JS 44 (Rev. 04/21) CIVIL COVER SHEET

The JS 44 civil cover sheet and the information contained herein neither replace nor supplement the filing and service of pleadings or other papers as required by law, except as 

provided by local rules of court. This form, approved by the Judicial Conference of the United States in September 1974, is required for the use of the Clerk of Court for the 

purpose of initiating the civil docket sheet. (SEE INSTRUCTIONS ON NEXT PAGE OF THIS FORM.)

I. (a) PLAINTIFFS DEFENDANTS

(b) County of Residence of First Listed Plaintiff County of Residence of First Listed Defendant

(EXCEPT IN U.S. PLAINTIFF CASES) (IN U.S. PLAINTIFF CASES ONLY)

NOTE: IN LAND CONDEMNATION CASES, USE THE LOCATION OF 

THE TRACT OF LAND INVOLVED.

(c) Attorneys (Firm Name, Address, and Telephone Number) Attorneys (If Known)

II. BASIS OF JURISDICTION (Place an “X” in One Box Only) III. CITIZENSHIP OF PRINCIPAL PARTIES (Place an “X” in One Box for Plaintiff 

(For Diversity Cases Only) and One Box for Defendant) 

1 U.S. Government 3 Federal Question PTF DEF PTF DEF

Plaintiff (U.S. Government Not a Party) Citizen of This State 1 1 Incorporated or Principal Place 4 4

of Business In This State

2 U.S. Government 4 Diversity Citizen of Another State 2 2 Incorporated and Principal Place 5 5

Defendant (Indicate Citizenship of Parties in Item III) of Business In Another State

Citizen or Subject of a 3 3 Foreign Nation 6 6

Foreign Country

IV. NATURE OF SUIT(Place an “X” in One Box Only) Click here for: Nature of Suit Code Descriptions.

CONTRACT TORTS FORFEITURE/PENALTY BANKRUPTCY OTHER STATUTES

110 Insurance PERSONAL INJURY PERSONAL INJURY 625 Drug Related Seizure 422 Appeal 28 USC 158 375 False Claims Act

120 Marine 310 Airplane 365 Personal Injury - of Property 21 USC 881 423 Withdrawal 376 Qui Tam (31 USC 

130 Miller Act 315 Airplane Product Product Liability 690 Other 28 USC 157 3729(a))

140 Negotiable Instrument Liability 367 Health Care/ 400 State Reapportionment

150 Recovery of Overpayment 320 Assault, Libel & Pharmaceutical PROPERTY RIGHTS 410 Antitrust

& Enforcement of Judgment Slander Personal Injury 820 Copyrights 430 Banks and Banking

151 Medicare Act 330 Federal Employers’ Product Liability 830 Patent 450 Commerce

152 Recovery of Defaulted Liability 368 Asbestos Personal 835 Patent - Abbreviated 460 Deportation

Student Loans 340 Marine Injury Product New Drug Application 470 Racketeer Influenced and

(Excludes Veterans) 345 Marine Product Liability 840 Trademark Corrupt Organizations

153 Recovery of Overpayment Liability PERSONAL PROPERTY LABOR 880 Defend Trade Secrets 480 Consumer Credit

of Veteran’s Benefits 350 Motor Vehicle 370 Other Fraud 710 Fair Labor Standards Act of 2016 (15 USC 1681 or 1692)

160 Stockholders’ Suits 355 Motor Vehicle 371 Truth in Lending Act 485 Telephone Consumer

190 Other Contract Product Liability 380 Other Personal 720 Labor/Management SOCIAL SECURITY Protection Act

195 Contract Product Liability 360 Other Personal Property Damage Relations 861 HIA (1395ff) 490 Cable/Sat TV

196 Franchise Injury 385 Property Damage 740 Railway Labor Act 862 Black Lung (923) 850 Securities/Commodities/

362 Personal Injury - Product Liability 751 Family and Medical 863 DIWC/DIWW (405(g)) Exchange

Medical Malpractice Leave Act 864 SSID Title XVI 890 Other Statutory Actions

REAL PROPERTY CIVIL RIGHTS PRISONER PETITIONS 790 Other Labor Litigation 865 RSI (405(g)) 891 Agricultural Acts

210 Land Condemnation 440 Other Civil Rights Habeas Corpus: 791 Employee Retirement 893 Environmental Matters

220 Foreclosure 441 Voting 463 Alien Detainee Income Security Act FEDERAL TAX SUITS 895 Freedom of Information

230 Rent Lease & Ejectment 442 Employment 510 Motions to Vacate 870 Taxes (U.S. Plaintiff Act

240 Torts to Land 443 Housing/ Sentence or Defendant) 896 Arbitration

245 Tort Product Liability Accommodations 530 General 871 IRS—Third Party 899 Administrative Procedure

290 All Other Real Property 445 Amer. w/Disabilities - 535 Death Penalty IMMIGRATION Act/Review or Appeal of

Employment Other: 462 Naturalization Application Agency Decision

446 Amer. w/Disabilities - 540 Mandamus & Other 465 Other Immigration 950 Constitutionality of

Other 550 Civil Rights Actions State Statutes

448 Education 555 Prison Condition

560 Civil Detainee -

Conditions of 

Confinement

V. ORIGIN (Place an “X” in One Box Only)

1 Original

Proceeding 

2 Removed from

State Court

3 Remanded from

Appellate Court 

4 Reinstated or

Reopened

5 Transferred from

Another District

(specify)

