ICR Number XXXX.XX Plant ID: Enter Plant ID

OMB Control Number: XXXX-XXXX Plant Name: Enter Plant Name

Expiration Date: mm/dd/yyyy

Section Title Tab Name

Part I Instructions

Part I Section 1

Part I Section 2

Part I Section 3

Part I Section 4.1

Part I Section 4.2

Part I Section 5.1

 Financial Information

Steam Electric Generating Unit Operating Information Part I Section 5.2

Planned and Forced Outages and Annual Operating Cost Part I Section 5.3

Part I Comments Part I Comments

Ultimate Parent Economic and Financial Information

Basic Plant Economic and Financial Information

Basic Steam Electric Generating Unit Economic and 

Detailed Plant Financial Information

 Financial Information

Steam Electric Questionnaire 

Second FRN Version Draft

PART I - ECONOMIC AND FINANCIAL DATA

Part I Instructions

Primary Immediate Parent Firm Economic and 

Table of Contents

Immediate Parent Economic and Financial 

 Information

Version: February 22, 2010
Steam Electric Questionnaire Part I. Instructions

Plant ID: Enter Plant ID

Plant Name: Enter Plant Name

PART I. ECONOMIC AND FINANCIAL DATA

Use the Part I Comments tab to do the following: provide additional information as 

requested in certain questions within Part I; indicate atypical data (e.g., if the analytical 

data provided from the sample collection is not representative of normal operations); 

and note methods used to make estimates based on professional judgement in the 

event that exact data are not available.

INSTRUCTIONS

Complete Part I of the questionnaire for your plant. As you are completing the electronic 

form, note the following: When you enter your plant name and plant ID on the Part I 

TOC tab, all name and ID fields throughout Part I will automatically populate. Refer to 

the overall questionnaire instructions, the glossary, and the acronym list for assistance 

with completing Part I. 

Please provide all free response answers in the highlighted yellow areas.

Refer to the separate glossary for definitions of selected economic and financial terms 

used in this Part.

You may wish to assemble the following documents in order to efficiently fill out this part 

of the questionnaire: 

(1) For the entity/entities that own your plant: income statements, balance 

sheet statements, and cash flow statements for the last three fiscal years. 

(2) For your plant: data on electricity generated, operating expenses, income 

statement, balance sheet, and other operational statements for the last three 

fiscal years of operation. 

Version: February 22, 2010
Steam Electric Questionnaire 

Part: I

Section Title:

Instructions:

CBI? I1-1.

Start (mm) End (mm)

2007 1,200,000 800,000 2008 1,560,000 851,000 2009 1,720,000 867,000 2007 552,000 502,800 2008 550,000 513,100 2009 487,000 479,200 2007 126,000 20,000 2008 120,000 10,000 2009 89,000 11,500 

200720082009200720082009200720082009

Table I-1. Intermediate Parent Firm Financial Information

321

Example XYZ Corp. 2211 925486982

789 Z 

Street, 

City, State, 

ZIP 20.50%

Example EFG Inc. 2211 587426985

12500, 

Some 

Blvd., City, 

State, ZIP 45%

Example ABC LLC 2211 123456789

123 A 

Street, 

City, State, 

ZIP 34.50%

Year

Total 

Revenue 

(‘000$)

Revenue 

from 

Electricity 

Generation 

(‘000$)

Em

Throughout Section 1, provide financial information for the immediate parent firm or, in case where multiple entities have financial participation or interest in 

an equity stake (or any other form of financial participation or interest) in this plant. For the purpose of this questionnaire, the immediate parent is the first e

structure. A plant may have more than one immediate parent if more than one firm owns or has another form of financial participation or interest in the geneplant. Please provide all free response answers in the highlighted yellow areas.In Table I-1, provide the following information for the immediate parent firm or, in case where multiple entities have financial participation or interest in the p

equity stake (or any other form of financial participation or interest) in this plant. If the financial participation shares vary by generating units at the plant, plea

share based on the relative electricity generation capacity (nameplate capacity) of all units at this plant.1. Immediate Parent Economic and Financial Information

Number

Name of 

Immediate 

Parent 

Mailing 

Address

% 

Ownership 

or Financial 

Interest in 

Plant in 

2009 NAICS

DUNS 

Number

Fiscal Year

Yes

Month MonthMonth MonthMonth MonthJanuary DecemberJanuary DecemberApril March

I-1 
Steam Electric Questionnaire Part I. Econ

Plant Name:

Plant ID:

Part: I

Section Title:

Instructions:

Unit 1 (non-steam) Unit 2 (steam)

45% 35%

100% 0%

70% 63%

30% 37%

CBI? I2-1.

