#23840-a-JKM 

2006 SD 100 

IN THE SUPREME COURT 

OF THE 

STATE OF SOUTH DAKOTA 

* * * * 

STATE OF SOUTH DAKOTA, Plaintiff and Appellee, 

 v. 

DERRICK E. CAROTHERS, Defendant and Appellant. 

* * * * 

APPEAL FROM THE CIRCUIT COURT OF 

THE THIRD JUDICIAL CIRCUIT 

BROOKINGS COUNTY, SOUTH DAKOTA 

* * * * 

HONORABLE DAVID R. GIENAPP 

Judge 

* * * * 

LAWRENCE E. LONG 

Attorney General 

GARY CAMPBELL 

Assistant Attorney General Attorneys for plaintiff 

Pierre, South Dakota and appellee. 

SEAN M. O’BRIEN Attorney for defendant 

Brookings, South Dakota and appellant. 

* * * * 

 

 ARGUED ON OCTOBER 4, 2006 

 OPINION FILED 11/15/06 
-1- 

#23840 

MEIERHENRY, Justice 

[¶1.] A jury found Derrick E. Carothers (Carothers) guilty of Sexual Contact 

with a Child Under Sixteen and Criminal Pedophilia. Carothers was subsequently 

found to be an habitual offender and was sentenced to life in prison. He appeals 

and raises numerous issues. We affirm. 

Background

[¶2.] The charges against Carothers stem from an incident on October 2, 

2003 involving the four-year old child, S.T. Carothers had babysat S.T. and her 

siblings the previous night. He asked to stay with the family one more night and 

Mother agreed. After the evening meal, Carothers went upstairs to the computer 

room and engaged in internet chat and masturbation. Soon after Carothers left to 

use the computer, the child went upstairs to play with some toys. Carothers was 

alone with the child about an hour. The next morning, the child revealed to her 

mother what had happened while she was alone with Carothers. The child came 

into the bathroom where Mother was doing laundry, pushed a stool against the door 

and locked it. She then told Mother that “he” had touched her in a bad place, 

indicating her vaginal area and pointed to Carothers’ location in the adjacent dining 

room. 

[¶3.] Later that day, Mother took the child to the local medical clinic for an 

examination. They also met with law enforcement officers at the clinic. The child 

told law enforcement officers that Carothers had licked her in her vaginal area, 

placed his hand and fingers on her vaginal area, moved them back and forth a lot of 

times, and put his hands in her pants. She further indicated that his pants were 
#23840 

-2-

 

unzipped and he had licked her, grabbed her, and wanted to kiss her but she did not 

want to. Later, she also told Mother that Carothers had put a spoon under the door 

of the bedroom to keep the door closed. Mother subsequently found the spoon on the 

floor and called law enforcement to collect it and other potential evidence. 

[¶4.] Carothers became aware of the child’s accusations and contacted law 

enforcement through a friend to indicate that he wished to speak to them. He 

reiterated his willingness to speak to law enforcement after police officers contacted 

him. Consequently, the officers asked Carothers to accompany them to the station 

to conduct an interview and Carothers agreed. Prior to beginning the interview, the 

officers advised Carothers that he was not under arrest and was free to leave at any 

time. The interview took place in the basement of the police station and lasted 

approximately 85 minutes. 

[¶5.] A few days after the incident, the child’s mother took her to A Child’s 

Voice for an evaluation.1 As part of the evaluation, the child was interviewed by 

Colleen Brazil (Brazil), a social worker. During this interview, the child gave Brazil 

further details of the alleged sexual contact and said that Carothers had warned her 

not to tell her mother. 

[¶6.] On November 26, 2003, a grand jury indicted Carothers for three 

offenses: Sexual Contact with a Child Under Sixteen, Kidnapping, and Criminal 

Pedophilia. On December 31, 2003, the State filed a notice of intent to offer the 

child’s statements at trial. The trial court first ruled to admit them under SDCL 

1. A Child’s Voice examines children who are possible victims of physical or 

sexual abuse. Children are interviewed to gather a history for the physician 

or other medical provider in order for them to diagnose and treat the child. 
#23840 

-3-

 

19-16-38.2 However, because of the subsequent United States Supreme Court 

decision in Crawford v. Washington, the trial court reversed its prior ruling and 

concluded that the child’s statements to law enforcement officers and Brazil were 

inadmissible because the testimonial statements were not subject to crossexamination at the time they were made. 541 US 36, 12 SCt 1354, 158 LEd2d 177 

