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[Congressional Bills 116th Congress]
[From the U.S. Government Publishing Office]
[S. 3997 Reported in Senate (RS)]

<DOC>

                                                       Calendar No. 620
116th CONGRESS
  2d Session
                                S. 3997

                          [Report No. 116-317]

     To strengthen the security and integrity of the United States 
                  scientific and research enterprise.

_______________________________________________________________________

                   IN THE SENATE OF THE UNITED STATES

                             June 18, 2020

Mr. Portman (for himself, Mr. Carper, Mr. Barrasso, Mrs. Blackburn, Mr. 
    Braun, Mr. Coons, Ms. Cortez Masto, Ms. Hassan, Mr. Hawley, Mr. 
Manchin, Mr. Risch, Mr. Rubio, Mr. Scott of Florida, Mrs. Shaheen, Mr. 
 Tillis, Mr. Grassley, Mr. Johnson, Ms. McSally, Mr. Lankford, and Mr. 
    Romney) introduced the following bill; which was read twice and 
referred to the Committee on Homeland Security and Governmental Affairs

                           December 14, 2020

               Reported by Mr. Johnson, with an amendment
 [Strike out all after the enacting clause and insert the part printed 
                               in italic]

_______________________________________________________________________

                                 A BILL

 
     To strengthen the security and integrity of the United States 
                  scientific and research enterprise.

    Be it enacted by the Senate and House of Representatives of the 
United States of America in Congress assembled,

<DELETED>SECTION 1. SHORT TITLE; TABLE OF CONTENTS.</DELETED>

<DELETED>    (a) Short Title.--This Act may be cited as the 
``Safeguarding American Innovation Act''.</DELETED>
<DELETED>    (b) Table of Contents.--The table of contents for this Act 
is as follows:</DELETED>

<DELETED>Sec. 1. Short title; table of contents.
<DELETED>Sec. 2. Definitions.
<DELETED>Sec. 3. Federal Research Security Council.
<DELETED>Sec. 4. Federal grant application fraud.
<DELETED>Sec. 5. Restricting the transfer of goods, technologies, and 
                            sensitive information to certain aliens.
<DELETED>Sec. 6. Limitations on educational and cultural exchange 
                            programs.
<DELETED>Sec. 7. Amendments to disclosures of foreign gifts.

<DELETED>SEC. 2. DEFINITIONS.</DELETED>

<DELETED>    In this Act:</DELETED>
        <DELETED>    (1) Federal science agency.--The term ``Federal 
        science agency'' means any Federal department or agency to 
        which more than $100,000,000 in research and development funds 
        were appropriated for fiscal year 2020.</DELETED>
        <DELETED>    (2) Research and development.--</DELETED>
                <DELETED>    (A) In general.--The term ``research and 
                development'' means all research activities, both basic 
                and applied, and all development activities.</DELETED>
                <DELETED>    (B) Development.--The term ``development'' 
                means experimental development.</DELETED>
                <DELETED>    (C) Experimental development.--The term 
                ``experimental development'' means creative and 
                systematic work, drawing upon knowledge gained from 
                research and practical experience, which--</DELETED>
                        <DELETED>    (i) is directed toward the 
                        production of new products or processes or 
                        improving existing products or processes; 
                        and</DELETED>
                        <DELETED>    (ii) like research, will result in 
                        gaining additional knowledge.</DELETED>
                <DELETED>    (D) Research.--The term ``research''--
                </DELETED>
                        <DELETED>    (i) means a systematic study 
                        directed toward fuller scientific knowledge or 
                        understanding of the subject studied; 
                        and</DELETED>
                        <DELETED>    (ii) includes activities involving 
                        the training of individuals in research 
                        techniques if such activities--</DELETED>
                                <DELETED>    (I) utilize the same 
                                facilities as other research and 
                                development activities; and</DELETED>
                                <DELETED>    (II) are not included in 
                                the instruction function.</DELETED>

<DELETED>SEC. 3. FEDERAL RESEARCH SECURITY COUNCIL.</DELETED>

<DELETED>    (a) In General.--Subtitle V of title 31, United States 
Code, is amended by adding at the end the following:</DELETED>

