock & Wilcox Nuclear Energy, Inc. April 29, 2010

 The Babcock & Wilcox Company changed its name to Babcock & Wilcox Power Generation Group, Inc. November 20, 2007

 Babcock & Wilcox Modular Nuclear Energy LLC merged into Babcock & Wilcox Nuclear Energy, Inc. June 30, 2011


  

			
	Monday, May 21, 2012        Prepared by AMSaus	 	Page 3 of 31










 The Babcock & Wilcox Company Active U.S. Patents and Applications

  


																	
	 CASE NO
   SubCase
     STATUS
	  	 FILE DATE
	  	 APP NO
	  	 PUB DATE
	  	 PUB NO
	  	 ISSUE DATE
	  	 PAT NO
	  	 OWNER

			
	5443	  		  	 ELECTROSTATIC SHIELD FOR ELECTROMAGNETIC ACOUSTIC TRANSDUCER NOISE REJECTION

									
		  	Granted	  	31-May-1994	  	08/251542	  		  		  	25-Jul-1995	  	5436873	  	McDermott Technology, Inc.
			
	5444	  		  	 DIODE EXPANDER FOR ELECTROMAGNETIC ACOUSTIC TRANSDUCER ELECTRONICS

									
		  	Granted	  	08-Jul-1994	  	08/272897	  		  		  	12-Sep-1995	  	5449958	  	McDermott Technology, Inc.
			
	5476	  		  	 USE OF SINGLE-LEAD AND MULTI-LEAD RIBBED TUBING FOR SLIDING PRESSURE ONCE-THROUGH BOILERS

									
		  	Granted	  	25-May-1994	  	08/249183	  		  		  	21-Feb-1995	  	5390631	  	Babcock & Wilcox Power Generation Group, Inc.
			
	5477	  		  	 METHOD AND SYSTEM FOR SO2 AND SO3 CONTROL BY DRY SORBENT/REAGENT INJECTION AND WET SCRUBBING

									
		  	Granted	  	29-Apr-1994	  	08/235597	  		  		  	07-Nov-2000	  	6143263	  	Babcock & Wilcox Power Generation Group, Inc.
			
	5482	  		  	 WET SCRUBBER INLET AWNING WITH LOW PRESSURE DROP

									
		  	Granted	  	02-May-1994	  	08/236617	  		  		  	04-Apr-1995	  	5403523	  	The Babcock & Wilcox Company
			
	5496	  		  	 METHOD OF CONVERT A DOUBLE-LOOP FLUE GAS DESULFURIZATION TO A SINGLE-LOOP SYSTEM

									
		  	Granted	  	11-May-1994	  	08/241266	  		  		  	19-Sep-1995	  	5451250	  	Babcock & Wilcox Power Generation Group, Inc.
			
	5506	  		  	 COMBINED HEAT EXCHANGER AND AMMONIA INJECTION PROCESS (CHEAP)

									
		  	Granted	  	27-May-1994	  	08/250187	  		  		  	01-Aug-1995	  	5437851	  	Babcock & Wilcox Power Generation Group, Inc.
			
	5509	  		  	 METHOD FOR INJECTING NOx INHIBITING LIQUID REAGENT INTO THE FLUE GAS OF A BOILER IN RESPONSE TO A SENSED
TEMPERATURE

									
		  	Granted	  	28-Jun-1994	  	08/266809	  		  		  	20-Feb-2001	  	6190628	  	Diamond Power International, Inc.
			
	5519	  		  	 SEGMENTED HEAT EXCHANGER FLUE GAS TREATMENT

									
		  	Granted	  	05-Jul-1994	  	08/270705	  		  		  	09-Jul-1996	  	5534230	  	Babcock & Wilcox Power Generation Group, Inc.
			
	5521	  		  	 BOILER BANK SURFACE TEMPERATURE PROFILER

									
		  	Granted	  	25-Jul-1994	  	279736	  		  		  	01-Apr-1997	  	5615953	  	Diamond Power International, Inc.
			
	5527	  		  	 REGENERABLE MAGNESIUM DRY SCRUBBING

									
		  	Granted	  	21-Jun-1994	  	08/263120	  		  		  	08-Aug-1995	  	5439658	  	Babcock & Wilcox Power Generation Group, Inc.
			
	5528	  		  	 EXTENDED WEAR LIFE LOW PRESSURE DROP, RIGHT ANGLE, SINGLE EXIT ORIFICE DUAL-FLUID ATOMIZER WITH REPLACEABLE
WEAR

									
		  	Granted	  	06-Jul-1994	  	08/271336	  		  		  	06-Aug-1996	  	5542609	  	Babcock & Wilcox Power Generation Group, Inc.

  

	*	McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc. April 20, 2010 


Babcock & Wilcox Nuclear Power Generation Group, changed its name to Babcock & Wilcox Nuclear Energy, Inc. April 29, 2010

 The Babcock & Wilcox Company changed its name to Babcock & Wilcox Power Generation Group, Inc. November 20, 2007

 Babcock & Wilcox Modular Nuclear Energy LLC merged into Babcock & Wilcox Nuclear Energy, Inc. June 30, 2011


  

			
	Monday, May 21, 2012        Prepared by AMSaus	 	Page 4 of 31










 The Babcock & Wilcox Company Active U.S. Patents and Applications

  


																	
	 CASE NO
   SubCase
     STATUS
	  	 FILE DATE
	  	 APP NO
	  	 PUB DATE
	  	 PUB NO
	  	 ISSUE DATE
	  	 PAT NO
	  	 OWNER

			
	5530	  		  	 EXTENDED WEAR LIFE LOW PRESSURE DROP, RIGHT ANGLE, MULTI EXIT ORIFICE DUAL-FLUID ATOMIZER WITH REPLACEABLE
WEAR

									
		  	Granted	  	06-Jul-1994	  	08/271293	  		  		  	14-May-1996	  	5516046	  	Babcock & Wilcox Power Generation Group, Inc.
			
	5531	  		  	 COMBINED COMBUSTION AND STEAM TURBINE POWER PLANT

									
		  	Granted	  	04-May-1994	  	08/237735	  		  		  	22-Aug-1995	  	5442908	  	Babcock & Wilcox Power Generation Group, Inc. Westinghouse
			
	5539	  		  	 DISTRIBUTION CONE FOR PULVERIZED COAL BURNERS

									
		  	Granted	  	02-Nov-1994	  	08/333394	  		  		  	18-Jun-1996	  	5526758	  	Babcock & Wilcox Power Generation Group, Inc.
			
	5540	  		  	 CATALYST OUTAGE PROTECTION SYSTEM

									
		  	Granted	  	20-Jan-1995	  	08/375884	  		  		  	08-Apr-1997	  	5618499	  	Babcock & Wilcox Power Generation Group, Inc.
			
	5543	  		  	 ENHANCED HEAT EXCHANGER FLUE GAS TREATMENT USING STEAM INJECTION

									
		  	Granted	  	12-Sep-1994	  	08/304741	  		  		  	22-Oct-1996	  	5567215	  	Babcock & Wilcox Power Generation Group, Inc.
			
	5554	  		  	 VERTICAL ARRANGEMENT FLUIDIZED/NON-FLUIDIZED BED CLASSIFIER COOLER

									
		  	Granted	  	07-Oct-1994	  	08/320077	  		  		  	18-Jun-1996	  	5526938	  	Babcock & Wilcox Power Generation Group, Inc.
			
	5580	  		  	 METHOD OF REAGENT AND OXIDATION AIR DELIVERY

									
		  	Granted	  	19-Dec-1994	  	08/359147	  		  		  	28-May-1996	  	5520897	  	Babcock & Wilcox Power Generation Group, Inc.
			
	5599	  		  	 FLUE GAS CONDITIONING FOR THE REMOVAL OF ACID GASES, AIR TOXICS AND TRACE METALS

									
		  	Granted	  	22-Nov-1994	  	08/343285	  		  		  	04-Feb-1997	  	5599508	  	Babcock & Wilcox Power Generation Group, Inc.
			
	5601	  		  	 STACKED INTERSPACIAL SPRAY HEADER FOR FGD WET SCRUBBER

									
		  	Granted	  	10-Feb-1995	  	08/386834	  		  		  	15-Apr-1997	  	5620144	  	Babcock & Wilcox Power Generation Group, Inc.
			
	5627	  		  	 FLUE GAS DESULFURIZATION METHOD AND APPARATUS

									
		  	Granted	  	08-Mar-1996	  	08/611605	  		  		  	18-Aug-1998	  	5795548	  	Babcock & Wilcox Power Generation Group, Inc.
			
	5628	  		  	 IMPROVED SOX NOX AND PARTICULATE REMOVAL SYSTEM

									
		  	Granted	  	27-Feb-1995	  	08/394980	  		  		  	30-Jul-1996	  	5540897	  	Babcock & Wilcox Power Generation Group, Inc.
			
	5637	  		  	 BURNER PATTERN TO MINIMIZE SIDEWALL CORROSION POTENTIAL

									
		  	Granted	  	02-May-1995	  	08/433635	  		  		  	09-Apr-1996	  	5505146	  	Babcock & Wilcox Power Generation Group, Inc.
			
	5643	  		  	 DIFFUSER FOR COAL NOZZLE BURNER

									
		  	Granted	  	23-May-1995	  	08/448206	  		  		  	31-Dec-1996	  	5588380	  	Babcock & Wilcox Power Generation Group, Inc.

  

	*	McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc. April 20, 2010 


Babcock & Wilcox Nuclear Power Generation Group, changed its name to Babcock & Wilcox Nuclear Energy, Inc. April 29, 2010

 The Babcock & Wilcox Company changed its name to Babcock & Wilcox Power Generation Group, Inc. November 20, 2007

 Babcock & Wilcox Modular Nuclear Energy LLC merged into Babcock & Wilcox Nuclear Energy, Inc. June 30, 2011


  

			
	Monday, May 21, 2012        Prepared by AMSaus	 	Page 5 of 31










 The Babcock & Wilcox Company Active U.S. Patents and Applications

  


																	
	 CASE NO
   SubCase
     STATUS
	  	 FILE DATE
	  	 APP NO
	  	 PUB DATE
	  	 PUB NO
	  	 ISSUE DATE
	  	 PAT NO
	  	 OWNER

			
	5654	  		  	 METHOD FOR SO2 AND SO3 CONTROL BY DRY SORBENT/REAGENT INJECTION AND WET SCRUBBING

									
		  	Granted	  	23-May-1995	  	08/448060	  		  		  	16-Oct-2001	  	6303083	  	Babcock & Wilcox Power Generation Group, Inc.
			
	5668	  		  	 EMAT WITH INTEGRAL ELECTROSTATIC SHIELD

									
		  	Granted	  	18-Jul-1995	  	08/503777	  		  		  	04-Mar-1997	  	5608691	  	McDermott Technology, Inc.
			
	5669	  		  	 METHOD AND APPARATUS FOR WELD JOINING PIPE SECTIONS

									
		  	Granted	  	26-Sep-1995	  	08/533896	  		  		  	29-Apr-1997	  	5624067	  	Babcock & Wilcox Power Generation Group, Inc.
			
	5673	  		  	 ENHANCED HEAT EXCHANGER FLUE GAS TREATMENT USING STEAM INJECTION

									
		  	Granted	  	02-Jun-1995	  	08/459592	  		  		  	04-Feb-1997	  	5599382	  	Babcock & Wilcox Power Generation Group, Inc.
			
	5682	  		  	 ONCE-THROUGH STEAM GENERATOR FURNACE OUTLET FLUID MIX TO MINIMIZE THE NUMBER OF HEADERS AND RISER MATERIALS

									
		  	Granted	  	13-Feb-1996	  	08/600616	  		  		  	23-Sep-1997	  	5669333	  	Babcock & Wilcox Power Generation Group, Inc.
			
	5708	  		  	 FINE-PARTICULATE AND AEROSOL REMOVAL TECHNIQUE IN A CONDENSING HEAT EXCHANGER USING AN ELECTROSTATIC SYSTEM
ENHANCE

									
		  	Granted	  	01-Dec-1995	  	08/566381	  		  		  	11-Aug-1998	  	5792238	  	Babcock & Wilcox Power Generation Group, Inc.
			
	5711	  		  	 DETECTION OF CORROSION FATIGUE CRACKS IN MEMBRANE BOILER TUBES

									
		  	Granted	  	03-Aug-1995	  	08/511049	  		  		  	18-Jun-1996	  	5526691	  	McDermott Technology, Inc.
			
	5712	  		  	 LOW PRESSURE DROP, TURBULENT MIXING ZONE DRY SCRUBBER

									
		  	Granted	  	29-Sep-1995	  	08/536866	  		  		  	29-Jul-1997	  	5651948	  	Babcock & Wilcox Power Generation Group, Inc.
			
	5720	  		  	 CORNER FOILS FOR HYDRAULIC MEASUREMENT

									
		  	Granted	  	18-Jan-1996	  	08/588495	  		  		  	18-Nov-1997	  	5687768	  	Babcock & Wilcox Power Generation Group, Inc.
			
	5726	  		  	 ENERGY ABSORBING TUBE SUPPORT FOR FURNACE

									
		  	Granted	  	11-Jan-1996	  	08/585220	  		  		  	02-Dec-1997	  	5692457	  	Babcock & Wilcox Power Generation Group, Inc.
									
	R	  	Granted	  	30-Nov-1999	  	09/453602	  		  		  	29-May-2001	  	RE37192	  	Babcock & Wilcox Power Generation Group, Inc.
			
	5729	  		  	 BLACK LIQUOR GASIFIER

									
		  	Granted	  	02-Nov-1995	  	548798	  		  		  	03-Jun-1997	  	5634950	  	Babcock & Wilcox Power Generation Group, Inc.
			
	5731	  		  	 INLET AWNING FOR HIGH VELOCITY ABSORBERS

									
		  	Granted	  	16-Jan-1996	  	08/587180	  		  		  	12-Aug-1997	  	5656046	  	Babcock & Wilcox Power Generation Group, Inc.

  

	*	McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc. April 20, 2010 


Babcock & Wilcox Nuclear Power Generation Group, changed its name to Babcock & Wilcox Nuclear Energy, Inc. April 29, 2010

 The Babcock & Wilcox Company changed its name to Babcock & Wilcox Power Generation Group, Inc. November 20, 2007

 Babcock & Wilcox Modular Nuclear Energy LLC merged into Babcock & Wilcox Nuclear Energy, Inc. June 30, 2011


  

			
	Monday, May 21, 2012        Prepared by AMSaus	 	Page 6 of 31










 The Babcock & Wilcox Company Active U.S. Patents and Applications

  


																	
	 CASE NO
   SubCase
     STATUS
	  	 FILE DATE
	  	 APP NO
	  	 PUB DATE
	  	 PUB NO
	  	 ISSUE DATE
	  	 PAT NO
	  	 OWNER

			
	5733	  		  	 MIST ELIMINATION/AIR TOXIC CONTROL IN A WET SCRUBBER USING A CONDENSING HEAT EXCHANGER

									
		  	Granted	  	01-Dec-1995	  	08/566192	  		  		  	14-Aug-2001	  	6273940	  	Babcock & Wilcox Power Generation Group, Inc.
			
	5734	  		  	 APPARATUS FOR THE INJECTION, DISTRIBUTION AND DISPERSION OF SORBENT IN A UTILITY BOILER FURNACE

									
		  	Granted	  	30-Jan-1996	  	08/594052	  		  		  	11-Nov-1997	  	5685243	  	Babcock & Wilcox Power Generation Group, Inc.
			
	5748	  		  	 KEY ADVANCED LINEAR KINETIC ABSORBER SYSTEM PARTICULATE ARRESTING DEVICE

									
		  	Granted	  	13-Feb-1996	  	08/600708	  		  		  	14-Oct-1997	  	5676715	  	Babcock & Wilcox Power Generation Group, Inc.
			
	5759	  		  	 HYDROGEN PEROXIDE FOR FLUE GAS DESULFURIZATION

									
		  	Granted	  	15-May-1996	  	08/648261	  		  		  	07-Oct-1997	  	5674459	  	Babcock & Wilcox Power Generation Group, Inc.
			
	5761	  		  	 METHOD OF MAKING CONTINUOUS CERAMIC FIBER COMPOSITE HOT GAS FILTER

									
		  	Granted	  	23-Jan-1997	  	08/788717	  		  		  	02-Mar-1999	  	5876537	  	Babcock & Wilcox Power Generation Group, Inc.
			
	5792	  		  	 METHOD AND APPARATUS TO REGULATE A VOLTAGE CONTROLLER

									
		  	Granted	  	11-Jan-1996	  	08/584195	  		  		  	18-Nov-1997	  	5689177	  	Babcock & Wilcox Power Generation Group, Inc.
			
	5795	  		  	 ACTIVATED CARBON FLUE GAS DESULFURIZATION SYSTEMS FOR MERCURY REMOVAL

									
		  	Granted	  	22-Apr-1996	  	08/635532	  		  		  	30-Sep-1997	  	5672323	  	Babcock & Wilcox Power Generation Group, Inc.
			
	5798	  		  	 DRAINABLE DISCHARGE PAN FOR IMPACT TYPE PARTICLE SEPARATOR

									
		  	Granted	  	17-Jun-1996	  	08/664755	  		  		  	01-Sep-1998	  	5799593	  	Babcock & Wilcox Power Generation Group, Inc.
			
	5820	  		  	 FLUE GAS DESULFURIZATION METHOD AND APPARATUS

									
		  	Granted	  	26-Jun-1996	  	08/669762	  		  		  	29-Sep-1998	  	5814288	  	Babcock & Wilcox Power Generation Group, Inc.
			
	5828	  		  	 FLOODING REDUCTION ON A TUBULAR HEAT EXCHANGER

									
		  	Granted	  	02-Aug-1996	  	08/691725	  		  		  	11-Aug-1998	  	5791404	  	Babcock & Wilcox Power Generation Group, Inc.
			
	5860	  		  	 LOW PRESSURE DROP, TURBULENT MIXING ZONE DRY SCRUBBER

									
		  	Granted	  	02-Oct-1996	  	08/720855	  		  		  	17-Jun-1997	  	5639430	  	Babcock & Wilcox Power Generation Group, Inc.
			
	5862	  		  	 TRAPEZOIDAL DEFLECTORS FOR HEAT EXCHANGER TUBES

									
		  	Granted	  	22-Jul-1997	  	08/898607	  		  		  	01-Sep-1998	  	5799724	  	Babcock & Wilcox Power Generation Group, Inc.
			
	5864	  		  	 CIRCULATING FLUIDIZED BED FURNACE/REACTOR WITH AN INTEGRAL SECONDARY AIR PLENUM

									
		  	Granted	  	03-Dec-1996	  	08/759885	  		  		  	17-Nov-1998	  	5836257	  	Babcock & Wilcox Power Generation Group, Inc.

  

	*	McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc. April 20, 2010 


Babcock & Wilcox Nuclear Power Generation Group, changed its name to Babcock & Wilcox Nuclear Energy, Inc. April 29, 2010

 The Babcock & Wilcox Company changed its name to Babcock & Wilcox Power Generation Group, Inc. November 20, 2007

 Babcock & Wilcox Modular Nuclear Energy LLC merged into Babcock & Wilcox Nuclear Energy, Inc. June 30, 2011


  

			
	Monday, May 21, 2012        Prepared by AMSaus	 	Page 7 of 31










 The Babcock & Wilcox Company Active U.S. Patents and Applications

  


																	
	 CASE NO
   SubCase
     STATUS
	  	 FILE DATE
	  	 APP NO
	  	 PUB DATE
	  	 PUB NO
	  	 ISSUE DATE
	  	 PAT NO
	  	 OWNER

			
	5875	  		  	 PULVERIZED COAL BURNER

									
		  	Granted	  	12-Nov-1996	  	08/747319	  		  		  	03-Nov-1998	  	5829369	  	Babcock & Wilcox Power Generation Group, Inc.
			
	5882	  		  	 LOW PRESSURE DROP VANES FOR BURNERS AND NOx PORTS

									
		  	Granted	  	15-Nov-1996	  	08/749883	  		  		  	09-Sep-1997	  	5664944	  	Babcock & Wilcox Power Generation Group, Inc.
			
	5883	  		  	 CAST ABRASION RESISTANT HOLLOW BALLS

									
		  	Granted	  	27-Nov-1996	  	08/757990	  		  		  	14-Oct-1997	  	5676193	  	Babcock & Wilcox Power Generation Group, Inc.
			
	5887	  		  	 FURNACE GAS PYROMETER (GASTEMP ALTERNATIVE)

									
		  	Granted	  	19-Dec-1996	  	08/770609	  		  		  	11-May-2004	  	6733173	  	Diamond Power International, Inc.
									
	D 	  	Granted	  	09-Feb-2004	  	10/774565 	  	12-Aug-2004	  	20040156420 A1	  	21-Feb-2006	  	7001067	  	Diamond Power International, Inc.
			
	5894	  		  	 STRAIN RELIEF MAIN SHAFT

									
		  	Granted	  	22-Jul-1997	  	08/898606	  		  		  	19-Feb-2002	  	6347758	  	Babcock & Wilcox Power Generation Group, Inc.
			
	5895	  		  	 STRAIN RELIEF MAIN SHAFT ASSEMBLY

									
		  	Granted	  	05-Jun-1997	  	08/868867	  		  		  	07-Aug-2001	  	6270026	  	Babcock & Wilcox Power Generation Group, Inc.
			
	5898	  		  	 DIESEL OR DUAL-FUEL ENGINE AND BLACK LIQUOR GASIFIER COMBINED CYCLE

									
		  	Granted	  	14-Feb-1997	  	08/801836	  		  		  	20-Apr-1999	  	5895507	  	Babcock & Wilcox Power Generation Group, Inc.
			
	5927	  		  	 FINE-PARTICULATE AND AEROSOL REMOVAL TECHNIQUE IN A CONDENSING HEAT EXCHANGER USING AN ELECTROSTATIC SYSTEM
ENHANCEMENT

									
		  	Granted	  	05-Jun-1997	  	08/869335	  		  		  	08-Dec-1998	  	5846301	  	Babcock & Wilcox Power Generation Group, Inc.
			
	5934	  		  	 INTEGRATED REBURN SYSTEM FOR NOx CONTROL FROM CYCLONE-FIRED BOILERS

									
		  	Granted	  	21-Nov-1997	  	08/975725	  		  		  	09-Mar-1999	  	5878700	  	Babcock & Wilcox Power Generation Group, Inc.
			
	5942	  		  	 PRESSURE EQUALIZATION VALVE

									
		  	Granted	  	04-Aug-1997	  	08/905176	  		  		  	14-Sep-1999	  	5950677	  	Diamond Power International, Inc.
			
	5951	  		  	 RETROFIT OF A CENTER INLET TYPE SCRUBBER WITH ABSORPTION/GAS DISTRIBUTION TRAY TO IMPROVE GAS-LIQUID CONTACT IN THE ABSORPTION
ZONE

									
		  	Granted	  	13-Jan-1998	  	09/006376	  		  		  	14-Mar-2000	  	6036756	  	Babcock & Wilcox Power Generation Group, Inc.
			
	5958	  		  	 CYCLONE FURNACE FOR RETROFIT APPLICATIONS

									
		  	Granted	  	07-Nov-1997	  	08/966110	  		  		  	08-Feb-2000	  	6021724	  	Babcock & Wilcox Power Generation Group, Inc.

  

	*	McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc. April 20, 2010 


Babcock & Wilcox Nuclear Power Generation Group, changed its name to Babcock & Wilcox Nuclear Energy, Inc. April 29, 2010

 The Babcock & Wilcox Company changed its name to Babcock & Wilcox Power Generation Group, Inc. November 20, 2007

 Babcock & Wilcox Modular Nuclear Energy LLC merged into Babcock & Wilcox Nuclear Energy, Inc. June 30, 2011


  

			
	Monday, May 21, 2012        Prepared by AMSaus	 	Page 8 of 31










 The Babcock & Wilcox Company Active U.S. Patents and Applications

  


																	
	 CASE NO
   SubCase
     STATUS
	  	 FILE DATE
	  	 APP NO
	  	 PUB DATE
	  	 PUB NO
	  	 ISSUE DATE
	  	 PAT NO
	  	 OWNER

			
	5968	  		  	 IMPROVED INTERNAL OIL FLOW PATH FOR GEARBOX BEARINGS

									
		  	Granted	  	20-Jan-1998	  	009366	  		  		  	08-May-2001	  	6227712	  	Babcock & Wilcox Power Generation Group, Inc.
			
	5969	  		  	 LOW PRESSURE DROP INLET DESIGN TO PROMOTE GOOD GAS FLOW PATTERNS IN HIGH VELOCITY ABSORBERS

									
		  	Granted	  	11-Feb-1998	  	09/022136	  		  		  	03-Dec-2002	  	6488899	  	Babcock & Wilcox Power Generation Group, Inc.
			
	5973	  		  	 RETAINER SHIELD FOR SPLIT RING CASTINGS

									
		  	Granted	  	11-Jun-1998	  	09/096045	  		  		  	28-Dec-1999	  	6006702	  	Babcock & Wilcox Power Generation Group, Inc.
			
	5976	  		  	 STEAM GENERATOR FOR GASIFYING COAL

									
	01 	  	Granted	  	13-Jul-1998	  	09/114743	  		  		  	06-Nov-2001	  	6312482	  	Babcock & Wilcox Power Generation Group, Inc.
			
	5977	  		  	 FUME SENSOR SYSTEM AND METHODS FOR BACKGROUND NOISE SUPPRESSION

									
		  	Granted	  	11-Aug-2000	  	09/637717	  		  		  	03-Dec-2002	  	6490040	  	Babcock & Wilcox Power Generation Group, Inc.
			
	5979	  		  	 VARIABLE PRESSURE ONCE-THROUGH STEAM GENERATOR UPPER FURNACE HAVING NON-SPLIT FLOW CIRCUITRY

									
		  	Granted	  	16-Apr-1998	  	09/061480	  		  		  	10-Aug-1999	  	5934227	  	Babcock & Wilcox Power Generation Group, Inc.
			
	5980	  		  	 FURNACE FLOOR

									
	01 	  	Granted	  	15-Apr-1999	  	09/292722	  		  		  	30-May-2000	  	6067944	  	Babcock & Wilcox Power Generation Group, Inc.
			
