. .
 

. SPA 16
 

• RCRA REVISION CHECKLIST 142 A 

Universal Waste: General Provisions 

60 FR 25492-25551 

May 11,1995 

(RCRA Cluster V, non-HSWA provisions) 

Note: 

1) This checklist, which addresses the universal waste general provisions, is one of five revision 

checklists developed for the Universal Waste Rule. To be authorized for this checklist, the State must 

also be authorized for at least one of the following universal waste checklists: Revision Checklists 

1428, 142C, and 1420, and 142E. 

2) Note that the wording of several paragraphs addressed by this checklist needs to be revised to 

reflect the universal waste(s) the State adopts. Examples of such paragraphs include 273.32(a)(1), 

273.32(b)(4)&(5), 273.6 definition of "Small Quantity Generator," and 273.39(a)(2). For example, 

273.39(a)(2) lists batteries, pesticides and thermostats as examples. A State should include as 

examples only those universal wastes it adopts. 

• 

3) Certain provisions, such as the 260.10 definition of universal wastes, 261.9, 264.1(g)(11), 

265.1(c)(14), 268.1(f), 270.1(c)(2)(viii), and 273.1 (a), address certain requirements after which the 

universal wastes to which the requirements apply are listed. Only the requirements are included in this 

current checklist because it addresses the general provisions for universal wastes. The universal waste 

listings are included in the specific universal waste checklist, Revision Checklist 1428, Cor 0, as 

appropriate. For example, for the 264.1(g)(11) provision, this checklist contains the 264.1(g)(11) 

introductory provisions because they apply to all of the universals listed. 264.1(g)(11)(i), which 

addresses batteries, is included in Revision Checklist 1428 because that checklist contains all of the 

provisions addressing batteries. Similarly, 264.1 (g)(11)(ii) and 264.1(g)(11)(iii) are included in Revision 

Checklists 142C and 1420, respectively. Thus, a State must be sure that the requirements at 

provisions such as 261.9, 264.1(g)(11), and 265.1 (c)(14), appropriately reflect the universal wastes the 

State is adopting. 

4) When a State adopts the 273.20(b)&(c) and 273.56 provisions, it should be sure to not replace 

"EPA" in "EPA Acknowledgement of Consent". This document is an export paper and can be prepared 

only by EPA. For further guidance regarding exports, see Revision Checklist 31. 

5) Note that Public Law 104-142, at §104, subjects the collection, storage, or transportation of used 

rechargeable batteries and other covered batteries to applicable provisions of the Universal Waste Rule 

upon the,enactment of the Law (May 13, 1996). States wishing to regulate used rechargeable batteries 

and other covered batteries must adopt standards identical to the applicable standards in the Universal 

Waste Rule. Note that the above types of batteries are regulated by the Universal Waste Rule. The 

provisions of the Universal Waste Rule that apply to these batteries are the general provisions 

addressed by Revision Checklist 142A as well as the specific provisions addressed by Revision 

Checklist 1428. 

•
 

May 11, 1995 - Page 1 of 36 C1142A 16 - Revised: 1/16197 

Printed: 10/21/98 
SPA 16 

RCRA REVISION CHECKLIST 142 A: Universal Waste; 

General Provisions (cont'd) 

FEDERAL REQUIREMENTS FEDERAL RCRA CITATION ANALOGOUS STATE CITATION 

WAC 173-303· 

STATE ANALOG IS: 

EQUIVALENT 

LESS 

STRINGENT 

MORE 

STRINGENT 

BROA 

INSC 

PART 260--HAZARDOUS WASTE MANAGEMENT SYSTEM: GENERAL
 

SUBPART B--DEFINITIONS
 

t DEFINITIONS 

change "and 268" 

to ",268, and 270 

through 273" 

260.10 intro 

040 intro x 

add "Destination Facility" 260.10 040 x 

add introductory 

paragraph for "Universal 

Waste" [Note: States 

should adopt (1)-(3) of 

the definition to 

appropriately reflect the 

universal wastes 

adopted. See Revision 

Checklists 142B-D and 

prenote 3 to this 

checklist.] 

260.10 

040 x 

/ 

add "Universal Waste 

Handler" 260.10 040 x 

add "Universal Waste 

Transporter" 260.10 040 x 

D 

o 

entirely reword 

paragraph and include 

six new subparagraphs; 261.5(c) 

when making the 261.5 () 

and Part 262 quantity 

PART 261-IDENTIFICATION AND LISTING OF HAZARDOUS WASTE
 

SUBPART A--GENERAL
 

t SPECIAL REQUIREMENTS FOR HAZARDOUS WASTE GENERATED BY CONDITIONALLY 

EXEMPT SMALL QUANTITY GENERATORS 

May 11, 1995 - Page 2 of 36 C1142A.16 - Revised: 1/16/97

Printed: 10/21198 
SPA 16 

D 

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• 

RCRA REVISION CHECKLIST 142 A: Universal Waste; 

General Provisions (cont'd) 

• 

• 

FEDERAL REQUIREMENTS FEDERAL RCRA CITATION ANALOGOUS STATE CITATION 

WAC 173-303. 

STATE ANALOG IS: 

EQUIV· 

ALENT 

LESS 

STRIN· 

GENT 

MORE 

STRINGENT 

BROA 

INSC 

determinations, the 

generator must include 

all hazardous waste 

except that listed at 

261.5(c)(1)-(6): 070(7)(c) x 

hazardous waste exempt 

from regulation under 

261.4(c)-(f), 261.6(a)(3), 261.5(c)(1) 

?61.7(a)(1) or 261.8; or 

070(7)(c)(i) x 

hazardous waste 

managed immediately 

upon generation only in 

on-site elementary 

neutralization units, 

wastewater treatment 261.5(c)(2) 

units, or totally enclosed 

treatment facilities as 

defined in 260.10; or 

No analog x 

hazardous waste that is 

recycled, without prior 

storage or accumulation, 

only in an on-site 261.5(c)(3) 

process subject to 

261.6(c)(2) regulation; or 

070(7)(c)(iii) x 

hazardous waste that is 

used oil managed under 

261.6(a)(4) and Part 279; 261.5(c)(4) 

or no analog 

hazardous waste that is 

spent lead-acid batteries 

managed under Part 261.5(c)(5) 

266, Subpart G; or 070(7)(c)(iv) x 

hazardous waste that is 

universal waste 

managed under 261.9 261.5(c)(6) 

and Part 273 070(7)(c)(v) x 

May 11, 1995 - Page 3 of 36 CL142A.16 - Revised: 1/16/97 

Printed: 3/9/99 
SPA 16 

RCRA REVISION CHECKLIST 142 A: Universal Waste; 

