EXHIBIT F 

Case:17-03283-LTS Doc#:2247-6 Filed:01/16/18 Entered:01/16/18 18:13:49 Desc:

Exhibit F Page 1 of 105
Case:17-03283-LTS Doc#:2247-6 Filed:01/16/18 Entered:01/16/18 18:13:49 Desc:

Exhibit F Page 2 of 105


% 9(-8)( * -2%2'-%0 7 8%8)1)287 

6 )59-6)( 7 9440)1)28%6= - 2*361%8-32

%2(79440)1)28%07',)(90)7

4YIVXS6MGS,MKL[E]WERH8VERWTSVXEXMSR%YXLSVMX]

%'SQTSRIRX9RMXSJXLI'SQQSR[IEPXLSJ4YIVXS6MGS


=IEVW)RHIH.YRIERH

;MXL6ITSVXSJ-RHITIRHIRX%YHMXSVW

Case:17-03283-LTS Doc#:2247-6 Filed:01/16/18 Entered:01/16/18 18:13:49 Desc:

Exhibit F Page 3 of 105


4YIVXS6MGS,MKL[E]WERH8VERWTSVXEXMSR%YXLSVMX]

%'SQTSRIRX9RMXSJXLI'SQQSR[IEPXLSJ4YIVXS6MGS


%YHMXIH*MRERGMEP7XEXIQIRXW

6IUYMVIH7YTTPIQIRXEV]-RJSVQEXMSRERH7YTTPIQIRXEP7GLIHYPIW

=IEVW)RHIH.YRIERH

'SRXIRXW

*MRERGMEP7XEXIQIRXW

6ITSVXSJ-RHITIRHIRX%YHMXSVW 

1EREKIQIRXvW(MWGYWWMSRERH%REP]WMW 

%YHMXIH*MRERGMEP7XEXIQIRXW

7XEXIQIRXWSJ2IX4SWMXMSR 

7XEXIQIRXWSJ6IZIRYIW)\TIRWIWERH'LERKIWMR2IX4SWMXMSR 

7XEXIQIRXWSJ'EWL*PS[W 

2SXIWXS*MRERGMEP7XEXIQIRXW 

6IUYMVIH7YTTPIQIRXEV]-RJSVQEXMSR

7GLIHYPISJ*YRHMRK4VSKVIWWJSV6IXMVII,IEPXL4PER 

3XLIV-RJSVQEXMSR9REYHMXIH


7GLIHYPISJ6IZIRYIWERH)\TIRWIWF]7IKQIRX9REYHMXIH
 

3XLIV6ITSVX

6ITSVXSJ-RHITIRHIRX%YHMXSVWSR-RXIVREP'SRXVSP3ZIV*MRERGMEP6ITSVXMRK

ERHSR'SQTPMERGIERH3XLIV1EXXIVW&EWIHSRER%YHMXSJ*MRERGMEP7XEXIQIRXW

4IVJSVQIHMR%GGSVHERGI[MXL+SZIVRQIRX%YHMXMRK7XERHEVHW 

Case:17-03283-LTS Doc#:2247-6 Filed:01/16/18 Entered:01/16/18 18:13:49 Desc:

Exhibit F Page 4 of 105
%QIQFIVJMVQSJ)VRWX
=SYRK+PSFEP0MQMXIH

 

)VRWX
=SYRK004

4PE^EXL*PSSV

4SRGIHI0I×R%ZIRYI

7ER.YER46

 8IP

*E\

I]GSQ

6ITSVXSJ-RHITIRHIRX%YHMXSVW

8LI&SEVHSJ(MVIGXSVW

4YIVXS6MGS,MKL[E]WERH8VERWTSVXEXMSR%YXLSVMX]

6ITSVXSRXLI*MRERGMEP7XEXIQIRXW

;I LEZI EYHMXIH XLI EGGSQTER]MRK JMRERGMEP WXEXIQIRXW SJ XLI 4YIVXS 6MGS ,MKL[E]W ERH

8VERWTSVXEXMSR%YXLSVMX]XLI%YXLSVMX]
EGSQTSRIRXYRMXSJXLI'SQQSR[IEPXLSJ4YIVXS6MGS

EW SJ ERH JSV XLI ]IEVW IRHIH .YRI   ERH  ERH XLI VIPEXIH RSXIW XS XLI JMRERGMEP

WXEXIQIRXW[LMGLGSPPIGXMZIP]GSQTVMWIXLI%YXLSVMX]vWFEWMGJMRERGMEPWXEXIQIRXWEWPMWXIHMRXLI

XEFPISJGSRXIRXW

Management’s Responsibility for the Financial Statements 

1EREKIQIRXMWVIWTSRWMFPIJSVXLITVITEVEXMSRERHJEMVTVIWIRXEXMSRSJXLIWIJMRERGMEPWXEXIQIRXW

MR GSRJSVQMX] [MXL 97 KIRIVEPP] EGGITXIH EGGSYRXMRK TVMRGMTPIW XLMW MRGPYHIW XLI HIWMKR

MQTPIQIRXEXMSR ERH QEMRXIRERGI SJ MRXIVREP GSRXVSP VIPIZERX XS XLI TVITEVEXMSR ERH JEMV

TVIWIRXEXMSRSJJMRERGMEPWXEXIQIRXWXLEXEVIJVIIJVSQQEXIVMEPQMWWXEXIQIRX[LIXLIVHYIXSJVEYH

SVIVVSV

Auditor’s Responsibility 

3YVVIWTSRWMFMPMX]MWXSI\TVIWWERSTMRMSRSRXLIWIJMRERGMEPWXEXIQIRXWFEWIHSRSYVEYHMXW;I

GSRHYGXIHSYVEYHMXWMREGGSVHERGI[MXLEYHMXMRKWXERHEVHWKIRIVEPP]EGGITXIHMRXLI9RMXIH7XEXIW

ERH XLI WXERHEVHW ETTPMGEFPI XS JMRERGMEP EYHMXW GSRXEMRIH MR +SZIVRQIRX %YHMXMRK 7XERHEVHW

MWWYIH F]'SQTXVSPPIV +IRIVEP SJXLI 9RMXIH 7XEXIW8LSWI WXERHEVHW VIUYMVIXLEX[I TPER ERH

TIVJSVQXLIEYHMXXSSFXEMRVIEWSREFPIEWWYVERGIEFSYX[LIXLIVXLIJMRERGMEPWXEXIQIRXWEVIJVIISJ

QEXIVMEPQMWWXEXIQIRX

%R EYHMX MRZSPZIW TIVJSVQMRK TVSGIHYVIW XS SFXEMR EYHMX IZMHIRGI EFSYX XLI EQSYRXW ERH

HMWGPSWYVIWMRXLIJMRERGMEPWXEXIQIRXW8LITVSGIHYVIWWIPIGXIHHITIRHSRXLIEYHMXSVvWNYHKQIRX

MRGPYHMRKXLIEWWIWWQIRXSJXLIVMWOWSJQEXIVMEPQMWWXEXIQIRXSJXLIJMRERGMEPWXEXIQIRXW[LIXLIV

HYIXS JVEYH SV IVVSV -R QEOMRKXLSWI VMWO EWWIWWQIRXW XLI EYHMXSV GSRWMHIVWMRXIVREP GSRXVSP

VIPIZERXXSXLIIRXMX]vW TVITEVEXMSRERH JEMV TVIWIRXEXMSRSJXLI JMRERGMEP WXEXIQIRXWMR SVHIVXS

HIWMKR EYHMX TVSGIHYVIW XLEX EVI ETTVSTVMEXI MR XLI GMVGYQWXERGIW FYX RSX JSV XLI TYVTSWI SJ

I\TVIWWMRKERSTMRMSRSRXLIIJJIGXMZIRIWWSJXLIIRXMX]vWMRXIVREPGSRXVSP%GGSVHMRKP][II\TVIWW

RSWYGLSTMRMSR%REYHMXEPWSMRGPYHIWIZEPYEXMRKXLIETTVSTVMEXIRIWWSJEGGSYRXMRKTSPMGMIWYWIH

ERH XLI VIEWSREFPIRIWW SJ WMKRMJMGERX EGGSYRXMRK IWXMQEXIW QEHI F] QEREKIQIRX EW [IPP EW

IZEPYEXMRKXLISZIVEPPTVIWIRXEXMSRSJXLIJMRERGMEPWXEXIQIRXW

;IFIPMIZIXLEXXLIEYHMXIZMHIRGI[ILEZISFXEMRIHMWWYJJMGMIRXERHETTVSTVMEXIXSTVSZMHIEFEWMW

JSVSYVEYHMXSTMRMSR 

Case:17-03283-LTS Doc#:2247-6 Filed:01/16/18 Entered:01/16/18 18:13:49 Desc:

Exhibit F Page 5 of 105
%QIQFIVJMVQSJ)VRWX
=SYRK+PSFEP0MQMXIH

 

Opinion

-RSYVSTMRMSRXLIJMRERGMEPWXEXIQIRXWVIJIVVIHXSEFSZITVIWIRXJEMVP]MREPPQEXIVMEPVIWTIGXW

XLIJMRERGMEPTSWMXMSRSJXLI%YXLSVMX]EWSJ.YRIERHERHXLIGLERKIWMRJMRERGMEP

TSWMXMSRERHMXWGEWLJPS[WJSVXLI]IEVWXLIRIRHIHMREGGSVHERGI[MXL97KIRIVEPP]EGGITXIH

EGGSYRXMRKTVMRGMTPIW

The Authority’s Ability to Continue as a Going Concern 

8LI EGGSQTER]MRK JMRERGMEP WXEXIQIRXW LEZI FIIR TVITEVIH EWWYQMRK XLEX XLI %YXLSVMX] [MPP

GSRXMRYIEWEKSMRKGSRGIVR%WHMWGYWWIHMR2SXIXSXLIJMRERGMEPWXEXIQIRXWXLI%YXLSVMX]LEW

WMKRMJMGERXVIGYVVMRKPSWWIWJVSQSTIVEXMSRWERHHSIWRSXLEZIWYJJMGMIRXJYRHWEZEMPEFPIXSJYPP]

VITE]MXWZEVMSYWSFPMKEXMSRWEWXLI]GSQIHYI [LMGLVEMWIW WYFWXERXMEPHSYFXEFSYXMXWEFMPMX]XS

GSRXMRYIEWEKSMRKGSRGIVR1EREKIQIRXvWTPERWMRVIKEVHXSXLIWIQEXXIVWEVIEPWSHIWGVMFIHMR

2SXI  8LI JMRERGMEP WXEXIQIRXW HS RSX MRGPYHI ER] EHNYWXQIRXW XLEX QMKLX VIWYPX JVSQ XLI

SYXGSQISJXLMWYRGIVXEMRX]3YVSTMRMSRMWRSXQSHMJMIH[MXLVIWTIGXXSXLMWQEXXIV

Adoption of GASB Statement No. 65, Items Previously Reported as Assets and Liabilities

%WHMWGYWWIHMR2SXIERHXSXLIJMRERGMEPWXEXIQIRXWXLI%YXLSVMX]GLERKIHMXWQIXLSHJSV

EGGSYRXMRKJSVFSRHMWWYIGSWXWERHHIJIVVIHPSWWIWVIPEXIHXSFSRHVIJYRHMRKWEWEVIWYPXSJXLI

EHSTXMSRSJ+%7&7XEXIQIRX2S-XIQW4VIZMSYWP]6ITSVXIHEW%WWIXWERH0MEFMPMXMIWIJJIGXMZI

JSVTIVMSHWFIKMRRMRKEJXIV.YP]3YVSTMRMSRMWRSXQSHMJMIH[MXLVIWTIGXXSXLMWQEXXIV

Required Supplementary Information 

97 KIRIVEPP] EGGITXIH EGGSYRXMRK TVMRGMTPIW VIUYMVI XLEX XLI QEREKIQIRXvW HMWGYWWMSR ERH

EREP]WMWSRTEKIWXLVSYKLERHXLIWGLIHYPISJJYRHMRKTVSKVIWWJSVVIXMVIILIEPXLTPERSRTEKI

FITVIWIRXIHXSWYTTPIQIRXXLIFEWMGJMRERGMEPWXEXIQIRXW7YGLMRJSVQEXMSREPXLSYKLRSXE

VIUYMVIH TEVX SJ XLI FEWMG JMRERGMEP WXEXIQIRXW MW VIUYMVIH F] XLI +SZIVRQIRXEP %GGSYRXMRK

7XERHEVHW&SEVH[LSGSRWMHIVWMXXSFIERIWWIRXMEPTEVXSJJMRERGMEPVITSVXMRKJSVTPEGMRKXLIFEWMG

JMRERGMEP WXEXIQIRXW MR ER ETTVSTVMEXI STIVEXMSREP IGSRSQMG SV LMWXSVMGEP GSRXI\X ;I LEZI

ETTPMIHGIVXEMRPMQMXIHTVSGIHYVIWXSXLIVIUYMVIHWYTTPIQIRXEV]MRJSVQEXMSRMREGGSVHERGI[MXL

EYHMXMRK WXERHEVHW KIRIVEPP] EGGITXIH MR XLI 9RMXIH 7XEXIW [LMGL GSRWMWXIH SJ MRUYMVMIW SJ

QEREKIQIRXEFSYXXLIQIXLSHWSJTVITEVMRKXLIMRJSVQEXMSRERHGSQTEVMRKXLIMRJSVQEXMSRJSV

GSRWMWXIRG] [MXL QEREKIQIRXvW VIWTSRWIW XS SYV MRUYMVMIW XLI FEWMG JMRERGMEP WXEXIQIRXW ERH

SXLIVORS[PIHKI[ISFXEMRIHHYVMRKSYVEYHMXSJXLIFEWMGJMRERGMEPWXEXIQIRXW;IHSRSXI\TVIWW

ER STMRMSR SVTVSZMHIER]EWWYVERGISRXLIMRJSVQEXMSRFIGEYWIXLIPMQMXIH TVSGIHYVIWHS RSX

TVSZMHIYW[MXLWYJJMGMIRXIZMHIRGIXSI\TVIWWERSTMRMSRSVTVSZMHIER]EWWYVERGI

Case:17-03283-LTS Doc#:2247-6 Filed:01/16/18 Entered:01/16/18 18:13:49 Desc:

Exhibit F Page 6 of 105
%QIQFIVJMVQSJ)VRWX
=SYRK+PSFEP0MQMXIH

 

Other Information 

3YVEYHMX[EWGSRHYGXIHJSVXLITYVTSWISJJSVQMRKERSTMRMSRSRXLIJMRERGMEPWXEXIQIRXWXLEX

GSQTVMWIXLI%YXLSVMX]vWFEWMGJMRERGMEPWXEXIQIRXW8LIWGLIHYPISJVIZIRYIWERHI\TIRWIWF]

WIKQIRXMW TVIWIRXIH JSV TYVTSWIW SJEHHMXMSREPEREP]WMWERHMW RSXE VIUYMVIH TEVX SJXLIFEWMG

JMRERGMEPWXEXIQIRXW7YGLMRJSVQEXMSRLEWRSXFIIRWYFNIGXIHXSXLIEYHMXMRKTVSGIHYVIWETTPMIH

MRXLIEYHMXSJXLIFEWMGJMRERGMEPWXEXIQIRXWERHEGGSVHMRKP][IHSRSXI\TVIWWERSTMRMSRSV

TVSZMHIER]EWWYVERGISRMX

3XLIV6ITSVXMRK6IUYMVIHF]+SZIVRQIRX%YHMXMRK7XERHEVHW

-R EGGSVHERGI [MXL +SZIVRQIRX %YHMXMRK 7XERHEVHW [I LEZI EPWS MWWYIH SYV VITSVX HEXIH

(IGIQFIV  SR SYV GSRWMHIVEXMSR SJ XLI 4YIVXS 6MGS ,MKL[E]W ERH 8VERWTSVXEXMSR

%YXLSVMX]vWMRXIVREPGSRXVSPSZIVJMRERGMEPVITSVXMRKERHSRSYVXIWXWSJMXWGSQTPMERGI[MXLGIVXEMR

TVSZMWMSRWSJPE[WVIKYPEXMSRWGSRXVEGXWERHKVERXEKVIIQIRXWERHSXLIVQEXXIVW8LITYVTSWI

SJXLEXVITSVXMWXSHIWGVMFIXLIWGSTISJSYVXIWXMRKSJMRXIVREPGSRXVSPSZIVJMRERGMEPVITSVXMRKERH

GSQTPMERGIERHXLIVIWYPXWSJXLEXXIWXMRKERHRSXXSTVSZMHIERSTMRMSRSRXLIMRXIVREPGSRXVSP

SZIVJMRERGMEPVITSVXMRKSVSRGSQTPMERGI8LEXVITSVXMWERMRXIKVEPTEVXSJEREYHMXTIVJSVQIHMR

EGGSVHERGI[MXL+SZIVRQIRX%YHMXMRK7XERHEVHWMRGSRWMHIVMRKXLI%YXLSVMX]vWMRXIVREPGSRXVSP

SZIVJMRERGMEPVITSVXMRKERHGSQTPMERGI

(IGIQFIV

7XEQT2S)

EJJM\IHXS

SVMKMREPSJ

XLMWVITSVX

Case:17-03283-LTS Doc#:2247-6 Filed:01/16/18 Entered:01/16/18 18:13:49 Desc:

Exhibit F Page 7 of 105
4YIVXS6MGS,MKL[E]WERH8VERWTSVXEXMSR%YXLSVMX]

%'SQTSRIRX9RMXSJXLI'SQQSR[IEPXLSJ4YIVXS6MGS


1EREKIQIRXvW(MWGYWWMSRERH%REP]WMW

=IEVW)RHIH.YRIERH

 

8LIJSPPS[MRKHMWGYWWMSRERHEREP]WMWSJXLIJMRERGMEPTIVJSVQERGIERHEGXMZMX]SJXLI4YIVXS6MGS

,MKL[E]W ERH 8VERWTSVXEXMSR %YXLSVMX] XLI %YXLSVMX]
 TVSZMHIW ER MRXVSHYGXMSR ERH

YRHIVWXERHMRKSJXLIFEWMGJMRERGMEPWXEXIQIRXWSJXLI%YXLSVMX]JSVXLIJMWGEP]IEVWIRHIH.YRI

ERH8LMWHMWGYWWMSR[EWTVITEVIHF]QEREKIQIRXERHWLSYPHFIVIEHMRGSRNYRGXMSR

[MXLXLIJMRERGMEPWXEXIQIRXWERHXLIRSXIWXLIVIXS[LMGLJSPPS[WXLMWWIGXMSR

.YRIERH

8LI%YXLSVMX]vWRIXTSWMXMSRXSXEPIHQMPPMSRERHQMPPMSREX.YRIERH

VIWTIGXMZIP]2IXTSWMXMSRHIGVIEWIHF]QMPPMSRMREWGSQTEVIHXSEHIGVIEWI

SJETTVS\MQEXIP]QMPPMSRMR

8LI%YXLSVMX]vWRIXGETMXEPEWWIXWMRGPYHMRKEWWIXWYRHIVWIVZMGIGSRGIWWMSREKVIIQIRXWXSXEPIH

QMPPMSRERHQMPPMSREX.YRIERHVIWTIGXMZIP]2IXGETMXEPEWWIXW

HIGVIEWIH F] 	 EX .YRI   [LIR GSQTEVIH [MXL XLI FEPERGI EX .YRI  ERH

HIGVIEWIH F] 	 EX .YRI   [LIR GSQTEVIH [MXL XLI FEPERGI EX .YRI  SJ

QMPPMSR

*MRERGMEP7XEXIQIRXW

8LIFEWMGJMRERGMEPWXEXIQIRXWTVSZMHIMRJSVQEXMSREFSYXXLI%YXLSVMX]vWFYWMRIWWX]TIEGXMZMXMIW

8LI JMRERGMEP WXEXIQIRXW EVI TVITEVIH MR EGGSVHERGI [MXL 97 KIRIVEPP] EGGITXIH EGGSYRXMRK

TVMRGMTPIWEWTVSQYPKEXIHF]XLI+SZIVRQIRXEP%GGSYRXMRK7XERHEVHW&SEVH+%7&


3ZIVZMI[SJXLI*MRERGMEP7XEXIQIRXWJSV&YWMRIWW8]TI%GXMZMXMIW

8LIJMRERGMEPWXEXIQIRXWGSRWMWXSJXLI
WXEXIQIRXWSJRIXTSWMXMSR
WXEXIQIRXWSJVIZIRYIW

I\TIRWIWERHGLERKIWMRRIXTSWMXMSR
WXEXIQIRXWSJGEWLJPS[WERH
RSXIWXSXLIJMRERGMEP

WXEXIQIRXW8LIJMRERGMEPWXEXIQIRXWEVITVITEVIHSRXLIEGGVYEPFEWMWSJEGGSYRXMRKQIERMRKXLEX

EPP I\TIRWIW EVI VIGSVHIH [LIR MRGYVVIH ERH EPP VIZIRYIW EVI VIGSKRM^IH [LIR IEVRIH MR

EGGSVHERGI[MXL97KIRIVEPP]EGGITXIHEGGSYRXMRKTVMRGMTPIW

Case:17-03283-LTS Doc#:2247-6 Filed:01/16/18 Entered:01/16/18 18:13:49 Desc:

Exhibit F Page 8 of 105
4YIVXS6MGS,MKL[E]WERH8VERWTSVXEXMSR%YXLSVMX]

%'SQTSRIRX9RMXSJXLI'SQQSR[IEPXLSJ4YIVXS6MGS


1EREKIQIRXvW(MWGYWWMSRERH%REP]WMWGSRXMRYIH


 

7XEXIQIRXWSJ2IX4SWMXMSR

8LI WXEXIQIRX SJ RIX TSWMXMSR VITSVXW EPP JMRERGMEP ERH GETMXEP VIWSYVGIW SJXLI %YXLSVMX] 8LI

WXEXIQIRX MW TVIWIRXIH MR XLI JSVQEX [LIVI EWWIXW TPYW HIJIVVIH SYXJPS[ SJ VIWSYVGIW IUYEP

PMEFMPMXMIWTPYWHIJIVVIHMRJPS[SJVIWSYVGIWTPYWRIXTSWMXMSR%WWIXWERHPMEFMPMXMIWEVITVIWIRXIH

MR SVHIV SJ PMUYMHMX] ERH EVI GPEWWMJMIH EW GYVVIRX GSRZIVXMFPI MRXS GEWL [MXLMR SRI ]IEV
 ERH

RSRGYVVIRX8LI JSGYWSJXLIWXEXIQIRXSJRIXTSWMXMSRMWXSWLS[ETMGXYVISJXLIPMUYMHMX]ERH

JMRERGMEPLIEPXLSJXLI%YXLSVMX]EWSJXLIIRHSJXLI]IEV

8LI%YXLSVMX]vWRIXTSWMXMSRMWVITSVXIHMRXLIJSPPS[MRKGEXIKSVMIW

2IX-RZIWXQIRXMR'ETMXEP%WWIXWz8LMWGSQTSRIRXSJRIXTSWMXMSRGSRWMWXWSJEPPGETMXEPEWWIXW

RIXSJEGGYQYPEXIHHITVIGMEXMSRVIHYGIHF]XLISYXWXERHMRKFEPERGIWSJER]FSRHWRSXIWSV

SXLIVFSVVS[MRKWXLEXEVIEXXVMFYXEFPIXSXLIEGUYMWMXMSRGSRWXVYGXMSRSVMQTVSZIQIRXSJXLSWI

EWWIXW%PXLSYKLXLI%YXLSVMX]vWMRZIWXQIRXMRMXWGETMXEPEWWIXWMWVITSVXIHRIXSJVIPEXIHHIFX

MXMWRSXIHXLEXXLIVIWSYVGIWVIUYMVIHXSVITE]XLMWHIFXQYWXFITVSZMHIHERRYEPP]JVSQXSPP

STIVEXMSRW ZILMGPI PMGIRWI JIIW GIVXEMR MRZIWXQIRX MRGSQI KEWSPMRI ERH TIXVSPIYQ XE\IW

EPPSGEXIHERRYEPP]F]XLI'SQQSR[IEPXLSJ4YIVXS6MGSWMRGIXLIGETMXEPEWWIXWXLIQWIPZIW

GERRSXFIYWIHXSPMUYMHEXIPMEFMPMXMIW

6IWXVMGXIHJSV(IFX7IVZMGIz8LMWGSQTSRIRXSJRIXTSWMXMSRGSRWMWXWSJVIWXVMGXIHEWWIXWJSV

XLITVMRGMTEPERHMRXIVIWXTE]QIRXWSJXLIFSRHWTE]EFPI8LMWVIWXVMGXMSRMWMQTSWIHF]XLI

FSRHLSPHIVWXLVSYKLHIFXGSZIRERXW

6IWXVMGXIHJSV'SRWXVYGXMSRz8LMWGSQTSRIRXSJRIXTSWMXMSRGSRWMWXWSJVIWXVMGXIHEWWIXWJSV

XLI WTIGMJMG TYVTSWI SJ TE]MRK JSV GSRWXVYGXMSR TVSNIGXW8LMWVIWXVMGXMSRMWMQTSWIH F]XLI

KVERXSVWERHGSRXVMFYXSVWEW[IPPEWXLIFSRHLSPHIVWXLVSYKLHIFXGSZIRERXW

9RVIWXVMGXIHz8LMWGSQTSRIRXGSRWMWXWSJRIXTSWMXMSRXLEXHSIWRSXQIIXXLIHIJMRMXMSRSJRIX

MRZIWXQIRXMRGETMXEPEWWIXWSVVIWXVMGXIHJSVHIFXWIVZMGISVJSVGSRWXVYGXMSR

Case:17-03283-LTS Doc#:2247-6 Filed:01/16/18 Entered:01/16/18 18:13:49 Desc:

Exhibit F Page 9 of 105
4YIVXS6MGS,MKL[E]WERH8VERWTSVXEXMSR%YXLSVMX]

%'SQTSRIRX9RMXSJXLI'SQQSR[IEPXLSJ4YIVXS6MGS


1EREKIQIRXvW(MWGYWWMSRERH%REP]WMWGSRXMRYIH


 

7XEXIQIRXWSJ6IZIRYIW)\TIRWIWERH'LERKIWMR2IX4SWMXMSR

8LI WXEXIQIRX SJ VIZIRYIW I\TIRWIW ERH GLERKIWMR RIX TSWMXMSRMRGPYHIW STIVEXMRK VIZIRYIW

[LMGLGSRWMWXSJXSPPXVEMRJEVIWGSRGIWWMSRWIVZMGIERHSXLIVERHSTIVEXMRKI\TIRWIWWYGLEW

GSWXW SJ STIVEXMRK XSPP VSEHW XLI QEWW XVERWTSVXEXMSR W]WXIQ EHQMRMWXVEXMZI I\TIRWIW ERH

HITVIGMEXMSRSRGETMXEPEWWIXWERHwRSRSTIVEXMRKxVIZIRYIERHI\TIRWIWWYGLEWKEWSPMRIHMIWIP

SMPERHTIXVSPIYQXE\IWGMKEVIXXIXE\IWZILMGPIPMGIRWIJIIMRXIVIWXERHMRZIWXQIRXMRGSQIERH

MRXIVIWXI\TIRWI8LIWXEXIQIRXEPWSMRGPYHIWGETMXEPGSRXVMFYXMSRW8LIJSGYWSJXLIWXEXIQIRXSJ

VIZIRYIWI\TIRWIWERHGLERKIWMRRIXTSWMXMSRMWXLIGLERKIMRRIXTSWMXMSR8LMWMWWMQMPEVXSRIX

MRGSQI SVPSWWERH TSVXVE]WXLI VIWYPXW SJ STIVEXMSRW SJXLI%YXLSVMX] JSVXLIIRXMVI STIVEXMRK

TIVMSH

7XEXIQIRXWSJ'EWL*PS[W

8LI WXEXIQIRX SJ GEWL JPS[W HMWGPSWIW RIX GEWL TVSZMHIH F] SV YWIH F] STIVEXMRK EGXMZMXMIW

MRZIWXMRK EGXMZMXMIW RSRGETMXEP JMRERGMRK EGXMZMXMIW ERH JVSQ GETMXEP ERH VIPEXIH JMRERGMRK

EGXMZMXMIW8LMWWXEXIQIRXEPWSTSVXVE]WXLIJMRERGMEPLIEPXLSJXLI%YXLSVMX]MRXLEXGYVVIRXGEWL

JPS[WEVIWYJJMGMIRXXSTE]GYVVIRXPMEFMPMXMIW

2SXIWXS*MRERGMEP7XEXIQIRXW

8LIRSXIWXSJMRERGMEPWXEXIQIRXWEVIERMRXIKVEPTEVXSJXLIFEWMGJMRERGMEPWXEXIQIRXWERHHIWGVMFI

XLI WMKRMJMGERXEGGSYRXMRK TSPMGMIW VIPEXIHTEVX]XVERWEGXMSRW HITSWMXW ERHMRZIWXQIRXWGETMXEP

EWWIXWFSRHWTE]EFPIPSRKXIVQPMEFMPMXMIWVIXMVIQIRXTPERWHIVMZEXMZIJMRERGMEPMRWXVYQIRXWERH

XLIGSQQMXQIRXWERHGSRXMRKIRGMIW8LIVIEHIVMWIRGSYVEKIHXSVIZMI[XLIRSXIWMRGSRNYRGXMSR

[MXLXLIQEREKIQIRXHMWGYWWMSRERHEREP]WMWERHXLIJMRERGMEPWXEXIQIRXW

Case:17-03283-LTS Doc#:2247-6 Filed:01/16/18 Entered:01/16/18 18:13:49 Desc:

Exhibit F Page 10 of 105
4YIVXS6MGS,MKL[E]WERH8VERWTSVXEXMSR%YXLSVMX]

%'SQTSRIRX9RMXSJXLI'SQQSR[IEPXLSJ4YIVXS6MGS


1EREKIQIRXvW(MWGYWWMSRERH%REP]WMWGSRXMRYIH


 

*MRERGMEP%REP]WMWSJXLI%YXLSVMX]

Statements of Net Position 

8LI JSPPS[MRKXEFPI VIJPIGXWEGSRHIRWIH WYQQEV] SJEWWIXWPMEFMPMXMIWERH RIX TSWMXMSR SJXLI

%YXLSVMX]EWSJ.YRIERH

  

EWVIWXEXIH
 EWVIWXEXIH


%WWIXW

'YVVIRXEWWIXW     

6IWXVMGXIHEWWIXW    

'ETMXEPEWWIXWRIX    

,MKL[E]WERHFVMHKIYRHIVGSRGIWWMSREKVIIQIRXRIX    

3XLIVRSRGYVVIRXEWWIX   z 

(IJIVVIHSYXJPS[SJVIWSYVGIW    

8SXEPEWWIXWERHHIJIVVIHSYXJPS[SJVIWSYVGIW     

0MEFMPMXMIW

'YVVIRXPMEFMPMXMIW     

0SRKXIVQPMEFMPMXMIWRIX    

8SXEPPMEFMPMXMIW    

(IJIVVIHMRJPS[SJVIWSYVGIW    

2IXTSWMXMSR

2IXMRZIWXQIRXMRGETMXEPEWWIXW    

6IWXVMGXIHJSVHIFXWIVZMGI    

6IWXVMGXIHJSVGSRWXVYGXMSR    

9RVIWXVMGXIH 
  
 


8SXEPRIXTSWMXMSR    

8SXEPPMEFMPMXMIWHIJIVVIHMRJPS[SJVIWSYVGIWERH

RIXTSWMXMSR     

.YRI

Case:17-03283-LTS Doc#:2247-6 Filed:01/16/18 Entered:01/16/18 18:13:49 Desc:

Exhibit F Page 11 of 105
4YIVXS6MGS,MKL[E]WERH8VERWTSVXEXMSR%YXLSVMX]

%'SQTSRIRX9RMXSJXLI'SQQSR[IEPXLSJ4YIVXS6MGS


1EREKIQIRXvW(MWGYWWMSRERH%REP]WMWGSRXMRYIH


 

June 30, 2014, 2013 and 2012 

'YVVIRX EWWIXW MRGVIEWIH F] ETTVS\MQEXIP] 	 XS  QMPPMSR MR  HIGVIEWIH F]

ETTVS\MQEXIP]	XSQMPPMSRMRERHMRGVIEWIHF]	XSQMPPMSRMR

*SVJMWGEP]IEVXLIGLERKIMRGYVVIRXEWWIXWSJQMPPMSRMWTVMQEVMP]HYIXSERMRGVIEWIF]

QMPPMSRMRGEWLERHGEWLIUYMZEPIRXWVIPEXIH[MXLGEWLMRI\GIWWVIGIMZIHJVSQMRZIWXQIRX

VIWIVZIEGGSYRXWERHPIWWHMWFYVWIQIRXWVIEPM^IHHYIXSPIWWEGXMZIGSRWXVYGXMSRTVSNIGXWSJJWIXF]

EHIGVIEWISJQMPPMSRMRXLIEGGSYRXWVIGIMZEFPI*SVJMWGEP]IEVGLERKIMRGYVVIRXEWWIXW

MWTVMQEVMP]HYIXSERMRGVIEWISJQMPPMSRMRGEWLERHGEWLIUYMZEPIRXWVIPEXIH[MXLGEWLMR

I\GIWW VIGIMZIH JVSQMRZIWXQIRX VIWIVZIEGGSYRXWERHEHIGVIEWIF]QMPPMSRMREGGSYRXW

VIGIMZEFPI VIPEXIH [MXL XLI (ITEVXQIRX SJ 8VERWTSVXEXMSR ERH 4YFPMG ;SVOW (84;
 ERH E

HIGVIEWIMRSXLIVEWWIXWSJETTVS\MQEXIP]QMPPMSRVIPEXIH[MXLXLIGEWLMRI\GIWWVIGIMZIHMR

FIPSRKMRKXSMRXIVIWXTE]QIRXW-RJMWGEP]IEVXLIGLERKIMRGYVVIRXEWWIXWMWTVMQEVMP]