	5994	  		  	 INTERCONNECT FOR SOLID OXIDE FUEL CELLS

									
		  	Granted	  	01-Mar-1999	  	09/259711	  		  		  	24-Jul-2001	  	6265095	  	SOFCo-EFS Holdings, LLC
			
	5996	  		  	 DETECTION OF CORROSION FATIGUE IN BOILER TUBES USING A SPIKE EMAT PULSER

									
		  	Granted	  	26-Jun-1998	  	09/105514	  		  		  	03-Oct-2000	  	6125703	  	McDermott Technology, Inc.
			
	6002	  		  	 AIR HEATER GAS INLET PLENUM

									
		  	Granted	  	22-Jul-1999	  	09/359098	  		  		  	18-Jun-2002	  	6405791	  	Babcock & Wilcox Power Generation Group, Inc.
									
	C 	  	Granted	  	19-Mar-2002	  	10/101645 	  	25-Jul-2002	  	20020096316 A1	  	17-Dec-2002	  	6494255	  	Babcock & Wilcox Power Generation Group, Inc.
			
	6003	  		  	 WATER JACKETED, HIGH TEMPERATURE, BOILER, STRETCHER, ACCESS DOOR

									
		  	Granted	  	21-Jan-1999	  	09/234687	  		  		  	09-Jul-2002	  	6415724	  	Babcock & Wilcox Power Generation Group, Inc.
			
	6006	  		  	 MERCURY REMOVAL IN UTILITY WET SCRUBBER USING A CHELATING AGENT

									
		  	Granted	  	31-Mar-1999	  	09/282816	  		  		  	11-Dec-2001	  	6328939	  	Babcock & Wilcox Power Generation Group, Inc.

  

	*	McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc. April 20, 2010 


Babcock & Wilcox Nuclear Power Generation Group, changed its name to Babcock & Wilcox Nuclear Energy, Inc. April 29, 2010

 The Babcock & Wilcox Company changed its name to Babcock & Wilcox Power Generation Group, Inc. November 20, 2007

 Babcock & Wilcox Modular Nuclear Energy LLC merged into Babcock & Wilcox Nuclear Energy, Inc. June 30, 2011


  

			
	Monday, May 21, 2012        Prepared by AMSaus	 	Page 9 of 31










 The Babcock & Wilcox Company Active U.S. Patents and Applications

  


																	
	 CASE NO
   SubCase
     STATUS
	  	 FILE DATE
	  	 APP NO
	  	 PUB DATE
	  	 PUB NO
	  	 ISSUE DATE
	  	 PAT NO
	  	 OWNER

			
	6012	  		  	 CIRCULATING FLUIDIZED BED REACTOR WITH FLOORED INTERNAL PRIMARY PARTICLE SEPARATOR

									
		  	Granted	  	07-Dec-1998	  	09/206353	  		  		  	01-Aug-2000	  	6095095	  	Babcock & Wilcox Power Generation Group, Inc.
			
	6013	  		  	 APPARATUS FOR CONTROL OF MERCURY

									
		  	Granted	  	31-Mar-1999	  	09/282817	  		  		  	04-Sep-2001	  	6284199	  	Babcock & Wilcox Power Generation Group, Inc.
			
	6014	  		  	 OXIDATION RESISTANT LOW ALLOY ATTACHMENT FOR BOILER COMPONENTS

									
		  	Granted	  	14-Jan-1999	  	09/231914	  		  		  	27-Nov-2001	  	6321691	  	Babcock & Wilcox Power Generation Group, Inc.
			
	6016	  		  	 ALKALINE SORBENT INJECTION FOR MERCURY CONTROL

									
		  	Granted	  	07-Dec-1998	  	09/206465	  		  		  	16-Apr-2002	  	6372187	  	Babcock & Wilcox Power Generation Group, Inc.
			
	6016	  		  	 ALKALINE SORBENT INJECTION FOR MERCURY CONTROL

									
	C 	  	Granted	  	16-Nov-2001	  	09/993230	  	01-Aug-2002	  	20020102189 A1	  	04-Mar-2003	  	6528030	  	McDermott Technology, Inc.
			
	6018	  		  	 COMBINED FLUE GAS DESULFURIZATION AND CARBON DIOXIDE REMOVAL SYSTEM

									
		  	Granted	  	04-Jun-1999	  	09/326450	  		  		  	04-Jun-2002	  	6399030	  	Babcock & Wilcox Power Generation Group, Inc.
			
	6019	  		  	 LOW PRESSURE DROP INLET FOR HIGH VELOCITY ABSORBERS WITH STRAIGHT TANKS

									
		  	Granted	  	18-Jun-1999	  	09/336412	  		  		  	31-Jul-2001	  	6267358	  	Babcock & Wilcox Power Generation Group, Inc.
			
	6024	  		  	 METHOD OF REDUCING NOx EMISSIONS WITH MINIMAL INCREASES IN UNBURNED CARBON AND WATERWALL CORROSION

									
		  	Granted	  	13-Sep-1999	  	09/394163	  		  		  	20-Nov-2001	  	6318277	  	Babcock & Wilcox Power Generation Group, Inc.
			
	6030	  		  	 WALL PROTECTION FROM DOWNWARD FLOWING SOLIDS

									
		  	Granted	  	06-May-1999	  	09/305962	  		  		  	04-Apr-2000	  	6044805	  	Babcock & Wilcox Power Generation Group, Inc.
			
	6036	  		  	 ULTRA-HIGH PARTICULATE COLLECTION OF SUB-MICRON AEROSOLS

									
		  	Granted	  	23-Apr-1999	  	09/298778	  		  		  	29-May-2001	  	6238459	  	McDermott Technology, Inc.
			
	6040	  		  	 APPARATUS TO RECOVER SULFUR FROM CONCENTRATED ACID GAS INTO ALKALINE SOLUTION

									
		  	Granted	  	08-Nov-1999	  	09/435745	  		  		  	27-Aug-2002	  	6440379	  	The Babcock & Wilcox Company
			
	6050	  		  	 HORIZONTAL SPIRAL TUBE BOILER CONVECTION PASS ENCLOSURE DESIGN

									
	A 	  	Granted	  	16-Dec-2002	  	10/320342	  		  		  	13-Apr-2004	  	6718915	  	Babcock & Wilcox Power Generation Group, Inc.

  

	*	McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc. April 20, 2010 


Babcock & Wilcox Nuclear Power Generation Group, changed its name to Babcock & Wilcox Nuclear Energy, Inc. April 29, 2010

 The Babcock & Wilcox Company changed its name to Babcock & Wilcox Power Generation Group, Inc. November 20, 2007

 Babcock & Wilcox Modular Nuclear Energy LLC merged into Babcock & Wilcox Nuclear Energy, Inc. June 30, 2011


  

			
	Monday, May 21, 2012        Prepared by AMSaus	 	Page 10 of 31










 The Babcock & Wilcox Company Active U.S. Patents and Applications

  


																	
	 CASE NO
   SubCase
     STATUS
	  	 FILE DATE
	  	 APP NO
	  	 PUB DATE
	  	 PUB NO
	  	 ISSUE DATE
	  	 PAT NO
	  	 OWNER

			
	6061	  		  	 USE OF SULFIDE-CONTAINING LIQUORS FOR REMOVING MERCURY FROM FLUE GASES

									
		  	Granted	  	17-Dec-1999	  	09/464806	  		  		  	07-Jan-2003	  	6503470	  	Babcock & Wilcox Power Generation Group, Inc.
									
	C1 	  	Granted	  	20-Dec-2002	  	10/324833	  	15-May-2003	  	20030091490 A1	  	02-May-2006	  	7037474	  	Babcock & Wilcox Power Generation Group, Inc.
			
	6067	  		  	 METHOD FOR PRODUCING CHROMIUM CARBIDE COATINGS

									
		  	Granted	  	02-Aug-2000	  	09/631207	  		  		  	07-Jan-2003	  	6503340	  	Babcock & Wilcox Power Generation Group, Inc.
			
	6072	  		  	 FINE SOLIDS RECYCLE IN CIRCULATING FLUIDIZED BED

									
		  	Granted	  	17-Dec-1999	  	09/464258	  		  		  	07-Aug-2001	  	6269778	  	Babcock & Wilcox Power Generation Group, Inc.
			
	6092	  		  	 DRUMLESS NATURAL CIRCULATION BOILER

									
		  	Granted	  	01-Jun-2000	  	09/585878	  		  		  	08-Jan-2002	  	6336429	  	Babcock & Wilcox Power Generation Group, Inc.
			
	6093	  		  	 PARTICULATE COLLECTOR CHANNEL WITH COOLING INNER ELEMENTS IN A CFB BOILER

									
		  	Granted	  	10-Jul-2000	  	09/613132	  		  		  	27-Nov-2001	  	6322603	  	Babcock & Wilcox Power Generation Group, Inc.
			
	6094	  		  	 SINGLE SPRAY LEVEL FOR FLUE GAS DESULFURIZATION SYSTEM WITH INTERNAL MAIN FEED HEADERS

									
		  	Granted	  	01-Oct-2001	  	09/969333	  	03-Apr-2003	  	03-0061940	  	02-Sep-2003	  	6613133	  	Babcock & Wilcox Power Generation Group, Inc.
			
	6096	  		  	 INTEGRATED AIR FOIL AND AMMONIA INJECTION GRID FOR SCR SYSTEM

									
		  	Granted	  	23-Jun-2000	  	09/602483	  		  		  	03-May-2005	  	6887435	  	Babcock & Wilcox Power Generation Group, Inc.
			
	6098	  		  	 WALL PROTECTION FROM DOWNWARD FLOWING SOLIDS

									
		  	Granted	  	06-Nov-2001	  	09/979615	  		  		  	10-Dec-2002	  	6491000	  	Babcock & Wilcox Power Generation Group, Inc.
			
	6102	  		  	 CIRCULATING FLUIDIZED BED REACTOR WITH SELECTIVE CATALYTIC REDUCTION

									
		  	Granted	  	13-Feb-2000	  	09/503218	  		  		  	28-May-2002	  	6395237	  	Babcock & Wilcox Power Generation Group, Inc.
			
	6103	  		  	 EL TYPE PULVERIZERS

									
		  	Granted	  	27-Oct-2000	  	09/698558	  		  		  	05-Apr-2005	  	6874715	  	Babcock & Wilcox Power Generation Group, Inc.
			
	6110	  		  	 VARIABLE RESISTANCE DEVICE FOR A HIGH PRESSURE AIR SUPPLY SYSTEM

									
		  	Granted	  	22-Jun-2000	  	09/599326	  		  		  	14-Aug-2001	  	6273141	  	Babcock & Wilcox Power Generation Group, Inc.
			
	6111	  		  	 COOLED TUBES ARRANGED TO FORM IMPACT TYPE PARTICLE SEPARATORS

									
		  	Granted	  	25-May-2001	  	09/865609	  	21-Feb-2002	  	20020020158 A1	  	31-Dec-2002	  	6500221	  	Babcock & Wilcox Power Generation Group, Inc.

  

	*	McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc. April 20, 2010 


Babcock & Wilcox Nuclear Power Generation Group, changed its name to Babcock & Wilcox Nuclear Energy, Inc. April 29, 2010

 The Babcock & Wilcox Company changed its name to Babcock & Wilcox Power Generation Group, Inc. November 20, 2007

 Babcock & Wilcox Modular Nuclear Energy LLC merged into Babcock & Wilcox Nuclear Energy, Inc. June 30, 2011


  

			
	Monday, May 21, 2012        Prepared by AMSaus	 	Page 11 of 31










 The Babcock & Wilcox Company Active U.S. Patents and Applications

  


																	
	 CASE NO
   SubCase
     STATUS
	  	 FILE DATE
	  	 APP NO
	  	 PUB DATE
	  	 PUB NO
	  	 ISSUE DATE
	  	 PAT NO
	  	 OWNER

			
	6112	  		  	 CFB IMPACT TYPE PARTICLE COLLECTION ELEMENTS ATTACHED TO COOLED SUPPORTS

									
		  	Granted	  	25-May-2001	  	09/865332	  		  		  	24-Sep-2002	  	6454824	  	Babcock & Wilcox Power Generation Group, Inc.
			
	6117	  		  	 SYSTEM FOR CONTROLLING FLUE GAS EXIT TEMPERATURE FOR OPTIMAL SCR OPERATIONS

									
		  	Granted	  	27-Feb-2002	  	10/085715	  	28-Aug-2003	  	03-0159662	  	26-Aug-2003	  	6609483	  	Babcock & Wilcox Power Generation Group, Inc.
			
	6121	  		  	 METHOD FOR CONTROLLING ELEMENTAL MERCURY EMISSIONS

									
		  	Granted	  	05-Dec-2000	  	09/730100	  	06-Jun-2002	  	20020068030 A1	  	15-Feb-2005	  	6855859	  	Babcock & Wilcox Power Generation Group, Inc.
			
	6128	  		  	 TAPERED CORROSION PROTECTION OF TUBES AT MUD DRUM LOCATION

									
		  	Granted	  	28-Sep-2000	  	09/670897	  		  		  	17-Dec-2002	  	6495268	  	Babcock & Wilcox Power Generation Group, Inc.
									
	D	  	Granted	  	31-Oct-2002	  	10/284625	  	20-Mar-2003	  	03/0051779	  	05-Oct-2004	  	6800149	  	Babcock & Wilcox Power Generation Group, Inc.
			
	6130	  		  	 SPACER BAR WITH TUBE SLEEVE AND TAB

									
		  	Granted	  	06-Oct-2000	  	09/680725	  		  		  	14-Aug-2001	  	6273030	  	Babcock & Wilcox Power Generation Group, Inc.
			
	6145	  		  	 INTERNAL FUEL STAGING TO IMPROVE FUEL CELL PERFORMANCE

									
		  	Granted	  	18-Jul-2000	  	09/618525	  		  		  	23-Apr-2002	  	6376117	  	SOFCo-EFS Holdings, LLC
			
	6156	  		  	 FUEL CELL COLUMN HEAT EXCHANGER MATED MODULE

									
		  	Granted	  	02-Jan-1996	  	581989	  		  		  	18-Mar-1997	  	5612149	  	SOFCo-EFS Holdings, LLC
			
	6157	  		  	 FUEL CELL MODULE

									
		  	Granted	  	04-Feb-1994	  	192416	  		  		  	02-Jan-1996	  	5480738	  	SOFCo-EFS Holdings, LLC
			
	6158	  		  	 THERMALLY INTEGRATED REFORMER FOR SOLID OXIDE FUEL CELLS

									
		  	Granted	  	06-Oct-1993	  	08/133444	  		  		  	22-Nov-1994	  	5366819	  	SOFCo-EFS Holdings, LLC
			
	6159	  		  	 THERMALLY INTEGRATED HEAT EXCHANGE SYSTEM FOR SOLID OXIDE ELECTROLYTE SYSTEMS

									
		  	Granted	  	29-Sep-1993	  	128522	  		  		  	23-Aug-1994	  	5340664	  	SOFCo-EFS Holdings, LLC
			
	6185	  		  	 CFB WITH CONTROLLABLE IN-BED HEAT EXCHANGER

									
		  	Granted	  	17-Jul-2001	  	09/906993	  	23-Jan-2003	  	20030015150	  	18-Mar-2003	  	6532905	  	Babcock & Wilcox Power Generation Group, Inc.
			
	6207	  		  	 ATTACHABLE HEAT FLUX MEASURING DEVICE

									
		  	Granted	  	27-Oct-2000	  	09/697866	  		  		  	26-Nov-2002	  	6485174	  	Babcock & Wilcox Power Generation Group, Inc.

  

	*	McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc. April 20, 2010 


Babcock & Wilcox Nuclear Power Generation Group, changed its name to Babcock & Wilcox Nuclear Energy, Inc. April 29, 2010

 The Babcock & Wilcox Company changed its name to Babcock & Wilcox Power Generation Group, Inc. November 20, 2007

 Babcock & Wilcox Modular Nuclear Energy LLC merged into Babcock & Wilcox Nuclear Energy, Inc. June 30, 2011


  

			
	Monday, May 21, 2012        Prepared by AMSaus	 	Page 12 of 31










 The Babcock & Wilcox Company Active U.S. Patents and Applications

  


																	
	 CASE NO
   SubCase
     STATUS
	  	 FILE DATE
	  	 APP NO
	  	 PUB DATE
	  	 PUB NO
	  	 ISSUE DATE
	  	 PAT NO
	  	 OWNER

			
	6208	  		  	 PROCESS AND COMPOSITION FOR CHROMIZING 400-SERIES STAINLESS STEELS

									
		  	Granted	  	20-Feb-2001	  	09/788742	  		  		  	14-May-2002	  	6387194	  	Babcock & Wilcox Power Generation Group, Inc.
			
	6217	  		  	 BOILER INTERNAL FLUE GAS BY-PASS DAMPER FOR FLUE GAS TEMPERATURE CONTROL

									
		  	Granted	  	19-Dec-2001	  	10/024874	  	27-Jun-2002	  	20020079374 A1	  	15-Jun-2004	  	6748880	  	Babcock & Wilcox Power Generation Group, Inc.
			
	7000	  		  	 CIRCULATING FLUIDIZED BED REACTOR WITH SELECTIVE CATALYTIC REDUCTION

									
		  	Granted	  	07-Jan-2002	  	09/958622	  	05-Dec-2002	  	20020182122 A1	  	22-Nov-2005	  	6967005	  	Babcock & Wilcox Power Generation Group, Inc.
			
	7004	  		  	 CHANNELIZED SCR INLET FOR IMPROVED AMMONIA INJECTION AND EFFICIENT NOx CONTROL

									
		  	Granted	  	29-Jun-2001	  	09/896169	  	02-Jan-2003	  	20030003029 A1	  	14-Jun-2005	  	6905658	  	Babcock & Wilcox Power Generation Group, Inc.
			
	7005	  		  	 ARTICULATING WATER MONITOR CLEANING DEVICE

									
		  	Granted	  	26-Dec-2001	  	10/036173	  	03-Oct-2002	  	20020139402 A1	  	02-Dec-2003	  	6655397	  	Diamond Power International, Inc.
			
	7007	  		  	 COMPARTMENTED GAS OUTLET FOR NOX CONTROL AND MIXING FOR SCR

									
		  	Granted	  	23-Jan-2002	  	10/055317	  		  		  	28-Jan-2003	  	6510820	  	Babcock & Wilcox Power Generation Group, Inc.
			
	7012	  		  	 SOOTBLOWER NOZZLE ASSEMBLY WITH AN IMPROVED DOWNSTREAM NOZZLE

									
		  	Granted	  	02-Jan-2002	  	10/039430	  	05-Sep-2002	  	02/0121563	  	20-Jul-2004	  	6764030	  	Diamond Power International, Inc.
			
	7013	  		  	 Sootblower mechanism providing varying lance rotational speed

									
		  	Granted	  	20-Dec-2001	  	10/029,900	  	27-Jun-2002	  	20020078982 A1	  	10-Aug-2004	  	6772775	  	Diamond Power International, Inc.
			
	7015	  		  	 SOOTBLOWER LANCE TUBE FOR DUAL CLEANING MEDIA

									
		  	Granted	  	05-Feb-2002	  	10/049303	  	06-Nov-2003	  	0205261	  	31-Aug-2004	  	6782902	  	Diamond Power International, Inc.
			
	7020	  		  	 HYDRAULIC LOADING SYSTEM FOR BALL AND RING PULVERIZERS

									
		  	Granted	  	07-Sep-2001	  	09/948823	  	13-Mar-2003	  	03/0047629	  	26-Aug-2003	  	6609669	  	Babcock & Wilcox Power Generation Group, Inc.
			
	7022	  		  	 OSCILLATING SOOTBLOWER MECHANISM

									
		  	Granted	  	19-Jul-2002	  	10/199626	  	23-Jan-2003	  	03-0015151	  	10-Jun-2003	  	6575122	  	Diamond Power International, Inc.

  

	*	McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc. April 20, 2010 


	

 Babcock & Wilcox Nuclear Power Generation Group, changed its name to
Babcock & Wilcox Nuclear Energy, Inc. April 29, 2010 
 The Babcock & Wilcox Company changed its name to
Babcock & Wilcox Power Generation Group, Inc. November 20, 2007 
 Babcock & Wilcox Modular Nuclear Energy LLC
merged into Babcock & Wilcox Nuclear Energy, Inc. June 30, 2011 

  

			
	Monday, May 21, 2012        Prepared by AMSaus	 	Page 13 of 31










 The Babcock & Wilcox Company Active U.S. Patents and Applications

  


																	
	 CASE NO
   SubCase
     STATUS
	  	 FILE DATE
	  	 APP NO
	  	 PUB DATE
	  	 PUB NO
	  	 ISSUE DATE
	  	 PAT NO
	  	 OWNER

			
	7025	  		  	 FURNACE VIDEO CAMERA APPARATUS

									
		  	Granted	  	26-Sep-1997	  	08/938195	  		  		  	30-May-2000	  	6069652	  	Diamond Power International, Inc.
									
	A	  	Granted	  	08-Dec-1999	  	09/456638	  		  		  	29-May-2001	  	6239831	  	Diamond Power International, Inc.
									
	A1	  	Granted	  	06-Oct-2000	  	09/680578	  		  		  	17-Aug-2004	  	6778209	  	Diamond Power International, Inc.
									
	A2	  	Granted	  	10-Jan-2001	  	09/758019	  	16-Aug-2001	  	0013892	  	19-Oct-2004	  	6806900	  	Diamond Power International, Inc.
			
	7029	  		  	 LASER WELDED BOILER TUBE WALL PANELS

									
		  	Granted	  	19-Jun-2002	  	10/175297	  	25-Dec-2003	  	20030234241	  	08-Feb-2005	  	6852945	  	Babcock & Wilcox Power Generation Group, Inc.
			
	7033	  		  	 TWO-FLUTED HOUSING LINER

									
		  	Granted	  	25-Jan-2002	  	10/056825	  	31-Jul-2003	  	03-0141396	  	31-Aug-2004	  	6783091	  	Babcock & Wilcox Power Generation Group, Inc.
			
	7035	  		  	 DUAL FUEL BURNER FOR A SHORTENED FLAME AND REDUCED POLLUTANT EMISSIONS

									
		  	Granted	  	21-May-2003	  	10/443287	  	25-Nov-2004	  	040234912	  	04-Oct-2005	  	6951454	  	Babcock & Wilcox Power Generation Group, Inc.
			
	7036	  		  	 COMPACT FOOTPRINT CFB WITH MECHANICAL DUST COLLECTOR

									
		  	Granted	  	30-Apr-2002	  	10/135432	  	30-Oct-2003	  	20030202913	  	08-Mar-2005	  	6863703	  	Babcock & Wilcox Power Generation Group, Inc.
			
	7041	  		  	 METHOD OF CONVERTING A DOWNFLOW/UPFLOW WET FLUE GAS DESULFURIZATION (WFGD) SYSTEM TO AN UPFLOW SINGLE-LOOP WFGD
SYSTEM

									
		  	Granted	  	16-Jul-2002	  	10/196597	  	22-Jan-2004	  	04-0011200	  	27-Apr-2004	  	6726748	  	Babcock & Wilcox Power Generation Group, Inc.
			
	7042	  		  	 IMPROVED COLLECTION SCOOP FOR FGD BLEED STREAM OR EX SITU OXIDATION

									
		  	Granted	  	10-Jun-2002	  	10/166589	  	11-Dec-2003	  	03-0228247	  	24-Feb-2004	  	6695018	  	Babcock & Wilcox Power Generation Group, Inc.
									
	D1	  	Granted	  	16-Dec-2003	  	10/736914	  	08-Jul-2004	  	040131526	  	09-Aug-2005	  	6926870	  	Babcock & Wilcox Power Generation Group, Inc.
									
	D2	  	Granted	  	16-Dec-2003	  	10/737499	  	08-Jul-2004	  	040131525	  	13-Nov-2007	  	7294322	  	Babcock & Wilcox Power Generation Group, Inc.
			
	7043	  		  	 BUBBLE CAP ASSEMBLY

									
		  	Granted	  	29-May-2003	  	10/447895	  	02-Dec-2004	  	20040237858 A1	  	22-Mar-2005	  	6868795	  	Blasch Precision Ceramics, Inc.
			
	7047	  		  	 EMISSIVITY PROBE

									
		  	Granted	  	13-Aug-2002	  	10/218067	  	19-Feb-2004	  	20040032583 A1	  	21-Jun-2005	  	6909495	  	Diamond Power International, Inc.
			
	7048	  		  	 FLUE GAS DESULFURIZATION SYSTEM WITH A STEPPED TRAY

									
		  	Granted	  	24-Oct-2002	  	10/279425	  	29-Apr-2004	  	04-0079235	  	02-Aug-2005	  	6923852	  	Babcock & Wilcox Power Generation Group, Inc.

  

	*	McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc. April 20, 2010 


Babcock & Wilcox Nuclear Power Generation Group, changed its name to Babcock & Wilcox Nuclear Energy, Inc. April 29, 2010

 The Babcock & Wilcox Company changed its name to Babcock & Wilcox Power Generation Group, Inc. November 20, 2007

 Babcock & Wilcox Modular Nuclear Energy LLC merged into Babcock & Wilcox Nuclear Energy, Inc. June 30, 2011


  

			
	Monday, May 21, 2012        Prepared by AMSaus	 	Page 14 of 31










 The Babcock & Wilcox Company Active U.S. Patents and Applications

  


																	
	 CASE NO
   SubCase
     STATUS
	  	 FILE DATE
	  	 APP NO
	  	 PUB DATE
	  	 PUB NO
	  	 ISSUE DATE
	  	 PAT NO
	  	 OWNER

			
	7052	  		  	 PASSIVE SYSTEM FOR OPTIMAL NOx REDUCTION VIA SELECTIVE CATALYTIC REDUCTION

									
		  	Granted	  	06-Sep-2002	  	10/236854	  	11-Mar-2004	  	04-0045513	  	04-Apr-2006	  	7021248	  	Babcock & Wilcox Power Generation Group, Inc.
			
	7060	  		  	 INTERMITTENT MIXER WITH LOW PRESSURE DROP

									
		  	Granted	  	18-Mar-2003	  	10/391393	  	23-Sep-2004	  	040182052	  	20-Sep-2005	  	6946011	  	Babcock & Wilcox Power Generation Group, Inc.
									