General Provisions (cont'd) 

FEDERAL REQUIREMENTS 

included in rule, but not 

changed 

FEDERAL RCRA CITATION 

261.5(f)(3) intro 

ANALOGOUS STATE CITATION 

WAC 173-303· 

070(8)(b)(iii) 

EQUIVALENT 

x 

STATE ANALOG IS: 

LESS MORE BROAD STRIN- STRIN- INSCO GENT GENT 

- included in rule, but not 

changed 261.5(f)(3)(i)-(iv) 070(8)(b)(iii)(A)-(C) 

& (E) x 

included in rule, but not 

changed 261.5(f)(3)(v) 070(8)(b)(iii)(D) x 

included in rule, but not 

changed 261.5(f)(3)(v)(A) 070(8)(b)(iii)(D) x 

change the period to 

"; or" 261.5(f)(3)(v)(B) 070(8)(b)(iii)(D) x 

add new subparagraph 

addressing universal 

waste managed under 

Part 273 

included in rule, but not 

changed 

included in rule, but not 

changed 

261.5(f)(3)(vi) 

261.5(g)(3) intro 

261.5(g)(3)(i)-(iv) 

070(8)(b)(iii)(G) 

070(8)(b)(iii) 

070(8)(b)(iii)(A-C) 

and (E) 

x 

x 

x 

C) 

included in rule, but not 

changed 261.5(g)(3)(v) 070(8)(b)(iii)(D) . x 

included in rule, but not 

changed 261.5(g)(3)(v)(A) 070(8)(b)(iii)(D) x 

change the period to 

", or" 261.5(g)(3)(v)(B) 070(8)(b)(iii)(D) x 

t REQUIREMENTS FOR UNIVERSAL WASTE 

add new subparagraph 

addressing universal 261.5(g)(3)(vi) waste managed under 

Part 273 070(8)(b)(iii)(G) x 

wastes listed in 261.9 are 

exempt from regulation 

under Parts 262 through 261.9 intro 

270, except as specified 

regulated 

in Part 273; 

under 

wastes 

Part 273 o

May 11, 1995 - Page 4 of 36 CL142A.16 - Revised: 1/16/97

Printed: 10/21/98 
SPA 16 

D 

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•
 

RCRA REVISION CHECKLIST 142 A: Universal Waste;
 

General Provisions (cont'd)
 

FEDERAL REQUIREMENTS 

[Note: States should
 

adopt 269.1 (a)-(c) as
 

appropriate to reflect the
 

universal wastes
 

adopted. See Revision
 

Checklists 142B-D and
 

prenote 3 to this
 

checklist.] .
 

FEDERAL RCRA CITATION ANALOGOUS STATE CITATION 

WAC 173-303. 

STATE ANALOG IS: 

EQUIVALENT 

LESS 

STRINGENT 

MORE 

STRINGENT 

BROA 

INSC 

077 intro x 

PART 262--STANDARDS APPLICABLE TO GENERATORS OF HAZARDOUS WASTE
 

SUBPART A--GENERAL
 

t PURPOSE, SCOPE AND APPLICABILITY 

•
 

redesignate old 

262.10(b) through 

262.10(f) as 262.1 O(c) 

through 262.10(g); add 

new paragraph (b) 

stating that 261.5(c) and 

(d) must be used to 262.10(b)-(g) 

determine the 

applicability of Part 262 X 

for those provisions 070(1 )(c), 070(7) 

dependent ona quantity & 070(8) 

determination 

t HAZARDOUS WASTE DETERMINATION
 

add", and 273" after 

"268" 262.11(d) 070 (b) x 

PART 264--STANDARDS FOR OWNERS AND OPERATORS OF HAZARDOUS WASTE
 

TREATMENT, STORAGE, AND DISPOSAL FACILITIES
 

SUBPART A--GENERAL
 

t PURPOSE, SCOPE, AND APPLICABILITY. 

• 

add new paragraph; 

universal waste handlers 

and transporters 

handling the listed 

universal wastes are 

subject to Part.273 rather 

264.1 (g)(11) intro 

May 11, 1995 - Page 5 of 36 CL142A.16 - Revised: 1116/97 

Printed: 3/26/99 
SPA 16 

RCRA REVISION CHECKLIST 142 A: Universal Waste; 

General Provisions (cont'd) 

FEDERAL REQUIREMENTS FEDERAL RCRA CITATION ANALOGOUS STATE CITATION 

. WAC 173-303· 

STATE ANALOG IS: 

EQUIVALENT 

LESS 

STRINGENT 

MORE 

STRINGENT 

BROAD 

INSCO 

than Part 264 [Note: 

States should adopt 

264.1 (g)(11 )(i)-(iii) as 

appropriate to reflect the 

universal wastes 

adopted. See Revision 

Checklists 142B-D and 

prenote 3 to this 

checklist.] 

600(3)(0) x 

PART 265--INTERIM STATUS STANDARDS FOR OWNERS AND OPERATORS OF HAZARDOU 

WASTE TREATMENT, STORAGE, AND DISPOSAL FACILITIES 

SUBPART A--GENERAL
 

t PURPOSE, SCOPE AND APPLICABILITY 

add new paragraph; 

universal waste handlers 

and transporters 

handling the listed 

universal waste are 

subject to Part 273 rather 

than Part 265 [Note: 

States should adopt 

265.1 (c)(14)(i)-(iii) as 265.1(c)(14) intro 

appropriate to reflect the 

universal wastes 

adopted. See Revision 

Checklists 142B-D and 

prenote 3 to this 

checklist.] 

400(2)(ix) x 

o
 

PART 268--LAND DISPOSAL RESTRICTIONS
 

SUBPART A--GENERAL
 

t PURPOSE, SCOPE AND APPLICABILITY 

add new paragraph; 

universal waste handlers 

and transporters are 268.1 (f) intro 

exempt from 268.7 and 

268.50 for the listed ()

May 11, CL142A.16 - Revised: 1116/97 1995 - Page 6 of 36 Printed: 10121198 
SPA 16
 

• 

RCRA REVISION CHECKLIST 142 A: Universal Waste; 

General Provisions (cont'd) 

FEDERAL REQUIREMENTS FEDERAL RCRA CITATION ANALOGOUS STATE CITATION 

WAC 173-303· 

STATE ANALOG IS: 

EQUIVALENT 

LESS 

STRINGENT 

MORE 

STRINGENT 

BROA 

INSC 

universal wastes; these 

handlers are subject to 

Part 273 instead [Note: 

States should adopt 

268.1(f)(1)-(3) to 

appropriately reflect the 

universal wastes 

adopted. See Revision 

Checklists 142B-D and 

prenote 3 to this 

checklist.] 

