# Official Journal C 215/2019

| | ISSN 1977-091X |
| --- | --- |
| Official Journal
  of the European Union | C 215 |
| | |
| English edition | Information and Notices | Volume 6226 June 2019 |

ISSN 1977-091X

Official Journal

of the European Union

C 215

English edition

Information and Notices

Volume 6226 June 2019

---

| Contents | page |
| --- | --- |
| | IV   Notices |
| | NOTICES FROM EUROPEAN UNION INSTITUTIONS, BODIES, OFFICES AND AGENCIES |
| | European Commission |
| 2019/C 215/01 | Euro exchange rates | 1 |
| 2019/C 215/02 | Administrative Commission for the Coordination of Social Security Systems — Decision No F3 of 19 December 2018 concerning the interpretation of Article 68 of Regulation (EC) No 883/2004 relating to the method for the calculation of the differential supplement (
  1
  ) | 2 |
| | NOTICES FROM MEMBER STATES |
| 2019/C 215/03 | Publication in accordance with Article 6 of Directive 2001/24/EC of the European Parliament and of the Council on the reorganisation and winding-up of credit institutions | 3 |

Contents

page

IV   Notices

NOTICES FROM EUROPEAN UNION INSTITUTIONS, BODIES, OFFICES AND AGENCIES

European Commission

2019/C 215/01

Euro exchange rates

1

2019/C 215/02

Administrative Commission for the Coordination of Social Security Systems — Decision No F3 of 19 December 2018 concerning the interpretation of Article 68 of Regulation (EC) No 883/2004 relating to the method for the calculation of the differential supplement (
  1
  )

1

2

NOTICES FROM MEMBER STATES

2019/C 215/03

Publication in accordance with Article 6 of Directive 2001/24/EC of the European Parliament and of the Council on the reorganisation and winding-up of credit institutions

3

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| | V   Announcements |
| --- | --- |
| | OTHER ACTS |
| | European Commission |
| 2019/C 215/04 | Publication of the amended single document following the approval of a minor amendment pursuant to the second subparagraph of Article 53(2) of Regulation (EU) No 1151/2012 | 50 |

V   Announcements

OTHER ACTS

European Commission

2019/C 215/04

Publication of the amended single document following the approval of a minor amendment pursuant to the second subparagraph of Article 53(2) of Regulation (EU) No 1151/2012

50

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| | |
| --- | --- |
| | (1)   Text of relevance to the EEA and to the EC/Switzerland Agreement. |

---

(1)   Text of relevance to the EEA and to the EC/Switzerland Agreement.

1

| EN | |
| --- | --- |

EN

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IV Notices

NOTICES FROM EUROPEAN UNION INSTITUTIONS, BODIES, OFFICES AND AGENCIES

European Commission

| 26.6.2019 | EN | Official Journal of the European Union | C 215/1 |
| --- | --- | --- | --- |

26.6.2019

EN

Official Journal of the European Union

C 215/1

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Euro exchange rates (1)

25 June 2019

(2019/C 215/01)

1 euro =

| | Currency | Exchange rate |
| --- | --- | --- |
| USD | US dollar | 1,1388 |
| JPY | Japanese yen | 121,97 |
| DKK | Danish krone | 7,4654 |
| GBP | Pound sterling | 0,89485 |
| SEK | Swedish krona | 10,5320 |
| CHF | Swiss franc | 1,1108 |
| ISK | Iceland króna | 141,50 |
| NOK | Norwegian krone | 9,6855 |
| BGN | Bulgarian lev | 1,9558 |
| CZK | Czech koruna | 25,557 |
| HUF | Hungarian forint | 324,49 |
| PLN | Polish zloty | 4,2563 |
| RON | Romanian leu | 4,7184 |
| TRY | Turkish lira | 6,5708 |
| AUD | Australian dollar | 1,6341 |
| CAD | Canadian dollar | 1,5001 |
| HKD | Hong Kong dollar | 8,8915 |
| NZD | New Zealand dollar | 1,7140 |
| SGD | Singapore dollar | 1,5411 |
| KRW | South Korean won | 1 314,27 |
| ZAR | South African rand | 16,2881 |
| CNY | Chinese yuan renminbi | 7,8347 |
| HRK | Croatian kuna | 7,3945 |
| IDR | Indonesian rupiah | 16 116,30 |
| MYR | Malaysian ringgit | 4,7119 |
| PHP | Philippine peso | 58,477 |
| RUB | Russian rouble | 71,4389 |
| THB | Thai baht | 34,973 |
| BRL | Brazilian real | 4,3669 |
| MXN | Mexican peso | 21,9042 |
| INR | Indian rupee | 78,9725 |

Currency

Exchange rate

USD

US dollar

1,1388

JPY

Japanese yen

121,97

DKK

Danish krone

7,4654

GBP

Pound sterling

0,89485

SEK

Swedish krona

10,5320

CHF

Swiss franc

1,1108

ISK

Iceland króna

141,50

NOK

Norwegian krone

9,6855

BGN

Bulgarian lev

1,9558

CZK

Czech koruna

25,557

HUF

Hungarian forint

324,49

PLN

Polish zloty

4,2563

RON

Romanian leu

4,7184

TRY

Turkish lira

6,5708

AUD

Australian dollar

1,6341

CAD

Canadian dollar

1,5001

HKD

Hong Kong dollar

8,8915

NZD

New Zealand dollar

1,7140

SGD

Singapore dollar

1,5411

KRW

South Korean won

1 314,27

ZAR

South African rand

16,2881

CNY

Chinese yuan renminbi

7,8347

HRK

Croatian kuna

7,3945

IDR

Indonesian rupiah

16 116,30

MYR

Malaysian ringgit

4,7119

PHP

Philippine peso

58,477

RUB

Russian rouble

71,4389

THB

Thai baht

34,973

BRL

Brazilian real

4,3669

MXN

Mexican peso

21,9042

INR

Indian rupee

78,9725

---

(1)  Source: reference exchange rate published by the ECB.

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| 26.6.2019 | EN | Official Journal of the European Union | C 215/2 |
| --- | --- | --- | --- |

26.6.2019

EN

Official Journal of the European Union

C 215/2

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ADMINISTRATIVE COMMISSION FOR THE COORDINATION OF SOCIAL SECURITY SYSTEMS

DECISION No F3

of 19 December 2018

concerning the interpretation of Article 68 of Regulation (EC) No 883/2004 relating to the method for the calculation of the differential supplement

(Text of relevance to the EEA and to the EC/Switzerland Agreement)

(2019/C 215/02)

THE ADMINISTRATIVE COMMISSION FOR THE COORDINATION OF SOCIAL SECURITY SCHEMES,

Having regard to Article 72(a) of Regulation (EC) No 883/2004 of the European Parliament and of the Council of 29 April 2004 on the coordination of social security schemes (1) under which the Administrative Commission is responsible for dealing with all administrative questions and questions of interpretation arising from the provisions of Regulation (EC) No 883/2004 and Regulation (EC) No 987/2009 of the European Parliament and of the Council of 16 September 2009 laying down the procedure for implementing Regulation (EC) No 883/2004 on the coordination of social security systems (2),

Having regard to Article 68 of Regulation (EC) No 883/2004,

Having regard to Article 60 of Regulation (EC) No 987/2009;

Whereas:

| (1) | Article 68(2) of Regulation (EC) No 883/2004 provides that in the case of overlapping entitlements to family benefits under the legislation of more than one Member State, family benefits shall be provided in accordance with the legislation designated as having priority in accordance with paragraph (1). Entitlements to family benefits by virtue of other conflicting legislation or legislations shall be suspended up to the amount provided for by the first legislation and a differential supplement shall be provided, if necessary, for the sum which exceeds this amount. |
| --- | --- |

(1)

Article 68(2) of Regulation (EC) No 883/2004 provides that in the case of overlapping entitlements to family benefits under the legislation of more than one Member State, family benefits shall be provided in accordance with the legislation designated as having priority in accordance with paragraph (1). Entitlements to family benefits by virtue of other conflicting legislation or legislations shall be suspended up to the amount provided for by the first legislation and a differential supplement shall be provided, if necessary, for the sum which exceeds this amount.

| (2) | In order to facilitate the uniform application of Regulation (EC) No 883/2004 the Administrative Commission therefore agrees that a uniform procedure to implement the said Article should be established with regard to the comparison between the amounts provided for by the two or more legislations concerned and with regard to the determination of the differential supplement that may have to be paid by the institution concerned.
  Acting in accordance with the conditions laid down in Article 71(2) of Regulation (EC) No 883/2004, |
| --- | --- |

(2)

In order to facilitate the uniform application of Regulation (EC) No 883/2004 the Administrative Commission therefore agrees that a uniform procedure to implement the said Article should be established with regard to the comparison between the amounts provided for by the two or more legislations concerned and with regard to the determination of the differential supplement that may have to be paid by the institution concerned.

Acting in accordance with the conditions laid down in Article 71(2) of Regulation (EC) No 883/2004,

HAS DECIDED AS FOLLOWS:

| 1. | The institution of the Member State whose legislation has not been designated as having priority according to Article 68(1) of Regulation (EC) No 883/2004 shall, for each member of the family, make the comparison between the amount of family benefits provided for by the legislation designated as having priority and the amount of family benefits provided by the legislation which it administers. |
| --- | --- |

1.

| 2. | After having made the comparison for each individual member of the family, the institution concerned shall pay a differential supplement equal to the difference between the two amounts. |
| --- | --- |

2.

| 3. | This decision shall be published on the Official Journal of the European Union. It enters into force on the twentieth day following that of its publication. |
| --- | --- |

3.

The Chair of the Administrative Commission

Bernhard SPIEGEL

---

(1)  OJ L 166, 30.4.2004, p. 1.

1

(2)  OJ L 284, 30.10.2009, p. 1.

2

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NOTICES FROM MEMBER STATES

| 26.6.2019 | EN | Official Journal of the European Union | C 215/3 |
| --- | --- | --- | --- |

26.6.2019

EN

Official Journal of the European Union

C 215/3

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Publication in accordance with Article 6 of Directive 2001/24/EC of the European Parliament and of the Council on the reorganisation and winding-up of credit institutions

(2019/C 215/03)

The resolution decision as regards HETA is linked to the reorganisation of the Hypo Alpe Adria Bank.

Extract from the mandate decision of the Austrian Financial Market Authority (FMA) of 10 April 2016 on preparing for the application of a resolution tool.

DECISION

Ruling

Since the conditions for resolution exist in respect of HETA ASSET RESOLUTION AG, Alpen-Adria-Platz 1, 9020 Klagenfurt, Austria, Austrian Trade Register registration No 108415 (‘HETA’), the Austrian Financial Market Authority (FMA) in its capacity as resolution authority pursuant to § 3(1) of the Austrian Federal Act on the Recovery and Resolution of Banks (BaSAG), as published in the Austrian Federal Law Gazette I No 98/2014, as amended, has ordered the following measures:

I.

| 1. | HETA’s Common Equity Tier 1 items within the meaning of § 2(68) BaSAG shall be set to zero pursuant to § 50(1)(1) in conjunction with § 74(2)(4) in conjunction with § 90(1)(1) in conjunction with § 73(2)(1) BaSAG. This concerns the following Common Equity Tier 1 items:






  1.1. | The share capital indicated as equity in the Issued capital column as at 1.3.2015 in HETA’s interim financial report. As at 1.3.2015, this amounts to EUR 2 419 097 046,21 and is divided into 989 231 060 bearer shares with no par value. |
| --- | --- | --- |

1.

1.1.

The share capital indicated as equity in the Issued capital column as at 1.3.2015 in HETA’s interim financial report. As at 1.3.2015, this amounts to EUR 2 419 097 046,21 and is divided into 989 231 060 bearer shares with no par value.

| 1.2. | The participation capital in HETA indicated as equity in the Issued capital column as at 1.3.2015 in HETA’s interim financial report. As at 1.3.2015, this amounts to EUR 1 075 111 072,56. This comprises EUR 800 000 000 and 18 000 participation certificates at EUR 15 283,94848 each, subscribed in full by the Republic of Austria. |
| --- | --- |

1.2.

The participation capital in HETA indicated as equity in the Issued capital column as at 1.3.2015 in HETA’s interim financial report. As at 1.3.2015, this amounts to EUR 1 075 111 072,56. This comprises EUR 800 000 000 and 18 000 participation certificates at EUR 15 283,94848 each, subscribed in full by the Republic of Austria.

| 2. | The nominal value of HETA’s Tier 2 instruments within the meaning of § 2(73) BaSAG, including the interest accrued until 28.2.2015, shall be set to zero pursuant to § 50(1)(1) in conjunction with § 74(2)(4) in conjunction with § 90(1)(3) in conjunction with § 89(3)(2) in conjunction with § 73(2)(3) BaSAG. Without prejudice to the effects on all parties whose rights under § 116(4) BaSAG are affected by the resolution measures, this concerns the following items:













  Tier 2 Capital |
| --- | --- |
| Item | ISIN/Contract No ID | Name | Term | Currency | 1.3.2015 Nominal value in currency | 1.3.2015 Commercial Code/Banking Act book value in EUR | 1.3.2015 Accrued interest in EUR |
| 2.4. | AT0000355326 | FRN HYPO ALPE-A. KAP.FLR03-15 | 30.12.2015 | EUR | 3 892 000,00 | 0,04 | — |
| 2.4. | AT0000355359 | HYPO ALPE-A.ERG.ANL.05/17 | 8.8.2017 | EUR | 1 000 000,00 | 0,02 | — |
| 2.4. | XS0178449467 | 5.25% HYPO ALPE-A. MTN 03/15 | 27.10.2015 | EUR | 20 000 000,00 | 0,20 | — |
| 2.8. | SSD_35 | SSD_ERG_EUR_5,69%_2003-2017 | 3.5.2017 | EUR | 5 000 000,00 | 0,00 | — |
| 2.8. | SSD_31 | SSD_ERG_EUR_5,69%_2003-2017 | 3.5.2017 | EUR | 5 000 000,00 | 0,00 | — |
| | 0,26 | — |

2.

Tier 2 Capital

Item

ISIN/Contract No ID

Name

Term

Currency

1.3.2015 Nominal value in currency

1.3.2015 Commercial Code/Banking Act book value in EUR

1.3.2015 Accrued interest in EUR

2.4.

AT0000355326

FRN HYPO ALPE-A. KAP.FLR03-15

30.12.2015

EUR

3 892 000,00

0,04

—

2.4.

AT0000355359

HYPO ALPE-A.ERG.ANL.05/17

8.8.2017

EUR

1 000 000,00

0,02

—

2.4.

XS0178449467

5.25% HYPO ALPE-A. MTN 03/15

27.10.2015

EUR

20 000 000,00

0,20

—

2.8.

SSD_35

SSD_ERG_EUR_5,69%_2003-2017

3.5.2017

EUR

5 000 000,00

0,00

—

2.8.

SSD_31

SSD_ERG_EUR_5,69%_2003-2017

3.5.2017

EUR

5 000 000,00

0,00

—

0,26

—

II.

| 1. | The nominal value of HETA’s subordinated liabilities not recorded in section I.2 above, including the interest accrued until 28.2.2015, shall be set to zero pursuant to § 50(1)(1) in conjunction with § 74(2)(4) in conjunction with § 90(1)(4) BaSAG. Without prejudice to the effects on all parties whose rights under § 116(4) BaSAG are affected by the resolution measures, this concerns the following subordinated liabilities:














  Subordinated liabilities |
| --- | --- |
| Item | Identifier Contract No | Name | Term start date | Term end date | Currency | 1.3.2015 Nominal value in currency | 1.3.2015 Commercial Code/Banking Act book value in EUR | 1.3.2015 Accrued interest in EUR |
| 2.7. | SSD_117-2/133 | SSD_NR_EUR_4,49%_2006-2016 | 17.8.2006 | 17.8.2016 | EUR | 10 000 000,00 | 10 000 000,00 | 709 297,58 |
| 2.7. | SSD_117-1 | SSD_NR_EUR_4,49%_2006-2017 | 17.8.2006 | 17.8.2016 | EUR | 5 000 000,00 | 5 000 000,00 | 354 648,79 |
| 2.7. | SSD_121 [A] | SSD_NR_EUR_4,5%_2006-2017 | 31.10.2006 | 9.1.2017 | EUR | 10 000 000,00 | 10 000 000,00 | 517 808,39 |
| 2.7. | SSD_121 [B] | SSD_NR_EUR_4,5%_2006-2017 | 31.10.2006 | 9.1.2017 | EUR | 3 000 000,00 | 3 000 000,00 | 155 342,31 |
| 2.7. | SSD_121 [C] | SSD_NR_EUR_4,5%_2006-2017 | 31.10.2006 | 9.1.2017 | EUR | 20 000 000,00 | 20 000 000,00 | 1 035 616,26 |
| 2.7. | SSD_121 [D] | SSD_NR_EUR_4,5%_2006-2017 | 31.10.2006 | 9.1.2017 | EUR | 7 000 000,00 | 7 000 000,00 | 362 465,56 |
| 2.7. | SSD_121 [E] | SSD_NR_EUR_4,5%_2006-2017 | 31.10.2006 | 9.1.2017 | EUR | 10 000 000,00 | 10 000 000,00 | 517 808,39 |
| 2.7. | SSD_120 | SSD_NR_EUR_4,28%_2006-2017 | 5.9.2006 | 13.1.2017 | EUR | 5 000 000,00 | 5 000 000,00 | 243 713,69 |
| 2.7. | SSD_144 | SSD_NR_EUR_6mEuribor+0,3%_2007-2017 | 23.2.2007 | 23.2.2017 | EUR | 10 000 000,00 | 10 000 000,00 | 71 178,63 |
| 2.7. | SSD_33 | SSD_NR_EUR_4,35%_2003-2017 | 27.6.2003 | 27.6.2017 | EUR | 5 000 000,00 | 5 000 000,00 | 147 417,35 |
| 2.7. | SSD_53 | SSD_NR_EUR_4,35%_2003-2017 | 27.6.2003 | 27.6.2017 | EUR | 2 000 000,00 | 2 000 000,00 | 58 967,35 |
| 2.7. | SSD_104 | SSD_NR_EUR_4,45%_2006-2017 | 1.6.2006 | 1.8.2017 | EUR | 15 000 000,00 | 15 000 000,00 | 387 699,22 |
| 2.7. | SSD_70 | SSD_NR_EUR_3,7%_2005-2017 | 29.7.2005 | 1.8.2017 | EUR | 25 000 000,00 | 25 000 000,00 | 537 260,98 |
| 2.7. | SSD_72 | SSD_NR_EUR_3,79%_2005-2017 | 8.8.2005 | 8.8.2017 | EUR | 1 000 000,00 | 1 000 000,00 | 60 966,44 |
| 2.7. | SSD_71 | SSD_NR_EUR_3,79%_2005-2017 | 8.8.2005 | 8.8.2017 | EUR | 2 000 000,00 | 2 000 000,00 | 121 932,87 |
| 2.7. | SSD_112 | SSD_NR_EUR_4,495%_2006-2017 | 9.8.2006 | 9.8.2017 | EUR | 3 000 000,00 | 3 000 000,00 | 216 217,70 |
| 2.7. | SSD_73 | SSD_NR_EUR_3,80%_2005-2017 | 15.8.2005 | 15.8.2017 | EUR | 5 000 000,00 | 5 000 000,00 | 301 648,72 |
| 2.7. | SSD_74 | SSD_NR_EUR_3,80%_2005-2017 | 15.8.2005 | 15.8.2017 | EUR | 5 000 000,00 | 5 000 000,00 | 301 648,72 |
| 2.7. | SSD_148 | SSD_NR_EUR_4,56%_2006-2017 | 31.8.2006 | 31.8.2017 | EUR | 2 500 000,00 | 2 500 000,00 | 175 839,79 |
| 2.7. | SSD_149 | SSD_NR_EUR_4,56%_2006-2017 | 31.8.2006 | 31.8.2017 | EUR | 500 000,00 | 500 000,00 | 35 167,23 |
| 2.7. | SSD_75 | SSD_NR_EUR_3,80%_2005-2017 | 31.8.2005 | 31.8.2017 | EUR | 2 000 000,00 | 2 000 000,00 | 117 225,92 |
| 2.7. | SSD_113 | SSD_NR_EUR_4,51%_2006-2017 | 17.8.2006 | 1.9.2017 | EUR | 5 000 000,00 | 5 000 000,00 | 346 220,05 |
| 2.7. | SSD_56 | SSD_NR_EUR_4,08%_2005-2017 | 3.2.2005 | 1.9.2017 | EUR | 10 000 000,00 | 10 000 000,00 | 628 095,84 |
| 2.7. | SSD_66 | SSD_NR_EUR_3mEuribor+0,25%_2005-2017 | 31.3.2005 | 1.9.2017 | EUR | 25 000 000,00 | 25 000 000,00 | 1 619 341,93 |
| 2.7. | SSD_57 | SSD_NR_EUR_4,08%_2005-2017 | 3.2.2005 | 1.9.2017 | EUR | 5 000 000,00 | 5 000 000,00 | 314 048,82 |
| 2.7. | SSD_58 | SSD_NR_EUR_4,08%_2005-2017 | 3.2.2005 | 1.9.2017 | EUR | 10 000 000,00 | 10 000 000,00 | 628 095,84 |
| 2.7. | SSD_105 | SSD_NR_EUR_3mEuribor+0,25%_2006-2017 | 6.6.2006 | 6.9.2017 | EUR | 15 000 000,00 | 15 000 000,00 | 53 354,68 |
| 2.7. | SSD_143 | SSD_NR_EUR_4,60%_2006-2017 | 30.6.2006 | 15.9.2017 | EUR | 7 000 000,00 | 7 000 000,00 | 482 192,55 |
| 2.7. | SSD_141 | SSD_NR_EUR_4,60%_2006-2017 | 30.6.2006 | 15.9.2017 | EUR | 7 000 000,00 | 7 000 000,00 | 482 192,55 |
| 2.7. | SSD_142 | SSD_NR_EUR_4,60%_2006-2017 | 30.6.2006 | 15.9.2017 | EUR | 13 000 000,00 | 13 000 000,00 | 895 501,63 |
| 2.7. | SSD_79 | SSD_NR_EUR_3,618%_2005-2017 | 19.9.2005 | 19.9.2017 | EUR | 6 000 000,00 | 6 000 000,00 | 321 730,45 |
| 2.7. | SSD_80 | SSD_NR_EUR_3,63%_2005-2017 | 20.9.2005 | 20.9.2017 | EUR | 5 000 000,00 | 5 000 000,00 | 268 460,83 |
| 2.7. | SSD_81 | SSD_NR_EUR_3,614%_2005-2017 | 21.9.2005 | 21.9.2017 | EUR | 20 000 000,00 | 20 000 000,00 | 1 066 970,98 |
| 2.7. | SSD_34 | SSD_NR_EUR_4,97%_2003-2017 | 28.10.2003 | 28.9.2017 | EUR | 5 000 000,00 | 5 000 000,00 | 362 446,10 |
| 2.7. | SSD_30 | SSD_NR_EUR_4,97%_2003-2017 | 28.10.2003 | 28.9.2017 | EUR | 5 000 000,00 | 5 000 000,00 | 362 446,10 |
| 2.7. | SSD_145 | SSD_NR_EUR_4,517%_2007-2017 | 15.3.2007 | 29.9.2017 | EUR | 4 000 000,00 | 4 000 000,00 | 262 986,65 |
| 2.7. | SSD_146 | SSD_NR_EUR_4,517%_2007-2017 | 15.3.2007 | 29.9.2017 | EUR | 20 000 000,00 | 20 000 000,00 | 1 314 931,71 |
| 2.7. | SSD_25 | SSD_NR_EUR_5%_2003-2018 | 28.3.2003 | 28.3.2018 | EUR | 5 000 000,00 | 5 000 000,00 | 231 249,09 |
| 2.7. | SSD_26 | SSD_NR_EUR_5%_2003-2018 | 28.3.2003 | 28.3.2018 | EUR | 3 000 000,00 | 3 000 000,00 | 138 750,68 |
| 2.7. | SSD_27 | SSD_NR_EUR_5%_2003-2018 | 28.3.2003 | 28.3.2018 | EUR | 2 000 000,00 | 2 000 000,00 | 92 500,45 |
| Item | ISIN/Identifier | Name | Term start date | Term end date | Currency | 1.3.2015 Nominal value in currency | 1.3.2015 Commercial Code/Banking Act book value in EUR | 1.3.2015 Accrued interest in EUR |
| 2.7. | XS0274117117 | 4.35% HYPO ALPE-A.NR.ANL.06/16 | 3.11.2006 | 3.11.2016 | EUR | 150 000 000,00 | 150 000 000,00 | 8 812 951,03 |
| 2.7. | XS0283714896 | FRN HAAB VAR.ANL 07-17 | 24.1.2007 | 24.1.2017 | EUR | 230 000 000,00 | 230 000 000,00 | 1 270 938,23 |
| 2.7. | XS0170866775 | FRN HYPO-ALPE-A. NR.ANL.03/17 | 27.6.2003 | 27.6.2017 | EUR | 15 000 000,00 | 15 000 000,00 | 453 323,59 |
| 2.7. | QOXDB9964079 | FRN HYPO ALPE ANL.NACH. 04/17 | 16.8.2004 | 16.8.2017 | EUR | 20 000 000,00 | 20 000 000,00 | 138 353,42 |
| 2.7. | XS0205170268 | FRN KTN NACHR.ANL. 04/17 VAR. | 11.11.2004 | 11.9.2017 | EUR | 25 000 000,00 | 25 000 000,00 | 83 627,99 |
| 2.7. | XS0184026374 | 4 875 % HYPO ALPE-A.ANL.04/17 | 18.2.2004 | 18.9.2017 | EUR | 15 000 000,00 | 15 000 000,00 | 1 085 987,16 |
| 2.7. | XS0154247299 | FRN VAR.HYPO ALP.NTS 02-17/P | 20.9.2002 | 20.9.2017 | EUR | 15 000 000,00 | 15 000 000,00 | 140 464,12 |
| 2.7. | XS0139343635 | 5.73% HYPO ALPE-A.NR NTS 01-21 | 10.12.2001 | 10.12.2021 | EUR | 15 000 000,00 | 15 000 000,00 | 191 000,00 |
| 2.7. | XS0142938686 | 5.92% HYPO ALPE-A.NR.NTS 02-22 | 22.2.2002 | 22.2.2022 | EUR | 15 000 000,00 | 15 000 000,00 | 22 200,01 |
| 2.7. | XS0863484035 | 2.375% HAAB GUARNT.NTS 12-22 | 13.12.2012 | 13.12.2022 | EUR | 1 000 000 000,00 | 1 000 000 000,00 | 5 075 342,46 |
| 2.7. | AT0000327101 | 7.5% KTN. OBL 94-24 | 27.5.1994 | 27.5.2024 | ATS | 60 000 000,00 | 4 360 370,05 | 248 904,46 |
| 2.7. | AT0000355334 | 5.03% HYPO ALPE A. ANL. 04/17 | 26.1.2004 | 27.5.2024 | EUR | 10 000 000,00 | 10 000 000,00 | 553 492,93 |
| 2.7. | XS0165863316 | 5.27% HYPO ALPE-A. ANL 03-28/P | 7.4.2003 | 7.4.2028 | EUR | 10 000 000,00 | 10 000 000,00 | 474 300,00 |
| 2.7. | XS0097058720 | 0% KTN. NR OBL. 99-29 | 14.5.1999 | 14.5.2029 | EUR | 5 000 000,00 | 13 884 212,65 | 12 397,47 |
| 2.7. | XS0121202658 | FRN HYPO ALPE ANL.00-30/VAR. | 18.12.2000 | 18.12.2030 | EUR | 14 890 000,00 | 14 890 000,00 | 16 140,76 |
| 2.7. | XS0158550292 | FRN HYPO ALPE-ADR.NTS 02/32VA | 29.11.2002 | 29.11.2032 | EUR | 20 000 000,00 | 20 000 000,00 | 34 720,00 |
| | 1 893 134 582,70 | 34 915 532,45 |

