# ICR Number XXXX.XX Plant ID: Enter Plant ID

OMB Control Number: XXXX-XXXX Plant Name: Enter Plant Name

Expiration Date: mm/dd/yyyy

Section Title Tab Name

Part I Instructions

Part I Section 1

Part I Section 2

Part I Section 3

Part I Section 4.1

Part I Section 4.2

Part I Section 5.1

Financial Information

Steam Electric Generating Unit Operating Information P art I Section 5.2

Planned and Forced Outages and Annual Operating Cost Pa rt I Section 5.3

Part I Comments Part I Comments Ultimate Parent Economic and Financial Information

Basic Plant Economic and Financial Information

Basic Steam Electric Generating Unit Economic and Detailed Plant Financial Information Financial Information Steam Electric Questionnaire

Second FRN Version Draft

PART I - ECONOMIC AND FINANCIAL DATA

Part I Instructions

Primary Immediate Parent Firm Economic and Table of Contents

Immediate Parent Economic and Financial

Information

**Version: February 22, 2010**

# Steam Electric Questionnaire Part I. Instructions



# Plant ID: Enter Plant ID

Plant Name: Enter Plant Name

PART I. ECONOMIC AND FINANCIAL DATA

Use the Part I Comments tab to do the following: provi de additional information as

requested in certain questions within Part I; indicate a typical data (e.g., if the analytical

data provided from the sample collection is not represent ative of normal operations);

and note methods used to make estimates based on profession al judgement in the

event that exact data are not available. INSTRUCTIONS

Complete Part I of the questionnaire for your plant. As you are completing the electronic

form, note the following: When you enter your plant n ame and plant ID on the Part I

TOC tab, all name and ID fields throughout Part I wi ll automatically populate. Refer to

the overall questionnaire instructions, the glossary, and t he acronym list for assistance

with completing Part I.

Please provide all free response answers in the highlight ed yellow areas. Refer to the separate glossary for definitions of selected economic and financial terms

used in this Part.

You may wish to assemble the following documents in order to efficiently fill out this part

of the questionnaire:

(1) For the entity/entities that own your plant: income statements, balance

sheet statements, and cash flow statements for the last thr ee fiscal years.

(2) For your plant: data on electricity generated, oper ating expenses, income

statement, balance sheet, and other operational stateme nts for the last three

fiscal years of operation.