140(2)(a) x 

D 

o 

PART 270--EPA ADMINISTERED PERMIT PROGRAMS: THE HAZARDOUS WASTE PERMIT
 

PROGRAM
 

SUBPART A--GENERAL INFORMATION
 

• 

t PURPOSE AND SCOPE OF THESE REGULATIONS 

. add new paragraph; 

universal waste handlers 

and transporters " 

managing the listed 

universal wastes are 

subject to Part 273 rather 

than Part 270 [Note: 

States should adopt 

270.1(c)(2)(viii)(A)-(C) to 270.1(c)(2)(viii)"intro 

appropriately reflect the 

universal wastes 

adopted. See Revision 

Checklists 142B-D and 

prenote 3 to this 

checklist.] 

800(7)(c)(iii) x 

PART 273--STANDARDS FOR UNIVERSAL WASTE MANAGEMENT
 

SUBPART A--GENERAL
 

t SCOPE 

• 

Part 273 establishes
 

requirements for
 273.1(a) intro
 

managing the listed
 

May 11, 1995 - Page 7 of 36 CL142A 16 - Revised: 1/16/97 

Printed: 10/21/98 
SPA 16 

RCRA REVISION CHECKLIST 142 A: Universal Waste; 

General Provisions (cont'd) 

FEDERAL REQUIREMENTS FEDERAL RCRA CITATION ANALOGOUS STATE CITATION 

WAC 173·303· 

STATE ANALOG IS: 

EQUIV· 

ALENT 

LESS 

STRIN· 

GENT 

MORE 

STRINGENT 

BROAD 

INSCO 

universal wastes [Note: 

States should adopt 

273.1(a)(1)-(3) to 

appropriately reflect the 

universal wastes 

adopted. See Revision 

Checklists 142B-D and 

prenote 3 to this 

checklist.] 573(1)(a) x 

Part 273 provides an 

alternate set of 

management standards 

in lieu of regulation under 

Parts 260-272 

273.1(b) 

573(1)(b) x 

t	 APPLICABILlTY--HOUSEHOLD AND CONDITIONALLY. EXEMPT SMALL QUANTITY GENERATO 

WASTE 

o
 persons managing the 

wastes listed in 

273.5(a)(1)&(2) may, at 

their option, manage 

them under Part 273 

273.5(a) 

573(4)(a) x 

household wastes 

exempt under 

261.4(b)(1) that are the 

same type as the 273.6 

defined universal wastes 

273.5(a)(1 ) 

573(4)(a)(i) x 

conditionally exempt 

small quantity generator 

wastes exempt under 

261.5 that are the same 

type as the 273.6 defined 

universal hazardous 

wastes 

273.5(a)(2) 

573(4)(a)(ii) x 

273.5(a)(1 )&(2) wastes 

commingled with 

universal wastes are 

regulated under Part 273 

273.5(b) 

573(4)(b) x ( 

'­

May 11, 1995 - Page 8 of 36 CL142A.16 - Revised: 1/16/97 

Prinled: 10/21198 
SPA 16
 

• 

RCRA REVISION CHECKLIST 142 A: Universal Waste; 

General Provisions (cont'd) 

FEDERAL REQUIREMENTS FEDERAL RCRA CITATION ANALOGOUS STATE CITATION 

WAC 173·303· 

STATE ANALOG IS: 

EQUIVALENT 

LESS 

STRINGENT 

MORE 

STRINGENT 

BROAD 

INSCO 

t DEFINITIONS
 

•
 

add "Destination facility" 273.6 040 x 

add "Generator" 273.6 040 x 

add "Large Quantity 

Handler of Universal 

Waste" 

273.6 

040 x 

add "On-site" 273.6 040 x 

add "Small Quantity 

Handler of Universal 

Waste" 

273.6 

040 x 

add introductory 

paragraph to "Universal 

Waste" definition [Note: 

States should adopt (a)­

(c) as appropriate to 

reflect the universal 

wastes adopted. See 

Revision Checklists 

142B-D and prenote 3 to 

this checklist.] 

273.6 

040 x 

add "Universal Waste 

Handler" 273.6 040 x 

add "Universal Waste 

Transfer Facility" 273.6 040 x 

add "Universal Waste 

Transporter" 273.6 040 x 

SUBPART B--STANDARDS FOR SMALL QUANTITY HANDLERS OF UNIVERSAL WASTE
 

t APPLICABILITY 

Part 273, Subpart B 

applies to small quantity 

handlers of universal 273.10 

waste 573(6) x

• t PROHIBITIONS 

May 11, 1995 - Page 9 of 36 CL142A.16 - Revised: 1/16/97 

. Printed: 10121198 
SPA 16 

RCRA REVISION CHECKLIST 142 A: Universal Waste; 

General Provisions (cont'd) 

FEDERAL REQUIREMENTS FEDERAL RCRA CITATION ANALOGOUS STATE CITATION 

WAC 173-303· 

STATE ANALOG IS: 

EQUIVALENT 

LESS 

STRINGENT 

MORE 

STRINGENT 

BROAD 

INSCO 

a 273.6 small quantity 

generator of universal 

waste is: 

273.11 intro 

573(7) x 

prohibited from disposing 

of universal waste 273.11 (a) 

573(7)(a) x 

prohibited from diluting or 

treating universal waste, 

except as provided 273.11 (b) 

573(7)(b) x 

t NOTIFICATION 

a small quantity handler 

of a universal waste is 

. not required to notify 273.12 

EPA 573(8) x 

t LABELING/MARKING 

a small quantity handler 

of universal waste must 

label or mark the 

universal waste to 

identify the type of 273.14 intro 

universal waste as 

specified in 273.14(a) 

through (d) 573(10) x 

t ACCUMULATION TIME LIMITS 

one year accumulation 

period for small quantity 

handlers unless 

273.15(b) requirements 

are met 

273.15(a) 

573(11)(a) x 

an accumulation period 

longer than one year is 

allowed if activity is solely 

for the purpose of 

accumulating such 

quantities of universal 

wastes as necessary for 

proper recovery, 

273.15(b) 

••)
 

May 11, 1995 - Page 10 of 36 C1142A16· Revised: 1/16/97 

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SPA 16 

D 

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• 

RCRA REVISION CHECKLIST 142 A: Universal Waste; 

