IN THE COURT OF APPEALS OF TENNESSEE

AT NASHVILLE

Assigned on Briefs March 14, 2001

EDDIE J. PHIFER v. TENNESSEE BOARD OF PAROLE, ET AL.

Appeal from the Chancery Court for Davidson County

No. 99-2696-III Ellen Hobbs Lyle, Chancellor

No. M2000-01509-COA-R3-CV - Filed November 1, 2002

This is a pro se appeal from a denial of parole. Mr. Phifer alleges several problems surrounding his

parole hearing that he claims violate his due process and equal protection rights and violate the ex

post facto constitutional prohibition. Because a prisoner has no liberty interest in release on parole

before the expiration of his sentence, due process protections do not attach to parole determinations.

Because at the time of Mr. Phifer’s crime and conviction, the law regarding parole gave total

discretion to the Board and authorized denial if the Board found that parole would depreciate the

seriousness of the crime committed, changes in Board procedure do not violate ex post facto

prohibitions. Because the Board has provided a rational basis for denying in-person interviews for

prisoners housed out of state, no equal protection violation was shown. Consequently, we affirm the

trial court’s dismissal of the petition for failure to state a claim upon which relief may be granted.

Tenn. R. App. P. 3 Appeal as of Right; Judgment of the Chancery Court

Affirmed and Remanded

PATRICIA J.COTTRELL,J., delivered the opinion of the court, in which BEN H.CANTRELL,P.J.,M.S.,

and WILLIAM C. KOCH, JR., J., joined.

Eddie J. Phifer, Crestview, Florida, Pro Se.

Paul G. Summers, Attorney General and Reporter; Michael Moore, Solicitor General; Pamela S.

Lorch, Assistant Attorney General, for the appellees, Tennessee Board of Parole, et al.

OPINION

This case arose when the petitioner, Eddie J. Phifer, a Tennessee Department of Correction

inmate housed in a Florida prison, filed a petition for a writ of mandamus and writ of certiorari in

the chancery court for Davidson County. He complained about the procedures employed by the

Tennessee Board of Probation & Parole in his parole grant hearing. The Board filed a motion to

dismiss for failure to state a claim which was granted by the chancery court. Mr. Phifer appeals.
1Because the lower court dismissed Mr. Phifer’s claim prior to the record being sent up from the Board, we are

limited to the information contained in the Complaint. Furthermore, the Board does not dispute any of the information

contained in the documents attached to the Complaint, and, on a motion to dismiss, we must take such allegations as true.

2

Mr. Phifer has been housed as an inmate in the Okaloosa Correctional Institution in

Crestview, Florida since June, 1981. He is in Florida pursuant to the Interstate Corrections Compact.

He is serving two consecutive twenty-five year sentences for crimes committed in Tennessee on

December 3, 1979: aggravated kidnaping and aggravated rape.

According to Mr. Phifer’s complaint, this appeal arises from a number of parole

considerations, some of which were the result of successful administrative appeals by Mr. Phifer

from earlier hearings and decisions.1 According to applicable procedures, when he first became

eligible for parole, Mr. Phifer was interviewed by a Florida prison official who recommended parole.

A number of months later, he was sent two letters from the Board, each containing the same

substantive content of relevance: a hearing summary stating a hearing was held on February 23,

1998, and parole was denied because “release at this time would depreciate the seriousness of the

offense or promote disrespect of the law.” The next parole review date was set for February, 2003.

Mr. Phifer administratively appealed the first hearing result, and the Board granted his

appeal. The Board notified Mr. Phifer that a new non-appearance administrative appeal parole

hearing was set and that he should present any written evidence or documentation five (5) days prior

to the hearing. In response Mr. Phifer requested an open hearing to allow family and friends to speak

on his behalf; to be able to hire a lawyer to intercede on his behalf; and to be allowed to be present

at the hearing. He later received a letter from the Board and a hearing summary notifying Mr. Phifer

that parole was declined because release would “depreciate the seriousness of the crime for which

the offender stands convicted or promote disrespect of the law.” The letter stated a new parole

hearing was set for February, 2003.

Mr. Phifer requested an appeal of this second decision on various grounds, including that he

did not receive enough advance notice to provide more information to the Board, the prison had been

in a lock down status, and mail was delayed due to Hurricane George. Subsequently, the Board

notified Mr. Phifer that the “administrative appeal hearing is final and cannot be appealed.”

However, because his case was reviewed inadvertently by Board members who finalized the earlier

decision, the Board later notified Mr. Phifer that another non-appearance administrative appeal

parole hearing was scheduled and that all supporting evidence and documentation must be submitted

five (5) days prior to the hearing.

In response, Mr. Phifer requested a continuance and permission to appear in person or at least

for his family to be allowed to be present and speak on his behalf. Further, he requested a

psychological evaluation and consideration of reports of staff members as to his progress. The Board

sent him a hearing summary from this third hearing stating that parole was denied because release

“would depreciate the seriousness of the crime of which the offender stands convicted or promote

disrespect of the law.” The next hearing date was set for April, 2005.
2

It is not clear from the record before us what triggered the setting of this new hearing.

3A petition for common law writ of certiorari from an administrative decision must be filed within sixty (60)

days of the order or decision complained of. Tenn. Code Ann. § 27-9-102. The sixty (60) day time limit is jurisdictional.

Thandiwe v. Traughber, 909 S.W.2d 802, 804 (Tenn. Ct. App. 1994). This court has held that a Board of Paroles

decision does not become final, for purposes of triggering the sixty-day deadline, until the Board renders a decision on

the prisoner’s appeal. Jordan v. Tennessee Bd. of Paroles, No. 01-A-01-9607-CH-00347, 1997 Tenn. App. LEXIS 27

(Tenn. Ct. App. Jan. 15, 1997) (no Tenn. R. App. P. 11 application filed). In Mr. Phifer’s case, his earlier administrative

appeals were successful in that they resulted in new considerations by the Board. Thus, he received relief from the

Board.