1.

Subordinated liabilities

Item

Identifier Contract No

Name

Term start date

Term end date

Currency

1.3.2015 Nominal value in currency

1.3.2015 Commercial Code/Banking Act book value in EUR

1.3.2015 Accrued interest in EUR

2.7.

SSD_117-2/133

SSD_NR_EUR_4,49%_2006-2016

17.8.2006

17.8.2016

EUR

10 000 000,00

10 000 000,00

709 297,58

2.7.

SSD_117-1

SSD_NR_EUR_4,49%_2006-2017

17.8.2006

17.8.2016

EUR

5 000 000,00

5 000 000,00

354 648,79

2.7.

SSD_121 [A]

SSD_NR_EUR_4,5%_2006-2017

31.10.2006

9.1.2017

EUR

10 000 000,00

10 000 000,00

517 808,39

2.7.

SSD_121 [B]

SSD_NR_EUR_4,5%_2006-2017

31.10.2006

9.1.2017

EUR

3 000 000,00

3 000 000,00

155 342,31

2.7.

SSD_121 [C]

SSD_NR_EUR_4,5%_2006-2017

31.10.2006

9.1.2017

EUR

20 000 000,00

20 000 000,00

1 035 616,26

2.7.

SSD_121 [D]

SSD_NR_EUR_4,5%_2006-2017

31.10.2006

9.1.2017

EUR

7 000 000,00

7 000 000,00

362 465,56

2.7.

SSD_121 [E]

SSD_NR_EUR_4,5%_2006-2017

31.10.2006

9.1.2017

EUR

10 000 000,00

10 000 000,00

517 808,39

2.7.

SSD_120

SSD_NR_EUR_4,28%_2006-2017

5.9.2006

13.1.2017

EUR

5 000 000,00

5 000 000,00

243 713,69

2.7.

SSD_144

SSD_NR_EUR_6mEuribor+0,3%_2007-2017

23.2.2007

23.2.2017

EUR

10 000 000,00

10 000 000,00

71 178,63

2.7.

SSD_33

SSD_NR_EUR_4,35%_2003-2017

27.6.2003

27.6.2017

EUR

5 000 000,00

5 000 000,00

147 417,35

2.7.

SSD_53

SSD_NR_EUR_4,35%_2003-2017

27.6.2003

27.6.2017

EUR

2 000 000,00

2 000 000,00

58 967,35

2.7.

SSD_104

SSD_NR_EUR_4,45%_2006-2017

1.6.2006

1.8.2017

EUR

15 000 000,00

15 000 000,00

387 699,22

2.7.

SSD_70

SSD_NR_EUR_3,7%_2005-2017

29.7.2005

1.8.2017

EUR

25 000 000,00

25 000 000,00

537 260,98

2.7.

SSD_72

SSD_NR_EUR_3,79%_2005-2017

8.8.2005

8.8.2017

EUR

1 000 000,00

1 000 000,00

60 966,44

2.7.

SSD_71

SSD_NR_EUR_3,79%_2005-2017

8.8.2005

8.8.2017

EUR

2 000 000,00

2 000 000,00

121 932,87

2.7.

SSD_112

SSD_NR_EUR_4,495%_2006-2017

9.8.2006

9.8.2017

EUR

3 000 000,00

3 000 000,00

216 217,70

2.7.

SSD_73

SSD_NR_EUR_3,80%_2005-2017

15.8.2005

15.8.2017

EUR

5 000 000,00

5 000 000,00

301 648,72

2.7.

SSD_74

SSD_NR_EUR_3,80%_2005-2017

15.8.2005

15.8.2017

EUR

5 000 000,00

5 000 000,00

301 648,72

2.7.

SSD_148

SSD_NR_EUR_4,56%_2006-2017

31.8.2006

31.8.2017

EUR

2 500 000,00

2 500 000,00

175 839,79

2.7.

SSD_149

SSD_NR_EUR_4,56%_2006-2017

31.8.2006

31.8.2017

EUR

500 000,00

500 000,00

35 167,23

2.7.

SSD_75

SSD_NR_EUR_3,80%_2005-2017

31.8.2005

31.8.2017

EUR

2 000 000,00

2 000 000,00

117 225,92

2.7.

SSD_113

SSD_NR_EUR_4,51%_2006-2017

17.8.2006

1.9.2017

EUR

5 000 000,00

5 000 000,00

346 220,05

2.7.

SSD_56

SSD_NR_EUR_4,08%_2005-2017

3.2.2005

1.9.2017

EUR

10 000 000,00

10 000 000,00

628 095,84

2.7.

SSD_66

SSD_NR_EUR_3mEuribor+0,25%_2005-2017

31.3.2005

1.9.2017

EUR

25 000 000,00

25 000 000,00

1 619 341,93

2.7.

SSD_57

SSD_NR_EUR_4,08%_2005-2017

3.2.2005

1.9.2017

EUR

5 000 000,00

5 000 000,00

314 048,82

2.7.

SSD_58

SSD_NR_EUR_4,08%_2005-2017

3.2.2005

1.9.2017

EUR

10 000 000,00

10 000 000,00

628 095,84

2.7.

SSD_105

SSD_NR_EUR_3mEuribor+0,25%_2006-2017

6.6.2006

6.9.2017

EUR

15 000 000,00

15 000 000,00

53 354,68

2.7.

SSD_143

SSD_NR_EUR_4,60%_2006-2017

30.6.2006

15.9.2017

EUR

7 000 000,00

7 000 000,00

482 192,55

2.7.

SSD_141

SSD_NR_EUR_4,60%_2006-2017

30.6.2006

15.9.2017

EUR

7 000 000,00

7 000 000,00

482 192,55

2.7.

SSD_142

SSD_NR_EUR_4,60%_2006-2017

30.6.2006

15.9.2017

EUR

13 000 000,00

13 000 000,00

895 501,63

2.7.

SSD_79

SSD_NR_EUR_3,618%_2005-2017

19.9.2005

19.9.2017

EUR

6 000 000,00

6 000 000,00

321 730,45

2.7.

SSD_80

SSD_NR_EUR_3,63%_2005-2017

20.9.2005

20.9.2017

EUR

5 000 000,00

5 000 000,00

268 460,83

2.7.

SSD_81

SSD_NR_EUR_3,614%_2005-2017

21.9.2005

21.9.2017

EUR

20 000 000,00

20 000 000,00

1 066 970,98

2.7.

SSD_34

SSD_NR_EUR_4,97%_2003-2017

28.10.2003

28.9.2017

EUR

5 000 000,00

5 000 000,00

362 446,10

2.7.

SSD_30

SSD_NR_EUR_4,97%_2003-2017

28.10.2003

28.9.2017

EUR

5 000 000,00

5 000 000,00

362 446,10

2.7.

SSD_145

SSD_NR_EUR_4,517%_2007-2017

15.3.2007

29.9.2017

EUR

4 000 000,00

4 000 000,00

262 986,65

2.7.

SSD_146

SSD_NR_EUR_4,517%_2007-2017

15.3.2007

29.9.2017

EUR

20 000 000,00

20 000 000,00

1 314 931,71

2.7.

SSD_25

SSD_NR_EUR_5%_2003-2018

28.3.2003

28.3.2018

EUR

5 000 000,00

5 000 000,00

231 249,09

2.7.

SSD_26

SSD_NR_EUR_5%_2003-2018

28.3.2003

28.3.2018

EUR

3 000 000,00

3 000 000,00

138 750,68

2.7.

SSD_27

SSD_NR_EUR_5%_2003-2018

28.3.2003

28.3.2018

EUR

2 000 000,00

2 000 000,00

92 500,45

Item

ISIN/Identifier

Name

Term start date

Term end date

Currency

1.3.2015 Nominal value in currency

1.3.2015 Commercial Code/Banking Act book value in EUR

1.3.2015 Accrued interest in EUR

2.7.

XS0274117117

4.35% HYPO ALPE-A.NR.ANL.06/16

3.11.2006

3.11.2016

EUR

150 000 000,00

150 000 000,00

8 812 951,03

2.7.

XS0283714896

FRN HAAB VAR.ANL 07-17

24.1.2007

24.1.2017

EUR

230 000 000,00

230 000 000,00

1 270 938,23

2.7.

XS0170866775

FRN HYPO-ALPE-A. NR.ANL.03/17

27.6.2003

27.6.2017

EUR

15 000 000,00

15 000 000,00

453 323,59

2.7.

QOXDB9964079

FRN HYPO ALPE ANL.NACH. 04/17

16.8.2004

16.8.2017

EUR

20 000 000,00

20 000 000,00

138 353,42

2.7.

XS0205170268

FRN KTN NACHR.ANL. 04/17 VAR.

11.11.2004

11.9.2017

EUR

25 000 000,00

25 000 000,00

83 627,99

2.7.

XS0184026374

4 875 % HYPO ALPE-A.ANL.04/17

18.2.2004

18.9.2017

EUR

15 000 000,00

15 000 000,00

1 085 987,16

2.7.

XS0154247299

FRN VAR.HYPO ALP.NTS 02-17/P

20.9.2002

20.9.2017

EUR

15 000 000,00

15 000 000,00

140 464,12

2.7.

XS0139343635

5.73% HYPO ALPE-A.NR NTS 01-21

10.12.2001

10.12.2021

EUR

15 000 000,00

15 000 000,00

191 000,00

2.7.

XS0142938686

5.92% HYPO ALPE-A.NR.NTS 02-22

22.2.2002

22.2.2022

EUR

15 000 000,00

15 000 000,00

22 200,01

2.7.

XS0863484035

2.375% HAAB GUARNT.NTS 12-22

13.12.2012

13.12.2022

EUR

1 000 000 000,00

1 000 000 000,00

5 075 342,46

2.7.

AT0000327101

7.5% KTN. OBL 94-24

27.5.1994

27.5.2024

ATS

60 000 000,00

4 360 370,05

248 904,46

2.7.

AT0000355334

5.03% HYPO ALPE A. ANL. 04/17

26.1.2004

27.5.2024

EUR

10 000 000,00

10 000 000,00

553 492,93

2.7.

XS0165863316

5.27% HYPO ALPE-A. ANL 03-28/P

7.4.2003

7.4.2028

EUR

10 000 000,00

10 000 000,00

474 300,00

2.7.

XS0097058720

0% KTN. NR OBL. 99-29

14.5.1999

14.5.2029

EUR

5 000 000,00

13 884 212,65

12 397,47

2.7.

XS0121202658

FRN HYPO ALPE ANL.00-30/VAR.

18.12.2000

18.12.2030

EUR

14 890 000,00

14 890 000,00

16 140,76

2.7.

XS0158550292

FRN HYPO ALPE-ADR.NTS 02/32VA

29.11.2002

29.11.2032

EUR

20 000 000,00

20 000 000,00

34 720,00

1 893 134 582,70

34 915 532,45

| 2. | The nominal value or outstanding balance of HETA’s remaining eligible liabilities pursuant to § 86 BaSAG, including the interest accrued until 28.2.2015, shall be reduced to an amount equal to 46,02 % of the nominal value as at 1.3.2015 or of the outstanding balance including interest accrued until 28.2.2015, pursuant to § 50(1)(1) in conjunction with § 74(2)(4) in conjunction with § 90(1)(5) BaSAG. Without prejudice to the effects on all parties whose rights under § 116(4) BaSAG are affected by the resolution measures, this concerns the following eligible liabilities:






  2.1. | Bonds:













  Bonds |
| --- | --- | --- |
| Item | ISIN/Identifier | Name | Term end date | Currency | 1.3.2015 Nominal value in currency | 1.3.2015 Commercial Code/Banking Act book value in EUR | 1.3.2015 Accrued interest in EUR |
| 2.3. | XS0289201484 | FRN HYPO ALPE-A.07-15 VAR. | 6.3.2015 | EUR | 450 000 000,00 | 450 000 000,00 | 188 825,00 |
| 2.3. | XS0292051835 | FRN HYPO ALPE-ADR.VA.AN.07/15 | 20.3.2015 | EUR | 500 000 000,00 | 500 000 000,00 | 142 791,66 |
| 2.3. | XS0217836179 | FRN HYPO ALPE-ADRIA ANL.05/15 | 22.4.2015 | EUR | 20 000 000,00 | 20 000 000,00 | 2 216,66 |
| 2.3. | XS0293593421 | FRN HYPO ALPE-ADRIA ANL.07/15 | 23.4.2015 | CHF | 200 000 000,00 | 188 040 616,77 | 81 126,99 |
| 2.3. | XS0217878841 | HYPO ALPE-A.INT.ANL.05/15 | 4.5.2015 | EUR | 80 000 000,00 | 80 000 000,00 | 1 690 060,41 |
| 2.3. | XS0218884194 | FRN HYPO ALPE-ADR.VA.AN.05/15 | 6.5.2015 | EUR | 20 000 000,00 | 20 000 000,00 | 1 597,22 |
| 2.3. | XS0219714564 | FRN HYPO ALPE-ADR.ANL.05/15 | 27.5.2015 | EUR | 5 000 000,00 | 5 000 000,00 | 49 138,11 |
| 2.3. | XS0169594057 | 4.25% HY.ALP.ADRIA ANL. 03/15 | 16.6.2015 | EUR | 25 000 000,00 | 25 000 000,00 | 752 604,17 |
| 2.3. | CH0028623145 | 2.75% HAAB INTL. ANL.07/15 | 12.8.2015 | CHF | 600 000 000,00 | 564 121 850,32 | 8 575 435,62 |
| 2.3. | XS0219079794 | FRN HYPO ALPE-ADRIA ANL.05/16 | 6.5.2016 | EUR | 20 000 000,00 | 20 000 000,00 | 1 597,22 |
| 2.3. | XS0268565586 | 1.905% HYPO ALPE-ADRIA ANL.06/16 | 29.9.2016 | JPY | 5 000 000 000,00 | 37 299 515,11 | 300 012,45 |
| 2.3. | XS0272401356 | 4.25% HAAB ANL. 06/16 | 31.10.2016 | EUR | 1 250 000 000,00 | 1 250 000 000,00 | 17 611 301,37 |
| 2.3. | XS0232733492 | 3.42% HYPO ALPE-ADRIA NTS 05/16 | 7.11.2016 | EUR | 25 000 000,00 | 25 000 000,00 | 270 750,00 |
| 2.3. | XS0210195003 | FRN HYPO ALPE-A.FLR ANL. 05/17 | 24.1.2017 | EUR | 25 000 000,00 | 25 000 000,00 | 3 895,83 |
| 2.3. | XS0210264411 | FRN HYPO ALPE-A.FLR ANL.05/17 | 24.1.2017 | EUR | 50 000 000,00 | 50 000 000,00 | 4 958,33 |
| 2.3. | XS0210372065 | 3.9% HYPO ALPE-AD 05/17 | 24.1.2017 | EUR | 10 000 000,00 | 10 000 000,00 | 38 465,75 |
| 2.3. | XS0281875483 | 4.375% HYPO ALPE-ADRIA ANL.07/17 | 24.1.2017 | EUR | 2 000 000 000,00 | 2 000 000 000,00 | 8 630 136,99 |
| 2.3. | XS0184652567 | FRN HYPO ALPE-A.FLR MTN 04/17 | 9.2.2017 | EUR | 10 000 000,00 | 10 000 000,00 | 1 060,83 |
| 2.3. | XS0184385937 | FRN HYPO ALPE-A ANL.04/17 | 17.2.2017 | EUR | 65 000 000,00 | 65 000 000,00 | 3 932,50 |
| 2.3. | XS0187818595 | FRN HYPO ALPE AD.BK.NTS0417VA | 15.3.2017 | EUR | 20 000 000,00 | 20 000 000,00 | 7 583,33 |
| 2.3. | AT0000A00EZ4 | 3.72% HYPO ALPE-ADRIA ANL.06/17 | 15.3.2017 | EUR | 20 000 000,00 | 20 000 000,00 | 715 066,68 |
| 2.3. | XS0215451633 | 4.07% HYPO AL.A.ANL.05/17 | 21.3.2017 | EUR | 5 000 000,00 | 5 000 000,00 | 192 349,31 |
| 2.3. | XS0293591995 | FRN HAAB INTL FRN 07-17/239 | 29.3.2017 | EUR | 100 000 000,00 | 100 000 000,00 | 195 911,11 |
| 2.3. | XS0293592613 | FRN HAAB INTL FRN 07-17/240 | 29.3.2017 | EUR | 70 000 000,00 | 70 000 000,00 | 137 137,77 |
| 2.3. | XS0147028061 | FRN HYPO ALPE-A.FLR-MTN 02/17 | 10.5.2017 | EUR | 20 000 000,00 | 20 000 000,00 | 21 511,11 |
| 2.3. | XS0148839243 | HYPO ALPE-A. MTN 02/17FLR | 12.5.2017 | EUR | 5 000 000,00 | 5 000 000,00 | 259 000,00 |
| 2.3. | XS0147142276 | FRN HYPO ALPE-A.FLR-MTN 02/17 | 17.5.2017 | EUR | 25 000 000,00 | 25 000 000,00 | 24 891,67 |
| 2.3. | XS0203692727 | FRN HYPO ALPE ANL. 04/17 | 17.5.2017 | EUR | 23 000 000,00 | 23 000 000,00 | 19 610,06 |
| 2.3. | XS0147285547 | FRN HYPO ALPE-A.FLR-MTN 02/17 | 28.5.2017 | EUR | 50 000 000,00 | 50 000 000,00 | 310 500,00 |
| 2.3. | XS0149185745 | HYPO ALPE-A.FLR-MTN02/17 | 10.6.2017 | EUR | 5 000 000,00 | 5 000 000,00 | 251 575,00 |
| 2.3. | XS0148494320 | 5.8% HYPO ALP-A.NTS 02/17 | 17.6.2017 | EUR | 25 000 000,00 | 25 000 000,00 | 1 023 055,56 |
| 2.3. | XS0169594727 | 4.4% HY.ALP.ADRIA ANL. 03/17 | 20.6.2017 | EUR | 25 000 000,00 | 25 000 000,00 | 763 888,90 |
| 2.3. | XS0170738263 | FRN HY.ALPE ADRIA ANL.03-17VA | 1.7.2017 | EUR | 30 000 000,00 | 30 000 000,00 | 15 247,50 |
| 2.3. | XS0149819004 | 5.68% HYPO ALPE-A. ANL 02/17 | 5.7.2017 | EUR | 10 000 000,00 | 10 000 000,00 | 372 355,56 |
| 2.3. | XS0209755981 | FRN HYPO ALPE-A.FLR ANL 05/17 | 18.7.2017 | EUR | 50 000 000,00 | 50 000 000,00 | 10 762,50 |
| 2.3. | XS0171833030 | FRN HYPO.ALPE-AD.BK.ANL.0317V | 28.7.2017 | EUR | 50 000 000,00 | 50 000 000,00 | 12 400,00 |
| 2.3. | XS0210342316 | FRN HYPO ALPE-A.FLR ANL. 05/17 | 1.8.2017 | EUR | 25 000 000,00 | 25 000 000,00 | 2 943,75 |
| 2.3. | XS0198512732 | FRN HYPO ALPE-A.MTN 04/17 | 11.8.2017 | EUR | 50 000 000,00 | 50 000 000,00 | 4 745,83 |
| 2.3. | XS0151684981 | FRN HYPO ALPE-A. FLR-MTN02/17 | 12.8.2017 | EUR | 75 000 000,00 | 75 000 000,00 | 10 666,67 |
| 2.3. | XS0173650028 | FRN HYPO ALPE-A. MTN 03/17 | 21.8.2017 | EUR | 50 000 000,00 | 50 000 000,00 | 2 048,61 |
| 2.3. | XS0244768635 | FRN HYPO ALPE-ADR.ANL.06/17 | 23.8.2017 | EUR | 100 000 000,00 | 100 000 000,00 | 13 211,11 |
| 2.3. | XS0191139574 | FRN HYPO ALPE A. ANL.04-17VAR | 28.8.2017 | EUR | 25 000 000,00 | 25 000 000,00 | 193,06 |
| 2.3. | XS0200438223 | 4.54% HYPO ALPE-A. ANL. 04/17 | 22.9.2017 | EUR | 20 000 000,00 | 20 000 000,00 | 398 027,40 |
| 2.3. | XS0232318831 | FRN HYPO ALPE-ADR.ANL.05/17 | 29.9.2017 | EUR | 50 000 000,00 | 50 000 000,00 | 1 467 123,29 |
| 2.3. | XS0232319300 | FRN HYPO ALPE-ADRIA ANL.05/17 | 29.9.2017 | EUR | 50 000 000,00 | 50 000 000,00 | 1 467 123,29 |
| 2.3. | XS0232727411 | FRN HYPO ALPE-ADRIA ANL.05/17 | 29.9.2017 | EUR | 50 000 000,00 | 50 000 000,00 | 1 467 123,29 |
| 2.3. | XS0232727684 | FRN HYPO ALPE-A.FLR-MTN 05/17 | 29.9.2017 | EUR | 50 000 000,00 | 50 000 000,00 | 1 467 123,29 |
| 2.3. | XS0161493811 | FRN HYPO-ALPE-A. ANL.03-18VAR | 10.2.2018 | EUR | 50 000 000,00 | 50 000 000,00 | 7 969,44 |
| 2.3. | XS0162348857 | FRN HYPO ALPE-A. ANL.03/18 | 4.3.2018 | EUR | 25 000 000,00 | 25 000 000,00 | 52 163,89 |
| 2.3. | XS0162472517 | 4.625% HYPO ALPE-A. ANL.03/18 | 4.3.2018 | EUR | 50 000 000,00 | 50 000 000,00 | 2 286 805,55 |
| 2.3. | XS0163390163 | FRN HYPO ALPE-A.VAR.ANL.03/18 | 10.3.2018 | EUR | 60 000 000,00 | 60 000 000,00 | 107 786,67 |
| 2.3. | XS0163694895 | FRN HY.ALP.-A.ANL.03-18/VAR. | 2.4.2018 | EUR | 25 000 000,00 | 25 000 000,00 | 36 525,69 |
| 2.3. | XS0163694978 | 4.7% HYPO ALPE-A.ANL.03-18/P | 2.4.2018 | EUR | 25 000 000,00 | 25 000 000,00 | 1 073 819,45 |
| 2.3. | XS0165821074 | FRN HYPO ALPE-A.MTN 03/18 | 9.4.2018 | EUR | 35 000 000,00 | 35 000 000,00 | 49 423,89 |
| 2.3. | XS0165935247 | 0% HYPO ALPE-AD.NULLK.03/18 | 17.4.2018 | EUR | 42 500 000,00 | 36 367 778,59 | 4 953,89 |
| 2.3. | XS0165863233 | FRN HYPO ALPE-A.FLR-MTN 03/18 | 22.4.2018 | EUR | 50 000 000,00 | 50 000 000,00 | 65 216,67 |
| 2.3. | AT0000345483 | 5.04% HYPO-ALPE-A.ANL.03-23/1PP | 15.2.2023 | EUR | 30 000 000,00 | 30 000 000,00 | 67 200,00 |
| 2.3. | XS0165190066 | HYPO ALPE-A. MTN 03/23VAR | 24.3.2023 | EUR | 25 000 000,00 | 25 000 000,00 | 2 252 517,37 |
| 2.3. | XS0165060012 | FRN HYPO ALPE-A.ANL.03/33 | 8.4.2033 | JPY | 500 000 000,00 | 3 729 951,51 | 82 452,64 |
| 2.3. | XS0164569187 | FRN HYPO ALPE-A. VAR.ANL.0343 | 12.3.2043 | EUR | 20 000 000,00 | 20 000 000,00 | 36 927,78 |
| 2.3. | XS0166422823 | FRN HYPO ALPE-A.MTN 03/43 | 9.4.2043 | EUR | 20 000 000,00 | 20 000 000,00 | 8 216,67 |
| 2.3. | XS0166280346 | FRN HYPO ALPE-A. MTN 03/43FLR | 26.9.2043 | EUR | 50 000 000,00 | 50 000 000,00 | 87 966,67 |
| 2.3. | XS0397542746 | FRN HYPO ALPE-ADRIA ANL.08-49 | 20.1.2049 | CHF | 300 000 000,00 | 282 060 925,16 | 18 608,19 |
| | 7 209 620 637,46 | 55 221 637,22 |