General Provisions (cont'd) 

• 

• 

FEDERAL REQUIREMENTS FEDERAL RCRA CITATION ANALOGOUS STATE CITATION 

WAC 173-303· 

STATE ANALOG IS: 

EQUIV· 

ALENT 

LESS 

STRINGENT 

MORE 

STRIN· 

GENT 

BROA 

INSC 

treatment, or disposal; 

handler bears burden of 

proof 573(11 )(b) x 

small quantity handlers 

must be able to 

demonstrate the length of 

time the universal waste 

has been accumulated; 

this demonstration is 

made by: 

273.15(c) 

573(11)(c) x 

placing the universal 

waste in a container and 

marking or labeling with 

the earliest date that any 

universal waste in the 

container became a 

waste or was received 

273.15(c)(1) 

573(11)(c)(i) x 

marking or labeling each 

individual item of 

universal waste with date 

it became a waste or 

was received 

273.15(c)(2) 

573 (11)(c)(ii) x . 

maintaining an inventory 

system on-site that 

identifies the date each 

universal waste became 

a waste or was received 

273.15(c)(3) 

573(11)(c)(iii) x 

maintaining an inventory 

system on-site that 

identifies the earliest date 

that any universal waste 

in a group of universal 

waste items or group of 

containers of universal 

waste became a waste or 

was received 

273.15(c)(4) 

573(11)(c)(iv) x 

May CL142A.16 - Revised: 1/16/97 11,.1995 - Page 11 of 36 Printed: 10/21/9B 
c 

SPA 16 

RCRA REVISION CHECKLIST 142 A: Universal Waste; 

General Provisions (cont'd) 

FEDERAL REQUIREMENTS FEDERAL RCRA CITATION ANALOGOUS STATE CITATION 

WAC 173-303-

STATE ANALOG IS: 

EQUIVALENT 

LESS 

STRINGENT 

MORE 

STRINGENT 

BROA 

INSC 

placing universal waste 273.15(c)(5) 

in a specific 

accumulation area and 

identifying the earliest 

date that any universal 

waste in the area 

became a waste or was 

received 573(11)(c)(v) x 

any method clearly 

demonstrating the length 

of time that the universal 273.15(c)(6) 

waste has been 

accumulated 573(11)(c)(vi) x 

D 

o 

t EMPLOYEE TRAINING 

small quantity handler 

employees who handle 

or are responsible for 

managing universal 

wastes must be informed 

of the proper handling 273.16 

and emergency 

procedures for the 

universal waste(s) 

handled 573(12) x 

o
 

t RESPONSE TO RELEASES 

a small quantity handler 

must immediately contain 

all releases of universal 

waste and other residues 

from universal wastes 

273.17(a) 

573(13)(a) x 

determine if material 

resulting from a release 

is hazardous waste and 

manage it in compliance 

with all applicable Part 

260 through 272 

requirements; the 

handier is considered the 

generator and must be 

273.17(b) 

(­

May 11, 1995 - Page 12 of 36 CL142A.16 - Revised: 1/16/97 

Printed: 10/21/98 
•• 

. .
 

SPA 16 

o 

o 

• 

RCRA REVISION CHECKLIST 142 A: Universal Waste; 

General Provisions (cont'd) 

FEDERAL REQUIREMENTS FEDERAL RCRA CITATION ANALOGOUS STATE CITATION 

WAC 173-303· 

STATE ANALOG IS: 

EQUIVALENT 

LESS 

STRINGENT 

MORE 

STRINGENT 

BROA 

INSC 

managed in compliance 

with Part 262 

573(13)(b) x 

t OFF-SITE SHIPMENTS
 

small quantity handlers 

are prohibited from 

sending or taking 

universal waste to a 

place other than another 

universal waste handler, 

a destination facility, or a 

foreign destination 

273.18(a) 

573(14)(a) x 

when small quantity 

handler transports offsite, the handler 

becomes a universal 

waste transporter subject 

to the Part 273, Subpart 

D requirements while 

transporting the universal 

waste 

273.18(b) 

573(14)(b) x 

if the universal waste 

being transported off-site 

meets 49 CFR Parts 171­

180 definition of 

hazardous materials, 

small quantity handlers 

must follow DOT 

requirements for 

packaging, labeling, 

marking, placarding, and 

tracking 

273.18(c) 

573(14)(c) 

x 

prior to shipment from 

the originating handler, 

the receiving handler 

must agree to receive the 

shipment 

273.18(d) 

573(14)(d) x 

if the receiving handler 

rejects the shipment, the 

originating handler must 

273.18(e) •
 

May 11, 1995 - Page 13 of 36 CL142A.16 - Revised: 1/16/97 

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· .. 

SPA 16 

RCRA REVISION CHECKLIST 142 A: Universal Waste; 

General Provisions (cont'd) 

FEDERAL REQUIREMENTS FEDERAL RCRA CITATION ANALOGOUS STATE CITATION 

WAC 173-303· 

STATE ANALOG IS: 

EQUIVALENT 

LESS 

STRINGENT 

MORE BROAD STRIN- INSCO GENT 

either: 573(14)(e) x 

receive the waste back 

when notified that the 

shipment has been 

rejected, or 

273.18(e)(1) 

573(14)(e)(i) x 

agree with the receiving 

handler on a destination 

facility to which the 

shipment will be sent 

273.18(e)(2) 

573(14)(e)(ii) x 

a small quantity handler 

can reject a universal 

waste shipment or a 

portion of a shipment; if 

rejected, the handler 

must notify the 

originating handler and 

either: 

273.18(f) 

573(14)(f) x 

send the shipment back '0

to the originating handler, 

or 

273.18(f)(1) 

573(14)(f)(i) x 

if agreed to by both the 

originating and receiving 

handler, send the 

shipment to a destination 

facility 

273.18(f)(2) 

573( 14)(f)(ii) x 

if small quantity handler 

receives a shipment 

containing hazardous 

waste that is not a 

universal waste, the 

handler must 

immediately notify EPA 

of the illegal shipment 

and provide the name, 

address, and phone 

number of the originating 

shipper; EPA will provide 

instructions for managing 

the hazardous waste 

273.18(g) 

573(14)(g) x 

() 

May 11, 1995 - Page 14 of 36 CL142A.16 - Revised: 1/16197 

Printed: 10/21198 
. .
 

