Vol. 77 Thursday, 

No. 230 November 29, 2012 

Part II 

Department of Commerce 

Bureau of Industry and Security 

15 CFR Parts 734, 740, 772, and 774 

Revisions to the Export Administration Regulations (EAR) To Make the 

Commerce Control List (CCL) Clearer; Proposed Rule 


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71214 Federal Register / Vol. 77, No. 230 / Thursday, November 29, 2012 / Proposed Rules 

DEPARTMENT OF COMMERCE 

Bureau of Industry and Security 

15 CFR Parts 734, 740, 772, and 774 

[Docket No. 110818512–2136–01] 

RIN 0694–AF37 

Revisions to the Export Administration 

Regulations (EAR) To Make the 

Commerce Control List (CCL) Clearer 

AGENCY: Bureau of Industry and 

Security, Commerce. 

ACTION: Proposed rule. 

SUMMARY: On December 9, 2010, the 

Bureau of Industry and Security (BIS) 

published an advance notice of 

proposed rulemaking entitled 

Commerce Control List: Revising 

Descriptions of Items and Foreign 

Availability as part of the President’s 

Export Control Reform (ECR) Initiative. 

The December 9, 2010 notice sought, 

among other things, public comments 

on how descriptions of items controlled 

on the Commerce Control List (CCL) 

could be made clearer. This proposed 

rule would implement changes 

identified by BIS and the public that 

would make the CCL clearer. This rule 

would only implement changes that can 

be made to the CCL without requiring 

changes to multilateral export control 

regime guidelines or lists. However, BIS 

has identified changes that would 

require a decision of a multilateral 

regime to implement. For those changes, 

the U.S. Government is developing 

regime change proposals for 

consideration by members of those 

multilateral export control regimes. BIS 

will implement those changes in 

separate rulemakings, if approved by the 

respective multilateral export control 

regimes. 

DATES: Comments must be received by 

BIS no later than January 28, 2013. 

ADDRESSES: You may submit comments 

by any of the following methods: 

• Federal eRulemaking Portal: http:// 

www.regulations.gov. The identification 

number for this rulemaking is BIS– 

2012–0044. 

• By email directly to 

publiccomments@bis.doc.gov. Include 

RIN 0694–AF37 in the subject line. 

• By mail or delivery to Regulatory 

Policy Division, Bureau of Industry and 

Security, U.S. Department of Commerce, 

Room 2099B, 14th Street and 

Pennsylvania Avenue NW., Washington, 

DC 20230. Refer to RIN 0694–AF37. 

The Department of Commerce’s Plan 

for Retrospective Analysis of Existing 

Rules may be found at: http:// 

open.commerce.gov/news/2011/08/23/ 

commerce-plan-retrospective-analysisexisting-rules. 

FOR FURTHER INFORMATION CONTACT: 

Timothy Mooney or Robert Monjay, 

Regulatory Policy Division, Bureau of 

Industry and Security, Department of 

Commerce, Phone: (202) 482–2440, Fax: 

(202) 482–3355, Email: 

rpd2@bis.doc.gov. 

SUPPLEMENTARY INFORMATION

Background 

On December 9, 2010 (75 FR 76664), 

the Bureau of Industry and Security 

(BIS) published an advance notice of 

proposed rulemaking entitled 

Commerce Control List: Revising 

Descriptions of Items and Foreign 

Availability as part of the President’s 

Export Control Reform (ECR) Initiative. 

The December 9 notice sought, among 

other things, public comments on how 

descriptions of items controlled on the 

Commerce Control List (CCL) could be 

made clearer. Although these revisions 

originated with the ECR initiative, this 

proposed rule is entirely consistent in 

spirit and substance with Executive 

Order 13563, under which agencies are 

to conduct retrospective analyses of 

their regulations to identify and remedy 

any unnecessary compliance burden 

caused by rules that are unduly 

complex, outmoded, inconsistent, or 

overlapping. In Executive Order 13563, 

the President directed each agency to 

review its ‘‘existing significant 

regulations, and consider how best to 

promote retrospective analysis of rules 

that may be outmoded, ineffective, 

insufficient, or excessively burdensome, 

and to modify, streamline, expand, or 

repeal them in accordance with what 

has been learned.’’ In response to this 

directive, Commerce released on August 

23, 2011 a plan for the review of its 

regulations. This proposed rule was 

identified by the Department as part of 

its plan for the retrospective analysis of 

regulations. The Department’s plan may 

be found at: http://open.commerce.gov/ 

news/2011/08/23/commerce-planretrospective-analysis-existing-rules. 

This proposed rule would implement 

changes identified by BIS and the public 

that would make the CCL clearer. This 

rule would only implement changes that 

can be made to the CCL without 

requiring a multilateral regime change. 

However, BIS has identified changes 

that would make the CCL clearer, but 

would require a multilateral export 

control regime change to implement. 

The U.S. Government is developing 

some of those changes into regime 

change proposals for consideration by 

members of those multilateral export 

control regimes. BIS will implement 

those changes in separate rulemakings, 

if approved by the respective 

multilateral export control regimes. 

This proposed rule will identify new 

phrases or headings within double 

quotations. The EAR identifies terms 

defined in part 772 with double 

quotations as well. Please note that not 

all of the terms set forth within 

quotations in this proposed rule are 

defined in part 772. The additional 

double quotations around new phrases, 

headings, or commonly used words, are 

used in the Background section of this 

proposed rule to assist in the readability 

of the text. 

This proposed rule includes changes 

described under four headings: 

(1) Clarifications to existing CCL 

controls, including the use of the terms 

‘‘parts’’ and ‘‘components’’ on the CCL; 

(2) Changes to conform the CCL to the 

multilateral export control regime 

control lists and previous amendments 

to the EAR; 

(3) Structural changes to improve the 

clarity of the CCL; and 

(4) Removal of fourteen ECCNs 

subject to the exclusive jurisdiction of 

the Nuclear Regulatory Commission. 

(1) Clarifications to Existing CCL 

Controls, Including the Use of the 

Terms ‘‘Parts’’ and ‘‘Components’’ on 

the CCL 

The majority of changes proposed in 

this rule would amend the CCL without 

changing the scope of the controls. 

However, this rule does propose 

changes that would affect the scope of 

one ECCN. Specifically, this rule 

proposes to remove ECCN 8A918 and 

add certain marine boilers to ECCN 

8A992, where they would be controlled 

for AT and UN reasons. This change is 

described in more detail below under 

the heading ‘‘ECCN 8A918.’’ 

The bulk of the changes this rule 

would make to the CCL are nonsubstantive and would provide 

additional regulatory guidance to people 

classifying items subject to the EAR. 

One proposed change would be to 

clarify the scope of ECCNs by providing 

clearer definitions of the terms ‘‘parts’’ 

and ‘‘components,’’ which is discussed 

below. The changes BIS proposes in this 

rule in this section are limited to 

aligning with the definitions of ‘‘part’’ 

and ‘‘component’’ included in a 

proposed rule published on July 15, 

2011 (76 FR 41958) entitled ‘‘Proposed 

Revisions to the Export Administration 

Regulations (EAR): Control of Items the 

President Determines No Longer 

Warrant Control Under the United 

States Munitions List (USML).’’ 

(hereinafter ‘‘the July 15, 2011 rule’’) 

These proposed changes include adding 


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additional references to ‘‘part’’ and 

‘‘component’’ where needed in certain 

ECCNs to clarify that the scope of those 

ECCNs also extends to ‘‘parts’’ and 

‘‘components’’ even if previously those 

ECCNs may have only referenced part or 

component, but not referenced both part 

and component together. The proposed 

definitions of ‘‘part’’ and ‘‘component’’ 

are provided below, along with a 

discussion of the context for the need to 

make certain conforming changes 

proposed in this rule. The proposed 

conforming changes included in this 

rule would not be published in final 

form until the revised definitions of 

‘‘part’’ and ‘‘component’’ are published 

in final form in a separate rule. 

BIS is not attempting, with the 

proposed changes adding additional 

references to ‘‘parts’’ and 

‘‘components,’’ to change the scope of 

what the affected ECCNs control. If, 

however, the public believes any such 

changes would change the present scope 

of the affected ECCNs, then the public 

should submit comments that identify 

such changes and explain how the 

changes would cause the ECCNs to 

deviate from their present scope. In 

addition, the public is encouraged to 

review the entire CCL to identify and 

comment on any other ECCN that uses 

the terms ‘‘parts’’ or ‘‘components’’ 

where additional changes may be 

warranted to conform to the intended 

scope of those ECCNs. 

The proposed clarifying changes are 

as follows: 

(A) Revisions to ECCN headings to 

clarify meaning. 

Revision to the headings of twentyfour ECCNs. In Supplement No. 1 to 

part 774—The Commerce Control List, 

this rule would revise, to enhance 

clarity, the headings of the following 

twenty-four ECCNs: 1A995, 1B115, 

2A291, 2B005, 2B109, 2B352, 2B991, 

2B992, 3B991, 4A994, 5A991, 5D992, 

5E992, 6A006, 6A996, 6A997, 6A998, 

6B995, 6D993, 7A103, 7A107, 8A992, 

9A106 and 9B991. This rule would also 

clarify the relationship between the 

headings and the ‘‘items’’ paragraph in 

the List of Items Controlled section of 

these twenty-four ECCNs. For example, 

in certain ECCNs, the entries include an 

‘‘items’’ paragraph, but the ECCN 

heading does not direct people to 

review the ‘‘items’’ paragraph. This rule 

would add the phrase ‘‘(see List of Items 

Controlled)’’ to these ECCN headings. 

For other ECCNs listed above, the 

heading includes the phrase ‘‘(see List 

of Items Controlled),’’ but the placement 

of the phrase is not correct in terms of 

what BIS intended to control in the 

ECCN. If the phrase appears at the end 

of the heading, then that means the 

‘‘items’’ paragraph in the List of Items 

Controlled section is the exclusive, 

complete list of the items the ECCN 

controls. If, however, the phrase appears 

in the middle of the heading, then that 

means only that portion of the heading 

prior to the phrase ‘‘(see List of Items 

Controlled)’’ is specifically identified in 

the ‘‘items’’ paragraph in the List of 

Items Controlled section, and that the 

remaining part of the heading (i.e., the 

rest of the heading after the phrase ‘‘(see 

List of Items Controlled)’’) is an 

exclusive, complete description. 

The placement of the phrase ‘‘(see List 

of Items Controlled)’’ is important for 

‘‘parts’’ and ‘‘components’’ referred to in 

ECCN headings. If ‘‘parts’’ and 

‘‘components’’ references appear before 

the phrase, then that means the entry 

only controls ‘‘parts’’ and 

‘‘components’’ specifically identified in 

the ‘‘items’’ paragraph in the List of 

Items Controlled section. If, however, 

the phrase is in the middle of the 

heading and the reference to ‘‘parts’’ 

and ‘‘components’’ appears after the 

phrase—such as ‘‘and specially 

designed ‘‘parts’’ and ‘‘components’’ 

therefor’’—that means the ECCN would 

control specially designed ‘‘parts’’ and 

‘‘components’’ for any item identified in 

the ‘‘items’’ paragraph in the List of 

Items Controlled section. This rule does 

not address the definition of ‘‘specially 

designed,’’ which was proposed in a 

separate Federal Register notice on June 

19, 2012 (77 FR 36409), but rather the 

relationship between these headings 

and the ‘‘items’’ paragraph in each of 

these respective ECCNs. 

BIS is not attempting, with the 

proposed changes to the headings, to 

change the scope of what the affected 

ECCNs control. If, however, the public 

believes any such changes would alter 

the present scope of these ECCNs, then 

the public should submit comments that 

identify such changes and explain how 

the changes would cause the ECCNs to 

deviate from their present scope. In 

addition, the public is encouraged to 

review the entire CCL to identify and 

comment on any other ECCN headings 

that could be made clearer. 

Revisions to thirteen ECCNs. In 

addition, this rule would add the phrase 

‘‘as follows’’ to the headings of the 

following thirteen ECCNs: 0A981, 

5D991, 5D992, 5E992, 6A992, 6A994, 

6A995, 6A997, 6A998, 6B995, 6C994, 

6D993 and 9B991, for consistency with 

the structure of other ECCNs on the 

CCL. The phrase ‘‘as follows’’ is used on 

some of the multilateral export control 

regime control lists, which is why the 

phrase is used on the CCL, including in 

some unilateral ECCNs to conform to 

the structure of the regime-based 

ECCNs. The multilateral export control 

regimes do not use the phrase ‘‘(see List 

of Items Controlled),’’ but this phrase is 

used in many of the multilateral-based 

ECCNs on the CCL. BIS seeks greater 

consistency in how CCL headings are 

constructed, in particular how these two 

phrases are used in the ECCN headings. 

BIS welcomes additional suggestions for 

how these two phrases can be used 

more consistently on the CCL and 

whether one term or another should be 

used instead of using these two phrases 

together in many ECCN entries. 

ECCN 1D993. This rule would revise 

the heading of 1D993 to remove the 

term ‘‘equipment’’ for consistency with 

the definition of ‘‘equipment’’ proposed 

in the July 15, 2011 rule. This ECCN 

currently refers to equipment or 

materials, but the only ECCNs cross 

referenced in the heading are for 

controls on materials, so the term 

equipment is not needed in 1D993. 

ECCNs 0D001, 3D980, 3E980, 4D980 

and 4E980. This rule would revise the 

headings of ECCNs 0D001, 3D980, 

3E980, 4D980 and 4E980, by removing 

the term ‘‘items’’ and adding the term 

‘‘commodities’’ in its place. This rule 

would make this change because in the 

context of these five ECCN headings, the 

term ‘‘commodities’’ is more accurate 

and specific regarding the scope of these 

entries. 

ECCN 2B998. The heading of 2B998 

uses the undefined term ‘‘units.’’ To add 

greater specificity regarding what the 

term ‘‘unit’’ is intended to cover in this 

ECCN, this rule proposes to modify the 

heading by removing the term ‘‘units’’ 

and adding the term ‘‘circuit boards.’’ 

This change would clarify that ‘‘circuit 

boards’’ are the items covered under the 

heading of 2B998. 

ECCNs 3A980 and 3A981. This rule 

would add the term ‘‘therefor’’ 

immediately before the term ‘‘n.e.s.’’ to 

the headings of ECCNs 3A980 and 

3A981. This rule would make this 

change to emphasize that these ECCNs 

refer only to components of the subject 

voice print equipment and polygraph 

equipment. 

ECCNs 5A001 and 5A991. This rule 

would correct the spelling of the word 

‘‘antennae’’ in the ‘‘unit’’ paragraph of 

5A001 and the ‘‘items’’ paragraph (f) of 

5A991. This word should be spelled as 

‘‘antennas’’ to reflect the intended 

meaning in these two ECCNs. 

ECCN 6C992. This rule would correct 

a grammatical error in 6C992 by 

removing the word ‘‘which’’ and adding 

in its place the word ‘‘that.’’ 

ECCN 9B002. This rule would correct 

a capitalization error in the heading of 

9B002 by making the uppercase ‘‘S’’ in 

the phrase (See List of Items Controlled) 


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lower case. This rule would make this 

change for consistency with other 

references to this phrase on the CCL. 

(B) Clarifying the use of the terms 

‘‘parts’’ and ‘‘components’’ on the CCL. 

The July 15, 2011 rule included 

proposed definitions for the terms 

‘‘parts’’ and ‘‘components.’’ The July 15, 

2011 rule proposed defining ‘‘parts’’ as 

‘‘any single unassembled element of a 

component, accessory, or attachment 

which is not normally subject to 

disassembly without the destruction or 

the impairment of design use. Examples 

include threaded fasteners (e.g., screws, 

bolts, nuts, nut plates, studs, inserts), 

other fasteners (e.g., clips, rivets, pins), 

common hardware (e.g., washers, 

spacers, insulators, grommets, 

bushings), springs and wire.’’ 

The July 15, 2011 rule proposed 

defining ‘‘components’’ as an item that 

is useful only when used in conjunction 

with an ‘‘end item.’’ Components are 

also commonly referred to as 

assemblies. For purposes of this 

definition, an assembly and a 

component are the same. There are two 

types of ‘‘components’’: ‘‘Major 

components’’ and ‘‘minor components.’’ 

A ‘‘major component’’ includes any 

assembled element which forms a 

portion of an ‘‘end item’’ without which 

the end item is inoperable. For example, 

for an automobile, components include 

the engine, transmission, and battery. If 

you do not have all those items, the 

automobile will not function, or 

function as effectively. A ‘‘minor 

component’’ includes any assembled 

element of a ‘‘major component.’’ 

‘‘Components’’ consist of ‘‘parts.’’’ 

References in the CCL to ‘‘components’’ 

include both ‘‘major components’’ and 

‘‘minor components.’’ 

Another example for applying the 

definition of ‘‘components’’ in the 

automobile context would be a fuel 

pump and the engine. Under this 

additional example, the fuel pump is a 

minor component of an automobile, as 

it is an assembled element of a ‘‘major 

component,’’ the engine. While the car 

will not function without the fuel 

pump, it is not a ‘‘major component’’ 

because it is integrated into a ‘‘major 

component,’’ the engine. 

The July 15, 2011 rule indicated BIS 

would review the use of these two terms 

on the CCL and would likely make 

clarifications to CCL entries to conform 

to the proposed definitions included in 

the July 15, 2011 rule under a separate 

rulemaking. This proposed rule 

addresses the use of the terms ‘‘parts’’ 

and ‘‘components’’ on the CCL to ensure 

these terms would be used in a manner 

consistent with the proposed definitions 

included in the July 15, 2011 rule. 

The terms ‘‘parts’’ and ‘‘components’’ 

have sometimes been used 

interchangeably in various ECCNs. The 

proposed definitions included in the 

July 15, 2011 rule were developed to 

provide clear, distinct definitions for 

each of these terms and other terms 

such as ‘‘end item,’’ ‘‘system,’’ and 

‘‘accessories and attachments,’’ to align 

with the definitions of these terms in 

the International Traffic in Arms 

Regulations (ITAR). See 22 CFR § 121.8. 

Such distinctions are significant for 

purposes of determining whether an 

ECCN applies to an item to be exported. 

Under the July 15, 2011, construct for 

the definitions of ‘‘parts’’ and 

‘‘components,’’ if an ECCN does not 

include a control on ‘‘parts’’ or 

‘‘components,’’ then that ECCN would 

not, by definition, apply to the export of 

any particular ‘‘parts’’ or ‘‘components’’ 

meeting the respective definitions. 

However, as referenced above, the terms 

‘‘parts’’ and components’’ have 

sometimes been used interchangeably, 

so to ensure that once these definitions 

of ‘‘parts’’ and ‘‘components’’ are added 

to the EAR that the scope of existing 

controls are not narrowed, this rule 

proposes to add in additional references 

to ‘‘part’’ or ‘‘component,’’ in particular 

for ECCNs that are based on the 

multilateral export control regime 

control lists. Under the current EAR 

many of these ECCNs based on the 

multilateral control lists only list 

‘‘components,’’ but not ‘‘parts.’’ 

However, the U.S. Government and 

other multilateral regime members have 

interpreted these ECCNs as also 

including ‘‘parts.’’ BIS proposes in this 

rule to add additional references to 

‘‘parts’’ in these ECCNs, so the U.S. 

Government can ensure that it is 

meeting its multilateral export control 

regime commitments. Over the mid- to 

long-term, BIS will reach out to the 

respective multilateral regimes and 

discuss whether certain ECCNs should 

be limited to ‘‘components’’ or ‘‘parts’’ 

or some other subset of ‘‘components,’’ 

such as major components or minor 

components. 

Many of the unilateral-based ECCNs 

on the CCL reference ‘‘parts,’’ but not 

‘‘components.’’ For unilateral-based 

ECCNs, BIS has more discretion in 

whether these ECCNs should control 

‘‘parts’’ and ‘‘components.’’ However, 

for consistency with the approach 

proposed for the multilateral based 

ECCNs in this rule and to ensure the 

scope of the unilateral ECCNs is not 

changed, this rule proposes adding 

additional references to ‘‘parts’’ and 

‘‘components’’ as needed in the 

unilateral ECCNs to conform to how BIS 

has interpreted the scope of these 

ECCNs in the past. 

To conform to the proposed 

definitions of ‘‘parts’’ and 

‘‘components,’’ BIS is proposing a 

number of changes to the CCL to 

incorporate the terms ‘‘parts’’ and 

‘‘components’’ in specific ECCNs. The 

primary purpose of these ECCN changes 

is to conform to those proposed 

definitions and to ensure that no 

changes are made to the current U.S. 

Government interpretation of these 

ECCN entries. The public should keep 

in mind the overall purpose is not to 

change the current scope of controls, but 

rather to clarify the scope of these 

ECCNs consistent with the July 15, 2011 

rule definitions and how items are 

currently classified under these ECCNs. 

These proposed changes would revise 

the following one hundred fifty eight 

ECCNs on the CCL where the term 

‘‘parts’’ or ‘‘components’’ is used, as 

identified and described below in more 

detail: 

‘‘Parts’’ is used, but ‘‘specially 

designed’’‘‘components’’ or 

‘‘ ‘‘components’’ as follows’’ is intended 

or ‘‘specially designed’’ ‘‘parts’’ and 

‘‘components’’ is intended. In three 

ECCNs, the term ‘‘parts’’ is used, but the 

term ‘‘specially designed’’ 

‘‘components’’ is intended. This rule 

would remove the term ‘‘parts’’ and 

replace it with the terms ‘‘specially 

designed’’ ‘‘components’’ in the 

following three ECCNs: 0A979, 3A980 

and 3A981. This rule would remove the 

term ‘‘part’’ and replace it with the 

terms ‘‘specially designed’’ ‘‘parts’’ and 

‘‘components’’ to the following four 

ECCNs: 0A982, 0A983, 0A985, 0A986. 

In ECCNs 0A984 and 0A987, the term 

‘‘parts’’ is used, but the term 

‘‘components’’ or ‘‘ ‘‘components’’ as 

follows’’ is intended. This rule would 

remove the term ‘‘parts’’ and replace it 

with the term ‘‘components’’ or ‘‘ 

‘‘components’’ as follows’’ in these 

ECCNs. 

‘‘The hybrid ‘‘component parts’’ is 

used, but ‘‘parts’’ and ‘‘components’’ is 

intended. In certain ECCNs the hybrid 

undefined term ‘‘component parts’’ is 

used, but the intent is ‘‘parts’’ and 

‘‘components.’’ This rule would change 

ECCN 3A201 to bring its meaning into 

alignment with this intent by changing 

‘‘component parts’’ to ‘‘parts’’ and 

‘‘components.’’ This same issue appears 

in some of the ‘‘xY018’’ ECCNs on the 

CCL, but given those ECCNs will be 

addressed in the ongoing USML to CCL 

process as those items in the ‘‘xY018’’ 

ECCNs are moved to the ‘‘600 series’’ 

ECCNs, this rule does not propose 

making changes to those ‘‘xY018’’ 

entries. 


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The term ‘‘spare parts’’ is used, but 

‘‘parts’’ is intended. In ECCN 5A002, the 

term spare parts is used in the ‘‘LVS’’ 

(License Exception ‘‘shipments of 

limited value’’) paragraph, but the intent 

is ‘‘parts.’’ The inclusion of the nonstandard, undefined term ‘‘spare parts’’ 

could cause confusion about the scope 

of the LVS authorization. This rule 

removes the word ‘‘spare’’ to clarify the 

applicability of this license exception to 

this ECCN. 

‘‘Parts’’ or ‘‘accessories’’ is included, 

but is not within scope of the ECCN. In 

ECCNs 2B201, 2B206, 2B209, 2B290, 

6A225, 6A226, 6A992, 6A994, 6A995, 

6C992, 6C994, and 9A120, the terms 

‘‘parts’’ and ‘‘accessories’’ are used in 

the ‘‘unit’’ paragraph in the List of Items 

Controlled section, but the ECCN does 

not include ‘‘parts’’ or ‘‘accessories’’ in 

the list of what that ECCN controls. The 

inclusion of references to ‘‘parts’’ or 

‘‘accessories’’ in these ‘‘unit’’ 

paragraphs may cause confusion 

regarding the scope of those ECCNs. 

This rule would remove such references 

to ‘‘parts’’ and ‘‘accessories’’ in these 

ECCNs. 

‘‘Accessories’’ is included, but is not 

within scope of the ECCN. In ECCNs 

2A292, 6A203, 6A992 and 9A106, the 

terms ‘‘parts’’ and ‘‘accessories’’ are 

used in the ‘‘unit’’ paragraph in the List 

of Items Controlled section, but the 

ECCN does not include ‘‘accessories’’ in 

the list of items that the ECCN controls. 

The inclusion of a reference to 

accessories in these ‘‘unit’’ paragraphs 

may cause confusion regarding the 

scope of those ECCNs. In these same 

ECCNs, the term ‘‘components’’ is 

included in the ‘‘unit’’ paragraph, but 

with a different unit of measurement 

than ‘‘parts.’’ The references to ‘‘parts’’ 

and ‘‘components’’ with different units 

of measurement is inconsistent with the 

interchangeable use of these terms. This 

rule would remove such ‘‘parts’’ and 

‘‘accessories’’ references and insert 

‘‘parts’’ before the ‘‘components’’ 

reference in these ECCNs. 

‘‘Parts’’ or ‘‘components’’ is used, and 

BIS intends the ECCN to mean ‘‘parts’’ 

and ‘‘components.’’ As the terms 

‘‘parts’’ and ‘‘components’’ are currently 

used interchangeably in many entries, 

maintaining current controls while 

adopting definitions for these words 

requires the use of both words in each 

of the one hundred forty-eight (148) 

ECCNs where one of those terms is 

currently used and intended. This will 

ensure that existing ECCNs maintain the 

same controls as exist under the prior 

undefined interchangeable use of the 

terms parts and components that 

encompass all subsidiary elements of a 

complete system. BIS, in consultation 

with the other agencies and multilateral 

export control regimes, intends to revise 

these entries in the future to further 

refine the CCL controls. 

This rule would insert ‘‘parts’’ and 

add quotation marks in the following 

127 ECCNs and Notes: 

1A001, 1A002, 1A004, 1A005, 1A006, 

1A008, 1A102, 1A995, 1B001, 1B003, 

1B101, 1B102, 1B115, 1B117, 1B118, 

1B119, 1C007, 1C117, 1C230, 1C350, 

1C355, 2A001, 2A991, 2B001, 2B003, 

2B004, 2B005, 2B109, 2B116, 2B229, 

2B351, 2B352, 2B992, 2B998, 2D351, 

3A001, 3A003, 3A101, 3A201, 3A233, 

3A292, 3A982, 3A991, 3A999, 3B001, 

3B002, 3B991, 3B992, 3D982, 3D991, 

3E001, 3E003, 3E982, 3E991, 4A001, 

4A003, 4A004, 4A101, 4A994, 5A001, 

5A991, 5B001, 5E001, 5A002, 5A992, 

6A001, 6A002, 6A003, 6A004, 6A005, 

6A006, 6A008, 6A102, 6A107, 6A205, 

6A991, 6A992, 6A995, 6A996, 6A998, 

6B008, 6B995, 6D001, 6E001, 6E002, 

6E993, 7A001, 7A002, 7A003, 7A005, 

7A008, 7A101, 7A102, 7A103, 7A104, 

7A105, 7A107, 7D001, 7D101, 7E001, 

7E002, 7E101, 8A002, 8A992, 9A002, 

9A003, 9A004, 9A005, 9A006, 9A008, 

9A010, 9A011, 9A012, 9A106, 9A108, 

9A109, 9A111, 9A120, 9B001, 9B002, 

9B003, 9B009, 9B010, 9B115, 9B116, 

9D004 and 9E003. 

In addition to the 127 ECCNs 

identified in the previous paragraph, 

this rule would also insert ‘‘parts’’ and 

add quotation marks in the Note to the 

Table on Deposition Techniques in the 

introductory portion of Category 2, 

Product Group E, and the introductory 

Notes to Category 5, Parts I and II. 

This rule would insert ‘‘components’’ 

and add quotation marks in the 

following 12 ECCNs: 

2A292, 2A994, 2B001, 2B201, 5A980, 

6A203, 6B995, 8A992, 9A012, 9A106, 

9A991 and 9B010. 

This rule would reposition the term 

‘‘parts’’ before ‘‘components’’ and add 

quotation marks to the existing terms 

‘‘parts’’ and ‘‘components’’ in the 

following 12 ECCNs: 

1A004, 1C002, 2A983, 2A984, 3A001, 

4A994, 6A992, 7A994, 9A106, 9A991, 

9B990 and 9E003. 

(C) Clarifying the use of the term 

‘‘assemblies’’ on the CCL as 

components. 

In the July 15, 2011 rule, BIS 

proposed to define the term 

‘‘components’’ to mean ‘‘components 

are also commonly referred to as 

assemblies. For purposes of this 

definition, an assembly and a 

component are the same.’’ BIS has 

reviewed the CCL to ensure the term 

‘‘assemblies’’ is not being used 

redundantly on the CCL. This review 

has identified five ECCNs (5A991, 

9A002, 9A003, 9B002 and 9D004) where 

the terms ‘‘assemblies’’ and 

‘‘components’’ are being used in the 

same ECCN, but the term ‘‘assemblies’’ 

should be removed to avoid the 

incorrect interpretation that assemblies 

are different from components. This rule 

would add the term ‘‘electronic’’ before 

the term ‘‘assemblies’’ in 5A991 under 

‘‘items’’ paragraphs (c.1) and (g) to 

distinguish the particular type of 

assembly that is intended to be 

controlled under this entry. With regard 

to ECCNs 9A002, 9A003, 9B002 and 

9D004, the U.S. Government intends to 

develop a proposal to submit to the 

Wassenaar Arrangement that would 

propose the removal of the term 

‘‘assemblies’’ from these ECCNs or 

propose adding more descriptive terms, 

such as ‘‘electronic’’ to clarify the scope 

of those other multilateral-based ECCNs. 

This rule would remove reference to 

the term ‘‘assemblies’’ in ECCN 6A998, 

and add the term ‘‘components’’ in its 

place. As described above, this rule also 

proposes adding the term ‘‘parts’’ to 

6A998. 

(D) This rule would also revise the 

following ECCNs: 

ECCN 1C996. This rule would amend 

1C996 by revising the heading to add 

the phrase ‘‘not controlled by 1C006,’’ to 

clarify the scope of 1C996 as it relates 

to 1C006. 

ECCN 2B350. This rule would amend 

2B350 by revising the ‘‘Related 

Definitions’’ paragraph in the List of 

Items Controlled section to indicate for 

purposes of this entry that the term 

‘chemical warfare agents’ includes those 

agents ‘‘subject to the ITAR’’ (see 22 

CFR parts 120 through 130). In addition, 

this rule would add a note at the end of 

the ‘‘items’’ paragraph in the List of 

Items Controlled section to provide a 

reminder and cross reference to the Note 

for exporters, reexporters and 

transferors, stating the following: ‘‘See 

Categories V and XIV of the United 

States Munitions List for all chemicals 

that are ‘‘‘subject to the ITAR’ (see 22 

CFR parts 120 through 130).’’ 

ECCN 2B996. This rule would amend 

2B996 by revising the heading to clarify 

that dimensional inspection or 

measuring systems or equipment not 

controlled by 2B006 or 2B206 are 

controlled under this ECCN. Certain 

dimensional inspection or measuring 

systems or equipment controlled under 

2B206 would also be controlled under 

2B996. To clarify the relationship 

between 2B996 and 2B206, this rule 

would add 2B206 to the exclusion from 

2B996. 

ECCN 6A002. This rule would revise 

the STA (License Exception ‘‘Strategic 

Trade Authorization’’) paragraph in the 


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License Exceptions section, which as 

proposed in this rule would now be in 

its own section called Special 

Conditions for License Exception STA. 

This rule would remove the phrase, ‘‘to 

any of the eight destinations listed in 

§ 740.20(c)(2) of the EAR’’ from the end 

of the current STA paragraph and would 

add it to the introductory text of the 

STA paragraph. BIS makes this change 

to clarify the 6A002 ‘‘items’’ paragraphs 

that are not eligible for License 

Exception STA to any of the eight 

destinations listed in § 740.20(c)(2). 

ECCN 8A918. This rule would remove 

the marine boilers from 8A918 and 

would move these items to two new 

‘‘items’’ paragraphs that would be added 

in the List of Items Controlled section of 

8A992. This rule would add a new 

‘‘items’’ paragraph (l) to 8A992 for 

marine boilers designed to have any of 

the characteristics in the new 8A992.l.1 

or .l.2. This rule would add ‘‘items’’ 

paragraph (m) to 8A992 for components, 

parts, accessories, and attachments for 

marine boilers that would be described 

in 8A992.l. This rule’s proposed 

movement of these commodities from 

8A918 to 8A992.l and .m would remove 

the Regional Stability (RS) Column 2 

control on these commodities. The AntiTerrorism (AT) and United Nations 

(UN) controls would be retained for the 

commodities moved to 8A992.l and .m. 

BIS proposes this change because these 

marine boilers do not warrant an RS 

control or a separate ECCN entry and 

can therefore be added under ECCN 

8A992 to be controlled with other types 

of marine commodities warranting an 

AT control. 

ECCN 9A980. This rule would revise 

9A980 by removing the term ‘‘parts’’ 

from the heading of the ECCN and 

adding a new heading note to clarify the 

scope of the ECCN. The Crime Control 

(CC) parts that would have been 

classified under this entry if exported 

alone are already accounted for on the 

CCL and controlled for CC reasons. The 

new heading note that this rule would 

add clarifies that in order for a vehicle 

to be classified as a nonmilitary mobile 

crime scene laboratory under ECCN 

9A980, the vehicle must contain one or 

more analytical or laboratory items 

controlled for Crime Control (CC) 

reasons on the CCL, such as items 

controlled under ECCNs 3A980 and 

3A981. This new heading note does not 

change the scope of the ECCN, but 

would make the scope of this ECCN and 

the relationship to other CC ECCNs on 

the CCL clearer. 

(E) Addition of ‘‘Related Controls’’ to 

aid in classification. 

Most ECCNs on the CCL contain a 

‘‘related controls’’ paragraph in the List 

of Items Controlled section. The 

‘‘related controls’’ paragraph provides 

cross references to related ECCNs to 

assist the public in classifying items that 

are subject to the EAR. In some ECCNs, 

the ‘‘related controls’’ paragraph also 

includes cross-references to the export 

controls other U.S. Government 

agencies administer. 

This rule proposes adding a number 

of additional ‘‘related controls’’ 

paragraphs or revising existing ‘‘related 

controls’’ paragraph to assist the public 

in classifying items. In responding to 

this proposed rule, the public may also 

provide suggestions for additional 

‘‘related controls’’ that would assist the 

public in classifying items. This rule 

proposes revising the ‘‘related controls’’ 

paragraphs in the following twelve 

ECCNs: 1A985, 1B117, 1B118, 1B119, 

1B225, 1C117, 1C233, 2B105, 2B116, 

3A230, 7A103 and 9B009. 

Lastly, this rule would revise the 

‘‘related controls’’ paragraphs in ECCN 

7A005 and 7A994 and include the 

substance of the amended related 

control paragraph as a new ‘‘license 

requirement note’’ in 7A994. This rule 

change would clarify the relationship 

between 7A005 and 7A994 and provide 

guidance on the appropriate 

classification for GPS equipment. The 

added text in 7A005 and 7A994 would 

alert persons classifying GPS items that 

‘‘typically commercially available GPS 

do not employ encryption or adaptive 

antenna and are classified as 7A994.’’ 

(F) Addition of the term ‘‘subject to 

the ITAR’’ to the EAR. 

This rule would add the term ‘‘subject 

to the ITAR’’ to § 772.1 (Definitions of 

terms as used in the Export 

Administration Regulations (EAR)). This 

defined term would be added to parallel 

the use of the term ‘‘subject to the EAR’’ 

that is commonly used in the EAR, 

along with simplifying many of the 

references to the export jurisdiction of 

the Department of State that are 

included in the EAR. The vast majority 

of these references to the export control 

jurisdiction of the Department of State 

are on the CCL. This rule would also 

add the following definition of ‘‘subject 

to the ITAR’’ in § 772.1: 

A term used in the EAR to describe those 

commodities, software, technology (e.g., 

technical data) and defense services over 

which the U.S. Department of State, 

Directorate of Defense Trade Controls (DDTC) 

exercises regulatory jurisdiction under the 

International Traffic in Arms Regulations 

(ITAR) (see 22 CFR 120–130). 

This rule would make conforming 

changes to the rest of the EAR, 

including several ECCNs and §§ 734.4 

(De minimis U.S. content), 734.6 

(Assistance available from BIS for 

determining licensing and other 

requirements), and 740.6 (Technology 

and software under restriction (TSR)), 

by adding ‘‘subject to the ITAR’’ where 

the export control jurisdiction of the 

Department of State is referenced. In 

addition to making the conforming 

change in § 734.6, this rule would revise 

the language that refers to the ITAR to 

clarify that in order to determine 

whether an item is ‘‘subject to the 

ITAR,’’ you should review the ITAR’s 

United States Munitions List (see 22 

CFR §§ 120.6 and 121.1). The revised 

text would also clarify you may also 

submit a request to the Department of 

State, Directorate of Defense Trade 

Controls, for a formal jurisdictional 

determination regarding the commodity, 

software, technology, or activity at issue 

(see 22 CFR § 120.4). 