(2004). The State appealed the ruling. We reversed concluding that the statements 

were admissible because they did not need to be subject to cross-examination at the 

2. SDCL 19-16-38 provides: 

A statement made by a child under the age of ten, or by a child 

ten years of age or older who is developmentally disabled as 

defined in § 27B-1-18, describing any act of sexual contact or 

rape performed with or on the child by another, or describing 

any act of physical abuse or neglect of the child by another, or 

any act of physical abuse or neglect of another child observed by 

the child making the statement, not otherwise admissible by 

statute or court rule, is admissible in evidence in criminal 

proceedings against the defendant or in any proceeding under 

chapters 26-7A, 26-8A, 26-8B, and 26-8C in the courts of this 

state if: 

(1) The court finds, in a hearing conducted outside the presence 

of the jury, that the time, content, and circumstances of the 

statement provide sufficient indicia of reliability; and 

(2) The child either: 

(a) Testifies at the proceedings; or 

(b) Is unavailable as a witness. 

However, if the child is unavailable as a witness, such statement 

may be admitted only if there is corroborative evidence of the 

act. 

No statement may be admitted under this section unless the 

proponent of the statement makes known his intention to offer 

the statement and the particulars of it, including the name and 

address of the declarant to the adverse party sufficiently in 

advance of the trial or hearing to provide the adverse party with 

a fair opportunity to prepare to meet the statement. 
#23840 

-4-

time they were made if the child was available and subject to cross-examination at 

trial. State v. Carothers (Carothers I), 2005 SD 16, ¶14, 692 NW2d 544, 549. 

[¶7.] A jury subsequently found Carothers guilty of Sexual Contact with a 

Child Under Sixteen and Criminal Pedophilia. In a separate trial, Carothers was 

found to be a habitual criminal and was sentenced to life in prison. Carothers 

appeals and raises several issues. 

Analysis and Discussion 

Indictment 

[¶8.] Carothers first claims that the circuit court should have dismissed the 

indictment against him because of prosecutorial misconduct at the grand jury stage 

of the proceedings. Carothers specifically claims that the prosecutor improperly 

introduced evidence of Carothers’ prior criminal record to the grand jury in violation 

of SDCL 19-12-5 (FedREvid 404(b)). The grand jury heard evidence of his prior 

convictions when Mother testified. In answer to a question by the State’s Attorney 

about Carothers’ prior record, she answered that she was aware “that [Carothers] 

had been in prison for grand theft, but that’s the extent that I was told.” Carothers 

also alleges that the State’s Attorney presented other highly suggestive and 

misleading testimony. Mother’s testimony appears in the settled record, but the 

other testimony of which he complains does not. Since we can only review what 

appears in the settled record, we are limited to reviewing Mother’s testimony. 

Spenner v. City of Sioux Falls, 1998 SD 56, ¶9, 580 NW2d 606, 610 (citing Nauman 

v. Nauman, 336 NW2d 662, 664 (SD 1983)). Additionally, the trial court’s review of 

an indictment is limited by statute and we review the trial court’s decision to grant 
#23840 

-5-

or deny a motion to dismiss an indictment under an abuse of discretion standard. 

State v. Vatne, 2003 SD 31, ¶8, 659 NW2d 380, 383. 

[¶9.] Carothers contends that the indictment should have been dismissed 

under SDCL 23A-8-2(3), which directs the court to dismiss an indictment “[w]hen it 

does not substantially conform to the requirements of this title.” Carothers claims 

that a requirement of the title is that the rules of evidence apply to grand jury 

proceedings. SDCL 23A-5-15. Even though the rules of evidence apply to grand 

jury proceedings, we have previously said that we “will not inquire into the legality 

or sufficiency of the evidence upon which an indictment is based.” Vatne, 2003 SD 

31, ¶14, 659 NW2d at 384 (holding that an indictment could not be dismissed based 

on claim that testimony was hearsay and incompetent) (internal quotations 

omitted). The rationale for our limited inquiry is that “[a]n indictment returned by 

a legally constituted and unbiased grand jury, [is] like an information drawn by the 

prosecutor, [and] if valid on its face, is enough to call for trial of the charge on the 

merits.” State v. Cameron, 1999 SD 70, ¶11, 596 NW2d 49, 52 (quoting State v. 