3

Mr. Phifer wrote to the Board questioning the change in the next eligible hearing to April,

2005 from February, 2003. He further argued that he had a right to be present or to a telephonic

hearing and to have his family and friends present on his behalf. The Board sent him notice of

another non-appearance parole hearing and again informed him that any information regarding his

parole should be submitted five (5) days prior.2 Mr. Phifer’s mother submitted a letter in support of

his parole, and the Board wrote her informing her that a hearing was scheduled for November 29,

1999, and any information regarding this hearing should be submitted five (5) days prior.

The Board later wrote Mr. Phifer and sent a hearing summary reflecting that parole had been

denied on the same grounds as expressed earlier and scheduling the next review of his parole for

February, 2003. Thus, the documents included in Mr. Phifer’s filing indicate his parole was

considered by the Board at least four times. Each time, parole was denied on the ground that parole

would depreciate the seriousness of the crime of which he was convicted or promote disrespect of

the law. Mr. Phifer actually filed his petition for writ of certiorari before he received notice of the

November 1999 hearing. At the time he filed his petition, he was unaware of the results of the

immediately prior hearing by the Board. After this petition was filed, he was notified of the

November 1999 hearing and later notified of the Board’s decision. The trial court was informed

about these events. It is the final hearing, resulting in denial of parole, which is the appropriate

subject of this appeal.3

On appeal, Mr. Phifer’s claims are that the parole board’s denial of his parole was made

pursuant to procedures which violate due process, equal protection, and the prohibition on ex post
4

In addition to these claims, Mr. Phifer’s original complaint included other alleged grounds for relief. For

example, Mr. Phifer originally asserted a complaint that he was not given a psychological examination prior to the parole

hearing but abandons that argument on this appeal. We agree with the Board that the evaluation is mandatory and is

required only after parole is recommended. See Tenn. Code Ann. § 40-28-302(c); McKinley v. Traughber, No. 01A01-

9804-CH-00205, 1998 Tenn. App. LEXIS 839 (Tenn. Ct. App. Dec. 16, 1998) (no Tenn. R. App. P. 11 application

filed).

Additionally, Mr. Phifer alleged that his next eligible release date was extended from February, 2003 to April,

2005 out of vindictiveness of the board members. After one of the hearings denying parole, Mr. Phifer’s next parole

eligibility hearing was set for April, 2005. In all of the prior hearings it was set for February, 2003. Mr. Phifer requested

an administrative appeal of the decision containing the April, 2005 date and it was granted. On the subsequent appeal,

this mistake was corrected when the board set the next hearing date back to the original February, 2003. Therefore, this

issue is moot.

Mr. Phifer also alleged he had not received the appropriate sentence credits. However, in his reply brief on

appeal, Mr. Phifer states “Appellant has presented the jail credit matter previously and does not abandon that issue. The

Tennessee DOC has since awarded these credits.” Mr. Phifer does not advance any further concerns with the award of

those credits. Because he has apparently received from the Department the relief he requested from the courts, this issue

is moot. Further, we agree with the Board that the proper party to address an issue of sentence calculation is not the

Board but the Department of Correction, who is not a party to this action. Tenn. Code Ann. § 40-28-129.

4

facto laws.4

 He also alleges he was denied access to the courts because he was denied legal materials

and assistance in preparing for his parole hearing.

I.

Prisoners do not have an absolute right to be released from confinement prior to the

expiration of their sentence. Graham v. State, 202 Tenn. 423, 426, 304 S.W.2d 622, 623-24 (1957);

Robinson v. Traughber, 13 S.W.3d 361, 364 (Tenn. Ct. App. 1999); Tarpley v. Traughber, 944

S.W.2d 394, 395 (Tenn. Ct. App. 1996). Thus, parole is a privilege and not a right. Tenn. Code

Ann. §§ 40-28-117(a), 40-35-503(b); Arnold v. Tennessee Bd. of Paroles, 956 S.W.2d 478, 482

(Tenn. 1997). Whether a prisoner should be granted parole is a decision entrusted to the Board, not

the courts. State ex. rel. Ivey v. Meadows, 216 Tenn. 678, 685, 393 S.W.2d 744, 747 (1965); Rucker

v. State, 556 S.W.2d 774, 776 (Tenn. Crim. App. 1977).

Persons dissatisfied with the Board’s decisions may obtain judicial review using a petition

for common law writ of certiorari. This petition limits the scope of review to a determination of

whether the Board exceeded its jurisdiction or acted illegally, fraudulently, or arbitrarily. Turner v.

Tennessee Bd. of Paroles, 993 S.W.2d 78, 80 (Tenn. Ct. App. 1999); South v. Tennessee Bd. of

Paroles, 946 S.W.2d 310, 311 (Tenn. Ct. App. 1996); Powell v. Parole Eligibility Review Bd., 879

S.W.2d 871, 873 (Tenn. Ct. App. 1994). The petition does not empower the courts to inquire into

the intrinsic correctness of the Board’s decision. Robinson, 13 S.W.3d at 364; Turner, 993 S.W.2d

at 80. Thus, the courts will not use the common law writ to grant relief when the Board’s decision

was arrived at in a constitutional and lawful manner. Tenn. Code Ann. § 40-28-115(c); Arnold, 956

S.W.2d at 480; Powell, 879 S.W.2d at 873.
5We note the courts have consistently upheld a similarly worded ground applicable to other prisoners, the

seriousness of the offense, Tenn. Code § 40-35-503(b)(2). Arnold, 956 S.W.2d at 482; Robinson, 13 S.W.3d at 363.