2.

2.1.

Bonds:

Bonds

Item

ISIN/Identifier

Name

Term end date

Currency

1.3.2015 Nominal value in currency

1.3.2015 Commercial Code/Banking Act book value in EUR

1.3.2015 Accrued interest in EUR

2.3.

XS0289201484

FRN HYPO ALPE-A.07-15 VAR.

6.3.2015

EUR

450 000 000,00

450 000 000,00

188 825,00

2.3.

XS0292051835

FRN HYPO ALPE-ADR.VA.AN.07/15

20.3.2015

EUR

500 000 000,00

500 000 000,00

142 791,66

2.3.

XS0217836179

FRN HYPO ALPE-ADRIA ANL.05/15

22.4.2015

EUR

20 000 000,00

20 000 000,00

2 216,66

2.3.

XS0293593421

FRN HYPO ALPE-ADRIA ANL.07/15

23.4.2015

CHF

200 000 000,00

188 040 616,77

81 126,99

2.3.

XS0217878841

HYPO ALPE-A.INT.ANL.05/15

4.5.2015

EUR

80 000 000,00

80 000 000,00

1 690 060,41

2.3.

XS0218884194

FRN HYPO ALPE-ADR.VA.AN.05/15

6.5.2015

EUR

20 000 000,00

20 000 000,00

1 597,22

2.3.

XS0219714564

FRN HYPO ALPE-ADR.ANL.05/15

27.5.2015

EUR

5 000 000,00

5 000 000,00

49 138,11

2.3.

XS0169594057

4.25% HY.ALP.ADRIA ANL. 03/15

16.6.2015

EUR

25 000 000,00

25 000 000,00

752 604,17

2.3.

CH0028623145

2.75% HAAB INTL. ANL.07/15

12.8.2015

CHF

600 000 000,00

564 121 850,32

8 575 435,62

2.3.

XS0219079794

FRN HYPO ALPE-ADRIA ANL.05/16

6.5.2016

EUR

20 000 000,00

20 000 000,00

1 597,22

2.3.

XS0268565586

1.905% HYPO ALPE-ADRIA ANL.06/16

29.9.2016

JPY

5 000 000 000,00

37 299 515,11

300 012,45

2.3.

XS0272401356

4.25% HAAB ANL. 06/16

31.10.2016

EUR

1 250 000 000,00

1 250 000 000,00

17 611 301,37

2.3.

XS0232733492

3.42% HYPO ALPE-ADRIA NTS 05/16

7.11.2016

EUR

25 000 000,00

25 000 000,00

270 750,00

2.3.

XS0210195003

FRN HYPO ALPE-A.FLR ANL. 05/17

24.1.2017

EUR

25 000 000,00

25 000 000,00

3 895,83

2.3.

XS0210264411

FRN HYPO ALPE-A.FLR ANL.05/17

24.1.2017

EUR

50 000 000,00

50 000 000,00

4 958,33

2.3.

XS0210372065

3.9% HYPO ALPE-AD 05/17

24.1.2017

EUR

10 000 000,00

10 000 000,00

38 465,75

2.3.

XS0281875483

4.375% HYPO ALPE-ADRIA ANL.07/17

24.1.2017

EUR

2 000 000 000,00

2 000 000 000,00

8 630 136,99

2.3.

XS0184652567

FRN HYPO ALPE-A.FLR MTN 04/17

9.2.2017

EUR

10 000 000,00

10 000 000,00

1 060,83

2.3.

XS0184385937

FRN HYPO ALPE-A ANL.04/17

17.2.2017

EUR

65 000 000,00

65 000 000,00

3 932,50

2.3.

XS0187818595

FRN HYPO ALPE AD.BK.NTS0417VA

15.3.2017

EUR

20 000 000,00

20 000 000,00

7 583,33

2.3.

AT0000A00EZ4

3.72% HYPO ALPE-ADRIA ANL.06/17

15.3.2017

EUR

20 000 000,00

20 000 000,00

715 066,68

2.3.

XS0215451633

4.07% HYPO AL.A.ANL.05/17

21.3.2017

EUR

5 000 000,00

5 000 000,00

192 349,31

2.3.

XS0293591995

FRN HAAB INTL FRN 07-17/239

29.3.2017

EUR

100 000 000,00

100 000 000,00

195 911,11

2.3.

XS0293592613

FRN HAAB INTL FRN 07-17/240

29.3.2017

EUR

70 000 000,00

70 000 000,00

137 137,77

2.3.

XS0147028061

FRN HYPO ALPE-A.FLR-MTN 02/17

10.5.2017

EUR

20 000 000,00

20 000 000,00

21 511,11

2.3.

XS0148839243

HYPO ALPE-A. MTN 02/17FLR

12.5.2017

EUR

5 000 000,00

5 000 000,00

259 000,00

2.3.

XS0147142276

FRN HYPO ALPE-A.FLR-MTN 02/17

17.5.2017

EUR

25 000 000,00

25 000 000,00

24 891,67

2.3.

XS0203692727

FRN HYPO ALPE ANL. 04/17

17.5.2017

EUR

23 000 000,00

23 000 000,00

19 610,06

2.3.

XS0147285547

FRN HYPO ALPE-A.FLR-MTN 02/17

28.5.2017

EUR

50 000 000,00

50 000 000,00

310 500,00

2.3.

XS0149185745

HYPO ALPE-A.FLR-MTN02/17

10.6.2017

EUR

5 000 000,00

5 000 000,00

251 575,00

2.3.

XS0148494320

5.8% HYPO ALP-A.NTS 02/17

17.6.2017

EUR

25 000 000,00

25 000 000,00

1 023 055,56

2.3.

XS0169594727

4.4% HY.ALP.ADRIA ANL. 03/17

20.6.2017

EUR

25 000 000,00

25 000 000,00

763 888,90

2.3.

XS0170738263

FRN HY.ALPE ADRIA ANL.03-17VA

1.7.2017

EUR

30 000 000,00

30 000 000,00

15 247,50

2.3.

XS0149819004

5.68% HYPO ALPE-A. ANL 02/17

5.7.2017

EUR

10 000 000,00

10 000 000,00

372 355,56

2.3.

XS0209755981

FRN HYPO ALPE-A.FLR ANL 05/17

18.7.2017

EUR

50 000 000,00

50 000 000,00

10 762,50

2.3.

XS0171833030

FRN HYPO.ALPE-AD.BK.ANL.0317V

28.7.2017

EUR

50 000 000,00

50 000 000,00

12 400,00

2.3.

XS0210342316

FRN HYPO ALPE-A.FLR ANL. 05/17

1.8.2017

EUR

25 000 000,00

25 000 000,00

2 943,75

2.3.

XS0198512732

FRN HYPO ALPE-A.MTN 04/17

11.8.2017

EUR

50 000 000,00

50 000 000,00

4 745,83

2.3.

XS0151684981

FRN HYPO ALPE-A. FLR-MTN02/17

12.8.2017

EUR

75 000 000,00

75 000 000,00

10 666,67

2.3.

XS0173650028

FRN HYPO ALPE-A. MTN 03/17

21.8.2017

EUR

50 000 000,00

50 000 000,00

2 048,61

2.3.

XS0244768635

FRN HYPO ALPE-ADR.ANL.06/17

23.8.2017

EUR

100 000 000,00

100 000 000,00

13 211,11

2.3.

XS0191139574

FRN HYPO ALPE A. ANL.04-17VAR

28.8.2017

EUR

25 000 000,00

25 000 000,00

193,06

2.3.

XS0200438223

4.54% HYPO ALPE-A. ANL. 04/17

22.9.2017

EUR

20 000 000,00

20 000 000,00

398 027,40

2.3.

XS0232318831

FRN HYPO ALPE-ADR.ANL.05/17

29.9.2017

EUR

50 000 000,00

50 000 000,00

1 467 123,29

2.3.

XS0232319300

FRN HYPO ALPE-ADRIA ANL.05/17

29.9.2017

EUR

50 000 000,00

50 000 000,00

1 467 123,29

2.3.

XS0232727411

FRN HYPO ALPE-ADRIA ANL.05/17

29.9.2017

EUR

50 000 000,00

50 000 000,00

1 467 123,29

2.3.

XS0232727684

FRN HYPO ALPE-A.FLR-MTN 05/17

29.9.2017

EUR

50 000 000,00

50 000 000,00

1 467 123,29

2.3.

XS0161493811

FRN HYPO-ALPE-A. ANL.03-18VAR

10.2.2018

EUR

50 000 000,00

50 000 000,00

7 969,44

2.3.

XS0162348857

FRN HYPO ALPE-A. ANL.03/18

4.3.2018

EUR

25 000 000,00

25 000 000,00

52 163,89

2.3.

XS0162472517

4.625% HYPO ALPE-A. ANL.03/18

4.3.2018

EUR

50 000 000,00

50 000 000,00

2 286 805,55

2.3.

XS0163390163

FRN HYPO ALPE-A.VAR.ANL.03/18

10.3.2018

EUR

60 000 000,00

60 000 000,00

107 786,67

2.3.

XS0163694895

FRN HY.ALP.-A.ANL.03-18/VAR.

2.4.2018

EUR

25 000 000,00

25 000 000,00

36 525,69

2.3.

XS0163694978

4.7% HYPO ALPE-A.ANL.03-18/P

2.4.2018

EUR

25 000 000,00

25 000 000,00

1 073 819,45

2.3.

XS0165821074

FRN HYPO ALPE-A.MTN 03/18

9.4.2018

EUR

35 000 000,00

35 000 000,00

49 423,89

2.3.

XS0165935247

0% HYPO ALPE-AD.NULLK.03/18

17.4.2018

EUR

42 500 000,00

36 367 778,59

4 953,89

2.3.

XS0165863233

FRN HYPO ALPE-A.FLR-MTN 03/18

22.4.2018

EUR

50 000 000,00

50 000 000,00

65 216,67

2.3.

AT0000345483

5.04% HYPO-ALPE-A.ANL.03-23/1PP

15.2.2023

EUR

30 000 000,00

30 000 000,00

67 200,00

2.3.

XS0165190066

HYPO ALPE-A. MTN 03/23VAR

24.3.2023

EUR

25 000 000,00

25 000 000,00

2 252 517,37

2.3.

XS0165060012

FRN HYPO ALPE-A.ANL.03/33

8.4.2033

JPY

500 000 000,00

3 729 951,51

82 452,64

2.3.

XS0164569187

FRN HYPO ALPE-A. VAR.ANL.0343

12.3.2043

EUR

20 000 000,00

20 000 000,00

36 927,78

2.3.

XS0166422823

FRN HYPO ALPE-A.MTN 03/43

9.4.2043

EUR

20 000 000,00

20 000 000,00

8 216,67

2.3.

XS0166280346

FRN HYPO ALPE-A. MTN 03/43FLR

26.9.2043

EUR

50 000 000,00

50 000 000,00

87 966,67

2.3.

XS0397542746

FRN HYPO ALPE-ADRIA ANL.08-49

20.1.2049

CHF

300 000 000,00

282 060 925,16

18 608,19

7 209 620 637,46

55 221 637,22

| 2.2. | Borrower’s note loans:














  Borrower’s note loans |
| --- | --- |
| Item | Contract No ID | Name | Term start date | Term end date | Currency | 1.3.2015 Nominal value in currency | 1.3.2015 Commercial Code/Banking Act book value in EUR | 1.3.2015 Accrued interest in EUR |
| 2.2. | SSD_138 | SSD_EUR_4,28%_2007-2015 | 2.3.2007 | 2.3.2015 | EUR | 25 000 000,00 | 25 000 000,00 | 1 067 068,50 |
| 2.1. | SSD_140 | SSD_EUR 6m Euribor_2007-2015 | 23.3.2007 | 23.3.2015 | EUR | 30 000 000,00 | 30 000 000,00 | 36 702,50 |
| 2.2. | SSD_135/4 | SSD_EUR_4,25%_2007-2015 | 23.2.2007 | 23.7.2015 | EUR | 25 000 000,00 | 25 000 000,00 | 643 321,92 |
| 2.2. | SSD_135/1 | SSD_EUR_4,25%_2007-2015 | 23.2.2007 | 23.7.2015 | EUR | 15 000 000,00 | 15 000 000,00 | 385 993,16 |
| 2.2. | SSD_135/2 | SSD_EUR_4,25%_2007-2015 | 23.2.2007 | 23.7.2015 | EUR | 14 000 000,00 | 14 000 000,00 | 360 260,28 |
| 2.2. | SSD_135/3 | SSD_EUR_4,25%_2007-2015 | 23.2.2007 | 23.7.2015 | EUR | 11 000 000,00 | 11 000 000,00 | 283 061,65 |
| 2.1. | SSD_135/5 | SSD_EUR_4,25%_2007-2015 | 23.2.2007 | 23.7.2015 | EUR | 35 000 000,00 | 35 000 000,00 | 900 650,69 |
| 2.1. | SSD_139/6 | SSD_EUR_4,20%_2007-15 | 8.3.2007 | 1.9.2015 | EUR | 40 000 000,00 | 40 000 000,00 | 833 095,89 |
| 2.2. | SSD_139/2 | SSD_EUR_4,20%_2007-15 | 8.3.2007 | 1.9.2015 | EUR | 4 000 000,00 | 4 000 000,00 | 83 309,59 |
| 2.2. | SSD_139/3 | SSD_EUR_4,20%_2007-15 | 8.3.2007 | 1.9.2015 | EUR | 1 000 000,00 | 1 000 000,00 | 20 827,40 |
| 2.2. | SSD_139/4 | SSD_EUR_4,20%_2007-15 | 8.3.2007 | 1.9.2015 | EUR | 3 000 000,00 | 3 000 000,00 | 62 482,20 |
| 2.2. | SSD_139/5 | SSD_EUR_4,20%_2007-15 | 8.3.2007 | 1.9.2015 | EUR | 1 000 000,00 | 1 000 000,00 | 20 827,40 |
| 2.2. | SSD_139/1 | SSD_EUR_4,20%_2007-15 | 8.3.2007 | 1.9.2015 | EUR | 1 000 000,00 | 1 000 000,00 | 20 827,40 |
| 2.2. | SSD_134/1 | SSD_EUR_4,41%_2007-2015 | 20.2.2007 | 15.9.2015 | EUR | 17 000 000,00 | 17 000 000,00 | 343 013,43 |
| 2.2. | SSD_134/2 | SSD_EUR_4,41%_2007-2015 | 20.2.2007 | 15.9.2015 | EUR | 23 000 000,00 | 23 000 000,00 | 464 076,99 |
| 2.2. | SSD_134/3 | SSD_EUR_4,41%_2007-2015 | 20.2.2007 | 15.9.2015 | EUR | 10 000 000,00 | 10 000 000,00 | 201 772,60 |
| 2.1. | SSD_67 | SSD_EUR_3,91%_2005-2015 | 18.3.2005 | 18.9.2015 | EUR | 10 000 000,00 | 10 000 000,00 | 175 682,19 |
| 2.2. | SSD_91 | SSD_EUR_3,545%_2003-2015 | 30.11.2005 | 30.11.2015 | EUR | 10 000 000,00 | 10 000 000,00 | 88 382,19 |
| 2.2. | SSD_95 | SSD_EUR_3,7%_2006-2016 | 31.1.2006 | 29.1.2016 | EUR | 15 000 000,00 | 15 000 000,00 | 47 136,99 |
| 2.2. | SSD_99 | SSD_EUR_3,7%_2006-2016 | 2.2.2006 | 2.2.2016 | EUR | 10 000 000,00 | 10 000 000,00 | 27 369,86 |
| 2.2. | SSD_97 | SSD_EUR_3,7%_2006-2016 | 2.2.2006 | 2.2.2016 | EUR | 15 000 000,00 | 15 000 000,00 | 41 054,80 |
| 2.2. | SSD_98 | SSD_EUR_3,7%_2006-2016 | 2.2.2006 | 2.2.2016 | EUR | 2 500 000,00 | 2 500 000,00 | 6 842,47 |
| 2.2. | SSD_96 | SSD_EUR_3,7%_2006-2016 | 2.2.2006 | 2.2.2016 | EUR | 10 000 000,00 | 10 000 000,00 | 27 369,86 |
| 2.1. | SSD_102 | SSD_EUR_3,725%_2006-2016 | 6.2.2006 | 8.2.2016 | EUR | 10 000 000,00 | 10 000 000,00 | 21 431,51 |
| 2.2. | SSD_60 | SSD_EUR_3,97%_2005-2016 | 28.2.2005 | 26.2.2016 | EUR | 10 000 000,00 | 10 000 000,00 | 3 263,01 |
| 2.2. | SSD_61 | SSD_EUR_3,97%_2005-2016 | 28.2.2005 | 26.2.2016 | EUR | 1 000 000,00 | 1 000 000,00 | 326,30 |
| 2.2. | SSD_103 | SSD_EUR_3,83%_2006-2016 | 9.3.2006 | 9.3.2016 | EUR | 5 000 000,00 | 5 000 000,00 | 187 302,74 |
| 2.2. | SSD_63 | SSD_EUR_4,015%_2005-2016 | 16.3.2005 | 16.3.2016 | EUR | 25 000 000,00 | 25 000 000,00 | 962 500,00 |
| 2.2. | SSD_107 | SSD_EUR_4,27%_2006-2016 | 29.6.2006 | 29.6.2016 | EUR | 5 000 000,00 | 5 000 000,00 | 143 308,22 |
| 2.2. | SSD_109 | SSD_EUR_4,39%_2006-2016 | 18.7.2006 | 18.7.2016 | EUR | 10 000 000,00 | 10 000 000,00 | 271 819,18 |
| 2.1. | SSD_111 | SSD_EUR_4,31%_2016 | 26.7.2006 | 26.7.2016 | EUR | 20 000 000,00 | 20 000 000,00 | 514 838,36 |
| 2.1. | SSD_101 | SSD_EUR_3,74%_2006-2016 | 16.2.2006 | 16.8.2016 | EUR | 15 000 000,00 | 15 000 000,00 | 302 786,31 |
| 2.2. | SSD_62 | SSD_EUR_4,02%_2005-2016 | 7.3.2005 | 7.9.2016 | EUR | 25 000 000,00 | 25 000 000,00 | 481 849,32 |
| 2.1. | SSD_82 | SSD_EUR-CMS-Spread_2005-2016_AO | 10.10.2005 | 10.10.2016 | EUR | 50 000 000,00 | 50 000 000,00 | 1 132 109,59 |
| 2.1. | SSD_86 | SSD_3,50%_2005-2016 | 19.10.2005 | 19.10.2016 | EUR | 15 000 000,00 | 15 000 000,00 | 191 301,37 |
| 2.1. | SSD_87 | SSD_EUR_6MEuribor+3,10%_2005-2016_AO | 28.10.2005 | 28.10.2016 | EUR | 50 000 000,00 | 50 000 000,00 | 456 561,12 |
| 2.2. | SSD_110/1 | SSD_EUR_4,40% _2006-2016 | 18.7.2006 | 1.12.2016 | EUR | 13 000 000,00 | 13 000 000,00 | 141 041,10 |
| 2.2. | SSD_110/2 | SSD_EUR_4,40% _2006-2016 | 18.7.2006 | 1.12.2016 | EUR | 25 000 000,00 | 25 000 000,00 | 271 232,88 |
| 2.2. | SSD_114/1 | SSD_EUR_4,00%_2006-2016 | 2.10.2006 | 1.12.2016 | EUR | 20 000 000,00 | 20 000 000,00 | 197 260,27 |
| 2.2. | SSD_114/3 | SSD_EUR_4,00%_2006-2016 | 2.10.2006 | 1.12.2016 | EUR | 5 000 000,00 | 5 000 000,00 | 49 315,07 |
| 2.2. | SSD_114/2 | SSD_EUR_4,00%_2006-2016 | 2.10.2006 | 1.12.2016 | EUR | 10 000 000,00 | 10 000 000,00 | 98 630,14 |
| 2.2. | SSD_110/4 | SSD_EUR_4,40% _2006-2016 | 18.7.2006 | 1.12.2016 | EUR | 2 000 000,00 | 2 000 000,00 | 21 698,63 |
| 2.2. | SSD_110/3 | SSD_EUR_4,40% _2006-2016 | 18.7.2006 | 1.12.2016 | EUR | 10 000 000,00 | 10 000 000,00 | 108 493,15 |
| 2.2. | SSD_114/4 | SSD_EUR_4,00%_2006-2016 | 2.10.2006 | 2.12.2016 | EUR | 5 000 000,00 | 5 000 000,00 | 49 315,07 |
| 2.2. | SSD_100 | SSD_EUR_3,75%_2006-2016 | 15.2.2006 | 15.12.2016 | EUR | 10 000 000,00 | 10 000 000,00 | 78 082,19 |
| 2.2. | SSD_59 | SSD_EUR_3,785%_2005-2016 | 18.2.2006 | 16.12.2016 | EUR | 10 000 000,00 | 10 000 000,00 | 77 773,98 |
| 2.2. | SSD_69 | SSD_EUR_3,76%_2005-2016 | 29.4.2005 | 29.12.2016 | EUR | 5 000 000,00 | 5 000 000,00 | 31 934,25 |
| 2.2. | SSD_118/3 | SSD_EUR_4,254%_2006_2017 | 22.8.2006 | 13.1.2017 | EUR | 3 000 000,00 | 3 000 000,00 | 16 433,26 |
| 2.2. | SSD_118/1 | SSD_EUR_4,254%_2006_2017 | 22.8.2006 | 13.1.2017 | EUR | 10 000 000,00 | 10 000 000,00 | 54 777,53 |
| 2.2. | SSD_116/1 | SSD_EUR_4,34%_2006_2017 | 4.9.2006 | 13.1.2017 | EUR | 50 000 000,00 | 50 000 000,00 | 279 424,66 |
| 2.2. | SSD_116/2 | SSD_EUR_4,34%_2006_2017 | 4.9.2006 | 13.1.2017 | EUR | 5 000 000,00 | 5 000 000,00 | 27 942,47 |
| 2.2. | SSD_118/2 | SSD_EUR_4,254%_2006-2017 | 22.8.2006 | 13.1.2017 | EUR | 17 000 000,00 | 17 000 000,00 | 93 121,81 |
| 2.2. | SSD_118/4 | SSD_EUR_4,254%_2006-2017 | 22.8.2006 | 13.1.2017 | EUR | 10 000 000,00 | 10 000 000,00 | 54 777,53 |
| 2.2. | SSD_122/1 | SSD_EUR_4%_2006-2017 | 7.12.2006 | 7.2.2017 | EUR | 15 000 000,00 | 15 000 000,00 | 36 164,39 |
| 2.2. | SSD_122/2 | SSD_EUR_4%_2006-2017 | 7.12.2006 | 7.2.2017 | EUR | 10 000 000,00 | 10 000 000,00 | 24 109,59 |
| 2.2. | SSD_123/3 | SSD_EUR_4,05%_2006-2017 | 14.12.2006 | 14.2.2017 | EUR | 5 000 000,00 | 5 000 000,00 | 8 321,92 |
| 2.2. | SSD_123/5 | SSD_EUR_4,05%_2006-2017 | 14.12.2006 | 14.2.2017 | EUR | 12 000 000,00 | 12 000 000,00 | 19 972,61 |
| 2.2. | SSD_123/1 | SSD_EUR_4,05%_2006-2017 | 14.12.2006 | 14.2.2017 | EUR | 1 000 000,00 | 1 000 000,00 | 1 664,38 |
| 2.2. | SSD_123/4 | SSD_EUR_4,05%_2006-2017 | 14.12.2006 | 14.2.2017 | EUR | 2 000 000,00 | 2 000 000,00 | 3 328,77 |
| 2.2. | SSD_123/2 | SSD_EUR_4,05%_2006-2017 | 14.12.2006 | 14.2.2017 | EUR | 5 000 000,00 | 5 000 000,00 | 8 321,92 |
| 2.2. | SSD_119 | SSD_EUR_4,16%_06-17 | 28.8.2006 | 28.2.2017 | EUR | 2 000 000,00 | 2 000 000,00 | 227,95 |
| 2.2. | SSD_45 | SSD_EUR_4,605%_2004-2017 | 8.3.2004 | 8.3.2017 | EUR | 10 000 000,00 | 10 000 000,00 | 451 545,84 |
| 2.2. | SSD_115 | SSD_EUR_4,10 _2006-2017 | 11.10.2006 | 13.3.2017 | EUR | 40 000 000,00 | 40 000 000,00 | 1 586 082,19 |
| 2.1. | SSD_84 | SSD_EUR_6mEuribor+3,7%_2005_2017_AO | 18.10.2005 | 18.4.2017 | EUR | 50 000 000,00 | 50 000 000,00 | 507 897,22 |
| 2.1. | SSD_92 | SSD_EUR_6,72%_2005-2017_AO | 24.10.2005 | 24.4.2017 | EUR | 15 000 000,00 | 15 000 000,00 | 727 100,96 |
| 2.1. | SSD_93 | SSD_EUR 6,72%_2003-2017_AO | 24.10.2005 | 24.4.2017 | EUR | 15 000 000,00 | 15 000 000,00 | 727 100,96 |
| 2.1. | SSD_94 | SSD_EUR_6,72%_2005-2017_AO | 24.10.2005 | 24.4.2017 | EUR | 20 000 000,00 | 20 000 000,00 | 969 467,95 |
| 2.1. | SSD_83 | SSD_EUR_CMS-Spread_2005-2017_AO | 10.10.2005 | 10.6.2017 | EUR | 50 000 000,00 | 50 000 000,00 | 306 112,50 |
| 2.2. | SSD_124 | SSD_EUR_4,10%_2006-2017 | 14.12.2006 | 14.6.2017 | EUR | 10 000 000,00 | 10 000 000,00 | 292 054,80 |
| 2.2. | SSD_127 | SSD_EUR_4,3% 07-17 | 5.1.2007 | 30.6.2017 | EUR | 25 000 000,00 | 25 000 000,00 | 718 630,14 |
| 2.2. | SSD_126 | SSD_EUR_4,3% 07-17 | 5.1.2007 | 30.6.2017 | EUR | 25 000 000,00 | 25 000 000,00 | 718 630,14 |
| 2.2. | SSD_125 | SSD_EUR_4,3% 07-17 | 5.1.2007 | 30.6.2017 | EUR | 50 000 000,00 | 50 000 000,00 | 1 437 260,27 |
| 2.2. | SSD_131 | SSD_EUR_4,275% 07-17 | 8.1.2007 | 30.6.2017 | EUR | 10 000 000,00 | 10 000 000,00 | 285 780,82 |
| 2.2. | SSD_132 | SSD_EUR_4,275% 07-17 | 8.1.2007 | 30.6.2017 | EUR | 10 000 000,00 | 10 000 000,00 | 285 780,82 |
| 2.2. | SSD_129/3 | SSD_EUR_4,32% 07-17 | 5.1.2007 | 30.6.2017 | EUR | 10 000 000,00 | 10 000 000,00 | 288 789,04 |
| 2.2. | SSD_129/1 | SSD_EUR_4,32% 07-17 | 5.1.2007 | 30.6.2017 | EUR | 20 000 000,00 | 20 000 000,00 | 577 578,09 |
| 2.2. | SSD_130/1 | SSD_EUR_4,28% 07-17 | 8.1.2007 | 30.6.2017 | EUR | 10 000 000,00 | 10 000 000,00 | 286 115,07 |
| 2.2. | SSD_130/2 | SSD_EUR_4,28% 07-17 | 8.1.2007 | 30.6.2017 | EUR | 20 000 000,00 | 20 000 000,00 | 572 230,14 |
| 2.2. | SSD_128 | SSD_EUR_4,3% 07-17 | 5.1.2007 | 30.6.2017 | EUR | 150 000 000,00 | 150 000 000,00 | 4 311 780,82 |
| 2.2. | SSD_129/2 | SSD_EUR_4,32%_2007-2017 | 5.1.2007 | 30.6.2017 | EUR | 20 000 000,00 | 20 000 000,00 | 577 578,09 |
| 2.1. | SSD_90 | SSD_EUR_6,74%_2005-2017_AO | 7.11.2005 | 7.7.2017 | EUR | 25 000 000,00 | 25 000 000,00 | 942 156,17 |
| 2.1. | SSD_89 | SSD_EUR_CMS-Spread 2005-2017_AO | 7.11.2005 | 7.7.2017 | EUR | 25 000 000,00 | 25 000 000,00 | 942 156,17 |
| 2.2. | SSD_108 | SSD_EUR_4,44%_2006-2017 | 10.7.2006 | 10.7.2017 | EUR | 5 000 000,00 | 5 000 000,00 | 142 323,29 |
| 2.2. | SSD_23/1 | SSD_EUR_4,705%_2004-2017 | 14.4.2004 | 14.7.2017 | EUR | 20 000 000,00 | 20 000 000,00 | 593 352,78 |
| 2.2. | SSD_23/2 | SSD_EUR_4,705%_2004-2017 | 14.4.2004 | 14.7.2017 | EUR | 20 000 000,00 | 20 000 000,00 | 593 352,78 |
| 2.2. | SSD_22 | SSD_EUR_4,725%_2004-2017 | 22.1.2004 | 1.9.2017 | EUR | 20 000 000,00 | 20 000 000,00 | 472 500,00 |
| 2.2. | SSD_24 | SSD_EUR_4,69%_2004-2017 | 10.5.2004 | 1.9.2017 | EUR | 14 000 000,00 | 14 000 000,00 | 328 300,00 |
| 2.2. | SSD_21/54 | SSD_EUR_4,735%_2004-2017 | 22.1.2004 | 1.9.2017 | EUR | 8 000 000,00 | 8 000 000,00 | 189 400,00 |
| 2.2. | SSD_21/54 | SSD_EUR_4,735%_2004-2017 | 22.1.2004 | 1.9.2017 | EUR | 5 000 000,00 | 5 000 000,00 | 118 375,00 |
| 2.2. | SSD_39 | SSD_EUR_4,735%_2004-2017 | 22.1.2004 | 1.9.2017 | EUR | 1 000 000,00 | 1 000 000,00 | 23 675,00 |
| 2.2. | SSD_40 | SSD_EUR_4,68%_2004-2017 | 28.4.2004 | 1.9.2017 | EUR | 1 000 000,00 | 1 000 000,00 | 23 400,00 |
| 2.2. | SSD_41 | SSD_EUR_4,735%_2004-2017 | 22.1.2004 | 1.9.2017 | EUR | 1 000 000,00 | 1 000 000,00 | 23 675,00 |
| 2.2. | SSD_46 | SSD_EUR_4,68%_2004-2017 | 28.4.2004 | 1.9.2017 | EUR | 10 000 000,00 | 10 000 000,00 | 234 000,00 |
| 2.2. | SSD_44 | SSD_EUR_4,70%_2004-2017 | 16.2.2004 | 15.9.2017 | EUR | 7 000 000,00 | 7 000 000,00 | 151 705,56 |
| 2.2. | SSD_9 | SSD_EUR_5,125%_2003-2018 | 7.1.2003 | 8.1.2018 | EUR | 20 000 000,00 | 20 000 000,00 | 146 027,40 |
| 2.2. | SSD_1 | SSD_EUR_5,125%_2003-2018 | 7.1.2003 | 8.1.2018 | EUR | 10 000 000,00 | 10 000 000,00 | 73 512,33 |
| 2.2. | SSD_49 | SSD_EUR_5,125%_2003-2018 | 7.1.2003 | 8.1.2018 | EUR | 10 000 000,00 | 10 000 000,00 | 73 512,33 |
| 2.2. | SSD_11 | SSD_EUR_4,7%_2003-2018 | 27.3.2003 | 27.3.2018 | EUR | 15 000 000,00 | 15 000 000,00 | 654 083,34 |
| 2.2. | SSD_14 | SSD_EUR_4,7%_2003-2018 | 27.3.2003 | 27.3.2018 | EUR | 15 000 000,00 | 15 000 000,00 | 654 083,34 |
| 2.2. | SSD_19 | SSD_EUR_4,7%_2003-2018 | 27.3.2003 | 27.3.2018 | EUR | 15 000 000,00 | 15 000 000,00 | 654 083,34 |
| 2.2. | SSD_18 | SSD_EUR_4,7%_2003-2018 | 27.3.2003 | 27.3.2018 | EUR | 5 000 000,00 | 5 000 000,00 | 218 027,78 |
| 2.2. | SSD_12 | SSD_EUR_4,67%_2003-2018 | 30.4.2003 | 30.4.2018 | EUR | 10 000 000,00 | 10 000 000,00 | 390 463,89 |
| 2.2. | SSD_15 | SSD_EUR_4,67%_03-18 | 30.4.2003 | 30.4.2018 | EUR | 1 000 000,00 | 1 000 000,00 | 39 046,39 |
| 2.2. | SSD_16 | SSD_EUR_4,67%_03-18 | 30.4.2003 | 30.4.2018 | EUR | 4 000 000,00 | 4 000 000,00 | 156 185,56 |
| 2.2. | SSD_17 | SSD_EUR_4,67%_03-18 | 30.4.2003 | 30.4.2018 | EUR | 5 000 000,00 | 5 000 000,00 | 195 231,95 |
| 2.2. | SSD_20 | SSD_EUR_4,67%_2003-2018 | 30.4.2003 | 30.4.2018 | EUR | 30 000 000,00 | 30 000 000,00 | 1 171 391,67 |
| 2.2. | SSD_5 | SSD_EUR_4,67%_03-18 | 30.4.2003 | 30.4.2018 | EUR | 20 000 000,00 | 20 000 000,00 | 780 927,78 |
| 2.2. | SSD_28 | SSD_EUR_4,67%_03-18 | 30.4.2003 | 30.4.2018 | EUR | 5 000 000,00 | 5 000 000,00 | 195 231,95 |
| 2.2. | SSD_29 | SSD_EUR_4,67%_03-18 | 30.4.2003 | 30.4.2018 | EUR | 5 000 000,00 | 5 000 000,00 | 195 231,95 |
| 2.2. | SSD_32 | SSD_EUR_4,67%_03-18 | 30.4.2003 | 30.4.2018 | EUR | 15 000 000,00 | 15 000 000,00 | 585 695,84 |
| 2.2. | SSD_36 | SSD_EUR_4,67%_03-18 | 30.4.2003 | 30.4.2018 | EUR | 5 000 000,00 | 5 000 000,00 | 195 231,95 |
| 2.2. | SSD_147 | SSD_EUR_4,039163%_2005-2022_ZERO | 4.5.2005 | 4.11.2022 | EUR | 2 549 724,37 | 2 549 724,37 | 33 470,95 |
| 2.2. | SSD_13 | SSD_EUR_4,835%_2003-2023 | 14.3.2003 | 14.3.2023 | EUR | 25 000 000,00 | 25 000 000,00 | 1 165 698,63 |
| 2.2. | SSD_52 | SSD_EUR_4,835%_2003-2023 | 14.3.2003 | 14.3.2023 | EUR | 25 000 000,00 | 25 000 000,00 | 1 165 698,63 |
| 2.2. | SSD_4 | SSD_EUR_5,58%_2003-2023 | 3.4.2003 | 3.4.2023 | EUR | 10 000 000,00 | 10 000 000,00 | 507 550,69 |
| 2.2. | SSD_78 | SSD_EUR_4%_2005-2025 | 15.8.2005 | 15.8.2025 | EUR | 2 000 000,00 | 2 000 000,00 | 43 555,56 |
| 2.2. | SSD_77 | SSD_EUR_4%_2005-2025 | 15.8.2005 | 15.8.2025 | EUR | 10 000 000,00 | 10 000 000,00 | 217 777,78 |
| 2.2. | SSD_76 | SSD_EUR_4%_2005-2025 | 15.8.2005 | 15.8.2025 | EUR | 10 000 000,00 | 10 000 000,00 | 217 777,78 |
| | 1 827 049 724,37 | 42 699 278,93 |

2.2.

Borrower’s note loans:

Borrower’s note loans

Item

Contract No ID

Name

Term start date

Term end date

Currency

1.3.2015 Nominal value in currency

1.3.2015 Commercial Code/Banking Act book value in EUR

1.3.2015 Accrued interest in EUR

2.2.

SSD_138

SSD_EUR_4,28%_2007-2015

2.3.2007

2.3.2015

EUR

25 000 000,00

25 000 000,00

1 067 068,50

2.1.

SSD_140

SSD_EUR 6m Euribor_2007-2015

23.3.2007

23.3.2015

EUR

30 000 000,00

30 000 000,00

36 702,50

2.2.

SSD_135/4

SSD_EUR_4,25%_2007-2015

23.2.2007

23.7.2015

EUR

25 000 000,00

25 000 000,00

643 321,92

2.2.

SSD_135/1

SSD_EUR_4,25%_2007-2015

23.2.2007

23.7.2015

EUR

15 000 000,00

15 000 000,00

385 993,16

2.2.

SSD_135/2

SSD_EUR_4,25%_2007-2015

23.2.2007

23.7.2015

EUR

14 000 000,00

14 000 000,00

360 260,28

2.2.

SSD_135/3

SSD_EUR_4,25%_2007-2015

23.2.2007

23.7.2015

EUR

11 000 000,00

11 000 000,00

283 061,65

2.1.

SSD_135/5

SSD_EUR_4,25%_2007-2015

23.2.2007

23.7.2015

EUR

35 000 000,00

35 000 000,00

900 650,69

2.1.

SSD_139/6

SSD_EUR_4,20%_2007-15

8.3.2007

1.9.2015

EUR

40 000 000,00

40 000 000,00

833 095,89

2.2.

SSD_139/2

SSD_EUR_4,20%_2007-15

8.3.2007

1.9.2015

EUR

4 000 000,00

4 000 000,00

83 309,59

2.2.

SSD_139/3

SSD_EUR_4,20%_2007-15

8.3.2007

1.9.2015

EUR

1 000 000,00

1 000 000,00

20 827,40

2.2.

SSD_139/4

SSD_EUR_4,20%_2007-15

8.3.2007

1.9.2015

EUR

3 000 000,00

3 000 000,00

62 482,20

2.2.

SSD_139/5

SSD_EUR_4,20%_2007-15

8.3.2007

1.9.2015

EUR

1 000 000,00

1 000 000,00

20 827,40

2.2.

SSD_139/1

SSD_EUR_4,20%_2007-15

8.3.2007

1.9.2015

EUR

1 000 000,00

1 000 000,00

20 827,40

2.2.

SSD_134/1

SSD_EUR_4,41%_2007-2015

20.2.2007

15.9.2015

EUR

17 000 000,00

17 000 000,00

343 013,43

2.2.

SSD_134/2

SSD_EUR_4,41%_2007-2015

20.2.2007

15.9.2015

EUR

23 000 000,00

23 000 000,00

464 076,99

2.2.

SSD_134/3

SSD_EUR_4,41%_2007-2015

20.2.2007

15.9.2015

EUR

10 000 000,00

10 000 000,00

201 772,60

2.1.

SSD_67

SSD_EUR_3,91%_2005-2015

18.3.2005

18.9.2015

EUR

10 000 000,00

10 000 000,00

175 682,19

2.2.

SSD_91

SSD_EUR_3,545%_2003-2015

30.11.2005

30.11.2015

EUR

10 000 000,00

10 000 000,00

88 382,19

2.2.

SSD_95

SSD_EUR_3,7%_2006-2016

31.1.2006

29.1.2016

EUR

15 000 000,00

15 000 000,00

47 136,99

2.2.

SSD_99

SSD_EUR_3,7%_2006-2016

2.2.2006

2.2.2016

EUR

10 000 000,00

10 000 000,00

27 369,86

2.2.

SSD_97

SSD_EUR_3,7%_2006-2016

2.2.2006

2.2.2016

EUR

15 000 000,00

15 000 000,00

41 054,80

2.2.

SSD_98

SSD_EUR_3,7%_2006-2016

2.2.2006

2.2.2016

EUR

2 500 000,00

2 500 000,00

6 842,47

2.2.

SSD_96

SSD_EUR_3,7%_2006-2016

2.2.2006

2.2.2016

EUR

10 000 000,00

10 000 000,00

27 369,86

2.1.

SSD_102

SSD_EUR_3,725%_2006-2016

6.2.2006

8.2.2016

EUR

10 000 000,00

10 000 000,00

21 431,51

2.2.

SSD_60

SSD_EUR_3,97%_2005-2016

28.2.2005

26.2.2016

EUR

10 000 000,00

10 000 000,00

3 263,01

2.2.

SSD_61

SSD_EUR_3,97%_2005-2016

28.2.2005

26.2.2016

EUR

1 000 000,00

1 000 000,00

326,30

2.2.

SSD_103

SSD_EUR_3,83%_2006-2016

9.3.2006

9.3.2016

EUR

5 000 000,00

5 000 000,00

187 302,74

2.2.

SSD_63

SSD_EUR_4,015%_2005-2016

16.3.2005

16.3.2016

EUR

25 000 000,00

25 000 000,00

962 500,00

2.2.

SSD_107

SSD_EUR_4,27%_2006-2016

29.6.2006

29.6.2016

EUR

5 000 000,00

5 000 000,00

143 308,22

2.2.

SSD_109

SSD_EUR_4,39%_2006-2016

18.7.2006

18.7.2016

EUR

10 000 000,00

10 000 000,00

271 819,18

2.1.

SSD_111

SSD_EUR_4,31%_2016

26.7.2006

26.7.2016

EUR

20 000 000,00

20 000 000,00

514 838,36

2.1.

SSD_101

SSD_EUR_3,74%_2006-2016

16.2.2006

16.8.2016

EUR

15 000 000,00

15 000 000,00

302 786,31

2.2.

SSD_62

SSD_EUR_4,02%_2005-2016

7.3.2005

7.9.2016

EUR

25 000 000,00

25 000 000,00

481 849,32

2.1.

SSD_82

SSD_EUR-CMS-Spread_2005-2016_AO

10.10.2005

10.10.2016

EUR

50 000 000,00

50 000 000,00

1 132 109,59

2.1.

SSD_86

SSD_3,50%_2005-2016

19.10.2005

19.10.2016

EUR

15 000 000,00

15 000 000,00

191 301,37

2.1.

SSD_87

SSD_EUR_6MEuribor+3,10%_2005-2016_AO

28.10.2005

28.10.2016

EUR

50 000 000,00

50 000 000,00

456 561,12

2.2.

SSD_110/1

SSD_EUR_4,40% _2006-2016

18.7.2006

1.12.2016

EUR

13 000 000,00

13 000 000,00

141 041,10

2.2.

SSD_110/2

SSD_EUR_4,40% _2006-2016

18.7.2006

1.12.2016

EUR

25 000 000,00

25 000 000,00

271 232,88

2.2.

SSD_114/1

SSD_EUR_4,00%_2006-2016

2.10.2006

1.12.2016

EUR

20 000 000,00

20 000 000,00

197 260,27

2.2.

SSD_114/3

SSD_EUR_4,00%_2006-2016

2.10.2006

1.12.2016

EUR

5 000 000,00

5 000 000,00

49 315,07

2.2.

SSD_114/2

SSD_EUR_4,00%_2006-2016

2.10.2006

1.12.2016

EUR

10 000 000,00

10 000 000,00

98 630,14

2.2.

SSD_110/4

SSD_EUR_4,40% _2006-2016

18.7.2006

1.12.2016

EUR

2 000 000,00

2 000 000,00

21 698,63

2.2.

SSD_110/3

SSD_EUR_4,40% _2006-2016

18.7.2006

1.12.2016

EUR

10 000 000,00

10 000 000,00

108 493,15

2.2.

SSD_114/4

SSD_EUR_4,00%_2006-2016

2.10.2006

2.12.2016

EUR

5 000 000,00

5 000 000,00

49 315,07

2.2.

SSD_100

SSD_EUR_3,75%_2006-2016

15.2.2006

15.12.2016

EUR

10 000 000,00

10 000 000,00

78 082,19

2.2.

SSD_59

SSD_EUR_3,785%_2005-2016

18.2.2006

16.12.2016

EUR

10 000 000,00

10 000 000,00

77 773,98

2.2.

SSD_69

SSD_EUR_3,76%_2005-2016

29.4.2005

29.12.2016

EUR

5 000 000,00

5 000 000,00

31 934,25

2.2.