Hoekstra, 286 NW2d 127, 128 (SD 1979)). “[N]either the Fifth Amendment, nor 

justice and the concept of a fair trial, require[ ] indictments to be open to challenge 

on the grounds that there was inadequate or incompetent evidence before the grand 

jury.” State v. Kleinsasser, 436 NW2d 279, 281 (SD 1989). Because Carothers 

alleges only evidentiary violations, we conclude that the trial court did not abuse its 

discretion in refusing to dismiss the indictment. 
#23840 

-6-

Admissibility of Child’s Testimony 

[¶10.] This case originally came before the Court in Carothers I, on the 

limited issue of whether Crawford v. Washington precluded the admission of the 

child’s out of court statements to law enforcement and Brazil. 2005 SD 16, ¶6, 692 

NW2d 544, 546. We concluded that under the Confrontation Clause, prior crossexamination was not required for the admission of the child’s hearsay statement if 

the child is available and subject to cross examination at trial. Id. ¶14. We did not 

review the trial court’s determination of competency nor did we consider Carothers’ 

argument that the child was unavailable. Id. ¶13. Carothers now raises both of 

these issues, which we consider separately. 

 1. Competency 

[¶11.] Carothers argues that the child was not competent to testify. 

Therefore, he argues that she was unavailable as a witness and the admission of 

her out of court statements violated his Sixth Amendment Rights. “The 

determination of the competency of a witness is left in the first instance to the 

discretionary judgment of the trial court, after informing itself by proper 

examination.” State v. Guthmiller, 2003 SD 83, ¶11, 667 NW2d 295, 301 (internal 

quotations omitted). The trial court’s determination will only be reversed upon a 

showing of an abuse of discretion. State v. Anderson, 2000 SD 45, ¶23, 608 NW2d 

644, 653 (citation omitted). 

[¶12.] There is no general rule regarding a child’s inherent reliability nor is 

there any arbitrary age at which a child is deemed competent to testify. Id. ¶24. 

Instead, the standard for determining whether a child is competent to testify is 
#23840 

-7-

whether she or he has “sufficient mental capacity to observe, recollect, and 

communicate, and some sense of moral responsibility.” Id. (internal quotations 

omitted). 

[¶13.] The trial court initially determined that the child was competent to 

testify after hearing testimony on March 25, 2004 pursuant to the State’s motion to 

introduce hearsay statements made by the victim at trial. The trial judge 

questioned the child about her knowledge of the difference between a truth and a lie 

and observed the child testify about her recollection of the incident with Carothers 

as well as her prior contact with Brazil and law enforcement. In addition, the judge 

heard testimony from Brazil about her interactions with the child. The State also 

submitted a video-taped interview of the child conducted by Brazil which 

demonstrated the child’s knowledge of the difference between a truth and a lie and 

her ability to recollect and narrate impressions. The trial court subsequently found 

the child competent to testify and noted that “the observations of the child testifying 

before the Court indicate[d] that she does understand the difference between what 

is truth and what is not truth and there [was] consistency relating to the 

statements.” 

[¶14.] At trial on May 3, 2005,the trial judge questioned the child outside the 

presence of the jury and again concluded that the child was competent to testify. 

He made the following oral finding: “the minor child knows the difference between 

truth and not truth and meets the basic threshold of competency to testify.” The 

trial court “is vested with wide discretion in determining competency and on appeal, 

its ruling is entitled to great weight.” Id. ¶23 (citation omitted). Based on our 
#23840 

-8-

review of the record, the trial court did not abuse its discretion when it found the 

child competent to testify. 

 2. Availability 

[¶15.] After observing the child testify at trial, the trial court concluded that 

she was available. The trial court affirmed this finding when it denied Carothers’ 

motion for a new trial where Carothers alleged that “the minor child was 

unavailable to testify as a witness considering the answers which she gave during 

her testimony in both direct and cross-examination.” The trial court noted, “[s]ince 

victim testified, was subject to cross-examination and was available, Defendant’s 

right of confrontation was satisfied pursuant to Crawford v. Washington and the 

introduction of hearsay evidence regarding such victim as otherwise authorized by 

statute didn’t violate Defendant’s constitutional rights.” Carothers argues that the 

trial court abused its discretion when it concluded that the child was available. 