Other, specify:

CBI? I2-2. CBI? I2-3.

Enter PlEnter Pl

Unit 3 (steam)

20%

Ownership Share

50%

50%

2. Primary Immediate Parent Firm Economic and Financial InformationThroughout Section 2, EPA is interested in obtaining financial and economic data regarding the plant owner to support a detaieconomic impacts of the regulations on firms that own steam electric power generation assets. When answering questions in provide data for the immediate parent firm and not only for the steam electric plant covered in this questionnaire. If the plant has multiple owners (immediate parent firms identified in Question I1-1), please report detailed information in Ques

13 only for the entity that has the largest equity stake (or the largest share of financial participation or interest) in the steam eleplant when answering the rest of the questions in this section. This immediate parent firm is referred to as the “primary immed

the remainder of this section.For example, a hypothetical steam electric plant has three generation units, two of which are steam. Table I-2 below pdistribution of plant capacity and ownership shares for this plant. Since ABC LLC has the largest ownership share in capacity at this hypothetical plant, the detailed information requested in the remainder of this section would be provi

Ownership Share of 

Plant Steam Electric 

Capacity

Table I-2. Distribution of Plant Capacity and Ownership Shares for Example Plant

Please indicate the type of ownership for the primary immediate parent firm.Please indicate the state in which the primary immediate parent firm is organized as a legal entity.Please indicate the legal structure of the plant’s ownership.Plant

% of Plant Total 

Capacity

Immediate parent firmEFG Inc.ABC LLC.XYZ Corp.



Type of Ownership

YesYes

StateType of Ownership

Yes

I-2 
Steam Electric Questionnaire Part I. Econ

CBI? I2-4.

(Continue to Question I2-5)(Skip to Question I2-6)

CBI? I2-5.

Costs (‘000$)

CBI? I2-6.

(Skip to Question I2-12)(Continue to Question I2-7)

Revenue (‘000$)

Has the primary immediate parent firm engaged in revenue generating activities other than electricity generation during the pe

through FY 2009?NOTE: Economic activities other than generation of electricity may include, but are not limited to, production activitiecombustion, or the leasing of land. Please include only those economic activities that are carried out by the plant’s ow

include activities carried out on the plant’s property by third parties for which the plant’s owner does not incur cost o

Please provide a description of each of the entity’s revenue generating activities other than generation of electricity and the re

associated with this(ese) activity(ies).

Table I-3. Description of Each Entity's Revenue Generating Activities

Has the immediate parent firm submitted data to FERC in Form 1 for the period of FY 2007 through FY 2009? FERC Form Nis an annual regulatory requirement for Major electric utilities, licensees and others (18 C.F.R. § 141.1) and is designed to coll

operational information from electric utilities, licensees and others subject to the jurisdiction of the Federal Energy Regulatory answer YES, please attach a copy of your FERC Form 1 report for 2009 in pdf format to your submittal to ensure that EPA has data for your firm. EPA will be using the data you already reported on your FERC Form 1 filing for 2007 and 2008 to support its 

and other analyses. 

Description of Economic Activity

Economic activities indirectly associated with electricity generation (e.g., waste combustion, sale of steam or ash)Economic activities not associated with electricity generation (e.g., manufacturing production, leasing of land)

20082009200720082009

FY

2007

YesNo

YesYesYes

Yes, attach FERC Form 1.

No

FERC Form 1 is attached.FERC Form 1 is NOT attached. Explain why: 

I-3 
Steam Electric Questionnaire Part I. Econ

CBI? I2-7.CBI? I2-8.