Version: February 22, 2010Steam Electric QuestionnairePart I. Economic and Financial DataPlant Name: Enter Plant IDPlant ID: Enter Plant NamePart:ISection Title:Instructions:CBI? I1-1.Start (mm) End (mm)20071,200,000800,0001,10015,400,40020081,560,000851,0001,20015,851,70020091,720,000867,0001,20015,110,8902007552,000502,8003586,570,0002008550,000513,1003696,858,0002009487,000479,2003586,253,0002007126,00020,000250235,2002008120,00010,000265259,100200989,00011,500207231.985200720082009200720082009200720082009Total ElectricitySales (MWh)Table I-1. Intermediate Parent Firm Financial Information3212211 925486982Example XYZ Corp.789 ZStreet,City, State,ZIP 20.50%2211 587426985Example EFG Inc.12500,SomeBlvd., City,State, ZIP 45%2211 123456789Example ABC LLC123 AStreet,City, State,ZIP 34.50%YearTotalRevenue(‘000$)RevenuefromElectricityGeneration(‘000$)TotalEmployment(FTE)Throughout Section 1, provide financial informationfor theimmediate parentfirm or, in case where multiple entities have financial participation or interest in the plant, for every entity withan equity stake (or any other form of financial participation or interest) in this plant. For the purpose of this questionnaire, theimmediate parentis the first entity in the plant’s ownershipstructure. A plant may have more than one immediateparent if more than one firm owns or has another form of financial participation or interest in the generating units located at theplant. Please provide all free response answers inthe highlighted yellow areas.In Table I-1, provide the following information fortheimmediate parentfirm or, in case where multiple entities have financial participation or interest in the plant, for every entity with anequity stake (or any other form of financial participation or interest) in this plant. If the financial participation shares vary by generating units atthe plant, please estimate the plant-levelshare based on the relative electricity generationcapacity (nameplate capacity) of all units at thisplant.1. Immediate Parent Economic and Financial InformationNumberName ofImmediateParentMailingAddress%Ownershipor FinancialInterest inPlant in2009 NAICSDUNSNumberFiscal YearYesMonthMonthMonthMonthMonthMonthJanuaryDecemberJanuaryDecemberAprilMarchI-1Version: February 22, 2010Steam Electric QuestionnairePart I. Economic and Financial DataPlant Name:Plant ID:Part:ISection Title:Instructions:Unit 1 (non-steam) Unit 2 (steam)45%35%100%0%70%63%30%37%CBI? I2-1.Other, specify:CBI? I2-2.CBI? I2-3.Enter Plant IDEnter Plant NameUnit 3 (steam)20%Ownership Share50%50%2. Primary Immediate Parent Firm Economic and Financial InformationThroughout Section 2, EPA is interested in obtaining financial and economic data regarding the plant owner to support a detailed evaluation of theeconomic impacts of the regulations on firms that own steam electric power generation assets. When answering questions in Section 2, pleaseprovide data for the immediate parent firm and not only for the steam electric plant covered in this questionnaire.If the plant has multiple owners (immediate parentfirms identified in Question I1-1), please report detailed information in Questions I2-1 through I2-13 only for the entity that has the largest equity stake (or the largest share of financial participation or interest) in the steam electric portion of theplant when answering the rest of the questions in this section. This immediate parent firm is referred to as the“primary immediate parent” firm inthe remainder of this section.For example, a hypothetical steam electric plant has three generation units, two of which are steam. Table I-2 below provides thedistribution of plant capacity and ownership sharesfor this plant. Since ABC LLC has the largest ownership share in the steam electriccapacity at this hypothetical plant, the detailed information requested in the remainder of this section would be provided for ABC LLC.Ownership Share ofPlant Steam ElectricCapacityTable I-2. Distribution of Plant Capacity and Ownership Shares for Example PlantPlease indicate the type of ownership for the primaryimmediate parentfirm.Please indicate the state in which the primaryimmediate parentfirm is organized as a legal entity.Please indicate the legal structure of the plant’s ownership.Plant% of Plant TotalCapacityImmediateparent firmEFG Inc.ABC LLC.XYZ Corp.Type of OwnershipYesYesStateType of OwnershipYesI-2Version: February 22, 2010Steam Electric QuestionnairePart I. Economic and Financial DataCBI? I2-4.(Continue to Question I2-5)(Skip to Question I2-6)CBI? I2-5.Costs (‘000$)CBI? I2-6.