	D1	  	Granted	  	03-Aug-2005	  	11/196084	  	15-Dec-2005	  	050274413	  	06-Nov-2007	  	7291194	  	Babcock & Wilcox Power Generation Group, Inc.
									
	D2	  	Granted	  	03-Aug-2005	  	11/196075	  	08-Dec-2005	  	050268964	  	30-Oct-2007	  	7288128	  	Babcock & Wilcox Power Generation Group, Inc.
			
	7062	  		  	 UNBURNED CARBON AND OTHER COMBUSTIBLES

									
	C1	  	Granted	  	06-Oct-1997	  	08/944120	  		  		  	30-Jun-1998	  	5774176	  	Diamond Power International, Inc.
									
	C2	  	Granted	  	08-Sep-1997	  	08/925340	  		  		  	23-Nov-1999	  	5988079	  	Diamond Power International, Inc.
			
	7063	  		  	 COMBUSTION OPTIMIZATION SYSTEM

									
		  	Granted	  	25-Jan-1996	  	08/591012	  		  		  	18-Aug-1998	  	5794549	  	Diamond Power International, Inc.
			
	7064	  		  	 SOOTBLOWING OPTIMIZATION SYSTEM

									
		  	Granted	  	09-Nov-1999	  	09/436944	  		  		  	04-Dec-2001	  	6325025	  	Diamond Power International, Inc.
									
	D	  	Granted	  	01-Aug-2001	  	09/920697	  	10-Jan-2002	  	0002956	  	30-Jul-2002	  	6425352	  	Diamond Power International, Inc.
			
	7065	  		  	 ASH HANDLING SYSTEM

									
		  	Granted	  	18-Oct-2000	  	09/691562	  		  		  	15-Jan-2002	  	6338306	  	Diamond Power International, Inc.
			
	7067	  		  	 IMPACT TYPE PARTICLE SEPARATOR MADE OF MUTUALLY INVERTED U-SHAPED ELEMENTS

									
		  	Granted	  	29-May-2003	  	10/447688	  	16-Dec-2004	  	20040250521	  	22-Mar-2005	  	6869459	  	Babcock & Wilcox Power Generation Group, Inc.
			
	7068	  		  	 SOOTBLOWER CONTROL BASED ON BOILER THERMAL EFFICIENCY OPTIMIZATION

									
		  	Granted	  	18-Dec-2003	  	10/739858	  	19-Aug-2004	  	0159270	  	16-Aug-2005	  	6928937	  	Diamond Power International, Inc.
			
	7070	  		  	 DEVICE FOR REGULATING AND CLEANING AN AIR INTAKE

									
		  	Granted	  	05-Sep-2000	  	09/623450	  		  		  	13-Aug-2002	  	6431125	  	Diamond Power International, Inc.
			
	7071	  		  	 ANTI-VIBRATION BARS FOR BOILER TUBES WITH PROTECTIVE SHIELDS

									
		  	Granted	  	17-Mar-2004	  	10/802688	  	26-Jan-2006	  	060016402	  	02-Oct-2007	  	7275589	  	Babcock & Wilcox Power Generation Group, Inc.
			
	7072	  		  	 DUAL PRESSURE RECOVERY BOILER

									
		  	Granted	  	20-Oct-2004	  	10/969125	  	20-Apr-2006	  	20060081199	  	17-Jul-2007	  	7243619	  	Babcock & Wilcox Power Generation Group, Inc.

  

	*	McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc. April 20, 2010 


Babcock & Wilcox Nuclear Power Generation Group, changed its name to Babcock & Wilcox Nuclear Energy, Inc. April 29, 2010

 The Babcock & Wilcox Company changed its name to Babcock & Wilcox Power Generation Group, Inc. November 20, 2007

 Babcock & Wilcox Modular Nuclear Energy LLC merged into Babcock & Wilcox Nuclear Energy, Inc. June 30, 2011


  

			
	Monday, May 21, 2012        Prepared by AMSaus	 	Page 15 of 31










 The Babcock & Wilcox Company Active U.S. Patents and Applications

  


																	
	 CASE NO
   SubCase
     STATUS
	  	 FILE DATE
	  	 APP NO
	  	 PUB DATE
	  	 PUB NO
	  	 ISSUE DATE
	  	 PAT NO
	  	 OWNER

			
	7073	  		  	 SPLIT RING CASTING FOR BOILER TUBES WITH TUBE SHIELDS

									
		  	Granted	  	17-Mar-2004	  	10/802474	  	22-Sep-2005	  	050205018	  	27-Feb-2007	  	7182045	  	Babcock & Wilcox Power Generation Group, Inc.
			
	7075	  		  	 RE-ORIENTED OVER FIRE AIR PORTS FOR REDUCTION OF NOx PRODUCTION FROM PULVERIZED COAL-FIRED BURNERS

									
		  	Granted	  	29-Jan-2004	  	10/767978	  	04-Aug-2005	  	05-0166867	  	01-Dec-2009	  	7624707	  	Babcock & Wilcox Power Generation Group, Inc.
			
	7086	  		  	 SOOTBLOWER NOZZLE ASSEMBLY WITH NOZZLES HAVING DIFFERENT GEOMETRIES

									
		  	Granted	  	24-Mar-2004	  	10/808047	  	11-Nov-2004	  	0222324	  	18-Apr-2006	  	7028926	  	Diamond Power International, Inc.
			
	7087	  		  	 ASSEMBLY AND METHOD FOR REMOVING A DEVICE FROM A BOILER

									
		  	Granted	  	15-Jun-2005	  	11/153671	  	16-Feb-2006	  	20060032468 A1	  	29-Dec-2009	  	7637002	  	Diamond Power International, Inc.
			
	7088	  		  	 BAFFLE FOR INCREASED CAPTURE OF POPCORN ASH IN ECONOMIZER HOPPERS

									
		  	Granted	  	10-Jan-2005	  	11/033085	  	14-Jul-2005	  	05-0150439	  	05-Sep-2006	  	7100521	  	Babcock & Wilcox Power Generation Group, Inc.
			
	7097	  		  	 IN-FURNACE REDUCTION OF NITROGEN OXIDE BY MIXED FUELS INVOLVING A BIOMASS DERIVATIVE

									
		  	Published	  	27-Jun-2006	  	11/426906	  	15-Feb-2007	  	20070034126	  		  		  	The Babcock & Wilcox Company Ole Miss
			
	7098	  		  	 SNCR DISTRIBUTION GRID

									
		  	Granted	  	12-Nov-2008	  	11/577171	  	05-Mar-2009	  	20090060806	  	14-Feb-2012	  	8114359	  	Babcock & Wilcox Power Generation Group, Inc.
			
	7100	  		  	 BURNER WITH CENTER AIR JET

									
		  	Granted	  	30-Jun-2005	  	11/171027	  	04-Jan-2007	  	20070003889	  	07-Oct-2008	  	7430970	  	Babcock & Wilcox Power Generation Group, Inc.
			
	7101	  		  	 SOOTBLOWER FRAME ASSEMBLY

									
		  	Granted	  	20-Dec-2005	  	10/561569	  	28-Dec-2006	  	20060288515 A1	  	16-Nov-2010	  	7832366	  	Diamond Power International, Inc.
			
	7105	  		  	 OXY-FUEL REBURN: A METHOD FOR NOx REDUCTION BY FUEL REBURNING WITH OXYGEN

									
		  	Granted	  	18-Jul-2005	  	11/183512	  	16-Nov-2006	  	20060257800	  	17-Feb-2009	  	7491055	  	Babcock & Wilcox Power Generation Group, Inc.
			
	7106	  		  	 CARRIER AIR HEATING SYSTEM FOR SCR

									
		  	Granted	  	13-Apr-2005	  	11/105053	  	19-Oct-2006	  	06-0234173	  	15-Sep-2009	  	7588440	  	The Babcock & Wilcox Company
			
	7107	  		  	 WETTED PARTICLE AND DROPLET IMPINGEMENT

									
		  	Granted	  	23-Sep-2004	  	10/948478	  	23-Mar-2006	  	20060060088 A1	  	16-Oct-2007	  	7282087	  	Babcock & Wilcox Power Generation Group, Inc.
			
	7110	  		  	 PORT RODDER WITH VELOCITY DAMPER

									
		  	Granted	  	26-May-2005	  	11/138574	  	01-Dec-2005	  	050263047	  	01-Jul-2008	  	7392751	  	Diamond Power International, Inc.

  

	*	McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc. April 20, 2010 


Babcock & Wilcox Nuclear Power Generation Group, changed its name to Babcock & Wilcox Nuclear Energy, Inc. April 29, 2010

 The Babcock & Wilcox Company changed its name to Babcock & Wilcox Power Generation Group, Inc. November 20, 2007

 Babcock & Wilcox Modular Nuclear Energy LLC merged into Babcock & Wilcox Nuclear Energy, Inc. June 30, 2011


  

			
	Monday, May 21, 2012        Prepared by AMSaus	 	Page 16 of 31










 The Babcock & Wilcox Company Active U.S. Patents and Applications

  


																	
	CASE NO	  	 	  	 	  	 	  	 	  	 	  	 	  	 
	  SubCase	  	 	  	 	  	 	  	 	  	 	  	 	  	 	  	 
	     STATUS
	  	 FILE DATE
	  	 APP NO
	  	 PUB DATE
	  	 PUB NO
	  	 ISSUE DATE
	  	 PAT NO
	  	 OWNER

			
	7111	  		  	 RETRACTABLE LIQUOR GUN FOR A RECOVERY FURNACE

									
		  	Granted	  	26-May-2005	  	11/138044	  	01-Dec-2005	  	050263108	  	13-Jan-2009	  	7475645	  	Diamond Power International, Inc.
			
	7112	  		  	 DETONATION / DEFLAGRATION SOOTBLOWER

									
		  	Granted	  	14-Jun-2005	  	11/152577	  	12-Jan-2006	  	060005786	  	22-Apr-2008	  	7360508	  	Diamond Power International, Inc.
			
	7113	  		  	 ABSORBER TOWER METAL HOOD TO CONCRETE SHELL ATTACHMENT

									
		  	Granted	  	10-Feb-2005	  	11/055760	  	24-Aug-2006	  	06-0185320	  	04-May-2010	  	7707782	  	The Babcock & Wilcox Company
			
	7117	  		  	 BOILER WALL BOX COOLING SYSTEM

									
		  	Granted	  	24-Jun-2004	  	10/876132	  		  		  	09-Aug-2005	  	6925969	  	Diamond Power International, Inc.
			
	7118	  		  	 TUNNELED MULTI-BLADE SWIRLER FOR LIQUID FUEL ATOMIZATION

									
		  	Granted	  	08-Jun-2005	  	11/100731	  	14-Dec-2006	  	06-0281036	  	06-May-2008	  	7367798	  	Babcock & Wilcox Power Generation Group, Inc.
			
	7122	  		  	 HEAT EXCHANGER FRAMEWORK

									
		  	Granted	  	17-Jul-2006	  	11/487624	  	31-Jan-2008	  	20080022949	  	16-Dec-2008	  	7464671	  	Babcock & Wilcox Power Generation Group, Inc.
			
	7124	  		  	 PASSIVE MIXING DEVICE FOR STAGED COMBUSTION OF GASEOUS BOILER FUELS

									
		  	Granted	  	11-Jul-2007	  	11/775919	  	15-Jan-2009	  	20090017402	  	24-Feb-2009	  	7493876	  	The Babcock & Wilcox Company
			
	7126	  		  	 STEAM/WATER CONICAL CYCLONE SEPARATOR

									
		  	Granted	  	05-Jul-2007	  	11/753335	  	08-Jan-2009	  	09-0010721	  	29-Dec-2009	  	7637699	  	The Babcock & Wilcox Company
			
	7128	  		  	 LOW NOx CYCLONE FURNACE STEAM GENERATOR

									
		  	Granted	  	25-Jan-2008	  	11/720506	  	05-Jun-2008	  	20080127869	  	19-Apr-2011	  	7926432	  	The Babcock & Wilcox Company
			
	7136	  		  	 ENHANCEMENT OF CONVENTIONAL SCR AND SNCR PROCESSES WITH AMMONIA DESTRUCTION CATALYST

									
		  	Granted	  	07-Apr-2008	  	12/098623	  	08-Oct-2009	  	20090252665	  	08-Mar-2011	  	7901647	  	Babcock & Wilcox Power Generation Group, Inc.
			
	7144	  		  	 STEAM GENERATOR TO CONTAIN AND COOL SYNTHESIS GAS

									
		  	Granted	  	27-Jul-2005	  	11/191183	  	17-Jan-2008	  	20080011247	  	26-Apr-2011	  	7931710	  	The Babcock & Wilcox Company
			
	7145	  		  	 RECOVERY BOILER COMBUSTION AIR SYSTEM WITH INTERMEDIATE AIR PORTS VERTICALLY ALIGNED WITH MULTIPLE LEVELS OF TERTIARY AIR
PORTS

									
		  	Published	  	30-Mar-2007	  	11/694125	  	02-Oct-2008	  	20080236459	  		  		  	The Babcock & Wilcox Company
			
	7146	  		  	 LARGE DIAMETER MID-ZONE AIR SEPARATION CONE FOR EXPANDING IRZ

									
		  	Granted	  	01-Jun-2006	  	11/444779	  	06-Dec-2007	  	20070281265	  	14-Feb-2012	  	8113824	  	Babcock & Wilcox Power Generation Group, Inc.

  

	*	McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc. April 20, 2010 


Babcock & Wilcox Nuclear Power Generation Group, changed its name to Babcock & Wilcox Nuclear Energy, Inc. April 29, 2010

 The Babcock & Wilcox Company changed its name to Babcock & Wilcox Power Generation Group, Inc. November 20, 2007

 Babcock & Wilcox Modular Nuclear Energy LLC merged into Babcock & Wilcox Nuclear Energy, Inc. June 30, 2011


  

			
	Monday, May 21, 2012        Prepared by AMSaus	 	Page 17 of 31










 The Babcock & Wilcox Company Active U.S. Patents and Applications

  


																	
	CASE NO	  	 	  	 	  	 	  	 	  	 	  	 	  	 
	  SubCase	  	 	  	 	  	 	  	 	  	 	  	 	  	 	  	 
	     STATUS
	  	 FILE DATE
	  	 APP NO
	  	 PUB DATE
	  	 PUB NO
	  	 ISSUE DATE
	  	 PAT NO
	  	 OWNER

			
	7148	  		  	 CIRCULATION SYSTEM FOR SLIDING PRESSURE STEAM GENERATOR

									
		  	Granted	  	07-Jun-2006	  	11/448648	  	13-Dec-2007	  	07-0283906	  	15-Sep-2009	  	7587996	  	The Babcock & Wilcox Company
			
	7149	  		  	 LINK TYPE SEISMIC TIE FOR BOILERS

									
		  	Granted	  	03-May-2007	  	11/743722	  	06-Nov-2008	  	08-0271686	  	25-May-2010	  	7721680	  	Babcock & Wilcox Power Generation Group, Inc.
			
	7150	  		  	 ASSEMBLY FOR ASH SEPARATION FROM FLUE GAS

									
		  	Granted	  	27-Feb-2007	  	11/711509	  	28-Aug-2008	  	08-0202077	  	10-Nov-2009	  	7615086	  	Babcock & Wilcox Power Generation Group, Inc.
			
	7155	  		  	 RADIANT SYNGAS COOLER

									
		  	Granted	  	26-Oct-2006	  	11/588045	  	31-May-2007	  	070119577	  	15-Sep-2009	  	7587995	  	The Babcock & Wilcox Company
			
	7159	  		  	 HYBRID WET ELECTROSTATIC PRECIPITATOR (HWESP)

									
		  	Granted	  	27-Mar-2008	  	12/056417	  	01-Oct-2009	  	20090241781	  	15-Dec-2009	  	7632341	  	Babcock & Wilcox Power Generation Group, Inc.
			
	7160	  		  	 APPARATUS FOR CLEANING A SMELT SPOUT OF A COMBUSTION DEVICE (BLADERUNNER)

									
		  	Granted	  	24-May-2006	  	11/439674	  	29-Nov-2007	  	20070272130	  	15-Jun-2010	  	7735435	  	Diamond Power International, Inc.
			
	7164	  		  	 Process for controlling the moisture concentration of a combustion flue gas

									
		  	Granted	  	11-Apr-2007	  	11/733942	  	18-Oct-2007	  	0243119	  	08-Sep-2009	  	7585476	  	The Babcock & Wilcox Company
			
	7166	  		  	 INTEGRATED FLUIDIZED BED ASH COOLER

									
		  	Granted	  	19-Apr-2006	  	11/406765	  	13-Dec-2007	  	20070283902	  	16-Dec-2008	  	7464669	  	Babcock & Wilcox Power Generation Group, Inc.
			
	7170	  		  	 COMBUSTION SYSTEM AND PROCESS

									
		  	Published	  	15-Nov-2007	  	11/940575	  	02-Apr-2009	  	20090084294	  		  		  	Babcock & Wilcox Power Generation Group, Inc.
			
	7171	  		  	 END SUPPORT CONFIGURATION FOR STEAM TUBES OF A SUPERHEATER OR REHEATER

									
		  	Granted	  	26-Apr-2007	  	11/740340	  	30-Oct-2008	  	080264358	  	14-Jul-2009	  	7559294	  	Babcock & Wilcox Power Generation Group, Inc.
			
	7174	  		  	 SELF SUPPORTING REINFORCED HEADER PIPE

									
		  	Granted	  	15-Mar-2007	  	11/686437	  	27-Sep-2007	  	07-0221279	  	08-Jun-2010	  	7730908	  	Babcock & Wilcox Power Generation Group, Inc.
			
	7180	  		  	 MULTIPLE PASS ECONOMIZER AND METHOD FOR SCR TEMPERATURE CONTROL

									
		  	Granted	  	09-May-2006	  	11/430761	  	15-Nov-2007	  	07-0261646	  	25-Aug-2009	  	7578265	  	The Babcock & Wilcox Company
									
	 C
	  	Granted	  	03-Oct-2006	  	11/542413	  	15-Nov-2007	  	07-0261647	  	29-Dec-2009	  	7637233	  	The Babcock & Wilcox Company
			
	7181	  		  	 METHOD OF MANUFACTURING A TUBULAR STRUCTURE

									
		  	Granted	  	17-May-2007	  	11/749967	  	05-Jun-2008	  	20080128580	  	15-Nov-2011	  	8056229	  	Babcock & Wilcox Canada Ltd.
		  		  		  		  		  		  		  		  	Babcock & Wilcox Power Generation Group, Inc.

  

	*	McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc. April 20, 2010 


Babcock & Wilcox Nuclear Power Generation Group, changed its name to Babcock & Wilcox Nuclear Energy, Inc. April 29, 2010

 The Babcock & Wilcox Company changed its name to Babcock & Wilcox Power Generation Group, Inc. November 20, 2007

 Babcock & Wilcox Modular Nuclear Energy LLC merged into Babcock & Wilcox Nuclear Energy, Inc. June 30, 2011


  

			
	Monday, May 21, 2012        Prepared by AMSaus	 	Page 18 of 31










 The Babcock & Wilcox Company Active U.S. Patents and Applications

  


																	
	CASE NO	  	 	  	 	  	 	  	 	  	 	  	 	  	 
	  SubCase	  	 	  	 	  	 	  	 	  	 	  	 	  	 	  	 
	     STATUS
	  	 FILE DATE
	  	 APP NO
	  	 PUB DATE
	  	 PUB NO
	  	 ISSUE DATE
	  	 PAT NO
	  	 OWNER

			
	7190	  		  	 STEPPED DOWN GAS MIXING DEVICE

									
		  	Published	  	03-Feb-2010	  	12/699407	  	04-Aug-2011	  	20110188338	  		  		  	Babcock & Wilcox Power Generation Group, Inc.
			
	7191	  		  	 COMPACT RADIAL PLATEN ARRANGEMENT FOR RADIANT SYNGAS COOLER

									
		  	Published	  	15-Aug-2007	  	11/839285	  	21-Feb-2008	  	20080041572	  		  		  	The Babcock & Wilcox Company
			
	7193	  		  	 SYNGAS COOLER CLEANING DEVICE

									
		  	Published	  	14-Aug-2007	  	11/838580	  	21-Feb-2008	  	20080041322	  		  		  	The Babcock & Wilcox Company
			
	7194	  		  	 SEALING ARRANGEMENT WITH A SEGMENTED SEAL AND PRESSURE RELIEF

									
		  	Granted	  	15-Aug-2007	  	11/839357	  	21-Feb-2008	  	20080042373	  	20-Mar-2012	  	8136544	  	Babcock & Wilcox Power Generation Group, Inc.
			
	7195	  		  	 CATALYST PARTICULATE DIVERTER

									
		  	Granted	  	07-Sep-2007	  	11/851443	  	12-Mar-2009	  	20090065414	  	30-Nov-2010	  	7842251	  	Babcock & Wilcox Power Generation Group, Inc.
			
	7200	  		  	 EXTENDED WATER LEVEL RANGE STEAM / WATER CONICAL CYCLONE SEPARATOR

									
		  	Granted	  	19-Sep-2007	  	11/857898	  	20-Mar-2008	  	20080069646	  	30-Nov-2010	  	7842113	  	Babcock & Wilcox Power Generation Group, Inc.
			
	7206	  		  	 RAPPER ALIGNMENT PLUG

									
		  	Published	  	27-Jun-2007	  	11/768941	  	01-Jan-2009	  	20090000770	  		  		  	The Babcock & Wilcox Company
			
	7207	  		  	 SPRAY DRYER ABSORBER AND RELATED PROCESSES

									
		  	Published	  	13-Sep-2007	  	11/854795	  	19-Mar-2009	  	20090074642	  		  		  	The Babcock & Wilcox Company
			
	7212	  		  	 CONTOURED FLAT STUD AND STUD ARRANGEMENT FOR CYCLONE SLAG TAPS

									
		  	Published	  	18-Jul-2008	  	12/175524	  	21-Jan-2010	  	20100012005	  		  		  	Babcock & Wilcox Power Generation Group, Inc.
			
	7214	  		  	 IN-SITU REGENERATION OF A CATALYST MASKED BY CALCIUM SULFATE

									
		  	Granted	  	26-Mar-2008	  	12/055439	  	01-Oct-2009	  	20090247392	  	01-Nov-2011	  	8048818	  	Babcock & Wilcox Power Generation Group, Inc.
			
	7219	  		  	 A LOW-TEMPERATURE, MOVING BED CATALYTIC REACTOR FOR CONTROL OF NOX EMISSIONS FROM COAL COMBUSTION

									
		  	Granted	  	18-Jul-2008	  	12/175540	  	05-Feb-2009	  	20090035200	  	17-Aug-2010	  	7776293	  	Babcock & Wilcox Power Generation Group, Inc.
			
	7223	  		  	 SEGREGATED IN-SITU FORCED OXIDATION WET FLUE GAS DESULFURIZATION FOR OXYGEN-FIRED FOSSIL FUEL COMBUSTION

									
		  	Published	  	12-Oct-2009	  	12/577456	  	14-Apr-2011	  	20110083592	  		  		  	Babcock & Wilcox Power Generation Group, Inc.
			
	7224	  		  	 SYSTEM AND METHOD FOR MINIMIZING NITROGEN OXIDE (NOx) EMISSIONS IN CYCLONE COMBUSTORS

									
		  	Published	  	29-May-2008	  	12/129052	  	08-Jan-2009	  	20090007827	  		  		  	Babcock & Wilcox Power Generation Group, Inc.
		  		  		  		  		  		  		  		  	American Air Liquide, Inc.

  

	*	McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc. April 20, 2010 


Babcock & Wilcox Nuclear Power Generation Group, changed its name to Babcock & Wilcox Nuclear Energy, Inc. April 29, 2010

 The Babcock & Wilcox Company changed its name to Babcock & Wilcox Power Generation Group, Inc. November 20, 2007

 Babcock & Wilcox Modular Nuclear Energy LLC merged into Babcock & Wilcox Nuclear Energy, Inc. June 30, 2011


  

			
	Monday, May 21, 2012        Prepared by AMSaus	 	Page 19 of 31










 The Babcock & Wilcox Company Active U.S. Patents and Applications

  


																	
	CASE NO	  	 	  	 	  	 	  	 	  	 	  	 	  	 
	  SubCase	  	 	  	 	  	 	  	 	  	 	  	 	  	 	  	 
	     STATUS
	  	 FILE DATE
	  	 APP NO
	  	 PUB DATE
	  	 PUB NO
	  	 ISSUE DATE
	  	 PAT NO
	  	 OWNER

			
	7227	  		  	 METHOD AND APPARATUS FOR PREPARING PULVERIZED COAL USED TO PRODUCE SYNTHESIS GAS

									
		  	Granted	  	01-Apr-2008	  	12/060459	  	09-Oct-2008	  	20080245076	  	23-Aug-2011	  	8001788	  	Babcock & Wilcox Power Generation Group, Inc.
			
	7228	  		  	 STEAM GENERATOR ARRANGEMENT

									
		  	Granted	  	11-Apr-2008	  	12/101513	  	16-Oct-2008	  	20080251037	  	25-Oct-2011	  	8042497	  	Babcock & Wilcox Power Generation Group, Inc.
			
	7230	  		  	 COIN RETRIEVAL FROM REFUSE

									
		  	Published	  	06-Aug-2007	  	11/834247	  	12-Feb-2009	  	20090038996	  		  		  	The Babcock & Wilcox Company
			
	7231	  		  	 TRI-SECTOR REGENERATIVE OXIDANT PREHEATER FOR OXY-FIRED PULVERIZED COAL COMBUSTION

									
		  	Published	  	08-Jul-2008	  	12/169168	  	15-Jan-2009	  	20090013941	  		  		  	Babcock & Wilcox Power Generation Group, Inc.
			
	7234	  		  	 CARBON OXIDE AND/OR SULFUR OXIDE CAPTURE IN A LIQUID ENVIRONMENT

									
		  	Published	  	13-Oct-2009	  	12/577806	  	29-Apr-2010	  	20100104492	  		  		  	Babcock & Wilcox Power Generation Group, Inc.
			
	7235	  		  	 RETRACTABLE ARTICULATING ROBOTIC SOOTBLOWER

									
		  	Granted	  	26-Feb-2009	  	12/393441	  	26-Aug-2010	  	20100212608 A1	  	15-May-2012	  	8176883	  	Diamond Power International, Inc.
			