HYIXSERMRGVIEWIMREGGSYRXWVIGIMZEFPISJETTVS\MQEXIP]QMPPMSRHYIXSXVERWJIVWSJJYRHW

ERH STIVEXMSREPI\TIRWIWTEMH VIPEXIHXSXLI1EVMXMQI8VERWTSVXEXMSR%YXLSVMX] 18%
ERHER

MRGVIEWISJQMPPMSRJSVSXLIVEWWIXW

8LIVIWXVMGXIHEWWIXWMRGVIEWIHF]	XSQMPPMSRMRHIGVIEWIHF]	XS

QMPPMSRMRERHHIGVIEWIHF]	XSQMPPMSRMR(YVMRKJMWGEP]IEVXLI

%YXLSVMX]vWGEWLERHGEWLIUYMZEPIRXWERHMRZIWXQIRXW[MXLXVYWXIIMRGVIEWIHF]ETTVS\MQEXIP]

QMPPMSRVIPEXIH[MXLXLIRI[SJXLI&SRH%RXMGMTEXMSR2SXIWVIWIVZISJQMPPMSRERHER

MRGVIEWIMREGGSYRXWVIGIMZEFPIF]ETTVS\MQEXIP]QMPPMSRJVSQ4YIVXS6MGS(ITEVXQIRXSJ

8VIEWYV] SJJWIX F]E HIGVIEWI SJ7;%4 VIWIVZIGERGIPPEXMSR F]QMPPMSR*SV JMWGEP ]IEV

 XLI %YXLSVMX]vW GEWL ERH GEWL IUYMZEPIRXW ERH MRZIWXQIRXW [MXL XVYWXII HIGVIEWIH F]

ETTVS\MQEXIP]QMPPMSRQEMRP]HYIXSXLIVITE]QIRXSJFSRHWTE]EFPIVIPEXIHXSGYVVIRX]IEV

QEXYVMXMIWERHXLIEHZERGIVITE]QIRXSJ+VERX%RXMGMTEXMSR6IZIRYI&SRHW7IVMIW-RJMWGEP

]IEVXLI%YXLSVMX]IRXIVIHMRXSEXSPPVSEHWGSRGIWWMSRERHPIEWIEKVIIQIRX%WVIWYPXSJXLI

XVERWEGXMSRGEWLERHIUYMZEPIRXWERHMRZIWXQIRXW[MXLXVYWXIIHIGVIEWIHF]ETTVS\MQEXIP]

QMPPMSRQEMRP]HYIXSXLIVITE]QIRXSJHIFXWIVZMGIJYRHWSJXLIFSRHWTE]EFPIVIPEXIHXSXLIXSPP

VSEHW-REHHMXMSRXLIXVERWEGXMSRVIWYPXIHMRERMRGVIEWISJETTVS\MQEXIP]QMPPMSRMRGEWL

ERHGEWL IUYMZEPIRXWMR SVHIVXSQIIX GEWLGSPPEXIVEP VIUYMVIQIRXW EW E VIWYPXSJXLIXSPP VSEHW

GSRGIWWMSRERHPIEWIEKVIIQIRX8LIRIXIJJIGXVIWYPXWMRXLIHIGVIEWISJVIWXVMGXIHEWWIXW

Case:17-03283-LTS Doc#:2247-6 Filed:01/16/18 Entered:01/16/18 18:13:49 Desc:

Exhibit F Page 12 of 105
4YIVXS6MGS,MKL[E]WERH8VERWTSVXEXMSR%YXLSVMX]

%'SQTSRIRX9RMXSJXLI'SQQSR[IEPXLSJ4YIVXS6MGS


1EREKIQIRXvW(MWGYWWMSRERH%REP]WMWGSRXMRYIH


 

*SV JMWGEP ]IEV  GETMXEP EWWIXW HIGVIEWIH F] 	XS QMPPMSRQEMRP] HYIXSXLI

MRGVIEWISJQMPPMSRMRVSEHWFVMHKIWERHIUYMTQIRXSJJWIXF]ERIXHIGVIEWIMRGSRWXVYGXMSR

MRTVSKVIWW SJQMPPMSRERHERMRGVIEWIMREGGYQYPEXIHHITVIGMEXMSRSJETTVS\MQEXIP]SJ

QMPPMSRJSVJMWGEP]IEVGETMXEPEWWIXWHIGVIEWIHF]	XSQMPPMSRQEMRP]

HYIXSXLIMRGVIEWISJQMPPMSRMRVSEHWFVMHKIWERHIUYMTQIRXSJJWIXF]ERIXHIGVIEWIMR

GSRWXVYGXMSR MR TVSKVIWW SJ  QMPPMSR ERH ER MRGVIEWI MR EGGYQYPEXIH HITVIGMEXMSR SJ

ETTVS\MQEXIP] SJ  QMPPMSR JSV JMWGEP ]IEV  GETMXEP EWWIXW HIGVIEWIH F] 	 XS

 QMPPMSR QEMRP] HYI XS E XVERWJIV SJ LMKL[E] ERH FVMHKI YRHIV WIVZMGI GSRGIWWMSR

EKVIIQIRXF]QMPPMSREWEVIWYPXSJEXSPPVSEHWWIVZMGIGSRGIWWMSREKVIIQIRXSJJWIXF]ER

MRGVIEWI MR GSRWXVYGXMSR MR TVSKVIWW SJ ETTVS\MQEXIP]  QMPPMSR ERH ER MRGVIEWI MR

EGGYQYPEXIH HITVIGMEXMSR SJ ETTVS\MQEXIP]  QMPPMSR 8SXEP GETMXEP GSRXVMFYXMSRW JVSQ

*,;%HYVMRKJMWGEP]IEVWERHYWIHXSJYRHGETMXEPEWWIXWEQSYRXIHXS

QMPPMSRQMPPMSRERHQMPPMSRVIWTIGXMZIP]

*SVJMWGEP]IEVLMKL[E]WERHFVMHKIYRHIVWIVZMGIGSRGIWWMSREKVIIQIRXMRGVIEWIHF]	

XSQMPPMSRQEMRP]HYIXSXLIVIGSKRMXMSRSJQMPPMSRMRGETMXEPMQTVSZIQIRXWQEHIXS

XLI8SPP6SEHW46ERH46SJJWIXF]ERMRGVIEWIMREGGYQYPEXIHHITVIGMEXMSRSJXLI8ISHSVS

1SWGSWS&VMHKIXLI&VMHKI
F]QMPPMSR*SVJMWGEP]IEVLMKL[E]WERHFVMHKIYRHIV

WIVZMGIGSRGIWWMSREKVIIQIRXMRGVIEWIHF]	XSQMPPMSRQEMRP]HYIXSXLIVIGSKRMXMSR

SJQMPPMSRMRGETMXEPMQTVSZIQIRXWQEHIXSXLI8SPP6SEHW46ERH46SJJWIXF]ER

MRGVIEWIMREGGYQYPEXIHHITVIGMEXMSRSJXLI&VMHKIF]QMPPMSR%PWSEWSJ.YRIXLI

%YXLSVMX] VIGSKRM^IH XLI &VMHKI E XSPP FVMHKI EX JEMV ZEPYI SJ  QMPPMSR [LMGL [EW

GSRWXVYGXIH YRHIVE WIVZMGIGSRGIWWMSREKVIIQIRX[MXL%YXSTMWXEW HI4YIVXS6MGS ]'SQTEÕÑE

7)%YXSTMWXEW
8LYWXLIFIKMRRMRKRIXTSWMXMSRFEPERGIJSVJMWGEP]IEV[EWEHNYWXIHF]

QMPPMSRXSVIGSKRM^IXLIJMVWXIMKLXIIR
]IEVWSJSTIVEXMSR

*SVJMWGEP]IEVSXLIVRSRGYVVIRXEWWIXWHIGVIEWIHF]	HYIXSXLIEHSTXMSRSJXLI+%7&

7XEXIQIRX2S-XIQW4VIZMSYWP]6ITSVXIHEW%WWIXWERH0MEFMPMXMIWVIWYPXMRKMREHIGVIEWIMR

FSRHWMWWYERGIGSWXWF]QMPPMSR%WEVIWYPXSJXLIMQTPIQIRXEXMSRSJ+%7&2SEPP

HIFXMWWYERGIGSWXWLEZIXSFITVIWIRXIHEWI\TIRWIHYVMRKXLI]IEVXLI]EVIMRGYVVIH*SVJMWGEP

]IEVSXLIVRSRGYVVIRXEWWIXWHIGVIEWIHF]	XSQMPPMSRHYIXSEHIGVIEWIMRFSRH

MWWYERGIGSWXSJQMPPMSRVIPEXIHXSFSRHWVITE]QIRXERHXLIGYVVIRX]IEVEQSVXM^EXMSR*SV

JMWGEP]IEVSXLIVRSRGYVVIRXEWWIXWHIGVIEWIHF]	XSQMPPMSRHYIXSEHIGVIEWI

MRVIZIRYIFSRHMWWYERGIGSWXWSJQMPPMSRVIPEXIHXSFSRHWVITEMH[MXLGEWLVIGIMZIHEWE

VIWYPXSJXLIXSPPVSEHWGSRGIWWMSRERHPIEWIEKVIIQIRXXVERWEGXMSR

Case:17-03283-LTS Doc#:2247-6 Filed:01/16/18 Entered:01/16/18 18:13:49 Desc:

Exhibit F Page 13 of 105
4YIVXS6MGS,MKL[E]WERH8VERWTSVXEXMSR%YXLSVMX]

%'SQTSRIRX9RMXSJXLI'SQQSR[IEPXLSJ4YIVXS6MGS


1EREKIQIRXvW(MWGYWWMSRERH%REP]WMWGSRXMRYIH


  

*SVJMWGEP]IEVXLIHIJIVVIHSYXJPS[WSJVIWSYVGIWHIGVIEWIHF]	XSQMPPMSRHYI

XSXLIRIXIJJIGXSJXLIHIGVIEWIF]QMPPMSRVIPEXIH[MXLGERGIPPEXMSRSJEPPMXWSYXWXERHMRK

W[ETEKVIIQIRXWERHXLIVIGPEWWMJMGEXMSRSJXLIHIJIVVIHYREQSVXM^IHPSWWSREHZERGIVIJYRHMRKW

SJQMPPMSRVIPEXIH[MXLXLIMQTPIQIRXEXMSRSJXLI+%7&2S-XIQW4VIZMSYWP]6ITSVXIH

EW%WWIXWERH0MEFMPMXMIW8LIHIJIVVIHYREQSVXM^IHPSWWSREHZERGIVIJYRHMRK[EWTVIWIRXP]EW

TEVXSJFSRHTE]EFPI*SVJMWGEP]IEVXLIHIJIVVIHSYXJPS[SJVIWSYVGIWHIGVIEWIHF]	

XSQMPPMSRHYIXSEHIGVIEWIMRHIJIVVIHYRVIEPM^IHPSWWIWSRHIVMZEXMZIMRWXVYQIRXWSJ

QMPPMSRERHEHIGVIEWISJQMPPMSRSJXLIHIJIVVIHYREQSVXM^IHPSWWSREHZERGIVIJYRHMRKW

*SVJMWGEP]IEVXLIHIJIVVIHYRVIEPM^IHPSWWHIGVIEWIHF]	XSQMPPMSRHYIXSE

HIGVIEWIMRHIJIVVIHYRVIEPM^IHPSWWIWSRHIVMZEXMZIMRWXVYQIRXWSJQMPPMSRERHERMRGVIEWI

SJQMPPMSRSJXLIHIJIVVIHPSWWSREHZERGIVIJYRHMRKW

*SVXLI]IEVWIRHIH.YRIERHXLIGYVVIRXPMEFMPMXMIWMRGVIEWIHF]	XS

QMPPMSRMRGVIEWIHF]	XSQMPPMSRERHHIGVIEWIHF]	XSQMPPMSR

VIWTIGXMZIP]*SVJMWGEP]IEVXLIMRGVIEWI[EWQEMRP]HYIXSXLIMRGVIEWISJQMPPMSR

SJGYVVIRXTSVXMSRSJFSRHWERXMGMTEXMSRRSXIWMRGVIEWISJQMPPMSRSJMRXIVIWXTE]EFPISJJWIX

F]EHIGVIEWISJQMPPMSRMRGYVVIRXTSVXMSRSJFSRHWTE]EFPISJJWIXF]ERIXHIGVIEWISJ

QMPPMSRSJEGGSYRXWTE]EFPIERHEGGSYRXWERHWYFGSRXVEGXSVWTE]EFPIEHIGVIEWISJ

QMPPMSRMREGGVYIHPIKEPGPEMQWERHEHIGVIEWISJQMPPMSRMRGLIGOWMWWYIHSZIVFEROFEPERGI

-RXLIMRGVIEWI[EWQEMRP]HYIXSXLIMRGVIEWISJQMPPMSRSJMRXIVIWXTE]EFPIERHER

MRGVIEWI SJ  QMPPMSR SJ FSRHW TE]EFPI SJJWIX F] E HIGVIEWI SJ  QMPPMSR SJ EGGSYRXW

TE]EFPIERHEGGSYRXWERHWYFGSRXVEGXSVWTE]EFPI-RXLIHVMZIVWSJXLIHIGVIEWI[EWQEMRP]

HYIXSXLIRIXIJJIGXSJEHIGVIEWIMREGGVYIHMRXIVIWXTE]EFPISJQMPPMSRERHERMRGVIEWIMR

EGGSYRXWERHWYFGSRXVEGXSVWTE]EFPISJQMPPMSR

*SVJMWGEP]IEVRIXRSRGYVVIRXPMEFMPMXMIWHIGVIEWIHF]	XSQMPPMSRQEMRP]HYI

XSXLIRIXIJJIGXSJERMRGVIEWISJXLIFSRHWERXMGMTEXMSRRSXIWSJQMPPMSRMRGVIEWISJPIKEP

VIWIVZISJQMPPMSRVIPEXIH[MXLTVSTIVX]I\TVSTVMEXMSRWSJJWIXF]EHIGVIEWISJPMRISJGVIHMXW

SYXWXERHMRKFEPERGISJQMPPMSRHIGVIEWISJQMPPMSRSJZSPYRXEV]XIVQMREXMSRMRGIRXMZI

TPERPMEFMPMX]EHIGVIEWISJJEMVZEPYISJHIVMZEXMZIMRWXVYQIRXWSJQMPPMSRERHEHIGVIEWI

MRFSRHWTE]EFPISJQMPPMSR*SVJMWGEP]IEVRIXRSRGYVVIRXPMEFMPMXMIWHIGVIEWIHF]

	XSQMPPMSRQEMRP]HYIXSXLIRIXIJJIGXSJERMRGVIEWISJXLIPIKEPVIWIVZISJ

QMPPMSRVIPEXIH[MXLTVSTIVX]I\TVSTVMEXMSRWMRGVIEWISJPMRISJGVIHMXWSJQMPPMSRSJJWIXF]

EHIGVIEWISJJEMVZEPYISJHIVMZEXMZIMRWXVYQIRXWSJQMPPMSRERHEHIGVIEWIMRFSRHWTE]EFPI

SJQMPPMSR*SVJMWGEP]IEVRIXPSRKXIVQPMEFMPMXMIWHIGVIEWIHF]	XS

QMPPMSRQEMRP]HYIXSEHIGVIEWIMRFSRHWTE]EFPISJQMPPMSREWEVIWYPXSJXSPP VSEHW

GSRGIWWMSRERHPIEWIEKVIIQIRXXVERWEGXMSRERHEHIGVIEWIMRJEMVZEPYISJHIVMZEXMZIMRWXVYQIRXW

SJQMPPMSRSJJWIXF]ERMRGVIEWISJPMRISJGVIHMXSJQMPPMSR

Case:17-03283-LTS Doc#:2247-6 Filed:01/16/18 Entered:01/16/18 18:13:49 Desc:

Exhibit F Page 14 of 105
4YIVXS6MGS,MKL[E]WERH8VERWTSVXEXMSR%YXLSVMX]

%'SQTSRIRX9RMXSJXLI'SQQSR[IEPXLSJ4YIVXS6MGS


1EREKIQIRXvW(MWGYWWMSRERH%REP]WMWGSRXMRYIH


  

*SVJMWGEP]IEVXLIHIJIVVIHMRJPS[SJVIWSYVGIWHIGVIEWIHF]	XSQMPPMSRHYI

XSXLIRIXIJJIGXSJXLIVIGSKRMXMSRSJQMPPMSRMRGETMXEPMQTVSZIQIRXWQEHIXSXLI8SPP6SEHW

46ERH46SJJWIXF]XLIGYVVIRX]IEVEQSVXM^EXMSRSJQMPPMSRSJXLIYRIEVRIHWIVZMGI

GSRGIWWMSREKVIIQIRX VIZIRYISJXLIXSPP VSEHWGSRGIWWMSR*SVJMWGEP ]IEVXLIHIJIVVIH

MRJPS[SJVIWSYVGIWHIGVIEWIHF]	XSQMPPMSRHYIXSXLIRIXIJJIGXSJXLIVIGSKRMXMSR

SJQMPPMSRMRGETMXEPMQTVSZIQIRXWQEHIXSXLI8SPP6SEHW46ERH46SJJWIXF]XLI

GYVVIRX]IEVEQSVXM^EXMSRSJQMPPMSRSJXLIYRIEVRIHWIVZMGIGSRGIWWMSREKVIIQIRXVIZIRYI

SJXLIXSPPVSEHWGSRGIWWMSR*SVJMWGEP]IEVXLIHIJIVVIHMRJPS[SJVIWSYVGIW[EWVIGSVHIH

F]  EW E VIWYPX SJXLI YRIEVRIH VIZIRYI SJXSPP VSEHW GSRGIWWMSR ERHPIEWI EKVIIQIRX

XVERWEGXMSRSJJWIXF]XLIGYVVIRX]IEVEQSVXM^EXMSRSJQMPPMSR

*SV JMWGEP ]IEVW   ERH XLI RIX TSWMXMSR HIGVIEWIH F] 	XS QMPPMSR

HIGVIEWIHF]	XSQMPPMSRERHHIGVIEWIHF]	XSQMPPMSRVIWTIGXMZIP]

QEMRP]HYIXSEVIHYGXMSRMRXLIEQSYRXWMRZIWXIHMRGETMXEPEWWIXWERHYRVIWXVMGXIHRIXTSWMXMSR

'SRHIRWIH7XEXIQIRXWSJ6IZIRYIW)\TIRWIWERH'LERKIWMR2IX4SWMXMSR

8LIJSPPS[MRKXEFPIVIJPIGXWEGSRHIRWIHWYQQEV]SJXLIVIZIRYIWI\TIRWIWERHGLERKIWMRRIX

TSWMXMSRJSVXLI]IEVWIRHIHSR.YRIERH

Case:17-03283-LTS Doc#:2247-6 Filed:01/16/18 Entered:01/16/18 18:13:49 Desc:

Exhibit F Page 15 of 105
4YIVXS6MGS,MKL[E]WERH8VERWTSVXEXMSR%YXLSVMX]

%'SQTSRIRX9RMXSJXLI'SQQSR[IEPXLSJ4YIVXS6MGS


1EREKIQIRXvW(MWGYWWMSRERH%REP]WMWGSRXMRYIH


  

Years Ended June 30, 2014, 2013 and 2012 

3TIVEXMRK VIZIRYIW [LMGL GSRWMWXIH SJ XSPP JEVIW XVEMR JEVIW GSRGIWWMSR WIVZMGI ERH SXLIV

VIZIRYIWMRGVIEWIHF]	XSQMPPMSRHIGVIEWIHF]	XSQMPPMSRERHHIGVIEWIH

F]	XSQMPPMSRMRERH VIWTIGXMZIP](YVMRKJMWGEP]IEVXLI

MRGVIEWI[EWQEMRP]HYIXSXLIRIXIJJIGXSJERMRGVIEWISJQMPPMSRSJXSPPJEVIWVIZIRYIWVIPEXIH

[MXLXLII\TVIWWPERI JVSQ&E]EQ×R(SVEHSMR46ERHERMRGVIEWISJQMPPMSRMRXSPP

JMRIWVIZIRYIWSJJWIXF]EHIGVIEWIMRFEHHIFXVIGSZIV]F]QMPPMSR(YVMRKJMWGEP]IEV

XLIHIGVIEWI[EWHYIXSEHIGVIEWIMRXSPPVIZIRYIWF]QMPPMSRSJJWIXF]ERMRGVIEWISJ

QMPPMSRSJHIJIVVIHVIZIRYIWERHERMRGVIEWISJQMPPMSRMRXSPPJMRIWVIZIRYIWERHMRGVIEWIMR

HIFXFEHVIGSZIV]F]QMPPMSR(YVMRKJMWGEP]IEVXLIHIGVIEWI[EWQEMRP]HYIXSXLI

RIXIJJIGXSJEHIGVIEWIMRXSPPVIZIRYIWSJQMPPMSRVIPEXIH[MXLXLIMRMXMEXMSRSJXLIWIVZMGI

GSRGIWWMSREVVERKIQIRXSJXLI8SPP6SEHW46ERH46ERHERMRGVIEWISJVIZIRYIWVIPEXIH

[MXLXLIXSPPVSEHWGSRGIWWMSRERHPIEWIEKVIIQIRXSJQMPPMSR

3TIVEXMRKI\TIRWIWMRGVIEWIHF]	XSQMPPMSRMRMRGVIEWIHF]	XS

QMPPMSRMRERHHIGVIEWIHF]	XSQMPPMSRMR*SVXLIMRGVIEWISJ

QMPPMSRMRSTIVEXMRKI\TIRWIWMWXLIRIXIJJIGXSJQSVII\TIRWIWVIPEXIH[MXLXLIVIGSKRMXMSR

SJ XLI MQTEMVQIRX MR GETMXEP TVSNIGXW F]  QMPPMSR ERH ER MRGVIEWI SJ XSPP LMKL[E]W

EHQMRMWXVEXMSRERHQEMRXIRERGIF]QMPPMSRSJJWIXF]EHIGVIEWISJXLIZSPYRXEV]XIVQMREXMSR

MRGIRXMZITPERI\TIRWIF]QMPPMSREHIGVIEWIMRWEPEVMIWERHVIPEXIHFIRIJMXWSJQMPPMSR

ERHE HIGVIEWI SJ YXMPMXMIWI\TIRWI F] QMPPMSR *SV XLIMRGVIEWI SJ QMPPMSRMR

STIVEXMRKI\TIRWIWMWXLIRIXIJJIGXSJQSVII\TIRWIWVIPEXIHXLIMQTEMVQIRXSJGETMXEPTVSNIGXWSJ

QMPPMSRMRGVIEWIMRXSPPLMKL[E]WEHQMRMWXVEXMSRERHQEMRXIRERGII\TIRWISJQMPPMSR

ERHMRGVIEWIMRFEHHIFXI\TIRWISJQMPPMSRSJJWIXF]EHIGVIEWISJMRXIKVEXIHXVERWTSVXEXMSR

W]WXIQI\TIRWISJQMPPMSR*SVXLIHIGVIEWISJQMPPMSRMRSTIVEXMRKI\TIRWIWMW

XLI RIX IJJIGX SJ PIWW I\TIRWIW VIPEXIH [MXL XLI IEVP] VIXMVIQIRX ERH IGSRSQMG MRGIRXMZIW JSV

ZSPYRXEV]IQTPS]QIRXXIVQMREXMSRSJJIVIHXSIPMKMFPIIQTPS]IIWSJQMPPMSREHIGVIEWIMR

PIKEPGPEMQWSJQMPPMSRERHERMRGVIEWISJQMPPMSRMRTVSNIGXI\TIRWIW

Case:17-03283-LTS Doc#:2247-6 Filed:01/16/18 Entered:01/16/18 18:13:49 Desc:

Exhibit F Page 16 of 105
4YIVXS6MGS,MKL[E]WERH8VERWTSVXEXMSR%YXLSVMX]

%'SQTSRIRX9RMXSJXLI'SQQSR[IEPXLSJ4YIVXS6MGS


1EREKIQIRXvW(MWGYWWMSRERH%REP]WMWGSRXMRYIH


  

2SRSTIVEXMRK VIZIRYIW[LMGLGSRWMWX TVMRGMTEPP] SJ KEWSPMRISMP HMIWIPERH TIXVSPIYQXE\IW

GMKEVIXXIW XE\ ERH ZILMGPI PMGIRWI JIIW EPPSGEXIH F] XLI 'SQQSR[IEPXL SJ 4YIVXS 6MGS XS XLI

%YXLSVMX]MRGVIEWIHF]	XSVIQEMRIHYRGLERKIHMRERHVIJPIGXIHEHIGVIEWI

	MR

(YVMRK XLI JMWGEP ]IEV  XLI MRGVIEWI [EW QEMRP] HYIXS ER MRGVIEWI SJ  QMPPMSR MR

KEWSPMRIHMIWIPSMPERHTIXVSPIYQXE\ERMRGVIEWISJQMPPMSRMRGMKEVIXXIWXE\IWERHER

MRGVIEWISJMRZILMGPIPMGIRWIJIIEWEGSRWIUYIRGISJXLIXE\VEXIMRGVIEWIJVSQXS

TIVFEVVIPERHERI[ERRYEPXVERWJIVSJQMPPMSRJVSQXLII\GMWIXE\SRXLIGSRWYQTXMSR

SJGMKEVIXXIWETTVSZIHF]XLI%GX2SSR.YRIERHXLIXVERWJIVXSXLI%YXLSVMX]SJEPP

QSXSVZILMGPIPMGIRWIJIIWGSPPIGXIHF]XLI(ITEVXQIRXSJXLI8VIEWYV]ETTVSZIHF]%GX2S

SR.YRI

(YVMRKJMWGEP]IEVWERHXLIHIGVIEWI[EWQEMRP]HYIXSPIWWKEWSPMRISMPHMIWIPERH

TIXVSPIYQXE\IWGSPPIGXIHHYIXSXLIKIRIVEPIGSRSQMGGSRHMXMSRWMR4YIVXS6MGS

2SRSTIVEXMRKI\TIRWIW[LMGLGSRWMWXTVMRGMTEPP]SJMRXIVIWXI\TIRWISRFSRHWERHPMRIWSJGVIHMX

ERHXLIGLERKISJJEMVZEPYIYTSRLIHKIXIVQMREXMSRMRGVIEWIHF]	XSQMPPMSRERH

HIGVIEWIH F] 	 XS  QMPPMSR ERH F] 	 XS  QMPPMSR MR  ERH 

VIWTIGXMZIP]*SVXLIMRGVIEWI[EWHYIXSEHIGVIEWIMRJEMVZEPYIYTSRLIHKIXIVQMREXMSRSJ

QMPPMSREHIGVIEWISRMRZIWXQIRXMRGSQIF]QMPPMSRERHEHIGVIEWIMRMRXIVIWXI\TIRWI

SRFSRHERHPMRISJGVIHMXSJQMPPMSR*SVXLIHIGVIEWI[EWHYIXSXLIRIXIJJIGXSJER

MRGVIEWI SJMRXIVIWXMRGSQI SJ QMPPMSR VIPEXIH[MXLE+-'EKVIIQIRXXIVQMREXMSRMRGSQI

SJJWIXF]ERMRGVIEWIMRJEMVZEPYIYTSRLIHKIXIVQMREXMSRSJQMPPMSRERHERMRGVIEWIMR

MRXIVIWXI\TIRWISRFSRHERHPMRISJGVIHMXSJQMPPMSR*SVXLIMRGVIEWI[EWHYIXSXLI

RIXIJJIGXSJEHIGVIEWIMRJEMVZEPYIYTSRLIHKIXIVQMREXMSRSJQMPPMSRSJJWIXF]EKEMRSR

I\XMRKYMWLQIRXSJHIFXSJQMPPMSRVIPEXIHXSXLITEVXMEPVITE]QIRXSJ7IVMIW20-&36FSRHW

TE]EFPI

'%4-8%0%77)87%2(()&8%(1-2-786%8-32

'ETMXEP%WWIXW

%X.YRIERHXLI%YXLSVMX]LEHMRZIWXIHETTVS\MQEXIP]QMPPMSR

 QMPPMSR ERH  QMPPMSR VIWTIGXMZIP] MR GETMXEP EWWIXW RIX SJ VIPEXIH

HITVIGMEXMSR
MRGPYHMRKVSEHWFVMHKIWXVERWTSVXEXMSRIUYMTQIRXFYMPHMRKWPERHERHIUYMTQIRX

ERHGSRWXVYGXMSRMRTVSKVIWW

Case:17-03283-LTS Doc#:2247-6 Filed:01/16/18 Entered:01/16/18 18:13:49 Desc:

Exhibit F Page 17 of 105
4YIVXS6MGS,MKL[E]WERH8VERWTSVXEXMSR%YXLSVMX]

%'SQTSRIRX9RMXSJXLI'SQQSR[IEPXLSJ4YIVXS6MGS


1EREKIQIRXvW(MWGYWWMSRERH%REP]WMWGSRXMRYIH


  

%XXLIIRHSJJMWGEP]IEVXLI%YXLSVMX]WXEVXIHSTIVEXMRKXLIQEWWVEMPXVERWTSVXEXMSRW]WXIQ

JSV XLI 7ER .YER QIXVSTSPMXER EVIE ORS[R EW w8VIR 9VFERSx 8LI %YXLSVMX] MRGYVVIH

ETTVS\MQEXIP]FMPPMSRMRGSWXWSJ[LMGLQMPPMSR[EWTEMH[MXLJIHIVEPJYRHW8LI

8VIR 9VFERSMR 7ER .YER GSRWMWXW SJETTVS\MQEXIP] OQ SJXVEGO VYRRMRK JVSQ&E]EQ×RXS

7ERXYVGI1EMRXIRERGIWIVZMGIWEVITEVXMEPP]JYRHIH[MXLGETMXEPGSRXVMFYXMSRWJVSQXLI*IHIVEP

8VERWMX %HQMRMWXVEXMSR *8%
 8SXEP GETMXEP GSRXVMFYXMSRW VIGIMZIH JVSQ *8% YWIH JSV

QEMRXIRERGIWIVZMGIWEQSYRXIHXSQMPPMSRHYVMRKXLIJMWGEP]IEVERHQMPPMSRJSV

JMWGEP]IEVWERH

8LI%YXLSVMX]I\XIRHIHXLISVMKMREPJMZI]IEVGSRXVEGXJSVXLISTIVEXMSRERHQEMRXIRERGISJXLI

8VIR9VFERS[MXLETVMZEXIGSQTER]JSVJMZI
EHHMXMSREP]IEVWIRHMRKSR.YRI9RHIV

XLMWEKVIIQIRXXLITVMZEXIGSQTER]MWVIWTSRWMFPIJSVSTIVEXMRKERHQEMRXEMRMRK8VIR9VFERS

ERH MW IRXMXPIH XS VIGIMZI JSV WYGL WIVZMGIW ER ERRYEP FEWI GSQTIRWEXMSR WYFNIGX XS MRJPEXMSR

EHNYWXQIRXJSVGLERKIWMRGSWXSJPEFSVERHQEXIVMEPW8LIFEWIGSQTIRWEXMSRHSIWRSXMRGPYHIXLI

GSWXWSJMRWYVERGIERHIPIGXVMGMX][LMGLEVITEMHF]XLI%YXLSVMX]

3R7ITXIQFIVXLI%YXLSVMX]IRXIVIHMRXSEXSPPVSEHGSRGIWWMSRERHPIEWIEKVIIQIRX[MXL

ETVMZEXIGSQTER]REQIHw%YXSTMWXEW1IXVSTSPMXEREWHI4YIVXS6MGS00'xXLI'SRGIWWMSREMVI


MR[LMGLXLI%YXLSVMX]KVERXIHXSXLI'SRGIWWMSREMVIXLIVMKLXXSJMRERGISTIVEXIERHQEMRXEMRXLI

46ERH46LMKL[E]WXLI'SRGIWWMSRIH8SPP6SEHW
JSVETIVMSHSJ]IEVW(YVMRKXLI

]IEVXIVQXLI'SRGIWWMSREMVI[MPPLEZIXLIVMKLXXSGLEVKIERHGSPPIGXXLIXSPPWMQTSWIHSRXLI

'SRGIWWMSRIH8SPP6SEHW8LI%YXLSVMX] VIGIMZIHER YTJVSRX GSRGIWWMSR JII SJ  FMPPMSR

JVSQ [LMGL ETTVS\MQEXIP]  QMPPMSR [EW YWIH XS VIHIIQ ERH HIJIEWI FSRHW MWWYIH ERH

SYXWXERHMRKEWWSGMEXIH[MXLXLI0IEWIH8SPP6SEHW

3R(IGIQFIVXLI%YXLSVMX]ERH%YXSTMWXEWIRXIVIHMRXSEWIVZMGIGSRGIWWMSREKVIIQIRX

XLI 'SRGIWWMSR %KVIIQIRX
 EQIRHIH MR   ERH  JSV XLI HIWMKR GSRWXVYGXMSR

STIVEXMSR ERH QEMRXIRERGI SJ XLI 8ISHSVS1SWGSWS &VMHKI XLI &VMHKI
 E XSPP FVMHKI [LMGL

XVEZIVWIWXLI7ER.SWÍ0EKSSRFIX[IIRXLIQYRMGMTEPMXMIWSJ7ER.YERERH'EVSPMRE%YXSTMWXEW

HIWMKRIHERHGSRWXVYGXIHXLI&VMHKIERHGSQQIRGIHSTIVEXMRKXLI&VMHKISR*IFVYEV]

8LIMRMXMEPXIVQSJXLMWEKVIIQIRX[EW]IEVWI\TMVMRKSR%TVMP3R7ITXIQFIV

XLI EKVIIQIRX [EW EQIRHIHXS I\XIRHMXWXIVQ XS  ]IEVW 
  9RHIVXLI EKVIIQIRXXLI

GSYRXIVTEVX] LEW XLI VMKLX XS EWWMKR HIFX XSXEPMRK  QMPPMSR XS XLI %YXLSVMX] MJ GIVXEMR

QMRMQYQXSPPVIZIRYIWEVIRSXEGLMIZIH%PXLSYKLXLMWVMKLXMWGYVVIRXP]I\IGYXEFPI[ILEZIRSX

VIGIMZIH RSXMGI SJERMRXIVIWXXSI\IVGMWIMX%W SJ .YRI  XLI%YXLSVMX] VIGSKRM^IHXLI

&VMHKI EX JEMV ZEPYI IUYMZEPIRX XS [LEX XLI %YXLSVMX] QMKLX LEZI TEMH XS LEZI XLI &VMHKI

GSRWXVYGXIH VITPEGIQIRX GSWX
 EX ZEPYEXMSR HEXI 8LI VITPEGIQIRX GSWX [EW HIXIVQMRIH XS FI

 QMPPMSR HITVIGMEXIH SZIV ER IWXMQEXIH YWIJYP PMJI SJ  ]IEVW ERH E HIJIVVIH MRJPS[ SJ

Case:17-03283-LTS Doc#:2247-6 Filed:01/16/18 Entered:01/16/18 18:13:49 Desc:

Exhibit F Page 18 of 105
4YIVXS6MGS,MKL[E]WERH8VERWTSVXEXMSR%YXLSVMX]

%'SQTSRIRX9RMXSJXLI'SQQSR[IEPXLSJ4YIVXS6MGS


1EREKIQIRXvW(MWGYWWMSRERH%REP]WMWGSRXMRYIH


  

VIWSYVGIWSJQMPPMSRXLEX[MPPFIEQSVXM^IHERHVIGSKRM^IHEWVIZIRYISZIVXLIXIVQSJXLI

EKVIIQIRX]IEVW
8LIEWWIXFEPERGIVIPEXIHXSXLI&VMHKI[EWEHNYWXIHXSVIGSKRM^IXLIJMVWX

 ]IEVW SJ STIVEXMSR ERHXLI VIQEMRMRK EQSVXM^EXMSR [MPP FI EQSVXM^IH F]  ]IEVW6IJIVXS

2SXI

(IFX%HQMRMWXVEXMSR

%W SJ .YRI    ERH  XLI TVMRGMTEP EQSYRX SJ XLI ,MKL[E]W ERH 7IRMSV

8VERWTSVXEXMSRERH+VERX%RXMGMTEXMSR6IZIRYIW&SRHWSYXWXERHMRKRIXSJYREQSVXM^IHHMWGSYRXW

[LMGLETTVS\MQEXIHQMPPMSRQMPPMSRERHQMPPMSRVIWTIGXMZIP][IVI

MRWYVIHERHVEXIH&EF]1SSH]vW-RZIWXSVW7IVZMGI1SSH]vW
ERH&&F]7XERHEVH
4SSVvW

7
4
JSVXLI7IRMSV&SRHWERH&&&JSVXLISXLIVFSRHW8LIVIQEMRMRKYRMRWYVIHFSRHWEVI

VEXIH&E F]1SSH]vWERH&& F]7
4I\GITX JSVXLI7YFSVHMREXIH8VERWTSVXEXMSR6IZIRYI

&SRHW[LMGLEVIVEXIH&

8LIVEXMRKW[IVIVIHYGIHWYFWIUYIRXXS]IEVIRHEWJSPPS[W

 7
41SSH]vW

,MKL[E]6IZIRYI&SRHW '''E

8VERWTSVXEXMSR6IZIRYI&SRHW '''E

7YFSVHMREXI8VERWTSVXEXMSR6IZIRYI&SRHW '''E

8LI%YXLSVMX]vWFSRHWEPIWQYWXFIETTVSZIHF]XLI&SEVHSJ(MVIGXSVWXLEXMWGSQTSWIHF]WIZIR

QIQFIVW8LI%YXLSVMX]QYWX GSQTP] [MXL GIVXEMR VYPIW ERH VIKYPEXMSRW SJXLI9RMXIH 7XEXIW

8VIEWYV](ITEVXQIRXERHXLI9RMXIH7XEXIW7IGYVMXMIWERH)\GLERKI'SQQMWWMSRVIPEXMRKXSWYGL

WEPIW

-R GSRRIGXMSR [MXLXLIMWWYERGI SJXLI'4- ERH 0-&36&SRHWXLI%YXLSVMX] LEW IRXIVIHMRXS

MRXIVIWXVEXIW[ETEKVIIQIRXW-RKIRIVEPXLIW[ETEKVIIQIRXWTVSZMHIXLEXWYFNIGXXSXLIXIVQW

XLIVISJXLI%YXLSVMX][MPPTE]XSXLIW[ETTVSZMHIVEJM\IHVEXIERHXLIW[ETTVSZMHIV[MPPTE]XLI

%YXLSVMX]EJPSEXMRKVEXIFEWIHSRXLI'4-SV0-&366EXIFEWIHSRERSXMSREPEQSYRXIUYEPXS

XLI TVMRGMTEP EQSYRX SJ XLI '4- ERH 0-&36 &SRHW SYXWXERHMRK 8LI TYVTSWI SJ XLI W[ET

EKVIIQIRXMWKIRIVEPP]XSGSRZIVXXLI%YXLSVMX]vWJPSEXMRKVEXISFPMKEXMSRW[MXLVIWTIGXXSXLI'4-

ERH0-&36&SRHWXS JM\IH VEXI SFPMKEXMSRW&IX[IIR*IFVYEV]  ERH *IFVYEV]  XLI

%YXLSVMX]XIVQMREXIHEPPMXWSYXWXERHMRKW[ETEKVIIQIRXWJSVEXSXEPXIVQMREXMSRTE]QIRXSJ

QMPPMSR

Case:17-03283-LTS Doc#:2247-6 Filed:01/16/18 Entered:01/16/18 18:13:49 Desc:

Exhibit F Page 19 of 105
4YIVXS6MGS,MKL[E]WERH8VERWTSVXEXMSR%YXLSVMX]

%'SQTSRIRX9RMXSJXLI'SQQSR[IEPXLSJ4YIVXS6MGS


1EREKIQIRXvW(MWGYWWMSRERH%REP]WMWGSRXMRYIH


  

3R.YRIXLI%YXLSVMX]TEMHQMPPMSREKKVIKEXITVMRGMTEPEQSYRXSJXLISYXWXERHMRK

FEPERGISJXLI+VERX%RXMGMTEXMSR6IZIRYI&SRHW7IVMIWYRHIVMXW6IWSPYXMSREHSTXIH

F]XLI%YXLSVMX]SR%TVMP

%TSVXMSREQSYRXMRKXSQMPPMSRSJXLI%YXLSVMX]vWFMPPMSRSYXWXERHMRKPMRIWSJGVIHMX

[MXLXLI+SZIVRQIRX(IZIPSTQIRX&ERO[IVIMRHIJEYPXEWEVIWYPXSJPEGOSJTE]QIRXSRPMRIW

SJGVIHMX[LMGLI\TMVIHSR%YKYWX

)'3231-'*%'8367%2(*-7'%0=)%6&9(+)8

-QTEGXSJXLI+VIEX6IGIWWMSRERHXLI)RIVK]'VMWMWSRXLI4YIVXS6MGER)GSRSQ]

8LI RIKEXMZI MQTEGX SJ XLI +VIEX 6IGIWWMSR GSYTPIH [MXL I\XVIQIP] LMKL TIXVSPIYQ TVSHYGX

TVMGIWLEWFIIRWMKRMJMGERXP]QSVIWIZIVISRXLI4YIVXS6MGERIGSRSQ]EWGSQTEVIHXSXLI97

IGSRSQ]*MVWXXLIVIGIWWMSRMR4YIVXS6MGSWXEVXIHIEVPMIV[MXLEQIEKIVKVS[XLVEXISJ	

MRVIEP+24HYVMRK*=8LIRVIEP+24HVSTTIHF]	MR*=JSPPS[IHF]WXIIT

HIGPMRIWSJ	ERH	MRJMWGEP]IEVWERH-RJMWGEP]IEVWERHXLI

4YIVXS6MGERIGSRSQ]I\TIVMIRGIHEVIPEXMZIMQTVSZIQIRX[LIRTSWXMRKEHIGPMRISJ	MR

*=ERHETSWMXMZIFYXQMRSVEHZERGISJ	MR*=,S[IZIVVIGIWWMSREV]GSRHMXMSRW

MR4YIVXS6MGSVIQEMRIHMRTPEGIHYVMRK*=[LIRXLI 97IGSRSQMGKVS[XLJEPXIVIHQEMRP]

HYIXSEGSRXVEGXMSRMRJIHIVEPERHWXEXIKSZIVRQIRXWTIRHMRKERHXLIIRIVK]GVMWMWMRXIRWMJMIH

8LIR XLI IGSRSQMG WMXYEXMSR MR 4YIVXS 6MGS EKEMR [SVWIRIH MR *=  8LI +SZIVRQIRX

(IZIPSTQIRX &ERO JSV 4YIVXS 6MGS +(&
 )GSRSQMG %GXMZMX] -RHI\ GSRXVEGXIH F] 	 MR

*= [LMPI TE]VSPP IQTPS]QIRX HVSTTIH F] 	 GPIEV WMKRW XLEX XLI VIGIWWMSR MW WXMPP

EJJIGXMRKXLI4YIVXS6MGERIGSRSQ]

8LIIRIVK]GVMWMW[EWMKRMXIHEKEMRMRJMWGEP]IEV[LIRXLI97VIJMRIVWvEGUYMWMXMSREZIVEKI

GSWXMRGVIEWIHF]	ERHXLIEZIVEKIVIXEMPTVMGISJKEWSPMRIMR4YIVXS6MGSVSWIF]	

EHZERGMRK JVSQXSTIVKEPPSR8LIIRIVK]GVMWMWGSRXMRYIHMR JMWGEP]IEVW XS

8LIEZIVEKIKEWSPMRITVMGIMR*=VSWIXSTIVKEPPSRMR*=XLILMKLIWXPIZIP

MRXLIPEWXXIR]IEVW*SVXYREXIP]WMRGI3GXSFIVXLITVMGISJSMPMRMRXIVREXMSREPQEVOIXWLEW

HVSTTIHF]QSVIXLER	%GGSVHMRKXS,-7+PSFEP-RWMKLXW,-7
XLIEZIVEKITVMGISJ&VIRX

GVYHISMP[MPPEZIVEKITIVFEVVIPMRXLIJMVWXUYEVXIVSJGEPIRHEV]IEVERHXLITVMGI

SJKEWSPMRIMR4YIVXS6MGSLEWEPVIEH]HVSTTIHXSTIVKEPPSRMR*IFVYEV]TSWXMRKE

HIGPMRI SJ  TIV KEPPSRERH 	 SZIVXLIEZIVEKI TVMGI SJ  TIV KEPPSR VIGSVHIHMR

*=8LYWMRJMWGEP]IEVXLI4YIVXS6MGERIGSRSQ][MPPFIRIJMXJVSQXLII\XVIQIHVST

MRMRXIVREXMSREPTIXVSPIYQTVSHYGXWTVMGIW

Case:17-03283-LTS Doc#:2247-6 Filed:01/16/18 Entered:01/16/18 18:13:49 Desc:

Exhibit F Page 20 of 105
4YIVXS6MGS,MKL[E]WERH8VERWTSVXEXMSR%YXLSVMX]

%'SQTSRIRX9RMXSJXLI'SQQSR[IEPXLSJ4YIVXS6MGS


1EREKIQIRXvW(MWGYWWMSRERH%REP]WMWGSRXMRYIH


  

*MWGEP=IEV1EMR)GSRSQMG-RHMGEXSVWSJXLI4YIVXS6MGER)GSRSQ]

6IGIWWMSREV] GSRHMXMSRW GSRXMRYIH XS TVIZEMP MR XLI 4YIVXS 6MGER IGSRSQ] MR *= %W

TVIZMSYWP]RSXIHXLI -RHI\SJ)GSRSQMG%GXMZMX]GSQTYXIHF]XLI+(&HIGPMRIHF] 	MR

*= WMKREPMRK XLI TVSFEFMPMX] SJ ERSXLIV GSRXVEGXMSR MR VIEP +24 KVS[XL  8LI TIVWMWXIRX

HIGPMRIMRXLITSTYPEXMSRSJ4YIVXS6MGSWMRGI*=LEWFIIREGVMXMGEPJEGXSVXLEXLEWRIKEXMZIP]

EJJIGXIHXLIVIEPPIZIPWSJGSRWYQTXMSRERHMRZIWXQIRX-RXLITIVMSHJVSQ*=XS*=

XLITSTYPEXMSRSJ4YIVXS6MGSHIGPMRIHF]EFSYXMRLEFMXERXWGSRXVEGXMRKEXEVEXISJQSVI

XLERMRLEFMXERXWTIV]IEVMRXLIPEWXJSYVJMWGEP]IEVW,SYWMRKGSRWXVYGXMSRLEWTPYQQIXIH

EWEGSRWIUYIRGISJXLIWIZIVITSTYPEXMSRHIGPMRI2I[TIVQMXWJSVLSYWMRKGSRWXVYGXMSRHVSTTIH

XSEQIEKIVPIZIPSJTIVQMXW[LMGLSRP]VITVIWIRXIH	SJXLIEZIVEKIERRYEPRYQFIV

SJ LSYWMRK TIVQMXW ETTVSZIH MR JMWGEP ]IEVW  ERH   LSYWMRK TIVQMXW
  %W E

GSRWIUYIRGISJXLIGVMWMWEJJIGXMRKXLIGSRWXVYGXMSRWIGXSVGIQIRXGSRWYQTXMSRHVSTTIHJVSQ

QMPPMSRFEKWMR*=XSQMPPMSRFEKWMR*=XLIPS[IWXPIZIPMRQSVIXLER]IEVW

ERH	SJXLIERRYEPEZIVEKISJGIQIRXGSRWYQTXMSRMRJMWGEP]IEVWERHQMPPMSR

FEKW


8LI FILEZMSV SJ SXLIV IGSRSQMG MRHMGEXSVW GSRJMVQW XLI [IEO QEGVSIGSRSQMG IRZMVSRQIRX

TVIZEMPMRKMR*=4E]VSPPIQTPS]QIRXHVSTTIHF]	JVSQXLSYWERHMR*=XS

XLSYWERHMR*=JSVEPSWWSJNSFW[LMPIXLI,SYWILSPH7YVZI]VIGSVHIHEPSWW

SJNSFWMR*=IUYMZEPIRXXS	6IXEMPWEPIWSJEYXSQSFMPIWERHPMKLXXVYGOWEJXIV

ETVSGIWWSJVIGSZIV]HYVMRKJMWGEP]IEVWXSHIGPMRIHF]ZILMGPIWSV	MR

JMWGEP]IEVHVSTTMRKJVSQYRMXWMR*=XSYRMXWMR*=

&ILEZMSVSJ%YXLSVMX]vW6IGYVVIRX6IZIRYIWMR*=+EWSPMRI8E\6IZIRYIW

+EWSPMRIXE\VIZIRYIWGSPPIGXIHMR*=VIKMWXIVIHEHIGPMRISJQMPPMSRHVSTTMRKJVSQ

QMPPMSRMR*=XSQMPPMSRMR*=,S[IZIVTEVXSJXLMWHIGPMRI

QMPPMSR
[EWGEYWIHF]XLIGLERKISJEQENSVKEWSPMRI[LSPIWEPIVXSEFSRHIHXE\TE]IVMR.ERYEV]

8LMWGLERKIVIWYPXIHMRESRIQSRXLHIPE]MRXLITE]QIRXSJXLIKEWSPMRIXE\VIWYPXMRKMR

TE]QIRXWSJXLIXE\SRKEWSPMRIWEPIWHYVMRKETIVMSHSJSRP]IPIZIRQSRXLWMR*=-J[I

EHNYWXJSVXLMWSRIXMQIMRWXMXYXMSREPJEGXSV[LMGLVIHYGIHXLIXE\EFPIFEWISJXLIKEWSPMRIXE\SJ

SRI QENSV KEWSPMRI [LSPIWEPIV KEWSPMRIXE\ VIZIRYIW WLSYPH LEZI VIEGLIH  QMPPMSR MR

*=TSWXMRKEHIGPMRISJQMPPMSRSVTIVGIRX

8LMWHIGPMRI[EWEGSRWIUYIRGISJE[IEOIGSRSQMGIRZMVSRQIRXEWI\TPEMRIHEFSZIERHXLI

TIVWMWXIRGISJLMKLKEWSPMRITVMGIW[LMGLEZIVEKIHTIVKEPPSRMR*=EPIZIP

TIVKEPPSREFSZIXLI*=EZIVEKITIVKEPPSR


Case:17-03283-LTS Doc#:2247-6 Filed:01/16/18 Entered:01/16/18 18:13:49 Desc:

Exhibit F Page 21 of 105
4YIVXS6MGS,MKL[E]WERH8VERWTSVXEXMSR%YXLSVMX]

%'SQTSRIRX9RMXSJXLI'SQQSR[IEPXLSJ4YIVXS6MGS


1EREKIQIRXvW(MWGYWWMSRERH%REP]WMWGSRXMRYIH


  

4IXVSPIYQ4VSHYGXW8E\

6IZIRYIW SJ XLI TIXVSPIYQ TVSHYGXW XE\ EPWS ORS[R EW wPE 'VYHMXEx VIKMWXIVIH E WMKRMJMGERX

MRGVIEWIMR*=EWEGSRWIUYIRGISJXLIXE\VEXIMRGVIEWIJVSQXSTIVFEVVIPEX

HIKVIIW*ELVIRLIMXIUYMZEPIRXXSGIRXWTIVKEPPSRSVGIRXWTIVPMXIVETTVSZIHF]%GX

2SSR.YRI%PXLSYKLXLIMRGVIEWIMRXLIXE\VEXIFIGEQIIJJIGXMZISR.YP]WX

MRXLIQSRXLSJ.YP]FSRHIHXE\TE]IVWTEMHXLIXE\IWHYIJSVKEWSPMRIMQTSVXWMR.YRI

[LMGL[IVIXE\EFPIEXXLITVIZMSYWVEXISJTIVFEVVIPQIEWYVIHEXHIKVIIW*ELVIRLIMX

8LYWMRXLIJMVWXUYEVXIVSJ*=.YP]7ITXIQFIV
XLIEZIVEKIXE\VEXISJwPE'VYHMXExvGERFI

IWXMQEXIHEXTIVFEVVIPMRWXIEHSJTIVFEVVIPKIRIVEXMRKXSXEPVIZIRYIWSJ

QMPPMSR-RXLISXLIVXLVIIUYEVXIVWSJ*=XLITIVFEVVIP[EWETTPMIHXSEXE\EFPIFEWI

SJFEVVIPW]MIPHMRKVIZIRYIWEQSYRXMRKXSQMPPMSR*SVXLI[LSPISJ*=

VIZIRYIWJVSQwPE'VYHMXExEQSYRXIHXSQMPPMSR!QMPPMSR


FEWIHSREREZIVEKIXE\VEXISJTIVFEVVIPETTPMIHXSEXE\EFPIFEWISJQMPPMSRFEVVIPW

8LI EGXYEPXE\EFPI FEWI SJ wPE'VYHMXEx SR *=[EW 	PS[IVXLERXLIXE\EFPI FEWI SJ

*=  QMPPMSR FEVVIPW
  8LMW TIVJSVQERGI SJ wPE 'VYHMXEx XE\ FEWI HIQSRWXVEXIW MXW

VIWMPMIRGI IZIR[LIR JEGIH[MXL EGSQFMREXMSR SJE[IEOQEGVSIGSRSQMG IRZMVSRQIRX ERH E

WMKRMJMGERXMRGVIEWIMRXLIXE\VEXI-RWYQQEV]XSXEPVIZIRYIWJVSQwPE'VYHMXExI\TIVMIRGIHE

WMKRMJMGERXI\TERWMSRMR*=F]MRGVIEWMRKJVSQQMPPMSRMR*=XSQMPPMSR

MR8LMWVITVIWIRXIHERMRGVIEWISJQMPPMSRIUYMZEPIRXXS	,S[IZIVXLI

GLERKISJSRIQENSV[LSPIWEPIVXSEFSRHIHXE\TE]IVMR.ERYEV]EPWSLEHERIKEXMZIMQTEGX

SJEVSYRHQMPPMSRSRVIZIRYIWSJwPE'VYHMXExXLEXMRXLIEFWIRGISJXLMWMRWXMXYXMSREPJEGXSV

WLSYPHLEZIVMWIRXSQMPPMSR

6IZIRYIWJVSQ8SPP4PE^EW

6IZIRYIWJVSQXSPPTPE^EWMRJMWGEP]IEVWERHI\GPYHIVIZIRYIWJVSQ46ERH46

[LMGL [IVI XVERWJIVVIH XS %YXSTMWXEW 1IXVSTSPMXEREW HI 4YIVXS 6MGS 00' 1IXVSTMWXEW
 MR

7ITXIQFIV  EW TEVX SJER%44XVERWEGXMSR8SPP VIGIMTXW JVSQXLI 4PE^EW STIVEXIH F]XLI

%YXLSVMX]MRGPYHI8SPP)\TVIWW[E]W464646ERH46TPYWXLIMRGSQIVIGIMZIH

JVSQXLI&E]EQ×R(SVEHSI\TVIWWPERISJ46EQSYRXIHXSQMPPMSRMR*=8LMW

JMKYVI I\GIIHIH F] QMPPMSR SV 	XLI EQSYRX SJXSPP VIGIMTXWMR *= 4EVX SJXLI

MRGVIEWIEQSYRXMRKXSQMPPMSR[EWHYIXSEJYPP]IEVSJSTIVEXMSRF]6ÑS+VERHI2SVXLERH

7SYXLTPE^EWMR46)\TVIWW[E]ERHRI[MRGSQIJVSQXLII\TVIWWPERIJVSQ&E]EQ×R(SVEHS

MRXLI46STIVEXIHF]1IXVSTMWXEW

Case:17-03283-LTS Doc#:2247-6 Filed:01/16/18 Entered:01/16/18 18:13:49 Desc:

Exhibit F Page 22 of 105
4YIVXS6MGS,MKL[E]WERH8VERWTSVXEXMSR%YXLSVMX]

%'SQTSRIRX9RMXSJXLI'SQQSR[IEPXLSJ4YIVXS6MGS


1EREKIQIRXvW(MWGYWWMSRERH%REP]WMWGSRXMRYIH


  

,S[IZIVIZIRHMWGSYRXMRKXLSWIX[SWTIGMEPMRGVIEWIWMRXSPPVIGIMTXWXLIXSPPTPE^EWSTIVEXIHF]

XLI%YXLSVMX]I\GPYHMRKXLI6ÑS+VERHI4PE^EWKIRIVEXIHEXSXEPSJQMPPMSRMR*=

WYVTEWWMRKF]QMPPMSRSV	XLIEQSYRXSJXSXEPVIGIMTXWSJXLIWEQITPE^EWMR*=

 QMPPMSR
 8LMW VITVIWIRXW E WMKRMJMGERX TSWMXMZI VIWYPX GSRWMHIVMRK XLI [IEO

QEGVSIGSRSQMGIRZMVSRQIRXTVIZEMPMRKMR4YIVXS6MGSHYVMRK*=

:ILMGPI0MGIRWI*IIW

6IZIRYIWJVSQXLIJIITIVIEGLQSXSVZILMGPIPMGIRWIXVERWJIVVIHXSXLI%YXLSVMX]EQSYRXIH

XSQMPPMSRMR*=GSQTEVIHXSEWMQMPEVEQSYRXSJQMPPMSRMR*=8LYW

VIZIRYIW HIVMZIH JVSQ ZILMGPI PMGIRWI JIIW GSRXMRYIH XS VIQEMR EX E WXEFPI PIZIP MR *=

FIX[IIRERHQMPPMSR

(MIWIP3MP8E\

6IZIRYIWJVSQXLIHMIWIPSMPXE\EVIEQMRSVWSYVGISJ%YXLSVMX]vWVIZIRYIW[LMGLEQSYRXIHXS

SRP] QMPPMSRMR*=IUYMZEPIRXXS 	 SJXSXEP VIGYVVIRX VIZIRYIW SJXLI%YXLSVMX]

QMPPMSR


2I[7SYVGIWSJ6IZIRYIW

-R EHHMXMSR XS XLI MRGVIEWI MR XLI XE\ VEXI SJ wPE 'VYHMXEx PIKMWPEXMSR ETTVSZIH MR .YRI 

TVSZMHIHX[SRI[WSYVGIWSJMRGSQIXSXLI%YXLSVMX]%GX2SETTVSZIHSR.YRI

IWXEFPMWLIH ER ERRYEP XVERWJIV SJ  QMPPMSR XS XLI %YXLSVMX] JVSQ XLI I\GMWI XE\ SR XLI

GSRWYQTXMSRSJGMKEVIXXIW[LMGLEVIJMVWXGLERRIPIHXSXLI+IRIVEP*YRHSJXLI'SQQSR[IEPXL

+SZIVRQIRX,S[IZIVJYRHWSJXLIGMKEVIXXIXE\EGXYEPP]XVERWJIVVIHXSXLI%YXLSVMX]MR*=

EQSYRXIHXS QMPPMSR %GX2S  EPWS ETTVSZIH SR .YRIXL XVERWJIVVIHXSXLI

%YXLSVMX]XLIEQSYRXSJQSXSVZILMGPIJIIWXLEX[IVITVIZMSYWP]HITSWMXIHMRXLI+IRIVEP*YRHSJ

XLI'SQQSR[IEPXL+SZIVRQIRX-RJMWGEP]IEVXLIXVERWJIVSJXLSWIQSXSVZILMGPIJIIWXS

XLI%YXLSVMX]EQSYRXIHXSQMPPMSREREQSYRXWSQI[LEXFIPS[XLIERRYEPEZIVEKISJ

QMPPMSR SJ XLI PMGIRWI JIIW HITSWMXIH MR XLI +IRIVEP *YRH SJ XLI 'SQQSR[IEPXL +SZIVRQIRX

HYVMRKJMWGEP]IEVWXS8LYWXLIEQSYRXSJVIZIRYIWJVSQQSXSVZILMGPIJIIWXVERWJIVVIH

XSXLI%YXLSVMX]JVSQXLI+IRIVEP*YRH SJXLI'SQQSR[IEPXL+SZIVRQIRXWLSYPHQSHIVEXIP]

MRGVIEWIMRGSQMRK]IEVW

Case:17-03283-LTS Doc#:2247-6 Filed:01/16/18 Entered:01/16/18 18:13:49 Desc:

Exhibit F Page 23 of 105
4YIVXS6MGS,MKL[E]WERH8VERWTSVXEXMSR%YXLSVMX]

%'SQTSRIRX9RMXSJXLI'SQQSR[IEPXLSJ4YIVXS6MGS


1EREKIQIRXvW(MWGYWWMSRERH%REP]WMWGSRXMRYIH


  

8SXEP6IGYVVIRX6IZIRYIW

-RWYQQEV]XSXEPVIGYVVIRXVIZIRYIWSJXLI%YXLSVMX]EQSYRXIHXSQMPPMSRMRJMWGEP]IEV

 VIGSVHMRKE WYFWXERXMEPMRGVIEWISJQMPPMSRIUYMZEPIRXXS	 SZIV VIZIRYIW

GSPPIGXIHMRJMWGEP]IEVQMPPMSR


8LMWI\XVESVHMREV]MRGVIEWI[EWQSWXP]GEYWIHF]XLIVMWIMRXLIXE\VEXISJXLITIXVSPIYQTVSHYGXW

XE\ JVSQXSTIVFEVVIPQIEWYVIHEXHIKVIIW*ELVIRLIMX[LMGL]MIPHIH

QMPPMSRSJEHHMXMSREPVIZIRYIWTPYWXLIRI[WSYVGIWSJVIZIRYIWTVSZMHIHF]%GX2SERH%GX

2SETTVSZIHSR.YRIEQSYRXMRKXSQMPPMSREWI\TPEMRIHEFSZI-REHHMXMSR

XSPPVIZIRYIWMRGVIEWIHF]QMPPMSRQSVIXLERSJJWIXXMRKEHIGPMRISJMRKEWSPMRIXE\

VIZIRYIW8LIJSPPS[MRKXEFPIWYQQEVM^IWXLIFILEZMSVSJ%YXLSVMX]vWVIGYVVIRXVIZIRYIWMRJMWGEP

]IEVWERH

6IZIRYIW

*=

(Million $) 

*=

(Million $) 

%FWSPYXI

'LERKI

(Million $) 

4IVGIRX

'LERKI

+EWSPMRI8E\   
 	

(MIWIP8E\    	

4IXVSPIYQ4VSHYGXW8E\    	

:ILMGPI0MGIRWI*II   
 	

8SPP6IZIRYIWE
    	

8VERWJIVSJ'MKEVIXXI

8E\6IZIRYIW  z  z

8VERWJIVSJ+IRIVEP*YRH

0MGIRWI*II6IZIRYIW  z  z

    	

E
 8LMWXSXEP MRGPYHIW VIZIRYIW F] %YXLSVMX] VIGIMZIH JVSQ XLI&E]EQ×R(SVEHS )\TVIWW 0ERI SJ

46QMPPMSR


Case:17-03283-LTS Doc#:2247-6 Filed:01/16/18 Entered:01/16/18 18:13:49 Desc:

Exhibit F Page 24 of 105
4YIVXS6MGS,MKL[E]WERH8VERWTSVXEXMSR%YXLSVMX]

%'SQTSRIRX9RMXSJXLI'SQQSR[IEPXLSJ4YIVXS6MGS


1EREKIQIRXvW(MWGYWWMSRERH%REP]WMWGSRXMRYIH


  

3YXPSSOJSV*MWGEP=IEV

%GX2SETTVSZIHSR.ERYEV]EWEQIRHIHHIGVIIHWMKRMJMGERXWXVYGXYVEPGLERKIWMR

XLISTIVEXMSRSJXLI%YXLSVMX]*MVWXXLIXE\VEXISJXLITIXVSPIYQTVSHYGXWXE\[EWMRGVIEWIHJVSQ

XSTIVFEVVIPQIEWYVIHEXHIKVIIW*ELVIRLIMXWXEVXMRKSR1EVGL8LI

RI[XE\ VEXI SJXLI TIXVSPIYQ TVSHYGXWXE\[EW HMWXVMFYXIHEW JSPPS[W TIV FEVVIPXSXLI

%YXLSVMX]ERHTIVFEVVIPXSXLIw%YXSVMHEHTEVEIP*MRERGMEQMIRXSHIPE-RJVEIWXVYGXYVE

%*-x4YIVXS6MGS-RJVEWXVYGXYVI*MRERGI%YXLSVMX]SV46-*%


8LISTIVEXMSRSJXLI1IXVSTSPMXER%VIE9VFER8VEMR[MPPFIXVERWJIVVIHEXXLIIRHSJJMWGEP]IEV

JVSQXLI%YXLSVMX]XSEVIGIRXP]GVIEXIHTYFPMGGSVTSVEXMSR%GX2S%YKYWXXL


REQIHw%YXSVMHEHHI8VERWTSVXI-RXIKVEHS%8-x-RXIKVEXIH8VERWTSVXEXMSR%YXLSVMX]
[LMGL

EPWS[MPPFIMRGLEVKISJXLIWIVZMGIWRS[TVSZMHIHF]XLI1IXVSTSPMXER&YW%YXLSVMX]ERHXLI

%YXLSVMX]SJ1EVMXMQI8VERWTSVXEXMSR

8LITPYQQIXMRKSJGVYHISMPERHTIXVSPIYQTVSHYGXTVMGIWEJXIV7ITXIQFIVMWERMQTSVXERX

ERHYRI\TIGXIHIZIRXXLEXMWFIRIJMXXMRKXLI4YIVXS6MGERIGSRSQ]MR*=ERHWLSYPHEPWS

I\IVXETSWMXMZIMQTEGXSRXLI%YXLSVMX]vWVIZIRYIW34)''VYHI3MP&EWOIX4VMGIEJXIVEZIVEKMRK

TIVFEVVIPMRXLIJMVWXUYEVXIVSJ*=TPYQQIXIHXSTIVFEVVIPMR.ERYEV]

ERHXLIRWPMKLXP]VIGSZIVIHXSTIVFEVVIPMR1EVGL;8-GVYHISMPTVMGIWEPWSHVSTTIH

JVSQTIVFEVVIPMRXLIJMVWXUYEVXIVSJ*=XSERIWXMQEXIHPIZIPSJMRXLIXLMVH

UYEVXIVSJ*=&VIRXGVYHISMPTVMGIWWLS[IH EWMQMPEVFILEZMSVJEPPMRKJVSQTIV

FEVVIP MR XLI JMVWX UYEVXIV SJ *= XS ER IWXMQEXIH  TIV FEVVIP MR XLI XLMVH UYEVXIV SJ

*=

Case:17-03283-LTS Doc#:2247-6 Filed:01/16/18 Entered:01/16/18 18:13:49 Desc:

Exhibit F Page 25 of 105
4YIVXS6MGS,MKL[E]WERH8VERWTSVXEXMSR%YXLSVMX]

%'SQTSRIRX9RMXSJXLI'SQQSR[IEPXLSJ4YIVXS6MGS


1EREKIQIRXvW(MWGYWWMSRERH%REP]WMWGSRXMRYIH


  

8LI I\XVESVHMREV] JEPP MR XLI TVMGI SJ TIXVSPIYQ TVSHYGXW MR MRXIVREXMSREP QEVOIXW LEW FIIR

VIJPIGXIHMREWYFWXERXMEPJEPPMRXLIEZIVEKITVMGISJKEWSPMRIEJXIVXLIJMVWXUYEVXIVSJ*=EW

WLS[RFIPS[

%ZIVEKI4VMGISJ+EWSPMRITIV+EPPSR

*= *=

%FWSPYXI

'LERKI

4IVGIRX

'LERKI

.YP]    

%YKYWX    

7ITXIQFIV    

3GXSFIV    

2SZIQFIV    

(IGIQFIV    

.ERYEV]    

*IFVYEV]    

.YP]*IF    

8LITVMGISJKEWSPMRIMR*=MWI\TIGXIHXSVIKMWXIVEREZIVEKISJTIVKEPPSRIZIREJXIV

GSRWMHIVMRKXLIMRGVIEWISJGIRXWTIVKEPPSR SV GIRXW TIVPMXIVMRXLIXE\ VEXISJwPE

'VYHMXEx[LMGL[EWIJJIGXMZISR1EVGL8LMW[MPPVITVIWIRXEJEPPSJGIRXWTIVKEPPSR

EWGSQTEVIHXSXLIEZIVEKITVMGI VIGSVHIHMR*= TIVKEPPSR
'SRWMHIVMRKXLEXXLI

GSRWYQTXMSRSJKEWSPMRI[MPPEQSYRXXSETTVS\MQEXIP]QMPPMSRKEPPSRWMR*=EHVST

SJ  GIRXW TIV KEPPSRMR KEWSPMRI TVMGIW VITVIWIRXW ERMRGVIEWI SJ  QMPPMSR SJ EHHMXMSREP

VIWSYVGIWJSVXLI4YIVXS6MGERIGSRSQ]QSWXP]JVSQERMRGVIEWIMRHMWTSWEFPIMRGSQISJKEWSPMRI

TYVGLEWIH F]MRHMZMHYEPGYWXSQIVW8EOMRKMRXSGSRWMHIVEXMSRXSXEP WEZMRKWMRXLI TYVGLEWI SJ

IRIVK]TVSHYGXWMR*=EXWMKRMJMGERXPS[IVTVMGIWXLIFIRIJMXJSVXLI4YIVXS6MGERIGSRSQ]

