Unassociated Document


    HARRIS
& HARRIS GROUP INC.

    OPTION
GRANTING, VESTING AND EXPIRATIONS

    


    GRANT DATE FOR ALL OPTIONS: November
11,  2009

    


    Exercise Price $4.49

    


    
      
        
          
            
              
                
                  
                    
                      
                        
                          
                            
                              
                                
                                  
                                    
                                      
                                        
                                          
                                            
                                              
                                                
                                                  
                                                    
                                                      
                                                        
                                                          
                                                            
                                                              
                                                                
                                                                  
                                                                    
                                                                      
                                                                        
                                                                          
                                                                            
                                                                              
                                                                                	 
      	
                                                                                        Expiration
      Date of Options

                                                                                      	
                                                                                        2010

                                                                                      	
                                                                                        2011

                                                                                      	
                                                                                        2012

                                                                                      	
                                                                                        Total
      Options Granted

                                                                                      
	
                                                                                        JAMISON

                                                                                      	 
      	 
      	 
      	 
      	 
      
	 
      	 
      	 
      	 
      	 
      	 
      
	 
      	 
      	 
      	 
      	 
      	 
      
	
                                                                                        NQSO 5 Years

                                                                                      	 
      	 
      	 
      	 
      	 
      
	
                                                                                        25%
      vest 11/11/2010

                                                                                      	
                                                                                        11/11/2014

                                                                                      	
                                                                                                     9,775

                                                                                      	 
      	 
      	 
      
	
                                                                                        50%
      vest 11/11/2011

                                                                                      	
                                                                                        11/11/2014

                                                                                      	 
      	
                                                                                                   19,550

                                                                                      	 
      	 
      
	
                                                                                        25%
      vest 11/11/2012

                                                                                      	
                                                                                        11/11/2014

                                                                                      	 
      	 
      	
                                                                                                     9,775

                                                                                      	 
      
	 
      	 
      	 
      	 
      	 
      	
                                                                                                    39,100

                                                                                      
	 
      	 
      	 
      	 
      	 
      	 
      
	
                                                                                        JANSE

                                                                                      	 
      	 
      	 
      	 
      	 
      
	 
      	 
      	 
      	 
      	 
      	 
      
	
                                                                                        NQSO 5 Years

                                                                                      	 
      	 
      	 
      	 
      	 
      
	
                                                                                        25%
      vest 11/11/2010

                                                                                      	
                                                                                        11/11/2014

                                                                                      	
                                                                                                     9,775

                                                                                      	 
      	 
      	 
      
	
                                                                                        50%
      vest 11/11/2011

                                                                                      	
                                                                                        11/11/2014

                                                                                      	 
      	
                                                                                                   19,550

                                                                                      	 
      	 
      
	
                                                                                        25%
      vest 11/11/2012

                                                                                      	
                                                                                        11/11/2014

                                                                                      	 
      	 
      	
                                                                                                     9,775

                                                                                      	 
      
	 
      	 
      	 
      	 
      	 
      	
                                                                                                    39,100

                                                                                      
	 
      	 
      	 
      	 
      	 
      	 
      
	
                                                                                        ANDREEV

                                                                                      	 
      	 
      	 
      	 
      	 
      
	 
      	 
      	 
      	 
      	 
      	 
      
	
                                                                                        NQSO 5 Years

                                                                                      	 
      	 
      	 
      	 
      	 
      
	
                                                                                        25%
      vest 11/11/2010

                                                                                      	
                                                                                        11/11/2014

                                                                                      	
                                                                                                     9,775

                                                                                      	 
      	 
      	 
      
	
                                                                                        50%
      vest 11/11/2011

                                                                                      	
                                                                                        11/11/2014

                                                                                      	 
      	
                                                                                                   19,550

                                                                                      	 
      	 
      
	
                                                                                        25%
      vest 11/11/2012

                                                                                      	
                                                                                        11/11/2014

                                                                                      	 
      	 
      	
                                                                                                     9,775

                                                                                      	 
      
	 
      	 
      	 
      	 
      	 
      	
                                                                                                    39,100

                                                                                      
	 
      	 
      	 
      	 
      	 
      	 
      
	
                                                                                        WOLFE

                                                                                      	 
      	 
      	 
      	 
      	 
      
	 
      	 
      	 
      	 
      	 
      	 
      
	
                                                                                        NQSO 5 Years

                                                                                      	 
      	 
      	 
      	 
      	 
      
	
                                                                                        25%
      vest 11/11/2010

                                                                                      	
                                                                                        11/11/2014

                                                                                      	
                                                                                                     9,775

                                                                                      	 
      	 
      	 
      
	
                                                                                        50%
      vest 11/11/2011

                                                                                      	
                                                                                        11/11/2014

                                                                                      	 
      	
                                                                                                   19,550

                                                                                      	 
      	 
      
	
                                                                                        25%
      vest 11/11/2012

                                                                                      	
                                                                                        11/11/2014

                                                                                      	 
      	 
      	
                                                                                                     9,775

                                                                                      	 
      
	 
      	 
