Loan and Security Agreement



 EXHIBIT 10.1 
 LOAN AND SECURITY AGREEMENT 
 THIS LOAN AND SECURITY AGREEMENT is made and dated
as of June 5, 2012 and is entered into by and between AMERICAN SUPERCONDUCTOR CORPORATION, a Delaware corporation (“Borrower”), and HERCULES TECHNOLOGY GROWTH CAPITAL, INC., a Maryland corporation (“Lender”). 

RECITALS 

A. Borrower has requested Lender to make available to Borrower a loan in an aggregate principal amount of $10,000,000 (the “Term
Loan”); 
 B. Lender is willing to make the Term Loan on the terms and conditions set forth in this Agreement. 

AGREEMENT 

NOW, THEREFORE, Borrower and Lender agree as follows: 
 SECTION 1. DEFINITIONS AND RULES OF CONSTRUCTION 

1.1 Unless otherwise defined herein, the following capitalized terms shall have the following meanings: 

“Account Control Agreement(s)” means any agreement entered into by and among the Lender, Borrower and a third party bank or
other institution (including a securities intermediary) in which Borrower maintains a Deposit Account or an account holding Investment Property and which grants Lender a perfected first priority security interest in the subject account or accounts.

 “ACH Authorization” means the ACH Debit Authorization Agreement in substantially the form of Exhibit H. 

“Advance” means the Term Advance. 
 “Advance Date” means the funding date of the Advance. 
 “Advance
Request” means a request for the Advance in substantially the form of Exhibit A. 
 “Agreement” means this
Loan and Security Agreement, as amended from time to time. 
 “Assignee” has the meaning given to it in
Section 10.13. 
 “Borrower Products” means all products, software, service offerings, technical data or
technology currently being designed, manufactured or sold by Borrower or which Borrower intends to sell, license, or distribute in the future including any products or service offerings under development, collectively, together with all products,
software, service offerings, technical data or technology that have been sold, licensed or distributed by Borrower since its incorporation. 
 “Business Day” means any day other than Saturday, Sunday and any other day on which banking institutions in the States of California and Massachusetts are closed for business. 

“Cash” means all cash and liquid funds including any customary cash equivalents. 

“Change in Control” means any reorganization, recapitalization, consolidation or merger (or similar transaction or series of
related transactions) of Borrower, sale or exchange of outstanding shares (or similar transaction or series of related transactions) of Borrower in which the holders of Borrower’s outstanding shares immediately before consummation of such
transaction or series of related transactions do not, immediately after 

  








 
consummation of such transaction or series of related transactions, retain shares representing more than fifty percent (50%) of the voting power of the surviving entity of such transaction
or series of related transactions (or the parent of such surviving entity if such surviving entity is wholly owned by such parent), in each case without regard to whether Borrower or Subsidiary is the surviving entity. 

“Claims” has the meaning given to it in Section 10.10. 

“Closing Date” means the date of this Agreement. 
 “Code” means the Internal Revenue Code of 1986, as amended. 

“Collateral” means the property described in Section 3. 

“Commitment Fee” means $50,000, which fee Borrower paid to Lender prior to the Closing Date, and which is fully earned on the
Closing Date. 
 “Confidential Information” has the meaning given to it in Section 10.12. 

“Contingent Obligation” means, as applied to any Person, any direct or indirect liability, contingent or otherwise, of that
Person with respect to (i) any indebtedness, lease, dividend, letter of credit or other obligation of another, including any such obligation directly or indirectly guaranteed, endorsed, co-made or discounted or sold with recourse by that
Person, or in respect of which that Person is otherwise directly or indirectly liable; (ii) any obligations with respect to undrawn letters of credit, corporate credit cards or merchant services issued for the account of that Person; and
(iii) all obligations arising under any interest rate, currency or commodity swap agreement, interest rate cap agreement, interest rate collar agreement, or other agreement or arrangement designated to protect a Person against fluctuation in
interest rates, currency exchange rates or commodity prices; provided, however, that the term “Contingent Obligation” shall not include endorsements for collection or deposit in the ordinary course of business. The amount of any Contingent
Obligation shall be deemed to be an amount equal to the stated or determined amount of the primary obligation in respect of which such Contingent Obligation is made or, if not stated or determinable, the maximum reasonably anticipated liability in
respect thereof as determined by such Person in good faith; provided, however, that such amount shall not in any event exceed the maximum amount of the obligations under the guarantee or other support arrangement. 

“Copyright License” means any written agreement granting any right to use any Copyright or Copyright registration, now owned or
hereafter acquired by Borrower or in which Borrower now holds or hereafter acquires any interest. 
 “Copyrights”
means all copyrights, whether registered or unregistered, held pursuant to the laws of the United States, any State thereof, or of any other country. 
 “Deposit Accounts” means any “deposit accounts,” as such term is defined in the UCC, and includes any checking account, savings account, or certificate of deposit. 

“ERISA” means the Employee Retirement Income Security Act of 1974, as amended, and the regulations promulgated thereunder.

 “Event of Default” has the meaning given to it in Section 8. 

“Facility Charge” means one percent (1.0%) of the sum of the Maximum Term Loan Amount. 

“Financial Statements” has the meaning given to it in Section 6.1. 

“GAAP” means generally accepted accounting principles in the United States of America, as in effect from time to time.


  
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 “Heights Notes” shall have the meaning assigned to such term in Section 6.11.

 “Indebtedness” means indebtedness of any kind, including (a) all indebtedness for borrowed money or the
deferred purchase price of property or services (excluding trade credit entered into in the ordinary course of business), including reimbursement and other obligations with respect to surety bonds and letters of credit, (b) all obligations
evidenced by notes, bonds, debentures or similar instruments, (c) all capital lease obligations, and (d) all Contingent Obligations. 
 “Insolvency Proceeding” is any proceeding by or against any Person under the United States Bankruptcy Code, or any other bankruptcy or insolvency law, including assignments for the benefit of
creditors, compositions, extensions generally with its creditors, or proceedings seeking reorganization, arrangement, or other similar relief. 
 “Intellectual Property” means all of Borrower’s Copyrights; Trademarks; Patents; Licenses; trade secrets and inventions; mask works; Borrower’s applications therefor and reissues,
extensions, or renewals thereof; and Borrower’s goodwill associated with any of the foregoing, together with Borrower’s rights to sue for past, present and future infringement of Intellectual Property and the goodwill associated therewith.

 “Interest-Only Period” begins on the date of this Agreement and ends on October 31, 2012. 

“Investment” means any beneficial ownership (including stock, partnership or limited liability company interests) of or in any
Person, or any loan, advance or capital contribution to any Person or the acquisition of all, or substantially all, of the assets of another Person. 
 “Investment Policy” means that certain Investment Policy of Borrower, as amended from time to time, provided that such investment policy (and any such amendment thereto) has been approved in
writing by Lender. 
 “Joinder Agreements” means for each domestic Subsidiary as required hereunder, a completed and
executed Joinder Agreement in substantially the form attached hereto as Exhibit G. 
 “Lender” has the meaning given
to it in the preamble to this Agreement. 
 “License” means any Copyright License, Patent License, Trademark License
or other license of rights or interests. 
 “Lien” means any mortgage, deed of trust, pledge, hypothecation,
assignment for security, security interest, encumbrance, levy, lien or charge of any kind, whether voluntarily incurred or arising by operation of law or otherwise, against any property, any conditional sale or other title retention agreement, and
any lease in the nature of a security interest. 
 “Loan” means the Advance made under this Agreement. 

“Loan Documents” means this Agreement, the Note, the ACH Authorization, the Account Control Agreements, the Joinder Agreements,
all UCC Financing Statements, the Warrant and any other documents executed in connection with the Secured Obligations or the transactions contemplated hereby, as the same may from time to time be amended, modified, supplemented or restated.

 “Material Adverse Effect” means a material adverse effect upon: (i) the business, operations, properties,
assets or condition (financial or otherwise) of Borrower; or (ii) the ability of Borrower to perform the Secured Obligations in accordance with the terms of the Loan Documents, or the ability of Lender to enforce any of its rights or remedies
with respect to the Secured Obligations; or (iii) the Collateral or Lender’s Liens on the Collateral or the priority of such Liens. 
 “Maximum Rate” shall have the meaning assigned to such term in Section 2.2. 

  
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 “Maximum Term Loan Amount” means $10,000,000. 

“Note” means the Term Note. 
 “Other Accounts” shall have the meaning assigned to such term in Section 6.19(b). 
 “Patent License” means any written agreement granting any right with respect to any invention on which a Patent is in existence or a Patent application is pending, in which agreement Borrower
now holds or hereafter acquires any interest. 
 “Patents” means all letters patent of, or rights corresponding
thereto, in the United States or in any other country, all registrations and recordings thereof, and all applications for letters patent of, or rights corresponding thereto, in the United States or any other country. 

“Permitted Indebtedness” means: (i) Indebtedness of Borrower in favor of Lender arising under this Agreement or any other
Loan Document; (ii) Indebtedness existing on the Closing Date which is disclosed in Schedule 1A; (iii) Indebtedness of up to $1,000,000 outstanding at any time secured by a lien described in clause (vii) of the defined term
“Permitted Liens,” provided such Indebtedness does not exceed the cost of the Equipment financed with such Indebtedness; (iv) Indebtedness to trade creditors incurred in the ordinary course of business, including Indebtedness incurred
in the ordinary course of business with corporate credit cards and through adverse purchase agreements; (v) Indebtedness consisting of the financing of insurance premiums or take-or-pay obligations contained in supply arrangements in each case,
incurred in the ordinary course of business, (vii) customer deposits and advance payments received in the ordinary course of business from customers for goods purchased in the ordinary course of business; (vii) Indebtedness that also
constitutes a Permitted Investment; (viii) Subordinated Indebtedness; (ix) reimbursement obligations in connection with letters of credit or surety bonds that are secured by cash or cash equivalents (in an aggregate amount not to exceed
$50,000,000 at any time) and issued on behalf of Borrower in the ordinary course of its business, (x) Indebtedness incurred in the ordinary course of business in connection with foreign exchange, interest rate, and currency hedging
arrangements, (xi) other Indebtedness in an amount not to exceed $1,000,000 at any time outstanding, (xii) extensions, refinancings and renewals of any items of Permitted Indebtedness, provided that the principal amount is not increased or
the terms modified to impose materially more burdensome terms upon Borrower or its Subsidiary, as the case may be; (xiii) Indebtedness secured by Permitted Liens, and (xiv) intercompany Indebtedness as long as the Subsidiary obligor under
such Indebtedness has executed a Joinder Agreement. 
 “Permitted Investment” means: (i) Investments existing on
the Closing Date which are disclosed in Schedule 1B; (ii) (a) marketable direct obligations issued or unconditionally guaranteed by the United States of America or any agency or any State thereof, (b) Investments, including
investments in commercial paper, made pursuant to Borrower’s Investment Policy, (c) certificates of deposit issued by any bank with assets of at least $500,000,000 maturing no more than one year from the date of investment therein, and
(d) money market accounts; (iii) repurchases of stock from former employees, directors, or consultants of Borrower under the terms of applicable repurchase agreements at the original issuance price of such securities in an aggregate amount
not to exceed $500,000 in any fiscal year, provided that no Event of Default has occurred, is continuing or would exist after giving effect to the repurchases; (iv) Investments accepted in connection with Permitted Transfers;
(v) Investments (including debt obligations) received in connection with the bankruptcy or reorganization of customers or suppliers and in settlement of delinquent obligations of, and other disputes with, customers or suppliers arising in the
ordinary course of Borrower’s business; (vi) Investments consisting of notes receivable of, or prepaid royalties and other credit extensions, to customers and suppliers who are not affiliates, in the ordinary course of business, provided
that this subparagraph (vi) shall not apply to Investments of Borrower in any Subsidiary; (vii) Investments consisting of loans not involving the net transfer on a substantially contemporaneous basis of cash proceeds to employees, officers
or directors relating to the purchase of capital stock of Borrower pursuant to employee stock purchase plans or other similar agreements approved by Borrower’s Board of Directors; (viii) Investments consisting of travel advances in the
ordinary course of business; (ix) Investments in newly-formed Subsidiaries organized in the United States, provided that such Subsidiaries enter into a Joinder Agreement promptly after their formation by Borrower and execute such other
documents as shall be reasonably requested by Lender; (x) Investments consisting of capital expenditures; (xi) Investments in subsidiaries organized outside of the United States, provided that such Investments in cash do not exceed
$15,000,000 in any fiscal year, (xii) (a) Investments in joint ventures or strategic alliances as 

  
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may be approved by Borrower’s Board of Directors, including the licensing of technology, the development of technology or the providing of technical support permitted hereunder, and
(b) additional Investments in cash provided that aggregate Investments under this clause (xii) do not exceed in the aggregate in any fiscal year exceed $15,000,000. 
 “Permitted Liens” means any and all of the following: (i) Liens in favor of Lender; (ii) Liens existing on the Closing Date which are disclosed in Schedule 1C; (iii) Liens for
taxes, fees, assessments or other governmental charges or levies, either not delinquent or being contested in good faith by appropriate proceedings; provided, that Borrower maintains adequate reserves therefor in accordance with GAAP;
(iv) Liens securing claims or demands of materialmen, artisans, mechanics, carriers, warehousemen, landlords and other like Persons arising in the ordinary course of Borrower’s business and imposed without action of such parties; provided,
that the payment thereof is not yet required; (v) Liens arising from judgments, decrees or attachments in circumstances which do not constitute an Event of Default hereunder; (vi) the following deposits, to the extent made in the ordinary
course of business: deposits under worker’s compensation, unemployment insurance, social security and other similar laws, or to secure the performance of bids, tenders or contracts (other than for the repayment of borrowed money) or to secure
indemnity, performance or other similar bonds for the performance of bids, tenders or contracts (other than for the repayment of borrowed money) or to secure statutory obligations (other than liens imposed pursuant to Section 430(k) of the Code
or Section 303(k) of ERISA or a violation of Section 436 of the Code or Section 206(g) of ERISA or environmental liens) or surety or appeal bonds, or to secure indemnity, performance or other similar bonds; (vii) Liens on
Equipment or software or other intellectual property constituting purchase money liens and liens in connection with capital leases securing Indebtedness permitted in clause (iii) of “Permitted Indebtedness”; (viii) Liens incurred
in connection with Subordinated Indebtedness; (ix) leasehold interests in leases or subleases and licenses granted in the ordinary course of business and not interfering in any material respect with the business of the licensor; (x) Liens
in favor of customs and revenue authorities arising as a matter of law to secure payment of custom duties that are promptly paid on or before the date they become due; (xi) Liens on insurance proceeds securing the payment of financed insurance
premiums that are promptly paid on or before the date they become due (provided that such Liens extend only to such insurance proceeds and not to any other property or assets); (xii) statutory and common law rights of set-off and other similar
rights as to deposits of cash and securities in favor of banks, other depository institutions and brokerage firms; (xiii) easements, zoning restrictions, rights-of-way and similar encumbrances on real property imposed by law or arising in the
ordinary course of business so long as they do not materially impair the value or marketability of the related property; (xiv) Liens on cash or cash equivalents (that do not exceed $50,000,000 in the aggregate at any time) securing obligations
permitted under clause (ix) of the definition of Permitted Indebtedness; (xv) Liens incurred in connection with the extension, renewal or refinancing of the indebtedness secured by Liens of the type described in clauses (i) through
(xi) above; provided, that any extension, renewal or replacement Lien shall be limited to the property encumbered by the existing Lien and the principal amount of the indebtedness being extended, renewed or refinanced (as may have been reduced
by any payment thereon) does not increase; and (xvi) licenses permitted hereunder. 
 “Permitted Transfers” means
(i) sales of Inventory in the normal course of business, (ii) non-exclusive licenses and similar arrangements for the use of Intellectual Property in the ordinary course of business and exclusive licenses approved by Borrower’s board
of directors, or (iii) dispositions of worn-out, obsolete or surplus Equipment at fair market value in the ordinary course of business, and (iv) other Transfers of assets having a fair market value of not more than $25,000,000 in the
aggregate in any fiscal year, provided that the Borrower shall receive the proceeds of any such Transfer and the Borrower’s board of directors shall have determined that such Transfer is in Borrower’s best interests and is for good and
valuable consideration. 
 “Person” means any individual, sole proprietorship, partnership, joint venture, trust,
unincorporated organization, association, corporation, limited liability company, institution, other entity or government. 

“Prepayment Charge” shall have the meaning assigned to such term in Section 2.4. 

“Receivables” means (i) all of Borrower’s Accounts, Instruments, Documents, Chattel Paper, Supporting Obligations,
letters of credit, proceeds of any letter of credit, and Letter of Credit Rights, and (ii) all customer lists, software, and business records related thereto. 

  
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 “Secured Obligations” means Borrower’s obligations under this Agreement and
any Loan Document (excluding the Warrant, any other warrant, or any investment by Lender in connection with a subsequent financing or any other equity investment by Lender in Borrower), including any obligation to pay any amount now owing or later
arising. 
 “Securities Purchase Agreement” has the meaning given to such term in Section 6.11. 

“Subordinated Indebtedness” means Indebtedness subordinated to the Secured Obligations in amounts and on terms and conditions
satisfactory to Lender in its reasonable discretion. 
 “Subsidiary” means an entity, whether corporate, partnership,
limited liability company, joint venture or otherwise, in which Borrower owns or controls more than 50% of the outstanding voting securities, including each entity listed on Schedule 1 hereto. 

“Term Advance” means the term loan made under this Agreement. 

“Term Loan Interest Rate” means for any day a per annum rate of interest equal to 11% plus the percentage, if any, by which the
“prime rate” as reported in The Wall Street Journal for such day of calculation exceeds 3.75%. 
 “Term
Loan Maturity Date” means December 1, 2014. 
 “Term Note” means a Promissory Note in substantially the form
of Exhibit B. 
 “Trademark License” means any written agreement granting any right to use any Trademark or Trademark
registration, now owned or hereafter acquired by Borrower or in which Borrower now holds or hereafter acquires any interest. 

“Trademarks” means all trademarks (registered, common law or otherwise) and any applications in connection therewith, including
registrations, recordings and applications in the United States Patent and Trademark Office or in any similar office or agency of the United States, any State thereof or any other country or any political subdivision thereof. 

“UCC” means the Uniform Commercial Code as the same is, from time to time, in effect in the State of California; provided, that
in the event that, by reason of mandatory provisions of law, any or all of the attachment, perfection or priority of, or remedies with respect to, Lender’s Lien on any Collateral is governed by the Uniform Commercial Code as the same is, from
time to time, in effect in a jurisdiction other than the State of California, then the term “UCC” shall mean the Uniform Commercial Code as in effect, from time to time, in such other jurisdiction solely for purposes of the provisions
thereof relating to such attachment, perfection, priority or remedies and for purposes of definitions related to such provisions. 
 “Warrant” means the warrant entered into in connection with the Loan, dated as of the date hereof, as may be amended, restated or modified from time to time. 

Unless otherwise specified, all references in this Agreement or any Annex or Schedule hereto to a “Section,”
“Subsection,” “Exhibit,” “Annex,” or “Schedule” shall refer to the corresponding Section, Subsection, Exhibit, Annex, or Schedule in or to this Agreement. Unless otherwise specifically provided herein, any
accounting term used in this Agreement or the other Loan Documents shall have the meaning customarily given such term in accordance with GAAP, and all financial computations hereunder shall be computed in accordance with GAAP, consistently applied;
provided, that, if at any time any change in GAAP would affect the computation of any financial ratio or requirement set forth in the Loan Documents, and either Borrower or Lender shall so request, the Borrower and Lender shall negotiate in good
faith to amend such requirement to preserve the original intent thereof in light of such change in GAAP. Unless otherwise defined herein or in the other Loan Documents, terms that are used herein or in the other Loan Documents and defined in the UCC
shall have the meanings given to them in the UCC. 

  
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 SECTION 2. THE LOAN 

2.1 Term Loan. 
 (a) Advances. Subject to the terms and conditions of this Agreement, Lender will make, and Borrower agrees to draw, a Term Advance of $10,000,000 on the Closing Date. 

(b) Advance Request. To obtain the Term Advance, Borrower shall complete, sign and deliver an Advance Request and Term
Note to Lender on the Closing Date. Lender shall fund the Term Advance in the manner requested by the Advance Request provided that each of the conditions precedent to such Term Advance is satisfied as of the requested Advance Date. 

(c) Interest. The principal balance of the Term Advance shall bear interest thereon from such Advance Date at the Term
Loan Interest Rate based on a year consisting of 360 days, with interest computed daily based on the actual number of days elapsed. The Term Loan Interest Rate will change on the date the Prime Rate changes from time to time, to the extent
applicable. 
 (d) Payment. Borrower will make interest-only payments on the Term Advance, beginning July 1,
2012, and continuing through the expiration of the Interest-Only Period. Borrower shall repay the aggregate principal balance that is outstanding upon expiration of the Interest-Only Period in 26 equal monthly installments of principal, plus accrued
interest (subject to any changes in the Term Loan Interest Rate pursuant to the terms hereof), beginning the first Business Day of the month after expiration of the Interest-Only Period, and continuing on the first Business Day of each month
thereafter. The entire Term Loan principal balance and all accrued but unpaid interest hereunder, shall be due and payable on Term Loan Maturity Date. Borrower shall make all payments under this Agreement without setoff, recoupment or deduction and
regardless of any counterclaim or defense. Lender will initiate debit entries to Borrower’s account as authorized on the ACH Authorization on each payment date of all periodic obligations payable to Lender in respect of the Term Advance. Any
interest not paid when due shall be added to principal and thereafter bear interest at the Term Loan Interest Rate, subject to increase, if applicable, pursuant to Section 2.3. 

2.2 Maximum Interest. Notwithstanding any provision in this Agreement, the Notes, or any other Loan Document, it is the
parties’ intent not to contract for, charge or receive interest at a rate that is greater than the maximum rate permissible by law that a court of competent jurisdiction shall deem applicable hereto (which under the laws of the State of
California shall be deemed to be the laws relating to permissible rates of interest on commercial loans) (the “Maximum Rate”). If a court of competent jurisdiction shall finally determine that Borrower has actually paid to Lender an amount
of interest in excess of the amount that would have been payable if all of the Secured Obligations had at all times borne interest at the Maximum Rate, then such excess interest actually paid by Borrower shall be applied as follows: first, to the
payment of principal outstanding on the Notes; second, after all principal is repaid, to the payment of Lender’s accrued interest, costs, expenses, professional fees and any other Secured Obligations; and third, after all Secured Obligations
are repaid, the excess (if any) shall be refunded to Borrower. 
 2.3 Default Interest. In the event any payment
is not paid on the scheduled payment date at no fault of the Lender, an amount equal to five percent (5%) of the past due amount shall be payable on demand. In addition, upon the occurrence and during the continuation of an Event of Default
hereunder, all Secured Obligations, including principal, interest, compounded interest, and professional fees, shall, at Lender’s election, bear interest at a rate per annum equal to the the Term Loan Interest Rate plus five percent
(5%) per annum. 
 2.4 Prepayment. At its option upon at least 2 Business Days prior notice to Lender,
Borrower may prepay all or any part of the outstanding Advance by paying the principal amount of the proposed prepayment, all accrued and unpaid interest thereon, together with a prepayment charge equal to 3.0% of the amount being prepaid if such
Advance amounts are prepaid in any of the first twelve (12) months following the Closing Date, (each, a “Prepayment Charge”). Borrower agrees that the Prepayment Charge is a 

  
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reasonable calculation of Lender’s lost profits in view of the difficulties and impracticality of determining actual damages resulting from an early repayment of the Advance. Borrower shall
prepay the outstanding amount of all principal and accrued but unpaid interest through the prepayment date and the Prepayment Charge upon a Change in Control. 
 2.5 End of Term Charge. On the earliest to occur of (i) the Term Loan Maturity Date, (ii) the date that Borrower prepays the outstanding Secured Obligations, or (iii) the date that the
Secured Obligations become due and payable, Borrower shall pay Lender a charge of $500,000. Notwithstanding the required payment date of such charge, it shall be deemed earned by Lender as of the Closing Date. 

SECTION 3. SECURITY INTEREST 
 3.1 As security for the prompt, full and complete payment when due (whether on the payment dates or otherwise) of all the Secured Obligations, Borrower grants to Lender a security interest in all of
Borrower’s right, title, and interest in and to the following personal property whether now owned or hereafter acquired, including the following (collectively, the “Collateral”): (a) Accounts and Receivables; (b) Equipment;
(c) Fixtures; (d) General Intangibles; (e) Inventory; (f) Investment Property; (g) Deposit Accounts; (h) Cash; (i) Goods; and other tangible and intangible personal property of Borrower whether now or hereafter
owned or existing, leased, consigned by or to, or acquired by, Borrower and wherever located; and, to the extent not otherwise included, all Proceeds of each of the foregoing and all accessions to, substitutions and replacements for, and rents,
profits and products of each of the foregoing. Notwithstanding the foregoing, the Collateral does not include (i) more than 65% of the presently existing and hereafter arising issued and outstanding shares of capital stock owned by Borrower of
any foreign Subsidiary which shares entitle the holder thereof to vote for directors or any other matter, and (ii) nonassignable licenses or contracts, which by their terms require the consent of the licensor thereof or another party (but only
to the extent such prohibition on transfer is enforceable under applicable law, including, without limitation, Sections 9406 and 9408 of the UCC). 
 3.2 Upon payment in full in cash of the Secured Obligations (other than inchoate indemnity obligations and any other obligations which, by their terms, are to survive the termination of this Agreement),
Lender’s liens on any of the Collateral shall be automatically released and all rights in the Collateral shall revert to Borrower and Lender shall, at Borrower’s sole cost and expense, promptly take such actions to evidence such release as
may be reasonably requested by Borrower or its designee. 
 SECTION 4. CONDITIONS PRECEDENT TO LOAN 

The obligations of Lender to make the Loan hereunder are subject to the satisfaction by Borrower of the following conditions: 

4.1 Initial Advance. On or prior to the Closing Date, Borrower shall have delivered to Lender the following: 

(a) executed originals of the Loan Documents, Account Control Agreements, a legal opinion of Borrower’s counsel, and
all other documents and instruments reasonably required by Lender to effectuate the transactions contemplated hereby or to create and perfect the Liens of Lender with respect to all Collateral, in all cases in form and substance reasonably
acceptable to Lender; 
 (b) certified copy of resolutions of Borrower’s board of directors evidencing
approval of (i) the Loan and other transactions evidenced by the Loan Documents; and (ii) the Warrant and transactions evidenced thereby; 
 (c) certified copies of the Certificate of Incorporation and the Bylaws, as amended through the Closing Date, of Borrower; 

  
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 (d) a certificate of good standing for Borrower from its state of
incorporation and similar certificates from all other jurisdictions in which it does business and where the failure to be qualified would have a Material Adverse Effect; 

(e) payment of the Commitment Fee (which was already paid prior to the Closing Date), the Facility Charge and
reimbursement of Lender’s current expenses reimbursable pursuant to this Agreement, which amounts may be deducted from the initial Advance; and 
 (f) such other documents as Lender may reasonably request. 
 4.2
Advance Date. On the Advance Date: 
 (a) Lender shall have received (i) an Advance Request and a Note for
the relevant Advance, each duly executed by Borrower’s Chief Executive Officer or Chief Financial Officer, and (ii) any other documents Lender may reasonably request. 

(b) The representations and warranties set forth in this Agreement shall be true and correct in all material respects on
and as of the Advance Date with the same effect as though made on and as of such date, except to the extent such representations and warranties expressly relate to an earlier date. 

(c) Borrower shall be in compliance with all the terms and provisions set forth herein and in each other Loan Document on
its part to be observed or performed, and at the time of and immediately after such Advance no Event of Default shall have occurred and be continuing. 
 (d) Each Advance Request shall be deemed to constitute a representation and warranty by Borrower on the relevant Advance Date as to the matters specified in paragraphs (b) and (c) of this
Section 4.2 and as to the matters set forth in the Advance Request. 
 4.3 No Default. As of the Closing
Date and each Advance Date, (i) no fact or condition exists that would (or would, with the passage of time, the giving of notice, or both) constitute an Event of Default and (ii) no event that has had or could reasonably be expected to
have a Material Adverse Effect has occurred and is continuing. 
 SECTION 5. REPRESENTATIONS AND WARRANTIES OF
BORROWER 
 Borrower represents and warrants that: 

5.1 Corporate Status. Borrower is a corporation duly organized, legally existing and in good standing under the laws of
the State of Delaware, and is duly qualified as a foreign corporation in all jurisdictions in which the nature of its business or location of its properties require such qualifications except where the failure to be qualified would not reasonably be
expected to have a Material Adverse Effect. Borrower’s present name, former names (if any), locations, place of formation, tax identification number, organizational identification number and other information are correctly set forth in Exhibit
C, as may be updated by Borrower in a written notice (including any Compliance Certificate) provided to Lender after the Closing Date. 
 5.2 Collateral. Borrower owns its property, free of all Liens, except for Permitted Liens. Borrower has the power and authority to grant to Lender a Lien in the Collateral as security for the Secured
Obligations. 
 5.3 Consents. Borrower’s execution, delivery and performance of the Note, this Agreement and
all other Loan Documents, and Borrower’s execution of the Warrant, (i) have been duly authorized by all necessary corporate action of Borrower, (ii) will not result in the creation or imposition of any Lien upon the Collateral, other
than Permitted Liens and the Liens created by this Agreement and the other Loan 

  
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Documents, (iii) do not violate any provisions of Borrower’s Certificate of Incorporation (as applicable), bylaws, or any material law, regulation, order, injunction, judgment, decree
or writ to which Borrower is subject and (iv) except as described on Schedule 5.3, do not violate any contract or agreement or require the consent or approval of any other Person which has not already been obtained. The individual or
individuals executing the Loan Documents and the Warrant are duly authorized to do so. 
 5.4 Material Adverse
Effect. As of the Closing Date, no event (other than any event disclosed in the Schedules hereto) that has had or could reasonably be expected to have a Material Adverse Effect has occurred and is continuing, and Borrower is not aware of any event
(other than any event disclosed in the Schedules hereto) likely to occur that is reasonably expected to result in a Material Adverse Effect. 
 5.5 Actions Before Governmental Authorities. Except as described on Schedule 5.5, there are no actions, suits or proceedings at law or in equity or by or before any governmental authority now pending or,
to the knowledge of Borrower, threatened against or affecting Borrower or its property. 
 5.6 Laws. As of the
Closing Date, Borrower is not in violation of any law, rule or regulation, or in default with respect to any judgment, writ, injunction or decree of any governmental authority, where such violation or default is reasonably expected to result in a
Material Adverse Effect. Other than as disclosed in the Schedules hereto, Borrower is not in default in any manner under any provision of any agreement or instrument evidencing indebtedness, or any other material agreement to which it is a party or
by which it is bound, where such default is reasonably expected to result in a Material Adverse Effect. 
 5.7
Information Correct and Current. No information, report, Advance Request, financial statement, exhibit or schedule furnished, by or on behalf of Borrower to Lender in connection with any Loan Document or included therein or delivered pursuant
thereto contained, when taken as a whole, contains or will contain any material misstatement of fact or omitted, omits or will omit to state any material fact necessary to make the statements therein, in the light of the circumstances under which
they were, are or will be made, not misleading at the time such statement was made or deemed made. Additionally, any and all financial or business projections provided by Borrower to Lender shall be (i) provided in good faith and based on the
most current data and information available to Borrower, and (ii) the most current of such projections provided to Borrower’s Board of Directors; provided, however, that Lender recognizes that the projections and forecasts provided by
Borrower in good faith and based upon reasonable assumptions are not viewed as facts and that actual results during the period or periods covered by such projections and forecasts may differ from the projected or forecasted results. 

5.8 Tax Matters. Except as described on Schedule 5.8, (a) Borrower has filed all material federal, state and local
tax returns that it is required to file, (b) Borrower has duly paid or fully reserved for all taxes (other than de minimis amounts) or installments thereof (including any interest or penalties) as and when due, which have or may become due
pursuant to such returns, and (c) Borrower has paid or fully reserved for any tax assessment received by Borrower for the three (3) years preceding the Closing Date, if any (including any taxes being contested in good faith and by
appropriate proceedings). 
 5.9 Intellectual Property Claims. Borrower is the sole owner of, or otherwise has
the right to use, the Intellectual Property. Except as described on Schedule 5.9, (i) each of the material Copyrights, Trademarks and Patents (excluding any applications thereof) is valid and enforceable, (ii) no material part of the
Intellectual Property has been judged invalid or unenforceable, in whole or in part, and (iii) no claim has been made to Borrower that any material part of the Intellectual Property violates the rights of any third party. Exhibit D is a
true, correct and complete list of each of Borrower’s Patents, registered Trademarks, registered Copyrights, and material agreements under which Borrower licenses Intellectual Property from third parties (other than shrink-wrap or “off the
shelf” software licenses), together with application or registration numbers, as applicable, owned by Borrower or any Subsidiary, in each case as of the Closing Date. Borrower is not in material breach of, nor has Borrower failed to perform any
material obligations under, any of the material contracts, licenses or agreements described in the immediately preceding sentence and, to Borrower’s knowledge, no third party to any such contract, license or agreement is in material breach
thereof or has failed to perform any material obligations thereunder. 

  
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 5.10 Intellectual Property. Except as described on Schedule 5.10, Borrower
has, or in the case of any proposed business, will have, all material rights with respect to Intellectual Property necessary in the operation or conduct of Borrower’s business as currently conducted and proposed to be conducted by Borrower.
Without limiting the generality of the foregoing, and in the case of Licenses, except for restrictions that are unenforceable under Division 9 of the UCC and for “off the shelf” software licenses, Borrower has the right, to the extent
required to operate Borrower’s business, to freely transfer, license or assign Intellectual Property without condition, restriction or payment of any kind (other than license payments in the ordinary course of business) to any third party, and
Borrower owns or has the right to use, pursuant to valid licenses, all software development tools, library functions, compilers and all other third-party software and other items that are used in the design, development, promotion, sale, license,
manufacture, import, export, use or distribution of Borrower Products. 
 5.11 Borrower Products. Except as
described on Schedule 5.11, no Intellectual Property owned by Borrower or Borrower Product has been or is subject to any actual or, to the knowledge of Borrower, threatened litigation, proceeding (including any proceeding in the United States Patent
and Trademark Office or any corresponding foreign office or agency) or outstanding decree, order, judgment, settlement agreement or stipulation that restricts Borrower’s use, transfer or licensing thereof or that may affect the validity, use or
enforceability thereof in a way that could reasonably be expected to have a material adverse effect on Borrower’s business. There is no decree, order, judgment, agreement, stipulation, arbitral award or other provision entered into in
connection with any litigation or proceeding that obligates Borrower to grant licenses or ownership interest in any future Intellectual Property related to the operation or conduct of the business of Borrower or Borrower Products. Borrower has not
received any written notice or claim, or, to the knowledge of Borrower, oral notice or claim, challenging or questioning Borrower’s ownership in any Intellectual Property (or written notice of any claim challenging or questioning the ownership
in any licensed Intellectual Property of the owner thereof) or suggesting that any third party has any claim of legal or beneficial ownership with respect thereto that could reasonably be expected to have a material adverse effect on Borrower’s
business nor, to Borrower’s knowledge, is there a reasonable basis for any such claim. To Borrower’s knowledge, neither Borrower’s use of its Intellectual Property nor the production and sale of Borrower Products materially infringes
the Intellectual Property or other rights of others. 
 5.12 Financial Accounts. Exhibit E, as may be updated by
Borrower in a written notice provided to Lender after the Closing Date, is a true, correct and complete list of (a) all banks and other financial institutions at which Borrower or any domestic Subsidiary maintains Deposit Accounts and
(b) all institutions at which Borrower or any domestic Subsidiary maintains an account holding Investment Property, and such exhibit correctly identifies the name, address and telephone number of each bank or other institution, the name in
which the account is held, a description of the purpose of the account, and the complete account number therefor. 
 5.13 Employee Loans. Borrower has no outstanding loans to any employee, officer or director of Borrower nor has Borrower guaranteed the payment of any loan made to an employee, officer or director of
Borrower by a third party. 
 5.14 Subsidiaries. Borrower does not own any stock, partnership interest or other
securities of any Person, except for Permitted Investments. The value of the assets held by any single domestic Subsidiary of Borrower (other than Superconductivity, Inc. and ASC Devens LLC) does not exceed Fifty Thousand Dollars ($50,000).