5

Because no prisoner has a constitutional or inherent right to be conditionally released before

the expiration of a valid sentence, Greenholtz v. Inmates of the Neb. Penal and Corr. Complex, 442

U.S. 1, 7-8, 99 S. Ct. 2100, 2104 (1979), a prisoner has no constitutionally-protected liberty interest

in parole. Tenn. Code Ann. § 40-35-503(b); Wright v. Trammell, 810 F.2d 589, 591 (6th Cir. 1987);

Kaylor v. Bradley, 912 S.W.2d 728, 733 (Tenn. Ct. App. 1995). Without such an interest, due

process does not attach.

Consequently, no constitutionally required procedures exist for a hearing on whether to grant

parole. We additionally note that Mr. Phifer was sentenced as a Class X felon and, consequently,

his consideration for parole is governed by Tenn. Code Ann. §§ 40-28-301 and -302 (repealed 1985).

The first of these statutes provides for release eligibility only after the prisoner has served forty per

cent (40%) of the sentence actually imposed, including forty per cent (40%) of the combination of

consecutive sentences, undiminished by sentence reduction credits. Tenn. Code Ann. § 40-28-302

provides:

(a) The release classification status for a person convicted of a Class X felony shall

be determined by the administrative authority vested by law with authority over

pardon, parole, and release recommendations and determinations, and which shall

hereinafter be defined as the “authority.”

(b) Release classification is a privilege and not a right, and no person convicted of

a Class X felony shall be granted release classification status if the authority finds

that:

(1) There is a substantial risk that the person will not conform to the

conditions of the release program;

(2) The release from custody at the time would depreciate the seriousness of

the crime of which the persons stands convicted or promote disrespect for the law;5

(3) The release from custody at the time would have a substantially adverse

effect on institutional discipline; or

(4) The person’s continued correctional treatment, medical care or vocational

or other training in the institution will substantially enhance the person’s capacity to

lead a law-abiding life when given release status at a later time.

Because Mr. Phifer had no right to parole before the expiration of his sentence, we agree with

the trial court that he has failed to state a claim of denial of due process.
6The interpretations by the United States Supreme Court of the federal constitutional provision and those of the

Tennessee Supreme Court of the state constitutional provision are complementary and consistent. Kaylor, 912 S.W.2d

at 731. 

6

II.

Similarly, Mr. Phifer has failed to state a claim based upon the constitutional prohibition

against ex post facto application of penal statutes found in both the United States Constitution,

Article I, Section 10, and the Constitution of Tennessee, Article I, Section 11.6 The ex post facto

prohibition is “aimed at laws that ‘retroactively alter the definition of crimes or increase the

punishment for criminal acts.’” California Dep’t of Corr. v. Morales, 514 U.S. 499, 504, 115 S. Ct.

1597, 1601 (1995). An ex post facto law “changes the punishment, and inflicts a greater punishment

than the law annexed to the crime when committed.” Weaver v. Graham, 450 U.S. 24, 32-33, 101

S. Ct. 960, 966 (1981). The critical question in an ex post facto claim is “whether the law changes

the punishment to the defendant’s disadvantage, or inflictsa greater punishment than the law allowed

when the offense occurred.” State v. Pearson, 858 S.W.2d 879, 883 (Tenn. 1993).

Under both state and federal constitutions and cases interpreting them, two factors must be

present to establish a violation of the ex post facto prohibition: (1) the law must apply retrospectively

to events occurring before its enactment; and (2) it must disadvantage the offender affected by it.

State v. Ricci, 914 S.W.2d 475, 480 (Tenn. 1996); Pearson, 858 S.W.2d at 882 (quoting Miller v.

Florida, 482 U.S. 423, 430, 107 S. Ct. 2446, 2451 (1987)); Kaylor, 912 S.W.2d at 732.

Actions which extend parole eligibility by altering the criteria for such eligibility can

implicate the ex post facto clause because eligibility for parole consideration is part of the law

annexed to the crime when committed. Kaylor, 912 S.W.2d at 732 (citing Weaver, 450 U.S. at 32-

33, 101 S. Ct. at 966 (other citations omitted)). As the United States Supreme Court has stated:

. . . retroactive alteration of parole or early release provisions, like the retroactive

application of provisions that govern initial sentencing, implicates the Ex Post Facto

Clause because such credits are “one determinant of petitioner’s prison term . . . and

. . . [the petitioner’s] effective sentence is altered once this determinant is changed.”

Lynce v. Mathis, 519 U.S. 433, 445, 117 S. Ct. 891, 898 (1997) (citations omitted).

In the instant case, the analysis of any ex post facto implication of Mr. Phifer’s claims must

begin with Tenn. Code Ann. §§ 40-28-301 and -302, which were part of “the law annexed to the

crime” which Mr. Phifer committed in 1979. By their plain words, those statutes put offenders on

notice that if convicted of a Class X felony, their release classification status was to be determined

by the Board in its discretion and that release on parole was not available if the Board found that

such release would depreciate the seriousness of the crime committed or promote disrespect for the

law.
7

Mr. Phifer first challenges the Board’s hearing procedures for prisoners held out of state,

which he alleges were adopted after his conviction. The provisions of the Interstate Corrections

Compact were enacted in 1973 and have not since been amended. Therefore, the application of these

provisions has not changed since Mr. Phifer was convicted of aggravated kidnaping and aggravated

rape in 1979. 

The Board’s adoption of procedures to be followed for hearings in absentia does not

implicate the ex post facto prohibition because such procedures do not increase the punishment for

a crime nor do they change the substantive criteria for parole eligibility. “Even if a law operates to

the defendant’s detriment, the ex post facto prohibition does not restrict ‘legislative control of

remedies and modes of procedure which do not affect matters of substance.’” Miller, 482 U.S. at

433, 107 S. Ct. at 2452 (quoting Dobbert v. Florida, 432 U.S. 282, 293, 97 S. Ct. 2290, 2298

(1977)).