      	 
      	 
      	 
      	
                                                                                                    39,100

                                                                                      
	 
      	 
      	 
      	 
      	 
      	 
      
	
                                                                                        FORMAN

                                                                                      	 
      	 
      	 
      	 
      	 
      
	 
      	 
      	 
      	 
      	 
      	 
      
	
                                                                                        NQSO 5 Years

                                                                                      	 
      	 
      	 
      	 
      	 
      
	
                                                                                        25%
      vest 11/11/2010

                                                                                      	
                                                                                        11/11/2014

                                                                                      	
                                                                                                     5,500

                                                                                      	 
      	 
      	 
      
	
                                                                                        50%
      vest 11/11/2011

                                                                                      	
                                                                                        11/11/2014

                                                                                      	 
      	
                                                                                                   11,000

                                                                                      	 
      	 
      
	
                                                                                        25%
      vest 11/11/2012

                                                                                      	
                                                                                        11/11/2014

                                                                                      	 
      	 
      	
                                                                                                     5,500

                                                                                      	 
      
	 
      	 
      	 
      	 
      	 
      	
                                                                                                    22,000

                                                                                      
	 
      	 
      	 
      	 
      	 
      	 
      
	
                                                                                        USHIO

                                                                                      	 
      	 
      	 
      	 
      	 
      
	 
      	 
      	 
      	 
      	 
      	 
      
	
                                                                                        NQSO 5 Years

                                                                                      	 
      	 
      	 
      	 
      	 
      
	
                                                                                        25%
      vest 11/11/2010

                                                                                      	
                                                                                        11/11/2014

                                                                                      	
                                                                                                     4,000

                                                                                      	 
      	 
      	 
      
	
                                                                                        50%
      vest 11/11/2011

                                                                                      	
                                                                                        11/11/2014

                                                                                      	 
      	
                                                                                                     8,000

                                                                                      	 
      	 
      
	
                                                                                        25%
      vest 11/11/2012

                                                                                      	
                                                                                        11/11/2014

                                                                                      	 
      	 
      	
                                                                                                     4,000

                                                                                      	 
      
	 
      	 
      	 
      	 
      	 
      	
                                                                                                    16,000

                                                                                      
	 
      	 
      	 
      	 
      	 
      	 
      
	
                                                                                        EGAN

                                                                                      	 
      	 
      	 
      	 
      	 
      
	 
      	 
      	 
      	 
      	 
      	 
      
	
                                                                                        NQSO 5 Years

                                                                                      	 
      	 
      	 
      	 
      	 
      
	
                                                                                        25%
      vest 11/11/2010

                                                                                      	
                                                                                        11/11/2014

                                                                                      	
                                                                                                     1,000

                                                                                      	 
      	 
      	 
      
	
                                                                                        50%
      vest 11/11/2011

                                                                                      	
                                                                                        11/11/2014

                                                                                      	 
      	
                                                                                                     2,000

                                                                                      	 
      	 
      
	
                                                                                        25%
      vest 11/11/2012

                                                                                      	
                                                                                        11/11/2014

                                                                                      	 
      	 
      	
                                                                                                     1,000

                                                                                      	 
      
	 
      	 
      	 
      	 
      	 
      	
                                                                                                      4,000

                                                                                      
	 
      	 
      	 
      	 
      	 
      	 
      
	
                                                                                        ALL OTHER EMPLOYEES

                                                                                      	 
      	 
      	 
      	 
      	 
      
	 
      	 
      	 
      	 
      	 
      	 
      
	 
      	 
      	 
      	 
      	 
      	 
      
	
                                                                                        NQSO 5 Years

                                                                                      	 
      	 
      	 
      	 
      	 
      
	
                                                                                        25%
      vest 11/11/2010

                                                                                      	
                                                                                        11/11/2014

                                                                                      	
                                                                                                        400

                                                                                      	 
      	 
      	 
      
	
                                                                                        50%
      vest 11/11/2011

                                                                                      	
                                                                                        11/11/2014

                                                                                      	 
      	
                                                                                                        800

                                                                                      	 
      	 
      
	
                                                                                        25%
      vest 11/11/2012

                                                                                      	
                                                                                        11/11/2014

                                                                                      	 
      	 
      	
                                                                                                        400

                                                                                      	 
      
	 
      	 
      	 
      	 
      	 
      	
                                                                                                      1,600

                                                                                      
	 
      	 
      	 
      	 
      	 
      	 
      
	 
      	 
      	 
      	 
      	 
      	 
      
	 
      	 
      	 
      	 
      	 
      	 
      
	
                                                                                        NQSO
      5 Years

                                                                                      	 
      	
                                                                                                   50,000

                                                                                      	
                                                                                                 100,000

                                                                                      	
                                                                                                   50,000

                                                                                      	
                                                                                                  200,000

                                                                                      
	
                                                                                        Total

                                                                                      	 
      	
                                                                                                   50,000

                                                                                      	
                                                                                                 100,000

                                                                                      	
                                                                                                   50,000

                                                                                      	
                                                                                                  200,000