FY 2008 

Inventories (Raw materials, supplies, fuels, etc.)Other current assets (Prepared expenses, cash, accounts receivable, etc.Land and buildings (Original land cost and cost of buildings, 

including expansions and renovations, net of depreciation)

Other non-current assets (Equipment, machinery, other physical 

capital and intangibles, capital stocks and bonds, etc., net of 

depreciation and amortization)Non-current liabilities (Including long-term debt, such as bonds, 

debentures, and bank debt)Owner equity (Total assets minus total (current and non-current) liabilities)

Table I-5. Balance Sheet Information

Assets (‘000$)Liability/Equity (‘000$)

FY 2007 FY 2008

Current liabilities (Liabilities due for payment within the reporting 

year)

In Table I-4, please provide the income statement information for the immediate parent firm . This information may be available depending on how the firm presents its statement, if your immediate parent firm is a publicly traded company.

FY 2007

Table I-4. Income Statement Information

In Table I-5, please provide the following balance sheet information for the immediate parent firm. This information may be av

filings, depending on how the firm presents its statement, if your immediate parent firm is a publicly traded company.

Interest expense (Total. Firms with debt should have interest expenses)Income taxes (Total federal, state, and local income taxes)All other expensesAfter-tax income (Subtract Total operating expenses from Total revenue)

Total operating expenses (‘000$)Total revenue (‘000$)

Revenue from electric power generation and salesOther revenue (i.e., total revenue from activities described in Question I2-5)Operation expensesMaintenance expensesDepreciation, depletion, and amortization expense

YesYes

I-4 
Steam Electric Questionnaire Part I. Econ

CBI? I2-9.CBI? I2-10.

FY 2007 FY 2008 FY 2007 FY 2008 

In Table I-7, please provide the following information regarding the immediate parent’s sources of energy. This information ma

SEC filings, depending on how the firm presents its statement, if your immediate parent firm is a publicly traded company.

Table I-7. Sources of Energy

InvestmentsNet cash provided by (used in) investing activitiesCash flows from financing activitiesNet increase/decrease in cashNet Income from operations

Table I-6. Cash Flow Information

Non-cash charges (credits) to incomeCash flow from operating activities (‘000$)Cash flow from investing activities (‘000$)Depreciation and depletionAmortization of electricity generating plantsNet change in accounts receivable/ accounts payableChange in inventoriesNet change in other current assets/ current liabilitiesNet cash provided by (used in) operating activitiesPurchases from utilities and power marketers (MWh)Cost of purchases from utilities and power marketers (‘000$)

Purchases from nonutilities (MWh)Capital expenditures

Capital expenditures for electric plant and equipment

Gross energy generation (MWh)Other cash flows from investing activitiesCost of purchases from nonutilities (‘000$)Total sources of electricity (MWh)In Table I-6, please provide the following cash flow information for the immediate parent firm. This information may be availab

depending on how the firm presents its statement, if your immediate parent firm is a publicly traded company. Yes

Yes

I-5 
Steam Electric Questionnaire Part I. Econ

CBI? I2-11.CBI? I2-12.

Example

60% % % 30% % % 10% % % 

100% 100 % 100 % 

CBI? I2-13.

80 % 20 % 

% 

Contracted sales under contracts more than one year in duration that include clauses permitting price adjustments based on changes in environmental regulatory 

requirements and their associated costs

Example

% contracted sales in FY 2009 subject to contract pricing under contracts of one year or less duration. % sales in FY 2009 subject to contract pricing under contracts more than one year in durationTOTALIf the share of contracted sales indicated in Question I2-12 is greater than 0%, please indicate in Table I-10 the approximate simmediate parent’s contracted electricity sales (on a MWh basis) that are of different durations and terms. 

FY 2009

Table I-10. Approximate shares of the Immediate Parent’s Contracted Electricity Sales

% sales subject to cost-of-service based regulated pricing% contracted sales% sales subject to short-term auction pricing

FY 2007 FY 2008 FY 2007 FY 2008 

NOTE: EPA is looking for information regarding the approximate share of electricity that is sold under various terms ahelp in conducting economic impact and other types of analyses. You may provide approximate shares based on infoavailable from immediate parent’s filings and statements. 

Table I-9. Electricity Sales

In Table I-8, please provide the following information regarding the immediate parent’s disposition of energy. This information 

from SEC filings, depending on how the firm presents its statement, if your immediate parent firm is a publicly traded company

Table I-8. Disposition of Energy

Sales for resale (MWh)Revenue from sales for resale (‘000$)Sales to end users (MWh)Revenue from sales to end users (‘000$) Electricity furnished without charge (MWh)Electricity used by the parent (MWh)Total uses of electricity (MWh)In Table I-9, please provide the following information regarding the fraction of the immediate parent’s electricity sales (on a MWdifferent pricing terms. 