	7237	  		  	 METHOD OF FORMING, INSERTING, AND PERMANENTLY BONDING RIBS IN BOILER TUBES

									
		  	Published	  	06-Jun-2008	  	12/134295	  	10-Dec-2009	  	20090301159	  		  		  	Babcock & Wilcox Power Generation Group, Inc.
			
	7238	  		  	 BLACK PLANT STEAM FURNACE INJECTION

									
		  	Granted	  	17-Jul-2008	  	12/175102	  	29-Jan-2009	  	20090025658	  	01-Nov-2011	  	8047162	  	Babcock & Wilcox Power Generation Group, Inc.
			
	7245	  		  	 SOOTBLOWER ISOLATION WALL BOX

									
		  	Published	  	17-Sep-2009	  	12/561488	  	17-Mar-2011	  	20110061611	  		  		  	 Babcock & Wilcox Power Generation Group, Inc.
 Diamond Power International, Inc.

			
	7247	  		  	 HEAT EXCHANGER

									
		  	Published	  	14-Jan-2009	  	12/353716	  	16-Jul-2009	  	20090178779	  		  		  	Babcock & Wilcox Power Generation Group, Inc.
			
	7249	  		  	 ENHANCED STEAM CYCLE UTILIZING A DUAL PRESSURE RECOVERY BOILER WITH REHEAT

									
		  	Published	  	26-Mar-2008	  	12/055832	  	01-Oct-2009	  	20090241860	  		  		  	Babcock & Wilcox Power Generation Group, Inc.
			
	7256	  		  	 OXY-COMBUSTION COAL FIRED BOILER AND METHOD OF TRANSITIONED BETWEEN AIR AND OXYGEN FIRING

									
		  	Published	  	13-Apr-2009	  	12/422685	  	15-Oct-2009	  	20090255450	  		  		  	Babcock & Wilcox Power Generation Group, Inc.
			
	7257	  		  	 ERECTION METHOD FOR SOLAR RECEIVER & SUPPORT TOWER

									
		  	Published	  	04-May-2009	  	12/435062	  	12-Nov-2009	  	20090276993	  		  		  	Babcock & Wilcox Power Generation Group, Inc.

  

	*	McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc. April 20, 2010 


Babcock & Wilcox Nuclear Power Generation Group, changed its name to Babcock & Wilcox Nuclear Energy, Inc. April 29, 2010

 The Babcock & Wilcox Company changed its name to Babcock & Wilcox Power Generation Group, Inc. November 20, 2007

 Babcock & Wilcox Modular Nuclear Energy LLC merged into Babcock & Wilcox Nuclear Energy, Inc. June 30, 2011


  

			
	Monday, May 21, 2012        Prepared by AMSaus	 	Page 20 of 31










 The Babcock & Wilcox Company Active U.S. Patents and Applications

  


																	
	CASE NO	  	 	  	 	  	 	  	 	  	 	  	 	  	 
	  SubCase	  	 	  	 	  	 	  	 	  	 	  	 	  	 	  	 
	     STATUS
	  	 FILE DATE
	  	 APP NO
	  	 PUB DATE
	  	 PUB NO
	  	 ISSUE DATE
	  	 PAT NO
	  	 OWNER

			
	7261	  		  	 WET SCRUBBER TRAY

									
		  	Published	  	13-Jun-2009	  	12/484187	  	17-Dec-2009	  	20090309245	  		  		  	Babcock & Wilcox Power Generation Group, Inc.
			
	7265	  		  	 ACCESS DOOR WITH INSIDE LATCH RELEASE

									
		  	Granted	  	22-Jan-2009	  	12/357743	  	22-Jul-2010	  	20100181781	  	20-Mar-2012	  	8136851	  	Babcock & Wilcox Power Generation Group, Inc.
			
	7266	  		  	 SHOP-ASSEMBLED SOLAR RECEIVER HEAT EXCHANGER

									
		  	Published	  	23-Oct-2009	  	12/605241	  	29-Apr-2010	  	20100101564 A1	  		  		  	Babcock & Wilcox Power Generation Group, Inc.
			
	7268	  		  	 BLADED BULLET COAL DIFFUSER WITH COAL LINE BALANCING DEVICE

									
		  	Published	  	09-Nov-2009	  	12/614480	  	20-May-2010	  	20100123027	  		  		  	Babcock & Wilcox Power Generation Group, Inc.
			
	7281	  		  	 IN-BED SOLIDS CONTROL VALVE

									
		  	Published	  	30-Sep-2009	  	12/570823	  	31-Mar-2011	  	20110073049	  		  		  	Babcock & Wilcox Power Generation Group, Inc.
			
	7283	  		  	 PRIMARY OXIDANT FEED TO OXY-FIRED CIRCULATING FLUIDIZED BED (CFB)

									
		  	Published	  	30-Sep-2009	  	12/571187	  	31-Mar-2011	  	20110073022	  		  		  	Babcock & Wilcox Power Generation Group, Inc.
			
	7284	  		  	 CIRCULATING FLUIDIZED BED (CFB) WITH IN-FURNACE SECONDARY AIR NOZZLES

									
		  	Published	  	30-Sep-2009	  	12/571279	  	31-Mar-2011	  	20110073050 A1	  		  		  	Babcock & Wilcox Power Generation Group, Inc.
			
	7287	  		  	 SYSTEM AND METHOD FOR SOFTENING WATER FOR USE IN A SCRUBBER

									
		  	Published	  	19-Jan-2010	  	12/689313	  	26-Aug-2010	  	20100212497	  		  		  	Babcock & Wilcox Power Generation Group, Inc.
			
	7288	  		  	 SYSTEM AND METHOD FOR PROTECTION OF SCR CATALYST AND CONTROL OF MULTIPLE EMISSIONS

									
		  	Published	  	21-Jan-2010	  	12/691527	  	28-Oct-2010	  	20100273643	  		  		  	Babcock & Wilcox Power Generation Group, Inc.
			
	7289	  		  	 INTEGRATED SPLIT STREAM WATERCOIL AIRHEATER & ECONOMIZER (IWE)

									
		  	Published	  	19-Oct-2009	  	12/581637	  	16-Sep-2010	  	20100229805	  		  		  	Babcock & Wilcox Power Generation Group, Inc.
			
	7290	  		  	 OXY-FUEL COMBUSTION OXIDANT HEATER INTERNAL ARRANGEMENT

									
		  	Pending	  	25-Feb-2010	  	12/712268	  		  		  		  		  	Babcock & Wilcox Power Generation Group, Inc.
			
	7294	  		  	 BIOMASS CENTER AIREJET(R) BURNER

									
		  	Published	  	26-Apr-2010	  	12/766991	  	04-Nov-2010	  	20100275824	  		  		  	Babcock & Wilcox Power Generation Group, Inc.
			
	7295	  		  	 SOOTBLOWER WITH PROGRESSIVE CLEANING ARC

									
		  	Granted	  	18-Dec-2009	  	12/642210	  		  		  	11-Jan-2011	  	7865996	  	Diamond Power International, Inc.

  

	*	McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc. April 20, 2010 


Babcock & Wilcox Nuclear Power Generation Group, changed its name to Babcock & Wilcox Nuclear Energy, Inc. April 29, 2010

 The Babcock & Wilcox Company changed its name to Babcock & Wilcox Power Generation Group, Inc. November 20, 2007

 Babcock & Wilcox Modular Nuclear Energy LLC merged into Babcock & Wilcox Nuclear Energy, Inc. June 30, 2011


  

			
	Monday, May 21, 2012        Prepared by AMSaus	 	Page 21 of 31










 The Babcock & Wilcox Company Active U.S. Patents and Applications

  


																	
	 CASE NO
   SubCase
     STATUS
	  	 FILE DATE
	  	 APP NO
	  	 PUB DATE
	  	 PUB NO
	  	 ISSUE DATE
	  	 PAT NO
	  	 OWNER

			
	7299	  		  	 SYSTEM FOR CONTROLLING COAL FLOW IN A COAL PULVERIZER

									
		  	Granted	  	22-Jun-2010	  	12/820481	  	23-Dec-2010	  	20100320298	  	20-Mar-2012	  	8136746	  	Babcock & Wilcox Power Generation Group, Inc.
			
	7302	  		  	 SYSTEM AND METHOD FOR PROTECTION OF SCR CATALYST

									
		  	Published	  	25-Aug-2009	  	12/547040	  	03-Mar-2011	  	20110048234	  		  		  	Babcock & Wilcox Power Generation Group, Inc.
			
	7303	  		  	 REDOX METHOD FOR CAPTURE OF TOTAL GASEOUS MERCURY BY WET FGD

									
		  	Granted	  	15-Jul-2010	  	12/837131	  	20-Jan-2011	  	20110014104	  	10-Jan-2012	  	8092766	  	Babcock & Wilcox Power Generation Group, Inc.
			
	7304	  		  	 WEAR-RESISTANT VALVE FOR TRANSPORTING PARTICULATE MATTER AND METHOD OF MAKING

									
		  	Published	  	27-Apr-2010	  	12/768133	  	27-Oct-2011	  	US201102592 51	  		  		  	Diamond Power International, Inc.
			
	7312	  		  	 EMERGENCY CORE COOLING SYSTEMS FOR PRESSURIZED WATER REACTOR

									
		  	Pending	  	23-Mar-2011	  	13/069657	  		  		  		  		  	Babcock & Wilcox Nuclear Energy, Inc.
			
	7313	  		  	 CHEMICAL COMPOUNDS FOR THE REMOVAL OF CARBON DIOXIDE FROM GASES

									
		  	Published	  	22-Mar-2011	  	13/069204	  	29-Sep-2011	  	20110232490	  		  		  	Babcock & Wilcox Power Generation Group, Inc.
			
	7319	  		  	 HYBRID WATER TREATMENT FOR HIGH TEMPERATURE STEAM GENERATORS

									
		  	Published	  	17-Mar-2010	  	12/725777	  	22-Sep-2011	  	20110229371	  		  		  	Babcock & Wilcox Power Generation Group, Inc.
			
	7322	  		  	 INTEGRATED FLUE GAS DEHUMIDIFICATION AND WET COOLING TOWER SYSTEM

									
		  	Granted	  	06-Jul-2010	  	12/830850	  		  		  	09-Aug-2011	  	7993615	  	Babcock & Wilcox Power Generation Group, Inc.
			
	7325	  		  	 COMPACT NUCLEAR REACTOR

									
		  	Published	  	25-Oct-2010	  	12/911572	  	29-Mar-2012	  	20120076254	  		  		  	Babcock & Wilcox Nuclear Energy, Inc.
			
	7326	  		  	 COMPACT NUCLEAR REACTOR WITH INTEGRAL STEAM GENERATOR

									
		  	Pending	  	27-Sep-2010	  	12/891317	  		  		  		  		  	Babcock & Wilcox Nuclear Energy, Inc.
		  		  		  		  		  		  		  		  	Babcock & Wilcox Canada Ltd.
			
	7327	  		  	 INTEGRAL HELICAL COIL PRESSURIZED WATER NUCLEAR REACTOR

									
		  	Published	  	08-Jun-2010	  	12/796626	  	16-Dec-2010	  	20100316181 A1	  		  		  	Babcock & Wilcox Nuclear Energy, Inc.
			
	7332	  		  	 VARIABLE INDUCTANCE CURRENT LIMITING REACTOR CONTROL SYSTEM FOR ELECTROSTATIC PRECIPITATOR

									
		  	Granted	  	22-Nov-1994	  	08/338631	  		  		  	06-Jan-1998	  	5705923	  	Babcock & Wilcox Power Generation Group, Inc.
			
	7333	  		  	 COLLECTOR PLATE FOR ELECTROSTATIC PRECIPITATOR

									
		  	Granted	  	28-Sep-1995	  	08/530300	  		  		  	09-Sep-1997	  	5665147	  	Babcock & Wilcox Power Generation Group, Inc.

  

	*	McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc. April 20, 2010 


Babcock & Wilcox Nuclear Power Generation Group, changed its name to Babcock & Wilcox Nuclear Energy, Inc. April 29, 2010

 The Babcock & Wilcox Company changed its name to Babcock & Wilcox Power Generation Group, Inc. November 20, 2007

 Babcock & Wilcox Modular Nuclear Energy LLC merged into Babcock & Wilcox Nuclear Energy, Inc. June 30, 2011


  

			
	Monday, May 21, 2012        Prepared by AMSaus	 	Page 22 of 31










 The Babcock & Wilcox Company Active U.S. Patents and Applications

  


																	
	 CASE NO
   SubCase
     STATUS
	  	 FILE DATE
	  	 APP NO
	  	 PUB DATE
	  	 PUB NO
	  	 ISSUE DATE
	  	 PAT NO
	  	 OWNER

			
	7334	  		  	 METHOD FOR CONTROLLING AN EVAPORATIVE GAS CONDITIONING SYSTEM

									
		  	Granted	  	10-Oct-1997	  	08/948912	  		  		  	14-Sep-1999	  	5950441	  	Babcock & Wilcox Power Generation Group, Inc.
									
	D	  	Granted	  	17-Sep-1998	  	09/156789	  		  		  	06-Apr-1999	  	5890369	  	Babcock & Wilcox Power Generation Group, Inc.
			
	7335	  		  	 METHOD AND SYSTEM FOR IMPROVED RAPPER CONTROL

									
		  	Granted	  	06-Jul-2001	  	09/900082	  	16-Jan-2003	  	20030010203	  	01-Apr-2003	  	6540812	  	Babcock & Wilcox Power Generation Group, Inc.
			
	7336	  		  	 AN APPARATUS AND METHOD FOR FILTERING VOLTAGE FOR AN ELECTROSTATIC PRECIPATOR

									
		  	Granted	  	19-Mar-2002	  	10/063099	  		  		  	26-Aug-2003	  	6611440	  	Babcock & Wilcox Power Generation Group, Inc.
			
	7338	  		  	 SYSTEM AND METHOD FOR APPLYING PARTIAL DISCHARGE ANALYSIS FOR ELECTROSTATIC PRECIPITATOR

									
		  	Granted	  	29-Dec-2005	  	11/321832	  	05-Jul-2007	  	20070151446	  	18-Nov-2008	  	7452403	  	Babcock & Wilcox Power Generation Group, Inc.
			
	7339	  		  	 AN ELECTROSTATIC PRECIPITATOR HAVING A SPARK CURRENT LIMITING RESISTORS AND METHOD FOR LIMITING SPARKING

									
		  	Granted	  	27-Feb-2007	  	11/679513	  	28-Aug-2008	  	20080202331	  	27-Apr-2010	  	7704302	  	Babcock & Wilcox Power Generation Group, Inc.
									
	D	  	Granted	  	15-Apr-2010	  	12/760820	  	13-Jan-2011	  	20110005388	  	30-Aug-2011	  	8007566	  	Babcock & Wilcox Power Generation Group, Inc.
			
	7341	  		  	 DISCHARGE ELECTRODE AND METHOD FOR ENHANCEMENT OF AN ELECTROSTATIC PRECIPITATOR

									
	C	  	Published	  	19-Dec-2008	  	12/339332	  	04-Jun-2009	  	20090139406	  		  		  	Babcock & Wilcox Power Generation Group, Inc.
			
	7343	  		  	 SYSTEM AND METHOD FOR LOCATING SPARKS IN ELECTROSTATIC PRECIPITATORS

									
		  	Published	  	12-Nov-2008	  	12/269104	  	13-May-2010	  	20100116127	  		  		  	Babcock & Wilcox Power Generation Group, Inc.
			
	7346	  		  	 METHOD AND SYSTEM TO FACILITATE IMPROVING ELECTROSTATIC PRECIPITATOR PERFORMANCE

									
		  	Granted	  	14-Jun-2007	  	11/763195	  	18-Dec-2008	  	20080307974 A1	  	02-Feb-2010	  	7655068	  	Babcock & Wilcox Power Generation Group, Inc.
			
	7348	  		  	 APPARATUS AND ARRANGEMENT FOR HOUSING VOLTAGE CONDITIONING AND FILTERING CIRCUITRY COMPONENTS FOR AN ELECTROSTATIC
PRECIPITATOR

									
		  	Granted	  	20-Aug-2009	  	12/544608	  	24-Feb-2011	  	20110043999	  	16-Aug-2011	  	8000102	  	Babcock & Wilcox Power Generation Group, Inc.
			
	7353	  		  	 SYSTEMS AND METHODS FOR MONITORING A RAPPING PROCESS

									
		  	Published	  	03-Sep-2008	  	12/203713	  	04-Mar-2010	  	20100057269	  		  		  	Babcock & Wilcox Power Generation Group, Inc.
			
	7355	  		  	 COLLECTING PLATE CLEANING USING A RESONANT FREQUENCY WAVE APPLICATION

									
		  	Published	  	17-Dec-2009	  	12/640253	  	23-Jun-2011	  	20110146486	  		  		  	Babcock & Wilcox Power Generation Group, Inc.

  

	*	McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc. April 20, 2010 


Babcock & Wilcox Nuclear Power Generation Group, changed its name to Babcock & Wilcox Nuclear Energy, Inc. April 29, 2010

 The Babcock & Wilcox Company changed its name to Babcock & Wilcox Power Generation Group, Inc. November 20, 2007

 Babcock & Wilcox Modular Nuclear Energy LLC merged into Babcock & Wilcox Nuclear Energy, Inc. June 30, 2011


  

			
	Monday, May 21, 2012        Prepared by AMSaus	 	Page 23 of 31










 The Babcock & Wilcox Company Active U.S. Patents and Applications

  


																	
	 CASE NO
   SubCase
     STATUS
	  	 FILE DATE
	  	 APP NO
	  	 PUB DATE
	  	 PUB NO
	  	 ISSUE DATE
	  	 PAT NO
	  	 OWNER

			
	7361	  		  	 PNEUMATIC FLOW DELIVERY OF WATER TO HUMIDIFICATION PERMEATION TUBE OR VAPORIZER FOR ELEMENTAL Hg GAS

									
		  	Published	  	29-Jun-2007	  	11/824089	  	01-Jan-2009	  	20090000349	  		  		  	Babcock & Wilcox Power Generation Group, Inc.
			
	7365	  		  	 APPARATUS FOR USE IN SAMPLE MONITORING

									
		  	Granted	  	08-Aug-2008	  	12/188672	  	11-Feb-2010	  	20100031729 A1	  	20-Sep-2011	  	8020457	  	Babcock & Wilcox Power Generation Group, Inc.
			
	7367	  		  	 CALIBRATION SYSTEM AND METHOD OF USING MID-IR LASER MEASURE AND MONITOR EXHAUST POLLUTANT

									
		  	Published	  	09-Dec-2009	  	12/633862	  	09-Jun-2011	  	20110132063	  		  		  	Babcock & Wilcox Power Generation Group, Inc.
			
	7368	  		  	 SYSTEMS AND METHODS FOR ACCESSING DATA FROM A DATABASE

									
		  	Published	  	25-Jun-2009	  	12/491324	  	30-Dec-2010	  	20100332469	  		  		  	Babcock & Wilcox Power Generation Group, Inc.
			
	7371	  		  	 SYSTEM AND METHOD FOR STABILIZING A SENSOR

									
		  	Published	  	20-Jan-2010	  	12/690744	  	21-Jul-2011	  	20110174053	  		  		  	Babcock & Wilcox Power Generation Group, Inc.
			
	7372	  		  	 CLEANING SYSTEM AND METHOD FOR CONTINUOUS EMISSIONS MONITORING EQUIPMENT

									
		  	Granted	  	02-Oct-2006	  	11/541970	  	03-Apr-2008	  	20080078260	  	21-Jul-2009	  	7562556	  	Babcock & Wilcox Power Generation Group, Inc.
			
	7373	  		  	 SYSTEM, METHODS AND COMPUTER PROGRAM FOR CONTINUOUS EMISSIONS MONITORING ON-LINE (NetDAHS)

									
		  	Granted	  	12-May-2004	  	10/709543	  	01-Dec-2005	  	20050267642	  	20-Feb-2007	  	7181320	  	Babcock & Wilcox Power Generation Group, Inc.
			
	7376	  		  	 SYSTEM AND METHOD FOR PROTECTION OF SCR CATALYST AND CONTROL OF MULTIPLE EMISSIONS

									
		  	Published	  	21-Oct-2010	  	12/909753	  	26-Apr-2012	  	20120100052	  		  		  	Babcock & Wilcox Power Generation Group, Inc.
			
	7377	  		  	 CATALYSTS POSSESSIGN AN IMPROVED RESISTANCE TO POISONING

									
		  	Pending	  	25-Jul-2011	  	13/190105	  		  		  		  		  	Babcock & Wilcox Power Generation Group, Inc.
									
	P	  	Pending	  	30-May-2011	  	61/491292	  		  		  		  		  	Babcock & Wilcox Power Generation Group, Inc.
			
	7382	  		  	 INTEGRATED FLUE GAS DEHUMIDIFICATION AND WET COOLING TOWER SYSTEM

									
		  	Published	  	08-Jul-2011	  	13/178576	  	23-Feb-2012	  	20120042779	  		  		  	Babcock & Wilcox Power Generation Group, Inc.
			
	7386	  		  	 TERMINAL ELEMENTS FOR COUPLING CONNECTING RODS AND CONTROL RODS IN CONTROL ROD ASSEMBLIES FOR A NUCLEAR
REACTOR

									
		  	Published	  	24-Aug-2010	  	12/862124	  	01-Mar-2012	  	20120051482	  		  		  	Babcock & Wilcox Nuclear Energy, Inc.

  

	*	McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc. April 20, 2010 


Babcock & Wilcox Nuclear Power Generation Group, changed its name to Babcock & Wilcox Nuclear Energy, Inc. April 29, 2010

 The Babcock & Wilcox Company changed its name to Babcock & Wilcox Power Generation Group, Inc. November 20, 2007

 Babcock & Wilcox Modular Nuclear Energy LLC merged into Babcock & Wilcox Nuclear Energy, Inc. June 30, 2011


  

			
	Monday, May 21, 2012        Prepared by AMSaus	 	Page 24 of 31










 The Babcock & Wilcox Company Active U.S. Patents and Applications

  


																	
	 CASE NO
   SubCase
     STATUS
	  	 FILE DATE
	  	 APP NO
	  	 PUB DATE
	  	 PUB NO
	  	 ISSUE DATE
	  	 PAT NO
	  	 OWNER

			
	7387	  		  	 SUPPORT STRUCTURE FOR A CONTROL ROD ASSEMBLY OF A NUCLEAR REACTOR

									
		  	Published	  	21-Oct-2010	  	12/909252	  	26-Apr-2012	  	20120099691	  		  		  	Babcock & Wilcox Nuclear Energy, Inc.
			
	7388	  		  	 CONTROL ROD/CONTROL ROD DRIVE MECHANISM COUPLINGS

									
		  	Pending	  	07-Oct-2010	  	12/899739	  		  		  		  		  	Babcock & Wilcox Nuclear Energy, Inc.
		  		  		  		  		  		  		  		  	Babcock & Wilcox Nuclear Operations Group, Inc.
			
	7389	  		  	 SHAFT-TO-ROLLER ATTACHMENT FOR CLINKER GRINDER ROLLER

									
		  	Pending	  	18-Oct-2011	  	13/275826	  		  		  		  		  	Diamond Power International, Inc.
			
	7390	  		  	 CONTROL SYSTEM AND METHOD FOR PRESSURIZED WATER REACTOR (PWR) AND PWR SYSTEMS INCLUDING SAME

									
		  	Pending	  	16-Dec-2010	  	12/970067	  		  		  		  		  	Babcock & Wilcox Nuclear Energy, Inc.
			
	7392	  		  	 NUCLEAR REACTOR REFUELING METHODS AND APPARATUSES

									
		  	Pending	  	19-Aug-2011	  	13/213389	  		  		  		  		  	Babcock & Wilcox Nuclear Energy, Inc.
			
	7397	  		  	 CONTROL ROD WITH OUTER HAFNIUM SKIN

									
		  	Pending	  	12-Dec-2011	  	13/316826	  		  		  		  		  	Babcock & Wilcox Nuclear Energy, Inc.
			
	7398	  		  	 EXTERNAL HEAT EXCHANGERS FOR DECAY HEAT REMOVAL

									
		  	Pending	  	15-Apr-2012	  	61/624326	  		  		  		  		  	Babcock & Wilcox Nuclear Energy, Inc.
			
	7399	  		  	 STEAM CYCLE EFFICIENCY IMPROVEMENT WITH PRE-ECONOMIZER

									
		  	Published	  	25-Aug-2011	  	13/217833	  	01-Mar-2012	  	20120048215	  		  		  	Babcock & Wilcox Power Generation Group, Inc.
			
	7405	  		  	 SOLAR RECEIVER WITH TWO SIDED HEAT ABSORPTION PANEL

									
	P	  	Pending	  	16-Nov-2011	  	61/560512	  		  		  		  		  	Babcock & Wilcox Power Generation Group, Inc.
			
	7406	  		  	 SOLAR RECEIVER WITH TWO-SIDED HEAT ABSORPTION PANEL

									
	P	  	Pending	  	16-Nov-2011	  	61/560527	  		  		  		  		  	Babcock & Wilcox Power Generation Group, Inc.
			
	7409	  		  	 HIGH EFFICIENCY SOLAR RECEIVER

									
	P	  	Pending	  	16-Nov-2011	  	61/560631	  		  		  		  		  	Babcock & Wilcox Power Generation Group, Inc.
			
	7413	  		  	 INTEGRATED EMERGENCY CORE COOLING CONDENSER FOR PRESSURIZED WATER REACTOR

									
		  	Pending	  	15-Jun-2011	  	13/161078	  		  		  		  		  	Babcock & Wilcox Nuclear Energy, Inc.
			
	7414	  		  	 COMPACT INTEGRAL PRESSURIZED WATER NUCLAR REACTOR

									
		  	Pending	  	13-Apr-2011	  	13/085527	  		  		  		  		  	Babcock & Wilcox Nuclear Energy, Inc.