SSD_118/3

SSD_EUR_4,254%_2006_2017

22.8.2006

13.1.2017

EUR

3 000 000,00

3 000 000,00

16 433,26

2.2.

SSD_118/1

SSD_EUR_4,254%_2006_2017

22.8.2006

13.1.2017

EUR

10 000 000,00

10 000 000,00

54 777,53

2.2.

SSD_116/1

SSD_EUR_4,34%_2006_2017

4.9.2006

13.1.2017

EUR

50 000 000,00

50 000 000,00

279 424,66

2.2.

SSD_116/2

SSD_EUR_4,34%_2006_2017

4.9.2006

13.1.2017

EUR

5 000 000,00

5 000 000,00

27 942,47

2.2.

SSD_118/2

SSD_EUR_4,254%_2006-2017

22.8.2006

13.1.2017

EUR

17 000 000,00

17 000 000,00

93 121,81

2.2.

SSD_118/4

SSD_EUR_4,254%_2006-2017

22.8.2006

13.1.2017

EUR

10 000 000,00

10 000 000,00

54 777,53

2.2.

SSD_122/1

SSD_EUR_4%_2006-2017

7.12.2006

7.2.2017

EUR

15 000 000,00

15 000 000,00

36 164,39

2.2.

SSD_122/2

SSD_EUR_4%_2006-2017

7.12.2006

7.2.2017

EUR

10 000 000,00

10 000 000,00

24 109,59

2.2.

SSD_123/3

SSD_EUR_4,05%_2006-2017

14.12.2006

14.2.2017

EUR

5 000 000,00

5 000 000,00

8 321,92

2.2.

SSD_123/5

SSD_EUR_4,05%_2006-2017

14.12.2006

14.2.2017

EUR

12 000 000,00

12 000 000,00

19 972,61

2.2.

SSD_123/1

SSD_EUR_4,05%_2006-2017

14.12.2006

14.2.2017

EUR

1 000 000,00

1 000 000,00

1 664,38

2.2.

SSD_123/4

SSD_EUR_4,05%_2006-2017

14.12.2006

14.2.2017

EUR

2 000 000,00

2 000 000,00

3 328,77

2.2.

SSD_123/2

SSD_EUR_4,05%_2006-2017

14.12.2006

14.2.2017

EUR

5 000 000,00

5 000 000,00

8 321,92

2.2.

SSD_119

SSD_EUR_4,16%_06-17

28.8.2006

28.2.2017

EUR

2 000 000,00

2 000 000,00

227,95

2.2.

SSD_45

SSD_EUR_4,605%_2004-2017

8.3.2004

8.3.2017

EUR

10 000 000,00

10 000 000,00

451 545,84

2.2.

SSD_115

SSD_EUR_4,10 _2006-2017

11.10.2006

13.3.2017

EUR

40 000 000,00

40 000 000,00

1 586 082,19

2.1.

SSD_84

SSD_EUR_6mEuribor+3,7%_2005_2017_AO

18.10.2005

18.4.2017

EUR

50 000 000,00

50 000 000,00

507 897,22

2.1.

SSD_92

SSD_EUR_6,72%_2005-2017_AO

24.10.2005

24.4.2017

EUR

15 000 000,00

15 000 000,00

727 100,96

2.1.

SSD_93

SSD_EUR 6,72%_2003-2017_AO

24.10.2005

24.4.2017

EUR

15 000 000,00

15 000 000,00

727 100,96

2.1.

SSD_94

SSD_EUR_6,72%_2005-2017_AO

24.10.2005

24.4.2017

EUR

20 000 000,00

20 000 000,00

969 467,95

2.1.

SSD_83

SSD_EUR_CMS-Spread_2005-2017_AO

10.10.2005

10.6.2017

EUR

50 000 000,00

50 000 000,00

306 112,50

2.2.

SSD_124

SSD_EUR_4,10%_2006-2017

14.12.2006

14.6.2017

EUR

10 000 000,00

10 000 000,00

292 054,80

2.2.

SSD_127

SSD_EUR_4,3% 07-17

5.1.2007

30.6.2017

EUR

25 000 000,00

25 000 000,00

718 630,14

2.2.

SSD_126

SSD_EUR_4,3% 07-17

5.1.2007

30.6.2017

EUR

25 000 000,00

25 000 000,00

718 630,14

2.2.

SSD_125

SSD_EUR_4,3% 07-17

5.1.2007

30.6.2017

EUR

50 000 000,00

50 000 000,00

1 437 260,27

2.2.

SSD_131

SSD_EUR_4,275% 07-17

8.1.2007

30.6.2017

EUR

10 000 000,00

10 000 000,00

285 780,82

2.2.

SSD_132

SSD_EUR_4,275% 07-17

8.1.2007

30.6.2017

EUR

10 000 000,00

10 000 000,00

285 780,82

2.2.

SSD_129/3

SSD_EUR_4,32% 07-17

5.1.2007

30.6.2017

EUR

10 000 000,00

10 000 000,00

288 789,04

2.2.

SSD_129/1

SSD_EUR_4,32% 07-17

5.1.2007

30.6.2017

EUR

20 000 000,00

20 000 000,00

577 578,09

2.2.

SSD_130/1

SSD_EUR_4,28% 07-17

8.1.2007

30.6.2017

EUR

10 000 000,00

10 000 000,00

286 115,07

2.2.

SSD_130/2

SSD_EUR_4,28% 07-17

8.1.2007

30.6.2017

EUR

20 000 000,00

20 000 000,00

572 230,14

2.2.

SSD_128

SSD_EUR_4,3% 07-17

5.1.2007

30.6.2017

EUR

150 000 000,00

150 000 000,00

4 311 780,82

2.2.

SSD_129/2

SSD_EUR_4,32%_2007-2017

5.1.2007

30.6.2017

EUR

20 000 000,00

20 000 000,00

577 578,09

2.1.

SSD_90

SSD_EUR_6,74%_2005-2017_AO

7.11.2005

7.7.2017

EUR

25 000 000,00

25 000 000,00

942 156,17

2.1.

SSD_89

SSD_EUR_CMS-Spread 2005-2017_AO

7.11.2005

7.7.2017

EUR

25 000 000,00

25 000 000,00

942 156,17

2.2.

SSD_108

SSD_EUR_4,44%_2006-2017

10.7.2006

10.7.2017

EUR

5 000 000,00

5 000 000,00

142 323,29

2.2.

SSD_23/1

SSD_EUR_4,705%_2004-2017

14.4.2004

14.7.2017

EUR

20 000 000,00

20 000 000,00

593 352,78

2.2.

SSD_23/2

SSD_EUR_4,705%_2004-2017

14.4.2004

14.7.2017

EUR

20 000 000,00

20 000 000,00

593 352,78

2.2.

SSD_22

SSD_EUR_4,725%_2004-2017

22.1.2004

1.9.2017

EUR

20 000 000,00

20 000 000,00

472 500,00

2.2.

SSD_24

SSD_EUR_4,69%_2004-2017

10.5.2004

1.9.2017

EUR

14 000 000,00

14 000 000,00

328 300,00

2.2.

SSD_21/54

SSD_EUR_4,735%_2004-2017

22.1.2004

1.9.2017

EUR

8 000 000,00

8 000 000,00

189 400,00

2.2.

SSD_21/54

SSD_EUR_4,735%_2004-2017

22.1.2004

1.9.2017

EUR

5 000 000,00

5 000 000,00

118 375,00

2.2.

SSD_39

SSD_EUR_4,735%_2004-2017

22.1.2004

1.9.2017

EUR

1 000 000,00

1 000 000,00

23 675,00

2.2.

SSD_40

SSD_EUR_4,68%_2004-2017

28.4.2004

1.9.2017

EUR

1 000 000,00

1 000 000,00

23 400,00

2.2.

SSD_41

SSD_EUR_4,735%_2004-2017

22.1.2004

1.9.2017

EUR

1 000 000,00

1 000 000,00

23 675,00

2.2.

SSD_46

SSD_EUR_4,68%_2004-2017

28.4.2004

1.9.2017

EUR

10 000 000,00

10 000 000,00

234 000,00

2.2.

SSD_44

SSD_EUR_4,70%_2004-2017

16.2.2004

15.9.2017

EUR

7 000 000,00

7 000 000,00

151 705,56

2.2.

SSD_9

SSD_EUR_5,125%_2003-2018

7.1.2003

8.1.2018

EUR

20 000 000,00

20 000 000,00

146 027,40

2.2.

SSD_1

SSD_EUR_5,125%_2003-2018

7.1.2003

8.1.2018

EUR

10 000 000,00

10 000 000,00

73 512,33

2.2.

SSD_49

SSD_EUR_5,125%_2003-2018

7.1.2003

8.1.2018

EUR

10 000 000,00

10 000 000,00

73 512,33

2.2.

SSD_11

SSD_EUR_4,7%_2003-2018

27.3.2003

27.3.2018

EUR

15 000 000,00

15 000 000,00

654 083,34

2.2.

SSD_14

SSD_EUR_4,7%_2003-2018

27.3.2003

27.3.2018

EUR

15 000 000,00

15 000 000,00

654 083,34

2.2.

SSD_19

SSD_EUR_4,7%_2003-2018

27.3.2003

27.3.2018

EUR

15 000 000,00

15 000 000,00

654 083,34

2.2.

SSD_18

SSD_EUR_4,7%_2003-2018

27.3.2003

27.3.2018

EUR

5 000 000,00

5 000 000,00

218 027,78

2.2.

SSD_12

SSD_EUR_4,67%_2003-2018

30.4.2003

30.4.2018

EUR

10 000 000,00

10 000 000,00

390 463,89

2.2.

SSD_15

SSD_EUR_4,67%_03-18

30.4.2003

30.4.2018

EUR

1 000 000,00

1 000 000,00

39 046,39

2.2.

SSD_16

SSD_EUR_4,67%_03-18

30.4.2003

30.4.2018

EUR

4 000 000,00

4 000 000,00

156 185,56

2.2.

SSD_17

SSD_EUR_4,67%_03-18

30.4.2003

30.4.2018

EUR

5 000 000,00

5 000 000,00

195 231,95

2.2.

SSD_20

SSD_EUR_4,67%_2003-2018

30.4.2003

30.4.2018

EUR

30 000 000,00

30 000 000,00

1 171 391,67

2.2.

SSD_5

SSD_EUR_4,67%_03-18

30.4.2003

30.4.2018

EUR

20 000 000,00

20 000 000,00

780 927,78

2.2.

SSD_28

SSD_EUR_4,67%_03-18

30.4.2003

30.4.2018

EUR

5 000 000,00

5 000 000,00

195 231,95

2.2.

SSD_29

SSD_EUR_4,67%_03-18

30.4.2003

30.4.2018

EUR

5 000 000,00

5 000 000,00

195 231,95

2.2.

SSD_32

SSD_EUR_4,67%_03-18

30.4.2003

30.4.2018

EUR

15 000 000,00

15 000 000,00

585 695,84

2.2.

SSD_36

SSD_EUR_4,67%_03-18

30.4.2003

30.4.2018

EUR

5 000 000,00

5 000 000,00

195 231,95

2.2.

SSD_147

SSD_EUR_4,039163%_2005-2022_ZERO

4.5.2005

4.11.2022

EUR

2 549 724,37

2 549 724,37

33 470,95

2.2.

SSD_13

SSD_EUR_4,835%_2003-2023

14.3.2003

14.3.2023

EUR

25 000 000,00

25 000 000,00

1 165 698,63

2.2.

SSD_52

SSD_EUR_4,835%_2003-2023

14.3.2003

14.3.2023

EUR

25 000 000,00

25 000 000,00

1 165 698,63

2.2.

SSD_4

SSD_EUR_5,58%_2003-2023

3.4.2003

3.4.2023

EUR

10 000 000,00

10 000 000,00

507 550,69

2.2.

SSD_78

SSD_EUR_4%_2005-2025

15.8.2005

15.8.2025

EUR

2 000 000,00

2 000 000,00

43 555,56

2.2.

SSD_77

SSD_EUR_4%_2005-2025

15.8.2005

15.8.2025

EUR

10 000 000,00

10 000 000,00

217 777,78

2.2.

SSD_76

SSD_EUR_4%_2005-2025

15.8.2005

15.8.2025

EUR

10 000 000,00

10 000 000,00

217 777,78

1 827 049 724,37

42 699 278,93

| 2.3. | Mortgage bonds issued by the Pfandbriefstelle:
  HETA’s liabilities in respect of Pfandbriefbank (Österreich) AG, the Pfandbriefstelle (mortgage bonds division) of the Austrian Landes-Hypothekenbanken, the member institutes of the Pfandbriefstelle of the Austrian Landes-Hypothekenbanken and their guarantors arising from or in connection with the following bonds issued by the Pfandbriefstelle of the Austrian Landes-Hypothekenbanken:














  Mortgage bonds issued by the Pfandbriefstelle: |
| --- | --- |
| Item | ISIN/Identifier | Name | Term start date | Term end date | Currency | 1.3.2015 Nominal value in currency | 1.3.2015 Commercial Code/Banking Act book value in EUR | 1.3.2015 Accrued interest in EUR |
| 2.3. | XS0215066720 | FRN PFSTELLE JPY-ANL. 05/15 | 23.3.2005 | 10.4.2015 | JPY | 1 000 000 000,00 | 7 459 903,02 | 39 590,32 |
| 2.3. | XS0221472698 | FRN PFST. MTN 05/15 | 15.6.2005 | 15.6.2015 | EUR | 580 000 000,00 | 580 000 000,00 | 159 500,00 |
| 2.3. | XS0221101792 | FRN PFST. MTN 05/15 | 15.6.2005 | 15.6.2015 | JPY | 1 000 000 000,00 | 7 459 903,02 | 8 271,08 |
| 2.3. | XS0226436490 | FRN PFST.MED.T.NTS.05/15 VAR. | 10.8.2005 | 10.8.2015 | EUR | 30 000 000,00 | 30 000 000,00 | 57 960,00 |
| 2.3. | CH0020769045 | 2.5% PFST.MTN 2005/2015 | 31.3.2005 | 30.12.2015 | CHF | 50 000 000,00 | 47 010 154,19 | 199 140,22 |
| 2.3. | XS0241945079 | FRN PFST.MED.T.NTS.06/16 VAR. | 26.1.2006 | 26.1.2016 | EUR | 125 000 000,00 | 125 000 000,00 | 12 395,83 |
| 2.3. | CH0022975624 | 2.125% PFBSTELLE ANL. 05/16 | 7.11.2005 | 7.11.2016 | CHF | 75 000 000,00 | 70 515 231,29 | 474 508,75 |
| 2.3. | XS0221826174 | FRN PFST.MTN 2005/2017 VAR. | 29.6.2005 | 29.6.2017 | JPY | 500 000 000,00 | 3 729 951,51 | 3 582,64 |
| 2.3. | CH0016253640 | 2.875% 2,875% PFST MTN 03/17 | 21.7.2003 | 21.7.2017 | CHF | 110 000 000,00 | 103 422 339,23 | 1 817 073,03 |
| 2.3. | XS0215154005 | FRN PFST. FLR MTN 05/17 | 18.3.2005 | 18.9.2017 | EUR | 200 000 000,00 | 200 000 000,00 | 49 477,78 |
| 2.3. | XS0207820647 | 4.2% PFST. ANL. 04/17 | 10.12.2004 | 26.9.2017 | EUR | 15 000 000,00 | 15 000 000,00 | 269 260,28 |
| 2.3. | XS0143697679 | FRN PFST. FLR-HRDC NTS.02/27 | 1.3.2002 | 4.3.2027 | JPY | 1 500 000 000,00 | 11 189 854,53 | 164 531,09 |
| Item | Contract No ID | Name | Term start date | Term end date | Currency | 1.3.2015 Nominal value in currency | 1.3.2015 Commercial Code/Banking Act book value in EUR | 1.3.2015 Accrued interest in EUR |
| 2.2. | SSD_65 | SSD_EUR_2005-2017 | 22.3.2005 | 22.3.2017 | EUR | 5 000 000,00 | 5 000 000,00 | 280 145,83 |
| 2.2. | SSD_68 | SSD_JPY_1,525 _2005-2017 | 26.4.2005 | 26.4.2017 | JPY | 3 000 000 000,00 | 22 379 709,06 | 288 928,17 |
| 2.2. | SSD_55 | SSD_EUR_3,765%_2005-2017 | 1.2.2005 | 12.9.2017 | EUR | 10 000 000,00 | 10 000 000,00 | 176 745,84 |
| | 1 238 167 045,85 | 4 001 110,86 |

2.3.

Mortgage bonds issued by the Pfandbriefstelle:

HETA’s liabilities in respect of Pfandbriefbank (Österreich) AG, the Pfandbriefstelle (mortgage bonds division) of the Austrian Landes-Hypothekenbanken, the member institutes of the Pfandbriefstelle of the Austrian Landes-Hypothekenbanken and their guarantors arising from or in connection with the following bonds issued by the Pfandbriefstelle of the Austrian Landes-Hypothekenbanken:

Mortgage bonds issued by the Pfandbriefstelle:

Item

ISIN/Identifier

Name

Term start date

Term end date

Currency

1.3.2015 Nominal value in currency

1.3.2015 Commercial Code/Banking Act book value in EUR

1.3.2015 Accrued interest in EUR

2.3.

XS0215066720

FRN PFSTELLE JPY-ANL. 05/15

23.3.2005

10.4.2015

JPY

1 000 000 000,00

7 459 903,02

39 590,32

2.3.

XS0221472698

FRN PFST. MTN 05/15

15.6.2005

15.6.2015

EUR

580 000 000,00

580 000 000,00

159 500,00

2.3.

XS0221101792

FRN PFST. MTN 05/15

15.6.2005

15.6.2015

JPY

1 000 000 000,00

7 459 903,02

8 271,08

2.3.

XS0226436490

FRN PFST.MED.T.NTS.05/15 VAR.

10.8.2005

10.8.2015

EUR

30 000 000,00

30 000 000,00

57 960,00

2.3.

CH0020769045

2.5% PFST.MTN 2005/2015

31.3.2005

30.12.2015

CHF

50 000 000,00

47 010 154,19

199 140,22

2.3.

XS0241945079

FRN PFST.MED.T.NTS.06/16 VAR.

26.1.2006

26.1.2016

EUR

125 000 000,00

125 000 000,00

12 395,83

2.3.

CH0022975624

2.125% PFBSTELLE ANL. 05/16

7.11.2005

7.11.2016

CHF

75 000 000,00

70 515 231,29

474 508,75

2.3.

XS0221826174

FRN PFST.MTN 2005/2017 VAR.

29.6.2005

29.6.2017

JPY

500 000 000,00

3 729 951,51

3 582,64

2.3.

CH0016253640

2.875% 2,875% PFST MTN 03/17

21.7.2003

21.7.2017

CHF

110 000 000,00

103 422 339,23

1 817 073,03

2.3.

XS0215154005

FRN PFST. FLR MTN 05/17

18.3.2005

18.9.2017

EUR

200 000 000,00

200 000 000,00

49 477,78

2.3.

XS0207820647

4.2% PFST. ANL. 04/17

10.12.2004

26.9.2017

EUR

15 000 000,00

15 000 000,00

269 260,28

2.3.

XS0143697679

FRN PFST. FLR-HRDC NTS.02/27

1.3.2002

4.3.2027

JPY

1 500 000 000,00

11 189 854,53

164 531,09

Item

Contract No ID

Name

Term start date

Term end date

Currency

1.3.2015 Nominal value in currency

1.3.2015 Commercial Code/Banking Act book value in EUR

1.3.2015 Accrued interest in EUR

2.2.

SSD_65

SSD_EUR_2005-2017

22.3.2005

22.3.2017

EUR

5 000 000,00

5 000 000,00

280 145,83

2.2.

SSD_68

SSD_JPY_1,525 _2005-2017

26.4.2005

26.4.2017

JPY

3 000 000 000,00

22 379 709,06

288 928,17

2.2.

SSD_55

SSD_EUR_3,765%_2005-2017

1.2.2005

12.9.2017

EUR

10 000 000,00

10 000 000,00

176 745,84

1 238 167 045,85

4 001 110,86

| 2.4. | Taxes:












  Taxes |
| --- | --- |
| Item | Identifier GL account | Name/Description | Currency | 1.3.2015 Nominal value in currency | 1.3.2015 Commercial Code/Banking Act book value in EUR | 1.3.2015 Accrued interest in EUR |
| 2.4. | 1.004.705.129 | Withholding tax liabilities in respect of Klagenfurt Tax Office | EUR | 3 197,80 | 3 197,80 | — |
| 2.4. | 1.004.706.001 | Income tax liabilities in respect of Klagenfurt Tax Office | EUR | 661 662,76 | 661 662,76 | — |
| 2.4. | 1.004.706.109 | Income tax liabilities in respect of HETA Asset Resolution Germany GmbH | EUR | 224 109,63 | 224 109,63 | — |
| 2.4. | 1.004.706.222 | Income tax liabilities in respect of HETA Asset Resolution Magyaorszag Zrt | EUR | 5 539,48 | 5 539,48 | — |
| 2.4. | 1.004.707.016 | Social security liabilities in respect of Klagenfurt and Vienna regional sickness insurance funds | EUR | 856 261,02 | 856 261,02 | — |
| 2.4. | 1.004.707.059 | Employer transport tax to the Vienna municipal authorities | EUR | 204,00 | 204,00 | — |
| 2.4. | 1.004.710.009 | Municipal tax liabilities in respect of Klagenfurt and Vienna municipal authorities | EUR | 78 493,37 | 78 493,37 | — |
| 2.4. | 1.004.711.013 | Capital gains tax liabilities in respect of Klagenfurt Tax Office | EUR | 79,39 | 79,39 | — |
| 2.4. | 1.004.717.194 | EU withholding tax liabilities in respect of the Republic of Slovenia and Klagenfurt Tax Office | EUR | 11,54 | 11,54 | — |
| 2.4. | 1.004.717.321 | EU withholding tax liabilities in respect of the Republic of Croatia and Klagenfurt Tax Office | EUR | 7,57 | 7,57 | — |
| 2.4. | 1.004.959.023 | Social security liabilities for posted employees - HETA Asset Resolution Italia s.r.l | EUR | 558,20 | 558,20 | — |
| 2.4. | 1.005.514.025 | Tax apportionment liabilities in respect of Hypo Alpe Adria-Immobilien GmbH | EUR | 27 308,27 | 27 308,27 | — |
| 2.4. | 1.005.514.025 | Tax apportionment liabilities in respect of Ananke Handels- und Beteiligungs-GmbH | EUR | 161 306,88 | 161 306,88 | — |
| 2.4. | Miscellaneous accounts | VAT liabilities in respect of Klagenfurt Tax Office | EUR | 474 689,63 | 474 689,63 | |
| | 2 493 429,54 | — |

2.4.

Taxes:

Taxes

Item

Identifier GL account

Name/Description

Currency

1.3.2015 Nominal value in currency

1.3.2015 Commercial Code/Banking Act book value in EUR

1.3.2015 Accrued interest in EUR

2.4.

1.004.705.129

Withholding tax liabilities in respect of Klagenfurt Tax Office

EUR

3 197,80

3 197,80

—

2.4.

1.004.706.001

Income tax liabilities in respect of Klagenfurt Tax Office

EUR

661 662,76

661 662,76

—

2.4.

1.004.706.109

Income tax liabilities in respect of HETA Asset Resolution Germany GmbH

EUR

224 109,63

224 109,63

—

2.4.

1.004.706.222

Income tax liabilities in respect of HETA Asset Resolution Magyaorszag Zrt

EUR

5 539,48

5 539,48

—

2.4.

1.004.707.016

Social security liabilities in respect of Klagenfurt and Vienna regional sickness insurance funds

EUR

856 261,02

856 261,02

—

2.4.

1.004.707.059

Employer transport tax to the Vienna municipal authorities

EUR

204,00

204,00

—

2.4.

1.004.710.009

Municipal tax liabilities in respect of Klagenfurt and Vienna municipal authorities

EUR

78 493,37

78 493,37

—

2.4.

1.004.711.013

Capital gains tax liabilities in respect of Klagenfurt Tax Office

EUR

79,39

79,39

—

2.4.