NoneAll Other, specify:

NoneAll Other, specify: _________

YesYesYes

I-6 
Steam Electric Questionnaire 

Part: I

Section Title:

Instructions:

CBI? I3-1.

(Skip to Section 4.1)(Continue to Question I3-2)

CBI? I3-2.

Start (mm) End (mm)

200720082009

U.S. DIAMOND CORP 2007 52,358,000 

2008 55,582,000 2009 56,889,200 200720082009

200720082009200720082009200720082009

XYZ Corp.

ABC LLC.

5239 885785963

EFG Inc.

2255 5 th 

Avenue, City, 

State, ZIP 85%

Total Revenue 

(‘000$)

3 Ultimate Parent Economic and Financial Information

Table I-11. Ultimate Parent Firm Financial Information

Immediate 

Parent (from 

Question I-1)

Name of Ultimate 

Parent 

Mailing 

Address

% Financial 

Interest in 

Immediate 

Parent in 2009 NAICS DUNS Number

Fiscal Year

Year

Is (are) the ultimate U.S. parent(s) the same as the immediate parent(s) identified in Question I1-1? In Table I-11, please provide the following information for the ultimate parent firm of each immediate parent firm identified in Question I1-1 or, in case of joint ownership or paparent firm, for the entity having the largest equity stake in the immediate parent firm. If the ultimate parent is the same as the immediate parent, you may indicate so in columthe information requested in columns 3 through 10 of the table. This information may be available from SEC filings, if your immediate parent firm is a publicly traded companyThroughout Section 3, please provide information for the ultimate parent firm of each immediate parent firm identified in Question I1-1 or, in case of joint ownership or partne

firm, for the entity having the largest equity stake in the immediate parent firm. Please provide all free response answers in the highlighted yellow areas.

For the purpose of this questionnaire, the ultimate parent firm is the highest level domestic business entity in a plant’s ownership structure. A firm that is owned by another Udomestic parent firm. In contrast, a U.S. firm that is owned by a foreign firm is an ultimate domestic parent firm.NOTE: EPA is interested in financial information about ultimate parent firm of entity(ies) that own or have financial participation or interest in your plant to conduimpact analyses and to identify the relevant firm size category for corporate entities potentially affected by the regulations.

YesNo

Same as Immediate ParentSame as Immediate ParentSame as Immediate ParentSame as Immediate ParentSame as Immediate ParentSame as Immediate Parent

MonthMonthMonth

MonthMonthMonth

Month MonthMonth MonthOctober September

YesYes

I-7 
Steam Electric Questionnaire Part I. Econ

Plant Name: Enter 

Plant ID: Enter 

Part: I

Section Title:

Instructions:

CBI? I4-1.

Start (dd/mm) /End (dd/mm) /

CBI? I4-2.

FY 2007 FY 2008 

CBI? I4-3.

(Continue to Question I4-4)(Skip to Question I4-7)

4.1 Basic Plant Economic and Financial InformationNumber of MonthsAt any time during the three reporting years, did the plant engage in revenue generating activities othelectricity?NOTE: Economic activities other than generation of electricity may include, but are not limited activities, sale of steam, coal or ash, waste combustion, or the leasing of land. Please include 

activities that are carried out by the plant’s owner; do not include activities carried out on the 

third parties for which the plant’s owner does not incur cost or receive revenue. If such third 

significant, you may note them in the comments section at the end of Part I.

Throughout Section 4.1, please provide the requested economic and financial information for the pla

free response answers in the highlighted yellow areas.What is the Fiscal Year period covered by plant-level financial and operational information provided iIn Table I-12, please indicate the number of months in each fiscal year for which you have financial ainformation for your plant . In some cases, such as new plants, records may cover only part of a year

Table I-12. Number of Months in Each Fiscal Year

NOTE: For Section 4.1, EPA is interested in obtaining financial and economic data regarding t

covered by this questionnaire.