(2) Changes to Conform the CCL to the 

Multilateral Export Control Regime 

Control Lists and Previous 

Amendments to the EAR 

This rule also proposes making the 

following changes to conform the CCL 

to the multilateral export control regime 

control lists and to conform the CCL to 

the intent of past amendments to the 

EAR. These are cases where a previous 

amendment to the EAR was intended to 

effect a change, but the change was not 

implemented as intended or where a 

conforming change should have been 

made to the CCL, but was inadvertently 

not made in a past rulemaking. This rule 

proposes to make the following 

conforming changes: 

(A) Conforming changes for TSR 

limitations of Wassenaar Very Sensitive 

List Items. 

In implementing its commitment to 

exercise vigilance for the licensing of 

items listed on the Wassenaar Very 

Sensitive List, the United States has 

limited the use of License Exception 

TSR to a list of specifically identified 

countries for certain ECCNs. These 

limitations are contained in the TSR 

paragraph in the License Exception 

section of nine ECCNs (i.e., ECCNs 

1E001, 5D001, 5E001, 6D001, 6D003, 

6E001, 6E002, 8D001 and 8E001) that 

contain items on the Wassenaar Very 

Sensitive List and for which TSR has 

been authorized for some, or all of the 

ECCN. 

The TSR paragraph limitation was 

introduced in 1998, upon 

implementation of the Wassenaar 

Arrangement (63 FR 2452), with a list of 

sixteen destinations eligible for TSR for 

Wassenaar Very Sensitive List items. 

Approximately one-year later Japan was 

added to the TSR paragraph limitation 

(64 FR 10852). In 2008, Australia and 

Norway were added to the TSR 


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paragraph in ECCN 1E001, with the 

explanation that their original exclusion 

had been an oversight. Australia and 

Norway were not added to the other 

TSR paragraphs with Wassenaar Very 

Sensitive List limitations, creating an 

inconsistency. 

This rule proposes to adopt a 

standardized list of countries under the 

EAR for the nine ECCNs. The use of this 

standardized list of countries would 

simplify the use of the TSR License 

Exception for these nine ECCNs and aid 

the public’s understanding regarding 

what countries are eligible and not 

eligible to receive National Security 

(NS) controlled technology under these 

nine ECCNs. BIS has recently 

determined that the thirty six (36) 

countries listed in License Exception 

Strategic Trade Authorization, Section 

740.20(c)(2) of the EAR, are eligible for 

License Exception authorization for 

Wassenaar Very Sensitive List items. 

These 36 countries are: Argentina, 

Australia, Austria, Belgium, Bulgaria, 

Canada, Croatia, Czech Republic, 

Denmark, Estonia, Finland, France, 

Germany, Greece, Hungary, Iceland, 

Ireland, Italy, Japan, Latvia, Lithuania, 

Luxembourg, Netherlands, New 

Zealand, Norway, Poland, Portugal, 

Romania, Slovakia, Slovenia, South 

Korea, Spain, Sweden, Switzerland, 

Turkey, or the United Kingdom. This 

rule proposes to revise the list of 

countries in the TSR paragraph for these 

nine ECCNs to state ‘‘those 36 countries 

listed in § 740.20(c)(1) (License 

Exception STA).’’ The 17 countries (19 

countries in 1E001) that were previously 

identified as being eligible for License 

Exception TSR under these ECCNs were 

a subset of the 36 STA-eligible 

countries. Therefore, this proposed rule 

would add the remaining 19 countries, 

except for 1E001 where this proposed 

rule would add the remaining 17 

countries, as eligible countries to 

receive this type of technology through 

application of License Exception TSR 

under these ECCNs. 

(B) ECCN changes to conform to the 

multilateral export control regimes. 

ECCNs 1A101. This rule would 

amend 1A101 by replacing the defined 

term ‘‘missiles’’ with the phrase 

‘‘rockets, missiles, or unmanned aerial 

vehicles capable of achieving a ‘‘range’’ 

equal to or greater than 300 km’’ to 

conform to the Missile Technology 

Control Regime (MTCR) Annex. 

ECCNs 1D103. This rule would 

amend 1D103 by replacing the defined 

term ‘‘missiles’’ with the phrase 

‘‘rockets, missiles, or unmanned aerial 

vehicles capable of delivering at least a 

500 kg payload to a ‘‘range’’ equal to or 

greater than 300 km’’ to conform to the 

MTCR Annex. 

ECCN 5D101. This rule would amend 

5D101 by removing the term ‘‘items’’ 

and adding the term ‘‘equipment’’ in its 

place. This rule would make this change 

to be consistent with the MTCR Annex. 

ECCN 6A203. This rule would amend 

6A203 by removing ‘‘accessories in $ 

value’’ from the ‘‘unit’’ paragraph in the 

List of Items Controlled section. This 

change would be made to conform to 

the Nuclear Suppliers Group (NSG) 

control list, which does not include 

controls on ‘‘accessories’’ under NSG 

1.A.2, 5.B.3, and 5.B.4. 

ECCN 6D102. This rule would amend 

6D102 by removing the term ‘‘goods’’ 

from the heading and adding the term 

‘‘equipment’’ in its place. This rule 

would make this change to be consistent 

with the MTCR Annex. 

ECCN 6D994. This rule would remove 

6D994 to conform to a previous 

amendment to the EAR that imposed a 

control for these same items under 

6D003.c. BIS’s intention when 6D994 

was added to the CCL was to impose a 

control on this software until such time 

as a control could be approved at the 

Wassenaar Arrangement and 

implemented in the EAR. At the time 

when the final rule to add this software 

to 6D003.c was published, the intention 

was to remove 6D994. However, this 

entry was inadvertently retained at the 

time 6D003.c was added to the CCL, 

which may have caused confusion for 

exporters trying to classify this type of 

software because the software meets the 

description of two software ECCNs. To 

address this scenario, this rule would 

remove 6D994 from the CCL, leaving 

6D003.c as the control ECCN. 

ECCN 7D101. This rule would amend 

7D101 by revising the heading to 

include 7A117 in the list of ECCNs for 

which 7D101 controls the software. 

7A117 is a reference to a USML control 

based on the MTCR Annex. 7D101 

controls the software of certain 

commodities controlled for MT reasons. 

This change is made to conform to the 

MTCR Annex. 

ECCN 7E104. This rule would amend 

7E104 by replacing the defined term 

‘‘missiles’’ with the phrase ‘‘rockets or 

missiles capable of achieving a ‘‘range’’ 

equal to or greater than 300km’’ to 

conform to the MTCR Annex. 

ECCN 9A107. This rule would amend 

9A107 by revising the heading to 

replace the word ‘‘engines’’ with the 

word ‘‘motors.’’ This change is made to 

conform to the MTCR Annex. 

ECCN 9A110. This rule would amend 

9A110 by revising the heading to 

include 9A109 in the list of ECCNs for 

which 9A110 controls the composite 

structures, laminates and manufactures 

thereof. 9A109 is a reference to a USML 

control based on the MTCR Annex. 

9A110 controls the software of certain 

commodities controlled for MT reasons. 

This rule would further amend 9A110 

by replacing the defined term ‘‘missiles’’ 

with the phrase ‘‘rockets, missiles, or 

unmanned aerial vehicles capable of 

achieving a ‘‘range’’ equal to or greater 

than 300 km.’’ These changes are made 

to conform to the MTCR Annex. 

ECCN 9A118. This rule would amend 

9A118 by inserting the phrase ‘‘missiles, 

and unmanned aerial vehicles capable 

of achieving a ‘‘range’’ equal with a 

range capability of 300 Km or greater’’ 

into the heading to conform to the 

MTCR Annex. 

ECCN 9B115. This rule would amend 

9B115 by revising the heading to 

include 9A103 in the list of ECCNs for 

which 9B115 controls the ‘‘production 

equipment.’’ 9A103 is a reference to a 

USML control based on the MTCR 

Annex. 9B115 controls the ‘‘production 

equipment’’ of certain commodities 

controlled for MT reasons. This change 

is made to conform to the MTCR Annex. 

ECCN 9B116. This rule would amend 

9B116 by revising the heading to 

include 9A103 in the list of ECCNs for 

which 9B116 controls the ‘‘production 

equipment.’’ 9A103 is a reference to a 

USML control based on the MTCR 

Annex. 9B116 controls the ‘‘production 

equipment’’ of certain commodities 

controlled for MT reasons. This change 

is made to conform to the MTCR Annex. 

ECCN 9D103. This rule would amend 

9D103 by revising the heading to 

include ECCNs 9A009, 9A107 and 

9A109, and to expand the reference to 

9A105 from 9A105.a to the entire ECCN 

in the list of ECCNs for which 9D103 

controls certain ‘‘software.’’ ECCNs 

9A009, 9A105, 9A107 and 9A109 are 

references to USML controls based on 

the MTCR Annex. 9D103 is a reference 

to USML control based on the MTCR 

Annex. This change is made to conform 

to the MTCR Annex. 

ECCN 9D104. This rule would amend 

9D104 by revising the heading to 

include all of ECCNs 9A006, 9A007, 

9A008, 9A009, 9A010, 9A115 and 

9A116 and 9A106.e in the list of ECCNs 

for which 9D104 controls the 

‘‘software.’’ 9A006, 9A007, 9A008, 

9A009, 9A010, 9A115 and 9A116 are 

references to USML controls based on 

the MTCR Annex. 9A106.e is controlled 

on the CCL for MT reasons. 9D104 

controls the ‘‘software’’ of certain 

commodities controlled for MT reasons. 

This change is made to conform to the 

MTCR Annex. 

ECCN 9D105. This rule would amend 

9D105 by replacing the defined term 


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‘‘missiles’’ with the phrase ‘‘rockets, 

missiles, or unmanned aerial vehicles 

capable of achieving a ‘‘range’’ equal to 

or greater than 300 km’’ to conform to 

the MTCR Annex. 

(3) Structural Changes To Improve the 

Clarity of the CCL 

ECCNs on the CCL follow the same 

basic paragraph structure, although not 

all ECCNs contain the same paragraphs. 

The common paragraph structure is 

intended to allow the public to quickly 

review ECCNs and to identify relevant 

paragraphs in each ECCN. This rule 

proposes changes to the standard 

section headings that are used in most 

ECCNs on the CCL. These proposed 

changes would affect most of the ECCNs 

on the CCL, but would be implemented 

through instructions instead of setting 

out each proposed revision in the 

regulatory text. BIS is proposing the 

changes in the format to save on the cost 

of implementing these structural 

changes. BIS’s decision also took into 

account that the proposed changes are 

not ECCN specific and are more focused 

on how the ECCN information is being 

communicated to the public. Each of the 

proposed structural changes this rule 

would implement improves the clarity 

of the CCL and is further described 

below. 

(A) Revision of License Exceptions 

section heading. 

This rule would revise the License 

Exceptions section heading to add 

greater specificity. This rule would 

revise the section heading by changing 

it from ‘‘License Exceptions’’ to the 

more specific section heading of ‘‘ListBased License Exceptions (See Part 740 

for a complete listing of license 

exceptions and requirements).’’ This 

rule would also add a parenthetical after 

the revised section heading to provide a 

cross reference to the license exceptions 

part of the EAR. This rule would add 

this cross reference because a definitive 

determination regarding whether a 

license exception may be used for a 

specific ECCN can only be made after 

also reviewing the applicable license 

exceptions provisions in part 740 of the 

EAR. 

(B) Removal of the License Exception 

STA paragraphs. 

In order to implement the changes 

described above under (A) Revision of 

License Exceptions section heading, this 

rule also proposes removing the License 

Exception STA paragraph in the License 

Exceptions section of the following 

forty-nine ECCNs: 1A002, 1C001, 

1C007, 1C010, 1C012, 1D002, 1E001, 

1E002, 2D001, 2E001, 2E002, 3A002, 

3B001, 3D001, 3E001, 4A001, 4D001, 

4E001, 5A001, 5B001, 5D001, 5E001, 

6A001, 6A002, 6A003, 6A004, 6A006, 

6A008, 6B008, 6D001, 6D003, 6E001, 

6E002, 7D003, 7E001, 7E002, 8A001, 

8A002, 8D001, 8D002, 8E001, 8E002, 

9B001, 9D001, 9D002, 9D004, 9E001, 

9E002 and 9E003. This rule would move 

the text of those License Exception STA 

paragraphs to a new section titled 

‘‘Special Conditions for STA.’’ This rule 

proposes creating this new section 

immediately following the proposed 

‘‘List-Based License Exceptions (See 

Part 740 for a complete listing of license 

exceptions and requirements)’’ 

instruction, because the License 

Exception STA paragraphs do not 

perform the same function as the other 

list-based license exception paragraphs. 

This rule does not propose any changes 

to the regulatory text included in the 

current License Exception STA 

paragraphs of these ECCNs. The changes 

proposed in this rule are limited to 

proposing a new section heading and 

then moving the existing License 

Exception STA paragraphs in these 

forty-nine ECCNs to the new STA 

section heading. 

(C) Adding a cross-reference after 

Country Chart. 

This rule proposes revising the 

‘‘Country Chart’’ paragraph heading in 

the License Requirements section to add 

a parenthetical to indicate where the 

public can find the Country Chart. The 

revised Country Chart paragraph 

heading would now read ‘‘Country 

Chart (See Supp. No. 1 to part 738).’’ 

Not all ECCNs include a Country Chart 

paragraph and a small number of ECCNs 

do not rely on the Commerce Country 

Chart for determining destination-based 

license requirements. Most ECCNs, 

however, are structured to refer to the 

information contained in the Country 

Chart paragraph in Supplement No. 1 to 

part 738 to identify destination-based 

license requirements. The changes in 

this rule would clarify that for the 

ECCNs that use this structure, exporters, 

reexporters and transferors need to refer 

to the Country Chart in Supplement No. 

1 to part 738 to determine destinationbased license requirements. For 

experienced exporters, reexporters, and 

transferors, this structure is well 

understood. The new cross references 

would be primarily intended for those 

exporters, reexporters, and transferors 

who are new to the EAR and who may 

not as readily understand the 

relationship between this standard 

ECCN paragraph and Supplement No. 1 

to part 738. The new parenthetical 

phrase at the end of the Country Chart 

paragraph would make the relationship 

explicit. 

(D) Adding a new ‘‘Reporting 

Requirements’’ section to certain 

ECCNs. 

Some ECCNs include references to 

reporting requirements. They are 

typically found either in License 

Requirement notes or in notes to the 

‘‘items’’ paragraphs in the List of Items 

Controlled section. BIS has adopted a 

standardized paragraph structure for 

ECCNs, as much as possible, to assist 

the public in classifying items. A 

standardized paragraph structure helps 

the public classify items by putting the 

information contained in an ECCN into 

a useable and easily recognizable 

format. The current reporting 

requirements, which are found in 

various sections and paragraphs of the 

ECCN, deviate from this type of 

standardized structure. This rule 

proposes to add a new section heading 

called Reporting Requirements where 

the existing reporting requirements 

found in ECCNs would be consolidated 

to address this issue. This rule does not 

propose any changes to the scope of 

current reporting requirements. This 

proposed standardized structure would 

aid in compliance with the reporting 

requirements and assist exporters in 

more quickly and easily identifying 

ECCNs subject to reporting 

requirements. The rule proposes adding 

the new Reporting Requirements section 

heading immediately before the License 

Exceptions section, which, as proposed 

above, would now be revised to read 

‘‘List-Based License Exceptions (See 

Part 740 for a complete listing of license 

exceptions and requirements).’’ 

To implement this change in 

Supplement No. 1 to part 774 (the 

Commerce Control List), this rule would 

remove the ‘‘License Requirements 

Notes’’ paragraphs in the License 

Requirements section in the following 

thirty-nine Export Control Classification 

Numbers (ECCNs): 1A002, 1C007, 

1C010, 1D002, 1E001, 1E002, 2D001, 

2E001, 2E002, 3A002, 3D001, 3E001, 

4A001, 4E001, 5A001, 5B001, 5D001, 

5E001, 6A001, 6A002, 6A004, 6A006, 

6A008, 6D001, 6D003, 6E001, 6E002, 

8A001, 8A002, 8D001, 8D002, 8E001, 

8E002, 9B001, 9D001, 9D002, 9E001, 

9E002 and 9E003. In these thirty-nine 

ECCNs, this rule would add the new 

section entitled ‘‘REPORTING 

REQUIREMENTS See § 743.1 of the EAR 

for reporting requirements for exports 

under License Exceptions, Special 

Comprehensive Licenses, and Validated 

End-User authorizations’’ after the 

License Requirements section in each of 

these respective ECCNs. This proposed 

rule would also make changes to the 

new Reporting Requirements section to 

ensure the text conforms to the listing 


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of authorizations in § 743.1 that require 

reporting to BIS. 

(4) Removal of Fourteen ECCNs Subject 

to the Exclusive Jurisdiction of the 

Nuclear Regulatory Commission 

(A) Removal of fourteen ECCNs. 

The CCL includes forty-nine ECCNs 

that refer to items that are subject to the 

exclusive jurisdiction of the Department 

of Energy, the Nuclear Regulatory 

Commission, or the Department of State. 

They constitute approximately 10% of 

the total number of ECCNs on the CCL. 

Of the forty-nine ECCNs, fourteen 

ECCNs are subject to the export 

licensing authority of the Nuclear 

Regulatory Commission at 10 CFR part 

110. This rule proposes removing these 

fourteen ECCNs from the CCL. The 

fourteen ECCNs are 0A001, 0B001, 

0B002, 0B003, 0B004, 0B005, 0B006, 

0C001, 0C002, 0C004, 0C005, 0C006, 

0C201 and 1C012. The ECCNs that BIS 

proposes to remove are Nuclear Trigger 

List items, so the jurisdiction of these 

items is already established under U.S. 

export controls and, as explained below, 

there is no need to include this 

additional cross reference from the CCL 

to the controls maintained by the 

Nuclear Regulatory Commission. 

BIS’s original purpose for including 

these ECCNs on the CCL was to 

supplement § 734.3 (Items subject to the 

EAR) under paragraph (b)(1), which 

describes items that are not subject to 

the EAR because they are subject to the 

exclusive jurisdiction of another agency 

of the U.S. Government, and to 

supplement the jurisdiction information 

for the other U.S. Government agencies 

found in Supplement No. 3 to part 730 

(Other U.S. Government Departments 

and Agencies with Export Control 

Responsibilities). BIS also included 

these ECCNs to better align the CCL 

with the European Union’s control lists 

that are primarily based on the 

multilateral export control regimes. 

However, by including references to 

other agencies’ controls in specific 

ECCNs there is the potential that such 

ECCN references will become out of 

date if the other agencies update their 

respective regulations and the 

corresponding changes are not made in 

the EAR cross reference in a timely 

manner. 

For example, on September 7, 2011 

(76 FR 55278), the National Nuclear 

Security Administration, Department of 

Energy (DOE) published a notice of 

proposed rulemaking that proposed 

various amendments to regulations 

concerning unclassified assistance to 

foreign atomic energy activities. These 

proposed revisions were intended to 

reduce uncertainties for industry users 

concerning which foreign nuclear 

related activities by U.S. persons are 

‘‘generally authorized’’ under the 

regulation and which activities require 

a ‘‘specific authorization’’ from the 

Secretary of Energy. However, if the 

ECCNs on the CCL that currently refer 

to DOE and NRC controls are not 

updated, the uncertainties for exporters, 

reexporters and transferors would 

increase because of inconsistencies in 

the different regulations. Given that the 

DOE and NRC respective regulations are 

controlling in this area and these ECCNs 

are only acting as a cross reference, BIS 

is proposing the removal of these 

ECCNs. 

BIS has determined there still is 

utility in including general cross 

references to other agencies’ controls. 

Thus, this rule proposes to include a 

general cross reference at the beginning 

of the CCL in a revised § 774.1 

(Introduction) that would contain those 

ECCNs that have been reserved and are 

subject to the exclusive jurisdiction of 

another agency of the U.S. Government. 

In addition, the related control 

paragraphs of ECCNs would contain 

cross references to controls of other 

agencies to the extent that such controls 

are similar to or related to the controls 

of certain ECCNs. 

The remaining thirty-five of the fortynine ECCNs refer to items that are 

‘‘subject to the ITAR,’’ which is 

maintained by the Department of State. 

Given the ongoing review of the United 

States Munitions List (USML) that is 

being conducted under the ECR 

Initiative, it is premature to propose 

removing or revising these thirty-five 

ECCNs. In addition, given the number of 

cross references, in particular in 

Categories 7 and 9 of the CCL, to these 

thirty-five ECCNs, BIS determined that 

removing the ECCNs that are ‘‘subject to 

the ITAR’’ should be addressed at a later 

time once the review of the USML is 

completed. 

(B) Changes to the CCL to conform to 

the removal of these fourteen ECCNs. In 

addition to removing the fourteen 

ECCNs, this rule would also make 

conforming changes to eleven ECCNs 

that would be retained on the CCL. The 

ECCNs that would be revised by this 

rule contain references to one or more 

of the fourteen ECCNs that would be 

removed. 

The removal of the fourteen ECCNs 

should not impact the existing controls 

for items subject to the EAR. However, 

given the interrelationship between the 

fourteen ECCNs removed and the eleven 

ECCNs where conforming changes 

would be required, BIS is particularly 

interested in any comments regarding 

whether the proposed changes 

accurately capture the intent of the 

previous references (i.e., the references 

to the fourteen ECCNs that would be 

removed in the eleven ECCNs that are 

retained on the CCL). 

The rule would make conforming 

changes to the following eleven ECCNs: 

1A290, 1C107, 1C240, 1C298, 3A225, 

3A226, 3A227, 3A233, 3A999, 6A005 

and 6A205. This rule’s proposed 

revisions consist of the following: 

ECCNs 3A225, 3A226, 3A227, 3A233, 

6A005 and 6A205. This rule would 

revise six ECCN headings (3A225, 

3A226, 3A227, 3A233, 6A005 and 

6A205). This rule would take this 

approach to minimize the number of 

changes that would need to be made, 

while still ensuring the headings would 

reflect the intended scope of these six 

ECCNs. 

On the CCL, these six ECCN headings 

include references to some of the 

fourteen ECCNs that would be removed 

as a shorthand way of communicating 

the scope of items controlled. Therefore, 

the removal of these fourteen ECCNs 

would require that a broader description 

be added to the headings of the ECCNs 

that would be retained. If only one of 

the fourteen ECCNs that would be 

removed is referenced, then BIS believes 

that in most cases it is easy to 

incorporate the text of the removed 

ECCN into the heading of the ECCN that 

would be retained. However, there are 

certain ECCNs that contain multiple 

references to the ECCNs that would be 

removed. In the cases where multiple 

ECCNs are referenced, an effort to insert 

all the text into the headings as a 

conforming change would not be 

feasible. To address this issue, this rule 

would add heading notes, which would 

provide more space to describe the 

substance of the ECCNs that would be 

removed from the respective headings. 

The end of the revised headings would 

include a reference to the heading notes 

to alert persons classifying their items to 

review the heading notes as they 

determine whether their item in 

question was classified under the 

removed ECCN. 

ECCNs 1A290, 1C107 and 1E001. This 

rule would revise three ‘‘related 

controls’’ paragraphs in ECCNs 1A290, 

1C107 and 1E001. These changes would 

revise references to one or more of the 

fourteen removed ECCNs in each of the 

three remaining ECCNs and replace 

them with more descriptive 

explanations in the related controls. 

These changes would reduce the need 

for cross-referencing in the CCL to the 

fourteen removed ECCNs. Another 

alternative would be to take the 

opposite approach and instead simply 

use very broad descriptors for the types 


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of items that are subject to the exclusive 

jurisdiction of another export control 

agency of the U.S. Government. BIS 

would welcome comments from the 

public regarding whether this 

alternative approach of simply using 

broad descriptors or some other 

approach not yet considered by BIS 

would be better than what is proposed. 

ECCN 1E001. This rule would also 

revise 1E001 by removing the reference 

to 1C012 in the License Exception STA 

paragraph in the License Exceptions 

section. This ECCN is subject to the 

exclusive jurisdiction of another agency. 

Thus, License Exception STA could 

never be used as the authority to export 

an item described in 1C012. 

ECCN 1C298. This rule would revise 

one CCL note in ECCN 1C298 to remove 

references to one or more of the fourteen 

ECCNs that would be removed by this 

rule. 

(C) Adding a general cross reference 

to the fourteen ECCNs that would be 

removed. 

In § 774.1 (Introduction), this rule 

would redesignate the introductory text 

of the section as paragraph (a) with the 

heading ‘‘Scope of the control list,’’ and 

would add a paragraph (b) with the 

heading ‘‘ECCN cross-references for 

items subject to the exclusive 

jurisdiction of another agency.’’ The 

introductory text of paragraph (b) would 

indicate that prior to the date of 

publication in the Federal Register of 

the final rule that would remove these 

fourteen ECCNs, the CCL contained 

fourteen ECCNs that were included as 

cross references on the CCL to the 

export control regulations administered 

by the Nuclear Regulatory Commission. 

Paragraph (b) would identify ECCNs 

formerly listed on the CCL that were 

subject to the jurisdiction of the Nuclear 

Regulatory Commission at 10 CFR part 

110. This rule would add a note to 

paragraph (b) to indicate that ECCNs 

0D001 and 0E001 (ECCNs that are 

proposed to be retained on the CCL) 

were subject to the jurisdiction of the 

Nuclear Regulatory Commission at 10 

CFR part 110 or jurisdiction of the 

Department of the Energy at 10 CFR part 

810, but also have certain portions that, 

as of the date of publication of this rule, 

were ‘‘subject to the ITAR.’’ These 

ECCNs would be retained on the CCL as 

a cross reference. 

Although the Export Administration 

Act expired on August 20, 2001, the 

President, through Executive Order 

13222 of August 17, 2001, 3 CFR, 2001 

Comp., p. 783 (2002), as extended by the 

Notice of August 15, 2012, 77 FR 49699 

(August 16, 2012), has continued the 

Export Administration Regulations in 

effect under the International 

Emergency Economic Powers Act. BIS 

continues to carry out the provisions of 

the Export Administration Act, as 

appropriate and to the extent permitted 

by law, pursuant to Executive Order 

13222. 

Rulemaking Requirements 

1. Executive Orders 13563 and 12866 

direct agencies to assess all costs and 

benefits of available regulatory 

alternatives and, if regulation is 

necessary, to select regulatory 

approaches that maximize net benefits 

(including potential economic, 

environmental, public health and safety 

effects, distribute impacts, and equity). 

Executive Order 13563 emphasizes the 

importance of quantifying both costs 

and benefits, of reducing costs, of 

harmonizing rules, and of promoting 

flexibility. This rule has been 

designated a ‘‘significant regulatory 

action,’’ although not economically 

significant, under section 3(f) of 

Executive Order 12866. Accordingly, 

the rule has been reviewed by the Office 

of Management and Budget (OMB). 

2. Notwithstanding any other 

provision of law, no person is required 

to respond to nor be subject to a penalty 

for failure to comply with a collection 

of information, subject to the 

requirements of the Paperwork 

Reduction Act of 1995 (44 U.S.C. 3501 

et seq.) (PRA), unless that collection of 

information displays a currently valid 

Office of Management and Budget 

(OMB) Control Number. This regulation 

involves collections previously 

approved by OMB under control 

numbers 0694–0088, ‘‘Multi-Purpose 

Application,’’ which carries a burden 

hour estimate of 43.8 minutes for a 

manual or electronic submission. Total 

burden hours associated with the PRA 

and OMB control number 0694–0088 

are expected to decrease slightly as a 

result of this rule because of the 

proposed removal of ECCN 8A918. You 

may send comments regarding the 

collection of information associated 

with this rule, including suggestions for 

reducing the burden, to Jasmeet K. 

Seehra, Office of Management and 

Budget (OMB), by email to 

Jasmeet_K._Seehra@omb.eop.gov, or by 

fax to (202) 395–7285. 

3. This rule does not contain policies 

with Federalism implications as that 

term is defined under E.O. 13132. 

4. The Regulatory Flexibility Act 

(RFA), as amended by the Small 

Business Regulatory Enforcement 

Fairness Act of 1996 (SBREFA), 5 U.S.C. 

601 et seq., generally requires an agency 

to prepare a regulatory flexibility 

analysis for any rule subject to the 

notice and comment rulemaking 

requirements under the Administrative 

Procedure Act (5 U.S.C. 553) or any 

other statute, unless the agency certifies 

that the rule will not have a significant 

economic impact on a substantial 

number of small entities. Under section 

605(b) of the RFA, however, if the head 

of an agency certifies that a rule will not 

have a significant economic impact on 

a substantial number of small entities, 

the statute does not require the agency 

to prepare a regulatory flexibility 

analysis. Pursuant to section 605(b), the 

Chief Counsel for Regulation, 

Department of Commerce, submitted a 

memorandum to the Chief Counsel for 

Advocacy, Small Business 

Administration, certifying that this 

proposed rule will not have a significant 

economic impact on a substantial 

number of small entities. 

Number of Small Entities 

The Bureau of Industry and Security 

(BIS) does not collect data on the size 

of entities that apply for and are issued 

export licenses. Although BIS is unable 

to estimate the exact number of small 

entities that would be impacted by this 

rule, it does acknowledge that this rule 

will impact some unknown number. 

Economic Impact 

This proposed rule is part of the 

Administration’s Export Control Reform 

(ECR) Initiative. As part of the ECR 

Initiative, BIS published an advance 

notice of proposed rulemaking on 

December 9, 2010 seeking, among other 

things, public comments on how 

descriptions of items controlled on the 

CCL could be made clearer. The 

December 9, 2010 notice solicited 

public suggestions on ways to improve 

the descriptions of items on the CCL to 

better reflect internationally accepted 

standards and use industry standard 

terms and references. Where objective 

criteria are missing from ECCNs, BIS 

sought specific suggestions on what 

technical parameters, characteristics, 

thresholds, and capabilities should be 

used to describe the item. BIS requested 

that all suggestions in this area should 

include proposed revisions to the text of 

ECCNs or proposed Technical Notes to 

ECCNs that explain terms or phrases 

used in the ECCN. 

Fifty public comments were received 

totaling over 1400 pages in suggestions 

for how the CCL could be improved. 

The vast majority of suggested changes 

that can be implemented unilaterally by 

the U.S. Government involve 

improvements to the clarity of the CCL. 

These changes are included in this 

proposed rule. BIS also solicited in the 

December 9, 2010 notice comments on 

how the CCL could be made more 


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‘‘positive,’’ but given the CCL is already 

primarily a ‘‘positive’’ control list, most 

of the comments in this area focused on 

ways to improve the overall use of the 

CCL and public understanding of the 

CCL. 

This rule focuses on implementing a 

large number of changes that would 

make the CCL clearer. The significance 

of any particular change, when taken by 

itself, may not appear to make a 

dramatic improvement to the clarity of 

the CCL, but the cumulative impact of 

these various proposed changes would 

make a significant improvement to the 

CCL. BIS believes this improved clarity 

would also make the control list easier 

to use, in particular for those reviewing 

the CCL for the first time. 

Improving the clarity of the CCL as 

described in this rule would reduce the 

burden on small entities (and other 

entities as well) by increasing the 

public’s confidence in self-classifying 

items on the CCL thereby reducing the 

amount of time it takes for the public to 

classify items using the CCL. The CCL, 

as noted in the December 9, 2010 notice, 

should be written in a clear way that 

allows someone who knows the 

technical parameters and capabilities of 

an item to review the CCL, even if it is 

their first time reviewing the CCL, and 

consistently and easily come to the right 

classification determination. 

Defining and using terms consistently, 

clarifying control parameters to better 

reflect the intent of the controls, 

removing references on the CCL that do 

not serve a clear purpose, and ensuring 

that the controls are consistent with 

U.S. Government commitments to the 

multilateral export control regimes, 

would make the CCL clearer and 

improve the ease of use of the CCL. This 

would reduce the burden on small 

entities (and all other entities as well). 

Ambiguity on the CCL creates a burden 

for small entities (and all other entities 

as well), so changes that make the CCL 

clearer would result in less burden on 

these entities. 

One of the comments submitted in 

response to the December 9, 2010 notice 

indicated that the overall consistency of 

how the CCL is structured was an area 

where the CCL could be improved. The 

current CCL does have many common 

structural elements, such as the ECCNs, 

Product Groups (A–E) and Categories 

(0–9) following the same basic structure, 

but in reviewing this comment and 

other public comments, BIS determined 

that additional changes could be made 

to create greater consistency in how the 

ECCN information was being 

communicated to the public, such as 

creating a new ‘‘Reporting 

Requirements’’ paragraph to make it 

easier for exporters classifying items to 

quickly determine whether a particular 

item was subject to reporting 

requirements. Other structural changes, 

such as the proposed changes to the 

License Exceptions section of the 

ECCNs would assist the public in more 

easily understanding the relationship 

between the License Exceptions section 

in ECCNs and part 740. These structural 

changes will reduce the burden for 

small entities (and all other entities as 

well) by making the CCL easier to use 

and more clearly communicating the 

relationship between the CCL and other 

key provisions of the EAR, such as parts 

738 and 740. 

In practice, the greatest impact of this 

rule on small entities would likely be 

reduced administrative costs and 

reduced delay for exports of items. 

Without this rule, a company or person 

may have submitted a classification to 

BIS because the CCL was not clear from 

their perspective regarding the scope of 

items controlled. BIS supports and 

encourages the public to submit 

classification requests when a person is 

unsure of an item’s classification, but 

the CCL should be written in a clear 

fashion whereby a person who 

understands the technical parameters 

and capabilities of their item does not 

feel a need to submit a classification 

request in order to classify an item 

subject to the EAR. In addition, for 

small entities (and all other entities), if 

the CCL is clear and easy to use, a 

company or person may find it easier 

and less expensive to train others to use 

the CCL. If there is perceived ambiguity 

on the CCL that requires some degree of 

interpretation to understand what is 

controlled, such ambiguity makes it 

more difficult to train an entity’s 

personnel to use the CCL. This is not the 

type of control list BIS seeks. Creating 

control lists that clearly communicate 

the scope of items controlled on the CCL 

and the USML are one of the objectives 

of the ongoing ECR Initiative, as was 

referenced in the December 9, 2010 

notice. This proposed rule is not meant 

to create any substantive changes. 

Therefore, this proposed rule would not 

cause any economic impact and would 

result in no additional compliance 

costs. 

Conclusion 

BIS is unable to determine the precise 

number of small entities that would be 

affected by this rule. Based on the facts 

and conclusions set forth above, BIS 

believes that any burdens imposed by 

this rule would be offset by the 

improvements made to the clarity of the 

CCL and the reduction in time and cost 

required for small entities to classify 

their items using the CCL, along with 

understanding how the CCL relates to 

other provisions of the EAR. 

For these reasons, the Chief Counsel 

for Regulation of the Department of 

Commerce certified to the Chief Counsel 

for Advocacy of the Small Business 

Administration that this rule, if adopted 

in final form, would not have a 

significant economic impact on a 

substantial number of small entities. 

List of Subjects 

15 CFR Part 734 

Administrative practice and 

procedure, Exports, Inventions and 

patents, Research Science and 

technology. 

15 CFR Part 740 

Administrative practice and 

procedure, Exports, Reporting and 

recordkeeping requirements. 

15 CFR Part 772 

Exports. 

15 CFR Part 774 

Exports, Reporting and recordkeeping 

requirements. 

Accordingly, parts 734, 740, 772, and 

774 of the Export Administration 

Regulations (15 CFR parts 730–774) are 

proposed to be amended as follows: 

PART 734—[AMENDED] 

1. The authority citation for 15 CFR 

part 734 continues to read as follows: 

Authority: 50 U.S.C. app. 2401 et seq.; 50 

U.S.C. 1701 et seq.; E.O. 12938, 59 FR 59099, 

3 CFR, 1994 Comp., p. 950; E.O. 13020, 61 

FR 54079, 3 CFR, 1996 Comp., p. 219; E.O. 

13026, 61 FR 58767, 3 CFR, 1996 Comp., p. 

228; E.O. 13222, 66 FR 44025, 3 CFR, 2001 

Comp., p. 783; Notice of November 9, 2011, 

76 FR 70319 (November 10, 2011) Notice of 

August 15, 2012, 77 FR 49699 (August 16, 

2012). 

2. Section 734.4 is amended by 

revising the Note to paragraph (a)(3) to 

read as follows: 

§ 734.4 De minimis U.S. content. 

* * * * * 

Note to Paragraph (a)(3): QRS11 

Micromachined Angular Rate Sensors are 

‘‘subject to the ITAR,’’ (see 22 CFR parts 120 

through 130) except when the QRS11– 

00100–100/101 version of the sensor is 

integrated into and included as an integral 

part of a commercial primary or standby 

instrument system of the type described in 

ECCN 7A994, or aircraft of the type described 

in ECCN 9A991 that incorporates a 

commercial primary or standby instrument 

that has such a sensor integrated, or is 

exported solely for integration into such 

systems; or when the QRS11–00050–443/569 

is integrated into a commercial automatic 

flight control system of the type described in 


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ECCN 7A994, or aircraft of the type described 

in ECCN 9A991 that incorporates an 

automatic flight control system that has such 

a sensor integrated, or is exported solely for 

integration into such a system. 

* * * * * 

3. Section 734.6 is amended by 

revising paragraph (a) to read as follows: 

§ 734.6 Assistance available from BIS for 

determining licensing and other 

requirements. 

(a) If you are not sure whether a 

commodity, software, technology, or 

activity ‘‘subject to the EAR’’ is subject 

to licensing or other requirements under 

the EAR, you may ask BIS for an 

advisory opinion or a commodity 

classification determination. In order to 

determine whether an item is ‘‘subject 

to the ITAR,’’ you should review the 

ITAR’s United States Munitions List 

(see 22 CFR 120.6 and 121.1). You may 

also submit a request to the Department 

of State, Directorate of Defense Trade 

Controls, for a formal jurisdictional 

determination regarding the commodity, 

software, technology, or activity at issue 

(see 22 CFR 120.4). 