(Skip to Question I2-12)(Continue to Question I2-7)Revenue (‘000$)Has the primaryimmediate parentfirm engaged in revenue generating activities other than electricity generation during the period of FY 2007through FY 2009?NOTE: Economic activities other than generation ofelectricity may include, but are not limited to, production activities, wastecombustion, or the leasing of land. Please includeonly those economic activities that are carried outby the plant’s owner; do notinclude activities carried out on the plant’s property by third parties for which the plant’s owner does not incur cost or receive revenue.Please provide a description of each of the entity’s revenue generating activitiesother than generation of electricity and the revenue and costsassociated with this(ese) activity(ies).Table I-3. Description of Each Entity's Revenue Generating ActivitiesHas theimmediate parentfirm submitted data to FERC inForm 1for the period of FY 2007 through FY 2009? FERC Form No. 1 (FERC Form 1)is an annual regulatory requirement for Major electric utilities, licensees and others (18 C.F.R. § 141.1) andis designed to collect financial andoperational information from electric utilities, licensees and others subject to the jurisdiction of the FederalEnergy Regulatory Commission. If youanswer YES, please attach a copy of your FERC Form 1 report for 2009 in pdf format to your submittal to ensure that EPA has the most recentdata for your firm. EPA will be using the data you already reported on your FERC Form 1 filing for 2007and 2008 to support its economic impactand other analyses.Description of Economic ActivityEconomic activities indirectly associated with electricity generation (e.g., waste combustion, sale of steam orash)Economic activities not associated with electricity generation (e.g., manufacturing production, leasing of land)20082009200720082009FY2007YesNoYesYesYesYes, attach FERC Form 1.NoFERC Form 1 is attached.FERC Form 1 is NOT attached. Explain why:I-3Version: February 22, 2010Steam Electric QuestionnairePart I. Economic and Financial DataCBI? I2-7.CBI? I2-8.FY 2009FY 2008Inventories (Raw materials, supplies, fuels, etc.)Other current assets (Prepared expenses, cash, accountsreceivable, etc.Land and buildings (Original land cost and cost of buildings,including expansions and renovations, net of depreciation)Other non-current assets (Equipment, machinery, other physicalcapital and intangibles, capital stocks and bonds, etc., netofdepreciation and amortization)Non-current liabilities (Including long-term debt, suchas bonds,debentures, and bank debt)Owner equity (Total assets minus total (current and non-current)liabilities)Table I-5. Balance Sheet InformationAssets (‘000$)Liability/Equity (‘000$)FY 2007 FY 2008Current liabilities (Liabilities due for payment within the reportingyear)FY 2009In Table I-4, please provide the income statement information for theimmediate parent firm. This information may be available from SEC filings,depending on how the firm presents its statement, if yourimmediate parentfirm is a publicly traded company.FY 2007Table I-4. Income Statement InformationIn Table I-5, please provide the following balance sheetinformation for theimmediate parentfirm. This information may be available from SECfilings, depending on how the firm presents its statement, if your immediate parent firm is a publicly tradedcompany.Interest expense (Total. Firms with debt should haveinterest expenses)Income taxes (Total federal, state, and local income taxes)All other expensesAfter-tax income (Subtract Total operating expenses fromTotal revenue)Total operating expenses (‘000$)Total revenue (‘000$)Revenue from electric power generation and salesOther revenue (i.e., total revenue from activities describedin Question I2-5)Operation expensesMaintenance expensesDepreciation, depletion, and amortization expenseYesYesI-4Version: February 22, 2010Steam Electric QuestionnairePart I. Economic and Financial DataCBI? I2-9.CBI? I2-10.FY 2009FY 2008FY 2007FY 2009FY 2007 FY 2008In Table I-7, please provide the following information regarding theimmediate parent’ssources of energy. This information may be available fromSEC filings, depending on how the firm presents its statement, if your immediate parent firm is a publicly traded company.Table I-7. Sources of EnergyInvestmentsNet cash provided by (used in) investing activitiesCash flows from financing activitiesNet increase/decrease in cashNet Income from operationsTable I-6. Cash Flow InformationNon-cash charges (credits) to incomeCash flow from operating activities (‘000$)Cash flow from investing activities (‘000$)Depreciation and depletionAmortization of electricity generating plantsNet change in accounts receivable/ accounts payableChange in inventoriesNet change in other current assets/ current liabilitiesNet cash provided by (used in) operating activitiesPurchases from utilities and power marketers (MWh)Cost of purchases from utilities and power marketers (‘000$)Purchases from nonutilities (MWh)Capital expendituresCapital expenditures for electric plant and equipmentGross energy generation (MWh)Other cash flows from investing activitiesCost of purchases from nonutilities (‘000$)Total sources of electricity (MWh)In Table I-6, please provide the following cash flowinformation for theimmediate parentfirm. This information may be available from SEC filings,depending on how the firm presents its statement, if your immediate parent firm is a publicly traded company.YesYesI-5Version: February 22, 2010Steam Electric QuestionnairePart I. Economic and Financial DataCBI? I2-11.CBI? I2-12.Example60%%%%30%%%%10%%%%100%100%100%100%CBI? I2-13.80%%20%%%%Contracted sales under contracts more than one year induration that include clauses permitting price adjustmentsbased on changes in environmental regulatoryrequirements and their associated costsExample% contracted sales in FY 2009 subject to contract pricing undercontracts of one year or less duration.