Day Month (Number)Day Month (Number)

YesNo

YesYesYes

I-8 
Steam Electric Questionnaire Part I. Econ

CBI? I4-4.CBI? I4-5.

(Continue to Question I4-6)(Skip to Question I4-7)

Description of Economic Activity

Is(are) this(ese) business activity(ies) associated with (a) specific generating unit(s)?

In Table A-13, please provide a description of each of the plant ’s economic activities other than elec

Table I-13. Description of Economic Activities

200720082009

Fiscal Year

Economic activities indirectly associated with electricity generation (e.g., waste combustion, sale of s

Economic activities not associated with electricity generation (e.g., manufacturing production, leasing 

200720082009

YesNo

YesYes

I-9 
Steam Electric Questionnaire Part I. Econ

CBI? I4-6.

Revenue (‘000$) 

FY 2007FY 2008FY 2009FY 2007FY 2008FY 2009FY 2007FY 2008FY 2009FY 2007FY 2008FY 2009FY 2007FY 2008FY 2009FY 2007FY 2008FY 2009

CBI? I4-7.

FY 2007 FY 2008 

SE Unit ID

Table I-14. Financial Data by Steam Electric Unit

In Table I-14, please provide the following information for each of these generating units. Use steam 

IDs assigned in Table A-8.In Table I-15, please provide information on total plant employment in terms of full-time equivalent em

Total Employment (FTE)

Table I-15. Plant Employment Information

YesYes

Steam Electric Unit IDSteam Electric Unit IDSteam Electric Unit IDSteam Electric Unit IDSteam Electric Unit IDSteam Electric Unit ID

I-10 
Steam Electric Questionnaire Part I. Econ

CBI? I4-8.

FY 2007 FY 2008 

CBI? I4-9.

FY 2007 FY 2008 

Capital outlays for plant and equipment (‘000$)

Table I-17. Captial Outlays for Plant

Gross Electricity Generated (MWh)Net Electricity Generated (MWh)

Table I-16. Gross and Net Electricity Generated by Plant

In Table I-17, please provide information regarding capital outlays for plant and equipment for the plaIn Table I-16, please provide gross and net electricity generated by the plant on a fiscal year basis. to answer to Question A1-14 for the requested data.NOTE: If your fiscal year coincides with the calendar year, please indicate so below and skip trequested information is already provided in Question A1-14 of questionnaire on a calendar y This plant’s fiscal year coincides with calendar years (i.e., fiscal year period is January 1 – Decem

YesYes

I-11 
Steam Electric Questionnaire 

Pla

Part: I

Section Title:

Instructions:

CBI? I4-10.

 Plant-level balance sheet data have been estimated for the purpose of answering this question

FY 2007 FY 200

In Table I-18, please provide the following balance sheet information for the plant. As needed, you mon balance sheet information for the relevant business unit or immediate parent.Assets (‘000$)Inventories (Raw materials, supplies, fuels, etc.)Other current assets (Prepared expenses, cash, accounts receivable, etc.Land and buildings (Original land cost and cost of buildings, including expansions and renovations, net of depreciation)Other non-current assets (Equipment, machinery, other physical capital and intangibles, capital stocks and bonds, etc., net of depreciation and amortization)

Table I-18. Balance Sheet Information for Plant

4.2 Detailed Plant Financial InformationIn Section 4.2, please provide financial information for the plant. Your parent firm may not customaril

level of the plant. In that case, you may estimate plant-level information from data reported at the levThis may be a division, the immediate parent firm, or some other business unit. You should report inffrom existing reports or by estimating plant-level data. If you have to estimate plant-level data, you m

information that, in your judgment, will yield the best estimate of plant-level data. If no such method ofollow the default methodology outlined below.Default Methodology: Please estimate plant-level data by using aggregate data from the financial rep

closest to your plant in terms of business activity performed. Please estimate plant data by multiplyin

corresponding to electricity generation activities by the ratio of your plant’s net generation to the busin

example, if you have aggregate data for a business unit consisting of three plants, each with 100 MWdata are estimated based on 1/3 of the aggregate data.

Yes

I-12 
Steam Electric Questionnaire 

CBI? I4-11.