* * * * * 

PART 740—[AMENDED] 

4. The authority citation for 15 CFR 

part 740 continues to read as follows: 

Authority: 50 U.S.C. app. 2401 et seq.; 50 

U.S.C. 1701 et seq.; 22 U.S.C. 7201 et seq.; 

E.O. 13026, 61 FR 58767, 3 CFR, 1996 Comp., 

p. 228; E.O. 13222, 66 FR 44025, 3 CFR, 2001 

Comp., p. 783; Notice of August 15, 2012, 77 

FR 49699 (August 16, 2012). 

5. Section 740.6 is amended by 

revising paragraph (a)(1)(iii) to read as 

follows: 

§ 740.6 Technology and software under 

restriction (TSR). 

(a) * * * 

(1) * * * 

(iii) If the direct product of the 

technology is a complete plant or any 

major components of a plant, export to 

Country Groups D:1 or E:1 the direct 

product of the plant or major 

components thereof, if such foreign 

produced direct product is subject to 

national security controls as identified 

on the CCL or is ‘‘subject to the ITAR’’ 

(see 22 CFR parts 120 through 130). 

* * * * * 

PART 772—[AMENDED] 

6. The authority citation for 15 CFR 

part 772 continues to read as follows: 

Authority: 50 U.S.C. app. 2401 et seq.; 50 

U.S.C. 1701 et seq.; E.O. 13222, 66 FR 44025, 

3 CFR, 2001 Comp., p. 783; Notice of August 

15, 2012, 77 FR 49699 (August 16, 2012). 

7. Section 772.1 is amended by 

adding a definition for the term ‘‘subject 

to the ITAR’’ to read as follows: 

§ 772.1 Definitions of terms as used in the 

Export Administration Regulations (EAR). 

* * * * * 

Subject to the ITAR. A term used in 

the EAR to describe those commodities, 

software, technology (e.g., technical 

data) and defense services over which 

the U.S. Department of State, Directorate 

of Defense Trade Controls (DDTC) 

exercises regulatory jurisdiction under 

the International Traffic in Arms 

Regulations (ITAR) (see 22 CFR parts 

120 through 130). 

* * * * * 

PART 774—[AMENDED] 

8. The authority citation for 15 CFR 

part 774 continues to read as follows: 

Authority: 50 U.S.C. app. 2401 et seq.; 50 

U.S.C. 1701 et seq.; 10 U.S.C. 7420; 10 U.S.C. 

7430(e); 22 U.S.C. 287c, 22 U.S.C. 3201 et 

seq.; 22 U.S.C. 6004; 30 U.S.C. 185(s), 185(u); 

42 U.S.C. 2139a; 42 U.S.C. 6212; 43 U.S.C. 

1354; 15 U.S.C. 1824a; 50 U.S.C. app. 5; 22 

U.S.C. 7201 et seq.; 22 U.S.C. 7210; E.O. 

13026, 61 FR 58767, 3 CFR, 1996 Comp., p. 

228; E.O. 13222, 66 FR 44025, 3 CFR, 2001 

Comp., p. 783; Notice of August 15, 2012, 77 

FR 49699 (August 16, 2012). 

9. Revise § 774.1 to read as follows: 

§ 774.1 Introduction. 

(a) Scope of the control list. In this 

part, references to the EAR are 

references to 15 CFR chapter VII, 

subchapter C. The Bureau of Industry 

and Security (BIS) maintains the 

Commerce Control List (CCL) that 

includes ‘‘items’’—i.e., ‘‘commodities,’’ 

‘‘software,’’ and ‘‘technology’’—subject 

to the authority of BIS. The CCL does 

not include items exclusively controlled 

for export by another department or 

agency of the U.S. Government. In 

instances where other agencies 

administer controls over related items, 

entries in the CCL will often contain a 

reference to these controls. In addition, 

those items ‘‘subject to the EAR’’ but not 

identified on the CCL are identified by 

the designator ‘‘EAR99.’’ See § 734.2(a) 

of the EAR for items that are ‘‘subject to 

the EAR.’’ EAR Part 738 contains an 

explanation of the organization of the 

CCL and its relationship to the Country 

Chart. 

(b) ECCN cross-references for items 

subject to exclusive jurisdiction of 

another agency. Prior to November 29, 

2012, the CCL contained certain ECCNs 

that were only included as cross 

references to items subject to the export 

control regulations administered by the 

Nuclear Regulatory Commission. 

ECCNs formerly listed on the CCL 

that, as of November 29, 2012 were 

subject to the export licensing authority 

of the Nuclear Regulatory Commission 

at 10 CFR part 110 are: 0A001, 0B001, 

0B002, 0B003, 0B004, 0B005, 0B006, 

0C001, 0C002, 0C004, 0C005, 0C006, 

0C201 and 1C012. 

Note to paragraph (b): As of November 

29, 2012 ECCN 0D001 is subject to the 

export licensing authority of the Nuclear 

Regulatory Commission (see 10 CFR 

part 110), and ECCN 0E001 is subject to 

the export licensing authority of the 

Department of Energy (see 10 CFR part 

810), but certain portions of these 

entries are also ‘‘subject to the ITAR’’ 

(see 22 CFR parts 120 through 130). 

These ECCNs are retained on the CCL as 

a cross reference. 

(c) Where to find the CCL? The CCL 

is contained in Supplement No. 1 to this 

part, and Supplement No. 2 to this part 

contains the General Technology and 

Software Notes relevant to entries 

contained in the CCL. 

Supplement No. 1 to Part 774— 

[Amended] 

10. Supplement No. 1 to part 774 (the 

Commerce Control List) is amended by 

removing the following Export Control 

Classification Numbers (ECCNs): 0A001, 

0B001, 0B002, 0B003, 0B004, 0B005, 

0B006, 0C001, 0C002, 0C004, 0C005, 

0C006, 0C201and 1C012. 

11. Supplement No. 1 to part 774 (the 

Commerce Control List) is amended: 

a. By removing the License Exception 

STA paragraph under the License 

Exceptions section of the following 

Export Control Classification Numbers 

(ECCNs): 1A002, 1C001, 1C007, 1C010, 

1C012, 1D002, 1E001, 1E002, 2D001, 

2E001, 2E002, 3A002, 3B001, 3D001, 

3E001, 4A001, 4D001, 4E001, 5A001, 

5B001, 5D001, 5E001, 6A001, 6A002, 

6A003, 6A004, 6A006, 6A008, 6B008, 

6D001, 6D003, 6E001, 6E002, 7D003, 

7E001, 7E002, 8A001, 8A002, 8D001, 

8D002, 8E001, 8E002, 9B001, 9D001, 

9D002, 9D004, 9E001, 9E002, and 

9E003; 

b. By adding the new section heading 

‘‘Special Conditions for STA’’ after the 

License Exceptions sections in the 

ECCNs identified under instruction 

18.a; and 

c. By adding the License Exception 

STA paragraphs removed from 

instruction 18.a to the new section 

heading ‘‘Special Conditions for STA’’ 

added under instruction 18.b. 

12. Supplement No. 1 to part 774 (the 

Commerce Control List) is amended by 

removing the section headings ‘‘License 

Exceptions’’ from Export Control 

Classification Numbers (ECCNs) and 

replacing those headings with ‘‘List 


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Based License Exceptions (See Part 740 

for a complete listing of license 

exceptions and requirements).’’ 

13. Supplement No. 1 to part 774 (the 

Commerce Control List) is amended by 

removing the ‘‘Country Chart’’ 

paragraph heading in the License 

Requirements section in Export Control 

Classification Numbers (ECCNs) and 

adding in its place the heading 

‘‘Country Chart (See Supp. No. 1 to part 

738).’’ 

14. Supplement No. 1 to part 774 (the 

Commerce Control List) is amended: 

a. By removing the ‘‘License 

Requirements Notes’’ paragraphs in the 

License Requirements section in the 

following Export Control Classification 

Numbers (ECCNs): 1A002, 1C007, 

1C010, 1D002, 1E001, 1E002, 2D001, 

2E001, 2E002, 3A002, 3B001, 3D001, 

3E001, 4A001, 4E001, 5A001, 5B001, 

5D001, 5E001, 6A001, 6A002, 6A004, 

6A006, 6A008, 6D001, 6D003, 6E001, 

6E002, 8A001, 8A002, 8D001, 8D002, 

8E001, 8E002, 9B001, 9D001, 9D002, 

9E001, 9E002 and 9E003; and 

b. By adding the new section 

‘‘REPORTING REQUIREMENTS See 

§ 743.1 of the EAR for reporting 

requirements for exports under License 

Exceptions, Special Comprehensive 

Licenses, and Validated End-User 

authorizations’’ after the License 

Requirements section in the following 

Export Control Classification Numbers 

(ECCNs): 1A002, 1C007, 1C010, 1D002, 

1E001, 1E002, 2D001, 2E001, 2E002, 

3A002, 3D001, 3E001, 4A001, 4E001, 

5A001, 5B001, 5D001, 5E001, 6A001, 

6A002, 6A004, 6A006, 6A008, 6D001, 

6D003, 6E001, 6E002, 8A001, 8A002, 

8D001, 8D002, 8E001, 8E002, 9B001, 

9D001, 9D002, 9E001, 9E002 and 9E003. 

15. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

0—Nuclear Materials, Facilities & 

Equipment (and Miscellaneous Items), 

Export Control Classification Number 

(ECCN) 0A002 is amended by revising 

the heading to read as follows: 

0A002 Power generating or propulsion 

equipment specially designed for use 

with space, marine or mobile ‘‘nuclear 

reactors’’. (These items are ‘‘subject to 

the ITAR.’’ See 22 CFR parts 120 

through 130.) 

* * * * * 

16. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

0—Nuclear Materials, Facilities & 

Equipment (and Miscellaneous Items), 

Export Control Classification Number 

(ECCN) 0A979 is amended by revising 

the heading to read as follows: 

0A979 Police helmets and shields; and 

‘‘specially designed’’ ‘‘components,’’ 

n.e.s. 

* * * * * 

17. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

0—Nuclear Materials, Facilities & 

Equipment (and Miscellaneous Items), 

Export Control Classification Number 

(ECCN) 0A981 is amended by revising 

the heading to read as follows: 

0A981 Equipment designed for the 

execution of human beings as follows 

(see List of Items Controlled). 

* * * * * 

18. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

0—Nuclear Materials, Facilities & 

Equipment (and Miscellaneous Items), 

Export Control Classification Number 

(ECCN) 0A982 is amended by revising 

the heading to read as follows: 

0A982 Law enforcement restraint devices, 

including leg irons, shackles, and 

handcuffs; straight jackets; stun cuffs; 

shock belts; shock sleeves; multipoint 

restraint devices such as restraint 

chairs; and ‘‘specially designed’’ 

‘‘parts,’’ ‘‘components’’ and accessories, 

n.e.s. 

* * * * * 

19. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

0—Nuclear Materials, Facilities & 

Equipment (and Miscellaneous Items), 

Export Control Classification Number 

(ECCN) 0A983 is amended by revising 

the heading to read as follows: 

0A983 Specially designed implements of 

torture, including thumbscrews, 

thumbcuffs, fingercuffs, spiked batons, 

and ‘‘specially designed’’ ‘‘parts,’’ 

‘‘components’’ and accessories, n.e.s. 

* * * * * 

20. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

0—Nuclear Materials, Facilities & 

Equipment (and Miscellaneous Items), 

Export Control Classification Number 

(ECCN) 0A984 is amended: 

a. By revising the first ‘‘CC’’ paragraph 

in the License Requirements section; 

and 

b. By revising the ‘‘Related Controls’’ 

paragraph in the List of Items Controlled 

section to read as follows: 

0A984 Shotguns with barrel length 18 

inches (45.72 cm) or over; receivers; 

barrels of 18 inches (45.72 cm) or longer 

but not longer than 24 inches (60.96 cm); 

complete trigger mechanisms; 

magazines and magazine extension 

tubes; complete breech mechanisms; 

buckshot shotgun shells; except 

equipment used exclusively to treat or 

tranquilize animals, and except arms 

designed solely for signal, flare, or 

saluting use. 

License Requirements 

Reason for Control: * * * 

Control(s) Country chart 

* * * * * 

CC applies to shotguns with a barrel 

length greater than 

or equal to 18 in. 

(45.72 cm), but 

less than 24 in. 

(60.96 cm), shotgun ‘‘components’’ 

controlled by this 

entry, and buckshot 

shotgun shells controlled by this entry, 

regardless of enduser 

CC Column 1 

* * * * * 

* * * * * 

List of Items Controlled 

* * * * * 

Related Controls: This entry does not control 

shotguns with a barrel length of less than 

18 inches (45.72 cm). These items are 

‘‘subject to the ITAR’’ (see 22 CFR parts 

120 through 130). 

* * * * * 

21. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

0—Nuclear Materials, Facilities & 

Equipment (and Miscellaneous Items), 

Export Control Classification Number 

(ECCN) 0A985 is amended by revising 

the heading to read as follows: 

0A985 Discharge type arms and devices to 

administer electric shock, for example, 

stun guns, shock batons, shock shields, 

electric cattle prods, immobilization 

guns and projectiles; except equipment 

used exclusively to treat or tranquilize 

animals, and except arms designed 

solely for signal, flare, or saluting use; 

and ‘‘specially designed’’ ‘‘parts’’ and 

‘‘components,’’ n.e.s. 

* * * * * 

22. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

0—Nuclear Materials, Facilities & 

Equipment (and Miscellaneous Items), 

Export Control Classification Number 

(ECCN) 0A986 is amended by revising 

the heading to read as follows: 

0A986 Shotgun shells, except buckshot 

shotgun shells, ‘‘specially designed’’ 

‘‘parts’’ and ‘‘components.’’ 

* * * * * 

23. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

0—Nuclear Materials, Facilities & 

Equipment (and Miscellaneous Items), 

Export Control Classification Number 

(ECCN) 0A987 is amended by revising 

the heading to read as follows: 


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0A987 Optical sighting devices for firearms 

(including shotguns controlled by 

0A984); and ‘‘components’’ as follows 

(see list of items controlled). 

* * * * * 

24. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

0—Nuclear Materials, Facilities & 

Equipment (and Miscellaneous Items), 

Export Control Classification Number 

(ECCN) 0D001 is amended: 

a. By revising the heading; and 

b. By revising the second Control(s) 

paragraph in the License Requirements 

section to read as follows: 

0D001 ‘‘Software’’ specially designed or 

modified for the ‘‘development,’’ 

‘‘production’’ or ‘‘use’’ of commodities 

described in 0A001, 0A002, 0B (except 

0B986 and 0B999), or 0C. 

License Requirements 

Reason for Control: 

Control(s) 

* * * * * 

‘‘Software’’ for items described in 0A002 is 

‘‘subject to the ITAR’’ (see 22 CFR parts 120 

through 130). 

* * * * * 

25. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

1—Special Materials and Related 

Equipment, Chemicals, 

‘‘Microorganisms’’ and ‘‘Toxins,’’ Export 

Control Classification Number (ECCN) 

1A001 is amended: 

a. By revising the heading; and 

b. By revising the ‘‘Related Controls’’ 

paragraph (1) in the List of Items 

Controlled section to read as follows: 

1A001 ‘‘Parts’’ and ‘‘components’’ made 

from fluorinated compounds, as follows 

(see List of Items Controlled). 

* * * * * 

List of Items Controlled 

* * * * * 

Related Controls: (1) Items specially designed 

or modified for missiles or for items on the 

U.S. Munitions List are ‘‘subject to the 

ITAR’’ (see 22 CFR parts 120 through 130, 

including USML Category XXI). 

* * * * * 

26. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

1—Special Materials and Related 

Equipment, Chemicals, 

‘‘Microorganisms’’ and ‘‘Toxins,’’ Export 

Control Classification Number (ECCN) 

1A002 is amended by revising the 

‘‘Related Controls’’ paragraph (3) in the 

List of Items Controlled section to read 

as follows: 

1A002 ‘‘Composite’’ structures or 

laminates, having any of the following 

(see List of Items Controlled). 

* * * * * 

List of Items Controlled 

* * * * * 

Related Controls: * * * (3) ‘‘Composite’’ 

structures specially designed for missile 

applications (including specially designed 

subsystems, and ‘‘parts’’ and 

‘‘components’’) are controlled by ECCN 

9A110. 

* * * * * 

27. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

1—Special Materials and Related 

Equipment, Chemicals, 

‘‘Microorganisms’’ and ‘‘Toxins,’’ Export 

Control Classification Number (ECCN) 

1A004 is amended: 

a. By revising the heading; 

b. By revising ‘‘Related Controls’’ 

paragraph (4); 

c. By revising the introductory text of 

‘‘items’’ paragraphs a and c; and 

d. By revising Technical Notes ‘‘1’’ in 

the List of Items Controlled section to 

read as follows: 

1A004 Protective and detection equipment 

and ‘‘parts’’ and ‘‘components,’’ not 

specially designed for military use, as 

follows (see List of Items Controlled). 

* * * * * 

List of Items Controlled 

* * * * * 

Related Controls: * * * (4) Chemical and 

biological protective and detection 

equipment specifically designed, 

developed, modified, configured, or 

adapted for military applications is 

‘‘subject to the ITAR’’ (see 22 CFR parts 

120 through 130, including USML Category 

XIV(f)), as is commercial equipment that 

incorporates ‘‘parts’’ or ‘‘components’’ 

controlled under that category except for 

domestic preparedness devices for 

individual protection that integrate 

‘‘components’’ and ‘‘parts’’ identified in 

USML Category XIV(f)(4) when such 

‘‘parts’’ or ‘‘components’’ are: (1) Integral to 

the device; (2) inseparable from the device; 

and (3) incapable of replacement without 

compromising the effectiveness of the 

device, in which case the equipment is 

‘‘subject to the EAR’’ under ECCN 1A004. 

Related Definitions: * * * 

Items: 

* * * * * 

a. Gas masks, filter canisters and 

decontamination equipment therefor, 

designed or modified for defense against any 

of the following, and specially designed 

‘‘parts’’ and ‘‘components’’ therefor: 

* * * * * 

c. Detection systems, specially designed or 

modified for detection or identification of 

any of the following, and specially designed 

‘‘parts’’ and ‘‘components’’ therefor: 

* * * * * 

Technical Notes: 

1. 1A004 includes equipment, ‘‘parts’’ and 

‘‘components’’ that have been 

‘identified,’ successfully tested to 

national standards or otherwise proven 

effective, for the detection of or defense 

against radioactive materials ‘‘adapted 

for use in war,’’ biological agents 

‘‘adapted for use in war,’’ chemical 

warfare agent, ‘simulants’ or ‘‘riot control 

agents,’’ even if such equipment, ‘‘parts’’ 

or ‘‘components’’ are used in civil 

industries such as mining, quarrying, 

agriculture, pharmaceuticals, medical, 

veterinary, environmental, waste 

management, or the food industry. 

* * * * * 

28. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

1—Special Materials and Related 

Equipment, Chemicals, 

‘‘Microorganisms’’ and ‘‘Toxins,’’ Export 

Control Classification Number (ECCN) 

1A005 is amended: 

a. By revising the heading; 

b. By revising the ‘‘Related Controls’’ 

paragraph (1) in the List of Items 

Controlled section; and 

c. By revising ‘‘items’’ paragraph a to 

read as follows: 

1A005 Body armor, and specially designed 

‘‘parts’’ and ‘‘components’’ therefor, as 

follows (see List of Items Controlled). 

* * * * * 

List of Items Controlled 

* * * * * 

Related Controls: (1) Bulletproof and bullet 

resistant vests (body armor) NIJ levels III 

and IV, are ‘‘subject to the ITAR’’ (see 22 

CFR parts 120 through 130, including 

USML Categories X(a) and XIII(e)). * * * 

Related Definitions: * * * 

Items: 

a. Soft body armor not manufactured to 

military standards or specifications, or to 

their equivalents, and specially designed 

‘‘parts’’ and ‘‘components’’ therefor; 

* * * * * 

29. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

1—Special Materials and Related 

Equipment, Chemicals, 

‘‘Microorganisms’’ and ‘‘Toxins,’’ Export 

Control Classification Number (ECCN) 

1A006 is amended: 

a. By revising the heading; and 

b. By revising the ‘‘Related Controls’’ 

paragraph to read as follows: 

1A006 Equipment, specially designed or 

modified for the disposal of improvised 

explosive devices, as follows (see List of 

Items Controlled), and specially 

designed ‘‘parts,’’ ‘‘components’’ and 

accessories therefor. 

* * * * * 

List of Items Controlled 

* * * * * 

Related Controls: Equipment specially 

designed for military use for the disposal 

of improvised explosive devices is ‘‘subject 

to the ITAR’’ (see 22 CFR parts 120 through 

130, including USML Category IV). 

* * * * * 

30. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 


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1—Special Materials and Related 

Equipment, Chemicals, 

‘‘Microorganisms’’ and ‘‘Toxins,’’ Export 

Control Classification Number (ECCN) 

1A007 is amended by revising the 

‘‘Related Controls’’ paragraph in the List 

of Items Controlled section to read as 

follows: 

1A007 Equipment and devices, specially 

designed to initiate charges and devices 

containing energetic materials, by 

electrical means, as follows (see List of 

Items Controlled). 

* * * * * 

List of Items Controlled 

* * * * * 

Related Controls: (1) Equipment and devices 

specially designed for military use are 

‘‘subject to the ITAR’’ (see 22 CFR parts 

120 through 130). (2) This entry does not 

control detonators using only primary 

explosives, such as lead azide. (3) See also 

3A229. (4) See 1E001 for ‘‘development’’ 

and ‘‘production’’ technology controls, and 

1E201 for ‘‘use’’ technology controls. 

* * * * * 

31. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

1—Special Materials and Related 

Equipment, Chemicals, 

‘‘Microorganisms’’ and ‘‘Toxins,’’ Export 

Control Classification Number (ECCN) 

1A008 is amended: 

a. By revising the heading; 

b. By revising the introductory text of 

‘‘Related Controls’’ paragraph (1) and 

the ‘‘Related Controls’’ paragraph (2) in 

the List of Items Controlled section; and 

c. By revising the introductory text of 

‘‘items’’ paragraph b to read as follows: 

1A008 Charges, devices and ‘‘parts’’ and 

‘‘components,’’ as follows (see List of 

Items Controlled). 

* * * * * 

List of Items Controlled 

* * * * * 

Related Controls: (1) All of the following are 

‘‘subject to the ITAR’’ (see 22 CFR parts 

120 through 130): * * * (2) See also 

ECCNs 1C011, 1C018, 1C111, and 1C239 

for additional controlled energetic 

materials. See ECCN 1E001 for the 

‘‘development’’ or ‘‘production’’ 

‘‘technology’’ for the commodities 

controlled by ECCN 1A008, but not for 

explosives or commodities that are 

‘‘subject to the ITAR.’’ 

* * * * * 

Items: 

* * * * * 

b. Linear shaped cutting charges having all 

of the following, and specially designed 

‘‘parts’’ and ‘‘components’’ therefor: 

* * * * * 

32. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

1—Special Materials and Related 

Equipment, Chemicals, 

‘‘Microorganisms’’ and ‘‘Toxins,’’ Export 

Control Classification Number (ECCN) 

1A101 is amended: 

a. By revising the heading; and 

b. By revising the ‘‘Related Controls’’ 

paragraph in the List of Items Controlled 

to read as follows: 

1A101 Devices for reduced observables 

such as radar reflectivity, ultraviolet/ 

infrared signatures and acoustic 

signatures, for applications usable in 

rockets, missiles, or unmanned aerial 

vehicles capable of achieving a ‘‘range’’ 

equal to or greater than 300 km or their 

complete subsystems. 

* * * * * 

List of Items Controlled 

* * * * * 

Related Controls: (1) See also 1C101. (2) For 

commodities that meet the definition of 

defense articles under 22 CFR 120.3 of the 

International Traffic in Arms Regulations 

(ITAR), which describes similar 

commodities ‘‘subject to the ITAR’’ (See 22 

CFR parts 120 through 130, including 

USML Category XIII). 

* * * * * 

33. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

1—Special Materials and Related 

Equipment, Chemicals, 

‘‘Microorganisms’’ and ‘‘Toxins,’’ Export 

Control Classification Number (ECCN) 

1A102 is amended by revising the 

heading to read as follows: 

1A102 Resaturated pyrolized carboncarbon ‘‘parts’’ and ‘‘components’’ 

designed for rockets, missiles, or 

unmanned aerial vehicles capable of 

achieving a ‘‘range’’ equal to or greater 

than 300km. (These items are ‘‘subject to 

the ITAR.’’ See 22 CFR parts 120 

through 130.) 

* * * * * 

34. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

1—Special Materials and Related 

Equipment, Chemicals, 

‘‘Microorganisms’’ and ‘‘Toxins,’’ Export 

Control Classification Number (ECCN) 

1A290 is amended by revising the 

‘‘Related Controls’’ paragraphs (1) and 

(3) in the List of Items Controlled 

section to read as follows: 

1A290 Depleted uranium (any uranium 

containing less than 0.711% of the 

isotope U–235) in shipments of more 

than 1,000 kilograms in the form of 

shielding contained in X-ray units, 

radiographic exposure or teletherapy 

devices, radioactive thermoelectric 

generators, or packaging for the 

transportation of radioactive materials. 

* * * * * 

List of Items Controlled 

* * * * * 

Related Controls: (1) This entry does not 

control depleted uranium in fabricated 

forms for use in munitions. See 22 CFR 

part 121 for depleted uranium ‘‘subject to 

the ITAR’’ * * * (3) ‘‘Natural uranium’’ or 

‘‘depleted uranium’’ or thorium in the form 

of metal, alloy, chemical compound or 

concentrate and any other material 

containing one or more of the foregoing are 

subject to the export licensing authority of 

the Nuclear Regulatory Commission (see 10 

CFR part 110). 

* * * * * 

35. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

1—Special Materials and Related 

Equipment, Chemicals, 

‘‘Microorganisms’’ and ‘‘Toxins,’’ Export 

Control Classification Number (ECCN) 

1A985 is amended by revising the 

‘‘Related Controls’’ paragraph in the List 

of Items Controlled section to read as 

follows: 

1A985 Fingerprinting powders, dyes, and 

inks. 

* * * * * 

List of Items Controlled 

* * * * * 

Related Controls: See 3A981. 

* * * * * 

36. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

1—Special Materials and Related 

Equipment, Chemicals, 

‘‘Microorganisms’’ and ‘‘Toxins,’’ Export 

Control Classification Number (ECCN) 

1A995 is amended by revising the 

heading to read as follows: 

1A995 Protective and detection equipment 

not specially designed for military use 

and not controlled by ECCN 1A004 or 

ECCN 2B351, as follows (see List of 

Items Controlled), and ‘‘parts’’ and 

‘‘components’’ not specially designed for 

military use and not controlled by ECCN 

1A004 or ECCN 2B351 therefor. 

* * * * * 

37. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

1—Special Materials and Related 

Equipment, Chemicals, 

‘‘Microorganisms’’ and ‘‘Toxins,’’ Export 

Control Classification Number (ECCN) 

1B001 is amended: 

a. By revising the heading; and 

b. By revising ‘‘items’’ paragraph f.2 

in the List of Items Controlled section to 

read as follows: 

1B001 Equipment for the production or 

inspection of ‘‘composite’’ structures or 

laminates controlled by 1A002 or 

‘‘fibrous or filamentary materials’’ 

controlled by 1C010, as follows (see List 

of Items Controlled), and specially 

designed ‘‘parts,’’ ‘‘components’’ and 

accessories therefor. 

List of Items Controlled 

* * * * * 

Items: 

* * * * * 


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f.2. Numerically controlled ultrasonic 

testing machines of which the motions for 

positioning transmitters or receivers are 

simultaneously coordinated and programmed 

in four or more axes to follow the three 

dimensional contours of the ‘‘part’’ or 

‘‘component’’ under inspection; 

* * * * * 

38. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

1—Special Materials and Related 

Equipment, Chemicals, 

‘‘Microorganisms’’ and ‘‘Toxins,’’ Export 

Control Classification Number (ECCN) 

1B003 is amended: 

a. By revising ‘‘Related Controls’’ 

paragraph in the List of Items Controlled 

section; and 

b. By revising ‘‘items’’ paragraph c to 

read as follows: 

1B003 Tools, dies, molds or fixtures, for 

‘‘superplastic forming’’ or ‘‘diffusion 

bonding’’ titanium, aluminum or their 

alloys, specially designed for the 

manufacture of any of the following (see 

List of Items Controlled). 

* * * * * 

List of Items Controlled 

* * * * * 

Related Controls: For specially designed 

production equipment of systems, subsystems, and ‘‘parts’’ and ‘‘components’’ 

controlled by 9A005 to 9A009, 9A011, 

9A101, 9A105 to 9A109, 9A111, and 

9A116 to 9A120 usable in ‘‘missiles,’’ see 

9B115. 

* * * * * 

Items: 

* * * * * 

c. Specially designed ‘‘parts’’ and 

‘‘components’’ for structures specified by 

1B003.a or for engines specified by 1B003.b. 

* * * * * 

39. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

1—Special Materials and Related 

Equipment, Chemicals, 

‘‘Microorganisms’’ and ‘‘Toxins,’’ Export 

Control Classification Number (ECCN) 

1B101 is amended: 

a. By revising the heading; and 

b. By revising ‘‘Related Definitions’’ 

paragraph in the List of Items Controlled 

section to read as follows: 

1B101 Equipment, other than that 

controlled by 1B001, for the 

‘‘production’’ of structural composites, 

fibers, prepregs or preforms, usable for 

rockets, missiles, or unmanned aerial 

vehicles capable of achieving a ‘‘range’’ 

equal to or greater than 300 km and 

their subsystems, as follows (see List of 

Items Controlled); and specially 

designed ‘‘parts,’’ ‘‘components’’ and 

accessories therefor. 

* * * * * 

List of Items Controlled 

* * * * * 

Related Definitions: Examples of ‘‘parts,’’ 

‘‘components’’ and accessories for the 

machines controlled by this entry are 

molds, mandrels, dies, fixtures and tooling 

for the preform pressing, curing, casting, 

sintering or bonding of composite 

structures, laminates and manufactures 

thereof. 

* * * * * 

40. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

1—Special Materials and Related 

Equipment, Chemicals, 

‘‘Microorganisms’’ and ‘‘Toxins,’’ Export 

Control Classification Number (ECCN) 

1B102 is amended: 

a. By revising the heading; 

b. By revising the ‘‘Unit’’ paragraph in 

the List of Items Controlled section; and 

c. By revising the introductory text of 

‘‘items’’ paragraph b to read as follows: 

1B102 Metal powder ‘‘production 

equipment,’’ other than that specified in 

1B002, and ‘‘parts’’ and ‘‘components’’ 

as follows (see List of Items Controlled). 

* * * * * 

List of Items Controlled 

Unit: Equipment in number; ‘‘parts’’ and 

‘‘components’’ in $ value 

* * * * * 

Items: 

* * * * * 

b. Specially designed ‘‘parts’’ and 

‘‘components’’ for ‘‘production equipment’’ 

specified in 1B002 or 1B102.a. 

* * * * * 

41. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

1—Special Materials and Related 

Equipment, Chemicals, 

‘‘Microorganisms’’ and ‘‘Toxins,’’ Export 

Control Classification Number (ECCN) 

1B115 is amended: 

a. By revising the heading; and 

b. By revising the ‘‘Unit’’ paragraph in 

the List of Items Controlled section to 

read as follows: 

1B115 Equipment, other than that 

controlled in 1B002 or 1B102, for the 

‘‘production’’ of propellant or 

propellant constituents (see List of Items 

Controlled), and specially designed 

‘‘parts’’ and ‘‘components’’ therefor. 

* * * * * 

List of Items Controlled 

Unit: Equipment in number; ‘‘parts’’ and 

‘‘components’’ in $ value 

* * * * * 

42. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

1—Special Materials and Related 

Equipment, Chemicals, 

‘‘Microorganisms’’ and ‘‘Toxins,’’ Export 

Control Classification Number (ECCN) 

1B117 is amended: 

a. By revising the heading; 

b. By revising the ‘‘Unit’’ paragraph in 

the List of Items Controlled section; and 

c. By revising the ‘‘Related Controls’’ 

paragraph in the List of Items Controlled 

section to read as follows: 

1B117 Batch mixers with provision for 

mixing under vacuum in the range from 

zero to 13.326 kPa and with temperature 

control capability of the mixing chamber 

and having all of the following 

characteristics (see List of Items 

Controlled), and specially designed 

‘‘parts’’ and ‘‘components’’ therefor. 

* * * * * 

List of Items Controlled 

Unit: Equipment in number; ‘‘parts’’ and 

‘‘components’’ in $ value 

Related Controls: See 1B115, 1B118, and 

1B119. 

* * * * * 

43. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

1—Special Materials and Related 

Equipment, Chemicals, 

‘‘Microorganisms’’ and ‘‘Toxins,’’ Export 

Control Classification Number (ECCN) 

1B118 is amended: 

a. By revising the heading; 

b. By revising ‘‘Unit’’ paragraph in the 

List of Items Controlled section; and 

c. By revising the ‘‘Related Controls’’ 

paragraph in the List of Items Controlled 

section to read as follows: 

1B118 Continuous mixers with provision 

for mixing under vacuum in the range 

from zero to 13.326 kPa and with 

temperature control capability of the 

mixing chamber and having any of the 

following characteristics (see List of 

Items Controlled), and specially 

designed ‘‘parts’’ and ‘‘components’’ 

therefor. 

* * * * * 

List of Items Controlled 

Unit: Equipment in number; ‘‘parts’’ and 

‘‘components’’ in $ value 

Related Controls: See 1B115, 1B117, and 

1B119. 

* * * * * 

44. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

1—Special Materials and Related 

Equipment, Chemicals, 

‘‘Microorganisms’’ and ‘‘Toxins,’’ Export 

Control Classification Number (ECCN) 

1B119 is amended: 

a. By revising the heading; 

b. By revising the ‘‘Unit’’ paragraph in 

the List of Items Controlled section; and 

c. By revising the ‘‘Related Controls’’ 

paragraph in the List of Items Controlled 

section to read as follows: 

1B119 Fluid energy mills usable for 

grinding or milling propellant or 

propellant constituents specified in 

1C011.a, 1C011.b or 1C111, or on the 

U.S. Munitions List, and specially 


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designed ‘‘parts’’ and ‘‘components’’ 

therefor. 

* * * * * 

List of Items Controlled 

Unit: Equipment in number; ‘‘parts’’ and 

‘‘components’’ in $ value 

Related Controls: See 1B115, 1B117 and 

1B118. 

* * * * * 

45. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

1—Special Materials and Related 

Equipment, Chemicals, 

‘‘Microorganisms’’ and ‘‘Toxins,’’ Export 

Control Classification Number (ECCN) 

1B225 is amended by revising the 

‘‘Related Controls’’ paragraph in the List 

of Items Controlled section to read as 

follows: 

1B225 Electrolytic cells for fluorine 

production with a production capacity 

greater than 250 g of fluorine per hour. 

* * * * * 

List of Items Controlled 

* * * * * 

Related Controls: (1) See ECCNs 1E001 

(‘‘development’’ and ‘‘production’’) and 

1E201 (‘‘use’’) for technology for items 

controlled by this entry. (2) See ECCN 

1B999 for specific processing equipment, 

n.e.s. 

* * * * * 

46. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

1—Special Materials and Related 

Equipment, Chemicals, 

‘‘Microorganisms’’ and ‘‘Toxins,’’ Export 

Control Classification Number (ECCN) 

1C002 is amended by revising ‘‘items’’ 

paragraph c.1.a to read as follows: 

1C002 Metal alloys, metal alloy powder 

and alloyed materials, as follows (see 

List of Items Controlled). 

* * * * * 

List of Items Controlled 

* * * * * 

Items: 

* * * * * 

c.1.a. Nickel alloys (Ni-Al-X, Ni-X–Al) 

qualified for turbine engine ‘‘parts’’ or 

‘‘components,’’ i.e. with less than 3 nonmetallic particles (introduced during the 

manufacturing process) larger than 100 mm in 

109 alloy particles; 

* * * * * 

47. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

1—Special Materials and Related 

Equipment, Chemicals, 

‘‘Microorganisms’’ and ‘‘Toxins,’’ Export 

Control Classification Number (ECCN) 

1C007 is amended by revising ‘‘items’’ 

paragraph e.3 to read as follows: 

1C007 Ceramic base materials, non- 

‘‘composite’’ ceramic materials, 

ceramic-‘‘matrix’’ ‘‘composite’’ 

materials and precursor materials, as 

follows (see List of Items Controlled). 

* * * * * 

List of Items Controlled 

* * * * * 

Items: 

* * * * * 

e.3. Polycarbosilazanes (for producing 

ceramics with silicon, carbon and nitrogen 

‘‘parts’’ and ‘‘components’’); 

* * * * * 

48. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

1—Special Materials and Related 

Equipment, Chemicals, 

‘‘Microorganisms’’ and ‘‘Toxins,’’ Export 

Control Classification Number (ECCN) 

1C011 is amended by revising the 

introductory text of the ‘‘Related 

Controls’’ paragraph (2) in the List of 

Items Controlled to read as follows: 

1C011 Metals and compounds, as follows 

(see List of Items Controlled). 