% sales in FY 2009 subject to contract pricing under contractsmore than one year in durationTOTALIf the share of contracted sales indicated in Question I2-12 is greater than 0%, please indicate in Table I-10 the approximate shares of theimmediate parent’scontracted electricity sales (on a MWh basis) that are ofdifferent durations and terms.FY 2009Table I-10. Approximate shares of the Immediate Parent’s Contracted Electricity Sales% sales subject to cost-of-service basedregulated pricing% contracted sales% sales subject to short-term auctionpricingFY 2007 FY 2008 FY 2009FY 2009FY 2007 FY 2008NOTE: EPA is looking for information regarding theapproximate share of electricity that is sold undervarious terms and conditions tohelp in conducting economic impact and other typesof analyses. You may provide approximate shares based on information readilyavailable from immediate parent’s filings and statements.Table I-9. Electricity SalesIn Table I-8, please provide the following information regarding theimmediate parent’sdisposition of energy. This information may be availablefrom SEC filings, depending on how the firm presents its statement, if your immediate parent firm is a publicly traded company.Table I-8. Disposition of EnergySales for resale (MWh)Revenue from sales for resale (‘000$)Sales to end users (MWh)Revenue from sales to end users (‘000$)Electricity furnished without charge (MWh)Electricity used by the parent (MWh)Total uses of electricity (MWh)In Table I-9, please provide the following information regarding the fraction of the immediate parent’s electricity sales (on a MWh basis) subject todifferent pricing terms.NoneAllOther, specify:NoneAllOther, specify: _________YesYesYesI-6Version: February 22, 2010Steam Electric QuestionnairePart I. Economic and Financial DataPlant Name: Enter Plant IDPlant ID: Enter Plant NamePart:ISection Title:Instructions:CBI? I3-1.(Skip to Section 4.1)(Continue to Question I3-2)CBI? I3-2.Start (mm) End (mm)200720082009U.S. DIAMOND CORP200752,358,00025,87545,400,400200855,582,00025,78645,851,700200956,889,20026,85055,110,890200720082009200720082009200720082009200720082009XYZ Corp.ABC LLC.5239 885785963EFG Inc.2255 5thAvenue, City,State, ZIP85%Total Revenue(‘000$)TotalEmployment(FTE)TotalElectricitySales (MWh)3 Ultimate Parent Economic and Financial InformationTable I-11. Ultimate Parent Firm Financial InformationImmediateParent (fromQuestion I-1)Name of UltimateParentMailingAddress% FinancialInterest inImmediateParent in 2009 NAICS DUNS NumberFiscal YearYearIs (are) theultimate U.S. parent(s)the same as theimmediate parent(s)identified in Question I1-1?In Table I-11, please provide the following information for theultimate parentfirm of each immediate parent firm identified in Question I1-1 or, in case of joint ownership or partnership in the immediateparent firm, for the entity having the largest equity stake in the immediate parent firm. If the ultimate parent is the same as the immediate parent, you may indicate so in column 2 and do not need to providethe information requested in columns 3 through 10 of the table. This information may be available from SEC filings, if your immediate parent firm is a publicly traded company.Throughout Section 3, please provide information for theultimate parent firmof each immediate parent firm identified in QuestionI1-1 or, in case of joint ownership or partnership inthe immediate parentfirm, for the entity having the largest equity stake in the immediate parent firm. Please provide all free response answers in the highlighted yellow areas.For the purpose of this questionnaire, theultimate parent firmis thehighest level domestic business entityin a plant’s ownership structure. A firm that is ownedby another U.S. firm is not an ultimatedomestic parent firm. In contrast, a U.S. firm that is owned by a foreign firm is an ultimate domestic parent firm.NOTE: EPA is interested in financial information about ultimate parent firm of entity(ies) that own orhave financial participation or interest in your plant to conduct regulatory and economicimpact analyses and to identify the relevant firm size category for corporate entities potentially affected by the regulations.YesNoSame as Immediate ParentSame as Immediate ParentSame as Immediate ParentSame as Immediate ParentSame as Immediate ParentSame as Immediate ParentMonthMonthMonthMonthMonthMonthMonthMonthMonthMonthOctoberSeptemberYesYesI-7Version: February 22, 2010Steam Electric QuestionnairePart I. Economic and Financial DataPlant Name: Enter Plant IDPlant ID: Enter Plant NamePart:ISection Title:Instructions:CBI? I4-1.Start (dd/mm) /End (dd/mm) /CBI? I4-2.FY 2007FY 2008FY 2009CBI? I4-3.