 SECTION 6. COVENANTS OF BORROWER 
 Borrower agrees as follows: 
 6.1 Financial Reports. Borrower shall
furnish to Lender the financial statements and reports listed hereinafter (the “Financial Statements”): 
 (a) as soon as practicable (and in any event within 30 days) after the end of each month, unaudited interim and year-to-date financial statements as of the end of such month (prepared on a


  
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consolidated basis, if applicable), including balance sheet and related statement of income, all certified by Borrower’s Chief Executive Officer or Chief Financial Officer to the effect that
they have been prepared in accordance with GAAP, except (i) for the absence of footnotes, (ii) that they are subject to normal year end adjustments, and (iii) they do not contain certain non-cash items that are customarily included in
quarterly and annual financial statements; 
 (b) as soon as practicable (and in any event within 45 days) after
the end of each calendar quarter, unaudited interim and year-to-date financial statements as of the end of such calendar quarter (prepared on a consolidated basis, if applicable), including balance sheet and related statements of income and cash
flows certified by Borrower’s Chief Executive Officer or Chief Financial Officer to the effect that they have been prepared in accordance with GAAP, except (i) for the absence of footnotes, and (ii) that they are subject to normal
year end adjustments; as soon as practicable (and in any event within one hundred fifty (150) days) after the end of each fiscal year, unqualified (other than with respect to internal controls) audited financial statements as of the end of such
year (prepared on a consolidated basis, if applicable), including balance sheet and related statements of income and cash flows, and setting forth in comparative form the corresponding figures for the preceding fiscal year, certified by a firm of
independent certified public accountants selected by Borrower and reasonably acceptable to Lender, accompanied by any management report from such accountants; 
 (c) as soon as practicable (and in any event within 30 days) after the end of each month, a Compliance Certificate in the form of Exhibit F; 

(d) [Reserved]; 
 (e) promptly after the filing thereof, copies of any material regular, periodic and special reports or registration statements that Borrower files with the Securities and Exchange Commission or any
governmental authority that may be substituted therefor, or any national securities exchange; it being understood that posting of a link on Borrower’s website on the Internet to such annual, regular, periodic and special reports and
registration statements shall satisfy the delivery requirements under this Section 6, other than Section 6.1(a); and 
 (f) financial and business projections promptly following their approval by Borrower’s Board of Directors, as well as budgets, operating plans and other financial information reasonably requested by
Lender. 
 Borrower shall not make any material change in its (a) accounting policies or reporting practices, except as
required by GAAP or (b) fiscal years or fiscal quarters. The fiscal year of Borrower shall end on March 31. 
 The
executed Compliance Certificate may be sent via facsimile to Lender at (650) 473-9194 or via e-mail to bpritchard@herculestech.com. All Financial Statements required to be delivered pursuant to clauses (a), (b) and (c) shall be
sent via e-mail to financialstatements@herculestech.com with a copy to bpritchard@herculestech.com provided, that if e-mail is not available or sending such Financial Statements via e-mail is not possible, they shall be sent via facsimile to Lender
at: (866) 468-8916, attention Chief Credit Officer. 
 6.2 Management Rights. Borrower shall permit any
representative that Lender authorizes, including its attorneys and accountants, to inspect the Collateral and examine and make copies and abstracts of the books of account and records of Borrower at reasonable times and upon reasonable notice during
normal business hours; provided that such inspections shall be conducted no more often than 2 times per year unless an Event of Default has occurred and is continuing. In addition, any such representative shall have the right to meet with management
and officers of Borrower to discuss such books of account and records. In addition, Lender shall be entitled at reasonable times and intervals to consult with and advise the management and officers of Borrower concerning significant business issues
affecting Borrower. Such consultations shall not unreasonably interfere with Borrower’s business operations. The parties intend that the rights granted Lender shall constitute “management rights” within the meaning of 29 C.F.R
Section 2510.3-101(d)(3)(ii), but that any advice, recommendations or participation by Lender with respect to any business issues shall not be deemed to give Lender, nor be deemed an exercise by Lender of, control over Borrower’s
management or policies. 

  
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 6.3 Further Assurances. Borrower shall from time to time, upon the
reasonable request of Lender, execute, deliver and file, alone or with Lender, any financing statements, security agreements, collateral assignments, notices, control agreements, or other documents to perfect or give the highest priority to
Lender’s Lien on the Collateral. Borrower shall from time to time procure any instruments or documents as may be reasonably requested by Lender, and take all further action that may be necessary or desirable, or that Lender may reasonably
request, to perfect and protect the Liens granted hereby and thereby. In addition, and for such purposes only, Borrower hereby authorizes Lender to execute and deliver on behalf of Borrower and to file such financing statements, collateral
assignments, notices, control agreements, security agreements and other similar documents without the signature of Borrower either in Lender’s name or in the name of Lender as agent and attorney-in-fact for Borrower. Borrower shall protect and
defend Borrower’s title to the Collateral and Lender’s Lien thereon against all Persons claiming any interest adverse to Borrower or Lender other than Permitted Liens. 

6.4 Insurance. Borrower shall cause to be carried and maintained commercial general liability insurance, on an occurrence
form, against risks customarily insured against in Borrower’s line of business. Such risks shall include the risks of bodily injury, including death, property damage, personal injury, advertising injury, and contractual liability per the terms
of the indemnification agreement found in Section 6.3. Borrower must maintain a minimum of $2,000,000 of commercial general liability insurance for each occurrence. Borrower has and agrees to maintain a minimum of $2,000,000 of directors and
officers’ insurance for each occurrence and $3,000,000 in the aggregate. So long as there are any Secured Obligations outstanding, Borrower shall also cause to be carried and maintained insurance upon the Collateral as is customary for
similarly situated entities, insuring against all risks of physical loss or damage howsoever caused, in an amount not less than the full replacement cost of the Collateral, provided that such insurance may be subject to standard exceptions and
deductibles. Borrower shall also carry and maintain a fidelity insurance policy in an amount not less than $100,000. Borrower shall deliver to Lender certificates of insurance that evidence Borrower’s compliance with these insurance
obligations. Borrower’s insurance certificate shall state Lender is an additional insured for commercial general liability, an additional insured and a loss payee for all risk property damage insurance, subject to the insurer’s approval, a
loss payee for fidelity insurance, and a loss payee for property insurance and additional insured for liability insurance for any future insurance that Borrower may acquire from such insurer. Attached to the certificates of insurance will be
additional insured endorsements for liability and lender’s loss payable endorsements for all risk property damage insurance and fidelity. All certificates of insurance will provide for a minimum of thirty (30) days advance written notice
to Borrower of cancellation. Any failure of Lender to scrutinize such insurance certificates for compliance is not a waiver of any of Lender’s rights, all of which are reserved. 

6.5 Indemnity. Borrower shall indemnify and hold Lender and its officers, directors, employees, agents, in-house
attorneys, representatives and shareholders (each such person, an “Indemnified Party”) harmless from and against any and all claims, costs, expenses, damages and liabilities (including such claims, costs, expenses, damages and liabilities
based on liability in tort, including strict liability in tort), including reasonable attorneys’ fees and disbursements and other costs of investigation or defense (including those incurred upon any appeal), that may be instituted or asserted
against or incurred by Lender or any such Person as the result of credit having been extended, suspended or terminated under this Agreement and the other Loan Documents or the administration of such credit, or in connection with or arising out of
the transactions contemplated hereunder and thereunder, or any actions or failures to act in connection therewith, or arising out of the disposition or utilization of the Collateral, excluding in all cases claims resulting solely from such
Indemnified Party’s gross negligence or willful misconduct. Borrower agrees to pay, and to save Lender harmless from, any and all liabilities with respect to, or resulting from any delay in paying, any and all excise, sales or other similar
taxes (excluding taxes imposed on or measured by the net income of Lender) that may be payable or determined to be payable with respect to any of the Collateral or this Agreement. 

  
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 6.6 Indebtedness. Borrower shall not create, incur, assume, guarantee or be
or remain liable with respect to any Indebtedness, other than Permitted Indebtedness, or prepay any Indebtedness or take any actions which impose on Borrower an obligation to prepay any Indebtedness, other than Permitted Indebtedness pursuant to
terms therein, except for the conversion of Indebtedness into equity securities, payment of cash in lieu of fractional shares in connection with such conversion, and as otherwise agreed in writing by Lender (including pursuant to any subordination,
intercreditor or similar agreement), other than Permitted Indebtedness pursuant to terms therein,. 
 6.7
Encumbrances. Borrower shall keep its property free and clear of all Liens, other than Permitted Liens. Borrower shall cause each of its Subsidiaries to keep such Subsidiary’s property free and clear of all Liens, other than Permitted Liens.
Borrower shall not agree with any Person other than Lender not to encumber its property other than under the Heights Notes or pursuant to any documents entered into in connection with other Permitted Indebtedness. 

6.8 Litigation. Borrower shall give Lender prompt written notice of any complaints, litigation or judgments affecting
Borrower or any Subsidiary. 
 6.9 Investments. Borrower shall not directly or indirectly acquire or own, or make
any Investment in or to any Person, other than Permitted Investments. 
 6.10 Distributions. Borrower shall not,
and shall not allow any Subsidiary to, (a) repurchase or redeem any class of stock or other equity interest other than pursuant to employee, director or consultant repurchase plans or other similar agreements, provided, however, in each case
the repurchase or redemption price does not exceed the original consideration paid for such stock or equity interest, or (b) declare or pay any cash dividend or make a cash distribution on any class of stock or other equity interest, except
that a Subsidiary may pay dividends or make distributions to Borrower, or (c) lend money to any employees, officers or directors or guarantee the payment of any such loans granted by a third party in excess of $100,000 in the aggregate or
(d) waive, release or forgive any indebtedness owed by any employees, officers or directors in excess of $100,000 in the aggregate. 
 6.11 Heights Notes. Notwithstanding anything in Section 6.10 or otherwise in this Agreement, Borrower may make any payment required under that certain Senior Convertible Note, dated April 4,
2012, issued by Borrower to Capital Ventures International and any other such Senior Convertible Notes issued pursuant to the Securities Purchase Agreement (the “Securities Purchase Agreement”), dated as of April 4, 2012, by and among
Borrower and the initial holders of the notes (collectively, the “Heights Notes”) as long as an Event of Default is not continuing. Without Lender’s prior written consent, (a) Borrower shall not agree to amend any of the Heights
Notes, or enter into any agreement that has the effect of amending the Heights Notes or any obligation of Borrower to pay any amount owing in connection with the Heights Notes or the Securities, as defined in the Securities Purchase Agreement and
(b) except as required by the terms of the Securities Purchase Agreement or the Heights Notes, Borrower shall not pay any amount owing under the Heights Notes, whether by redemption or prepayment. 

6.12 Transfers. Except for Permitted Transfers, Borrower shall not voluntarily or involuntarily transfer, sell, lease,
license, lend or in any other manner convey any equitable, beneficial or legal interest in any material portion of its assets. 
 6.13 Mergers or Acquisitions. Borrower shall not merge or consolidate, or permit any of its Subsidiaries to merge or consolidate, with or into any other business organization (other than mergers or
consolidations of a Subsidiary into another Subsidiary or into Borrower), or acquire, or permit any of its Subsidiaries to acquire, all or substantially all of the capital stock or property of another Person; not including (i) any merger of
Borrower or any of its, direct or indirect, wholly-owned Subsidiaries with or into any Subsidiary that is a party to this Agreement, (ii) any reorganization, recapitalization or reclassification of the shares of Borrower’s common stock in
which holders of Borrower’s voting power immediately prior to such reorganization, recapitalization or reclassification continue after such reorganization, recapitalization or reclassification to hold publicly traded securities and, directly or
indirectly, are, in all material respects, the holders of the voting power of the surviving entity (or entities 

  
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with the authority or voting power to elect the members of the board of directors (or their equivalent if other than a corporation) of such entity or entities) after such reorganization,
recapitalization or reclassification, (iii) pursuant to a migratory merger effected solely for the purpose of changing the jurisdiction of incorporation of any of Borrower’s Subsidiaries, or (iv) pursuant to any acquisition or merger
the consideration for which is solely common stock of Borrower (which for avoidance of doubt shall exclude any assumption of Indebtedness). 
 6.14 Taxes. Borrower and its Subsidiaries shall pay when due all material taxes, fees or other charges (together with any related interest or penalties) now or hereafter imposed or assessed against
Borrower, Lender or the Collateral or upon Borrower’s ownership, possession, use, operation or disposition thereof or upon Borrower’s rents, receipts or earnings arising therefrom. Borrower shall file on or before the due date therefor all
personal property tax returns in respect of the Collateral. Notwithstanding the foregoing, Borrower may contest, in good faith and by appropriate proceedings, taxes for which Borrower maintains adequate reserves therefor in accordance with GAAP.

 6.15 Corporate Changes. Neither Borrower nor any domestic Subsidiary shall change its corporate name, legal
form or jurisdiction of formation without twenty (20) days’ prior written notice to Lender. Borrower shall not suffer a Change in Control. Borrower shall not relocate its chief executive office or its principal place of business unless:
(i) it has provided prior written notice to Lender; and (ii) such relocation shall be within the continental United States. Neither Borrower nor any domestic Subsidiary shall relocate any item of Collateral (other than (w) sales of
Inventory in the ordinary course of business, (x) relocations of Equipment having an aggregate value of up to $2,000,000 in any fiscal year, (y) relocations of Equipment among Subsidiaries and (z) relocations of Collateral from a
location described on Exhibit C to another location described on Exhibit C) unless (i) it has provided prompt written notice to Lender, (ii) such relocation is within the continental United States and, (iii) if such relocation is to a
third party bailee, it has taken commercially reasonable efforts to deliver a bailee agreement in form and substance reasonably acceptable to Lender. 
 6.16 Deposit Accounts. 
 (a) Subject to Section 6.19, neither
Borrower nor any domestic Subsidiary shall maintain any Deposit Accounts, or accounts holding Investment Property, except with respect to which Lender has an Account Control Agreement, other than (i) accounts held with HSBC with an aggregate
amount not to exceed the lesser of (A) $3,700,000 or (B) the amount necessary to cash collateralize or support letters of credit outstanding as of the Closing Date; and (ii) an account of AMSC Wisconsin Wind LLC maintained at Bank of
America in which no more than $3,500 is maintained at any given time. 
 (b) The amounts in the Other Accounts
shall not, at any time, exceed $5,000,000 in the aggregate, until such time as the Other Accounts (as defined in Section 6.19 below) are subject to Account Control Agreement(s) in form and substance satisfactory to Lender. 

6.17 Subsidiaries. Borrower shall notify Lender of each Subsidiary formed subsequent to the Closing Date and, within 15
days of formation, shall cause any such Subsidiary organized under the laws of any State within the United States to execute and deliver to Lender a Joinder Agreement. Borrower shall not permit the value of the assets held by any domestic Subsidiary
that has not executed a Joinder Agreement to exceed Fifty Thousand Dollars ($50,000), unless such Subsidiary executes and delivers to Lender a Joinder Agreement prior to the value of such assets held by such Subsidiary exceeding Fifty Thousand
Dollars ($50,000). 
 6.18 Unrestricted Cash. Borrower shall (a) maintain a balance of unrestricted cash or
cash equivalents (including, for the avoidance of doubt, any marketable securities invested under the Borrower’s Investment Policy) equal to the principal amount of the Term Loan outstanding at any given time in accounts that are subject to an
Account Control Agreement, and (b) provide Lender at least three Business Days’ prior written notice of any requirement to make payment to any other party which would cause Borrower to be in violation of clause (a) of this
Section 6.18 upon the making of such payment. 

  
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 6.19 Post Closing Covenants. Within sixty (60) days of the
Closing Date, Borrower shall deliver to Lender, in form and substance reasonably satisfactory to Lender: (a) a duly executed and recorded mortgage and security agreement, an environmental indemnity agreement, a lender’s title policy with
such endorsements as may be required by Lender, and such other documents and instruments as may be reasonably requested by Lender in connection therewith, with respect to the real property located at 64 Jackson Road, Devens, Massachusetts; and
(b) Account Control Agreement(s) with respect to all other Deposit Accounts (or accounts holding Investment Property) of Borrower or any other Subsidiary of Borrower maintained in the United States of America that are not subject to an Account
Control Agreement as of the Closing Date, except for those listed in clause (i) and clause (ii) of Section 6.16(a) (collectively, the “Other Accounts”), along with an updated executed ACH Debit Authorization Agreement if the
Other Account listed in such agreement delivered on the Closing Date is closed. 
 SECTION 7. [RESERVED].

 SECTION 8. EVENTS OF DEFAULT 
 The occurrence of any one or more of the following events shall be an Event of Default: 
 8.1 Payments. Borrower fails to pay any amount due under this Agreement, the Notes or any of the other Loan Documents on the due date, provided, however, that an Event of Default shall not occur on
account of a failure to pay due solely to an administrative or operational error of Lender if Borrower had the funds to make the payment when due and makes the payment the Business Day following Borrower’s knowledge of such failure to pay; or

 8.2 Covenants. Borrower breaches or defaults in the performance of any covenant or Secured Obligation under
this Agreement and (a) with respect to a default under any covenant under this Agreement (other than under Sections 6.6, 6.7, 6.8, 6.9, 6.10, 6.11, 6.12, 6.16, 6.18 or 6.19) such default continues for more than 30 days after the earlier of the
date on which (i) Lender has given notice of such default to Borrower and (ii) Borrower has actual knowledge of such default; (b) with respect to a default under Section 6.16(b), such default continues for more than three
Business Days after the earlier of the date on which (i) Lender has given notice of such default to Borrower and (ii) Borrower has actual knowledge of such default, provided however no such cure period shall apply if the amount in the
Other Accounts exceeds $6,000,000; (c) with respect to a default under Section 6.18(b), such default continues for more than three Business Days after the earlier of the date on which (i) Lender has given notice of such default to
Borrower and (ii) Borrower has actual knowledge of such default; or (d) with respect to a default under any of Sections 6.6, 6.7, 6.8, 6.9, 6.10, 6.11, 6.12, 6.16(a), 6.18(a) or 6.19 the occurrence of such default; or 

8.3 Material Adverse Effect. A circumstance has occurred that would reasonably be expected to have a Material Adverse
Effect. 
 8.4 Other Loan Documents. The occurrence of any default under any other Loan Document or any other
agreement between Borrower and Lender (other than this Agreement and the Warrant) and such default continues for more than 30 days after the earlier of (a) Lender has given notice of such default to Borrower, or (b) Borrower has actual
knowledge of such default; or 
 8.5 Representations. Any representation or warranty made by Borrower in any Loan
Document when taken as a whole shall have been false or misleading in any material respect; or 
 8.6 Insolvency.
Borrower (A) (i) shall make an assignment for the benefit of creditors; or (ii) shall be unable to pay its debts as they become due, or be unable to pay or perform under the Loan Documents, or shall become insolvent; or
(iii) shall file a voluntary petition in bankruptcy (including any Insolvency Proceeding; or (iv) shall file any petition, answer, or document seeking for itself any reorganization, arrangement, composition, readjustment, liquidation,
dissolution or similar relief under any present or future statute, law or regulation pertinent to such circumstances; or (v) shall seek or consent to or acquiesce in the appointment of any trustee, receiver, or liquidator of Borrower or of all
or any substantial 

  
 16 









 
part (i.e., 33-1/3% or more) of the assets or property of Borrower; or (vi) shall cease operations of its business as its business has normally been conducted, or terminate substantially all
of its employees; or (vii) Borrower or its directors or majority shareholders shall take any action initiating any of the foregoing actions described in clauses (i) through (vi); or (B) either (i) forty-five (45) days shall
have expired after the commencement of an involuntary action against Borrower seeking reorganization, arrangement, composition, readjustment, liquidation, dissolution or similar relief under any present or future statute, law or regulation, without
such action being dismissed or all orders or proceedings thereunder affecting the operations or the business of Borrower being stayed; or (ii) a stay of any such order or proceedings shall thereafter be set aside and the action setting it aside
shall not be timely appealed; or (iii) Borrower shall file any answer admitting or not contesting the material allegations of a petition filed against Borrower in any such proceedings; or (iv) the court in which such proceedings are
pending shall enter a decree or order granting the relief sought in any such proceedings; or (v) forty-five (45) shall have expired after the appointment, without the consent or acquiescence of Borrower, of any trustee, receiver or
liquidator of Borrower or of all or any substantial part of the properties of Borrower without such appointment being vacated; or 
 8.7 Attachments; Judgments. Other than in connection with any litigation disclosed in the Schedules, any portion of Borrower’s assets is attached or seized, or a levy is filed against any such
assets, or a judgment or judgments (which is not insured or bonded) is/are entered for the payment of money, individually or in the aggregate, of at least $2,000,000, or Borrower is enjoined or in any way prevented by court order from conducting any
part of its business. For the sake of clarity, a judgment awarded against Borrower on the litigation matter disclosed on the Schedules shall not constitute an Event of Default under this Section 8.7, but does not otherwise qualify or limit any
other Event of Default from occurring under any other provision in this Section 8; or 
 8.8 Other
Obligations. The occurrence of any default under any agreement or obligation of Borrower involving any Indebtedness in excess of $2,000,000, or the occurrence of any default under any agreement or obligation of Borrower that could reasonably be
expected to have a Material Adverse Effect 
 8.9 Control Agreements. Other than as permitted under
Section 6.16, if any Deposit Account of Borrower or any domestic Subsidiary ceases to be subject to an Account Control Agreement, or if, without Lender’s prior written consent, Borrower delivers a notice to any bank or financial
intermediary terminating or purporting to terminate any Account Control Agreement required under this Agreement. 
 SECTION
9. REMEDIES 
 9.1 General. Upon and during the continuance of any one or more Events of Default,
(i) Lender may, at its option, accelerate and demand payment of all or any part of the Secured Obligations together with a Prepayment Charge and declare them to be immediately due and payable (provided, that upon the occurrence of an Event of
Default of the type described in Section 8.6, the Notes and all of the Secured Obligations shall automatically be accelerated and made due and payable, in each case without any further notice or act), and (ii) Lender may notify any of
Borrower’s account debtors to make payment directly to Lender, compromise the amount of any such account on Borrower’s behalf and endorse Lender’s name without recourse on any such payment for deposit directly to Lender’s
account. Lender may exercise all rights and remedies with respect to the Collateral under the Loan Documents or otherwise available to it under the UCC and other applicable law, including the right to release, hold, sell, lease, liquidate, collect,
realize upon, or otherwise dispose of all or any part of the Collateral and the right to occupy, utilize, process and commingle the Collateral. All Lender’s rights and remedies shall be cumulative and not exclusive. 

9.2 Collection; Foreclosure. Upon the occurrence and during the continuance of any Event of Default, Lender may, at any
time or from time to time, apply, collect, liquidate, sell in one or more sales, lease or otherwise dispose of, any or all of the Collateral, in its then condition or following any commercially reasonable preparation or processing, in such order as
Lender may elect. Any such sale may be made either at public or private sale at its place of business or elsewhere. Borrower agrees that any such public or private sale may occur upon ten (10) calendar days’ prior written notice to
Borrower. Lender may 

  
 17 









 
require Borrower to assemble the Collateral and make it available to Lender at a place designated by Lender that is reasonably convenient to Lender and Borrower. The proceeds of any sale,
disposition or other realization upon all or any part of the Collateral shall be applied by Lender in the following order of priorities: 
 First, to Lender in an amount sufficient to pay in full Lender’s costs and reasonably professionals’ and advisors’ fees and expenses as described in Section 10.10; 

Second, to Lender in an amount equal to the then unpaid amount of the Secured Obligations (including principal, interest, and the Default
Rate interest), in such order and priority as Lender may choose in its sole discretion; and 
 Finally, after the
full, final, and indefeasible payment in Cash of all of the Secured Obligations, to any creditor holding a junior Lien on the Collateral, or to Borrower or its representatives or as a court of competent jurisdiction may direct. 

Lender shall be deemed to have acted reasonably in the custody, preservation and disposition of any of the Collateral if it complies with the obligations
of a secured party under the UCC. 
 9.3 No Waiver. Lender shall be under no obligation to marshal any of the
Collateral for the benefit of Borrower or any other Person, and Borrower expressly waives all rights, if any, to require Lender to marshal any Collateral. 
 9.4 Cumulative Remedies. The rights, powers and remedies of Lender hereunder shall be in addition to all rights, powers and remedies given by statute or rule of law and are cumulative. The exercise of any
one or more of the rights, powers and remedies provided herein shall not be construed as a waiver of or election of remedies with respect to any other rights, powers and remedies of Lender. 

SECTION 10. MISCELLANEOUS 
 10.1 Severability. Whenever possible, each provision of this Agreement shall be interpreted in such manner as to be effective and valid under applicable law, but if any provision of this Agreement shall
be prohibited by or invalid under such law, such provision shall be ineffective only to the extent and duration of such prohibition or invalidity, without invalidating the remainder of such provision or the remaining provisions of this Agreement.

 10.2 Notice. Except as otherwise provided herein, any notice, demand, request, consent, approval, declaration,
service of process or other communication (including the delivery of Financial Statements) that is required, contemplated, or permitted under the Loan Documents or with respect to the subject matter hereof shall be in writing, and shall be deemed to
have been validly served, given, delivered, and received upon the earlier of: (i) the day of transmission by facsimile or hand delivery or delivery by an overnight express service or overnight mail delivery service; or (ii) the third
calendar day after deposit in the United States mails, with proper first class postage prepaid, in each case addressed to the party to be notified as follows: 
  

	 	(a)	If to Lender: 

 HERCULES
TECHNOLOGY GROWTH CAPITAL, INC. 
 Legal Department 
 Attention: Chief Legal Officer and Brad Pritchard 
 400 Hamilton Avenue, Suite 310

 Palo Alto, CA 94301 
 Facsimile: 650-473-9194 
 Telephone: 650-289-3060 

  
 18 










	 	(b)	If to Borrower: 

 AMERICAN
SUPERCONDUCTOR CORPORATION 
 64 Jackson Road 
 Devens, MA 01434 
 Attention: General Counsel 

Facsimile: (978) 842-3530 
 Telephone: (978) 842-3539 
 With copies to: 

Latham & Watkins LLP 
 John Hancock Tower, 20th Floor 
 200 Clarendon Street 

Boston, MA 02116 
 Attention: Peter N. Handrinos, Esq. 
 Facsimile: (617) 948-6001 

Telephone: (617) 948-6060 
 Latham & Watkins LLP 
 505 Montgomery Street, Suite 2000 

San Francisco, CA 94111 
 Attention: Haim Zaltzman, Esq. 
 Facsimile: (415) 395-8095 

Telephone: (415) 395-8870 
 or to such other address as each party may designate for itself by like notice. Any notice delivered to a party to this Agreement in accordance with this Section shall be effective despite the failure to
deliver a copy of such notice to any other Person. 
 10.3 Entire Agreement; Amendments. This Agreement, the
Note, and the other Loan Documents constitute the entire agreement and understanding of the parties hereto in respect of the subject matter hereof and thereof, and supersede and replace in their entirety any prior proposals, term sheets, letters,
negotiations or other documents or agreements, whether written or oral, with respect to the subject matter hereof or thereof. None of the terms of this Agreement, the Note or any of the other Loan Documents may be amended except by an instrument
executed by each of the parties hereto. 
 10.4 No Strict Construction. The parties hereto have participated
jointly in the negotiation and drafting of this Agreement. In the event an ambiguity or question of intent or interpretation arises, this Agreement shall be construed as if drafted jointly by the parties hereto and no presumption or burden of proof
shall arise favoring or disfavoring any party by virtue of the authorship of any provisions of this Agreement. 

10.5 No Waiver. The powers conferred upon Lender by this Agreement are solely to protect its rights hereunder and under
the other Loan Documents and its interest in the Collateral and shall not impose any duty upon Lender to exercise any such powers. No omission or delay by Lender at any time to enforce any right or remedy reserved to it, or to require performance of
any of the terms, covenants or provisions hereof by Borrower at any time designated, shall be a waiver of any such right or remedy to which Lender is entitled, nor shall it in any way affect the right of Lender to enforce such provisions thereafter.

 10.6 [Reserved] 
 10.7 Successors and Assigns. The provisions of this Agreement and the other Loan Documents shall inure to the benefit of and be binding on Borrower and its permitted assigns (if any). Borrower shall not
assign its obligations under this Agreement, the Note or any of the other Loan Documents without Lender’s express prior written consent, and any such attempted assignment shall be void and of no effect. Lender may assign, transfer, or endorse
its rights hereunder and under the other Loan Documents with prior notice to Borrower, and all of such rights shall inure to the benefit of and be binding on Lender’s 

  
 19 









 
successors and assigns; provided that as long as no Event of Default exists or is continuing, Lender may not assign, transfer or endorse its rights hereunder or under the Loan Documents to any
party that is a direct competitor of Borrower, a distressed debt or vulture fund (each such term as reasonably defined by Lender), any holder of convertible notes or equity securities of Borrower or any party in material litigation with Borrower and
so disclosed to Lender. Lender shall not engage in any short sales of the Borrower’s common stock. 

10.8 Governing Law. This Agreement, the Note and the other Loan Documents have been negotiated and delivered to Lender in
the State of California, and shall have been accepted by Lender in the State of California. Payment to Lender by Borrower of the Secured Obligations is due in the State of California. This Agreement, the Note and the other Loan Documents shall be
governed by, and construed and enforced in accordance with, the laws of the State of California, excluding conflict of laws principles that would cause the application of laws of any other jurisdiction. 

10.9 Consent to Jurisdiction and Venue. All judicial proceedings (to the extent that the reference requirement of
Section 10.10 is not applicable) arising in or under or related to this Agreement, the Note or any of the other Loan Documents may be brought in any state or federal court located in the State of California. By execution and delivery of this
Agreement, each party hereto generally and unconditionally: (a) consents to nonexclusive personal jurisdiction in Santa Clara County, State of California; (b) waives any objection as to jurisdiction or venue in Santa Clara County, State of
California; and (c) agrees not to assert any defense based on lack of jurisdiction or venue in the aforesaid courts. Service of process on any party hereto in any action arising out of or relating to this Agreement shall be effective if given
in accordance with the requirements for notice set forth in Section 10.2, and shall be deemed effective and received as set forth in Section 10.2. Nothing herein shall affect the right to serve process in any other manner permitted by law
or shall limit the right of either party to bring proceedings in the courts of any other jurisdiction. 
 10.10
Mutual Waiver of Jury Trial / Judicial Reference. 
 (a) Because disputes arising in connection with complex
financial transactions are most quickly and economically resolved by an experienced and expert person and the parties wish applicable state and federal laws to apply (rather than arbitration rules), the parties desire that their disputes be resolved
by a judge applying such applicable laws. EACH OF BORROWER AND LENDER SPECIFICALLY WAIVES ANY RIGHT IT MAY HAVE TO TRIAL BY JURY OF ANY CAUSE OF ACTION, CLAIM, CROSS-CLAIM, COUNTERCLAIM, THIRD PARTY CLAIM OR ANY OTHER CLAIM (COLLECTIVELY,
“CLAIMS”) ASSERTED BY BORROWER AGAINST LENDER OR ITS ASSIGNEE OR BY LENDER OR ITS ASSIGNEE AGAINST BORROWER. This waiver extends to all such Claims, including Claims that involve Persons other than Borrower and Lender; Claims that arise
out of or are in any way connected to the relationship between Borrower and Lender; and any Claims for damages, breach of contract, tort, specific performance, or any equitable or legal relief of any kind, arising out of this Agreement, any other
Loan Document. 
 (b) If the waiver of jury trial set forth in Section 10.10(a) is ineffective or
unenforceable, the parties agree that all Claims shall be resolved by reference to a private judge sitting without a jury, pursuant to Code of Civil Procedure Section 638, before a mutually acceptable referee or, if the parties cannot agree, a
referee selected by the Presiding Judge of the Santa Clara County, California. Such proceeding shall be conducted in Santa Clara County, California, with California rules of evidence and discovery applicable to such proceeding. 

(c) In the event Claims are to be resolved by judicial reference, either party may seek from a court identified in
Section 10.9, any prejudgment order, writ or other relief and have such prejudgment order, writ or other relief enforced to the fullest extent permitted by law notwithstanding that all Claims are otherwise subject to resolution by judicial
reference. 
 10.11 Professional Fees. Borrower promises to pay Lender’s fees and expenses necessary to
finalize the loan documentation, including but not limited to reasonable attorneys fees, UCC searches, 

  
 20 









 
filing costs, and other miscellaneous expenses. In addition, Borrower promises to pay any and all reasonable attorneys’ and other professionals’ fees and expenses (including fees and
expenses of in-house counsel) incurred by Lender after the Closing Date in connection with or related to: (a) the Loan; (b) the administration, collection, or enforcement of the Loan; (c) the amendment or modification of the Loan
Documents; (d) any waiver, consent, release, or termination under the Loan Documents; (e) the protection, preservation, sale, lease, liquidation, or disposition of Collateral or the exercise of remedies with respect to the Collateral;
(f) any legal, litigation, administrative, arbitration, or out of court proceeding in connection with or related to Borrower or the Collateral, and any appeal or review thereof; and (g) any bankruptcy, restructuring, reorganization,
assignment for the benefit of creditors, workout, foreclosure, or other action related to Borrower, the Collateral, the Loan Documents, including representing Lender in any adversary proceeding or contested matter commenced or continued by or on
behalf of Borrower’s estate, and any appeal or review thereof. 
 10.12 Confidentiality. Lender acknowledges
that certain items of Collateral and information provided to Lender by Borrower are confidential and proprietary information of Borrower, if and to the extent such information either (x) is marked as confidential by Borrower at the time of
disclosure, or (y) should reasonably be understood to be confidential (the “Confidential Information”). Accordingly, Lender agrees that any Confidential Information it may obtain from the transactions contemplated hereunder or in the
course of acquiring, administering, or perfecting Lender’s security interest in the Collateral shall not be disclosed to any other person or entity in any manner whatsoever, in whole or in part, without the prior written consent of Borrower,
except that Lender may disclose any such information: (a) to its own directors, officers, employees, accountants, counsel and other professional advisors and to its affiliates if Lender in its reasonable discretion determines that any such
party should have access to such information in connection with such party’s responsibilities in connection with the Loan or this Agreement and, provided that such recipient of such Confidential Information either (i) agrees to be bound by
the confidentiality provisions of this paragraph or (ii) is otherwise subject to confidentiality restrictions that reasonably protect against the disclosure of Confidential Information pursuant to similar terms; (b) if such information is
generally available to the public; (c) if required or appropriate in any report, statement or testimony submitted to any governmental authority having or claiming to have jurisdiction over Lender; (d) if required or appropriate in response
to any summons or subpoena or in connection with any litigation, to the extent deemed necessary by Lender’s counsel; (e) to comply with any legal requirement or law applicable to Lender; (f) to the extent reasonably necessary in
connection with the exercise of any right or remedy under any Loan Document, including Lender’s sale, lease, or other disposition of Collateral after default; (g) to any participant or assignee of Lender or any prospective participant or
assignee; provided, that such participant or assignee or prospective participant or assignee agrees in writing to be bound by this Section prior to disclosure; or (h) otherwise with the prior consent of Borrower; provided that any disclosure
made in violation of this Agreement shall not affect the obligation of Borrower under any of the Loan Documents. 