   <DELETED>``CHAPTER 79--FEDERAL RESEARCH SECURITY COUNCIL</DELETED>

<DELETED>``Sec.
<DELETED>``7901. Definitions.
<DELETED>``7902. Federal Research Security Council establishment and 
                            membership.
<DELETED>``7903. Functions and authorities.
<DELETED>``7904. Strategic plan.
<DELETED>``7905. Annual report.
<DELETED>``7906. Requirements for Executive agencies.
<DELETED>``Sec. 7901. Definitions</DELETED>
<DELETED>    ``In this chapter:</DELETED>
        <DELETED>    ``(1) Appropriate congressional committees.--The 
        term `appropriate congressional committees' means--</DELETED>
                <DELETED>    ``(A) the Committee on Homeland Security 
                and Governmental Affairs of the Senate;</DELETED>
                <DELETED>    ``(B) the Committee on Commerce, Science, 
                and Transportation of the Senate;</DELETED>
                <DELETED>    ``(C) the Select Committee on Intelligence 
                of the Senate;</DELETED>
                <DELETED>    ``(D) the Committee on Foreign Relations 
                of the Senate;</DELETED>
                <DELETED>    ``(E) the Committee on Armed Services of 
                the Senate;</DELETED>
                <DELETED>    ``(F) the Committee on Health, Education, 
                Labor, and Pensions of the Senate;</DELETED>
                <DELETED>    ``(G) the Committee on Oversight and 
                Reform of the House of Representatives;</DELETED>
                <DELETED>    ``(H) the Committee on Homeland Security 
                of the House of Representatives;</DELETED>
                <DELETED>    ``(I) the Committee on Energy and Commerce 
                of the House of Representatives;</DELETED>
                <DELETED>    ``(J) the Permanent Select Committee on 
                Intelligence of the House of Representatives;</DELETED>
                <DELETED>    ``(K) the Committee on Foreign Affairs of 
                the House of Representatives;</DELETED>
                <DELETED>    ``(L) the Committee on Armed Services of 
                the House of Representatives; and</DELETED>
                <DELETED>    ``(M) the Committee on Education and Labor 
                of the House of Representatives.</DELETED>
        <DELETED>    ``(2) Council.--The term `Council' means the 
        Federal Research Security Council established under section 
        7902(a).</DELETED>
        <DELETED>    ``(3) Executive agency.--The term `Executive 
        agency' has the meaning given that term in section 105 of title 
        5.</DELETED>
        <DELETED>    ``(4) Federal research security risk.--The term 
        `Federal research security risk' means the risk posed by malign 
        state actors and other persons to the security and integrity of 
        research and development conducted using grants awarded by 
        Executive agencies.</DELETED>
        <DELETED>    ``(5) Insider.--The term `insider' means any 
        person with authorized access to any United States Government 
        resource, including personnel, facilities, information, 
        research, equipment, networks, or systems.</DELETED>
        <DELETED>    ``(6) Insider threat.--The term `insider threat' 
        means the threat that an insider will use his or her authorized 
        access (wittingly or unwittingly) to harm the national and 
        economic security of the United States or negatively affect the 
        integrity of a Federal agency's normal processes, including 
        damaging the United States through espionage, sabotage, 
        unauthorized disclosure of national security information or 
        non-public information, or through the loss or degradation of 
        departmental resources, capabilities, and functions.</DELETED>
        <DELETED>    ``(7) Research and development.--</DELETED>
                <DELETED>    ``(A) In general.--The term `research and 
                development' means all research activities, both basic 
                and applied, and all development activities.</DELETED>
                <DELETED>    ``(B) Development.--The term `development' 
                means experimental development.</DELETED>
                <DELETED>    ``(C) Experimental development.--The term 
                `experimental development' means creative and 
                systematic work, drawing upon knowledge gained from 
                research and practical experience, which--</DELETED>
                        <DELETED>    ``(i) is directed toward the 
                        production of new products or processes or 
                        improving existing products or processes; 
                        and</DELETED>
                        <DELETED>    ``(ii) like research, will result 
                        in gaining additional knowledge.</DELETED>
                <DELETED>    ``(D) Research.--The term `research'--
                </DELETED>
                        <DELETED>    ``(i) means a systematic study 
                        directed toward fuller scientific knowledge or 
                        understanding of the subject studied; 
                        and</DELETED>
                        <DELETED>    ``(ii) includes activities 
                        involving the training of individuals in 
                        research techniques if such activities--
                        </DELETED>
                                <DELETED>    ``(I) utilize the same 
                                facilities as other research and 
                                development activities; and</DELETED>
                                <DELETED>    ``(II) are not included in 
                                the instruction function.</DELETED>
        <DELETED>    ``(8) United states research community.--The term 
        `United States research community' means--</DELETED>
                <DELETED>    ``(A) research and development centers of 
                Executive agencies;</DELETED>
                <DELETED>    ``(B) private research and development 
                centers in the United States, including for-profit and 
                nonprofit research institutes;</DELETED>
                <DELETED>    ``(C) research and development centers at 
                institutions of higher education (as defined in section 
                101(a) of the Higher Education Act of 1965 (20 U.S.C. 
                1001(a)));</DELETED>
                <DELETED>    ``(D) research and development centers of 
                States, United States territories, Indian tribes, and 
                municipalities;</DELETED>
                <DELETED>    ``(E) government-owned, contractor-
                operated United States Government research and 
                development centers; and</DELETED>
                <DELETED>    ``(F) any person conducting federally 
                funded research or receiving Federal research grant 
                funding.</DELETED>
<DELETED>``Sec. 7902. Federal Research Security Council establishment 
              and membership</DELETED>
<DELETED>    ``(a) Establishment.--There is established, in the Office 
of Management and Budget, a Federal Research Security Council, which 
shall develop federally funded research and development grant making 
policy and management guidance to protect the national and economic 
security interests of the United States.</DELETED>
<DELETED>    ``(b) Membership.--</DELETED>
        <DELETED>    ``(1) In general.--The following agencies shall be 
        represented on the Council:</DELETED>
                <DELETED>    ``(A) The Office of Management and 
                Budget.</DELETED>
                <DELETED>    ``(B) The Office of Science and Technology 
                Policy.</DELETED>
                <DELETED>    ``(C) The Department of Defense.</DELETED>
                <DELETED>    ``(D) The Department of Homeland 
                Security.</DELETED>
                <DELETED>    ``(E) The Office of the Director of 
                National Intelligence, including the National 
                Counterintelligence and Security Center.</DELETED>
                <DELETED>    ``(F) The Department of Justice, including 
                the Federal Bureau of Investigation.</DELETED>
                <DELETED>    ``(G) The Department of Energy.</DELETED>
                <DELETED>    ``(H) The Department of Commerce, 
                including the National Institute of Standards and 
                Technology.</DELETED>
                <DELETED>    ``(I) The Department of Health and Human 
                Services, including the National Institutes of 
                Health.</DELETED>
                <DELETED>    ``(J) The Department of State.</DELETED>
                <DELETED>    ``(K) The Department of 
                Transportation.</DELETED>
                <DELETED>    ``(L) The National Aeronautics and Space 
                Administration.</DELETED>
                <DELETED>    ``(M) The National Science 
                Foundation.</DELETED>
                <DELETED>    ``(N) The Department of 
                Education.</DELETED>
                <DELETED>    ``(O) The Small Business 
                Administration.</DELETED>
                <DELETED>    ``(P) The Council of Inspectors General on 
                Integrity and Efficiency.</DELETED>
                <DELETED>    ``(Q) Other Executive agencies, as 
                determined by the Chairperson of the Council.</DELETED>
        <DELETED>    ``(2) Lead representatives.--</DELETED>
                <DELETED>    ``(A) Designation.--Not later than 45 days 
                after the date of the enactment of this chapter, the 
                head of each agency represented on the Council shall 
                designate a representative of that agency as the lead 
                representative of the agency on the Council.</DELETED>
                <DELETED>    ``(B) Functions.--The lead representative 
                of an agency designated under subparagraph (A) shall 
                ensure that appropriate personnel, including leadership 
                and subject matter experts of the agency, are aware of 
                the business of the Council.</DELETED>
<DELETED>    ``(c) Chairperson.--</DELETED>
        <DELETED>    ``(1) Designation.--Not later than 45 days after 
        the date of the enactment of this chapter, the Director of the 
        Office of Management and Budget shall designate a senior-level 
        official from the Office of Management and Budget to serve as 
        the Chairperson of the Council.</DELETED>
        <DELETED>    ``(2) Functions.--The Chairperson shall perform 
        functions that include--</DELETED>
                <DELETED>    ``(A) subject to subsection (d), 
                developing a schedule for meetings of the 
                Council;</DELETED>
                <DELETED>    ``(B) designating Executive agencies to be 
                represented on the Council under subsection 
                (b)(1)(Q);</DELETED>
                <DELETED>    ``(C) in consultation with the lead 
                representative of each agency represented on the 
                Council, developing a charter for the Council; 
                and</DELETED>
                <DELETED>    ``(D) not later than 7 days after 
                completion of the charter, submitting the charter to 
                the appropriate congressional committees.</DELETED>
        <DELETED>    ``(3) Lead science advisor.--The Director of the 
        Office of Science and Technology Policy shall be the lead 
        science advisor to the Chairperson for purposes of this 
        chapter.</DELETED>
        <DELETED>    ``(4) Lead security advisor.--The Director of the 
        National Counterintelligence and Security Center shall be the 
        lead security advisor to the Chairperson for purposes of this 
        chapter.</DELETED>
<DELETED>    ``(d) Meetings.--The Council shall meet not later than 60 
days after the date of the enactment of this chapter and not less 
frequently than quarterly thereafter.</DELETED>
<DELETED>``Sec. 7903. Functions and authorities</DELETED>
<DELETED>    ``(a) In General.--The Chairperson of the Council shall 
consider the missions and responsibilities of Council members in 
determining the lead agencies for Council functions. The Council shall 
perform the following functions:</DELETED>
        <DELETED>    ``(1) Developing and implementing, across all 
        Executive agencies that award research and development grants, 
        a uniform application process for grants in accordance with 
        subsection (b).</DELETED>
        <DELETED>    ``(2) Developing and implementing a uniform and 
        regular reporting process for identifying persons participating 
        in federally funded research and development or that have 
        access to nonpublic federally funded information, data, 
        research findings, and research and development grant 
        proposals.</DELETED>
        <DELETED>    ``(3) Identifying or developing criteria, in 
        accordance with subsection (c), for sharing and receiving 
        information with respect to Federal research security risks in 
        order to mitigate such risks with--</DELETED>
                <DELETED>    ``(A) members of the United States 
                research community; and</DELETED>
                <DELETED>    ``(B) other persons participating in 
                federally funded research and development.</DELETED>
        <DELETED>    ``(4) Identifying an appropriate Executive 
        agency--</DELETED>
                <DELETED>    ``(A) to accept and protect information 
                submitted by Executive agencies and non-Federal 
                entities based on the processes established under 
                paragraphs (1) and (2); and</DELETED>
                <DELETED>    ``(B) to facilitate the sharing of 
                information received under subparagraph (A) to support, 
                as necessary and appropriate--</DELETED>
                        <DELETED>    ``(i) oversight of federally 
                        funded research and development;</DELETED>
                        <DELETED>    ``(ii) criminal and civil 
                        investigations of misappropriated Federal 
                        funds, resources, and information; 
                        and</DELETED>
                        <DELETED>    ``(iii) counterintelligence 
                        investigations.</DELETED>
        <DELETED>    ``(5) Identifying, as appropriate, Executive 
        agencies to provide--</DELETED>
                <DELETED>    ``(A) shared services, such as support for 
                conducting Federal research security risk assessments, 
                activities to mitigate such risks, and oversight and 
                investigations with respect to grants awarded by 
                Executive agencies; and</DELETED>
                <DELETED>    ``(B) common contract solutions to support 
                enhanced information collection and sharing and the 
                verification of the identities of persons participating 
                in federally funded research and development.</DELETED>
        <DELETED>    ``(6) Identifying and issuing guidance, in 
        accordance with subsection (d) and in coordination with the 
        National Insider Threat Task Force established by Executive 
        Order 13587 (50 U.S.C. 3161 note) for developing and 
        implementing insider threat programs for Executive agencies to 
        deter, detect, and mitigate insider threats, including the 
        safeguarding of sensitive information from exploitation, 
        compromise, or other unauthorized disclosure, taking into 
        account risk levels and the distinct needs, missions, and 
        systems of each such agency.</DELETED>
        <DELETED>    ``(7) Identifying and issuing guidance for 
        developing compliance and oversight programs for Executive 
        agencies to ensure that research and development grant 
        recipients accurately report conflicts of interest and 
        conflicts of commitment in accordance with subsection (b)(1). 
        Such programs shall include an assessment of--</DELETED>
                <DELETED>    ``(A) a grantee's support from foreign 
                sources and affiliations with foreign funding 