(Continue to Question I4-4)(Skip to Question I4-7)4.1 Basic Plant Economic and Financial InformationNumber of MonthsAt any time during the three reporting years, did the plant engage in revenue generating activities other than generation ofelectricity?NOTE: Economic activities other than generation ofelectricity may include, but are not limited to, productionactivities, sale of steam, coal or ash, waste combustion, or the leasing of land. Please include onlythose economicactivities that are carried out by the plant’s owner; do not include activities carried out on the plant’s property bythird parties for which the plant’s owner does notincur cost or receive revenue. If such third partyactivities aresignificant, you may note them in the comments section at the end of Part I.Throughout Section 4.1, please provide the requested economic and financial information for the plant.Please provide allfree response answers in the highlighted yellow areas.What is theFiscal Year periodcovered by plant-level financial and operational information provided in this section?In Table I-12, please indicate the number of monthsin each fiscal year for which you have financial and operationalinformation for yourplant. In some cases, such as new plants, records may cover only part of a year.Table I-12. Number of Months in Each Fiscal YearNOTE: For Section 4.1, EPA is interested in obtaining financial and economic data regarding the specific plantcovered by this questionnaire.DayMonth (Number)DayMonth (Number)YesNoYesYesYesI-8Version: February 22, 2010Steam Electric QuestionnairePart I. Economic and Financial DataCBI? I4-4.CBI? I4-5.(Continue to Question I4-6)(Skip to Question I4-7)Description of Economic ActivityIs(are) this(ese) business activity(ies) associatedwith (a) specific generating unit(s)?In Table A-13, please provide a description of eachof theplant’s economic activities other than electricity generation.Table I-13. Description of Economic Activities200720082009Fiscal YearEconomic activities indirectly associated with electricity generation (e.g., waste combustion, sale ofsteam or ash)Economic activities not associated with electricitygeneration (e.g., manufacturing production, leasing of land)200720082009YesNoYesYesI-9Version: February 22, 2010Steam Electric QuestionnairePart I. Economic and Financial DataCBI? I4-6.Revenue (‘000$)Costs (‘000$)FY 2007FY 2008FY 2009FY 2007FY 2008FY 2009FY 2007FY 2008FY 2009FY 2007FY 2008FY 2009FY 2007FY 2008FY 2009FY 2007FY 2008FY 2009CBI? I4-7.FY 2007FY 2008FY 2009SE Unit IDTable I-14. Financial Data by Steam Electric UnitIn Table I-14, please provide the following information for each of these generating units. Use steamelectric generating unitIDs assigned in Table A-8.In Table I-15, please provide information on totalplantemployment in terms of full-time equivalent employees (FTE).Total Employment (FTE)Table I-15. Plant Employment InformationYesYesSteam Electric Unit IDSteam Electric Unit IDSteam Electric Unit IDSteam Electric Unit IDSteam Electric Unit IDSteam Electric Unit IDI-10Version: February 22, 2010Steam Electric QuestionnairePart I. Economic and Financial DataCBI? I4-8.FY 2007FY 2008FY 2009CBI? I4-9.FY 2007FY 2008FY 2009Capital outlays for plant andequipment (‘000$)Table I-17. Captial Outlays for PlantGross Electricity Generated(MWh)Net Electricity Generated(MWh)Table I-16. Gross and Net Electricity Generated byPlantIn Table I-17, please provide information regardingcapital outlays for plant and equipment for the plant.In Table I-16, please provide gross and net electricity generated by theplanton a fiscal year basis.to answer to Question A1-14 for the requested data.NOTE: If your fiscal year coincides with the calendar year, please indicate so below and skip this question. Therequested information is already provided in Question A1-14 of questionnaire on a calendar year basis.This plant’s fiscal year coincides with calendar years (i.e., fiscal year period is January 1 –December 31). ReferYesYesI-11Version: February 22, 2010Steam Electric QuestionnairePart I. Economic and Financial DataPlant Name: Enter Plant IDPlant ID: Enter Plant NamePart:ISection Title:Instructions:CBI? I4-10.Plant-level balance sheet data have been estimated for the purpose of answering this questionnaire.FY 2007FY 2008FY 2009In Table I-18, please provide the following balancesheet information for theplant.As needed, you may estimate plant-level data basedon balance sheet information for the relevant business unit or immediate parent.Assets (‘000$)Inventories (Raw materials, supplies, fuels, etc.)Other current assets (Prepared expenses, cash,accounts receivable, etc.Land and buildings (Original land cost and cost ofbuildings, including expansions and renovations, netof depreciation)Other non-current assets (Equipment, machinery,other physical capital and intangibles, capital stocksand bonds, etc., net of depreciation and amortization)Table I-18. Balance Sheet Information for Plant4.2 Detailed Plant Financial InformationIn Section 4.2, please provide financial information for the plant. Your parent firm may not customarily compile financial reports at thelevel of the plant. In that case, you may estimateplant-level information from data reported at the level of reporting closest to your plant.This may be a division, the immediate parent firm,or some other business unit. You should report information about your plant eitherfrom existing reports or by estimating plant-leveldata. If you have to estimate plant-level data, youmay use any method andinformation that, in your judgment, will yield thebest estimate of plant-level data. If no such method or information is available, you mayfollow the default methodology outlined below.Default Methodology: Please estimate plant-level data by using aggregate data from the financial reports for the business unit that isclosest to your plant in terms of business activityperformed. Please estimate plant data by multiplying that business unit’s numberscorresponding to electricity generation activitiesby the ratio of your plant’s net generation to thebusiness unit’s net generation. Forexample, if