GER FI IWXMQEXIH EX ER EQSYRX SJ ETTVS\MQEXIP]  QMPPMSR IUYMZEPIRX XS 	 SJ +VSWW

2EXMSREP4VSHYGX8LYWXLI TPYRKI SJIRIVK] TVMGIWMR*=MWEQENSV JEZSVEFPI JEGXSVXS

GSQFEXXLIVIGIWWMSREV]GSRHMXMSRSJXLI4YIVXS6MGERIGSRSQ]

Case:17-03283-LTS Doc#:2247-6 Filed:01/16/18 Entered:01/16/18 18:13:49 Desc:

Exhibit F Page 26 of 105
4YIVXS6MGS,MKL[E]WERH8VERWTSVXEXMSR%YXLSVMX]

%'SQTSRIRX9RMXSJXLI'SQQSR[IEPXLSJ4YIVXS6MGS


1EREKIQIRXvW(MWGYWWMSRERH%REP]WMWGSRXMRYIH


  

,S[IZIVXLI%YXLSVMX]HSIWRSXGYVVIRXP]LEZIWYJJMGMIRXJYRHWEZEMPEFPIXSJYPP]VITE]MXWZEVMSYW

SFPMKEXMSRWEWXLI]GSQIHYISVXLEXEVIGYVVIRXP]MRHIJEYPXERHMW[SVOMRKSRI\XIRHMRKXLIHYI

HEXI SJ XLI SFPMKEXMSRW SV SFXEMRMRK RI[ JMRERGMRK XS TVSZMHI VIPMIJ ERHSV JYRHW XS VITE] XLI

I\MWXMRKEQSYRXWSJTVMRGMTEPERHMRXIVIWXSVFVMRKXLISYXWXERHMRKFEPERGIWGYVVIRXEXXLIZEVMSYW

HYIHEXIWEW[IPPEWXSGSRXMRYISTIVEXIERHXSJMRERGIGETMXEPMQTVSZIQIRXTVSNIGXW%HHMXMSREPP]

WMKRMJMGERXWYTTSVXERHJYRHMRKJSVSFPMKEXMSRWSJXLI%YXLSVMX]LEWTVIZMSYWP]FIIRTVSZMHIHF]

WSYVGIWJVSQXLI'SQQSR[IEPXLERHSXLIVIRXMXMIWXLEXEVITEVXSJXLI'SQQSR[IEPXLWYGLEW

XLI+(& SV SXLIV8LI'SQQSR[IEPXLERH WYGLIRXMXMIWEVII\TIVMIRGMRK WMKRMJMGERX JMRERGMEP

HMJJMGYPXMIWERHQE]FIYREFPIXSGSRXMRYIXSI\XIRHVIJMRERGISVSXLIV[MWITVSZMHIXLIRIGIWWEV]

PMUYMHMX]XSXLI%YXLSVMX]EWERH[LIRRIIHIH%W WYGLGYVVIRXHIJEYPXWQE]RSXFIGYVIHERH

JYXYVI HIJEYPXW SR XLI %YXLSVMX]vW SFPMKEXMSRW QE] RSX FI EZSMHIH 1EREKIQIRX LEW TPERW XS

EHHVIWWMXWPMUYMHMX] WMXYEXMSR ERHGSRXMRYIMXW WIVZMGIW ERH FIPMIZIWMX[MPP FI EFPIXS VITE] SV

VIJMRERGIMXWSFPMKEXMSRWERHEPWSGSRXMRYIXSSTIVEXIEWEWITEVEXIKSZIVRQIRXEPIRXMX],S[IZIV

XLIVIGERFIRSEWWYVERGIXLEXXLI'SQQSR[IEPXL[MPPGSRXMRYIXSTVSZMHIEHIUYEXIWYTTSVX[MPP

GSRXMRYIXSEPPS[XLI%YXLSVMX]XSSTIVEXIEWEWITEVEXIIRXMX]SVXLEXXLIEJJMPMEXIHSVYREJJMPMEXIH

PIRHIVW[MPPFIEFPIERH[MPPMRKXSVIJMRERGISVQSHMJ]XLIXIVQWSJXLI%YXLSVMX]vWSFPMKEXMSRW

8LI'SQQSR[IEPXLGSYPHYXMPM^IXE\IWERHSXLIVVIZIRYIWEWWMKRIHF]PE[XSXLI%YXLSVMX]XS

QEMRXEMRWYJJMGMIRXPMUYMHMX]XSTVSZMHIIWWIRXMEPGIRXVEPKSZIVRQIRXWIVZMGIW%WWYGLXLIVIGER

FIRSEWWYVERGIXLEXQEREKIQIRXvWGYVVIRXTPERWXSVITE]SVVIJMRERGIXLISFPMKEXMSRWSVI\XIRH

XLIMVXIVQW[MPPFIEGLMIZIHSVXLEXWIVZMGIW[MPPRSXLEZIXSFIXIVQMREXIHGYVXEMPIHSVQSHMJMIH

3R (IGIQFIV   XLI 'SQQSR[IEPXL ERRSYRGIH MXW MRXIRXMSR XS YXMPM^I WYGL XE\IW ERH

VIZIRYIWTPIHKIHXSGIVXEMRTYFPMGGSVTSVEXMSRWERHEKIRGMIWMRGPYHMRKXLI%YXLSVMX]XSQIIXMXW

S[RSFPMKEXMSRWEWRIIHIH

'328%'8-2+8,)%98,36-8=v7*-2%2'-%01%2%+)1)28

8LMW JMRERGMEP VITSVXMW HIWMKRIHXSTVSZMHISYVFSRHLSPHIVWTEXVSRWERHSXLIVMRXIVIWXTEVXMIW

[MXL E KIRIVEP SZIVZMI[ SJ XLI %YXLSVMX]vW JMRERGIW ERH XS HIQSRWXVEXI XLI %YXLSVMX]vW

EGGSYRXEFMPMX] JSV XLI QSRI] MX VIGIMZIW -J ]SY LEZI UYIWXMSR SV RIIH EHHMXMSREP JMRERGMEP

MRJSVQEXMSRGSRXEGXXLI4YIVXS6MGS,MKL[E]WERH8VERWTSVXEXMSR%YXLSVMX]*MRERGI%VIE43

&S\7ER.YER4YIVXS6MGS

Case:17-03283-LTS Doc#:2247-6 Filed:01/16/18 Entered:01/16/18 18:13:49 Desc:

Exhibit F Page 27 of 105
 

EWVIWXEXIH


%WWIXW

'YVVIRXEWWIXW

'EWLERHGEWLIUYMZEPIRXW   

%GGSYRXWVIGIMZEFPIRIX  

4VITEMHI\TIRWIWERHSXLIVEWWIXW  

8SXEPGYVVIRXEWWIXW  

'YVVIRXVIWXVMGXIHEWWIXW

'EWLERHGEWLIUYMZEPIRXW  

'EWLERHGEWLIUYMZEPIRXWERHMRZIWXQIRXW

[MXLXVYWXII  

6IGIMZEFPIW

97JIHIVEPKSZIVRQIRX  

468VIEWYV](ITEVXQIRX  z

%GGVYIHMRXIVIWXERHSXLIV  

8SXEPGYVVIRXVIWXVMGXIHEWWIXW  

2SRGYVVIRXEWWIXW

'ETMXEPEWWIXWRIX  

,MKL[E]WERHFVMHKIYRHIVGSRGIWWMSREVVERKIQIRXRIX  

3XLIVTSWXIQTPS]QIRXFIRIJMX  

8SXEPRSRGYVVIRXEWWIXW  

8SXEPEWWIXW  

(IJIVVIHSYXJPS[WSJVIWSYVGIW

(IJIVVIHYRVIEPM^IHPSWWSRHIVMZEXMZIMRWXVYQIRXW z 

(IJIVVIHPSWWSREHZERGIVIJYRHMRKRIX  

8SXEPHIJIVVIHSYXJPS[WSJVIWSYVGIW  

8SXEPEWWIXWERHHIJIVVIHSYXJPS[SJVIWSYVGIW  

'SRXMRYIH


.YRI

4YIVXS6MGS,MKL[E]WERH8VERWTSVXEXMSR%YXLSVMX]

%'SQTSRIRX9RMXSJXLI'SQQSR[IEPXLSJ4YIVXS6MGS


7XEXIQIRXWSJ2IX4SWMXMSR

 

Case:17-03283-LTS Doc#:2247-6 Filed:01/16/18 Entered:01/16/18 18:13:49 Desc:

Exhibit F Page 28 of 105
 

EWVIWXEXIH


0MEFMPMXMIW

'YVVIRXPMEFMPMXMIW

'LIGOWMWWYIHSZIVFEROFEPERGI   

%GGSYRXWTE]EFPI  

%GGVYIHERHSXLIVPMEFMPMXMIW  

%GGSYRXWERHWYFGSRXVEGXSVWTE]EFPI  

%GGVYIHMRXIVIWXTE]EFPI  

'YVVIRXTSVXMSRSJFSRHERXMGMTEXMSRRSXIW  z

'YVVIRXTSVXMSRSJFSRHWTE]EFPI  

'YVVIRXTSVXMSRSJZSPYRXEV]XIVQMREXMSRMRGIRXMZITPERPMEFMPMX]  

'YVVIRXTSVXMSREGGVYIHPIKEPGPEMQW  

8SXEPGYVVIRXPMEFMPMXMIWTE]EFPI  

2SRGYVVIRXPMEFMPMXMIW

%GGVYIHPIKEPGPEMQW  

%GGVYIHZEGEXMSRWERHWMGOPIEZI  

*EMVZEPYISJHIVMZEXMZIMRWXVYQIRXW z 

:SPYRXEV]XIVQMREXMSRMRGIRXMZITPERPMEFMPMX]  

&SRHERXMGMTEXMSRRSXIW  z

2SRVIZSPZMRKPMRIWSJGVIHMX  

&SRHWTE]EFPIRIX  

8SXEPRSRGYVVIRXPMEFMPMXMIW  

8SXEPPMEFMPMXMIW  

(IJIVVIHMRJPS[WSJVIWSYVGIW

(IJIVVIHMRJPS[SJVIWSYVGIWGSRGIWWMSREKVIIQIRXW  

2IX TSWMXMSR

2IXMRZIWXQIRXMRGETMXEPEWWIXW  

6IWXVMGXIHJSVHIFXWIVZMGI  

6IWXVMGXIHJSVGSRWXVYGXMSR  

9RVIWXVMGXIH 
 


8SXEPRIXTSWMXMSR  

8SXEPPMEFMPMXMIWHIJIVVIHMRJPS[SJVIWSYVGIWERHRIXTSWMXMSR  

7IIEGGSQTER]MRKRSXIW

.YRI

4YIVXS6MGS,MKL[E]WERH8VERWTSVXEXMSR%YXLSVMX]

%'SQTSRIRX9RMXSJXLI'SQQSR[IEPXLSJ4YIVXS6MGS


7XEXIQIRXWSJ2IX4SWMXMSRGSRXMRYIH


 

Case:17-03283-LTS Doc#:2247-6 Filed:01/16/18 Entered:01/16/18 18:13:49 Desc:

Exhibit F Page 29 of 105
 

EWVIWXEXIH


3TIVEXMRKVIZIRYIW

8SPPERHXVEMRJEVIW   

3XLIVMRGSQI  

'SRGIWWMSRWIVZMGI  

8SXEPSTIVEXMRKVIZIRYIW  

3TIVEXMRKI\TIRWIW

7EPEVMIWERHVIPEXIHFIRIJMXW  

4SWXIQTPS]QIRXFIRIJMXW  

8SPPLMKL[E]WEHQMRMWXVEXMSRERHQEMRXIRERGI  

8VEMRSTIVEXMRKERHQEMRXIRERGIGSWXW  

-RXIKVEXIHXVERWTSVXEXMSRW]WXIQ  

6ITEMVWERHQEMRXIRERGISJVSEHWERHFVMHKIW  

9XMPMXMIW  

3XLIV  

8SXEPSTIVEXMRKI\TIRWIW  

3TIVEXMRKPSWWFIJSVIHITVIGMEXMSRERHEQSVXM^EXMSR 
 


(ITVIGMEXMSRERHEQSVXM^EXMSR  

3TIVEXMRKPSWW 
 


2SRSTIVEXMRKVIZIRYIWI\TIRWIW


+EWSPMRIHMIWIPSMPERHTIXVSPIYQXE\VIZIRYIW  

'MKEVIXXIWXE\IW  z

:ILMGPIPMGIRWIJII  

3XLIVVIZIRYIW  

-RXIVIWXSRFSRHWERHPMRIWSJGVIHMX 
 


-RZIWXQIRXMRGSQI

-RXIVIWXMRGSQI  

-RGVIEWIMRJEMVZEPYIYTSRLIHKIXIVQMREXMSR  

8SXEPRSRSTIVEXMRKVIZIRYIWI\TIRWIW
RIX  


0SWWFIJSVIGETMXEPGSRXVMFYXMSRW 
 


'ETMXEPGSRXVMFYXMSRW  

'LERKIMRRIXTSWMXMSR 
 


2IX TSWMXMSREXFIKMRRMRKSJ]IEV EWVIWXEXIH  

2IXTSWMXMSREXIRHSJ]IEV   

7IIEGGSQTER]MRKRSXIW

7XEXIQIRXWSJ6IZIRYIW)\TIRWIWERH'LERKIWMR2IX4SWMXMSR

%'SQTSRIRX9RMXSJXLI'SQQSR[IEPXLSJ4YIVXS6MGS


4YIVXS6MGS,MKL[E]WERH8VERWTSVXEXMSR%YXLSVMX]

=IEV)RHIH.YRI

 

Case:17-03283-LTS Doc#:2247-6 Filed:01/16/18 Entered:01/16/18 18:13:49 Desc:

Exhibit F Page 30 of 105
 

EWVIWXEXIH


3TIVEXMRKEGXMZMXMIW

6IGIMTXWJVSQXSPPERHXVEMRJEVIW   

6IGIMTXWJVSQSXLIVWSYVGIW  

4E]QIRXWXSIQTPS]IIWERHVIPEXIHFIRIJMXW 
 


4E]QIRXWXSWYTTPMIVWJSVKSSHWERHWIVZMGIW 
 


2IXGEWLYWIHMRSTIVEXMRKEGXMZMXMIW 
 


2SRGETMXEPJMRERGMRKEGXMZMXMIW

2IXGLERKIMRGLIGOWMWWYIHSZIVFEROFEPERGI 
 

2IXGEWLYWIHMR
TVSZMHIHF]RSRGETMXEPJMRERGMRKEGXMZMXMIW 
 

'ETMXEPERHVIPEXIHJMRERGMRKEGXMZMXMIW

6IGIMTXWJVSQKSZIVRQIRXKVERXW  

%GUYMWMXMSRERHGSRWXVYGXMSRSJGETMXEPEWWIXW

RIXSJGETMXEPM^IHMRXIVIWX 
 


6IGIMTXWJVSQKEWSPMRITIXVSPIYQGMKEVVIXXIWXE\

ERHZILMGPIPMGIRWIJIIW  

%HZERGIWJVSQPMRIWSJGVIHMX  

4E]QIRXWSJPMRIWSJGVIHMX 
 z

4E]QIRXSJFSRHW 
 


-WWYERGISJFSRHWERXMGMTEXMSRRSXIW&%27
  z

-RXIVIWXTEMH 
 


2IXGEWLTVSZMHIHF]YWIHMR
GETMXEPERHVIPEXIH

JMRERGMRKEGXMZMXMIW  


-RZIWXMRKEGXMZMXMIW

4E]QIRXWJSVGEWLERHMRZIWXQIRXW[MXL8VYWXII 
 


(ITSWMXWXSGEWLERHMRZIWXQIRXW[MXL8VYWXII  

-RZIWXQIRXERHMRXIVIWXMRGSQIVIGIMZIH  

4E]QIRXWJSVW[ETXIVQMREXMSR 
 z

2IXGEWLYWIHMR
TVSZMHIHF]MRZIWXMRKEGXMZMXMIW 
 

2IXMRGVIEWIMRGEWLERHGEWLIUYMZEPIRXW 
 


'EWLERHGEWLIUYMZEPIRXWEXFIKMRRMRKSJ]IEV  

'EWLERHGEWLIUYMZEPIRXWEXIRHSJ]IEV   

'SRXMRYIH


4YIVXS6MGS,MKL[E]WERH8VERWTSVXEXMSR%YXLSVMX]

%'SQTSRIRX9RMXSJXLI'SQQSR[IEPXLSJ4YIVXS6MGS


7XEXIQIRXWSJ'EWL*PS[W

=IEV)RHIH.YRI

 

Case:17-03283-LTS Doc#:2247-6 Filed:01/16/18 Entered:01/16/18 18:13:49 Desc:

Exhibit F Page 31 of 105
 

EWVIWXEXIH


6IGSRGMPMEXMSRXSGEWLERHGEWLIUYMZEPIRXW

TVIWIRXIHMRXLIWXEXIQIRXWSJRIXEWWIXW

'EWLERHGEWLIUYMZEPIRXW   

'EWLERHGEWLIUYMZEPIRXWVIWXVMGXIH  

8SXEP   

6IGSRGMPMEXMSRSJSTIVEXMRKPSWWXSRIXGEWLJPS[W

YWIHMRSTIVEXMRKEGXMZMXMIW

3TIVEXMRKPSWW  
 


%HNYWXQIRXWXSVIGSRGMPISTIVEXMRKPSWWXSRIXGEWL

JPS[WYWIHMRSTIVEXMRKEGXMZMXMIW

(ITVIGMEXMSRERHEQSVXM^EXMSR  

4VSZMWMSRWJSVHSYFXJYPEGGSYRXWKSZIVRQIRXEPIRXMX]  

2IXGLERKIMRSTIVEXMRKEWWIXWERHPMEFMPMXMIW

%GGSYRXWVIGIMZEFPI 
 


4VITEMHI\TIRWIWERHSXLIVEWWIXW  

%GGSYRXWTE]EFPI  

%GGVYIHPMEFMPMXMIW  


%GGVYIHPIKEPGPEMQW  

%GGVYIHZEGEXMSRWERHWMGOPIEZI  


%GGVYIHZSPYRXEV]MRGIRXMZITPERPMEFMPMX] 
 

2IXGEWLJPS[WYWIHMRSTIVEXMRKEGXMZMXMIW  
 


7YTTPIQIRXEPGEWLJPS[WMRJSVQEXMSR

2SRGEWLXVERWEGXMSRW

'ETMXEPETTVIGMEXMSRFSRHW   

'LERKIMRJEMVZEPYISJHIVMZEXMZIMRWXVYQIRXW   


-RGVIEWIMRJEMVZEPYIYTSRLIHKIXIVQMREXMSR   

(IJIVVIHMRJPS[SJVIWSYVGIWGSRGIWWMSREVVERKIQIRXW   

7IIEGGSQTER]MRKRSXIW

4YIVXS6MGS,MKL[E]WERH8VERWTSVXEXMSR%YXLSVMX]

%'SQTSRIRX9RMXSJXLI'SQQSR[IEPXLSJ4YIVXS6MGS


7XEXIQIRXWSJ'EWL*PS[WGSRXMRYIH


=IEV)RHIH.YRI

 

Case:17-03283-LTS Doc#:2247-6 Filed:01/16/18 Entered:01/16/18 18:13:49 Desc:

Exhibit F Page 32 of 105
4YIVXS6MGS,MKL[E]WERH8VERWTSVXEXMSR%YXLSVMX]

%'SQTSRIRX9RMXSJXLI'SQQSR[IEPXLSJ4YIVXS6MGS


2SXIWXS*MRERGMEP7XEXIQIRXW

.YRIERH

  

3VKERM^EXMSR

4YIVXS6MGS,MKL[E]WERH8VERWTSVXEXMSR%YXLSVMX]XLI%YXLSVMX]
MWETYFPMGGSVTSVEXMSRERH

MRWXVYQIRXEPMX]SJXLI'SQQSR[IEPXLSJ4YIVXS6MGSGVIEXIHF]%GX2SSJ.YRIEW

EQIRHIHXSHIWMKRGSRWXVYGXERHEHQMRMWXIVXSPPVSEHWERHLMKL[E]WERHSXLIVJEGMPMXMIWJSVXLI

QSZIQIRXSJTIVWSRWZILMGPIWERHZIWWIPWERHJSVXLITPERRMRKTVSQSXMSRERHJIEWMFMPMX]SJQEWW

XVERWTSVXEXMSRW]WXIQW8LI%YXLSVMX]MWEGSQTSRIRXYRMXSJXLI'SQQSR[IEPXLSJ4YIVXS6MGS

ERHEGGSVHMRKP]MWMRGPYHIHMRXLIFEWMGJMRERGMEPWXEXIQIRXWSJXLI'SQQSR[IEPXLSJ4YIVXS6MGS

8LITS[IVWEVII\IVGMWIHF]E&SEVHSJ(MVIGXSVWXLEXMWGSQTSWIHF]WIZIRQIQFIVW[LMGLLEZI

XLI%YXLSVMX]XSETTVSZIEQIRHERHVIZSOIER]VIKYPEXMSRWXSTIVJSVQMXWHYXMIWERHXSGSRXVSP

XLIGETMXEPERHSTIVEXMSREPFYHKIX8LI%YXLSVMX]MWI\IQTXJVSQXLITE]QIRXSJER]XE\IWSRMXW

VIZIRYIWERHTVSTIVXMIW

7YQQEV]SJ7MKRMJMGERX%GGSYRXMRK4SPMGMIW

1IEWYVIQIRX*SGYWERH&EWMWSJ%GGSYRXMRK

8LIEGGSYRXMRKTSPMGMIWSJXLI%YXLSVMX]GSRJSVQXSKIRIVEPP]EGGITXIHEGGSYRXMRKTVMRGMTPIWMR

XLI9RMXIH7XEXIWSJ%QIVMGEEWTVSQYPKEXIHMRTVSRSYRGIQIRXWSJXLI+SZIVRQIRXEP%GGSYRXMRK

7XERHEVHW &SEVH +%7&
 8LI %YXLSVMX] JSPPS[W +%7& 7XEXIQIRX 2S  'SHMJMGEXMSR SJ

%GGSYRXMRK ERH *MRERGMEP 6ITSVXMRK 'SRXEMRIH MR TVI2SZIQFIV   *%7& ERH %-'4%

4VSRSYRGIQIRXWIJJIGXMZI.YP]

8LI%YXLSVMX]vWSTIVEXMSRWEVIEGGSYRXIHJSVEWETVSTVMIXEV]JYRHIRXIVTVMWIJYRH
YWMRKXLIJPS[

SJ IGSRSQMG VIWSYVGIW QIEWYVIQIRX JSGYW ERH XLI EGGVYEP FEWMW SJ EGGSYRXMRK ;MXL XLMW

QIEWYVIQIRX JSGYW EPP EWWIXW ERH EPP PMEFMPMXMIW EWWSGMEXIH [MXLXLI %YXLSVMX]vW STIVEXMSRW EVI

MRGPYHIHSRXLIWXEXIQIRXSJRIXTSWMXMSR6IZIRYIMWVIGSKRM^IHMRXLITIVMSHMR[LMGLMXMWIEVRIH

ERHI\TIRWIWEVIVIGSKRM^IHMRXLITIVMSHMR[LMGLMRGYVVIH

8LI%YXLSVMX]EGGSYRXWJSVMXWSTIVEXMSRWERHJMRERGMRKWMREQERRIVWMQMPEVXSTVMZEXIFYWMRIWW

IRXIVTVMWIW XLI MRXIRX MW XLEX GSWXW SJ TVSZMHMRK KSSHW SV WIVZMGIW XS XLI KIRIVEP TYFPMG SR E

GSRXMRYMRKFEWMWFIJMRERGIHSVVIGSZIVIHTVMQEVMP]XLVSYKLYWIVGLEVKIW7YGLEGGSYRXWERHXLIWI

JMRERGMEPWXEXIQIRXWLEZIFIIRTVITEVIHSRXLIFEWMWXLEXXLI%YXLSVMX][MPPGSRXMRYIEWEKSMRK

GSRGIVRERHEWEPIKEPP]WITEVEXIKSZIVRQIRXEPIRXMX]ERHGSQTSRIRXYRMXSJXLI'SQQSR[IEPXL

SJ4YIVXS6MGS%HHMXMSREPHMWGPSWYVIW[MXLMRXLI2SXIWXSXLIWIJMRERGMEPWXEXIQIRXWTEVXMGYPEVP]

MR2SXIERHWLSYPHFIVIEHMRGSRRIGXMSR[MXLGSRWMHIVEXMSRSJXLIJYXYVIEFMPMX]

SJXLI%YXLSVMX]XSGSRXMRYIEWWYGL

Case:17-03283-LTS Doc#:2247-6 Filed:01/16/18 Entered:01/16/18 18:13:49 Desc:

Exhibit F Page 33 of 105
4YIVXS6MGS,MKL[E]WERH8VERWTSVXEXMSR%YXLSVMX]

%'SQTSRIRX9RMXSJXLI'SQQSR[IEPXLSJ4YIVXS6MGS


2SXIWXS*MRERGMEP7XEXIQIRXWGSRXMRYIH


.YRIERH

  

7YQQEV]SJ7MKRMJMGERX%GGSYRXMRK4SPMGMIWGSRXMRYIH


'EWLERH'EWL)UYMZEPIRXW

8LI%YXLSVMX]GSRWMHIVWEWGEWLERHGEWLIUYMZEPIRXWEPPLMKLP]PMUYMHMRZIWXQIRXW[MXLSVMKMREP

QEXYVMXMIWEXXLIHEXISJTYVGLEWISJXLVIIQSRXLWSVPIWW

-RZIWXQIRXW

8LI %YXLSVMX] JSPPS[W XLI TVSZMWMSRW SJ +%7& 7XEXIQIRX 2S  %GGSYRXMRK ERH *MRERGMEP

6ITSVXMRK JSV'IVXEMR -RZIWXQIRXW ERH JSV )\XIVREP -RZIWXQIRX 4SSPW 8LMW WXEXIQIRX VIUYMVIW

MRZIWXQIRXWXSFIVITSVXIHSRXLIWXEXIQIRXSJRIXTSWMXMSREXJEMVZEPYIERHMRZIWXQIRXMRGSQI

MRGPYHMRKGLERKIWMRXLIJEMVZEPYISJMRZIWXQIRXWXSFIVITSVXIHEWRSRSTIVEXMRKI\TIRWIMRXLI

WXEXIQIRXSJVIZIRYIWI\TIRWIWERHGLERKIWMRRIXTSWMXMSR*EMVZEPYIWLEZIFIIRHIXIVQMRIH

YWMRKUYSXIHQEVOIXZEPYIWEX.YRIERH

%PPS[ERGIJSV(SYFXJYP%GGSYRXW

8LIEPPS[ERGIJSVHSYFXJYPEGGSYRXWMWEREQSYRXXLEXQEREKIQIRXFIPMIZIW[MPPFIEHIUYEXIXS

EFWSVFTSWWMFPIPSWWIWSRI\MWXMRKEGGSYRXW VIGIMZEFPIXLEXQE]FIGSQIYRGSPPIGXMFPIFEWIHSR

IZEPYEXMSRWSJGSPPIGXMFMPMX]SJEGGSYRXWVIGIMZEFPIERHTVMSVGVIHMXPSWWI\TIVMIRGI&IGEYWISJ

YRGIVXEMRXMIWMRLIVIRXMRXLIIWXMQEXMSRTVSGIWWQEREKIQIRXvWIWXMQEXISJGVIHMXPSWWIWMRLIVIRX

MRXLII\MWXMRKEGGSYRXWVIGIMZEFPIERHVIPEXIHEPPS[ERGIQE]GLERKIMRXLIJYXYVI

'ETMXEP%WWIXW

'SWXFEWMWz'ETMXEPEWWIXWEVIVIGSVHIHEXLMWXSVMGEPGSWXSVJEMVZEPYI[LIRIWXMQEXIWEVIVIUYMVIH

8LI GSWX SJ TVSTIVX] ERH IUYMTQIRXMRGPYHIW GSWXW JSVMRJVEWXVYGXYVIEWWIXW VMKLXWSJ[E] ERH

FVMHKIWYFWXVYGXYVIWERHLMKL[E]WERHFVMHKIW
XSPPJEGMPMXMIWIUYMTQIRXERHSXLIVVIPEXIHGSWXW

MRGPYHMRKWSJX[EVI
FYMPHMRKWERHJYVRMXYVIERHIUYMTQIRX,MKL[E]WERHFVMHKIWYFWXVYGXYVIW

MRGPYHI VSEH WYFFEWI KVEHMRKPERH GPIEVMRK IQFEROQIRXW ERH SXLIV VIPEXIHGSWXW'SWXW JSV

MRJVEWXVYGXYVIEWWIXWMRGPYHIGSRWXVYGXMSRGSWXWHIWMKRERHIRKMRIIVMRKJIIWERHEHQMRMWXVEXMZIERH

KIRIVEPI\TIRWIWTEMHJVSQGSRWXVYGXMSRJYRHW

'ETMXEPM^EXMSR TSPMG] z -RJVEWXVYGXYVI GETMXEP EWWIXW VSEH FVMHKIW LMKL[E]W XVERWTSVXEXMSR

IUYMTQIRXIXG
EVIHIJMRIHF]XLI%YXLSVMX]EWEWWIXW[MXLERMRMXMEPMRHMZMHYEPGSWXSJQSVIXLER

 ERH ER IWXMQEXIH YWIJYP PMJI SJ QSVI XLER SRI ]IEV 3XLIV GETMXEP EWWIXW WYGL EW

IUYMTQIRXZILMGPIWIXGEVIHIJMRIHF]XLI%YXLSVMX]EWEWWIXW[MXLERMRMXMEPMRHMZMHYEPGSWXSJ

QSVIXLERERHERIWXMQEXIHPMJISJQSVIXLERXLVII]IEVW

Case:17-03283-LTS Doc#:2247-6 Filed:01/16/18 Entered:01/16/18 18:13:49 Desc:

Exhibit F Page 34 of 105
4YIVXS6MGS,MKL[E]WERH8VERWTSVXEXMSR%YXLSVMX]

%'SQTSRIRX9RMXSJXLI'SQQSR[IEPXLSJ4YIVXS6MGS


2SXIWXS*MRERGMEP7XEXIQIRXWGSRXMRYIH


.YRIERH

  

7YQQEV]SJ7MKRMJMGERX%GGSYRXMRK4SPMGMIWGSRXMRYIH


'ETMXEP%WWIXWGSRXMRYIH


'SWXWXSEGUYMVIEHHMXMSREPGETMXEPEWWIXW[LMGLVITPEGII\MWXMRKEWWIXWSVSXLIV[MWII\XIRHXLIMV

YWIJYPPMZIWEVIKIRIVEPP]GETMXEPM^IH

8LIGSWXWSJRSVQEPQEMRXIRERGIERHVITEMVWXLEXHSRSXEHHXSXLIZEPYISJXLIEWWIXWSVQEXIVMEPP]

I\XIRHEWWIXWPMZIWEVII\TIRWIHEWMRGYVVIH

-RXIVIWXGSWXMWGETMXEPM^IHEWTEVXSJXLILMWXSVMGEPGSWXSJEGUYMVMRKGIVXEMREWWIXW8SUYEPMJ]JSV

MRXIVIWXGETMXEPM^EXMSREWWIXWQYWXVIUYMVIETIVMSHSJXMQIFIJSVIXLI]EVIVIEH]JSVXLIMVMRXIRHIH

TYVTSWI -RXIVIWXIEVRIHSR TVSGIIHW SJXE\I\IQTX FSVVS[MRKWEVVERKIQIRXW VIWXVMGXIH JSVXLI

EGUYMWMXMSRSJUYEPMJ]MRKEWWIXWMWSJJWIXEKEMRWXMRXIVIWXGSWXXSHIXIVQMRIXLIRIXEQSYRXXSFI

GETMXEPM^IH-RXIVIWXGSWXMWRSXGETMXEPM^IHSRGSWXWTEMH[MXLXLITVSGIIHWSJKVERXWSVHSREXMSRW

VIWXVMGXIHWSPIP]JSVGSRWXVYGXMSR

(ITVIGMEXMSRSJGETMXEPEWWIXWz(ITVIGMEXMSRMWTVSZMHIHYWMRKXLIWXVEMKLXPMRIQIXLSHSZIVER

IWXMQEXIHYWIJYPPMJISJ]IEVWJSVVSEHWERHLMKL[E]W]IEVWJSVFVMHKIWERHXVERWTSVXEXMSR

W]WXIQMRGPYHMRKXVERWTSVXEXMSRIUYMTQIRXERH JEGMPMXMIW
ERH]IEVWJSVIUYMTQIRXZILMGPIW

ERHSXLIV(ITVIGMEXMSRERHEQSVXM^EXMSRJSVXLI]IEVWIRHIH.YRIERHEQSYRXIH

XSETTVS\MQEXIP]QMPPMSRERHQMPPMSRVIWTIGXMZIP]