                institutions or laboratories; and</DELETED>
                <DELETED>    ``(B) the impact of such support and 
                affiliations on United States national security and 
                economic interests.</DELETED>
        <DELETED>    ``(8) Assessing and making recommendations with 
        respect to whether openly sharing certain types of federally 
        funded research and development is in the economic and national 
        security interests of the United States.</DELETED>
        <DELETED>    ``(9) Identifying and issuing guidance to the 
        United States research community, and other recipients of 
        Federal research and development funding, to ensure that such 
        institutions and recipients adopt existing best practices to 
        reduce the risk of misappropriation of research data.</DELETED>
        <DELETED>    ``(10) Identifying and issuing guidance on 
        additional steps that may be necessary to address Federal 
        research security risks arising in the course of Executive 
        agencies providing shared services and common contract 
        solutions under paragraph (5)(B).</DELETED>
        <DELETED>    ``(11) Engaging with the United States research 
        community in performing the functions described in paragraphs 
        (1), (2), and (3) and with respect to issues relating to 
        Federal research security risks.</DELETED>
        <DELETED>    ``(12) Carrying out such other functions, as 
        determined by the Council, that are necessary to reduce Federal 
        research security risks.</DELETED>
<DELETED>    ``(b) Requirements for Uniform Grant Application 
Process.--In developing the uniform application process for Federal 
research and development grants required under subsection (a)(1), the 
Council shall--</DELETED>
        <DELETED>    ``(1) ensure that the process--</DELETED>
                <DELETED>    ``(A) requires principal investigators, 
                co-principal investigators, and senior personnel 
                associated with the proposed Federal research or 
                development grant project--</DELETED>
                        <DELETED>    ``(i) to disclose biographical 
                        information, all affiliations, including any 
                        foreign military and foreign government-related 
                        organizations, and all current and pending 
                        support, including affiliations with foreign 
                        funding institutions or laboratories, and all 
                        support received from foreign sources; 
                        and</DELETED>
                        <DELETED>    ``(ii) to certify the accuracy of 
                        the required disclosures under penalty of 
                        perjury; and</DELETED>
                <DELETED>    ``(B) uses a machine-readable application 
                form to assist in identifying fraud and ensuring the 
                eligibility of applicants;</DELETED>
        <DELETED>    ``(2) design the process--</DELETED>
                <DELETED>    ``(A) to reduce the administrative burden 
                on persons applying for Federal research and 
                development funding; and</DELETED>
                <DELETED>    ``(B) to promote information sharing 
                across the United States research community, while 
                safeguarding sensitive information; and</DELETED>
        <DELETED>    ``(3) complete the process not later than 1 year 
        after the date of the enactment of the Safeguarding American 
        Innovation Act.</DELETED>
<DELETED>    ``(c) Requirements for Information Sharing Criteria.--In 
identifying or developing criteria and procedures for sharing 
information with respect to Federal research security risks under 
subsection (a)(3), the Council shall ensure that such criteria address, 
at a minimum--</DELETED>
        <DELETED>    ``(1) the information to be shared;</DELETED>
        <DELETED>    ``(2) the circumstances under which sharing is 
        mandated or voluntary;</DELETED>
        <DELETED>    ``(3) the circumstances under which it is 
        appropriate for an Executive agency to rely on information made 
        available through such sharing in exercising the 
        responsibilities and authorities of the agency under applicable 
        laws relating to the award of grants;</DELETED>
        <DELETED>    ``(4) the procedures for protecting intellectual 
        capital that may be present in such information; and</DELETED>
        <DELETED>    ``(5) appropriate privacy protections for persons 
        involved in Federal research and development.</DELETED>
<DELETED>    ``(d) Requirements for Insider Threat Program Guidance.--
In identifying or developing guidance with respect to insider threat 
programs under subsection (a)(6), the Council shall ensure that such 
guidance provides for, at a minimum--</DELETED>
        <DELETED>    ``(1) such programs--</DELETED>
                <DELETED>    ``(A) to deter, detect, and mitigate 
                insider threats; and</DELETED>
                <DELETED>    ``(B) to leverage counterintelligence, 
                security, information assurance, and other relevant 
                functions and resources to identify and counter insider 
                threats;</DELETED>
        <DELETED>    ``(2) the development of an integrated capability 
        to monitor and audit information for the detection and 
        mitigation of insider threats, including through--</DELETED>
                <DELETED>    ``(A) monitoring user activity on computer 
                networks controlled by Executive agencies;</DELETED>
                <DELETED>    ``(B) providing employees of Executive 
                agencies with awareness training with respect to 
                insider threats and the responsibilities of employees 
                to report such threats;</DELETED>
                <DELETED>    ``(C) gathering information for a 
                centralized analysis, reporting, and response 
                capability; and</DELETED>
                <DELETED>    ``(D) information sharing to aid in 
                tracking the risk individuals may pose while moving 
                across programs and affiliations;</DELETED>
        <DELETED>    ``(3) the development and implementation of 
        policies and procedures under which the insider threat program 
        of an Executive agency accesses, shares, and integrates 
        information and data derived from offices within the 
        agency;</DELETED>
        <DELETED>    ``(4) the designation of senior officials with 
        authority to provide management, accountability, and oversight 
        of the insider threat program of an Executive agency and to 
        make resource recommendations to the appropriate officials; 
        and</DELETED>
        <DELETED>    ``(5) such additional guidance as is necessary to 
        reflect the distinct needs, missions, and systems of each 
        Executive agency.</DELETED>
<DELETED>    ``(e) Issuance of Warnings Relating to Risks and 
Vulnerabilities in International Scientific Cooperation.--</DELETED>
        <DELETED>    ``(1) In general.--The Council, in conjunction 
        with the lead security advisor under section 7902(c)(4), shall 
        establish a process for informing members of the United States 
        research community and the public, through the issuance of 
        warnings described in paragraph (2), of potential risks and 
        vulnerabilities in international scientific cooperation that 
        may undermine the integrity and security of the United States 
        research community or place at risk any federally funded 
        research and development.</DELETED>
        <DELETED>    ``(2) Content.--A warning described in this 
        paragraph shall include, to the extent the Council considers 
        appropriate, a description of--</DELETED>
                <DELETED>    ``(A) activities by the national 
                government, local governments, research institutions, 
                or universities of a foreign country--</DELETED>
                        <DELETED>    ``(i) to exploit, interfere, or 
                        undermine research and development by the 
                        United States research community; or</DELETED>
                        <DELETED>    ``(ii) to misappropriate 
                        scientific knowledge resulting from federally 
                        funded research and development;</DELETED>
                <DELETED>    ``(B) efforts by strategic competitors to 
                exploit the research enterprise of a foreign country 
                that may place at risk--</DELETED>
                        <DELETED>    ``(i) the science and technology 
                        of that foreign country; or</DELETED>
                        <DELETED>    ``(ii) federally funded research 
                        and development; and</DELETED>
                <DELETED>    ``(C) practices within the research 
                enterprise of a foreign country that do not adhere to 
                the United States scientific values of openness, 
                transparency, reciprocity, integrity, and merit-based 
                competition.</DELETED>
<DELETED>    ``(f) Program Office and Committees.--The interagency 
working group established under section 1746 of the National Defense 
Authorization Act for Fiscal Year 2020 (Public Law 116-92) shall be a 
working group under the Council performing duties authorized under such 
section and as directed by the Council. The Council may also establish 
a program office and any committees, working groups, or other 
constituent bodies the Council deems appropriate, in its sole and 
unreviewable discretion, to carry out its functions.</DELETED>
<DELETED>    ``(g) Exclusion Orders.--To reduce Federal research 
security risk, the Interagency Suspension and Debarment Committee shall 
provide quarterly reports to the Council that detail--</DELETED>
        <DELETED>    ``(1) the number of ongoing investigations by 
        Council Members related to Federal research security that may 
        result, or have resulted, in agency pre-notice letters, 
        suspensions, proposed debarments, and debarments;</DELETED>
        <DELETED>    ``(2) Federal agencies' performance and compliance 
        with interagency suspensions and debarments;</DELETED>
        <DELETED>    ``(3) efforts by the Interagency Suspension and 
        Debarment Committee to mitigate Federal research security 
        risk;</DELETED>
        <DELETED>    ``(4) proposals for developing a unified Federal 
        policy on suspensions and debarments; and</DELETED>
        <DELETED>    ``(5) other current suspension and debarment 
        related issues.</DELETED>
<DELETED>``Sec. 7904. Strategic plan</DELETED>
<DELETED>    ``(a) In General.--Not later than 180 days after the date 
of the enactment of this chapter, the Council shall develop a strategic 
plan for addressing Federal research security risks and for managing 
such risks, that includes--</DELETED>
        <DELETED>    ``(1) the criteria and processes required under 
        section 7903(a), including a threshold and requirements for 
        sharing relevant information about such risks with all 
        Executive agencies and, as appropriate, with other Federal 
        entities, foreign governments, and non-Federal 
        entities;</DELETED>
        <DELETED>    ``(2) an identification of existing authorities 
        for addressing such risks;</DELETED>
        <DELETED>    ``(3) an identification and promulgation of best 
        practices and procedures, and an identification of available 
        resources, for Executive agencies to assess and mitigate such 
        risks;</DELETED>
        <DELETED>    ``(4) recommendations for any legislative, 
        regulatory, or other policy changes to improve efforts to 
        address such risks;</DELETED>
        <DELETED>    ``(5) recommendations for any legislative, 
        regulatory, or other policy changes to incentivize the adoption 
        of best practices for avoiding and mitigating Federal research 
        security risks by the United States research community and key 
        United States foreign research partners;</DELETED>
        <DELETED>    ``(6) an evaluation of the effect of implementing 
        new policies or procedures on existing Federal grant processes, 
        regulations, and disclosures of conflicts of interest and 
        conflicts of commitment;</DELETED>
        <DELETED>    ``(7) a plan for engaging with Executive agencies, 
        the private sector, and other nongovernmental stakeholders to 
        address such risks and share information between Executive 
        agencies, the private sector, and nongovernmental stakeholders; 
        and</DELETED>
        <DELETED>    ``(8) a plan for identification, assessment, 
        mitigation, and vetting of Federal research security 
        risks.</DELETED>
<DELETED>    ``(b) Submission to Congress.--Not later than 7 calendar 
days after completion of the strategic plan required by subsection (a), 
the Chairperson of the Council shall submit the plan to the appropriate 
congressional committees.</DELETED>
<DELETED>``Sec. 7905. Annual report</DELETED>
<DELETED>    ``Not later than December 15 of each year, the Chairperson 
of the Council shall submit a report to the appropriate congressional 
committees that describes--</DELETED>
        <DELETED>    ``(1) the activities of the Council during the 
        preceding fiscal year; and</DELETED>
        <DELETED>    ``(2) the progress made toward implementing the 
        strategic plan required under section 7904 after such plan has 
        been submitted to Congress.</DELETED>
<DELETED>``Sec. 7906. Requirements for Executive agencies</DELETED>
<DELETED>    ``(a) In General.--The head of each Executive agency on 
the Council shall be responsible for--</DELETED>
        <DELETED>    ``(1) assessing Federal research security risks 
        posed by persons participating in federally funded research and 
        development;</DELETED>
        <DELETED>    ``(2) avoiding or mitigating such risks, as 
        appropriate and consistent with the standards, guidelines, 
        requirements, and practices identified by the Council under 
        section 7903(a);</DELETED>
        <DELETED>    ``(3) prioritizing Federal research security risk 
        assessments conducted under paragraph (1) based on the 
        applicability and relevance of the research and development to 
        the national security and economic competitiveness of the 
        United States; and</DELETED>
        <DELETED>    ``(4) ensuring that all agency initiatives 
        impacting federally funded research grant making policy and 
        management to protect the national and economic security 
        interests of the United States are integrated with the 
        activities of the Council.</DELETED>
<DELETED>    ``(b) Inclusions.--The responsibility of the head of an 
Executive agency for assessing Federal research security risk described 
in subsection (a) includes--</DELETED>
        <DELETED>    ``(1) developing an overall Federal research 
        security risk management strategy and implementation plan and 
        policies and processes to guide and govern Federal research 
        security risk management activities by the Executive 
        agency;</DELETED>
        <DELETED>    ``(2) integrating Federal research security risk 
        management practices throughout the lifecycle of the grant 
        programs of the Executive agency;</DELETED>
        <DELETED>    ``(3) sharing relevant information with other 
        Executive agencies, as determined appropriate by the Council in 
        a manner consistent with section 7903; and</DELETED>
        <DELETED>    ``(4) reporting on the effectiveness of the 
        Federal research security risk management strategy of the 
        Executive agency consistent with guidance issued by the Office 
        of Management and Budget and the Council.''.</DELETED>
<DELETED>    (b) Clerical Amendment.--The table of chapters at the 
beginning of title 31, United States Code, is amended by inserting 
after the item relating to chapter 77 the following new item:</DELETED>