SPA 16
 

• 

RCRA REVISION CHECKLIST 142 A: Universal Waste; 

General Provisions (cont'd) 

D 

o 

FEDERAL REQUIREMENTS FEDERAL RCRA CITATION ANALOGOUS STATE CITATION 

WAC 173-303-

STATE ANALOG IS: 

EQUIVALENT 

LESS 

STRINGENT 

MORE 

STRINGENT 

BROA 

IN sc 

if a small quantity handler 

receives a nonhazardous, non-universal 

waste shipment, the 

handler may manage the 

waste in any way that is 

in compliance with 

applicable Federal, State 

or local solid waste 

regulations 

273.18(h) 

573(14)(h) x 

t TRACKING UNIVERSAL WASTE SHIPMENTS
 

small quantity handlers 

are not required to keep 

records of universal 273.19 

waste shipments 573(15) x

• t EXPORTS 

a small quantity handler 

who sends universal 

waste to a foreign 

destination must: 

273.20 intro 

573(16) x 

comply with the 262.53, 

262.56(a)(1 )-(4)&(6), 

262.56(b), and 262.57 

primary exporter 

requirements 

273.20(a) 

573(16)(a) x 

export only upon consent 

of the receiving country 

and in conformance with 

the EPA 

Acknowledgement of 

Consent 

273.20(b) 

573(16)(b) x 

provide a copy of the 

EPA Acknowledgement 

of Consent for the 

shipment to the 

transporter transporting 

the shipment for export 

273.20(c) 

•
 573(16)(c). x

May 11, 1995 - Page 15 of 36 CL142A.16 - Revised: 1/16197 

Printed: 10/21/98 
SPA 16 

RCRA REVISION CHECKLIST 142 A: Universal Waste; 

General Provisions (cont'd) 

D 

o 

'---

STATE ANALOG IS: 

FEDERAL REQUIREMENTS FEDERAL RCRA CITATION ANALOGOUS STATE CITATION 

WAC LESS MORE 173-303· EQUIV· BROA 

ALENT STRIN· STRIN· INSC GENT GENT 

SUBPART C--STANDARDS FOR LARGE QUANTITY HANDLERS OF UNIVERSAL WASTE
 

t APPLICABILITY
 

t PROHIBITIONS
 

Part 273, Subpart C 

applies to large quantity 

handlers of universal 273.30 

waste 573(17) x 

a large quantity handler 

of universal waste is: 273.31 intro 573(18) x 

prohibited from disposing 

of universal waste; and 273.31 (a) . 

573(18)(a) x 

prohibited from diluting or 

treating universal waste, 

except by responding to 

releases as per 273.37 

or by managing a specific 

waste as provided in 

273.33 

273.31 (b) 

573(18)(b) x 

.: 

t NOTIFICATION 

except as provided in 

273.32(a)(2)&(3), a large 

quantity handler must 

have sent written 

notification of universal 

waste management to 

the Regional 

Administrator and 

received an EPA 

identification number 

before meeting or 

exceeding the 5,000 kg 

storage limit [Note: If a 

State does not adopt the 

Revision Checklist 142C 

. provisions, "and (3)" 

should be removed from 

273.32(a)(1) 

() 

May 11, 1995 - Page 16 of 36 CL142A16· Revised: 1/16197 

Printed: 10/21198 
SPA 16 

D 

o 

• 

RCRA REVISION CHECKLIST 142 A: Universal Waste; 

General Provisions (cont'd) 

• 

FEDERAL REQUIREMENTS FEDERAL RCRA CITATION ANALOGOUS STATE CITATION 

WAC 173-303· 

STATE ANALOG IS: 

EQUIVALENT 

LESS 

STRINGENT 

MORE 

STRINGENT 

BROA 

IN SC 

the introductory clause of 

273.32(a)(1 ).] 573(19)(a)(i) x 

a large quantity handler 

who has already notified 

EPA of hazardous waste 

activities and has an EPA 

identification number, is 273.32(a)(2) 

not required to re-notify 

573(19)(a)(ii) x 

what the notification must 

include: 273.32(b) 573(19)(b) x 

the universal waste 

handler's name and 273.32(b)(1 ) 

mailing address 573(19)(b)(i) x 

the name and business 

telephone number of the 

person at the universal 

waste handler's site who 273.32(b)(2) 

should be contacted 

573(19)(b)(ii) x 

the address or physical 

location of the universal 

waste management 273.32(b)(3) 

activities 573(19)(b)(iii) x 

a list of all the types of 

universal waste 273.32(b)(4) 

managed by the handler 573(19)(b)(iv) x 

a statement that the 

handler is accumulating 

more than 5,000 kg of 

universal waste at one 273.32(b)(5) 

time and the type of 

waste accumulating 

above this quantity 573(19)(b)(v) x 

• 

t LABELING/MARKING 

a large quantity handler 273.34 intro of universal waste must 

May 11, 1995 - Page 17 of 36 CL142A.16 - Revised: 1/16/97 

Printed: 10121/98 
. . 

SPA 16 

RCRA REVISION CHECKLIST 142 A: Universal Waste;
 

General Provisions (cont'd)
 o
 

D 

o 

FEDERAL REQUIREMENTS FEDERAL RCRA CITATION ANALOGOUS STATE CITATION 

WAC 173-303· 

STATE ANALOG IS: 

EQUIVALENT 

LESS 

STRINGENT 

MORE 

STRINGENT 

BROA 

INSC 

label or mark the 

universal waste to 

identify the type of 

universal waste as 

specified in 273.34(a) 

through (d) 573(21) x 

t ACCUMULATION TIME LIMITS
 

one year accumulation 

period for large quantity 

handlers, unless 

273.35(b) requirements 

are met 

273.35(a) 

573(22)(a) x 

an accumulation period 

longer than one year is 

allowed if activity is solely 

for the purpose of 

accumulating such 

quantities of universal 

wastes as necessary for 

proper recovery, 

treatment, or disposal; 

handler bears burden of 

proof 

273.35(b) 

573(22)(b) x 

0 

large quantity handlers 

must be able to 

demonstrate the length of 

time the universal waste 

has been accumulated; 

this demonstration is 

made by: 

273.35(c) 

573(22)(c) x 

placing the universal 

waste in a container and 

marking or labeling with 

the earliest date that any 

universal waste in the 

container became a 

waste or was received 

273.35(c)(1) 

573(22)(c)(i) x .. 