* * * * * 

List of Items Controlled 

* * * * * 

Related Controls: * * * (2) All of the 

following are ‘‘subject to the ITAR’’ (see 22 

CFR parts 120 through 130): * * * 

* * * * * 

49. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

1—Special Materials and Related 

Equipment, Chemicals, 

‘‘Microorganisms’’ and ‘‘Toxins,’’ Export 

Control Classification Number (ECCN) 

1C101 is amended by revising the 

‘‘Related Controls’’ paragraph (3) in the 

List of Items Controlled to read as 

follows: 

1C101 Materials for Reduced Observables 

such as Radar Reflectivity, Ultraviolet/ 

Infrared Signatures and Acoustic 

Signatures (i.e., Stealth Technology), 

Other than Those Controlled by 1C001, 

for applications usable in rockets, 

missiles, or unmanned aerial vehicles 

capable of achieving a ‘‘range’’ equal to 

or greater than 300km, and their 

subsystems. 

* * * * * 

List of Items Controlled 

* * * * * 

Related Controls: * * * (3) For commodities 

that meet the definition of defense articles 

under 22 CFR 120.3 of the International 

Traffic in Arms Regulations (ITAR), which 

describes similar commodities ‘‘subject to 

the ITAR’’ (See 22 CFR parts 120 through 

130, including USML Category XIII). 

* * * * * 

50. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

1—Special Materials and Related 

Equipment, Chemicals, 

‘‘Microorganisms’’ and ‘‘Toxins,’’ Export 

Control Classification Number (ECCN) 

1C102 is amended by revising the 

heading to read as follows: 

1C102 Resaturated pyrolized carboncarbon materials designed for space 

launch vehicles specified in 9A004 or 

sounding rockets specified in 9A104. 

(These items are ‘‘subject to the ITAR.’’ 

See 22 CFR parts 120 through 130.) 

* * * * * 

51. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

1—Special Materials and Related 

Equipment, Chemicals, 

‘‘Microorganisms’’ and ‘‘Toxins,’’ Export 

Control Classification Number (ECCN) 

1C107 is amended by revising the 

‘‘Related Controls’’ paragraph in the List 

of Items Controlled section to read as 

follows: 

1C107 Graphite and ceramic materials, 

other than those controlled by 1C007, 

which can be machined to any of the 

following products as follows (see List of 

Items Controlled). 

* * * * * 

List of Items Controlled 

* * * * * 

Related Controls: (1) See also 1C004, 1C007, 

and 1C298. (2) For commodities that meet 

the definition of defense articles under 22 

CFR 120.3 of the ITAR, which describes 

similar commodities ‘‘subject to the ITAR’’ 

(See 22 CFR parts 120 through 130, 

including USML Category XIII). (3) 

‘‘Special fissile materials’’ and ‘‘other 

fissile materials’’; except, four ‘‘effective 

grams’’ or less when contained in a sensing 

component in instruments are subject to 

the export licensing authority of the 

Nuclear Regulatory Commission (see 10 

CFR part 110). 

* * * * * 

52. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

1—Special Materials and Related 

Equipment, Chemicals, 

‘‘Microorganisms’’ and ‘‘Toxins,’’ Export 

Control Classification Number (ECCN) 

1C111 is amended by revising the 

‘‘Related Controls’’ paragraphs (1) and 

(2) in the List of Items Controlled to 

read as follows: 

1C111 Propellants and constituent 

chemicals for propellants, other than 

those specified in 1C011, as follows (see 

List of Items Controlled). 

* * * * * 

List of Items Controlled 

* * * * * 

Related Controls: (1) Butacene, as defined by 

1C111.c.1, and some HTPB are ‘‘subject to 

the ITAR.’’ (See 22 CFR parts 120 through 

130, including USML Category V, other 

ferrocene derivatives). (2) See 1C018 for 

controls on oxidizers that are composed of 

fluorine and one or more of the following— 

other halogens, oxygen, or nitrogen. Solid 


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oxidizer substances are ‘‘subject to the 

ITAR’’ (see 22 CFR parts 120 through 130, 

including USML Category V). * * * 

* * * * * 

53. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

1—Special Materials and Related 

Equipment, Chemicals, 

‘‘Microorganisms’’ and ‘‘Toxins,’’ Export 

Control Classification Number (ECCN) 

1C117 is amended: 

a. By revising the heading; and 

b. By revising the ‘‘Related Controls’’ 

paragraph in the List of Items Controlled 

section to read as follows: 

1C117 Materials for the fabrication of 

missile ‘‘parts’’ or ‘‘components’’ for 

rockets or missiles capable of achieving 

a ‘‘range’’ equal to or greater than 300 

km, as follows (see List of Items 

Controlled). 

* * * * * 

List of Items Controlled 

* * * * * 

Related Controls: See 1C226. 

* * * * * 

54. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

1—Special Materials and Related 

Equipment, Chemicals, 

‘‘Microorganisms’’ and ‘‘Toxins,’’ Export 

Control Classification Number (ECCN) 

1C233 is amended by revising the 

‘‘Related Controls’’ paragraph in the List 

of Items Controlled section to read as 

follows: 

1C233 Lithium enriched in the lithium-6 

(6Li) isotope to greater than its natural 

isotopic abundance, and products or 

devices containing enriched lithium, as 

follows: elemental lithium, alloys, 

compounds, mixtures containing 

lithium, manufactures thereof, and 

waste or scrap of any of the foregoing. 

* * * * * 

List of Items Controlled 

* * * * * 

Related Controls: (1) See ECCNs 1E001 

(‘‘development’’ and ‘‘production’’) and 

1E201 (‘‘use’’) for technology for items 

controlled by this entry. (2) See ECCN 

1B233 for lithium isotope separation 

facilities or plants, and equipment therefor. 

(3) Facilities or plants specially designed 

or prepared for the separation of lithium 

isotopes are subject to the export licensing 

authority of the Nuclear Regulatory 

Commission (see 10 CFR part 110). 

55. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

1—Special Materials and Related 

Equipment, Chemicals, 

‘‘Microorganisms’’ and ‘‘Toxins,’’ Export 

Control Classification Number (ECCN) 

1C239 is amended by revising the 

‘‘Related Controls’’ paragraph (3) in the 

List of Items Controlled to read as 

follows: 

1C239 High explosives, other than those 

controlled by the U.S. Munitions List, or 

substances or mixtures containing more 

than 2% by weight thereof, with a 

crystal density greater than 1.8 g/cm3

and having a detonation velocity greater 

than 8,000 m/s. 

* * * * * 

List of Items Controlled 

* * * * * 

Related Controls: * * * (3) High explosives 

for military use are ‘‘subject to the ITAR’’ 

(see 22 CFR part 121.12). 

* * * * * 

56. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

1—Special Materials and Related 

Equipment, Chemicals, 

‘‘Microorganisms’’ and ‘‘Toxins,’’ Export 

Control Classification Number (ECCN) 

1C240 is amended by revising the 

heading to read as follows: 

1C240 Nickel powder or porous nickel 

metal, other than nickel powder or 

porous nickel metal, specially prepared 

for the manufacture of gaseous diffusion 

barriers subject to the export licensing 

authority of the Nuclear Regulatory 

Commission (see 10 CFR part 110), as 

follows (see List of Items Controlled). 

* * * * * 

57. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

1—Special Materials and Related 

Equipment, Chemicals, 

‘‘Microorganisms’’ and ‘‘Toxins,’’ Export 

Control Classification Number (ECCN) 

1C298 is amended: 

a. By revising the License 

Requirement Note paragraph in the 

License Requirements section; and 

b. By revising the Related Controls 

paragraph in the List of Items Controlled 

section to read as follows: 

1C298 Graphite with a boron content of 

less than 5 parts per million and a 

density greater than 1.5 grams per cubic 

centimeter that is intended for use other 

than in a nuclear reactor. 

License Requirements 

* * * * * 

License Requirement Note: Some graphite 

intended for use in a nuclear reactor is 

subject to the export licensing authority of 

the Nuclear Regulatory Commission (see 10 

CFR part 110). 

* * * * * 

List of Items Controlled 

* * * * * 

Related Controls: (1) See also 1C107. (2) 

Graphite having a purity level of less than 

5 parts per million ‘‘boron equivalent’’ as 

measured according to ASTM standard C– 

1233–98 and intended for use in a nuclear 

reactor is subject to the export licensing 

authority of the Nuclear Regulatory 

Commission (see 10 CFR part 110). 

* * * * * 

58. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

1—Special Materials and Related 

Equipment, Chemicals, 

‘‘Microorganisms’’ and ‘‘Toxins,’’ Export 

Control Classification Number (ECCN) 

1C350 is amended: 

a. By revising ‘‘Note to Mixtures’’ 

paragraph b and ‘‘Technical Notes’’ 

paragraph 1 in the License 

Requirements section; and 

b. By revising the ‘‘Related Controls’’ 

paragraph in the List of Items Controlled 

to read as follows: 

1C350 Chemicals that may be used as 

precursors for toxic chemical agents. 

License Requirements 

* * * * * 

Licenses Requirements Notes: 

* * * * * 

2. * * * 

* * * * * 

Notes to Mixtures: * * * 

* * * * * 

b. Percent Weight Calculation. When 

calculating the percentage, by weight, of 

‘‘parts’’ or ‘‘components’’ in a chemical 

mixture, include all ‘‘parts’’ and 

‘‘components’’ of the mixture, including 

those that act as solvents. 

* * * * * 

Technical Notes: * * * 

1. For purposes of this entry, a ‘‘mixture’’ 

is defined as a solid, liquid or gaseous 

product made up of two or more ‘‘parts’’ or 

‘‘components’’ that do not react together 

under normal storage conditions. 

* * * * * 

List of Items Controlled 

* * * * * 

Related Controls: See USML Category XIV(c) 

for related chemicals ‘‘subject to the ITAR’’ 

(see 22 CFR parts 120 through 130). 

* * * * * 

59. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

1—Special Materials and Related 

Equipment, Chemicals, 

‘‘Microorganisms’’ and ‘‘Toxins,’’ Export 

Control Classification Number (ECCN) 

1C351 is amended by revising the 

‘‘Related Controls’’ paragraph (1) in the 

List of Items Controlled to read as 

follows: 

1C351 Human and zoonotic pathogens and 

‘‘toxins,’’ as follows (see List of Items 

Controlled). 

* * * * * 

List of Items Controlled 

Related Controls: (1) Certain forms of ricin 

and saxitoxin in 1C351.d.5. and d.6 are 

CWC Schedule 1 chemicals (see § 742.18 of 

the EAR). The U.S. Government must 

provide advance notification and annual 

reports to the OPCW of all exports of 

Schedule 1 chemicals. See § 745.1 of the 

EAR for notification procedures. See USML 


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Category XIV and § 121.7 for additional 

CWC Schedule 1 chemicals that are 

‘‘subject to the ITAR’’ (see 22 CFR parts 

120 through 130). * * * 

* * * * * 

60. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

1—Special Materials and Related 

Equipment, Chemicals, 

‘‘Microorganisms’’ and ‘‘Toxins,’’ Export 

Control Classification Number (ECCN) 

1C355 is amended; 

a. By revising the heading; and 

b. By revising ‘‘Note to Mixtures’’ 

paragraph b and ‘‘Technical Notes’’ 

paragraph 1 in the License 

Requirements section to read as follows: 

1C355 Chemical Weapons Convention 

(CWC) Schedule 2 and 3 chemicals and 

families of chemicals not controlled by 

ECCN 1C350 or ‘‘subject to the ITAR’’ 

(see 22 CFR parts 120 through 130). 

License Requirements 

* * * * * 

Licenses Requirements Notes: 

* * * * * 

2. * * * 

* * * * * 

Notes to Mixtures: * * * 

* * * * * 

b. Percent Weight Calculation. When 

calculating the percentage, by weight, of 

‘‘parts’’ or ‘‘components’’ in a chemical 

mixture, include all ‘‘parts’’ and 

‘‘components’’ of the mixture, including 

those that act as solvents. 

* * * * * 

Technical Notes: * * * 

1. For purposes of this entry, a ‘‘mixture’’ 

is defined as a solid, liquid or gaseous 

product made up of two or more ‘‘parts’’ or 

‘‘components’’ that do not react together 

under normal storage conditions. 

* * * * * 

61. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

1—Special Materials and Related 

Equipment, Chemicals, 

‘‘Microorganisms’’ and ‘‘Toxins,’’ Export 

Control Classification Number (ECCN) 

1C992 is amended by revising the 

‘‘Related Definitions’’ paragraphs (1), (3) 

and (4) in the List of Items Controlled 

to read as follows: 

1C992 Commercial charges and devices 

containing energetic materials, n.e.s. 

and nitrogen trifluoride in a gaseous 

state. 

* * * * * 

List of Items Controlled 

* * * * * 

Related Definitions: (1) Items controlled by 

this entry 1C992 are those materials not 

‘‘subject to the ITAR’’ (see 22 CFR parts 

120 through 130) or controlled by ECCN 

1C018. * * * (3) The individual USML 

controlled energetic materials, even when 

compounded with other materials, remain 

‘‘subject to the ITAR’’ when not 

incorporated into explosive devices or 

charges controlled by this entry. (4) 

Commercial prefabricated slurries and 

emulsions containing greater than 35% of 

USML controlled energetic materials are 

‘‘subject to the ITAR’’ (see 22 CFR parts 

120 through 130). 

* * * * * 

62. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

1—Special Materials and Related 

Equipment, Chemicals, 

‘‘Microorganisms’’ and ‘‘Toxins,’’ Export 

Control Classification Number (ECCN) 

1C996 is amended by revising the 

heading to read as follows: 

1C996 Hydraulic fluids containing 

synthetic hydrocarbon oils, not 

controlled by 1C006, having all the 

following characteristics (see List of 

Items Controlled). 

* * * * * 

63. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

1—Special Materials and Related 

Equipment, Chemicals, 

‘‘Microorganisms’’ and ‘‘Toxins,’’ Export 

Control Classification Number (ECCN) 

1D002 is amended by revising the 

‘‘Related Controls’’ paragraph in the List 

of Items Controlled to read as follows: 

1D002 ‘‘Software’’ for the ‘‘development’’ 

of organic ‘‘matrix,’’ metal ‘‘matrix’’ or 

carbon ‘‘matrix’’ laminates or 

‘‘composites’’. 

* * * * * 

List of Items Controlled 

* * * * * 

Related Controls: ‘‘Software’’ for items 

controlled by 1A102 are ‘‘subject to the 

ITAR’’ (see 22 CFR parts 120 through 130). 

* * * * * 

64. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

1—Special Materials and Related 

Equipment, Chemicals, 

‘‘Microorganisms’’ and ‘‘Toxins,’’ Export 

Control Classification Number (ECCN) 

1D103 is amended: 

a. By revising the heading; and 

b. By revising the ‘‘Related Controls’’ 

paragraph (2) in the List of Items 

Controlled to read as follows: 

1D103 ‘‘Software’’ specially designed for 

reduced observables such as radar 

reflectivity, ultraviolet/infrared 

signatures and acoustic signatures, for 

applications usable in rockets, missiles, 

or unmanned aerial vehicles capable of 

delivering at least a 500 kg payload to 

a ‘‘range’’ equal to or greater than 300 

km and their complete subsystems. 

* * * * * 

List of Items Controlled 

Unit: * * * 

Related Controls: * * * (2) For software that 

meets the definition of defense articles 

under 22 CFR 120.3 of the International 

Traffic in Arms Regulations (ITAR), which 

describes similar software that are ‘‘subject 

to the ITAR’’ (see 22 CFR parts 120 through 

130, including USML Category XIII). 

* * * * * 

65. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

1—Special Materials and Related 

Equipment, Chemicals, 

‘‘Microorganisms’’ and ‘‘Toxins,’’ Export 

Control Classification Number (ECCN) 

1D993 is amended by revising the 

heading to read as follows: 

1D993 ‘‘Software’’ specially designed for 

the ‘‘development,’’ ‘‘production’’ or 

‘‘use’’ of materials controlled by 

1C210.b, or 1C990. 

* * * * * 

66. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

1—Special Materials and Related 

Equipment, Chemicals, 

‘‘Microorganisms’’ and ‘‘Toxins,’’ Export 

Control Classification Number (ECCN) 

1E001 is amended: 

a. By revising the License Exception 

TSR paragraph (2) introductory text in 

the License Exceptions section; 

b. By revising the Special Conditions 

for License Exception STA section; and 

c. By revising the ‘‘Related Controls’’ 

paragraph (4) in the List of Items 

Controlled section to read as follows: 

1E001 ‘‘Technology’’ according to the 

General Technology Note for the 

‘‘development’’ or ‘‘production’’ of items 

controlled by 1A001.b, 1A001.c, 1A002, 

1A003, 1A004, 1A005, 1A006.b, 1A007, 

1A008, 1A101, 1B (except 1B999), or 1C 

(except 1C355, 1C980 to 1C984, 1C988, 

1C990, 1C991, 1C995 to 1C999). 

* * * * * 

License Exceptions 

* * * * * 

TSR: * * * 

(2) Exports and reexports to destinations 

outside of those 36 countries listed in 

§ 740.20(c)(1) (License Exception STA) of 

‘‘technology’’ for the ‘‘development’’ or 

production’’ of the following: 

* * * * * 

Special Conditions for License Exception 

STA 

License Exception STA may not be used to 

ship or transmit ‘‘technology’’ according to 

the General Technology Note for the 

‘‘development’’ or ‘‘production’’ of 

equipment and materials specified by ECCNs 

1A002, 1C001, 1C007.c or d, or 1C010.c or d 

to any of the eight destinations listed in 

§ 740.20(c)(2) of the EAR. 

List of Items Controlled 

* * * * * 

Related Controls: * * * (4) ‘‘Technology’’ for 

items described in ECCN 1A102 is ‘‘subject 


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to the ITAR’’ (see 22 CFR parts 120 through 

130). 

* * * * * 

67. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

1—Special Materials and Related 

Equipment, Chemicals, 

‘‘Microorganisms’’ and ‘‘Toxins,’’ Export 

Control Classification Number (ECCN) 

1E101 is amended by revising the 

‘‘Related Controls’’ paragraph in the List 

of Items Controlled to read as follows: 

1E101 ‘‘Technology,’’ in accordance with 

the General Technology Note, for the 

‘‘use’’ of commodities and software 

controlled by 1A101, 1A102, 1B001, 

1B101, 1B102, 1B115 to 1B119, 1C001, 

1C007, 1C011, 1C101, 1C107, 1C111, 

1C116, 1C117, 1C118, 1D001, 1D101, or 

1D103. 

* * * * * 

List of Items Controlled 

* * * * * 

Related Controls: ‘‘Technology’’ for items 

controlled by 1A102 is ‘‘subject to the 

ITAR’’ (see 22 CFR parts 120 through 130). 

* * * * * 

68. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

2—Materials Processing, Export Control 

Classification Number (ECCN) 2A001 is 

amended: 

a. By revising the heading; and 

b. By revising the ‘‘Related Controls’’ 

paragraph (2) in the List of Items 

Controlled section to read as follows: 

2A001 Anti-friction bearings and bearing 

systems, as follows, (see List of Items 

Controlled) and ‘‘parts’’ and 

‘‘components’’ therefor. 

* * * * * 

List of Items Controlled 

* * * * * 

Related Controls: * * * (2) Quiet running 

bearings are ‘‘subject to the ITAR’’ (see 22 

CFR parts 120 through 130). 

* * * * * 

69. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

2—Materials Processing, Export Control 

Classification Number (ECCN) 2A291 is 

amended: 

a. By revising the heading; 

b. By revising the ‘‘Unit’’ paragraph in 

the List of Items Controlled section; 

c. By revising the ‘‘Related Controls’’ 

paragraph (5) in the List of Items 

Controlled; and 

d. By revising the ‘‘items’’ paragraph 

d in the List of Items Controlled section 

to read as follows: 

2A291 Equipment, except items controlled 

by 2A290, related to nuclear material 

handling and processing and to nuclear 

reactors, and ‘‘parts,’’ ‘‘components’’ 

and accessories therefor (see List of 

Items Controlled). 

* * * * * 

List of Items Controlled 

Unit: Equipment in number; ‘‘parts,’’ 

‘‘components’’ and accessories in $ value 

Related Controls: * * * (5) Nuclear radiation 

detection and measurement devices 

specially designed or modified for military 

purposes are ‘‘subject to the ITAR’’ (see 22 

CFR parts 120 through 130). 

* * * * * 

Items: 

* * * * * 

d. Commodities, ‘‘parts,’’ ‘‘components’’ 

and accessories specially designed or 

prepared for use with nuclear plants (e.g., 

snubbers, airlocks, pumps, reactor fuel 

charging and discharging equipment, 

containment equipment such as hydrogen 

recombiner and penetration seals, and reactor 

and fuel inspection equipment, including 

ultrasonic or eddy current test equipment). 

* * * * * 

70. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

2—Materials Processing, Export Control 

Classification Number (ECCN) 2A292 is 

amended by revising the ‘‘Unit’’ 

paragraph in the List of Items Controlled 

section to read as follows: 

2A292 Piping, fittings and valves made of, 

or lined with, stainless steel, coppernickel alloy or other alloy steel 

containing 10% or more nickel and/or 

chromium. 

* * * * * 

List of Items Controlled 

Unit: Pressure tubes, pipes, and fittings in 

kilograms; ‘‘parts,’’ ‘‘components’’ and 

valves in number 

* * * * * 

71. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

2—Materials Processing, Export Control 

Classification Number (ECCN) 2A983 is 

amended by revising the heading to read 

as follows: 

2A983 Explosives or detonator detection 

equipment, both bulk and trace based, 

consisting of an automated device, or 

combination of devices for automated 

decision making to detect the presence 

of different types of explosives, 

explosive residue, or detonators; and 

‘‘parts’’ and ‘‘components,’’ n.e.s. 

* * * * * 

72. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

2—Materials Processing, Export Control 

Classification Number (ECCN) 2A984 is 

amended: 

a. By revising the heading; and 

b. By revising the ‘‘Related Controls’’ 

paragraph (1) in the List of Items 

Controlled section to read as follows: 

2A984 Concealed object detection 

equipment operating in the frequency 

range from 30 GHz to 3000 GHz and 

having a spatial resolution of 0.5 

milliradian up to and including 1 

milliradian at a standoff distance of 100 

meters; and ‘‘parts’’ and ‘‘components,’’ 

n.e.s. 

* * * * * 

List of Items Controlled 

* * * * * 

Related Controls: (1) Concealed object 

detection equipment operating in the 

frequency range from 30 GHz to 3000 GHz 

and having a spatial resolution less than 

0.5 milliradian (a lower milliradian 

number means a more accurate image 

resolution) at a standoff distance of 100 

meters is ‘‘subject to the ITAR’’ (see 22 CFR 

parts 120 through 130). 

* * * * * 

73. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

2—Materials Processing, Export Control 

Classification Number (ECCN) 2A991 is 

amended: 

a. By revising the ‘‘Related Controls’’ 

paragraph (2) in the List of Items 

Controlled section; and 

b. By revising the introductory text of 

paragraphs a, a.2, and b.1 of the ‘‘items’’ 

paragraph in the List of Items Controlled 

section to read as follows: 

2A991 Bearings and bearing systems not 

controlled by 2A001. 

* * * * * 

List of Items Controlled 

* * * * * 

Related Controls: * * * (2) Quiet running 

bearings are ‘‘subject to the ITAR’’ (see 22 

CFR parts 120 through 130). 

* * * * * 

Items: 

a. Ball bearings or Solid ball bearings, 

having tolerances specified by the 

manufacturer in accordance with ABEC 7, 

ABEC 7P, or ABEC 7T or ISO Standard Class 

4 or better (or equivalents) and having any of 

the following characteristics. 

* * * * * 

a.2. With lubricating elements or ‘‘part’’ or 

‘‘component’’ modifications that, according 

to the manufacturer’s specifications, are 

specially designed to enable the bearings to 

operate at speeds exceeding 2.3 million DN. 

* * * * * 

b. * * * 

b.1. With lubricating elements or ‘‘part’’ or 

‘‘component’’ modifications that, according 

to the manufacturer’s specifications, are 

specially designed to enable the bearings to 

operate at speeds exceeding 2.3 million DN; 

or 

* * * * * 

74. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

2—Materials Processing, Export Control 

Classification Number (ECCN) 2A994 is 

amended by revising the heading to read 

as follows: 


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2A994 Portable electric generators and 

specially designed ‘‘parts’’ and 

‘‘components.’’ 

* * * * * 

75. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

2—Materials Processing, Export Control 

Classification Number (ECCN) 2B001 is 

amended: 

a. By revising the heading; 

b. By revising the parenthetical phrase 

following sentence (2) of the NP 

paragraph in the License Requirements 

section; 

c. By revising the ‘‘Unit’’ paragraph in 

the List of Items Controlled section; and 

d. By revising Note 2 paragraph d and 

the introductory text to ‘‘items’’ 

paragraph f in the List of Items 

Controlled section to read as follows: 

2B001 Machine tools and any combination 

thereof, for removing (or cutting) metals, 

ceramics or ‘‘composites,’’ which, 

according to the manufacturer’s 

technical specifications, can be 

equipped with electronic devices for 

‘‘numerical control’’; and specially 

designed ‘‘parts’’ and ‘‘components’’ as 

follows (see List of Items Controlled). 

License Requirements 

Reason for Control: * * * 

Control(s) Country chart 

* * * * * 

NP applies to 

2B001.a, .b, .c, and 

.d, EXCEPT: * * * 

(2) * * * (Machines 

may have drilling 

and/or milling capabilities for machining ‘‘parts’’ and 

‘‘components’’ with 

diameters less than 

42 mm); * * * 

NP Column 1 

* * * * * 

* * * * * 

List of Items Controlled 

Unit: Machine tools in number; ‘‘parts’’ and 

‘‘components’’ in $ value 

* * * * * 

Items: 

* * * * * 

Note 2: * * * 

d. Engraved or faceted jewellery ‘‘parts’’ 

and ‘‘components.’’ 

* * * * * 

f. Deep hole drilling machines and turning 

machines modified for deep hole drilling, 

having a maximum depth of bore capability 

exceeding 5 m and specially designed 

‘‘parts’’ and ‘‘components’’ therefor. 

* * * * * 

76. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

2—Materials Processing, Export Control 

Classification Number (ECCN) 2B003 is 

amended: 

a. By revising the heading; 

b. By removing the License 

Requirement Notes section; and 

c. By revising the ‘‘Unit’’ paragraph in 

the List of Items Controlled section to 

read as follows: 

2B003 ‘‘Numerically controlled’’ or manual 

machine tools, and specially designed 

‘‘parts,’’ ‘‘components,’’ controls and 

accessories therefor, specially designed 

for the shaving, finishing, grinding or 

honing of hardened (Rc = 40 or more) 

spur, helical and double-helical gears 

with a pitch diameter exceeding 1,250 

mm and a face width of 15% of pitch 

diameter or larger finished to a quality 

of AGMA 14 or better (equivalent to ISO 

1328 class 3). 

* * * * * 

List of Items Controlled 

Unit: Machine Tools in number; ‘‘parts,’’ 

‘‘components,’’ controls and accessories in 

$ value 

* * * * * 

77. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

2—Materials Processing, Export Control 

Classification Number (ECCN) 2B004 is 

amended: 

a. By revising the heading: and 

b. By revising the ‘‘Unit’’ paragraph in 

the List of Items Controlled section to 

read as follows: 

2B004 Hot ‘‘isostatic presses’’ having all of 

the characteristics described in the List 

of Items Controlled, and specially 

designed ‘‘parts’’ and ‘‘components’’ and 

accessories therefor. 

* * * * * 

List of Items Controlled 

Unit: Presses in number; ‘‘parts,’’ 

‘‘components’’ and accessories in $ value 

* * * * * 

78. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

2—Materials Processing, Export Control 

Classification Number (ECCN) 2B005 is 

amended by revising the heading to read 

as follows: 

2B005 Equipment specially designed for 

the deposition, processing and inprocess control of inorganic overlays, 

coatings and surface modifications, as 

follows, for non-electronic substrates, by 

processes shown in the Table and 

associated Notes following 2E003.f (see 

List of Items Controlled), and specially 

designed automated handling, 

positioning, manipulation and control 

‘‘parts’’ and ‘‘components’’ therefor. 

* * * * * 

79. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

2—Materials Processing, Export Control 

Classification Number (ECCN) 2B105 is 

amended by revising related controls (3) 

in the ‘‘Related Controls’’ paragraph in 

the List of Items Controlled section to 

read as follows: 

2B105 Chemical vapor deposition (CVD) 

furnaces, other than those controlled by 

2B005.a, designed or modified for the 

densification of carbon-carbon 

composites. 

* * * * * 

List of Items Controlled 

* * * * * 

Related Controls: * * * (3) Also see ECCNs 

2B005, 2B117, 2B226 and 2B227. 

* * * * * 

80. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

2—Materials Processing, Export Control 

Classification Number (ECCN) 2B109 is 

amended: 

a. By revising the heading; 

b. By revising the ‘‘Unit’’ paragraph in 

the List of Items Controlled section; and 

c. By revising ‘‘Technical Notes’’ 

paragraph (2) to read as follows: 

2B109 Flow-forming machines, other than 

those controlled by 2B009, and specially 

designed ‘‘parts’’ and ‘‘components’’ 

therefor (see List of Items Controlled). 

* * * * * 

List of Items Controlled 

Unit: Equipment in number; ‘‘parts’’ and 

‘‘components’’ in $ value 

* * * * * 

Items: 

* * * * * 

Technical Notes: 

* * * * * 

2. 2B109 does not control machines that 

are not usable in the ‘‘production’’ of 

propulsion ‘‘parts,’’ ‘‘components’’ and 

equipment (e.g., motor cases) for systems in 

9A005, 9A007.a, or 9A105.a. 

81. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

2—Materials Processing, Export Control 

Classification Number (ECCN) 2B116 is 

amended: 

a. By revising the heading; and 

b. By revising related controls (3) in 

the ‘‘Related Controls’’ paragraph in the 

List of Items Controlled section to read 

as follows: 

2B116 Vibration test systems and 

equipment, usable for rockets, missiles, 

or unmanned aerial vehicles capable of 

achieving a ‘‘range’’ equal to or greater 

than 300 km and their subsystems, and 

‘‘parts’’ and ‘‘components’’ therefor, as 

follows (see List of Items Controlled). 

* * * * * 

List of Items Controlled 

* * * * * 

Related Controls: * * * (3) Also see ECCNs 

9B106 and 9B990. 

* * * * * 


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82. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

2—Materials Processing, Export Control 

Classification Number (ECCN) 2B201 is 

amended: 

a. By revising the heading; 

b. By revising the ‘‘Unit’’ paragraph in 

the List of Items Controlled section; and 

c. By revising the Note to paragraph 

a to read as follows: 

2B201 Machine tools, other than those 

controlled by 2B001, for removing or 

cutting metals, ceramics or 

‘‘composites,’’ which, according to 

manufacturer’s technical specifications, 

can be equipped with electronic devices 

for simultaneous ‘‘contouring control’’ 

in two or more axes, as follows (see List 

of Items Controlled). 

* * * * * 

List of Items Controlled 

Unit: Equipment in number. 

* * * * * 

Items: 

a. * * * 

Note: Item 2B201.a. does not control bar 

machines (Swissturn), limited to machining 

only bar feed thru, if maximum bar diameter 

is equal to or less than 42 mm and there is 

no capability of mounting chucks. Machines 

may have drilling and/or milling capabilities 

for machining ‘‘parts’’ and ‘‘components’’ 

with diameters less than 42 mm. 

* * * * * 

83. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

2—Materials Processing, Export Control 

Classification Number (ECCN) 2B206 is 

amended by revising the ‘‘Unit’’ 

paragraph in the List of Items Controlled 

section to read as follows: 

2B206 Dimensional inspection machines, 

instruments or systems, other than those 

described in 2B006, as follows (see List 

of Items Controlled). 

* * * * * 

List of Items Controlled 

Unit: Equipment in number. 

* * * * * 

84. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

2—Materials Processing, Export Control 

Classification Number (ECCN) 2B209 is 

amended by revising the ‘‘Unit’’ 

paragraph in the List of Items Controlled 

section to read as follows: 

2B209 Flow forming machines, spin 

forming machines capable of flow 

forming functions, other than those 

controlled by 2B009 or 2B109, and 

mandrels, as follows (see List of Items 

Controlled). 

* * * * * 

List of Items Controlled 

Unit: Equipment in number 

* * * * * 

85. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

2—Materials Processing, Export Control 

Classification Number (ECCN) 2B229 is 

amended by revising the introductory 

text to ‘‘items’’ paragraph b in the List 

of Items Controlled section to read as 

follows: 

2B229 Centrifugal multiplane balancing 

machines, fixed or portable, horizontal 

or vertical, as follows (see List of Items 

Controlled). 

* * * * * 

List of Items Controlled 

* * * * * 

Items: 

* * * * * 

b. Centrifugal balancing machines designed 

for balancing hollow cylindrical rotor ‘‘parts’’ 

or ‘‘components’’ and having all of the 

following characteristics: 

* * * * * 

86. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

2—Materials Processing, Export Control 

Classification Number (ECCN) 2B290 is 

amended by revising the ‘‘Unit’’ 

paragraph in the List of Items Controlled 

section to read as follows: 

2B290 ‘‘Numerically controlled’’ machine 

tools not controlled by 2B001 or 2B201. 

* * * * * 

List of Items Controlled 

Unit: Equipment in number 

* * * * * 

87. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

2—Materials Processing, Export Control 

Classification Number (ECCN) 2B350 is 

amended: 

a. By revising the ‘‘Related 

Definitions’’ paragraph in the List of 

Items Controlled section; and 

b. By adding a note at the end of the 

‘‘items’’ paragraph, after the Technical 

Notes, in the List of Items Controlled 

section to read as follows: 

2B350 Chemical manufacturing facilities 

and equipment, except valves controlled 

by 2A226 or 2A292, as follows (see List 

of Items Controlled). 

* * * * * 

List of Items Controlled 

* * * * * 

Related Definitions: For purposes of this 

entry the term ‘chemical warfare agents’ 

include those agents ‘‘subject to the ITAR’’ 

(see 22 CFR parts 120 through 130). 

Items: 

* * * * * 

Note: See Categories V and XIV of the 

United States Munitions List for all 

chemicals that are ‘‘subject to the ITAR’’ (see 

22 CFR parts 120 through 130). 

88. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

2—Materials Processing, Export Control 

Classification Number (ECCN) 2B351 is 

amended: 

a. By revising the heading; and 

b. By revising ‘‘Related Controls’’ 

paragraph in the List of Items Controlled 

section to read as follows: 

2B351 Toxic gas monitoring systems and 

their dedicated detecting ‘‘parts’’ and 

‘‘components’’ (i.e., detectors, sensor 

devices, and replaceable sensor 

cartridges), as follows, except those 

systems and detectors controlled by 

ECCN 1A004.c (see List of Items 

Controlled). 

* * * * * 

List of Items Controlled 

* * * * * 

Related Controls: See ECCN 2D351 for 

‘‘software’’ for toxic gas monitoring 

systems and their dedicated detecting 

‘‘parts’’ and ‘‘components’’ controlled by 

this ECCN. Also see ECCN 1A004, which 

controls chemical detection systems and 

specially designed ‘‘parts’’ and 

‘‘components’’ therefor that are specially 

designed or modified for detection or 

identification of chemical warfare agents, 

but not specially designed for military use, 

and ECCN 1A995, which controls certain 

detection equipment, ‘‘parts’’ and 

‘‘components’’ not controlled by ECCN 

1A004 or by this ECCN. 

* * * * * 

89. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

2—Materials Processing, Export Control 

Classification Number (ECCN) 2B352 is 

amended: 

a. By revising the heading; 

b. By revising ‘‘Related Controls’’ 

paragraph in the List of Items Controlled 

section; 

c. By revising ‘‘items’’ paragraphs c.3, 

d.1.b.2, d.2 and the introductory text of 

‘‘items’’ paragraph h in the List of Items 

Controlled section; and 

d. By revising ‘‘Technical Notes’’ 

paragraph 2 at the end of the ‘‘items’’ 

paragraph to read as follows: 

2B352 Equipment capable of use in 

handling biological materials and 

‘‘parts’’ and ‘‘components’’ therefor, as 

follows (see List of Items Controlled). 

* * * * * 

List of Items Controlled 

* * * * * 

Related Controls: See ECCNs 1A004 and 

1A995 for protective equipment that is not 

covered by this entry. Also see ECCN 

9A120 for controls on certain ‘‘UAV’’ 

systems designed or modified to dispense 

an aerosol and capable of carrying 

elements of a payload in the form of a 

particulate or liquid, other than fuel 

‘‘parts’’ or ‘‘components’’ of such vehicles, 

of a volume greater than 20 liters. 

* * * * * 

Items: 

* * * * * 


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c.3. ‘‘Parts’’ or ‘‘components’’ of polished 

stainless steel or titanium; and 

* * * * * 

d.1.b.2. Using disposable or single-use 

filtration ‘‘parts’’ or ‘‘components’’. 

* * * * * 

d.2. Cross (tangential) flow filtration 

‘‘parts’’ or ‘‘components’’ (e.g., modules, 

elements, cassettes, cartridges, units or 

plates) with filtration area equal to or greater 

than 0.2 square meters (0.2 m2) for each 

‘‘part’’ or ‘‘component’’ and designed for use 

in cross (tangential) flow filtration equipment 

controlled by 2B352.d.1. 

* * * * * 

h. Spraying or fogging systems and ‘‘parts’’ 

and ‘‘components’’ therefor, as follows: 

* * * * * 

Technical Notes: 

* * * * * 

2. This ECCN does not control spraying or 

fogging systems, ‘‘parts’’ and ‘‘components,’’ 

as specified in 2B352.h., that are 

demonstrated not to be capable of delivering 

biological agents in the form of infectious 

aerosols. 