1.004.717.194

EU withholding tax liabilities in respect of the Republic of Slovenia and Klagenfurt Tax Office

EUR

11,54

11,54

—

2.4.

1.004.717.321

EU withholding tax liabilities in respect of the Republic of Croatia and Klagenfurt Tax Office

EUR

7,57

7,57

—

2.4.

1.004.959.023

Social security liabilities for posted employees - HETA Asset Resolution Italia s.r.l

EUR

558,20

558,20

—

2.4.

1.005.514.025

Tax apportionment liabilities in respect of Hypo Alpe Adria-Immobilien GmbH

EUR

27 308,27

27 308,27

—

2.4.

1.005.514.025

Tax apportionment liabilities in respect of Ananke Handels- und Beteiligungs-GmbH

EUR

161 306,88

161 306,88

—

2.4.

Miscellaneous accounts

VAT liabilities in respect of Klagenfurt Tax Office

EUR

474 689,63

474 689,63

2 493 429,54

—

| 2.5. | Demand deposits:











  Demand deposits |
| --- | --- |
| Item | Account number of HETA AG | Currency | 1.3.2015 Nominal value in currency | 1.3.2015 Commercial Code/Banking Act book value in EUR | 1.3.2015 Accrued interest in EUR |
| 2.2. | 1.130.277 | EUR | 756 776,19 | 756 776,19 | — |
| 2.2. | 1.668.196 | EUR | 1 150 739,52 | 1 150 739,52 | — |
| 2.2. | 1.700.456 | EUR | 3 960,00 | 3 960,00 | — |
| 2.2. | 1.801.910 | EUR | 17,64 | 17,64 | — |
| 2.2. | 2.007.878 | EUR | 9 536,64 | 9 536,64 | — |
| 2.2. | 2.010.895 | EUR | 1 737,37 | 1 737,37 | — |
| 2.2. | 2.864.975 | EUR | 1 694 555,42 | 1 694 555,42 | — |
| 2.2. | 2.865.521 | EUR | 2 002,94 | 2 002,94 | — |
| 2.2. | 2.873.940 | EUR | 24 669,99 | 24 669,99 | — |
| 2.2. | 6.202.292 | EUR | 2 418,47 | 2 418,47 | — |
| 2.2. | 7.255.071 | EUR | 4 825,46 | 4 825,46 | — |
| 2.2. | 7.437.820 | EUR | 13 651,31 | 13 651,31 | — |
| 2.2. | 9.211.560 | EUR | 391,63 | 391,63 | — |
| 2.2. | 9.212.647 | EUR | 13 438,77 | 13 438,77 | — |
| 2.2. | 9.332.880 | EUR | 12 726 052,00 | 12 726 052,00 | — |
| 2.2. | 9.617.906 | EUR | 120 519,41 | 120 519,41 | — |
| 2.2. | 9.623.639 | EUR | 11,15 | 11,15 | — |
| 2.2. | 9.626.727 | EUR | 352 215,32 | 352 215,32 | — |
| 2.2. | 9.626.735 | EUR | 296 319,35 | 296 319,35 | — |
| 2.2. | 9.627.170 | EUR | 4 384,26 | 4 384,26 | — |
| 2.2. | 9.627.375 | EUR | 3 692 776,18 | 3 692 776,18 | — |
| 2.2. | 9.627.421 | EUR | 55,40 | 55,40 | — |
| 2.2. | 9.627.774 | EUR | 146 926,82 | 146 926,82 | — |
| 2.2. | 9.632.913 | EUR | 1 544 542,22 | 1 544 542,22 | — |
| 2.2. | 455.595.991 | EUR | 12 630,23 | 12 630,23 | — |
| 2.2. | 1.009.740.267 | EUR | 209,58 | 209,58 | — |
| 2.2. | 1.009.740.283 | EUR | 5,70 | 5,70 | — |
| 2.2. | 1.009.740.348 | EUR | 356,89 | 356,89 | — |
| 2.2. | 1.009.741.000 | EUR | 5,88 | 5,88 | — |
| 2.2. | 1.009.741.190 | EUR | 6,77 | 6,77 | — |
| 2.2. | 1.009.741.662 | EUR | 12,28 | 12,28 | — |
| 2.2. | 1.009.741.999 | EUR | 123,84 | 123,84 | — |
| 2.2. | 1.009.742.014 | EUR | 1,98 | 1,98 | — |
| 2.2. | 1.009.742.057 | EUR | 4,80 | 4,80 | — |
| 2.4. | 1005501004.4 | EUR | 39 886,72 | 39 886,72 | — |
| | 22 615 768,13 | — |

2.5.

Demand deposits:

Demand deposits

Item

Account number of HETA AG

Currency

1.3.2015 Nominal value in currency

1.3.2015 Commercial Code/Banking Act book value in EUR

1.3.2015 Accrued interest in EUR

2.2.

1.130.277

EUR

756 776,19

756 776,19

—

2.2.

1.668.196

EUR

1 150 739,52

1 150 739,52

—

2.2.

1.700.456

EUR

3 960,00

3 960,00

—

2.2.

1.801.910

EUR

17,64

17,64

—

2.2.

2.007.878

EUR

9 536,64

9 536,64

—

2.2.

2.010.895

EUR

1 737,37

1 737,37

—

2.2.

2.864.975

EUR

1 694 555,42

1 694 555,42

—

2.2.

2.865.521

EUR

2 002,94

2 002,94

—

2.2.

2.873.940

EUR

24 669,99

24 669,99

—

2.2.

6.202.292

EUR

2 418,47

2 418,47

—

2.2.

7.255.071

EUR

4 825,46

4 825,46

—

2.2.

7.437.820

EUR

13 651,31

13 651,31

—

2.2.

9.211.560

EUR

391,63

391,63

—

2.2.

9.212.647

EUR

13 438,77

13 438,77

—

2.2.

9.332.880

EUR

12 726 052,00

12 726 052,00

—

2.2.

9.617.906

EUR

120 519,41

120 519,41

—

2.2.

9.623.639

EUR

11,15

11,15

—

2.2.

9.626.727

EUR

352 215,32

352 215,32

—

2.2.

9.626.735

EUR

296 319,35

296 319,35

—

2.2.

9.627.170

EUR

4 384,26

4 384,26

—

2.2.

9.627.375

EUR

3 692 776,18

3 692 776,18

—

2.2.

9.627.421

EUR

55,40

55,40

—

2.2.

9.627.774

EUR

146 926,82

146 926,82

—

2.2.

9.632.913

EUR

1 544 542,22

1 544 542,22

—

2.2.

455.595.991

EUR

12 630,23

12 630,23

—

2.2.

1.009.740.267

EUR

209,58

209,58

—

2.2.

1.009.740.283

EUR

5,70

5,70

—

2.2.

1.009.740.348

EUR

356,89

356,89

—

2.2.

1.009.741.000

EUR

5,88

5,88

—

2.2.

1.009.741.190

EUR

6,77

6,77

—

2.2.

1.009.741.662

EUR

12,28

12,28

—

2.2.

1.009.741.999

EUR

123,84

123,84

—

2.2.

1.009.742.014

EUR

1,98

1,98

—

2.2.

1.009.742.057

EUR

4,80

4,80

—

2.4.

1005501004.4

EUR

39 886,72

39 886,72

—

22 615 768,13

—

| 2.6. | Guarantee fees, administrative fees and processing fees:






  2.6.1. | HETA’s financial obligations arising from or in connection with the guarantee agreement of 28 December 2010, including addenda, concluded between the Republic of Austria as guarantor and (what is now) HETA as beneficiary in respect of the liability of the Republic of Austria for HETA’s claims against debtors up to a maximum of EUR 200 million:












  Guarantee fees, administrative fees and processing fees |
| --- | --- | --- |
| Item | Identifier GL account | Name | Currency | 1.3.2015 Nominal value in currency | 1.3.2015 Commercial Code/Banking Act book value in EUR | 1.3.2015 Accrued interest in EUR |
| 2.4. | 1.005.501.004.2 | Liabilities under point II.2.6.1 | EUR | 1 948 918,94 | 1 948 918,94 | — |

2.6.

Guarantee fees, administrative fees and processing fees:

2.6.1.

HETA’s financial obligations arising from or in connection with the guarantee agreement of 28 December 2010, including addenda, concluded between the Republic of Austria as guarantor and (what is now) HETA as beneficiary in respect of the liability of the Republic of Austria for HETA’s claims against debtors up to a maximum of EUR 200 million:

Guarantee fees, administrative fees and processing fees

Item

Identifier GL account

Name

Currency

1.3.2015 Nominal value in currency

1.3.2015 Commercial Code/Banking Act book value in EUR

1.3.2015 Accrued interest in EUR

2.4.

1.005.501.004.2

Liabilities under point II.2.6.1

EUR

1 948 918,94

1 948 918,94

—

| 2.6.2. | HETA’s financial obligations arising from or in connection with the guarantee agreement of 7 December 2012 concluded between the Republic of Austria as guarantor and (what is now) HETA as beneficiary in respect of Subordinated Government Guaranteed Bond 2012-2022 (ISIN XS0863484035):












  Guarantee fees, administrative fees and processing fees |
| --- | --- |
| Item | Identifier GL account | Name | Currency | 1.3.2015 Nominal value in currency | 1.3.2015 Commercial Code/Banking Act book value in EUR | 1.3.2015 Accrued interest in EUR |
| 2.4. | 1.009.799.008 | Liabilities under point II.2.6.2 | EUR | 4 108 571,47 | 4 108 571,47 | — |

2.6.2.

HETA’s financial obligations arising from or in connection with the guarantee agreement of 7 December 2012 concluded between the Republic of Austria as guarantor and (what is now) HETA as beneficiary in respect of Subordinated Government Guaranteed Bond 2012-2022 (ISIN XS0863484035):

Guarantee fees, administrative fees and processing fees

Item

Identifier GL account

Name

Currency

1.3.2015 Nominal value in currency

1.3.2015 Commercial Code/Banking Act book value in EUR

1.3.2015 Accrued interest in EUR

2.4.

1.009.799.008

Liabilities under point II.2.6.2

EUR

4 108 571,47

4 108 571,47

—

| 2.6.3. | HETA’s financial obligations to the Province of Carinthia arising from or in connection with the deficiency guarantee provided by the Province of Carinthia and contained in § 5(2) of the Act of 13 December 1990 concerning the transfer of the banking business of the Kärntner Landes- und Hypothekenbank in exchange for shares and the essential provisions on the stock of the Kärntner Landes- und Hypothekenbank - Holding (Kärntner Landesholding-Gesetz – K-LHG):












  Guarantee fees, administrative fees and processing fees |
| --- | --- |
| Item | Identifier GL account | Name | Currency | 1.3.2015 Nominal value in currency | 1.3.2015 Commercial Code/Banking Act book value in EUR | 1.3.2015 Accrued interest in EUR |
| 2.4. | 1.005.831.004 | Liabilities under point II.2.6.3 | EUR | 17 160 696,88 | 17 160 696,88 | — |
| 2.4. | 1.005.501.004.3 | Interest accrued in respect of liabilities under point II.2.6.3 | EUR | 5 657 550,76 | 5 657 550,76 | — |
| | 22 818 247,64 | — |

2.6.3.

HETA’s financial obligations to the Province of Carinthia arising from or in connection with the deficiency guarantee provided by the Province of Carinthia and contained in § 5(2) of the Act of 13 December 1990 concerning the transfer of the banking business of the Kärntner Landes- und Hypothekenbank in exchange for shares and the essential provisions on the stock of the Kärntner Landes- und Hypothekenbank - Holding (Kärntner Landesholding-Gesetz – K-LHG):

Guarantee fees, administrative fees and processing fees

Item

Identifier GL account

Name

Currency

1.3.2015 Nominal value in currency

1.3.2015 Commercial Code/Banking Act book value in EUR

1.3.2015 Accrued interest in EUR

2.4.

1.005.831.004

Liabilities under point II.2.6.3

EUR

17 160 696,88

17 160 696,88

—

2.4.

1.005.501.004.3

Interest accrued in respect of liabilities under point II.2.6.3

EUR

5 657 550,76

5 657 550,76

—

22 818 247,64

—

| 2.6.4. | HETA’s financial obligations arising from or in connection with processing fees:












  Guarantee fees, administrative fees and processing fees |
| --- | --- |
| Item | Identifier GL account | Name | Currency | 1.3.2015 Nominal value in currency | 1.3.2015 Commercial Code/Banking Act book value in EUR | 1.3.2015 Accrued interest in EUR |
| 2.4. | 1.005.504.003 | Processing fees from WBF-Ktn.1.Tr.1954, WBF-Ktn.1.Tr.1968, WBF-Ktn.1.Tr.1984 | EUR | 184 854,05 | 184 854,05 | — |
| 2.4. | 1.005.504.011 | Processing fees from WBF-Ktn. 2. Tr. 1968, WBF-Ktn. 2. Tr. 1984, WBF-Ktn. 2. Tr. 1991 | EUR | 306 566,09 | 306 566,09 | — |
| 2.4. | 1.005.504.992 | Processing fees from WBF-OÖ 2.Tr.01/07, WBF-OÖ 2.Tr.05/11, WBF-OÖ 2.Tr.06/12 | EUR | 521 961,95 | 521 961,95 | — |
| | 1 013 382,09 | — |

2.6.4.

HETA’s financial obligations arising from or in connection with processing fees:

Guarantee fees, administrative fees and processing fees

Item

Identifier GL account

Name

Currency

1.3.2015 Nominal value in currency

1.3.2015 Commercial Code/Banking Act book value in EUR

1.3.2015 Accrued interest in EUR

2.4.

1.005.504.003

Processing fees from WBF-Ktn.1.Tr.1954, WBF-Ktn.1.Tr.1968, WBF-Ktn.1.Tr.1984

EUR

184 854,05

184 854,05

—

2.4.

1.005.504.011

Processing fees from WBF-Ktn. 2. Tr. 1968, WBF-Ktn. 2. Tr. 1984, WBF-Ktn. 2. Tr. 1991

EUR

306 566,09

306 566,09

—

2.4.

1.005.504.992

Processing fees from WBF-OÖ 2.Tr.01/07, WBF-OÖ 2.Tr.05/11, WBF-OÖ 2.Tr.06/12

EUR

521 961,95

521 961,95

—

1 013 382,09

—

| 2.7. | Other eligible liabilities:






  2.7.1. | HETA’s financial obligations from other eligible liabilities:











  Other eligible liabilities |
| --- | --- | --- |
| Item | Identifier Contract No | Currency | 1.3.2015 Nominal value in currency | 1.3.2015 Commercial Code/Banking Act book value in EUR | 1.3.2015 Accrued interest in EUR |
| 2.1. | 10/6/3973623 | EUR | 1 406 879,93 | 1 406 879,93 | 1 514 247,78 |
| 2.1. | 11/6/3973623 | EUR | 250 000 000,00 | 250 000 000,00 |
| 2.1. | 12/6/3973623 | EUR | 150 000 000,00 | 150 000 000,00 |
| 2.1. | 14/6/3973623 | EUR | 230 000 000,00 | 230 000 000,00 |
| 2.1. | 7/6/3973623 | EUR | 200 000 000,00 | 200 000 000,00 |
| 2.1. | 8/6/3973623 | EUR | 200 000 000,00 | 200 000 000,00 |
| 2.1. | 71011/7/3973623 | CHF | 87 216 000,00 | 82 000 752,16 | 5,88 |
| 2.1. | 71005/7/3973623 | CHF | 500 000 000,00 | 470 101 541,90 |
| 2.1. | 71012/7/3973623 | CHF | 500 000 000,00 | 470 101 541,90 |
| 2.1. | 71017/7/3973623 | CHF | 200 000 000,00 | 188 040 616,76 |
| 2.1. | Charges for 71008/7/3973623, 14/6/3973623, 71016/7/3973623 and liabilities arising from claims to interest in conjunction with AT0000327382, AT0000327671, AT0000345202, AT0000355326, AT0000355369, SSD_31, SSD_35, XS0202259122, XS0202259123 | EUR | 15 958 017,14 | 15 958 017,14 | — |
| 2.1. | Accrued interest for 86/3973623, 76/3973623, 146/3973623, 126/3973623, 116/3973623, 106/3973623 | EUR | 31 422 211,07 | 31 422 211,07 | (1 514 247,78 ) |
| 2.1. | Accrued interest for 71011/7/3973623, 71005/7/3973623, 71012/7/3973623, 71017/7/3973623, XS0397542746 | CHF | 166 782 648,47 | 156 809 560,43 | (5,88 ) |
| 2.4. | Liabilities 113.410-8 and from guarantees for 113.412-4, 113.673-9, 112.384-0, 112.322-0, 113.871-5, 112.363-7, 112.374-2, 113.677-1, 113.878-2, 112.367-0, 113.747-6 and 113.669-0 | EUR | 7 738,18 | 7 738,18 | — |
| Item | Identifier Account No | Currency | 1.3.2015 Nominal value in currency | 1.3.2015 Commercial Code/Banking Act book value in EUR | 1.3.2015 Accrued interest in EUR |
| 2.1. | 9.323.953 | EUR | 11 881,35 | 11 881,35 | — |
| 2.1. | 9.331.042 | CAD | 9 006,35 | 6 435,41 | — |
| 2.1. | 9.323.961 | USD | 16 166,63 | 14 383,12 | — |
| 2.1. | 9.323.970 | CHF | 194 485,70 | 182 856,05 | — |
| 2.1. | 9.183.884 | EUR | 84 723,41 | 84 723,41 | — |
| | 2 446 149 138,81 | — |

2.7.

Other eligible liabilities:

2.7.1.

HETA’s financial obligations from other eligible liabilities:

Other eligible liabilities

Item

Identifier Contract No

Currency

1.3.2015 Nominal value in currency

1.3.2015 Commercial Code/Banking Act book value in EUR

1.3.2015 Accrued interest in EUR

2.1.

10/6/3973623

EUR

1 406 879,93

1 406 879,93

1 514 247,78

2.1.

11/6/3973623

EUR

250 000 000,00

250 000 000,00

2.1.

12/6/3973623

EUR

150 000 000,00

150 000 000,00

2.1.

14/6/3973623

EUR

230 000 000,00

230 000 000,00

2.1.

7/6/3973623

EUR

200 000 000,00

200 000 000,00

2.1.

8/6/3973623

EUR

200 000 000,00

200 000 000,00

2.1.

71011/7/3973623

CHF

87 216 000,00

82 000 752,16

5,88

2.1.

71005/7/3973623

CHF

500 000 000,00

470 101 541,90

2.1.

71012/7/3973623

CHF

500 000 000,00

470 101 541,90

2.1.

71017/7/3973623

CHF

200 000 000,00

188 040 616,76

2.1.

Charges for 71008/7/3973623, 14/6/3973623, 71016/7/3973623 and liabilities arising from claims to interest in conjunction with AT0000327382, AT0000327671, AT0000345202, AT0000355326, AT0000355369, SSD_31, SSD_35, XS0202259122, XS0202259123

EUR

15 958 017,14

15 958 017,14

—

2.1.

Accrued interest for 86/3973623, 76/3973623, 146/3973623, 126/3973623, 116/3973623, 106/3973623

EUR

31 422 211,07

31 422 211,07

(1 514 247,78 )

2.1.

Accrued interest for 71011/7/3973623, 71005/7/3973623, 71012/7/3973623, 71017/7/3973623, XS0397542746

CHF

166 782 648,47

156 809 560,43

(5,88 )

2.4.

Liabilities 113.410-8 and from guarantees for 113.412-4, 113.673-9, 112.384-0, 112.322-0, 113.871-5, 112.363-7, 112.374-2, 113.677-1, 113.878-2, 112.367-0, 113.747-6 and 113.669-0

EUR

7 738,18

7 738,18

—

Item

Identifier Account No

Currency

1.3.2015 Nominal value in currency

1.3.2015 Commercial Code/Banking Act book value in EUR

1.3.2015 Accrued interest in EUR

2.1.

9.323.953

EUR

11 881,35

11 881,35

—

2.1.

9.331.042

CAD

9 006,35

6 435,41

—

2.1.

9.323.961

USD

16 166,63

14 383,12

—

2.1.

9.323.970

CHF

194 485,70

182 856,05

—

2.1.

9.183.884

EUR

84 723,41

84 723,41

—

2 446 149 138,81

—

| 2.7.2. | HETA’s financial obligations arising from or in connection with the support agreement between (what is now) HETA and Hypo Alpe-Adria (Jersey) Limited dated 13 July 2001, and including addenda, concerning the ‘EUR 75 000 000 7.375 per cent Series A Non-Cumulative Non-Voting Preferred Securities issued by Hypo Alpe-Adria (Jersey) Limited’. |
| --- | --- |

2.7.2.

HETA’s financial obligations arising from or in connection with the support agreement between (what is now) HETA and Hypo Alpe-Adria (Jersey) Limited dated 13 July 2001, and including addenda, concerning the ‘EUR 75 000 000 7.375 per cent Series A Non-Cumulative Non-Voting Preferred Securities issued by Hypo Alpe-Adria (Jersey) Limited’.

| 2.7.3. | HETA’s financial obligations arising from or in connection with the support agreement between (what is now) HETA and HYPO ALPE-ADRIA (JERSEY) II Limited dated 7 July 2004, and including addenda, concerning the ‘EUR 150 000 000 Fixed/Floating Rate Non-Cumulative Non-Voting Preferred Securities issued by Hypo Alpe-Adria (Jersey) II Limited’. |
| --- | --- |

2.7.3.

HETA’s financial obligations arising from or in connection with the support agreement between (what is now) HETA and HYPO ALPE-ADRIA (JERSEY) II Limited dated 7 July 2004, and including addenda, concerning the ‘EUR 150 000 000 Fixed/Floating Rate Non-Cumulative Non-Voting Preferred Securities issued by Hypo Alpe-Adria (Jersey) II Limited’.

| 2.7.4. | HETA’s financial obligations vis-à-vis Norica Investments Ltd arising from or in connection with the security borrowing request, the cash borrowing request and the global master securities lending agreement, fees and rates letter, all concluded between (what is now) HETA and Norica Investments Ltd, as well as the shareholders agreement concerning Norica Investments Ltd, concluded between (what is now) HETA and the co-owner. |
| --- | --- |

2.7.4.