The United States Supreme Court has addressed an ex post facto challenge to a legislative

amendment decreasing the frequency of parole suitability hearings wherein the prisoner argued that

the ex post facto clause forbids any legislative change that has any conceivable risk of affecting a

prisoner’s punishment. In refusing to adopt that position, the Court stated:

Respondent’s approach would require that we invalidate any of a number of minor

(and perhaps inevitable) mechanical changes that might produce some remote risk

of impact on a prisoner's expected term of confinement. Under respondent’s

approach, the judiciary would be charged under the Ex Post Facto Clause with the

micro management of an endless array of legislative adjustments to parole and

sentencing procedures, including such innocuous adjustments as changes to the

membership of the Board of Prison terms, restrictions in the duration of the parole

hearing, restrictions on the time allotted for a convicted defendant’s right of

allocution before a sentencing judge, and page limitations on a defendant’s objections

to pre-sentence reports or on documents seeking a pardon from the governor. These

and countless other changes might create some speculative, attenuated risk of

affecting a prisoner’s actual term of confinement by making it more difficult for him

to make a persuasive case for early release, but that fact alone cannot end the matter

for ex post facto purposes.

Morales, 514 U.S. at 508-09, 115 S. Ct. at 1602-03.

The United States Court of Appeals for the Sixth Circuit has also considered the issue of

whether legislative changes in parole procedures, including a decrease in the frequency of parole

hearings and an increase in the number of members on the parole board, violated the ex post facto

clause and held:

Changes in the number of Parole Board members is a procedural matter and does not

implicate ex post facto protections. Collins, 497 U.S. 37, 45; Miller v. Florida, 482
8

U.S. 423 (1987). Furthermore, under the Morales test, Petitioner has not

demonstrated how the change in the size of the parole Board creates a sufficient risk

of increasing his punishment. The 1992 amendments do not increase the Petitioner’s

burden to qualify for parole. The parole guidelines remain essentially constant.

Mich. Comp. Law Ann. § 791.233e. Thus, Petitioner has no greater substantive

burden in convincing six members than in convincing three members, as long as the

same standards apply. 

Cummings v. Burt, 121 F.3d 707, 1997 U.S. App. LEXIS 21060, at *7-*8 (6th Cir. Aug. 4, 1997).

Mr. Phifer also asserts that the application of a 1998 amendment to Tenn. Code Ann. § 40-

28-105(d)(3) requiring four (4) rather than three (3) votes to approve parole for certain offenses,

including rape, is an ex post facto application of the law and not permissible. Specifically, he argues

that this change imposes a harsher and retroactive application of laws to his parole release. In Harris

v. Traughber, No. M2000-01146-COA-R3-CV, 2001 Tenn. App. LEXIS 490 (Tenn. Ct. App. July

13, 2001) (no Tenn. R. App. P. 11 application filed), this court considered the same issue and,

relying on Miller, Morales, and Cummings, held that the 1998 amendment did nothing to change the

standard for parole.

A procedural policy on the number of votes required to approve parole does not increase the

punishment for a crime and, therefore, does not implicate ex post facto considerations. In addition,

Mr. Phifer’s parole was denied unanimously. He did not receive one vote, much less three, in favor

of a grant of parole. Thus, he has not alleged that his denial of parole was affected by the change

from three (3) votes to four (4).

We affirm the trial court’s holding that Mr. Phifer failed to state a claim for relief based on

the ex post facto prohibition.

III.

The heart of Mr. Phifer’s complaint stems from his detention out of state and its effect on the

procedures used by the Board. In particular, he objects to being subject to “non-appearance”

hearings. 

We begin with the statutory provisions governing how the Board may conduct its review for

a grant of parole. Tennessee Code Annotated § 40-28-105(d)(2)states:

The chair of the board may designate individual members of the board of probation

and parole and appoint hearing officers who shall be authorized to conduct hearings,

take testimony and make proposed findings of fact and recommendations to the board

regarding a grant, denial, revocation or rescission of parole. Such findings and
7Mr. Phifer also claims the meeting resulting in the denial of his parole was held in secret and no minutes were

kept, contrary to Tenn. Code Ann. § 40-28-105(b) and administrative policy 501.30, stating that parole hearings are open

to the public. The Tennessee Supreme Court addressed this issue in Arnold v. Tennessee Bd. of Paroles, 956 S.W.2d

478 (Tenn. 1997). The prisoner in Arnold alleged that his parole hearing was held in secret and no minutes were kept

in violation of the Open Meeting Acts, Tenn. Code Ann. § 8-44-101 et seq.; Tenn. Code Ann. § 40-28-105 and the Open

Parole Hearings Act, Tenn. Code Ann. § 40-28-501 et seq. The court explained “the Board’s enabling statute does not

require a meeting in order to deliberate or make parole decisions.” Arnold, 956 S.W.2d at 480. Furthermore, the hearing

summary sheet in which each board member signed off to agree, modify or disagree with parole equated to a public ballot

or roll call vote. Id. at 481-82. The only record required to be kept of the board’s decision making process is the hearing

summary form which Mr. Phifer received stating the names, decision and reason of each member’s decision. The fact

that board members reviewed the contents of the file at different times did not violate any statute or procedure.