10.13 Assignment of Rights. Borrower acknowledges and understands that Lender may, subject to Section 10.7, sell and
assign all or part of its interest hereunder and under the Note(s) and Loan Documents to any person or entity (an “Assignee”). After such assignment the term “Lender” as used in the Loan Documents shall mean and include such
Assignee, and such Assignee shall be vested with all rights, powers and remedies of Lender hereunder with respect to the interest so assigned; but with respect to any such interest not so transferred, Lender shall retain all rights, powers and
remedies hereby given. No such assignment by Lender shall relieve Borrower of any of its obligations hereunder. Lender agrees that in the event of any transfer by it of the Note(s), it will endorse thereon a notation as to the portion of the
principal of the Note(s), which shall have been paid at the time of such transfer and as to the date to which interest shall have been last paid thereon. 
 10.14 Termination; Revival of Secured Obligations. This Agreement and the Loan Documents (other than the Warrant) shall terminate on the payment in full in cash of the Secured Obligations (other than
inchoate indemnity obligations). Notwithstanding the preceding sentence, this Agreement and the Loan Documents shall remain in full force and effect and continue to be effective if any petition is filed by or against Borrower for liquidation or
reorganization, if Borrower becomes insolvent or makes an assignment for the benefit of creditors, if a receiver or trustee is appointed for all or any significant part of 

  
 21 









 
Borrower’s assets, or if any payment or transfer of Collateral is recovered from Lender. The Loan Documents and the Secured Obligations and Collateral security shall continue to be
effective, or shall be revived or reinstated, as the case may be, if at any time payment and performance of the Secured Obligations or any transfer of Collateral to Lender, or any part thereof is rescinded, avoided or avoidable, reduced in amount,
or must otherwise be restored or returned by, or is recovered from, Lender or by any obligee of the Secured Obligations, whether as a “voidable preference,” “fraudulent conveyance,” or otherwise, all as though such payment,
performance, or transfer of Collateral had not been made. In the event that any payment, or any part thereof, is rescinded, reduced, avoided, avoidable, restored, returned, or recovered, the Loan Documents and the Secured Obligations shall be
deemed, without any further action or documentation, to have been revived and reinstated except to the extent of the full, final, and indefeasible payment to Lender in Cash. 

10.15 Counterparts. This Agreement and any amendments, waivers, consents or supplements hereto may be executed in any
number of counterparts, and by different parties hereto in separate counterparts, each of which when so delivered shall be deemed an original, but all of which counterparts shall constitute but one and the same instrument. 

10.16 No Third Party Beneficiaries. No provisions of the Loan Documents are intended, nor will be interpreted, to provide
or create any third-party beneficiary rights or any other rights of any kind in any person other than Lender and Borrower unless specifically provided otherwise herein, and, except as otherwise so provided, all provisions of the Loan Documents will
be personal and solely between the Lender and Borrower. 
 10.17 Publicity. Lender may use Borrower’s name
and logo, and include a brief description of the relationship between Borrower and Lender, in Lender’s marketing materials. 
 10.18 Termination. This Agreement, the Loan Documents (other than the Warrant) and the security interests granted hereunder shall terminate upon the payment in full of the Obligations (other than inchoate
indemnity obligations). 
 (SIGNATURES TO FOLLOW) 

  
 22 









 IN WITNESS WHEREOF, Borrower and Lender have duly executed and delivered this Loan and
Security Agreement as of the day and year first above written. 
  

			
	BORROWER:
	
	AMERICAN SUPERCONDUCTOR CORPORATION
		
	Signature:	 	 /s/ David A. Henry

	Print Name:	 	David A. Henry
	Title:	 	Senior Vice President, Chief Financial Officer and Treasurer
	
	Accepted in Palo Alto, California:
	
	LENDER:
	
	HERCULES TECHNOLOGY GROWTH CAPITAL, INC.
		
	Signature:	 	 /s/ K. Nicholas Martitsch

	Print Name:	 	K. Nicholas Martitsch
	Title:	 	Associate General Counsel









 Table of Exhibits and Schedules 

 
  

			
	Exhibit A:	  	 Advance Request
 Attachment
to Advance Request

		
	Exhibit B:	  	Term Note
		
	Exhibit C:	  	Name, Locations, and Other Information for Borrower
		
	Exhibit D:	  	Borrower’s Patents, Trademarks, Copyrights and Licenses
		
	Exhibit E:	  	Borrower’s Deposit Accounts and Investment Accounts
		
	Exhibit F:	  	Compliance Certificate
		
	Exhibit G:	  	Joinder Agreement
		
	Exhibit H:	  	ACH Debit Authorization Agreement
		
	Schedule 1	  	Subsidiaries
	Schedule 1A	  	Existing Permitted Indebtedness
	Schedule 1B	  	Existing Permitted Investments
	Schedule 1C	  	Existing Permitted Liens
	Schedule 5.3	  	Consents, Etc.
	Schedule 5.5	  	Actions Before Governmental Authorities
	Schedule 5.8	  	Tax Matters
	Schedule 5.9	  	Intellectual Property Claims
	Schedule 5.10	  	Intellectual Property
	Schedule 5.11	  	Borrower Products
	Schedule 5.14	  	Capitalization


  
 2 








 EXHIBIT A 
 ADVANCE REQUEST 
  

							
	To:	  	Lender:	  	Date:	  	June     , 2012
				
		  	Hercules Technology Growth Capital, Inc.	  		  	
		  	400 Hamilton Avenue, Suite 310	  		  	
		  	Palo Alto, CA 94301	  		  	
		  	Facsimile: 650-473-9194	  		  	
		  	Attn:	  		  	

 AMERICAN SUPERCONDUCTOR CORPORATION requests from Hercules Technology Growth Capital, Inc. (“Lender”) an
Advance in the amount of Ten Million Dollars ($10,000,000) on June    , 2012 (the “Advance Date”) pursuant to the Loan and Security Agreement between Borrower and Lender (the “Agreement”). Capitalized words
and other terms used but not otherwise defined herein are used with the same meanings as defined in the Agreement. 
 Please: 

 

							
	   (a)  Issue a check payable to Borrower
	 	  
	  	
				
	 or
	  		 		  	
			
	   (b)  Wire Funds to Borrower’s account
	 	  
	  	
				
	     Bank:
	  	  
	 		  	
	     Address:
	  	  
	 		  	
		  	  
	 		  	
	     ABA Number:
	  	  
	 		  	
	     Account Number:
	  	  
	 		  	
	     Account Name:
	  	  
	 		  	

 Borrower represents that the conditions precedent to the Advance set forth in the Agreement are satisfied
and shall be satisfied upon the making of such Advance, including but not limited to: (i) that no event that has had or could reasonably be expected to have a Material Adverse Effect has occurred and is continuing; (ii) that the
representations and warranties set forth in the Agreement and in the Warrant are and shall be true and correct in all material respects on and as of the Advance Date with the same effect as though made on and as of such date, except to the extent
such representations and warranties expressly relate to an earlier date; (iii) that Borrower is in compliance with all the terms and provisions set forth in each Loan Document on its part to be observed or performed; and (iv) that as of
the Advance Date, no fact or condition exists that would (or would, with the passage of time, the giving of notice, or both) constitute an Event of Default under the Loan Documents. Borrower understands and acknowledges that Lender has the right to
review the financial information supporting this representation and, based upon such review in its sole discretion, Lender may decline to fund the requested Advance. 
 Borrower hereby represents that Borrower’s corporate status and locations have not changed since the date of the Agreement or, if the Attachment to this Advance Request is completed, are as set forth
in the Attachment to this Advance Request. 
 Borrower agrees to notify Lender promptly before the funding of the Loan if any of
the matters that have been represented above shall not be true and correct on the Borrowing Date and if Lender has received no such notice before the Advance Date then the statements set forth above shall be deemed to have been made and shall be
deemed to be true and correct as of the Advance Date. 

  
 3 








 Executed as of June    , 2012. 

 

			
	AMERICAN SUPERCONDUCTOR CORPORATION
		
	 SIGNATURE:
	 	  

	TITLE:	 	
	PRINT NAME:	 	



  
 4 








 ATTACHMENT TO ADVANCE REQUEST 

Dated: June     , 2012 
 Borrower hereby represents and warrants to Lender that Borrower’s current name and organizational status is as follows: 

 

			
	Name:	  	AMERICAN SUPERCONDUCTOR CORPORATION
		
	Type of organization:	  	Corporation
		
	State of organization:	  	Delaware
		
	Organization file number:	  	2123041

 Borrower hereby represents and warrants to Lender that the street addresses, cities, states and postal codes of its
current locations are as follows: 

  
 5 








 EXHIBIT B 
 SECURED TERM PROMISSORY NOTE 
  

			
	$10,000,000	  	Advance Date: June     , 2012
		
		  	Maturity Date: December     , 2014

 FOR VALUE RECEIVED, AMERICAN SUPERCONDUCTOR CORPORATION, a Delaware corporation, (the
“Borrower”) hereby promises to pay to the order of Hercules Technology Growth Capital, Inc., a Maryland corporation or the holder of this Note (the “Lender”) at 400 Hamilton Avenue, Suite 310, Palo Alto, CA 94301 or such other
place of payment as the holder of this Secured Term Promissory Note (this “Promissory Note”) may specify from time to time in writing, in lawful money of the United States of America, the principal amount of Ten Million Dollars
($10,000,000) or such other principal amount as Lender has advanced to Borrower, together with interest at floating rate equal to 11.0% plus the amount by which the prime rate reported in The Wall Street Journal exceeds 3.75%, based upon a year
consisting of 360 days, with interest computed daily based on the actual number of days in each month. 
 This Promissory Note
is the Note referred to in, and is executed and delivered in connection with, that certain Loan and Security Agreement dated June     , 2012, by and between Borrower and Lender (as the same may from time to time be amended,
modified or supplemented in accordance with its terms, the “Loan Agreement”), and is entitled to the benefit and security of the Loan Agreement and the other Loan Documents (as defined in the Loan Agreement), to which reference is made for
a statement of all of the terms and conditions thereof. All payments shall be made in accordance with the Loan Agreement. All terms defined in the Loan Agreement shall have the same definitions when used herein, unless otherwise defined herein. An
Event of Default under the Loan Agreement shall constitute a default under this Promissory Note. 
 Borrower waives presentment
and demand for payment, notice of dishonor, protest and notice of protest under the UCC or any applicable law. Borrower agrees to make all payments under this Promissory Note without setoff, recoupment or deduction and regardless of any counterclaim
or defense. This Promissory Note has been negotiated and delivered to Lender and is payable in the State of California. This Promissory Note shall be governed by and construed and enforced in accordance with, the laws of the State of California,
excluding any conflicts of law rules or principles that would cause the application of the laws of any other jurisdiction. 
  

			
	AMERICAN SUPERCONDUCTOR CORPORATION
		
	By:	 	  

	Title:	 	  










 EXHIBIT C 
 NAME, LOCATIONS, AND OTHER INFORMATION FOR BORROWER 
 1. Borrower
represents and warrants to Lender that Borrower’s current name and organizational status as of the Closing Date is as follows: 
  

			
	Name:	  	AMERICAN SUPERCONDUCTOR CORPORATION
		
	Type of organization:	  	Corporation
		
	State of organization:	  	Delaware
		
	Organization file number:	  	2123041

 2. Borrower represents and warrants to Lender that for five (5) years prior to the Closing Date,
Borrower did not do business under any other name or organization or form except the following: 
 Name: Superconductivity, Inc.
and AMSC 
 Used during dates of: 2007-2012 
 Type of Organization: corporation 
 State of organization: Delaware 

Organization file number: 2123041 
 3. Borrower represents and warrants to Lender that its chief executive office is located at the address specified in the Notices section of the Agreement. 







 EXHIBIT D 
 BORROWER’S PATENTS, TRADEMARKS, COPYRIGHTS AND LICENSES 
 PATENTS

  

													
	 Title
	  	 Country
	  	 Application No.
	  	 Application Date
	  	 Status
	  	 Grant No.
	  	 Grant Date

	Preparation Of Superconducting Oxides And Oxide-Metal Composites	  	Canada	  	562311	  	24-Mar-1988	  	Granted	  	1340849	  	14-Dec-1999
							
	Superconducting Rotor	  	France	  	94931746.5	  	14-Sep-1994	  	Granted	  	719471	  	13-May-1998
							
	Superconducting Rotor	  	Germany	  	94931746.5	  	14-Sep-1994	  	Granted	  	69410281.4	  	13-May-1998
							
	Superconducting Rotor	  	Italy	  	94931746.5	  	14-Sep-1994	  	Granted	  	24443BE/98	  	13-May-1998
							
	Superconducting Rotor	  	 United
 Kingdom
	  	94931746.5	  	14-Sep-1994	  	Granted	  	719471	  	13-May-1998
							
	Superconducting Rotor	  	USA	  	08/122007	  	13-Sep-1993	  	Granted	  	5482919	  	09-Jan-1996
							
	Metal Oxide Materials	  	USA	  	07/335819	  	10-Apr-1989	  	Granted	  	6686319	  	03-Feb-2004
							
	Superconducting Magnet Coil	  	Australia	  	95220/98	  	09-Jan-1995	  	Granted	  	739105	  	17-Jan-2002
							
	Superconducting Magnet Coil	  	France	  	95907349.5	  	09-Jan-1995	  	Granted	  	741905	  	16-May-2001
							
	Superconducting Magnet Coil	  	Germany	  	95907349.5	  	09-Jan-1995	  	Granted	  	69520939.6	  	16-May-2001
							
	Superconducting Magnet Coil	  	Italy	  	95907349.5	  	09-Jan-1995	  	Granted	  	741905	  	16-May-2001
							
	Superconducting Magnet Coil	  	New Zealand	  	279091	  	09-Jan-1995	  	Granted	  	279091	  	12-Jun-1997
							
	Superconducting Magnet Coil	  	United Kingdom	  	95907349.5	  	09-Jan-1995	  	Granted	  	741905	  	16-May-2001









													
	 Title
	  	 Country
	  	 Application No.
	  	 Application Date
	  	 Status
	  	 Grant No.
	  	 Grant Date

	Superconducting Magnet Coil	  	USA	  	08/192724	  	07-Feb-1994	  	Granted	  	5525583	  	11-Jun-1996
							
	Superconducting Magnet Coil	  	USA	  	08/615532	  	12-Mar-1996	  	Granted	  	5914647	  	22-Jun-1999
							
	Superconducting Magnetic Coil	  	USA	  	08/302358	  	07-Sep-1994	  	Granted	  	5659277	  	19-Aug-1997
							
	Shaped Superconducting Magnetic Coil	  	Australia	  	41314/96	  	13-Oct-1995	  	Granted	  	694296	  	08-Nov-1998
							
	Shaped Superconducting Magnetic Coil	  	China (PRC)	  	95195573.X	  	13-Oct-1995	  	Granted	  	95195573.X	  	24-Jul-2002
							
	Shaped Superconducting Magnetic Coil	  	France	  	95939529.4	  	13-Oct-1995	  	Granted	  	786141	  	03-Sep-2003
							
	Shaped Superconducting Magnetic Coil	  	Germany	  	95939529.4	  	13-Oct-1995	  	Granted	  	69531693.1	  	03-Sep-2003
							
	Shaped Superconducting Magnetic Coil	  	Italy	  	95939529.4	  	13-Oct-1995	  	Granted	  	786141	  	03-Sep-2003
							
	Shaped Superconducting Magnetic Coil	  	United Kingdom	  	95939529.4	  	13-Oct-1995	  	Granted	  	786141	  	03-Sep-2003
							
	Shaped Superconducting Magnetic Coil	  	USA	  	08/323494	  	13-Oct-1994	  	Granted	  	5604473	  	18-Feb-1997
							
	Superconducting Magnets And Power Supplies For Superconducting Devices	  	USA	  	09/328677	  	09-Jun-1999	  	Granted	  	6157094	  	05-Dec-2000
							
	Laminated Superconducting Ceramic Composite Conductors	  	France	  	97938157.1	  	09-Aug-1997	  	Granted	  	979519	  	28-Mar-2007
							
	Laminated Superconducting Ceramic Composite Conductors	  	Germany	  	97938157.1	  	09-Aug-1997	  	Granted	  	69737533	  	28-Mar-2007
							
	Laminated Superconducting Ceramic Composite Conductors	  	Italy	  	97938157.1	  	09-Aug-1997	  	Granted	  	979519	  	28-Mar-2007









													
	 Title
	  	 Country
	  	 Application No.
	  	 Application Date
	  	 Status
	  	 Grant No.
	  	 Grant Date

	Laminated Superconducting Ceramic Composite Conductors	  	 United
 Kingdom
	  	97938157.1	  	09-Aug-1997	  	Granted	  	979519	  	28-Mar-2007
							
	Laminated Superconducting Ceramic Composite Conductors	  	USA	  	08/701333	  	30-Aug-1996	  	Granted	  	5801124	  	01-Sep-1998
							
	Laminated Superconducting Ceramic Tape	  	France	  	97937022.8	  	06-Aug-1997	  	Granted	  	979518	  	07-Feb-2007
							
	Laminated Superconducting Ceramic Tape	  	Germany	  	97937022.8	  	06-Aug-1997	  	Granted	  	69737330	  	07-Feb-2007
							
	Laminated Superconducting Ceramic Tape	  	Italy	  	97937022.8	  	06-Aug-1997	  	Granted	  	979518	  	07-Feb-2007
							
	Laminated Superconducting Ceramic Tape	  	United Kingdom	  	97937022.8	  	06-Aug-1997	  	Granted	  	979518	  	07-Feb-2007
							
	Laminated Superconducting Ceramic Tape	  	USA	  	08/705811	  	30-Aug-1996	  	Granted	  	5987342	  	16-Nov-1999
							
	Laminated Superconducting Ceramic Tape	  	USA	  	09/401764	  	23-Sep-1999	  	Granted	  	6230033	  	08-May-2001
							
	High-Temperature Superconductor Lead	  	USA	  	08/730870	  	18-Oct-1996	  	Granted	  	5880068	  	09-Mar-1999
							
	Cryogenic Electronics Power Supply	  	USA	  	08/384780	  	06-Feb-1995	  	Granted	  	5612615	  	18-Mar-1997
							
	Variable Profile Superconducting Magnetic Coil	  	USA	  	08/541639	  	10-Oct-95	  	Granted	  	5581220	  	3-Dec-96
							
	Performance For Oxide Dispersion Strengthened Superconductor Composites	  	USA	  	08/731302	  	15-Oct-96	  	Granted	  	6305070	  	23-Oct-01
							
	Superconducting Synchronous Motor Construction	  	France	  	97933177.4	  	26-Jun-97	  	Granted	  	913023	  	15-Apr-09
							
	Superconducting Synchronous Motor Construction	  	Germany	  	97933177.4	  	26-Jun-97	  	Granted	  	69739358.5-08	  	15-Apr-09









													
	 Title
	  	 Country
	  	 Application No.
	  	 Application Date
	  	 Status
	  	 Grant No.
	  	 Grant Date

	Superconducting Synchronous Motor Construction	  	Italy	  	97933177.4	  	26-Jun-97	  	Granted	  	913023	  	15-Jul-09
							
	Superconducting Synchronous Motor Construction	  	United Kingdom	  	97933177.4	  	26-Jun-97	  	Granted	  	913023	  	15-Apr-09
							
	Superconducting Synchronous Motor Construction	  	USA	  	08/682923	  	16-Jul-96	  	Granted	  	5777420	  	7-Jul-98
							
	Controlled Conversion Of Metal Oxyfluorides Into Superconducting Oxides	  	China (PRC)	  	98808231.4	  	17-Jun-98	  	Granted	  	187130	  	29-Dec-04
							
	Controlled Conversion Of Metal Oxyfluorides Into Superconducting Oxides	  	Japan	  	11-504767	  	17-Jun-98	  	Granted	  	4223076	  	12-Feb-09
							
	Controlled Conversion Of Metal Oxyfluorides Into Superconducting Oxides	  	Japan	  	2006-170836	  	17-Jun-98	  	Published	  		  	
							
	Controlled Conversion Of Metal Oxyfluorides Into Superconducting Oxides	  	New Zealand	  	502030	  	17-Jun-98	  	Granted	  	502030	  	31-Mar-03
							
	Controlled Conversion Of Metal Oxyfluorides Into Superconducting Oxides	  	Russian Federation	  	2000101289	  	17-Jun-98	  	Granted	  	2232448	  	17-Jun-04
							
	Controlled Conversion Of Metal Oxyfluorides Into Superconducting Oxides	  	USA	  	09/470926	  	22-Dec-99	  	Granted	  	6172009	  	9-Jan-01
							
	Controlled Conversion Of Metal Oxyfluorides Into Superconducting Oxides	  	USA	  	10/159870	  	30-May-02	  	Granted	  	6610428	  	26-Aug-03
							
	Resistive Fault Current Limiter	  	France	  	99300920.8	  	9-Feb-99	  	Granted	  	935261	  	27-Apr-05









													
	 Title
	  	 Country
	  	 Application No.
	  	 Application Date
	  	 Status
	  	 Grant No.
	  	 Grant Date

	Resistive Fault Current Limiter	  	Germany	  	69924898.1-08	  	9-Feb-99	  	Granted	  	935261	  	27-Apr-05
							
	Resistive Fault Current Limiter	  	Italy	  	99300920.8	  	9-Feb-99	  	Granted	  	935261	  	27-Apr-05
							
	Resistive Fault Current Limiter	  	United Kingdom	  	99300920.8	  	9-Feb-99	  	Granted	  	935261	  	27-Apr-05
							
	Resistive Fault Current Limiter	  	USA	  	09/020431	  	9-Feb-98	  	Granted	  	6275365	  	14-Aug-01
							
	Cryogen Protected Superconducting Ceramic Tape	  	France	  	97938039.1	  	6-Aug-97	  	Granted	  	951588	  	4-May-05
							
	Cryogen Protected Superconducting Ceramic Tape	  	Germany	  	97938039.1	  	6-Aug-97	  	Granted	  	69733212	  	4-May-05
							
	Cryogen Protected Superconducting Ceramic Tape	  	Italy	  	97938039.1	  	6-Aug-97	  	Granted	  	951588	  	4-May-05
							
	Cryogen Protected Superconducting Ceramic Tape	  	United Kingdom	  	97938039.1	  	6-Aug-97	  	Granted	  	951588	  	4-May-05
							
	Cryogen Protected Superconducting Ceramic Tape	  	USA	  	08/701375	  	30-Aug-96	  	Granted	  	6110606	  	29-Aug-00
							
	Cryogen Protected Superconducting Ceramic Tape	  	USA	  	09/498551	  	4-Feb-00	  	Granted	  	6649280	  	18-Nov-03
							
	Fault Current Limiting Superconducting Coil	  	Australia	  	20022318900	  	19-Dec-02	  	Granted	  	2002318900	  	9-Sep-04
							
	Fault Current Limiting Superconducting Coil	  	China (PRC)	  	98810282.X	  	3-Sep-98	  	Granted	  	98810282.X	  	20-Oct-04









													
	 Title
	  	 Country
	  	 Application No.
	  	 Application Date
	  	 Status
	  	 Grant No.
	  	 Grant Date

	Fault Current Limiting Superconducting Coil	  	European Patent Convention	  	6075543.6	  	3-Sep-98	  	Granted	  	1691381	  	2-Nov-11
							
	Fault Current Limiting Superconducting Coil	  	France	  	98943530	  	3-Sep-98	  	Granted	  		  	8-Aug-07
							
	Fault Current Limiting Superconducting Coil	  	Germany	  	69838221.8-08	  	3-Sep-98	  	Granted	  	DE69838221	  	8-Aug-07
							
	Fault Current Limiting Superconducting Coil	  	Italy	  	98943530	  	3-Sep-98	  	Granted	  	32419BE2007	  	8-Aug-07
							
	Fault Current Limiting Superconducting Coil	  	Italy	  	6075543.6	  	3-Sep-98	  	Granted	  	67403 BE/2012	  	2-Nov-11
							
	Fault Current Limiting Superconducting Coil	  	Japan	  	512218/2000	  	3-Sep-98	  	Granted	  	3215697	  	27-Jul-01
							
	Fault Current Limiting Superconducting Coil	  	United Kingdom	  	98943530	  	3-Sep-98	  	Granted	  		  	8-Aug-07
							
	Fault Current Limiting Superconducting Coil	  	USA	  	08/928901	  	12-Sep-97	  	Granted	  	5912607	  	15-Jun-99
							
	Methods For Joining High Temperature Superconducting Components With Negligible Critical Current Degradation And Articles Of Manufacture In Accordance Therewith	  	Japan	  	500348/2001	  	2-Jun-00	  	Pending	  		  	
							
	Methods For Joining High Temperature Superconducting Components With Negligible Critical Current Degradation And Articles Of Manufacture In Accordance Therewith	  	Korea (ROK)	  	2001/7015524	  	2-Jun-00	  	Granted	  	641714	  	26-Oct-06
							
	Methods For Joining High Temperature Superconducting Components With Negligible Critical Current Degradation And Articles Of Manufacture In Accordance Therewith	  	USA	  	09/324229	  	2-Jun-99	  	Granted	  	6159905	  	12-Dec-00









													
	 Title
	  	 Country
	  	 Application No.
	  	 Application Date
	  	 Status
	  	 Grant No.
	  	 Grant Date

	Substrates For Superconductors (Binary I)	  	USA	  	08/942038	  	1-Oct-97	  	Granted	  	6428635	  	6-Aug-02
							
	Rotating Machine Having Superconducting Windings	  	USA	  	09/251311	  	17-Feb-99	  	Granted	  	6066906	  	23-May-00
							
	Shunt Connected Superconducting Energy Stabilizing System	  	Germany	  	92110933.6	  	27-Jun-92	  	Granted	  	6920788.5	  	27-Dec-95
							
	Shunt Connected Superconducting Energy Stabilizing System	  	Japan	  	4-174307	  	1-Jul-92	  	Granted	  	2796471	  	26-Jun-98
							
	Superconductor Rotor Cooling System	  	Australia	  	57695/99	  	26-Apr-99	  	Granted	  	768209	  	18-Mar-04
							
	Superconductor Rotor Cooling System	  	Canada	  	2341472	  	26-Apr-99	  	Granted	  	2341472	  	14-Oct-08
							
	Superconductor Rotor Cooling System	  	France	  	4005951.1	  	26-Apr-99	  	Granted	  	1437821	  	21-Jun-06
							
	Superconductor Rotor Cooling System	  	Germany	  	4005951.1	  	26-Apr-99	  	Granted	  	1437821	  	21-Jun-06
							
	Superconductor Rotor Cooling System	  	Italy	  	4005951.1	  	26-Apr-99	  	Granted	  	1437821	  	21-Jun-06
							
	Superconductor Rotor Cooling System	  	Japan	  	2000/568168	  	26-Apr-99	  	Granted	  	4099314	  	21-Mar-08
							
	Superconductor Rotor Cooling System	  	United Kingdom	  	4005951.1	  	26-Apr-99	  	Granted	  	1437821	  	21-Jun-06
							
	Superconductor Rotor Cooling System	  	USA	  	09/140154	  	26-Aug-98	  	Granted	  	6376943	  	23-Apr-02
							
	Superconductor Rotor Cooling System	  	USA	  	10/128535	  	23-Apr-02	  	Granted	  	6812601	  	2-Nov-04
							
	Methods And Compositions For Making A Multi-Layer Article	  	France	  	948695.2	  	14-Jul-00	  	Granted	  	1198847	  	1-Oct-08









													
	 Title
	  	 Country
	  	 Application No.
	  	 Application Date
	  	 Status
	  	 Grant No.
	  	 Grant Date

	Methods And Compositions For Making A Multi-Layer Article	  	Germany	  	948695.2	  	14-Jul-00	  	Granted	  	1198847	  	1-Oct-08
							
	Methods And Compositions For Making A Multi-Layer Article	  	Italy	  	948695.2	  	14-Jul-00	  	Granted	  	74656/BE/2008	  	1-Oct-08
							
	Methods And Compositions For Making A Multi-Layer Article	  	Japan	  	2001-512647	  	14-Jul-00	  	Granted	  	4891505	  	22-Dec-11
							
	Methods And Compositions For Making A Multi-Layer Article	  	United Kingdom	  	948695.2	  	14-Jul-00	  	Granted	  	1198847	  	1-Oct-08
							
	Methods And Compositions For Making A Multi-Layer Article	  	USA	  	09/615991	  	14-Jul-00	  	Granted	  	6669774	  	30-Dec-03
							
	Enhanced High Temperature Coated Superconductors	  	China (PRC)	  	00810767.X	  	14-Jul-00	  	Granted	  	00810767.X	  	29-Jun-05
							
	Enhanced High Temperature Coated Superconductors	  	Germany	  	975162.9	  	14-Jul-00	  	Granted	  	1198846	  	8-Nov-06
							
	Enhanced High Temperature Coated Superconductors	  	Japan	  	512645/2001	  	14-Jul-00	  	Granted	  	4041672	  	16-Nov-07
							
	Enhanced High Temperature Coated Superconductors	  	USA	  	09/617518	  	14-Jul-00	  	Granted	  	6828507	  	7-Dec-04
							
	Enhanced High Temperature Coated Superconductors	  	USA	  	10/154566	  	24-May-02	  	Granted	  	6765151	  	20-Jul-04
							
	Alloy Materials (Ternary II)	  	Australia	  	41659/00	  	31-Jan-00	  	Granted	  	764082	  	20-Nov-03









													
	 Title
	  	 Country
	  	 Application No.
	  	 Application Date
	  	 Status
	  	 Grant No.
	  	 Grant Date

	Alloy Materials (Ternary II)	  	USA	  	09/283777	  	31-Mar-99	  	Granted	  	6458223	  	1-Oct-02
							
	Alloy Materials (Binary II)	  	Australia	  	52665/00	  	31-Mar-00	  	Granted	  	758847	  	24-Jul-03
							
	Alloy Materials (Binary II)	  	Japan	  	608807/2000	  	31-Mar-00	  	Published	  		  	
							
	Alloy Materials (Binary II)	  	USA	  	09/283775	  	31-Mar-99	  	Granted	  	6475311	  	5-Nov-02
							
	Detachable Cryogenic Refrigerator Expander	  	USA	  	09/168201	  	6-Oct-98	  	Granted	  	6202421	  	20-Mar-01
							
	Pulse Tube Refrigerator And Current Lead	  	USA	  	09/243142	  	2-Feb-99	  	Granted	  	6286318	  	11-Sep-01
							
	Multi-Layer Articles And Methods Of Making Same	  	USA	  	09/616810	  	14-Jul-00	  	Granted	  	6893732	  	17-May-05
							
	Rotor Assembly Including Superconducting Magnetic Coil	  	Australia	  	74692/00	  	23-May-00	  	Granted	  	763545	  	6-Nov-03
							
	Rotor Assembly Including Superconducting Magnetic Coil	  	China (PRC)	  	812272.5	  	23-May-00	  	Granted	  	ZL0812272.5	  	23-May-07
							
	Rotor Assembly Including Superconducting Magnetic Coil	  	France	  	963251.4	  	23-May-00	  	Granted	  	1212760	  	15-Jul-09
							
	Rotor Assembly Including Superconducting Magnetic Coil	  	Germany	  	963251.4	  	23-May-00	  	Granted	  	60042554.1	  	15-Jul-09
							
	Rotor Assembly Including Superconducting Magnetic Coil	  	Italy	  		  		  	Granted	  	71786/BE/2009	  	15-Jul-09
							
	Rotor Assembly Including Superconducting Magnetic Coil	  	Japan	  	512596/2001	  	23-May-00	  	Granted	  	3953813	  	11-May-07









													
	 Title
	  	 Country
	  	 Application No.
	  	 Application Date
	  	 Status
	  	 Grant No.
	  	 Grant Date

	Rotor Assembly Including Superconducting Magnetic Coil	  	Korea (ROK)	  	2002/7000951	  	23-May-00	  	Granted	  	10-0635170	  	10-Oct-06
							
	Rotor Assembly Including Superconducting Magnetic Coil	  	United Kingdom	  	963251.4	  	23-May-00	  	Granted	  	1212760	  	15-Jul-09
							
	Rotor Assembly Including Superconducting Magnetic Coil	  	USA	  	09/359497	  	23-Jul-99	  	Granted	  	6509819	  	21-Jan-03
							
	High Temperature Superconducting Rotor For A Synchronous Machine	  	USA	  	09/251310	  	17-Feb-99	  	Granted	  	6140719	  	31-Oct-00
							
	Exciter With Axial Gap	  	USA	  	09/349433	  	7-Jul-99	  	Granted	  	6278212	  	21-Aug-01
							
	Devices And Systems Based On Novel Superconducting Material	  	USA	  	07/021229	  	3-Mar-87	  	Granted	  	6635603	  	21-Oct-03
							
	Oxide Superconductor Comprising Cu, Bi, Ca And Sr	  	USA	  	07/976294	  	13-Nov-92	  	Granted	  	5340796	  	23-Aug-94
							
	Method Of Producing A Superconductive Body, And Apparatus And Systems Comprising The Body	  	Canada	  	564724	  	21-Apr-88	  	Granted	  	1338615	  	1-Oct-96
							
	Method Of Producing A Layer Of Superconductive Oxide	  	USA	  	07/126448	  	30-Nov-87	  	Granted	  	5416063	  	16-May-95
							
	Fabrication Of Oxide Superconductors By Melt Growth Method	  	USA	  	07/890303	  	27-May-92	  	Granted	  	5972846	  	26-Oct-99
							
	Article Comprising A Superconductor/Insulator Layer Structure, And Method Of Making The Article	  	USA	  	07/028738	  	8-Mar-93	  	Granted	  	5364836	  	15-Nov-94
							
	Conductivity In Carbonaceous Compounds And Devices Using Such Compounds	  	USA	  	08/156664	  	22-Nov-93	  	Granted	  	5391323	  	21-Feb-95
							
	Article Comprising An Intermetallic Superconducting Material	  	USA	  	08/143419	  	26-Oct-93	  	Granted	  	5413755	  	9-May-95
							
	Article Comprising An Intermatellic Superconductor Material	  	USA	  	08/177837	  	5-Jan-94	  	Granted	  	5470530	  	28-Nov-95









													
	 Title
	  	 Country
	  	 Application No.
	  	 Application Date
	  	 Status
	  	 Grant No.
	  	 Grant Date

	Superconducting Conductors And Their Method Of Manufacture (Fcl)	  	European Patent Convention	  	99956481.8	  	10-Aug-99	  	Granted	  	1105885	  	10-Jan-07
							
	Superconducting Conductors And Their Method Of Manufacture (Fcl)	  	Japan	  	2000-565545	  	10-Aug-99	  	Granted	  	4638983	  	3-Dec-10
							
	Superconducting Conductors And Their Method Of Manufacture (Fcl)	  	USA	  	09/200411	  	25-Nov-98	  	Granted	  	6657533	  	2-Dec-03
							
	Superconducting Electric Motor	  	France	  	989180.5	  	10-Aug-00	  	Granted	  	1203437	  	10-Mar-05
							
	Superconducting Electric Motor	  	Germany	  	989180.5	  	10-Aug-00	  	Granted	  	1203437	  	10-Mar-05
							
	Superconducting Electric Motor	  	Japan	  	2008169063	  	10-Aug-00	  	Granted	  	4308308	  	15-May-09
							
	Superconducting Electric Motor	  	United Kingdom	  	989180.5	  	10-Aug-00	  	Granted	  	1203437	  	10-Mar-05
							
	Superconducting Electric Motor	  	USA	  	09/371692	  	10-Aug-99	  	Granted	  	7453174	  	18-Nov-08
							
	Encapsulated Ceramic Superconductors	  	Australia	  	14298/01	  	20-Jul-00	  	Granted	  	770990	  	24-Jun-04
							
	Encapsulated Ceramic Superconductors	  	China (PRC)	  	810754.8	  	20-Jul-00	  	Granted	  	ZL00810754.	  	28-Mar-07
							
	Encapsulated Ceramic Superconductors	  	European Patent Convention	  	976538.9	  	20-Jul-00	  	Granted	  	1203415	  	15-Feb-12
							
	Encapsulated Ceramic Superconductors	  	Japan	  	512646/2001	  	20-Jul-00	  	Granted	  	3949960	  	27-Apr-07