-QTEMVQIRX SJ GETMXEP EWWIXW z 8LI %YXLSVMX] LEW MQTPIQIRXIH +%7& 7XEXIQIRX 2S 

%GGSYRXMRK ERH *MRERGMEP 6ITSVXMRK JSV -QTEMVQIRX SJ 'ETMXEP %WWIXW ERH JSV -RWYVERGI

6IGSZIVMIW8LISFNIGXMZISJ+%7&MWXSIWXEFPMWLEGGSYRXMRKERHJMRERGMEPVITSVXMRKWXERHEVHW

JSVMQTEMVQIRXSJGETMXEPEWWIXW%GETMXEPEWWIXMWGSRWMHIVIHMQTEMVIH[LIRMXWWIVZMGIYXMPMX]LEW

HIGPMRIHWMKRMJMGERXP]ERHYRI\TIGXIHP]8LMWWXEXIQIRXEPWSGPEVMJMIWERHIWXEFPMWLIWEGGSYRXMRK

VIUYMVIQIRXWJSVMRWYVERGIVIGSZIVMIW

+SZIVRQIRXW EVI VIUYMVIHXS IZEPYEXI TVSQMRIRX IZIRXW SV GLERKIWMR GMVGYQWXERGIW EJJIGXMRK

GETMXEPEWWIXWXS HIXIVQMRI[LIXLIVMQTEMVQIRX SJEGETMXEPEWWIX LEW SGGYVVIH7YGLIZIRXW SV

GLERKIW MR GMVGYQWXERGIW XLEX QE] FI MRHMGEXMZI SJ MQTEMVQIRX MRGPYHI IZMHIRGI SJ TL]WMGEP

HEQEKIIREGXQIRXSVETTVSZEPSJPE[WSVVIKYPEXMSRWSVSXLIVGLERKIWMRIRZMVSRQIRXEPJEGXSVW

XIGLRSPSKMGEPGLERKIWSVIZMHIRGISJSFWSPIWGIRGIGLERKIWMRXLIQERRIVSVHYVEXMSRSJYWISJE

GETMXEPEWWIXERHGSRWXVYGXMSRWXSTTEKIEQSRKSXLIVW

Case:17-03283-LTS Doc#:2247-6 Filed:01/16/18 Entered:01/16/18 18:13:49 Desc:

Exhibit F Page 35 of 105
4YIVXS6MGS,MKL[E]WERH8VERWTSVXEXMSR%YXLSVMX]

%'SQTSRIRX9RMXSJXLI'SQQSR[IEPXLSJ4YIVXS6MGS


2SXIWXS*MRERGMEP7XEXIQIRXWGSRXMRYIH


.YRIERH

  

7YQQEV]SJ7MKRMJMGERX%GGSYRXMRK4SPMGMIWGSRXMRYIH


'ETMXEP%WWIXWGSRXMRYIH


8LI%YXLSVMX] IZEPYEXIHMXW GETMXEP EWWIXW EW VIUYMVIH F] +%7&2S  ERH ERMQTEMVQIRX SJ

QMPPMSRERHQMPPMSR[EWMHIRXMJMIHMRXLIGSRWXVYGXMSRMRTVSKVIWWEGGSYRXHYVMRKXLI

]IEV IRHIH .YRI   ERH  VIWTIGXMZIP] ERH MX [EW VIGSVHIH MR XLI VITEMVW ERH

QEMRXIRERGISJVSEHWERHFVMHKIWPMRIMXIQSJXLIWIJMRERGMEPWXEXIQIRXW

7IVZMGI'SRGIWWMSR%VVERKIQIRXW

8LI %YXLSVMX] JSPPS[W XLI TVSZMWMSRW SJ +%7& 7XEXIQIRX 2S  %GGSYRXMRK ERH *MRERGMEP

6ITSVXMRK JSV 7IVZMGI 'SRGIWWMSR %VVERKIQIRXW XS EGGSYRX JSV ERH VITSVX WIVZMGI GSRGIWWMSR

EVVERKIQIRXW7'%W
[LMGLEVIEX]TISJTYFPMGTVMZEXISVTYFPMGTYFPMGTEVXRIVWLMT8LIXIVQ

TYFPMGTVMZEXI TEVXRIVWLMT MW YWIH XS VIJIV XS E ZEVMIX] SJ WIVZMGI EVVERKIQIRXW QEREKIQIRX

EVVERKIQIRXWERH7'%W

8LMWWXEXIQIRXIWXEFPMWLIWXLEXMJXLIJEGMPMX]EWWSGMEXIH[MXLER7'%MWERI[JEGMPMX]TYVGLEWIH

SVGSRWXVYGXIHF]XLISTIVEXSVSVERI\MWXMRKJEGMPMX]XLEXLEWFIIRMQTVSZIHF]XLISTIVEXSVXLI

XVERWJIVSVWLSYPHVITSVXE
XLIRI[JEGMPMX]SVXLIMQTVSZIQIRXEWEGETMXEPEWWIXEXJEMVZEPYI[LIR

MX MW TPEGIHMR STIVEXMSR F
 ER] GSRXVEGXYEP SFPMKEXMSRW EWPMEFMPMXMIW ERH G
 E GSVVIWTSRHMRK

HIJIVVIHMRJPS[SJVIWSYVGIWIUYEPXSXLIHMJJIVIRGIFIX[IIRE
ERHF
*YVXLIVXLIGSVVIWTSRHMRK

HIJIVVIHMRJPS[SJVIWSYVGIWWLSYPHFIVIHYGIHERHVIZIRYIWLSYPHFIVIGSKRM^IHMREW]WXIQEXMG

ERHVEXMSREPQERRIVSZIVXLIXIVQSJXLIEVVERKIQIRXFIKMRRMRK[LIRXLIJEGMPMX]MWTPEGIHMRXS

STIVEXMSR

'PEMQWERH.YHKQIRXW

8LIIWXMQEXIHEQSYRXSJXLIPMEFMPMX]JSVGPEMQWERHNYHKQIRXWMWVIGSVHIHSRXLIEGGSQTER]MRK

WXEXIQIRXSJRIXTSWMXMSRFEWIHSRXLI%YXLSVMX]vWIZEPYEXMSRSJXLITVSFEFMPMX]SJERYRJEZSVEFPI

SYXGSQIMRXLIPMXMKEXMSRSJWYGLGPEMQWERHNYHKQIRXW8LI%YXLSVMX]GSRWYPXW[MXLPIKEPGSYRWIP

YTSRHIXIVQMRMRK[LIXLIVERYRJEZSVEFPISYXGSQIMWI\TIGXIH&IGEYWISJYRGIVXEMRXMIWMRLIVIRX

MRXLIIWXMQEXMSRTVSGIWWQEREKIQIRXvWIWXMQEXISJXLIPMEFMPMX]JSVGPEMQWERHNYHKQIRXWQE]

GLERKIMRXLIJYXYVI 

Case:17-03283-LTS Doc#:2247-6 Filed:01/16/18 Entered:01/16/18 18:13:49 Desc:

Exhibit F Page 36 of 105
4YIVXS6MGS,MKL[E]WERH8VERWTSVXEXMSR%YXLSVMX]

%'SQTSRIRX9RMXSJXLI'SQQSR[IEPXLSJ4YIVXS6MGS


2SXIWXS*MRERGMEP7XEXIQIRXWGSRXMRYIH


.YRIERH

  

7YQQEV]SJ7MKRMJMGERX%GGSYRXMRK4SPMGMIWGSRXMRYIH


:EGEXMSRERH7MGO0IEZI

)QTPS]IIWIEVRERRYEPZEGEXMSRPIEZIEXXLIVEXISJHE]WTIV]IEVYTXSEQE\MQYQTIVQMWWMFPI

EGGYQYPEXMSRSJHE]WJSVYRMSRIQTPS]IIWERHHE]WJSVQEREKIQIRXTIVWSRRIP)QTPS]IIW

EGGYQYPEXI WMGOPIEZIEXXLI VEXI SJ HE]W TIV ]IEV7MGOPIEZIMW SRP]TE]EFPIMJXLI VIKYPEV

IQTPS]II VIWMKRW ERH LEW QSVI XLER  ]IEVW SJ IQTPS]QIRX SV VIXMVIW ERHXEOIW E TIRWMSR

1E\MQYQTIVQMWWMFPIEGGYQYPEXMSRJSVWMGOPIEZIMWHE]WJSVEPPIQTPS]IIWERHXLII\GIWWMW

TEMH [MXLMR XLI RI\X ]IEV 8LI %YXLSVMX] VIGSVHW EW E PMEFMPMX] ERH EW ER I\TIRWI XLI ZIWXIH

EGGYQYPEXIHZEGEXMSRERHWMGOPIEZIEWFIRIJMXWEGGVYIXSIQTPS]IIW

8LIGSWXSJZEGEXMSRERHWMGOPIEZII\TIGXIHXSFITEMHMRXLIRI\XX[IPZIQSRXLWMWGPEWWMJMIHEW

GYVVIRXERHEGGVYIHPMEFMPMXMIW[LMPIEQSYRXWI\TIGXIHXSFITEMHEJXIVX[IPZIQSRXLWEVIGPEWWMJMIH

EWRSRGYVVIRXPMEFMPMXMIW

9REQSVXM^IH+EMRW0SWWIWSR%HZERGI6IJYRHMRK

+EMRWPSWWIWVIWYPXMRKJVSQGYVVIRXSVEHZERGIVIJYRHMRKSJHIFXEVIHIJIVVIHERHEQSVXM^IHSZIV

XLIWLSVXIVSJXLIPMJISJXLIRI[HIFXERHXLIVIQEMRMRKPMJISJSPHHIFX8LIEQSYRXEQSVXM^IHMW

VITSVXIHEWEGSQTSRIRXSJMRXIVIWXI\TIRWI

&SRH4VIQMYQW(MWGSYRXW
ERH&SRH-WWYERGI'SWXW

8LIFSRHTVIQMYQWHMWGSYRXW
EVIHIJIVVIHERHEQSVXM^IHXSI\TIRWISZIVXLIPMJISJXLIFSRHW

YWMRKXLIIJJIGXMZIMRXIVIWXQIXLSH

*SVJMWGEP]IEVWERHEWEVIWYPXSJXLIEHSTXMSRSJ+%7&2SXLIYREQSVXM^IHHIFX

MWWYERGIGSWXWEVIGPEWWMJMIHEWRSRSTIVEXMRKI\TIRWIWERHXLIHIJIVVIHPSWWJVSQHIFXVIJYRHMRK

EWHIJIVVIHSYXJPS[WSJVIWSYVGIWSRXLIEGGSQTER]MRKWXEXIQIRXWSJTSWMXMSR

%QSVXM^EXMSRVIPEXIHXSFSRHTVIQMYQWHMWGSYRXW
[IVIETTVS\MQEXIP]QMPPMSRERH


QMPPMSRJSVXLI]IEVWIRHIH.YRIERHVIWTIGXMZIP]ERHEVIMRGPYHIHEWEGSQTSRIRX

SJ MRXIVIWX I\TIRWI MR XLI EGGSQTER]MRK WXEXIQIRXW SJ VIZIRYIW I\TIRWIW ERH GLERKIW MR RIX

TSWMXMSR

Case:17-03283-LTS Doc#:2247-6 Filed:01/16/18 Entered:01/16/18 18:13:49 Desc:

Exhibit F Page 37 of 105
4YIVXS6MGS,MKL[E]WERH8VERWTSVXEXMSR%YXLSVMX]

%'SQTSRIRX9RMXSJXLI'SQQSR[IEPXLSJ4YIVXS6MGS


2SXIWXS*MRERGMEP7XEXIQIRXWGSRXMRYIH


.YRIERH

  

7YQQEV]SJ7MKRMJMGERX%GGSYRXMRK4SPMGMIWGSRXMRYIH


2IX4SWMXMSR

2IXTSWMXMSRMWGPEWWMJMIHMRXLIJSPPS[MRKJSYVGSQTSRIRXWMRXLIEGGSQTER]MRKWXEXIQIRXWSJRIX

TSWMXMSR

2IX-RZIWXQIRXMR'ETMXEP%WWIXWz8LMWGSQTSRIRXSJRIXTSWMXMSRGSRWMWXWSJGETMXEPEWWIXWRIXSJ

EGGYQYPEXIHHITVIGMEXMSRVIHYGIHF]XLISYXWXERHMRKFEPERGIWSJER]FSRHWQSVXKEKIWRSXIWSV

SXLIV FSVVS[MRKWXLEX EVIEXXVMFYXEFPIXSXLI EGUYMWMXMSR GSRWXVYGXMSR SVMQTVSZIQIRX SJXLSWI

EWWIXW(IJIVVIHSYXJPS[WSJVIWSYVGIWERHHIJIVVIHMRJPS[WSJVIWSYVGIWXLEXEVIEXXVMFYXEFPIXSXLI

EGUYMWMXMSRGSRWXVYGXMSRSVMQTVSZIQIRXSJXLSWIEWWIXWSVVIPEXIHHIFXEPWSWLSYPHFIMRGPYHIHMR

XLMWGSQTSRIRXSJRIXTSWMXMSR-JXLIVIEVIWMKRMJMGERXYRWTIRXVIPEXIHHIFXTVSGIIHWSVHIJIVVIH

MRJPS[SJVIWSYVGIWEX]IEVIRHXLITSVXMSRSJXLIHIFXSVHIJIVVIHMRJPS[SJVIWSYVGIWEXXVMFYXEFPI

XSXLIYRWTIRXEQSYRXWLSYPHRSXFIMRGPYHIHMRXLIGEPGYPEXMSRSJRIXMRZIWXQIRXMRGETMXEPEWWIXW

-RWXIEHXLEXTSVXMSRSJXLIHIFXSVHIJIVVIHMRJPS[WSJVIWSYVGIWMWMRGPYHIHMRXLIWEQIRIXTSWMXMSR

GSQTSRIRXVIWXVMGXIHSVYRVIWXVMGXIH
EWXLIYRWTIRXEQSYRX

6IWXVMGXIHJSV(IFX7IVZMGIz 2IXTSWMXMSRVIWXVMGXIHJSVHIFXWIVZMGIGSRWMWXWSJVIWXVMGXIHEWWIXW

JSVTE]QIRXSJTVMRGMTEPERHMRXIVIWXVIPEXIHXSFSRHWTE]EFPI8LMWVIWXVMGXMSRMWMQTSWIHF]XLI

FSRHLSPHIVWXLVSYKLHIFXGSZIRERXW

6IWXVMGXIHJSV'SRWXVYGXMSRz2IXTSWMXMSRVIWXVMGXIHJSVGSRWXVYGXMSRGSRWMWXWSJVIWXVMGXIHEWWIXW

JSVXLIWTIGMJMGTYVTSWISJJMRERGMRKXLIGSRWXVYGXMSRTVSNIGXW8LMWVIWXVMGXMSRMWMQTSWIHF]XLI

KVERXSVWERHGSRXVMFYXSVWEW[IPPEWXLIFSRHLSPHIVWXLVSYKLHIFXGSZIRERXW

9RVIWXVMGXIHz9RVIWXVMGXIHRIXTSWMXMSRGSRWMWXWSJRIXEQSYRXSJXLIEWWIXWHIJIVVIHSYXJPS[WSJ

VIWSYVGIWPMEFMPMXMIWERHHIJIVVIHMRJPS[WSJVIWSYVGIWXLEXEVIRSXMRGPYHIHMRXLIHIXIVQMREXMSR

SJRIXMRZIWXQIRXWMRGETMXEPEWWIXWSVXLIVIWXVMGXIHGSQTSRIRXSJRIXTSWMXMSR

Case:17-03283-LTS Doc#:2247-6 Filed:01/16/18 Entered:01/16/18 18:13:49 Desc:

Exhibit F Page 38 of 105
4YIVXS6MGS,MKL[E]WERH8VERWTSVXEXMSR%YXLSVMX]

%'SQTSRIRX9RMXSJXLI'SQQSR[IEPXLSJ4YIVXS6MGS


2SXIWXS*MRERGMEP7XEXIQIRXWGSRXMRYIH


.YRIERH

  

7YQQEV]SJ7MKRMJMGERX%GGSYRXMRK4SPMGMIWGSRXMRYIH


6IZIRYI6IGSKRMXMSR

8LI%YXLSVMX]HMWXMRKYMWLIWSTIVEXMRKVIZIRYIWERHI\TIRWIWJVSQRSRSTIVEXMRKMXIQW6IZIRYIW

EWWSGMEXIH[MXLXSPPERHXVEMRJEVIWEVIVIGSVHIHEWSTIVEXMRKVIZIRYIW[LIRGEWLMWVIGIMZIHI\GITX

JSVTVITEMHEQSYRXW[LMGLEVIVIGSKRM^IH[LIRIEVRIH)\TIRWIWVIPEXIHXSXLIEHQMRMWXVEXMSR

ERHQEMRXIRERGISJXSPPLMKL[E]WERHXVERWTSVXEXMSRW]WXIQVITEMVERHQEMRXIRERGISJVSEHWERH

FVMHKIWERHEHQMRMWXVEXMZII\TIRWIWEVIVIGSVHIHEWSTIVEXMRKI\TIRWIW%PPSXLIVVIZIRYIWERH

I\TIRWIWEVIGSRWMHIVIHRSRSTIVEXMRK

2SRSTIVEXMRKVIZIRYIWGSRWMWXTVMRGMTEPP]SJKEWSPMRIHMIWIPTIXVSPIYQERHGMKEVIXXIWXE\IWERH

ZILMGPIPMGIRWIJIIW[LMGLEVIEPPSGEXIHXSXLI%YXLSVMX]F]XLI'SQQSR[IEPXLSJ4YIVXS6MGSEW

ETTVSZIHF]PE[XSJMRERGIXLIEGUYMWMXMSRERHGSRWXVYGXMSRSJGETMXEPEWWIXWERHJSVXLITE]QIRX

SJXLIVIPEXIHHIFX8LIWIXE\IWERHJIIWEVIVIGSVHIHEWRSRSTIVEXMRKVIZIRYIW[LIRXLI4YIVXS

6MGS8VIEWYV](ITEVXQIRXGSPPIGXWWYGLXE\IWERHMRJSVQWXLI%YXLSVMX]

'SRXVMFYXMSRW

'SRXVMFYXMSRWEVIJYRHWEWWMKRIHF]XLI JIHIVEPERHPSGEPKSZIVRQIRXWEKIRGMIWERHSVTVMZEXI

GSQTERMIWWYGLEW*IHIVEP,MKL[E]%HQMRMWXVEXMSR*,;%
ERH*IHIVEP8VERWMX%HQMRMWXVEXMSR

*8%
 XS XLI %YXLSVMX] JSV XLI I\GPYWMZI TYVTSWI SJ XLI GSRWXVYGXMSR SJ WTIGMJMG TVSNIGXW SV

MRJVEWXVYGXYVI VITEMVW ERH QEMRXIRERGI 'ETMXEP GSRXVMFYXMSRW SJ XLI %YXLSVMX] EVI VITSVXIH EW

GSRXVMFYXMSRWEW VIUYMVIHF]+%7&7XEXIQIRX2S%GGSYRXMRKERH*MRERGMEP6ITSVXMRKJSV

2SRI\GLERKI8VERWEGXMSRW

*MRERGMEP-RWXVYQIRXW

8LI%YXLSVMX]YWIWHIVMZEXMZIJMRERGMEPMRWXVYQIRXWXSQEREKIXLIIGSRSQMGMQTEGXSJJPYGXYEXMSRW

MR MRXIVIWX VEXIW )JJIGXMZI .YP]   XLI %YXLSVMX] MQTPIQIRXIH XLI TVSZMWMSRW SJ +%7&

7XEXIQIRX2S%GGSYRXMRKERH*MRERGMEP6ITSVXMRKJSV(IVMZEXMZI-RWXVYQIRXWMREGGSYRXMRK

JSVMXWHIVMZEXMZIJMRERGMEPMRWXVYQIRXW[LMGLVIUYMVIWHIVMZEXMZIMRWXVYQIRXWXSFIVITSVXIHEXJEMV

ZEPYIMRXLIWXEXIQIRXSJRIXTSWMXMSR

Case:17-03283-LTS Doc#:2247-6 Filed:01/16/18 Entered:01/16/18 18:13:49 Desc:

Exhibit F Page 39 of 105
4YIVXS6MGS,MKL[E]WERH8VERWTSVXEXMSR%YXLSVMX]

%'SQTSRIRX9RMXSJXLI'SQQSR[IEPXLSJ4YIVXS6MGS


2SXIWXS*MRERGMEP7XEXIQIRXWGSRXMRYIH


.YRIERH

  

7YQQEV]SJ7MKRMJMGERX%GGSYRXMRK4SPMGMIWGSRXMRYIH


6IGPEWWMJMGEXMSR

'IVXEMRVIGPEWWMJMGEXMSRWLEZIFIIRQEHIXSXLIJMRERGMEPWXEXIQIRXWXSGSRJSVQXSXLI

JMRERGMEPWXEXIQIRXWTVIWIRXEXMSR7YGLVIGPEWWMJMGEXMSRWLEHRSIJJIGXSRRIXMRGSQIEWTVIZMSYWP]

VITSVXIH

-RGSRRIGXMSR[MXLXLI.YRIEYHMXSJXLI%YXLSVMX]ERIVVSV[EWMHIRXMJMIHVIPEXIHXSXLI

 GPEWWMJMGEXMSR SJ GEWL FEPERGI TVIWIRXIH EW VIWXVMGXIH JSV XLI IWXEFPMWLIH SJ E WXEXI

MRJVEWXVYGXYVI FERO EGGSYRX 8LI %YXLSVMX] LEW HIXIVQMRIH XLEX XLI IJJIGX SJ GSVVIGXMRK XLI

GPEWWMJMGEXMSR JVSQ VIWXVMGXIHXS YRVIWXVMGXIH GEWL ERH GEWLIUYMZEPIRXW[EW RSXQEXIVMEPXSXLI

JMRERGMEP WXEXIQIRXW JSV  LS[IZIV XLI  JMRERGMEP WXEXIQIRXW LEZI FIIR VIZMWIH JSV

GSQTEVEFMPMX][MXL

8LIVIZMWMSRXSXLIJMRERGMEPWXEXIQIRXWEWSJERHJSVXLI]IEVIRHIH.YRIVIWYPXIHMRE

HIGVIEWISJGYVVIRXVIWXVMGXIHGEWLERHGEWLIUYMZEPIRXWERHERMRGVIEWISJGYVVIRXYRVIWXVMGXIHGEWL

ERHGEWLIUYMZEPIRXWJSVMRXLI%YXLSVMX]vWWXEXIQIRXSJRIXTSWMXMSRERHWXEXIQIRXSJ

GEWLJPS[W-REHHMXMSRRIXTSWMXMSRLEWFIIRVIZMWIHXSVIJPIGXEHIGVIEWIMRRIXTSWMXMSRVIWXVMGXIH

JSVHIFXWIVZMGIERHMRGVIEWIMRYRVIWXVMGXIHRIXTSWMXMSRMRXLIWEQIEQSYRX

9WISJ)WXMQEXIW

8LI TVITEVEXMSR SJ JMRERGMEP WXEXIQIRXWMRGSRJSVQMX][MXL97 KIRIVEPP]EGGITXIHEGGSYRXMRK

TVMRGMTPIW VIUYMVIW QEREKIQIRX XS QEOI IWXMQEXIW ERH EWWYQTXMSRW XLEX EJJIGX XLI VITSVXIH

EQSYRXWSJEWWIXWERHPMEFMPMXMIWERHHMWGPSWYVISJGSRXMRKIRXEWWIXWERHPMEFMPMXMIWEXXLIHEXISJXLI

JMRERGMEPWXEXIQIRXWERHXLIVITSVXIHEQSYRXWSJVIZIRYIERHI\TIRWIWHYVMRKXLITIVMSH%GXYEP

VIWYPXWGSYPHHMJJIVJVSQXLSWIIWXMQEXIW

8LIMQTPIQIRXEXMSRSJ+%7&2S&EWMG*MRERGMEP7XEXIQIRXWERH1EREKIQIRXvW(MWGYWWMSR

ERH%REP]WMWJSV7XEXIERH0SGEP+SZIVRQIRXWMRZSPZIHXLIYWISJEWWYQTXMSRWERHIWXMQEXIWMR

XLIHIXIVQMREXMSRSJXLIGSWXSJKIRIVEPMRJVEWXVYGXYVIEWWIXWWYGLEWVSEHWLMKL[E]WFVMHKIWERH

PERH8LIGSWXSJWYGLEWWIXW[EWIWXMQEXIHFEWIHSRGYVVIRXGSWXWJSVWMQMPEVEWWIXWHIJPEXIHYWMRK

XLIKIRIVEPTVMGIMRHI\XLVSYKLXLIIWXMQEXIHEZIVEKIEKISJXLIEWWIXW

Case:17-03283-LTS Doc#:2247-6 Filed:01/16/18 Entered:01/16/18 18:13:49 Desc:

Exhibit F Page 40 of 105
4YIVXS6MGS,MKL[E]WERH8VERWTSVXEXMSR%YXLSVMX]

%'SQTSRIRX9RMXSJXLI'SQQSR[IEPXLSJ4YIVXS6MGS


2SXIWXS*MRERGMEP7XEXIQIRXWGSRXMRYIH


.YRIERH

  

7YQQEV]SJ7MKRMJMGERX%GGSYRXMRK4SPMGMIWGSRXMRYIH


6MWO*MRERGMRK

8LI%YXLSVMX]GEVVMIWGSQQIVGMEPMRWYVERGIXSGSZIVGEWYEPX]XLIJXGPEMQWERHSXLIVPSWWIW8LI

GYVVIRXMRWYVERGITSPMGMIWLEZIRSXFIIRGERGIPPIHSVXIVQMREXIH8LI%YXLSVMX]LEWRSXWIXXPIH

ER]GPEMQWMRI\GIWWSJMXWMRWYVERGIGSZIVEKIJSVXLI]IEVWIRHIH.YRIERH

2I[%GGSYRXMRK4VSRSYRGIQIRXW

+%7&LEWMWWYIHXLIJSPPS[MRKWXEXIQIRXWXLEXXLI%YXLSVMX]LEWRSX]IXEHSTXIH

+%7&

7XEXIQIRX

2YQFIV

%HSTXMSR

6IUYMVIHMR

*MWGEP=IEV

 %GGSYRXMRKERH*MRERGMEP6ITSVXMRKJSV4IRWMSRWEREQIRHQIRX

SJ+%7&7XEXIQIRX2S



 +SZIVRQIRXEP'SQFMREXMSRWERH(MWTSWEPWSJ+SZIVRQIRX

3TIVEXMSRW



 %GGSYRXMRKERH*MRERGMEP6ITSVXMRKJSV2SRI\GLERKI*MRERGMEP

+YEVERXII



 4IRWMSR8VERWMXMSRJSV'SRXVMFYXMSRW1EHI7YFWIUYIRX XSXLI

1IEWYVIQIRX(EXI%R%QIRHQIRXSJ+%7&7XEXIQIRX2S



 *EMV:EPYI1IEWYVIQIRXERH%TTPMGEXMSR 

 %GGSYRXMRKERH*MRERGMEP6ITSVXMRKJSV4IRWMSRWERH6IPEXIH

%WWIXW8LEX%VI2SX[MXLMRXLI7GSTISJ+%7&7XEXIQIRX

ERH%QIRHQIRXWXS'IVXEMR4VSZMWMSRWSJ+%7&7XEXIQIRXW

ERH



 *MRERGMEP6ITSVXMRKJSV4SWXIQTPS]QIRX&IRIJMX4PERW3XLIV8LER

4IRWMSR4PERW



 %GGSYRXMRKERH*MRERGMEP6ITSVXMRKJSV4SWXIQTPS]QIRX&IRIJMXW

3XLIV8LER4IRWMSRW



 8LI,MIVEVGL]SJ+IRIVEPP]%GGITXIH%GGSYRXMRK4VMRGMTPIWJSV

7XEXIERH0SGEP+SZIVRQIRXW



 8E\%FEXIQIRX(MWGPSWYVIW 

8LIMQTEGXSJXLIWIWXEXIQIRXWLEWRSX]IXFIIRHIXIVQMRIHF]XLI%YXLSVMX]

Case:17-03283-LTS Doc#:2247-6 Filed:01/16/18 Entered:01/16/18 18:13:49 Desc:

Exhibit F Page 41 of 105
4YIVXS6MGS,MKL[E]WERH8VERWTSVXEXMSR%YXLSVMX]

%'SQTSRIRX9RMXSJXLI'SQQSR[IEPXLSJ4YIVXS6MGS


2SXIWXS*MRERGMEP7XEXIQIRXWGSRXMRYIH


.YRIERH

  

7YQQEV]SJ7MKRMJMGERX%GGSYRXMRK4SPMGMIWGSRXMRYIH


)JJIGXWSJ2I[%GGSYRXMRK7XERHEVHW

8LIJSPPS[MRK+%7&WXEXIQIRXW[IVIIJJIGXMZIJSVJMWGEP]IEV7XEXIQIRX2S8IGLRMGEP

'SVVIGXMSRWzzEREQIRHQIRXSJ+%7&7XEXIQIRXW2SERH2S7XEXIQIRX2S

*MRERGMEP 6ITSVXMRK JSV 4IRWMSR 4PERW z ER EQIRHQIRX SJ +%7& 7XEXIQIRX 2S  8LIWI

WXEXIQIRXWLEHRSMQTEGXSRXLI%YXLSVMX]vWRIXTSWMXMSRSVVIWYPXWSJSTIVEXMSRW

+%7&7XEXIQIRX2S-XIQW4VIZMSYWP]6ITSVXIHEW%WWIXWERH0MEFMPMXMIW[EWMWWYIHMR1EVGL

8LI SFNIGXMZI SJXLMW WXEXIQIRXMWXSIMXLIV E
 TVSTIVP]GPEWWMJ]GIVXEMRMXIQW TVIZMSYWP]

VITSVXIHEWEWWIXWSVPMEFMPMXMIWEWHIJIVVIHSYXJPS[WSJVIWSYVGIWERHHIJIVVIHMRJPS[SJVIWSYVGIW

F
VIGSKRM^IGIVXEMRMXIQWXLEX[IVITVIZMSYWP]VITSVXIHEWEWWIXWERHPMEFMPMXMIWEWSYXJPS[WSJ

VIWSYVGIW I\TIRWI
 SJMRJPS[W SJ VIWSYVGIW VIZIRYI
8LIWI HIXIVQMREXMSRWEVI FEWIH SRXLI

HIJMRMXMSRWSJXLSWIIPIQIRXWMR'SRGITXW7XEXIQIRX2Sz)PIQIRXWSJ*MRERGMEP7XEXIQIRXW

%HIJIVVIHSYXJPS[SJVIWSYVGIWMWEGSRWYQTXMSRSJRIXEWWIXWF]KSZIVRQIRXETTPMGEFPIXSJYXYVI

TIVMSHWERHHIJIVVIHMRJPS[WSJVIWSYVGIWMWEREGUYMWMXMSRSJRIXEWWIXWF]KSZIVRQIRXETTPMGEFPI

XS JYXYVI TIVMSHW +%7& 2S  MW IJJIGXMZI JSV JMRERGMEP WXEXIQIRXW TIVMSHW FIKMRRMRK EJXIV

(IGIQFIV8LI%YXLSVMX]LEWEHSTXIHXLITVSZMWMSRWSJXLI+%7&2SJSVXLI]IEV

IRHIHSR.YRI8LIEHSTXMSRSJXLMW7XEXIQIRXVIUYMVIHEVIWXEXIQIRXSJXLIFIKMRRMRK

RIX TSWMXMSR FEPERGI SJ XLI IEVPMIWX GSQTEVEXMZI TIVMSH TVIWIRXIH SJ XLI %YXLSVMX]vW JMRERGMEP

WXEXIQIRXW7II2SXIJSVJYVXLIVHMWGYWWMSR

'EWLERH'EWL)UYMZEPIRXW

'EWLERHGEWLIUYMZEPIRXWEX.YRIERHGSRWMWXIHSJ

Case:17-03283-LTS Doc#:2247-6 Filed:01/16/18 Entered:01/16/18 18:13:49 Desc:

Exhibit F Page 42 of 105
4YIVXS6MGS,MKL[E]WERH8VERWTSVXEXMSR%YXLSVMX]

%'SQTSRIRX9RMXSJXLI'SQQSR[IEPXLSJ4YIVXS6MGS


2SXIWXS*MRERGMEP7XEXIQIRXWGSRXMRYIH


.YRIERH

  

'EWLERH'EWL)UYMZEPIRXWGSRXMRYIH


'EWLERHGEWLIUYMZEPIRXWMRGPYHIWSZIVRMKLXHITSWMXWEGUYMVIHYRHIVVITYVGLEWIEKVIIQIRXW[MXL

XLI)GSRSQMG(IZIPSTQIRX&ERO)(&
ERHXLI+SZIVRQIRX(IZIPSTQIRX&EROJSV4YIVXS6MGS

+(&
MRXLIEQSYRXWSJQMPPMSRERHQMPPMSREX.YRIERHVIWTIGXMZIP]

8LIWIHITSWMXWEVIRSRGSPPEXIVEPM^IHERHXLIVIJSVIEVIWYFNIGXXSGYWXSHMEPGVIHMXVMWO

%GGSYRXW6IGIMZEFPI2IX

%GGSYRXWVIGIMZEFPIEX.YRIERHGSRWMWXIHSJ

Case:17-03283-LTS Doc#:2247-6 Filed:01/16/18 Entered:01/16/18 18:13:49 Desc:

Exhibit F Page 43 of 105
4YIVXS6MGS,MKL[E]WERH8VERWTSVXEXMSR%YXLSVMX]

%'SQTSRIRX9RMXSJXLI'SQQSR[IEPXLSJ4YIVXS6MGS


2SXIWXS*MRERGMEP7XEXIQIRXWGSRXMRYIH


.YRIERH

  

6IWXVMGXIH'EWL'EWL)UYMZEPIRXWERH-RZIWXQIRXW[MXL8VYWXII

6IWXVMGXIHGEWLGEWLIUYMZEPIRXWERHMRZIWXQIRXW[MXLXVYWXIIEX.YRIERHGSRWMWXIH

SJ

%X.YRIERHXLIEFSZIEQSYRXW[IVIVIWXVMGXIHXSGSQTP][MXLPSRKXIVQTVMRGMTEP

ERH MRXIVIWX HIFX WIVZMGI VIUYMVIQIRXW SV JSV GSRWXVYGXMSR SJ XVERWTSVXEXMSR JEGMPMXMIW 8LIWI

VIWXVMGXIHEWWIXWEVILIPHF]XLI*MWGEP%KIRXYRHIVXLI&SRHW6IWSPYXMSRWMRXLIJSPPS[MRKJYRHW

ERHEGGSYRXW

 6IWIVZI %GGSYRX z6IWIVZI JSV TE]QIRX SJ TVMRGMTEP SJ ERHMRXIVIWX SR ,MKL[E]