[¶16.] Although a witness may take the stand and testify, the admission of a 

witness’ prior statements requires a “full and effective cross-examination.” State v. 

McKinney, 2005 SD 73, ¶21, 699 NW2d 471, 479 (quoting California v. Green, 399 

US 149, 159, 90 SCt 1930, 1935, 26 LEd2d 489, 497 (1970)). This requirement is 

derived from the Sixth Amendment’s Confrontation Clause, which provides “the 

accused the right ‘to be confronted with the witnesses against him.’” United States 

v. Owens, 484 US 554, 558, 108 SCt 838, 841, 98 LEd2d 951 (1988). This right is 

“‘generally satisfied when the defense is given a full and fair opportunity to probe 

and expose [a witness’] infirmities through cross-examination, thereby calling to the 

attention of the factfinder the reasons for giving scant weight to the witness’ 
#23840 

-9-

testimony.’” Id. (quoting Delaware v. Fensterer, 474 US 15, 21-22, 106 SCt 292, 

295, 88 LEd2d 15 (1985)). However, when the witness is a young child, there are 

additional concerns in satisfying the Confrontation Clause because the child may 

simply be “too young and too frightened to be subjected to a thorough direct or 

cross-examination” as envisioned by the Constitution. United States v. Spotted War 

Bonnet, 933 F2d 1471, 1474 (8thCir 1991) (internal quotations omitted). Therefore, 

we must determine whether Carothers was afforded full and effective crossexamination. 

[¶17.] Carothers points to deficiencies in the child’s testimony that, he 

claims, prevented full and effective cross-examination. First, Carothers contends 

that the integrity of the child’s testimony was compromised because she stated that 

she liked the witness assistant. However, Carothers does not point to, nor could we 

find, any instance in the child’s testimony that was compromised by this 

relationship. Second, Carothers contends that the child was unable to repeat 

statements she made earlier and repeatedly answered that she did not know. 

Based on our review of the record and of the approximately one hundred questions 

asked on cross-examination, we find only six instances where the child answered 

that she did not remember. These questions concerned her memory of being a 

certain age and her ability to remember the content of her prior statements to law 

enforcement, doctors, and Brazil. He claims that her inability to remember her 

prior statements makes her unavailable just as a similar inability to remember 

prior statements made the child witness in State v. McCafferty unavailable. 356 

NW2d 159, 163 (SD 1984). The child in McCafferty, however, was not only unable 
#23840 

-10-

to repeat prior statements, but could not testify to the facts at trial. See id. Her 

inability to testify to facts at trial was important in the analysis. In making this 

determination, we distinguished the Eighth Circuit case of United States v. Iron 

Shell, noting that the nine year old child in Iron Shell had testified to facts which 

supported her prior statements although she could not repeat her earlier 

statements. Id. (citing to Iron Shell, 633 F2d at 87).

[¶18.] This distinction is applicable in evaluating the child’s testimony in this 

case. Like the child in Iron Shell, the child testified to facts which supported her 

prior statements when she recounted the facts surrounding her sexual contact with 

Carothers. 633 F2d at 87. Although she may not have been able to repeat exactly 

what she told Brazil, police officers or doctors; she did remember speaking to them 

and responded that she remembered telling Brazil “the truth.” Therefore, she 

afforded the jury a satisfactory basis for evaluating the truth of her prior 

statements. While Carothers may not have been satisfied with the child’s 

testimony, the Constitution “guarantees only ‘an opportunity for effective crossexamination, not cross-examination that is effective in whatever way, and to 

whatever extent, the defense might wish.’” Kentucky v. Stincer, 482 US 730, 739, 

107 SCt 2658, 2664, 96 LEd2d 631, 643 (1987) (quoting Fensterer, 474 US at 20, 106 

SCt at 294) (emphasis in the original). Thus, we affirm the trial court’s conclusion 

that the child was available for purposes of cross-examination, satisfying Carothers’ 

constitutional rights under the Sixth Amendment’s Confrontation Clause. Because 

we conclude that the trial court did not err in concluding the child was available, we 
#23840 

-11-

need not address Carothers’ other arguments concerning the child’s testimony and 

the constitutionality of SDCL 19-16-38. 