<DELETED>``79. Federal Research Security Council............   7901.''.

<DELETED>SEC. 4. FEDERAL GRANT APPLICATION FRAUD.</DELETED>

<DELETED>    (a) In General.--Chapter 47 of title 18, United States 
Code, is amended by adding at the end the following:</DELETED>
<DELETED>``Sec. 1041. Federal grant application fraud</DELETED>
<DELETED>    ``(a) Definitions.--In this section:</DELETED>
        <DELETED>    ``(1) Federal agency.--The term `Federal agency' 
        has the meaning given the term `agency' in section 551 of title 
        5, United States Code.</DELETED>
        <DELETED>    ``(2) Federal grant.--The term `Federal grant'--
        </DELETED>
                <DELETED>    ``(A) means a grant awarded by a Federal 
                agency;</DELETED>
                <DELETED>    ``(B) includes a subgrant awarded by a 
                non-Federal entity to carry out a Federal grant 
                program; and</DELETED>
                <DELETED>    ``(C) does not include--</DELETED>
                        <DELETED>    ``(i) direct United States 
                        Government cash assistance to an 
                        individual;</DELETED>
                        <DELETED>    ``(ii) a subsidy;</DELETED>
                        <DELETED>    ``(iii) a loan;</DELETED>
                        <DELETED>    ``(iv) a loan guarantee; 
                        or</DELETED>
                        <DELETED>    ``(v) insurance.</DELETED>
        <DELETED>    ``(3) Federal grant application.--The term 
        `Federal grant application' means an application for a Federal 
        grant.</DELETED>
        <DELETED>    ``(4) Foreign compensation.--The term `foreign 
        compensation' means a title, monetary compensation, access to a 
        laboratory or other resource, or other benefit received from--
        </DELETED>
                <DELETED>    ``(A) a foreign government;</DELETED>
                <DELETED>    ``(B) a foreign government institution; 
                or</DELETED>
                <DELETED>    ``(C) a foreign public 
                enterprise.</DELETED>
        <DELETED>    ``(5) Foreign government.--The term `foreign 
        government' includes a person acting or purporting to act on 
        behalf of--</DELETED>
                <DELETED>    ``(A) a faction, party, department, 
                agency, bureau, subnational administrative entity, or 
                military of a foreign country; or</DELETED>
                <DELETED>    ``(B) a foreign government or a person 
                purporting to act as a foreign government, regardless 
                of whether the United States recognizes the 
                government.</DELETED>
        <DELETED>    ``(6) Foreign government institution.--The term 
        `foreign government institution' means a foreign entity owned 
        by, subject to the control of, or subject to regulation by a 
        foreign government.</DELETED>
        <DELETED>    ``(7) Foreign public enterprise.--The term 
        `foreign public enterprise' means an enterprise over which a 
        foreign government directly or indirectly exercises a dominant 
        influence.</DELETED>
        <DELETED>    ``(8) Law enforcement agency.--The term `law 
        enforcement agency'--</DELETED>
                <DELETED>    ``(A) means a Federal, State, local, or 
                Tribal law enforcement agency; and</DELETED>
                <DELETED>    ``(B) includes--</DELETED>
                        <DELETED>    ``(i) the Office of Inspector 
                        General of an establishment (as defined in 
                        section 12 of the Inspector General Act of 1978 
                        (5 U.S.C. App.)) or a designated Federal entity 
                        (as defined in section 8G(a) of the Inspector 
                        General Act of 1978 (5 U.S.C. App.)); 
                        and</DELETED>
                        <DELETED>    ``(ii) the Office of Inspector 
                        General, or similar office, of a State or unit 
                        of local government.</DELETED>
        <DELETED>    ``(9) Outside compensation.--The term `outside 
        compensation' means any compensation that is not received from 
        the primary employer of an individual.</DELETED>
<DELETED>    ``(b) Prohibition.--It shall be unlawful for any 
individual to knowingly--</DELETED>
        <DELETED>    ``(1) prepare or submit a Federal grant 
        application that fails to disclose the receipt of any outside 
        compensation, including foreign compensation, by the 
        individual;</DELETED>
        <DELETED>    ``(2) forge, counterfeit, or otherwise falsify a 
        document for the purpose of obtaining a Federal grant; 
        or</DELETED>
        <DELETED>    ``(3) prepare, submit, or assist in the 
        preparation or submission of a Federal grant application or 
        document in connection with a Federal grant application that--
        </DELETED>
                <DELETED>    ``(A) contains a false 
                statement;</DELETED>
                <DELETED>    ``(B) contains a material 
                misrepresentation;</DELETED>
                <DELETED>    ``(C) has no basis in law or fact; 
                or</DELETED>
                <DELETED>    ``(D) fails to disclose a material 
                fact.</DELETED>
<DELETED>    ``(c) Exception.--Subsection (b) does not apply to an 
activity--</DELETED>
        <DELETED>    ``(1) carried out in connection with a lawfully 
        authorized investigative, protective, or intelligence activity 
        of--</DELETED>
                <DELETED>    ``(A) a law enforcement agency; 
                or</DELETED>
                <DELETED>    ``(B) a Federal intelligence agency; 
                or</DELETED>
        <DELETED>    ``(2) authorized under chapter 224.</DELETED>
<DELETED>    ``(d) Penalty.--Any individual who violates subsection 
(b)--</DELETED>
        <DELETED>    ``(1) shall be fined in accordance with this 
        title, imprisoned for not more than 5 years, or both; 
        and</DELETED>
        <DELETED>    ``(2) shall be prohibited from receiving a Federal 
        grant during the 5-year period beginning on the date on which a 
        sentence is imposed on the individual under paragraph 
        (1).''.</DELETED>
<DELETED>    (b) Clerical Amendment.--The table of sections for chapter 
47 of title 18, United States Code, is amended by adding at the end the 
following:</DELETED>

<DELETED>``1041. Federal grant application fraud.''.

<DELETED>SEC. 5. RESTRICTING THE TRANSFER OF GOODS, TECHNOLOGIES, AND 
              SENSITIVE INFORMATION TO CERTAIN ALIENS.</DELETED>

<DELETED>    (a) Grounds of Inadmissibility.--Section 212(a)(3)(A)(i) 
of the Immigration and Nationality Act (8 U.S.C. 1182(a)(3)(A)(i)) is 
amended to read as follows:</DELETED>
                        <DELETED>    ``(i) any activity--</DELETED>
                                <DELETED>    ``(I) to violate any law 
                                of the United States relating to 
                                espionage or sabotage;</DELETED>
                                <DELETED>    ``(II) to violate or evade 
                                any law prohibiting the export from the 
                                United States of goods, technologies, 
                                or sensitive information; or</DELETED>
                                <DELETED>    ``(III) to acquire export-
                                controlled goods, technologies, or 
                                sensitive information (notwithstanding 
                                any exclusions for items not normally 
                                subject to export controls) if the 
                                Secretary of State has determined that 
                                the acquisition of those goods, 
                                technologies, or sensitive information 
                                by a category of aliens that includes 
                                such alien would be contrary to an 
                                articulable national security 
                                (including economic security) interest 
                                of the United States;''.</DELETED>
<DELETED>    (b) Determining Factors.--</DELETED>
        <DELETED>    (1) In general.--In establishing criteria for 
        determining whether an alien is included in a category of 
        aliens that may be inadmissible under section 
        212(a)(3)(A)(i)(III) of the Immigration and Nationality Act, as 
        amended by subsection (a), officials of the Department of State 
        shall--</DELETED>
                <DELETED>    (A) seek advice and assistance from 
                officials at the Office of the Director of National 
                Intelligence, the Office of Science and Technology 
                Policy, the Department of Health and Human Services, 
                the Department of Defense, the Department of Homeland 
                Security, the Department of Energy, the Department of 
                Commerce, and other appropriate Federal 
                agencies;</DELETED>
                <DELETED>    (B) consider factors such as the alien's 
                past or likely employment or cooperation with--
                </DELETED>
                        <DELETED>    (i) foreign military and security 
                        related organizations that are adversarial to 
                        the United States;</DELETED>
                        <DELETED>    (ii) foreign institutions involved 
                        in the theft of United States 
                        research;</DELETED>
                        <DELETED>    (iii) entities involved in export 
                        control violations or the theft of intellectual 
                        property; and</DELETED>
                        <DELETED>    (iv) a government that seeks to 
                        undermine the integrity and security of the 
                        United States research community; and</DELETED>
                <DELETED>    (C) weigh the proportionality of risk for 
                the factors listed in subparagraph (B).</DELETED>
        <DELETED>    (2) Machine-readable documents.--Not later than 1 
        year after the date of the enactment of this Act, the Secretary 
        of State shall--</DELETED>
                <DELETED>    (A) use a machine-readable visa 
                application form; and</DELETED>
                <DELETED>    (B) make available documents submitted in 
                support of a visa application in a machine readable 
                format to assist in--</DELETED>
                        <DELETED>    (i) identifying fraud;</DELETED>
                        <DELETED>    (ii) conducting lawful law 
                        enforcement activities; and</DELETED>
                        <DELETED>    (iii) determining the eligibility 
                        of applicants for a visa under the Immigration 
                        and Nationality Act (8 U.S.C. 1101 et 
                        seq.).</DELETED>
<DELETED>    (c) Reporting Requirement.--Not later than 180 days after 
the date of the enactment of this Act, and annually thereafter, the 
Secretary of State, in coordination with the Director of National 
Intelligence, the Director of the Office of Science and Technology 
Policy, the Secretary of Homeland Security, the Secretary of Defense, 
the Secretary of Energy, the Secretary of Commerce, and the heads of 
other appropriate Federal agencies, shall submit a report to Congress 
that identifies--</DELETED>
        <DELETED>    (1) the criteria used to describe the category of 
        aliens to which such section 212(a)(3)(A)(i)(III) may apply; 
        and</DELETED>
        <DELETED>    (2) the number of individuals determined to be 
        inadmissible under such section 212(a)(3)(A)(i)(III), including 
        the nationality of each such individual.</DELETED>
<DELETED>    (d) Classification of Annual Report.--Each annual report 
required under subsection (c) shall be submitted, to the extent 
practicable, in an unclassified form, but may be accompanied by a 
classified appendix detailing the criteria used to describe the 
category of aliens to which such section 212(a)(3)(A)(i)(III) applies 
if the Secretary of State determines that such action--</DELETED>
        <DELETED>    (1) is in the national security and economic 
        security interests of the United States; or</DELETED>
        <DELETED>    (2) is necessary to further the purposes of this 
        Act.</DELETED>
<DELETED>    (e) Report.--Not later than 45 days after date of the 
enactment of this Act, the Secretary of State shall submit a report to 
the Committee on Homeland Security and Governmental Affairs of the 
Senate, the Committee on Commerce, Science, and Transportation of the 
Senate, the Select Committee on Intelligence of the Senate, the 
Committee on Foreign Relations of the Senate; the Committee on 
Oversight and Reform of the House of Representatives, the Committee on 
Homeland Security of the House of Representatives, the Committee on 
Energy and Commerce of the House of Representatives, the Permanent 
Select Committee on Intelligence of the House of Representatives, and 
the Committee on Foreign Affairs of the House of Representatives that--
</DELETED>
        <DELETED>    (1) describes how supplementary documents provided 
        by a visa applicant in support of a visa application are stored 
        and shared by the Department of State with authorized Federal 
        agencies;</DELETED>
        <DELETED>    (2) identifies the sections of a visa application 
        that are machine-readable and the sections that are not 
        machine-readable;</DELETED>
        <DELETED>    (3) provides cost estimates, including personnel 
        costs and a cost-benefit analysis for adopting different 
        technologies, including optical character recognition, for--
        </DELETED>
                <DELETED>    (A) making every element of a visa 
                application, and documents submitted in support of a 
                visa application, machine-readable; and</DELETED>
                <DELETED>    (B) ensuring that such system--</DELETED>
                        <DELETED>    (i) protects personally-
                        identifiable information; and</DELETED>
                        <DELETED>    (ii) permits the sharing of visa 
                        information with Federal agencies in accordance 
                        with existing law; and</DELETED>
        <DELETED>    (4) includes an estimated timeline for completing 
        the implementation of subsection (b)(2).</DELETED>

<DELETED>SEC. 6. LIMITATIONS ON EDUCATIONAL AND CULTURAL EXCHANGE 
              PROGRAMS.</DELETED>

<DELETED>    Section 102(b)(5) of the Mutual Educational and Cultural 
Exchange Act of 1961 (22 U.S.C. 2452(b)(5)) is amended by striking the 
semicolon at the end and inserting the following: ``by developing 
exchange programs for foreign researchers and scientists, while 
protecting technologies regulated by export control laws important to 
the national security and economic interests of the United States, 
including requiring sponsors--</DELETED>
                <DELETED>    ``(A) to disclose to the Department of 
                State whether an exchange visitor, as a primary part of 
                his or her exchange program, will have released to them 
                controlled technology or technical data regulated by 
                export control laws at sponsor organizations through 
                research activities, lectures, course work, sponsor 
                employees, officers, agents, third parties at which the 
                sponsor places the exchange visitor, volunteers, or 
                other individuals or entities associated with a 
                sponsor's administration of the exchange visitor 
                program;</DELETED>
                <DELETED>    ``(B) to provide a plan to the Department 
                of State that establishes appropriate program 
                safeguards to prevent the unauthorized release of 
                controlled technology or technical data regulated by 
                export control laws at sponsor organizations or through 
                their employees, officers, agents, third parties, 
                volunteers, or other individuals or entities associated 
                with a sponsor's administration of the exchange visitor 
                program; and</DELETED>
                <DELETED>    ``(C) to demonstrate, to the satisfaction 
                of the Secretary of State, that programs that will 
                release controlled technology or technical data to an 
                exchange visitor at the sponsor organization through 
                exchange visitor programs have received appropriate 
                authorization from the Department of State, the 
                Department of Commerce, other cognizant Federal agency 
                before the sponsor releases controlled technology or 
                technical data;''.</DELETED>