HETA’s financial obligations vis-à-vis Norica Investments Ltd arising from or in connection with the security borrowing request, the cash borrowing request and the global master securities lending agreement, fees and rates letter, all concluded between (what is now) HETA and Norica Investments Ltd, as well as the shareholders agreement concerning Norica Investments Ltd, concluded between (what is now) HETA and the co-owner.

| 3. | With regard to other eligible liabilities on the part of HETA whose circumstances as at 1 March 2015 had already been established but where it is uncertain whether they have been triggered or the amount involved is uncertain, the following instructions apply pursuant to § 50(1)(1) in conjunction with § 74(2)(4) in conjunction with § 90(1)(5) BaSAG:






  3.1. | The nominal value or outstanding balance of eligible liabilities arising from legal proceedings against HETA or the other disputed eligible liabilities of HETA, including the interest accrued until 28.2.2015, shall be reduced to an amount equal to 46,02 % of the amount established by law. Without prejudice to the effects on all parties whose rights under § 116(4) BaSAG are affected by the resolution measures, this concerns the following items:









  State | Reference No | Court |
| --- | --- | --- | --- | --- |
| AT | 16 Cg 833/15m | Klagenfurt District Court |
| AT | 27 C 104/16 w | Vienna District Court I |
| AT | 22 C 482/15w | Vienna District Court I |
| AT | 58 Cg 11/13w | Vienna Commercial Court |
| AT | 27 Cg 72/14i | Vienna Commercial Court |
| AT | 49 Cg 59/15s | Vienna Commercial Court |
| AT | 48 Cg 33/15k | Vienna Commercial Court |
| AT | 25 Cg 2/15g | Vienna Commercial Court |
| AT | 55 Cg 67/15 m | Vienna Commercial Court |
| AT | 31 Cg 10/15 b | Vienna Commercial Court |
| AT | 15 Cg 6/15x | Vienna Commercial Court |
| AT | 24 Cg 17/15f | Vienna Commercial Court |
| AT | 67 Cg 2/16t | Vienna Commercial Court |
| AT | 55 Cg 7/15 p | Vienna Commercial Court |
| AT | 64 Cg 12/15i | Vienna Commercial Court |
| AT | 47 Cg 77/14x | Vienna Commercial Court |
| AT | 47 Cg 112/14v | Vienna Commercial Court |
| AT | 20 Cg 41/11z | Vienna Commercial Court |
| AT | 50 Cg 95/14i | Klagenfurt Regional Court |
| AT | 25 Cg 89/14y | Klagenfurt Regional Court |
| AT | 22 Cg 102/14p | Klagenfurt Regional Court |
| AT | 21 Cg 107/14s | Klagenfurt Regional Court |
| AT | 27 Cg 95/14w | Klagenfurt Regional Court |
| AT | 26 Cg 113/14k | Klagenfurt Regional Court |
| AT | 26 Cg 114/14 g | Klagenfurt Regional Court |
| AT | 29 Cg 120/14 m | Klagenfurt Regional Court |
| AT | 50 Cg 116/14b | Klagenfurt Regional Court |
| AT | 23 Cg 111/14v | Klagenfurt Regional Court |
| AT | 25 Cg 95/14f | Klagenfurt Regional Court |
| AT | 28 Cg 86/14d | Klagenfurt Regional Court |
| AT | 25 Cg 94/14h | Klagenfurt Regional Court |
| AT | 50 Cg 11/15p | Klagenfurt Regional Court |
| AT | 69 Cg 8/15 m | Klagenfurt Regional Court |
| AT | 21 Cg 37/15y | Klagenfurt Regional Court |
| AT | 29 Cg 37/15g | Klagenfurt Regional Court |
| AT | 28 Cg 31/15 t | Klagenfurt Regional Court |
| AT | 26 Cg 44/15i | Klagenfurt Regional Court |
| AT | 29 Cg 54/15g | Klagenfurt Regional Court |
| AT | 29 Cg 57/15y | Klagenfurt Regional Court |
| AT | 50 Cg 38/15h | Klagenfurt Regional Court |
| AT | 29 Cg 35/15p | Klagenfurt Regional Court |
| AT | 29 Cg 102/15s | Klagenfurt Regional Court |
| AT | 29 Cg 199/09x | Klagenfurt Regional Court |
| AT | 23 Cg 91/12z | Klagenfurt Regional Court |
| AT | 26 Cg 54/11d | Klagenfurt Regional Court |
| AT | 24 Cg 128/10w | Klagenfurt Regional Court |
| AT | 28 Cg 69/12a | Klagenfurt Regional Court |
| AT | 20 Cg 95/14v | Klagenfurt Regional Court |
| AT | 43 Cga 159/14w | Klagenfurt Regional Court |
| AT | 35 Cga 160/10 w | Klagenfurt Regional Court |
| AT | 33 Cga 194/13t | Klagenfurt Regional Court |
| AT | 50 Cg 18/15k | Klagenfurt Regional Court |
| AT | 69 Cg 79/14 a | Klagenfurt Regional Court |
| AT | 29 Cg 5/15 a | Klagenfurt Regional Court (now: Vienna Commercial Court) |
| AT | SCH-5431 | Vienna International Arbitral Centre |
| BA | 58 0 P 164291 15 P | Mostar District Court |
| BA | 57 0 Ps 09470 07 Ps | Banja Luka Commercial Court |
| BA | 580Ps11799912Ps | Š. Brijeg Municipal Court |
| DE | 3-09 O 99/15 | Frankfurt am Main Regional Court |
| DE | 2-18 O 455/15 | Frankfurt am Main Regional Court |
| DE | 12 O 114/15 | Frankfurt am Main Regional Court |
| DE | 2-25 O593/15 | Frankfurt am Main Regional Court |
| DE | 2-28 O 89/15 | Frankfurt am Main Regional Court |
| DE | 3-14 O50/15 | Frankfurt am Main Regional Court |
| DE | 2-07 186/15 | Frankfurt am Main Regional Court |
| DE | 2-05 O 283/15 | Frankfurt am Main Regional Court |
| DE | 2-31 O 255/15 | Frankfurt am Main Regional Court |
| DE | 2-18 O 310/15 | Frankfurt am Main Regional Court |
| DE | 3 - 15 O 127/15 | Frankfurt am Main Regional Court |
| DE | 32 O 26502/12 | Munich Regional Court |
| DE | 32 T11256/15 | Munich Regional Court |
| HR | P-1804_2015 | Osijek Local Court |
| HR | P-2669/11 | Buje Basic Court |
| HR | P-94/13 | Buje Basic Court |
| HR | P-282/2014 | Osijek District Court |
| HR | P-1391/13 | Zagreb Civil Court |
| HR | PZ-7602/13 | Pazin Commercial Court |
| HR | P-1594/2014 | Rijeka Commercial Court |
| HR | 6 P - 438/2012 | Rijeka Commercial Court |
| HR | 11 P-525/2012-2 | Rijeka Commercial Court |
| HR | P-2400/2012 | Rijeka Commercial Court |
| HR | P-2127/2013 | Rijeka Commercial Court |
| HR | P-2035/14 | Rijeka Commercial Court |
| HR | P-475/2012 | Rijeka Commercial Court |
| HR | P-747/2013 | Split Commercial Court |
| HR | P-986/14 | Split Commercial Court |
| HR | P-985/14 | Split Commercial Court |
| HR | 9P-244/2014 | Zadar Commercial Court |
| HR | P-150/2013 | Zadar Commercial Court |
| HR | P-121/2012 | Zadar Commercial Court |
| HR | 4 P - 2181/15 | Zagreb Commercial Court |
| HR | P-2059/14 | Zagreb Commercial Court |
| HR | 2 P-2889/2013 | Zagreb Commercial Court |
| HR | P-792/14 | Pula/Pola County Court |
| HR | P-45/11 | Pula/Pola County Court |
| HR | P 73/14 | Pula/Pola County Court |
| HR | P-3128/2013 | Rijeka Commercial Court |
| HR | P-1048/2011 | Rijeka Commercial Court |
| HR | P-1048/2012 | Rijeka Commercial Court |
| HR | P-1048/2013 | Rijeka Commercial Court |
| HR | P-2557/2013 | Rijeka Commercial Court |
| HR | P-33/2014 | Split Commercial Court |
| HR | P-2558/13 | Zagreb Commercial Court |
| HR | R1-381/13 | Zagreb Commercial Court |
| HR | P-4963/2011 | Zagreb Commercial Court |
| HR | P 431/11 | Dubrovnik Regional Court |
| HR | VI-P-31/12 | Opatija Municipal Court |
| HR | VI-P-32/12 | Opatija Municipal Court |
| HR | P-411/2013 | Opatija Municipal Court |
| HR | P-413/2013 | Opatija Municipal Court |
| HR | P-3117/2013 | Opatija Municipal Court |
| HR | P-289/10 | Supertar Municipal Court |
| HR | 25 p-87515 | Zupanja Municipal Court |
| HR | P-28/2015 | Osijek Municipal Court |
| HR | P-58/2015 | Osijek Municipal Court |
| HR | P-2453/2015-8 | Pula Municipal Court |
| HR | P-2667/2015 | Rijeka Municipal Court |
| HR | Pst-179/11 | Split Municipal Court |
| HR | Pst-691/11 | Split Municipal Court |
| HR | Pst-1280/11 | Split Municipal Court |
| HR | Gžst-249/13 | Split Municipal Court |
| HR | P-3512/15 | Zadar Municipal Court |
| HR | P-7726/12 | Zagreb Municipal Court |
| HR | 2 P-2818/2011 | Commercial Court of the Republic of Croatia in Zagreb |
| HR | Rev-435/12 P-12176/2003 | Supreme Court of Croatia |
| HR | P-226/2012 | Pazin Commercial Court |
| HR | P-1290/2015 | Pazin Commercial Court |
| HR | 11 P-3445/2011 | Rijeka Commercial Court |
| HR | 1P-1281/2010 | Rijeka Commercial Court |
| HR | P-73/13 | Buje Basic Court |
| IT | R.G.25522/2014 | Court in Trieste |
| ME | 349/14 | Cetinje Basic Court |
| ME | 1230/13/13 | Kotor Basic Court |
| ME | 1311/13/13 | Kotor Basic Court |
| ME | 1229/13/13 | Kotor Basic Court |
| ME | 1316/13/13 | Kotor Basic Court |
| ME | 1175/13/13 | Kotor Basic Court |
| ME | 1169/13/13 | Kotor Basic Court |
| ME | 1314/13/13 | Kotor Basic Court |
| ME | 1166/13/13 | Kotor Basic Court |
| ME | 1168/2013 | Kotor Basic Court |
| ME | 1231/13/13 | Kotor Basic Court |
| ME | 1232/13/13 | Kotor Basic Court |
| ME | 1167/13/13 | Kotor Basic Court |
| ME | P.br 219_14 | Podgorica Commercial Court |
| ME | P.br 300/14 | Podgorica Commercial Court |
| ME | P.br 219 14 | Podgorica Commercial Court |
| ME | P. 216/14 | Podgorica Commercial Court |
| ME | P.br.1174/13 | Kotor Magistrate Court |
| ME | P.br.724/13 | Kotor Magistrate Court |
| RS | P-407/2014 | Higher Court in Belgrade |

3.

3.1.

The nominal value or outstanding balance of eligible liabilities arising from legal proceedings against HETA or the other disputed eligible liabilities of HETA, including the interest accrued until 28.2.2015, shall be reduced to an amount equal to 46,02 % of the amount established by law. Without prejudice to the effects on all parties whose rights under § 116(4) BaSAG are affected by the resolution measures, this concerns the following items:

State

Reference No

Court

AT

16 Cg 833/15m

Klagenfurt District Court

AT

27 C 104/16 w

Vienna District Court I

AT

22 C 482/15w

Vienna District Court I

AT

58 Cg 11/13w

Vienna Commercial Court

AT

27 Cg 72/14i

Vienna Commercial Court

AT

49 Cg 59/15s

Vienna Commercial Court

AT

48 Cg 33/15k

Vienna Commercial Court

AT

25 Cg 2/15g

Vienna Commercial Court

AT

55 Cg 67/15 m

Vienna Commercial Court

AT

31 Cg 10/15 b

Vienna Commercial Court

AT

15 Cg 6/15x

Vienna Commercial Court

AT

24 Cg 17/15f

Vienna Commercial Court

AT

67 Cg 2/16t

Vienna Commercial Court

AT

55 Cg 7/15 p

Vienna Commercial Court

AT

64 Cg 12/15i

Vienna Commercial Court

AT

47 Cg 77/14x

Vienna Commercial Court

AT

47 Cg 112/14v

Vienna Commercial Court

AT

20 Cg 41/11z

Vienna Commercial Court

AT

50 Cg 95/14i

Klagenfurt Regional Court

AT

25 Cg 89/14y

Klagenfurt Regional Court

AT

22 Cg 102/14p

Klagenfurt Regional Court

AT

21 Cg 107/14s

Klagenfurt Regional Court

AT

27 Cg 95/14w

Klagenfurt Regional Court

AT

26 Cg 113/14k

Klagenfurt Regional Court

AT

26 Cg 114/14 g

Klagenfurt Regional Court

AT

29 Cg 120/14 m

Klagenfurt Regional Court

AT

50 Cg 116/14b

Klagenfurt Regional Court

AT

23 Cg 111/14v

Klagenfurt Regional Court

AT

25 Cg 95/14f

Klagenfurt Regional Court

AT

28 Cg 86/14d

Klagenfurt Regional Court

AT

25 Cg 94/14h

Klagenfurt Regional Court

AT

50 Cg 11/15p

Klagenfurt Regional Court

AT

69 Cg 8/15 m

Klagenfurt Regional Court

AT

21 Cg 37/15y

Klagenfurt Regional Court

AT

29 Cg 37/15g

Klagenfurt Regional Court

AT

28 Cg 31/15 t

Klagenfurt Regional Court

AT

26 Cg 44/15i

Klagenfurt Regional Court

AT

29 Cg 54/15g

Klagenfurt Regional Court

AT

29 Cg 57/15y

Klagenfurt Regional Court

AT

50 Cg 38/15h

Klagenfurt Regional Court

AT

29 Cg 35/15p

Klagenfurt Regional Court

AT

29 Cg 102/15s

Klagenfurt Regional Court

AT

29 Cg 199/09x

Klagenfurt Regional Court

AT

23 Cg 91/12z

Klagenfurt Regional Court

AT

26 Cg 54/11d

Klagenfurt Regional Court

AT

24 Cg 128/10w

Klagenfurt Regional Court

AT

28 Cg 69/12a

Klagenfurt Regional Court

AT

20 Cg 95/14v

Klagenfurt Regional Court

AT

43 Cga 159/14w

Klagenfurt Regional Court

AT

35 Cga 160/10 w

Klagenfurt Regional Court

AT

33 Cga 194/13t

Klagenfurt Regional Court

AT

50 Cg 18/15k

Klagenfurt Regional Court

AT

69 Cg 79/14 a

Klagenfurt Regional Court

AT

29 Cg 5/15 a

Klagenfurt Regional Court (now: Vienna Commercial Court)

AT

SCH-5431

Vienna International Arbitral Centre

BA

58 0 P 164291 15 P

Mostar District Court

BA

57 0 Ps 09470 07 Ps

Banja Luka Commercial Court

BA

580Ps11799912Ps

Š. Brijeg Municipal Court

DE

3-09 O 99/15

Frankfurt am Main Regional Court

DE

2-18 O 455/15

Frankfurt am Main Regional Court

DE

12 O 114/15

Frankfurt am Main Regional Court

DE

2-25 O593/15

Frankfurt am Main Regional Court

DE

2-28 O 89/15

Frankfurt am Main Regional Court

DE

3-14 O50/15

Frankfurt am Main Regional Court

DE

2-07 186/15

Frankfurt am Main Regional Court

DE

2-05 O 283/15

Frankfurt am Main Regional Court

DE

2-31 O 255/15

Frankfurt am Main Regional Court

DE

2-18 O 310/15

Frankfurt am Main Regional Court

DE

3 - 15 O 127/15

Frankfurt am Main Regional Court

DE

32 O 26502/12

Munich Regional Court

DE

32 T11256/15

Munich Regional Court

HR

P-1804_2015

Osijek Local Court

HR

P-2669/11

Buje Basic Court

HR

P-94/13

Buje Basic Court

HR

P-282/2014

Osijek District Court

HR

P-1391/13

Zagreb Civil Court

HR

PZ-7602/13

Pazin Commercial Court

HR

P-1594/2014

Rijeka Commercial Court

HR

6 P - 438/2012

Rijeka Commercial Court

HR

11 P-525/2012-2

Rijeka Commercial Court

HR

P-2400/2012

Rijeka Commercial Court

HR

P-2127/2013

Rijeka Commercial Court

HR

P-2035/14

Rijeka Commercial Court

HR

P-475/2012

Rijeka Commercial Court

HR

P-747/2013

Split Commercial Court

HR

P-986/14

Split Commercial Court

HR

P-985/14

Split Commercial Court

HR

9P-244/2014

Zadar Commercial Court

HR

P-150/2013

Zadar Commercial Court

HR

P-121/2012

Zadar Commercial Court

HR

4 P - 2181/15

Zagreb Commercial Court

HR

P-2059/14

Zagreb Commercial Court

HR

2 P-2889/2013

Zagreb Commercial Court

HR

P-792/14

Pula/Pola County Court

HR

P-45/11

Pula/Pola County Court

HR

P 73/14

Pula/Pola County Court

HR

P-3128/2013

Rijeka Commercial Court

HR

P-1048/2011

Rijeka Commercial Court

HR

P-1048/2012

Rijeka Commercial Court

HR

P-1048/2013

Rijeka Commercial Court

HR

P-2557/2013

Rijeka Commercial Court

HR

P-33/2014

Split Commercial Court

HR

P-2558/13

Zagreb Commercial Court

HR

R1-381/13

Zagreb Commercial Court

HR

P-4963/2011

Zagreb Commercial Court

HR

P 431/11

Dubrovnik Regional Court

HR

VI-P-31/12

Opatija Municipal Court

HR

VI-P-32/12

Opatija Municipal Court

HR

P-411/2013

Opatija Municipal Court

HR

P-413/2013

Opatija Municipal Court

HR

P-3117/2013

Opatija Municipal Court

HR

P-289/10

Supertar Municipal Court

HR

25 p-87515

Zupanja Municipal Court

HR

P-28/2015

Osijek Municipal Court

HR

P-58/2015

Osijek Municipal Court

HR

P-2453/2015-8

Pula Municipal Court

HR

P-2667/2015

Rijeka Municipal Court

HR

Pst-179/11

Split Municipal Court

HR

Pst-691/11

Split Municipal Court

HR

Pst-1280/11

Split Municipal Court

HR

Gžst-249/13

Split Municipal Court

HR

P-3512/15

Zadar Municipal Court

HR

P-7726/12

Zagreb Municipal Court

HR

2 P-2818/2011

Commercial Court of the Republic of Croatia in Zagreb

HR

Rev-435/12 P-12176/2003

Supreme Court of Croatia

HR

P-226/2012

Pazin Commercial Court

HR

P-1290/2015

Pazin Commercial Court

HR

11 P-3445/2011

Rijeka Commercial Court

HR

1P-1281/2010

Rijeka Commercial Court

HR

P-73/13

Buje Basic Court

IT

R.G.25522/2014

Court in Trieste

ME

349/14

Cetinje Basic Court

ME

1230/13/13

Kotor Basic Court

ME

1311/13/13

Kotor Basic Court

ME

1229/13/13

Kotor Basic Court

ME

1316/13/13

Kotor Basic Court

ME

1175/13/13

Kotor Basic Court

ME

1169/13/13

Kotor Basic Court

ME

1314/13/13

Kotor Basic Court

ME

1166/13/13

Kotor Basic Court

ME

1168/2013

Kotor Basic Court

ME

1231/13/13

Kotor Basic Court

ME

1232/13/13

Kotor Basic Court

ME

1167/13/13

Kotor Basic Court

ME

P.br 219_14

Podgorica Commercial Court

ME

P.br 300/14

Podgorica Commercial Court

ME

P.br 219 14

Podgorica Commercial Court

ME

P. 216/14

Podgorica Commercial Court

ME

P.br.1174/13

Kotor Magistrate Court

ME

P.br.724/13

Kotor Magistrate Court

RS

P-407/2014

Higher Court in Belgrade

| 3.2. | The nominal value or outstanding balance of HETA’s eligible liabilities arising from unpaid taxes, fees and social security contributions from tax periods prior to 1.3.2015, including all surcharges and the interest accrued until 28.2.2015, shall be reduced to an amount equal to 46,02 % of the amount established by law. |
| --- | --- |

3.2.

The nominal value or outstanding balance of HETA’s eligible liabilities arising from unpaid taxes, fees and social security contributions from tax periods prior to 1.3.2015, including all surcharges and the interest accrued until 28.2.2015, shall be reduced to an amount equal to 46,02 % of the amount established by law.

| 3.3. | The nominal value or outstanding balance of HETA’s eligible liabilities arising from guarantees and letters of credit assumed or given by HETA, including the interest accrued until 28.2.2015, shall be reduced to an amount equal to 46,02 % of the amount to be paid by HETA. Without prejudice to the effects on all parties whose rights under § 116(4) BaSAG are affected by the resolution measures, this concerns the following items:










  Contingent liabilities from guarantees and letters of credit |
| --- | --- |
| Item | Account number of HETA AG | Currency | 1.3.2015 Nominal value in currency | 1.3.2015 Nominal value in EUR |
| 2.15 | 684.020.188 | EUR | 80 327,00 | 80 327,00 |
| 2.15 | 9.684.700 | EUR | 2 387,52 | 2 387,52 |
| 2.15 | 9.956.697 | EUR | 2 916 000,00 | 2 916 000,00 |
| 2.15 | 9.969.187 | EUR | 1 392 000,00 | 1 392 000,00 |
| 2.15 | 9.956.719 | EUR | 29 400 000,00 | 29 400 000,00 |
| 2.15 | 9.955.062 | EUR | 2 000,00 | 2 000,00 |
| 2.15 | 9.956.107 | EUR | 20 387,67 | 20 387,67 |
| 2.15 | 9.956.468 | EUR | 192 553,00 | 192 553,00 |
| 2.15 | 9.632.760 | EUR | 200 000,00 | 200 000,00 |
| 2.15 | 9.620.761 | HRK | 1 314 000,00 | 170 904,60 |
| 2.15 | 9.360.646 | EUR | 250 000,00 | 250 000,00 |
| 2.15 | 9.360.166 | EUR | 6 400 000,00 | 6 400 000,00 |
| 2.15 | 9.087.834 | EUR | 700 000,00 | 700 000,00 |
| 2.15 | 9.094.539 | EUR | 22 499 997,30 | 22 499 997,30 |
| 2.15 | 9.074.333 | EUR | 902 000,00 | 902 000,00 |
| 2.15 | 341.428 | EUR | 7 000,00 | 7 000,00 |
| 2.15 | 9.063.820 | EUR | 91 554,34 | 91 554,34 |
| 2.15 | 2.905.035 | EUR | 49 780,80 | 49 780,80 |
| 2.15 | 9.625.879 | EUR | 356 123,29 | 356 123,29 |
| 2.15 | 9.625.631 | EUR | 3 156 100,00 | 3 156 100,00 |
| 2.15 | 9.625.453 | EUR | 5 668 522,60 | 5 668 522,60 |
| 2.15 | 9.682.899 | EUR | 3 814 947,43 | 3 814 947,43 |
| 2.15 | 9.683.240 | EUR | 846 256,90 | 846 256,90 |
| 2.15 | 9.604.251 | EUR | 4 235 753,26 | 4 235 753,26 |
| 2.15 | 9.604.235 | EUR | 6 500 000,00 | 6 500 000,00 |
| 2.15 | 2.030.012 | EUR | 50 000 000,00 | 50 000 000,00 |
| 2.15 | 2.030.039 | EUR | 25 000 000,00 | 25 000 000,00 |
| 2.15 | 2.030.020 | EUR | 25 000 000,00 | 25 000 000,00 |
| 2.15 | 9.632.735 | RUB | 310 000 000,00 | 4 479 768,79 |
| 2.15 | 9.632.751 | USD | 15 365 000,00 | 13 669 928,83 |
| | 208 004 293,33 |

3.3.

The nominal value or outstanding balance of HETA’s eligible liabilities arising from guarantees and letters of credit assumed or given by HETA, including the interest accrued until 28.2.2015, shall be reduced to an amount equal to 46,02 % of the amount to be paid by HETA. Without prejudice to the effects on all parties whose rights under § 116(4) BaSAG are affected by the resolution measures, this concerns the following items:

Contingent liabilities from guarantees and letters of credit

Item

Account number of HETA AG

Currency

1.3.2015 Nominal value in currency

1.3.2015 Nominal value in EUR

2.15

684.020.188

EUR

80 327,00

80 327,00

2.15

9.684.700

EUR

2 387,52

2 387,52

2.15

9.956.697

EUR

2 916 000,00

2 916 000,00

2.15

9.969.187

EUR

1 392 000,00

1 392 000,00

2.15

9.956.719

EUR

29 400 000,00

29 400 000,00

2.15

9.955.062

EUR

2 000,00

2 000,00

2.15

9.956.107

EUR

20 387,67

20 387,67

2.15

9.956.468

EUR

192 553,00

192 553,00

2.15

9.632.760

EUR

200 000,00

200 000,00

2.15

9.620.761

HRK

1 314 000,00

170 904,60

2.15

9.360.646

EUR

250 000,00

250 000,00

2.15

9.360.166

EUR

6 400 000,00

6 400 000,00

2.15

9.087.834

EUR

700 000,00

700 000,00

2.15

9.094.539

EUR

22 499 997,30

22 499 997,30

2.15

9.074.333

EUR

902 000,00

902 000,00

2.15

341.428

EUR

7 000,00

7 000,00

2.15

9.063.820

EUR

91 554,34

91 554,34

2.15

2.905.035

EUR

49 780,80

49 780,80

2.15

9.625.879

EUR

356 123,29

356 123,29

2.15

9.625.631

EUR

3 156 100,00

3 156 100,00

2.15

9.625.453

EUR

5 668 522,60

5 668 522,60

2.15

9.682.899

EUR

3 814 947,43

3 814 947,43

2.15

9.683.240

EUR

846 256,90

846 256,90

2.15

9.604.251

EUR

4 235 753,26

4 235 753,26

2.15

9.604.235

EUR

6 500 000,00

6 500 000,00

2.15

2.030.012

EUR

50 000 000,00

50 000 000,00

2.15

2.030.039

EUR

25 000 000,00

25 000 000,00

2.15

2.030.020

EUR

25 000 000,00

25 000 000,00

2.15

9.632.735

RUB

310 000 000,00

4 479 768,79

2.15

9.632.751

USD

15 365 000,00

13 669 928,83

208 004 293,33

| 3.4. | The nominal value or outstanding balance of HETA’s eligible liabilities arising from the share purchase agreement of 8 September 2014, including the amending agreements of 24 October 2014 and 28 October 2014, concluded between Hypo Alpe-Adria-Bank International AG (now HETA) and HBI-Bundesholding AG, including the interest accrued until 28.2.2015, shall be reduced to an amount equal to 46,02 % of the amount established by law. |
| --- | --- |

3.4.