  

	*	McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc. April 20, 2010 


Babcock & Wilcox Nuclear Power Generation Group, changed its name to Babcock & Wilcox Nuclear Energy, Inc. April 29, 2010

 The Babcock & Wilcox Company changed its name to Babcock & Wilcox Power Generation Group, Inc. November 20, 2007

 Babcock & Wilcox Modular Nuclear Energy LLC merged into Babcock & Wilcox Nuclear Energy, Inc. June 30, 2011


  

			
	Monday, May 21, 2012        Prepared by AMSaus	 	Page 25 of 31










 The Babcock & Wilcox Company Active U.S. Patents and Applications

  


																	
	 CASE NO
   SubCase
     STATUS
	  	 FILE DATE
	  	 APP NO
	  	 PUB DATE
	  	 PUB NO
	  	 ISSUE DATE
	  	 PAT NO
	  	 OWNER

			
	7416	  		  	 PRESSURIZER BAFFLE PLATE AND PRESSURIZED WATER REACTOR (PWR) EMPLOYING SAME

									
		  	Pending	  	16-May-2011	  	13/108734	  		  		  		  		  	Babcock & Wilcox Nuclear Energy, Inc.
		  		  		  		  		  		  		  		  	Babcock & Wilcox Canada Ltd.
			
	7418	  		  	 PRESSURIZED WATER REACTOR WITH UPPER VESSEL SECTION PROVIDING BOTH PRESSURE AND FLOW CONTROL

									
		  	Pending	  	17-May-2011	  	13/109120	  		  		  		  		  	Babcock & Wilcox Nuclear Energy, Inc.
			
	7419	  		  	 PLANT LAYOUT

									
		  	Pending	  	06-Feb-2012	  	13/366909	  		  		  		  		  	Babcock & Wilcox Nuclear Energy, Inc.
									
	P4	  	Pending	  	28-Jul-2011	  	61/512644	  		  		  		  		  	Babcock & Wilcox Nuclear Energy, Inc.
			
	7420DES	  		  	 REACTOR VESSEL

									
		  	Pending	  	07-Mar-2011	  	29/386966	  		  		  		  		  	Babcock & Wilcox Nuclear Energy, Inc.
			
	7421DES	  		  	 REACTOR VESSEL

									
		  	Pending	  	15-Apr-2011	  	29/389704	  		  		  		  		  	Babcock & Wilcox Nuclear Energy, Inc.
			
	7422	  		  	 PRESSURIZED WATER REACTOR WITH REACTOR COOLANT PUMPS OPERATING IN THE DOWNCOMER ANNULUS

									
		  	Pending	  	28-Jul-2011	  	13/192735	  		  		  		  		  	Babcock & Wilcox Nuclear Energy, Inc.
			
	7426	  		  	 SOLAR RECEIVER WITH FREEZE/SOLIDIFICATION PROTECTION SYSTEM

									
	P	  	Pending	  	16-Nov-2011	  	61/560538	  		  		  		  		  	Babcock & Wilcox Power Generation Group, Inc.
			
	7430	  		  	 SYSTEM AND METHOD FOR INCREASING THE SERVICE LIFE AND/OR CATALYTIC ACTIVITY OF AN SCR CATALYST AND CONTROL OF MULTIPLE
EMISSIONS

									
		  	Published	  	27-May-2011	  	13/117332	  	22-Sep-2011	  	20110229388	  		  		  	Babcock & Wilcox Power Generation Group, Inc.
			
	7432	  		  	 SPENT FUEL POOL WITH PASSIVE COOLING

									
	P	  	Pending	  	13-Apr-2012	  	61/623934	  		  		  		  		  	Babcock & Wilcox Nuclear Energy, Inc.
			
	7434	  		  	 DRY SORBENT INJECTION DURING STEADY-STATE CONDITIONS IN DRY SCRUBBER

									
	P	  	Pending	  	29-Sep-2011	  	61/540795	  		  		  		  		  	Babcock & Wilcox Power Generation Group, Inc.
			
	7436	  		  	 PRESSURIZED WATER REACTOR WITH REACTOR COLLANT PUMPS COMPRISING TURBO PUMPS DRIVEN BY EXTERNAL PUMPS

									
	P	  	Pending	  	16-Apr-2012	  	61/624942	  		  		  		  		  	Babcock & Wilcox Nuclear Energy, Inc.

  

	*	McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc. April 20, 2010 


Babcock & Wilcox Nuclear Power Generation Group, changed its name to Babcock & Wilcox Nuclear Energy, Inc. April 29, 2010

 The Babcock & Wilcox Company changed its name to Babcock & Wilcox Power Generation Group, Inc. November 20, 2007

 Babcock & Wilcox Modular Nuclear Energy LLC merged into Babcock & Wilcox Nuclear Energy, Inc. June 30, 2011


  

			
	Monday, May 21, 2012        Prepared by AMSaus	 	Page 26 of 31










 The Babcock & Wilcox Company Active U.S. Patents and Applications

  


																	
	 CASE NO
   SubCase
     STATUS
	  	 FILE DATE
	  	 APP NO
	  	 PUB DATE
	  	 PUB NO
	  	 ISSUE DATE
	  	 PAT NO
	  	 OWNER

			
	7437	  		  	 REACTOR COOLANT PUMP SYSTEM INCLUDING TURBO PUMPS POWER BY A MAINFOLD PLENUM CHAMBER

									
	P	  	Pending	  	16-Apr-2012	  	61/624693	  		  		  		  		  	Babcock & Wilcox Nuclear Energy, Inc.
			
	7438	  		  	 REACTOR COOLANT PUMP SYSTEMS

									
	P	  	Pending	  	16-Apr-2012	  	61/624453	  		  		  		  		  	Babcock & Wilcox Nuclear Energy, Inc.
			
	7439	  		  	 PRESSURIZED WATER REACTOR WITH REACTOR COLLANT PUMP SYSTEM INLCUDING JET PUMPS

									
	P	  	Pending	  	16-Apr-2012	  	61/624445	  		  		  		  		  	Babcock & Wilcox Nuclear Energy, Inc.
			
	7440	  		  	 PRESSURIZED WATER REACTOR WITH COMPACT PASSIVE SAFETY SYSTEMS

									
		  	Pending	  	25-Aug-2011	  	13/217941	  		  		  		  		  	Babcock & Wilcox Nuclear Energy, Inc.
			
	7441	  		  	 PRESSURIZED WATER REACTOR WITH INTERNAL REACTOR COOLANT PUMP SYSTEM

									
	P	  	Pending	  	16-Apr-2012	  	61/624425	  		  		  		  		  	Babcock & Wilcox Nuclear Energy, Inc.
			
	7443	  		  	 PRESSURIZED WATER REACTOR WITH UPPER VESSEL SECTION PROVIDING BOTH PRESSURE AND FLOW CONTROL

									
		  	Pending	  	26-Oct-2011	  	13/282217	  		  		  		  		  	Babcock & Wilcox Nuclear Energy, Inc.
			
	7444	  		  	 DUAL PATH PARALLEL SUPERHEATER (DPPS)

									
	P	  	Pending	  	21-Jun-2011	  	61/499253	  		  		  		  		  	Babcock & Wilcox Power Generation Group, Inc.
			
	7445	  		  	 CONTROL ROD ASSEMBLY IMPACT LIMITER

									
		  	Pending	  	13-Apr-2012	  	61/624034	  		  		  		  		  	Babcock & Wilcox Nuclear Energy, Inc.
			
	7446	  		  	 INTEGRAL PRESSURIZED WATER REACTOR WITH EXTERNAL STEAM DRUM

									
		  	Pending	  	17-Jan-2012	  	13/351940	  		  		  		  		  	Babcock & Wilcox Nuclear Energy, Inc.
			
	7447	  		  	 CONTROL ROD DRIVE MECHANISM (CRDM) MOUNTING SYSTEM FOR PRESSURIZED WATER REACTORS

									
		  	Pending	  	27-Feb-2012	  	13/405405	  		  		  		  		  	Babcock & Wilcox Nuclear Energy, Inc.
			
	7450	  		  	 SPACER GRID

									
		  	Pending	  	02-Feb-2012	  	13/364769	  		  		  		  		  	Babcock & Wilcox Nuclear Energy, Inc.
			
	7451	  		  	 PRESSURIZED WATER REACTOR WITH SKIRTED LOWER END FITTING AND FILTER PLATE

									
		  	Pending	  	15-Apr-2012	  	61/624325	  		  		  		  		  	Babcock & Wilcox Nuclear Energy, Inc.
			
	7452	  		  	 LOWER END FITTING LOCKNUT FOR NUCLEAR FUEL ASSEMBLY

									
		  	Pending	  	16-Apr-2012	  	13/447655	  		  		  		  		  	Babcock & Wilcox Nuclear Energy, Inc.

  

	*	McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc. April 20, 2010 


Babcock & Wilcox Nuclear Power Generation Group, changed its name to Babcock & Wilcox Nuclear Energy, Inc. April 29, 2010

 The Babcock & Wilcox Company changed its name to Babcock & Wilcox Power Generation Group, Inc. November 20, 2007

 Babcock & Wilcox Modular Nuclear Energy LLC merged into Babcock & Wilcox Nuclear Energy, Inc. June 30, 2011


  

			
	Monday, May 21, 2012        Prepared by AMSaus	 	Page 27 of 31










 The Babcock & Wilcox Company Active U.S. Patents and Applications

  


																	
	 CASE NO
   SubCase
     STATUS
	  	 FILE DATE
	  	 APP NO
	  	 PUB DATE
	  	 PUB NO
	  	 ISSUE DATE
	  	 PAT NO
	  	 OWNER

			
	7453	  		  	 EMERGENCY CORE COOLING SYSTEM (ECCS) FOR NUCLEAR REACTOR EMPLOYING CLOSED HEAT TRANSFER PATHWAYS

									
		  	Pending	  	14-Dec-2011	  	13/325603	  		  		  		  		  	Babcock & Wilcox Nuclear Energy, Inc.
			
	7454	  		  	 SIDE-BY-SIDE LONG FLOW ECONOMIZER

									
	P	  	Pending	  	01-Feb-2012	  	61/593556	  		  		  		  		  	Babcock & Wilcox Power Generation Group, Inc.
			
	7455	  		  	 SMALL MODULAR REACTOR FUEL ASSEMBLY

									
	P	  	Pending	  	17-Apr-2012	  	61/625448	  		  		  		  		  	Babcock & Wilcox Nuclear Energy, Inc.
			
	7456DES	  		  	 REACTION VESSEL

									
		  	Pending	  	21-Sep-2011	  	29/402102	  		  		  		  		  	Babcock & Wilcox Nuclear Energy, Inc.
			
	7457	  		  	 PRESSURIZED WATER REACTOR WITH UPPER PLENUM INCLUDING CROSS-FLOW BLOCKING WEIR

									
		  	Pending	  	10-Nov-2011	  	13/293899	  		  		  		  		  	Babcock & Wilcox Nuclear Energy, Inc.
		  		  		  		  		  		  		  		  	Babcock & Wilcox Canada Ltd.
			
	7458	  		  	 DRY SORBENT INJECTION DURING NON-STEADY STATE CONDITIONS IN DRY SCRUBBER

									
	P	  	Pending	  	29-Sep-2011	  	61/540806	  		  		  		  		  	Babcock & Wilcox Power Generation Group, Inc.
			
	7462	  		  	 VARIABLE INDUCTANCE CURRENT LIMITING REACTOR

									
		  	Granted	  	07-Dec-1994	  	08/350934	  		  		  	07-May-1996	  	5515262	  	Babcock & Wilcox Power Generation Group, Inc.
		  		  		  		  		  		  		  		  	Hitran Corporation
			
	7465	  		  	 INTEGRAL PRESSUREIZED WATER REACTOR WITH COMPACT UPPER INTERNALS ASSEMBLY

									
	P	  	Pending	  	17-Apr-2012	  	61/625491	  		  		  		  		  	Babcock & Wilcox Nuclear Energy, Inc.
			
	7466	  		  	 FEED-THROUGH FOR IN-CORE INSTRUMENTATION, CRDM INSTRUMENTATION, AND CRDM ELECTRICAL POWER

									
	P	  	Pending	  	17-Apr-2012	  	61/625378	  		  		  		  		  	Babcock & Wilcox Nuclear Energy, Inc.
			
	7467	  		  	 ATTACHABLE LOWER END PLUG TEMPERATURE REDUCTION DEVICE

									
	P	  	Pending	  	17-Apr-2012	  	61/625367	  		  		  		  		  	Babcock & Wilcox Nuclear Energy, Inc.
			
	7468	  		  	 CRDM DIVERT VALVE

									
	P	  	Pending	  	17-Apr-2012	  	61/625212	  		  		  		  		  	Babcock & Wilcox Nuclear Energy, Inc.
			
	7469	  		  	 INTEGRAL VESSEL ISOLATION VALVE

									
	P	  	Pending	  	17-Apr-2012	  	61/625226	  		  		  		  		  	Babcock & Wilcox Nuclear Energy, Inc.
			
	7471	  		  	 VALVE ASSEMBLY WITH ISOLATION VALVE VESSEL

									
	P	  	Pending	  	17-Apr-2012	  	61/625326	  		  		  		  		  	Babcock & Wilcox Nuclear Energy, Inc.

  

	*	McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc. April 20, 2010 


Babcock & Wilcox Nuclear Power Generation Group, changed its name to Babcock & Wilcox Nuclear Energy, Inc. April 29, 2010

 The Babcock & Wilcox Company changed its name to Babcock & Wilcox Power Generation Group, Inc. November 20, 2007

 Babcock & Wilcox Modular Nuclear Energy LLC merged into Babcock & Wilcox Nuclear Energy, Inc. June 30, 2011


  

			
	Monday, May 21, 2012        Prepared by AMSaus	 	Page 28 of 31










 The Babcock & Wilcox Company Active U.S. Patents and Applications

  


																	
	 CASE NO
   SubCase
     STATUS
	  	 FILE DATE
	  	 APP NO
	  	 PUB DATE
	  	 PUB NO
	  	 ISSUE DATE
	  	 PAT NO
	  	 OWNER

			
	7472	  		  	 RADIAL NEUTRON REFLECTOR

									
	P	  	Pending	  	12-Apr-2012	  	61/623332	  		  		  		  		  	Babcock & Wilcox Nuclear Energy, Inc.
			
	7473	  		  	 SYSTEMS AND METHODS FOR PERFORMING INDUSTRIAL PROCESSES THAT GENERATE PYROPHORIC PARTICLES

									
		  	Pending	  	05-Apr-2012	  	13/439934	  		  		  		  		  	Babcock & Wilcox Nuclear Energy, Inc.
			
	7474	  		  	 RESISTANCE WELDING OF AN END CAP FOR NUCLEAR FUEL RODS

									
	P	  	Pending	  	17-Apr-2012	  	61/625410	  		  		  		  		  	Babcock & Wilcox Nuclear Energy, Inc.
			
	7475	  		  	 SPACER GRIDS

									
	P	  	Pending	  	17-Apr-2012	  	61/625130	  		  		  		  		  	Babcock & Wilcox Nuclear Energy, Inc.
			
	7476	  		  	 LOWER END FITTING FOR NUCLEAR FUEL ASSEMBLY MADE FROM INTERSECTING METAL STRIPS

									
	P	  	Pending	  	17-Apr-2012	  	61/625386	  		  		  		  		  	Babcock & Wilcox Nuclear Energy, Inc.
			
	7477	  		  	 IN-CORE INSTRUMENTATION CABLE ROUTING AND SUPPORT STRUCTURE FOR PRESSURIZED WATER REACTOR

									
	P	  	Pending	  	17-Apr-2012	  	61/625387	  		  		  		  		  	Babcock & Wilcox Nuclear Energy, Inc.
			
	7479	  		  	 POWER DISTRIBUTION PLATE FOR POWERING INTERNAL CONTROL ROD DRIVE MECHANISM (CRDM) UNITS

									
	P	  	Pending	  	17-Apr-2012	  	61/625200	  		  		  		  		  	Babcock & Wilcox Nuclear Energy, Inc.
			
	7480	  		  	 RISER CONE APPARATUS TO PROVIDE COMPLIANCE BETWEEN REACTOR COMPONENTS AND MINIMIZE REACTOR COOLANT BYPASS
FLOW

									
	P	  	Pending	  	17-Apr-2012	  	61/625290	  		  		  		  		  	Babcock & Wilcox Nuclear Energy, Inc.
			
	7482	  		  	 INTEGRAL REACTOR REFUELING SEQUENCE METHOD

									
	P	  	Pending	  	17-Apr-2012	  	61/625188	  		  		  		  		  	Babcock & Wilcox Nuclear Energy, Inc.
			
	7483	  		  	 INSTRUMENTATION AND CONTROL (I&C) ARCHITECTURE AND MAIN CONTROL ROOM FOR CONTROLLING A NUCLEAR REACTOR
FACILITY

									
	P	  	Pending	  	17-Apr-2012	  	61/625457	  		  		  		  		  	Babcock & Wilcox Nuclear Energy, Inc.
			
	7484	  		  	 USER INTERFACE DEVELOPMENT PROCESS

									
	P	  	Pending	  	17-Apr-2012	  	61/625468	  		  		  		  		  	Babcock & Wilcox Nuclear Energy, Inc.
			
	7485	  		  	 MAIN CONTROL ROOM FOR A NUCLEAR POWER PLANT WITH TWO REACTOR UNITS

									
	P	  	Pending	  	18-Apr-2012	  	61/625895	  		  		  		  		  	Babcock & Wilcox Nuclear Energy, Inc.

  

	*	McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc. April 20, 2010 


Babcock & Wilcox Nuclear Power Generation Group, changed its name to Babcock & Wilcox Nuclear Energy, Inc. April 29, 2010

 The Babcock & Wilcox Company changed its name to Babcock & Wilcox Power Generation Group, Inc. November 20, 2007

 Babcock & Wilcox Modular Nuclear Energy LLC merged into Babcock & Wilcox Nuclear Energy, Inc. June 30, 2011


  

			
	Monday, May 21, 2012        Prepared by AMSaus	 	Page 29 of 31










 The Babcock & Wilcox Company Active U.S. Patents and Applications

  


																	
	 CASE NO
   SubCase
     STATUS
	  	 FILE DATE
	  	 APP NO
	  	 PUB DATE
	  	 PUB NO
	  	 ISSUE DATE
	  	 PAT NO
	  	 OWNER

			
	7486	  		  	 SMALL MODULAR REACTOR (SMR) WITH EXTENDED OPERATING CYCLE WITHOUT USING SOLUABLE BORON FOR REACTIVITY CONTROL

									
	P	  	Pending	  	17-Apr-2012	  	61/625152	  		  		  		  		  	Babcock & Wilcox Nuclear Energy, Inc.
			
	7487	  		  	 AUXILIARY CONDENSER SYSTEM FOR DECAY HEAT REMOVAL IN A NUCLEAR REACTOR SYSTEM

									
	P	  	Pending	  	17-Apr-2012	  	61/625174	  		  		  		  		  	Babcock & Wilcox Nuclear Energy, Inc.
			
	7488	  		  	 CRDM INTERNAL ELECTRICAL CONNECTOR

									
	P	  	Pending	  	17-Apr-2012	  	61/625484	  		  		  		  		  	Babcock & Wilcox Nuclear Energy, Inc.
			
	7489	  		  	 INCORE INSTRUMENT TOP ROUTE

									
	P	  	Pending	  	18-Apr-2012	  	61/625744	  		  		  		  		  	Babcock & Wilcox Nuclear Energy, Inc.
			
	7490	  		  	 CRDM LATERAL SUPPOR

									
	P	  	Pending	  	18-Apr-2012	  	61/625790	  		  		  		  		  	Babcock & Wilcox Nuclear Energy, Inc.
			
	7491	  		  	 CRDM INTERNAL HYDRAULIC CONNECTOR

									
	P	  	Pending	  	18-Apr-2012	  	61/625749	  		  		  		  		  	Babcock & Wilcox Nuclear Energy, Inc.
			
	7492	  		  	 ROTATIONAL/LINEAR ENCODER FOR USE IN HIGH TEMPERATURE AND PRESSURE ENVIRONMENTS

									
	P	  	Pending	  	17-Apr-2012	  	61/62525	  		  		  		  		  	Babcock & Wilcox Nuclear Energy, Inc.
			
	7493	  		  	 PULSE ARC WELDING OF SPACER GRIDS TO GUIDE TUBES

									
	P	  	Pending	  	17-Apr-2012	  	61/625184	  		  		  		  		  	Babcock & Wilcox Nuclear Energy, Inc.
			
	7494	  		  	 SPACER GRIDS WITH SPRINGS HAVING IMPROVED ROBUSTNESS

									
	P	  	Pending	  	17-Apr-2012	  	61/625164	  		  		  		  		  	Babcock & Wilcox Nuclear Energy, Inc.
			
	7495	  		  	 LOWER END FITTING LOCATING PINS

									
	P	  	Pending	  	17-Apr-2012	  	61/625285	  		  		  		  		  	Babcock & Wilcox Nuclear Energy, Inc.
			
	7496	  		  	 USE OF TEMPERATURE RESISTANT MAGNET WIRE IN CRDM AND INTERNAL NUCLEAR PUMP MOTORS

									
	P	  	Pending	  	18-Apr-2012	  	61/625829	  		  		  		  		  	Babcock & Wilcox Nuclear Energy, Inc.
			
	7497	  		  	 LOWER HANGER PLATE

									
	P	  	Pending	  	17-Apr-2012	  	61/625261	  		  		  		  		  	Babcock & Wilcox Nuclear Energy, Inc.
									
	P2	  	Pending	  	17-Apr-2012	  	61/625764	  		  		  		  		  	Babcock & Wilcox Nuclear Energy, Inc.

  

	*	McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc. April 20, 2010 


Babcock & Wilcox Nuclear Power Generation Group, changed its name to Babcock & Wilcox Nuclear Energy, Inc. April 29, 2010

 The Babcock & Wilcox Company changed its name to Babcock & Wilcox Power Generation Group, Inc. November 20, 2007

 Babcock & Wilcox Modular Nuclear Energy LLC merged into Babcock & Wilcox Nuclear Energy, Inc. June 30, 2011


  

			
	Monday, May 21, 2012        Prepared by AMSaus	 	Page 30 of 31










 The Babcock & Wilcox Company Active U.S. Patents and Applications

  


																	
	 CASE NO
   SubCase
     STATUS
	  	 FILE DATE
	  	 APP NO
	  	 PUB DATE
	  	 PUB NO
	  	 ISSUE DATE
	  	 PAT NO
	  	 OWNER

			
	7498	  		  	 MID HANGER PLATE

									
	P	  	Pending	  	17-Apr-2012	  	61/625270	  		  		  		  		  	Babcock & Wilcox Nuclear Energy, Inc.
			
	7499	  		  	 UPPER HANGER PLATE

									
	P	  	Pending	  	17-Apr-2012	  	61/625274	  		  		  		  		  	Babcock & Wilcox Nuclear Energy, Inc.
			
	7500	  		  	 FLEET SERVICES ARRANGEMENT FOR OPERATING A FLEET OF SMALL MODULAR NUCLEAR REACTORS

									
	P	  	Pending	  	17-Apr-2012	  	61/625489	  		  		  		  		  	Babcock & Wilcox Nuclear Energy, Inc.
			
	7501	  		  	 CONCEPT OF OPERATION AND USER INTERFACE

									
	P	  	Pending	  	18-Apr-2012	  	61/625740	  		  		  		  		  	Babcock & Wilcox Nuclear Energy, Inc.
			
	7502	  		  	 GRADED APPROACH FOR HUMAN FACTORS ENGINEERING (HFE) DEVELOPMENT

									
	P	  	Pending	  	18-Apr-2012	  	61/625734	  		  		  		  		  	Babcock & Wilcox Nuclear Energy, Inc.
			
	7503	  		  	 COOLANT PUMP APPARATUSES AND METHODS FOR USE FOR SMRS

									
	P	  	Pending	  	16-Apr-2012	  	61/624966	  		  		  		  		  	Babcock & Wilcox Nuclear Energy, Inc.
			
	7504	  		  	 RISER TRANSITION

									
	P	  	Pending	  	17-Apr-2012	  	61/625399	  		  		  		  		  	Babcock & Wilcox Nuclear Energy, Inc.
									
	P2	  	Pending	  	17-Apr-2012	  	61/625767	  		  		  		  		  	Babcock & Wilcox Nuclear Energy, Inc.
			
	7505	  		  	 TIE ROD COUPLING

									
	P	  	Pending	  	17-Apr-2012	  	61/625280	  		  		  		  		  	Babcock & Wilcox Nuclear Energy, Inc.
			
	7506	  		  	 ISLAND MODE FOR NUCLEAR POWER PLANT

									
	P	  	Pending	  	17-Apr-2012	  	61/625325	  		  		  		  		  	Babcock & Wilcox Nuclear Energy, Inc.
			
	7507	  		  	 EMERGENCY CORE COOLING SYSTEM (ECCS) FOR NUCLEAR ISLAND

									
	P	  	Pending	  	17-Apr-2012	  	61/625238	  		  		  		  		  	Babcock & Wilcox Nuclear Energy, Inc.
									
	P2	  	Pending	  	17-Apr-2012	  	61/625244	  		  		  		  		  	Babcock & Wilcox Nuclear Energy, Inc.

  

	*	McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc. April 20, 2010 


Babcock & Wilcox Nuclear Power Generation Group, changed its name to Babcock & Wilcox Nuclear Energy, Inc. April 29, 2010

 The Babcock & Wilcox Company changed its name to Babcock & Wilcox Power Generation Group, Inc. November 20, 2007

 Babcock & Wilcox Modular Nuclear Energy LLC merged into Babcock & Wilcox Nuclear Energy, Inc. June 30, 2011


  

			
	Monday, May 21, 2012        Prepared by AMSaus	 	Page 31 of 31









 The Babcock & Wilcox Company Active Trademarks and Domain Names 

 

																	
	 CTY
	  	 CASE NO
	  	 SUB STATUS
	  	 APP NO
	  	 FILE DATE
	  	 REG NO
	  	 REG DATE
	  	 OWNER

	 ABSORPTION PLUS (Hg)

									
	US	  	TM-750	 		  	Published	  	77/371049	  	14-Jan-2008	  		  		  	Babcock & Wilcox Power Generation Group, Inc.
									