May 11, ·1995- Page 18 of 36 CL142A.16-Revised: 1/16/97 

Printed: 10/21/98 
SPA 16 

D 

o 

• 

RCRA REVISION CHECKLIST 142 A: Universal Waste; 

General Provisions (cont'd) 

• 

FEDERAL REQUIREMENTS FEDERAL RCRA CITATION ANALOGOUS STATE CITATION 

WAC 173-303· 

STATE ANALOG IS: 

EQUIVALENT 

LESS 

STRINGENT 

MORE 

STRINGENT 

BROA 

IN SC 

. marking or labeling the 

individual item of 

universal waste with the 

date it became a waste 

or was received 

273.35(c)(2) 

573(22)(c)(ii) x 

maintaining an inventory 

system on-site that 

identifies the date the 

universal waste became 

a waste or was received 

273.35(c)(3) 

573(22)(c)(iii) x 

maintaining an inventory 

system on-site that 

identifies that earliest 

date that any universal 

waste in a group of 

universal waste items or 

a group of containers of 

universal waste became 

a waste or was received 

273.35(c)(4) 

573(22)(c)(iv) x 

placing universal waste 

in a specific 

accumulation area and 

identifying the earliest 

date that any universal 

waste in area became a 

waste or was received 

273.35(c)(5) 

573(22)(c)(v) x 

any other method clearly 

demonstrating the length 

of time that the universal 

waste has been 

accumulated 

273.35(c)(6) 

573(22)(c)(vi) x 

•
 

t EMPLOYEE TRAINING 

large quantity handlers 

must ensure that 

employees are 

thoroughly familiar with 

proper waste handling 

and emergency 

273.36
 

May 11 CL142A.16 - Revised: 1/16/97 t 1995 - Page 19 of 36 Printed: 10121/98 
•
 

SPA 16 

RCRA REVISION CHECKLIST 142 A: Universal Waste; 

General Provisions (cont'd) 

FEDERAL REQUIREMENTS FEDERAL RCRA CITATION ANALOGOUS STATE CITATION 

WAC 173-303· 

STATE ANALOG IS: 

EQUIV· 

ALENT 

LESS 

STRIN· 

GENT 

MORE 

STRIN· 

GENT 

BROA 

INSC 

procedures 573(23) x 

D 

o 

t RESPONSE TO RELEASES
 

a large quantity handler 

must immediately contain 

all releases of universal 

waste and other residues 

from universal wastes 

273.37(a) 

573(24)(a) x 

determine whether 

material resulting from 

the release is hazardous 

waste; if so, manage it in 

compliance with all 

applicable Part 260 

through 272 

requirements; the 

handler is considered the 

generator and subject to 

the Part 262 

requirements 

273.37(b) 

573(24)(b) x 

o
 

t OFF-SITE SHIPMENTS 

large quantity handlers 

are prohibited from 

.sending or taking 

universal waste to a 

place other than to 

another universal waste 

handler, a destination 

facility, or a foreign 

destination 

273.38(a) 

573(25)(a) x 

when a large quantity 

handler transports offsite, the handler 

becomes a universal 

waste transporter subject 

to the Part 273, Subpart 

.D requirements while 

transporting the waste 

273.38(b) 

573(25)(b) x (~

May 11, 1995 - Page 20 of 36 C1142A.16 - Revised: 1/16197 

Printed: 10/21/98 
SPA 16 

D 

o 

• 

RCRA REVISION CHECKLIST 142 A: Universal Waste; 

General Provisions (cont'd) 

• 

• 

FEDERAL REQUIREMENTS FEDERAL RCRA CITATION ANALOGOUS STATE CITATION 

WAC 173-303-

STATE ANALOG IS: 

EQUIVALENT 

LESS 

STRINGENT 

MORE 

STRINGENT 

BROA 

INSC 

if the universal waste 

being transported off-site 

meets 49 CFR Parts 171­

180 definition of 

hazardous materials, 

large quantity handlers 

must follow DOT 

requirements for 

packaging, labeling, 

marking, placarding, and 

tracking 

273.38(c) 

573(25)(c) x 

prior to shipment from 

the originating handler, 

the receiving handler 

must agree to receipt of 

shipment 

273.38(d) 

573(25)(d) X 

if the receiving handler 

rejects the shipment, the 

originating handler must 

either: 

273.38(e) 

573(25)(e) x 

receive the waste back 

when notified that the 

shipment has been 

rejected, or 

273.38(e)(1) 

573(25)(e)(i) x 

agree with the receiving 

handler on a destination 

facility to which the 

shipment will be sent 

273.38(e)(2) 

573(25)(e)(ii) x 

a large quantity handler 

can reject a universal 

waste shipment or a 

portion of a shipment; if 

rejected, the handler 

must notify the 

originating handler and 

either: 

273.38(f) 

573(25)(f) x 

send the shipment back 

to the originating handler, 

or 

273.38(f)(1) 

573(25)(f)(i) x 

May 11, 1995 - Page 21 of 36 CL142A.16 - Revised: 1/16/97 

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SPA 16 

RCRA REVISION CHECKLIST 142 A: Universal Waste; 

. General Provisions (cont'd) r 

FEDERAL REQUIREMENTS FEDERAL RCRA CITATION ANALOGOUS STATE CITATION 

WAC 173-303· 

STATE ANALOG IS: 

EOUIVALENT 

LESS 

STRINGENT 

MORE 

STRINGENT 

BROAD 

INSCO 

if agreed to by both the 

originating and receiving 

handler, send the 

shipment to a destination 

facility 

273.38(f)(2) 

573(25)(f)(ii) x 

if large quantity handler 

receives a shipment 

containing hazardous 

waste that is not a 

universal'waste, the 

handler must 

immediately notify EPA 

of the illegal shipment 

and provide the name, 

address, and phone 

number of the originating 

shipper; EPA will provide 

instructions for managing 

hazardous the waste 

273.38(g) 

573(25)(g) x 

0 

if a large quantity handler 

receives a nonhazardous, non-universal 

waste shipment, the 

handler may manage the 

waste in any way that is 

in compliance with 

applicable Federal, State 

or local solid waste 

regulations 

273.38(h) 

573(25)(h) x 

t TRACKING UNIVERSAL WASTE SHIPMENTS
 

large quantity handlers 

must keep a record of 

each universal waste 

shipment received; what 

form the record can take; 

the record must include: 

273.39(a) 

573(26)(a) x ,-.-~.

name and address of 273.39(a)(1 ) l/

May 11, 1995 - Page 22 of 36 CL142A.16 - Revised: 1/16/97 

Printed: 10/21/98 
••• 

SPA 16 

D 

o 

• 

RCRA REVISION CHECKLIST 142 A: Universal Waste; 

. General Provisions (cont'd) 

• 

FEDERAL REQUIREMENTS FEDERAL RCRA CITATION ANALOGOUS STATE CITATION 

WAC 173-303-

STATE ANALOG IS: 

EQUIVALENT 

LESS 

STRINGENT 

MORE 

STRINGENT 

BROA 

INSC 

originating handler or 

foreign shipper 573(26)(a)(i) x 

quantity of each type of 

universal waste received 273.39(a)(2) 

573(26)(a)(ii) 

x 

the date the shipment 

was received 273.39(a)(3) 573(26)(a)(iii) x 

large quantity handlers 

must keep a record of 

each universal waste 

shipment sent from the 

handler to other facilities; 

what form the record can 

take; the record must 

include: 

273.39(b) 

573(26)(b) x 

name and address of the 

universal waste handler, 

destination facility, or 

foreign destination to 

whom the universal 

waste was sent 

. 