<DELETED>SEC. 7. AMENDMENTS TO DISCLOSURES OF FOREIGN GIFTS.</DELETED>

<DELETED>    Section 117 of the Higher Education Act of 1965 (20 U.S.C. 
1011f) is amended--</DELETED>
        <DELETED>    (1) by amending subsection (a) to read as 
        follows:</DELETED>
<DELETED>    ``(a) Disclosure Report.--</DELETED>
        <DELETED>    ``(1) In general.--An institution shall file a 
        disclosure report with the Secretary not later than the sooner 
        of the first March 31 or September 30 occurring after the date 
        on which--</DELETED>
                <DELETED>    ``(A) a foreign source gains ownership of, 
                or control over, the institution; or</DELETED>
                <DELETED>    ``(B) the institution receives a gift 
                from, or enters into a contract with, a foreign source, 
                the value of which is $50,000 or more, considered alone 
                or in combination with all other gifts from or 
                contracts with that foreign source within a calendar 
                year.</DELETED>
        <DELETED>    ``(2) Revisions; updates.--The Secretary shall 
        permit institutions to revise and update disclosure reports 
        previously filed to ensure that such reports are accurate and 
        in compliance with applicable requirements.'';</DELETED>
        <DELETED>    (2) by amending subsection (e) to read as 
        follows:</DELETED>
<DELETED>    ``(e) Public Inspection.--Not later than 30 days after 
receiving a disclosure report under this section, the Secretary shall 
make such report electronically available to the public for downloading 
on a searchable database under which institutions can be individually 
identified and compared.'';</DELETED>
        <DELETED>    (3) in subsection (f), by adding at the end the 
        following:</DELETED>
        <DELETED>    ``(3) Warnings; fines.--</DELETED>
                <DELETED>    ``(A) Warnings.--The Secretary shall issue 
                a warning to any institution that fails to file a 
                disclosure report for a receipt of a gift from or 
                contract with a foreign source.</DELETED>
                <DELETED>    ``(B) Fines.--The Secretary may impose a 
                fine on any institution that repeatedly fails to file a 
                disclosure report for a receipt of a gift from or 
                contract with a foreign source in accordance with 
                subsection (a) in an amount that is not more than 3 
                times the amount of the gift or contract with the 
                foreign source.'';</DELETED>
        <DELETED>    (4) by amending subsection (g) to read as 
        follows:</DELETED>
<DELETED>    ``(g) Rulemaking.--</DELETED>
        <DELETED>    ``(1) In general.--Not later than 1 year after the 
        date of enactment of the Safeguarding American Innovation Act, 
        the Secretary shall issue regulations to carry out this section 
        using the negotiated rulemaking procedure set forth in section 
        492(b).</DELETED>
        <DELETED>    ``(2) Elements.--Regulations issued pursuant to 
        paragraph (1) shall--</DELETED>
                <DELETED>    ``(A) incorporate instructions for--
                </DELETED>
                        <DELETED>    ``(i) reporting structured gifts 
                        and contracts; and</DELETED>
                        <DELETED>    ``(ii) reporting contracts that 
                        balances the need for transparency, while 
                        protecting the proprietary information of 
                        institutes of higher education; and</DELETED>
                <DELETED>    ``(B) clarify the definition of `subunit', 
                for purposes of subsection (i)(4)(C).'';</DELETED>
        <DELETED>    (5) by redesignating subsection (h) as subsection 
        (i);</DELETED>
        <DELETED>    (6) by inserting after subsection (g) the 
        following:</DELETED>
<DELETED>    ``(h) Treatment of Tuition Payment.--A tuition and related 
fees and expenses payment to an institution by a foreign source made on 
behalf of a student enrolled at such institution shall not be 
considered a gift from or contract with a foreign source under this 
section.''; and</DELETED>
        <DELETED>    (7) in subsection (i), as redesignated--</DELETED>
                <DELETED>    (A) in paragraph (3), by striking ``or 
                property'' and inserting ``, property, human resources, 
                or payment of any staff''; and</DELETED>
                <DELETED>    (B) in paragraph (5)(B), by inserting 
                ``institutes, instructional programs,'' after 
                ``centers,''.</DELETED>

SECTION 1. SHORT TITLE; TABLE OF CONTENTS.

    (a) Short Title.--This Act may be cited as the ``Safeguarding 
American Innovation Act''.
    (b) Table of Contents.--The table of contents for this Act is as 
follows:

Sec. 1. Short title; table of contents.
Sec. 2. Definitions.
Sec. 3. Federal Research Security Council.
Sec. 4. Federal grant application fraud.
Sec. 5. Restricting the acquisition of goods, technologies, and 
                            sensitive information to certain aliens.
Sec. 6. Limitations on educational and cultural exchange programs.
Sec. 7. Amendments to disclosures of foreign gifts.

SEC. 2. DEFINITIONS.

    In this Act:
            (1) Federal science agency.--The term ``Federal science 
        agency'' means any Federal department or agency to which more 
        than $100,000,000 in research and development funds were 
        appropriated for fiscal year 2020.
            (2) Research and development.--
                    (A) In general.--The term ``research and 
                development'' means all research activities, both basic 
                and applied, and all development activities.
                    (B) Development.--The term ``development'' means 
                experimental development.
                    (C) Experimental development.--The term 
                ``experimental development'' means creative and 
                systematic work, drawing upon knowledge gained from 
                research and practical experience, which--
                            (i) is directed toward the production of 
                        new products or processes or improving existing 
                        products or processes; and
                            (ii) like research, will result in gaining 
                        additional knowledge.
                    (D) Research.--The term ``research''--
                            (i) means a systematic study directed 
                        toward fuller scientific knowledge or 
                        understanding of the subject studied; and
                            (ii) includes activities involving the 
                        training of individuals in research techniques 
                        if such activities--
                                    (I) utilize the same facilities as 
                                other research and development 
                                activities; and
                                    (II) are not included in the 
                                instruction function.

SEC. 3. FEDERAL RESEARCH SECURITY COUNCIL.

    (a) In General.--Subtitle V of title 31, United States Code, is 
amended by adding at the end the following:

            ``CHAPTER 79--FEDERAL RESEARCH SECURITY COUNCIL

``Sec.
``7901. Definitions.
``7902. Federal Research Security Council establishment and membership.
``7903. Functions and authorities.
``7904. Strategic plan.
``7905. Annual report.
``7906. Requirements for Executive agencies.
``Sec. 7901. Definitions
    ``In this chapter:
            ``(1) Appropriate congressional committees.--The term 
        `appropriate congressional committees' means--
                    ``(A) the Committee on Homeland Security and 
                Governmental Affairs of the Senate;
                    ``(B) the Committee on Commerce, Science, and 
                Transportation of the Senate;
                    ``(C) the Select Committee on Intelligence of the 
                Senate;
                    ``(D) the Committee on Foreign Relations of the 
                Senate;
                    ``(E) the Committee on Armed Services of the 
                Senate;
                    ``(F) the Committee on Health, Education, Labor, 
                and Pensions of the Senate;
                    ``(G) the Committee on Oversight and Reform of the 
                House of Representatives;
                    ``(H) the Committee on Homeland Security of the 
                House of Representatives;
                    ``(I) the Committee on Energy and Commerce of the 
                House of Representatives;
                    ``(J) the Permanent Select Committee on 
                Intelligence of the House of Representatives;
                    ``(K) the Committee on Foreign Affairs of the House 
                of Representatives;
                    ``(L) the Committee on Armed Services of the House 
                of Representatives; and
                    ``(M) the Committee on Education and Labor of the 
                House of Representatives.
            ``(2) Council.--The term `Council' means the Federal 
        Research Security Council established under section 7902(a).
            ``(3) Executive agency.--The term `Executive agency' has 
        the meaning given that term in section 105 of title 5.
            ``(4) Federal research security risk.--The term `Federal 
        research security risk' means the risk posed by malign state 
        actors and other persons to the security and integrity of 
        research and development conducted using grants awarded by 
        Executive agencies.
            ``(5) Insider.--The term `insider' means any person with 
        authorized access to any United States Government resource, 
        including personnel, facilities, information, research, 
        equipment, networks, or systems.
            ``(6) Insider threat.--The term `insider threat' means the 
        threat that an insider will use his or her authorized access 
        (wittingly or unwittingly) to harm the national and economic 
        security of the United States or negatively affect the 
        integrity of a Federal agency's normal processes, including 
        damaging the United States through espionage, sabotage, 
        unauthorized disclosure of national security information or 
        non-public information, or through the loss or degradation of 
        departmental resources, capabilities, and functions.
            ``(7) Research and development.--
                    ``(A) In general.--The term `research and 
                development' means all research activities, both basic 
                and applied, and all development activities.
                    ``(B) Development.--The term `development' means 
                experimental development.
                    ``(C) Experimental development.--The term 
                `experimental development' means creative and 
                systematic work, drawing upon knowledge gained from 
                research and practical experience, which--
                            ``(i) is directed toward the production of 
                        new products or processes or improving existing 
                        products or processes; and
                            ``(ii) like research, will result in 
                        gaining additional knowledge.
                    ``(D) Research.--The term `research'--
                            ``(i) means a systematic study directed 
                        toward fuller scientific knowledge or 
                        understanding of the subject studied; and
                            ``(ii) includes activities involving the 
                        training of individuals in research techniques 
                        if such activities--
                                    ``(I) utilize the same facilities 
                                as other research and development 
                                activities; and
                                    ``(II) are not included in the 
                                instruction function.
            ``(8) United states research community.--The term `United 
        States research community' means--
                    ``(A) research and development centers of Executive 
                agencies;
                    ``(B) private research and development centers in 
                the United States, including for-profit and nonprofit 
                research institutes;
                    ``(C) research and development centers at 
                institutions of higher education (as defined in section 
                101(a) of the Higher Education Act of 1965 (20 U.S.C. 
                1001(a)));
                    ``(D) research and development centers of States, 
                United States territories, Indian tribes, and 
                municipalities;
                    ``(E) government-owned, contractor-operated United 
                States Government research and development centers; and
                    ``(F) any person conducting federally funded 
                research or receiving Federal research grant funding.
``Sec. 7902. Federal Research Security Council establishment and 
              membership
    ``(a) Establishment.--There is established, in the Office of 
Management and Budget, a Federal Research Security Council, which shall 
develop federally funded research and development grant making policy 
and management guidance to protect the national and economic security 
interests of the United States.
    ``(b) Membership.--
            ``(1) In general.--The following agencies shall be 
        represented on the Council:
                    ``(A) The Office of Management and Budget.
                    ``(B) The Office of Science and Technology Policy.
                    ``(C) The Department of Defense.
                    ``(D) The Department of Homeland Security.
                    ``(E) The Office of the Director of National 
                Intelligence, including the National 
                Counterintelligence and Security Center.
                    ``(F) The Department of Justice, including the 
                Federal Bureau of Investigation.
                    ``(G) The Department of Energy.
                    ``(H) The Department of Commerce, including the 
                National Institute of Standards and Technology.
                    ``(I) The Department of Health and Human Services, 
                including the National Institutes of Health.
                    ``(J) The Department of State.
                    ``(K) The Department of Transportation.
                    ``(L) The National Aeronautics and Space 
                Administration.
                    ``(M) The National Science Foundation.
                    ``(N) The Department of Education.
                    ``(O) The Small Business Administration.
                    ``(P) The Council of Inspectors General on 
                Integrity and Efficiency.
                    ``(Q) Other Executive agencies, as determined by 
                the Chairperson of the Council.
            ``(2) Lead representatives.--
                    ``(A) Designation.--Not later than 45 days after 
                the date of the enactment of this chapter, the head of 
                each agency represented on the Council shall designate 
                a representative of that agency as the lead 
                representative of the agency on the Council.
                    ``(B) Functions.--The lead representative of an 
                agency designated under subparagraph (A) shall ensure 
                that appropriate personnel, including leadership and 
                subject matter experts of the agency, are aware of the 
                business of the Council.
    ``(c) Chairperson.--
            ``(1) Designation.--Not later than 45 days after the date 
        of the enactment of this chapter, the Director of the Office of 
        Management and Budget shall designate a senior-level official 
        from the Office of Management and Budget to serve as the 
        Chairperson of the Council.
            ``(2) Functions.--The Chairperson shall perform functions 
        that include--
                    ``(A) subject to subsection (d), developing a 
                schedule for meetings of the Council;
                    ``(B) designating Executive agencies to be 
                represented on the Council under subsection (b)(1)(Q);
                    ``(C) in consultation with the lead representative 
                of each agency represented on the Council, developing a 
                charter for the Council; and
                    ``(D) not later than 7 days after completion of the 
                charter, submitting the charter to the appropriate 
                congressional committees.
            ``(3) Lead science advisor.--The Director of the Office of 
        Science and Technology Policy shall be the lead science advisor 
        to the Chairperson for purposes of this chapter.
            ``(4) Lead security advisor.--The Director of the National 
        Counterintelligence and Security Center shall be the lead 
        security advisor to the Chairperson for purposes of this 
        chapter.
    ``(d) Meetings.--The Council shall meet not later than 60 days 
after the date of the enactment of this chapter and not less frequently 
than quarterly thereafter.
``Sec. 7903. Functions and authorities
    ``(a) In General.--The Chairperson of the Council shall consider 
the missions and responsibilities of Council members in determining the 
lead agencies for Council functions. The Council shall perform the 
following functions:
            ``(1) Developing and implementing, across all Executive 
        agencies that award research and development grants, a uniform 
        application process for grants in accordance with subsection 
        (b).
            ``(2) Developing and implementing a uniform and regular 
        reporting process for identifying persons participating in 
        federally funded research and development or that have access 
        to nonpublic federally funded information, data, research 
        findings, and research and development grant proposals.
            ``(3) Identifying or developing criteria, in accordance 
        with subsection (c), for sharing and receiving information with 
        respect to Federal research security risks in order to mitigate 
        such risks with--
                    ``(A) members of the United States research 
                community; and
                    ``(B) other persons participating in federally 
                funded research and development.
            ``(4) Identifying an appropriate Executive agency--
                    ``(A) to accept and protect information submitted 
                by Executive agencies and non-Federal entities based on 
                the processes established under paragraphs (1) and (2); 
                and
                    ``(B) to facilitate the sharing of information 
                received under subparagraph (A) to support, as 
                necessary and appropriate--
                            ``(i) oversight of federally funded 
                        research and development;
                            ``(ii) criminal and civil investigations of 
                        misappropriated Federal funds, resources, and 
                        information; and
                            ``(iii) counterintelligence investigations.
            ``(5) Identifying, as appropriate, Executive agencies to 
        provide--
                    ``(A) shared services, such as support for 
                conducting Federal research security risk assessments, 
                activities to mitigate such risks, and oversight and 
                investigations with respect to grants awarded by 
                Executive agencies; and
                    ``(B) common contract solutions to support enhanced 
                information collection and sharing and the verification 
                of the identities of persons participating in federally 
                funded research and development.
            ``(6) Identifying and issuing guidance, in accordance with 
        subsection (d) and in coordination with the National Insider 
        Threat Task Force established by Executive Order 13587 (50 
        U.S.C. 3161 note) for developing and implementing insider 
        threat programs for Executive agencies to deter, detect, and 
        mitigate insider threats, including the safeguarding of 
        sensitive information from exploitation, compromise, or other 
        unauthorized disclosure, taking into account risk levels and 
        the distinct needs, missions, and systems of each such agency.
            ``(7) Identifying and issuing guidance for developing 
        compliance and oversight programs for Executive agencies to 
        ensure that research and development grant recipients 
        accurately report conflicts of interest and conflicts of 
        commitment in accordance with subsection (b)(1). Such programs 
        shall include an assessment of--
                    ``(A) a grantee's support from foreign sources and 
                affiliations with foreign funding institutions or 
                laboratories; and
                    ``(B) the impact of such support and affiliations 
                on United States national security and economic 
                interests.
            ``(8) Assessing and making recommendations with respect to 
        whether openly sharing certain types of federally funded 
        research and development is in the economic and national 
        security interests of the United States.
            ``(9) Identifying and issuing guidance to the United States 
        research community, and other recipients of Federal research 
        and development funding, to ensure that such institutions and 
        recipients adopt existing best practices to reduce the risk of 
        misappropriation of research data.
            ``(10) Identifying and issuing guidance on additional steps 
        that may be necessary to address Federal research security 
        risks arising in the course of Executive agencies providing 
        shared services and common contract solutions under paragraph 
        (5)(B).
            ``(11) Engaging with the United States research community 
        in performing the functions described in paragraphs (1), (2), 
        and (3) and with respect to issues relating to Federal research 
        security risks.
            ``(12) Carrying out such other functions, as determined by 
        the Council, that are necessary to reduce Federal research 
        security risks.
    ``(b) Requirements for Uniform Grant Application Process.--In 
developing the uniform application process for Federal research and 
development grants required under subsection (a)(1), the Council 
shall--
            ``(1) ensure that the process--
                    ``(A) requires principal investigators, co-
                principal investigators, and senior personnel 
                associated with the proposed Federal research or 
                development grant project--
                            ``(i) to disclose biographical information, 
                        all affiliations, including any foreign 
                        military, foreign government-related 
                        organizations, and foreign-funded institutions, 
                        and all current and pending support, including 
                        from foreign institutions, foreign governments, 
                        or foreign laboratories, and all support 
                        received from foreign sources; and
                            ``(ii) to certify the accuracy of the 
                        required disclosures under penalty of perjury; 
                        and
                    ``(B) uses a machine-readable application form to 
                assist in identifying fraud and ensuring the 
                eligibility of applicants;
            ``(2) design the process--
                    ``(A) to reduce the administrative burden on 
                persons applying for Federal research and development 
                funding; and
                    ``(B) to promote information sharing across the 
                United States research community, while safeguarding 
                sensitive information; and
            ``(3) complete the process not later than 1 year after the 
        date of the enactment of the Safeguarding American Innovation 
        Act.
    ``(c) Requirements for Information Sharing Criteria.--In 
identifying or developing criteria and procedures for sharing 
information with respect to Federal research security risks under 
subsection (a)(3), the Council shall ensure that such criteria address, 
at a minimum--
            ``(1) the information to be shared;
            ``(2) the circumstances under which sharing is mandated or 
        voluntary;
            ``(3) the circumstances under which it is appropriate for 
        an Executive agency to rely on information made available 
        through such sharing in exercising the responsibilities and 
        authorities of the agency under applicable laws relating to the 
        award of grants;
            ``(4) the procedures for protecting intellectual capital 
        that may be present in such information; and
            ``(5) appropriate privacy protections for persons involved 
        in Federal research and development.
    ``(d) Requirements for Insider Threat Program Guidance.--In 
identifying or developing guidance with respect to insider threat 
programs under subsection (a)(6), the Council shall ensure that such 
guidance provides for, at a minimum--
            ``(1) such programs--
                    ``(A) to deter, detect, and mitigate insider 
                threats; and
                    ``(B) to leverage counterintelligence, security, 
                information assurance, and other relevant functions and 
                resources to identify and counter insider threats; and
            ``(2) the development of an integrated capability to 
        monitor and audit information for the detection and mitigation 
        of insider threats, including through--
                    ``(A) monitoring user activity on computer networks 
                controlled by Executive agencies;
                    ``(B) providing employees of Executive agencies 
                with awareness training with respect to insider threats 
                and the responsibilities of employees to report such 
                threats;
                    ``(C) gathering information for a centralized 
                analysis, reporting, and response capability; and
                    ``(D) information sharing to aid in tracking the 
                risk individuals may pose while moving across programs 
                and affiliations;
            ``(3) the development and implementation of policies and 
        procedures under which the insider threat program of an 
        Executive agency accesses, shares, and integrates information 
        and data derived from offices within the agency;
            ``(4) the designation of senior officials with authority to 
        provide management, accountability, and oversight of the 
        insider threat program of an Executive agency and to make 
        resource recommendations to the appropriate officials; and
            ``(5) such additional guidance as is necessary to reflect 
        the distinct needs, missions, and systems of each Executive 
        agency.
    ``(e) Issuance of Warnings Relating to Risks and Vulnerabilities in 
International Scientific Cooperation.--
            ``(1) In general.--The Council, in conjunction with the 
        lead security advisor under section 7902(c)(4), shall establish 
        a process for informing members of the United States research 
        community and the public, through the issuance of warnings 
        described in paragraph (2), of potential risks and 
        vulnerabilities in international scientific cooperation that 
        may undermine the integrity and security of the United States 
        research community or place at risk any federally funded 
        research and development.
            ``(2) Content.--A warning described in this paragraph shall 
        include, to the extent the Council considers appropriate, a 
        description of--
                    ``(A) activities by the national government, local 
                governments, research institutions, or universities of 
                a foreign country--
                            ``(i) to exploit, interfere, or undermine 
                        research and development by the United States 
                        research community; or
                            ``(ii) to misappropriate scientific 
                        knowledge resulting from federally funded 
                        research and development;
                    ``(B) efforts by strategic competitors to exploit 
                the research enterprise of a foreign country that may 
                place at risk--
                            ``(i) the science and technology of that 
                        foreign country; or
                            ``(ii) federally funded research and 
                        development; and
                    ``(C) practices within the research enterprise of a 
                foreign country that do not adhere to the United States 
                scientific values of openness, transparency, 
                reciprocity, integrity, and merit-based competition.
    ``(f) Program Office and Committees.--The interagency working group 
established under section 1746 of the National Defense Authorization 
Act for Fiscal Year 2020 (Public Law 116-92) shall be a working group 
under the Council performing duties authorized under such section and 
as directed by the Council. The Council shall use any findings or work 
product, existing or forthcoming, by such working group. The Council 
may also establish a program office and any committees, working groups, 
or other constituent bodies the Council deems appropriate, in its sole 
and unreviewable discretion, to carry out its functions.
    ``(g) Exclusion Orders.--To reduce Federal research security risk, 
the Interagency Suspension and Debarment Committee shall provide 
quarterly reports to the Council that detail--
            ``(1) the number of ongoing investigations by Council 
        Members related to Federal research security that may result, 
        or have resulted, in agency pre-notice letters, suspensions, 
        proposed debarments, and debarments;
            ``(2) Federal agencies' performance and compliance with 
        interagency suspensions and debarments;
            ``(3) efforts by the Interagency Suspension and Debarment 
        Committee to mitigate Federal research security risk;
            ``(4) proposals for developing a unified Federal policy on 
        suspensions and debarments; and
            ``(5) other current suspension and debarment related 
        issues.
``Sec. 7904. Strategic plan
    ``(a) In General.--Not later than 180 days after the date of the 
enactment of this chapter, the Council shall develop a strategic plan 
for addressing Federal research security risks and for managing such 
risks, that includes--
            ``(1) the criteria and processes required under section 
        7903(a), including a threshold and requirements for sharing 
        relevant information about such risks with all Executive 
        agencies and, as appropriate, with other Federal entities, 
        foreign governments, and non-Federal entities;
            ``(2) an identification of existing authorities for 
        addressing such risks;
            ``(3) an identification and promulgation of best practices 
        and procedures, and an identification of available resources, 
        for Executive agencies to assess and mitigate such risks;
            ``(4) recommendations for any legislative, regulatory, or 
        other policy changes to improve efforts to address such risks;
            ``(5) recommendations for any legislative, regulatory, or 
        other policy changes to incentivize the adoption of best 
        practices for avoiding and mitigating Federal research security 
        risks by the United States research community and key United 
        States foreign research partners;
            ``(6) an evaluation of the effect of implementing new 
        policies or procedures on existing Federal grant processes, 
        regulations, and disclosures of conflicts of interest and 
        conflicts of commitment;
            ``(7) a plan for engaging with Executive agencies, the 
        private sector, and other nongovernmental stakeholders to 
        address such risks and share information between Executive 
        agencies, the private sector, and nongovernmental stakeholders; 
        and
            ``(8) a plan for identification, assessment, mitigation, 
        and vetting of Federal research security risks.
    ``(b) Submission to Congress.--Not later than 7 calendar days after 
completion of the strategic plan required by subsection (a), the 
Chairperson of the Council shall submit the plan to the appropriate 
congressional committees.
``Sec. 7905. Annual report
    ``Not later than December 15 of each year, the Chairperson of the 
Council shall submit a report to the appropriate congressional 
committees that describes--
            ``(1) the activities of the Council during the preceding 
        fiscal year; and
            ``(2) the progress made toward implementing the strategic 
        plan required under section 7904 after such plan has been 
        submitted to Congress.
``Sec. 7906. Requirements for Executive agencies
    ``(a) In General.--The head of each Executive agency on the Council 
shall be responsible for--
            ``(1) assessing Federal research security risks posed by 
        persons participating in federally funded research and 
        development;
            ``(2) avoiding or mitigating such risks, as appropriate and 
        consistent with the standards, guidelines, requirements, and 
        practices identified by the Council under section 7903(a);
            ``(3) prioritizing Federal research security risk 
        assessments conducted under paragraph (1) based on the 
        applicability and relevance of the research and development to 
        the national security and economic competitiveness of the 
        United States; and
            ``(4) ensuring that all agency initiatives impacting 
        Federally funded research grant making policy and management to 
        protect the national and economic security interests of the 
        United States are integrated with the activities of the 
        Council.
    ``(b) Inclusions.--The responsibility of the head of an Executive 
agency for assessing Federal research security risk described in 
subsection (a) includes--
            ``(1) developing an overall Federal research security risk 
        management strategy and implementation plan and policies and 
        processes to guide and govern Federal research security risk 
        management activities by the Executive agency;
            ``(2) integrating Federal research security risk management 
        practices throughout the lifecycle of the grant programs of the 
        Executive agency;
            ``(3) sharing relevant information with other Executive 
        agencies, as determined appropriate by the Council in a manner 
        consistent with section 7903; and
            ``(4) reporting on the effectiveness of the Federal 
        research security risk management strategy of the Executive 
        agency consistent with guidance issued by the Office of 
        Management and Budget and the Council.''.
    (b) Clerical Amendment.--The table of chapters at the beginning of 
title 31, United States Code, is amended by inserting after the item 
relating to chapter 77 the following new item:

``79. Federal Research Security Council.....................   7901.''.

SEC. 4. FEDERAL GRANT APPLICATION FRAUD.

    (a) In General.--Chapter 47 of title 18, United States Code, is 
amended by adding at the end the following:
``Sec. 1041. Federal grant application fraud
    ``(a) Definitions.--In this section:
            ``(1) Federal agency.--The term `Federal agency' has the 
        meaning given the term `agency' in section 551 of title 5, 
        United States Code.
            ``(2) Federal grant.--The term `Federal grant'--
                    ``(A) means a grant awarded by a Federal agency;
                    ``(B) includes a subgrant awarded by a non-Federal 
                entity to carry out a Federal grant program; and
                    ``(C) does not include--
                            ``(i) direct United States Government cash 
                        assistance to an individual;
                            ``(ii) a subsidy;
                            ``(iii) a loan;
                            ``(iv) a loan guarantee; or
                            ``(v) insurance.
            ``(3) Federal grant application.--The term `Federal grant 
        application' means an application for a Federal grant.
            ``(4) Foreign compensation.--The term `foreign 
        compensation' means a title, monetary compensation, access to a 
        laboratory or other resource, or other benefit received from--
                    ``(A) a foreign government;
                    ``(B) a foreign government institution; or
                    ``(C) a foreign public enterprise.
            ``(5) Foreign government.--The term `foreign government' 
        includes a person acting or purporting to act on behalf of--
                    ``(A) a faction, party, department, agency, bureau, 
                subnational administrative entity, or military of a 
                foreign country; or
                    ``(B) a foreign government or a person purporting 
                to act as a foreign government, regardless of whether 
                the United States recognizes the government.
            ``(6) Foreign government institution.--The term `foreign 
        government institution' means a foreign entity owned by, 
        subject to the control of, or subject to regulation by a 
        foreign government.
            ``(7) Foreign public enterprise.--The term `foreign public 
        enterprise' means an enterprise over which a foreign government 
        directly or indirectly exercises a dominant influence.
            ``(8) Law enforcement agency.--The term `law enforcement 
        agency'--
                    ``(A) means a Federal, State, local, or Tribal law 
                enforcement agency; and
                    ``(B) includes--
                            ``(i) the Office of Inspector General of an 
                        establishment (as defined in section 12 of the 
                        Inspector General Act of 1978 (5 U.S.C. App.)) 
                        or a designated Federal entity (as defined in 
                        section 8G(a) of the Inspector General Act of 
                        1978 (5 U.S.C. App.)); and
                            ``(ii) the Office of Inspector General, or 
                        similar office, of a State or unit of local 
                        government.
            ``(9) Outside compensation.--The term `outside 
        compensation' means any compensation, resource, or support 
        regardless of monetary value made available to the applicant in 
        support of or related to any research endeavor, including, but 
        not limited to, a title, research grant, cooperative agreement, 
        contract, institutional award, access to a laboratory, or other 
        resource, including, but not limited to, materials, travel 
        compensation, or work incentives.
    ``(b) Prohibition.--It shall be unlawful for any individual to 
knowingly--
            ``(1) prepare or submit a Federal grant application that 
        fails to disclose the receipt of any outside compensation, 
        including foreign compensation, by the individual;
            ``(2) forge, counterfeit, or otherwise falsify a document 
        for the purpose of obtaining a Federal grant; or
            ``(3) prepare, submit, or assist in the preparation or 
        submission of a Federal grant application or document in 
        connection with a Federal grant application that--
                    ``(A) contains a false statement;
                    ``(B) contains a material misrepresentation;
                    ``(C) has no basis in law or fact; or
                    ``(D) fails to disclose a material fact.
    ``(c) Exception.--Subsection (b) does not apply to an activity--
            ``(1) carried out in connection with a lawfully authorized 
        investigative, protective, or intelligence activity of--
                    ``(A) a law enforcement agency; or
                    ``(B) a Federal intelligence agency; or
            ``(2) authorized under chapter 224.
    ``(d) Penalty.--Any individual who violates subsection (b)--
            ``(1) shall be fined in accordance with this title, 
        imprisoned for not more than 5 years, or both; and
            ``(2) shall be prohibited from receiving a Federal grant 
        during the 5-year period beginning on the date on which a 
        sentence is imposed on the individual under paragraph (1).''.
    (b) Clerical Amendment.--The table of sections for chapter 47 of 
title 18, United States Code, is amended by adding at the end the 
following:

``1041. Federal grant application fraud.''.

SEC. 5. RESTRICTING THE ACQUISITION OF GOODS, TECHNOLOGIES, AND 
              SENSITIVE INFORMATION TO CERTAIN ALIENS.