* * * * * 

90. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

2—Materials Processing, Export Control 

Classification Number (ECCN) 2B991 is 

amended by revising the heading to read 

as follows: 

2B991 Numerical control units for machine 

tools and ‘‘numerically controlled’’ 

machine tools, n.e.s. (see List of Items 

Controlled). 

* * * * * 

91. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

2—Materials Processing, Export Control 

Classification Number (ECCN) 2B992 is 

amended by revising the heading to read 

as follows: 

2B992 Non-‘‘numerically controlled’’ 

machine tools for generating optical 

quality surfaces, (see List of Items 

Controlled) and specially designed 

‘‘parts’’ and ‘‘components’’ therefor. 

* * * * * 

92. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

2—Materials Processing, Export Control 

Classification Number (ECCN) 2B996 is 

amended by revising the heading to read 

as follows: 

2B996 Dimensional inspection or 

measuring systems or equipment not 

controlled by 2B006 or 2B206, as follows 

(see List of Items Controlled). 

* * * * * 

93. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

2—Materials Processing, Export Control 

Classification Number (ECCN) 2B998 is 

amended by revising ‘‘items’’ paragraph 

c in the List of Items Controlled Section 

to read as follows: 

2B998 Assemblies, circuit boards or inserts 

specially designed for machine tools 

controlled by 2B991, or for equipment 

controlled by 2B993, 2B996 or 2B997. 

* * * * * 

List of Items Controlled 

* * * * * 

Items: 

* * * * * 

c. Specially designed printed circuit boards 

with mounted ‘‘parts’’ or ‘‘components’’ 

capable of upgrading, according to the 

manufacturer’s specifications, ‘‘numerical 

control’’ units, machine tools or feed-back 

devices to or above the levels specified in 

ECCNs 2B991, 2B993, 2B996, 2B997, or 

2B998. 

* * * * * 

94. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

2—Materials Processing, Export Control 

Classification Number (ECCN) 2D351 is 

amended by revising the heading to read 

as follows: 

2D351 Dedicated ‘‘software’’ for toxic gas 

monitoring systems and their dedicated 

detecting ‘‘parts’’ and ‘‘components’’ 

controlled by ECCN 2B351. 

* * * * * 

95. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

2—Materials Processing, Export Control 

Classification Number (ECCN) 2D984 is 

amended by revising the ‘‘Related 

Controls’’ paragraph (1) in the List of 

Items Controlled section to read as 

follows: 

2D984 ‘‘Software’’ ‘‘required’’ for the 

‘‘development,’’ ‘‘production’’ or ‘‘use’’ 

of concealed object detection equipment 

controlled by 2A984. 

* * * * * 

List of Items Controlled 

Unit: * * * 

Related Controls: (1) ‘‘Software’’ ‘‘required’’ 

for the ‘‘development,’’ ‘‘production’’ or 

‘‘use’’ of concealed object detection 

equipment operating in the frequency 

range from 30 GHz to 3000 GHz and having 

a spatial resolution less than 0.5 

milliradian (a lower milliradian number 

means a more accurate image resolution) at 

a standoff distance of 100 meters is 

‘‘subject to the ITAR’’ (see 22 CFR parts 

120 through 130). * * * 

* * * * * 

96. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

2—Materials Processing, the Category 

2E—Materials Processing Table; 

Deposition Techniques is amended: 

a. By revising paragraph 17 of the 

Notes to Table on Deposition 

Techniques section; and 

b. By revising paragraph 1.b of the 

Accompanying Technical Information to 

Table on Deposition Techniques 

section, to read as follows; 

Category 2E—Materials Processing Table; 

Deposition Techniques 

* * * * * 

Notes to Table on Deposition Techniques 

* * * * * 

17. ‘‘Technology’’ specially designed to 

deposit diamond-like carbon on any of the 

following is not controlled: magnetic disk 

drives and heads, equipment for the 

manufacture of disposables, valves for 

faucets, acoustic diaphragms for speakers, 

engine ‘‘parts’’ and ‘‘components’’ for 

automobiles, cutting tools, punching-pressing 

dies, office automation equipment, 

microphones, medical devices or molds, for 

casting or molding of plastics, manufactured 

from alloys containing less than 5% 

beryllium. 

* * * * * 

Accompanying Technical Information to 

Table on Deposition Techniques: 

1. * * * 

b. Visual and macroscopic criteria for 

acceptance of the cleaned ‘‘part’’ or 

‘‘component;’’ 

97. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

2—Materials Processing, Export Control 

Classification Number (ECCN) 2E984 is 

amended by revising the ‘‘Related 

Controls’’ paragraph (1) in the List of 

Items Controlled section to read as 

follows: 

2E984 ‘‘Technology’’ ‘‘required’’ for the 

‘‘development,’’ ‘‘production’’ or ‘‘use’’ 

of equipment controlled by 2A984 or 

‘‘required’’ for the ‘‘development’’ of 

‘‘software’’ controlled by 2D984. 

* * * * * 

List of Items Controlled 

* * * * * 

Related Controls: (1) ‘‘Technology’’ 

‘‘required’’ for the ‘‘development,’’ 

‘‘production’’ or ‘‘use’’ of concealed object 

detection equipment operating in the 

frequency range from 30 GHz to 3000 GHz 

and having a spatial resolution less than 

0.5 milliradian (a lower milliradian 

number means a more accurate image 

resolution) at a standoff distance of 100 

meters or ‘‘required’’ for the 

‘‘development’’ of ‘‘software’’ ‘‘required’’ 

for the ‘‘development,’’ ‘‘production’’ or 

‘‘use’’ of concealed object detection 

equipment operating in the frequency 

range from 30 GHz to 3000 GHz and having 

a spatial resolution less than 0.5 

milliradian at a standoff distance of 100 

meters is ‘‘subject to the ITAR’’ (see 22 CFR 

parts 120 through 130). * * * 

* * * * * 

98. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

3—Electronics is amended by revising 

the ‘‘Note’’ that immediately follows the 

Category 3(Systems, Equipment and 

Components) heading to read as follows: 


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CATEGORY 3—ELECTRONICS 

A. SYSTEMS, EQUIPMENT, AND 

COMPONENTS 

Note 1: The control status of equipment, 

‘‘parts’’ and ‘‘components’’ described in 

3A001 or 3A002, other than those described 

in 3A001.a.3 to 3A001.a.10, 3A001.a.12 or 

3A001.a.13, which are specially designed for 

or which have the same functional 

characteristics as other equipment is 

determined by the control status of the other 

equipment. 

* * * * * 

99. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

3—Electronics, Export Control 

Classification Number (ECCN) 3A001 is 

amended: 

a. By revising the heading; 

b. By revising the ‘‘Related Controls’’ 

paragraph (1), the introductory text of 

paragraph (2), and paragraph (2)(c) in 

the List of Items Controlled section; and 

c. By revising the introductory text to 

‘‘items’’ paragraphs b, c, and d in the 

List of Items Controlled section to read 

as follows: 

3A001 Electronic ‘‘components’’ and 

specially designed ‘‘parts’’ and 

‘‘components’’ therefor, as follows (see 

List of Items Controlled). 

* * * * * 

List of Items Controlled 

* * * * * 

Related Controls: (1) The following 

commodities are ‘‘subject to the ITAR’’ 

when ‘‘space qualified’’ and operating at 

frequencies higher than 31.8 GHz: helix 

tubes (traveling wave tubes (TWT)) defined 

in 3A001.b.1.a.4.c; microwave solid state 

amplifiers defined in 3A001.b.4.b traveling 

wave tube amplifiers (TWTA) defined in 

3A001.b.8; and derivatives thereof; (2) The 

following commodities are also ‘‘subject to 

the ITAR (see 22 CFR parts 120 through 

130):’’ * * * (c) All specifically designed 

or modified systems or subsystems, 

‘‘parts,’’ ‘‘components,’’ accessories, 

attachments, and associated equipment 

controlled by Category XV (e) of the USML. 

See also 3A101, 3A201, and 3A991. 

* * * * * 

Items: 

* * * * * 

b. Microwave or millimeter wave ‘‘parts’’ 

or ‘‘components,’’ as follows: 

* * * * * 

c. Acoustic wave devices as follows and 

specially designed ‘‘parts’’ and 

‘‘components’’ therefor: 

* * * * * 

d. Electronic devices and circuits 

containing ‘‘parts’’ or ‘‘components,’’ 

manufactured from ‘‘superconductive’’ 

materials, specially designed for operation at 

temperatures below the ‘‘critical 

temperature’’ of at least one of the 

‘‘superconductive’’ constituents and having 

any of the following: 

* * * * * 

100. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

3—Electronics, Export Control 

Classification Number (ECCN) 3A002 is 

amended by revising the first sentence 

in ‘‘Related Controls’’ paragraph in the 

List of Items Controlled section to read 

as follows: 

3A002 General purpose electronic 

equipment and accessories therefor, as 

follows (see List of Items Controlled). 

* * * * * 

List of Items Controlled 

* * * * * 

Related Controls: ‘‘Space-qualified’’ atomic 

frequency standards defined in 3A002.g.1 

are ‘‘subject to the ITAR’’ (see 22 CFR parts 

120 through 130, including USML Category 

XV). * * * 

* * * * * 

101. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

3—Electronics, Export Control 

Classification Number (ECCN) 3A003 is 

amended by revising the heading to read 

as follows: 

3A003 Spray cooling thermal management 

systems employing closed loop fluid 

handling and reconditioning equipment 

in a sealed enclosure where a dielectric 

fluid is sprayed onto electronic ‘‘parts’’ 

or ‘‘components’’ using specially 

designed spray nozzles that are designed 

to maintain electronic ‘‘parts’’ or 

‘‘components’’ within their operating 

temperature range, and specially 

designed ‘‘parts’’ and ‘‘components’’ 

therefor. 

* * * * * 

102. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

3—Electronics, Export Control 

Classification Number (ECCN) 3A101 is 

amended: 

a. By revising the heading; and 

b. By revising ‘‘Related Controls’’ 

paragraph in the List of Items Controlled 

section to read as follows: 

3A101 Electronic equipment, devices, 

‘‘parts’’ and ‘‘components,’’ other than 

those controlled by 3A001, as follows 

(see List of Items Controlled). 

* * * * * 

List of Items Controlled 

* * * * * 

Related Controls: Items controlled in 3A101.a 

are ‘‘subject to the ITAR’’ (see 22 CFR parts 

120 through 130). 

* * * * * 

103. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

3—Electronics, Export Control 

Classification Number (ECCN) 3A201 is 

amended: 

a. By revising the heading; 

b. By revising the Note to ‘‘items’’ 

paragraph c in the List of Items 

Controlled section to read as follows: 

3A201 Electronic ‘‘parts’’ and 

‘‘components,’’ other than those 

controlled by 3A001, as follows (see List 

of Items Controlled). 

* * * * * 

List of Items Controlled 

* * * * * 

Items: 

* * * * * 

c. * * * 

Note: 3A201.c does not control accelerators 

that are ‘‘parts’’ or ‘‘components’’ of devices 

designed for purposes other than electron 

beam or X-ray radiation (electron 

microscopy, for example) nor those designed 

for medical purposes. 

104. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

3—Electronics, Export Control 

Classification Number (ECCN) 3A225 is 

amended: 

a. By revising the heading; and 

b. By adding a heading Note to read 

as follows: 

3A225 Frequency changers (also known as 

converters or inverters) or generators, 

other than those described in the 

Heading Note to this entry, having all of 

the following characteristics (see List of 

Items Controlled). 

HEADING NOTE: This entry does not 

include frequency changers (converters or 

inverters) specially designed or prepared to 

supply motor stators for gas centrifuge 

enrichment, having all of the following 

characteristics, and specially designed 

‘‘parts’’ and ‘‘components’’ therefor: (1) 

multiphase output of 600 to 2000 Hz; (2) 

frequency control better than 0.1%; (3) 

harmonic distortion of less than 2%; and an 

efficiency greater than 80% that are subject 

to the export licensing authority of the 

Nuclear Regulatory Commission (see 10 CFR 

part 110). 

* * * * * 

105. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

3—Electronics, Export Control 

Classification Number (ECCN) 3A226 is 

amended: 

a. By revising the heading; and 

b. By adding a heading Note to read 

as follows: 

3A226 High-power direct current power 

supplies, other than those described in 

the Heading Note to this entry, having 

both of the following characteristics (see 

List of Items Controlled). 

HEADING NOTE: This entry does not 

include magnet power supplies (high power, 

direct current), specially designed or 

prepared for electromagnetic separation 

process, having all of the following 

characteristics: (1) Capable of continuous 

operation with a current output of 500 A or 

greater at a voltage of 100 V or greater; and 


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(2) current or voltage regulation better than 

0.01% over a period of 8 hours that are 

subject to the export licensing authority of 

the Nuclear Regulatory Commission (see 10 

CFR part 110). 

* * * * * 

106. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

3—Electronics, Export Control 

Classification Number (ECCN) 3A227 is 

amended: 

a. By revising the heading; and 

b. By adding a heading Note to read 

as follows: 

3A227 High-voltage direct current power 

supplies, other than those described in 

the Heading Note to this entry, having 

both of the following characteristics (see 

List of Items Controlled). 

HEADING NOTE: This entry does not 

include high voltage power supplies for ion 

sources, specially designed or prepared for 

electromagnetic separation process, having 

all of the following characteristics: (1) 

Capable of continuous operation; (2) output 

voltage of 20,000 V or greater; (3) output 

current of 1 A or greater; and (4) voltage 

regulation of better than 0.01% over a period 

of 8 hours that are subject to the export 

licensing authority of the Nuclear Regulatory 

Commission (see 10 CFR part 110). 

* * * * * 

107. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

3—Electronics, Export Control 

Classification Number (ECCN) 3A229 is 

amended by revising the ‘‘Related 

Controls’’ paragraph (2) in the List of 

Items Controlled section to read as 

follows: 

3A229 Firing sets and equivalent highcurrent pulse generators (for detonators 

controlled by 3A232), as follows (see 

List of Items Controlled). 

* * * * * 

List of Items Controlled 

* * * * * 

Related Controls: * * * (2) High explosives 

and related equipment for military use are 

‘‘subject to the ITAR’’ (see 22 CFR parts 

120 through 130). 

* * * * * 

108. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

3—Electronics, Export Control 

Classification Number (ECCN) 3A230 is 

amended by revising the ‘‘Related 

Controls’’ paragraph in the List of Items 

Controlled section to read as follows: 

3A230 High-speed pulse generators having 

both of the following characteristics (see 

List of Items Controlled). 

* * * * * 

List of Items Controlled 

* * * * * 

Related Controls: (1) See ECCNs 3E001 

(‘‘development’’ and ‘‘production’’) and 

3E201 (‘‘use’’) for technology for items 

controlled under this entry. (2) See ECCNs 

3A002.d.1, 3A992.a and 3A999.d. 

* * * * * 

109. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

3—Electronics, Export Control 

Classification Number (ECCN) 3A231 is 

amended by revising the ‘‘Unit’’ 

paragraph in the List of Items Controlled 

section to read as follows: 

3A231 Neutron generator systems, 

including tubes, having both of the 

following characteristics (see List of 

Items Controlled). 

* * * * * 

List of Items Controlled 

Unit: Number 

* * * * * 

110. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

3—Electronics, Export Control 

Classification Number (ECCN) 3A232 is 

amended by revising the ‘‘Related 

Controls’’ paragraph (3) in the List of 

Items Controlled section to read as 

follows: 

3A232 Detonators and multipoint initiation 

systems, as follows (see List of Items 

Controlled). 

* * * * * 

List of Items Controlled 

* * * * * 

Related Controls: * * * (3) High explosives 

and related equipment for military use are 

‘‘subject to the ITAR’’ (see 22 CFR parts 

120 through 130). 

* * * * * 

111. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

3—Electronics, Export Control 

Classification Number (ECCN) 3A233 is 

amended by revising the heading to read 

as follows: 

3A233 Mass spectrometers, other than 

specially designed or prepared auxiliary 

systems, equipment, ‘‘parts’’ and 

‘‘components’’ for isotope separation 

plants, made of or protected by UF6

resistant materials that are subject to the 

export licensing authority of the Nuclear 

Regulatory Commission (see 10 CFR 

part 110), capable of measuring ions of 

230 atomic mass units or greater and 

having a resolution of better than 2 parts 

in 230, and ion sources therefor. 

* * * * * 

112. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

3—Electronics, Export Control 

Classification Number (ECCN) 3A292 is 

amended: 

a. By revising the heading; and 

b. By revising the introductory text to 

the Note at the end of the ‘‘items’’ 

paragraph in the List of Items Controlled 

section to read as follows: 

3A292 Oscilloscopes and transient 

recorders other than those controlled by 

3A002.a.5, and specially designed 

‘‘parts’’ and ‘‘components’’ therefor. 

* * * * * 

List of Items Controlled 

* * * * * 

Items: 

* * * * * 

Note: Specially designed ‘‘parts’’ and 

‘‘components’’ controlled by this item are the 

following, for analog oscilloscopes: 

* * * * * 

113. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

3—Electronics, Export Control 

Classification Number (ECCN) 3A980 is 

amended by revising the heading to read 

as follows: 

3A980 Voice print identification and 

analysis equipment and ‘‘specially 

designed’’ ‘‘components’’ therefor, n.e.s. 

* * * * * 

114. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

3—Electronics, Export Control 

Classification Number (ECCN) 3A981 is 

amended by revising the heading to read 

as follows: 

3A981 Polygraphs (except biomedical 

recorders designed for use in medical 

facilities for monitoring biological and 

neurophysical responses); fingerprint 

analyzers, cameras and equipment, 

n.e.s.; automated fingerprint and 

identification retrieval systems, n.e.s.; 

psychological stress analysis equipment; 

electronic monitoring restraint devices; 

and ‘‘specially designed’’ ‘‘components’’ 

and accessories therefor, n.e.s. 

* * * * * 

115. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

3—Electronics, Export Control 

Classification Number (ECCN) 3A982 is 

amended by revising the heading to read 

as follows: 

3A982 Microwave or millimeter wave 

‘‘parts’’ and ‘‘components’’ that operate 

at frequencies below those controlled by 

3A001 as follows (See List of Items 

Controlled). 

* * * * * 

116. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

3—Electronics, Export Control 

Classification Number (ECCN) 3A991 is 

amended: 

a. By revising the heading; and 

b. By revising the introductory text 

‘‘items’’ paragraph l in the List of Items 

Controlled section to read as follows: 

3A991 Electronic devices, and ‘‘parts’’ and 

‘‘components’’ not controlled by 3A001. 

* * * * * 

List of Items Controlled 

* * * * * 


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Items: 

* * * * * 

l. Circuits or systems for electromagnetic 

energy storage, containing ‘‘parts’’ or 

‘‘components’’ manufactured from 

‘‘superconductive’’ materials specially 

designed for operation at temperatures below 

the ‘‘critical temperature’’ of at least one of 

their ‘‘superconductive’’ constituents, having 

all of the following: 

* * * * * 

117. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

3—Electronics, Export Control 

Classification Number (ECCN) 3A999 is 

amended: 

a. By revising the ‘‘Related Controls’’ 

paragraph in the List of Items Controlled 

section; and 

b. By revising ‘‘items’’ paragraph c in 

the List of Items Controls section to read 

as follows: 

3A999 Specific processing equipment, 

n.e.s., as follows (see List of Items 

Controlled). 

* * * * * 

List of Items Controlled 

* * * * * 

Related Controls: (1) See also 3A225 (for 

frequency changers capable of operating in 

the frequency range of 600 Hz and above), 

and 3A233. (2) Specially designed or 

prepared auxiliary systems, equipment, 

‘‘parts’’ and ‘‘components’’ for isotope 

separation plants, made of or protected by 

UF6 resistant materials are subject to the 

export licensing authority of the Nuclear 

Regulatory Commission (see 10 CFR part 

110). 

* * * * * 

Items: 

* * * * * 

c. All flash x-ray machines, and ‘‘parts’’ or 

‘‘components’’ of pulsed power systems 

designed thereof, including Marx generators, 

high power pulse shaping networks, high 

voltage capacitors, and triggers; 

* * * * * 

118. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

3—Electronics, Export Control 

Classification Number (ECCN) 3B001 is 

amended by revising the heading to read 

as follows: 

3B001 Equipment for the manufacturing of 

semiconductor devices or materials, as 

follows (see List of Items Controlled) 

and specially designed ‘‘parts,’’ 

‘‘components’’ and accessories therefor. 

* * * * * 

119. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

3—Electronics, Export Control 

Classification Number (ECCN) 3B002 is 

amended by revising the heading to read 

as follows: 

3B002 Test equipment specially designed 

for testing finished or unfinished 

semiconductor devices as follows (see 

List of Items Controlled) and specially 

designed ‘‘parts,’’ ‘‘components’’ and 

accessories therefor. 

* * * * * 

120. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

3—Electronics, Export Control 

Classification Number (ECCN) 3B991 is 

amended: 

a. By revising the heading; 

b. By revising the ‘‘Unit’’ paragraph in 

the List of Items Controlled section; and 

c. By revising ‘‘items’’ paragraph a 

and the introductory text of ‘‘items’’ 

paragraphs b.1 and b.2 to read as 

follows: 

3B991 Equipment not controlled by 3B001 

for the manufacture of electronic 

‘‘parts,’’ ‘‘components’’ and materials 

(see List of Items Controlled), and 

specially designed ‘‘parts,’’ 

‘‘components’’ and accessories therefor. 

* * * * * 

List of Items Controlled 

Unit: Equipment in number; ‘‘parts,’’ 

‘‘components’’ and accessories in $ value 

* * * * * 

Items: 

* * * * * 

a. Equipment specially designed for the 

manufacture of electron tubes, optical 

elements and specially designed ‘‘parts’’ and 

‘‘components’’ therefor controlled by 3A001 

or 3A991; 

* * * * * 

b.1. Equipment for the processing of 

materials for the manufacture of devices, 

‘‘parts’’ and ‘‘components’’ as specified in the 

heading of 3B991.b, as follows: 

* * * * * 

b.2. Masks, mask ‘‘substrates,’’ maskmaking equipment and image transfer 

equipment for the manufacture of devices, 

‘‘parts’’ and ‘‘components’’ as specified in the 

heading of 3B991, as follows: 

* * * * * 

121. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

3—Electronics, Export Control 

Classification Number (ECCN) 3B992 is 

amended: 

a. By revising the heading; 

b. By revising ‘‘items’’ paragraph a; 

and 

c. By revising paragraph 3 of the 

‘‘Notes’’ to ‘‘items’’ paragraph b.4.b to 

read as follows: 

3B992 Equipment not controlled by 3B002 

for the inspection or testing of electronic 

‘‘components’’ and materials, and 

specially designed ‘‘parts,’’ 

‘‘components’’ and accessories therefor. 

* * * * * 

List of Items Controlled 

* * * * * 

Items: 

* * * * * 

a. Equipment specially designed for the 

inspection or testing of electron tubes, optical 

elements and specially designed ‘‘parts’’ and 

‘‘components’’ therefor controlled by 3A001 

or 3A991; 

* * * * * 

Notes: * * * 

* * * * * 

3. Electronic ‘‘parts,’’ ‘‘components,’’ 

‘‘assemblies’’ and integrated circuits not 

controlled by 3A001 or 3A991 provided such 

test equipment does not incorporate 

computing facilities with ‘‘user accessible 

programmability’’. 

122. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

3—Electronics, Export Control 

Classification Number (ECCN) 3D001 is 

amended by revising the introductory 

text of ‘‘Related Controls’’ paragraph (1) 

in the List of Items Controlled section to 

read as follows: 

3D001 ‘‘Software’’ specially designed for 

the ‘‘development’’ or ‘‘production’’ of 

equipment controlled by 3A001.b to 

3A002.g or 3B (except 3B991 and 

3B992). 

* * * * * 

List of Items Controlled 

* * * * * 

Related Controls: ‘‘Software’’ specially 

designed for the ‘‘development’’ or 

‘‘production’’ of the following equipment 

is ‘‘subject to the ITAR’’ (see 22 CFR parts 

120 through 130): 

* * * * * 

123. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

3—Electronics, Export Control 

Classification Number (ECCN) 3D980 is 

amended by revising the heading to read 

as follows: 

3D980 ‘‘Software’’ specially designed for 

the ‘‘development,’’ ‘‘production’’ or 

‘‘use’’ of commodities controlled by 

3A980 and 3A981. 

* * * * * 

124. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

3—Electronics, Export Control 

Classification Number (ECCN) 3D982 is 

amended by revising the heading to read 

as follows: 

3D982 ‘‘Software’’ specially designed for 

the ‘‘development’’ or ‘‘production’’ of 

microwave or millimeter wave ‘‘parts’’ 

and ‘‘components’’ classified under 

ECCN 3A982. 

* * * * * 

125. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

3—Electronics, Export Control 

Classification Number (ECCN) 3D991 is 

amended by revising the heading to read 

as follows: 

3D991 ‘‘Software’’ specially designed for 

the ‘‘development,’’ ‘‘production’’ or 


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‘‘use’’ of electronic devices, ‘‘parts’’ or 

‘‘components’’ controlled by 3A991, 

general purpose electronic equipment 

controlled by 3A992, or manufacturing 

and test equipment controlled by 3B991 

and 3B992; or ‘‘software’’ specially 

designed for the ‘‘use’’ of equipment 

controlled by 3B001.g and .h. 

* * * * * 

126. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

3—Electronics, Export Control 

Classification Number (ECCN) 3E001 is 

amended: 

a. By revising the introductory text of 

‘‘Related Controls’’ paragraph (2) in the 

List of Items Controlled section; and 

b. By revising ‘‘Note 1’’ at the end of 

the List of Items Controlled to read as 

follows: 

3E001 ‘‘Technology’’ according to the 

General Technology Note for the 

‘‘development’’ or ‘‘production’’ of 

equipment or materials controlled by 3A 

(except 3A292, 3A980, 3A981, 3A991 

3A992, or 3A999), 3B (except 3B991 or 

3B992) or 3C (except 3C992). 

* * * * * 

List of Items Controlled 

* * * * * 

Related Controls: *** (2) ‘‘Technology’’ 

according to the General Technology Note 

for the ‘‘development’’ or ‘‘production’’ of 

the following commodities is ‘‘subject to 

the ITAR’’ (see 22 CFR parts 120 through 

130): 

* * * * * 

Items: 

* * * * * 

Note 1: 3E001 does not control 

‘‘technology’’ for the ‘‘production’’ of 

equipment, ‘‘parts’’ or ‘‘components’’ 

controlled by 3A003. 

* * * * * 

127. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

3—Electronics, Export Control 

Classification Number (ECCN) 3E003 is 

amended: 

a. By revising ‘‘Related Controls’’ 

paragraph (1) in the List of Items 

Controlled section; and 

b. By revising ‘‘items’’ paragraphs d 

and f to read as follows: 

3E003 Other ‘‘technology’’ for the 

‘‘development’’ or ‘‘production’’ of the 

following (see List of Items Controlled). 

* * * * * 

List of Items Controlled 

* * * * * 

Related Controls: (1) Technology for the 

‘‘development’’ or ‘‘production’’ of ‘‘space 

qualified’’ electronic vacuum tubes 

operating at frequencies of 31.8 GHz or 

higher, described in 3E003.g, is ‘‘subject to 

the ITAR’’ (see 22 CFR parts 120 through 

130); 

* * * * * 

Items: 

* * * * * 

d. Substrates of films of diamond for 

electronic ‘‘parts’’ or ‘‘components;’’ 

* * * * * 

f. Substrates of silicon carbide for 

electronic ‘‘parts’’ or ‘‘components;’’ 

* * * * * 

128. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

3—Electronics, Export Control 

Classification Number (ECCN) 3E980 is 

amended by revising the heading to read 

as follows: 

3E980 ‘‘Technology’’ specially designed for 

‘‘development,’’ ‘‘production’’ or ‘‘use’’ 

of commodities controlled by 3A980 and 

3A981. 

* * * * * 

129. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

3—Electronics, Export Control 

Classification Number (ECCN) 3E982 is 

amended by revising the heading to read 

as follows: 

3E982 ‘‘Technology’’ ‘‘require’’ for the 

‘‘development’’ or ‘‘production’’ of 

microwave or millimeter wave ‘‘parts’’ 

or ‘‘components’’ classified under ECCN 

3A982. 

* * * * * 

130. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

3—Electronics, Export Control 

Classification Number (ECCN) 3E991 is 

amended by revising the heading to read 

as follows: 

3E991 ‘‘Technology’’ for the 

‘‘development,’’ ‘‘production’’ or ‘‘use’’ 

of electronic devices, ‘‘parts’’ or 

‘‘components’’ controlled by 3A991, 

general purpose electronic equipment 

controlled by 3A992, or manufacturing 

and test equipment controlled by 3B991 

or 3B992, or materials controlled by 

3C992. 

* * * * * 

131. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

4–Computers, Export Control 

Classification Number (ECCN) 4A001 is 

amended: 

a. By revising the heading; 

b. By revising ‘‘Unit’’ paragraph in the 

List of Items Controlled section; and 

c. By revising ‘‘Related Controls’’ 

paragraph in the List of Items Controlled 

section to read as follows: 

4A001 Electronic computers and related 

equipment, having any of the following 

(see List of Items Controlled), and 

‘‘electronic assemblies’’ and specially 

designed ‘‘parts’’ and ‘‘components’’ 

therefor. 

* * * * * 

List of Items Controlled 

Unit: Computers and related equipment in 

number; ‘‘electronic assemblies,’’ ‘‘parts’’ 

and ‘‘components’’ in $ value 

Related Controls: See also 4A101 and 4A994. 

See Category 5—Part 2 for electronic 

computers and related equipment 

performing or incorporating ‘‘information 

security’’ functions as the primary 

function. Equipment designed or rated for 

transient ionizing radiation is ‘‘subject to 

the ITAR’’ (see 22 CFR parts 120 through 

130). 

* * * * * 

132. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

4—Computers, Export Control 

Classification Number (ECCN) 4A003 is 

amended: 

a. By revising the heading; 

b. By removing Note 2 in at the end 

of the License Requirements section; 

c. By adding a Reporting 

Requirements section after the License 

Requirements section; 

d. By revising the License Exception 

GBS paragraph in the License 

Exceptions section; and 

e. By revising the ‘‘Unit’’ paragraph in 

the List of Items Controlled section to 

read as follows: 

4A003 ‘‘Digital computers,’’ ‘‘electronic 

assemblies’’ and related equipment 

therefor, as follows (see List of Items 

Controlled) and specially designed 

‘‘parts’’ and ‘‘components’’ therefor. 

* * * * * 

Reporting Requirements 

Special Post Shipment Verification 

reporting and recordkeeping requirements for 

exports of computers to destinations in 

Computer Tier 3 may be found in § 743.2 of 

the EAR. 

License Exceptions 

* * * * * 

GBS: Yes, for 4A003.e, and .g and specially 

designed ‘‘parts’’ and ‘‘components’’ therefor, 

exported separately or as part of a system. 

* * * * * 

List of Items Controlled 

Unit: Computers and related equipment in 

number; ‘‘electronic assemblies,’’ ‘‘parts’’ 

and ‘‘components’’ in $ value 

* * * * * 

133. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

4—Computers, Export Control 

Classification Number (ECCN) 4A004 is 

amended: 

a. By revising the heading; and 

b. By revising the ‘‘Unit’’ paragraph in 

the List of Items Controlled section to 

read as follows: 

4A004 Computers as follows (see List of 

Items Controlled) and specially designed 

related equipment, ‘‘electronic 


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assemblies,’’ and ‘‘parts’’ and 

‘‘components’’ therefor. 

* * * * * 

List of Items Controlled 

Unit: Computers and related equipment in 

number; ‘‘electronic assemblies,’’ ‘‘parts’’ 

and ‘‘components’’ in $ value 

* * * * * 

134. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

4—Computers, Export Control 

Classification Number (ECCN) 4A101 is 

amended by revising the ‘‘Note’’ to 

‘‘items’’ paragraph b in the List of Items 

Controlled section to read as follows: 

4A101 Analog computers, ‘‘digital 

computers’’ or digital differential 

analyzers, other than those controlled 

by 4A001 designed or modified for use 

in ‘‘missiles,’’ having any of the 

following (see List of Items Controlled). 

* * * * * 

List of Items Controlled 

* * * * * 

Items: 

* * * * * 

b. * * * 

Note: ‘Radiation hardened’ means that the 

‘‘part,’’ ‘‘component’’ or equipment is 

designed or rated to withstand radiation 

levels which meet or exceed a total 

irradiation dose of 5 X 105 rads (Si). 

* * * * * 

135. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

4—Computers, Export Control 

Classification Number (ECCN) 4A102 is 

amended by revising the heading to read 

as follows: 

4A102 ‘‘Hybrid computers’’ specially 

designed for modelling, simulation or 

design integration of ‘‘missiles’’ or their 

subsystems. (These items are ‘‘subject to 

the ITAR.’’ See 22 CFR parts 120 

through 130.) 

* * * * * 

136. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

4—Computers, Export Control 

Classification Number (ECCN) 4A994 is 

amended: 

a. By revising the heading; 

b. By revising the ‘‘Unit’’ paragraph in 

the List of Items Controlled section; and 

c. By revising the introductory text to 

‘‘items’’ paragraphs a and k to read as 

follows: 

4A994 Computers, ‘‘electronic assemblies’’ 

and related equipment not controlled by 

4A001 or 4A003, and specially designed 

‘‘parts’’ and ‘‘components’’ therefor (see 

List of Items Controlled). 

* * * * * 

List of Items Controlled 

Unit: Equipment in number; ‘‘parts,’’ 

‘‘components’’ and accessories in $ value 

* * * * * 

Items: 

* * * * * 

a. Electronic computers and related 

equipment, and ‘‘electronic assemblies’’ and 

specially designed ‘‘parts’’ and 

‘‘components’’ therefor, rated for operation at 

an ambient temperature above 343 K (70 °C); 

* * * * * 

k. ‘‘Hybrid computers’’ and ‘‘electronic 

assemblies’’ and specially designed ‘‘parts’’ 

and ‘‘components’’ therefor containing 

analog-to-digital converters having all of the 

following characteristics: 

* * * * * 

137. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

4—Computers, Export Control 

Classification Number (ECCN) 4D001 is 

amended by adding a Reporting 

Requirements section after the License 

Requirements section to read as follows: 

4D001 ‘‘Software’’ as follows (see List of 

Items Controlled). 

* * * * * 

Reporting Requirements 

See § 743.1 of the EAR for reporting 

requirements for exports under License 

Exceptions, Special Comprehensive Licenses, 

and Validated End-User authorizations. 

* * * * * 

138. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

4—Computers, Export Control 

Classification Number (ECCN) 4D980 is 

amended by revising the heading to read 

as follows: 

4D980 ‘‘Software’’ specially designed for 

the ‘‘development,’’ ‘‘production’’ or 

‘‘use’’ of commodities controlled by 

4A980. 

* * * * * 

139. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

4—Computers, Export Control 

Classification Number (ECCN) 4E980 is 

amended by revising the heading to read 

as follows: 

4E980 ‘‘Technology’’ for the 

‘‘development,’’ ‘‘production’’ or ‘‘use’’ 

of commodities controlled by 4A980. 

* * * * * 

140. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

5—Telecommunications and 

‘‘Information Security,’’ Part 1— 

Telecommunications is amended by 

revising the introductory text of Note 1, 

the N.B.2 and Note 2 that immediately 

follows the Category 5 Part 1— 

Telecommunications heading to read as 

follows: 

CATEGORY 5—TELECOMMUNICATIONS 

AND ‘‘INFORMATION SECURITY’’ 

Part I—TELECOMMUNICATIONS 

Notes: 

1. The control status of ‘‘parts,’’ 

‘‘components,’’ test and ‘‘production’’ 

equipment, and ‘‘software’’ therefor which 

are specially designed for 

telecommunications equipment or systems is 

determined in Category 5, Part 1. 

* * * * * 

N.B.2.: See also Category 5, Part 2 for 

equipment, ‘‘parts,’’ ‘‘components’’ and 

‘‘software,’’ performing or incorporating 

‘‘information security’’ functions. 

2. ‘‘Digital computers,’’ related equipment 

or ‘‘software,’’ when essential for the 

operation and support of telecommunications 

equipment described in this Category, are 

regarded as specially designed ‘‘parts’’ and 

‘‘components,’’ provided they are the 

standard models customarily supplied by the 

manufacturer. This includes operation, 

administration, maintenance, engineering or 

billing computer systems. 

* * * * * 

141. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

5—Telecommunications and 

‘‘Information Security,’’ Part 1— 

Telecommunications, Export Control 

Classification Number (ECCN) 5A001 is 

amended: 

a. By revising the heading; 

b. By revising ‘‘Unit’’ paragraph in the 

List of Items Controlled section; 

c. By revising ‘‘Related Controls’’ 

paragraph in the List of Items Controlled 

section; and 

d. By revising the introductory text to 

‘‘items’’ paragraph b, e, and f to read as 

follows: 

5A001 Telecommunications systems, 

equipment, ‘‘parts,’’ ‘‘components’’ and 

accessories, as follows (see List of Items 

Controlled). 

* * * * * 

List of Items Controlled 

Unit: Equipment or antennae in number; 

cable and fiber in meters/feet, ‘‘parts,’’ 

‘‘components’’ and accessories in $ value 

Related Controls: (1) Telecommunications 

equipment defined in 5A001.a.1 through 

5A001.a.3 for use on board satellites is 

‘‘subject to the ITAR’’ (see 22 CFR parts 

120 through 130). (2) Direction finding 

equipment defined in 5A001.e is ‘‘subject 

to the ITAR’’ (see 22 CFR parts 120 through 

130). (3) See also 5A101 and 5A991. 