													
	 Title
	  	 Country
	  	 Application No.
	  	 Application Date
	  	 Status
	  	 Grant No.
	  	 Grant Date

	Encapsulated Ceramic Superconductors	  	Korea (ROK)	  	2002-7000991	  	20-Jul-00	  	Granted	  	10-0682582	  	7-Feb-07
							
	Encapsulated Ceramic Superconductors	  	USA	  	09/360318	  	23-Jul-99	  	Granted	  	6444917	  	3-Sep-02
							
	Thin Films Having Rock-Salt-Like Structure Deposited On Amorphous Surfaces	  	USA	  	09/191449	  	12-Nov-98	  	Granted	  	6190752	  	20-Feb-01
							
	Water Cooled Stator Winding Of An Electric Motor	  	European Patent Convention	  	955543.4	  	15-Aug-00	  	Published	  		  	
							
	Water Cooled Stator Winding Of An Electric Motor	  	Japan	  	2001-517484	  	15-Aug-00	  	Granted	  	4188597	  	19-Sep-08
							
	Critical Doping In High-Tc Superconductors For Maximal Flux Pinning And Critical Currents	  	European Patent Convention	  	99931620.2	  	18-Jun-99	  	Published	  		  	
							
	Critical Doping In High-Tc Superconductors For Maximal Flux Pinning And Critical Currents	  	Japan	  	555283-2000	  	18-Jun-99	  	Pending	  		  	
							
	Critical Doping In High-Tc Superconductors For Maximal Flux Pinning And Critical Currents	  	USA	  	10/327408	  	20-Dec-02	  	Granted	  	6784138	  	31-Aug-04
							
	Exciter And Electronic Regulator For Superconducting Rotating Machinery	  	France	  	987982.6	  	9-Nov-00	  	Granted	  	1247324	  	24-Mar-04
							
	Exciter And Electronic Regulator For Superconducting Rotating Machinery	  	Germany	  	987982.6	  	9-Nov-00	  	Granted	  	60009349.2	  	24-Mar-04
							
	Exciter And Electronic Regulator For Superconducting Rotating Machinery	  	Italy	  	987982.6	  	9-Nov-00	  	Granted	  	1247324	  	24-Mar-04









													
	 Title
	  	 Country
	  	 Application No.
	  	 Application Date
	  	 Status
	  	 Grant No.
	  	 Grant Date

	Exciter And Electronic Regulator For Superconducting Rotating Machinery	  	Japan	  	552503/2001	  	9-Nov-00	  	Granted	  	3836370	  	25-Oct-06
							
	Exciter And Electronic Regulator For Superconducting Rotating Machinery	  	United Kingdom	  	987982.6	  	9-Nov-00	  	Granted	  	1247324	  	24-Mar-04
							
	Exciter And Electronic Regulator For Superconducting Rotating Machinery	  	USA	  	09/480430	  	11-Jan-00	  	Granted	  	6420842	  	16-Jul-02
							
	Method And Apparatus For Discharging A Superconducting Magnet	  	USA	  	09/449505	  	24-Nov-1999	  	Granted	  	6445555	  	03-Sep-02
							
	Method And Apparatus For Controlling A Phase Angle Of Ac Power To Keep Dc Voltage From An Energy Source Constant	  	USA	  	09/449436	  	24-Nov-99	  	Granted	  	6414853	  	2-Jul-02
							
	Capacitor Bank Switching	  	Australia	  	775672	  	21-Nov-00	  	Granted	  	775672	  	25-Nov-04
							
	Capacitor Bank Switching	  	Canada	  	2392255	  	21-Nov-00	  	Granted	  	2392255	  	18-Aug-09
							
	Capacitor Bank Switching	  	Canada	  	2,666,061	  	19-May-09	  	Granted	  	2666061	  	19-Jan-10
							
	Capacitor Bank Switching	  	European Patent Convention	  	992463	  	21-Nov-00	  	Granted	  	1236212	  	4-Jan-12
							
	Capacitor Bank Switching	  	France	  	992463	  	21-Nov-00	  	Granted	  	1236212	  	4-Jan-12
							
	Capacitor Bank Switching	  	Germany	  	992463	  	21-Nov-00	  	Granted	  	60046 818.6	  	4-Jan-12
							
	Capacitor Bank Switching	  	Ireland	  	992463	  	21-Nov-00	  	Granted	  	1236212	  	4-Jan-12
							
	Capacitor Bank Switching	  	Italy	  	992463	  	21-Nov-00	  	Granted	  	1236212	  	4-Jan-12









													
	 Title
	  	 Country
	  	 Application No.
	  	 Application Date
	  	 Status
	  	 Grant No.
	  	 Grant Date

	Capacitor Bank Switching	  	United Kingdom	  	992463	  	21-Nov-00	  	Granted	  	1236212	  	4-Jan-12
							
	Capacitor Bank Switching	  	USA	  	09/449378	  	24-Nov-99	  	Granted	  	6900619	  	31-May-05
							
	Capacitor Bank Switching	  	USA	  	11/136333	  	24-May-05	  	Granted	  	7265521	  	4-Sep-07
							
	Method And Apparatus For Providing Power To A Utility Network	  	USA	  	09/449375	  	24-Nov-99	  	Granted	  	6600973	  	29-Jul-03
							
	Voltage Regulation Of A Utility Power Network	  	Canada	  	2392409	  	22-Nov-00	  	Granted	  	2392409	  	17-Nov-09
							
	Voltage Regulation Of A Utility Power Network	  	European Patent Convention	  	6075796	  	22-Nov-00	  	Published	  		  	
							
	Voltage Regulation Of A Utility Power Network	  	France	  	979222.7	  	22-Nov-00	  	Granted	  		  	4-Oct-06
							
	Voltage Regulation Of A Utility Power Network	  	Germany	  	979222.7	  	22-Nov-00	  	Granted	  	60031158	  	4-Oct-06
							
	Voltage Regulation Of A Utility Power Network	  	Ireland	  	979222.7	  	22-Nov-00	  	Granted	  		  	4-Oct-06
							
	Voltage Regulation Of A Utility Power Network	  	Italy	  	979222.7	  	1236261	  	Granted	  	4-Oct-06	  	22-Nov-20
							
	Voltage Regulation Of A Utility Power Network	  	Mexico	  	2002/005243	  	22-Nov-00	  	Granted	  	239780	  	28-Aug-06
							
	Voltage Regulation Of A Utility Power Network	  	Mexico	  	2006/009615	  	22-Nov-00	  	Granted	  	266129	  	13-Apr-09
							
	Voltage Regulation Of A Utility Power Network	  	Spain	  	979222.7	  	22-Nov-00	  	Granted	  	2276704	  	4-Oct-06
							
	Voltage Regulation Of A Utility Power Network	  	Sweden	  	979222.7	  	22-Nov-00	  	Granted	  		  	4-Oct-06









													
	 Title
	  	 Country
	  	 Application No.
	  	 Application Date
	  	 Status
	  	 Grant No.
	  	 Grant Date

	Voltage Regulation Of A Utility Power Network	  	Switzerland	  	979222.7	  	22-Nov-00	  	Granted	  		  	4-Oct-06
							
	Voltage Regulation Of A Utility Power Network	  	United Kingdom	  	979222.7	  	22-Nov-00	  	Granted	  		  	4-Oct-06
							
	Voltage Regulation Of A Utility Power Network	  	USA	  	11/655817	  	19-Jan-07	  	Granted	  	RE41170(E1)	  	30-Mar-10
							
	Voltage Regulation Of A Utility Power Network	  	USA	  	12/502048	  	13-Jul-09	  	Pending	  		  	
							
	Multi-Layer Articles And Methods Of Making Same	  	China (PRC)	  	810756.4	  	14-Jul-00	  	Granted	  	ZL008107556.4	  	2-Jun-10
							
	Multi-Layer Articles And Methods Of Making Same	  	Japan	  	512644/2001	  	14-Jul-00	  	Published	  		  	
							
	Multi-Layer Articles And Methods Of Making Same	  	Korea (ROK)	  	2002/7000994	  	14-Jul-00	  	Granted	  	10-0683186	  	8-Feb-07
							
	Multi-Layer Articles And Methods Of Making Same	  	USA	  	09/615999	  	14-Jul-00	  	Granted	  	6974501	  	13-Dec-05
							
	Surface Control Alloy Substrates And Methods Of Manufacture Therefor	  	USA	  	09/616570	  	14-Jul-00	  	Granted	  	6730410	  	4-May-04
							
	Superconducting Rotating Machines	  	USA	  	09/415626	  	12-Oct-99	  	Granted	  	6489701	  	3-Dec-02
							
	Electric Utility System With Superconducting Magnetic Energy Storage	  	Australia	  	77509	  	26-Jan-00	  	Granted	  	777509	  	17-Feb-05
							
	Electric Utility System With Superconducting Magnetic Energy Storage	  	Australia	  	2005200223	  	19-Jan-05	  	Granted	  	2005200223	  	25-Oct-07









													
	 Title
	  	 Country
	  	 Application No.
	  	 Application Date
	  	 Status
	  	 Grant No.
	  	 Grant Date

	Electric Utility System With Superconducting Magnetic Energy Storage	  	Canada	  	2359322	  	26-Jan-00	  	Granted	  	2359322	  	18-Sep-07
							
	Electric Utility System With Superconducting Magnetic Energy Storage	  	China (PRC)	  	200510062525.9	  	26-Jan-00	  	Granted	  	ZL200510062525.9	  	24-Jun-09
							
	Electric Utility System With Superconducting Magnetic Energy Storage	  	European Patent Convention	  	923064	  	26-Jan-00	  	Published	  		  	
							
	Electric Utility System With Superconducting Magnetic Energy Storage	  	Japan	  	599113/2000	  	26-Jan-00	  	Granted	  	3597473	  	17-Sep-04
							
	Electric Utility System With Superconducting Magnetic Energy Storage	  	Korea (ROK)	  	10-2001-7009545	  	26-Jan-00	  	Granted	  	10-0879481	  	13-Jan-09
							
	Electric Utility System With Superconducting Magnetic Energy Storage	  	USA	  	09/449435	  	24-Nov-99	  	Granted	  	6906434	  	14-Jun-05
							
	Cryogenic Refrigerator	  	USA	  	09/716598	  	20-Nov-00	  	Granted	  	6532748	  	18-Mar-03
							
	Internal Support For Superconducting Windings	  	USA	  	09/481480	  	11-Jan-00	  	Granted	  	6693504	  	17-Feb-04
							
	HTS Superconducting Rotating Machine	  	France	  	990909.4	  	9-Nov-00	  	Granted	  	1247325	  	5-Oct-05
							
	HTS Superconducting Rotating Machine	  	Germany	  	60023038.4-08	  	9-Nov-00	  	Granted	  	1247325	  	5-Oct-05
							
	HTS Superconducting Rotating Machine	  	Italy	  	990909.4	  	9-Nov-00	  	Granted	  	1247325	  	5-Oct-05
							
	HTS Superconducting Rotating Machine	  	Japan	  	552505/2001	  	9-Nov-00	  	Granted	  	3892299	  	15-Dec-06









													
	 Title
	  	Country	  	Application No.	  	Application Date	  	Status	  	Grant No.	  	Grant Date
	HTS Superconducting Rotating Machine	  	United Kingdom	  	990909.4	  	9-Nov-00	  	Granted	  	1247325	  	5-Oct-05
							
	HTS Superconducting Rotating Machine	  	USA	  	09/632776	  	4-Aug-00	  	Granted	  	6597082	  	22-Jul-03
							
	Current Limiting Composite Material	  	European
 Patent

Convention
	  	931914.6	  	22-Mar-00	  	Granted	  	1166370	  	29-Jun-11
							
	Current Limiting Composite Material	  	Japan	  	607284/2000	  	22-Mar-00	  	Pending	  		  	
							
	Current Limiting Composite Material	  	Japan	  	2010-260404	  	22-Nov-10	  	Published	  		  	
							
	Current Limiting Composite Material	  	USA	  	09/488742	  	20-Jan-00	  	Granted	  	6762673	  	13-Jul-04
							
	Cooling Systems For High Temperature Superconducting Machines	  	France	  	1942409.2	  	10-Jan-01	  	Granted	  	1248933	  	25-Oct-06
							
	Cooling Systems For High Temperature Superconducting Machines	  	Germany	  	1942409.2	  	10-Jan-01	  	Granted	  	1248933	  	25-Oct-06
							
	Cooling Systems For High Temperature Superconducting Machines	  	Italy	  	1942409.2	  	10-Jan-01	  	Granted	  	1248933	  	25-Oct-06
							
	Cooling Systems For High Temperature Superconducting Machines	  	Japan	  	552034/2001	  	10-Jan-01	  	Published	  		  	
							
	Cooling Systems For High Temperature Superconducting Machines	  	United
 Kingdom
	  	1942409.2	  	10-Jan-01	  	Granted	  	1248933	  	25-Oct-06
							
	Cooling Systems For High Temperature Superconducting Machines	  	USA	  	09/480396	  	11-Jan-00	  	Granted	  	6347522	  	19-Feb-02









													
	 Title
	  	Country	 	Application No.	  	Application Date	  	Status	  	Grant No.	  	Grant Date
	Cooling Systems For High Temperature Superconducting Machines	  	USA	 	10/059873	  	29-Jan-02	  	Granted	  	6625992	  	30-Sep-03
							
	Superconducting Synchronous Machine Field Winding Protection	  	France	 	1962339.6	  	31-Jul-01	  	Granted	  	1305871	  	12-Sep-07
							
	Superconducting Synchronous Machine Field Winding Protection	  	Germany	 	60130467.5	  	31-Jul-01	  	Granted	  	60130467.5-08	  	14-Jan-08
							
	Superconducting Synchronous Machine Field Winding Protection	  	Italy	 	1962339.6	  	31-Jul-01	  	Granted	  	1305871	  	12-Sep-07
							
	Superconducting Synchronous Machine Field Winding Protection	  	Korea (ROK)	 	2003/7001546	  	31-Jul-01	  	Granted	  	10-0635171	  	10-Oct-06
							
	Superconducting Synchronous Machine Field Winding Protection	  	United
Kingdom	 	1962339.6	  	31-Jul-01	  	Granted	  	1305871	  	12-Sep-07
							
	Superconducting Synchronous Machine Field Winding Protection	  	USA	 	09/632599	  	4-Aug-00	  	Granted	  	6359365	  	19-Mar-02
							
	Control Of Oxide Layer Reaction Rates	  	USA	 	09/616566	  	14-Jul-00	  	Granted	  	6673387	  	6-Jan-04
							
	Mounting Structure For Superconducting Windings	  	USA	 	10/085471	  	28-Feb-02	  	Granted	  	7119644	  	10-Oct-06
							
	Method And System For Providing Voltage Support To A Load Connected To A Utility Power Network	  	China (PRC)	 	1808025.1	  	23-Apr-01	  	Granted	  	1808025.1	  	24-Jan-07
							
	Method And System For Providing Voltage Support To A Load Connected To A Utility Power Network	  	China (PRC)	 	05-10116160.3	  	23-Apr-01	  	Granted	  	ZL200510116160.3	  	23-Jul-08









													
	 Title
	  	Country	 	Application No.	  	Application Date	  	Status	  	Grant No.	  	Grant Date
	Method And System For Providing Voltage Support To A Load Connected To A Utility Power Network	  	European
 Patent

Convention
	 	1928730.9	  	23-Apr-01	  	Granted	  	1281225	  	12-Aug-09
							
	Method And System For Providing Voltage Support To A Load Connected To A Utility Power Network	  	European
 Patent

Convention
	 	5001833.2	  	23-Apr-01	  	Published	  		  	
							
	Method And System For Providing Voltage Support To A Load Connected To A Utility Power Network	  	France	 	1928730.9	  	23-Apr-01	  	Granted	  	1281225	  	12-Aug-09
							
	Method And System For Providing Voltage Support To A Load Connected To A Utility Power Network	  	Germany	 	1928730.9	  	23-Apr-01	  	Granted	  	60139552	  	12-Aug-09
							
	Method And System For Providing Voltage Support To A Load Connected To A Utility Power Network	  	Italy	 	1928730.9	  	23-Apr-01	  	Granted	  	1281225	  	12-Aug-09
							
	Method And System For Providing Voltage Support To A Load Connected To A Utility Power Network	  	Korea
(ROK)	 	2002-7014196	  	23-Apr-01	  	Granted	  	10-0683192	  	8-Feb-07
							
	Method And System For Providing Voltage Support To A Load Connected To A Utility Power Network	  	Singapore	 	200205946-7	  	23-Apr-01	  	Granted	  	92141	  	30-Jun-05
							
	Method And System For Providing Voltage Support To A Load Connected To A Utility Power Network	  	United
Kingdom	 	1928730.9	  	23-Apr-01	  	Granted	  	1281225	  	12-Aug-09









													
	 Title
	  	Country	  	Application No.	  	Application Date	  	Status	  	Grant No.	  	Grant Date
	Method And System For Providing Voltage Support To A Load Connected To A Utility Power Network	  	USA	  	09/556226	  	24-Apr-00	  	Granted	  	6392856	  	21-May-02
							
	Exciter And Electronic Regulator For Superconducting Rotating Machinery	  	USA	  	10/287412	  	4-Nov-02	  	Granted	  	6791216	  	14-Sep-04
							
	Stator Coil Assembly For Superconducting Rotating Machines	  	USA	  	09/632601	  	4-Aug-00	  	Granted	  	6879081	  	12-Apr-05
							
	Stator Coil Assembly For Superconducting Rotating Machines	  	USA	  	10/061103	  	1-Feb-02	  	Granted	  	6888286	  	3-May-05
							
	Stator Coil Assembly For Superconducting Rotating Machines	  	USA	  	10/320321	  	16-Dec-02	  	Granted	  	6911759	  	28-Jun-05
							
	Structures Having Enhanced Biaxial Texture And Method Of Fabricating Same	  	Australia	  	55398/96	  	10-Apr-96	  	Granted	  	713892	  	20-Mar-00
							
	Structures Having Enhanced Biaxial Texture And Method Of Fabricating Same	  	Canada	  	2217822	  	10-Apr-96	  	Granted	  	2217822	  	23-Nov-04
							
	Structures Having Enhanced Biaxial Texture And Method Of Fabricating Same	  	France	  	96912663	  	10-Apr-96	  	Granted	  	830218	  	24-May-06
							
	Structures Having Enhanced Biaxial Texture And Method Of Fabricating Same	  	Germany	  	96912663	  	10-Apr-96	  	Granted	  	830218	  	24-May-06
							
	Structures Having Enhanced Biaxial Texture And Method Of Fabricating Same	  	Italy	  	96912663	  	10-Apr-96	  	Granted	  	830218	  	24-May-06
							
	Structures Having Enhanced Biaxial Texture And Method Of Fabricating Same	  	Japan	  	11-504612	  	10-Apr-96	  	Granted	  	3601830	  	1-Oct-04









													
	 Title
	  	Country	 	Application No.	  	Application Date	  	Status	  	Grant No.	  	Grant Date
	Structures Having Enhanced Biaxial Texture And Method Of Fabricating Same	  	Korea (ROK)	 	97-707198	  	10-Apr-96	  	Granted	  	418279	  	30-Jan-04
							
	Structures Having Enhanced Biaxial Texture And Method Of Fabricating Same	  	Spain	 	96912663	  	10-Apr-96	  	Granted	  	830218	  	24-May-06
							
	Structures Having Enhanced Biaxial Texture And Method Of Fabricating Same	  	Sweden	 	96912663	  	10-Apr-96	  	Granted	  	830218	  	24-May-06
							
	Structures Having Enhanced Biaxial Texture And Method Of Fabricating Same	  	Switzerland	 	96912663	  	10-Apr-96	  	Granted	  	830218	  	24-May-06
							
	Structures Having Enhanced Biaxial Texture And Method Of Fabricating Same	  	United Kingdom	 	96912663	  	10-Apr-96	  	Granted	  	830218	  	24-May-06
							
	Structures Having Enhanced Biaxial Texture And Method Of Fabricating Same	  	USA	 	08/419583	  	10-Apr-95	  	Granted	  	5741377	  	21-Apr-98
							
	Structures Having Enhanced Biaxial Texture And Method Of Fabricating Same	  	USA	 	08/651291	  	22-May-96	  	Granted	  	5739086	  	14-Apr-98
							
	Structures Having Enhanced Biaxial Texture And Method Of Fabricating Same	  	USA	 	08/650249	  	22-May-96	  	Granted	  	5898020	  	27-Apr-99
							
	Structures Having Enhanced Biaxial Texture	  	USA	 	09/005381	  	9-Jun-98	  	Granted	  	5958599	  	28-Sep-99
							
	Method Of Deforming A Biaxially Textured Buffer Layer On A Textured Metallic Substrate And Articles	  	USA	 	09/163994	  	30-Sep-98	  	Granted	  	6114287	  	2-Sep-00
							
	Method Of Forming Biaxially Textured Alloy Substrates And Devices Thereon	  	USA	 	08/934328	  	19-Sep-97	  	Granted	  	5964966	  	12-Oct-99
							
	Method Of Forming Biaxially Textured Alloy Substrates And Devices Thereon	  	USA	 	09/250,683	  	16-Feb-99	  	Granted	  	6106615	  	22-Aug-00









													
	 Title
	  	Country	  	Application No.	  	Application Date	  	Status	  	Grant No.	  	Grant Date
	High TC YBCO Superconductor Deposited On Biaxially Textured Ni Substrate	  	USA	  	08/670871	  	26-Jun-96	  	Granted	  	5968877	  	19-Oct-99
							
	Method Of Depositing An Electrically Conductive Oxide Film On A Textured Metallic Substrate And Articles Formed Therefrom	  	USA	  	09/163888	  	30-Sep-98	  	Granted	  	6296701	  	2-Oct-01
							
	Method For Making Buffer Layers On Rolled Nickel Or Copper As Superconductor Substrates	  	USA	  	09/096559	  	12-Jun-98	  	Granted	  	6150034	  	21-Nov-00
							
	Buffer Layers On Metal Surfaces Having Biaxial Texture As Superconductor Substrates	  	USA	  	09/399684	  	21-Sep-99	  	Granted	  	6156376	  	5-Dec-00
							
	Method For Making Buffer Layers On Rolled Nickel Or Copper As Superconductor Substrates	  	USA	  	09/096559	  	12-Jun-98	  	Granted	  	6150034	  	21-Nov-00
							
	Buffer Layers On Metal Surfaces Having Biaxial Texture As Superconductor Substrates	  	USA	  	09/399684	  	21-Sep-99	  	Granted	  	6156376	  	5-Dec-00
							
	Buffer Layers On Metal Surfaces Having Biaxial Texture As Superconductor Substrates	  	USA	  	09/399684	  	21-Sep-99	  	Granted	  	6156376	  	5-Dec-00
							
	High Thermal Conductivity Connector Having High Electrical Isolation	  	USA	  	08/090425	  	12-Jun-93	  	Granted	  	5386870	  	7-Feb-1995
							
	Integrated Multi-Level Inverter Assembly	  	Japan	  	540289/2002	  	1-Nov-01	  	Published	  		  	
							
	Integrated Multi-Level Inverter Assembly	  	USA	  	09/704899	  	2-Nov-00	  	Granted	  	6700804	  	2-Mar-04
							
	Low-Inductance Connector For Printed-Circuit Board	  	USA	  	09/677097	  	29-Sep-00	  	Granted	  	6472613	  	29-Oct-02
							
	A Dual Mode Controller For Switching Circuitry	  	USA	  	09/676840	  	29-Sep-00	  	Granted	  	6366064	  	2-Apr-02
							
	Low Inductance Transistor Module With Distributed Bus	  	USA	  	09/637619	  	11-Aug-00	  	Granted	  	6459605	  	1-Oct-02
							
	Tangential Torque Support	  	USA	  	10/083025	  	26-Feb-02	  	Granted	  	6674206	  	6-Jan-04
							
	Tangential Torque Support	  	USA	  	10/752075	  	6-Jan-04	  	Granted	  	6815856	  	9-Nov-04









													
	 Title
	  	Country	 	Application No.	  	Application Date	  	Status	  	Grant No.	  	Grant Date
	Tangential Torque Support	  	USA	 	10/954591	  	30-Sep-04	  	Granted	  	6873079	  	29-Mar-05
							
	Polymer Encapsulated Ceramic Superconductor	  	USA	 	09/658838	  	8-Sep-00	  	Granted	  	6784362	  	31-Aug-04
							
	Voltage Recovery Device For Use With A Utility Power Network	  	USA	 	09/944791	  	31-Aug-01	  	Granted	  	6987331	  	17-Jan-06
							
	Exciter Assembly Telemetry	  	USA	 	09/713349	  	13-Nov-00	  	Granted	  	6828919	  	7-Dec-04
							
	High Temperature Superconductor Rotor For A Synchronous Machine	  	USA	 	09/696363	  	25-Oct-00	  	Granted	  	6768232	  	27-Jul-04
							
	Torque Transmission Assembly For Use In Superconducting Rotating Machines	  	France	 	2756440	  	11-Jul-02	  	Granted	  	1407529	  	
							
	Torque Transmission Assembly For Use In Superconducting Rotating Machines	  	Germany	 	2756440	  	11-Jul-02	  	Granted	  	1407529	  	20-Apr-11
							
	Torque Transmission Assembly For Use In Superconducting Rotating Machines	  	Italy	 	2756440	  	11-Jul-02	  	Granted	  	1407529	  	20-Apr-11
							
	Torque Transmission Assembly For Use In Superconducting Rotating Machines	  	Korea (ROK)	 	10-03-7003864	  	11-Jul-02	  	Granted	  	10-0727773	  	7-Jun-07
							
	Torque Transmission Assembly For Use In Superconducting Rotating Machines	  	United
 Kingdom
	 	2756440	  	11-Jul-02	  	Granted	  	1407529	  	20-Apr-11
							
	Torque Transmission Assembly For Use In Superconducting Rotating Machines	  	USA	 	09/909412	  	19-Jul-01	  	Granted	  	6700274	  	2-Mar-04
							
	Superconducting Rotating Machine With A Subtransient Reactance Determined By Construction	  	France	 	2746976.6	  	11-Jul-02	  	Pending	  		  	









													
	 Title
	  	Country	 	Application No.	  	Application Date	  	Status	  	Grant No.	  	Grant Date
	Superconducting Rotating Machine With A Subtransient Reactance Determined By Construction	  	Germany	 	2746976.6	  	11-Jul-02	  	Pending	  		  	
							
	Superconducting Rotating Machine With A Subtransient Reactance Determined By Construction	  	Italy	 	2746976.6	  	11-Jul-02	  	Granted	  	1415385	  	5-Nov-08
							
	Superconducting Rotating Machine With A Subtransient Reactance Determined By Construction	  	Japan	 	2003-513114	  	11-Jul-02	  	Granted	  	3833656	  	28-Jul-06
							
	Superconducting Rotating Machine With A Subtransient Reactance Determined By Construction	  	Korea (ROK)	 	2003-7003628	  	11-Jul-02	  	Granted	  	10-0562513	  	13-Mar-06
							
	Superconducting Rotating Machine With A Subtransient Reactance Determined By Construction	  	United
 Kingdom
	 	2746976.6	  	11-Jul-02	  	Pending	  		  	
							
	Superconducting Rotating Machine With A Subtransient Reactance Determined By Construction	  	USA	 	09/905611	  	13-Jul-01	  	Granted	  	6664672	  	16-Dec-03
							
	Thermally-Conductive Stator Support Structure	  	Japan	 	2003-572153	  	30-Jul-04	  	Pending	  		  	
							
	Thermally-Conductive Stator Support Structure	  	USA	 	10/083927	  	27-Feb-02	  	Granted	  	7211919	  	1-May-07
							
	Thermally-Conductive Stator Support Structure	  	USA	 	11/742083	  	30-Apr-07	  	Granted	  	7423356	  	9-Sep-08
							
	Thermally-Conductive Stator Support Structure	  	USA	 	12/035213	  	21-Feb-08	  	Granted	  	7589441	  	15-Sep-09









													
	 Title
	  	Country	 	Application No.	  	Application Date	  	Status	  	Grant No.	  	Grant Date
	Multi-Layer Superconductor Having Buffer Layer With Oriented Termination Plane	  	USA	 	09/995420	  	26-Nov-01	  	Granted	  	6537689	  	25-Mar-03
							
	Precursor Solutions And Methods Of Using Same	  	Australia	 	2002216631	  	17-Oct-01	  	Granted	  	2002216631	  	12-Oct-06
							
	Precursor Solutions And Methods Of Using Same	  	China (PRC)	 	1817849.9	  	17-Oct-01	  	Granted	  	ZL01817849.9	  	17-Jun-09
							
	Precursor Solutions And Methods Of Using Same	  	France	 	1988951.8	  	17-Oct-01	  	Granted	  	1334525	  	2-May-07
							
	Precursor Solutions And Methods Of Using Same	  	Germany	 	1988951.8	  	17-Oct-01	  	Granted	  	1334525	  	2-May-07
							
	Precursor Solutions And Methods Of Using Same	  	Italy	 	1988951.8	  	17-Oct-01	  	Granted	  	1334525	  	2-May-07
							
	Precursor Solutions And Methods Of Using Same	  	Japan	 	2002-538490	  	17-Oct-01	  	Granted	  	4234424	  	19-Dec-08
							
	Precursor Solutions And Methods Of Using Same	  	Korea (ROK)	 	2003-7005637	  	17-Oct-01	  	Granted	  	10-0585417	  	24-May-06
							
	Precursor Solutions And Methods Of Using Same	  	United
 Kingdom
	 	1988951.8	  	17-Oct-01	  	Granted	  	1334525	  	2-May-07
							
	Precursor Solutions And Methods Of Using Same	  	USA	 	10/673307	  	29-Sep-03	  	Granted	  	7326434	  	5-Feb-08
							
	Precursor Solutions And Methods Of Using Same	  	USA	 	12/025982	  	5-Feb-08	  	Granted	  	7939126	  	10-May-11
							
	Multi-Level Quasi-Resonant Power Inverter	  	USA	 	09/870401	  	30-May-01	  	Granted	  	6449179	  	10-Sep-02
							
	Process Of Magnesium-Boride Superconductors	  	USA	 	10/094076	  	8-Mar-02	  	Granted	  	7018954	  	28-Mar-06
							
	Buffer Layers On Biaxially Textured Metal Substrates	  	USA	 	08/922173	  	2-Sep-97	  	Granted	  	6077344	  	20-Jun-00









													
	 Title
	  	Country	 	Application No.	  	Application Date	  	Status	  	Grant No.	  	Grant Date
	Buffer Layers On Biaxially Textured Metal Substrates	  	USA	 	09/248300	  	11-Feb-99	  	Granted	  	6235402	  	22-May-01
							
	Buffer Layers On Biaxially Textured Metal Substrates	  	USA	 	09/408235	  	29-Sep-99	  	Granted	  	6270908	  	7-Aug-01
							
	Buffer Layers On Biaxially Textured Metal Substrates	  	USA	 	09/563665	  	17-Sep-02	  	Granted	  	6451450	  	17-Sep-02
							
	Superconductor Methods And Reactors	  	China (PRC)	 	2815187.9	  	30-Jul-02	  	Granted	  	ZL02815187.9	  	6-Feb-08
							
	Superconductor Methods And Reactors	  	France	 	2805695	  	30-Jul-02	  	Granted	  	1419538	  	7-Mar-07
							
	Superconductor Methods And Reactors	  	Germany	 	2805695	  	30-Jul-02	  	Granted	  	60218697	  	7-Mar-07
							
	Superconductor Methods And Reactors	  	Italy	 	2805695	  	30-Jul-02	  	Granted	  	1419538	  	7-Mar-07
							
	Superconductor Methods And Reactors	  	Japan	 	566911/2003	  	30-Jul-02	  	Published	  		  	
							
	Superconductor Methods And Reactors	  	Japan	 	2006/138050	  	17-May-06	  	Pending	  		  	
							
	Superconductor Methods And Reactors	  	Korea (ROK)	 	10-04-7001533	  	30-Jul-02	  	Granted	  	719612	  	11-May-07
							
	Superconductor Methods And Reactors	  	USA	 	10/208134	  	30-Jul-02	  	Granted	  	6797313	  	28-Sep-04
							
	Superconductor Cables And Magnetic Devices	  	Canada	 	2,467,693	  	18-Oct-02	  	Granted	  	2467693	  	30-Sep-08
							
	Superconductor Cables And Magnetic Devices	  	China (PRC)	 	2823558.4	  	18-Oct-02	  	Granted	  	ZL02823558.4	  	17-Sep-08
							
	Superconductor Cables And Magnetic Devices	  	France	 	2789225.6	  	18-Oct-02	  	Granted	  	1449265	  	3-Jan-07









													
	 Title
	  	Country	 	Application No.	  	Application Date	  	Status	  	Grant No.	  	Grant Date
	Superconductor Cables And Magnetic Devices	  	Germany	 	2789225.6	  	18-Oct-02	  	Granted	  	60217395.7	  	3-Jan-07
							
	Superconductor Cables And Magnetic Devices	  	Italy	 	2789225.6	  	18-Oct-02	  	Granted	  	1449265	  	3-Jan-07
							
	Superconductor Cables And Magnetic Devices	  	Japan	 	2003-548322	  	18-Oct-02	  	Granted	  	4141957	  	20-Jun-08
							
	Superconductor Cables And Magnetic Devices	  	Japan	 	2006-198166	  	18-Oct-02	  	Published	  		  	
							
	Superconductor Cables And Magnetic Devices	  	Korea
 (ROK)
	 	2004-7007858	  	24-May-04	  	Granted	  	669214	  	9-Jan-07
							
	Superconductor Cables And Magnetic Devices	  	United
Kingdom	 	2789225.6	  	18-Oct-02	  	Granted	  	1449265	  	3-Jan-07
							
	Superconductor Cables And Magnetic Devices	  	USA	 	09/995442	  	28-Nov-01	  	Granted	  	6745059	  	1-Jun-04
							
	Superconductor Cables And Magnetic Devices	  	USA	 	10/853547	  	25-May-04	  	Granted	  	6943656	  	13-Sep-05
							
	Superconductor Cables And Magnetic Devices	  	USA	 	11/104194	  	12-Apr-05	  	Granted	  	7106156	  	12-Sep-06
							
	Electronic Module Interconnect System	  	USA	 	09/966330	  	27-Sep-01	  	Granted	  	6787939	  	7-Sep-04
							
	Stator Coil Assembly	  	USA	 	11/344585	  	30-Jan-06	  	Granted	  	7619345	  	17-Nov-09
							
	Axially-Expandable EM Shield	  	USA	 	09/956328	  	19-Sep-01	  	Granted	  	7282832	  	16-Oct-07
							
	Buffer Layers On Metal Surfaces Having Biaxial Texture As Superconductor Substrates	  	USA	 	09/174188	  	16-Oct-98	  	Granted	  	6159610	  	12-Dec-00
							
	Method Of Making High-Critical-Current Density YBa2Cu3O7 Superconducting Layers On Metallic Substrates	  	USA	 	09/014481	  	28-Jan-98	  	Granted	  	5972847	  	26-Oct-99
							
	Conductive And Robust Nitride Buffer Layers On Biaxially Textured Substrates	  	USA	 	10/919630	  	17-Aug-04	  	Granted	  	7510997	  	31-Mar-09









													
	 Title
	  	Country	 	Application No.	  	Application Date	  	Status	  	Grant No.	  	Grant Date
	A Rotor Assembly	  	China
 (PRC)
	 	04-80006628.7	  	10-Feb-04	  	Granted	  	ZL200480006628.7	  	23-Dec-09
							
	A Rotor Assembly	  	European
Patent
Convention	 	4709900.7	  	10-Feb-04	  	Published	  		  	
							
	A Rotor Assembly	  	Japan	 	2005-518579	  	10-Feb-04	  	Granted	  	4376869	  	18-Sep-09
							
	A Rotor Assembly	  	Korea
 (ROK)
	 	10-05-7014816	  	10-Feb-04	  	Granted	  	761432	  	18-Sep-07
							