6IZIRYI&SRHWMRXLIIZIRXQSRI]WMR&SRH7IVZMGI%GGSYRX SV6IHIQTXMSR%GGSYRX

YRHIV6IWSPYXMSREVIMRWYJJMGMIRXJSVWYGLTYVTSWI

&SRH7IVZMGI%GGSYRXERH6IHIQTXMSR%GGSYRX7MROMRK*YRHYRHIV6IWSPYXMSR


z'YVVIRX]IEVVIUYMVIQIRXWJSVTVMRGMTEPERHMRXIVIWXSR,MKL[E]6IZIRYI&SRHW

7IRMSV6IWIVZI%GGSYRXz6IWIVZIJSVTE]QIRXSJTVMRGMTEPERHMRXIVIWXSR7IRMSV

8VERWTSVXEXMSR6IZIRYI&SRHWMRXLIIZIRXQSRI]WMR7IRMSV&SRH7IVZMGI%GGSYRXSV

7IRMSV &SRH 6IHIQTXMSR %GGSYRX YRHIV 6IWSPYXMSR  EVI MRWYJJMGMIRX JSV WYGL

TYVTSWI

Case:17-03283-LTS Doc#:2247-6 Filed:01/16/18 Entered:01/16/18 18:13:49 Desc:

Exhibit F Page 44 of 105
4YIVXS6MGS,MKL[E]WERH8VERWTSVXEXMSR%YXLSVMX]

%'SQTSRIRX9RMXSJXLI'SQQSR[IEPXLSJ4YIVXS6MGS


2SXIWXS*MRERGMEP7XEXIQIRXWGSRXMRYIH


.YRIERH

  

6IWXVMGXIH'EWL'EWL)UYMZEPIRXWERH-RZIWXQIRXW[MXL8VYWXIIGSRXMRYIH


7IRMSV&SRH7IVZMGI%GGSYRXERH7IRMSV&SRH6IHIQTXMSR%GGSYRX 7IRMSV&SRH

7MROMRK *YRH YRHIV 6IWSPYXMSR 
 z 'YVVIRX ]IEV VIUYMVIQIRXW JSV TVMRGMTEP ERH

MRXIVIWXSR7IRMSV8VERWTSVXEXMSR6IZIRYI&SRHW

7YFSVHMREXIH6IWIVZI*YRHz6IWIVZI JSVTE]QIRXSJTVMRGMTEPSJERHMRXIVIWXSR

7YFSVHMREXIH8VERWTSVXEXMSR6IZIRYI&SRHWMRXLIIZIRXQSRI]WMR7YFSVHMREXIH&SRH

7IVZMGI%GGSYRXSV7YFSVHMREXIH&SRH6IHIQTXMSR%GGSYRXYRHIV6IWSPYXMSREVI

MRWYJJMGMIRXJSVWYGLTYVTSWI

 7YFSVHMREXIH&SRH 7IVZMGI%GGSYRX ERH 7YFSVHMREXIH&SRH6IHIQTXMSR%GGSYRX

7YFSVHMREXIH&SRH7MROMRK*YRHYRHIV6IWSPYXMSR
z'YVVIRX]IEVVIUYMVIQIRXW

JSVTVMRGMTEPSJERHMRXIVIWXSR7YFSVHMREXIH8VERWTSVXEXMSR6IZIRYI&SRHW

'SRWXVYGXMSR*YRHz7TIGMEPJYRHGVIEXIHF]XLI6IWSPYXMSR8LITVSGIIHWSJ

ER]8VERWTSVXEXMSR6IZIRYI&SRHWMWWYIHJSVXLITYVTSWISJTE]MRKXLIGSWXSJEGUYMVMRK

SVGSRWXVYGXMRKXVERWTSVXEXMSRJEGMPMXMIWXSKIXLIV[MXLXLIQSRI]VIGIMZIHJVSQER]SXLIV

WSYVGI JSV WYGL TYVTSWI I\GITX TVSGIIHW [LMGL EVI M
 ETTPMIH XS XLI VITE]QIRX SJ

EHZERGIWMM
HITSWMXIHMRXLI7IRMSV&SRH6IWIVZI%GGSYRXSV7YFSVHMREXIH

&SRH 6IWIVZI *YRH MMM
 HITSWMXIH MR XLI  7IRMSV SV 7YFSVHMREXIH &SRH 7IVZMGI

%GGSYRXEWGETMXEPM^IHMRXIVIWXSVMZ
YWIHJSVXLITE]QIRXSJJMRERGMRKI\TIRWIWWLEPPFI

HITSWMXIHMRXLI'SRWXVYGXMSR*YRHERHLIPHF]XLI*MWGEP%KIRXMRXVYWX

+VERX%RXMGMTEXMSR&SRH6IWIVZI%GGSYRXz6IWIVZIJSVTE]QIRXSJTVMRGMTEPERH

MRXIVIWXSR+VERX%RXMGMTEXMSR&SRHWMRXLIIZIRXMRWYJJMGMIRXJYRHWJSVWYGLTYVTSWI

EVIEZEMPEFPIMRXLI&SRH4E]QIRX*YRH

&SRH%RXMGMTEXMSR2SXI6IWIVZI%GGSYRX z6IWIVZI JSV TE]QIRX SJ TVMRGMTEP ERH

MRXIVIWXSR&SRH%RXMGMTEXMSR2SXIWMRXLIIZIRXMRWYJJMGMIRXJYRHWJSVWYGLTYVTSWI

EVIEZEMPEFPIMRXLI&SRH4E]QIRX*YRH

Case:17-03283-LTS Doc#:2247-6 Filed:01/16/18 Entered:01/16/18 18:13:49 Desc:

Exhibit F Page 45 of 105
4YIVXS6MGS,MKL[E]WERH8VERWTSVXEXMSR%YXLSVMX]

%'SQTSRIRX9RMXSJXLI'SQQSR[IEPXLSJ4YIVXS6MGS


2SXIWXS*MRERGMEP7XEXIQIRXWGSRXMRYIH


.YRIERH

  

6IWXVMGXIH'EWL'EWL)UYMZEPIRXWERH-RZIWXQIRXW[MXL8VYWXIIGSRXMRYIH


%X.YRIERHEQSYRXWLIPHF]8VYWXIIMRXLIJSPPS[MRKEGGSYRXWEQSYRXIHXSMR

XLSYWERHW


(ITSWMXWERH-RZIWXQIRXW

8LIJSPPS[MRKTEVEKVETLWHMWGPSWIIWWIRXMEP VMWOMRJSVQEXMSREFSYXHITSWMXWERHMRZIWXQIRXWEW

VIUYMVIH F] +SZIVRQIRXEP %GGSYRXMRK 7XERHEVH &SEVH 7XEXIQIRX 2S  (ITSWMXW ERH

-RZIWXQIRXW6MWO(MWGPSWYVIW

8LI%YXLSVMX]MW VIWXVMGXIHF]PE[XSHITSWMX JYRHWSRP]MRMRWXMXYXMSRWETTVSZIH F]XLI

4YIVXS6MGS8VIEWYV](ITEVXQIRXERHWYGLHITSWMXWEVIVIUYMVIHXSFIOITXMRWITEVEXI

EGGSYRXW MR XLI REQI SJ XLI %YXLSVMX]6IWSPYXMSRW   ERH  XLI&SRH

6IWSPYXMSRW
VIUYMVIXLEXQSRI]WMRXLIHIFXWIVZMGIJYRHWFILIPHF]&EROSJ2I[=SVO

XLI*MWGEP%KIRX
MRXVYWXERHETTPMIHEWTVSZMHIHMRXLI&SRH6IWSPYXMSRW

Case:17-03283-LTS Doc#:2247-6 Filed:01/16/18 Entered:01/16/18 18:13:49 Desc:

Exhibit F Page 46 of 105
4YIVXS6MGS,MKL[E]WERH8VERWTSVXEXMSR%YXLSVMX]

%'SQTSRIRX9RMXSJXLI'SQQSR[IEPXLSJ4YIVXS6MGS


2SXIWXS*MRERGMEP7XEXIQIRXWGSRXMRYIH


.YRIERH

  

(ITSWMXWERH-RZIWXQIRXWGSRXMRYIH


4YVWYERXXSXLI-RZIWXQIRX+YMHIPMRIWJSVXLI+(&XLI%YXLSVMX]QE]MRZIWXMRSFPMKEXMSRWSJXLI

'SQQSR[IEPXL SFPMKEXMSRW SJ XLI 9RMXIH 7XEXIW GIVXMJMGEXIW SJ HITSWMX GSQQIVGMEP TETIV

VITYVGLEWIEKVIIQIRXWFEROIVvWEGGITXERGIWSVMRTSSPWSJSFPMKEXMSRWSJXLIQYRMGMTEPMXMIWSJ

4YIVXS6MGSEQSRKSXLIVW1SRMIWMRXLIWMROMRKJYRHWGERSRP]FIMRZIWXIHMRHMVIGXSFPMKEXMSRW

SJXLI9RMXIH7XEXIWKSZIVRQIRXSVSFPMKEXMSRWYRGSRHMXMSREPP]KYEVERXIIHF]XLI9RMXIH7XEXIW

KSZIVRQIRXERHSVMRXIVIWXFIEVMRKXMQIHITSWMXWSVSXLIVWMQMPEVEVVERKIQIRXWEWTVSZMHIHF]

XLI&SRH6IWSPYXMSRW

'YWXSHMEP'VIHMX6MWO(ITSWMXW

*SV HITSWMXW GYWXSHMEP GVIHMX VMWOMWXLI VMWO XLEXMR XLI IZIRX SJ FERO JEMPYVI XLI %YXLSVMX]vW

HITSWMXWQE]RSXFIVIXYVRIH9RHIV4YIVXS6MGSWXEXYXIWTYFPMGJYRHWHITSWMXIHMRGSQQIVGMEP

FEROW QYWX FI JYPP] GSPPEXIVEPM^IH JSV XLI EQSYRX HITSWMXIH MR I\GIWW SJ JIHIVEP HITSWMXSV]

MRWYVERGI (ITSWMXW QEMRXEMRIH MR +(& SV )(& EVI I\IQTX JVSQ GSPPEXIVEP VIUYMVIQIRX

IWXEFPMWLIHF]XLI'SQQSR[IEPXLERHXLYWVITVIWIRXWGYWXSHMEPGVIHMXVMWOFIGEYWIMRXLIIZIRXSJ

+(&vWSV)(&vWJEMPYVIXLI%YXLSVMX]QE]RSXFIEFPIXSVIGSZIVXLIHITSWMXW

%PPQSRI]WHITSWMXIH[MXLXLI8VYWXIISVER]SXLIVHITSWMXSV]MRWXMXYXMSRLIVIYRHIVMRI\GIWWSJ

XLIEQSYRXKYEVERXIIHF]XLI*IHIVEP(ITSWMX-RWYVERGI'SVTSVEXMSRSVSXLIVJIHIVEPEKIRG]EVI

GSRXMRYSYWP]WIGYVIHF]PSHKMRK[MXLEFEROSVXVYWXGSQTER]ETTVSZIHF]XLI%YXLSVMX]ERHF]

XLI8VYWXIIEWGYWXSHMERSVMJXLIRTIVQMXXIHF]PE[F]WIXXMRKEWMHIYRHIVGSRXVSPSJXLIXVYWX

HITEVXQIRXSJXLIFEROLSPHMRKWYGLHITSWMXEWGSPPEXIVEPWIGYVMX]+SZIVRQIRX3FPMKEXMSRWSV

SXLIVQEVOIXEFPIWIGYVMXMIW

Case:17-03283-LTS Doc#:2247-6 Filed:01/16/18 Entered:01/16/18 18:13:49 Desc:

Exhibit F Page 47 of 105
4YIVXS6MGS,MKL[E]WERH8VERWTSVXEXMSR%YXLSVMX]

%'SQTSRIRX9RMXSJXLI'SQQSR[IEPXLSJ4YIVXS6MGS


2SXIWXS*MRERGMEP7XEXIQIRXWGSRXMRYIH


.YRIERH

  

(ITSWMXWERH-RZIWXQIRXWGSRXMRYIH


'YWXSHMEP'VIHMX6MWO(ITSWMXWGSRXMRYIH


%X.YRIERHXLI%YXLSVMX][EWI\TSWIHXSXLIJSPPS[MRKGYWXSHMEPGVIHMXVMWOEVMWMRK

JVSQXLIFEPERGISJHITSWMXWQEMRXEMRIHMRKSZIVRQIRXEPERHGSQQIVGMEPFEROWEWJSPPS[W

'YWXSHMEP'VIHMX6MWO-RZIWXQIRXW

*SVERMRZIWXQIRXGYWXSHMEPGVIHMXVMWOMWXLIVMWOXLEXMRIZIRXSJXLIJEMPYVISJXLIGSYRXIVTEVX]

XLI%YXLSVMX][MPPRSXFIEFPIXSVIGSZIVXLIZEPYISJMXWMRZIWXQIRXSVGSPPEXIVEPWIGYVMXMIWXLEXEVI

MRXLITSWWIWWMSRSJERSYXWMHITEVX]8LI%YXLSVMX]MRZIWXWMRTVMQIMRZIWXQIRXW[MXLEQMRMQYQ

UYEPMX]VEXMRKSJ%E1SSH]vW
SV%%7XERHEVHERH4SSVvW
-REHHMXMSRMRZIWXQIRXMRFSRH

WMROMRKJYRHWEVIPMQMXIHXSMRZIWXQIRXWMRHMVIGXSFPMKEXMSRWSJXLI9RMXIH7XEXIWKSZIVRQIRXSV

SFPMKEXMSRWYRGSRHMXMSREPP]KYEVERXIIHF]XLI9RMXIH7XEXIWKSZIVRQIRXERHSVMRXIVIWXFIEVMRK

XMQIHITSWMXWSVSXLIVWMQMPEVEVVERKIQIRXWEWTVSZMHIHF]XLI&SRH6IWSPYXMSRW

Case:17-03283-LTS Doc#:2247-6 Filed:01/16/18 Entered:01/16/18 18:13:49 Desc:

Exhibit F Page 48 of 105
4YIVXS6MGS,MKL[E]WERH8VERWTSVXEXMSR%YXLSVMX]

%'SQTSRIRX9RMXSJXLI'SQQSR[IEPXLSJ4YIVXS6MGS


2SXIWXS*MRERGMEP7XEXIQIRXWGSRXMRYIH


.YRIERH

  

(ITSWMXWERH-RZIWXQIRXWGSRXMRYIH


'YWXSHMEP'VIHMX6MWOz-RZIWXQIRXWGSRXMRYIH


8LI%YXLSVMX]QEMRXEMRWJYRHWERHEGGSYRXWYRHIVXLI&SRHW6IWSPYXMSRWXLEXEVILIPHF]EXVYWXII

%WSJ.YRIERHXLIXSXEPEGGSYRXFEPERGIEQSYRXIHXSETTVS\MQEXIP]QMPPMSR

ERHQMPPMSRVIWTIGXMZIP]8LIWIEGGSYRXWMRZIWXSRHMJJIVIRXX]TIWSJWLSVXXIVQERHPSRK

XIVQ WIGYVMXMIW MRGPYHMRK +YEVERXIIH -RZIWXQIRX 'SRXVEGXW +-'W
 9RHIV XLIWI +-'W XLI

JMRERGMEPMRWXMXYXMSRKYEVERXIIWXLI%YXLSVMX]EJM\IHVEXISJVIXYVR%WIWXEFPMWLIHMRXLIGSRXVEGX

XLI JMRERGMEPMRWXMXYXMSR LEWMRZIWXIH WYGL JYRHWMR TVIHIXIVQMRIH WIGYVMXMIW WYGLEWGEWL97

8VIEWYV] ERH 97 +SZIVRQIRX %KIRG] WIGYVMXMIW 8LIWI WIGYVMXMIW EVI TPIHKIH ERH WIVZI EW

GSPPEXIVEPJSVXLIEGGSYRXFEPERGI8LIJEMVZEPYISJXLI+-'WMWHIXIVQMRIHFEWIHSRXLIJEMVZEPYI

SJXLIYRHIVP]MRKMRZIWXQIRXWFEWIHSRUYSXIHQEVOIXTVMGIWERHXLIREHNYWXIHXSGSRXVEGXZEPYI

%WSJ.YRIERHXLIGSRXVEGXZEPYI[LMGLVITVIWIRXWEQSYRXWHITSWMXIHTPYWMRXIVIWX

GVIHMXIHPIWW[MXLHVE[EPWMWIUYEPXSXLIJEMVZEPYI

4VSZMHIVWSJKYEVERXIIHMRZIWXQIRXGSRXVEGXWEWSJ.YRIERHEVIEWJSPPS[W

Case:17-03283-LTS Doc#:2247-6 Filed:01/16/18 Entered:01/16/18 18:13:49 Desc:

Exhibit F Page 49 of 105
4YIVXS6MGS,MKL[E]WERH8VERWTSVXEXMSR%YXLSVMX]

%'SQTSRIRX9RMXSJXLI'SQQSR[IEPXLSJ4YIVXS6MGS


2SXIWXS*MRERGMEP7XEXIQIRXWGSRXMRYIH


.YRIERH

  

(ITSWMXWERH-RZIWXQIRXWGSRXMRYIH


-RXIVIWX6EXI6MWO

-RXIVIWXVEXIVMWOMWXLIVMWOXLEXGLERKIWMRMRXIVIWXVEXIW[MPPEHZIVWIP]EJJIGXXLIJEMVZEPYISJER

MRZIWXQIRX+IRIVEPP]XLIPSRKIVXLIQEXYVMX]SJERMRZIWXQIRXXLIKVIEXIVXLIWIRWMXMZMX]SJMXW

JEMV ZEPYI MW XS GLERKIW XS QEVOIX MRXIVIWX VEXI 1EXYVMXMIW SJ GEWL ERH GEWL IUYMZEPIRXW ERH

MRZIWXQIRXW[MXL8VYWXIIEX.YRIERHEVIEWJSPPS[W

0IWWXLER

3RI=IEV

3RIXS

*MZI=IEVW

*MZIXS

8IR=IEVW

8IRXS8[IRX]

=IEVW 8SXEP

'EWLIUYMZEPIRXW  z   z  z   

+YEVERXIIHMRZIWXQIRXGSRXVEGXW     z    

97+SZIVRQIRXERHEKIRGMIWWIGYVMXMIW  z   z  z  

1SVXKEKIFEGOIHWIGYVMXMIW       z  

8SXEP          

0IWWXLER

3RI=IEV

3RIXS

*MZI=IEVW

*MZIXS

8IR=IEVW

8IRXS8[IRX]

=IEVW 8SXEP

'EWLIUYMZEPIRXW   z  z  z   

+YEVERXIIHMRZIWXQIRXGSRXVEGXW   z  z    

97+SZIVRQIRXERHEKIRGMIWWIGYVMXMIW   z  z  z  

1SVXKEKIFEGOIHWIGYVMXMIW       z  

8SXEP          





Case:17-03283-LTS Doc#:2247-6 Filed:01/16/18 Entered:01/16/18 18:13:49 Desc:

Exhibit F Page 50 of 105
4YIVXS6MGS,MKL[E]WERH8VERWTSVXEXMSR%YXLSVMX]

%'SQTSRIRX9RMXSJXLI'SQQSR[IEPXLSJ4YIVXS6MGS


2SXIWXS*MRERGMEP7XEXIQIRXWGSRXMRYIH


.YRIERH

  

'ETMXEP%WWIXW2IX

8LIJSPPS[MRKWGLIHYPIWYQQEVM^IWXLIGETMXEPEWWIXWRIXLIPHF]XLI%YXLSVMX]EWSJ.YRI

ERH

Case:17-03283-LTS Doc#:2247-6 Filed:01/16/18 Entered:01/16/18 18:13:49 Desc:

Exhibit F Page 51 of 105
4YIVXS6MGS,MKL[E]WERH8VERWTSVXEXMSR%YXLSVMX]

%'SQTSRIRX9RMXSJXLI'SQQSR[IEPXLSJ4YIVXS6MGS


2SXIWXS*MRERGMEP7XEXIQIRXWGSRXMRYIH


.YRIERH

  

'ETMXEP%WWIXW2IXGSRXMRYIH


-RXIVIWX I\TIRWI MRGYVVIH HYVMRK XLI ]IEVW IRHIH .YRI   ERH  EQSYRXIH XS

ETTVS\MQEXIP]  QMPPMSR ERH  QMPPMSR VIWTIGXMZIP] SJ [LMGL ETTVS\MQEXIP] 

QMPPMSRERHQMPPMSRVIWTIGXMZIP][IVIGETMXEPM^IHEWTEVXSJGSRWXVYGXMSRMRTVSKVIWWMRXLI

EGGSQTER]MRKWXEXIQIRXWSJRIXTSWMXMSR

3R.YP]XLI%YXLSVMX]I\GLERKIHEPERHTEVGIPFIPSRKMRKXSXLI%YXLSVMX]JSVEFYMPHMRK

[MXLEJEMVZEPYISJQMPPMSRFIPSRKMRKXS(ITEVXQIRXSJ8VERWTSVXEXMSRERH4YFPMG;SVOW

(84;
8LMWVIWYPXIHMREKEMRERHTE]EFPIXS(84;SJQMPPMSR[LMGL[EWRIXXIHEKEMRWX

(84;EGGSYRXVIGIMZEFPIFEPERGIEWSJ.YRI

Case:17-03283-LTS Doc#:2247-6 Filed:01/16/18 Entered:01/16/18 18:13:49 Desc:

Exhibit F Page 52 of 105
4YIVXS6MGS,MKL[E]WERH8VERWTSVXEXMSR%YXLSVMX]

%'SQTSRIRX9RMXSJXLI'SQQSR[IEPXLSJ4YIVXS6MGS


2SXIWXS*MRERGMEP7XEXIQIRXWGSRXMRYIH


.YRIERH

  

,MKL[E]WERH&VMHKIYRHIV7IVZMGI'SRGIWWMSR%VVERKIQIRX

8SPP6SEHW7IVZMGI'SRGIWWMSR%KVIIQIRX46ERH46


3R7ITXIQFIVXLI%YXLSVMX]IRXIVIHMRXSEXSPPVSEHWIVZMGIGSRGIWWMSREKVIIQIRX[MXL

%YXSTMWXEW 1IXVSTSPMXEREW HI 4YIVXS 6MGS 00' XLI 'SRGIWWMSREMVI
 MR [LMGL XLI %YXLSVMX]

KVERXIHXSXLI'SRGIWWMSREMVIXLIVMKLXXSSTIVEXI46ERH46LMKL[E]WXLI8SPP6SEHW
JSV

ETIVMSHSJ]IEVW XLI'SRGIWWMSR%KVIIQIRX
(YVMRKXLI]IEVXIVQXLI'SRGIWWMSREMVI

[MPPLEZIXLIVMKLXXSGLEVKIERHGSPPIGXXLIXSPPWMQTSWIHSRXLI8SPP6SEHW

8LI %YXLSVMX] VIGIMZIH ER YTJVSRX GSRGIWWMSR JII TE]QIRX SJ  FMPPMSR JVSQ [LMGL

ETTVS\MQEXIP]  QMPPMSR [EW YWIH XS VIHIIQ SV HIJIEWI FSRHW MWWYIH ERH SYXWXERHMRK

EWWSGMEXIH[MXLXLI8SPP6SEHW

-R  XLI %YXLSVMX] VIGSVHIH E HIJIVVIH MRJPS[ SJ VIWSYVGIW SJ GSRGIWWMSR EVVERKIQIRX SJ

 FMPPMSR XLEX [MPP FI EQSVXM^IH ERH VIGSKRM^IH EW VIZIRYI SZIVXLI ]IEVXIVQ SJ XLI

EKVIIQIRX-RXLI%YXLSVMX]VIGSKRM^IHQMPPMSRSJVIZIRYIVIPEXIHXSXLMWXVERWEGXMSR

ERH[MPPVIGSKRM^IQMPPMSRJSVIEGLWYFWIUYIRX]IEVXLVSYKL8LI8SPP6SEHWGETMXEP

EWWIXW
[MPPGSRXMRYIXSFIVITSVXIHMRXLIWXEXIQIRXWSJRIXTSWMXMSREWEWITEVEXIMXIQEWLMKL[E]W

ERHFVMHKIYRHIVWIVZMGIGSRGIWWMSREVVERKIQIRX8SPP6SEHWEQSYRXIHXSETTVS\MQEXIP]

QMPPMSRRIXSJEGGYQYPEXIHHITVIGMEXMSR8SPP6SEHWWLSYPHRSXFIHITVIGMEXIHYRXMPXLIIRHSJXLI

EKVIIQIRX WXEVXMRK SR 7ITXIQFIV   WMRGI XLI GSRGIWWMSR EKVIIQIRX VIUYMVIW XLI

'SRGIWWMSREMVIXSVIXYVRXLI8SPP6SEHWXSXLI%YXLSVMX]MRMXWSVMKMREPSVERIRLERGIHGSRHMXMSR

-REHHMXMSRXLI%YXLSVMX]GETMXEPM^IHERHGSRWMHIVIHEWHIJIVVIHMRJPS[WSJVIWSYVGIWQMPPMSR

ERH  QMPPMSR HYVMRK  ERH  VIWTIGXMZIP] JSV MQTVSZIQIRXW QEHI F] XLI

'SRGIWWMSREMVIXSXLI8SPP6SEHW 

Case:17-03283-LTS Doc#:2247-6 Filed:01/16/18 Entered:01/16/18 18:13:49 Desc:

Exhibit F Page 53 of 105
4YIVXS6MGS,MKL[E]WERH8VERWTSVXEXMSR%YXLSVMX]

%'SQTSRIRX9RMXSJXLI'SQQSR[IEPXLSJ4YIVXS6MGS


2SXIWXS*MRERGMEP7XEXIQIRXWGSRXMRYIH


.YRIERH

  

,MKL[E]WERH&VMHKIYRHIV7IVZMGI'SRGIWWMSR%VVERKIQIRXGSRXMRYIH


&VMHKI7IVZMGI'SRGIWWMSR%VVERKIQIRX

3R(IGIQFIVXLI%YXLSVMX]ERH%YXSTMWXEWHI4YIVXS6MGS]'SQTEÕÑE7)%YXSTMWXEW


IRXIVIH MRXS E WIVZMGI GSRGIWWMSR EKVIIQIRX EQIRHIH MR  ERH  JSV XLI HIWMKR

GSRWXVYGXMSR STIVEXMSR ERH QEMRXIRERGI SJ XLI 8ISHSVS 1SWGSWS &VMHKI XLI &VMHKI
 E XSPP

FVMHKI[LMGLXVEZIVWIWXLI7ER.SWÍ0EKSSRFIX[IIRXLIQYRMGMTEPMXMIWSJ7ER.YERERH'EVSPMRE

%YXSTMWXEW HIWMKRIH ERH GSRWXVYGXIH XLI &VMHKI ERH GSQQIRGIH STIVEXMRK XLI &VMHKI SR

*IFVYEV]ZEPYEXMSRHEXI
8LIMRMXMEPXIVQSJXLMWEKVIIQIRX[EW]IEVWI\TMVMRKSR

%TVMP3R7ITXIQFIVXLIEKVIIQIRX[EWEQIRHIHXSI\XIRHMXWXIVQXS]IEVW


+%7&2SIWXEFPMWLIWXLEXMRXLIJMVWXTIVMSHXLEXXLMWWXEXIQIRXMWETTPMIHGLERKIW

VIWYPXMRK JVSQXLIMQTPIQIRXEXMSRSJXLMWWXEXIQIRXWLSYPHFIXVIEXIHEWEREHNYWXQIRXSJTVMSV

TIVMSHWERHXLIJMRERGMEPWXEXIQIRXWTVIWIRXIHJSVXLITIVMSHWEJJIGXIHWLSYPHFIVIWXEXIH%WSJ

.YRIXLI%YXLSVMX]VIGSKRM^IHXLI&VMHKIEXJEMVZEPYIIUYMZEPIRXXS[LEXXLI%YXLSVMX]

QMKLX LEZI TEMH XS LEZI XLI &VMHKI GSRWXVYGXIH VITPEGIQIRX GSWX
 EX ZEPYEXMSR HEXI 8LI

VITPEGIQIRXGSWX[EWHIXIVQMRIHXSFIQMPPMSRHITVIGMEXIHSZIVERIWXMQEXIHYWIJYPPMJISJ

]IEVWERHEHIJIVVIHMRJPS[SJVIWSYVGIWSJQMPPMSRXLEX[MPPFIEQSVXM^IHERHVIGSKRM^IH

EWVIZIRYISZIVXLIXIVQSJXLIEKVIIQIRX]IEVW
8LIEWWIXFEPERGIVIPEXIHXSXLI&VMHKI[EW

EHNYWXIH XS VIGSKRM^I XLI JMVWX  ]IEVW SJ STIVEXMSR ERH XLI VIQEMRMRK EQSVXM^EXMSR [MPP FI

EQSVXM^IHF]]IEVW

9RHIVGIVXEMRGMVGYQWXERGIWMRGPYHMRKMJQMRMQYQXSPPVIZIRYIWEVIRSXEGLMIZIHXLI'SRGIWWMSR

%KVIIQIRXQE]FIXIVQMREXIHERHXLI%YXLSVMX]MWXLIRSFPMKEXIHXSEWWYQIEPPSJ%YXSTMWXEWv

SFPMKEXMSRWXSTE]TVMRGMTEPSJERHMRXIVIWXSRXLIFSRHWSYXWXERHMRK[LMGLTYVWYERXXSXLI0SER

%KVIIQIRX[MPPFITEMHJVSQXLIRIXVIZIRYIWSJXLIYWIERHSTIVEXMSRSJXLI&VMHKI%PXLSYKL

%YXSTMWXEWGYVVIRXP]LEWXLIEFMPMX]XSXIVQMREXIXLI'SRGIWWMSR%KVIIQIRXERHLEZIXLI%YXLSVMX]

XSEWWYQIXLISFPMKEXMSRWXLI%YXLSVMX]LEWRSXVIGIMZIHWYGLRSXMGIERHHSIWRSXGYVVIRXP]I\TIGX

XLI'SRGIWWMSR%KVIIQIRXXSXIVQMREXI8LISYXWXERHMRKFSRHWMRGPYHMRKEGGVYIHMRXIVIWX
[LMGL

EVIRSXVIJPIGXIHMRXLI%YXLSVMX]vWWXEXIQIRXSJRIXTSWMXMSREX.YRISVEQSYRXIH

XSETTVS\MQEXIP]QMPPMSRERHQMPPMSRJSVIEGL]IEVVIWTIGXMZIP]

Case:17-03283-LTS Doc#:2247-6 Filed:01/16/18 Entered:01/16/18 18:13:49 Desc:

Exhibit F Page 54 of 105
4YIVXS6MGS,MKL[E]WERH8VERWTSVXEXMSR%YXLSVMX]

%'SQTSRIRX9RMXSJXLI'SQQSR[IEPXLSJ4YIVXS6MGS


2SXIWXS*MRERGMEP7XEXIQIRXWGSRXMRYIH


.YRIERH

  

,MKL[E]WERH&VMHKIYRHIV7IVZMGI'SRGIWWMSR%VVERKIQIRXGSRXMRYIH


&VMHKI7IVZMGI'SRGIWWMSR%VVERKIQIRXGSRXMRYIH


8LILMKL[E]WERHFVMHKIYRHIVWIVZMGIGSRGIWWMSREVVERKIQIRXRIXSJEGGYQYPEXIHEQSVXM^EXMSR

EX.YRIERHGSRWMWXIHSJ

 

8SPP6SEHW'SRGIWWMSR  

8SPP6SEHW'SRGIWWMSR-QTVSZIQIRXW  

&VMHKI'SRGIWWMSR  

8SXEP  

8LIHIJIVVIHMRJPS[WSJVIWSYVGIWEX.YRIERHGSRWMWXIHSJ

Case:17-03283-LTS Doc#:2247-6 Filed:01/16/18 Entered:01/16/18 18:13:49 Desc:

Exhibit F Page 55 of 105
4YIVXS6MGS,MKL[E]WERH8VERWTSVXEXMSR%YXLSVMX]

%'SQTSRIRX9RMXSJXLI'SQQSR[IEPXLSJ4YIVXS6MGS


2SXIWXS*MRERGMEP7XEXIQIRXWGSRXMRYIH


.YRIERH

  

0SRK8IVQ0MEFMPMXMIW

0SRKXIVQHIFXEGXMZMX]JSVXLI]IEVWIRHIH.YRIERH[EWEWJSPPS[W

Case:17-03283-LTS Doc#:2247-6 Filed:01/16/18 Entered:01/16/18 18:13:49 Desc:

Exhibit F Page 56 of 105
4YIVXS6MGS,MKL[E]WERH8VERWTSVXEXMSR%YXLSVMX]

%'SQTSRIRX9RMXSJXLI'SQQSR[IEPXLSJ4YIVXS6MGS


2SXIWXS*MRERGMEP7XEXIQIRXWGSRXMRYIH


.YRIERH

  

0SRK8IVQ0MEFMPMXMIW

Case:17-03283-LTS Doc#:2247-6 Filed:01/16/18 Entered:01/16/18 18:13:49 Desc:

Exhibit F Page 57 of 105
4YIVXS6MGS,MKL[E]WERH8VERWTSVXEXMSR%YXLSVMX]

%'SQTSRIRX9RMXSJXLI'SQQSR[IEPXLSJ4YIVXS6MGS


2SXIWXS*MRERGMEP7XEXIQIRXWGSRXMRYIH


.YRIERH

  

&SRH%RXMGMTEXMSR2SXIW

3R%YKYWXXLI%YXLSVMX]MWWYIH%&SRH%RXMGMTEXMSR2SXIWXLIw7IVMIW%2SXIWx


EQSYRXMRKXSQMPPMSRTYVGLEWIHF]E JMRERGMEPMRWXMXYXMSR JSVXLIVITE]QIRXSJZEVMSYW

%YXLSVMX]vWPSERW[MXL+(&SVPMRIWSJGVIHMX03'
MRGPYHMRKXLIGSVVIWTSRHMRKJIIERHGSWXSJ

MWWYERGI8LI7IVMIW%2SXIWQEXYVIWSR7ITXIQFIV3R*IFVYEV]XLI%YXLSVMX]