The nominal value or outstanding balance of HETA’s eligible liabilities arising from the share purchase agreement of 8 September 2014, including the amending agreements of 24 October 2014 and 28 October 2014, concluded between Hypo Alpe-Adria-Bank International AG (now HETA) and HBI-Bundesholding AG, including the interest accrued until 28.2.2015, shall be reduced to an amount equal to 46,02 % of the amount established by law.

| 3.5. | The nominal value or outstanding balance of HETA’s eligible liability for the potential purchase price in connection with the sale of the SEE banking network arising from the share purchase agreement of 18/25 November 2014, including addenda, concluded between Hypo Alpe-Adria-Bank International AG (now HETA) and Finanzmarktbeteiligung Aktiengesellschaft des Bundes (FIMBAG), including the interest accrued until 28.2.2015, shall be reduced to an amount equal to 46,02 % of the amount established by law. |
| --- | --- |

3.5.

The nominal value or outstanding balance of HETA’s eligible liability for the potential purchase price in connection with the sale of the SEE banking network arising from the share purchase agreement of 18/25 November 2014, including addenda, concluded between Hypo Alpe-Adria-Bank International AG (now HETA) and Finanzmarktbeteiligung Aktiengesellschaft des Bundes (FIMBAG), including the interest accrued until 28.2.2015, shall be reduced to an amount equal to 46,02 % of the amount established by law.

| 3.6. | The nominal value or outstanding balance of HETA’s eligible liability vis-à-vis the Republic of Austria and FIMBAG for a fine in connection with section 7(1)(a) of the memorandum of understanding of 23.12.2008, including addenda, and including the interest accrued until 28.2.2015, shall be reduced to an amount equal to 46,02 % of the amount established by law. |
| --- | --- |

3.6.

The nominal value or outstanding balance of HETA’s eligible liability vis-à-vis the Republic of Austria and FIMBAG for a fine in connection with section 7(1)(a) of the memorandum of understanding of 23.12.2008, including addenda, and including the interest accrued until 28.2.2015, shall be reduced to an amount equal to 46,02 % of the amount established by law.

| 3.7. | The nominal value or outstanding balance of HETA’s eligible liabilities vis-à-vis the Province of Carinthia in connection with § 5(3)(4) of the Act of 13 December 1990 concerning the transfer of the banking business of the Kärntner Landes- und Hypothekenbank in exchange for shares and the essential provisions on the stock of the Kärntner Landes- und Hypothekenbank - Holding (Kärntner Landesholding-Gesetz – K-LHG), including the interest accrued until 28.2.2015, shall be reduced to an amount equal to 46,02 % of the amount established by law. |
| --- | --- |

3.7.

The nominal value or outstanding balance of HETA’s eligible liabilities vis-à-vis the Province of Carinthia in connection with § 5(3)(4) of the Act of 13 December 1990 concerning the transfer of the banking business of the Kärntner Landes- und Hypothekenbank in exchange for shares and the essential provisions on the stock of the Kärntner Landes- und Hypothekenbank - Holding (Kärntner Landesholding-Gesetz – K-LHG), including the interest accrued until 28.2.2015, shall be reduced to an amount equal to 46,02 % of the amount established by law.

| 3.8. | The nominal value or outstanding balance of HETA’s eligible liabilities vis-à-vis HETA Immobilien- und Bauconsult GmbH (formerly: HYPO Immobilien- und Bauconsult GmbH) arising from the tender rights agreement dated 19.9.2011 in respect of Headquarter Alpe Adria Center Klagenfurt, including the interest accrued until 28.2.2015, shall be reduced to an amount equal to 46,02 % of the amount established by law. |
| --- | --- |

3.8.

The nominal value or outstanding balance of HETA’s eligible liabilities vis-à-vis HETA Immobilien- und Bauconsult GmbH (formerly: HYPO Immobilien- und Bauconsult GmbH) arising from the tender rights agreement dated 19.9.2011 in respect of Headquarter Alpe Adria Center Klagenfurt, including the interest accrued until 28.2.2015, shall be reduced to an amount equal to 46,02 % of the amount established by law.

III.

| 1. | The interest rate for HETA’s eligible liabilities within the meaning of § 2(71) BaSAG and relevant capital instruments within the meaning of § 2(74) BaSAG shall be set at zero percent in accordance with § 50(1)(2) in conjunction with § 58(1)(10) BaSAG with effect from 1.3.2015. |
| --- | --- |

1.

| 2. | The maturity of the debt instruments issued by HETA and the other eligible liabilities or other outstanding balances already in place as at 1.3.2015, including the interest accrued until 28.2.2015, shall be changed in accordance with § 50(1)(2) in conjunction with § 58(1)(10) BaSAG so that it coincides with the decision on dissolution pursuant to § 84(9) BaSAG, but occurs not later than on 31.12.2023. This covers all eligible liabilities within the meaning of § 2(71) BaSAG or outstanding balances of HETA, and in particular those that are either covered by the ruling of the Constitutional Court of 3.7.2015 (case reference number G 239/2014 and others, V 14/2015 and others), or have a maturity that would otherwise have occurred since 1.3.2015 or would occur in the future. |
| --- | --- |

2.

IV.

The rights and obligations associated with existing shares and other instruments of ownership of HETA within the meaning of § 2(61) BaSAG – and in particular the right to a share in the profits (§ 53 et seq. of the Austrian Public Limited Companies Act (AktG)), the right to subscribe (§ 153 et seq. AktG) and the right to a share of any liquidation surplus (§ 212 AktG) – shall be extinguished in accordance with § 89(1)(1) BaSAG, with the exception of the rights mentioned in point V.

V.

Pursuant to § 50(1)(2) in conjunction with § 58(1)(2) BaSAG, the FMA shall assume control over HETA and exercises all the administrative rights associated with the shares and other instruments of ownership, and in particular the right to participate in the general meeting (§ 102 et seq. AktG), the right to vote (§ 12 AktG) and the right to ask questions and table resolutions (§ 118 and § 119 AktG).

Explanatory statement

Instructions on the right of appeal

In accordance with § 116(8) BaSAG, an objection may be lodged with the FMA against this decision, which has been issued under the accelerated procedure (Mandatsverfahren) set out in § 116(1)-(4) BaSAG, by HETA or any other party whose rights have been affected by the resolution measures ordered in this decision, in particular HETA's shareholders and creditors, within three months of publication of the measures.

This decision shall have direct legal effect on HETA ASSET RESOLUTION AG and on the creditors and shareholders affected and all other addressees.

The objection is to be lodged in writing with the FMA. Oral objections are not permitted.

Where technical means of transmission (for example, electronic mailbox, fax, email) are available for the written objection, this should be stated in addition to our address. Please note, however, that the sender bears the risks associated with each method of transmission (for example, transmission error, loss of document).

In order for electronic and written applications to the Austrian Financial Market Authority (FMA) to be valid (§ 13(1) of the General Administrative Procedure Act (AVG)), the FMA’s hours of business must be observed. These are the same as the public opening hours and are as follows:

Monday to Thursday: 08:00 to 17:30

Friday: 08:00 to 16:00

(except public holidays, 24 December and 31 December)

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V Announcements

OTHER ACTS

European Commission

| 26.6.2019 | EN | Official Journal of the European Union | C 215/50 |
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26.6.2019

EN

Official Journal of the European Union

C 215/50

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Publication of the amended single document following the approval of a minor amendment pursuant to the second subparagraph of Article 53(2) of Regulation (EU) No 1151/2012

(2019/C 215/04)

The European Commission has approved this minor amendment in accordance with the third subparagraph of Article 6(2) of Commission Delegated Regulation (EU) No 664/2014 of 18 December 2013.

The application for approval of this minor amendment can be consulted in the Commission’s DOOR database.

SINGLE DOCUMENT

‘ΦΑΒΑ ΣΑΝΤΟΡΙΝΗΣ’ (FAVA SANTORINIS)

EU No: PDO-GR-00520-AM01 – 16.5.2018

PDO ( X ) PGI ( )

1.   Name(s)

‘Φάβα Σαντορίνης’ (Fava Santorinis)

2.   Member State or Third Country

Greece

3.   Description of the agricultural product or foodstuff

3.1.   Type of product

Class 1.6. Fruit, vegetables and cereals, fresh or processed

3.2.   Description of the product to which the name in 1 applies

Dried, husked and crushed cotyledons of the plant Lathyrus clymenum L. (family: Fabaceae), yellowish in colour, shaped like flattened disks, approximately 2 mm in diameter, with a maximum moisture content of 13 %. They have a particularly high protein content and a significant carbohydrate content. The physical and chemical properties of ‘Fava Santorinis’ make it very easy to cook (very short cooking time) and confer on cooked ‘Fava Santorinis’ and on dishes in which it is used unique organoleptic qualities, such as a soft, light texture and a slightly sweet taste.

3.3.   Feed (for products of animal origin only) and raw materials (for processed products only)

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3.4.   Specific steps in production that must take place in the defined geographical area

The specific qualities of ‘Fava Santorinis’ are formed during the following production stages: the cultivation of Lathyrus clymenum L. (‘pea’ plant), the ageing (drying) of its seeds, removal of the husks and packaging. These stages must take place in the defined area because the specific character of the product is due to the distinctive environmental and cultivation conditions and to the drying process (use of the soil of Santorini); the biggest risk of modifying the qualities of ‘Fava Santorinis’ lies in a change in these parameters.

3.5.   Specific rules concerning slicing, grating, packaging, etc. of the product to which the registered name refers

The packaging process should be carried out within the defined geographical area so as to guarantee quality and ensure that the origin of the final product can be effectively verified. Adequate packaging of the processed product should occur immediately and swiftly after removal of the husks and separation of the cotyledons in order to prevent the fragile final product from absorbing humidity. Packaging the product outside Santorini requires transporting it in bulk by sea, involving a high risk that it will absorb humidity and be contaminated by post-harvest pests and diseases, resulting in a deterioration in the quality of the product.

3.6.   Specific rules concerning labelling of the product to which the registered name refers

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4.   Concise definition of the geographical area

The geographical area where ‘Fava Santorinis’ is produced covers the islands of Thira, Thirasia, Palea Kameni, Nea Kameni, Aspro (Aspronisi), Christiani and Askania in the Prefecture of the Cyclades in the region of the South Aegean in the Hellenic Republic.

5.   Link with the geographical area

5.1.   Specificity of the geographical area:

| (a) | Climate: the data set out below are considered to be specific climatic factors which are essential for the quality of ‘Fava Santorinis’:






  1. | relative humidity of 71 % as an annual average |
| --- | --- | --- |

(a)

Climate: the data set out below are considered to be specific climatic factors which are essential for the quality of ‘Fava Santorinis’:

1.

relative humidity of 71 % as an annual average

| 2. | maximum annual rainfall of 370 millimetres |
| --- | --- |

2.

maximum annual rainfall of 370 millimetres

| 3. | northerly winds that prevail throughout the year |
| --- | --- |

3.

northerly winds that prevail throughout the year

| 4. | an annual average temperature of 17,5 °C |
| --- | --- |

4.

an annual average temperature of 17,5 °C

| 5. | 202 days of sunshine a year |
| --- | --- |

5.

202 days of sunshine a year

| 6. | virtually no frost |
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6.

virtually no frost

| (b) | Soil: the parent material of the volcanic soil which makes up nearly all of Santorini consists of tertiary deposits of Thira soil, pumice and lava. This soil is classified as deep, with moderate to no erosion gullies and slight gradients. Generally speaking, this soil has a fine structure and does not contain any basic inorganic nutrients such as potassium or nitrogen. It is also particularly lacking in organic matter. Lastly, land water resources are minimal to non-existent. |
| --- | --- |

(b)

Soil: the parent material of the volcanic soil which makes up nearly all of Santorini consists of tertiary deposits of Thira soil, pumice and lava. This soil is classified as deep, with moderate to no erosion gullies and slight gradients. Generally speaking, this soil has a fine structure and does not contain any basic inorganic nutrients such as potassium or nitrogen. It is also particularly lacking in organic matter. Lastly, land water resources are minimal to non-existent.

5.2.   Specific characteristics of the product

The main specificity of ‘Fava Santorinis’ resides in the fact that it is produced using a particular type of plant, namely Lathyrus clymenum L. of the Fabaceae family. This plant is grown exclusively in the defined area and for the sole purpose of producing ‘Fava Santorinis’.

The specific qualities of the product derive from its unique origin, differentiating it from other similar products. Its main characteristics are as follows:

Physical properties: ‘Fava Santorinis’ consists of the split cotyledons of the yellowish seeds, which are shaped like flattened discs, approximately 2 mm in diameter, with a maximum moisture content of 13 %. The percentage of broken cotyledons varies from 1 % to 5 % depending on the production process.

Chemical properties: owing to the soil and weather conditions and to the plant variety, ‘Fava Santorinis’ has a particularly high carbohydrate content (63 %) and protein content (20 %).

It should also be noted that using ‘Fava Santorinis’ in food preparations gives the food certain specific organoleptic characteristics which distinguish it from other pulse dishes. This is one of the reasons why ‘Fava Santorinis’ is so highly prized. Its most typical characteristics are as follows:

Soft, light texture: this is due to the small size and uniformity of the cotyledons, and their high carbohydrate content.

Durability of the product: this is due to the high level of dehydration and decontamination of the seeds.

Ease of cooking: because they are small and uniform and have a high carbohydrate content, the cotyledons cook very quickly and a minimal amount of water is required.

Taste: the sugars found in the plant tissue give the product its taste, which is sweetish, unlike other similar products, which have a slightly bitter taste.

5.3.   Causal link between the geographical area and a specific quality, the reputation or other characteristic of the product:

The various specific characteristics of ‘Fava Santorinis’, as expressed in its physical and chemical properties and in the organoleptic characteristics of the food prepared using ‘Fava Santorinis’, are the result of the combination of environmental factors, local expertise and a unique genetic substrate.

Cultivation of Lathyrus clymenum L. of the Fabaceae family dates back to ancient times, and its particular characteristics have been recognised ever since. This is why ‘Fava Santorinis’ is so highly prized compared to other similar products.

| (a) | Quality: as mentioned above, the development of the specific qualities of ‘Fava Santorinis’ is due to the combination of three factors. The influence of each of these factors is briefly described below:
  Genetic material: since ancient times, the plant variety which produces ‘Fava Santorinis’ (Lathyrus clymenum L. of the Fabaceae family) is grown exclusively on Santorini and on the surrounding islets. This is because the specific soil and weather conditions prevalent on these islands mean that it is difficult or even impossible to cultivate other varieties used to produce split peas. The last seeds gathered from the threshing floor were usually kept apart for sowing the following year. This practice has ensured that this plant, which is a distinct local variety of legume and is used exclusively to produce the renowned ‘Fava Santorinis’, has been grown on Santorini without interruption for 3 500 years.

  Lathyrus clymenum L. gives ‘Fava Santorinis’ its physical properties, since these are linked to the specific phenotypic expression of major taxonomic characteristics, such as the size and colour of the cotyledons. The specific chemical composition of the cotyledons is also a genetically controlled quality characteristic.
  Expertise: The low moisture content of the seeds and the low percentage of crushed cotyledons are due to local expertise relating to both the exclusive cultivation of Lathyrus clymenum L. and the processing of its seeds.
  While the sowing, harvesting and threshing methods reflect particular cultivation practices that are adapted to the local environment, the choice of propagation material for the following year’s planting ensures the continuity of the crop.
  Specific know-how has been developed as regards the ageing of the seeds, consisting in two main elements which tie ‘Fava Santorinis’ to the island’s environment: the use of Santorini’s soil and of dug-out stores to respectively preserve and store the seeds. This process protects the seeds from pest attacks and makes them hard enough to withstand further processing without breaking. Today, now that modern ageing facilities and chambers are available, ageing may also take place in special facilities with controlled temperature and humidity conditions or in dryers, using storage barrels made of modern food grade materials. Thus the ageing time can be reduced to as little as three months. The end product must, however, have the maximum moisture level of 13 % that characterises ‘Fava Santorinis’. |
| --- | --- |

(a)

Quality: as mentioned above, the development of the specific qualities of ‘Fava Santorinis’ is due to the combination of three factors. The influence of each of these factors is briefly described below:

Genetic material: since ancient times, the plant variety which produces ‘Fava Santorinis’ (Lathyrus clymenum L. of the Fabaceae family) is grown exclusively on Santorini and on the surrounding islets. This is because the specific soil and weather conditions prevalent on these islands mean that it is difficult or even impossible to cultivate other varieties used to produce split peas. The last seeds gathered from the threshing floor were usually kept apart for sowing the following year. This practice has ensured that this plant, which is a distinct local variety of legume and is used exclusively to produce the renowned ‘Fava Santorinis’, has been grown on Santorini without interruption for 3 500 years.

Lathyrus clymenum L. gives ‘Fava Santorinis’ its physical properties, since these are linked to the specific phenotypic expression of major taxonomic characteristics, such as the size and colour of the cotyledons. The specific chemical composition of the cotyledons is also a genetically controlled quality characteristic.

Expertise: The low moisture content of the seeds and the low percentage of crushed cotyledons are due to local expertise relating to both the exclusive cultivation of Lathyrus clymenum L. and the processing of its seeds.

While the sowing, harvesting and threshing methods reflect particular cultivation practices that are adapted to the local environment, the choice of propagation material for the following year’s planting ensures the continuity of the crop.

Specific know-how has been developed as regards the ageing of the seeds, consisting in two main elements which tie ‘Fava Santorinis’ to the island’s environment: the use of Santorini’s soil and of dug-out stores to respectively preserve and store the seeds. This process protects the seeds from pest attacks and makes them hard enough to withstand further processing without breaking. Today, now that modern ageing facilities and chambers are available, ageing may also take place in special facilities with controlled temperature and humidity conditions or in dryers, using storage barrels made of modern food grade materials. Thus the ageing time can be reduced to as little as three months. The end product must, however, have the maximum moisture level of 13 % that characterises ‘Fava Santorinis’.

| (b) | Environment: the influence of the environment relates to the cultivation of Lathyrus clymenum L., the development of quantitative properties such as the chemical composition of the cotyledons, and the existence of unique production factors such as Santorini’s soil.
  The particular environmental conditions that led to the selection of Lathyrus clymenum L. and to the shaping of its cultivation methods are strong winds, meagre water resources and poor soil. As a twining plant, it was protected from strong winds and, as a xerophilous plant, it could survive in the almost desert-like conditions; moreover, owing to its capacity to retain atmospheric nitrogen, the plant was able to cope with the lack of basic nutrients. The most compelling evidence that the plant was adapted to Santorini’s environment is the fact that it survived the eruption of the volcano.
  Lastly, water scarcity explains the plant’s high sugar content, enabling it to better absorb water through osmotic processes. |
| --- | --- |

(b)

Environment: the influence of the environment relates to the cultivation of Lathyrus clymenum L., the development of quantitative properties such as the chemical composition of the cotyledons, and the existence of unique production factors such as Santorini’s soil.

The particular environmental conditions that led to the selection of Lathyrus clymenum L. and to the shaping of its cultivation methods are strong winds, meagre water resources and poor soil. As a twining plant, it was protected from strong winds and, as a xerophilous plant, it could survive in the almost desert-like conditions; moreover, owing to its capacity to retain atmospheric nitrogen, the plant was able to cope with the lack of basic nutrients. The most compelling evidence that the plant was adapted to Santorini’s environment is the fact that it survived the eruption of the volcano.

Lastly, water scarcity explains the plant’s high sugar content, enabling it to better absorb water through osmotic processes.

| (c) | Reputation: the documented presence of ‘Fava Santorinis’ in the defined area dates back to the 16th century B.C., as attested by archaeological finds dating from the late Bronze Age at excavations in the West House at Akrotiri. Indeed, remains of stored seeds have been identified as Lathyrus clymenum L. seeds.
  The name ‘fava’ first appeared in written texts in the 6th to 5th century B.C., in fragments of a lost tragedy by Aeschylus, where the term is used to describe poor-man’s food.
  The first link between the term ‘fava’ and the food we know today was established in the 2nd century A.D. by Dioskourides, who mentions ‘fava’ as the Latin word for broad beans (Vicia faba L.), the legume most commonly used to prepare the dish.
  In the 6th century A.D., Cyril of Scythopolis mentions that ‘pisaria’, namely small peas, were used for preparing ‘fava’, thus linking for the first time in a literary text the Ancient Greek term ‘arakisko’ and the production of ‘fava’.
  As one of Santorini’s traditional products, ‘fava’ was ranked as the island’s fourth most important crop in the inventory records of 1850 A.D. In 1914, Gennadios mentions in particular its excellent quality, recognising the ‘pea’ as the plant used to produce ‘Fava Santorinis’. The correlation is mentioned in any number of 20th century sources, but it was only in 1943 that Rechinger identified the local plant as Lathyrus clymenum L.
  Only in the 21st century has it become clear that the local traditional name ‘arakas’ refers to Lathyrus clymenum L. Indeed, in order to compile this file, samples of the plant were sent to the Plant Taxonomy Laboratory of the Agricultural University of Athens and identified as Lathyrus clymenum L.
  It is therefore clear that ‘Fava Santorinis’ has been grown continuously in this area for over 3 600 years. |
| --- | --- |

(c)

Reputation: the documented presence of ‘Fava Santorinis’ in the defined area dates back to the 16th century B.C., as attested by archaeological finds dating from the late Bronze Age at excavations in the West House at Akrotiri. Indeed, remains of stored seeds have been identified as Lathyrus clymenum L. seeds.

The name ‘fava’ first appeared in written texts in the 6th to 5th century B.C., in fragments of a lost tragedy by Aeschylus, where the term is used to describe poor-man’s food.

The first link between the term ‘fava’ and the food we know today was established in the 2nd century A.D. by Dioskourides, who mentions ‘fava’ as the Latin word for broad beans (Vicia faba L.), the legume most commonly used to prepare the dish.

In the 6th century A.D., Cyril of Scythopolis mentions that ‘pisaria’, namely small peas, were used for preparing ‘fava’, thus linking for the first time in a literary text the Ancient Greek term ‘arakisko’ and the production of ‘fava’.

As one of Santorini’s traditional products, ‘fava’ was ranked as the island’s fourth most important crop in the inventory records of 1850 A.D. In 1914, Gennadios mentions in particular its excellent quality, recognising the ‘pea’ as the plant used to produce ‘Fava Santorinis’. The correlation is mentioned in any number of 20th century sources, but it was only in 1943 that Rechinger identified the local plant as Lathyrus clymenum L.

Only in the 21st century has it become clear that the local traditional name ‘arakas’ refers to Lathyrus clymenum L. Indeed, in order to compile this file, samples of the plant were sent to the Plant Taxonomy Laboratory of the Agricultural University of Athens and identified as Lathyrus clymenum L.

It is therefore clear that ‘Fava Santorinis’ has been grown continuously in this area for over 3 600 years.

Publication reference of the specification

(the second subparagraph of Article 6(1) of this Regulation)

http://www.minagric.gr/images/stories/docs/agrotis/POP-PGE/specifications_fava_santorinis150518.pdf

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