Admissibility of Defendant’s Statement to Law Enforcement Officers 

[¶19.] Carothers argues that his statements to law enforcement officers 

should have been suppressed because he was not given Miranda warnings. The 

trial court concluded that Carothers was not in custody such as to require the giving 

of Miranda warnings. Our standard of review is well settled, motions to suppress 

based on alleged violations of constitutionally protected rights are reviewed de novo. 

State v. Sweedland, 2006 SD 77, ¶12, 721 NW2d 409, 412. 

[¶20.] “Miranda warnings are required whenever a defendant is interrogated 

while in police custody.” State v. Thompson, 1997 SD 15, ¶23, 560 NW2d 535, 540. 

“The test in determining whether Miranda warnings are required ‘is not whether 

the investigation has focused on any particular suspect, but rather, whether the 

person being questioned is in custody or deprived of his or her freedom to leave.’” 

State v. Herting, 2000 SD 12, ¶9, 604 NW2d 863, 865 (quoting Thompson, 1997 SD 

15, ¶24, 560 NW2d at 540). “[T]he initial determination of custody depends on the 

objective circumstances of the interrogation, not on the subjective views harbored by 

either the interrogating officers or the person being questioned.” Stansbury v. 

California, 511 US 318, 323, 114 SCt 1526, 1529, 128 LEd2d 293 (1994). We have 

said “Miranda warnings are required only where there has been such a restriction 

on a person’s freedom as to render him ‘in custody.’” Thompson, 1997 SD 15, ¶23, 

560 NW2d at 540 (quoting Oregon v. Mathiason, 429 US 492, 495, 97 SCt 711, 714, 

50 LEd2d 714, 719 (1977)). 
#23840 

-12-

[¶21.] Our review of the facts and the taped interview which was submitted 

to the jury, indicates Carothers was not so deprived of his freedom as to be “in 

custody” for purposes of Miranda. On the evening of October 3, 2003, Carothers, 

either personally or through another, contacted law enforcement and said that he 

wanted to talk to someone about the allegations against him. Consequently, law 

enforcement officers went to a residence in Brookings where Carothers was present. 

Carothers again indicated that he wanted to talk to law enforcement and agreed to 

accompany the officers to the police department. 

[¶22.] Prior to questioning, the officers advised Carothers that he was not 

under arrest, that he was free to leave at any time, and that he did not have to 

answer any of the officer’s questions. Throughout the interview, the tone of the 

questioning was conversational in nature. No threats or physical force were used to 

elicit any information. See id. ¶28; State v. McQuillen, 345 NW2d 867, 870 (SD 

1984). Although the interview took place behind closed doors, “we have previously 

held a closed, or even locked, door does not, in and of itself, create a custodial 

interrogation.” Thompson, 1997 SD 15, ¶28, 560 NW2d at 541 (citing State v. 

Darby, 1996 SD 127, ¶26, 556 NW2d 311, 319). Thus based on the evidence, the 

trial court correctly concluded that the officer’s interrogation was noncustodial and 

did not require prior Miranda warnings. 

[¶23.] Carothers further claims that his statements should have been 

suppressed because they were involuntarily made. When examining the 

voluntariness of a confession, “we consider the totality of the circumstances, giving 

deference to the trial court’s factual findings, but performing a de novo review of the 
#23840 

-13-

record, and making ‘an independent determination of the ultimate issue of 

voluntariness.’” State v. Tofani, 2006 SD 63, ¶30, 719 NW2d 391, 399 (quoting 

State v. Tuttle, 2002 SD 94, ¶20, 650 NW2d 20, 30). The factors we consider in this 

inquiry include: “(1) the defendant’s age; (2) the defendant’s lack of education or 

low intelligence; (3) the absence of any advice to the defendant of [his or her] 

constitutional rights; (4) the length of detention; (5) the repeated and prolonged 

nature of the questioning; and (6) the use of physical punishment such as 

deprivation of food or sleep.” Id. ¶30 (internal quotations omitted). 