		  	TM-750	 	1	  	Filed	  	77/371146	  	14-Jan-2008	  	4105796	  	28-Feb-2012	  	Babcock & Wilcox Power Generation Group, Inc.
	
	 accesssupply.com

									
	US	  	DN-367	 		  	Registered	  	DOMAIN NAME	  		  		  	20-Jul-2011	  	Babcock & Wilcox Power Generation Group, Inc.
	
	 access-supply.com

									
	US	  	DN-368	 		  	Registered	  	DOMAIN NAME	  		  		  	20-Jul-2011	  	Babcock & Wilcox Power Generation Group, Inc.
	
	 AireJet

									
	US	  	TM-747	 		  	Registered	  	78/891260	  	24-May-2006	  	3535538	  	18-Nov-2008	  	Babcock & Wilcox Power Generation Group, Inc.
	
	 ALLEN-SHERMAN-HOFF (Word Mark)

									
	US	  	TM-485	 		  	Registered	  	75/379906	  	27-Oct-1997	  	2218648	  	19-Jan-1999	  	Diamond Power International, Inc.
	
	 A-S-H & DESIGN

									
	US	  	TM-490	 		  	Registered	  	71/226183	  	21-Jan-1926	  	0221415	  	30-Nov-1926	  	Diamond Power International, Inc.
	
	 a-s-h.biz

									
	US	  	DN-047	 		  	Registered	  	DOMAIN NAME	  	16-Mar-1996	  		  	08-Nov-2001	  	Diamond Power International, Inc.
	
	 a-s-h.com

									
	US	  	DN-001	 		  	Registered	  	DOMAIN NAME	  	27-Jun-1996	  		  	27-Jun-1996	  	Diamond Power International, Inc.
	
	 a-s-h.net

									
	US	  	DN-031	 		  	Registered	  	DOMAIN NAME	  	04-Dec-2000	  		  	04-Dec-2000	  	Diamond Power International, Inc.
	
	 a-s-h.org

									
	US	  	DN-032	 		  	Registered	  	DOMAIN NAME	  	04-Dec-2000	  		  	04-Dec-2000	  	Diamond Power International, Inc.
	
	 a-s-h.us

									
	US	  	DN-109	 		  	Registered	  	DOMAIN NAME	  	31-May-2005	  		  	31-May-2005	  	Diamond Power International, Inc.
	
	 ash.xxx

									
	US	  	DN-377	 		  	Registered	  	DOMAIN NAME	  		  		  	29-Nov-2011	  	Diamond Power International, Inc.

  

	*	McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc. April 20, 2010 


Babcock & Wilcox Nuclear Power Generation Group, changed its name to Babcock & Wilcox Nuclear Energy, Inc. April 29, 2010

 The Babcock & Wilcox Company changed its name to Babcock & Wilcox Power Generation Group, Inc. November 20, 2007

 Babcock & Wilcox Modular Nuclear Energy LLC merged into Babcock & Wilcox Nuclear Energy, Inc. June 30, 2011


  

			
	Monday, May 21, 2012        Prepared by AMSaus	 	Page 1 of 22










																	
	 CTY
	  	 CASE NO
	  	 SUB STATUS
	  	 APP NO
	  	 FILE DATE
	  	 REG NO
	  	 REG DATE
	  	 OWNER

	 a-s-h.xxx

									
	US	  	DN-376	 		  	Registered	  	DOMAIN NAME	  		  		  	29-Nov-2011	  	Diamond Power International, Inc.
	
	 ASHANDLER (Word Mark)

									
	US	  	TM-581	 		  	Registered	  	78/027752	  	26-Sep-2000	  	2601135	  	30-Jul-2002	  	Diamond Power International, Inc.
	
	 ASHCOLITE (STYLIZED)

									
	US	  	TM-491	 		  	Registered	  	72/181733	  	22-Nov-1963	  	774841	  	11-Aug-1964	  	Diamond Power International, Inc.
	
	 ASHCORE

									
	US	  	TM-550	 		  	Registered	  	75/485036	  	14-May-1998	  	2444743	  	17-Apr-2001	  	Diamond Power International, Inc.
	
	 ASHFLO (Word Mark)

									
	US	  	TM-492	 		  	Registered	  	75/485035	  	14-May-1998	  	2394639	  	17-Oct-2000	  	Diamond Power International, Inc.
	
	 ASHVAC (Word Mark)

									
	US	  	TM-580	 		  	Registered	  	76/117101	  	28-Aug-2000	  	2581199	  	18-Jun-2002	  	Diamond Power International, Inc.
	
	 ashwp.com

									
	US	  	DN-027	 		  	Registered	  	DOMAIN NAME	  	27-Jul-2000	  		  	27-Jul-2000	  	Diamond Power International, Inc.
	
	 ash-wp.com

									
	US	  	DN-028	 		  	Registered	  	DOMAIN NAME	  	08-Aug-2000	  		  	08-Aug-2000	  	Diamond Power International, Inc.
	
	 ASP (Word Mark)

									
	US	  	TM-465	 		  	Registered	  	74/649783	  	21-Mar-1995	  	2079738	  	15-Jul-1997	  	Babcock & Wilcox Power Generation Group, Inc.
	
	 ASSURED STOCK PROGRAM (Word Mark)

									
	US	  	TM-231	 		  	Registered	  	73624366	  	03-Oct-1986	  	1443711	  	16-Jun-1987	  	Babcock & Wilcox Power Generation Group, Inc.
									
		  	TM-231	 	2	  	Registered	  	74/418432	  	28-Jun-1993	  	1846943	  	26-Jul-1994	  	Babcock & Wilcox Power Generation Group, Inc.
	
	 B&W & HERO ENGINE DESIGN

									
	US	  	TM-058	 		  	Registered	  	71/470170	  	12-May-1944	  	0419052	  	05-Feb-1946	  	Babcock & Wilcox Power Generation Group, Inc.
									
		  	TM-058	 	2	  	Registered	  	71/470169	  	12-May-1944	  	0415177	  	31-Jul-1945	  	Babcock & Wilcox Power Generation Group, Inc.
									
		  	TM-058	 	3	  	Registered	  	71/491800	  	19-Nov-1945	  	0422229	  	09-Jul-1946	  	Babcock & Wilcox Power Generation Group, Inc.
	
	 B&W (Word Mark)

									
	US	  	TM-074	 		  	Registered	  	71/000828	  	08-Apr-1905	  	0044904	  	25-Jul-1905	  	Babcock & Wilcox Power Generation Group, Inc.
									
		  	TM-074	 	2	  	Registered	  	71/470553	  	24-May-1944	  	0415862	  	21-Aug-1945	  	Babcock & Wilcox Power Generation Group, Inc.

  

	*	McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc. April 20, 2010 


Babcock & Wilcox Nuclear Power Generation Group, changed its name to Babcock & Wilcox Nuclear Energy, Inc. April 29, 2010

 The Babcock & Wilcox Company changed its name to Babcock & Wilcox Power Generation Group, Inc. November 20, 2007

 Babcock & Wilcox Modular Nuclear Energy LLC merged into Babcock & Wilcox Nuclear Energy, Inc. June 30, 2011


  

			
	Monday, May 21, 2012        Prepared by AMSaus	 	Page 2 of 22










																	
	 CTY
	  	 CASE NO
	  	 SUB STATUS
	  	 APP NO
	  	 FILE DATE
	  	 REG NO
	  	 REG DATE
	  	 OWNER

	US	  	TM-074	 	3	  	Registered	  	73/782064	  	21-Feb-1989	  	1570257	  	05-Dec-1989	  	Babcock & Wilcox Power Generation Group, Inc.
									
		  	TM-074	 	4	  	Registered	  	73/782065	  	21-Feb-1989	  	1573977	  	26-Dec-1989	  	Babcock & Wilcox Power Generation Group, Inc.
									
		  	TM-074	 	6	  	Registered	  	75/747600	  	30-Jun-1999	  	2350120	  	16-May-2000	  	Babcock & Wilcox Power Generation Group, Inc.
	
	 B&W mPower

									
	US	  	TM-757	 		  	Filed	  	77/634702	  	17-Dec-2008	  		  		  	Babcock & Wilcox Nuclear Energy, Inc.
	
	 B&W ROLL WHEEL

									
	US	  	TM-715	 		  	Registered	  	78/440093	  	23-Jun-2004	  	3330614	  	06-Nov-2007	  	Babcock & Wilcox Power Generation Group, Inc.
									
		  	TM-715	 	2	  	Registered	  	78/440113	  	23-Jun-2004	  	3319508	  	23-Oct-2007	  	Babcock & Wilcox Power Generation Group, Inc.
	
	 BABCOCK & WILCOX (Word Mark)

									
	US	  	TM-075	 		  	Registered	  	71/000829	  	08-Apr-1905	  	0044905	  	25-Jul-1905	  	Babcock & Wilcox Power Generation Group, Inc.
									
		  	TM-075	 	2	  	Registered	  	70/025550	  	18-Aug-1894	  	0025550	  	20-Nov-1894	  	Babcock & Wilcox Power Generation Group, Inc.
									
		  	TM-075	 	4	  	Registered	  	73/782044	  	21-Feb-1989	  	1572421	  	19-Dec-1989	  	Babcock & Wilcox Power Generation Group, Inc.
									
		  	TM-075	 	5	  	Registered	  	73/782055	  	21-Feb-1989	  	1571386	  	12-Dec-1989	  	Babcock & Wilcox Power Generation Group, Inc.
	
	 BABCOCK & WILCOX M BULLSEYE LOGO

									
	US	  	TM-422	 		  	Registered	  	74/499978	  	14-Mar-1994	  	1900543	  	20-Jun-1995	  	Babcock & Wilcox Power Generation Group, Inc.
									
		  	TM-422	 	2	  	Registered	  	74/499799	  	14-Mar-1994	  	1901922	  	27-Jun-1995	  	Babcock & Wilcox Power Generation Group, Inc.
									
		  	TM-422	 	3	  	Registered	  	74/499800	  	14-Mar-1994	  	1903181	  	04-Jul-1995	  	Babcock & Wilcox Power Generation Group, Inc.
									
		  	TM-422	 	4	  	Registered	  	74/501629	  	18-Mar-1994	  	1900934	  	20-Jun-1995	  	Babcock & Wilcox Power Generation Group, Inc.
	
	 BABCOCK & WILCOX SERVICE SPECIALISTS (Word Mark)

									
	US	  	TM-451	 		  	Registered	  	74/591047	  	27-Oct-1994	  	1948476	  	16-Jan-1996	  	Babcock & Wilcox Power Generation Group, Inc.
	
	 babcock.at

									
	US	  	DN-256	 		  	Registered	  	DOMAIN NAME	  		  		  	04-Sep-2009	  	Babcock & Wilcox Power Generation Group, Inc.
	
	 babcock.be

									
	US	  	DN-322	 		  	Registered	  	DOMAIN NAME	  		  		  	03-Sep-2010	  	Babcock & Wilcox Power Generation Group, Inc.
	
	 babcock.co.in

									
	US	  	DN-299	 		  	Registered	  	DOMAIN NAME	  	31-Mar-2010	  		  	31-Mar-2010	  	The Babcock & Wilcox Company
	
	 babcock.co.kr

									
	US	  	DN-285	 		  	Registered	  	DOMAIN NAME	  		  		  	01-Feb-2010	  	Babcock & Wilcox Power Generation Group, Inc.

  

	*	McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc. April 20, 2010 


Babcock & Wilcox Nuclear Power Generation Group, changed its name to Babcock & Wilcox Nuclear Energy, Inc. April 29, 2010

 The Babcock & Wilcox Company changed its name to Babcock & Wilcox Power Generation Group, Inc. November 20, 2007

 Babcock & Wilcox Modular Nuclear Energy LLC merged into Babcock & Wilcox Nuclear Energy, Inc. June 30, 2011


  

			
	Monday, May 21, 2012        Prepared by AMSaus	 	Page 3 of 22










																	
	 CTY
	  	 CASE NO
	  	 SUB STATUS
	  	 APP NO
	  	 FILE DATE
	  	 REG NO
	  	 REG DATE
	  	 OWNER

	 babcock.com

									
	US	  	DN-002	 		  	Registered	  	DOMAIN NAME	  	24-Mar-1995	  		  	24-Mar-1995	  	The Babcock & Wilcox Company
	
	 babcock.com.hk

									
	US	  	DN-260	 		  	Registered	  	DOMAIN NAME	  		  		  	04-Nov-2009	  	Babcock & Wilcox Power Generation Group, Inc.
	
	 babcock.com.sg

									
	US	  	DN-287	 		  	Registered	  	DOMAIN NAME	  		  		  	01-Feb-2010	  	Babcock & Wilcox Power Generation Group, Inc.
	
	 babcock.com.tw

									
	US	  	DN-259	 		  	Registered	  	DOMAIN NAME	  		  		  	04-Nov-2009	  	Babcock & Wilcox Power Generation Group, Inc.
	
	 babcock.it

									
	US	  	DN-364	 		  	Registered	  	DOMAIN NAME	  		  		  	14-Jun-2011	  	Babcock & Wilcox Power Generation Group, Inc.
	
	 babcock.jobs

									
	US	  	DN-110	 		  	Registered	  	DOMAIN NAME	  	08-Jul-2005	  		  	08-Jul-2005	  	The Babcock & Wilcox Company
	
	 babcock.kr

									
	US	  	DN-284	 		  	Registered	  	DOMAIN NAME	  		  		  	01-Feb-2010	  	Babcock & Wilcox Power Generation Group, Inc.
	
	 babcock.sg

									
	US	  	DN-286	 		  	Registered	  	DOMAIN NAME	  		  		  	01-Feb-2010	  	Babcock & Wilcox Power Generation Group, Inc.
	
	 babcock.us.com

									
	US	  	DN-319	 		  	Registered	  	DOMAIN NAME	  		  		  	15-Jul-2010	  	Babcock & Wilcox Power Generation Group, Inc.
	
	 babcock.xxx

									
	US	  	DN-378	 		  	Registered	  	DOMAIN NAME	  		  		  	29-Nov-2011	  	Babcock & Wilcox Power Generation Group, Inc.
	
	 babcockandwilcock.com

									
	US	  	DN-134	 		  	Registered	  	DOMAIN NAME	  		  		  	24-Mar-2006	  	The Babcock & Wilcox Company
	
	 babcockandwilcox.biz

									
	US	  	DN-058	 		  	Registered	  	DOMAIN NAME	  	25-Apr-2000	  		  	13-Dec-2001	  	The Babcock & Wilcox Company
	
	 babcockandwilcox.co

									
	US	  	DN-311	 		  	Filed	  	DOMAIN NAME	  	10-May-2010	  		  	10-May-2010	  	Babcock & Wilcox Power Generation Group, Inc.
	
	 babcockandwilcox.co.in

									
	US	  	DN-297	 		  	Registered	  	DOMAIN NAME	  	31-Mar-2010	  		  	31-Mar-2010	  	The Babcock & Wilcox Company

  

	*	McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc. April 20, 2010 


Babcock & Wilcox Nuclear Power Generation Group, changed its name to Babcock & Wilcox Nuclear Energy, Inc. April 29, 2010

 The Babcock & Wilcox Company changed its name to Babcock & Wilcox Power Generation Group, Inc. November 20, 2007

 Babcock & Wilcox Modular Nuclear Energy LLC merged into Babcock & Wilcox Nuclear Energy, Inc. June 30, 2011


  

			
	Monday, May 21, 2012        Prepared by AMSaus	 	Page 4 of 22










																	
	 CTY
	  	 CASE NO
	  	 SUB STATUS
	  	 APP NO
	  	 FILE DATE
	  	 REG NO
	  	 REG DATE
	  	 OWNER

	 babcockandwilcox.com.mx

									
	US	  	DN-249	 		  	Registered	  	DOMAIN NAME	  		  		  	20-Aug-2009	  	Babcock & Wilcox Power Generation Group, Inc.
	
	 babcockandwilcox.in

									
	US	  	DN-295	 		  	Registered	  	DOMAIN NAME	  	31-Mar-2010	  		  	31-Mar-2010	  	The Babcock & Wilcox Company
	
	 babcockandwilcox.xxx

									
	US	  	DN-375	 		  	Registered	  	DOMAIN NAME	  		  		  	29-Nov-2011	  	Babcock & Wilcox Power Generation Group, Inc.
	
	 babcockwilcock.com

									
	US	  	DN-130	 		  	Registered	  	DOMAIN NAME	  		  		  	24-Mar-2006	  	The Babcock & Wilcox Company
	
	 babcockwilcox.biz

									
	US	  	DN-059	 		  	Registered	  	DOMAIN NAME	  	25-Apr-2000	  		  	13-Dec-2001	  	The Babcock & Wilcox Company
	
	 babcock-wilcox.biz

									
	US	  	DN-060	 		  	Registered	  	DOMAIN NAME	  	25-Apr-2000	  		  	13-Dec-2001	  	The Babcock & Wilcox Company
	
	 babcock-wilcox.co

									
	US	  	DN-310	 		  	Filed	  	DOMAIN NAME	  	10-May-2010	  		  	10-May-2010	  	Babcock & Wilcox Power Generation Group, Inc.
	
	 babcockwilcox.co.in

									
	US	  	DN-300	 		  	Registered	  	DOMAIN NAME	  	01-Apr-2010	  		  	01-Apr-2010	  	The Babcock & Wilcox Company
	
	 babcock-wilcox.co.in

									
	US	  	DN-298	 		  	Registered	  	DOMAIN NAME	  	31-Mar-2010	  		  	31-Mar-2010	  	The Babcock & Wilcox Company
	
	 babcockwilcox.com

									
	US	  	DN-004	 		  	Registered	  	DOMAIN NAME	  	19-May-1999	  		  	19-May-1999	  	The Babcock & Wilcox Company
	
	 babcock-wilcox.com

									
	US	  	DN-003	 		  	Registered	  	DOMAIN NAME	  	19-May-1999	  		  	19-May-1999	  	The Babcock & Wilcox Company
	
	 babcockwilcox.com.mx

									
	US	  	DN-248	 		  	Registered	  	DOMAIN NAME	  		  		  	19-Aug-2009	  	Babcock & Wilcox Power Generation Group, Inc.
	
	 babcockwilcox.in

									
	US	  	DN-301	 		  	Registered	  	DOMAIN NAME	  	01-Apr-2010	  		  	01-Apr-2010	  	The Babcock & Wilcox Company
	
	 babcock-wilcox.in

									
	US	  	DN-296	 		  	Registered	  	DOMAIN NAME	  	31-Mar-2010	  		  	31-Mar-2010	  	The Babcock & Wilcox Company

  

	*	McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc. April 20, 2010 


Babcock & Wilcox Nuclear Power Generation Group, changed its name to Babcock & Wilcox Nuclear Energy, Inc. April 29, 2010

 The Babcock & Wilcox Company changed its name to Babcock & Wilcox Power Generation Group, Inc. November 20, 2007

 Babcock & Wilcox Modular Nuclear Energy LLC merged into Babcock & Wilcox Nuclear Energy, Inc. June 30, 2011


  

			
	Monday, May 21, 2012        Prepared by AMSaus	 	Page 5 of 22










																	
	 CTY
	  	 CASE NO
	  	 SUB STATUS
	  	 APP NO
	  	 FILE DATE
	  	 REG NO
	  	 REG DATE
	  	 OWNER

	 babcockwilcox.jobs

									
	US	  	DN-111	 		  	Registered	  	DOMAIN NAME	  	08-Jul-2005	  		  	08-Jul-2005	  	The Babcock & Wilcox Company
	
	 babcockwilcox.us

									
	US	  	DN-079	 		  	Registered	  	DOMAIN NAME	  	09-Apr-2002	  		  	25-Apr-2002	  	The Babcock & Wilcox Company
	
	 babcock-wilcox.us

									
	US	  	DN-078	 		  	Registered	  	DOMAIN NAME	  	09-Apr-2002	  		  	25-Apr-2002	  	The Babcock & Wilcox Company
	
	 babcockwilcoxmpower.com

									
	US	  	DN-220	 		  	Registered	  	DOMAIN NAME	  		  		  	15-Jun-2009	  	B&W Modular Nuclear Energy, LLC
	
	 babcockwilcoxmpower.net

									
	US	  	DN-234	 		  	Registered	  	DOMAIN NAME	  		  		  	15-Jun-2009	  	B&W Modular Nuclear Energy, LLC
	
	 babcockwilcoxmpower.org

									
	US	  	DN-232	 		  	Registered	  	DOMAIN NAME	  		  		  	15-Jun-2009	  	B&W Modular Nuclear Energy, LLC
	
	 babcoxandwilcox.com

									
	US	  	DN-135	 		  	Registered	  	DOMAIN NAME	  		  		  	24-Mar-2006	  	The Babcock & Wilcox Company
	
	 babcoxwilcox.com

									
	US	  	DN-131	 		  	Registered	  	DOMAIN NAME	  		  		  	24-Mar-2006	  	The Babcock & Wilcox Company
	
	 babockandwilcox.com

									
	US	  	DN-133	 		  	Registered	  	DOMAIN NAME	  		  		  	24-Mar-2006	  	The Babcock & Wilcox Company
	
	 babockwilcox.com

									
	US	  	DN-129	 		  	Registered	  	DOMAIN NAME	  		  		  	24-Mar-2006	  	The Babcock & Wilcox Company
	
	 bandw.co

									
	US	  	DN-309	 		  	Filed	  	DOMAIN NAME	  	10-May-2010	  		  	10-May-2010	  	Babcock & Wilcox Power Generation Group, Inc.
	
	 beaumontbirch.biz

									
	US	  	DN-076	 		  	Registered	  	DOMAIN NAME	  	11-Apr-2002	  		  	11-Apr-2002	  	Diamond Power International, Inc.
	
	 beaumontbirch.com

									
	US	  	DN-074	 		  	Registered	  	DOMAIN NAME	  	12-Apr-2002	  		  	12-Apr-2002	  	Diamond Power International, Inc.
	
	 beaumontbirch.net

									
	US	  	DN-075	 		  	Registered	  	DOMAIN NAME	  	12-Apr-2002	  		  	12-Apr-2002	  	Diamond Power International, Inc.

  

	*	McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc. April 20, 2010 


Babcock & Wilcox Nuclear Power Generation Group, changed its name to Babcock & Wilcox Nuclear Energy, Inc. April 29, 2010

 The Babcock & Wilcox Company changed its name to Babcock & Wilcox Power Generation Group, Inc. November 20, 2007

 Babcock & Wilcox Modular Nuclear Energy LLC merged into Babcock & Wilcox Nuclear Energy, Inc. June 30, 2011


  

			
	Monday, May 21, 2012        Prepared by AMSaus	 	Page 6 of 22










																	
	 CTY
	  	 CASE NO
	  	 SUB STATUS
	  	 APP NO
	  	 FILE DATE
	  	 REG NO
	  	 REG DATE
	  	 OWNER

	 beaumontbirch.org

									
	US	  	DN-077	 		  	Registered	  	DOMAIN NAME	  	12-Mar-2002	  		  	12-Mar-2002	  	Diamond Power International, Inc.
	
	 BLACK LIQUOR CLUB (Word Mark)

									
	US	  	TM-437	 		  	Registered	  	74/492512	  	22-Feb-1994	  	1942067	  	19-Dec-1995	  	Babcock & Wilcox Power Generation Group, Inc.
	
	 BLACK LIQUOR CLUB LOGO

									
	US	  	TM-433	 		  	Registered	  	74/484952	  	31-Jan-1994	  	1939207	  	05-Dec-1995	  	Babcock & Wilcox Power Generation Group, Inc.
	
	 BOS (Word Mark)

									
	US	  	TM-370	 		  	Registered	  	74/274290	  	11-May-1992	  	1745641	  	12-Jan-1993	  	Diamond Power International, Inc.
	
	 b-w.co

									
	US	  	DN-308	 		  	Filed	  	DOMAIN NAME	  	10-May-2010	  		  		  	Babcock & Wilcox Power Generation Group, Inc.
	
	 b-w.us

									
	US	  	DN-082	 		  	Registered	  	DOMAIN NAME	  	09-Apr-2002	  		  	25-Apr-2002	  	The Babcock & Wilcox Company
	
	 bwconversionservices.xxx

									
	US	  	DN-383	 		  	Registered	  	DOMAIN NAME	  		  		  	06-Dec-2011	  	Babcock & Wilcox Power Generation Group, Inc.
	
	 bwdemonterrey.com

									
	US	  	DN-252	 		  	Registered	  	DOMAIN NAME	  		  		  	03-Sep-2009	  	Babcock & Wilcox Power Generation Group, Inc.
	
	 bwdemonterrey.com.mx

									
	US	  	DN-251	 		  	Registered	  	DOMAIN NAME	  		  		  	03-Sep-2009	  	Babcock & Wilcox Power Generation Group, Inc.
	
	 bwdemonterrey.net

									
	US	  	DN-253	 		  	Registered	  	DOMAIN NAME	  		  		  	03-Sep-2009	  	Babcock & Wilcox Power Generation Group, Inc.
	
	 bwempower.com

									
	US	  	DN-227	 		  	Registered	  	DOMAIN NAME	  		  		  	15-Jun-2009	  	B&W Modular Nuclear Energy, LLC
	
	 bwempower.net

									
	US	  	DN-225	 		  	Registered	  	DOMAIN NAME	  		  		  	15-Jun-2009	  	B&W Modular Nuclear Energy, LLC
	
	 bwempower.org

									
	US	  	DN-219	 		  	Registered	  	DOMAIN NAME	  		  		  	15-Jun-2009	  	B&W Modular Nuclear Energy, LLC
	
	 bwmne.com

									
	US	  	DN-218	 		  	Registered	  	DOMAIN NAME	  		  		  	15-Jun-2009	  	B&W Modular Nuclear Energy, LLC

  

	*	McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc. April 20, 2010 


Babcock & Wilcox Nuclear Power Generation Group, changed its name to Babcock & Wilcox Nuclear Energy, Inc. April 29, 2010

 The Babcock & Wilcox Company changed its name to Babcock & Wilcox Power Generation Group, Inc. November 20, 2007

 Babcock & Wilcox Modular Nuclear Energy LLC merged into Babcock & Wilcox Nuclear Energy, Inc. June 30, 2011


  

			
	Monday, May 21, 2012        Prepared by AMSaus	 	Page 7 of 22










																	
	 CTY
	  	 CASE NO
	  	 SUB STATUS
	  	 APP NO
	  	 FILE DATE
	  	 REG NO
	  	 REG DATE
	  	 OWNER

	 bwmne.net

									
	US	  	DN-217	 		  	Registered	  	DOMAIN NAME	  		  		  	15-Jun-2009	  	B&W Modular Nuclear Energy, LLC
	
	 bwmne.org

									
	US	  	DN-236	 		  	Registered	  	DOMAIN NAME	  		  		  	15-Jun-2009	  	B&W Modular Nuclear Energy, LLC
	
	 bwmodularnuclearenergy.com

									
	US	  	DN-235	 		  	Registered	  	DOMAIN NAME	  		  		  	15-Jun-2009	  	B&W Modular Nuclear Energy, LLC
	
	 bwmodularnuclearenergy.net

									
	US	  	DN-224	 		  	Registered	  	DOMAIN NAME	  		  		  	15-Jun-2009	  	B&W Modular Nuclear Energy, LLC
	
	 bwmodularnuclearenergy.org

									
	US	  	DN-223	 		  	Registered	  	DOMAIN NAME	  		  		  	15-Jun-2009	  	B&W Modular Nuclear Energy, LLC
	
	 bwmpower.com

									
	US	  	DN-230	 		  	Registered	  	DOMAIN NAME	  		  		  	15-Jun-2009	  	B&W Modular Nuclear Energy, LLC
	
	 bw-mpower.com

									
	US	  	DN-233	 		  	Registered	  	DOMAIN NAME	  		  		  	15-Jun-2009	  	B&W Modular Nuclear Energy, LLC
	
	 bwmpower.net

									
	US	  	DN-228	 		  	Registered	  	DOMAIN NAME	  		  		  	15-Jun-2009	  	B&W Modular Nuclear Energy, LLC
	
	 bw-mpower.net

									
	US	  	DN-231	 		  	Registered	  	DOMAIN NAME	  		  		  	15-Jun-2009	  	B&W Modular Nuclear Energy, LLC
	
	 bwmpower.org

									
	US	  	DN-226	 		  	Registered	  	DOMAIN NAME	  		  		  	15-Jun-2009	  	B&W Modular Nuclear Energy, LLC
	
	 bw-mpower.org

									
	US	  	DN-229	 		  	Registered	  	DOMAIN NAME	  		  		  	15-Jun-2009	  	B&W Modular Nuclear Energy, LLC
	
	 bwnes.com

									
	US	  	DN-371	 		  	Registered	  	DOMAIN NAME	  		  		  	14-Jul-2011	  	Babcock & Wilcox Nuclear Energy, Inc.
	
	 bwnes.net

									
	US	  	DN-372	 		  	Registered	  	DOMAIN NAME	  		  		  	14-Jul-2011	  	Babcock & Wilcox Nuclear Energy, Inc.
	
	 bwnes.org

									
	US	  	DN-373	 		  	Registered	  	DOMAIN NAME	  		  		  	14-Jul-2011	  	Babcock & Wilcox Nuclear Energy, Inc.