273.39(b)(1 ) 

573(26)(b)(i) x 

quantity of each universal 

waste type sent 273.39(b)(2) 

573(26)(b)(ii) x 

the date the shipment left 

the facility 273.39(b)(3) 573(26)(b)(iii) x 

large quantity handlers 

must retain the 273.39(a) 

records for at least 3 

years from the date of 

receipt of a shipment 

273.39(c)(1) 

573(26)(c)(i) x 

large quantity handlers 

must retain the 273.39(b) 

records for at least 3 

years from the date a 

shipment left the facility 

273.39(c)(2) 

May 11, 1995 - Page 23 of 36 CL142A16 - Revised: 1/16/97 

Printed: 10/21/98 
SPA 16
 

RCRA REVISION CHECKLIST 142 A: Universal Waste;
 

General Provisions (cont'd)
 

FEDERALREQUIREMENTS FEDERALRCRA CITATION ANALOGOUSSTATE CITATION 

WAC 173-303· 

STATEANALOG IS: 

EQUIV· 

ALENT 

LESS 

STRINGENT 

MORE 

STRIN· 

GENT 

BROA 

INSC 

573(26)(c)(ii) , x 

D 

o 

t EXPORTS
 

a large quantity handler 

who sends universal . 

waste to a foreign 

destination must: 

273.40 intro 

573(27) x 

comply with the 262.53, 

262.56(a)(1 )-(4)&(6), 

262.56(b), and 262.57 

primary exporter 

requirements 

273.40(a) 

573(27)(a) x 

export only upon consent 

of the receiving country 

and in conformance with 

the EPA 

Acknowledgement of 

Consent as defined in 

262, Subpart E 

273.40(b) 

573(27)(b) x 

provide a copy of the 

EPA Acknowledgement 

of Consent for the 

shipment to the 

transporter transporting 

the shipment for export 

273.40(c) 

573(27)(c) x 

o
 

SUBPART D-STANDARDS FOR UNIVERSAL WASTE TRANSPORTERS
 

t APPLICABILITY 

Part 273, Subpart D 

applies to universal 273.50 

waste transporters 573(28) x 

t PROHIBITIONS 

a universal waste 

transporter is: 273.51 intro 573(29) x 

prohibited from disposing 

of universal waste 273.51 (a} 

573(29)(a) x )( 

.~

prohibited from diluting or 273.51(b) 

May 11, 1995 - Page 24 of 36 CLr42A.16· Revised: 1/16197

Printed:10/21/98 
- --

SPA 16
 

• 

RCRA REVISION CHECKLIST 142 A: Universal Waste; 

General Provisions (cont'd) 

STATE ANALOG IS: 

FEDERAL REQUIREMENTS LESS MORE EQUIV- BROA STRIN- STRIN- AlENT IN sc GENT GENT

treating universal waste,
 

except by responding to
 

releases as 273.54
 

provides 

D 

o 

FEDERAL RCRA CITATION ANALOGOUS STATE CITATION 

WAC 173-303· 

573(29)(b) x 

t WASTE MANAGEMENT 

•
 

universal waste 

transporters must comply 

with applicable 49 CFR 

Parts 171-180 DOT 

requirements for 

transport of any universal 

waste that meets the 

definition of hazardous 

material at 49 CFR 

171.8; under the DOT 

regulations,a material is 

a hazardous waste if it is 

subject to the Part 262 

hazardous waste 

manifest requirements; 

because universal waste 

does not require a 

hazardous waste 

manifest, it is not 

considered a hazardous 

waste under the DOT 

273.52(a) 

regulations 573(30)(a) x 

those universal wastes 

meeting the criteria for 

one or more hazard 

classes specified at 49 

CFR 173.2 are regulated 

by DOT as hazardous 

materials; because 

universal waste 

shipments do not require 

a Part 262 manifest, they 

may not be described by 

the DOT proper shipping 

name "hazardous 

waste,(I) or (s), n.o.s.", 

nor may the hazardous 

273.52(b) 

•
 

May 11, 1995 - Page 25 of 36 C1142A_16- Revised: 1/16/97 

Printed: 10/21/98 
SPA 16 

RCRA REVISION CHECKLIST 142 A: Universal Waste; 

General Provisions (cont'd) 

FEDERAL REQUIREMENTS FEDERAL RCRA CITATION ANALOGOUS STATE CITATION 

WAC 173-303. 

STATE ANALOG IS: 

EQUIVALENT 

LESS 

STRINGENT 

MORE 

STRINGENT 

BROA 

INSC 

material's proper 

shipping name be 

modified by adding the 

word "waste" 

573(30)(b) x 

o
 

D 

o 

o
 

t STORAGE TIME LIMITS 

universal waste 

transporters may store 

universal wastes at a 

universal waste transfer 

facility for 10 days or less 

273.53(a) 

573(31)(a) x 

if waste is stored longer 

than 10 days, the 

transporter becomes a 

universal waste handler 

and must comply with 

Part 273, Subparts B or 

C, as applicable 

273.53(b) 

573(31)(b) x 

t RESPONSE TO RELEASES 

a universal waste 

transporter must 

immediately contain all 

releases of universal 

wastes and other 

residues from universal 

wastes 

273.54(a) 

573(32)(a) x 

a universal waste 

transporter must 

determine whether 

material resulting from 

release ·is hazardous and 

subject to Parts 260-272; 

if the waste is hazardous, 

the transporter is subject 

to Part 262 

273.54(b) 

573(32)(b) x 

t OFF-SITE SHIPMENTS () 

<c.>: 

May CL142A.16 - Revised: 1/16/97 11, 1995 - Page 26 of 36 Printed: 10/21/98 

I 
SPA 16 

D 

o 

• 

RCRA REVISION CHECKLIST 142 A: Universal Waste; 

General Provisions (cont'd) 