6 Multidistrict

Litigation - 

Transfer

8 Multidistrict

Litigation -

Direct File

VI. CAUSE OF ACTION

Cite the U.S. Civil Statute under which you are filing (Do not cite jurisdictional statutes unless diversity):

Brief description of cause:

VII. REQUESTED IN

COMPLAINT:

CHECK IF THIS IS A CLASS ACTION

UNDER RULE 23, F.R.Cv.P. 

DEMAND $ CHECK YES only if demanded in complaint:

JURY DEMAND: Yes No

VIII. RELATED CASE(S) 

 IF ANY (See instructions):

JUDGE DOCKET NUMBER

DATE SIGNATURE OF ATTORNEY OF RECORD

FOR OFFICE USE ONLY

RECEIPT # AMOUNT APPLYING IFP JUDGE MAG. JUDGE

26 USC 7609

INTELLECTUAL

San Juan, PR Salt Lake City, UT

Government of Puerto Rico ex rel. Francisco Pujol 

Meneses and Harold D. Vicente González 

See Attachment A

UBS Bank, USA 

UBS Financial Services Inc.

See Attachment A

✖

✖

48 U.S.C. § 2166(d)(1) (PROMESA)

Qui tam claims for unpaid taxes and license fees

50,000,000

Laura Taylor Swain 17-03283

✖

✖

Jul 13, 2023 /s/ Roberto C. Quiñones-Rivera

Case:17-03283-LTS Doc#:24741-5 Filed:07/14/23 Entered:07/14/23 16:42:14 Desc:

Civil Cover Sheet Page 1 of 3
ATTACHMENT A 

TO CIVIL COVER SHEET

COUNSEL TO PLAINTIFF COUNSEL TO DEFENDANTS

s/ Harold D. Vicente-Colón

Harold D. Vicente-Colón

USDC-PR No. 211805

hdvc@vc-law.net

VICENTE & CUEBAS

P.O. Box 11609

San Juan, PR 00910-1609

Tel.: (787) 751-8000

Fac.: (787) 756-5250

Roberto C. Quiñones-Rivera

Myrgia M. Palacios-Cabrera

MCCONNELL VALDÉS LLC

270 Muñoz Rivera Avenue

Hato Rey, Puerto Rico 00918

Telephone: (787) 250-2631 / 5602

-andPeter G. Neiman (admitted pro hac vice)

Philip D. Anker (admitted pro hac vice)

Ross E. Firsenbaum (admitted pro hac vice)

WILMER CUTLER PICKERING 

HALE AND DORR LLP

7 World Trade Center

250 Greenwich Street

New York, New York 10007

Telephone: (212) 230-8800

Case:17-03283-LTS Doc#:24741-5 Filed:07/14/23 Entered:07/14/23 16:42:14 Desc:

Civil Cover Sheet Page 2 of 3
LIST OF PARTIES AND THEIR COUNSEL

PLAINTIFF:

• Government of Puerto Rico ex rel. 

Francisco Pujol Meneses and Harold 

D. Vicente González

Harold D. Vicente-Colón

USDC-PR No. 211805

hdvc@vc-law.net

VICENTE & CUEBAS

P.O. Box 11609

San Juan, PR 00910-1609

Tel.: (787) 751-8000 

Fac.: (787) 756-5250

Counsel to Plaintiffs

DEFENDANTS:

• UBS Bank, USA

• UBS Financial Services Inc.

Roberto C. Quiñones-Rivera

Myrgia M. Palacios-Cabrera

MCCONNELL VALDÉS LLC

270 Muñoz Rivera Avenue

Hato Rey, Puerto Rico 00918

Telephone: (787) 250-2631 / 5602

Counsel to Defendants

-andPeter G. Neiman (admitted pro hac vice)

Philip D. Anker (admitted pro hac vice)

Ross E. Firsenbaum (admitted pro hac vice)

WILMER CUTLER PICKERING 

 HALE AND DORR LLP

7 World Trade Center

250 Greenwich Street

New York, NY 10007

Telephone: (212) 230-8800

Counsel to Defendants

Case:17-03283-LTS Doc#:24741-5 Filed:07/14/23 Entered:07/14/23 16:42:14 Desc:

Civil Cover Sheet Page 3 of 3