you have aggregate data for a businessunit consisting of three plants, each with 100 MWhin net generation, the plant-leveldata are estimated based on 1/3 of the aggregate data.YesI-12Version: February 22, 2010Steam Electric QuestionnairePart I. Economic and Financial DataCBI? I4-11.FY 2007FY 2008FY 2009Interest expenseTaxesDepreciationAll other expenses, including fixed expenses(describe below)Other operating expensesTotal maintenance expensesTotal sales and customer accounts, service,and informational expensesCost of contract workTotal expenses (‘000$)Revenue from electric power generation andsalesOther revenue (i.e., total revenue from theeconomic activities described in Question I4-4)(describe below)Fuel expensesIn Table I-19, please provide the following incomestatementinformation for theplant. As needed, you may estimate plant-level databased on income statement information for the relevant division, business unit or immediate parent.Plant-level income statement data have been estimated for the purpose of answering this questionnaire.Table I-19. Income Statement for PlantTotal revenue (‘000$)Liability/Equity (‘000$)Current liabilities (Liabilities due for payment withinthe reporting year)Non-current liabilities (Including long-term debt,suchas bonds, debentures, and bank debt)Owner equity (Total assets minus total (current andnon-current) liabilitiesYesI-13Version: February 22, 2010Steam Electric QuestionnairePart I. Economic and Financial DataCBI? I4-12.FY 2007FY 2008FY 2009TaxesDepreciationTotal administrative and general expensesFuel expensesOther operating expensesTotal maintenance expensesTotal sales and customer accounts, services, andIn Table I-20, please provide the following information regarding the cost of steam electricity generation for theplant. If the informationfor steam electricity generation is the same as reported above for the plant as a whole, please indicate so below and skip this question.Table I-20. Cost of Steam Electricity GenerationNOTE: This information represents a subset of the total expenses reported in Question I4-11; the dataare for steamelectricity generation more specifically.Expenses for steam electricity generation are the same as for the plant as a whole.YesI-14Version: February 22, 2010Steam Electric QuestionnairePart I. Economic and Financial DataPlant Name: Enter Plant IDPlant ID: Enter Plant NamePart:ISection Title:Instructions:CBI? I5-1.SE Unit IDImmediate parentfirm(s) in 2009FY 2008FY 2007FY 2009NOTE: If a generating unit is owned by more than one entity, please provide the name(s) of theimmediate parentfirm(s) and their respectiveequity shares (or financial participation or interest) in this generating unit.ExampleFY 2007 250,000FY 2008FY 2009 200,000In Table I-21, please provide information for eachnon-retired (as of January 1, 2007) steam electricgenerating unit of your plant. Use steam electricgenerating unit IDs assigned in Table A-8.5.1 Basic Steam Electric Generating Unit Economic and Financial InformationRemaining undepreciated value (‘000$) Nonutility status of each steam electric generating unitPlease provide the economic and financial information requested for each steam electric generating unit at your plant. Use steam electric generating unitIDsassigned in Table A-8. Please provide all free response answers in the highlighted yellow areas.Table I-21. Basic Financial Steam Electric Generating Information225,000ABC LLC. (70%)XYZ Corp. (30%)FY 2007FY 2008FY 2009FY 2007FY 2008FY 2009CogeneratorFERC qualifying cogeneratorFERC qualifying small power producerFERC exempt wholesale generatorCogenerator not qualified under PURPACheck here if not applicableOther (specify):CogeneratorFERC qualifying cogeneratorFERC qualifying small power producerFERC exempt wholesale generatorCogenerator not qualified under PURPACheck here if not applicableOther (specify):CogeneratorFERC qualifying cogeneratorFERC qualifying small power producerFERC exempt wholesale generatorCogenerator not qualified under PURPACheck here if not applicableOther (specify):CogeneratorFERC qualifying cogeneratorFERC qualifying small power producerFERC exempt wholesale generatorCogenerator not qualified under PURPACheck here if not applicableOther (specify):YesSteam Electric Unit IDSteam Electric Unit IDSteam Electric Unit IDI-15Version: February 22, 2010Steam Electric QuestionnairePart I. Economic and Financial DataFY 2007FY 2007FY 2008FY 2009FY 2008FY 2009FY 2007FY 2008FY 2009FY 2007FY 2008FY 2009FY 2007FY 2008FY 2009FY 2007FY 2008FY 2009FY 2007FY 2008FY 2009CogeneratorFERC qualifying cogeneratorFERC qualifying small power producerFERC exempt wholesale generatorCogenerator not qualified under PURPACheck here if not applicableOther (specify):CogeneratorFERC qualifying cogeneratorFERC qualifying small power producerFERC exempt wholesale generatorCogenerator not qualified under PURPACheck here if not applicableOther (specify):CogeneratorFERC qualifying cogeneratorFERC qualifying small power producerFERC exempt wholesale generatorCogenerator not qualified under PURPACheck here if not applicableOther (specify):CogeneratorFERC qualifying cogeneratorFERC qualifying small power producerFERC exempt wholesale generatorCogenerator not qualified under PURPACheck here if not applicableOther (specify):Steam Electric Unit IDSteam Electric