FEDERAL REQUIREMENTS FEDERAL RCRA CITATION ANALOGOUS STATE CITATION 

WAC 173-303· 

STATE ANALOG IS: 

EQUIVALENT 

LESS 

STRINGENT 

MORE 

STRINGENT 

BROA 

INSC 

universal waste 273.55(a) 

transporters are 

prohibited from 

transporting universal 

waste to a place other 

than a universal waste 

handler, a destination 

facility or a foreign 

destination 573(33)(a) x 

if universal waste meets 

DOT's definition of 

hazardous materials 

under 49 CFR 171.8, the 

shipment must be 273.55(b) 

properly described on a 

shipping paper in 

accordance with 49 CFR 

Part 172 573(33)(b) x

• t EXPORTS 

a universal waste 

transporter may not 

accept shipment to a 

foreign destination if it is 

known that the shipment 

does not conform with 273.56 intro 

the EPA 

Acknowledgment of 

Consent; the transporter 

must also ensure: 

573(34) x 

a copy of the EPA 

Acknowledgment of 

Consent accompanies 273.56(a) 

the shipment 573(34)(a) x 

the shipment is delivered 

to the facility designated 

by the person initiating 273.56(b) 

the shipment 

573(34)(b) x

• SUBPART E--STANDARDS FOR DESTINATION FACILITIES 

May 11, 1995 - Page 27 of 36 CL142A.16 - Revised: 1/16/97 

Printed: 10/21/98 
.. 

SPA 16 

RCRA REVISION CHECKLIST 142 A: Universal Waste;
 

General Provisions (cont'd)
 

FEDERAL REQUIREMENTS FEDERAL RCRA CITATION ANALOGOUS STATE CITATION 

WAC 173-303-

STATE ANALOG IS: 

EQUIV· 

AlENT 

LESS 

STRINGENT 

MORE 

STRIN· 

GENT 

BROAD 

INSCO 

t APPLICABILITY 

owner/operator of a 

destination facility is 

subject to all applicable 

requirements of Parts 

264-270 and 124 and the 273.60(a) 

RCRA §3010 notification 

requirements 

573(35)(a) x 

owner/operator of a 

destination facility who 

recycles without storing 

that universal waste 273.60(b) 

must comply with 

261.6(c)(2) 573(35)(b) x 

t OFF-SITE SHIPMENTS 

owner/operator of a 

destination facility is 

prohibited from sending 

or taking universal waste 

to a place other than a 

universal waste handler, 

another destination 

facility or a foreign 

destination 

273.61 (a) 

573(36)(a) x 

owner/operator of a 

destination facility may 

reject a universal waste 

shipment or a portion of a 

shipment; if rejected, the 

owner/operator must 

notify the shipper and 

either: 

273.61(b) 

573(36)(b) x 

. send shipment back to 

the original shipper, or . 273.61(b)(1) 573(36)(b)(i) x 

if agreed by both the 

shipper and the 

owner/operator, the 

273.61 (b)(2) 

o 

u . CL·142A.16 - Revised: 1/16/97 May 11, 1995 -Page 28 of 36 Printed: 10/21198 
SPA 16
 

• 

RCRA REVISION CHECKLIST 142 A: Universal Waste; 

General Provisions (cont'd) 

D 

o 

• 

FEDERAL REQUIREMENTS FEDERAL RCRA CITATION ANALOGOUS STATE CITATION 

WAC 173-303-

STATE ANALOG IS: 

EQUIVALENT 

LESS 

STRINGENT 

MORE 

STRINGENT 

BROA 

IN SC 

shipment is sent to 

another destination 

facility 573(36)(b)(ii) x 

if the owner/operator of a 

destination facility 

receives a shipment 

containing hazardous 

waste that is not a 

universal waste, 

owner/operator must 

immediately notify EPA 

of the illegal shipment 273.61 (c) 

and provide the name, 

address, and phone 

number of the originating 

shipper; EPA will provide 

instructions for managing 

the hazardous waste 

573(36)(c) x 

if non-hazardous, nonuniversal waste is 

received, the 

owner/operator may 

manage the waste in any 

that is in compliance with 273.61 (d) 

applicable Federal or 

State solid waste 

regulations 

573(36)(d) x 

t TRACKING UNIVERSAL WASTE SHIPMENTS
 

owner/operator of a 

destination facility must 

keep a record of each 

shipment received; what 273.62(a) 

form the record may 

take; the record should 

include: 573(37)(a) x 

name and address of the 

universal waste handler, 273.62(a)(1 ) 

destination facility, or •
 

May 11, 1995 - Page 29 of 36 CL142A.16 - Revised: 1/16/97 

Printed: 10/21/98 
• 

SPA 16 

RCRA REVISION CHECKLIST 142 A: Universal Waste;
 

General Provisions (cont'd)
 

FEDERAL REQUIREMENTS FEDERAL RCRA CITATION ANALOGOUS STATE CITATION 

WAC 173-303-

STATE ANALOG IS: 

EQUIVALENT 

LESS 

STRINGENT 

MORE 

STRINGENT 

BROAD 

INSCO 

foreign shipper from 

whom the universal 

waste was sent 

573(37)(a)(i) x 

quantity of each universal 

waste type received 273.62(a)(2) 

573(37)(a)(ii) x 

the date the shipment 

was received 273.62(a)(3) 573(37)(a)(iii) x 

273.62(a) records must 

be retained for at least 

three years from the date 

of receipt of shipment of 

universal waste 

273.62(b) 

573(37)(b) x 

SUBPART F--IMPORT REQUIREMENTS 

t IMPORTS o

persons managing 

imported universal waste 

are subject to Part 273, 

Subpart F requirements 

immediately after the 

waste enters the U.S. 

273.70 intro 

573(38) x 

universal waste 

transporters are subject 

to the Part 273, Subpart 

D requirements 

273.70(a) 

573(38)(a) x 

universal waste handlers 

are subject to the small 

or large quantity waste 

handler requirements in 

Part 273, Subparts B or 

C 

273.70(b) 

573(38)(b) x 

owners/operators of 

destination facilities are 

subjectto the Part 273, 

Subpart E requirements 

273.70(c) 

573(38)(c) x (J 

May 11, 1995 - Page 30 of 36 CL142A.16 - Revised: 1/16/97 

Printed: 10121198 
•
 

• 

RCRA REVISION CHECKLIST 142 A: Universal Waste; 

General Provisions (cont'd) 

SPA 16
 

•
 

•
 

May 11, CL 142A.16 - Revised: 1/16/97 1995 - Page 31 of 36 Printed: 10/21198