FY 2007 FY 200

Interest expenseTaxesDepreciationAll other expenses, including fixed expenses (describe below)Other operating expensesTotal maintenance expensesTotal sales and customer accounts, service, and informational expensesCost of contract work

Total expenses (‘000$)

Revenue from electric power generation and salesOther revenue (i.e., total revenue from the economic activities described in Question I4-4) (describe below)Fuel expenses

In Table I-19, please provide the following income statement information for the plant . As needed, yo

based on income statement information for the relevant division, business unit or immediate parent. Plant-level income statement data have been estimated for the purpose of answering this questio

Table I-19. Income Statement for Plant

Total revenue (‘000$)Liability/Equity (‘000$)Current liabilities (Liabilities due for payment within the reporting year)Non-current liabilities (Including long-term debt, such as bonds, debentures, and bank debt)Owner equity (Total assets minus total (current andnon-current) liabilities

Yes

I-13 
Steam Electric Questionnaire 

CBI? I4-12.

FY 2007 FY 200

TaxesDepreciationTotal administrative and general expensesFuel expensesOther operating expensesTotal maintenance expensesTotal sales and customer accounts, services, and In Table I-20, please provide the following information regarding the cost of steam electricity generati

for steam electricity generation is the same as reported above for the plant as a whole, please indica

Table I-20. Cost of Steam Electricity Generation

NOTE: This information represents a subset of the total expenses reported in Question I4-11; electricity generation more specifically.  Expenses for steam electricity generation are the same as for the plant as a whole.

Yes

I-14 
Steam Electric Questionnaire Part I. Econo

Plant Name: Enter Plant ID

Plant ID: Enter Plant N

Part: I

Section Title:

Instructions:

CBI? I5-1.

SE Unit ID

Immediate parent 

firm(s) in 2009

FY 2008FY 2007FY 2009

NOTE: If a generating unit is owned by more than one entity, please provide the name(s) of the immediate parent firm(s) and the

equity shares (or financial participation or interest) in this generating unit.

Example

FY 2007 250,000FY 2008FY 2009 200,000

In Table I-21, please provide information for each non-retired (as of January 1, 2007) steam electric generating unit of your plant. Use stea

generating unit IDs assigned in Table A-8.5.1 Basic Steam Electric Generating Unit Economic and Financial Information

Remaining undepreciated value (‘000$) Nonutility status of each steam electric g

Please provide the economic and financial information requested for each steam electric generating unit at your plant. Use steam electric 

assigned in Table A-8. Please provide all free response answers in the highlighted yellow areas.

Table I-21. Basic Financial Steam Electric Generating Information

225,000

ABC LLC. (70%) 

XYZ Corp. (30%)

FY 2007FY 2008FY 2009FY 2007FY 2008FY 2009

CogeneratorFERC qualifying cogeneratorFERC qualifying small power producerFERC exempt wholesale generatorCogenerator not qualified under PURPACheck here if not applicableOther (specify):CogeneratorFERC qualifying cogeneratorFERC qualifying small power producerFERC exempt wholesale generatorCogenerator not qualified under PURPACheck here if not applicableOther (specify):CogeneratorFERC qualifying cogeneratorFERC qualifying small power producerFERC exempt wholesale generatorCogenerator not qualified under PURPACheck here if not applicableOther (specify):CogeneratorFERC qualifying cogeneratorFERC qualifying small power producerFERC exempt wholesale generatorCogenerator not qualified under PURPACheck here if not applicableOther (specify):

Yes

Steam Electric Unit IDSteam Electric Unit IDSteam Electric Unit ID

I-15 
Steam Electric Questionnaire Part I. Econo

FY 2007FY 2007FY 2008FY 2009FY 2008FY 2009FY 2007FY 2008FY 2009FY 2007FY 2008FY 2009FY 2007FY 2008FY 2009FY 2007FY 2008FY 2009FY 2007FY 2008FY 2009

CogeneratorFERC qualifying cogeneratorFERC qualifying small power producerFERC exempt wholesale generatorCogenerator not qualified under PURPACheck here if not applicableOther (specify):CogeneratorFERC qualifying cogeneratorFERC qualifying small power producerFERC exempt wholesale generatorCogenerator not qualified under PURPACheck here if not applicableOther (specify):CogeneratorFERC qualifying cogeneratorFERC qualifying small power producerFERC exempt wholesale generatorCogenerator not qualified under PURPACheck here if not applicableOther (specify):CogeneratorFERC qualifying cogeneratorFERC qualifying small power producerFERC exempt wholesale generatorCogenerator not qualified under PURPACheck here if not applicableOther (specify):