  

	*	McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc. April 20, 2010 


Babcock & Wilcox Nuclear Power Generation Group, changed its name to Babcock & Wilcox Nuclear Energy, Inc. April 29, 2010

 The Babcock & Wilcox Company changed its name to Babcock & Wilcox Power Generation Group, Inc. November 20, 2007

 Babcock & Wilcox Modular Nuclear Energy LLC merged into Babcock & Wilcox Nuclear Energy, Inc. June 30, 2011


  

			
	Monday, May 21, 2012        Prepared by AMSaus	 	Page 8 of 22










																	
	 CTY
	  	 CASE NO
	  	 SUB STATUS
	  	 APP NO
	  	 FILE DATE
	  	 REG NO
	  	 REG DATE
	  	 OWNER

	 bwservice.biz

									
	US	  	DN-061	 		  	Registered	  	DOMAIN NAME	  	25-Apr-2000	  		  	13-Dec-2001	  	The Babcock & Wilcox Company
	
	 bwxl.net

									
	US	  	DN-374	 		  	Registered	  	DOMAIN NAME	  		  		  	12-Aug-2005	  	Babcock & Wilcox Power Generation Group, Inc.
	
	 CEMSCAN

									
	US	  	TM-789	 		  	Registered	  	74/605141	  	01-Dec-1994	  	2016261	  	12-Nov-1996	  	Babcock & Wilcox Power Generation Group, Inc.
	
	 CFS

									
	US	  	TM-756	 		  	Filed	  	77/602954	  	29-Oct-2008	  	3711230	  	17-Nov-2009	  	Babcock & Wilcox Power Generation Group, Inc.
	
	 chuihuigi.com.cn (pingyin for sootblower)

									
	US	  	DN-214	 		  	Registered	  	DOMAIN NAME	  		  		  	24-Jun-2009	  	Diamond Power International, Inc.
	
	 CPM

									
	US	  	TM-769	 		  	Registered	  	75/318638	  	02-Jul-1997	  	2347485	  	02-May-2000	  	Babcock & Wilcox Power Generation Group, Inc.
	
	 CycloASH

									
	US	  	TM-719	 		  	Registered	  	78/246419	  	06-May-2003	  	3169328	  	07-Nov-2006	  	Diamond Power International, Inc.
	
	 deltapowerservices.com

									
	US	  	DN-203	 		  	Registered	  	DOMAIN NAME	  		  		  	13-Aug-2003	  	Babcock & Wilcox Power Generation Group, Inc.
	
	 deltapowerservices.xxx

									
	US	  	DN-385	 		  	Registered	  	DOMAIN NAME	  		  		  	06-Dec-2011	  	Diamond Power International, Inc.
	
	 DIAMOND (Word Mark)

									
	US	  	TM-258	 		  	Registered	  	71/304190	  	04-Aug-1930	  	279300	  	13-Jan-1931	  	Diamond Power International, Inc.
									
		  	TM-258	 	2	  	Registered	  	71/096578	  	15-Jul-1916	  	113950	  	14-Nov-1916	  	Diamond Power International, Inc.
	
	 DIAMOND POWER (Word Mark)

									
	US	  	TM-261	 		  	Registered	  	72/139604	  	12-Mar-1962	  	0746554	  	12-Mar-1963	  	Diamond Power International, Inc.
									
		  	TM-261	 	2	  	Registered	  	72/139605	  	12-Mar-1962	  	0755020	  	20-Aug-1963	  	Diamond Power International, Inc.
	
	 diamond.cn (Chinese characters)

									
	US	  	DN-209	 		  	Registered	  	DOMAIN NAME	  		  		  	17-Jun-2006	  	Diamond Power International, Inc.
	
	 diamond.com (Chinese characters)

									
	US	  	DN-208	 		  	Registered	  	DOMAIN NAME	  		  		  	30-Nov-2007	  	Diamond Power International, Inc.

  

	*	McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc. April 20, 2010 


Babcock & Wilcox Nuclear Power Generation Group, changed its name to Babcock & Wilcox Nuclear Energy, Inc. April 29, 2010

 The Babcock & Wilcox Company changed its name to Babcock & Wilcox Power Generation Group, Inc. November 20, 2007

 Babcock & Wilcox Modular Nuclear Energy LLC merged into Babcock & Wilcox Nuclear Energy, Inc. June 30, 2011


  

			
	Monday, May 21, 2012        Prepared by AMSaus	 	Page 9 of 22










																	
	 CTY
	  	 CASE NO
	  	 SUB STATUS
	  	 APP NO
	  	 FILE DATE
	  	 REG NO
	  	 REG DATE
	  	 OWNER

	 diamond.net (Chinese characters)

									
	US	  	DN-211	 		  	Pending	  	DOMAIN NAME	  		  		  		  	Diamond Power International, Inc.
	
	 diamond.net.cn (Chinese characters)

									
	US	  	DN-210	 		  	Pending	  	DOMAIN NAME	  		  		  		  	Diamond Power International, Inc.
	
	 diamondelectronics.biz

									
	US	  	DN-055	 		  	Registered	  	DOMAIN NAME	  	16-Mar-1996	  		  	13-Dec-2001	  	Diamond Power International, Inc.
	
	 diamondelectronics.com

									
	US	  	DN-043	 		  	Registered	  	DOMAIN NAME	  	27-Aug-2001	  		  	14-Nov-2001	  	Diamond Power International, Inc.
	
	 diamondelectronics.in

									
	US	  	DN-289	 		  	Registered	  	DOMAIN NAME	  	31-Mar-2010	  		  	31-Mar-2010	  	Diamond Power International, Inc.
	
	 diamondelectronics.net

									
	US	  	DN-045	 		  	Registered	  	DOMAIN NAME	  	16-Mar-2000	  		  	16-Mar-2000	  	Diamond Power International, Inc.
	
	 diamondelectronics.org

									
	US	  	DN-044	 		  	Registered	  	DOMAIN NAME	  	03-Oct-2001	  		  	03-Oct-2001	  	Diamond Power International, Inc.
	
	 diamondpower.biz

									
	US	  	DN-054	 		  	Registered	  	DOMAIN NAME	  	16-Mar-1996	  		  	13-Dec-2001	  	Diamond Power International, Inc.
	
	 diamondpower.co.uk

									
	US	  	DN-029	 		  	Registered	  	DOMAIN NAME	  	12-Sep-1996	  		  	12-Sep-1996	  	Diamond Power International, Inc.
	
	 diamondpower.com

									
	US	  	DN-012	 		  	Registered	  	DOMAIN NAME	  	16-Mar-1996	  		  	16-Mar-1996	  	Diamond Power International, Inc.
	
	 diamondpower.eu

									
	US	  	DN-180	 		  	Pending	  	DOMAIN NAME	  		  		  		  	Diamond Power International, Inc.
	
	 diamondpower.in

									
	US	  	DN-290	 		  	Registered	  	DOMAIN NAME	  	31-Mar-2010	  		  	31-Mar-2010	  	Diamond Power International, Inc.
	
	 diamondpower.info

									
	US	  	DN-321 Cp	 		  	Registered	  	DOMAIN NAME	  		  		  	15-Jul-2010	  	Diamond Power International, Inc.
	
	 diamondpower.jobs

									
	US	  	DN-113	 		  	Registered	  	DOMAIN NAME	  	18-Aug-2005	  		  	18-Aug-2005	  	Diamond Power International, Inc.

  

	*	McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc. April 20, 2010 


Babcock & Wilcox Nuclear Power Generation Group, changed its name to Babcock & Wilcox Nuclear Energy, Inc. April 29, 2010

 The Babcock & Wilcox Company changed its name to Babcock & Wilcox Power Generation Group, Inc. November 20, 2007

 Babcock & Wilcox Modular Nuclear Energy LLC merged into Babcock & Wilcox Nuclear Energy, Inc. June 30, 2011


  

			
	Monday, May 21, 2012        Prepared by AMSaus	 	Page 10 of 22










																	
	 CTY
	  	 CASE NO
	  	 SUB STATUS
	  	 APP NO
	  	 FILE DATE
	  	 REG NO
	  	 REG DATE
	  	 OWNER

	 diamondpower.net

									
	US	  	DN-033	 		  	Registered	  	DOMAIN NAME	  	04-Dec-2000	  		  	04-Dec-2000	  	Diamond Power International, Inc.
	
	 diamondpower.org

									
	US	  	DN-034	 		  	Registered	  	DOMAIN NAME	  	04-Dec-2000	  		  	04-Dec-2000	  	Diamond Power International, Inc.
	
	 diamondpower.us

									
	US	  	DN-083	 		  	Registered	  	DOMAIN NAME	  	09-Apr-2002	  		  	25-Apr-2002	  	Diamond Power International, Inc.
	
	 diamondpower.us.com

									
	US	  	DN-320	 		  	Registered	  	DOMAIN NAME	  		  		  	15-Jul-2010	  	Diamond Power International, Inc.
	
	 diamondpower.xxx

									
	US	  	DN-379	 		  	Registered	  	DOMAIN NAME	  		  		  	29-Nov-2011	  	Diamond Power International, Inc.
	
	 diamondpower-cee.cz

									
	US	  	DN-206	 		  	Pending	  	DOMAIN NAME	  		  		  		  	Diamond Power International, Inc.
	
	 diamondpower-cee.eu

									
	US	  	DN-207	 		  	Pending	  	DOMAIN NAME	  		  		  		  	Diamond Power International, Inc.
	
	 diamondpowerinternational.co.in

									
	US	  	DN-291	 		  	Registered	  	DOMAIN NAME	  	31-Mar-2010	  		  	31-Mar-2010	  	Diamond Power International, Inc.
	
	 diamondpowerinternational.com

									
	US	  	DN-171	 		  	Registered	  	DOMAIN NAME	  		  		  	09-Apr-2007	  	Diamond Power International, Inc.
	
	 diamondpowerinternational.in

									
	US	  	DN-292	 		  	Registered	  	DOMAIN NAME	  	31-Mar-2010	  		  	31-Mar-2010	  	Diamond Power International, Inc.
	
	 diamondpowerinternational.net

									
	US	  	DN-172	 		  	Registered	  	DOMAIN NAME	  		  		  	10-Apr-2007	  	Diamond Power International, Inc.
	
	 diamondpowerinternational.org

									
	US	  	DN-173	 		  	Registered	  	DOMAIN NAME	  		  		  	10-Apr-2007	  	Diamond Power International, Inc.
	
	 diamondpowerinternational.xxx

									
	US	  	DN-382	 		  	Registered	  	DOMAIN NAME	  		  		  	06-Dec-2011	  	Diamond Power International, Inc.
	
	 diamondpowerkorea.com

									
	US	  	DN-181	 		  	Registered	  	DOMAIN NAME	  		  		  	09-Apr-2004	  	Diamond Power International, Inc.

  

	*	McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc. April 20, 2010 


Babcock & Wilcox Nuclear Power Generation Group, changed its name to Babcock & Wilcox Nuclear Energy, Inc. April 29, 2010

 The Babcock & Wilcox Company changed its name to Babcock & Wilcox Power Generation Group, Inc. November 20, 2007

 Babcock & Wilcox Modular Nuclear Energy LLC merged into Babcock & Wilcox Nuclear Energy, Inc. June 30, 2011


  

			
	Monday, May 21, 2012        Prepared by AMSaus	 	Page 11 of 22










																	
	 CTY
	  	 CASE NO
	  	 SUB STATUS
	  	 APP NO
	  	 FILE DATE
	  	 REG NO
	  	 REG DATE
	  	 OWNER

	 diamondpowerspecialty.co.in

									
	US	  	DN-293	 		  	Registered	  	DOMAIN NAME	  	31-Mar-2010	  		  	31-Mar-2010	  	Diamond Power International, Inc.
	
	 diamondpowerspecialty.com

									
	US	  	DN-118	 		  	Registered	  	DOMAIN NAME	  	29-Nov-2005	  		  	29-Nov-2005	  	Diamond Power International, Inc.
	
	 diamondpowerspecialty.in

									
	US	  	DN-294	 		  	Registered	  	DOMAIN NAME	  	31-Mar-2010	  		  	31-Mar-2010	  	Diamond Power International, Inc.
	
	 DIAMONIZED

									
	US	  	TM-449	 	1	  	Registered	  	78/570907	  	18-Feb-2005	  	3455244	  	24-Jun-2008	  	Diamond Power International, Inc.
	
	 DIAMONIZED (Word Mark)

									
	US	  	TM-449	 	2	  	Registered	  	75/652227	  	26-Feb-1999	  	2448661	  	08-May-2001	  	Diamond Power International, Inc.
	
	 DP & Design (Color) (NEW logo)

									
	US	  	TM-709	 		  	Registered	  	78/143464	  	12-Jul-2002	  	3018397	  	22-Nov-2005	  	Diamond Power International, Inc.
	
	 DP (STYLIZED DESIGN)

									
	US	  	TM-262	 		  	Registered	  	72/139733	  	13-Mar-1962	  	741246	  	27-Nov-1962	  	Diamond Power International, Inc.
									
		  	TM-262	 	2	  	Registered	  	72/139732	  	13-Mar-1962	  	741270	  	27-Nov-1962	  	Diamond Power International, Inc.
	
	 DRB-4Z (Word Mark)

									
	US	  	TM-531	 	2	  	Registered	  	75/545775	  	01-Sep-1998	  	2446782	  	24-Apr-2001	  	Babcock & Wilcox Power Generation Group, Inc.
	
	 DRB-XCL (Word Mark)

									
	US	  	TM-368	 		  	Registered	  	74/239934	  	24-Jan-1992	  	1741145	  	22-Dec-1992	  	Babcock & Wilcox Power Generation Group, Inc.
	
	 DSVS (Word Mark)

									
	US	  	TM-552	 		  	Registered	  	75/506297	  	22-Jun-1998	  	2393999	  	10-Oct-2000	  	Babcock & Wilcox Power Generation Group, Inc.
	
	 ELVERITE (Word Mark)

									
	US	  	TM-084	 	2	  	Registered	  	77/587246	  	07-Oct-2008	  	3619276	  	12-May-2009	  	Babcock & Wilcox Power Generation Group, Inc.
	
	 enertec.com

									
	US	  	DN-306	 		  	Registered	  	DOMAIN NAME	  		  		  	22-Oct-1995	  	Babcock & Wilcox Power Generation Group, Inc.
	
	 EXTREME

									
	US	  	TM-767	 		  	Published	  	85/006295	  	05-Apr-2010	  		  		  	Diamond Power International, Inc.

  

	*	McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc. April 20, 2010 


Babcock & Wilcox Nuclear Power Generation Group, changed its name to Babcock & Wilcox Nuclear Energy, Inc. April 29, 2010

 The Babcock & Wilcox Company changed its name to Babcock & Wilcox Power Generation Group, Inc. November 20, 2007

 Babcock & Wilcox Modular Nuclear Energy LLC merged into Babcock & Wilcox Nuclear Energy, Inc. June 30, 2011


  

			
	Monday, May 21, 2012        Prepared by AMSaus	 	Page 12 of 22










																	
	 CTY
	  	 CASE NO
	  	 SUB STATUS
	  	 APP NO
	  	 FILE DATE
	  	 REG NO
	  	 REG DATE
	  	 OWNER

	 FlexRod

									
	US	  	TM-720	 		  	Registered	  	78/246422	  	06-May-2003	  	2978785	  	26-Jul-2005	  	Diamond Power International, Inc.
	
	 FST-GAGE (Word Mark)

									
	US	  	TM-479	 	2	  	Registered	  	75/295372	  	20-May-1997	  	2162018	  	02-Jun-1998	  	Babcock & Wilcox Power Generation Group, Inc.
	
	 futuregen2-0.com

									
	US	  	DN-348	 		  	Registered	  	DOMAIN NAME	  		  		  	18-Nov-2010	  	Babcock & Wilcox Power Generation Group, Inc.
	
	 futuregen2-0.net

									
	US	  	DN-349	 		  	Registered	  	DOMAIN NAME	  		  		  	18-Nov-2010	  	Babcock & Wilcox Power Generation Group, Inc.
	
	 futuregen2-0.org

									
	US	  	DN-350	 		  	Registered	  	DOMAIN NAME	  		  		  	18-Nov-2010	  	Babcock & Wilcox Power Generation Group, Inc.
	
	 GASTEMP & DESIGN

									
	US	  	TM-403	 		  	Registered	  	74/415759	  	23-Jul-1993	  	1873659	  	17-Jan-1995	  	Diamond Power International, Inc.
	
	 GEMINI (Word Mark)

									
	US	  	TM-598	 		  	Registered	  	76/215,395	  	20-Feb-2001	  	2687243	  	11-Feb-2003	  	Diamond Power International, Inc.
	
	 GenClad

									
	US	  	TM-704	 		  	Registered	  	78/233349	  	03-Apr-2003	  	2886366	  	21-Sep-2004	  	Babcock & Wilcox Power Generation Group, Inc.
									
		  	TM-704	 	4	  	Registered	  	78/233339	  	03-Apr-2003	  	2889004	  	28-Sep-2004	  	Babcock & Wilcox Power Generation Group, Inc.
	
	 generatingpowerfulsolutions.com

									
	US	  	DN-132	 		  	Registered	  	DOMAIN NAME	  		  		  	24-Mar-2006	  	The Babcock & Wilcox Company
	
	 Generation mPower

									
	US	  	TM-795	 		  	Filed	  	85/083602	  	13-Jul-2010	  		  		  	Babcock & Wilcox Nuclear Energy, Inc.
									
		  	TM-795	 	1	  	Filed	  	85/083906	  	13-Jul-2010	  		  		  	Babcock & Wilcox Nuclear Energy, Inc.
	
	 generationmpower.biz

									
	US	  	DN-313	 		  	Registered	  	DOMAIN NAME	  		  		  	14-Jul-2010	  	B&W Modular Nuclear Energy, LLC
	
	 generationmpower.com

									
	US	  	DN-312	 		  	Registered	  	DOMAIN NAME	  		  		  	06-Jul-2010	  	B&W Modular Nuclear Energy, LLC
	
	 generationmpower.info

									
	US	  	DN-314	 		  	Registered	  	DOMAIN NAME	  		  		  	14-Jul-2010	  	B&W Modular Nuclear Energy, LLC

  

	*	McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc. April 20, 2010 


Babcock & Wilcox Nuclear Power Generation Group, changed its name to Babcock & Wilcox Nuclear Energy, Inc. April 29, 2010

 The Babcock & Wilcox Company changed its name to Babcock & Wilcox Power Generation Group, Inc. November 20, 2007

 Babcock & Wilcox Modular Nuclear Energy LLC merged into Babcock & Wilcox Nuclear Energy, Inc. June 30, 2011


  

			
	Monday, May 21, 2012        Prepared by AMSaus	 	Page 13 of 22










																	
	 CTY
	  	 CASE NO
	  	 SUB STATUS
	  	 APP NO
	  	 FILE DATE
	  	 REG NO
	  	 REG DATE
	  	 OWNER

	 generationmpower.net

									
	US	  	DN-315	 		  	Registered	  	DOMAIN NAME	  		  		  	14-Jul-2010	  	B&W Modular Nuclear Energy, LLC
	
	 generationmpower.org

									
	US	  	DN-316	 		  	Registered	  	DOMAIN NAME	  		  		  	14-Jul-2010	  	B&W Modular Nuclear Energy, LLC
	
	 generationmpower.us

									
	US	  	DN-317	 		  	Registered	  	DOMAIN NAME	  		  		  	14-Jul-2010	  	B&W Modular Nuclear Energy, LLC
	
	 generationmpower.us.com

									
	US	  	DN-318	 		  	Registered	  	DOMAIN NAME	  		  		  	14-Jul-2010	  	B&W Modular Nuclear Energy, LLC
	
	 generationmpower.xxx

									
	US	  	DN-381	 		  	Registered	  	DOMAIN NAME	  		  		  	06-Dec-2011	  	Babcock & Wilcox Nuclear Energy, Inc.
	
	 GlassCam

									
	US	  	TM-801	 		  	Published	  	85/255660	  	02-Mar-2011	  		  		  	Diamond Power International, Inc.
	
	 Heat Transfer Manager

									
	US	  	TM-725	 		  	Registered	  	85/250679	  	24-Feb-2011	  	4117257	  	27-Mar-2012	  	Babcock & Wilcox Power Generation Group, Inc.
	
	 HONE & GLOW (Word Mark)

									
	US	  	TM-287	 		  	Registered	  	73/723107	  	18-Apr-1988	  	1516861	  	13-Dec-1988	  	Babcock & Wilcox Power Generation Group, Inc.
	
	 HYDROBIN

									
	US	  	TM-500	 		  	Registered	  	72/181735	  	22-Nov-1963	  	773659	  	21-Jul-1964	  	Diamond Power International, Inc.
	
	 HYDRO-EJECTOR (Word Mark)

									
	US	  	TM-501	 		  	Registered	  	73/374330	  	12-Jul-1982	  	1249599	  	30-Aug-1983	  	Diamond Power International, Inc.
	
	 HYDROJET (Word Mark)

									
	US	  	TM-700	 		  	Registered	  	76/230869	  	12-Mar-2001	  	2599299	  	23-Jul-2002	  	Diamond Power International, Inc.
	
	 HYDROVACTOR

									
	US	  	TM-506	 		  	Registered	  	72/181734	  	22-Nov-1963	  	774939	  	11-Aug-1964	  	Diamond Power International, Inc.
	
	 IK-700

									
	US	  	TM-754	 		  	Registered	  	77/496333	  	11-Jun-2008	  	3642266	  	23-Jun-2009	  	Diamond Power International, Inc.
	
	 IMPAK

									
	US	  	TM-774	 		  	Registered	  	75/048111	  	24-Jan-1996	  	2232541	  	16-Mar-1999	  	Babcock & Wilcox Power Generation Group, Inc.

  

	*	McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc. April 20, 2010 


Babcock & Wilcox Nuclear Power Generation Group, changed its name to Babcock & Wilcox Nuclear Energy, Inc. April 29, 2010

 The Babcock & Wilcox Company changed its name to Babcock & Wilcox Power Generation Group, Inc. November 20, 2007

 Babcock & Wilcox Modular Nuclear Energy LLC merged into Babcock & Wilcox Nuclear Energy, Inc. June 30, 2011


  

			
	Monday, May 21, 2012        Prepared by AMSaus	 	Page 14 of 22










																	
	 CTY
	  	 CASE NO
	  	 SUB STATUS
	  	 APP NO
	  	 FILE DATE
	  	 REG NO
	  	 REG DATE
	  	 OWNER

	 intechautomation.com

									
	US	  	DN-366	 		  	Registered	  	DOMAIN NAME	  		  		  	20-Jul-2011	  	Babcock & Wilcox Power Generation Group, Inc.
	
	 intechinternational.com

									
	US	  	DN-365	 		  	Registered	  	DOMAIN NAME	  		  		  	20-Jul-2011	  	Babcock & Wilcox Power Generation Group, Inc.
	
	 intechinternational.xxx

									
	US	  	DN-386	 		  	Registered	  	DOMAIN NAME	  		  		  	06-Dec-2011	  	Babcock & Wilcox Power Generation Group, Inc.
	
	 intech-intl.com

									
	US	  	DN-369	 		  	Registered	  	DOMAIN NAME	  		  		  	14-Jul-2011	  	Babcock & Wilcox Power Generation Group, Inc.
	
	 invaritare.com

									
	US	  	DN-370	 		  	Registered	  	DOMAIN NAME	  		  		  	20-Jul-2011	  	Babcock & Wilcox Power Generation Group, Inc.
	
	 iveycooper.com

									
	US	  	DN-204	 		  	Pending	  	DOMAIN NAME	  		  		  		  	Babcock & Wilcox Power Generation Group, Inc.
	
	 iveycooper.xxx

									
	US	  	DN-387	 		  	Registered	  	DOMAIN NAME	  		  		  	06-Dec-2011	  	Babcock & Wilcox Power Generation Group, Inc.
	