	A Rotor Assembly	  	USA	 	10/367125	  	14-Feb-03	  	Granted	  	6759781	  	6-Jul-04
							
	Parting Agents For Metal-Clad High-Temperature Superconductor Wires And Tapes	  	European
Patent
Convention	 	2798056.4	  	10-Sep-02	  	Published	  		  	
							
	Parting Agents For Metal-Clad High-Temperature Superconductor Wires And Tapes	  	USA	 	10/489015	  	10-Sep-02	  	Published	  		  	
							
	Processing Of Magnesium-Boride Superconductor Wires	  	USA	 	11/030817	  	7-Jan-05	  	Published	  		  	
							
	Superconducting Wire And Method Of Manufacturing The Same	  	USA	 	08/463777	  	5-Jun-95	  	Granted	  	5935911	  	10-Aug-99
							
	Superconducting Wire And Method Of Manufacturing The Same	  	USA	 	08/463738	  	5-Jun-95	  	Granted	  	6170147	  	9-Jul-01
							
	Low Impedance Transmission Line With A Power Flow Controller	  	Canada	 	2496622	  	9-Sep-03	  	Published	  		  	
							
	Low Impedance Transmission Line With A Power Flow Controller	  	China
 (PRC)
	 	3821150.5	  	9-Sep-03	  	Published	  		  	









													
	 Title
	  	Country	 	Application No.	  	Application Date	  	Status	  	Grant No.	  	Grant Date
	Low Impedance Transmission Line With A Power Flow Controller	  	China
 (PRC)
	 	200910149694.4	  	9-Sep-03	  	Published	  		  	
							
	Low Impedance Transmission Line With A Power Flow Controller	  	European
Patent
Convention	 	3794662.1	  	9-Sep-03	  	Published	  		  	
							
	Low Impedance Transmission Line With A Power Flow Controller	  	Japan	 	2004-534735	  	9-Sep-03	  	Granted	  	4087383	  	29-Feb-08
							
	Method And Apparatus For Cooling A Superconducting Cable	  	USA	 	11/154344	  	16-Jun-05	  	Granted	  	7453041	  	18-Nov-08
							
	Deposition Of Buffer Layers On Textured Metal Surfaces	  	USA	 	10/812676	  	30-Mar-04	  	Granted	  	7261776	  	28-Aug-07
							
	Superconductor Methods And Reactors	  	Japan	 	2006-515358	  	2-Jun-04	  	Published	  		  	
							
	Power System Having A Phase Locked Loop With A Notch Filter	  	USA	 	10/805723	  	22-Mar-04	  	Granted	  	6977827	  	20-Dec-05
							
	Oxide Films With Nanodot Flux Pinning Centers	  	China
 (PRC)
	 	200480040541.1	  	15-Nov-04	  	Granted	  	ZL200480040541.1	  	23-Sep-09
							
	Oxide Films With Nanodot Flux Pinning Centers	  	European
Patent
Convention	 	4821574.3	  	15-Nov-04	  	Published	  		  	
							
	Oxide Films With Nanodot Flux Pinning Centers	  	Japan	 	2006-549250	  	15-Nov-04	  	Published	  		  	
							
	Oxide Films With Nanodot Flux Pinning Centers	  	Korea
 (ROK)
	 	10-06-7016281	  	15-Nov-04	  	Granted	  	815000	  	12-Mar-08
							
	Oxide Films With Nanodot Flux Pinning Centers	  	USA	 	10/758710	  	16-Jan-04	  	Published	  		  	
							
	Oxide Films With Nanodot Flux Pinning Centers	  	USA	 	12/346421	  	30-Dec-08	  	Published	  		  	









													
	 Title
	  	Country	  	Application No.	  	Application Date	  	Status	  	Grant No.	  	Grant Date
	Dropwise Deposition Of A Patterned Oxide Superconductor	  	USA	  	10/955866	  	29-Sep-04	  	Granted	  	7582328	  	1-Sep-09
							
	Method Of Manufacturing Oxide Superconducting Wire	  	USA	  	07/960307	  	13-Oct-92	  	Granted	  	5288699	  	22-Feb-94
							
	Method Of Preparing Bismuth Oxide Superconducting Wire	  	Australia	  	23459/92	  	22-Jul-92	  	Granted	  	646971	  	23-Jun-94
							
	Method Of Preparing Bismuth Oxide Superconducting Wire	  	Canada	  	2092180	  	22-Jul-92	  	Granted	  	2092180	  	3-Dec-96
							
	Method Of Preparing Bismuth Oxide Superconducting Wire	  	France	  	92916222	  	22-Jul-92	  	Granted	  	551523	  	6-Mar-96
							
	Method Of Preparing Bismuth Oxide Superconducting Wire	  	Germany	  	92916222	  	22-Jul-92	  	Granted	  	551523	  	6-Mar-96
							
	Method Of Preparing Bismuth Oxide Superconducting Wire	  	Italy	  	92916222	  	22-Jul-92	  	Granted	  	551523	  	6-Mar-96
							
	Method Of Preparing Bismuth Oxide Superconducting Wire	  	Liechtenstein	  	92916222	  	22-Jul-92	  	Granted	  	551523	  	6-Mar-96
							
	Method Of Preparing Bismuth Oxide Superconducting Wire	  	Netherlands	  	92916222	  	22-Jul-92	  	Granted	  	551523	  	6-Mar-96
							
	Method Of Preparing Bismuth Oxide Superconducting Wire	  	Switzerland	  	92916222	  	22-Jul-92	  	Granted	  	551523	  	6-Mar-96
							
	Method Of Preparing Bismuth Oxide Superconducting Wire	  	United
Kingdom	  	92916222	  	22-Jul-92	  	Granted	  	551523	  	6-Mar-96









													
	 Title
	  	Country	  	Application No.	  	Application Date	  	Status	  	Grant No.	  	Grant Date
	Method Of Preparing Bismuth Oxide Superconducting Wire	  	USA	  	08/345920	  	28-Nov-94	  	Granted	  	5552376	  	3-Sep-96
							
	Method Of Preparing High-Temperature Superconducting Wire	  	European
Patent
Convention	  	941068991	  	3-May-94	  	Granted	  	631331	  	11-Mar-98
							
	Method Of Preparing High-Temperature Superconducting Wire	  	France	  	941068991	  	3-May-94	  	Granted	  	631331	  	11-Mar-98
							
	Method Of Preparing High-Temperature Superconducting Wire	  	Germany	  	941068991	  	3-May-94	  	Granted	  	631331	  	11-Mar-98
							
	Method Of Preparing High-Temperature Superconducting Wire	  	Italy	  	941068991	  	3-May-94	  	Granted	  	631331	  	11-Mar-98
							
	Method Of Preparing High-Temperature Superconducting Wire	  	Sweden	  	941068991	  	3-May-94	  	Granted	  	631331	  	11-Mar-98
							
	Method Of Preparing High-Temperature Superconducting Wire	  	Switzerland	  	941068991	  	3-May-94	  	Granted	  	631331	  	11-Mar-98
							
	Method Of Preparing High-Temperature Superconducting Wire	  	United
Kingdom	  	941068991	  	3-May-94	  	Granted	  	631331	  	11-Mar-98
							
	Method Of Preparing High-Temperature Superconducting Wire	  	USA	  	08/955322	  	20-Oct-97	  	Granted	  	5902774	  	11-May-99
							
	Oxide Superconducting Wire, Manufacturing Method Thereof, Oxide Superconducting Coil And Cable	  	European
Patent
Convention	  	941120388	  	2-Aug-94	  	Granted	  	638942	  	13-Jun-01









													
	 Title
	  	Country	  	Application No.	  	Application Date	  	Status	  	Grant No.	  	Grant Date
	Oxide Superconducting Wire, Manufacturing Method Thereof, Oxide Superconducting Coil And Cable	  	France	  	941120388	  	2-Aug-94	  	Granted	  	638942	  	13-Jun-01
							
	Oxide Superconducting Wire, Manufacturing Method Thereof, Oxide Superconducting Coil And Cable	  	Germany	  	941120388	  	2-Aug-94	  	Granted	  	638942	  	13-Jun-01
							
	Oxide Superconducting Wire, Manufacturing Method Thereof, Oxide Superconducting Coil And Cable	  	Italy	  	941120388	  	2-Aug-94	  	Granted	  	638942	  	13-Jun-01
							
	Oxide Superconducting Wire, Manufacturing Method Thereof, Oxide Superconducting Coil And Cable	  	United
Kingdom	  	941120388	  	2-Aug-94	  	Granted	  	638942	  	13-Jun-01
							
	Oxide Superconducting Wire, Manufacturing Method Thereof, Oxide Superconducting Coil And Cable	  	USA	  	08/739908	  	30-Oct-96	  	Granted	  	6158106	  	12-Dec-00
							
	Oxide Superconducting Wire, Manufacturing Method Thereof, Oxide Superconducting Coil And Cable	  	USA	  	09/640527	  	17-Aug-00	  	Granted	  	6272732	  	14-Aug-01
							
	Multifilamentary Oxide Superconducting Wire And Coil Formed By The Same	  	European
Patent
Convention	  	941207532	  	27-Dec-94	  	Granted	  	661762	  	19-Mar-97
							
	Multifilamentary Oxide Superconducting Wire And Coil Formed By The Same	  	France	  	941207532	  	27-Dec-94	  	Granted	  	661762	  	19-Mar-97
							
	Multifilamentary Oxide Superconducting Wire And Coil Formed By The Same	  	Germany	  	941207532	  	27-Dec-94	  	Granted	  	661762	  	19-Mar-97









													
	 Title
	  	Country	  	Application No.	  	Application Date	  	Status	  	Grant No.	  	Grant Date
	Multifilamentary Oxide Superconducting Wire And Coil Formed By The Same	  	Italy	  	941207532	  	27-Dec-94	  	Granted	  	661762	  	19-Mar-97
							
	Multifilamentary Oxide Superconducting Wire And Coil Formed By The Same	  	United
Kingdom	  	941207532	  	27-Dec-94	  	Granted	  	661762	  	19-Mar-97
							
	Multifilamentary Oxide Superconducting Wire And Coil Formed By The Same	  	USA	  	08/365521	  	28-Dec-94	  	Granted	  	5516753	  	14-May-96
							
	Method Of Preparing High-Temperature Superconducting Wire	  	European
Patent
Convention	  	951051937	  	9-Apr-95	  	Granted	  	676817	  	9-Sep-98
							
	Method Of Preparing High-Temperature Superconducting Wire	  	France	  	951051937	  	9-Apr-95	  	Granted	  	676817	  	9-Sep-98
							
	Method Of Preparing High-Temperature Superconducting Wire	  	Germany	  	951051937	  	9-Apr-95	  	Granted	  	676817	  	9-Sep-98
							
	Method Of Preparing High-Temperature Superconducting Wire	  	Italy	  	951051937	  	9-Apr-95	  	Granted	  	676817	  	9-Sep-98
							
	Method Of Preparing High-Temperature Superconducting Wire	  	Sweden	  	951051937	  	9-Apr-95	  	Granted	  	676817	  	9-Sep-98
							
	Method Of Preparing High-Temperature Superconducting Wire	  	Switzerland	  	951051937	  	9-Apr-95	  	Granted	  	676817	  	9-Sep-98
							
	Method Of Preparing High-Temperature Superconducting Wire	  	United
Kingdom	  	951051937	  	9-Apr-95	  	Granted	  	676817	  	9-Sep-98









													
	 Title
	  	Country	  	Application No.	  	Application Date	  	Status	  	Grant No.	  	Grant Date
	Oxide Superconducting Wire With Stabilzing Metal Having None Noble Component	  	France	  	961059649	  	16-Apr-96	  	Granted	  	769819	  	28-Dec-05
							
	Oxide Superconducting Wire With Stabilzing Metal Having None Noble Component	  	Germany	  	961059649	  	16-Apr-96	  	Granted	  	769819	  	28-Dec-05
							
	Oxide Superconducting Wire With Stabilzing Metal Having None Noble Component	  	Italy	  	961059649	  	16-Apr-96	  	Granted	  	769819	  	28-Dec-05
							
	Oxide Superconducting Wire With Stabilzing Metal Having None Noble Component	  	Sweden	  	961059649	  	16-Apr-96	  	Granted	  	769819	  	28-Dec-05
							
	Oxide Superconducting Wire With Stabilzing Metal Having None Noble Component	  	Switzerland	  	961059649	  	16-Apr-96	  	Granted	  	769819	  	28-Dec-05
							
	Oxide Superconducting Wire With Stabilzing Metal Having None Noble Component	  	United
Kingdom	  	961059649	  	16-Apr-96	  	Granted	  	769819	  	28-Dec-05
							
	Oxide Superconducting Wire With Stabilzing Metal Having None Noble Component	  	USA	  	08/632229	  	15-Apr-96	  	Granted	  	6469253	  	22-Oct-02
							
	High-Temperature Oxide Superconductor	  	Canada	  	588648	  	19-Jan-89	  	Granted	  	CA1341616	  	31-May-11
							
	High-Temperature Oxide Superconductor	  	USA	  	07/293465	  	4-Jan-89	  	Granted	  	7132388	  	7-Nov-06
							
	Method For Producing An Elongated Sintered Article	  	USA	  	07/883368	  	16-Jun-92	  	Granted	  	5252288	  	12-Oct-93
							
	Method For Producing An Elongated Sintered Article	  	USA	  	08/355814	  	14-Dec-94	  	Granted	  	5480601	  	2-Jan-96









													
	 Title
	  	Country	 	Application No.	  	Application Date	  	Status	  	Grant No.	  	Grant Date
	Process For Manufacturing A Superconducting Wire Of Compound Oxide-Type Ceramic	  	USA	 	07/624536	  	7-Dec-90	  	Pending	  		  	
							
	Process For Manufacturing A Superconducting Wire Of Compound Oxide-Type Ceramic	  	USA	 	08/851312	  	5-May-97	  	Granted	  	5981444	  	9-Nov-99
							
	Process For Manufacturing A Compound Oxide-Type Superconducting Wire	  	USA	 	08/056615	  	4-May-93	  	Granted	  	5786305	  	28-Jul-98
							
	Process For Manufacturing A Superconducting Composite	  	USA	 	07/884137	  	18-May-92	  	Granted	  	5338721	  	16-Aug-94
							
	Process For Manufacturing A Superconducting Composite	  	USA	 	08/906855	  	9-Aug-97	  	Granted	  	6301774	  	16-Oct-01
							
	Process For Manufacturing A Superconducting Composite	  	USA	 	08/200540	  	22-Feb-94	  	Granted	  	5424282	  	13-Jun-95
							
	Process For Producing An Elongated Sintered Article	  	USA	 	08/122178	  	17-Sep-93	  	Granted	  	5409890	  	26-Apr-95
							
	Dynamic Reactive Compensation System And Method	  	Australia	 	2005223211	  	4-Mar-05	  	Granted	  	2005223211	  	19-Jun-08
							
	Dynamic Reactive Compensation System And Method	  	Canada	 	2558253	  	4-Mar-05	  	Granted	  	2558253	  	15-Sep-09
							
	Dynamic Reactive Compensation System And Method	  	China
 (PRC)
	 	200580011413.9	  	4-Mar-05	  	Granted	  	ZL200580011413.9	  	29-Sep-10
							
	Dynamic Reactive Compensation System And Method	  	European
Patent
Convention	 	5724401.4	  	4-Mar-05	  	Published	  		  	









													
	 Title
	  	Country	  	Application No.	  	Application Date	  	Status	  	Grant No.	  	Grant Date
	Dynamic Reactive Compensation System And Method	  	New
Zealand	  	549655	  	4-Mar-05	  	Granted	  	549655	  	12-Jun-08
							
	Dynamic Reactive Compensation System And Method	  	USA	  	10/794398	  	4-Mar-04	  	Granted	  	7091703	  	15-Aug-06
							
	Method Of Producing Oxide Superconductor	  	USA	  	08/459624	  	2-Jun-95	  	Granted	  	5639714	  	17-Jun-97
							
	Method Of Producing Oxide Superconductor	  	USA	  	08/747133	  	12-Nov-96	  	Granted	  	6276048	  	21-Aug-01
							
	Oxide Superconducting Wire	  	USA	  	08/999675	  	14-Oct-97	  	Granted	  	6357105	  	19-Mar-02
							
	Method Of Manufacturing Oxide Superconducting Wire	  	USA	  	08/955323	  	20-Oct-97	  	Granted	  	6311384	  	6-Nov-01
							
	Bismuth Oxide Superconductor Of Preparing The Same	  	USA	  	08/283498	  	1-Aug-94	  	Granted	  	5670459	  	23-Sep-97
							
	Bismuth Oxide Superconductor Of Preparing The Same	  	USA	  	08/858842	  	19-May-97	  	Granted	  	5910222	  	8-Jun-99
							
	Method Of Preparing Bismuth Oxide Superconductor	  	USA	  	08/385240	  	8-Feb-95	  	Granted	  	5610123	  	11-Mar-97
							
	Oxide Superconducting Wire, Method Of Preparing The Same, And Method Of Handling The Same	  	USA	  	08/747881	  	13-Nov-96	  	Granted	  	6205345	  	20-Mar-01
							
	Oxide Superconducting Wire, Method Of Preparing The Same, And Method Of Handling The Same	  	USA	  	09/723170	  	27-Nov-00	  	Granted	  	6536097	  	25-Mar-03
							
	Method Of Preparing Bismuth Superconductor	  	USA	  	08/376461	  	20-Jan-95	  	Granted	  	5877125	  	2-Mar-99









													
	 Title
	  	Country	  	Application No.	  	Application Date	  	Status	  	Grant No.	  	Grant Date
	Method Of Preparing Oxide High-Temperature Superconductor	  	USA	  	08/316262	  	29-Sep-94	  	Granted	  	5663120	  	2-Sep-97
							
	Method Of Preparing A Multifilamentary Bismuth Oxide Superconducting Wire	  	USA	  	08/167581	  	15-Dec-93	  	Granted	  	6536096	  	25-Mar-03
							
	Junction Between Wires Employing Oxide Superconductors And Joining Method Therefor	  	USA	  	08/446349	  	22-May-95	  	Granted	  	5949131	  	7-Sep-99
							
	Junction Between Wires Employing Oxide Superconductors And Joining Method Therefor	  	USA	  	09/112970	  	9-Jul-98	  	Granted	  	6194226	  	27-Feb-01
							
	High Temperature Superconducting Wire Using Oxide Superconductive Material	  	USA	  	08/479898	  	7-Jun-95	  	Granted	  	5869430	  	8-Feb-99
							
	Method Of Preparing Oxide Superconducting Wire	  	USA	  	08/295297	  	24-Aug-94	  	Granted	  	5462920	  	31-Oct-95
							
	Method Of Joining Superconducting Wire Using Oxide High-Temperature Superconductor	  	Australia	  	33148/93	  	19-Feb-93	  	Granted	  	663355	  	23-Jan-96
							
	Method Of Joining Superconducting Wire Using Oxide High-Temperature Superconductor	  	European
Patent
Convention	  	931025795	  	18-Feb-93	  	Granted	  	556837	  	17-Sep-97
							
	Method Of Joining Superconducting Wire Using Oxide High-Temperature Superconductor	  	France	  	931025795	  	18-Feb-93	  	Granted	  	556837	  	17-Sep-97
							
	Method Of Joining Superconducting Wire Using Oxide High-Temperature Superconductor	  	Germany	  	931025795	  	18-Feb-93	  	Granted	  	556837	  	17-Sep-97
							
	Method Of Joining Superconducting Wire Using Oxide High-Temperature Superconductor	  	Italy	  	931025795	  	18-Feb-93	  	Granted	  	556837	  	17-Sep-97
							
	Method Of Joining Superconducting Wire Using Oxide High-Temperature Superconductor	  	United
Kingdom	  	931025795	  	18-Feb-93	  	Granted	  	556837	  	17-Sep-97









													
	 Title
	  	Country	  	Application No.	  	Application Date	  	Status	  	Grant No.	  	Grant Date
	Method Of Joining Superconducting Wire Using Oxide High-Temperature Superconductor	  	USA	  	08/019976	  	19-Feb-93	  	Granted	  	5358929	  	25-Oct-94
							
	Oxide Superconducting Wire And Method Of Preparing The Same	  	Denmark	  	961055928	  	9-Apr-96	  	Granted	  	736914	  	15-May-02
							
	Oxide Superconducting Wire And Method Of Preparing The Same	  	European
Patent
Convention	  	961055928	  	9-Apr-96	  	Granted	  	736914	  	15-May-02
							
	Oxide Superconducting Wire And Method Of Preparing The Same	  	France	  	961055928	  	9-Apr-96	  	Granted	  	736914	  	15-May-02
							
	Oxide Superconducting Wire And Method Of Preparing The Same	  	Germany	  	961055928	  	9-Apr-96	  	Granted	  	736914	  	15-May-02
							
	Oxide Superconducting Wire And Method Of Preparing The Same	  	Italy	  	961055928	  	9-Apr-96	  	Granted	  	736914	  	15-May-02
							
	Oxide Superconducting Wire And Method Of Preparing The Same	  	United
Kingdom	  	961055928	  	9-Apr-96	  	Granted	  	736914	  	15-May-02
							
	Oxide Superconducting Wire And Method Of Preparing The Same	  	USA	  	08/627281	  	4-Apr-96	  	Granted	  	6305069	  	23-Oct-01
							
	Oxide Superconducting Wire And Method Of Preparing The Same	  	USA	  	09/9544577	  	18-Sep-01	  	Granted	  	6566609	  	20-May-03
							
	Method Of Preparing Oxide Superconducting Wire	  	European
Patent
Convention	  	971050315	  	25-Mar-97	  	Granted	  	798749	  	27-Nov-02









													
	 Title
	  	Country	  	Application No.	  	Application Date	  	Status	  	Grant No.	  	Grant Date
	Method Of Preparing Oxide Superconducting Wire	  	USA	  	08/823907	  	25-Mar-97	  	Granted	  	5929000	  	27-Jul-99
							
	Method Of Preparing Oxide Superconducting Wire	  	USA	  	09/055287	  	6-Apr-98	  	Granted	  	6192573	  	27-Feb-01
							
	Connection Structure For Superconducting Conductors	  	Australia	  	19090/87	  	24-Apr-97	  	Granted	  	727324	  	22-Mar-01
							
	Connection Structure For Superconducting Conductors	  	European
Patent
Convention	  	97106381.3	  	17-Apr-97	  	Granted	  	807994	  	14-Aug-02
							
	Connection Structure For Superconducting Conductors	  	USA	  	08/846170	  	28-Apr-97	  	Pending	  		  	
							
	Connection Structure For Superconducting Conductors	  	USA	  	09/941104	  	28-Aug-01	  	Granted	  	6414244	  	2-Jul-02
							
	Method And Apparatus For Measuring Critical Current Value Of Superconducting Wire	  	European
Patent
Convention	  	98103197.4	  	24-Feb-98	  	Granted	  	860705	  	20-Sep-06
							
	Method And Apparatus For Measuring Critical Current Value Of Superconducting Wire	  	USA	  	09/028929	  	24-Feb-98	  	Granted	  	5936394	  	10-Aug-99
							
	Oxide Superconducting Wire Material	  	European
Patent
Convention	  	989056353	  	25-Feb-98	  	Published	  		  	









													
	 Title
	  	Country	  	Application No.	  	Application Date	  	Status	  	Grant No.	  	Grant Date
	Oxide Superconducting Wire Material	  	Patent
Cooperation
Treaty	  	PCTJP98/00754	  	27-Feb-98	  	Published	  		  	
							
	Oxide Superconducting Wire Material	  	USA	  	09/380272	  	27-Aug-99	  	Granted	  	6631280	  	7-Oct-03
							
	Method Of Manufacturing A High Temperature Oxide Superconducting Wire	  	Australia	  	18496/99	  	1-Mar-99	  	Granted	  	756334	  	9-Jan-03
							
	Method Of Manufacturing A High Temperature Oxide Superconducting Wire	  	European
Patent
Convention	  	994010304	  	28-Apr-99	  	Granted	  	964458	  	14-Apr-10
							
	Method Of Manufacturing A High Temperature Oxide Superconducting Wire	  	USA	  	09/264570	  	8-Mar-99	  	Granted	  	6311385	  	6-Nov-01
							
	Oxide Superconductor On Core Type Wire	  	European
Patent
Convention	  	991143009	  	30-Jul-99	  	Granted	  	977282	  	25-May-05
							
	Oxide Superconductor On Core Type Wire	  	USA	  	09/363816	  	30-Jul-99	  	Granted	  	6337307	  	8-Jan-02
							
	Oxide Superconductor On Core Type Wire	  	USA	  	09/789725	  	22-Feb-01	  	Published	  		  	
							
	Oxide Superconducting Wire Having Insulating Coat And Production Method Thereof	  	European
Patent
Convention	  	904051	  	18-Feb-00	  	Granted	  	1096580	  	12-Dec-07
							
	Oxide Superconducting Wire Having Insulating Coat And Production Method Thereof	  	Patent
Cooperation
Treaty	  	PCTJP00/00952	  	18-Feb-00	  	Published	  		  	









													
	 Title
	  	Country	  	Application No.	  	Application Date	  	Status	  	Grant No.	  	Grant Date
	Oxide Superconducting Wire Having Insulating Coat And Production Method Thereof	  	USA	  	09/673256	  	25-Oct-00	  	Granted	  	6555504	  	29-Apr-03
							
	Manufacturing Process Of Superconducting Wire And Retainer For Heat Treatment	  	European
Patent
Convention	  	4012191	  	4-May-00	  	Pending	  		  	
							
	Manufacturing Process Of Superconducting Wire And Retainer For Heat Treatment	  	USA	  	09/559377	  	27-Apr-00	  	Granted	  	6601289	  	5-Aug-03
							
	Manufacturing Method Of Superconducting Wire	  	Australia	  	66681/00	  	23-Oct-00	  	Pending	  	774021	  	
							
	Manufacturing Method Of Superconducting Wire	  	European
Patent
Convention	  	4037016	  	28-Dec-00	  	Granted	  	1113508	  	7-Feb-07
							
	Manufacturing Method Of Superconducting Wire	  	USA	  	09/666153	  	19-Sep-00	  	Granted	  	6493925	  	17-Dec-02
							
	Superconducting Wire	  	Australia	  	69571/00	  	26-Oct-00	  	Pending	  	781589	  	
							
	Superconducting Wire	  	European
Patent
Convention	  	4037024	  	28-Dec-00	  	Granted	  	1113507	  	13-Aug-08
							
	Superconducting Wire	  	USA	  	09/684336	  	10-Oct-00	  	Granted	  	6777376	  	17-Aug-04
							
	Method Of Manufacturing Oxide Superconducting Wire And Oxide Superconducting Wire	  	Australia	  	10538/01	  	1-Nov-00	  	Pending	  	777016	  	
							
	Method Of Manufacturing Oxide Superconducting Wire And Oxide Superconducting Wire	  	European
Patent
Convention	  	971734.9	  	1-Nov-00	  	Granted	  	1158543	  	4-Feb-09









													
	 Title
	  	Country	  	Application No.	  	Application Date	  	Status	  	Grant No.	  	Grant Date
	Method Of Manufacturing Oxide Superconducting Wire And Oxide Superconducting Wire	  	Hong Kong	  	1109218.6	  	1-Nov-00	  	Published	  		  	
							
	Method Of Manufacturing Oxide Superconducting Wire And Oxide Superconducting Wire	  	Patent
Cooperation
Treaty	  	JP00/07711	  	1-Nov-00	  	Published	  		  	
							
	Method Of Manufacturing Oxide Superconducting Wire And Oxide Superconducting Wire	  	USA	  	09/869701	  	3-Jul-01	  	Granted	  	6844064	  	18-Jan-05
							
	Superconducting Wire And Method Of Manufacturing The Same	  	European
Patent
Convention	  	14010334	  	24-Apr-01	  	Granted	  	1150362	  	21-Mar-07
							
	Superconducting Wire And Method Of Manufacturing The Same	  	Hong Kong	  	11083276	  	27-Nov-01	  	Published	  		  	
							
	Superconducting Wire And Method Of Manufacturing The Same	  	USA	  	09/820870	  	30-Mar-01	  	Granted	  	6498302	  	24-Dec-02
							
	Superconducting Wire And Method Of Manufacturing The Same	  	Australia	  	23152/01	  	21-Feb-2001	  	Pending	  	0772553	  	
							
	Superconducting Wire And Method Of Manufacturing The Same	  	European
Patent
Convention	  	14004725	  	22-Feb-2001	  	Granted	  	1128447	  	07-Jun-2006
							
	Superconducting Wire And Method Of Manufacturing The Same	  	Hong Kong	  	1108125.0	  	17-Nov-2001	  	Published	  		  	
							
	Superconducting Wire And Method Of Manufacturing The Same	  	USA	  	09/788492	  	21-Feb-2001	  	Granted	  	6507746	  	14-Jan-2003
							
	Method Of Preparing Oxide Superconducting Wire And Pressure Heat Treatment Apparatus Employed For The	  	Australia	  	54436/01	  	16-Jul-2001	  	Pending	  	0781080	  	









													
	 Title
	  	Country	 	Application No.	  	Application Date	  	Status	  	Grant No.	  	Grant Date
	Method Of Preparing Oxide Superconducting Wire And Pressure Heat Treatment Apparatus Employed For The	  	European
Patent
Convention	 	01401877.4	  	13-Jul-2001	  	Granted	  	1172868	  	14-Apr-2010
							
	Method Of Preparing Oxide Superconducting Wire And Pressure Heat Treatment Apparatus Employed For The	  	Korea
(ROK)	 	0042337/01	  	13-Jul-2001	  	Pending	  	0748008	  	
							
	Method Of Preparing Oxide Superconducting Wire And Pressure Heat Treatment Apparatus Employed For The	  	Taiwan	 	90116220	  	03-Jul-2001	  	Granted	  	157041	  	27-Sep-2002
							
	Method Of Preparing Oxide Superconducting Wire And Pressure Heat Treatment Apparatus Employed For The	  	USA	 	09/903622	  	13-Jul-2001	  	Granted	  	6632776	  	14-Oct-2003
							
	Method Of Preparing Oxide Superconducting Wire	  	Australia	 	57802/01	  	03-Aug-2001	  	Pending	  	0780949	  	
							
	Method Of Preparing Oxide Superconducting Wire	  	European
Patent
Convention	 	14022529	  	29-Aug-2001	  	Granted	  	1187233	  	10-Jan-2007
							
	Method Of Preparing Oxide Superconducting Wire	  	USA	 	09/920947	  	03-Aug-2001	  	Granted	  	6546614	  	15-Apr-2003
							
	Oxide High-Temperature Superconducting Wire And Method Of Producing The Same	  	Australia	 	65496/01	  	27-Aug-2001	  	Granted	  	0779553	  	27-Jan-2005
							
	Oxide High-Temperature Superconducting Wire And Method Of Producing The Same	  	European
Patent
Convention	 	01402245.3	  	29-Aug-2001	  	Granted	  	1187232	  	11-Apr-2007
							
	Oxide High-Temperature Superconducting Wire And Method Of Producing The Same	  	USA	 	09/938829	  	27-Aug-2001	  	Published	  		  	
							
	Method For Manufacturing Oxide Superconductive Wires	  	Patent
Cooperation
Treaty	 	PCTJP01/11673	  	28-Dec-2001	  	Pending	  		  	
							
	Method For Manufacturing Oxide Superconductive Wires	  	Taiwan	 	90133179	  	31-Dec-2001	  	Granted	  	518614	  	21-Jan-2003









													
	 Title
	  	Country	  	Application No.	  	Application Date	  	Status	  	Grant No.	  	Grant Date
	High-Temperature Superconductive Conductor Winding	  	USA	  	08/301923	  	06-Sep-1994	  	Granted	  	5506198	  	09-Apr-1996
							
	High Temperature Superconducting Coil And Method Of Manufacturing Thereof	  	USA	  	08/385571	  	08-Feb-1995	  	Granted	  	5512867	  	30-Apr-1996
							
	Superconducting Coil	  	European
Patent
Convention	  	971075916	  	07-May-1997	  	Granted	  	807939	  	17-Oct-2001
							
	Superconducting Coil	  	France	  	971075916	  	07-May-1997	  	Granted	  	807939	  	17-Oct-2001
							
	Superconducting Coil	  	Germany	  	971075916	  	07-May-1997	  	Granted	  	807939	  	17-Oct-2001
							
	Superconducting Coil	  	United
Kingdom	  	971075916	  	07-May-1997	  	Granted	  	807939	  	17-Oct-2001
							
	Superconducting Coil	  	USA	  	08/848464	  	08-May-1997	  	Granted	  	5861788	  	19-Jan-1999
							
	Cooling Method And Energizing Method Of Superconductor	  	European
Patent
Convention	  	97112288.2	  	17-Jul-1997	  	Granted	  	0820071	  	09-Jan-2002
							
	Cooling Method And Energizing Method Of Superconductor	  	USA	  	08/897605	  	21-Jul-1997	  	Granted	  	5787714	  	04-Aug-1998
							
	Superconducting Coil	  	European
Patent
Convention	  	98108366	  	07-May-1998	  	Granted	  	877395	  	20-Aug-2003
							
	Superconducting Coil	  	USA	  	09/073953	  	07-May-1998	  	Granted	  	6081179	  	27-Jun-2000
							
	Operation Control Method For Superconducting Coil	  	France	  	981199524	  	21-Oct-1998	  	Granted	  	0911839	  	07-Sep-2005
							
	Operation Control Method For Superconducting Coil	  	Germany	  	981199524	  	21-Oct-1998	  	Granted	  	0911839	  	07-Sep-2005
							
	Operation Control Method For Superconducting Coil	  	Italy	  	981199524	  	21-Oct-1998	  	Granted	  	0911839	  	07-Sep-2005
							
	Operation Control Method For Superconducting Coil	  	Netherlands	  	981199524	  	21-Oct-1998	  	Granted	  	0911839	  	07-Sep-2005
							
	Operation Control Method For Superconducting Coil	  	Sweden	  	981199524	  	21-Oct-1998	  	Granted	  	0911839	  	07-Sep-2005









													
	 Title
	  	Country	 	Application No.	  	Application Date	  	Status	  	Grant No.	  	Grant Date
	Operation Control Method For Superconducting Coil	  	Switzerland	 	981199524	  	21-Oct-1998	  	Granted	  	0911839	  	07-Sep-2005
							
	Operation Control Method For Superconducting Coil	  	United
Kingdom	 	981199524	  	21-Oct-1998	  	Granted	  	0911839	  	07-Sep-2005
							
	Operation Control Method For Superconducting Coil	  	USA	 	09/176327	  	22-Oct-1998	  	Granted	  	6094333	  	25-Jul-2000
							
	Superconducting Conductor	  	USA	 	07/935664	  	24-Aug-1992	  	Granted	  	5276281	  	04-Jan-1994
							
	Mesh-Type Stabilizer For Filamentary Coated Superconductors	  	USA	 	11/394917	  	31-Mar-2006	  	Granted	  	7763343	  	27-Jul-2010
							
	Mesh-Type Stabilizer For Filamentary Coated Superconductors	  	USA	 	12/844233	  	27-Jul-2010	  	Granted	  	8142881	  	27-Mar-2012
							
	Superconducting Machine Stator	  	Australia	 	2007292252	  	07-Sep-2007	  	Granted	  	007292252	  	31-Mar-2011
							
	Superconducting Machine Stator	  	Canada	 	2660731	  	07-Sep-2007	  	Published	  		  	
							
	Superconducting Machine Stator	  	European
Patent
Convention	 	07814752.7	  	07-Sep-2007	  	Published	  		  	
							
	Superconducting Machine Stator	  	Japan	 	2009-526953	  	27-Feb-2009	  	Published	  		  	
							
	Superconducting Machine Stator	  	Korea
(ROK)	 	10-2009-7006736	  	07-Sep-2007	  	Granted	  	10-1090944	  	01-Dec-2011
							