9

recommendations shall be reduced to writing and reviewed by board members who

shall adopt, modify or reject the recommendations.7

Thus, the statutes make clear that the “hearing” may, in fact, consist of an interview with one

Board member or a hearing officer. Other information considered by the Board includes records

regarding the prisoner’s offense, institutional record, and anyotherinformation the Board determines

is relevant. The statutes indicate a legislative priority on accurate and comprehensive records for the

Board. See, e.g., Tenn. Code Ann. § 40-28-106(d)(1) (directing the Board and the division of inmate

records to “identify the types of information necessary to enable the board to properly assess inmates

being considered for action by the board”). 

Board Policy # 501.30 addresses parole release hearings, perhaps more appropriately called

interviews. The policy provides for a personal interview for instate prisoners to allow the hearing

officer or board member to address the prisoner’s “history, current situation, parole prospects and

any other pertinent matters. The inmate shall be given ample opportunity to express his/her views

and present relevant materials.” Additionally, the inmate’s friends, family, attorney, or those of the

victim are allowed to “speak and/or present written information for consideration within the time

limits set by the Board Members or Hearing Officer.” 

The Interstate Corrections Compact provides, “The fact of confinement in a receiving state

shall not deprive any inmate so confined of any legal rights which the inmate would have had if

confined in an appropriate institution of the sending state.” Tenn. Code Ann. § 41-23-102, Article

4(e). However, the Compact also specifically addresses “hearings.”

Any hearing or hearings to which an inmate confined pursuant to this compact may

be entitled by the laws of the sending state may be had before the appropriate

authorities of the sending state, or of the receiving state if authorized by the sending

state. 

Tenn. Code Ann. § 41-23-102, Article 4(f).

The Board’s policy addresses “hearings in absentia” and includes a specific provision for

prisoners housed out of state:
8

In Tester, our Supreme Court confirmed the existence of a middle standard of “heightened” scrutiny, but the

case before us does not fall within those situations justifying such scrutiny. Tester, 879 S.W.2d at 828.

10

No offender shall be denied parole or given a deferment unless a personal hearing is

held before the parole authority. However, in cases in which an inmate is serving a

Tennessee sentence in another State or in a Federal institution, the parole authority

shall request that the detaining jurisdiction provide a status report on the inmate’s

institutional history, conduct and progress. The Board may request a courtesy

hearing from the authority in the detaining jurisdiction. All information received will

be considered by the Board in a non-appearance review. The Board Operations staff

shall enter the results of that review onto the computerized data base and shall send

to the inmate a written copy of the results so that it is received by the inmate within

twenty-one (21) days of the review.

Board of Paroles Policies and Procedures # 501.30(IV)(C).

Thus, the Board’s policy provides different procedures for prisoners housed out of state from

those housed instate in one regard. The nature of the interview or hearing is different. As the Board

describes it in its brief, the rules “provide for an administrative review, not an in-person parole

hearing in Tennessee” for those prisoners housed out of state. Mr. Phifer argues that this difference

constitutes a violation of the right to equal protection of the law. 

The Tennessee Constitution’s equal protection provisions confer “essentially the same

protection” as the equal protection clause of the United States Constitution. Tennessee Small Sch.

Sys. v. McWherter, 851 S.W.2d 139, 152 (Tenn. 1993). Equal protection requires that persons

similarly situated be treated the same under the law, or that the state treat persons under like

circumstances and conditions the same. Genesco, Inc. v. Woods, 578 S.W.2d 639, 641 (Tenn. 1979),

superseded on other grounds by Combustion Eng’g, Inc. v. Jackson, 705 S.W.2d 655 (Tenn. 1986);

Jaami v. Conley, 958 S.W.2d 123, 126 (Tenn. Ct. App. 1997). Nevertheless, “[t]he Fourteenth

Amendment guarantees equal laws, not equal results.” Personnel Adm’r of Mass. v. Feeney, 442

U.S. 256, 273, 99 S. Ct. 2282, 2293 (1979), aff’d, Feeney v. Personnel Adm’r of Mass., 445 U.S.

901, 100 S. Ct. 1075 (1980).

Equal protection challenges are based upon governmental classifications. The classic

analysis for such challenges involves the application of differing standards depending upon the

effect. That analysis requires strict scrutiny only when the classification interferes with a

fundamental right or operates to the peculiar disadvantage of a suspect class. State v. Tester, 879

S.W.2d 823, 828 (Tenn. 1994). The standard of reduced scrutiny applies in other situations,8

requiring only that a rational basis exist for the classification, or that the classification have a

reasonable relationship to a legitimate state interest. Id. 

[U]nless a classification trammels fundamental personal rights or is drawn upon

inherently suspect distinctions such as race, religion, or alienage, our decisions
11

presume the constitutionality of the statutory discriminations and require only that

the classification challenged be rationally related to a legitimate state interest.

Wilson v. Yaklich, 148 F.3d 596, 604 (6th Cir. 1998) (quoting City of New Orleans v. Dukes, 427

U.S. 297, 303, 96 S. Ct. 2513 (1976)). 

Because there is no right to parole and because prisoners housed out of state are not a suspect

class, the differentiation in the types of interviews available is permissible as long as even a rational

basis can be shown for the difference. Id.; see also Mayner v. Callahan, 873 F.2d 1300, 1309 (9th

Cir. 1989) (stating that prisoners are not a suspect class and parole consideration is not a fundamental

right requiring strict scrutiny). The Tenth Circuit has considered the same issue as that raised by Mr.

Phifer herein in Fox v. Stotts, No. 99-3231, 2000 U.S. App. LEXIS 1017 (10th Cir. Jan. 27, 2000),

wherein a Kansas prisoner serving his sentence in a Florida correctional facility pursuant to the

Interstate Corrections Compact alleged that the Kansas parole board violated his right to equal

protection by preventing his personal appearance at his parole hearing. The court found that the

costs and difficulties of transporting prisoners provided a rational basis for the classification. Id.