EQIRHIHXLIHSGYQIRXWXSMXWQMPPMSRFSRHERXMGMTEXMSRRSXIWPMQMXMRKXLILSPHIVvWVMKLX

XS EGGIPIVEXI ERH [EMZMRK GSZIRERX HIJEYPXW HYI XS XLI HS[RKVEHIW 4VMRGMTEP WIXEWMHIW [MPP

GSRXMRYIEWSVMKMREPP]WGLIHYPIH%PPWYGLRSXIWQYWXFITEMHRSPEXIVXLERQEXYVMX]HEXISJXLI

SVMKMREPRSXI8LIRSXIWFIEVMRXIVIWXIUYEPXS0-&36TPYWETTPMGEFPIWTVIEH3R.YRI

XLI%YXLSVMX]vWSYXWXERHMRKFSRHERXMGMTEXMSRRSXIW[IVIEWJSPPS[W

%X.YRIXLI%YXLSVMX]LEWQMPPMSRHITSWMXIH[MXLXLIXVYWXIIXSGSZIVTVMRGMTEPERH

MRXIVIWXSRXLIWIFSRHERXMGMTEXMSRRSXIW%WRSXIHMR2SXIWYFWIUYIRXXS]IEVIRHXLI4YIVXS

6MGS-RJVEWXVYGXYVI*MRERGI%YXLSVMX]46-*%
ERHXLI%YXLSVMX]WMKRIHEXVYWXEKVIIQIRXJSVXLI

TYVTSWIXSVITE]XLIEKVIIQIRXJSVXLI&%27SYXWXERHMRKFEPERGI

Case:17-03283-LTS Doc#:2247-6 Filed:01/16/18 Entered:01/16/18 18:13:49 Desc:

Exhibit F Page 58 of 105
4YIVXS6MGS,MKL[E]WERH8VERWTSVXEXMSR%YXLSVMX]

%'SQTSRIRX9RMXSJXLI'SQQSR[IEPXLSJ4YIVXS6MGS


2SXIWXS*MRERGMEP7XEXIQIRXWGSRXMRYIH


.YRIERH

  

&SRHW4E]EFPI

8LI FSRH VIWSPYXMSRW EYXLSVM^I XLI MWWYERGI SJ VIZIRYI FSRHW XS SFXEMR JYRHW XS TE] XLI

GSRWXVYGXMSR ERH VIPEXIH GSWXW SJ XVERWTSVXEXMSR JEGMPMXMIW &SRHW SYXWXERHMRK YRHIV XLI FSRH

VIWSPYXMSRWEX.YRIERHGSRWMWXIHSJ

Case:17-03283-LTS Doc#:2247-6 Filed:01/16/18 Entered:01/16/18 18:13:49 Desc:

Exhibit F Page 59 of 105
4YIVXS6MGS,MKL[E]WERH8VERWTSVXEXMSR%YXLSVMX]

%'SQTSRIRX9RMXSJXLI'SQQSR[IEPXLSJ4YIVXS6MGS


2SXIWXS*MRERGMEP7XEXIQIRXWGSRXMRYIH


.YRIERH

  

&SRHW4E]EFPIGSRXMRYIH


8LIFSRHWEVIWIGYVIHF]ETPIHKISJXLIKVSWWVIGIMTXWSJXLIKEWSPMRII\GMWIXE\IWERHSRILEPJ

SJXLIHMIWIPSMPI\GMWIXE\IWEQE\MQYQSJQMPPMSRQSRXLP] FYX RSXQSVIXLER 

QMPPMSRERRYEPP]
HIVMZIHJVSQI\GMWIXE\IWSZIVGVYHISMPERHMXWHIVMZEXMZIWTIVZILMGPITIV

]IEVJVSQQSXSVZILMGPIPMGIRWIJIIWXLITVSGIIHWSJER]SXLIVXE\IWJIIWSVGLEVKIW[LMGLXLI

0IKMWPEXYVISJ4YIVXS6MGSQE]EPPSGEXIXSXLI%YXLSVMX]MRXLIJYXYVIERH[LMGLXLI%YXLSVMX]QE]

TPIHKITVSGIIHWSJER]XSPPWSVSXLIVGLEVKIW[LMGLXLI%YXLSVMX]QE]MQTSWIJSVXLIYWISJER]

SJMXWXVEJJMGJEGMPMXMIWERHGIVXEMRMRZIWXQIRXIEVRMRKW

8LITVSGIIHWSJXLIKEWSPMRIXE\XLIKEWSMPERHHMIWIPSMPXE\XLIGVYHISMPXE\ERHXLIQSXSV

ZILMGPI PMGIRWI JIIW EPPSGEXIH XS XLI %YXLSVMX] EVI XE\IW ERH VIZIRYIW EZEMPEFPI YRHIV XLI

'SRWXMXYXMSRSJXLI'SQQSR[IEPXLSJ4YIVXS6MGS JSVXLITE]QIRXSJTVMRGMTEPERHMRXIVIWXSJ

FSRHW%GGSVHMRKP]MJRIIHIHXLI]EVIWYFNIGXXSFIMRKETTPMIHJMVWXXSXLITE]QIRXSJHIFXWIVZMGI

SRXLITYFPMGHIFXSJXLI'SQQSR[IEPXLFYXWYGLXE\IWERHPMGIRWIJIIWEVIXSFIYWIHJSVWYGL

TE]QIRXWSRP]MJERHXSXLII\XIRXXLEXEPPSXLIVEZEMPEFPIVIZIRYIWSJXLI'SQQSR[IEPXLYRHIV

XLI'SRWXMXYXMSREVIMRWYJJMGMIRXJSVWYGLTYVTSWI8LI'SQQSR[IEPXLLEWRSXTVIZMSYWP]ETTPMIH

XLIWIXE\IWERHVIZIRYIWJSVWYGLTE]QIRXW,S[IZIVSR(IGIQFIVXLI'SQQSR[IEPXL

ERRSYRGIHMXWMRXIRXMSRXSYXMPM^IWYGLXE\IWERHVIZIRYIWXSQIIXMXWS[RSFPMKEXMSREWRIIHIH

8LI&SRH6IWSPYXMSRWJYVXLIVTVSZMHIWXLEXVIGIMTXWSJTPIHKIHVIZIRYIWFIHITSWMXIHMRGIVXEMR

EGGSYRXW[MXLXLI*MWGEP%KIRXJSVXLITE]QIRXSJMRXIVIWXERHTVMRGMTEPSJXLIFSRHWSYXWXERHMRK

2SXLMRKMRXLI&SRH6IWSPYXMSRWMWXSFIGSRWXVYIHEWTVIZIRXMRKXLI%YXLSVMX]JVSQJMRERGMRKER]

JEGMPMXMIWEYXLSVM^IHF]XLI%GXXLEXGVIEXIHXLI%YXLSVMX]EWEQIRHIHXLVSYKLXLIMWWYERGISJ

FSRHWSVSXLIVSFPMKEXMSRW[LMGLEVIRSXWIGYVIHYRHIVXLITVSZMWMSRWSJXLI&SRH6IWSPYXMSRW

Case:17-03283-LTS Doc#:2247-6 Filed:01/16/18 Entered:01/16/18 18:13:49 Desc:

Exhibit F Page 60 of 105
4YIVXS6MGS,MKL[E]WERH8VERWTSVXEXMSR%YXLSVMX]

%'SQTSRIRX9RMXSJXLI'SQQSR[IEPXLSJ4YIVXS6MGS


2SXIWXS*MRERGMEP7XEXIQIRXWGSRXMRYIH


.YRIERH

  

&SRHW4E]EFPIGSRXMRYIH


8LI0-&36FEWIHMRXIVIWXVEXIFSRHWGSRWMWXIHSJQMPPMSRSJXLI6IZIRYI6IJYRHMRK

&SRHW7IVMIW2 JVSQ[LMGLETTVS\MQEXIP] QMPPMSR[IVI VITYVGLEWIH F]XLI%YXLSVMX]

XLVSYKL E wRSRVIZSPZMRKx PMRI SJ GVIHMX TVSZMHIH F] +SZIVRQIRX (IZIPSTQIRX &ERO MR XLI

EQSYRXSJQMPPMSRETTVS\MQEXIP]8LMWXVERWEGXMSRVIWYPXIHMREKEMRSJQMPPMSRJSV

XLI]IEVIRHIH .YRI8LI VITYVGLEWITSVXMSRSJXLI6IZIRYI6IJYRHMRK&SRHW

7IVMIW2MWLIPHF]XLI%YXLSVMX]XLIVIJSVIXLIVIMWRSSYXWXERHMRKFEPERGIEX]IEVIRH8LIPMRI

SJPMRISJGVIHMX[MXL+(&[EWTEMHMRJYPPHYVMRK

8LI7IVMIW20-&36&SRHWFIEVMRXIVIWXJVSQXLIMVHEXISJHIPMZIV]EXETIVERRYQVEXIJSVIEGL

TIVMSHIUYEPXSE
	SJXLI8LVII1SRXL0-&366EXIJSVWYGLTIVMSHTPYWF
ETIVERRYQ

WTVIEHIUYEPXS	-RIEGLGEWIXLI0-&36FEWIHMRXIVIWXVEXIGERRSXI\GIIHXLIQE\MQYQ

VEXITIVQMXXIHYRHIV4YIVXS6MGSPE[GYVVIRXP]	


-RXIVIWXSRXLI'SRWYQIV4VMGI-RHI\'4-
&SRHW[MPPFITE]EFPISRXLIJMVWXFYWMRIWWHE]SJIEGL

QSRXLGSQQIRGMRKSR.YP]8LI'4-6EXI[LMGL[MPPFIVIWIXQSRXLP]MWERMRXIVIWXVEXI

FEWIHSRGLERKIWMRXLI'4-ERHGERRSXI\GIIHXLIQE\MQYQVEXITIVQMXXIHYRHIVXLI4YIVXS6MGS

PE[GYVVIRXP]	


-RGSRRIGXMSR[MXLXLIMWWYERGISJXLI'4-0-&36FSRHWERH97(7-*1%MRHI\FEWIHMRXIVIWX

VEXI FSRHW XLI %YXLSVMX] IRXIVIH MRXS MRXIVIWXVEXI W[ET EKVIIQIRXW -R KIRIVEP XLI W[ET

EKVIIQIRXWTVSZMHIXLEXWYFNIGXXSXLIXIVQWXLIVISJXLI%YXLSVMX][MPPTE]XSXLIW[ETTVSZMHIV

EJM\IHVEXIERHXLIW[ETTVSZMHIV[MPPTE]XSXLI%YXLSVMX]EJPSEXMRKVEXIFEWIHSRXLI'4-SV

0-&36 VEXIFEWIHSRE RSXMSREPEQSYRXIUYEPXSXLITVMRGMTEPEQSYRX SJXLI'4-ERH0-&36

FSRHW SYXWXERHMRK8LI TYVTSWI SJXLI W[ETEKVIIQIRXMW KIRIVEPP]XSGSRZIVXXLI%YXLSVMX]vW

JPSEXMRKVEXISFPMKEXMSRW[MXLVIWTIGXXSXLI'4-ERH0-&36FSRHWXSJM\IHVEXISFPMKEXMSRW8LIWI

W[ETEKVIIQIRXW[IVIXIVQMREXIHHYVMRK7II2SXIJSVEHHMXMSREPMRJSVQEXMSR

3R.YP]XLI%YXLSVMX]MWWYIHSJ,MKL[E]6IZIRYI6IJYRHMRK&SRHW7IVMIW

%%
 ERH  SJ 8VERWTSVXEXMSR 6IZIRYI 6IJYRHMRK &SRHW 7IVMIW ,
 XS GSRZIVX XLI

MRXIVIWXVEXIQSHIJVSQEXIVQVEXIXSEJM\IHVEXI8LI7IVMIW%%[LMGLGSRWMWXWSJ

EKKVIKEXITVMRGMTEPEQSYRXSJ7IVMIW%%&SRHWERHEKKVIKEXITVMRGMTEPEQSYRXSJ

7IVMIW%%&SRHWFIEVMRXIVIWXEXEJM\IHVEXISJ	ERH	VIWTIGXMZIP]ERHEVIHYISR

.YP]ERHVIWTIGXMZIP]8LI7IVMIW,FIEVWMRXIVIWXEXEJM\IHVEXISJ	ERHMWHYI

SR.YP]

Case:17-03283-LTS Doc#:2247-6 Filed:01/16/18 Entered:01/16/18 18:13:49 Desc:

Exhibit F Page 61 of 105
4YIVXS6MGS,MKL[E]WERH8VERWTSVXEXMSR%YXLSVMX]

%'SQTSRIRX9RMXSJXLI'SQQSR[IEPXLSJ4YIVXS6MGS


2SXIWXS*MRERGMEP7XEXIQIRXWGSRXMRYIH


.YRIERH

  

&SRHW4E]EFPIGSRXMRYIH


3R.YRIXLI%YXLSVMX]TEMHQMPPMSREKKVIKEXITVMRGMTEPEQSYRXSJXLISYXWXERHMRK

FEPERGISJXLI+VERX%RXMGMTEXMSR6IZIRYI&SRHW7IVMIWYRHIVMXW6IWSPYXMSREHSTXIH

F]XLI%YXLSVMX]SR%TVMP8LSWIWIGYVMXMIW[IVIHITSWMXIHMRERMVVIZSGEFPIXVYWX[MXLER

IWGVS[EKIRXXSTVSZMHIJSVEPPJYXYVIHIFXWIVZMGITE]QIRXWSRXLI7IVMIWFSRHW8LIEHZERGI

VIJYRHMRKVIWYPXIHMREHMJJIVIRGIFIX[IIRXLIVIEGUYMWMXMSRTVMGIERHRIXGEVV]MRKEQSYRXSJXLI

SPHHIFXSJQMPPMSR8LIHMJJIVIRGIVITSVXIHMRXLIEGGSQTER]MRKRIXTSWMXMSRWXEXIQIRXWEW

E TEVX SJ HIJIVVIH SYXJPS[W SJ VIWSYVGIWMW FIMRK GLEVKIHXS STIVEXMSRW YWMRKXLI WXVEMKLXPMRI

QIXLSHSZIVXLIPMJISJXLIFSRHW

(IFX1EXYVMXMIW

8LISYXWXERHMRKFSRHWEWSJ.YRIVIUYMVIJYXYVITE]QIRXWSJTVMRGMTEPERHMRXIVIWXEW

JSPPS[W

*SV ZEVMEFPI MRXIVIWXVEXI FSRHW MRGPYHIH EFSZI XLI HIFX WIVZMGI VIUYMVIQIRXW ERH RIX W[ET

TE]QIRXW[IVIGSQTYXIHEWWYQMRKGYVVIRXMRXIVIWXVEXIWVIQEMRXLIWEQIJSVXLIMVXIVQ%WVEXIW

ZEV]ZEVMEFPIVEXIFSRHMRXIVIWXTE]QIRXWERHRIXW[ETTE]QIRXW[MPPZEV]6IJIV2SXIJSV

W[ETWGERGIPPEXMSRHMWGPSWYVI

Case:17-03283-LTS Doc#:2247-6 Filed:01/16/18 Entered:01/16/18 18:13:49 Desc:

Exhibit F Page 62 of 105
4YIVXS6MGS,MKL[E]WERH8VERWTSVXEXMSR%YXLSVMX]

%'SQTSRIRX9RMXSJXLI'SQQSR[IEPXLSJ4YIVXS6MGS


2SXIWXS*MRERGMEP7XEXIQIRXWGSRXMRYIH


.YRIERH

  

&SRHW4E]EFPIGSRXMRYIH


(IFX6IJYRHMRK

8LI SYXWXERHMRK FEPERGIW EW SJ .YRI   ERH  SJ XLI FSRH MWWYIW HIJIEWIH F] XLI

%YXLSVMX]EVIEWJSPPS[W

 

7IVMIW=    

7IVMIW/  

7IVMIW+ z 

7IVMIW.  

7IVMIW, z 

7IVMI0 z 

7IVMI1  

7IVMI-  

7IVMI%%  

7IVMI&&  

7IVMI''  

7IVMI;  

7IVMIW<  

7IVMI>  

7IVMI z 

8SXEPSYXWXERHMRKHIJIEWIHFSRHMWWYIH    

Case:17-03283-LTS Doc#:2247-6 Filed:01/16/18 Entered:01/16/18 18:13:49 Desc:

Exhibit F Page 63 of 105
4YIVXS6MGS,MKL[E]WERH8VERWTSVXEXMSR%YXLSVMX]

%'SQTSRIRX9RMXSJXLI'SQQSR[IEPXLSJ4YIVXS6MGS


2SXIWXS*MRERGMEP7XEXIQIRXWGSRXMRYIH


.YRIERH

  

(IVMZEXMZIW

-RGSRRIGXMSR[MXLXLIMWWYERGISJXLI'4-ERH0-&36&SRHWXLI%YXLSVMX]IRXIVIHMRXSMRXIVIWX

VEXIW[ETEKVIIQIRXW-RKIRIVEPXLIW[ETEKVIIQIRXWTVSZMHIHXLEXWYFNIGXXSXLIXIVQWXLIVISJ

XLI%YXLSVMX][MPP TE]XSXLIW[ET TVSZMHIVE JM\IH VEXIERHXLI W[ET TVSZMHIV[MPP TE]XSXLI

%YXLSVMX]EJPSEXMRKVEXIFEWIHSRXLI'4-SV0-&366EXIFEWIHSRERSXMSREPEQSYRXIUYEPXS

XLI TVMRGMTEP EQSYRX SJ XLI '4- ERH 0-&36 &SRHW SYXWXERHMRK  8LI TYVTSWI SJ XLI W[ET

EKVIIQIRXMWKIRIVEPP]XSGSRZIVXXLI%YXLSVMX]vWJPSEXMRKVEXISFPMKEXMSRW[MXLVIWTIGXXSXLI'4-

ERH0-&36&SRHWXSJM\IHVEXISFPMKEXMSRW

8LI %YXLSVMX] IRXIVIH MRXS TE] JM\IH VIGIMZI ZEVMEFPI MRXIVIWXVEXI W[ET EKVIIQIRXW MR XLI

JSPPS[MRKFSRHWQMPPMSR0-&36FEWIHMRXIVIWXVEXIFSRHWQMPPMSR97(7-*1%

7[ET -RHI\ FEWIH MRXIVIWX VEXI FSRHW ERH  QMPPMSR '4- FEWIH MRXIVIWXVEXI FSRHW 8LI

GSYRXIVTEVXMIW[IVI'MXMFERO2% 'MXMFERO
1SVKER7XERPI]'ETMXEP7IVZMGIW-RG1SVKER


ERH9&7*MRERGMEP7IVZMGIW9&7


&IX[IIR7ITXIQFIVERH3GXSFIVXLI%YXLSVMX]VITYVGLEWIHETTVS\MQEXIP]

QMPPMSRXLI0-&36 FEWIHMRXIVIWXVEXIFSRHW SJXLI 6IZIRYI6IJYRHMRK&SRHW 7IVMIW2

+MZIRXLMWXVERWEGXMSRXLI'MXMFEROHIVMZEXMZIMRWXVYQIRXLIHKMRK[EWXIVQMREXIHERHXLIGLERKIW

MRJEMVZEPYIGSRWMHIVIHMRXSSTIVEXMSRW

&EWIH SR XLI TVSZMWMSR SJ +%7& 2S  XLI %YXLSVMX] IWXEFPMWLIH E HIVMZEXMZI PMEFMPMX] ERH

GSVVIWTSRHMRK HIJIVVIH YRVIEPM^IH PSWW SR HIVMZEXMZI MRWXVYQIRXW EW SJ .YRI   SJ

ETTVS\MQEXIP]QMPPMSRERHQMPPMSRVIWTIGXMZIP]

&IX[IIR*IFVYEV]ERH*IFVYEV]XLI%YXLSVMX]XIVQMREXIHEPPMXWSYXWXERHMRKW[ET

EKVIIQIRXWJSVEXSXEPXIVQMREXMSRRIXTE]QIRXSJQMPPMSR8LI%YXLSVMX]IRXIVIHMRXSER

EKVIIQIRXJSVEQMPPMSRVIZSPZMRKPMRISJGVIHMXXSQIIXGSPPEXIVEPTSWXMRKVIUYMVIQIRXERH

JSV XLI XIVQMREXMSR TE]QIRX SJ XLI W[ETW GERGIPPEXMSR %W SJ .YRI   XLIVI [EW ER

SYXWXERHMRKFEPERGISJQMPPMSRMRXLMWPMRISJGVIHMX

Case:17-03283-LTS Doc#:2247-6 Filed:01/16/18 Entered:01/16/18 18:13:49 Desc:

Exhibit F Page 64 of 105
4YIVXS6MGS,MKL[E]WERH8VERWTSVXEXMSR%YXLSVMX]

%'SQTSRIRX9RMXSJXLI'SQQSR[IEPXLSJ4YIVXS6MGS


2SXIWXS*MRERGMEP7XEXIQIRXWGSRXMRYIH


.YRIERH

  

(IVMZEXMZIWGSRXMRYIH


8IVQWERH*EMV:EPYIW

8LIGVIHMXVEXMRKWSJXLIGSYRXIVTEVXMIWXIVQWERHJEMVZEPYISJXLISYXWXERHMRKW[ETWEWSJ.YRI

EVIEWJSPPS[W

Case:17-03283-LTS Doc#:2247-6 Filed:01/16/18 Entered:01/16/18 18:13:49 Desc:

Exhibit F Page 65 of 105
4YIVXS6MGS,MKL[E]WERH8VERWTSVXEXMSR%YXLSVMX]

%'SQTSRIRX9RMXSJXLI'SQQSR[IEPXLSJ4YIVXS6MGS


2SXIWXS*MRERGMEP7XEXIQIRXWGSRXMRYIH


.YRIERH

  

(IVMZEXMZIWGSRXMRYIH


8IVQWERH*EMV:EPYIWGSRXMRYIH


(YVMRK JMWGEP  ERH  XLI HIVMZEXMZIW LIHKMRK MRWXVYQIRXW KIRIVEXIH E KEMR SJ

ETTVS\MQEXIP]SJQMPPMSRERHQMPPMSRVIWTIGXMZIP]HYIXSXLIMRGVIEWIMRXLIJEMVZEPYI

YTSRLIHKIXIVQMREXMSR8LIWIMRGVIEWIWMRZEPYILEZIFIIRVIGSVHIHEWMRZIWXQIRXMRGSQIMRXLI

EGGSQTER]MRKWXEXIQIRXWSJVIZIRYIWI\TIRWIWERHGLERKIWMRRIXTSWMXMSR

8LIRSXMSREPEQSYRXWSJXLIW[ETWQEXGLIHXLITVMRGMTEPEQSYRXSJXLIEWWSGMEXIHHIFX8LIW[ET

EKVIIQIRXWGSRXEMRIHWGLIHYPIHVIHYGXMSRWXSSYXWXERHMRKRSXMSREPEQSYRXWXLEXJSPPS[WGLIHYPIH

VIHYGXMSRWMRXLIEWWSGMEXIHHIFX

*EMV:EPYIW

8LI JEMV ZEPYI IWXMQEXIW VIJPIGXIH SR XLI WXEXIQIRX SJ RIX TSWMXMSR [EW FEWIH SR TIVXMRIRX

MRJSVQEXMSREZEMPEFPIXSQEREKIQIRXEXXLIWXEXIQIRXSJRIXTSWMXMSRHEXI6IPIZERXQEVOIXMRXIVIWX

VEXIWEWSJ.YRIZEPYEXMSRHEXISJXLIW[ETW[IVIPS[IVXLERQEVOIXMRXIVIWXVEXISRXLI

IJJIGXMZIHEXISJXLIW[ETW'SRWIUYIRXP]EWSJXLIZEPYEXMSRHEXIXLIW[ETWLEHERIKEXMZIJEMV

ZEPYI8LI JEMVZEPYIWPMWXIHMRXLIEFSZIXEFPI VITVIWIRXXLIXLISVIXMGEPGSWX SJXIVQMREXMRKXLI

W[ETW8LI JEMV ZEPYIW[IVI IWXMQEXIH YWMRK TVIWIRX ZEPYIQSHIPWXLEXXEOIMRXS GSRWMHIVEXMSR

WIZIVEPJEGXSVWMRGPYHMRKZSPEXMPMX]8LIJEMVZEPYIW[IVIWIXXPIHHYVMRKJMWGEP]IEV

%WSJ.YRIXLIW[ETWLEHERIKEXMZIJEMVZEPYIVITSVXIHEWEPMEFMPMX]SJETTVS\MQEXIP]

QMPPMSR8LIRIKEXMZIJEMVZEPYISJXLIW[ETWQE]FIGSYRXIVIHF]VIHYGXMSRMRJYXYVIRIX

MRXIVIWXTE]QIRXWVIUYMVIHSRXLIZEVMEFPIVEXIFSRHWGVIEXMRKLMKLIVW]RXLIXMGVEXIW8LIVIEVIRS

W[ETWEX.YRI

'VIHMXVMWOz&IGEYWIEPPSJXLI%YXLSVMX]vWW[ETWVIPMIHYTSRXLITIVJSVQERGISJXLIXLMVHTEVXMIW

[LSWIVZIEWW[ETGSYRXIVTEVXMIWXLI%YXLSVMX][EWI\TSWIHXSGVIHMXVMWOSVXLIVMWOXLEXXLI

W[ET GSYRXIVTEVX] JEMPW XS TIVJSVQ EGGSVHMRK XS MXW GSRXVEGXYEP SFPMKEXMSRW 8LI ETTVSTVMEXI

QIEWYVIQIRXSJXLMW VMWOEXXLIVITSVXMRKHEXI[EWXLI JEMVZEPYISJXLIW[ETWEWWLS[RMRXLI

GSPYQRWPEFIPIHJEMVZEPYIMRXLIXEFPIEFSZI;LIRXLIJEMVZEPYIMWTSWMXMZIXLIGSYRXIVTEVX]S[IW

XLI%YXLSVMX][LMGLGVIEXIWEGVIHMXVMWOJSVXLI%YXLSVMX];LIRXLIJEMVZEPYIMWRIKEXMZIXLI

%YXLSVMX] S[IWXLI GSYRXIVTEVX] ERHXLIVIJSVIXLI%YXLSVMX] HSIW RSX TSWWIWW GVIHMX VMWO 8LI

%YXLSVMX]QMRMQM^IHXLIGVIHMXVMWOMRHIVMZEXMZIMRWXVYQIRXWF]IRXIVMRKMRXSXVERWEGXMSRW[MXL

GSYRXIVTEVXMIW[LSWIGVIHMXVEXMRK[EWEGGITXEFPIYRHIVXLIMRZIWXQIRXTSPMGMIWSJXLI%YXLSVMX]

Case:17-03283-LTS Doc#:2247-6 Filed:01/16/18 Entered:01/16/18 18:13:49 Desc:

Exhibit F Page 66 of 105
4YIVXS6MGS,MKL[E]WERH8VERWTSVXEXMSR%YXLSVMX]

%'SQTSRIRX9RMXSJXLI'SQQSR[IEPXLSJ4YIVXS6MGS


2SXIWXS*MRERGMEP7XEXIQIRXWGSRXMRYIH


.YRIERH

  

(IVMZEXMZIWGSRXMRYIH


*EMV:EPYIWGSRXMRYIH


8IVQMREXMSR VMWO z -R OIITMRK [MXL QEVOIX WXERHEVHW XLI %YXLSVMX] SV XLI GSYRXIVTEVX] QE]

XIVQMREXIIEGLW[ETMJXLISXLIVTEVX]JEMPWXSTIVJSVQYRHIVXLIXIVQWSJXLIGSRXVEGX-REHHMXMSR

XLI W[ET HSGYQIRXW EPPS[IH IMXLIV TEVX] XS XIVQMREXI MR XLI IZIRX SJ E WMKRMJMGERX PSWW SJ

GVIHMX[SVXLMRIWW-JXLIW[ETMWXIVQMREXIHXLIZEVMEFPIVEXIFSRHRSPSRKIVGEVVMIWEJM\IHMRXIVIWX

VEXI%PWSMJEXXLIXMQISJXIVQMREXMSRXLIW[ETLEWERIKEXMZIJEMVZEPYIXLI%YXLSVMX][SYPHFI

PMEFPIXSXLIGSYRXIVTEVX]JSVETE]QIRXIUYEPXSXLIW[ETvWJEMVZEPYI8LI%YXLSVMX]XIVQMREXIH

EPP SYXWXERHMRK W[ET EKVIIQIRX FIX[IIR .ERYEV]  ERH *IFVYEV]   HYI XS VEXMRKW

HS[RKVEHIW

6SPPSZIVVMWOz8LI%YXLSVMX][EWRSXI\TSWIHXSVSPPSZIVVMWOWMRGIXLIHYIHEXISJXLIW[ETW[EW

XLIWEQIHYIHEXISJXLIVIPEXIHFSRHW

3R2SZIQFIVXLI%YXLSVMX]EQIRHIHXLIGVMXMGEPXIVQWSJXLILIHKMRKW[ET[MXL1SVKER

7XERPI][MXLRSXMSREPEQSYRXSJQMPPMSR
ERHXLILIHKMRKW[ET[MXL9&7[MXLRSXMSREP

EQSYRXSJQMPPMSR
[LMGLVITVIWIRXWXIVQMREXMSRSJLIHKMRKEGGSYRXMRKFEWIHSR+%7&

2S7MRGIXLI JM\IHVEXISJXLIRI[W[ETWMWLMKLIVXLERXLIGYVVIRXEXXLIQEVOIXVEXIJSV

WMQMPEVW[ETWXLIW[ETWEVIGSRWMHIVIHSJJQEVOIXW[ETW8LIJEMVZEPYISJXLIRI[W[ETWRS[

VITVIWIRXWERMQTYXIHHIFXWMRGIRSGEWL[EWMRZSPZIHMRXLIXVERWEGXMSR8LMWMQTYXIHHIFXRIIHW

XSFIEQSVXM^IHSZIVXLIPMJISJXLIRI[W[ETW%WEVIWYPXXLIHIJIVVEPEQSYRXWSJQMPPMSR

[LMGL IUYEP XLI JEMV ZEPYI SJ XLI SPH W[ETW EX XIVQMREXMSR HEXI [IVI VITSVXIH EW MRZIWXQIRX

VIZIRYIHIGVIEWIMRJEMVZEPYIYTSRLIHKIXIVQMREXMSR
MRXLI%YXLSVMX]vWWXEXIQIRXSJVIZIRYIW

I\TIRWIW ERH GLERKIW MR RIX TSWMXMSR JSV XLI ]IEV IRHIH .YRI    %QSVXM^EXMSR SJ XLI

MQTYXIHHIFXJSVXLI]IEVWIRHIH.YRIERHEQSYRXIHXSETTVS\MQEXIP]QMPPMSR

ERH  QMPPMSR VIWTIGXMZIP] ERH [EW MRGPYHIH EW MRXIVIWX I\TIRWI MR XLI EGGSQTER]MRK

WXEXIQIRXW SJ VIZIRYIW I\TIRWIW ERH GLERKIW MR RIX TSWMXMSR (YVMRK  XLI YREQSVXM^IH

TSVXMSRSJXLIMQTYXIHHIFXFEPERGISJQMPPMSR[EWIPMQMREXIHXLVYSTIVEXMSRW

Case:17-03283-LTS Doc#:2247-6 Filed:01/16/18 Entered:01/16/18 18:13:49 Desc:

Exhibit F Page 67 of 105
4YIVXS6MGS,MKL[E]WERH8VERWTSVXEXMSR%YXLSVMX]

%'SQTSRIRX9RMXSJXLI'SQQSR[IEPXLSJ4YIVXS6MGS


2SXIWXS*MRERGMEP7XEXIQIRXWGSRXMRYIH


.YRIERH

  

&SVVS[MRKWYRHIV0MRIWSJ'VIHMX

%X.YRIERHPMRIWSJGVIHMXGSRWMWXSJXLIJSPPS[MRK

  (IWGVMTXMSR  

2SRVIZSPZMRKPMRISJGVIHMXSJYTXSFIEVMRKMRXIVIWX

EXXLI+SZIVRQIRX(IZIPSTQIRX&ERO+(&
GSWXSJJYRHMRK

JSVXE\I\IQTXSVZEVMEFPIVEXIPSERXVERWEGXMSRWTPYWEQEVKMR

SJFEWMWTSMRXW	EX.YRIERH

VIWTIGXMZIP]
I\XIRHIHXLVSYKL.ERYEV]  

2SRVIZSPZMRKPMRISJGVIHMXSJYTXSFIEVMRKMRXIVIWX

EXXLI+(&GSWXSJJYRHMRKJSVXE\I\IQTXSVZEVMEFPIVEXIPSER

XVERWEGXMSRWTPYWEQEVKMRSJFEWMWTSMRXW	EX

.YRIERHVIWTIGXMZIP]
I\XIRHIHXLVSYKL

.ERYEV]  

2SRVIZSPZMRKPMRISJGVIHMXSJYTXSFIEVMRKMRXIVIWX

EXXLI+(&GSWXSJJYRHMRKJSVXE\I\IQTXSVZEVMEFPIVEXIPSER

XVERWEGXMSRWTPYWEQEVKMRSJFEWMWTSMRXW	EX

.YRIERHVIWTIGXMZIP]
I\XIRHIHXLVSYKL

.ERYEV]  

2SRVIZSPZMRKPMRISJGVIHMXSJYTXSFIEVMRKMRXIVIWX

EXXLI+(&GSWXSJJYRHMRKJSVXE\I\IQTXSVZEVMEFPIVEXIPSER

XVERWEGXMSRWTPYWEQEVKMRSJFEWMWTSMRXW	EX

.YRIERHVIWTIGXMZIP]
I\XIRHIHXLVSYKL

.ERYEV]  

2SRVIZSPZMRKPMRISJGVIHMXSJYTXSFIEVMRKMRXIVIWX

EXXLI+(&GSWXSJJYRHMRKJSVXE\I\IQTXSVZEVMEFPIVEXIPSER

XVERWEGXMSRWTPYWEQEVKMRSJFEWMWTSMRXW	EX

.YRIERH
I\XIRHIHXLVSYKL.ERYEV]  