* * * * * 

Items: 

* * * * * 

b. Telecommunication systems and 

equipment, and specially designed ‘‘parts,’’ 

‘‘components’’ and accessories therefor, 

having any of the following characteristics, 

functions or features: 

* * * * * 

e. Radio direction finding equipment 

operating at frequencies above 30 MHz and 


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having all of the following, and specially 

designed ‘‘parts’’ and ‘‘components’’ therefor: 

* * * * * 

f. Jamming equipment specially designed 

or modified to intentionally and selectively 

interfere with, deny, inhibit, degrade or 

seduce mobile telecommunication services 

and perform any of the following, and 

specially designed ‘‘parts’’ and 

‘‘components’’ therefor: 

* * * * * 

142. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

5—Telecommunications and 

‘‘Information Security,’’ Part 1— 

Telecommunications, Export Control 

Classification Number (ECCN) 5A980 is 

amended by revising the heading to read 

as follows: 

5A980 Devices primarily useful for the 

surreptitious interception of wire, oral, 

or electronic communications, other 

than those controlled under 5A001.i; 

and ‘‘parts,’’ ‘‘components’’ and 

accessories therefor. 

* * * * * 

143. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

5—Telecommunications and 

‘‘Information Security,’’ Part 1— 

Telecommunications, Export Control 

Classification Number (ECCN) 5A991 is 

amended: 

a. By revising the heading; 

b. By revising the ‘‘Related Controls’’ 

paragraph in the List of Items Controlled 

section; 

c. By revising the introductory text to 

‘‘items’’ paragraphs b and c in the List 

of Items Controlled section; and 

d. By revising ‘‘items’’ paragraph c.1, 

f, g, and h in the List of Items Controlled 

section to read as follows: 

5A991 Telecommunication equipment, not 

controlled by 5A001 (see List of Items 

Controlled). 

* * * * * 

List of Items Controlled 

* * * * * 

Related Controls: (1) Telecommunication 

equipment defined in 5A991 for use on 

board satellites is ‘‘subject to the ITAR’’ 

(see 22 CFR parts 120 through 130). (2) See 

also 5E101 and 5E991. 

* * * * * 

Items: 

* * * * * 

b. Telecommunication transmission 

equipment and systems, and specially 

designed ‘‘parts,’’ ‘‘components’’ and 

accessories therefor, having any of the 

following characteristics, functions or 

features: 

* * * * * 

c. ‘‘Stored program controlled’’ switching 

equipment and related signaling systems, 

having any of the following characteristics, 

functions or features, and specially designed 

‘‘parts,’’ ‘‘components’’ and accessories 

therefor: 

Note: * * * 

c.1. ‘‘Data (message) switching’’ equipment 

or systems designed for ‘‘packet-mode 

operation’’ and ‘‘parts,’’ electronic assemblies 

and ‘‘components’’ therefor, n.e.s. 

* * * * * 

f. Phased array antennas, operating above 

10.5 GHz, containing active elements and 

distributed ‘‘parts’’ or ‘‘components,’’ and 

designed to permit electronic control of beam 

shaping and pointing, except for landing 

systems with instruments meeting 

International Civil Aviation Organization 

(ICAO) standards (microwave landing 

systems (MLS)). 

g. Mobile communications equipment, 

n.e.s., and ‘‘parts,’’ electronic assemblies and 

‘‘components’’ therefor; or 

h. Radio relay communications equipment 

designed for use at frequencies equal to or 

exceeding 19.7 GHz and ‘‘parts’’ and 

‘‘components’’ therefor, n.e.s. 

144. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

5—Telecommunications and 

‘‘Information Security,’’ Part 1— 

Telecommunications, Export Control 

Classification Number (ECCN) 5B001 is 

amended: 

a. By revising the heading; 

b. By revising the Special Conditions 

for License Exception STA paragraph 

section; 

c. By revising ‘‘Unit’’ paragraph in the 

List of Items Controlled section; and 

d. By revising the introductory text to 

‘‘items’’ paragraph a and b to read as 

follows: 

5B001 Telecommunication test, inspection 

and production equipment, ‘‘parts,’’ 

‘‘components’’ and accessories, as 

follows (See List of Items Controlled). 

* * * * * 

Special Conditions for License Exception 

STA 

License Exception STA may not be used to 

ship 5B001.a equipment and specially 

designed ‘‘parts,’’ ‘‘components’’ or 

accessories therefor, specially designed for 

the ‘‘development,’’ ‘‘production’’ or ‘‘use’’ of 

equipment, functions or features specified by 

in ECCN 5A001.b.3, .b.5 or .h to any of the 

eight destinations listed in § 740.20(c)(2) of 

the EAR. 

List of Items Controlled 

Unit: Equipment in number; ‘‘parts,’’ 

‘‘components’’ and accessories in $ value 

* * * * * 

Items: 

a. Equipment and specially designed 

‘‘parts,’’ ‘‘components’’ or accessories 

therefor, specially designed for the 

‘‘development,’’ ‘‘production’’ or ‘‘use’’ of 

equipment, functions or features, controlled 

by 5A001. 

* * * * * 

b. Equipment and specially designed 

‘‘parts,’’ ‘‘components’’ or accessories 

therefor, specially designed for the 

‘‘development’’ of any of the following 

telecommunication transmission or 

switching equipment: 

* * * * * 

145. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

5—Telecommunications and 

‘‘Information Security,’’ Part 1— 

Telecommunications, Export Control 

Classification Number (ECCN) 5D001 is 

amended by revising the License 

Exception TSR paragraph in the License 

Exceptions section to read as follows: 

5D001 ‘‘Software’’ as follows (see List of 

Items Controlled). 

* * * * * 

License Exceptions 

* * * * * 

TSR: Yes, except for exports and reexports to 

destinations outside of those 36 countries 

listed in § 740.20(c)(1) (License Exception 

STA) of ‘‘software’’ controlled by 5D001.a 

and specially designed for items controlled 

by 5A001.b.5 and 5A001.h. 

* * * * * 

146. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

5—Telecommunications and 

‘‘Information Security,’’ Part 1— 

Telecommunications, Export Control 

Classification Number (ECCN) 5D101 is 

amended by revising the heading to read 

as follows: 

5D101 ‘‘Software’’ specially designed or 

modified for the ‘‘use’’ of equipment 

controlled by 5A101. 

* * * * * 

147. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

5—Telecommunications and 

‘‘Information Security,’’ Part 1— 

Telecommunications, Export Control 

Classification Number (ECCN) 5D991 is 

amended by revising the heading to read 

as follows: 

5D991 ‘‘Software’’ specially designed or 

modified for the ‘‘development,’’ 

‘‘production’’ or ‘‘use’’ of equipment 

controlled by 5A991 and 5B991, and 

dynamic adaptive routing software as 

described as follows (see List of Items 

Controlled). 

* * * * * 

148. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

5—Telecommunications and 

‘‘Information Security,’’ Part 1— 

Telecommunications, Export Control 

Classification Number (ECCN) 5E001 is 

amended: 

a. By revising the introductory text of 

the License Exception TSR paragraph in 

the License Exceptions section; 

b. By revising ‘‘Related Controls’’ 

paragraph in the List of Items Controlled 

section; and 


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c. By revising the introductory text to 

‘‘items’’ paragraph e in the list of Items 

Controlled section to read as follows: 

5E001 ‘‘Technology’’ as follows (see List of 

Items Controlled). 

* * * * * 

License Exceptions 

* * * * * 

TSR: Yes, except for exports and reexports to 

destinations outside of those 36 countries 

listed in § 740.20(c)(1) (License Exception 

STA) of ‘‘technology’’ controlled by 

5E001.a for the ‘‘development’’ or 

‘‘production’’ of the following: 

* * * * * 

List of Items Controlled 

* * * * * 

Related Controls: (1) Technology defined in 

5E001.b.1, 5E001.b.2, 5E001.b.4, or 5E001.c 

for use on board satellites is ‘‘subject to 

ITAR’’ (see 22 CFR parts 120 through 130). 

(2) See also 5E101, 5E980 and 5E991. 

* * * * * 

Items: 

* * * * * 

e. ‘‘Technology’’ according to the General 

Technology Note for the ‘‘development’’ or 

‘‘production’’ of electronic devices and 

circuits, specially designed for 

telecommunications and containing ‘‘parts’’ 

or ‘‘components’’ manufactured from 

‘‘superconductive’’ materials, specially 

designed for operation at temperatures below 

the ‘‘critical temperature’’ of at least one of 

the ‘‘superconductive’’ constituents and 

having any of the following: 

* * * * * 

149. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

5—Telecommunications and 

‘‘Information Security,’’ Part 2— 

Telecommunications is amended by 

revising the ‘‘Note’’ 1 and ‘‘Note’’ 4 

paragraph 2 that immediately follows 

the Category 5 Part II—‘‘INFORMATION 

SECURITY’’ heading to read as follows: 

CATEGORY 5—TELECOMMUNICATIONS 

AND ‘‘INFORMATION SECURITY’’ 

Part II—‘‘INFORMATION SECURITY’’ 

Note 1: The control status of ‘‘information 

security’’ equipment, ‘‘software,’’ systems, 

application specific ‘‘electronic assemblies,’’ 

modules, integrated circuits, ‘‘parts,’’ 

‘‘components’’ or functions is determined in 

Category 5, part 2 even if they are ‘‘parts,’’ 

‘‘components’’ or ‘‘electronic assemblies’’ of 

other equipment. 

* * * * * 

Note 4: * * * 

* * * * * 

2. A computer, including operating 

systems, ‘‘parts’’ and ‘‘components’’ therefor; 

* * * * * 

150. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

5—Telecommunications and 

‘‘Information Security,’’ Part 2— 

Information Security, Export Control 

Classification Number (ECCN) 5A002 is 

amended: 

a. By revising the heading: 

b. By revising the License Exception 

LVS paragraph in the License 

Exceptions section; and 

c. By revising the introductory text to 

‘‘items’’ paragraph a to read as follows: 

5A002 ‘‘Information security’’ systems, 

equipment, ‘‘parts’’ and ‘‘components’’ 

therefor, as follows (see List of Items 

Controlled). 

* * * * * 

License Exceptions 

LVS: Yes: $500 for ‘‘parts’’ and 

‘‘components’’. N/A for systems and 

equipment. 

* * * * * 

List of Items Controlled 

* * * * * 

Items: 

* * * * * 

a. Systems, equipment, application specific 

‘‘electronic assemblies,’’ modules and 

integrated circuits for ‘‘information security,’’ 

as follows, and ‘‘parts’’ and ‘‘components’’ 

therefor specially designed for ‘‘information 

security’’: 

* * * * * 

151. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

5—Telecommunications and 

‘‘Information Security,’’ Part 2— 

Information Security, Export Control 

Classification Number (ECCN) 5A992 is 

amended by revising ‘‘items’’ paragraph 

b to read as follows: 

5A992 Equipment not controlled by 5A002. 

* * * * * 

List of Items Controlled 

* * * * * 

Items: 

* * * * * 

b. ‘‘Information security’’ equipment, 

n.e.s., (e.g., cryptographic, cryptanalytic, and 

cryptologic equipment, n.e.s.) and ‘‘parts’’ 

and ‘‘components’’ therefor. 

* * * * * 

152. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

5—Telecommunications and 

‘‘Information Security,’’ Part 2— 

Information Security, Export Control 

Classification Number (ECCN) 5D992 is 

amended by revising the heading to read 

as follows: 

5D992 ‘‘Information Security’’ ‘‘software’’ 

not controlled by 5D002 as follows (see 

List of Items Controlled). 

* * * * * 

153. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

5—Telecommunications and 

‘‘Information Security,’’ Part 2— 

Information Security, Export Control 

Classification Number (ECCN) 5E992 is 

amended by revising the heading to read 

as follows: 

5E992 ‘‘Information Security’’ 

‘‘technology’’ according to the General 

Technology Note, not controlled by 

5E002, as follows (see List of Items 

Controlled). 

* * * * * 

154. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

6—Sensors and Lasers, Export Control 

Classification Number (ECCN) 6A001 is 

amended: 

a. By revising the heading: and 

b. By revising the introductory text to 

‘‘items’’ paragraph a, a.1, a.1.d, and a.2 

and the ‘‘Note’’ to a.2.f to read as 

follows: 

6A001 Acoustic systems, equipment, and 

‘‘parts’’ and ‘‘components,’’ as follows 

(see List of Items Controlled). 

* * * * * 

List of Items Controlled 

* * * * * 

Items: 

a. Marine acoustic systems, equipment and 

specially designed ‘‘parts’’ and 

‘‘components’’ therefor, as follows: 

a.1. Active (transmitting or transmitting 

and receiving) systems, equipment and 

specially designed ‘‘parts’’ and 

‘‘components’’ therefor, as follows: 

* * * * * 

a.1.d. Acoustic systems and equipment, 

designed to determine the position of surface 

vessels or underwater vehicles and having all 

of the following, and specially designed 

‘‘parts’’ and ‘‘components’’ therefor: 

* * * * * 

a.2. Passive systems, equipment and 

specially designed ‘‘parts’’ and 

‘‘components’’ therefor, as follows: 

* * * * * 

Note: 6A001.a.2 also applies to receiving 

equipment, whether or not related in normal 

application to separate active equipment, and 

specially designed ‘‘parts’’ and 

‘‘components’’ therefor. 

* * * * * 

155. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

6—Sensors and Lasers, Export Control 

Classification Number (ECCN) 6A002 is 

amended: 

a. By revising the heading; 

b. By revising the Special Conditions 

for License Exception STA section; and 

c. By revising the ‘‘Related Controls’’ 

paragraph in the List of Items Controlled 

section; and 

d. By revising the introductory text to 

‘‘items’’ paragraphs a.2, a.2.c and d to 

read as follows: 

6A002 Optical sensors and equipment, 

‘‘parts’’ and ‘‘components’’ therefore, as 

follows (see List of Items Controlled). 

* * * * * 


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Special Conditions for License Exception 

STA 

License Exception STA may not be used to 

ship to any of the eight destinations listed in 

§ 740.20(c)(2) of the EAR any commodity in: 

6A002.a.1.a or .b. 

* * * * * 

List of Items Controlled 

Unit: * * * 

Related Controls: (1) The following 

commodities are ‘‘subject to the ITAR’’ (see 

22 CFR parts 120 through 130): (a) ‘‘Image 

intensifiers’’ defined in 6A002.a.2 and 

‘‘focal plane arrays’’ defined in 6A002.a.3 

specially designed, modified, or configured 

for military use and not part of civil 

equipment; (b) ‘‘Space qualified’’ solidstate detectors defined in 6A002.a.1, 

‘‘space qualified’’ imaging sensors (e.g., 

‘‘monospectral imaging sensors’’ and 

‘‘multispectral imaging sensors’’) defined 

in 6A002.b.2.b.1, and ‘‘space qualified’’ 

cryocoolers defined in 6A002.d.1, unless, 

on or after September 23, 2002, the 

Department of State issues a commodity 

jurisdiction determination indicating the 

commodity is subject to the EAR. (2) See 

also 6A102, 6A202, and 6A992. 

Note: * * * 

Related Definitions: N/A 

Items: 

* * * * * 

a. * * * 

a.2. Image intensifier tubes and specially 

designed ‘‘parts’’ and ‘‘components’’ therefor, 

as follows: 

* * * * * 

a.2.c. Specially designed ‘‘parts’’ and 

‘‘components,’’ as follows: 

* * * * * 

d. Special support ‘‘parts’’ and 

‘‘components’’ for optical sensors, as follows: 

* * * * * 

156. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

6—Sensors and Lasers, Export Control 

Classification Number (ECCN) 6A003 is 

amended: 

a. By revising the heading: 

b. By adding a Reporting 

Requirements section after the License 

Requirements section; and 

c. By revising the introductory text to 

‘‘items’’ paragraph a to read as follows: 

6A003 Cameras, systems or equipment, 

‘‘parts’’ and ‘‘components’’ therefore, as 

follows (see List of Items Controlled). 

* * * * * 

Reporting Requirements 

See § 743.3 of the EAR for thermal camera 

reporting for exports that are not authorized 

by an individually validated license of 

thermal imaging cameras controlled by ECCN 

6A003.b.4.b to Albania, Australia, Austria, 

Belgium, Bulgaria, Croatia, Cyprus, Czech 

Republic, Denmark, Estonia, Finland, France, 

Germany, Greece, Hungary, Iceland, Ireland, 

Italy, Japan, Latvia, Lithuania, Luxembourg, 

Malta, the Netherlands, New Zealand, 

Norway, Poland, Portugal, Romania, 

Slovakia, Slovenia, South Africa, South 

Korea Spain, Sweden, Switzerland, Turkey, 

or the United Kingdom, must be reported to 

BIS. 

* * * * * 

List of Items Controlled 

* * * * * 

Items: 

a. Instrumentation cameras and specially 

designed ‘‘parts’’ and ‘‘components’’ therefor, 

as follows: 

* * * * * 

157. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

6—Sensors and Lasers, Export Control 

Classification Number (ECCN) 6A004 is 

amended: 

a. By revising the heading; 

b. By revising the ‘‘Related Controls’’ 

paragraph (2) in the List of Items 

Controlled section; and 

c. By revising ‘‘items’’ paragraph a.1 

in the List of Items Controlled section; 

d. By revising the introductory text of 

paragraph b in the List of Items 

Controlled section; 

e. By revising the introductory text of 

paragraph c in the List of Items 

Controlled section; and 

f. By revising paragraphs c.1, c.4, and 

d.1 to read as follows: 

6A004 Optical equipment, ‘‘parts’’ and 

‘‘components,’’ as follows (see List of 

Items Controlled). 

* * * * * 

List of Items Controlled 

Unit: *** 

Related Controls: * * * (2) ‘‘Space qualified’’ 

‘‘parts’’ and ‘‘components’’ for optical 

systems defined in 6A004.c and optical 

control equipment defined in 6A004.d.1 

are ‘‘subject to the ITAR’’ (see 22 CFR parts 

120 through 130). * * * 

Related Definitions: * * * 

Items: 

* * * * * 

a.1. ‘‘Deformable mirrors’’ having either 

continuous or multi element surfaces, and 

specially designed ‘‘parts’’ and 

‘‘components’’ therefor, capable of 

dynamically repositioning portions of the 

surface of the mirror at rates exceeding 100 

Hz; 

* * * * * 

b. Optical ‘‘parts’’ and ‘‘components’’ made 

from zinc selenide (ZnSe) or zinc sulphide 

(ZnS) with transmission in the wavelength 

range exceeding 3,000 nm but not exceeding 

25,000 nm and having any of the following: 

* * * * * 

c. ‘‘Space-qualified’’ ‘‘parts’’ and 

‘‘components’’ for optical systems, as 

follows: 

c.1. ‘‘Parts’’ and ‘‘components’’ 

lightweighted to less than 20% ‘‘equivalent 

density’’ compared with a solid blank of the 

same aperture and thickness; 

* * * * * 

c.4. ‘‘Parts’’ and ‘‘components’’ 

manufactured from ‘‘composite’’ materials 

having a coefficient of linear thermal 

expansion equal to or less than 5 × 10¥6 in 

any coordinate direction; 

* * * * * 

d.1. Equipment specially designed to 

maintain the surface figure or orientation of 

the ‘‘space-qualified’’ ‘‘parts’’ and 

‘‘components’’ controlled by 6A004.c.1 or 

6A004.c.3; 

* * * * * 

158. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

6—Sensors and Lasers, Export Control 

Classification Number (ECCN) 6A005 is 

amended: 

a. By revising the heading; 

b. By adding a heading Note; 

c. By revising the ‘‘Related Controls’’ 

paragraph (6) in the List of Items 

Controlled section; 

d. By revising the ‘‘Note’’ to ‘‘items’’ 

paragraph a.6.b; and 

e. By revising ‘‘items’’ paragraphs e 

and f.3 to read as follows: 

6A005 ‘‘Lasers,’’ ‘‘parts,’’ ‘‘components’’ 

and optical equipment, as follows (see 

List of Items Controlled). 

HEADING NOTE: This entry does not 

control ‘‘lasers’’ or ‘‘laser’’ systems for the 

separation of uranium isotopes with a 

spectrum frequency stabilizer for operation 

over extended periods of time that are subject 

to the export licensing authority of the 

Nuclear Regulatory Commission (see 10 CFR 

part 110). 

* * * * * 

List of Items Controlled 

* * * * * 

Related Controls: * * * (6) Shared aperture 

optical elements, capable of operating in 

‘‘super-high power laser’’ applications, and 

‘‘lasers’’ specifically designed, modified, or 

configured for military application are 

‘‘subject to ITAR’’ (see 22 CFR parts 120 

through 130). 

* * * * * 

Items: 

* * * * * 

a.6.b.2. * * * 

Note: 6A005.a.6.b does not control 

multiple transverse mode, industrial ‘‘lasers’’ 

with output power exceeding 2kW and not 

exceeding 6 kW with a total mass greater 

than 1,200 kg. For the purpose of this note, 

total mass includes all ‘‘parts’’ and 

‘‘components’’ required to operate the 

‘‘laser,’’ e.g., ‘‘laser,’’ power supply, heat 

exchanger, but excludes external optics for 

beam conditioning and/or delivery. 

* * * * * 

e. ‘‘Parts’’ and ‘‘components’’ as follows: 

e.1. Mirrors cooled either by ‘active 

cooling’ or by heat pipe cooling; 

Technical Note: ‘Active cooling’ is a 

cooling technique for optical ‘‘parts’’ and 

‘‘components’’ using flowing fluids within 

the subsurface (nominally less than 1 mm 

below the optical surface) of the optical 

‘‘part’’ or ‘‘component’’ to remove heat from 

the optic. 

e.2. Optical mirrors or transmissive or 

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optical ‘‘parts’’ and ‘‘components,’’ specially 

designed for use with controlled ‘‘lasers’’; 

* * * * * 

f.3. Optical equipment, and ‘‘parts’’ and 

‘‘components,’’ specially designed for a 

phased array ‘‘SHPL’’ system for coherent 

beam combination to an accuracy of l/10 at 

the designed wavelength, or 0.1 mm, 

whichever is the smaller; 

* * * * * 

159. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

6—Sensors and Lasers, Export Control 

Classification Number (ECCN) 6A006 is 

amended by revising the heading to read 

as follows: 

6A006 ‘‘Magnetometers,’’ ‘‘magnetic 

gradiometers,’’ ‘‘intrinsic magnetic 

gradiometers,’’ underwater electric field 

sensors, ‘‘compensation systems’’ as 

follows (see List of Items Controlled), 

and specially designed ‘‘parts’’ and 

‘‘components’’ therefor. 

* * * * * 

160. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

6—Sensors and Lasers, Export Control 

Classification Number (ECCN) 6A008 is 

amended by revising the heading to read 

as follows: 

6A008 Radar systems, equipment and 

assemblies, having any of the following 

(see List of Items Controlled), and 

specially designed ‘‘parts’’ and 

‘‘components’’ therefor. 

* * * * * 

161. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

6—Sensors and Lasers, Export Control 

Classification Number (ECCN) 6A102 is 

amended by revising the ‘‘Unit’’ 

paragraph in the List of Items Controlled 

section to read as follows: 

6A102 Radiation hardened detectors, other 

than those controlled by 6A002, 

specially designed or modified for 

protecting against nuclear effects (e.g., 

Electromagnetic Pulse (EMP), X-rays, 

combined blast and thermal effects) and 

usable for ‘‘missiles,’’ designed or rated 

to withstand radiation levels which 

meet or exceed a total irradiation dose 

of 5 μ 105 rads (silicon). 

* * * * * 

List of Items Controlled 

Unit: ‘‘Parts’’ and ‘‘components’’ in number 

* * * * * 

162. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

6—Sensors and Lasers, Export Control 

Classification Number (ECCN) 6A103 is 

amended by revising the heading to read 

as follows: 

6A103 Radomes designed to withstand a 

combined thermal shock greater than 

100 cal/sq cm accompanied by a peak 

over pressure of greater than 50 kPa, 

usable in protecting ‘‘missiles’’ against 

nuclear effects (e.g., Electromagnetic 

Pulse (EMP), X-rays, combined blast and 

thermal effects), and usable for 

‘‘missiles’’. (These items are ‘‘subject to 

the ITAR.’’ See 22 CFR parts 120 

through 130.) 

* * * * * 

163. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

6—Sensors and Lasers, Export Control 

Classification Number (ECCN) 6A107 is 

amended: 

a. By revising the heading; and 

b. By revising ‘‘items’’ paragraph b to 

read as follows: 

6A107 Gravity meters (gravimeters) and 

specially designed ‘‘parts’’ and 

‘‘components’’ for gravity meters and 

gravity gradiometers, as follows (see List 

of Items Controlled). 

* * * * * 

List of Items Controlled 

* * * * * 

Items: 

* * * * * 

b. Specially designed ‘‘parts’’ and 

‘‘components’’ for gravity meters controlled 

in 6A007.b or 6A107.a and gravity 

gradiometers controlled in 6A007.c. 

* * * * * 

164. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

6—Sensors and Lasers, Export Control 

Classification Number (ECCN) 6A108 is 

amended by revising the ‘‘Related 

Controls’’ paragraph (2) in the List of 

Items Controlled section to read as 

follows: 

6A108 Radar systems and tracking 

systems, other than those controlled by 

6A008, as follows (see List of Items 

Controlled). 

* * * * * 

List of Items Controlled 

Unit: * * * 

Related Controls: *** (2) Items in 6A108.a 

that are specially designed or modified for 

‘‘missiles’’ or for items on the U.S. 

Munitions List are ‘‘subject to the ITAR’’ 

(see 22 CFR parts 120 through 130). 

* * * * * 

165. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

6—Sensors and Lasers, Export Control 

Classification Number (ECCN) 6A203 is 

amended: 

a. By revising the heading; 

b. By revising the ‘‘unit’’ paragraph in 

the List of Items Controlled section; and 

c. By revising the introductory text to 

‘‘items’’ paragraph a and the Note to 

paragraph a to read as follows: 

6A203 Cameras and ‘‘parts’’ and 

‘‘components,’’ other than those 

controlled by 6A003, as follows (see List 

of Items Controlled). 

* * * * * 

List of Items Controlled 

Unit: Equipment, ‘‘parts’’ and ‘‘components’’ 

in number 

* * * * * 

Items: 

* * * * * 

a. Mechanical rotating mirror cameras, as 

follows, and specially designed ‘‘parts’’ and 

‘‘components’’ therefor: 

* * * * * 

Note: ‘‘Parts’’ and ‘‘components’’ of 

cameras controlled by 6A203.a include their 

synchronizing electronics units and rotor 

assemblies consisting of turbines, mirrors 

and bearings. 

* * * * * 

166. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

6—Sensors and Lasers, Export Control 

Classification Number (ECCN) 6A205 is 

amended by revising the heading to read 

as follows: 

6A205 ‘‘Lasers,’’ ‘‘laser’’ amplifiers and 

oscillators, other than lasers used in 

plants for the separation of isotopes of 

‘‘natural uranium’’ and ‘‘depleted 

uranium,’’ ‘‘special fissile materials’’ 

and ‘‘other fissile materials,’’ and 

specially designed or prepared 

equipment, ‘‘parts’’ and ‘‘components’’ 

therefor that are subject to the export 

licensing authority of the Nuclear 

Regulatory Commission (see 10 CFR 

part 110) or 6A005, as follows (see List 

of Items Controlled). 

* * * * * 

167. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

6—Sensors and Lasers, Export Control 

Classification Number (ECCN) 6A225 is 

amended by revising the ‘‘Unit’’ 

paragraph in the List of Items Controlled 

section to read as follows: 

6A225 Velocity interferometers for 

measuring velocities exceeding 1 km/s 

during time intervals of less than 10 

microseconds. 

* * * * * 

List of Items Controlled 

Unit: Equipment in number 

* * * * * 

168. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

6—Sensors and Lasers, Export Control 

Classification Number (ECCN) 6A226 is 

amended by revising the ‘‘Unit’’ 

paragraph in the List of Items Controlled 

section to read as follows: 

6A226 Pressure sensors, as follows (see List 

of Items Controlled). 

* * * * * 


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List of Items Controlled 

Unit: Equipment in number 

* * * * * 

169. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

6—Sensors and Lasers, Export Control 

Classification Number (ECCN) 6A991 is 

amended by revising the heading to read 

as follows: 

6A991 Marine or terrestrial acoustic 

equipment, n.e.s., capable of detecting or 

locating underwater objects or features 

or positioning surface vessels or 

underwater vehicles; and specially 

designed ‘‘parts’’ and ‘‘components,’’ 

n.e.s. 

* * * * * 

170. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

6—Sensors and Lasers, Export Control 

Classification Number (ECCN) 6A992 is 

amended: 

a. By revising the heading to read; 

b. By revising the ‘‘Unit’’ paragraph in 

the List of Items Controlled section; and 

c. By revising the introductory text to 

‘‘items’’ paragraph a to read as follows: 

6A992 Optical Sensors, not controlled by 

6A002, as follows (see List of Items 

Controlled). 

* * * * * 

List of Items Controlled 

Unit: Equipment in number; ‘‘parts,’’ 

‘‘components’’ and accessories in $ value 

* * * * * 

Items: 

* * * * * 

a. Image intensifier tubes and specially 

designed ‘‘parts’’ and ‘‘components’’ therefor, 

as follows: 

* * * * * 

171. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

6—Sensors and Lasers, Export Control 

Classification Number (ECCN) 6A994 is 

amended: 

a. By revising the heading; and 

b. By revising the ‘‘Unit’’ paragraph in 

the List of Items Controlled section to 

read as follows: 

6A994 Optics, not controlled by 6A004, as 

follows (see List of Items Controlled). 

* * * * * 

List of Items Controlled 

Unit: Equipment in number 

* * * * * 

172. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

6—Sensors and Lasers, Export Control 

Classification Number (ECCN) 6A995 is 

amended: 

a. By revising the heading; 

b. By revising the ‘‘Unit’’ paragraph in 

the List of Items Controlled section; and 

c. By revising the ‘‘Note’’ following 

‘‘items’’ paragraph e.2.b to read as 

follows: 

6A995 ‘‘Lasers’’ as follows (see List of 

Items Controlled). 

* * * * * 

List of Items Controlled 

Unit: Equipment in number 

* * * * * 

Items: 

* * * * * 

e.2.b. * * * 

Note: 6A995.e.2.b does not control 

multiple transverse mode, industrial ‘‘lasers’’ 

with output power less than or equal to 2kW 

with a total mass greater than 1,200kg. For 

the purpose of this note, total mass includes 

all ‘‘parts’’ and ‘‘components’’ required to 

operate the ‘‘laser,’’ e.g., ‘‘laser,’’ power 

supply, heat exchanger, but excludes external 

optics for beam conditioning and/or delivery. 

* * * * * 

173. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

6—Sensors and Lasers, Export Control 

Classification Number (ECCN) 6A996 is 

amended: 

a. By revising the heading; and 

b. By revising the introductory text to 

‘‘Items’’ paragraph b to read as follows: 

6A996 ‘‘Magnetometers’’ not controlled by 

ECCN 6A006, ‘‘Superconductive’’ 

electromagnetic sensors as follows (see 

List of Items Controlled), and specially 

designed ‘‘parts’’ and ‘‘components’’ 

therefor. 

* * * * * 

List of Items Controlled 

Unit: Equipment in number 

* * * * * 

Items: 

* * * * * 

b. ‘‘Superconductive’’ electromagnetic 

sensors, ‘‘parts’’ and ‘‘components’’ 

manufactured from ‘‘superconductive’’ 

materials: 

* * * * * 

174. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

6—Sensors and Lasers, Export Control 

Classification Number (ECCN) 6A997 is 

amended by revising the heading to read 

as follows: 

6A997 Gravity meters (gravimeters) for 

ground use, n.e.s., as follows (see List of 

Items Controlled). 

* * * * * 

175. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

6—Sensors and Lasers, Export Control 

Classification Number (ECCN) 6A998 is 

amended: 

a. By revising the heading; and 

b. By revising ‘‘items’’ paragraph a to 

read as follows: 

6A998 Radar systems, equipment and 

‘‘major components’’ n.e.s., and 

specially designed ‘‘parts’’ and 

‘‘components’’ therefor, as follows (see 

List of Items Controlled). 

* * * * * 

List of Items Controlled 

* * * * * 

Items: 

* * * * * 

a. Airborne radar equipment, n.e.s., and 

specially designed ‘‘parts’’ and 

‘‘components’’ therefor. 

* * * * * 

176. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

6—Sensors and Lasers, Export Control 

Classification Number (ECCN) 6B008 is 

amended by revising the heading to read 

as follows: 

6B008 Pulse radar cross section 

measurement systems having transmit 

pulse widths of 100 ns or less, and 

specially designed ‘‘parts’’ and 

‘‘components’’ therefor. 

* * * * * 

177. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

6– Sensors and Lasers, Export Control 

Classification Number (ECCN) 6B995 is 

amended: 

a. By revising the heading, and 

b. By revising the ‘‘Unit’’ paragraph in 

the List of Items Controlled section to 

read as follows: 

6B995 Specially designed or modified 

equipment (see List of Items Controlled), 

including tools, dies, fixtures or gauges, 

and other specially designed ‘‘parts,’’ 

‘‘components’’ and accessories therefor 

as follows (see List of Items Controlled). 

* * * * * 

List of Items Controlled 

Unit: Equipment in number; ‘‘parts,’’ 

‘‘components’’ and accessories in $ value 

* * * * * 

178. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

6—Sensors and Lasers, Export Control 

Classification Number (ECCN) 6C992 is 

amended: 

a. By revising the heading; and 

b. By revising the ‘‘Unit’’ paragraph in 

the List of Items Controlled section to 

read as follows: 

6C992 Optical sensing fibers not controlled 

by 6A002.d.3 that are modified 

structurally to have a ‘beat length’ of 

less than 500 mm (high birefringence) or 

optical sensor materials not described in 

6C002.b and having a zinc content of 

equal to or more than 6% by ‘mole 

fraction.’ 

* * * * * 


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List of Items Controlled 

Unit: Equipment in number 

* * * * * 

179. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

6—Sensors and Lasers, Export Control 

Classification Number (ECCN) 6C994 is 

amended: 

a. By revising the heading; and 

b. By revising the ‘‘Unit’’ paragraph in 

the List of Items Controlled section to 

read as follows: 

6C994 Optical materials, as follows (see 

List of Items Controlled). 

* * * * * 

List of Items Controlled 

Unit: Equipment in number; and accessories 

in $ value 

* * * * * 

180. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

6—Sensors and Lasers, Export Control 

Classification Number (ECCN) 6D001 is 

amended: 

a. By revising the License Exception 

TSR paragraph (3) in the License 

Exceptions section; and 

b. By revising the ‘‘Related Controls’’ 

paragraph in the List of Items Controlled 

section to read as follows: 

6D001 ‘‘Software’’ specially designed for 

the ‘‘development’’ or ‘‘production’’ of 

equipment controlled by 6A004, 6A005, 

6A008 or 6B008. 

* * * * * 

License Exceptions 

CIV: * * * 

TSR: Yes, except for the following: 

* * * * * 

(3) Exports or reexports to destinations 

outside of those 36 countries listed in 

§ 740.20(c)(1) (License Exception STA) of 

‘‘software’’ specially designed for the 

‘‘development’’ or ‘‘production’’ of 

equipment controlled by 6A004.c or d, 

6A008.d, h, k or 6B008. 

* * * * * 

List of Items Controlled 

* * * * * 

Related Controls: (1) ‘‘Software’’ specially 

designed for the ‘‘development’’ or 

‘‘production’’ of ‘‘space qualified’’ ‘‘parts’’ 

and ‘‘components’’ for optical systems 

defined in 6A004.c and ‘‘space qualified’’ 

optical control equipment defined in 

6A004.d.1 is ‘‘subject to the ITAR’’ (see 22 

CFR parts 120 through 130). (2) See also 

6D991, and ECCN 6E001 (‘‘development’’) 

for ‘‘technology’’ for items controlled 

under this entry. 

* * * * * 

181. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

6—Sensors and Lasers, Export Control 

Classification Number (ECCN) 6D002 is 

amended by revising the ‘‘Related 

Controls’’ paragraph in the List of Items 

Controlled section to read as follows: 

6D002 ‘‘Software’’ specially designed for 

the ‘‘use’’ of equipment controlled by 

6A002.b, 6A008 or 6B008. 

* * * * * 

List of Items Controlled 

Unit: * * * 

Related Controls: (1) ‘‘Software’’ specially 

designed for the ‘‘use’’ of ‘‘space qualified’’ 

imaging sensors (e.g., ‘‘monospectral 

imaging sensors’’ and ‘‘multispectral 

imaging sensors’’) defined in 6A002.b.2.b.1 

is ‘‘subject to the ITAR’’ (see 22 CFR parts 

120 through 130), unless, on or after 

September 23, 2002, the Department of 

State issues a commodity jurisdiction 

determination indicating the ‘‘software’’ is 

subject to the EAR. (2) ‘‘Software’’ 

specially designed for the ‘‘use’’ of ‘‘space 

qualified’’ LIDAR equipment specially 

designed for surveying or for 

meteorological observation, released from 

control under the note in 6A008.j, is 

controlled in 6D991. (3) See also 6D102, 

6D991, and 6D992. 

* * * * * 

182. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

6—Sensors and Lasers, Export Control 

Classification Number (ECCN) 6D003 is 

amended by revising the License 

Exception TSR paragraph in the License 

Exceptions section to read as follows: 

6D003 Other ‘‘software’’ as follows (see List 

of Items Controlled). 