2000 U.S. App. LEXIS 1017, at *7.

Herein, the Board argues that out of state prisoners are treated substantially the same and a

rational basis exists for the differential treatment, a fiscal one. We agree. 

Whether in or out of state, the initial hearing is for the purpose of providing the prisoner an

interview by a hearing officer to gather information about the prisoner’s history, progress, parole

prospects and any other pertinent information. That interview was conducted by Florida corrections

officials and its results forwarded to the Board. Additionally, there is no guarantee for other

interested parties, i.e., family, friends or counsel, to be heard at the hearing. There is only a

provision that they are allowed to submit information regarding the grant of parole. Mr. Phifer was

provided notice of the review and was allowed to present any information or statements he felt

relevant to the parole decision five days prior to the hearing. Thus, he had the opportunity to present

statements from himself or any other person in support of the grant of parole. The fact that these

statements must be in writing does not substantially disadvantage his request for early release on

parole.

Furthermore, the Board has provided a rational basis for the difference in the nature of the

hearings or interviews for out of state prisoners: the cost and difficulties involved in transporting

prisoners for an in-person interview. Therefore, we agree with the trial court that no equal protection

violation exists as to the differences in the way parole considerations are conducted for in and out

of state prisoners. 
9The trial court treated the denial of access claim as part of Mr. Phifer’s request for a writ of mandamus and held

that mandamus was not appropriate because there existed no statute requiring respondents to provide him with the

materials requested and mandamus lay only to enforce a ministerial duty. 

10He first attempted to obtain legal materials directly from the Board on several occasions. The Board

responded separately to these requests by stating that they were “unable to provide copies of this information” and “this

office does not have the resources to provide specific volumes or titles of the Tennessee Code Annotated to offenders

upon request.” At that time, Mr. Phifer attempted to get the legal materials through an interlibrary loan. This request

was evidently unsuccessful because shortly thereafter, a letter from Mr. Phifer to the Director of Board Operations

appears in the technical record. In this letter, Mr. Phifer indicated that he never received the requested items through

interlibrary loan and inquired about purchasing the materials from the Board. M r. Phifer also contacted the Board’s

Hearing Director, the Appellate Review Section, and several employees of the Tennessee Department of Correction in

his attempts to secure Tennessee legal materials. 

11But see Lewis v. Casey, 518 U.S. 343, 364-85, 116 S. Ct. 2174, 2186-2196 (1995) (Thomas, J. concurring)

(questioning the constitutional underpinnings of a right to assistance in litigation).

12

IV. Access to Legal Materials

Next, Mr. Phifer claims that he was denied meaningful access to the courts in that he was

denied requested legal materials including Tenn. Code Ann. Titles 39 and 40 as well as the Board’s

1979 Rules and Regulations that he sought in preparation for parole proceedings. Although it is not

entirely clear, we interpret Mr. Phifer’s pleadings and brief as raising the denial of access claim as

part of his equal protection claim. That is, because he is housed in a Florida facility he does not have

as ready access to Tennessee legal materials as those prisoners housed in prisons in Tennessee.9

Mr. Phifer began requesting materials in May of 1998 for the purpose of assisting him with

his administrative appeal of the denial of parole. His filings and attachments show various efforts

to obtain materials from both the Board and the Department of Correction.10 On appeal Mr. Phifer

states in his brief that he received “some of the legal materials” but only after a “deadline.”

Although the record is not totally clear on the issue, it appears that Mr. Phifer did obtain the Board’s

rules and procedures and those portions of Title 40 of Tennessee Code Annotated relating to parole.

The majority of his continuing complaints have to do with materials reflecting the law in existence

at the time of his crime which he asserts are related to his ex post facto claim.

A. Constitutional Right of Access to Courts

The Supreme Court of the United States recognizes the existence of a constitutional right of

access to the courts and has identified the sources of the right of access in the prisoner context as the

Due Process Clause, the Equal Protection Clause, and the First Amendment.11 John L. v. Adams, 969

F.2d 228, 231 (6th Cir. 1992). See also Murray v. Giarratano, 492 U.S. 1, 109 S. Ct. 2765 (1989);

Bounds v. Smith, 430 U.S. 817, 97 S. Ct. 1491 (1977); Wolff v. McDonnell, 418 U.S. 539, 94 S. Ct.

2963 (1974); Johnson v. Avery, 393 U.S. 483, 89 S. Ct. 747 (1969); Ex parte Hull, 312 U.S. 546, 61

S. Ct. 640 (1941). 
13

The landmark case in the area of a prisoner’s right of access to the courts is Bounds v. Smith,

430 U.S. 817, 97 S. Ct. 1491 (1977). Prior to Bounds, it was settled that a state could not impede

a prisoner’s access to courts. In Bounds, a prisoner challenged the adequacy of the only state prison

law library in North Carolina that serviced seventy-seven prisons. North Carolina argued that unless

it obstructed the inmates from pursuing their claims, it was fulfilling the requirement that the inmates

be given meaningful access to the courts. 

The United States Supreme Court explained that “the fundamental constitutional right of

access to the courts requires prison authorities to assist inmates in the preparation and filing of

meaningful legal papers . . . .” Id. 430 U.S. at 828, 97 S. Ct. at 1498 (footnote omitted). The

decision in Bounds imposed an affirmative duty on states to assist inmates in gaining access to the

courts by stating that states must “shoulder affirmative obligations to assure all prisoners meaningful

access to the courts.” Id. 430 U.S. at 824, 97 S. Ct. at 1496. The Court further explained that access

must not only be meaningful, but adequate and effective, providing a “reasonably adequate

opportunity to present claimed violations of fundamental constitutional rights to the courts,” Id. 430

U.S. at 822, 97 S. Ct. at 1495, and noted some of the options of individual states in accomplishing

this duty as providing access to a law library, hiring lawyers on a full- or part-time basis, and using

law students, paralegals, or volunteers from the legal community to assist and advise prisoners.