Unit IDSteam Electric Unit IDSteam Electric Unit IDCogeneratorFERC qualifying cogeneratorFERC qualifying small power producerFERC exempt wholesale generatorCogenerator not qualified under PURPACheck here if not applicableOther (specify):Steam Electric Unit IDCogeneratorFERC qualifying cogeneratorFERC qualifying small power producerFERC exempt wholesale generatorCogenerator not qualified under PURPACheck here if not applicableOther (specify):Steam Electric Unit IDCogeneratorFERC qualifying cogeneratorFERC qualifying small power producerFERC exempt wholesale generatorCogenerator not qualified under PURPACheck here if not applicableOther (specify):Steam Electric Unit IDI-16Version: February 22, 2010Steam Electric QuestionnairePart I. Economic and Financial DataPlant Name:Plant ID:Part:ISection Title:Instructions:CBI? I5-2.SE Unit ID Fiscal YearPrimaryEnergySourceNumber ofDays inOperationPlan toContinueOperating theUnit Duringthe Next FY?CapacityUtilization(% of ratedcapacity)Gross andNetElectricityGeneratedNet PeakDemand onUnit – MW(60 minutes)Quantity ofFuel Burned(Units)aAverageCost of FuelPer Unit ofFuel Burned($)FY 2007FY 2008FY 2009FY 2007FY 2008FY 2009FY 2007FY 2008FY 2009FY 2007FY 2008FY 2009FY 2007FY 2008FY 2009FY 2007FY 2008FY 2009FY 2007FY 2008FY 2009Throughout Section 5.2, please provide information regarding operations for each steam electric generating unit. Please provide all free responseanswers in the highlighted yellow areas.Enter Plant IDEnter Plant NameTable I-22. Steam Electric Generating Unit Operating InformationIn Table I-22, please provide the following information regarding operations for each steam electric generating unit. Use steam electric generatingunit IDs assigned in Table A-8.5.2 Steam Electric Generating Unit Operating InformationYes/NoYes/NoYes/NoYes/NoYes/NoYes/NoYes/NoYesSteam Electric Unit IDSteam Electric Unit IDSteam Electric Unit IDSteam Electric Unit IDSteam Electric Unit IDSteam Electric Unit IDSteam Electric Unit IDI-17Version: February 22, 2010Steam Electric QuestionnairePart I. Economic and Financial DataFY 2007FY 2008FY 2009FY 2007FY 2008FY 2009FY 2007FY 2008FY 2009a– (coal in tons of 2,000 lbs; oil in barrels of 42 gals;gas in mcf; nuclear or other – indicate)Yes/NoYes/NoYes/NoSteam Electric Unit IDSteam Electric Unit IDSteam Electric Unit IDI-18Version: February 22, 2010Steam Electric QuestionnairePart I. Economic and Financial DataPlant Name: Enter Plant IDPlant ID: Enter Plant NamePart:ISection Title:Instructions:CBI? I5-3.SE Unit ID Fiscal YearTotal Duration ofPlanned/ScheduledRoutine MaintenanceOutages (hours/year)Total Duration ofOutages Planned/Scheduled to AddressMajor Upgradesa(hours/year)Duration ofForced/UnscheduledOutages for this Unit(hours/year)FY 2007FY 2008FY 2009FY 2007FY 2008FY 2009FY 2007FY 2008FY 2009FY 2007FY 2008FY 2009FY 2007FY 2008FY 2009In Section 5.3, please provide information on the duration of planned and forced outages and annual operating cost for each steamelectric generating unit. Please provide all free response answers in the highlighted yellow areas.In Table I- 23, please provide information on the duration of planned and forced outages for each steam electric generating unit. Usesteam electric generating unit IDs assigned in Table A-8.Table I-23. Planned and Forced Outages5.3 Planned and Forced Outages and Annual Operating CostYesSteam Electric Unit IDSteam Electric Unit IDSteam Electric Unit IDSteam Electric Unit IDSteam Electric Unit IDI-19Version: February 22, 2010Steam Electric QuestionnairePart I. Economic and Financial DataFY 2007FY 2008FY 2009FY 2007FY 2008FY 2009FY 2007FY 2008FY 2009FY 2007FY 2008FY 2009FY 2007FY 2008FY 2009a – Such as repowering, FGD/SCR installation, etc.Steam Electric Unit IDSteam Electric Unit IDSteam Electric Unit IDSteam Electric Unit IDSteam Electric Unit IDI-20Version: February 22, 2010Steam Electric QuestionnairePart I. Economic and Financial DataCBI? I5-4.SE Unit ID Fiscal Year Total Costs ($) Fuel Costs ($) Variable O&M Costs ($)FY 2007FY 2008FY 2009FY 2007FY 2008FY 2009FY 2007FY 2008FY 2009FY 2007FY 2008FY 2009FY 2007FY 2008FY 2009FY 2007FY 2008FY 2009FY 2007FY 2008FY 2009FY 2007FY 2008FY 2009FY 2007FY 2008FY 2009FY 2007FY 2008FY 2009Table I-24. Annual Operating CostIn Table I-24, please provide the following annual operating cost information for each generating unit (usesteam electric generatingunit IDs assigned in Table A-8).YesSteam Electric Unit IDSteam Electric Unit IDSteam Electric Unit IDSteam Electric Unit IDSteam Electric Unit IDSteam Electric Unit IDSteam Electric Unit IDSteam Electric Unit IDSteam Electric Unit IDSteam Electric Unit IDI-21Version: February 22, 2010Steam Electric QuestionnairePart I. Economic and Financial DataPlant Name: Enter Plant IDPlant ID: Enter Plant NamePart:ISection Title:Part I CommentsInstructions:Question NumberCBI?CBI?CBI?CBI?CBI?CBI?CBI?CBI?CBI?CBI?CBI?Cross reference your comments by question number and indicate the confidential status of your comment by checking the boxnext to "Yes" under "CBI?" (Confidential Business Information).CommentYesYesYesYesYesYesYesYesYesYesYesI-22Version: February 22, 2010Steam Electric QuestionnairePart I. Economic and Financial DataCBI?CBI?CBI?CBI?CBI?CBI?CBI?CBI?CBI?CBI?CBI?CBI?CBI?CBI?YesYesYesYesYesYesYesYesYesYesYesYesYesYesI-23Version: February 22, 2010