	 JUICECAN

									
	US	  	TM-777	 		  	Registered	  	76/449434	  	13-Sep-2002	  	2736486	  	15-Jul-2003	  	Babcock & Wilcox Power Generation Group, Inc.
	
	 KilnCam

									
	US	  	TM-800	 		  	Pending	  	85/255645	  	02-Mar-2011	  		  		  	Diamond Power International, Inc.
	
	 KVB

									
	US	  	TM-790	 		  	Registered	  	73/291272	  	29-Dec-1980	  	1189025	  	02-Feb-1982	  	Babcock & Wilcox Power Generation Group, Inc.
	
	 kvb-cems.com

									
	US	  	DN-303	 		  	Registered	  	DOMAIN NAME	  		  		  	05-Aug-1996	  	Babcock & Wilcox Power Generation Group, Inc.
	
	 kvb-enertec.com

									
	US	  	DN-302	 		  	Registered	  	DOMAIN NAME	  		  		  	29-Oct-1998	  	Babcock & Wilcox Power Generation Group, Inc.
	
	 LM2100 (Word Mark)

									
	US	  	TM-588	 		  	Registered	  	76/158574	  	03-Nov-2000	  	2490831	  	18-Sep-2001	  	Babcock & Wilcox Power Generation Group, Inc.
	
	 MACT PAK

									
	US	  	TM-805	 		  	Pending	  	85/534432	  	06-Feb-2012	  		  		  	Babcock & Wilcox Power Generation Group, Inc.

  

	*	McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc. April 20, 2010 


Babcock & Wilcox Nuclear Power Generation Group, changed its name to Babcock & Wilcox Nuclear Energy, Inc. April 29, 2010

 The Babcock & Wilcox Company changed its name to Babcock & Wilcox Power Generation Group, Inc. November 20, 2007

 Babcock & Wilcox Modular Nuclear Energy LLC merged into Babcock & Wilcox Nuclear Energy, Inc. June 30, 2011


  

			
	Monday, May 21, 2012        Prepared by AMSaus	 	Page 15 of 22










																	
	 CTY
	  	 CASE NO
	  	 SUB STATUS
	  	 APP NO
	  	 FILE DATE
	  	 REG NO
	  	 REG DATE
	  	 OWNER

	 MILLCARE (Word Mark)

									
	US	  	TM-538	 	3	  	Registered	  	76/360419	  	17-Jan-2002	  	2736043	  	15-Jul-2003	  	Babcock & Wilcox Power Generation Group, Inc.
	
	 modularnuclearenergy.net

									
	US	  	DN-222	 		  	Registered	  	DOMAIN NAME	  		  		  	15-Jun-2009	  	B&W Modular Nuclear Energy, LLC
	
	 modularnuclearenergy.org

									
	US	  	DN-221	 		  	Registered	  	DOMAIN NAME	  		  		  	15-Jun-2009	  	B&W Modular Nuclear Energy, LLC
	
	 mPower

									
	US	  	TM-796	 		  	Filed	  	85/083612	  	13-Jul-2010	  		  		  	Babcock & Wilcox Nuclear Energy, Inc.
									
		  	TM-796	 	1	  	Filed	  	85/083915	  	13-Jul-2010	  		  		  	Babcock & Wilcox Nuclear Energy, Inc.
	
	 mtiresearch.com

									
	US	  	DN-017	 		  	Registered	  	DOMAIN NAME	  	13-Jun-1997	  		  	13-Jun-1997	  	McDermott Technology, Inc.
	
	 MULTICLONE (Word Mark)

									
	US	  	TM-510	 		  	Registered	  	72/421977	  	20-Apr-1972	  	0978546	  	12-Feb-1974	  	Babcock & Wilcox Power Generation Group, Inc.
	
	 MYB&W (standard characters)

									
	US	  	TM-733	 		  	Registered	  	78/433112	  	10-Jun-2004	  	3034676	  	27-Dec-2005	  	Babcock & Wilcox Power Generation Group, Inc.
	
	 mybwbabcock.com

									
	US	  	DN-182	 		  	Registered	  	DOMAIN NAME	  		  		  	14-Feb-2008	  	The Babcock & Wilcox Company
	
	 mybwstore.com

									
	US	  	DN-123	 		  	Registered	  	DOMAIN NAME	  		  		  	17-Feb-2006	  	The Babcock & Wilcox Company
	
	 NETDAHS

									
	US	  	TM-787	 		  	Pending	  	COMMON LAW	  		  		  		  	Babcock & Wilcox Power Generation Group, Inc.
	
	 netdahs.com

									
	US	  	DN-305	 		  	Registered	  	DOMAIN NAME	  		  		  	30-Nov-2001	  	Babcock & Wilcox Power Generation Group, Inc.
	
	 NOTIS (Word Mark)

									
	US	  	TM-249	 	2	  	Registered	  	73/715221	  	07-Mar-1988	  	1543964	  	13-Jun-1989	  	Babcock & Wilcox Power Generation Group, Inc.
	
	 ntdahs.com

									
	US	  	DN-304	 		  	Registered	  	DOMAIN NAME	  		  		  	31-Oct-2000	  	Babcock & Wilcox Power Generation Group, Inc.

  

	*	McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc. April 20, 2010 


Babcock & Wilcox Nuclear Power Generation Group, changed its name to Babcock & Wilcox Nuclear Energy, Inc. April 29, 2010

 The Babcock & Wilcox Company changed its name to Babcock & Wilcox Power Generation Group, Inc. November 20, 2007

 Babcock & Wilcox Modular Nuclear Energy LLC merged into Babcock & Wilcox Nuclear Energy, Inc. June 30, 2011


  

			
	Monday, May 21, 2012        Prepared by AMSaus	 	Page 16 of 22










																	
	 CTY
	  	 CASE NO
	  	 SUB STATUS
	  	 APP NO
	  	 FILE DATE
	  	 REG NO
	  	 REG DATE
	  	 OWNER

	 OBSERVER

									
	US	  	TM-788	 		  	Pending	  	COMMON LAW	  		  		  		  	Babcock & Wilcox Power Generation Group, Inc.
	
	 ONE WAY (Word Mark)

									
	US	  	TM-455	 		  	Registered	  	75/422315	  	19-Jan-1998	  	2290894	  	09-Nov-1999	  	Diamond Power International, Inc.
	
	 OPTICAP

									
	US	  	TM-799	 		  	Published	  	85/238965	  	10-Feb-2011	  		  		  	Babcock & Wilcox Power Generation Group, Inc.
	
	 ourbw.net

									
	US	  	DN-237	 		  	Registered	  	DOMAIN NAME	  		  		  	09-Jul-2009	  	The Babcock & Wilcox Company
	
	 ourbw.org

									
	US	  	DN-238	 		  	Registered	  	DOMAIN NAME	  		  		  	09-Jul-2009	  	The Babcock & Wilcox Company
	
	 ourbwbabcock.com

									
	US	  	DN-239	 		  	Registered	  	DOMAIN NAME	  		  		  	09-Jul-2009	  	The Babcock & Wilcox Company
	
	 ourbwbabcock.net

									
	US	  	DN-240	 		  	Registered	  	DOMAIN NAME	  		  		  	09-Jul-2009	  	The Babcock & Wilcox Company
	
	 ourbwbabcock.org

									
	US	  	DN-241	 		  	Registered	  	DOMAIN NAME	  		  		  	09-Jul-2009	  	The Babcock & Wilcox Company
	
	 ourdiamond.net

									
	US	  	DN-242	 		  	Registered	  	DOMAIN NAME	  		  		  	10-Jul-2009	  	Diamond Power International, Inc.
	
	 ourdiamond.org

									
	US	  	DN-243	 		  	Registered	  	DOMAIN NAME	  		  		  	10-Jul-2009	  	Diamond Power International, Inc.
	
	 ourdiamondbabcock.com

									
	US	  	DN-244	 		  	Registered	  	DOMAIN NAME	  		  		  	10-Jul-2009	  	Diamond Power International, Inc.
	
	 ourdiamondbabcock.net

									
	US	  	DN-245	 		  	Registered	  	DOMAIN NAME	  		  		  	10-Jul-2009	  	Diamond Power International, Inc.
	
	 ourdiamondbabcock.org

									
	US	  	DN-246	 		  	Registered	  	DOMAIN NAME	  		  		  	10-Jul-2009	  	Diamond Power International, Inc.
	
	 PARTNERSHIP STOCKING PROGRAM

									
	US	  	TM-347	 		  	Registered	  	74/062676	  	25-May-1990	  	1720593	  	29-Sep-1992	  	Diamond Power International, Inc.

  

	*	McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc. April 20, 2010 


Babcock & Wilcox Nuclear Power Generation Group, changed its name to Babcock & Wilcox Nuclear Energy, Inc. April 29, 2010

 The Babcock & Wilcox Company changed its name to Babcock & Wilcox Power Generation Group, Inc. November 20, 2007

 Babcock & Wilcox Modular Nuclear Energy LLC merged into Babcock & Wilcox Nuclear Energy, Inc. June 30, 2011


  

			
	Monday, May 21, 2012        Prepared by AMSaus	 	Page 17 of 22










																	
	 CTY
	  	 CASE NO
	  	 SUB STATUS
	  	 APP NO
	  	 FILE DATE
	  	 REG NO
	  	 REG DATE
	  	 OWNER

	 PARTS PLUS (Word Mark)

									
	US	  	TM-432	 		  	Registered	  	74/485889	  	02-Feb-1994	  	1951818	  	23-Jan-1996	  	Babcock & Wilcox Power Generation Group, Inc.
	
	 pbc-wteproject.com

									
	US	  	DN-354	 		  	Registered	  	DOMAIN NAME	  		  		  	28-Apr-2011	  	Babcock & Wilcox Power Generation Group, Inc.
	
	 pbc-wteproject.net

									
	US	  	DN-355	 		  	Registered	  	DOMAIN NAME	  		  		  	28-Apr-2011	  	Babcock & Wilcox Power Generation Group, Inc.
	
	 pbc-wteproject.org

									
	US	  	DN-356	 		  	Registered	  	DOMAIN NAME	  		  		  	28-Apr-2011	  	Babcock & Wilcox Power Generation Group, Inc.
	
	 POWER CLEAN

									
	US	  	TM-724	 		  	Registered	  	85/250656	  	24-Feb-2011	  	4031634	  	27-Sep-2011	  	Babcock & Wilcox Power Generation Group, Inc.
	
	 PowerASH

									
	US	  	TM-739	 		  	Registered	  	78/513189	  	08-Nov-2004	  	3065460	  	07-Mar-2006	  	Diamond Power International, Inc.
	
	 POWERTEC

									
	US	  	TM-794	 		  	Pending	  	COMMON LAW	  		  		  		  	Babcock & Wilcox Power Generation Group, Inc.
	
	 powertec.com

									
	US	  	DN-307	 		  	Registered	  	DOMAIN NAME	  		  		  	01-Sep-1994	  	Babcock & Wilcox Power Generation Group, Inc.
	
	 PowerTrain

									
	US	  	TM-714	 		  	Registered	  	78/208057	  	28-Jan-2003	  	2897116	  	26-Oct-2004	  	Diamond Power International, Inc.
	
	 PRC-100

									
	US	  	TM-778	 		  	Registered	  	74/012213	  	18-Dec-1989	  	1614727	  	25-Sep-1990	  	Babcock & Wilcox Power Generation Group, Inc.
	
	 PRECIPTECH AND DESIGN

									
	US	  	TM-780	 		  	Registered	  	73/583729	  	19-Feb-1986	  	1410236	  	23-Sep-1986	  	Babcock & Wilcox Power Generation Group, Inc.
	
	 PRECISION CLEAN (Word Mark)

									
	US	  	TM-567	 		  	Registered	  	76/042361	  	24-Apr-2000	  	2529275	  	15-Jan-2002	  	Diamond Power International, Inc.
	
	 PrecisionJet (standard characters)

									
	US	  	TM-722	 	2	  	Registered	  	78/470198	  	19-Aug-2004	  	3147543	  	26-Sep-2006	  	Babcock & Wilcox Power Generation Group, Inc.
									
		  	TM-722	 	3	  	Registered	  	78/470249	  	19-Aug-2004	  	3013278	  	08-Nov-2005	  	Babcock & Wilcox Power Generation Group, Inc.

  

	*	McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc. April 20, 2010 


Babcock & Wilcox Nuclear Power Generation Group, changed its name to Babcock & Wilcox Nuclear Energy, Inc. April 29, 2010

 The Babcock & Wilcox Company changed its name to Babcock & Wilcox Power Generation Group, Inc. November 20, 2007

 Babcock & Wilcox Modular Nuclear Energy LLC merged into Babcock & Wilcox Nuclear Energy, Inc. June 30, 2011


  

			
	Monday, May 21, 2012        Prepared by AMSaus	 	Page 18 of 22










																	
	 CTY
	  	 CASE NO
	  	 SUB STATUS
	  	 APP NO
	  	 FILE DATE
	  	 REG NO
	  	 REG DATE
	  	 OWNER

	 PrecisionJet (stylized and/or with design)

									
	US	  	TM-722	 		  	Registered	  	78/470266	  	19-Aug-2004	  	3147544	  	26-Sep-2006	  	Babcock & Wilcox Power Generation Group, Inc.
	
	 RACER (Word Mark)

									
	US	  	TM-140	 		  	Registered	  	72/267795	  	29-Mar-1967	  	0855089	  	20-Aug-1968	  	Babcock & Wilcox Power Generation Group, Inc.
	
	 SENTRYSERIES

									
	US	  	TM-743	 		  	Registered	  	78/665617	  	07-Jul-2005	  	3589020	  	10-Mar-2009	  	Diamond Power International, Inc.
	
	 sentryseries.com

									
	US	  	DN-124	 		  	Registered	  	DOMAIN NAME	  	02-Feb-2006	  		  	02-Feb-2006	  	Diamond Power International, Inc.
	
	 sentryseries.net

									
	US	  	DN-127	 		  	Registered	  	DOMAIN NAME	  	01-Mar-2006	  		  	01-Mar-2006	  	Diamond Power International, Inc.
	
	 sentryseries.xxx

									
	US	  	DN-380	 		  	Registered	  	DOMAIN NAME	  		  		  	29-Nov-2011	  	Diamond Power International, Inc.
	
	 sentryseriescontrols.com

									
	US	  	DN-125	 		  	Registered	  	DOMAIN NAME	  	02-Feb-2006	  		  	02-Feb-2006	  	Diamond Power International, Inc.
	
	 sentryseriescontrols.net

									
	US	  	DN-126	 		  	Registered	  	DOMAIN NAME	  	01-Mar-2006	  		  	01-Mar-2006	  	Diamond Power International, Inc.
	
	 sentryseriescontrols.us

									
	US	  	DN-174	 		  	Registered	  	DOMAIN NAME	  		  		  	04-Dec-2007	  	Diamond Power International, Inc.
	
	 SMARTREPORTS

									
	US	  	TM-786	 		  	Pending	  	COMMON LAW	  		  		  		  	Babcock & Wilcox Power Generation Group, Inc.
	
	 SmeltCam

									
	US	  	TM-730	 		  	Registered	  	78/341285	  	16-Dec-2003	  	3415516	  	22-Apr-2008	  	Diamond Power International, Inc.
	
	 sootblower.co.uk

									
	US	  	DN-178	 		  	Registered	  	DOMAIN NAME	  		  		  	04-Jun-2004	  	Diamond Power International, Inc.
	
	 sootblower.com (Chinese characters)

									
	US	  	DN-212	 		  	Pending	  	DOMAIN NAME	  		  		  		  	Diamond Power International, Inc.
	
	 sootblower.com.cn (Chinese characters)

									
	US	  	DN-213	 		  	Pending	  	DOMAIN NAME	  		  		  		  	Diamond Power International, Inc.

  

	*	McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc. April 20, 2010 


Babcock & Wilcox Nuclear Power Generation Group, changed its name to Babcock & Wilcox Nuclear Energy, Inc. April 29, 2010

 The Babcock & Wilcox Company changed its name to Babcock & Wilcox Power Generation Group, Inc. November 20, 2007

 Babcock & Wilcox Modular Nuclear Energy LLC merged into Babcock & Wilcox Nuclear Energy, Inc. June 30, 2011


  

			
	Monday, May 21, 2012        Prepared by AMSaus	 	Page 19 of 22










																	
	 CTY
	  	 CASE NO
	  	 SUB STATUS
	  	 APP NO
	  	 FILE DATE
	  	 REG NO
	  	 REG DATE
	  	 OWNER

	 sootblower.eu

									
	US	  	DN-179	 		  	Pending	  	DOMAIN NAME	  		  		  		  	Diamond Power International, Inc.
	
	 sootblower.net

									
	US	  	DN-177	 		  	Registered	  	DOMAIN NAME	  		  		  	26-Feb-2004	  	Diamond Power International, Inc.
	
	 sootblower.net (Chinese characters)

									
	US	  	DN-215	 		  	Pending	  	DOMAIN NAME	  		  		  		  	Diamond Power International, Inc.
	
	 sootblower.net.cn (Chinese characters)

									
	US	  	DN-216	 		  	Pending	  	DOMAIN NAME	  		  		  		  	Diamond Power International, Inc.
	
	 SQ-300

									
	US	  	TM-781	 		  	Registered	  	75/718164	  	24-May-1999	  	2399532	  	31-Oct-2000	  	Babcock & Wilcox Power Generation Group, Inc.
	
	 SteelCam

									
	US	  	TM-802	 		  	Published	  	85/255674	  	02-Mar-2011	  		  		  	Diamond Power International, Inc.
	
	 STIRLING

									
	US	  	TM-078	 		  	Registered	  	71/029843	  	10-Sep-1907	  	0089810	  	14-Jan-1913	  	Babcock & Wilcox Power Generation Group, Inc.
	
	 SUNTRANZFORMER

									
	US	  	TM-798	 		  	Published	  	85/176484	  	15-Nov-2010	  		  		  	Babcock & Wilcox Power Generation Group, Inc.
	
	 swa-wteproject.com

									
	US	  	DN-358	 		  	Registered	  	DOMAIN NAME	  		  		  	16-May-2011	  	Babcock & Wilcox Power Generation Group, Inc.
	
	 swa-wteproject.net

									
	US	  	DN-359	 		  	Registered	  	DOMAIN NAME	  		  		  	16-May-2011	  	Babcock & Wilcox Power Generation Group, Inc.
	
	 swa-wteproject.org

									
	US	  	DN-360	 		  	Registered	  	DOMAIN NAME	  		  		  	16-May-2011	  	Babcock & Wilcox Power Generation Group, Inc.
	
	 swa-wteproject.xxx

									
	US	  	DN-384	 		  	Registered	  	DOMAIN NAME	  		  		  	06-Dec-2011	  	Babcock & Wilcox Power Generation Group, Inc.
	
	 tbwes.com

									
	US	  	DN-329	 		  	Registered	  	DOMAIN NAME	  	14-Sep-2010	  		  	14-Sep-2010	  	Babcock & Wilcox Power Generation Group, Inc.
	
	 tbwes.in

									
	US	  	DN-332	 		  	Registered	  	DOMAIN NAME	  	14-Sep-2010	  		  	14-Sep-2010	  	Babcock & Wilcox Power Generation Group, Inc.

  

	*	McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc. April 20, 2010 


Babcock & Wilcox Nuclear Power Generation Group, changed its name to Babcock & Wilcox Nuclear Energy, Inc. April 29, 2010

 The Babcock & Wilcox Company changed its name to Babcock & Wilcox Power Generation Group, Inc. November 20, 2007

 Babcock & Wilcox Modular Nuclear Energy LLC merged into Babcock & Wilcox Nuclear Energy, Inc. June 30, 2011


  

			
	Monday, May 21, 2012        Prepared by AMSaus	 	Page 20 of 22










																	
	 CTY
	  	 CASE NO
	  	 SUB STATUS
	  	 APP NO
	  	 FILE DATE
	  	 REG NO
	  	 REG DATE
	  	 OWNER

	 tbwes.net

									
	US	  	DN-330	 		  	Registered	  	DOMAIN NAME	  	14-Sep-2010	  		  	14-Sep-2010	  	Babcock & Wilcox Power Generation Group, Inc.
	
	 tbwes.org

									
	US	  	DN-331	 		  	Registered	  	DOMAIN NAME	  	14-Sep-2010	  		  	14-Sep-2010	  	Babcock & Wilcox Power Generation Group, Inc.
	
	 TEMPVU

									
	US	  	TM-803	 		  	Published	  	85/271130	  	18-Mar-2011	  		  		  	Diamond Power International, Inc.
	
	 thebwstore.com

									
	US	  	DN-122	 		  	Registered	  	DOMAIN NAME	  		  		  	17-Feb-2006	  	The Babcock & Wilcox Company
	
	 THERMO-PROBE (Word Mark)

									
	US	  	TM-272	 		  	Registered	  	72/115223	  	09-Mar-1961	  	723589	  	07-Nov-1961	  	Diamond Power International, Inc.
	
	 TOWERPAK (Word Mark)

									
	US	  	TM-352	 		  	Registered	  	74/086326	  	09-Aug-1990	  	1652309	  	30-Jul-1991	  	Babcock & Wilcox Power Generation Group, Inc.
	
	 TRUFLUX

									
	US	  	TM-721	 		  	Registered	  	78/247391	  	08-May-2003	  	2830175	  	06-Apr-2004	  	Babcock & Wilcox Power Generation Group, Inc.
	
	 UtiliCam

									
	US	  	TM-738	 		  	Registered	  	78/494808	  	05-Oct-2004	  	3410329	  	08-Apr-2008	  	Diamond Power International, Inc.
	
	 V P A S (Word Mark)

									
	US	  	TM-192	 		  	Registered	  	73/395364	  	30-Sep-1982	  	1291929	  	28-Aug-1984	  	Babcock & Wilcox Power Generation Group, Inc.
	
	 VAM (Word Mark)

									
	US	  	TM-150	 	2	  	Registered	  	73/409839	  	17-Jan-1983	  	1299266	  	09-Oct-1984	  	Babcock & Wilcox Power Generation Group, Inc.
									
		  	TM-150	 	3	  	Registered	  	73/737264	  	30-Jun-1988	  	1564170	  	07-Nov-1989	  	Babcock & Wilcox Power Generation Group, Inc.
	
	 V-TEMP

									
	US	  	TM-760	 	2	  	Published	  	85/099728	  	04-Aug-2010	  		  		  	Babcock & Wilcox Power Generation Group, Inc.
									
		  	TM-760	 	3	  	Pending	  	85/570337	  	15-Mar-2012	  		  		  	Babcock & Wilcox Power Generation Group, Inc.
	
	 WEARESISTOR (Word Mark)

									
	US	  	TM-461	 		  	Registered	  	74/611124	  	14-Dec-1994	  	2169816	  	30-Jun-1998	  	Babcock & Wilcox Power Generation Group, Inc.
	
	 westernprecip.biz

									
	US	  	DN-046	 		  	Registered	  	DOMAIN NAME	  	16-Mar-1996	  		  	08-Nov-2001	  	Diamond Power International, Inc.

  

	*	McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc. April 20, 2010 


Babcock & Wilcox Nuclear Power Generation Group, changed its name to Babcock & Wilcox Nuclear Energy, Inc. April 29, 2010

 The Babcock & Wilcox Company changed its name to Babcock & Wilcox Power Generation Group, Inc. November 20, 2007

 Babcock & Wilcox Modular Nuclear Energy LLC merged into Babcock & Wilcox Nuclear Energy, Inc. June 30, 2011


  

			
	Monday, May 21, 2012        Prepared by AMSaus	 	Page 21 of 22










																	
	 CTY
	  	 CASE NO
	  	 SUB STATUS
	  	 APP NO
	  	 FILE DATE
	  	 REG NO
	  	 REG DATE
	  	 OWNER

	 westernprecip.com

									
	US	  	DN-019	 		  	Registered	  	DOMAIN NAME	  	02-Nov-1999	  		  	02-Nov-1999	  	Diamond Power International, Inc.
	
	 westernprecip.net

									
	US	  	DN-035	 		  	Registered	  	DOMAIN NAME	  	04-Dec-2000	  		  	04-Dec-2000	  	Diamond Power International, Inc.
	
	 westernprecip.org

									
	US	  	DN-036	 		  	Registered	  	DOMAIN NAME	  	04-Dec-2000	  		  	04-Dec-2000	  	Diamond Power International, Inc.
	
	 WINDAC

									
	US	  	TM-783	 		  	Registered	  	75/658874	  	12-Mar-1999	  	2335456	  	28-Mar-2000	  	Babcock & Wilcox Power Generation Group, Inc.
	
	 WINRAP

									
	US	  	TM-785	 		  	Registered	  	76/176810	  	07-Dec-2000	  	2571146	  	21-May-2002	  	Babcock & Wilcox Power Generation Group, Inc.
	
	 wwwbabcock.com

									
	US	  	DN-183	 		  	Pending	  	DOMAIN NAME	  		  		  		  	The Babcock & Wilcox Company
	
	 XCL-S (Word Mark)

									
	US	  	TM-527	 		  	Registered	  	75/175105	  	05-Sep-1996	  	2175559	  	21-Jul-1998	  	Babcock & Wilcox Power Generation Group, Inc.

  

	*	McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc. April 20, 2010 


Babcock & Wilcox Nuclear Power Generation Group, changed its name to Babcock & Wilcox Nuclear Energy, Inc. April 29, 2010

 The Babcock & Wilcox Company changed its name to Babcock & Wilcox Power Generation Group, Inc. November 20, 2007

 Babcock & Wilcox Modular Nuclear Energy LLC merged into Babcock & Wilcox Nuclear Energy, Inc. June 30, 2011


  

			
	Monday, May 21, 2012        Prepared by AMSaus	 	Page 22 of 22









 SCHEDULE 3.10 
 TO PLEDGE AND SECURITY AGREEMENT 
 COMMERCIAL TORT CLAIMS 

None.