* * * * * 

License Exceptions 

* * * * * 

TSR: Yes, except for exports or reexports to 

destinations outside of those 36 countries 

listed in § 740.20(c)(1) (License Exception 

STA) of ‘‘software’’ for items controlled by 

6D003.a. 

* * * * * 

183. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

6—Sensors and Lasers, Export Control 

Classification Number (ECCN) 6D102 is 

amended by revising the heading to read 

as follows: 

6D102 ‘‘Software’’ specially designed or 

modified for the ‘‘use’’ of equipment 

controlled by 6A108. 

* * * * * 

184. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

6—Sensors and Lasers, Export Control 

Classification Number (ECCN) 6D993 is 

amended by revising the heading to read 

as follows: 

6D993 Other ‘‘software,’’ not controlled by 

6D003, as follows (see List of Items 

Controlled). 

* * * * * 

185. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

6—Sensors and Lasers, Export Control 

Classification Number (ECCN) 6D994 is 

removed. 

186. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

6—Sensors and Lasers, Export Control 

Classification Number (ECCN) 6E001 is 

amended: 

a. By revising the License Exception 

TSR paragraph (4) introductory text in 

the License Exceptions section; and 

b. By revising the ‘‘Related Controls’’ 

paragraph in the List of Items Controlled 

section to read as follows: 

6E001 ‘‘Technology’’ according to the 

General Technology Note for the 

‘‘development’’ of equipment, materials 

or ‘‘software’’ controlled by 6A (except 

6A991, 6A992, 6A994, 6A995, 6A996, 

6A997, or 6A998), 6B (except 6B995), 6C 

(except 6C992 or 6C994), or 6D (except 

6D991, 6D992, or 6D993). 

* * * * * 

License Exceptions 

* * * * * 

TSR: Yes, except for the following: 

* * * * * 

(4) Exports or reexports to destinations 

outside of those 36 countries listed in 

§ 740.20(c)(1) (License Exception STA) of 

‘‘technology’’ for the ‘‘development’’ of the 

following: 

* * * * * 

List of Items Controlled 

* * * * * 

Related Controls: (1) ‘‘Technology’’ according 

to the General Technology Note for the 

‘‘development’’ of the following 

commodities is ‘‘subject to the ITAR’’ (see 

22 CFR parts 120 through 130): ‘‘Space 

qualified’’ (a) ‘‘Parts’’ and ‘‘components’’ 

for optical systems defined in 6A004.c and 

optical control equipment defined in 

6A004.d.1.; (b) Solid-state detectors 

defined in 6A002.a.1, ‘‘imaging sensors’’ 

(e.g., ‘‘monospectral imaging sensors’’ and 

‘‘multispectral imaging sensors’’) defined 

in 6A002.b.2.b.1, and cryocoolers defined 

in 6A002.d.1 unless on or after September 

23, 2002, the Department of State issues a 

commodity jurisdiction determination 

indicating the ‘‘technology’’ is subject to 

the EAR. (2) See also 6E101, 6E201, and 

6E991. 

* * * * * 

187. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

6—Sensors and Lasers, Export Control 

Classification Number (ECCN) 6E002 is 

amended: 

a. By revising the License Exception 

TSR paragraph (3) introductory text in 

the License Exceptions section; and 

b. By revising the ‘‘Related Controls’’ 

paragraph in the List of Items Controlled 

section to read as follows: 

6E002 ‘‘Technology’’ according to the 

General Technology Note for the 


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‘‘production’’ of equipment or materials 

controlled by 6A (except 6A991, 6A992, 

6A994, 6A995, 6A996, 6A997 or 6A998), 

6B (except 6B995) or 6C (except 6C992 

or 6C994). 

* * * * * 

License Exceptions 

* * * * * 

TSR: Yes, except for the following: 

* * * * * 

(3) Exports or reexports to destinations 

outside of those 36 countries listed in 

§ 740.20(c)(1) (License Exception STA) of 

‘‘technology’’ for the ‘‘development’’ of the 

following: 

* * * * * 

List of Items Controlled 

* * * * * 

Related Controls: (1) ‘‘Technology’’ according 

to the General Technology Note for the 

‘‘production’’ of the following commodities 

is ‘‘subject to the ITAR’’ (see 22 CFR parts 

120 through 130) when intended for use on 

a satellite: ‘‘Space qualified’’ (a) ‘‘Parts’’ 

and ‘‘components’’ for optical systems 

defined in 6A004.c and optical control 

equipment defined in 6A004.d.1; (b) Solidstate detectors defined in 6A002.a.1, 

‘‘imaging sensors’’ (e.g., ‘‘monospectral 

imaging sensors’’ and ‘‘multispectral 

imaging sensors’’) defined in 

6A002.b.2.b.1, and cryocoolers defined in 

6A002.d.1 unless on or after September 23, 

2002, the Department of State issues a 

commodity jurisdiction determination 

indicating the ‘‘technology’’ is subject to 

the EAR. (2) See also 6E992. 

* * * * * 

188. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

6—Sensors and Lasers, Export Control 

Classification Number (ECCN) 6E993 is 

amended by revising the introductory 

text to ‘‘items’’ paragraph a to read as 

follows: 

6E993 Other ‘‘technology,’’ not controlled 

by 6E003, as follows (see List of Items 

Controlled). 

* * * * * 

List of Items Controlled 

* * * * * 

Items: 

* * * * * 

a. Optical fabrication technologies for 

serially producing optical ‘‘parts’’ and 

‘‘components’’ at a rate exceeding 10 m2 of 

surface area per year on any single spindle 

and having all of the following: 

* * * * * 

189. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

7—Navigation and Avionics, Export 

Control Classification Number (ECCN) 

7A001 is amended by revising the 

heading to read as follows: 

7A001 Accelerometers as follows (see List 

of Items Controlled) and specially 

designed ‘‘parts’’ and ‘‘components’’ 

therefor. 

* * * * * 

190. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

7—Navigation and Avionics, Export 

Control Classification Number (ECCN) 

7A002 is amended by revising the 

heading to read as follows: 

7A002 Gyros or angular rate sensors, 

having any of the following (see List of 

Items Controlled) and specially designed 

‘‘parts’’ and ‘‘components’’ therefor. 

* * * * * 

191. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

7—Navigation and Avionics, Export 

Control Classification Number (ECCN) 

7A003 is amended: 

a. By revising the heading; 

b. By revising the ‘‘Related Controls’’ 

paragraph in the List of Items Controlled 

section; and 

c. By revising the introductory text to 

‘‘items’’ paragraphs a and c to read as 

follows: 

7A003 Inertial systems and specially 

designed ‘‘parts’’ and ‘‘components,’’ as 

follows (see List of Items Controlled). 

* * * * * 

List of Items Controlled 

* * * * * 

Related Controls: (1) See also 7A103 and 

7A994. (2) Inertial Navigation Systems 

(INS) and inertial equipment, and specially 

designed ‘‘parts’’ and ‘‘components’’ 

therefor specifically designed, modified or 

configured for military use are ‘‘subject to 

the ITAR’’ (see 22 CFR parts 120 through 

130). 

* * * * * 

Items: 

a. Inertial Navigation Systems (INS) 

(gimballed or strapdown) and inertial 

equipment, designed for ‘‘aircraft,’’ land 

vehicles, vessels (surface or underwater) or 

‘‘spacecraft,’’ for navigation, attitude, 

guidance or control and having any of the 

following and specially designed ‘‘parts’’ and 

‘‘components’’ therefor: 

* * * * * 

c. Inertial measurement equipment for 

heading or True North determination and 

having any of the following, and specially 

designed ‘‘parts’’ and ‘‘components’’ therefor: 

* * * * * 

192. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

7—Navigation and Avionics, Export 

Control Classification Number (ECCN) 

7A004 is amended: 

a. By revising the heading; and 

b. By revising the ‘‘items’’ paragraph 

b in the List of Items Controlled section 

to read as follows: 

7A004 ‘Star trackers’ and ‘‘parts and 

‘‘components’’ therefor, as follows (see 

List of Items Controlled). 

* * * * * 

List of Items Controlled 

* * * * * 

Items: 

* * * * * 

b. ‘‘Parts’’ and ‘‘components’’ specially 

designed for equipment specified in 7A004.a 

as follows: 

* * * * * 

193. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

7—Navigation and Avionics, Export 

Control Classification Number (ECCN) 

7A005 is amended: 

a. By revising the heading; 

b. By revising the License 

Requirements section; 

c. By revising the ‘‘Related Controls’’ 

paragraph; and 

d. By revising the ‘‘Note’’ to ‘‘items’’ 

paragraph b in the List of Items 

Controlled section to read as follows: 

7A005 Global Navigation Satellite Systems 

(GNSS) receiving equipment having any 

of the following (see List of Items 

Controlled) and specially designed 

‘‘parts’’ and ‘‘components’’ therefor. 

* * * * * 

License Requirements 

These items are ‘‘subject to the ITAR’’ (see 

22 CFR parts 120 through 130). 

List of Items Controlled 

* * * * * 

Related Controls: (1) See also 7A105 and 

7A994. Typically commercially available 

GPS do not employ decryption or adaptive 

antenna and are classified as 7A994. (2) 

For equipment specially designed for 

military use, see Categories XI and XV of 

the U.S. Munitions List (22 CFR 121). 

* * * * * 

Items: 

* * * * * 

b. * * * 

Note: 7A005.b does not apply to GNSS 

receiving equipment that only uses ‘‘parts’’ 

and ‘‘components’’ designed to filter, switch, 

or combine signals from multiple omnidirectional antennae that do not implement 

adaptive antenna techniques. 

* * * * * 

194. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

7—Navigation and Avionics, Export 

Control Classification Number (ECCN) 

7A008 is amended by revising the 

heading to read as follows: 

7A008 Underwater sonar navigation 

systems using Doppler velocity or 

correlation velocity logs integrated with 

a heading source and having a 

positioning accuracy of equal to or less 

(better) than 3% of distance traveled 

‘‘Circular Error Probable’’ (‘‘CEP’’) and 


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specially designed ‘‘parts’’ and 

‘‘components’’ therefor. 

* * * * * 

195. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

7—Navigation and Avionics, Export 

Control Classification Number (ECCN) 

7A101 is amended: 

a. By revising the heading; and 

b. By revising the introductory text to 

‘‘items’’ paragraph a to read as follows: 

7A101 Accelerometers, other than those 

controlled by 7A001 (see List of Items 

Controlled), and specially designed 

‘‘parts’’ and ‘‘components’’ therefor. 

* * * * * 

List of Items Controlled 

* * * * * 

Items: 

a. Linear accelerometers designed for use 

in inertial navigation systems or in guidance 

systems of all types, usable in ‘‘missiles’’ 

having all of the following characteristics, 

and specially designed ‘‘parts’’ and 

‘‘components’’ therefor: 

* * * * * 

196. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

7—Navigation and Avionics, Export 

Control Classification Number (ECCN) 

7A102 is amended by revising the 

heading to read as follows: 

7A102 Gyros, other than those controlled 

by 7A002 (see List of Items Controlled), 

and specially designed ‘‘parts’’ and 

‘‘components’’ therefor. 

* * * * * 

197. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

7—Navigation and Avionics, Export 

Control Classification Number (ECCN) 

7A103 is amended: 

a. By revising the heading; 

b. By revising the ‘‘Related Controls’’ 

paragraph in the List of Items Controlled 

section; and 

c. By revising ‘‘items’’ paragraph a 

and b and the introductory text to the 

‘‘Technical Note’’ paragraph at the end 

of the ‘‘items’’ paragraph in the List of 

Items Controlled section to read as 

follows: 

7A103 Instrumentation, navigation 

equipment and systems, other than those 

controlled by 7A003, and specially 

designed ‘‘parts’’ and ‘‘components’’ 

therefor, as follows (see List of Items 

Controlled). 

* * * * * 

List of Items Controlled 

Unit: * * * 

Related Controls: (1) See ECCN 7A003 and 

7A994. (2) For rockets, missiles, or 

unmanned aerial vehicles controlled under 

the U.S. Munitions List (USML), items 

described in 7A103.b are ‘‘subject to the 

ITAR’’ (see 22 CFR parts 120 through 130). 

(3) Inertial navigation systems and inertial 

equipment, and specially designed ‘‘parts’’ 

and ‘‘components’’ therefor specifically 

designed, modified or configured for 

military use are ‘‘subject to the ITAR’’ (see 

22 CFR parts 120 through 130). 

* * * * * 

Items: 

* * * * * 

a. Inertial or other equipment using 

accelerometers or gyros controlled by 7A001, 

7A002, 7A101 or 7A102 and systems 

incorporating such equipment, and specially 

designed ‘‘parts’’ and ‘‘components’’ therefor; 

b. Integrated flight instrument systems, 

which include gyrostabilizers or automatic 

pilots, designed or modified for use in 

rockets, missiles, or unmanned aerial 

vehicles capable of achieving a ‘‘range’’ equal 

to or greater than 300 km, and specially 

designed ‘‘parts’’ and ‘‘components’’ therefor. 

c. * * * 

Technical Note: An ‘integrated navigation 

system’ typically incorporates the following 

‘‘parts’’ and ‘‘components’’: 

* * * * * 

198. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

7—Navigation and Avionics, Export 

Control Classification Number (ECCN) 

7A104 is amended: 

a. By revising the heading; and 

b. By revising the ‘‘Related Controls’’ 

paragraph in the List of Items Controlled 

section to read as follows: 

7A104 Gyro-astro compasses and other 

devices, other than those controlled by 

7A004, which derive position or 

orientation by means of automatically 

tracking celestial bodies or satellites and 

specially designed ‘‘parts’’ and 

‘‘components’’ therefor. 

* * * * * 

List of Items Controlled 

* * * * * 

Related Controls: This entry controls 

specially designed ‘‘parts’’ and 

‘‘components’’ for gyro-astro compasses 

and other devices controlled by 7A004. 

* * * * * 

199. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

7—Navigation and Avionics, Export 

Control Classification Number (ECCN) 

7A105 is amended by revising the 

heading to read as follows: 

7A105 Receiving equipment for Global 

Navigation Satellite Systems (GNSS) 

(e.g. GPS, GLONASS, or Galileo) having 

any of the following characteristics, and 

specially designed ‘‘parts’’ and 

‘‘components’’ therefor. (These items are 

‘‘subject to the ITAR.’’ See 22 CFR parts 

120 through 130.) 

200. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

7—Navigation and Avionics, Export 

Control Classification Number (ECCN) 

7A106 is amended by revising the 

heading to read as follows: 

7A106 Altimeters, other than those 

controlled by 7A006, of radar or laser 

radar type, designed or modified for use 

in ‘‘missiles’’. (These items are ‘‘subject 

to the ITAR.’’ See 22 CFR parts 120 

through 130.) 

201. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

7—Navigation and Avionics, Export 

Control Classification Number (ECCN) 

7A107 is amended by revising the 

heading to read as follows: 

7A107 Three axis magnetic heading 

sensors having all of the following 

characteristics (see List of Items 

Controlled), and specially designed 

‘‘parts’’ and ‘‘components’’ therefor. 

* * * * * 

202. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

7—Navigation and Avionics, Export 

Control Classification Number (ECCN) 

7A115 is amended by revising the 

heading to read as follows: 

7A115 Passive sensors for determining 

bearing to specific electromagnetic 

sources (direction finding equipment) or 

terrain characteristics, designed or 

modified for use in ‘‘missiles’’. (These 

items are ‘‘subject to the ITAR.’’ See 22 

CFR parts 120 through 130.) 

203. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

7—Navigation and Avionics, Export 

Control Classification Number (ECCN) 

7A116 is amended by revising the 

heading to read as follows: 

7A116 Flight control systems (hydraulic, 

mechanical, electro-optical, or electromechanical flight control systems 

(including fly-by-wire systems) and 

attitude control equipment) designed or 

modified for ‘‘missiles’’. (These items 

are ‘‘subject to the ITAR.’’ See 22 CFR 

parts 120 through 130.) 

204. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

7—Navigation and Avionics, Export 

Control Classification Number (ECCN) 

7A117 is amended by revising the 

heading to read as follows: 

7A117 ‘‘Guidance sets’’ capable of 

achieving system accuracy of 3.33% or 

less of the range (e.g., a ‘‘CEP’’ of 10 km 

or less at a ‘‘range’’ of 300 km). (These 

items are ‘‘subject to the ITAR.’’ See 22 

CFR parts 120 through 130.) 

205. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

7—Navigation and Avionics, Export 

Control Classification Number (ECCN) 

7A994 is amended: 

a. By redesignating the introductory 

text of the License Requirement Note in 

the License Requirements section as 

License Requirement Note 1; 

b. By adding a License Requirement 

Note 2 in the License Requirements 

section; and 


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c. By revising the ‘‘Related Controls’’ 

paragraph in the List of Items Controlled 

section to read as follows: 

7A994 Other navigation direction finding 

equipment, airborne communication 

equipment, all aircraft inertial 

navigation systems not controlled under 

7A003 or 7A103, and other avionic 

equipment, including ‘‘parts’’ and 

‘‘components,’’ n.e.s. 

License Requirements 

* * * * * 

License Requirement Notes 

* * * 

(2) Typically commercially available GPS 

do not employ decryption or adaptive 

antenna and are classified as 7A994. 

* * * * * 

List of Items Controlled 

* * * * * 

Related Controls: (1) See also 7A005 and 

7A105. (2) QRS11 Micromachined Angular 

Rate Sensors are ‘‘subject to the ITAR’’ (see 

22 CFR parts 120 through 130), unless the 

QRS11–00100–100/101 is integrated into 

and included as an integral ‘‘component’’ 

of a commercial primary or standby 

instrument system of the type described in 

ECCN 7A994, or aircraft of the type 

described in ECCN 9A991 that incorporates 

such systems, or is exported solely for 

integration into such a system; or the 

QRS11–00050–443/569 is integrated into 

an automatic flight control system of the 

type described in ECCN 7A994, or aircraft 

of the type described in ECCN 9A991 that 

incorporates such systems, or are exported 

solely for integration into such a system. 

(See Commodity Jurisdiction requirements 

in 22 CFR Parts 121; Category VIII(e), 

Note(1).) In the latter case, such items are 

subject to the EAR. Technology specific to 

the development and production of QRS11 

sensors remains ‘‘subject to the ITAR’’ (see 

22 CFR parts 120 through 130). 

* * * * * 

206. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

7—Navigation and Avionics, Export 

Control Classification Number (ECCN) 

7B003 is amended by revising the 

‘‘Related Controls’’ paragraph (1) in the 

List of Items Controlled section to read 

as follows: 

7B003 Equipment specially designed for 

the ‘‘production’’ of equipment 

controlled by 7A (except 7A994). 

* * * * * 

List of Items Controlled 

* * * * * 

Related Controls: (1) See also 7B103, (this 

entry is ‘‘subject to the ITAR’’ (see 22 CFR 

parts 120 through 130)) and 7B994. 

* * * * * 

207. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

7—Navigation and Avionics, Export 

Control Classification Number (ECCN) 

7B103 is amended by revising the 

heading to read as follows: 

7B103 Specially designed ‘‘production 

facilities’’ for equipment controlled by 

7A117. (These items are ‘‘subject to the 

ITAR.’’ See 22 CFR parts 120 through 

130.) 

208. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

7—Navigation and Avionics, Export 

Control Classification Number (ECCN) 

7D001 is amended: 

a. By revising the ‘‘RS’’ paragraph in 

the License Requirements section; and 

b. By revising the ‘‘Related Controls’’ 

paragraphs (2) and (3) in the List of 

Items Controlled section to read as 

follows: 

7D001 ‘‘Software’’ specially designed or 

modified for the ‘‘development’’ or 

‘‘production’’ of equipment controlled 

by 7A (except 7A994) or 7B (except 

7B994). 

License Requirements 

Reason for Control: * * * 

Control(s) Country chart 

* * * * * 

RS applies to ‘‘software’’ for inertial 

navigation systems, 

inertial equipment, 

and specially designed ‘‘parts’’ and 

‘‘components’’ 

therefor, for ‘‘civil 

aircraft’’.

RS Column 1. 

* * * * * 

* * * * * 

List of Items Controlled 

* * * * * 

Related Controls: * * * (2) The ‘‘software’’ 

related to 7A003.b, 7A005, 7A103.b, 

7A105, 7A106, 7A115, 7A116, 7A117, or 

7B103 is ‘‘subject to the ITAR’’ (see 22 CFR 

parts 120 through 130). (3) ‘‘Software’’ for 

inertial navigation systems and inertial 

equipment, and specially designed ‘‘parts’’ 

or ‘‘components’’ therefor, not for use on 

civil aircraft is ‘‘subject to the ITAR’’ (see 

22 CFR parts 120 through 130). 

* * * * * 

209. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

7—Navigation and Avionics, Export 

Control Classification Number (ECCN) 

7D003 is amended by adding a 

Reporting Requirements section after 

the License Requirements section to 

read as follows: 

7D003 Other ‘‘software’’ as follows (see List 

of Items Controlled). 

* * * * * 

Reporting Requirements 

See § 743.1 of the EAR for reporting 

requirements for exports under License 

Exceptions, Special Comprehensive Licenses, 

and Validated End-User authorizations. 

* * * * * 

210. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

7—Navigation and Avionics, Export 

Control Classification Number (ECCN) 

7D101 is amended: 

a. By revising the MT paragraph in the 

Control(s) paragraph of the License 

Requirements section; and 

b. By revising the ‘‘Related Controls’’ 

paragraph in the List of Items Controlled 

section to read as follows: 

7D101 ‘‘Software’’ specially designed or 

modified for the ‘‘use’’ of equipment 

controlled by 7A001 to 7A006, 7A101 to 

7A107, 7A115, 7A116, 7A117, 7B001, 

7B002, 7B003, 7B101, 7B102, or 7B103. 

License Requirements 

Reason for Control: * * * 

Control(s) Country chart 

MT applies to ‘‘software’’ for commodities controlled for 

MT reasons.

MT Column 1. 

* * * * * 

* * * * * 

List of Items Controlled 

* * * * * 

Related Controls: (1) The ‘‘software’’ related 

to 7A003.b, 7A005, 7A103.b, 7A105, 

7A106, 7A115, 7A116, 7A117, or 7B103 is 

‘‘subject to the ITAR’’ (see 22 CFR parts 

120 through 130). (2) ‘‘Software’’ for 

inertial navigation systems and inertial 

equipment, and specially designed ‘‘parts’’ 

and ‘‘components’’ therefor, not designed 

for use on civil aircraft by civil aviation 

authorities of a country listed in Country 

Group A:1 is ‘‘subject to the ITAR’’ (see 22 

CFR parts 120 through 130). 

* * * * * 

211. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

7—Navigation and Avionics, Export 

Control Classification Number (ECCN) 

7D102 is amended by revising the 

‘‘Related Controls’’ paragraph in the List 

of Items Controlled section to read as 

follows: 


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7D102 Integration ‘‘software,’’ as follows 

(See List of Items Controlled). 

* * * * * 

List of Items Controlled 

* * * * * 

Related Controls: The ‘‘software’’ related to 

7A003.b or 7A103.b is ‘‘subject to the 

ITAR’’ (see 22 CFR parts 120 through 130). 

* * * * * 

212. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

7—Navigation and Avionics, Export 

Control Classification Number (ECCN) 

7D103 is amended by revising the 

heading to read as follows: 

7D103 ‘‘Software’’ specially designed for 

modelling or simulation of the 

‘‘guidance sets’’ controlled by 7A117 or 

for their design integration with 

‘‘missiles’’. (This entry is ‘‘subject to the 

ITAR.’’ See 22 CFR parts 120 through 

130.) 

213. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

7—Navigation and Avionics, Export 

Control Classification Number (ECCN) 

7E001 is amended: 

a. By revising the RS paragraph in the 

License Requirements section; 

b. By adding a Reporting 

Requirements section after the License 

Requirements section; and 

c. By revising the ‘‘Related Controls’’ 

paragraph (2) in the List of Items 

Controlled section to read as follows: 

7E001 ‘‘Technology’’ according to the 

General Technology Note for the 

‘‘development’’ of equipment or 

‘‘software,’’ controlled by 7A (except 

7A994), 7B (except 7B994) or 7D (except 

7D994). 

License Requirements 

Reason for Control: * * * 

Control(s) Country chart 

* * * * * 

RS applies to ‘‘technology’’ for inertial 

navigation systems, 

inertial equipment, 

and specially designed ‘‘parts’’ and 

‘‘components’’ 

therefor, for ‘‘civil 

aircraft.’’.

RS Column 1 

* * * * * 

Reporting Requirements 

See § 743.1 of the EAR for reporting 

requirements for exports under License 

Exceptions, Special Comprehensive Licenses, 

and Validated End-User authorizations. 

List of Items Controlled 

* * * * * 

Related Controls: * * * (2) The ‘‘technology’’ 

related to 7A003.b, 7A005, 7A103.b, 

7A105, 7A106, 7A115, 7A116, 7A117, 

7B103, software in 7D101 specified in the 

Related Controls paragraph of ECCN 

7D101, 7D102.a, or 7D103 is ‘‘subject to the 

ITAR’’ (see 22 CFR parts 120 through 130). 

* * * * * 

214. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

7—Navigation and Avionics, Export 

Control Classification Number (ECCN) 

7E002 is amended: 

a. By revising the RS paragraph in the 

License Requirements section; 

b. By adding a Reporting 

Requirements section after the License 

Requirements section; and 

c. By revising the ‘‘Related Controls’’ 

paragraph (2) in the List of Items 

Controlled section to read as follows: 

7E002 ‘‘Technology’’ according to the 

General Technology Note for the 

‘‘production’’ of equipment controlled 

by 7A (except 7A994) or 7B (except 

7B994). 

License Requirements 

Reason for Control: * * * 

Control(s) Country chart 

* * * * * 

RS applies to ‘‘technology’’ for inertial 

navigation systems, 

inertial equipment, 

and specially designed ‘‘parts’’ and 

‘‘components’’ 

therefor, for ‘‘civil 

aircraft.’’.

RS Column 1 

* * * * * 

Reporting Requirements 

See § 743.1 of the EAR for reporting 

requirements for exports under License 

Exceptions, Special Comprehensive Licenses, 

and Validated End-User authorizations. 

* * * * * 

List of Items Controlled 

* * * * * 

Related Controls: * * * (2) The ‘‘technology’’ 

related to 7A003.b, 7A005, 7A103.b, 

7A105, 7A106, 7A115, 7A116, 7A117, or 

7B103 is ‘‘subject to the ITAR’’ (see 22 CFR 

parts 120 through 130). 

* * * * * 

215. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

7—Navigation and Avionics, Export 

Control Classification Number (ECCN) 

7E101 is amended: 

a. By revising the RS paragraph in the 

License Requirements section; and 

b. By revising the ‘‘Related Controls’’ 

paragraph in the List of Items Controlled 

section to read as follows: 

7E101 ‘‘Technology,’’ according to the 

General Technology Note for the ‘‘use’’ 

of equipment controlled by 7A001 to 

7A006, 7A101 to 7A107, 7A115 to 

7A117, 7B001, 7B002, 7B003, 7B101, 

7B102, 7B103, or 7D101 to 7D103. 

License Requirements 

Reason for Control: * * * 

Control(s) Country chart 

* * * * * 

RS applies to ‘‘technology’’ for inertial 

navigation systems, 

inertial equipment, 

and specially designed ‘‘parts’’ and 

‘‘components’’ 

therefor, for ‘‘civil 

aircraft.’’.

RS Column 1 

* * * * * 

* * * * * 

List of Items Controlled 

* * * * * 

Related Controls: The ‘‘technology’’ related to 

7A003.b, 7A005, 7A103.b, 7A105, 7A106, 

7A115, 7A116, 7A117, 7B103, software 

specified in the Related Controls paragraph 

of ECCN 7D101, 7D102.a, or 7D103 is 

‘‘subject to the ITAR’’ (see 22 CFR parts 

120 through 130). 

* * * * * 

216. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

7—Navigation and Avionics, Export 

Control Classification Number (ECCN) 

7E104 is amended by revising the 

heading to read as follows: 

7E104 Design ‘‘Technology’’ for the 

integration of the flight control, 

guidance, and propulsion data into a 

flight management system, designed or 

modified for rockets or missiles capable 

of achieving a ‘‘range’’ equal to or 

greater than 300km, for optimization of 

rocket system trajectory. (This entry is 

‘‘subject to the ITAR.’’ See 22 CFR parts 

120 through 130.) 

217. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

7—Navigation and Avionics, Export 

Control Classification Number (ECCN) 

7E994 is amended by revising the 

‘‘Related Controls’’ paragraph in the List 

of Items Controlled section to read as 

follows: 

7E994 ‘‘Technology,’’ n.e.s., for the 

‘‘development,’’ ‘‘production’’ or ‘‘use’’ 

of navigation, airborne communication, 

and other avionics equipment. 

* * * * * 

List of Items Controlled 

* * * * * 

Related Controls: Technology specific to the 

development and production of QRS11 

sensors remains ‘‘subject to the ITAR’’ (see 

22 CFR parts 120 through 130) and (see 

ECCN 7A994, Related Controls). 

* * * * * 

218. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

8—Marine, Export Control Classification 

Number (ECCN) 8A002 is amended: 


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a. By revising the heading: 

b. By revising the ‘‘Unit’’ paragraph in 

the List of Items Controlled section; 

c. By revising the introductory text to 

‘‘Items’’ paragraph (a); 

d. By revising ‘‘items’’ paragraphs a.4, 

o.1.e, and o.2.d to read as follows: 

8A002 Marine systems, equipment, ‘‘parts’’ 

and ‘‘components,’’ as follows (see List 

of Items Controlled). 

* * * * * 

List of Items Controlled 

Unit: Systems and equipment in number, 

‘‘parts’’ and ‘‘components’’ in $ value 

* * * * * 

Items: 

a. Systems, equipment, ‘‘parts’’ and 

‘‘components,’’ specially designed or 

modified for submersible vehicles and 

designed to operate at depths exceeding 

1,000 m, as follows: 

* * * * * 

a.4. ‘‘Parts’’ and ‘‘components’’ 

manufactured from material specified by 

ECCN 8C001; 

* * * * * 

o.1.e. Power transmission shaft systems 

incorporating ‘‘composite’’ material ‘‘parts’’ 

or ‘‘components’’ and capable of transmitting 

more than 1 MW; 

* * * * * 

o.2.d. Power transmission shaft systems 

incorporating ‘‘composite’’ material ‘‘parts’’ 

or ‘‘components’’ and capable of transmitting 

more than 2 MW; 

* * * * * 

219. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

8—Marine, Export Control Classification 

Number (ECCN) 8A918 is removed. 

220. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

8—Marine, Export Control Classification 

Number (ECCN) 8A992 is amended: 

a. By revising the heading; 

b. By revising the License 

Requirements section; 

c. By revising ‘‘items’’ paragraphs f 

and g; and 

c. By adding paragraphs l and m to 

the ‘‘items’’ paragraph in the ‘‘List of 

Items Controlled’’ section to read as 

follows: 

8A992 Vessels, marine systems or 

equipment, not controlled by 8A001, 

8A002 or 8A018, and specially designed 

‘‘parts,’’ and ‘‘components’’ therefor, 

and marine boilers and ‘‘parts’’ and 

‘‘components,’’ accessories, and 

attachments therefor (see List of Items 

Controlled). 

License Requirements 

Reason for Control: AT, UN 

Control(s) Country chart 

AT applies to entire 

entry.

AT Column 1 

Control(s) Country chart 

UN applies to 8A992.l 

and m.

See § 746.1(b) for UN 

controls 

* * * * * 

List of Items Controlled 

* * * * * 

Items: 

* * * * * 

f. Vessels, n.e.s., including inflatable boats, 

and specially designed ‘‘parts’’ and 

‘‘components’’ therefor, n.e.s.; 

g. Marine engines (both inboard and 

outboard) and submarine engines, n.e.s.; and 

specially designed ‘‘parts’’ and 

‘‘components’’ therefor, n.e.s.; 

* * * * * 

l. Marine boilers designed to have any of 

the following characteristics: 

l.1. Heat release rate (at maximum rating) 

equal to or in excess of 190,000 BTU per hour 

per cubic foot of furnace volume; or 

l.2. Ratio of steam generated in pounds per 

hour (at maximum rating) to the dry weight 

of the boiler in pounds equal to or in excess 

of 0.83. 

m. Major components, accessories, and 

attachments for marine boilers described in 

8A992.l. 

221. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

8—Marine, Export Control Classification 

Number (ECCN) 8D001 is amended by 

revising the License Exception TSR 

paragraph in the License Exceptions 

section to read as follows: 

8D001 ‘‘Software’’ specially designed or 

modified for the ‘‘development’’, 

‘‘production’’ or ‘‘use’’ of equipment or 

materials, controlled by 8A (except 

8A018 or 8A992), 8B or 8C. 

* * * * * 

License Exceptions 

* * * * * 

TSR: Yes, except for exports or reexports to 

destinations outside of those 36 countries 

listed in § 740.20(c)(1) (License Exception 

STA) of ‘‘software’’ specially designed for 

the ‘‘development’’ or ‘‘production’’ of 

equipment controlled by 8A001.b, 

8A001.d, or 8A002.o.3.b. 

* * * * * 

222. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

8—Marine, Export Control Classification 

Number (ECCN) 8E001 is amended by 

revising the License Exception TSR 

paragraph in the License Exceptions 

section, to read as follows: 

8E001 ‘‘Technology’’ according to the 

General Technology Note for the 

‘‘development’’ or ‘‘production’’ of 

equipment or materials, controlled by 

8A (except 8A018 or 8A992), 8B or 8C. 

* * * * * 

License Exceptions 

* * * * * 

TSR: Yes, except for exports or reexports to 

destinations outside of those 36 countries 

listed in § 740.20(c)(1) (License Exception 

STA) of ‘‘software’’ specially designed for 

the ‘‘development’’ or ‘‘production’’ of 

equipment controlled by 8A001.b, 

8A001.d, or 8A002.o.3.b. 

* * * * * 

223. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

9—Aerospace and Propulsion, Export 

Control Classification Number (ECCN) 

9A002 is amended by revising the 

heading to read as follows: 

9A002 ‘Marine gas turbine engines’ with an 

ISO standard continuous power rating 

of 24,245 kW or more and a specific fuel 

consumption not exceeding 0.219 kg/ 

kWh in the power range from 35 to 

100%, and specially designed 

assemblies, ‘‘parts’’ and ‘‘components’’ 

therefor. 

* * * * * 

224. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

9—Aerospace and Propulsion, Export 

Control Classification Number (ECCN) 

9A003 is amended by revising the 

heading to read as follows: 

9A003 Specially designed assemblies, 

‘‘parts’’ and ‘‘components,’’ 

incorporating any of the ‘‘technologies’’ 

controlled by 9E003.a, 9E003.h or 

9E003.i, for any of the following gas 

turbine engine propulsion systems (see 

List of Items Controlled). 

* * * * * 

225. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

9—Aerospace and Propulsion, Export 

Control Classification Number (ECCN) 

9A004 is amended by revising the 

‘‘Related Controls’’ paragraphs (2), (4), 

(5) and (6) in the List of Items 

Controlled section to read as follows: 

9A004 Space launch vehicles and 

‘‘spacecraft’’. 

* * * * * 

List of Items Controlled 

* * * * * 

Related Controls: 

* * * * * 

(2) Space launch vehicles are ‘‘subject to 

the ITAR’’ (see 22 CFR parts 120 through 

130). 

* * * * * 

(4) All other ‘‘spacecraft’’ not controlled 

under 9A004 and their payloads, and 

specifically designed or modified ‘‘parts,’’ 

‘‘components,’’ accessories, attachments, and 

associated equipment, including ground 

support equipment, are ‘‘subject to the ITAR’’ 

(see 22 CFR parts 120 through 130), unless 

otherwise transferred to the Department of 

Commerce via a commodity jurisdiction 

determination by the Department of State. 

(5) Exporters requesting a license from the 

Department of Commerce for ‘‘spacecraft’’ 


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and their associated ‘‘parts’’ and 

‘‘components,’’ other than the international 

space station, must provide a statement from 

the Department of State, Directorate of 

Defense Trade Controls, verifying that the 

item intended for export is under the 

licensing jurisdiction of the Department of 

Commerce. All specially designed or 

modified ‘‘parts,’’ ‘‘components,’’ 

accessories, attachments, and associated 

equipment for ‘‘spacecraft’’ that have been 

determined by the Department of State 

through the commodity jurisdiction process 

to be under the licensing jurisdiction of the 

Department of Commerce, and that are not 

controlled by any other ECCN on the 

Commerce Control List, will be assigned a 

classification under this ECCN 9A004. 

(6) Technical data required for the detailed 

design, development, manufacturing, or 

production of the international space station 

(to include specifically designed ‘‘parts’’ and 

‘‘components’’) remains ‘‘subject to the 

ITAR’’ (see 22 CFR parts 120 through 130). 

This control by the ITAR of detailed design, 

development, manufacturing or production 

technology for NASA’s international space 

station does not include that level of 

technical data necessary and reasonable for 

assurance that a U.S.-built item intended to 

operate on NASA’s international space 

station has been designed, manufactured, and 

tested in conformance with specified 

requirements (e.g., operational performance, 

reliability, lifetime, product quality, or 

delivery expectations). All technical data and 

all defense services, including all technical 

assistance, for launch of the international 

space station, including launch vehicle 

compatibility, integration, or processing data, 

are ‘‘subject to the ITAR’’ (see 22 CFR parts 

120 through 130). 

* * * * * 

226. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

9—Aerospace and Propulsion, Export 

Control Classification Number (ECCN) 

9A005 is amended by revising the 

heading to read as follows: 

9A005 Liquid rocket propulsion systems 

containing any of the systems, ‘‘parts’’ 

or ‘‘components,’’ controlled by 9A006. 