# Steam Electric Questionnaire Part I. Economic and Financial Data



# Month Yes/No



# Month Yes/No



# Select Select



# January Yes



# February No



# March

April Day



# May Day



# June Select



# July 01



# August 02



# September 03



# October 04



# November 05



# December 06

07



# Type of Ownership 08



# Type of Ownership 09



# Select 10



# Cooperative 11



# Federal 12



# Investor-owned 13



# Municipality 14



# Political Subdivision 15



# State 16



# Other, specify below 17

18



# State 19



# State 20



# Select 21

ALABAMA 22

ALASKA 23

AMERICAN SAMOA 24

ARIZONA 25

ARKANSAS 26

CALIFORNIA 27

COLORADO 28

CONNECTICUT 29

DELAWARE 30

DISTRICT OF COLUMBIA 31

FEDERATED STATES OF MICRONESIA

FLORIDA

GEORGIA

GUAM

HAWAII

IDAHO

ILLINOIS

INDIANA 

# Part I Drop Downs

Version: February 22, 2010

# Steam Electric Questionnaire Part I. Economic and Financial Data

IOWA Month (Number)

KANSAS Month (Number)

KENTUCKY Select

LOUISIANA 01

MAINE 02

MARSHALL ISLANDS 03

MARYLAND 04

MASSACHUSETTS 05

MICHIGAN 06

MINNESOTA 07

MISSISSIPPI 08

MISSOURI 09

MONTANA 10

NEBRASKA 11

NEVADA 12

NEW HAMPSHIRE

NEW JERSEY Steam Electric Unit ID

NEW MEXICO Steam Electric Unit ID

NEW YORK Select

NORTH CAROLINA SE Unit-1

NORTH DAKOTA SE Unit-2

NORTHERN MARIANA ISLANDS SE Unit-3

OHIO SE Unit-4

OKLAHOMA SE Unit-5

OREGON SE Unit-6

PALAU SE Unit-7

PENNSYLVANIA SE Unit-8

PUERTO RICO SE Unit-9

RHODE ISLAND SE Unit-10

SOUTH CAROLINA

SOUTH DAKOTA

TENNESSEE

TEXAS

UTAH

VERMONT

VIRGIN ISLANDS

VIRGINIA

WASHINGTON

WEST VIRGINIA

WISCONSIN

WYOMING



# Type of Ownership

Type of Ownership

Select

C corporation (income taxed at the level of the corpor ation)

S corporation (income taxed at the level of the indiv idual owners)

Joint venture/partnership of other companies

Other Limited Liability Company or other non-corpora te structure not taxed at the entity level

Version: February 22, 2010