	Superconducting Machine Stator	  	USA	 	11/516970	  	07-Sep-2006	  	Granted	  	7786645	  	31-Aug-2010
							
	Low Ac Loss Filamentary Coated Superconductors	  	USA	 	10/955875	  	29-Sep-2004	  	Granted	  	7496390	  	24-Feb-2009
							
	Thick Superconductor Films With Improved Performance	  	Australia	 	2005/333196	  	30-Sep-2005	  	Granted	  	2005333196	  	14-Jan-2010
							
	Thick Superconductor Films With Improved Performance	  	China
(PRC)	 	200580038907.6	  	30-Sep-2005	  	Granted	  	CN101258618B	  	30-Sep-2025
							
	Thick Superconductor Films With Improved Performance	  	European
Patent
Convention	 	05858198.4	  	30-Sep-2005	  	Published	  		  	
							
	Thick Superconductor Films With Improved Performance	  	France	 	05858198.4	  	30-Sep-2005	  	Pending	  		  	
							
	Thick Superconductor Films With Improved Performance	  	Germany	 	05858198.4	  	30-Sep-2005	  	Pending	  		  	









													
	 Title
	  	Country	 	Application No.	  	Application Date	  	Status	  	Grant No.	  	Grant Date
	Thick Superconductor Films With Improved Performance	  	Italy	 	05858198.4	  	30-Sep-2005	  	Pending	  		  	
							
	Thick Superconductor Films With Improved Performance	  	Japan	 	2007-534868	  	30-Sep-2005	  	Published	  		  	
							
	Thick Superconductor Films With Improved Performance	  	Korea
(ROK)	 	10-2007-7009908	  	30-Sep-2005	  	Granted	  	0910601	  	03-Aug-2009
							
	Thick Superconductor Films With Improved Performance	  	United
Kingdom	 	05858198.4	  	30-Sep-2005	  		  		  	
							
	Thick Superconductor Films With Improved Performance	  	USA	 	11/241636	  	30-Sep-2005	  	Granted	  	7622424	  	24-Nov-2009
							
	Thick Superconductor Films With Improved Performance	  	USA	 	12/624859	  	24-Nov-2009	  	Published	  		  	
							
	Stacked Filamentary Coated Superconductors	  	USA	 	10/955801	  	29-Sep-2004	  	Granted	  	7463915	  	09-Dec-2008
							
	Doped Y2O3 Buffer Layers For Laminated Conductors	  	USA	 	11/192488	  	29-Jul-2005	  	Granted	  	7258928	  	21-Aug-2007
							
	Motor Mount For Azimuthing POD	  	USA	 	11/060849	  	18-Feb-2005	  	Granted	  	7371134	  	13-May-2008
							
	Method Of Patterning Oxide Superconducting Films	  	USA	 	12/713503	  	26-Feb-2010	  	Published	  		  	
							
	Fault Management Of HTS Power Cable	  	Australia	 	2006276089	  	21-Jul-2006	  	Granted	  	2006276089	  	24-Dec-2009
							
	Fault Management Of HTS Power Cable	  	Canada	 	2616530	  	24-Jan-2008	  	Allowed	  		  	
							
	Fault Management Of HTS Power Cable	  	China
(PRC)	 	200680027495	  	21-Jul-2006	  	Granted	  	CN101233660	  	16-Jun-2010
							
	Fault Management Of HTS Power Cable	  	European
Patent
Convention	 	06787946.0	  	21-Jun-2006	  	Pending	  		  	
							
	Fault Management Of HTS Power Cable	  	Japan	 	2008-523973	  	28-Jan-2008	  	Granted	  	4665034	  	14-Jan-2011
							
	Fault Management Of HTS Power Cable	  	Korea
(ROK)	 	1020087004877	  	21-Jul-2006	  	Granted	  	10-0943438	  	12-Feb-2010
							
	Fault Management Of HTS Power Cable	  	Mexico	 	MX/a/
2008/001346	  	28-Jan-2006	  	Granted	  	276605	  	14-Jun-2010
							
	Fault Management Of HTS Power Cable	  	Russian
Federation	 	2008107717	  	21-Jul-2006	  	Granted	  	2359383	  	20-Jun-2009
							
	Fault Management Of HTS Power Cable	  	USA	 	11/459167	  	21-Jul-2006	  	Granted	  	7304826	  	04-Dec-2007









													
	 Title
	  	 Country
	  	 Application No.
	  	 Application Date
	  	 Status
	  	 Grant No.
	  	 Grant Date

	Architecture For High Temperature Superconductor Wire	  	Australia	  	2006275564	  	26-Feb-2008	  	Granted	  	2006275564	  	19-Jan-2012
							
	Architecture For High Temperature Superconductor Wire	  	Canada	  	2617210	  	28-Jul-2006	  	Published	  		  	
							
	Architecture For High Temperature Superconductor Wire	  	China (PRC)	  	200680027034.3	  	24-Jan-2008	  	Published	  		  	
							
	Architecture For High Temperature Superconductor Wire	  	 European
 Patent
 Convention
	  	06800556.0	  	07-Feb-2008	  	Published	  		  	
							
	Architecture For High Temperature Superconductor Wire	  	India	  	472/KOLNP/2008	  	01-Feb-2008	  	Pending	  		  	
							
	Architecture For High Temperature Superconductor Wire	  	Japan	  	2008524263	  	25-Jan-2008	  	Published	  		  	
							
	Architecture For High Temperature Superconductor Wire	  	Korea (ROK)	  	KR20087003954	  	19-Feb-2008	  	Granted	  	KR1062808	  	31-Aug-201
							
	Architecture For High Temperature Superconductor Wire	  	 Russian
 Federation
	  	2008107760	  	28-Feb-2008	  	Granted	  	2408956	  	10-Jan-2011
							
	Architecture For High Temperature Superconductor Wire	  	USA	  	11/193262	  	29-Jul-2005	  	Granted	  	7816303	  	19-Oct-2010
							
	Fabrication Of Sealed High Temperature Superconductor Wires	  	USA	  	11/490779	  	21-Jul-2006	  	Granted	  	7674751	  	09-Mar-2010
							
	Thermal Compensation Enclosure For Superconducting Cable Terminal Structure	  	Austria	  		  		  	Published	  		  	
							
	Thermal Compensation Enclosure For Superconducting Cable Terminal Structure	  	China (PRC)	  		  		  	Granted	  	CN100594635	  	17-Mar-2010
							
	Thermal Compensation Enclosure For Superconducting Cable Terminal Structure	  	Denmark	  		  		  	Published	  		  	
							
	Thermal Compensation Enclosure For Superconducting Cable Terminal Structure	  	France	  	FR200550694	  	17-Mar-2005	  	Granted	  	FR2883426	  	04-May-2007
							
	Thermal Compensation Enclosure For Superconducting Cable Terminal Structure	  	Germany	  		  		  	Published	  		  	









													
	 Title
	  	Country	 	Application No.	  	Application Date	  	Status	  	Grant No.	  	Grant Date
	Thermal Compensation Enclosure For Superconducting Cable Terminal Structure	  	Japan	 		  		  	Published	  		  	
							
	Thermal Compensation Enclosure For Superconducting Cable Terminal Structure	  	Korea (ROK)	 		  		  	Published	  		  	
							
	Thermal Compensation Enclosure For Superconducting Cable Terminal Structure	  	Spain	 		  		  	Published	  		  	
							
	Thermal Compensation Enclosure For Superconducting Cable Terminal Structure	  	USA	 	11/373816	  	09-Mar-2006	  	Granted	  	7708577	  	04-May-2010
							
	High Temperature Superconducting Wires And Coils	  	Australia	 	2006346993	  	28-Jul-2006	  	Granted	  	2006346993	  	10-Mar-2011
							
	High Temperature Superconducting Wires And Coils	  	Canada	 	2622384	  	29-Jan-2008	  	Published	  		  	
							
	High Temperature Superconducting Wires And Coils	  	China (PRC)	 	200680035136.X	  	20-Mar-2008	  	Published	  		  	
							
	High Temperature Superconducting Wires And Coils	  	European
 Patent

Convention
	 	06851624.4	  	19-Feb-2008	  	Published	  		  	
							
	High Temperature Superconducting Wires And Coils	  	India	 	723/KOLNP/2008	  	19-Feb-2008	  	Pending	  		  	
							
	High Temperature Superconducting Wires And Coils	  	Japan	 	2008-535523	  	28-Jan-2008	  	Pending	  		  	
							
	High Temperature Superconducting Wires And Coils	  	Korea (ROK)	 	10-2008-7005094	  	28-Jul-2006	  	Pending	  		  	
							
	High Temperature Superconducting Wires And Coils	  	Russian
Federation	 	2008107766	  	28-Feb-2008	  	Granted	  	2414769	  	20-Mar-2011
							
	High Temperature Superconducting Wires And Coils	  	USA	 	11/494993	  	28-Jul-2006	  	Granted	  	7781376	  	24-Aug-2010
							
	Power System Having A Voltage Regulator With A Notch Filter	  	USA	 	11/352946	  	13-Feb-2006	  	Granted	  	7778053	  	17-Aug-2010
							
	Supplementary Transformer Cooling In A Reactive Power Compensation System	  	USA	 	11354562	  	15-Feb-2006	  	Granted	  	7567160	  	28-Jul-2009









													
	 Title
	  	 Country
	  	Application No.	  	Application Date	  	Status	  	Grant No.	  	Grant Date
	A Method Of DC Bus Voltage Harmonic Reduction For Utility Connected Three-Phase Power Converters Under Unbalanced Voltage Condition	  	Australia	  	2009228245	  	1-Aug-2010	  	Pending	  		  	
							
	A Method Of DC Bus Voltage Harmonic Reduction For Utility Connected Three-Phase Power Converters Under Unbalanced Voltage Condition	  	Brazil	  	PI0906250-5	  	24-Sep-2010	  	Pending	  		  	
							
	A Method Of DC Bus Voltage Harmonic Reduction For Utility Connected Three-Phase Power Converters Under Unbalanced Voltage Condition	  	Canada	  	2719584	  	23-Sep-2010	  	Published	  		  	
							
	A Method Of DC Bus Voltage Harmonic Reduction For Utility Connected Three-Phase Power Converters Under Unbalanced Voltage Condition	  	China (PRC)	  	200980000160.3	  	11-Sep-2009	  	Published	  		  	
							
	A Method Of DC Bus Voltage Harmonic Reduction For Utility Connected Three-Phase Power Converters Under Unbalanced Voltage Condition	  	European Patent Convention	  	09724221.8	  	01-Sep-2010	  	Published	  		  	
							
	A Method Of DC Bus Voltage Harmonic Reduction For Utility Connected Three-Phase Power Converters Under Unbalanced Voltage Condition	  	India	  	3352/KOLNP/2010	  	10-Sep-2010	  	Pending	  		  	
							
	A Method Of DC Bus Voltage Harmonic Reduction For Utility Connected Three-Phase Power Converters Under Unbalanced Voltage Condition	  	Korea (ROK)	  	10-2010-7024057	  	27-Oct-2010	  	Pending	  		  	
							
	Component Cooling System	  	China (PRC)	  	200980110802.5	  	26-Sep-2010	  	Published	  		  	
							
	Component Cooling System	  	India	  	6143/CHENP/2010	  	29-Sep-2010	  	Published	  		  	
							
	Component Cooling System	  	Japan	  	2011-503097	  	30-Sep-2010	  	Pending	  		  	
							
	Component Cooling System	  	Korea (ROK)	  	10-2010-701999	  	07-Sep-2010	  	Pending	  		  	
							
	Component Cooling System	  	Russian Federation	  	2010144560	  	31-Oct-2010	  	Granted	  	2448313	  	20-Apr-12
							
	Component Cooling System	  	USA	  	12/059951	  	31-Mar-2008	  	Published	  		  	
							
	High Current, Compact, Flexible Conductors Containing High Temperature Superconducting Tapes	  	Australia	  	2007275572	  	10-Dec-2008	  	Pending	  		  	









													
	 Title
	  	 Country
	  	Application No.	  	Application Date	  	Status	  	Grant No.	  	Grant Date
	High Current, Compact, Flexible Conductors Containing High Temperature Superconducting Tapes	  	Canada	  	2658009	  	23-Jul-2007	  	Published	  		  	
							
	High Current, Compact, Flexible Conductors Containing High Temperature Superconducting Tapes	  	European Patent Convention	  	2658009	  	23-Jul-2007	  	Published	  		  	
							
	High Current, Compact, Flexible Conductors Containing High Temperature Superconducting Tapes	  	Japan	  	PCT/US07/016544	  	23-Jul-2007	  	Published	  		  	
							
	High Current, Compact, Flexible Conductors Containing High Temperature Superconducting Tapes	  	Korea (ROK)	  	10-2009-7001426	  	22-Jan-2009	  	Allowed	  		  	
							
	High Current, Compact, Flexible Conductors Containing High Temperature Superconducting Tapes	  	Korea (ROK)	  	0-2012-7009298	  	10-Apr-2012	  	Pending	  		  	
							
	High Current, Compact, Flexible Conductors Containing High Temperature Superconducting Tapes	  	USA	  	11/880567	  	23-Jul-2007	  	Granted	  	8044752	  	25-Oct-2011
							
	Low Resistance Splice For High Temperature Superconductor Wires	  	Patent Cooperation Treaty	  	US2007/016567	  	23-Jul-2007	  	Published	  		  	
							
	Low Resistance Splice For High Temperature Superconductor Wires	  	USA	  	11/880586	  	23-Jul-2007	  	Granted	  	8030246	  	04-Oct-2011
							
	Low Resistance Splice For High Temperature Superconductor Wires	  	USA	  	13/236824	  	20-Sep-2011	  	Allowed	  		  	
							
	Synthesis Of YBa2Cu3O7 Using Subatmospheric Processing	  	USA	  	09/950888	  	12-Sep-2001	  	Granted	  	6794339	  	21-Sep-2004
							
	Torque Transmission Assembly For Use In Superconducting Rotating Machines	  	Australia	  	2007297485	  	13-Sep-2007	  	Granted	  	200729485	  	18-Nov-2010
							
	Torque Transmission Assembly For Use In Superconducting Rotating Machines	  	Brazil	  	IP 0715152-7	  	19-Mar-2009	  	Pending	  		  	









													
	 Title
	  	 Country
	  	Application No.	  	Application Date	  	Status	  	Grant No.	  	Grant Date
	Torque Transmission Assembly For Use In Superconducting Rotating Machines	  	Canada	  	2661563	  	13-Sep-2007	  	Granted	  	2661563	  	06-Dec-2011
							
	Torque Transmission Assembly For Use In Superconducting Rotating Machines	  	China (PRC)	  	200780034812.6	  	13-Sep-2007	  	Granted	  	ZL200780034812.6	  	28-Mar-2012
							
	Torque Transmission Assembly For Use In Superconducting Rotating Machines	  	European Patent Convention	  	07842415.7	  	13-Sep-2007	  	Published	  		  	
							
	Torque Transmission Assembly For Use In Superconducting Rotating Machines	  	France	  	07842415.7	  	19-Mar-2009	  	Pending	  		  	
							
	Torque Transmission Assembly For Use In Superconducting Rotating Machines	  	Germany	  	07842415.7	  	19-Mar-2009	  	Pending	  		  	
							
	Torque Transmission Assembly For Use In Superconducting Rotating Machines	  	India	  	876/KOLNP/2009	  	13-Sep-2007	  	Pending	  		  	
							
	Torque Transmission Assembly For Use In Superconducting Rotating Machines	  	Italy	  	07842415.7	  	19-Mar-2009	  	Pending	  		  	
							
	Torque Transmission Assembly For Use In Superconducting Rotating Machines	  	Japan	  	2007/078384	  	27-Feb-2009	  	Published	  		  	
							
	Torque Transmission Assembly For Use In Superconducting Rotating Machines	  	Korea (ROK)	  	10-2009-7007638	  	14-Apr-2009	  	Granted	  	10-1070598	  	29-Sep-2011
							
	Torque Transmission Assembly For Use In Superconducting Rotating Machines	  	Russian Federation	  	2009114697	  	13-Sep-2007	  	Granted	  	2418352	  	10-May-2011
							
	Torque Transmission Assembly For Use In Superconducting Rotating Machines	  	United Kingdom	  	07842415.7	  	19-Mar-2009	  	Pending	  		  	
							
	Torque Transmission Assembly For Use In Superconducting Rotating Machines	  	USA	  	11/533595	  	20-Sep-2006	  	Granted	  	7592721	  	22-Sep-2009
							
	Torque Transmission Assembly For Use In Superconducting Rotating Machines	  	USA	  	12/252723	  	16-Oct-2008	  	Granted	  	7638908	  	29-Dec-2009
							
	High Temperature Superconductors Having Planar Magnetic Flux Pinning Centers And Methods For Making The Same	  	USA	  	11/880533	  	23-Jul-2007	  	Granted	  	7902120	  	08-Mar-2011









													
	 Title
	  	 Country
	  	Application No.	  	Application Date	  	Status	  	Grant No.	  	Grant Date
	Systems And Methods For Solution-Based Deposition Of Metallic Cap Layers For High Temperature Superconductor Wires	  	USA	  	11/728108	  	23-Mar-07	  	Granted	  	7893006	  	22-Feb-11
							
	Technique To Enhance The Fault Withstand Capability Of Utility HTS Devices	  	USA	  	11/673281	  	9-Feb-07	  	Published	  		  	
							
	Technique To Enhance The Fault Withstand Capability Of Utility HTS Devices	  	USA	  	12/692793	  	25-Jan-10	  	Published	  		  	
							
	Technique To Enhance The Fault Withstand Capability Of Utility HTS Devices	  	Brazil	  	PI0807347-3	  	7-Aug-09	  	Pending	  		  	
							
	Technique To Enhance The Fault Withstand Capability Of Utility HTS Devices	  	Canada	  	2677777	  	9-Oct-09	  	Published	  		  	
							
	Technique To Enhance The Fault Withstand Capability Of Utility HTS Devices	  	China (PRC)	  	200880011212.2	  	9-Oct-09	  	Published	  		  	
							
	Technique To Enhance The Fault Withstand Capability Of Utility HTS Devices	  	European Patent Convention	  	8780386.2	  	6-Aug-09	  	Published	  		  	
							
	Technique To Enhance The Fault Withstand Capability Of Utility HTS Devices	  	India	  	4667/CHENP/2009	  	7-Aug-09	  	Pending	  		  	
							
	Technique To Enhance The Fault Withstand Capability Of Utility HTS Devices	  	Japan	  	2009-549170	  	7-Aug-09	  	Pending	  		  	
							
	Technique To Enhance The Fault Withstand Capability Of Utility HTS Devices	  	Korea (ROK)	  	10-2009-7018863	  	9-Sep-09	  	Allowed	  		  	









													
	 Title
	  	 Country
	  	Application No.	  	Application Date	  	Status	  	Grant No.	  	Grant Date
	Technique To Enhance The Fault Withstand Capability Of Utility HTS Devices	  	Mexico	  	MX/a/2009/008568	  	10-Aug-09	  	Granted	  	283225	  	24-Jan-11
							
	Technique To Enhance The Fault Withstand Capability Of Utility HTS Devices	  	USA	  	11/688802	  	20-Mar-07	  	Published	  		  	
							
	Fault Current Limiting HTS Cable And Method Of Configuring Same	  	Australia	  	2008214111	  	12-Aug-09	  	Granted	  	2008214111	  	5-Jan-12
							
	Fault Current Limiting HTS Cable And Method Of Configuring Same	  	Brazil	  	PI0807527-1	  	10-Aug-09	  	Pending	  		  	
							
	Fault Current Limiting HTS Cable And Method Of Configuring Same	  	Canada	  	2678251	  	7-Aug-09	  	Published	  		  	
							
	Fault Current Limiting HTS Cable And Method Of Configuring Same	  	China (PRC)	  	200880011215.6	  	9-Oct-09	  	Published	  		  	
							
	Fault Current Limiting HTS Cable And Method Of Configuring Same	  	European Patent Convention	  	8728446.9	  	6-Aug-09	  	Published	  		  	
							
	Fault Current Limiting HTS Cable And Method Of Configuring Same	  	India	  	4658/CHENP/2009	  	7-Aug-09	  	Pending	  		  	
							
	Fault Current Limiting HTS Cable And Method Of Configuring Same	  	Japan	  	JP2009-549169	  	7-Aug-09	  	Pending	  		  	
							
	Fault Current Limiting HTS Cable And Method Of Configuring Same	  	Korea (ROK)	  	10-2009-7018866	  	9-Sep-09	  	Allowed	  		  	









													
	 Title
	  	 Country
	  	Application No.	  	Application Date	  	Status	  	Grant No.	  	Grant Date
	Fault Current Limiting HTS Cable And Method Of Configuring Same	  	Korea (ROK)	  	10-2011-70195	  	23-Aug-11	  	Pending	  		  	
							
	Fault Current Limiting HTS Cable And Method Of Configuring Same	  	Mexico	  	MX/a/2009/008567	  	10-Aug-09	  	Granted	  	283227	  	24-Jan-11
							
	Fault Current Limiting HTS Cable And Method Of Configuring Same	  	Patent Cooperation Treaty	  	US2008/052290	  	29-Jan-08	  	Published	  		  	
							
	Fault Current Limiting HTS Cable And Method Of Configuring Same	  	USA	  	11/688809	  	20-Mar-07	  	Granted	  	7902461	  	8-Mar-11
							
	Fault Current Limiting HTS Cable And Method Of Configuring Same	  	USA	  	12/951293	  	22-Nov-10	  	Published	  		  	
							
	Parallel Connected HTS FCL Device	  	Patent Cooperation Treaty	  	US2008/052307	  	29-Jan-08	  	Published	  		  	
							
	Parallel Connected HTS FCL Device	  	USA	  	11/688827	  	20-Mar-07	  	Granted	  	7724482	  	25-May-10
							
	HTS 2G Conductor For A Fault Current Limiting Cable	  	Australia	  	2008216583	  	12-Aug-09	  	Granted	  	2008216583	  	5-Jan-12
							
	HTS 2G Conductor For A Fault Current Limiting Cable	  	Brazil	  	PI0807758-4	  	7-Aug-09	  	Pending	  		  	
							
	HTS 2G Conductor For A Fault Current Limiting Cable	  	Canada	  	2677680	  	7-Aug-09	  	Published	  		  	









													
	 Title
	  	 Country
	  	Application No.	  	Application Date	  	Status	  	Grant No.	  	Grant Date
	HTS 2G Conductor For A Fault Current Limiting Cable	  	China (PRC)	  	200880011213.7	  	9-Oct-09	  	Published	  		  	
							
	HTS 2G Conductor For A Fault Current Limiting Cable	  	European Patent Convention	  	8728454.3	  	6-Aug-09	  	Published	  		  	
							
	HTS 2G Conductor For A Fault Current Limiting Cable	  	India	  	4669/CHENP/2009	  	7-Aug-09	  	Pending	  		  	
							
	HTS 2G Conductor For A Fault Current Limiting Cable	  	Japan	  	JP2009-549171	  	7-Aug-09	  	Pending	  		  	
							
	HTS 2G Conductor For A Fault Current Limiting Cable	  	Korea (ROK)	  	10-2009-7018864	  	9-Sep-09	  	Pending	  		  	
							
	HTS 2G Conductor For A Fault Current Limiting Cable	  	Mexico	  	MX/a/2009/008569	  	10-Aug-09	  	Granted	  	283214	  	24-Jan-11
							
	HTS 2G Conductor For A Fault Current Limiting Cable	  	Patent Cooperation Treaty	  	US2008/052302	  	29-Jan-08	  	Published	  		  	
							
	HTS 2G Conductor For A Fault Current Limiting Cable	  	USA	  	11/688817	  	20-Mar-07	  	Published	  		  	
							
	Composite Substrates For High Temperature Superconductors Having Improved Properties	  	USA	  	12/061421	  	2-Apr-08	  	Granted	  	8114526	  	14-Feb-12
							
	Cooling System In A Rotating Reference Frame	  	Australia	  	2009255589	  	30-Jul-10	  	Granted	  	2009255589	  	22-Dec-11
							
	Cooling System In A Rotating Reference Frame	  	Brazil	  	PI0906161-4	  	10-Sep-10	  	Pending	  		  	









													
	 Title
	  	 Country
	  	Application No.	  	Application Date	  	Status	  	Grant No.	  	Grant Date
	Cooling System In A Rotating Reference Frame	  	Canada	  	2717577	  	2-Sep-10	  	Published	  		  	
							
	Cooling System In A Rotating Reference Frame	  	China (PRC)	  	200980000077.6	  	11-Mar-09	  	Published	  		  	
							
	Cooling System In A Rotating Reference Frame	  	European Patent Convention	  	9758836.2	  	3-Aug-10	  	Published	  		  	
							
	Cooling System In A Rotating Reference Frame	  	India	  	2821/KOLNP/2010	  	2-Aug-10	  	Pending	  		  	
							
	Cooling System In A Rotating Reference Frame	  	Korea (ROK)	  	10-2010-7022280	  	5-Oct-10	  	Pending	  		  	
							
	Cooling System In A Rotating Reference Frame	  	Patent Cooperation Treaty	  	PCT/US09/36760	  	11-Mar-09	  	Published	  		  	
							
	Cooling System In A Rotating Reference Frame	  	USA	  	12/045973	  	11-Mar-08	  	Published	  		  	
							
	High Temperature Superconductor (HTS) Connection Bus For A Degaussing System Junction Box.	  	Australia	  	2009228535	  	30-Aug-10	  	Pending	  		  	
							
	High Temperature Superconductor (HTS) Connection Bus For A Degaussing System Junction Box.	  	Canada	  	2719469	  	23-Sep-10	  	Published	  		  	
							
	High Temperature Superconductor (HTS) Connection Bus For A Degaussing System Junction Box.	  	European Patent Convention	  	9725012	  	1-Sep-10	  	Published	  		  	









													
	 Title
	  	 Country
	  	 Application No.
	  	 Application Date
	  	 Status
	  	 Grant No.
	  	 Grant Date

	High Temperature Superconductor (HTS) Connection Bus For A Degaussing System Junction Box.	  	Korea (ROK)	  	10-2010-7023902	  	26-Oct-10	  	Pending	  		  	
							
	High Temperature Superconductor (HTS) Connection Bus For A Degaussing System Junction Box.	  	USA	  	12/057836	  	28-Mar-08	  	Published	  		  	
							
	Superconducting Cable Assembly And Method Of Assembly	  	Australia	  	2009228246	  	18-Aug-10	  	Pending	  		  	
							
	Superconducting Cable Assembly And Method Of Assembly	  	Canada	  	2719524	  	23-Sep-10	  	Published	  		  	
							
	Superconducting Cable Assembly And Method Of Assembly	  	European Patent Convention	  	9726332.1	  	26-Aug-10	  	Published	  		  	
							
	Superconducting Cable Assembly And Method Of Assembly	  	Korea (ROK)	  	10-2010-7023864	  	25-Oct-10	  	Pending	  		  	
							
	Superconducting Cable Assembly And Method Of Assembly	  	USA	  	12/057804	  	28-Mar-08	  	Published	  		  	
							
	Current Source Gate Drive Circuit For Simultaneous Firing Of Thyristors	  	USA	  	267860	  	29-Jun-94	  	Granted	  	5585758	  	17-Dec-96
							
	Apparatus And Method For Regulating A Power Line Using Frequency Domain Self-Synchronization Control	  	USA	  	268762	  	29-Jun-94	  	Granted	  	5631545	  	20-May-97
							
	Capacitor Polarity-Based Var Correction Controller For Resonant Line Conditions And Large Amplitude	  	USA	  	*/269165	  	29-Jun-94	  	Granted	  	5548203	  	20-Aug-96









													
	 Title
	  	 Country
	  	 Application No.
	  	 Application Date
	  	 Status
	  	 Grant No.
	  	 Grant Date

	Wind Turbine Low-Voltage Ride-Through Solution	  	Australia	  	2008358896	  	4-Jan-11	  	Pending	  		  	
							
	Wind Turbine Low-Voltage Ride-Through Solution	  	Brazil	  	PI0822478-1	  	29-Dec-10	  	Pending	  		  	
							
	Wind Turbine Low-Voltage Ride-Through Solution	  	Canada	  	2728849	  	21-Dec-11	  	Published	  		  	
							
	Wind Turbine Low-Voltage Ride-Through Solution	  	China (PRC)	  	200910151842.6	  	1-Jul-09	  	Published	  		  	
							
	Wind Turbine Low-Voltage Ride-Through Solution	  	European Patent Convention	  	8781252.5	  	31-Jan-11	  	Published	  		  	
							
	Wind Turbine Low-Voltage Ride-Through Solution	  	India	  	96/KOLNP/2011	  	7-Jan-11	  	Pending	  		  	
							
	Wind Turbine Low-Voltage Ride-Through Solution	  	Korea (ROK)	  	10-2011-7002437	  	31-Mar-11	  	Pending	  		  	
							
	Wind Turbine Low-Voltage Ride-Through Solution	  	Spain	  	200850076	  	2-Jul-08	  	Published	  		  	
							
	Wind Turbine Low-Voltage Ride-Through Solution	  	USA	  	12/165921	  	1-Jul-08	  	Granted	  	8120932	  	21-Feb-12
							
	Circuit To Allow A Static Var Corrector (SVC) To Turn On When The Source Voltage Is Reduced	  	China (PRC)	  	200910151846.4	  	1-Jul-09	  	Allowed	  		  	
							
	Circuit To Allow A Static Var Corrector (SVC) To Turn On When The Source Voltage Is Reduced	  	Patent Cooperation Treaty	  	PCT/US2009/48592	  	25-Jun-09	  	Published	  		  	
							
	Circuit To Allow A Static Var Corrector (SVC) To Turn On When The Source Voltage Is Reduced	  	USA	  	12/166357	  	2-Jul-08	  	Granted	  	7940029	  	10-May-11
							
	Electricity Transmission Cooling System	  	Australia	  	2009298856	  	14-Feb-11	  	Pending	  		  	









													
	 Title
	  	 Country
	  	 Application No.
	  	 Application Date
	  	 Status
	  	 Grant No.
	  	 Grant Date

	Electricity Transmission Cooling System	  	Canada	  	PCT/US2009/057957	  	30-Mar-11	  	Pending	  		  	
							
	Electricity Transmission Cooling System	  	China (PRC)	  	200910204982.5	  	30-Sep-09	  	Published	  		  	
							
	Electricity Transmission Cooling System	  	European Patent Convention	  	9792877.4	  	2-Mar-11	  	Published	  		  	
							
	Electricity Transmission Cooling System	  	India	  	2613/DELNP/2011	  	8-Apr-11	  	Pending	  		  	
							
	Electricity Transmission Cooling System	  	Korea (ROK)	  	10-2011-7003947	  	21-Feb-11	  	Pending	  		  	
							
	Electricity Transmission Cooling System	  	Patent Cooperation Treaty	  	PCT/US2009/57957	  	23-Sep-09	  	Published	  		  	
							
	Electricity Transmission Cooling System	  	USA	  	12/245138	  	3-Oct-08	  	Published	  		  	
							
	Superconductor Structure With High TC Superconductor Material Process For Producing The Structure And Current Limiter Device Having Such A Structure	  	European Patent Convention	  	98965108.8	  	7-Dec-98	  	Granted	  	1042820	  	12-Mar-03
							
	Superconductor Structure With High TC Superconductor Material Process For Producing The Structure And Current Limiter Device Having Such A Structure	  	France	  		  		  	Granted	  	1042820	  	12-Mar-03
							
	Superconductor Structure With High TC Superconductor Material Process For Producing The Structure And Current Limiter Device Having Such A Structure	  	Italy	  		  		  	Granted	  	1042820	  	12-Mar-03









													
	 Title
	  	Country	  	Application No.	  	Application Date	  	Status	  	Grant No.	  	Grant Date
	Superconductor Structure With High Tc Superconductor Material Process For Producing The Structure And Current Limiter Device Having Such A Structure	  	Japan	  	2001527298	  	7-Dec-98	  	Pending	  	2001527298	  	
							
	Superconductor Structure With High TC Superconductor Material Process For Producing The Structure And Current Limiter Device Having Such A Structure	  	Netherlands	  		  		  	Granted	  	1042820	  	12-Mar-03
							
	Superconductor Structure With High TC Superconductor Material Process For Producing The Structure And Current Limiter Device Having Such A Structure	  	Sweden	  		  		  	Granted	  	1042820	  	12-Mar-03
							
	Superconductor Structure With High TC Superconductor Material Process For Producing The Structure And Current Limiter Device Having Such A Structure	  	USA	  	9592743	  	13-Jun-00	  	Granted	  	6522236	  	18-Feb-03
							
	Elongated Superconductor Structure With A High-TC Superconductor Material And A Metallic Mount, And Method For Producing The Structure	  	Germany	  		  	27-Jan-00	  	Granted	  	1155461	  	1-Dec-04
							
	Elongated Superconductor Structure With A High-TC Superconductor Material And A Metallic Mount, And Method For Producing The Structure	  	USA	  	9920109	  	1-Aug-01	  	Granted	  	6596421	  	22-Jul-03
							
	High-Temperature Superconductor	  	USA	  		  	10-Mar-89	  	Granted	  	5665662	  	9-Aug-95
							
	High Temperature Superconductor	  	USA	  	08/150786	  	10-Mar-89	  	Granted	  	6028036	  	9-Sep-97
							
	Method Of Manufacturing An Oxide Ceramic Superconductor Having A High Core Density	  	France	  	93100838.7	  	21-Jan-93	  	Granted	  	556581	  	9-Apr-97









													
	 Title
	  	 Country
	  	 Application No.
	  	 Application Date
	  	 Status
	  	 Grant No.
	  	 Grant Date

	Method Of Manufacturing An Oxide Ceramic Superconductor Having A High Core Density	  	Germany	  	93100838.7	  	21-Jan-93	  	Granted	  	556581	  	9-Apr-97
							
	Method Of Manufacturing An Oxide Ceramic Superconductor Having A High Core Density	  	Italy	  	93100838.7	  	21-Jan-93	  	Granted	  	556581	  	9-Apr-97
							
	Method Of Manufacturing An Oxide Ceramic Superconductor Having A High Core Density	  	United Kingdom	  	93100838.7	  	21-Jan-93	  	Granted	  	556581	  	9-Apr-97
							
	Method Of Manufacturing An Oxide Ceramic Superconductor Having A High Core Density	  	USA	  	08/020304	  	19-Feb-93	  	Granted	  	5898021	  	27-Apr-99
							
	Two-Sided Splice For High Temperature Superconductor Laminated Wires	  	Australia	  	2009274080	  	18-Jan-11	  	Pending	  		  	
							
	Two-Sided Splice For High Temperature Superconductor Laminated Wires	  	Canada	  	2731693	  	22-Jul-09	  	Published	  		  	
							
	Two-Sided Splice For High Temperature Superconductor Laminated Wires	  	China (PRC)	  	200980128997.6	  	24-Jan-11	  	Published	  		  	
							
	Two-Sided Splice For High Temperature Superconductor Laminated Wires	  	European Patent Convention	  	9800935	  	3-Dec-10	  	Published	  		  	
							
	Two-Sided Splice For High Temperature Superconductor Laminated Wires	  	India	  	639/KOLNP/2011	  	10-Feb-11	  	Pending	  		  	
							
	Two-Sided Splice For High Temperature Superconductor Laminated Wires	  	Japan	  	2011/520160	  	21-Jan-11	  	Published	  		  	









													
	 Title
	  	 Country
	  	 Application No.
	  	 Application Date
	  	 Status
	  	 Grant No.
	  	 Grant Date

	Two-Sided Splice For High Temperature Superconductor Laminated Wires	  	Korea (ROK)	  	10-2011-7004084	  	22-Feb-11	  	Pending	  		  	
							
	Two-Sided Splice For High Temperature Superconductor Laminated Wires	  	USA	  	12/178469	  	23-Jul-08	  	Granted	  	8195260	  	5-Jun-12
							