    (a) Grounds of Inadmissibility.--Section 212(a)(3)(A)(i) of the 
Immigration and Nationality Act (8 U.S.C. 1182(a)(3)(A)(i)) is amended 
to read as follows:
                            ``(i) any activity--
                                    ``(I) to violate any law of the 
                                United States relating to espionage or 
                                sabotage;
                                    ``(II) to violate or evade any law 
                                prohibiting the export from the United 
                                States of goods, technologies, or 
                                sensitive information; or
                                    ``(III) to acquire export-
                                controlled goods, technologies, or 
                                sensitive information (notwithstanding 
                                any exclusions for items not normally 
                                subject to export controls) if the 
                                Secretary of State has determined that 
                                the acquisition of those goods, 
                                technologies, or sensitive information 
                                by a category of aliens that includes 
                                such alien would be contrary to an 
                                articulable national security 
                                (including economic security) interest 
                                of the United States;''.
    (b) Determining Factors.--
            (1) In general.--In establishing criteria for determining 
        whether an alien is included in a category of aliens that may 
        be inadmissible under section 212(a)(3)(A)(i)(III) of the 
        Immigration and Nationality Act, as amended by subsection (a), 
        officials of the Department of State shall--
                    (A) seek advice and assistance from officials at 
                the Office of the Director of National Intelligence, 
                the Office of Science and Technology Policy, the 
                Department of Health and Human Services, the Department 
                of Defense, the Department of Homeland Security, the 
                Department of Energy, the Department of Commerce, and 
                other appropriate Federal agencies;
                    (B) consider factors such as the alien's past or 
                likely employment or cooperation with--
                            (i) foreign military and security related 
                        organizations that are adversarial to the 
                        United States;
                            (ii) foreign institutions involved in the 
                        theft of United States research;
                            (iii) entities involved in export control 
                        violations or the theft of intellectual 
                        property; and
                            (iv) a government that seeks to undermine 
                        the integrity and security of the United States 
                        research community; and
                    (C) weigh the proportionality of risk for the 
                factors listed in subparagraph (B).
            (2) Machine-readable documents.--Not later than 1 year 
        after the date of the enactment of this Act, the Secretary of 
        State shall--
                    (A) use a machine-readable visa application form; 
                and
                    (B) make available documents submitted in support 
                of a visa application in a machine readable format to 
                assist in--
                            (i) identifying fraud;
                            (ii) conducting lawful law enforcement 
                        activities; and
                            (iii) determining the eligibility of 
                        applicants for a visa under the Immigration and 
                        Nationality Act (8 U.S.C. 1101 et seq.).
    (c) Reporting Requirement.--Not later than 180 days after the date 
of the enactment of this Act, and annually thereafter, the Secretary of 
State, in coordination with the Director of National Intelligence, the 
Director of the Office of Science and Technology Policy, the Secretary 
of Homeland Security, the Secretary of Defense, the Secretary of 
Energy, the Secretary of Commerce, and the heads of other appropriate 
Federal agencies, shall submit a report to Congress that identifies--
            (1) the criteria used to describe the category of aliens to 
        which such section 212(a)(3)(A)(i)(III) may apply; and
            (2) the number of individuals determined to be inadmissible 
        under such section 212(a)(3)(A)(i)(III), including the 
        nationality of each such individual.
    (d) Classification of Annual Report.--Each annual report required 
under subsection (c) shall be submitted, to the extent practicable, in 
an unclassified form, but may be accompanied by a classified appendix 
detailing the criteria used to describe the category of aliens to which 
such section 212(a)(3)(A)(i)(III) applies if the Secretary of State 
determines that such action--
            (1) is in the national security and economic security 
        interests of the United States; or
            (2) is necessary to further the purposes of this Act.
    (e) Report.--Not later than 45 days after date of the enactment of 
this Act, the Secretary of State shall submit a report to the Committee 
on Homeland Security and Governmental Affairs of the Senate, the 
Committee on Commerce, Science, and Transportation of the Senate, the 
Select Committee on Intelligence of the Senate, the Committee on 
Foreign Relations of the Senate; the Committee on Oversight and Reform 
of the House of Representatives, the Committee on Homeland Security of 
the House of Representatives, the Committee on Energy and Commerce of 
the House of Representatives, the Permanent Select Committee on 
Intelligence of the House of Representatives, and the Committee on 
Foreign Affairs of the House of Representatives that--
            (1) describes how supplementary documents provided by a 
        visa applicant in support of a visa application are stored and 
        shared by the Department of State with authorized Federal 
        agencies;
            (2) identifies the sections of a visa application that are 
        machine-readable and the sections that are not machine-
        readable;
            (3) provides cost estimates, including personnel costs and 
        a cost-benefit analysis for adopting different technologies, 
        including optical character recognition, for--
                    (A) making every element of a visa application, and 
                documents submitted in support of a visa application, 
                machine-readable; and
                    (B) ensuring that such system--
                            (i) protects personally-identifiable 
                        information; and
                            (ii) permits the sharing of visa 
                        information with Federal agencies in accordance 
                        with existing law; and
            (4) includes an estimated timeline for completing the 
        implementation of subsection (b)(2).

SEC. 6. LIMITATIONS ON EDUCATIONAL AND CULTURAL EXCHANGE PROGRAMS.

    Section 102(b)(5) of the Mutual Educational and Cultural Exchange 
Act of 1961 (22 U.S.C. 2452(b)(5)) is amended by striking the semicolon 
at the end and inserting the following: ``by developing exchange 
programs for foreign researchers and scientists, while protecting 
technologies regulated by export control laws important to the national 
security and economic interests of the United States, including 
requiring sponsors--
                    ``(A) to disclose to the Department of State 
                whether an exchange visitor, as a primary part of his 
                or her exchange program, will have released to them 
                controlled technology or technical data regulated by 
                export control laws at sponsor organizations through 
                research activities, lectures, course work, sponsor 
                employees, officers, agents, third parties at which the 
                sponsor places the exchange visitor, volunteers, or 
                other individuals or entities associated with a 
                sponsor's administration of the exchange visitor 
                program;
                    ``(B) to provide a plan to the Department of State 
                that establishes appropriate program safeguards to 
                prevent the unauthorized release of controlled 
                technology or technical data regulated by export 
                control laws at sponsor organizations or through their 
                employees, officers, agents, third parties, volunteers, 
                or other individuals or entities associated with a 
                sponsor's administration of the exchange visitor 
                program; and
                    ``(C) to demonstrate, to the satisfaction of the 
                Secretary of State, that programs that will release 
                controlled technology or technical data to an exchange 
                visitor at the sponsor organization through exchange 
                visitor programs have received appropriate 
                authorization from the Department of State, the 
                Department of Commerce, other cognizant Federal agency 
                before the sponsor releases controlled technology or 
                technical data;''.

SEC. 7. AMENDMENTS TO DISCLOSURES OF FOREIGN GIFTS.

    Section 117 of the Higher Education Act of 1965 (20 U.S.C. 1011f) 
is amended--
            (1) by amending subsection (a) to read as follows:
    ``(a) Disclosure Report.--
            ``(1) In general.--An institution shall file a disclosure 
        report with the Secretary not later than March 31 occurring 
        after--
                    ``(A) the calendar year in which a foreign source 
                gains ownership of, or control over, the institution; 
                or
                    ``(B) the calendar year in which the institution 
                receives a gift from, or enters into a contract with, a 
                foreign source, the value of which is $50,000 or more, 
                considered alone or in combination with all other gifts 
                from or contracts with that foreign source within a 
                calendar year.
            ``(2) Revisions; updates.--The Secretary shall permit 
        institutions to revise and update disclosure reports previously 
        filed to ensure accuracy, compliance, and the ability to 
        cure.'';
            (2) by amending subsection (b) to read as follows:
    ``(b) Contents of Report.--Each report to the Secretary required by 
this section shall contain the following:
            ``(1) For gifts received from or contracts entered into 
        with a foreign source other than a foreign government, the 
        aggregate dollar amount of such gifts and contracts 
        attributable to a particular country and the legal or formal 
        name of the foreign source. The country to which a gift is 
        attributable is the country of citizenship, or if unknown, the 
        principal residence for a foreign source who is a natural 
        person, and the country of incorporation, or if unknown, the 
        principal place of business, for a foreign source which is a 
        legal entity.
            ``(2) For gifts received from or contracts entered into 
        with a foreign government, the aggregate amount of such gifts 
        and contracts received from each foreign government.
            ``(3) In the case of an institution which is owned or 
        controlled by a foreign source, the identity of the foreign 
        source, the date on which the foreign source assumed ownership 
        or control, and any changes in program or structure resulting 
        from the change in ownership or control.
            ``(4) An assurance that the institution will maintain true 
        copies of gift and contract agreements subject to the 
        disclosure requirements under this section for at least the 
        duration of the agreement.
            ``(5) An assurance that the institution will produce true 
        copies of gift and contract agreements subject to the 
        disclosure requirements under this section upon request of the 
        Secretary during a compliance audit or other institutional 
        investigation.'';
            (3) by amending subsection (e) to read as follows:
    ``(e) Public Inspection.--Not later than 30 days after receiving a 
disclosure report under this section, the Secretary shall make such 
report electronically available to the public for downloading on a 
searchable database under which institutions can be individually 
identified and compared.'';
            (4) in subsection (f), by adding at the end the following:
            ``(3) Fines.--
                    ``(A) In general.--The Secretary may impose a fine 
                on any institution that repeatedly fails to file a 
                disclosure report for a receipt of a gift from or 
                contract with a foreign source in accordance with 
                subsection (a) in an amount that is not more than 3 
                times the amount of the gift or contract with the 
                foreign source.
                    ``(B) Definition of repeatedly fails.--In this 
                paragraph, the term `repeatedly fails' means that the 
                institution failed to file a disclosure report for a 
                receipt of a gift from or contract with a foreign 
                source in 3 consecutive years.'';
            (5) by amending subsection (g) to read as follows:
    ``(g) Rulemaking.--
            ``(1) In general.--Not later than 1 year after the date of 
        enactment of the Safeguarding American Innovation Act, the 
        Secretary shall issue regulations to carry out this section 
        using the negotiated rulemaking procedure set forth in section 
        492(b).
            ``(2) Elements.--Regulations issued pursuant to paragraph 
        (1) shall--
                    ``(A) incorporate instructions for--
                            ``(i) reporting structured gifts and 
                        contracts; and
                            ``(ii) reporting contracts that balances 
                        the need for transparency, while protecting the 
                        proprietary information of institutes of higher 
                        education; and
                    ``(B) clarify the definition of `subunit', for 
                purposes of subsection (i)(4)(C).'';
            (6) by redesignating subsection (h) as subsection (i);
            (7) by inserting after subsection (g) the following:
    ``(h) Treatment of Tuition Payment.--A tuition and related fees and 
expenses payment to an institution by, or a scholarship from, a foreign 
source made on behalf of a student enrolled at such institution shall 
not be considered a gift from or contract with a foreign source under 
this section.''; and
            (8) in subsection (i), as redesignated--
                    (A) in paragraph (3), by striking ``or property'' 
                and inserting ``, property, human resources, or staff, 
                including staff salaries''; and
                    (B) in paragraph (5)(B), by inserting ``institutes, 
                instructional programs,'' after ``centers,''.
                                                       Calendar No. 620

116th CONGRESS

  2d Session

                                S. 3997

                          [Report No. 116-317]

_______________________________________________________________________

                                 A BILL

     To strengthen the security and integrity of the United States 
                  scientific and research enterprise.

_______________________________________________________________________

                           December 14, 2020

                       Reported with an amendment
```