Steam Electric Unit IDSteam Electric Unit IDSteam Electric Unit IDSteam Electric Unit ID

CogeneratorFERC qualifying cogeneratorFERC qualifying small power producerFERC exempt wholesale generatorCogenerator not qualified under PURPACheck here if not applicableOther (specify):

Steam Electric Unit ID

CogeneratorFERC qualifying cogeneratorFERC qualifying small power producerFERC exempt wholesale generatorCogenerator not qualified under PURPACheck here if not applicableOther (specify):

Steam Electric Unit ID

CogeneratorFERC qualifying cogeneratorFERC qualifying small power producerFERC exempt wholesale generatorCogenerator not qualified under PURPACheck here if not applicableOther (specify):

Steam Electric Unit ID

I-16 
Steam Electric Questionnaire 

Plan

P

Part: I

Section Title:

Instructions:

CBI? I5-2.

SE Unit ID Fiscal Year

Primary 

Energy 

Source

Number of 

Days in 

Operation

Plan to 

Continue 

Operating the 

Unit During 

the Next FY?

Capacity 

Utilization 

(% of rated 

capacity)

Gross and 

Net 

Electricity 

Generated

Net 

Dema

Unit 

(60 m

FY 2007FY 2008FY 2009FY 2007FY 2008FY 2009FY 2007FY 2008FY 2009FY 2007FY 2008FY 2009FY 2007FY 2008FY 2009FY 2007FY 2008FY 2009FY 2007FY 2008FY 2009

Throughout Section 5.2, please provide information regarding operations for each steam electric generating uanswers in the highlighted yellow areas.

Table I-22. Steam Electric Generating Unit Operating Information

In Table I-22, please provide the following information regarding operations for each steam electric generating 

unit IDs assigned in Table A-8.5.2 Steam Electric Generating Unit Operating Information

Yes/NoYes/NoYes/NoYes/NoYes/NoYes/NoYes/No

Yes

Steam Electric Unit IDSteam Electric Unit IDSteam Electric Unit IDSteam Electric Unit IDSteam Electric Unit IDSteam Electric Unit IDSteam Electric Unit ID

I-17 
Steam Electric Questionnaire 

FY 2007FY 2008FY 2009FY 2007FY 2008FY 2009FY 2007FY 2008FY 2009

a – (coal in tons of 2,000 lbs; oil in barrels of 42 gals; gas in mcf; nuclear or other – indicate)

Yes/NoYes/NoYes/No

Steam Electric Unit IDSteam Electric Unit IDSteam Electric Unit ID

I-18 
Steam Electric Questionnaire 

Plant N

Pla

Part: I

Section Title:

Instructions:

CBI? I5-3.

SE Unit ID Fiscal Year

Total Duration of 

Planned/Scheduled 

Routine Maintenance 

Outages (hours/year)

Total Duration o

Outages Planne

Scheduled to Add

Major Upgrades 

(hours/year)

FY 2007FY 2008FY 2009FY 2007FY 2008FY 2009FY 2007FY 2008FY 2009FY 2007FY 2008FY 2009FY 2007FY 2008FY 2009

In Section 5.3, please provide information on the duration of planned and forced outages and annual electric generating unit. Please provide all free response answers in the highlighted yellow areas.In Table I- 23, please provide information on the duration of planned and forced outages for each stea

steam electric generating unit IDs assigned in Table A-8.

Table I-23. Planned and Forced Outages

5.3 Planned and Forced Outages and Annual Operating Cost

Yes

Steam Electric Unit IDSteam Electric Unit IDSteam Electric Unit IDSteam Electric Unit IDSteam Electric Unit ID

I-19 
Steam Electric Questionnaire 

FY 2007FY 2008FY 2009FY 2007FY 2008FY 2009FY 2007FY 2008FY 2009FY 2007FY 2008FY 2009FY 2007FY 2008FY 2009

a – Such as repowering, FGD/SCR installation, etc.

Steam Electric Unit IDSteam Electric Unit IDSteam Electric Unit IDSteam Electric Unit IDSteam Electric Unit ID

I-20 
Steam Electric Questionnaire 

CBI? I5-4.