	A Method For Analyzing Superconducting Wire	  	Patent Cooperation Treaty	  	PCT/US09/51524	  	23-Jul-09	  	Published	  		  	
							
	Static Var Compensator For Use In Utility Power Systems	  	Patent Cooperation Treaty	  	PCT/US2010/031153	  	15-Apr-10	  	Published	  		  	
							
	Static Var Compensator For Use In Utility Power Systems	  	USA	  	12/425736	  	17-Apr-09	  	Published	  		  	
							
	Oxide-Ceramic Superconducting Material And Process Of Fabrication Thereof	  	France	  	93107783.8	  	13-May-93	  	Granted	  	573804	  	13-May-93
							
	Oxide-Ceramic Superconducting Material And Process Of Fabrication Thereof	  	Germany	  	93107783.8	  	13-May-93	  	Granted	  	573804	  	13-May-93
							
	Oxide-Ceramic Superconducting Material And Process Of Fabrication Thereof	  	Italy	  	93107783.8	  	13-May-93	  	Granted	  	573804	  	13-May-93
							
	Oxide-Ceramic Superconducting Material And Process Of Fabrication Thereof	  	United Kingdom	  	93107783.8	  	13-May-93	  	Granted	  	573804	  	13-May-93
							
	Elongated Bismuth Cuprate Superconductor And Process For Its Manufacture	  	Germany	  	P4434523.2	  	27-Sep-94	  	Granted	  	DE4434523	  	27-Sep-94









													
	 Title
	  	 Country
	  	 Application No.
	  	 Application Date
	  	 Status
	  	 Grant No.
	  	 Grant Date

	Method Of Heat Treatment Of High-Temperature Superconductor	  	France	  	94,104,648	  	24-Mar-94	  	Granted	  	621610	  	27-Oct-94
							
	Method Of Heat Treatment Of High-Temperature Superconductor	  	Germany	  	94104647.6	  	24-Mar-94	  	Granted	  	621610	  	27-Oct-94
							
	Method Of Heat Treatment Of High-Temperature Superconductor	  	Italy	  	94104647.6	  	24-Mar-94	  	Granted	  	621610	  	27-Oct-94
							
	Method Of Heat Treatment Of High-Temperature Superconductor	  	Japan	  	06-096964	  	11-Apr-94	  	Granted	  	3614461	  	12-Nov-04
							
	Method Of Heat Treatment Of High-Temperature Superconductor	  	United Kingdom	  	94104647.6	  	24-Mar-94	  	Granted	  	621610	  	27-Oct-94
							
	Method Of Making High TC Multifilament Superconductors	  	France	  		  		  	Granted	  	683533	  	5-May-95
							
	Method Of Making High TC Multifilament Superconductors	  	Germany	  		  		  	Granted	  	683533	  	5-May-95
							
	Method Of Making High TC Multifilament Superconductors	  	United Kingdom	  		  		  	Granted	  	683533	  	5-May-95
							
	Production Of Elongated Superconductor Having High Critical Density	  	Germany	  	P4444938.0	  	16-Dec-94	  	Granted	  	4444938	  	27-Jun-96
							
	Verfahren Zur Herstellung Eines Langgestreckten Hoch-Tc-Supraleiters Mit Einer Bi-2223-Phase	  	Germany	  	P4444937.2	  	16-Dec-94	  	Granted	  	4444937	  	27-Jun-96









													
	 Title
	  	 Country
	  	 Application No.
	  	 Application Date
	  	 Status
	  	 Grant No.
	  	 Grant Date

	Process For Producing An Elongated Superconductor With A Bismuth Phase Having A High Transition	  	France	  		  		  	Granted	  	799166	  	8-Oct-97
							
	Process For Producing An Elongated Superconductor With A Bismuth Phase Having A High Transition	  	United Kingdom	  		  		  	Granted	  	799166	  	8-Oct-97
							
	Process For Producing An Elongated Superconductor With A Bismuth Phase Having A High Transition	  	USA	  	08/849896	  	19-Jun-97	  	Granted	  	6074991	  	13-Jun-00
							
	Strip-Like Multifilament Superconductor Production	  	Germany	  	19620824	  	23-May-96	  	Granted	  	19620824	  	10-Sep-97
							
	High Temperature Superconductive Composite Conductor Production	  	Germany	  	19620825	  	23-May-96	  	Granted	  	19620825	  	9-Oct-97
							
	Tape-Shaped High TC Multifilament Superconductor And Method Of Manufacturing The Same	  	Denmark	  		  	13-Jun-96	  	Granted	  	809305	  	26-Nov-97
							
	Tape-Shaped High TC Multifilament Superconductor And Method Of Manufacturing The Same	  	France	  		  	22-May-97	  	Granted	  	809305	  	30-Jan-02
							
	Tape-Shaped High TC Multifilament Superconductor And Method Of Manufacturing The Same	  	Germany	  	1921068	  	23-Oct-97	  	Granted	  	809305	  	30-Jan-02
							
	Tape-Shaped High TC Multifilament Superconductor And Method Of Manufacturing The Same	  	United Kingdom	  		  	22-May-97	  	Granted	  	809305	  	30-Jan-02









													
	 Title
	  	 Country
	  	 Application No.
	  	 Application Date
	  	 Status
	  	 Grant No.
	  	 Grant Date

	Strip-Like Multifilament Superconductor	  	Germany	  	19621070	  	24-May-96	  	Granted	  	19621070	  	6-Mar-03
							
	Silver-Sheathed High Temperature Superconductor Production	  	Germany	  	19645995	  	7-Nov-96	  	Granted	  	19645995	  	30-Jan-03
							
	Long High Temperature Superconductor Product Manufacture	  	Germany	  	19719722	  	9-May-97	  	Granted	  	19719722	  	9-May-97
							
	Long High Temperature Superconductor Product Manufacture	  	Germany	  	19820489	  	7-May-98	  	Granted	  	19820489	  	2-Oct-03
							
	Oxide Superconductor Production Process Involves Multistage Annealing	  	Germany	  	19827928	  	23-Jun-98	  	Granted	  	19827928	  	23-Jun-98
							
	Elementary Conductor For Multi-Filament Superconductor	  	Germany	  	19742365	  	25-Sep-97	  	Granted	  	19742365	  	4-Feb-99
							
	High TC Single Or Multifilament Superconductor And Method Of Manufacturing The Same	  	France	  		  		  	Granted	  	905800	  	31-Mar-99
							
	High TC Single Or Multifilament Superconductor And Method Of Manufacturing The Same	  	Germany	  		  		  	Granted	  	905800	  	31-Mar-99
							
	High TC Single Or Multifilament Superconductor And Method Of Manufacturing The Same	  	United Kingdom	  		  		  	Granted	  	905800	  	31-Mar-99
							
	Method For Producing A Superconductor, In Strip Form, Having A High-TC Superconductor Material	  	France	  		  		  	Granted	  	1038301	  	7-Aug-02
							
	Method For Producing A Superconductor, In Strip Form, Having A High-TC Superconductor Material	  	Germany	  	09/591456	  		  	Granted	  	1038301	  	7-Aug-02
							
	Method For Producing A Superconductor, In Strip Form, Having A High-TC Superconductor Material	  	United Kingdom	  		  		  	Granted	  	1038301	  	7-Aug-02









													
	 Title
	  	 Country
	  	 Application No.
	  	 Application Date
	  	 Status
	  	 Grant No.
	  	 Grant Date

	Method For Producing A Superconductor, In Strip Form, Having A High-TC Superconductor Material	  	USA	  	9591456	  	9-Jun-00	  	Granted	  	US6571453	  	7-Aug-02
							
	Process For Producing A Strip-Shaped, Multi-Core Superconductor With High-TC Superconducting Material And Superconductor	  	France	  		  		  	Granted	  	1042821	  	29-Oct-02
							
	Process For Producing A Strip-Shaped, Multi-Core Superconductor With High-TC Superconducting Material And Superconductor	  	Germany	  		  		  	Granted	  	1042821	  	29-Oct-02
							
	Process For Producing A Strip-Shaped, Multi-Core Superconductor With High-TC Superconducting Material And Superconductor	  	United Kingdom	  		  		  	Granted	  	1042821	  	29-Oct-02
							
	Process For Producing A Strip-Shaped, Multi-Core Superconductor With High-TC Superconducting Material And Superconductor	  	USA	  	9581901	  	25-Aug-00	  	Granted	  	6471785	  	29-Oct-02
							
	Manufacturing Method E.G. For Extruded Multi-Filament Superconductors	  	Germany	  	19754471	  	26-Nov-97	  	Granted	  	19754471	  	26-Nov-97
							
	Manufacturing Method For A Ribbon-Shaped Multifilament-Superconductor With Bi-Cuprate	  	European Patent Convention	  	99103416.6	  	22-Feb-99	  	Granted	  	940820	  	26-Aug-99
							
	Manufacturing Method For A Ribbon-Shaped Multifilament-Superconductor With Bi-Cuprate	  	Germany	  	19809557	  	5-Mar-98	  	Granted	  	19809557	  	26-Aug-99
							
	Manufacturing Method For A Ribbon-Shaped Multifilament-Superconductor With Bi-Cuprate	  	Germany	  		  		  	Granted	  	940820	  	26-Aug-99









													
	 Title
	  	 Country
	  	 Application No.
	  	 Application Date
	  	 Status
	  	 Grant No.
	  	 Grant Date

	Manufacturing Method For A Ribbon-Shaped Multifilament-Superconductor With Bi-Cuprate	  	United Kingdom	  		  		  	Granted	  	940820	  	26-Aug-99
							
	Multi-Filament Superconductor Strip With Increased Critical Current Density	  	Germany	  	19815140	  	3-Apr-98	  	Granted	  	19815140	  	14-Oct-99
							
	Coating Method For Use In A Process For Producing High-Temperature Supraconductive Strip Conductors	  	European Patent Convention	  	99944141.3	  	30-Mar-99	  	Granted	  	1082766	  	13-Aug-03
							
	Coating Method For Use In A Process For Producing High-Temperature Supraconductive Strip Conductors	  	France	  		  		  	Granted	  	1082766	  	13-Aug-03
							
	Coating Method For Use In A Process For Producing High-Temperature Supraconductive Strip Conductors	  	Germany	  		  		  	Granted	  	1082766	  	13-Aug-03
							
	Coating Method For Use In A Process For Producing High-Temperature Supraconductive Strip Conductors	  	Italy	  		  		  	Granted	  	1082766	  	13-Aug-03
							
	Coating Method For Use In A Process For Producing High-Temperature Supraconductive Strip Conductors	  	United Kingdom	  		  		  	Granted	  	1082766	  	13-Aug-03
							
	Coating Method For Use In A Process For Producing High-Temperature Supraconductive Strip Conductors	  	USA	  	9647564	  	4-Jan-01	  	Granted	  	US6572916	  	3-Jun-03
							
	Display Device, E.G. A Computer Display Or Television Set, Has An Anion Generating Material	  	Germany	  	19929653	  	28-Jun-99	  	Granted	  	19929653	  	30-Dec-99
							
	Method Of Manufacturing A Strip-Shaped Multiple Channel Superconductor	  	Germany	  	19828954	  	29-Jun-98	  	Granted	  	19828954	  	29-Jun-98









													
	 Title
	  	 Country
	  	 Application No.
	  	 Application Date
	  	 Status
	  	 Grant No.
	  	 Grant Date

	Multifilament High Temperature Superconductor Strip Production, Having Interior Matrix Regions Of	  	Germany	  	19829849	  	3-Jul-98	  	Granted	  	19829849	  	3-Jul-98
							
	High Tc Multifilament Superconductor For Alternating Current And Method Of Making The Same	  	France	  		  		  	Granted	  	FR2783084	  	3-Oct-00
							
	High Tc Multifilament Superconductor For Alternating Current And Method Of Making The Same	  	Germany	  	19833918.6	  		  	Granted	  	1983318	  	3-Feb-00
							
	Stripform High Critical Temperature (Tc) Superconductor Manufacturing Method	  	Germany	  	19859452	  	22-Dec-98	  	Granted	  	19859452	  	10-Feb-02
							
	Oxidic Superconductor With A Bismuth Phase Of The 2223 Type And Method Of Manufacture Thereof	  	France	  		  		  	Granted	  	2787785	  	21-Feb-02
							
	Oxidic Superconductor With A Bismuth Phase Of The 2223 Type And Method Of Manufacture Thereof	  	Germany	  	19860074	  	23-Dec-98	  	Granted	  	19860074	  	21-Feb-02
							
	Oxidic Superconductor With A Bismuth Phase Of The 2223 Type And Method Of Manufacture Thereof	  	USA	  	9469805	  	22-Dec-99	  	Granted	  	US6207619	  	27-Mar-01
							
	Superconductor Assembly	  	Germany	  	10117370	  	6-Apr-01	  	Granted	  	10117370	  	22-May-03
							
	Torque Support Member For Rotating Electrical Machine	  	Patent Cooperation Treaty	  	PCT/US10/42561	  	20-Jul-10	  	Published	  		  	









													
	 Title
	  	 Country
	  	 Application No.
	  	 Application Date
	  	 Status
	  	 Grant No.
	  	 Grant Date

	Torque Support Member For Rotating Electrical Machine	  	USA	  	12/575762	  	8-Oct-09	  	Granted	  	7834510	  	16-Nov-10
							
	Low Cost HTS Wind Generator With Saturated Ferromagnetic Teeth	  	China (PRC)	  	201080043826.6	  	29-Mar-12	  	Pending	  		  	
							
	Low Cost HTS Wind Generator With Saturated Ferromagnetic Teeth	  	India	  	2572/DELNP/2012	  	23-Mar-12	  	Pending	  		  	
							
	Low Cost HTS Wind Generator With Saturated Ferromagnetic Teeth	  	Japan	  		  	29-Mar-12	  	Pending	  		  	
							
	Low Cost HTS Wind Generator With Saturated Ferromagnetic Teeth	  	Korea (ROK)	  	10-2012-7010868	  	27-Apr-12	  	Pending	  		  	
							
	Low Cost HTS Wind Generator With Saturated Ferromagnetic Teeth	  	Patent Cooperation Treaty	  	PCT/US2010/042546	  	20-Jul-10	  	Published	  		  	
							
	Low Cost HTS Wind Generator With Saturated Ferromagnetic Teeth	  	USA	  	13/164023	  	20-Jun-11	  	Published	  		  	
							
	Thyristor Gate Pulses In Static Var Compensator	  	USA	  	12/749930	  	30-Mar-10	  	Published	  		  	
							
	Thick Oxide Film By Single Coating	  	Patent Cooperation Treaty	  	PCT/US2011/026779	  	2-Mar-11	  	Published	  		  	
							
	Thick Oxide Film By Single Coating	  	USA	  	12/751064	  	31-Mar-10	  	Published	  		  	









													
	 Title
	  	 Country
	  	 Application No.
	  	 Application Date
	  	 Status
	  	 Grant No.
	  	 Grant Date

	Torque Limiting Coupling For Direct Drive Wind Turbine	  	Patent Cooperation Treaty	  	PCT/US2010061734	  	22-Dec-10	  	Published	  		  	
							
	Torque Limiting Coupling For Direct Drive Wind Turbine	  	USA	  	12/683877	  	7-Jan-10	  	Granted	  	8035246	  	11-Oct-11
							
	Reducing Photovoltaic Array Voltage During Inverter Re-Enablement	  	Patent Cooperation Treaty	  	PCT/US2010/56665	  	15-Nov-10	  	Published	  		  	
							
	Reducing Photovoltaic Array Voltage During Inverter Re-Enablement	  	USA	  	12/625645	  	25-Nov-09	  	Published	  		  	
							
	Power Conversion Systems	  	Patent Cooperation Treaty	  	PCT/US2010/055552	  	5-Nov-10	  	Published	  		  	
							
	Power Conversion Systems	  	USA	  	12/625093	  	24-Nov-09	  	Granted	  	7989983	  	2-Aug-11
							
	Power Conversion Systems	  	USA	  	13/195950	  	2-Aug-11	  	Published	  		  	
							
	Power Electronic Assembly With Slotted Heatsink	  	Patent Cooperation Treaty	  	PCT/US2010/55794	  	8-Nov-10	  	Published	  		  	
							
	Power Electronic Assembly With Slotted Heatsink	  	USA	  	12/632379	  	7-Dec-09	  	Issued	  	8189324	  	29-May-12
							
	Superconductor Electricity Transmission System	  	Patent Cooperation Treaty	  	PCT/US2011/21849	  	20-Jan-11	  	Published	  		  	









													
	 Title
	  	 Country
	  	 Application No.
	  	 Application Date
	  	 Status
	  	 Grant No.
	  	 Grant Date

	Superconductor Electricity Transmission System	  	USA	  	13/010239	  	20-Jan-11	  	Published	  		  	
							
	Scheme To Provide A Series Connected Dc-Dc Function From One Or More Paralleled Dc-Ac Converters	  	Patent Cooperation Treaty	  		  		  	Published	  		  	
							
	Scheme To Provide A Series Connected Dc-Dc Function From One Or More Paralleled Dc-Ac Converters	  	USA	  	12/957501	  	1-Dec-10	  	Published	  		  	
							
	Centralized Power Conditioning	  	Patent Cooperation Treaty	  	PCT/US11/55079	  	6-Oct-11	  	Published	  		  	
							
	Centralized Power Conditioning	  	USA	  	13/267326	  	6-Oct-11	  	Published	  		  	
							
	Protocol And Topology For Synchronization And Communication Of Networked Power Converters	  	Patent Cooperation Treaty	  	PCT/US12/28156	  	8-Mar-12	  	Pending	  		  	
							
	Protocol And Topology For Synchronization And Communication Of Networked Power Converters	  	USA	  	13/074225	  	29-Mar-11	  	Granted	  	8120935	  	21-Feb-12
							
	Live Tank Resistive Superconductor Fault Current Limiter	  	USA	  	12/945974	  	15-Nov-10	  	Published	  		  	
							
	Circuit To Allow A Static Var Corrector (SVC) System To Adaptively Gate Thyristor Valves	  	USA	  	12/983957	  	4-Jan-11	  	Pending	  		  	
							
	Reduced Low Voltage Cable - Degaussing	  	USA	  	13/435197	  	30-Mar-12	  	Pending	  		  	
							
	Internal HTS Splicing And Jumpering	  	Patent Cooperation Treaty	  	PCT/US12/28168	  	8-Mar-12	  	Pending	  		  	









													
	 Title
	  	 Country
	  	 Application No.
	  	 Application Date
	  	 Status
	  	 Grant No.
	  	 Grant Date

	Internal HTS Splicing And Jumpering	  	USA	  	13/414811	  	8-Mar-12	  	Pending	  		  	
							
	System For Quick Disconnect Termination Or Connection For Cryogenic Transfer Lines With Simultaneous Electrical Connection & Method Thereof	  	USA	  	12/231767	  	5-Sep-08	  	Published	  		  	
							
	Wide Electrical Conductor Having High C-Axis Strength	  	USA	  	13/435156	  	30-Mar-12	  	Pending	  		  	
							
	Superconductive Compounds Having High Transition Temperature & Methods For Their Use & Preparation	  	Canada	  	558106	  	04-Feb-1988	  	Pending	  		  	
							
	Superconductive Compounds Having High Transition Temperature & Methods For Their Use & Preparation	  	USA	  	09/479810	  	07-Jun-1995	  	Granted	  	8060169	  	15-Nov-11
							
	Rotor Bearing	  	Austria	  	AT19940001833	  	26-Sep-94	  	Granted	  	403189	  	27-Nov-97
							
	Load-Raising Device On A Wind Power Arrangement	  	Austria	  	95931076.4	  	26-Sep-95	  	Granted	  	188276	  	29-Dec-99
							
	Load-Raising Device On A Wind Power Arrangement	  	Austria	  	19940001834	  	26-Sep-94	  	Granted	  	401674	  	25-Nov-96
							
	Load-Raising Device On A Wind Power Arrangement	  	Denmark	  	95931076.4	  	26-Sep-95	  	Granted	  	783630	  	29-Dec-99
							
	Load-Raising Device On A Wind Power Arrangement	  	Germany	  	95931076.4	  	26-Sep-95	  	Granted	  	9507537.1	  	29-Dec-99
							
	Load-Raising Device On A Wind Power Arrangement	  	Netherlands	  	95931076.4	  	26-Sep-95	  	Granted	  	783630	  	29-Dec-99









													
	 Title
	  	 Country
	  	 Application No.
	  	 Application Date
	  	 Status
	  	 Grant No.
	  	 Grant Date

	Load-Raising Device On A Wind Power Arrangement	  	Spain	  	95931076.4	  	26-Sep-95	  	Granted	  	2143652	  	29-Dec-99
							
	Load-Raising Device On A Wind Power Arrangement	  	Switzerland	  	95931076.4	  	26-Sep-95	  	Granted	  	783630	  	29-Dec-99
							
	Planetary Gear For Wind Turbines	  	Austria	  	95933222.2	  	5-Oct-95	  	Granted	  	209753	  	28-Nov-01
							
	Planetary Gear For Wind Turbines	  	Germany	  	95933222.2	  	5-Oct-95	  	Granted	  	9509888.6	  	28-Nov-01
							
	Planetary Gear For Wind Turbines	  	Italy	  	95933222.2	  	5-Oct-95	  	Granted	  	792415	  	28-Nov-01
							
	Planetary Gear For Wind Turbines	  	Spain	  	95933222.2	  	5-Oct-95	  	Granted	  	2166832	  	28-Nov-01
							
	Wind Power Plant	  	Austria	  	98954052.1	  	3-Nov-98	  	Granted	  	261062	  	3-Mar-04
							
	Wind Power Plant	  	Denmark	  	98954052.1	  	3-Nov-98	  	Granted	  	1029176	  	3-Mar-04
							
	Wind Power Plant	  	France	  	98954052.1	  	3-Nov-98	  	Granted	  	1029176	  	3-Mar-04
							
	Wind Power Plant	  	Germany	  	98954052.1	  	3-Nov-98	  	Granted	  	9810927.7	  	3-Mar-04
							
	Wind Power Plant	  	Italy	  	98954052.1	  	3-Nov-98	  	Granted	  	1029176	  	3-Mar-04
							
	Wind Power Plant	  	Spain	  	98954052.1	  	3-Nov-98	  	Granted	  	2214745	  	3-Mar-04
							
	Wind Power Plant	  	United Kingdom	  	98954052.1	  	3-Nov-98	  	Granted	  	1029176	  	3-Mar-04
							
	Wind Power Plant	  	USA	  	09/530751	  	3-Nov-98	  	Granted	  	6428274	  	6-Aug-02









													
	 Title
	  	 Country
	  	 Application No.
	  	 Application Date
	  	 Status
	  	 Grant No.
	  	 Grant Date

	Adaptor For Fastening Of Rotor Blades Of A Wind Power Plant To A Rotor Hub And Wind Power Plant With Such Adaptor	  	Germany	  	202005007450	  	11-May-05	  	Granted	  	202005007450U1	  	14-Jul-05
							
	Power Train Of A Wind Power Plant	  	Australia	  	2005266829	  	1-Aug-05	  	Granted	  	2005266829	  	10-Mar-11
							
	Power Train Of A Wind Power Plant	  	Austria	  	2004/1319	  	30-Jul-04	  	Published	  		  	
							
	Power Train Of A Wind Power Plant	  	Brazil	  	PI0512646-0	  	1-Aug-05	  	Pending	  		  	
							
	Power Train Of A Wind Power Plant	  	Canada	  	CA2575095	  	1-Aug-05	  	Granted	  	CA2575095	  	18-Jan-11
							
	Power Train Of A Wind Power Plant	  	China (PRC)	  	200580025839	  	1-Aug-05	  	Allowed	  	200580025839	  	29-Feb-12
							
	Power Train Of A Wind Power Plant	  	India	  	454/KOLNP/2007	  	1-Aug-05	  	Pending	  		  	
							
	Power Train Of A Wind Power Plant	  	Korea (ROK)	  	10-2007-7003204	  	1-Aug-05	  	Pending	  		  	
							
	Power Train Of A Wind Power Plant	  	USA	  	11/658325	  	1-Aug-05	  	Granted	  	7560824	  	14-Jul-09
							
	Power Train Of A Wind Power Plant	  	USA	  	12/482912	  	11-Jun-09	  	Granted	  	7816798	  	19-Oct-10
							
	Method And Device For Braking The Rotor Of A Wind Energy Plant	  	Australia	  	2006225057	  	18-Mar-05	  	Granted	  	2006225057	  	15-Mar-12
							
	Method And Device For Braking The Rotor Of A Wind Energy Plant	  	Austria	  	2005/468	  	18-Mar-05	  	Granted	  	500843	  	15-Apr-06
							
	Method And Device For Braking The Rotor Of A Wind Energy Plant	  	Brazil	  	PI0608534-2	  	18-Sep-07	  	Pending	  		  	









													
	 Title
	  	 Country
	  	 Application No.
	  	 Application Date
	  	 Status
	  	 Grant No.
	  	 Grant Date

	Method And Device For Braking The Rotor Of A Wind Energy Plant	  	Canada	  	2601675	  	9-Mar-06	  	Granted	  	2601675	  	21-Sep-10
							
	Method And Device For Braking The Rotor Of A Wind Energy Plant	  	China (PRC)	  	200680008824.7	  	18-Sep-07	  	Published	  		  	
							
	Method And Device For Braking The Rotor Of A Wind Energy Plant	  	European Patent Convention	  	6704743.1	  	9-Mar-06	  	Granted	  	1866543	  	16-May-12
							
	Method And Device For Braking The Rotor Of A Wind Energy Plant	  	France	  	6704743.1	  	9-Mar-06	  	Granted	  	1866543	  	16-May-12
							
	Method And Device For Braking The Rotor Of A Wind Energy Plant	  	Germany	  	6704743.1	  	9-Mar-06	  	Granted	  	1866543	  	16-May-12
							
	Method And Device For Braking The Rotor Of A Wind Energy Plant	  	United Kingdom	  	6704743.1	  	9-Mar-06	  	Granted	  	1866543	  	16-May-12
							
	Method And Device For Braking The Rotor Of A Wind Energy Plant	  	European Patent Convention	  	8015451.1	  	9-Mar-06	  	Published	  		  	
							
	Method And Device For Braking The Rotor Of A Wind Energy Plant	  	India	  	3731/KOLNP/2007	  	3-Oct-07	  	Pending	  		  	
							
	Method And Device For Braking The Rotor Of A Wind Energy Plant	  	Japan	  	JP20080501103T	  	9-Mar-06	  	Granted	  	4953469	  	23-Mar-12
							
	Method And Device For Braking The Rotor Of A Wind Energy Plant	  	Korea (ROK)	  	10-2007-7023734	  	18-Mar-05	  	Granted	  	961732	  	28-May-10









													
	 Title
	  	 Country
	  	 Application No.
	  	 Application Date
	  	 Status
	  	 Grant No.
	  	 Grant Date

	Method And Device For Braking The Rotor Of A Wind Energy Plant	  	Mexico	  	MX/a/2007/011442	  	9-Mar-06	  	Granted	  	276928	  	25-Jun-10
							
	Method And Device For Braking The Rotor Of A Wind Energy Plant	  	USA	  	11/908570	  	13-Sep-07	  	Published	  		  	
							
	Differential Gear Of A Wind Power Plant And Method For Changing Or Switching The Range Of Capacity Of This Differential Gear	  	Australia	  	PCT/AT2007/000498	  	5-Nov-07	  	Granted	  	2007324315	  	25-Jan-12
							
	Differential Gear Of A Wind Power Plant And Method For Changing Or Switching The Range Of Capacity Of This Differential Gear	  	Austria	  	2006/1929	  	21-Nov-06	  	Granted	  	504395	  	15-May-09
							
	Differential Gear Of A Wind Power Plant And Method For Changing Or Switching The Range Of Capacity Of This Differential Gear	  	Brazil	  	PI10721387-5	  	21-May-09	  	Pending	  		  	
							
	Differential Gear Of A Wind Power Plant And Method For Changing Or Switching The Range Of Capacity Of This Differential Gear	  	Canada	  	2670013	  	5-Nov-07	  	Pending	  		  	
							
	Differential Gear Of A Wind Power Plant And Method For Changing Or Switching The Range Of Capacity Of This Differential Gear	  	China (PRC)	  	200780043122.7	  	21-May-09	  	Published	  		  	
							
	Differential Gear Of A Wind Power Plant And Method For Changing Or Switching The Range Of Capacity Of This Differential Gear	  	European Patent Convention	  	7815165.1	  	3-Jun-09	  	Published	  		  	
							
	Differential Gear Of A Wind Power Plant And Method For Changing Or Switching The Range Of Capacity Of This Differential Gear	  	India	  	3975/DELNP/2009	  	17-Jun-09	  	Pending	  		  	









													
	 Title
	  	Country	 	Application No.	  	Application Date	  	Status	  	Grant No.	  	Grant Date
	Differential Gear Of A Wind Power Plant And Method For Changing Or Switching The Range Of Capacity Of This Differential Gear	  	Japan	 	2009-537439	  	21-May-09	  	Published	  		  	
							
	Differential Gear Of A Wind Power Plant And Method For Changing Or Switching The Range Of Capacity Of This Differential Gear	  	Korea (ROK)	 	10-2009-7012798	  	19-Jun-09	  	Pending	  		  	
							
	Differential Gear Of A Wind Power Plant And Method For Changing Or Switching The Range Of Capacity Of This Differential Gear	  	USA	 	12/515849	  	21-May-09	  	Allowed	  		  	
							
	Variable Ratio Gear	  	Australia	 	2009242395	  	18-Aug-10	  	Granted	  	2009242395	  	15-Dec-11
							
	Variable Ratio Gear	  	Brazil	 	PI0906228-9	  	28-Sep-10	  	Pending	  		  	
							
	Variable Ratio Gear	  	Canada	 	2716899	  	24-Aug-10	  	Published	  		  	
							
	Variable Ratio Gear	  	China (PRC)	 	200980000139.3	  	31-Aug-09	  	Allowed	  		  	
							
	Variable Ratio Gear	  	European
Patent
Convention	 	8450047.9	  	31-Mar-08	  	Published	  		  	
							
	Variable Ratio Gear	  	India	 	3014/KOLNP/2010	  	16-Aug-10	  	Pending	  		  	
							
	Variable Ratio Gear	  	Korea (ROK)	 	10-2010-7024391	  	29-Oct-10	  	Pending	  		  	
							
	Variable Ratio Gear	  	Patent
Cooperation
Treaty	 	PCT/EP2009/051011	  	29-Jan-09	  	Published	  		  	









													
	 Title
	  	 Country
	  	 Application No.
	  	 Application Date
	  	 Status
	  	 Grant No.
	  	 Grant Date

	Variable Ratio Gear	  	USA	  	12/527304	  	14-Aug-09	  	Granted	  	7993240	  	9-Aug-11
							
	Control System For Wind Energy Converters	  	Australia	  	2009231247	  	11-Aug-10	  	Allowed	  		  	
							
	Control System For Wind Energy Converters	  	Brazil	  	PI0907068-0	  	23-Sep-10	  	Pending	  		  	
							
	Control System For Wind Energy Converters	  	Canada	  	2714145	  	4-Aug-10	  	Published	  		  	
							
	Control System For Wind Energy Converters	  	China (PRC)	  	200980000179.8	  	18-Sep-09	  	Published	  		  	
							
	Control System For Wind Energy Converters	  	European Patent Convention	  	8450046.1	  	31-Mar-08	  	Published	  		  	
							
	Control System For Wind Energy Converters	  	India	  	3113/KOLNP/2010	  	23-Aug-10	  	Pending	  		  	
							
	Control System For Wind Energy Converters	  	Korea (ROK)	  	10-2010-7024390	  	29-Oct-10	  	Pending	  		  	
							
	Control System For Wind Energy Converters	  	Patent Cooperation Treaty	  	PCT/EP2009/050968	  	29-Jan-09	  	Published	  		  	
							
	Control System For Wind Energy Converters	  	USA	  	12/528138	  	21-Aug-09	  	Granted	  	8154143	  	10-Apr-12
							
	Development Of A New Tower Cabling	  	China (PRC)	  	200980000200.4	  	25-Sep-09	  	Published	  		  	
							
	Development Of A New Tower Cabling	  	European Patent Convention	  	9718569.8	  	10-Sep-09	  	Published	  		  	









													
	 Title
	  	 Country
	  	 Application No.
	  	 Application Date
	  	 Status
	  	 Grant No.
	  	 Grant Date

	Development Of A New Tower Cabling	  	Patent Cooperation Treaty	  	PCT/EP2009/053454	  	24-Mar-09	  	Published	  		  	
							
	Development Of A New Tower Cabling	  	USA	  	12/528504	  	25-Aug-09	  	Published	  		  	
							
	Method For Operating A Wind Energy Converter, Control Device For A Wind Energy Converter, And Wind Energy Converter	  	China (PRC)	  	200980000186.8	  	22-Sep-09	  	Published	  		  	
							
	Method For Operating A Wind Energy Converter, Control Device For A Wind Energy Converter, And Wind Energy Converter	  	European Patent Convention	  	9716196.2	  	2-Sep-09	  	Published	  		  	
							
	Method For Operating A Wind Energy Converter, Control Device For A Wind Energy Converter, And Wind Energy Converter	  	Patent Cooperation Treaty	  	PCT/EP2009/053302	  	20-Mar-09	  	Published	  		  	
							
	Method For Operating A Wind Energy Converter, Control Device For A Wind Energy Converter, And Wind Energy Converter	  	USA	  	12/527952	  	20-Aug-09	  	Published	  		  	
							
	Generator, Nacelle, And Mounting Method Of A Nacelle Of A Wind Energy Converter	  	Australia	  	2009337789	  	12-Aug-11	  	Pending	  		  	
							
	Generator, Nacelle, And Mounting Method Of A Nacelle Of A Wind Energy Converter	  	Brazil	  	18110026917 (temp)	  	14-Jul-11	  	Pending	  		  	
							
	Generator, Nacelle, And Mounting Method Of A Nacelle Of A Wind Energy Converter	  	China (PRC)	  	200980100023.7	  	27-Jan-10	  	Published	  		  	









													
	 Title
	  	 Country
	  	 Application No.
	  	 Application Date
	  	 Status
	  	 Grant No.
	  	 Grant Date

	Generator, Nacelle, And Mounting Method Of A Nacelle Of A Wind Energy Converter	  	European Patent Convention	  	9716195.4	  	9-Sep-09	  	Granted	  	2232060	  	24-Aug-11
							
	Generator, Nacelle, And Mounting Method Of A Nacelle Of A Wind Energy Converter	  	Italy	  	9716195.4	  	9-Sep-09	  	Granted	  	2232060	  	24-Aug-11
							
	Generator, Nacelle, And Mounting Method Of A Nacelle Of A Wind Energy Converter	  	Spain	  	9716195.4	  	9-Sep-09	  	Granted	  	2232060	  	24-Aug-11
							
	Generator, Nacelle, And Mounting Method Of A Nacelle Of A Wind Energy Converter	  	United Kingdom	  	9716195.4	  	9-Sep-09	  	Granted	  	2232060	  	24-Aug-11
							
	Generator, Nacelle, And Mounting Method Of A Nacelle Of A Wind Energy Converter	  	France	  	9716195.4	  	9-Sep-09	  	Granted	  	2232060	  	24-Aug-11
							
	Generator, Nacelle, And Mounting Method Of A Nacelle Of A Wind Energy Converter	  	Germany	  	9716195.4	  	9-Sep-09	  	Granted	  	2232060	  	24-Aug-11
							
	Generator, Nacelle, And Mounting Method Of A Nacelle Of A Wind Energy Converter	  	India	  	6094/DELNP/2011	  	10-Aug-11	  	Pending	  		  	
							
	Generator, Nacelle, And Mounting Method Of A Nacelle Of A Wind Energy Converter	  	Korea (ROK)	  	10-2011-7018472	  	8-Aug-11	  	Pending	  		  	
							
	Generator, Nacelle, And Mounting Method Of A Nacelle Of A Wind Energy Converter	  	USA	  	12/528140	  	21-Aug-09	  	Granted	  	7944077	  	17-May-11
							
