UNITED STATES DISTRICT COURT

FOR THE DISTRICT OF PUERTO RICO

In re:

THE FINANCIAL OVERSIGHT AND

MANAGEMENT BOARD FOR

PUERTO RICO,

as representative of

THE COMMONWEALTH OF PUERTO

RICO, et al.,

Debtors.1

PROMESA

Title III

No. 17 BK 03283-LTS

(Jointly Administered)

In re:

THE FINANCIAL OVERSIGHT AND

MANAGEMENT BOARD FOR

PUERTO RICO,

as representative of

THE EMPLOYEES RETIREMENT

SYSTEM OF THE COMMONWEALTH OF

PUERTO RICO (the “ERS”),

Debtor.

PROMESA

Title III

No. 17 BK 03566-LTS

STIPULATION TO SUPPLEMENT THE RECORD

ON APPEAL PURSUANT TO F.R.A.P. 10(e)(2)(A)

1 The Debtors in these Title III Cases, along with each Debtor’s respective Title III case number and the last four

(4) digits of each Debtor’s federal tax identification number, as applicable, are the (i) Commonwealth of Puerto

Rico (Bankruptcy Case No. 17 BK 3283-LTS) (Last Four Digits of Federal Tax ID: 3481); (ii) Puerto Rico Sales

Tax Financing Corporation (Bankruptcy Case No. 17 BK 3284-LTS) (Last Four Digits of Federal Tax ID: 8474);

(iii) Puerto Rico Highways and Transportation Authority (Bankruptcy Case No. 17 BK 3567-LTS) (Last Four

Digits of Federal Tax ID: 3808); (iv) Employees Retirement System of the Government of the Commonwealth

of Puerto Rico (Bankruptcy Case No. 17 BK 3566-LTS) (Last Four Digits of Federal Tax ID: 9686); (v) Puerto

Rico Electric Power Authority (Bankruptcy Case No. 17 BK 4780-LTS) (Last Four Digits of Federal Tax ID:

3747); and (vi) Puerto Rico Public Buildings Authority (Bankruptcy Case No. 19 BK 5523-LTS) (Last Four

Digits of Federal Tax ID: 3801) (Title III case numbers are listed as Bankruptcy Case numbers due to software

limitations).

Case:17-03283-LTS Doc#:24552 Filed:06/13/23 Entered:06/13/23 15:48:04 Desc: Main

Document Page 1 of 3
2

Pursuant to Rule 10(e)(2)(A) of the Federal Rules of Appellate Procedure, the

undersigned parties, who are appellants and appellees in the appeal entitled UBS Financial

Services Inc. v. Estate of Pedro J. Nazario Serrano, et al., Case No. 23-1216, by and through their

attorneys, hereby stipulate and agree to supplement the record on appeal in with the following

documents:

1. The Adversary Complaint filed in the adversary action entitled Drivetrain,

LLC v. Barclays, et al., Adv. Proc. No. 19-000280-LTS (the “Underwriter Adversary Action” or

“UAA”). (UAA Dkt. 1)

2. The First Amended Adversary Complaint filed in the Underwriter

Adversary Action. (UAA Dkt. 28)

3. The Second Amended Complaint filed in the Underwriter Adversary

Action. (UAA Dkt. 49)

4. Defendants’ Joint Notice of Motion and Motion to Dismiss with Prejudice

the Second Amended Complaint filed in the Underwriter Adversary Action. (UAA Dkt. 134)

5. The Joint Memorandum of Law in Support of Defendants’ Motion to

Dismiss with Prejudice filed in the Underwriter Adversary Action. (UAA Dkt. 135)

6. Plaintiff’s Memorandum of Law in Opposition to Defendants’ Motion to

Dismiss filed in the Underwriter Adversary Action. (UAA Dkt. 145)

7. The Joint Reply Memorandum of Law in Further Support of Defendants’

Motion to Dismiss with Prejudice filed in the Underwriter Adversary Action. (UAA Dkt. 147)

8. Citibank, GS Bank and GS Mitsui’s Supplemental Reply in Further Support

of Defendants’ Motion to Dismiss with Prejudice filed in the Underwriter Adversary Action.

(UAA Dkt. 149)

Case:17-03283-LTS Doc#:24552 Filed:06/13/23 Entered:06/13/23 15:48:04 Desc: Main

Document Page 2 of 3
3

WHEREFORE, the parties to this stipulation respectfully request the Clerk of this

court transmit to the Circuit Court the additional documents stipulated to herein.

SO STIPULATED, on June 13, 2023:

For Objectors-Appellants: For Movant-Appellee:

VICENTE & CUEBAS

/s/ Harold D. Vicente-Colón

Harold D. Vicente-Colón

Harold D. Vicente-González

PO Box 11609

San Juan, PR 00910-1609

hvicente@vclawpr.com

hdvc@vclawpr.com

McCONNELL VALDÉS LLC

/s/ Roberto C. Quiñones-Rivera

Roberto C. Quiñones-Rivera, Esq.

270 Muñoz Rivera Ave.

Hato Rey, PR 00918

Tel.: (787) 250-2631

Fax: (787) 759-9225

PUJOL LAW OFFICES, PSC

/s/_Francisco Pujol-Meneses

Francisco Pujol-Meneses

PO Box 363042

San Juan, PR 00936-3042

Phone No. (787) 724-0900

Fax No. (787) 724-1196

fpujol@pujollawpr.com

SKADDEN, ARPS, SLATE,

MEAGHER & FLOM LLP

/s/ Paul J. Lockwood_________

Paul J. Lockwood

920 North King Street

Wilmington, DE 19801

Tel.: (302) 651-3000

Fax: (302) 651-3001

Paul.Lockwood@skadden.com

BUFETE ANDRÉU & SAGARDÍA

/s/_José A. Andréu-Fuentes

José A. Andréu-Fuentes

261 Avenida Domenech

San Juan, Puerto Rico 009718

Phone (787) 754-1777/763-8044

Fax No. (787) 763-8045

For Respondents-Appellees:

CONTINENTAL, PLLC

/s/_Angelo M. Castaldi

Angelo M. Castaldi

255 Alhambra Cir, Suite 640,

Miami FL 33134

Tel. 305-677-2707

acastaldi@continentalpllc.com

CONTINENTAL, PLLC

/s/_John Arrastia_______________

John Arrastia

255 Alhambra Cir, Suite 640,

Miami FL 33134

Tel. 305-677-2707

jarrastia@continentalpllc.com

Case:17-03283-LTS Doc#:24552 Filed:06/13/23 Entered:06/13/23 15:48:04 Desc: Main

Document Page 3 of 3