[¶24.] Applying the above standards to the facts of this case, we note that 

Carothers was 28 years of age at the time the questioning took place and that he 

had a sufficient level of intelligence to understand that he was free to leave at any 

time. Carothers was not advised of his constitutional rights. The length of the 

detention was approximately 85 minutes and ended at Carothers’ request. He was 

not physically punished nor deprived of food or sleep. Although Carothers claimed 

he had recently had two beers, he did not appear to be under the influence of any 

alcohol or other drugs. Another factor to consider is a defendant’s prior experience 

with law enforcement. Tuttle, 2002 SD 94, ¶22, 650 NW2d at 31. Carothers 

indicated that he had several prior experiences with law enforcement and the court 

system and had been released from the Illinois State Penitentiary approximately 

four months prior to his interview with police. Carothers has made no allegation of 

any misrepresentation or deception by the police officers during the interview and 

we find no evidence of such conduct. Based upon the totality of the circumstances, 
#23840 

-14-

we conclude that the trial court did not err in finding that Carothers’ statements 

were voluntarily made. 

Improper Final Argument and Admissibility of Evidence at Trial 

[¶25.] Carothers claims reversible error based on a comment made by the 

State’s Attorney in his closing argument to the jury. Although no objection was 

made at trial, Carothers claims the comment constituted plain error. Plain error 

requires the defendant to show “(1) error; (2) that is plain; (3) that affects 

substantial rights; and (4) that seriously affects the fairness, integrity, or public 

reputation of judicial proceedings.” State v. Page, 2006 SD 2, ¶15, 709 NW2d 739, 

750 (internal quotations omitted); see also SDCL 23A-44-15. The plain error rule is 

applied cautiously and we will only invoke our discretion in exceptional 

circumstances. State v. Nelson, 1998 SD 124, ¶8, 587 NW2d 439, 443. 

[¶26.] Carothers alleges that plain error occurred during the State’s 

Attorney’s closing argument. Carothers takes issue with the State’s Attorney’s 

reference to a statement Carothers made in his interview with law enforcement 

officers. The taped interview was introduced into evidence and shown to the jury. 

In a portion of the interview, Carothers discussed seeing the child lying on the floor 

of the dining room, rubbing a plastic shovel on her panties. Carothers stated this 

was abnormal conduct for a little girl. He also stated that the child’s uncle had 

witnessed the incident and commented on her actions. Although Carothers could 

not remember the exact words the uncle had used, he stated that it was something 

like “you little pervert.” 
#23840 

-15-

[¶27.] Based on this portion of the interview between Carothers and the 

officers, the State’s Attorney made the following statements in his closing 

arguments: 

 In that taped interview on the 3rd of October, and the 

Defendant was making mention of something about a shovel, 

and he said, was asked by Lieutenant Miller, “What did he say, 

[what did] Allan say to [S.T.]?” [Carothers responded] “Well, I 

don’t know what he said but [something about a] little pervert.” 

Lieutenant Miller asked, “Was that his words?” [Carothers 

stated],”No, those are mine.” Ladies and gentlemen, in that 

house the 1st and 2nd of October, there may have been a 

pervert, but it was not [S.T.]. 

[¶28.] Viewed in context, the State’s Attorney was merely referring to 

evidence already heard by the jury. Therefore, the context of the State’s Attorney’s 

comment in addition to its singular reference does not rise to the level of misconduct 

and needs no further analysis. Cf. State v. Smith, 1999 SD 83, 599 NW2d 344 

(finding nonprejudicial misconduct where prosecutor repeatedly called defendant a 

“monster,” “pervert,” “child molester,” “sexual predator,” and a “tyrant”). 

[¶29.] The remaining issues raised by Carothers pertain to the habitual 

offender proceeding. Carothers argues that the court erred in admitting Exhibits 4, 

5, 7, 9 and 10, which resulted in unfair prejudice and the presentation of cumulative 

evidence. We review a trial court’s evidentiary ruling under an abuse of discretion 

standard. State v. Jolley, 2003 SD 5, ¶5, 656 NW2d 305, 307. Under this standard, 

“we do not determine whether we would have made a like decision, only whether a 

judicial mind, considering the law and the facts, could have reached a similar 

decision.” Id. 
#23840 

-16-

[¶30.] Exhibits 4, 5, and 7 consist of information relating to Carothers’ three 

prior convictions alleged in the habitual offender information. These exhibits 

included a cover sheet attesting to the accuracy of the attached fingerprint card, the 

fingerprint card, and the penitentiary entrance record for each conviction, including 

two photographs of Carothers. 