(These items are ‘‘subject to the ITAR.’’ 

See 22 CFR parts 120 through 130.) 

227. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

9—Aerospace and Propulsion, Export 

Control Classification Number (ECCN) 

9A006 is amended by revising the 

heading to read as follows: 

9A006 Systems, ‘‘parts’’ and 

‘‘components,’’ specially designed for 

liquid rocket propulsion systems. (These 

items are ‘‘subject to the ITAR.’’ See 22 

CFR parts 120 through 130.) 

228. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

9—Aerospace and Propulsion, Export 

Control Classification Number (ECCN) 

9A007 is amended by revising the 

heading to read as follows: 

9A007 Solid rocket propulsion systems. 

(These items are ‘‘subject to the ITAR.’’ 

See 22 CFR parts 120 through 130.) 

229. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

9—Aerospace and Propulsion, Export 

Control Classification Number (ECCN) 

9A008 is amended by revising the 

heading to read as follows: 

9A008 ‘‘Parts’’ and ‘‘components’’ specially 

designed for solid rocket propulsion 

systems. (These items are ‘‘subject to the 

ITAR.’’ See 22 CFR parts 120 through 

130.) 

230. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

9—Aerospace and Propulsion, Export 

Control Classification Number (ECCN) 

9A009 is amended by revising the 

heading to read as follows: 

9A009 Hybrid rocket propulsion systems. 

(These items are ‘‘subject to the ITAR.’’ 

See 22 CFR parts 120 through 130.) 

231. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

9—Aerospace and Propulsion, Export 

Control Classification Number (ECCN) 

9A010 is amended by revising the 

heading to read as follows: 

9A010 Specially designed ‘‘parts,’’ 

‘‘components,’’ systems and structures, 

for launch vehicles, launch vehicle 

propulsion systems or ‘‘spacecraft’’. 

(These items are ‘‘subject to the ITAR.’’ 

See 22 CFR parts 120 through 130.) 

232. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

9—Aerospace and Propulsion, Export 

Control Classification Number (ECCN) 

9A011 is amended by revising the 

heading to read as follows: 

9A011 Ramjet, scramjet or combined cycle 

engines, and specially designed ‘‘parts’’ 

and ‘‘components’’ therefor. (These 

items are ‘‘subject to the ITAR.’’ See 22 

CFR parts 120 through 130.) 

233. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

1—Aerospace and Propulsion, Export 

Control Classification Number (ECCN) 

9A012 is amended: 

a. By revising the heading; 

b. By revising the ‘‘Unit’’ paragraph in 

the List of Items Controlled section; 

c. By revising the introductory text to 

‘‘items’’ paragraph b; and 

d. By revising paragraph b.3 to read as 

follows: 

9A012 Non-military ‘‘unmanned aerial 

vehicles,’’ (‘‘UAVs’’), associated 

‘‘airships,’’ associated systems, 

equipment, ‘‘parts’’ and ‘‘components,’’ 

as follows (see List of Items Controlled). 

* * * * * 

List of Items Controlled 

Unit: Equipment in number; ‘‘parts,’’ 

‘‘components’’ and accessories in $ value 

* * * * * 

Items: 

* * * * * 

b. Associated systems, equipment, and 

‘‘parts’’ and ‘‘components,’’ as follows: 

* * * * * 

b.3. Equipment, ‘‘parts’’ and ‘‘components’’ 

specially designed to convert a manned 

‘‘aircraft’’ or a manned ‘‘airship’’ to a ‘‘UAV’’ 

controlled by 9A012.a; 

* * * * * 

234. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

9—Aerospace and Propulsion, Export 

Control Classification Number (ECCN) 

9A101 is amended by revising the 

‘‘Related Controls’’ paragraph in the List 

of Items Controlled section to read as 

follows: 

9A101 Turbojet and turbofan engines, 

other than those controlled by 9A001, as 

follows (see List of Items Controlled). 

* * * * * 

List of Items Controlled 

* * * * * 

Related Controls: 9A101.b controls only 

engines for non-military unmanned air 

vehicles [UAVs] or remotely piloted 

vehicles [RPVs], and does not control other 

engines designed or modified for use in 

‘‘missiles,’’ which are ‘‘subject to the 

ITAR’’ (see 22 CFR parts 120 through 130). 

* * * * * 

235. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

9—Aerospace and Propulsion, Export 

Control Classification Number (ECCN) 

9A103 is amended by revising the 

heading to read as follows: 

9A103 Liquid propellant tanks specially 

designed for the propellants controlled 

in ECCNs 1C011, 1C111 or other liquid 

propellants used in ‘‘missiles.’’ (These 

items are ‘‘subject to the ITAR.’’ See 22 

CFR parts 120 through 130.) 

236. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

9—Aerospace and Propulsion, Export 

Control Classification Number (ECCN) 

9A104 is amended by revising the 

heading to read as follows: 

9A104 Sounding rockets, capable of a 

range of at least 300 km. (These items 

are ‘‘subject to the ITAR.’’ See 22 CFR 

parts 120 through 130.) 

237. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

9—Aerospace and Propulsion, Export 

Control Classification Number (ECCN) 

9A105 is amended by revising the 

heading to read as follows: 

9A105 Liquid propellant rocket engines. 

(These items are ‘‘subject to the ITAR.’’ 

See 22 CFR parts 120 through 130.) 

238. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

9—Aerospace and Propulsion, Export 


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Control Classification Number (ECCN) 

9A106 is amended: 

a. By revising the heading; 

b. By revising the ‘‘Unit’’ in the List 

of Items Controlled section; 

c. By revising the ‘‘Related Controls’’ 

paragraph in the List of Items Controlled 

section; and 

d. By revising the introductory text to 

‘‘items’’ paragraph d to read as follows: 

9A106 Systems, ‘‘parts’’ or ‘‘components,’’ 

other than those controlled by 9A006, 

usable in ‘‘missiles,’’ and specially 

designed for liquid rocket propulsion 

systems, as follows (see List of Items 

Controlled). 

* * * * * 

List of Items Controlled 

Unit: Equipment, ‘‘parts’’ and ‘‘components’’ 

in number 

Related Controls: Items described in 9A106.a, 

.b, and .c are ‘‘subject to the ITAR’’ (see 22 

CFR parts 120 through 130). 

* * * * * 

Items: 

* * * * * 

d. Liquid and slurry propellant (including 

oxidizers) control systems, and specially 

designed ‘‘parts’’ and ‘‘components’’ therefor, 

designed or modified to operate in vibration 

environments greater than 10 g rms between 

20 Hz and 2000 Hz. 

* * * * * 

239. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

9—Aerospace and Propulsion, Export 

Control Classification Number (ECCN) 

9A107 is amended by revising the 

heading to read as follows: 

9A107 Solid propellant rocket motors, 

usable in rockets with a range capability 

of 300 Km or greater, other than those 

controlled by 9A007, having total 

impulse capacity equal to or greater 

than 8.41 μ 105 Ns, but less than 1.1 μ 

106 Ns. (These items are ‘‘subject to the 

ITAR.’’ See 22 CFR parts 120 through 

130.) 

240. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

9—Aerospace and Propulsion, Export 

Control Classification Number (ECCN) 

9A108 is amended by revising the 

heading to read as follows: 

9A108 Solid rocket propulsion ‘‘parts’’ and 

‘‘components,’’ other than those 

controlled by 9A008, usable in rockets 

with a range capability of 300 Km or 

greater. (These items are ‘‘subject to the 

ITAR.’’ See 22 CFR parts 120 through 

130.) 

241. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

9—Aerospace and Propulsion, Export 

Control Classification Number (ECCN) 

9A109 is amended by revising the 

heading to read as follows: 

9A109 Hybrid rocket motors, usable in 

rockets with a range capability of 300 

Km or greater, other than those 

controlled by 9A009, and specially 

designed ‘‘parts’’ and ‘‘components’’ 

therefor. (These items are ‘‘subject to the 

ITAR.’’ See 22 CFR parts 120 through 

130.) 

242. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

9—Aerospace and Propulsion, Export 

Control Classification Number (ECCN) 

9A110 is amended: 

a. By revising the heading; and 

b. By revising the ‘‘Related Controls’’ 

paragraph (2) in the List of Items 

Controlled section to read as follows: 

9A110 Composite structures, laminates and 

manufactures thereof, other than those 

controlled by entry 9A010, specially 

designed for use in rockets, missiles, or 

unmanned aerial vehicles capable of 

achieving a ‘‘range’’ equal to or greater 

than 300km or the subsystems 

controlled by entries 9A005, 9A007, 

9A105.a, 9A106 to 9A109, 9A116, or 

9A119. 

* * * * * 

List of Items Controlled 

* * * * * 

Related Controls: * * * (2) ‘‘Composite 

structures, laminates, and manufactures 

thereof, specially designed for use in 

missile systems are ‘‘subject to the ITAR’’ 

(see 22 CFR parts 120 through 130), except 

those specially designed for non-military 

unmanned air vehicles controlled in 

9A012. 

* * * * * 

243. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

9—Aerospace and Propulsion, Export 

Control Classification Number (ECCN) 

9A111 is amended by revising the 

heading to read as follows: 

9A111 Pulse jet engines, usable in rockets, 

missiles, or unmanned aerial vehicles 

capable of achieving a ‘‘range’’ equal to 

or greater than 300km, and specially 

designed ‘‘parts’’ and ‘‘components’’ 

therefor. (These items are ‘‘subject to the 

ITAR.’’ See 22 CFR parts 120 through 

130.) 

244. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

9—Aerospace and Propulsion, Export 

Control Classification Number (ECCN) 

9A115 is amended by revising the 

heading to read as follows: 

9A115 Apparatus, devices and vehicles, 

designed or modified for the transport, 

handling, control, activation and 

launching of rockets, missiles, and 

unmanned aerial vehicles capable of 

achieving a ‘‘range’’ equal to or greater 

than 300 km. (These items are ‘‘subject 

to the ITAR.’’ See 22 CFR parts 120 

through 130.) 

245. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

9—Aerospace and Propulsion, Export 

Control Classification Number (ECCN) 

9A116 is amended by revising the 

heading to read as follows: 

9A116 Reentry vehicles, usable in 

‘‘missiles,’’ and equipment designed or 

modified therefor. (These items are 

‘‘subject to the ITAR.’’ See 22 CFR parts 

120 through 130.) 

246. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

9—Aerospace and Propulsion, Export 

Control Classification Number (ECCN) 

9A117 is amended by revising the 

heading to read as follows: 

9A117 Staging mechanisms, separation 

mechanisms, and interstages therefor, 

usable in ‘‘missiles’’. (These items are 

‘‘subject to the ITAR.’’ See 22 CFR parts 

120 through 130.) 

247. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

9—Aerospace and Propulsion, Export 

Control Classification Number (ECCN) 

9A118 is amended by revising the 

heading to read as follows: 

9A118 Devices to regulate combustion 

usable in engines which are usable in 

rockets, missiles, and unmanned aerial 

vehicles capable of achieving a ‘‘range’’ 

equal of 300 Km or greater than 300 Km, 

controlled by 9A011 or 9A111. (These 

items are ‘‘subject to the ITAR.’’ See 22 

CFR parts 120 through 130.) 

248. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

9—Aerospace and Propulsion, Export 

Control Classification Number (ECCN) 

9A119 is amended by revising the 

heading to read as follows: 

9A119 Individual rocket stages, usable in 

rockets with a range capability greater 

than 300 Km or greater, other than those 

controlled by 9A005, 9A007, 9A009, 

9A105, 9A107 and 9A109. (These items 

are ‘‘subject to the ITAR.’’ See 22 CFR 

parts 120 through 130.) 

249. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

9—Aerospace and Propulsion, Export 

Control Classification Number (ECCN) 

9A120 is amended: 

a. By revising the heading; 

b. By revising the ‘‘Unit’’ paragraph in 

the List of Items Controlled section; and 

c. By revising the ‘‘Related Controls’’ 

paragraph to read as follows: 

9A120 Complete unmanned aerial vehicles, 

not specified in 9A012, having all of the 

following characteristics (see List of 

Items Controlled). 

* * * * * 

List of Items Controlled 

Unit: Equipment in number 

Related Controls: See ECCN 9A012 or the 

U.S. Munitions List Category VIII (22 CFR 

part 121). Also see ECCN 2B352.h for 

controls on certain spraying or fogging 

systems, and ‘‘parts’’ and ‘‘components’’ 


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therefor, specially designed or modified for 

fitting to aircraft, ‘‘lighter than air 

vehicles,’’ or ‘‘UAVs.’’ 

* * * * * 

250. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

9—Aerospace and Propulsion, Export 

Control Classification Number (ECCN) 

9A980 is amended: 

a. By revising the heading; and 

b. By adding a heading Note to read 

as follows: 

9A980 Nonmilitary mobile crime science 

laboratories; and accessories, n.e.s. 

Heading Note: In order for a vehicle to be 

classified as a nonmilitary mobile crime 

scene laboratory under ECCN 9A980, the 

vehicle must contain one or more analytical 

or laboratory items controlled for Crime 

Control (CC) reasons on the CCL, such as 

ECCNs 3A980 and 3A981. 

* * * * * 

251. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

9—Aerospace and Propulsion, Export 

Control Classification Number (ECCN) 

9A990 is amended: 

a. By revising the heading; and 

b. By revising ‘‘items’’ paragraphs b 

and c to read as follows: 

9A990 Diesel engines, n.e.s., and tractors 

and specially designed ‘‘parts’’ and 

‘‘components’’ therefor, n.e.s. (see List of 

Items Controlled). 

* * * * * 

List of Items Controlled 

* * * * * 

Items: 

* * * * * 

b. Off highway wheel tractors of carriage 

capacity 9 mt (20,000 lbs) or more; and 

‘‘major components’’ and accessories, n.e.s. 

c. On-Highway tractors, with single or 

tandem rear axles rated for 9 mt per axel 

(20,000 lbs.) or greater and specially designed 

‘‘major components’’. 

* * * * * 

252. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

9—Aerospace and Propulsion, Export 

Control Classification Number (ECCN) 

9A991 is amended: 

a. By revising the heading; 

b. By revising the ‘‘Related Controls’’ 

paragraph in the List of Items Controlled 

section; and 

c. By revising ‘‘items’’ paragraphs c, d, 

and e in the List of Items Controlled 

section to read as follows: 

9A991 ‘‘Aircraft,’’ n.e.s., and gas turbine 

engines not controlled by 9A001 or 

9A101 and ‘‘parts’’ and ‘‘components,’’ 

n.e.s. (see List of Items Controlled). 

* * * * * 

List of Items Controlled 

* * * * * 

Related Controls: QRS11 Micromachined 

Angular Rate Sensors are ‘‘subject to the 

ITAR’’ (see 22 CFR parts 120 through 130), 

unless the QRS11–00100–100/101 is 

integrated into and included as an integral 

‘‘component’’ of a commercial primary or 

standby instrument system of the type 

described in ECCN 7A994, or aircraft of the 

type described in ECCN 9A991 that 

incorporates such a system, or is exported 

solely for integration into such a system; or 

the QRS11–00050–443/569 is integrated 

into an automatic flight control system of 

the type described in ECCN 7A994, or 

aircraft of the type described in ECCN 

9A991 that incorporates such a system, or 

are exported solely for integration into 

such a system. (See Commodity 

Jurisdiction requirements in 22 CFR Part 

121; Category VIII(e), Note(1)) In the latter 

case, such items are subject to the EAR. 

Technology specific to the development 

and production of QRS11 sensors remains 

‘‘subject to the ITAR’’ (see 22 CFR parts 

120 through 130). 

* * * * * 

Items: 

* * * * * 

c. Aero gas turbine engines, and ‘‘parts’’ 

and ‘‘components’’ specially designed 

therefor. 

* * * * * 

d. ‘‘Parts’’ and ‘‘components’’ specially 

designed for ‘‘aircraft’’ subject to the controls 

of ECCN 9A991.a or .b., n.e.s. 

e. Pressurized aircraft breathing 

equipment, n.e.s.; and ‘‘parts’’ and 

‘‘components’’ specially designed therefor, 

n.e.s. 

253. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

9– Aerospace and Propulsion, Export 

Control Classification Number (ECCN) 

9B001 is amended: 

a. By revising the ‘‘Unit’’ paragraph in 

the List of Items Controlled section; and 

b. By revising the ‘‘Related Controls’’ 

paragraph in the List of Items Controlled 

section to read as follows: 

9B001 Equipment, tooling and fixtures, 

specially designed for manufacturing 

gas turbine blades, vanes or ‘‘tip 

shroud’’ castings, as follows (see List of 

Items Controlled). 

* * * * * 

List of Items Controlled 

Unit: $ value 

Related Controls: For specially designed 

production equipment of systems, subsystems, ‘‘parts’’ and ‘‘components’’ 

controlled by 9A005 to 9A009, 9A011, 

9A101, 9A105 to 9A109, 9A111, and 

9A116 to 9A119 usable in ‘‘missiles’’ see 

9B115. See also 9B991. 

* * * * * 

254. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

9– Aerospace and Propulsion, Export 

Control Classification Number (ECCN) 

9B002 is amended: 

a. By revising the heading; and 

b. By revising ‘‘items’’ paragraph a in 

the List of Items Controlled section to 

read as follows: 

9B002 On-line (real time) control systems, 

instrumentation (including sensors) or 

automated data acquisition and 

processing equipment, having all of the 

following (see List of Items Controlled). 

* * * * * 

List of Items Controlled 

* * * * * 

Items: 

a. Specially designed for the 

‘‘development’’ of gas turbine engines, 

assemblies, ‘‘parts’’ or ‘‘components’’; and 

* * * * * 

255. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

9—Aerospace and Propulsion, Export 

Control Classification Number (ECCN) 

9B003 is amended by revising the 

heading to read as follows: 

9B003 Equipment specially designed for 

the ‘‘production’’ or test of gas turbine 

brush seals designed to operate at tip 

speeds exceeding 335 m/s, and 

temperatures in excess of 773 K (500ßC), 

and specially designed ‘‘parts,’’ 

‘‘components’’ or accessories therefor. 

* * * * * 

256. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

9– Aerospace and Propulsion, Export 

Control Classification Number (ECCN) 

9B009 is amended: 

a. By revising the heading; and 

b. By revising the ‘‘Related Controls’’ 

paragraph in the List of Items Controlled 

section to read as follows: 

9B009 Tooling specially designed for 

producing turbine engine powder 

metallurgy rotor ‘‘parts’’ and 

‘‘components’’ capable of operating at 

stress levels of 60% of Ultimate Tensile 

Strength (UTS) or more and metal 

temperatures of 873 K (600≥C) or more. 

* * * * * 

List of Items Controlled 

* * * * * 

Related Controls: See ECCN 9B002. 

* * * * * 

257. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

9– Aerospace and Propulsion, Export 

Control Classification Number (ECCN) 

9B010 is amended: 

a. By revising the heading; and 

b. By revising the ‘‘Unit’’ paragraph in 

the List of Items Controlled section to 

read as follows: 

9B010 Equipment specially designed for 

the production of ‘‘UAVs’’ and 

associated systems, equipment, ‘‘parts’’ 

and ‘‘components,’’ controlled by 

9A012. 

* * * * * 


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List of Items Controlled 

Unit: Equipment in number; ‘‘parts’’ and 

‘‘components’’ in $ value 

* * * * * 

258. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

9—Aerospace and Propulsion, Export 

Control Classification Number (ECCN) 

9B115 is amended: 

a. By revising heading; 

b. By revising ‘‘Unit’’ paragraph in the 

List of Items Controlled section; and 

c. By revising the ‘‘Related Controls’’ 

paragraph in the List of Items Controlled 

section to read as follows: 

9B115 Specially designed ‘‘production 

equipment’’ for the systems, subsystems, ‘‘parts’’ and ‘‘components’’ 

controlled by 9A004 to 9A009, 9A011, 

9A101, 9A103 to 9A109, 9A111, 9A116 

to 9A119. 

* * * * * 

List of Items Controlled 

Unit: Equipment in number; ‘‘parts’’ and 

‘‘components’’ in $ value 

Related Controls: Although items described 

in ECCNs 9A004 to 9A009, 9A011, 9A101, 

9A104 to 9A109; 9A111, 9A116 to 9A119 

are ‘‘subject to the ITAR’’ (see 22 CFR parts 

120 through 130), the ‘‘production 

equipment’’ controlled in this entry that is 

related to these items is subject to the EAR. 

* * * * * 

259. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

9—Aerospace and Propulsion, Export 

Control Classification Number (ECCN) 

9B116 is amended: 

a. By revising heading; 

b. By revising ‘‘Unit’’ paragraph in the 

List of Items Controlled section; and 

c. By revising the ‘‘Related Controls’’ 

paragraph in the List of Items Controlled 

section to read as follows: 

9B116 Specially designed ‘‘production 

facilities’’ for the systems, sub-systems, 

‘‘parts’’ and ‘‘components’’ controlled by 

9A004 to 9A009, 9A011, 9A012, 9A101, 

9A103 to 9A109, 9A111, 9A116 to 

9A119. 

* * * * * 

List of Items Controlled 

Unit: Equipment in number; ‘‘parts’’ and 

‘‘components’’ in $ value 

Related Controls: Although items described 

in ECCNs 9A004 to 9A009, 9A011, 9A101, 

9A104 to 9A109; 9A111, 9A116 to 9A119 

are ‘‘subject to the ITAR’’ (see 22 CFR parts 

120 through 130), the ‘‘production 

equipment’’ controlled in this entry that is 

related to these items is subject to the EAR. 

* * * * * 

260. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

9— Aerospace and Propulsion, Export 

Control Classification Number (ECCN) 

9B990 is amended by revising the 

heading to read as follows: 

9B990 Vibration test equipment and 

specially designed ‘‘parts’’ and 

‘‘components,’’ n.e.s. 

* * * * * 

261. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

9—Aerospace and Propulsion, Export 

Control Classification Number (ECCN) 

9B991 is amended by revising the 

heading to read as follows: 

9B991 Specially designed equipment, 

tooling or fixtures, not controlled by 

9B001, as described in the List of Items 

Controlled, for manufacturing or 

measuring gas turbine blades, vanes or 

tip shroud castings as follows (see List 

of Items Controlled). 

* * * * * 

262. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

9—Aerospace and Propulsion, Export 

Control Classification Number (ECCN) 

9D001 is amended by revising the 

‘‘Related Controls’’ paragraph in the List 

of Items Controlled section to read as 

follows: 

9D001 ‘‘Software’’ specially designed or 

modified for the ‘‘development’’ of 

equipment or ‘‘technology,’’ controlled 

by 9A (except 9A018, 9A990 or 9A991), 

9B (except 9B990 or 9B991) or 9E003. 

* * * * * 

List of Items Controlled 

* * * * * 

Related Controls: (1) ‘‘Software’’ ‘‘required’’ 

for the ‘‘development’’ of items controlled 

by 9A004 is ‘‘subject to the ITAR’’ (see 22 

CFR parts 120 through 130). (2) ‘‘Software’’ 

‘‘required’’ for the ‘‘development’’ of 

equipment or ‘‘technology’’ ‘‘subject to the 

ITAR’’ is also ‘‘subject to the ITAR’’ (see 22 

CFR parts 120 through 130). 

* * * * * 

263. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

9—Aerospace and Propulsion, Export 

Control Classification Number (ECCN) 

9D002 is amended by revising the 

‘‘Related Controls’’ paragraph in the List 

of Items Controlled section to read as 

follows: 

9D002 ‘‘Software’’ specially designed or 

modified for the ‘‘production’’ of 

equipment controlled by 9A (except 

9A018, 9A990, or 9A991) or 9B (except 

9B990 or 9B991). 

* * * * * 

List of Items Controlled 

* * * * * 

Related Controls: (1) ‘‘Software’’ ‘‘required’’ 

for the ‘‘production’’ of items controlled by 

9A004 is ‘‘subject to the ITAR’’ (see 22 CFR 

parts 120 through 130). (2) ‘‘Software’’ 

‘‘required’’ for the ‘‘production’’ of 

equipment or ‘‘technology’’ ‘‘subject to the 

ITAR’’ is also ‘‘subject to the ITAR’’ (see 22 

CFR parts 120 through 130). 

* * * * * 

264. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

9—Aerospace and Propulsion, Export 

Control Classification Number (ECCN) 

9D003 is amended by revising the 

‘‘Related Controls’’ paragraph (2) in the 

List of Items Controlled section to read 

as follows: 

9D003 ‘‘Software’’ incorporating 

‘‘technology’’ specified by 9E003.h and 

used in ‘‘FADEC Systems’’ for 

propulsion systems controlled by 9A 

(except 9A018, 9A990 or 9A991) or 

equipment controlled by 9B (except 

9B990 or 9B991). 

* * * * * 

List of Items Controlled 

* * * * * 

Related Controls: * * * (2) ‘‘Software’’ 

‘‘required’’ for the ‘‘use’’ of equipment or 

‘‘technology’’ ‘‘subject to the ITAR’’ is also 

‘‘subject to the ITAR’’ (see 22 CFR parts 

120 through 130). 

* * * * * 

265. In Supplement No. 9 to part 774 

(the Commerce Control List), Category 

9—Aerospace and Propulsion, Export 

Control Classification Number (ECCN) 

9D004 is amended by revising ‘‘items’’ 

paragraphs b and e to read as follows: 

9D004 Other ‘‘software’’ as follows (see List 

of Items Controlled). 

* * * * * 

List of Items Controlled 

* * * * * 

Items: 

* * * * * 

b. ‘‘Software’’ for testing aero gas turbine 

engines, assemblies, ‘‘parts’’ or 

‘‘components,’’ specially designed to collect, 

reduce and analyze data in real time and 

capable of feedback control, including the 

dynamic adjustment of test articles or test 

conditions, as the test is in progress; 

* * * * * 

e. ‘‘Software’’ specially designed or 

modified for the operation of ‘‘UAVs’’ and 

associated systems, equipment, ‘‘parts’’ and 

‘‘components,’’ controlled by 9A012; 

* * * * * 

266. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

9—Aerospace and Propulsion, Export 

Control Classification Number (ECCN) 

9D103 is amended by revising the 

heading to read as follows: 

9D103 ‘‘Software’’ specially designed for 

modelling, simulation or design 

integration of ‘‘missiles,’’ or the 

subsystems controlled by 9A005, 9A007, 

9A009, 9A105, 9A106, 9A107, 9A108, 

9A109, 9A116 or 9A119. (This entry is 

‘‘subject to the ITAR.’’ See 22 CFR parts 

120 through 130.) 

267. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

9—Aerospace and Propulsion, Export 


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Control Classification Number (ECCN) 

9D104 is amended: 

a. By revising the heading; and 

b. By revising the ‘‘Related Controls’’ 

paragraph in the List of Items Controlled 

section to read as follows: 

9D104 ‘‘Software’’ specially designed or 

modified for the ‘‘use’’ of equipment 

controlled by 9A001, 9A005, 9A006, 

9A007, 9A008, 9A009, 9A010, 9A011, 

9A012 (for MT controlled items only), 

9A101, 9A105, 9A106.c, .d and .e, 

9A107, 9A108, 9A109, 9A111, 9A115, 

9A116, 9A117, or 9A118. 

* * * * * 

List of Items Controlled 

* * * * * 

Related Controls: ‘‘Software’’ for 

commodities controlled by 9A005 to 

9A011, 9A105, 9A106.c, 9A107 to 9A109, 

9A111, 9A115, 9A116, 9A117, and 9A118 

is ‘‘subject to the ITAR’’ (see 22 CFR parts 

120 through 130). 

* * * * * 

268. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

9—Aerospace and Propulsion, Export 

Control Classification Number (ECCN) 

9D105 is amended by revising the 

heading to read as follows: 

9D105 ‘‘Software’’ that coordinates the 

function of more than one subsystem, 

specially designed or modified for ‘‘use’’ 

in rockets, missiles, or unmanned aerial 

vehicles capable of achieving a ‘‘range’’ 

equal to or greater than 300 km. (These 

items are ‘‘subject to the ITAR.’’ See 22 

CFR parts 120 through 130.) 

269. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

9—Aerospace and Propulsion, Export 

Control Classification Number (ECCN) 

9E001 is amended by revising the 

‘‘Related Controls’’ paragraphs (2) and 

(3) in the List of Items Controlled 

section to read as follows: 

9E001 ‘‘Technology’’ according to the 

General Technology Note for the 

‘‘development’’ of equipment or 

‘‘software,’’ controlled by 9A001.b, 

9A004 to 9A012, 9B (except 9B990 or 

9B991), or 9D (except 9D990 or 9D991). 

* * * * * 

List of Items Controlled 

* * * * * 

Related Controls: * * * (2) The ‘‘technology’’ 

required for the ‘‘development’’ of 

equipment controlled by 9A004 is ‘‘subject 

to the ITAR’’ (see 22 CFR parts 120 through 

130). (3) ‘‘Technology,’’ required for the 

‘‘development’’ of equipment or ‘‘software’’ 

‘‘subject to the ITAR,’’ is also ‘‘subject to 

the ITAR’’ (see 22 CFR parts 120 through 

130). 

* * * * * 

270. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

9—Aerospace and Propulsion, Export 

Control Classification Number (ECCN) 

9E002 is amended by revising the 

‘‘Related Controls’’ paragraphs (3) and 

(4) in the List of Items Controlled 

section to read as follows: 

9E002 ‘‘Technology’’ according to the 

General Technology Note for the 

‘‘production’’ of equipment controlled 

by 9A001.b, 9A004 to 9A011 or 9B 

(except 9B990 or 9B991). 

* * * * * 

List of Items Controlled 

* * * * * 

Related Controls: * * * (3) The ‘‘technology’’ 

required for the ‘‘development’’ of 

equipment controlled by 9A004 is ‘‘subject 

to the ITAR’’ (see 22 CFR parts 120 through 

130). (4) ‘‘Technology,’’ required for the 

‘‘development’’ of equipment or ‘‘software’’ 

‘‘subject to the ITAR,’’ is also ‘‘subject to 

the ITAR’’ (see 22 CFR parts 120 through 

130). 

* * * * * 

271. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

9—Aerospace and Propulsion, Export 

Control Classification Number (ECCN) 

9E003 is amended: 

a. By revising the ‘‘Related Controls’’ 

paragraph in the List of Items Controlled 

section; 

b. By revising the introductory text of 

‘‘items’’ paragraphs a and a.3 in the List 

of Items Controlled section; 

c. By revising ‘‘items’’ paragraphs a.4, 

a.7, a.8, and the ‘‘Technical Note’’ to 

paragraph a.8 in the List of Items 

Controlled section; 

d. By revising the introductory text of 

‘‘items’’ paragraph (c) in the List of 

Items Controlled section; and 

e. By revising ‘‘items’’ paragraphs f 

introductory text, f.1, f.1.d, h.1, h.2, i.1, 

i.2, and j in the List of Items Controlled 

section to read as follows: 

9E003 Other ‘‘technology’’ as follows (see 

List of Items Controlled). 

* * * * * 

List of Items Controlled 

* * * * * 

Related Controls: (1) Hot section 

‘‘technology’’ specifically designed, 

modified, or equipped for military uses or 

purposes, or developed principally with 

U.S. Department of Defense funding, is 

‘‘subject to the ITAR’’ (see 22 CFR parts 

120 through 130). ‘‘Technology’’ is subject 

to the EAR when actually applied to a 

commercial aircraft engine program. 

Exporters may seek to establish 

commercial application either on a caseby-case basis through submission of 

documentation demonstrating application 

to a commercial program in requesting an 

export license from the Department 

Commerce in respect to a specific export, 

or in the case of use for broad categories 

of aircraft, engines, ‘‘parts’’ or 

‘‘components,’’ a commodity jurisdiction 

determination from the Department of 

State. 

* * * * * 

Items: 

a. ‘‘Technology’’ ‘‘required’’ for the 

‘‘development’’ or ‘‘production’’ of any of the 

following gas turbine engine ‘‘parts,’’ 

‘‘components’’ or systems: 

* * * * * 

a.3. ‘‘Parts’’ or ‘‘components’’ 

manufactured from any of the following: 

* * * * * 

a.4. Uncooled turbine blades, vanes, ‘‘tip 

shrouds’’ or other ‘‘parts’’ or ‘‘components,’’ 

designed to operate at gas path total 

(stagnation) temperatures of 1,323 K 

(1,050°C) or more at sea-level static take-off 

(ISA) in a ‘steady state mode’ of engine 

operation; 

* * * * * 

a.7. Gas turbine engine ‘‘parts’’ and 

‘‘components’’ using ‘‘diffusion bonding’’ 

‘‘technology’’ controlled by 2E003.b; 

a.8. ‘Damage tolerant’ gas turbine engine 

rotor ‘‘parts’’ and ‘‘components’’ using 

powder metallurgy materials controlled by 

1C002.b; or 

Technical Note: ‘Damage tolerant’ ‘‘parts’’ 

and ‘‘components’’ are designed using 

methodology and substantiation to predict 

and limit crack growth. 

* * * * * 

c. ‘‘Technology’’ ‘‘required’’ for 

manufacturing cooling holes, in gas turbine 

engine ‘‘parts’’ and ‘‘components’’ 

incorporating any of the ‘‘technologies’’ 

specified by 9E003.a.1, 9E003.a.2 or 

9E003.a.5, and having any of the following: 

* * * * * 

f. ‘‘Technology’’ ‘‘required’’ for the 

‘‘production’’ of specially designed ‘‘parts’’ 

and ‘‘components’’ for high output diesel 

engines, as follows: 

f.1. ‘‘Technology’’ ‘‘required’’ for the 

‘‘production’’ of engine systems having all of 

the following ‘‘parts’’ and ‘‘components’’ 

employing ceramics materials controlled by 

1C007: 

* * * * * 

f.1.d. One or more other ‘‘part’’ or 

‘‘component’’ (including exhaust ports, 

turbochargers, valve guides, valve assemblies 

or insulated fuel injectors); 

h. * * * 

h.1. ‘‘Development’’ ‘‘technology’’ for 

deriving the functional requirements for the 

‘‘parts’’ and ‘‘components’’ necessary for the 

‘‘FADEC system’’ to regulate engine thrust or 

shaft power (e.g., feedback sensor time 

constants and accuracies, fuel valve slew 

rate); 

h.2. ‘‘Development’’ or ‘‘production’’ 

‘‘technology’’ for control and diagnostic 

‘‘parts’’ and ‘‘components’’ unique to the 

‘‘FADEC system’’ and used to regulate engine 

thrust or shaft power; 

i. * * * 

i.1. ‘‘Development’’ ‘‘technology’’ for 

deriving the functional requirements for the 

‘‘parts’’ and ‘‘components’’ that maintain 

engine stability; 

i.2. ‘‘Development’’ or ‘‘production’’ 

‘‘technology’’ for ‘‘parts’’ and ‘‘components’’ 


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unique to the adjustable flow path system 

and that maintain engine stability; 

* * * * * 

j. ‘‘Technology’’ not otherwise controlled 

in 9E003.a.1 through a.8, a.10, and .h and 

used in the ‘‘development’’, ‘‘production’’, or 

overhaul of hot section ‘‘parts’’ and 

‘‘components’’ of civil derivatives of military 

engines controlled on the U.S. Munitions 

List. 

* * * * * 

272. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

9—Aerospace and Propulsion, Export 

Control Classification Number (ECCN) 

9E101 is amended by revising the 

‘‘Related Controls’’ paragraph in the List 

of Items Controlled section to read as 

follows: 

9E101 ‘‘Technology’’ according to the 

General Technology Note for the 

‘‘development,’’ ‘‘production’’ or ‘‘use’’ 

of commodities or software controlled 

by 9A012, 9A101, 9A104 to 9A111, 

9A115 to 9A119, 9C110, 9D101, 9D103, 

9D104 or 9D105. 

* * * * * 

List of Items Controlled 

* * * * * 

Related Controls: ‘‘Technology’’ controlled 

by 9E101 for items in 9A101.b, 9A104 to 

9A111, 9A115 to 9A119, 9D103, and 9D105 

is ‘‘subject to the ITAR’’ (see 22 CFR parts 

120 through 130). 

* * * * * 

273. In Supplement No. 1 to part 774 

(the Commerce Control List), Category 

9—Aerospace and Propulsion, Export 

Control Classification Number (ECCN) 

9E102 is amended by revising the 

‘‘Related Controls’’ paragraph (2) in the 

List of Items Controlled section to read 

as follows: 

9E102 ‘‘Technology’’ according to the 

General Technology Note for the ‘‘use’’ 

of space launch vehicles specified in 

9A004, or commodities or software 

controlled by 9A005 to 9A012, 9A101, 

9A104 to 9A111, 9A115 to 9A119, 

9B105, 9B106, 9B115, 9B116, 9B117, 

9D101, 9D103, 9D104 or 9D105. 

* * * * * 

List of Items Controlled 

* * * * * 

Related Controls: * * * (2) ‘‘Technology’’ 

controlled by 9E102 for commodities or 

software ‘‘subject to the ITAR’’ (see 22 CFR 

parts 120 through 130) in 9A004 to 9A011, 

9A101.b, 9A104, 9A105, 9A106.a to .c, 

9A107 to 9A111, 9A115 to 9A119, 9B115, 

9B116, 9D103, specified software in 9D104, 

and 9D105 is ‘‘subject to the ITAR’’ (see 22 

CFR parts 120 through 130). 

* * * * * 

Dated: November 16, 2012. 

Kevin J. Wolf, 

Assistant Secretary for Export 

Administration. 

[FR Doc. 2012–28363 Filed 11–23–12; 11:15 am] 

BILLING CODE 3510–33–P 


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