	Foundation Fixing Unit, Wind Energy Converter, And Method For Fixing A Tower Of A Wind Energy Converter Onto A Foundation	  	European Patent Convention	  	9744669.4	  	14-Apr-10	  	Published	  		  	









													
	 Title
	  	Country	 	Application No.	  	Application Date	  	Status	  	Grant No.	  	Grant Date
	Foundation Fixing Unit, Wind Energy Converter, And Method For Fixing A Tower Of A Wind Energy Converter Onto A Foundation	  	Patent
Cooperation
Treaty	 	PCT/EP2009/063919	  	22-Oct-09	  	Published	  		  	
							
	Foundation Fixing Unit, Wind Energy Converter, And Method For Fixing A Tower Of A Wind Energy Converter Onto A Foundation	  	USA	 	12/921184	  	7-Sep-10	  	Pending	  		  	
							
	Retro-Fitting A Wind Energy Converter	  	Patent
Cooperation
Treaty	 	PCT/IB2011/051067	  	14-Mar-11	  	Published	  		  	
							
	Retro-Fitting A Wind Energy Converter	  	USA	 	12/751448	  	31-Mar-10	  	Allowed	  		  	
							
	Device For Adjustment Of A Rotor Blade, Wind Energy Converter, And Method For Adjusting A Rotor Blade	  	China (PRC)	 	200980100756.0	  	20-Apr-10	  	Published	  		  	
							
	Device For Adjustment Of A Rotor Blade, Wind Energy Converter, And Method For Adjusting A Rotor Blade	  	European
Patent
Convention	 	9755879.5	  	14-Apr-10	  	Published	  		  	
							
	Device For Adjustment Of A Rotor Blade, Wind Energy Converter, And Method For Adjusting A Rotor Blade	  	Patent
Cooperation
Treaty	 	PCT/EP2009/064999	  	11-Nov-09	  	Published	  		  	
							
	Device For Adjustment Of A Rotor Blade, Wind Energy Converter, And Method For Adjusting A Rotor Blade	  	Brazil	 	PI112012010966	  	09-May-12	  	Pending	  		  	
							
	Device For Adjustment Of A Rotor Blade, Wind Energy Converter, And Method For Adjusting A Rotor Blade	  	India	 	4255/DELNP/2012	  	15-May-12	  	Pending	  		  	









													
	 Title
	  	Country	 	Application No.	  	Application Date	  	Status	  	Grant No.	  	Grant Date
	Device For Adjustment Of A Rotor Blade, Wind Energy Converter, And Method For Adjusting A Rotor Blade	  	USA	 	12/680999	  	31-Mar-10	  	Granted	  	8172532	  	8-May-12
							
	Generator, Nacelle, And Mounting Method Of A Nacelle Of A Wind Energy Converter	  	China (PRC)	 	200980100993.7	  	14-May-10	  	Published	  		  	
							
	Generator, Nacelle, And Mounting Method Of A Nacelle Of A Wind Energy Converter	  	European
Patent
Convention	 	9782974.1	  	20-Apr-10	  	Published	  		  	
							
	Generator, Nacelle, And Mounting Method Of A Nacelle Of A Wind Energy Converter	  	Patent
Cooperation
Treaty	 	PCT/EP2009/061879	  	14-Sep-09	  	Published	  		  	
							
	Generator, Nacelle, And Mounting Method Of A Nacelle Of A Wind Energy Converter	  	USA	 	12/682818	  	13-Apr-10	  	Granted	  	8154146	  	10-Apr-12
							
	Wind Turbine Tower And Method Of Fabricating A Wind Turbine Tower	  	Patent
Cooperation
Treaty	 	PCT/EP2011/054847	  	29-Mar-11	  	Pending	  		  	
							
	Dual-Generator Arrangement For A Wind Power Plant	  	Patent
Cooperation
Treaty	 	PCT/US11/30477	  	30-Mar-11	  	Pending	  		  	
							
	Dynamic Braking And Low Voltage Ride Through	  	Patent
Cooperation
Treaty	 	PCT/US11/30440	  	30-Mar-11	  	Pending	  		  	









													
	 Title
	  	Country	  	Application No.	  	Application Date	  	Status	  	Grant No.	  	Grant Date
	Offshore Foundation Structure For Wind Turbines, Corresponding Hull Structure For Offshore Foundation Structures, And Method Of Forming An Offshore Foundation Structure For Wind
Turbines	  	Patent
Cooperation
Treaty	  	PCT/EP2011/054844	  	29-Mar-11	  	Pending	  		  	
							
	Bearing Arrangement, Wind Energy Converter, Method For Manufacturing A Wind Energy Converter And Apparatus For Accomplishing The Method	  	Patent
Cooperation
Treaty	  	PCT/EP2011/054953	  	30-Mar-11	  	Pending	  		  	
							
	Constant Turning Resistance Bearing	  	Patent
Cooperation
Treaty	  	PCT/IB2011/055674	  	14-Dec-11	  	Pending	  		  	
							
	WEC Components Made Of UHPC (Ultra High Performance Concrete)	  	Patent
Cooperation
Treaty	  	PCT/IB2012050251	  	18-Jan-12	  	Pending	  		  	
							
	LVRT Retrofits For SCIG Wind Turbines Based On Passive Rectifier And Self Excitation	  	Patent
Cooperation
Treaty	  	US2011045825	  	29-Jul-11	  	Pending	  		  	








 TRADEMARKS 

 

													
	 Trademark
	  	Country	 	App. Date	  	App. No.	  	Reg. Date	  	Reg. No.	  	Status
	D-VAR	  	Argentina	 	21-Jul-2009	  	2930622	  	07-May-2010	  	2364642	  	Registered
							
	D-VAR	  	Australia	 		  	1318569	  	24-Jun-2009	  	IR1009501	  	Registered
							
	D-VAR	  	Brazil	 	20-Jul-2009	  	830351124	  		  		  	Allowed
							
	D-VAR	  	Canada	 	07-Jul-2009	  	1443953	  	22-Jun-2010	  	770457	  	Registered
							
	D-VAR	  	Chile	 	08-Jul-2009	  	868720	  	25-Mar-2010	  	877947	  	Registered
							
	D-VAR	  	China (PRC)	 	10-Nov-2006	  	5715065	  	21-Feb-2011	  	571065	  	Registered
							
	D-VAR	  	European Patent Convention	 	24-Jun-2009	  	IR1009501	  	24-Jun-2009	  	IR1009501	  	Registered
							
	D-VAR	  	India	 	30-Jun-2009	  	1834964	  	18-Feb-2012	  	1834964	  	Registered
							
	D-VAR	  	Korea (ROK)	 	24-Jun-2009	  	1009501	  		  		  	Published
							
	D-VAR	  	Mexico	 	23-Jul-2009	  	1020990	  		  		  	Pending
							
	D-VAR	  	New Zealand	 	25-Jun-2009	  	808502	  	25-Jun-2009	  	808502	  	Registered
							
	D-VAR	  	Patent Cooperation Treaty	 	24-Jun-2009	  	IR1009501	  	30-Jun-2009	  	IR1009501	  	Registered
							
	D-VAR	  	USA	 	18-Jan-2001	  	76/195690	  	15-Jul-2003	  	2737801	  	Registered
							
	PQ-IVR	  	China (PRC)	 	10-Nov-2006	  	5715066	  	09-Jul-2009	  	5715066	  	Registered









													
	 Trademark
	  	Country	 	App. Date	  	App. No.	  	Reg. Date	  	Reg. No.	  	Status
	PQ-IVR	  	United States Of America	 	03-Apr-2003	  	76/503811	  	10-Jul-2007	  	3261435	  	Registered
							
	American Superconductor SWIRL Logo	  	China (PRC)	 	20-Jun-2008	  	6795368	  	14-Sept-2010	  	6795368	  	Registered
							
	American Superconductor SWIRL Logo	  	China (PRC)	 	20-Jun-2008	  	6795367	  	28-Oct-2010	  	6795367	  	Registered
							
	American Superconductor SWIRL Logo	  	Mexico	 	24-Nov-2010	  	1137045	  	21-Feb-2011	  	1202771	  	Registered
							
	American Superconductor SWIRL Logo	  	United States Of America	 	17-May-2004	  	78/419611	  	04-Jul-2006	  	3111182	  	Registered
							
	American Superconductor	  	United States Of America	 	17-May-2004	  	78/419599	  	01-Aug-2006	  	3122641	  	Registered
							
	AMSC	  	Argentina	 	22-Oct-2007	  	2708757	  	22-Oct-2008	  	2254370	  	Registered
							
	AMSC	  	Australia	 	21-Sep-2007	  	948158	  	21-Sep-2007	  	1220736	  	Registered
							
	AMSC	  	Brazil	 	28-Sep-2007	  	829393803	  		  		  	Pending
							
	AMSC	  	Canada	 	17-Oct-2007	  	1367815	  		  		  	Allowed
							
	AMSC	  	Chile	 	24-Oct-2007	  	793150	  	03-Oct-2008	  	829311	  	Registered
							
	AMSC	  	China (PRC)	 	10-Nov-2006	  	5715070	  	07-Aug-2009	  	5715070	  	Registered
							
	AMSC	  	China (PRC)	 	10-Nov-2006	  	5715069	  	07-Jun-2010	  	5715069	  	Registered
							
	AMSC	  	European Patent Convention	 	21-Sept-2007	  	IR948158	  	21-Sep-2007	  	IR948158	  	Registered
							
	AMSC	  	India	 	24-Sep-2007	  	1605078	  		  		  	Pending
							
	AMSC	  	Korea, Republic of	 	21-Sep-2007	  	IR948158	  	21-Sep-2007	  	IR948158	  	Registered
							
	AMSC	  	Mexico	 	09-Nov-2007	  	894828	  	30-Nov-2007	  	1016429	  	Registered
							
	AMSC	  	New Zealand	 	20-Sep-2007	  	776256	  	20-Mar-2008	  	776256	  	Registered
							
	AMSC	  	Patent Cooperation Treaty	 	24-Sep-2007	  	1605078	  	21-Sep-2007	  	IR948158	  	Registered
							
	AMSC	  	United States Of America	 	11-Jun-2004	  	78/433607	  	03-Mar-2009	  	3584523	  	Registered
							
	Windtec & Design/logo	  	Argentina	 	03-Sep-2007	  	2769962	  	09-Sep-2018	  	2247391	  	Allowed









													
	 Trademark
	  	 Country
	  	 App. Date
	  	 App. No.
	  	 Reg. Date
	  	 Reg. No.
	  	 Status

	 Windtec & Design/logo
	  	Australia	  	10-Sep-2007	  	1198069	  	10-Sep-2017	  	1198069	  	Registered
							
	 Windtec & Design/logo
	  	Brazil	  	24-Aug-2007	  	829322361	  		  	804644	  	Pending
							
	 Windtec & Design/logo
	  	Canada	  	15-Aug-2007	  	1359857	  	18-Aug-2026	  	825280	  	Registered
							
	 Windtec & Design/logo
	  	Chile	  	29-Aug-2007	  	786700	  	22-Aug-2018	  	6294924	  	Registered
							
	 Windtec & Design/logo
	  	China (PRC)	  	25-Sep-2007	  	6294924	  	27-Aug-2020	  	6294925	  	Registered
							
	 Windtec & Design/logo
	  	China (PRC)	  	25-Sep-2007	  	6294925	  	27-Feb-2020	  	6294926	  	Registered
							
	 Windtec & Design/logo
	  	China (PRC)	  	25-Sep-2007	  	6294926	  		  	9294927	  	Registered
							
	 Windtec & Design/logo
	  	China (PRC)	  	25-Sep-2007	  	6294927	  	25-Sep-2020	  	006298491	  	Registered
							
	 Windtec & Design/logo
	  	 European Patent
 Convention
	  	03-Sep-2007	  	006298491	  	03-Sep-2017	  		  	Registered
							
	 Windtec & Design/logo
	  	India	  	20-Aug-2007	  	1592075	  		  		  	Published
							
	 Windtec & Design/logo
	  	Japan	  	17-Aug-2007	  	2007089437	  	26-Mar-2020	  	5311739	  	Registered
							
	 Windtec & Design/logo
	  	Korea, Republic of	  	22-Aug-2007	  	20073638	  	14-Nov-2018	  	25373	  	Registered
							
	 Windtec & Design/logo
	  	Mexico	  	16-Aug-2007	  	974377	  	14-Nov-2018	  	1106623	  	Registered
							
	 Windtec & Design/logo
	  	New Zealand	  	10-Aug-2007	  	77375	  	10-Aug-2017	  	773725	  	Registered
							
	 Windtec & Design/logo
	  	United States Of America	  	09-Aug-2007	  	77/25859	  	12-Nov-2011	  		  	Allowed
							
	American Superconductor & Swirl logo	  	Argentina	  	28-Jul-2009	  	2932531	  	07-May-2010	  	2366391	  	Registered
							
	American Superconductor & Swirl logo	  	Australia	  	30-Jun-2009	  	1318595	  	30-Jun-2009	  	IR1009600	  	Registered
							
	American Superconductor & Swirl logo	  	Brazil	  	20-Jul-2009	  	830351132	  		  		  	Published
							
	American Superconductor & Swirl logo	  	Canada	  	07-Jul-2009	  	1443954	  	05-Jul-2010	  	771176	  	Registered
							
	American Superconductor & Swirl logo	  	Chile	  	30-Jun-2009	  	869135	  	08-Jul-2011	  	924065	  	Registered
							
	American Superconductor & Swirl logo	  	China (PRC)	  	10-Nov-2006	  	5715056	  	07-Mar-2011	  	5715056	  	Registered









													
	 Trademark
	  	 Country
	  	 App. Date
	  	 App. No.
	  	 Reg. Date
	  	 Reg. No.
	  	 Status

	American Superconductor & Swirl logo	  	China (PRC)	  	10-Nov-2006	  	5715055	  	07-Mar-2011	  	5715055	  	Registered
							
	American Superconductor & Swirl logo	  	European Patent Convention	  	30-Jun-2009	  	IR1009600	  	30-Jun-2009	  	IR1009600	  	Registered
							
	American Superconductor & Swirl logo	  	India	  	20-Jul-2009	  	1841667	  		  		  	Pending
							
	American Superconductor & Swirl logo	  	Korea, Republic of	  	30-Jun-2009	  	IR1009600	  	30-Jun-2009	  	IR1009600	  	Registered
							
	American Superconductor & Swirl logo	  	New Zealand	  	26-Jun-2009	  	808589	  	11-Feb-2010	  	808589	  	Registered
							
	American Superconductor & Swirl logo	  	Patent Cooperation Treaty	  	30-Jun-2009	  	IR1009600	  	30-Jun-2009	  	IR1009600	  	Registered
							
	American Superconductor & Swirl logo	  	United States Of America	  	24-Jun-2009	  	77/766815	  	22-Jun-2010	  	3805786	  	Registered
							
	SeaTitan (text)	  	Australia	  	13-Jul-2010	  	IR1047301	  	13-Jul-2010	  	IR1047301	  	Registered
							
	SeaTitan (text)	  	Brazil	  	13-Jul-2010	  	830681906	  		  		  	Published
							
	SeaTitan (text)	  	Brazil	  	13-Jul-2010	  	830681892	  		  		  	Published
							
	SeaTitan (text)	  	Canada	  	05-Jul-2010	  	1487426	  		  		  	Allowed
							
	SeaTitan (text)	  	China (PRC)	  	13-Jul-2010	  	IR1047301	  	13-Jul-2010	  	IR1047301	  	Registered
							
	SeaTitan (text)	  	European Patent Convention	  	12-Jul-2010	  	009238321	  	24-Dec-2010	  	009238321	  	Registered
							
	SeaTitan (text)	  	India	  	07-Jul-2010	  	190393	  		  		  	Pending
							
	SeaTitan (text)	  	Japan	  	13-Jul-2010	  	IR1047301	  		  		  	Pending
							
	SeaTitan (text)	  	Korea, Republic of	  	13-Jul-2010	  	1047301	  	21-Jul-2010	  	1047301	  	Registered
							
	SeaTitan (text)	  	Patent Cooperation Treaty	  	13-Jul-2010	  	IR1047301	  	13-Jul-2010	  	IR1047301	  	Registered









													
	 Trademark
	  	 Country
	  	 App. Date
	  	 App. No.
	  	 Reg. Date
	  	 Reg. No.
	  	 Status

	SeaTitan (text)	  	United States Of America	  	14-Jan-2010	  	77911597	  		  		  	Allowed
							
	AMPERIUM (text)	  	Australia	  	08-Mar-2011	  	1419784	  	20-Oct-2011	  	IR1071446	  	Registered
							
	AMPERIUM (text)	  	Brazil	  	16-Mar-2011	  	830980130	  		  		  	Allowed
							
	AMPERIUM (text)	  	Canada	  	08-Mar-2011	  	1518200	  		  		  	Pending
							
	AMPERIUM (text)	  	China (PRC)	  	08-Mar-2011	  	IR1071446	  		  		  	Allowed
							
	AMPERIUM (text))	  	European Patent Convention	  	08-Mar-2011	  	IR1071446	  		  		  	Allowed
							
	AMPERIUM (text))	  	India	  	17-Mar-2011	  	217038	  		  		  	Pending
							
	AMPERIUM (text)	  	Japan	  	08-Mar-2011	  	IR1071446	  	08-Mar-2011	  	1071446	  	Registered
							
	AMPERIUM (text)	  	Korea, Republic of	  	08-Mar-2011	  	85132153	  	05-Jan-2012	  	1071446	  	Registered
							
	AMPERIUM (text)	  	Patent Cooperation Treaty	  	08-Mar-2011	  	IR1071446	  	08-Mar-2011	  	IR1071446	  	Registered
							
	AMPERIUM (text)	  	United States of America	  	07-Sep-2010	  	85/132153	  	10-Jan-2012	  	4084725	  	Registered
							
	American Superconductor in CN characters with English text below line	  	China (PRC)	  	01-Apr-2011	  	9290983	  		  		  	Pending
							
	American Superconductor in CN characters with English text below line	  	China (PRC)	  	01-Apr-2011	  	9290982	  		  		  	Pending
							
	AMSC & Swirl in tear drop	  	United States of America	  	12-Oct-2011	  	85/445162	  		  		  	Pending
							
	Smarter, Cleaner Better Energy (tagline)	  	United States of America	  	25-Jan-2010	  	85524908	  		  		  	Pending








 SOFTWARE LICENSES 

 

											
	 Product
	  	 Software Name
	  	 Component
	  	Platform / HW
controller	  	SubComponent	  	 Description

	D-VAR	  	PM2000 DSPA	  	Power Module Enclosure (PME)	  	Inverter control
card	  	PM2000 converter	  	Software controls the inverter half of a PM2000 converter pair
						
	D-VAR	  	PM2000 DSPB	  	Power Module Enclosure (PME)	  	Inverter control
card	  	PM2000 converter	  	Software controls the inverter half of a PM2000 converter pair
						
	D-VAR	  	PME-Controller	  	Power Module Enclosure (PME)	  	PC104	  		  	Software controls the PME cabinet and interfaces between the MCB and the inverters
						
	D-VAR	  	DAS	  	Data Acquisition System in Master Control Enclosure (MCE)	  	PC104	  		  	Software gathers and records data from all the components in the system to a hard drive
						
	D-VAR	  	MCB-controller	  	Master Control Board in the Master Control Enclosure (MCE)	  	PC104	  		  	This unique software is the brains of a DVAR
						
	D-VAR	  	Human Machine Interface (HMI)	  	Windows Laptop in control room	  	Windows GUI	  		  	Application allows customer to interface with the DVAR
						
	D-VAR	  	 Full Conversion Turbine-Line Side - DSP A

(FC-LSA)
	  	PMx000 Converter	  	PM control card	  		  	Software that runs on the Line-side DSP A, for full conversion turbines
						
	D-VAR	  	 Full Conversion Turbine-Line Side - DSP B

(FC-LSB)
	  	PMx000 Converter	  	PM control card	  		  	Software that runs on the Line-side DSP B, for full conversion turbines
						
	D-VAR	  	 Full Conversion Turbine-Generator Side - DSP A

(FC-GSA)
	  	PMx000 Converter	  	PM control card	  		  	For full conversion turbines, this is the software that runs on Generator-side DSP ASoftware that runs on the Generator-side DSP A, for full conversion turbines
						
	D-VAR	  	 Full Conversion Turbine-
 Generator Side - DSP B (FC-GSB)
	  	PMx000 Converter	  	PM control card	  		  	Software that runs on the Generator-side DSP B, for full conversion turbines
						
	D-VAR	  	 Doubly Fed Turbine-Line Side - DSP A

(FC-LSA)
	  	PMx000 Converter	  	PM control card	  		  	Software that runs on Line-side DSP A, for Doubly Fed turbines
						
	D-VAR	  	 Doubly Fed Turbine-Line Side - DSP B

(FC-LSB)
	  	PMx000 Converter	  	PM control card	  		  	Software that runs on Line-side DSP B, for Doubly Fed turbines









											
						
	D-VAR	  	Doubly Fed Turbine-Generator Side - DSP A (FC-GSA)	  	PMx000 Converter	  	PM control card	  		  	Software that runs on Generator-side DSP A, for Doubly Fed turbines
						
	D-VAR	  	Doubly Fed Turbine-Generator Side - DSP B (FC-GSB)	  	PMx000 Converter	  	PM control card	  		  	Software that runs on Generator-side DSP B, for Doubly Fed turbines
						
	D-VAR	  	Software Developers Kit (SDK)	  	PMx000 Converter	  	PM control card	  		  	Software sold to small organizations (schools etc.) for prototyping a PM converter in their application
						
	D-VAR	  	DVAR-RT DSP A	  	PMx000 Converter	  	PM control card	  		  	Software runs on the DSP A of the PM converter, used in the DVAR-RT project
						
	D-VAR	  	DVAR-RT DSP B	  	PMx000 Converter	  	PM control card	  		  	Software runs on the DSP B of the PM converter, used in the DVAR-RT project
						
	D-VAR	  	WIND-RT	  	PMx000 Converter	  	Next Gen Control Card (NGCC)	  		  	Software for the new NGCC








 EXHIBIT E 
 BORROWER’S DEPOSIT ACCOUNTS AND INVESTMENT ACCOUNTS 
  

									
	 Bank Name
	  	 Account Number
	  	 Branch Address
	  	Entity’s Name on
Account	  	 Description of purpose of
account

	Silicon Valley Bank	  	 1.       3300415781

2.       3300864510

3.       3300824400 - SVBSP000609

4.       3300824320 - SVBSP000437

5.       3300824335 - SVBSP000564

6.       3300824354 - SVBSP000588

7.       3300824369 - SVBSP000589

8.       3300824373 - SVBSP000609
	  	 275 Grove Street
 Newton, MA
02462
 617-630-4120
	  	American
Superconductor
Corporation	  	 1.       Operating

2.       Cash Collateral/ Money Market

3.       Cash Collateral/ Money Market

4.       Cash Collateral/ Money Market

5.       Cash Collateral/ Money Market

6.       Cash Collateral/ Money Market

7.       Cash Collateral/ Money Market

8.       Cash Collateral/ Money Market

					
	Barclays Capital Inc.	  	 9.       834-54776

10.     834-60878
	  	 125 High St
 16th
floor
 Boston, MA 02110

617-342-4187
	  	American
Superconductor
Corporation	  	 9.       Cash/Liquidity

10.     Investment

					
	Bank of America	  	 11.     000057196818

12.     002220016772

13.     5A2-01F09-1-5 QBR

14.     002220017079
	  	 100 Federal Street

MA5-100-08-12
 Boston, MA 02110

617-434-0202
	  	American
Superconductor
Corporation	  	 11.     MA Operating

12.     MA Positive Pay

13.     Money Market

14.     WI Positive Pay

					
	Bank of America	  	 15.     004602291543
	  	 100 Federal Street

MA5-100-08-12
 Boston, MA 02110

617-434-0202
	  	Superconductivity,
Inc.	  	 15.     WI Operating

					
	Bank of America	  	 16.     004634431407
	  	 100 Federal Street

MA5-100-08-12
 Boston, MA 02110

617-434-0202
	  	AMSC Wisconsin
Wind LLC	  	 16.     Operating

					
	HSBC Bank USA	  	 17.     005557704
	  	 125 High Street
 Oliver
Tower
 Floor 16
 Boston, MA
02110
 617-292-8485
	  	American
Superconductor
Corporation	  	 17.     Cash Collateral









 EXHIBIT F 
 COMPLIANCE CERTIFICATE 
 Hercules Technology Growth Capital, Inc. 

400 Hamilton Avenue, Suite 310 
 Palo Alto, CA
94301 
 Reference is made to that certain Loan and Security Agreement dated as of June     , 2012 and all
ancillary documents entered into in connection with such Loan and Security Agreement all as may be amended from time to time, (hereinafter referred to collectively as the “Loan Agreement”) between Hercules Technology Growth Capital, Inc.
(“Hercules”) as Lender and AMERICAN SUPERCONDUCTOR CORPORATION (the “Company”) as Borrower. All capitalized terms not defined herein shall have the same meaning as defined in the Loan Agreement. 

The undersigned is an Officer of the Company, knowledgeable of all Company financial matters, and is duly authorized, in his capacity as
an Officer and not in his individual capacity, to provide certification of information regarding the Company; hereby certifies that in accordance with the terms and conditions of the Loan Agreement, the Company is in compliance for the period ending
                    of all covenants, conditions and terms and hereby reaffirms that all representations and warranties contained therein are true
and correct on and as of the date of this Compliance Certificate with the same effect as though made on and as of such date, except to the extent such representations and warranties expressly relate to an earlier date, after giving effect in all
cases to any standard(s) of materiality contained in the Loan Agreement as to such representations and warranties. Attached are the required documents supporting the above certification. The undersigned further certifies that these are prepared in
accordance with GAAP (except for the absence of footnotes with respect to unaudited financial statement and subject to normal year end adjustments) and are consistent from one period to the next except as explained below. 

 

					
	REPORTING REQUIREMENT	  	REQUIRED	  	CHECK IF
ATTACHED
			
	 Interim Financial Statements
	  	Monthly within 30 days	  	
			
	 Interim Financial Statements
	  	Quarterly within 45 days	  	
			
	 Audited Financial Statements
	  	FYE within 150 days	  	

  

			
	 Very Truly Yours,

	
	AMERICAN SUPERCONDUCTOR CORPORATION
		
	 By:
	 	  

	 Name:
	 	
	 Its:
	 	









 EXHIBIT G 
 FORM OF JOINDER AGREEMENT 
 This Joinder Agreement (the “Joinder
Agreement”) is made and dated as of [            ], 20[    ], and is entered into by and
between            ., a             corporation (“Subsidiary”), and HERCULES TECHNOLOGY GROWTH CAPITAL, INC., a
Maryland corporation, as a Lender. 
 RECITALS 
 A. Subsidiary’s Affiliate, AMERICAN SUPERCONDUCTOR CORPORATION (“Company”) [has entered/desires to enter] into that certain Loan and Security Agreement dated as of June
    , 2012, with Lender, as such agreement may be amended (the “Loan Agreement”), together with the other agreements executed and delivered in connection therewith; 

B. Subsidiary acknowledges and agrees that it will benefit both directly and indirectly from Company’s execution of the Loan
Agreement and the other agreements executed and delivered in connection therewith; 
 AGREEMENT 

NOW THEREFORE, Subsidiary and Lender agree as follows: 
  

	1.	The recitals set forth above are incorporated into and made part of this Joinder Agreement. Capitalized terms not defined herein shall have the meaning provided in the
Loan Agreement. 

  

	2.	By signing this Joinder Agreement, Subsidiary shall be bound by the terms and conditions of the Loan Agreement the same as if it were Borrower (as defined in the Loan
Agreement) under the Loan Agreement, mutatis mutandis, provided however, (a) that with respect to (i) Section 5.1 of the Loan Agreement, Subsidiary represents that it is an entity duly organized, legally existing and in good standing
under the laws of [            ], (b) that Lender shall have no duties, responsibilities or obligations to Subsidiary arising under or related to the Loan Agreement or the other
agreements executed and delivered in connection therewith, (c) that if Subsidiary is covered by Borrower’s insurance, Subsidiary shall not be required to maintain separate insurance or comply with the provisions of Section 6.4 of the
Loan Agreement, and (d) that as long as Borrower satisfies the requirements of Section 6.1 of the Loan Agreement, Subsidiary shall not have to provide Lender separate Financial Statements. Rather, to the extent that Lender has any duties,
responsibilities or obligations arising under or related to the Loan Agreement or the other agreements executed and delivered in connection therewith, those duties, responsibilities or obligations shall flow only to Company and not to Subsidiary or
any other person or entity. By way of example (and not an exclusive list): (a) Lender’s providing notice to Company in accordance with the Loan Agreement or as otherwise agreed between Company and Lender shall be deemed provided to
Subsidiary; (b) a Lender’s providing an Advance to Company shall be deemed an Advance to Subsidiary; and (c) Subsidiary shall have no right to request an Advance or make any other demand on Lender. 


[REMAINDER OF PAGE INTENTIONALLY LEFT BLANK] 







 [SIGNATURE PAGE TO JOINDER AGREEMENT] 

SUBSIDIARY: 

                         
                                       .

  

					
		 	By:	 	
		 	Name:	 	
		 	Title:	 	
			
		 	Address:	 	
			
		 	Telephone:	 	  

		 	Facsimile:	 	  


 HERCULES TECHNOLOGY GROWTH CAPITAL, INC. 

 

					
		 	By:	 	  

		 	Name:	 	  

		 	Title:	 	  

		
		 	 Address: 400 Hamilton Ave., Suite 310
 Palo Alto, CA 94301
 Facsimile: 650-473-9194

Telephone: 650-289-3060









 EXHIBIT H 
 ACH DEBIT AUTHORIZATION AGREEMENT 
 Hercules Technology Growth Capital, Inc. 

400 Hamilton Avenue, Suite 310 
 Palo Alto, CA
94301 
 Re: Loan and Security Agreement dated as of June     , 2012 between AMERICAN SUPERCONDUCTOR
CORPORATION (“Borrower”) and Hercules Technology Growth Capital, Inc. (“Company”) (the “Agreement”) 
 In
connection with the above referenced Agreement, Borrower hereby authorizes the Company to initiate debit entries for the periodic payments due under the Agreement to Borrower’s account indicated below. Borrower authorizes the depository
institution named below to debit to such account. 
  

			
	DEPOSITORY NAME	 	BRANCH
		
	CITY	 	STATE AND ZIP CODE
		
	TRANSIT/ABA NUMBER	 	ACCOUNT NUMBER

 This authority will remain in full force and effect so long as any amounts are due under the Agreement. 

AMERICAN SUPERCONDUCTOR CORPORATION 
  

			
	By:	 	  

		
	Date:	 	








 Schedules to AMSC-Hercules Loan Agreement 

Schedule 1 
 Subsidiaries 
  

			
	 Name
	 	 Location of Formation/Incorporation

	AMSC Australia Pty Ltd (*)	 	Australia
	AMSC India Private Limited (*)	 	India
	AMSC Austria GmbH (*)	 	Austria
	AMSC Wisconsin Wind LLC (*)	 	Delaware
	AMSC United Kingdom Limited (*)	 	United Kingdom
	ASC Devens LLC (*)	 	Delaware
	ASC Securities Corp. (*)	 	Massachusetts
	NST Asset Holding Corporation (*)	 	Delaware
	Superconductivity, Inc. (*)	 	Delaware
	Suzhou AMSC Super Conductor Co., Ltd. (*)	 	China
	American Superconductor Europe LLC (*)	 	Delaware
	American Superconductor Europe GmbH (*)	 	Germany
	American Superconductor Korea Co., Ltd. (*)	 	South Korea
	American Superconductor Canada Limited (*)	 	Canada
	American Superconductor Singapore PTE. Ltd. (*)	 	Singapore
	American Superconductor Europe C.V. (*)	 	The Netherlands
	 American Superconductor Europe B.V.
 (wholly-owned subsidiary of American
 Superconductor Europe C.V. )
	 	The Netherlands

  

	*	Wholly owned subsidiary of Borrower. 








 Schedule 1A 

Existing Permitted Indebtedness 
  

	1.	Indebtedness evidenced by any 7% Senior Convertible Note, including all Senior Convertible Notes issued in exchange, transfer or replacement thereof, issued pursuant to
the Securities Purchase Agreement, dated as of April 4, 2012, by and between Borrower and each of the investors listed on the Schedule of Buyers attached thereto. 


 

	2.	Intercompany Loan Agreement, dated as of January 16, 2012, by and between Borrower and AMSC Austria GmbH. 


 

	3.	Confidential Settlement Agreement and Release, dated May 16, 2012, by and among Moog Unna GmbH, Borrower and Borrower’s wholly-owned Austrian subsidiary AMSC
Austria GmbH. 

  

	4.	Offer (Settlement Agreement) by and among KEB Antriebstechnik Austria GmbH, Borrower and Borrower’s wholly-owned Austrian subsidiary AMSC Austria GmbH.









 Schedule 1B 

Existing Permitted Investments 
  

	1.	Borrower holds 4,361,939 Common Units of Tres Amigas, LLC, a Delaware limited liability company. This ownership represents approximately 25% of the issued and
outstanding equity of Tres Amigas, LLC as of January 2012. 

  

	2.	Borrower, through its wholly-owned Austrian subsidiary, AMSC Austria GmbH, holds 100,000 Redeemable Ordinary Shares, each with a par value of £0.01, of Blade
Dynamics Limited, a company organized under the laws of England. This ownership represents approximately 25% of the issued and outstanding equity of Blade Dynamics Limited as of January 2012. 


 

	3.	Intercompany loan made by Borrower to its wholly-owned Chinese subsidiary, Suzhou AMSC Super Conductor Co., Ltd. 








 Schedule 1C 

Existing Permitted Liens 
  

			
	 Name of Holder of Lien/Encumbrance
	 	 Description of Property Encumbered

	GFC Leasing, a division of Gordon Flesch Co., Inc. (DE filing)	 	Image runners
		
	U.S. Bancorp (DE filing)	 	Certain equipment
		
	Electro Rent Corporation (DE filing)	 	Specific rented equipment (hi frequency transformers and related equipment)
		
	U.S. Bancorp (DE filing)	 	Certain equipment
		
	HSBC Bank USA, National Association (DE filing)	 	Deposit Account containing approximately $3,700,000 in cash to collateralize the Company’s letter of credit with HSBC
		
	Air Liquide Industrial U.S., LP (MA filing)	 	Specific equipment (liquid nitrogen storage vessel, vaporizer, and other related equipment)
		
	US Bancorp (MA filing)	 	Copiers
		
	Silicon Valley Bank	 	Money Market Account(s) containing approximately $16,000,000 in cash to collateralize the Company’s letter(s) of credit issued by Silicon Valley Bank








 Schedule 5.3 

Consents, Etc. 
 None. 







 Schedule 5.5 

Actions Before Governmental Authorities 
 Controversy with Sinovel Wind Group Co., Ltd. 
 Controversy with S & C Electric Company

 Controversy with Ghodawat Energy Pvt Ltd. 
 Controversy with SIP Shineful Technology Ltd. 
 Controversy with John J. Kenney, Jr. 

Controversies with respect to securities litigation disclosed in the Borrower’s filings with the United States Securities and Exchange Commission
made pursuant to the reporting requirements of the Securities Exchange Act of 1934, as amended (all of the foregoing filed prior to the date hereof, as each may have been amended, and all exhibits included therein and financial statements, notes and
schedules thereto and documents incorporated by reference therein) 
 Controversies arising out of or related to any adverse purchase commitment
described below:
 Adverse purchase commitments in excess of the Company’s estimated future demand from certain of its customers in China.








 Schedule 5.8 

Tax Matters 
 None. 







 Schedule 5.9 

Intellectual Property Claims 
 None. 







 Schedule 5.10 

Intellectual Property 
 None. 







 Schedule 5.11 

Borrower Products 
 None.