SE Unit ID Fiscal Year Total Costs ($) Fuel Costs ($) 

FY 2007FY 2008FY 2009FY 2007FY 2008FY 2009FY 2007FY 2008FY 2009FY 2007FY 2008FY 2009FY 2007FY 2008FY 2009FY 2007FY 2008FY 2009FY 2007FY 2008FY 2009FY 2007FY 2008FY 2009FY 2007FY 2008FY 2009FY 2007FY 2008FY 2009

Table I-24. Annual Operating Cost

In Table I-24, please provide the following annual operating cost information for each generating unit 

Yes unit IDs assigned in Table A-8). 

Steam Electric Unit IDSteam Electric Unit IDSteam Electric Unit IDSteam Electric Unit IDSteam Electric Unit IDSteam Electric Unit IDSteam Electric Unit IDSteam Electric Unit IDSteam Electric Unit IDSteam Electric Unit ID

I-21 
Steam Electric Questionnaire 

Plant 

Pl

Part: I

Section Title: Part I Comments

Instructions:

Question Number

CBI?CBI?CBI?CBI?CBI?CBI?CBI?CBI?CBI?CBI?CBI?

Cross reference your comments by question number and indicate the confidential status of your co

next to "Yes" under "CBI?" (Confidential Business Information). 

Comment

YesYesYesYesYesYesYesYesYesYesYes

I-22 
Steam Electric Questionnaire 

CBI?CBI?CBI?CBI?CBI?CBI?CBI?CBI?CBI?CBI?CBI?CBI?CBI?CBI?

YesYesYesYesYesYesYesYesYesYesYesYesYesYes

I-23 
Steam Electric Questionnaire Part I. Economic and Financial Data

Month Yes/No

Month Yes/No

Select Select

January Yes

February No

March

April Day

May Day

June Select

July 01

August 02

September 03

October 04

November 05

December 06

07

Type of Ownership 08

Type of Ownership 09

Select 10

Cooperative 11

Federal 12

Investor-owned 13

Municipality 14

Political Subdivision 15

State 16

Other, specify below 17

18

State 19

State 20

Select 21

ALABAMA 22

ALASKA 23

AMERICAN SAMOA 24

ARIZONA 25

ARKANSAS 26

CALIFORNIA 27

COLORADO 28

CONNECTICUT 29

DELAWARE 30

DISTRICT OF COLUMBIA 31

FEDERATED STATES OF MICRONESIA

FLORIDA

GEORGIA

GUAM 

HAWAII

IDAHO

ILLINOIS

INDIANA

Part I Drop Downs

Version: February 22, 2010
Steam Electric Questionnaire Part I. Economic and Financial Data

IOWA Month (Number)

KANSAS Month (Number)

KENTUCKY Select

LOUISIANA 01

MAINE 02

MARSHALL ISLANDS 03

MARYLAND 04

MASSACHUSETTS 05

MICHIGAN 06

MINNESOTA 07

MISSISSIPPI 08

MISSOURI 09

MONTANA 10

NEBRASKA 11

NEVADA 12

NEW HAMPSHIRE

NEW JERSEY Steam Electric Unit ID

NEW MEXICO Steam Electric Unit ID

NEW YORK Select

NORTH CAROLINA SE Unit-1

NORTH DAKOTA SE Unit-2

NORTHERN MARIANA ISLANDS SE Unit-3

OHIO SE Unit-4

OKLAHOMA SE Unit-5

OREGON SE Unit-6

PALAU SE Unit-7

PENNSYLVANIA SE Unit-8

PUERTO RICO SE Unit-9

RHODE ISLAND SE Unit-10

SOUTH CAROLINA

SOUTH DAKOTA

TENNESSEE

TEXAS

UTAH

VERMONT

VIRGIN ISLANDS

VIRGINIA 

WASHINGTON

WEST VIRGINIA

WISCONSIN

WYOMING

Type of Ownership

Type of Ownership

Select

C corporation (income taxed at the level of the corporation)

S corporation (income taxed at the level of the individual owners)

Joint venture/partnership of other companies

Other Limited Liability Company or other non-corporate structure not taxed at the entity level

Version: February 22, 2010