[¶31.] The fingerprint card in Exhibit 4 showed the final disposition of 

Carothers’ burglary conviction, which Carothers contends was irrelevant to the 

prosecution’s burden of proof. Under the habitual offender statutes, the prosecution 

has the burden of providing sufficient evidence of identity. See State v. Loop, 422 

NW2d 420, 424 (SD 1988); SDCL 22-7-11. In meeting this burden, certified 

fingerprint cards are deemed admissible without providing an evidentiary 

foundation. SDCL 22-7-11. Even though the information on the fingerprint card 

repeated the final disposition of Carothers’ burglary conviction and may have been 

cumulative, the card was relevant to proving Carothers was an habitual criminal. 

“Whether the probative value of relevant evidence has been substantially 

outweighed by danger of unfair prejudice due to its cumulative nature is within the 

discretion of the trial court.” State v. Devall, 489 NW2d 371, 375 (SD 1992). 

Consequently, we cannot say that the trial court abused its discretion.

[¶32.] Carothers also argues that providing two sets of photographs in 

Exhibits 5 and 7 was excessive. However, the photographs established identity, a 

question of fact for the jury which had to be established beyond a reasonable doubt. 

Stuck v. Leapley, 473 NW2d 476, 479 n4 (SD 1991). Providing the jury with a 

photograph for each conviction established that the “Derrick E. Carothers” before 
#23840 

-17-

the jury was the same “Derrick E. Carothers” who had been convicted of each crime. 

Accordingly, we conclude that the trial court did not abuse its discretion in 

admitting Exhibits 4, 5, and 7. 

[¶33.] Exhibit 9 consisted of a Knox County, Illinois, information charging 

Carothers with aggravated battery and criminal damage to state property while 

incarcerated as well as the judgment relating to those charges. Exhibit 10 was an 

Illinois Verification of Incarceration listing Carothers’ convictions in that state. 

Carothers asserts that including both Exhibit 9 and 10 was prejudicial and 

unnecessary. 

[¶34.] Under SDCL 22-7-9, “only one prior conviction arising from the same 

transaction may be considered” in determining the number of defendant’s prior 

convictions. Exhibit 9 was provided to illustrate that the battery and criminal 

damage charges listed in Exhibit 10 arose from a separate transaction than the 

other charges listed in Exhibit 10. Therefore, the trial court did not abuse its 

discretion in admitting Exhibits 9 and 10.

[¶35.] Carothers next argues that the trial court erred in ordering him to 

exhibit his tattoos to the jury. We have previously held that when identity is at 

issue, a defendant may be required to show his tattoo without violating his right 

against self-incrimination. State v. Knoche, 515 NW2d 834, 839 (SD 1994). A 

description of Carothers’ tattoos was provided in an Illinois prison document 

included in the State’s exhibits. While Carothers contends that displaying his 

tattoos to the jury was prejudicial because fingerprints and photographs had 

already been submitted into evidence, the cumulative nature of the evidence is 
#23840 

-18-

within the sound discretion of the trial court. Devall, 489 NW2d at 375. Therefore, 

we conclude that the trial court did not abuse its discretion in ordering Carothers to 

display his tattoo to the jury. 

[¶36.] Carothers also claims that the trial court abused its discretion 

concerning the number of his prior convictions that were submitted to the jury in 

the habitual offender trial. He contends that providing the jury with all of his prior 

convictions resulted in unfair prejudice. He cites no authority for this argument, 

and we conclude that the trial court did not abuse its discretion in the number of 

prior convictions it submitted to the jury. 

[¶37.] Finally, Carothers claims that the trial court erred by not instructing 

the jury to determine if his prior convictions were crimes of violence or felonies 

under South Dakota or United States law. His arguments have no merit since both 

issues involve questions of law that are decided by the court rather than questions 

of fact decided by the jury. See State v. Stuck, 434 NW2d 43, 47 (SD 1988) (finding 

that the determination of whether an offense is a felony is not a question of fact for 

the jury but a matter of law predetermined by the legislature and applied by the 

judiciary); SDCL 22-7-8 (enhancing sentences when there are three or more felony 

convictions in addition to the principal felony if one of the prior felonies was a crime 

of violence); SDCL 22-1-2(9) (defining “crime of violence”). 

[¶38.] Accordingly, we affirm on all issues. 

[¶39.] GILBERTSON, Chief Justice, and SABERS, KONENKAMP, and 

ZINTER, Justices, concur.