B. The Scope of the Right

The right to meaningful access to the courts ensures that prison officials may not erect

unreasonable barriers to prevent prisoners from pursuing all types of legal matters. Schrier v.

Halford, 60 F.3d 1309, 1313 (8th Cir. 1995); John L., 969 F.2d at 235. The scope of the affirmative

duty enunciated in Bounds, however, has been the subject of further litigation which has served to

limit and define the types of litigation to which the duty applies. The beginning point for the analysis

has been the language of Bounds itself. 

In Bounds, the Supreme Court noted that prisoners must be afforded meaningful

access in their criminal trials, on their appeals as of right, and in their habeas and

civil rights actions. In holding that the right to affirmative assistance applies in these

contexts, the Supreme Court explained ‘we are concerned in large part with original

actions seeking new trials, release from confinement, or vindication of fundamental

civil rights. . . . Habeas corpus and civil rights actions are of ‘fundamental

importance . . . in our constitutional scheme’ because they directly protect our most

valued rights.’

Schrier, 60 F.3d at 1311 (citations omitted).

In John L., the Sixth Circuit held that it would be “an unwarranted extension of the right of

access” to require states to affirmatively assist prisoners on civil matters arising under state law.”

969 F.2d at 235-36. Similarly, in Knop v. Johnson, 977 F.2d 996, 1009 (6th Cir. 1992), the Sixth

Circuit held that the right of access to the courts requires affirmative assistance for inmates “only in
12In Knop, the court concluded that if citizens who were not incarcerated had no right of access to the public

purse for legal assistance to pursue or defend all types of legal claims, incarceration would not create such a right. 977

F.2d at 1009.

13The court stated that Bounds no more established such a right to legal assistance or material than Estelle v.

Gamble, 429 U.S. 97, 97 S. Ct. 285 (1976) established a right to a prison hospital. Lewis, 518 U.S. at 350, 116 S. Ct.

at 2179.

14

the preparation of legal papers in cases involving constitutional rights and other civil rights actions

related to their incarceration.”12 See also Reinholtz v. Campbell, 64 F. Supp. 2d 721, 730 (W.D.

Tenn. 1999) (quoting Knop v. Johnson, 977 F.2d at 1009).

The United States Supreme Court adopted a similar interpretation of Bounds, limiting the

types of actions in which any affirmative duty of assistance exists, in Lewis v. Casey, 518 U.S. 343,

355, 116 S. Ct. 2174, 2182 (1996), when stating:

The tools it [Bounds] requires to be provided are those that the inmates need in order

to attack their sentences, directly or collaterally, and in order to challenge the

conditions of their confinement. Impairment of any other litigating capacity issimply

one of the incidental (and perfectly constitutional) consequences of conviction and

incarceration.

The Court in Lewis also found that Bounds did not create any independent right of access to

legal materials. The Court specifically found that Bounds did not establish a right to a law library

or to legal assistance,13 but that “[t]he right that Bounds acknowledged was the (already wellestablished) right to access to the courts.” 518 U.S. at 350, 116 S. Ct. at 2179. Meaningful access

to the courts is the touchstone. It is the capability of bringing contemplated challenges to sentences

or conditions of confinement before the courts that is protected, not “the capability of turning pages

in a law library.” 518 U.S. at 356-57, 116 S. Ct. 2182.

Most significantly, however, the Court in Lewis emphasized that a claim based on denial of

access to the courts carries a requirement of actual injury.

The requirement that an inmate alleging a violation of Bounds must show actual

injury derives ultimately from the doctrine of standing, a constitutional principle that

prevents a court of law from undertaking tasks assigned to the political branches. It

is the role of the courts to provide relief to claimants, in individual or class actions,

who have suffered, or will imminently suffer, actual harm; it is not the role of courts,

but that of the political branches, to shape the institutions of government in such

fashion as to comply with the laws and the Constitution. . . . But the distinction

between the two roles would be obliterated if, to invoke intervention of the courts,

no actual or imminent harm were needed, but merely the status of being subject to

a governmental institution that was not organized or managed properly. If – to take

another example from prison life – a healthy inmate who had suffered no deprivation
14The Supreme Court gave as examples of actual injury in fact as a showing that a complaint prepared by the

inmate was dismissed for failure to satisfy some technical requirement which he could not have known because of

deficiencies in the assistance provided by the prison or that “he was so stymied by the inadequacies of the law library

that he was unable to even file a complaint.” 518 U.S. at 351, 116 S. Ct. at 2180. 

15

of needed medical treatment were able to claim violation of his constitutional right

to medical care simply on the ground that the prison medical facilities were

inadequate, the essential distinction between judge and executive would have

disappeared: it would have become the function of the courts to assure adequate

medical care in prisons.

Id. 518 U.S. at 349-50, 116 S. Ct. at 2179 (citations omitted).

The injury must relate to the right of access to the courts. That is, the fact that a prison law

library is without some materials does not establish an actual injury. The inmate must demonstrate

that the alleged shortcomings hindered his efforts to pursue a legal claim. 518 U.S. at 351, 116 S.

Ct. at 2180. Essentially, the inmate must show that a nonfrivolous legal claim relating to his

sentence or the conditions of his confinement has been frustrated or is being impeded in order to

demonstrate an injury in fact resulting from denial of the right of access to courts. 518 U.S. at 353-

55, 116 S. Ct. at 2181-82.14

 

C. No Denial of Access to Courts

Applying these principles to Mr. Phifer’s claim, we begin with his assertion that he was

denied, at least for a while, materials necessary to present his position to the Board for consideration

in its determination whether to grant him parole. Because the Board is an administrative agency, not

a court, the right of access to courts is not implicated. Mr. Phifer was given the opportunity to

present in writing any information he wanted the Board to consider. The Board’s decision was based

upon the nature of the offense for which he was convicted and sentenced and its discretion to

determine that his release at that time would diminish the seriousness of that offense. Therefore, he

cannot show that his lack of access to materials resulted in denial of his parole or in his ability to

present information to the Board. We also note that he acknowledges that he received the Board’s

policies and instructions on how to present information. The Sixth Circuit has held that a prisoner’s

inability to present “legal” papers to a parole board did not interfere with his access to the courts,

finding that parole release was discretionary with the board and that parole hearings were nonadversarial and did not require “legal” filings. Favors v. Koehler, 786 F.2d 1164 (6th Cir. 1986);

see also Reinholtz, 64 F. Supp. at 730 (holding that according to Bounds and its progeny the right

of access to courts for prisoners is limited to filing cases in court, not in filing grievances). As the

Supreme Court made clear in Lewis, it is denial of the capability to bring challenges to the courts

which is the touchstone of the right claimed by Mr. Phifer.

Although Mr. Phifer’s pleadings and briefs refer to his efforts to obtain requested legal

materials during the administrative appeals of the denial of his parole, a liberal reading of those
15Nonetheless, we caution the State defendants regarding their duty to provide access to the court to Tennessee

prisoners or those convicted in Tennessee but housed in another state. In Phillips v. Mills, 1999 U.S. App. LEXIS 20628

(6th Cir. Aug. 25, 1999), the Sixth Circuit granted relief to a prisoner who had missed a critical deadline to challenge

his Tennessee conviction because he was housed in Alabama and had no access to Tennessee legal materials. He had

been extradited from Alabama for trial and returned immediately thereafter to finish serving an Alabama sentence. He

was told by Alabama officials, “The State of Alabama is not obligated to supply you with legal assistance in order to

attack your convictions in the State of Tennessee. You will have to be returned to Tennessee before attacking your

convictions.” That return came after the expiration of his time to file a petition for post conviction relief. The Sixth

Circuit found that the circumstances established cause for his procedural default in failing to file a timely petition. 1999

U.S. App. LEXIS 20628, at *11. The court found it unnecessary to determine which state had the duty to provide the

prisoner with the required legal materials, and cited authority for each position. 1999 U.S. App. LEXIS 20628, at *12

n.4. We are not called upon to make that decision either, but note that Mr. Phifer is in Florida under the Interstate

(continued...)

16

papers indicate he also wanted the materials necessary to challenge an anticipated Board denial of

parole in a separate civil action in court. Lewis teaches that, in order to save his access to courts

claim from dismissal, Mr. Phifer must have alleged that he suffered actual injury with regard to that

litigation; that his claim was nonfrivolous and was within the scope of the right to affirmative

assistance; and that he was hindered in presenting his claim to the courts. 

Mr. Phifer cannot show that he was denied access to courts or any injury resulting from such

denial. His petition in the trial court was not lost or dismissed for failure to comply with a technical

requirement; he does not claim that he missed a statute of limitations or was unable to prepare or file

a complaint. Both the trial court and this court have given full consideration to the issues raised by

Mr. Phifer. He has not been denied access to the courts. “No actual injury occurs without a showing

that such a claim [challenging the conviction or conditions of confinement] ‘has been lost or

rejected, or that the presentation of any such claim is currently being prevented.’” Reinholtz, 64 F.

Supp. at 730 (quoting Lewis, 518 U.S. at 356, 116 S. Ct. at 2182). Mr Phifer has not alleged

sufficient facts to show that the alleged unavailability of the materials he requested hindered his

efforts to pursue a legal claim. Sanders v. Campbell, No. 02A01-9810-CV-00299, 1999 Tenn. App.

LEXIS 749, at *10 (Tenn. Ct. App. Oct. 30, 1999) (no Tenn. R. App. P. 11 application filed)

(quoting Lewis, 518 U.S. at 351, 116 S. Ct. at 2180 (1996)). 

Further, as evidenced by Mr. Phifer’s brief, he eventually received portions of the materials

requested, and his filings in the trial court and in this court demonstrate an ability to clearly state his

complaint and a basic knowledge of the law of due process, equal protection, and ex post facto

application of laws. Therefore, even if access to legal materials were a protected right, we can find

no indication that his case was hindered by the alleged unavailability of some materials. See State

of Tennessee v. Goodwin, 909 S.W.2d 35, 43 (Tenn. Crim. App. 1995). 

Finally, we note that a court challenge to a Board decision to deny parole is not an attack on

the sentence or a challenge to the conditions of confinement. Because a prisoner has no right to early

release on parole prior to the expiration of his sentence, parol board decisions do not implicate a

fundamental right. Thus, Mr. Phifer’s challenge to the Board’s decision to deny him parole is not

within the scope of the affirmative duty to provide meaningful access to the courts under Lewis.15
15(...continued)

Corrections Compact as a Tennessee prisoner and, unlike the inmate in Phillips, is confined there solely because of his

Tennessee conviction. 

17

V. Conclusion

The decision to grant parole is a discretionary matter that rests with the Board. Doyle v.

Hampton, 207 Tenn. 399, 401, 340 S.W.2d 891, 892 (1960). Whether to grant parole is a decision

for the Board, not the courts. Absent a failure of the Board to act in a lawful and constitutional

manner, courts can grant no relief from denial of parole.

For the foregoing reasons, we affirm the dismissal of Mr. Phifer’s petition for failure to state

a claim upon which relief may be granted. Costs of this cause are taxed to Mr. Phifer, for which

execution may issue if necessary.

____________________________________

PATRICIA J. COTTRELL, JUDGE