2SRVIZSPZMRKPMRISJGVIHMXSJYTXSFIEVMRKMRXIVIWX

EXXLI+(&GSWXSJJYRHMRKJSVXE\I\IQTXSVZEVMEFPIVEXIPSER

XVERWEGXMSRWTPYWEQEVKMRSJFEWMWTSMRXW	EX

.YRIERH
I\XIRHIHXLVSYKL.ERYEV]  

GSRXMRYIH


Case:17-03283-LTS Doc#:2247-6 Filed:01/16/18 Entered:01/16/18 18:13:49 Desc:

Exhibit F Page 68 of 105
4YIVXS6MGS,MKL[E]WERH8VERWTSVXEXMSR%YXLSVMX]

%'SQTSRIRX9RMXSJXLI'SQQSR[IEPXLSJ4YIVXS6MGS


2SXIWXS*MRERGMEP7XEXIQIRXWGSRXMRYIH


.YRIERH

  

&SVVS[MRKWYRHIV0MRIWSJ'VIHMXGSRXMRYIH


(IWGVMTXMSR  

2SRVIZSPZMRKPMRISJGVIHMXSJYTXSFIEVMRKMRXIVIWX

EXXLI+(&GSWXSJJYRHMRKJSVXE\I\IQTXSVZEVMEFPIVEXIPSER

XVERWEGXMSRTPYWEQEVKMRSJFEWMWTSMRXW	EX

.YRIERHVIWTIGXMZIP]
I\XIRHIHXLVSYKL

.ERYEV]  

2SRVIZSPZMRKPMRISJGVIHMXSJYTXSFIEVMRKMRXIVIWXEX

XLI+(&GSWXSJJYRHMRKJSVXE\I\IQTXSVZEVMEFPIVEXIPSER

XVERWEGXMSRWTPYWEQEVKMRSJFEWMWTSMRXW	EX

.YRIERHVIWTIGXMZIP]
I\XIRHIHXLVSYKL

.ERYEV]  

2SRVIZSPZMRKPMRISJGVIHMXSJYTXSFIEVMRKMRXIVIWX

EXXLI+(&GSWXSJJYRHMRKJSVXE\I\IQTXSVZEVMEFPIVEXIPSER

XVERWEGXMSRWTPYWEQEVKMRSJFEWMWTSMRXW	EX

.YRIERHVIWTIGXMZIP]
I\XIRHIHXLVSYKL

.ERYEV]  

2SRVIZSPZMRKPMRISJGVIHMXSJYTXSFIEVMRKMRXIVIWX

EXXLI+(&GSWXSJJYRHMRKJSVXE\I\IQTXSVZEVMEFPIVEXIPSER

XVERWEGXMSRWTPYWEQEVKMRSJFEWMWTSMRXW	EX

.YRIERHVIWTIGXMZIP]
I\XIRHIHXLVSYKL

.ERYEV]  

2SRVIZSPZMRKPMRISJGVIHMXSJYTXSFIEVMRKMRXIVIWX

EXXLI+(&GSWXSJJYRHMRKJSVXE\I\IQTXSVZEVMEFPIVEXIPSER

XVERWEGXMSRWTPYWEQEVKMRSJFEWMWTSMRXW	EX

.YRIERHVIWTIGXMZIP]
[LMGLI\TMVIHSR

%YKYWX  

2SRVIZSPZMRKPMRISJGVIHMXSJYTXSFIEVMRKMRXIVIWX

EXXLI+(&GSWXSJJYRHMRKJSVXE\I\IQTXSVZEVMEFPIVEXIPSER

XVERWEGXMSRWTPYWEQEVKMRSJFEWMWTSMRXW	EX

.YRIERHVIWTIGXMZIP]
[LMGLI\TMVIHSR

%YKYWX  

GSRXMRYIH


Case:17-03283-LTS Doc#:2247-6 Filed:01/16/18 Entered:01/16/18 18:13:49 Desc:

Exhibit F Page 69 of 105
4YIVXS6MGS,MKL[E]WERH8VERWTSVXEXMSR%YXLSVMX]

%'SQTSRIRX9RMXSJXLI'SQQSR[IEPXLSJ4YIVXS6MGS


2SXIWXS*MRERGMEP7XEXIQIRXWGSRXMRYIH


.YRIERH

  

&SVVS[MRKWYRHIV0MRIWSJ'VIHMXGSRXMRYIH


(IWGVMTXMSR  

2SRVIZSPZMRKPMRISJGVIHMXSJYTXSFIEVMRKMRXIVIWX

EXXLI+(&GSWXSJJYRHMRKJSVXE\I\IQTXSVZEVMEFPIVEXIPSER

XVERWEGXMSRWTPYWEQEVKMRSJFEWMWTSMRXW	EX

.YRIERHVIWTIGXMZIP]
[LMGLI\TMVIHSR

%YKYWX  

2SRVIZSPZMRKPMRISJGVIHMXSJYTXSFIEVMRKMRXIVIWXEX

XLI+(&GSWXSJJYRHMRKJSVXE\I\IQTXSVZEVMEFPIVEXIPSER

XVERWEGXMSRWTPYWEQEVKMRSJFEWMWTSMRXW	EX

.YRIERHVIWTIGXMZIP]
[LMGLI\TMVIHSR

%YKYWX  

2SRVIZSPZMRKPMRISJGVIHMXSJYTXSFIEVMRKMRXIVIWX

EXXLI+(&GSWXSJJYRHMRKJSVXE\I\IQTXSVZEVMEFPIVEXIPSER

XVERWEGXMSRWTPYWEQEVKMRSJFEWMWTSMRXW	EX

.YRIERHVIWTIGXMZIP]
[LMGLI\TMVIHSR

%YKYWX  

2SRVIZSPZMRKPMRISJGVIHMXSJYTXSFIEVMRKMRXIVIWX

EXXLI+(&GSWXSJJYRHMRKJSVXE\I\IQTXSVZEVMEFPIVEXIPSER

XVERWEGXMSRWTPYWEQEVKMRSJFEWMWTSMRXW	EX

.YRIERHVIWTIGXMZIP]
[LMGLI\TMVIHSR

%YKYWX  

2SRVIZSPZMRKPMRISJGVIHMXSJYTSVMKMREPP]XS

FIEVMRKMRXIVIWXEXXLI+(&GSWXSJJYRHMRKJSVXE\I\IQTXSV

ZEVMEFPIVEXIPSERXVERWEGXMSRWTPYWEQEVKMRSJFEWMW

TSMRXW	EX.YRIERHVIWTIGXMZIP]
[LMGL

I\TMVIHSR%YKYWX  

2SRVIZSPZMRKPMRISJGVIHMXSJYTXSFIEVMRKMRXIVIWX

EXXLI+(&GSWXSJJYRHMRKJSVXE\I\IQTXSVZEVMEFPIVEXIPSER

XVERWEGXMSRWTPYWEQEVKMRSJFEWMWTSMRXW	EX

.YRIERHVIWTIGXMZIP]
[EWTEMHMRJYPPHYVMRK

 z 

GSRXMRYIH


Case:17-03283-LTS Doc#:2247-6 Filed:01/16/18 Entered:01/16/18 18:13:49 Desc:

Exhibit F Page 70 of 105
4YIVXS6MGS,MKL[E]WERH8VERWTSVXEXMSR%YXLSVMX]

%'SQTSRIRX9RMXSJXLI'SQQSR[IEPXLSJ4YIVXS6MGS


2SXIWXS*MRERGMEP7XEXIQIRXWGSRXMRYIH


.YRIERH

  

&SVVS[MRKWYRHIV0MRIWSJ'VIHMXGSRXMRYIH


(IWGVMTXMSR  

2SRVIZSPZMRKPMRISJGVIHMXSJYTXSFIEVMRKMRXIVIWX

EXXLI+(&GSWXSJJYRHMRKJSVXE\I\IQTXSVZEVMEFPIVEXIPSER

XVERWEGXMSRWTPYWEQEVKMRSJFEWMWTSMRXW	EX

.YRIERHVIWTIGXMZIP]
[LMGLI\TMVIHSR

%YKYWX  

2SRVIZSPZMRKPMRISJGVIHMXSJYTXSFIEVMRKMRXIVIWX

EXXLI+(&GSWXSJJYRHMRKJSVXE\I\IQTXSVZEVMEFPIVEXIPSER

XVERWEGXMSRWTPYWEQEVKMRSJFEWMWTSMRXW	EX

.YRIERHVIWTIGXMZIP]
I\XIRHIHXLVSYKL

.ERYEV]  

2SRVIZSPZMRKPMRISJGVIHMXSJYTXSFIEVMRKMRXIVIWX

EXXLI+(&GSWXSJJYRHMRKJSVXE\I\IQTXSVZEVMEFPIVEXIPSER

XVERWEGXMSRWTPYWEQEVKMRSJFEWMWTSMRXW	EX

.YRIERHVIWTIGXMZIP]
[LMGLI\TMVIHSR

%YKYWX  

2SRVIZSPZMRKPMRISJGVIHMXSJYTXSFIEVMRKMRXIVIWX

EXXLI+(&GSWXSJJYRHMRKJSVXE\I\IQTXSVZEVMEFPIVEXIPSER

XVERWEGXMSRWTPYWEQEVKMRSJFEWMWTSMRXW	EX

.YRI
[EWTEMHMRJYPPHYVMRK z 

2SRVIZSPZMRKPMRISJGVIHMXSJYTXSFIEVMRKMRXIVIWX

EXXLI+(&GSWXSJJYRHMRKJSVXE\I\IQTXSVZEVMEFPIVEXIPSER

XVERWEGXMSRWTPYWEQEVKMRSJFEWMWTSMRXW	EX

.YRIERHVIWTIGXMZIP]
I\XIRHIHXLVSYKL

.ERYEV]  

2SRVIZSPZMRKPMRISJGVIHMXSJYTXSFIEVMRKMRXIVIWX

EXXLI+(&GSWXSJJYRHMRKJSVXE\I\IQTXSVZEVMEFPIVEXIPSER

XVERWEGXMSRWTPYWEQEVKMRSJFEWMWTSMRXW	EX

.YRIERHVIWTIGXMZIP]
I\XIRHIHXLVSYKL

.ERYEV]  

GSRXMRYIH


Case:17-03283-LTS Doc#:2247-6 Filed:01/16/18 Entered:01/16/18 18:13:49 Desc:

Exhibit F Page 71 of 105
4YIVXS6MGS,MKL[E]WERH8VERWTSVXEXMSR%YXLSVMX]

%'SQTSRIRX9RMXSJXLI'SQQSR[IEPXLSJ4YIVXS6MGS


2SXIWXS*MRERGMEP7XEXIQIRXWGSRXMRYIH


.YRIERH

  

&SVVS[MRKWYRHIV0MRIWSJ'VIHMXGSRXMRYIH


(IWGVMTXMSR  

2SRVIZSPZMRKPMRISJGVIHMXSJYTXSFIEVMRKMRXIVIWX

EXXLI+(&GSWXSJJYRHMRKJSVXE\I\IQTXSVZEVMEFPIVEXIPSER

XVERWEGXMSRWTPYWEQEVKMRSJFEWMWTSMRXW	EX

.YRI
I\XIRHIHXLVSYKL.ERYEV]  z

2SRVIZSPZMRKPMRISJGVIHMXSJYTXSFIEVMRKMRXIVIWX

EXXLI+(&GSWXSJJYRHMRKJSVXE\I\IQTXSVZEVMEFPIVEXIPSER

XVERWEGXMSRWTPYWEQEVKMRSJFEWMWTSMRXW	EX

.YRI
[LMGLI\TMVIHSR.YRI  z

8SXEP  

8LIXSXEPPMRIWSJGVIHMX[MXLXLI+SZIVRQIRX(IZIPSTQIRX&EROSJ4YIVXS6MGSEWSJ.YRI

EQSYRXIHXSFMPPMSREWJYPP]HIWGVMFIHEFSZIQMPPMSRSJXLSWIPMRIWSJGVIHMXEVI

MRHIJEYPXEWSJXLIHEXISJXLMWVITSVX

6IXMVIQIRX4PER

8LI)QTPS]IIWv6IXMVIQIRX7]WXIQSJXLI+SZIVRQIRXSJXLI'SQQSR[IEPXLSJ4YIVXS6MGSXLI

6IXMVIQIRX7]WXIQ
GVIEXIH TYVWYERXXS%GX2S  SJ1E]EWEQIRHIHMWEGSWX

WLEVMRK QYPXMTPIIQTPS]IV HIJMRIH FIRIJMX TIRWMSR TPER WTSRWSVIH F] ERH VITSVXIH EW E

GSQTSRIRX YRMX SJ XLI 'SQQSR[IEPXL 8LI 6IXMVIQIRX 7]WXIQ GSRWMWXW SJ HMJJIVIRX FIRIJMX

WXVYGXYVIW MRGPYHMRK E GSWXWLEVMRK QYPXMIQTPS]IV HIJMRIH FIRIJMX TVSKVEQ E HIJMRIH

GSRXVMFYXMSRTVSKVEQERHEHIJMRIHGSRXVMFYXMSRL]FVMHTVSKVEQ

(a) Defined Benefit Program 

4YVWYERXXS%GX2SSJ1E]EWEQIRHIHEPPVIKYPEVIQTPS]IIWSJXLI%YXLSVMX]

LMVIH FIJSVI .ERYEV]  ERHPIWWXLER  ]IEVW SJEKIEXXLI HEXI SJIQTPS]QIRX FIGEQI

QIQFIVWSJXLI6IXMVIQIRX7]WXIQYRHIVXLI(IJMRIH&IRIJMX4VSKVEQEWEGSRHMXMSRSJXLIMV

IQTPS]QIRX 2S FIRIJMXW EVI TE]EFPIMJXLI TEVXMGMTERX VIGIMZIW E VIJYRH SJXLIMV EGGYQYPEXIH

GSRXVMFYXMSRW

Case:17-03283-LTS Doc#:2247-6 Filed:01/16/18 Entered:01/16/18 18:13:49 Desc:

Exhibit F Page 72 of 105
4YIVXS6MGS,MKL[E]WERH8VERWTSVXEXMSR%YXLSVMX]

%'SQTSRIRX9RMXSJXLI'SQQSR[IEPXLSJ4YIVXS6MGS


2SXIWXS*MRERGMEP7XEXIQIRXWGSRXMRYIH


.YRIERH

  

6IXMVIQIRX4PERGSRXMRYIH


(a) Defined Benefit Program (continued) 

8LI (IJMRIH &IRIJMX 4VSKVEQ TVSZMHIW VIXMVIQIRX HIEXL ERH HMWEFMPMX] FIRIJMXW TYVWYERX XS

PIKMWPEXMSRIREGXIHF]XLI0IKMWPEXYVI6IXMVIQIRXFIRIJMXWHITIRHYTSREKIEXVIXMVIQIRXERHXLI

RYQFIVSJ]IEVWSJGVIHMXEFPIWIVZMGI&IRIJMXWZIWXEJXIV]IEVWSJTPERTEVXMGMTEXMSR(MWEFMPMX]

FIRIJMXWEVIEZEMPEFPIXSQIQFIVWJSVSGGYTEXMSREPERHRSRSGGYTEXMSREPHMWEFMPMXMIW,S[IZIVE

QIQFIVQYWXLEZIEXPIEWX]IEVWSJWIVZMGIXSVIGIMZIRSRSGGYTEXMSREPHMWEFMPMX]FIRIJMXWv

1IQFIVW[LSLEZIEXXEMRIH]IEVWSJEKIERHLEZIGSQTPIXIHEXPIEWX]IEVWSJGVIHMXEFPI

WIVZMGISVQIQFIVW[LSLEZIEXXEMRIH]IEVWSJEKIERHLEZIGSQTPIXIH]IEVWSJGVIHMXEFPI

WIVZMGIEVIIRXMXPIHXSERERRYEPFIRIJMXTE]EFPIQSRXLP]JSVPMJI8LIEQSYRXSJXLIERRYMX]WLEPP

FI	SJXLIEZIVEKIGSQTIRWEXMSREWHIJMRIHQYPXMTPMIHF]XLIRYQFIVSJ]IEVWSJGVIHMXEFPI

WIVZMGIYTXS]IEVWTPYW	SJXLIEZIVEKIGSQTIRWEXMSREWHIJMRIHQYPXMTPMIHF]XLIRYQFIV

SJ]IEVWSJGVIHMXEFPIWIVZMGIMRI\GIWWSJ]IEVW8LIERRYMX]JSV[LMGLXLITEVXMGMTERXMWIPMKMFPI

MWPMQMXIHXSEQMRMQYQSJTIVQSRXLERHEQE\MQYQSJ	SJXLIEZIVEKIGSQTIRWEXMSR

EWHIJMRIH

4EVXMGMTERXW[LSLEZIGSQTPIXIH]IEVWSJGVIHMXEFPIWIVZMGIEVIIRXMXPIHXSVIGIMZIXLI1IVMX

%RRYMX] 4EVXMGMTERXW [LS LEZI RSX EXXEMRIH  ]IEVW SJ EKI [MPP VIGIMZI 	 SJXLI EZIVEKI

GSQTIRWEXMSR EW HIJMRIH SXLIV[MWI XLI] [MPP VIGIMZI 	 SJ XLI EZIVEKI GSQTIRWEXMSR EW

HIJMRIH

8LI'SQQSR[IEPXLvWPIKMWPEXMSR VIUYMVIWIQTPS]IIWXSGSRXVMFYXI 	 SJXLIMVQSRXLP] KVSWW

WEPEV]

%GX 2S  SJ *IFVYEV]   QEHI GIVXEMR EQIRHQIRXW ETTPMGEFPI XS RI[ TEVXMGMTEXMRK

IQTPS]IIW NSMRMRK XLI 6IXMVIQIRX 7]WXIQ IJJIGXMZI %TVMP   8LIWI GLERKIW GSRWMWX

TVMRGMTEPP]SJERMRGVIEWIMRXLIVIXMVIQIRXHEXIJVSQXSEHIGVIEWIMRXLIFIRIJMXTIVGIRXEKI

SJ XLI EZIVEKI GSQTIRWEXMSR MR XLI SGGYTEXMSREP HMWEFMPMX] ERH SGGYTEXMSREP HIEXL FIRIJMXW

ERRYMXMIWJVSQ	XS	ERHXLIIPMQMREXMSRSJXLI1IVMX%RRYMX]JSVTEVXMGMTEXMRKIQTPS]IIW

[LSLEZIGSQTPIXIH]IEVWSJGVIHMXEFPIWIVZMGI

3R7ITXIQFIV  XLI0IKMWPEXYVIIREGXIH%GX2S[LMGLEQIRHIH%GX2S XS

IWXEFPMWLE RI[ VIXMVIQIRX TVSKVEQ -REHHMXMSR SR%TVMP  XLI0IKMWPEXYVIIREGXIH%GX

2S [LMGL EQIRHIH XLI TVSZMWMSRW SJ XLI HMJJIVIRX FIRIJMX WXVYGXYVIW YRHIV XLI 6IXMVIQIRX

7]WXIQMRGPYHMRKXLI(IJMRIH&IRIJMX4VSKVEQ 

Case:17-03283-LTS Doc#:2247-6 Filed:01/16/18 Entered:01/16/18 18:13:49 Desc:

Exhibit F Page 73 of 105
4YIVXS6MGS,MKL[E]WERH8VERWTSVXEXMSR%YXLSVMX]

%'SQTSRIRX9RMXSJXLI'SQQSR[IEPXLSJ4YIVXS6MGS


2SXIWXS*MRERGMEP7XEXIQIRXWGSRXMRYIH


.YRIERH

  

6IXMVIQIRX4PERGSRXMRYIH


(b) System 2000 Program 

8LI0IKMWPEXYVIIREGXIH%GX2S  SR7ITXIQFIV  [LMGL EQIRHIH%GX2S XS

GVIEXIEQSRKSXLIVXLMRKWXLI7]WXIQ4VSKVEQERI[FIRIJMXWXVYGXYVIWMQMPEVXSEGEWL

FEPERGITPERHIJMRIHGSRXVMFYXMSRTPER
%PPVIKYPEVIQTPS]IIWLMVIHJSVXLIJMVWXXMQISRSVEJXIV

.ERYEV]ERHJSVQIVIQTPS]IIW[LSTEVXMGMTEXIHMRXLI(IJMRIH&IRIJMX4VSKVEQVIGIMZIH

EVIJYRHSJXLIMVGSRXVMFYXMSRWERH[IVIVILMVIHSRSVEJXIV.ERYEV]ERHFIGEQIQIQFIVW

SJXLI7]WXIQ4VSKVEQEWEGSRHMXMSRXSXLIMVIQTPS]QIRX-REHHMXMSRIQTPS]IIW[LSEX

(IGIQFIV   [IVI TEVXMGMTERXW SJ XLI (IJMRIH &IRIJMX 4VSKVEQ LEH XLI STXMSR YT XS

1EVGLXSMVVIZSGEFP]XVERWJIVXLIMVTVMSVGSRXVMFYXMSRWXSXLI(IJMRIH&IRIJMX4VSKVEQ

TPYWMRXIVIWXXLIVISRXSXLI7]WXIQ4VSKVEQ

'SQQSR[IEPXLvWPIKMWPEXMSRVIUYMVIWIQTPS]IIWXSGSRXVMFYXI	SJXLIMVQSRXLP]KVSWWWEPEV]

XS XLI 7]WXIQ  4VSKVEQ )QTPS]II GSRXVMFYXMSRW EVI GVIHMXIH XS MRHMZMHYEP EGGSYRXW

IWXEFPMWLIH YRHIV XLI 7]WXIQ  4VSKVEQ 4EVXMGMTERXW LEZI XLVII STXMSRW XS MRZIWX XLIMV

GSRXVMFYXMSRW XS XLI W]WXIQ  4VSKVEQ -RZIWXQIRX MRGSQI MW GVIHMXIH XS XLI TEVXMGMTERXvW

EGGSYRXWIQMERRYEPP]

9RHIV7]WXIQ4VSKVEQGSRXVMFYXMSRWVIGIMZIHJVSQTEVXMGMTERXWEVITSSPIHERHMRZIWXIHF]

XLI6IXMVIQIRX7]WXIQXSKIXLIV[MXLXLIEWWIXWGSVVIWTSRHMRKXSXLI(IJMRIH&IRIJMX4VSKVEQ

*YXYVIFIRIJMXTE]QIRXWYRHIVXLI(IJMRIH&IRIJMX4VSKVEQERHXLI7]WXIQ4VSKVEQ[MPPFI

TEMHJVSQXLIWEQITSSPSJEWWIXW%WEHMJJIVIRXFIRIJMXWXVYGXYVIXLI7]WXIQ4VSKVEQMWRSX

EWITEVEXITPERERHXLI'SQQSR[IEPXLHSIWRSXKYEVERXIIFIRIJMXWEXVIXMVIQIRXEKI

'SVVIWTSRHMRK IQTPS]IVWv GSRXVMFYXMSRW [MPP FI YWIH F] XLI 6IXMVIQIRX 7]WXIQ XS VIHYGI XLI

YRJYRHIHWXEXYWSJXLI(IJMRIH&IRIJMX4VSKVEQ

8LI 7]WXIQ  4VSKVEQ VIHYGIH XLI VIXMVIQIRX EKI JVSQ  ]IEVW XS  ]IEVW JSV XLSWI

IQTPS]IIW[LSNSMRIHXLMWTPERSRSVEJXIV.ERYEV]

Case:17-03283-LTS Doc#:2247-6 Filed:01/16/18 Entered:01/16/18 18:13:49 Desc:

Exhibit F Page 74 of 105
4YIVXS6MGS,MKL[E]WERH8VERWTSVXEXMSR%YXLSVMX]

%'SQTSRIRX9RMXSJXLI'SQQSR[IEPXLSJ4YIVXS6MGS


2SXIWXS*MRERGMEP7XEXIQIRXWGSRXMRYIH


.YRIERH

  

6IXMVIQIRX4PERGSRXMRYIH


(b) System 2000 Program (continued) 

9TSR VIXMVIQIRXXLIFEPERGIMRIEGLTEVXMGMTERXvWEGGSYRX[MPPFIYWIHXSTYVGLEWIERERRYMX]

GSRXVEGX[LMGL[MPPTVSZMHIJSVEQSRXLP]FIRIJMXHYVMRKXLITEVXMGMTERXvWPMJIERH	SJWYGL

FIRIJMXXSXLITEVXMGMTERXvWWTSYWIMRGEWISJXLITEVXMGMTERXvWHIEXL4EVXMGMTERXW[MXLEFEPERGISJ

SVPIWWEXVIXMVIQIRX[MPPVIGIMZIEPYQTWYQTE]QIRX-RGEWISJHIEXLXLIFEPERGIMR

IEGLTEVXMGMTERXvWEGGSYRX[MPPFITEMHMREPYQTWYQXSXLITEVXMGMTERXvWFIRIJMGMEVMIW4EVXMGMTERXW

LEZIXLISTXMSRSJVIGIMZMRKEPYQTWYQSVTYVGLEWMRKERERRYMX]GSRXVEGXMRGEWISJTIVQERIRX

HMWEFMPMX]

3R%TVMPXLI0IKMWPEXYVIXLI0IKMWPEXYVIIREGXIH%GX2S[LMGLEQIRHIHXLITVSZMWMSRW

SJ XLI HMJJIVIRX FIRIJMX WXVYGXYVIW YRHIV XLI 6IXMVIQIRX 7]WXIQ MRGPYHMRK XLI 7]WXIQ 

4VSKVEQ

(c) Defined Contribution Hybrid Program 

3R%TVMPXLI0IKMWPEXYVIIREGXIH%GX2S[LMGLEQIRHIH%GX2S%GX2SERH

%GX2SXSIWXEFPMWLEQSRKSXLIVXLMRKWEHIJMRIHGSRXVMFYXMSRTVSKVEQWMQMPEVXSXLI7]WXIQ

4VSKVEQXLI(IJMRIH'SRXVMFYXMSR,]FVMH4VSKVEQ
XSFIEHQMRMWXIVIHF]XLI6IXMVIQIRX

7]WXIQ %PP VIKYPEV IQTPS]IIW LMVIH JSV XLI JMVWX XMQI SR SV EJXIV .YP]   ERH JSVQIV

IQTPS]IIW[LSTEVXMGMTEXIHMRXLI(IJMRIH&IRIJMX4VSKVEQERHXLI7]WXIQ4VSKVEQERH

[IVI VILMVIH SR SV EJXIV .YP]   FIGSQI QIQFIVW SJ XLI (IJMRIH 'SRXVMFYXMSR ,]FVMH

4VSKVEQEWEGSRHMXMSRXSXLIMVIQTPS]QIRX-REHHMXMSRIQTPS]IIW[LSEX.YRI[IVI

TEVXMGMTERXWSJTVIZMSYWTPERW[MPPFIGSQITEVXSJXLI(IJMRIH'SRXVMFYXMSR,]FVMH4VSKVEQ%GX

2S  JVS^I EPP VIXMVIQIRX FIRIJMXW EGGVYIH XLVSYKL .YRI   YRHIV XLI (IJMRIH &IRIJMX

4VSKVEQERHXLIVIEJXIVEPPJYXYVIFIRIJMXW[MPPEGGVYIYRHIVXLIHIJMRIHGSRXVMFYXMSRJSVQYPEYWIH

JSVXLI7]WXIQ4VSKVEQTEVXMGMTERXW

Case:17-03283-LTS Doc#:2247-6 Filed:01/16/18 Entered:01/16/18 18:13:49 Desc:

Exhibit F Page 75 of 105
4YIVXS6MGS,MKL[E]WERH8VERWTSVXEXMSR%YXLSVMX]

%'SQTSRIRX9RMXSJXLI'SQQSR[IEPXLSJ4YIVXS6MGS


2SXIWXS*MRERGMEP7XEXIQIRXWGSRXMRYIH


.YRIERH

  

6IXMVIQIRX4PERGSRXMRYIH


4EVXMGMTERXWMRXLI(IJMRIH&IRIJMX4VSKVEQ[LSEWSJ.YRI[IVIIRXMXPIHXSVIXMVIERH

VIGIMZI WSQI X]TI SJ TIRWMSR QE] VIXMVI SR ER] PEXIV HEXI ERH [MPP VIGIMZI XLI ERRYMX]

GSVVIWTSRHMRK XS XLIMV VIXMVIQIRX TPER EW [IPP EW XLI ERRYMX] EGGVYIH YRHIV XLI (IJMRIH

'SRXVMFYXMSR,]FVMH4VSKVEQ4EVXMGMTERXW[LSEWSJ.YRILEZIRSXVIEGLIHXLIEKISJ

ERHGSQTPIXIH]IEVWSJWIVZMGISVLEZIRSXVIEGLIHXLIEKISJERHGSQTPIXIH]IEVWSJ

WIVZMGIGERVIXMVIHITIRHMRKSRXLIRI[EKIPMQMXWHIJMRIHF]XLI(IJMRIH'SRXVMFYXMSR,]FVMH

4VSKVEQERH[MPPVIGIMZIXLIERRYMX]GSVVIWTSRHMRKXSXLIMVVIXMVIQIRXTPEREW[IPPEWXLIERRYMX]

EGGVYIHYRHIVXLI(IJMRIH'SRXVMFYXMSR,]FVMH4VSKVEQ

4EVXMGMTERXWMRXLI7]WXIQ4VSKVEQ[LSEWSJ.YRI[IVIIRXMXPIHXSVIXMVIFIGEYWI

XLI][IVI]IEVWSJEKIQE]VIXMVISRER]PEXIVHEXIERH[MPPVIGIMZIXLIERRYMX]GSVVIWTSRHMRK

XSXLIMV VIXMVIQIRXTPEREW[IPPEWXLIERRYMX]EGGVYIHYRHIVXLI(IJMRIH'SRXVMFYXMSR,]FVMH

4VSKVEQ4EVXMGMTERXWMRXLI7]WXIQ4VSKVEQ[LSEWSJ.YRILEZIRSXVIEGLXLI

EKISJGERVIXMVIHITIRHMRKSRXLIRI[EKIPMQMXWHIJMRIHF]XLI(IJMRIH'SRXVMFYXMSR,]FVMH

4VSKVEQERH[MPPVIGIMZIXLIERRYMX]GSVVIWTSRHMRKXSXLIMVVIXMVIQIRXTPEREW[IPPEWXLIERRYMX]

EGGVYIHYRHIVXLI(IJMRIH'SRXVMFYXMSR,]FVMH4VSKVEQ

-R EHHMXMSR %GX 2S EQIRHIH XLI TVSZMWMSRW SJ XLI HMJJIVIRX FIRIJMX WXVYGXYVIW YRHIV XLI

6IXMVIQIRX7]WXIQMRGPYHMRKFYXRSXPMQMXIHXSXLIJSPPS[MRK

 -RGVIEWIHXLIQMRMQYQTIRWMSRJSVGYVVIRXVIXMVIIWJVSQXSTIVQSRXL

 8LIVIXMVIQIRXEKIJSVXLI%GX2STEVXMGMTERXW[MPPFIKVEHYEPP]MRGVIEWIHJVSQEKI

XSEKI

 8LI VIXMVIQIRXEKI JSVXLIEGXMZI7]WXIQ4VSKVEQTEVXMGMTERXW[MPPFIKVEHYEPP]

MRGVIEWIHJVSQEKIXSEKI

 )PMQMREXIHXLIwQIVMXERRYMX]xEZEMPEFPIXSTEVXMGMTERXW[LSNSMRIHXLIVIXMVIQIRX7]WXIQ

TVMSVXS%TVMP

 8LIVIXMVIQIRXEKIJSVRI[IQTPS]IIW[EWMRGVIEWIHXSEKI

Case:17-03283-LTS Doc#:2247-6 Filed:01/16/18 Entered:01/16/18 18:13:49 Desc:

Exhibit F Page 76 of 105
4YIVXS6MGS,MKL[E]WERH8VERWTSVXEXMSR%YXLSVMX]

%'SQTSRIRX9RMXSJXLI'SQQSR[IEPXLSJ4YIVXS6MGS


2SXIWXS*MRERGMEP7XEXIQIRXWGSRXMRYIH


.YRIERH

  

6IXMVIQIRX4PERGSRXMRYIH


 8LIIQTPS]IIGSRXVMFYXMSRVEXI[EWMRGVIEWIHJVSQ	XS	

 *SVXLI7]WXIQ4VSKVEQTEVXMGMTERXWXLIVIXMVIQIRXFIRIJMXW[MPPRSPSRKIVFITEMH

EWEPYQTWYQHMWXVMFYXMSRMRWXIEHXLI][MPPFITEMHXLVSYKLEPMJIXMQIERRYMX]

 )PMQMREXIH SV VIHYGIH ZEVMSYW VIXMVIQIRX FIRIJMXW TVIZMSYWP]KVERXIHF] WTIGMEPPE[W

MRGPYHMRK 'LVMWXQEW ERH WYQQIV FSRYWIW  8LI 'LVMWXQEW FSRYW TE]EFPI XS GYVVIRX

VIXMVIIW [EW VIHYGIH JVSQ  XS  ERH [EW IPMQMREXIH JSV JYXYVI VIXMVIIW 8LI

WYQQIV FSRYW [EW IPMQMREXIH 6IWYPXMRK IQTPS]IV GSRXVMFYXMSR WEZMRKW [MPP FI

GSRXVMFYXIHXSXLI6IXMVIQIRX7]WXIQ

 (MWEFMPMX]FIRIJMXW[IVIIPMQMREXIHERHWYFWXMXYXIHJSVEQERHEXSV]HMWEFMPMX]MRWYVERGI

TSPMG]

 7YVZMZSVFIRIJMXW[IVIQSHMJMIH

)QTPS]II GSRXVMFYXMSRW EVI GVIHMXIH XS MRHMZMHYEP EGGSYRXW IWXEFPMWLIH YRHIV XLI (IJMRIH

'SRXVMFYXMSR,]FVMH4VSKVEQ -REHHMXMSREQERHEXSV]GSRXVMFYXMSRIUYEPXSSVPIWWXLERTSMRX

X[IRX]JMZITIVGIRX	
MWVIUYMVIHJSVXLITYVGLEWISJHMWEFMPMX]MRWYVERGI

9TSR VIXMVIQIRXXLIFEPERGIMRIEGLTEVXMGMTERXvWEGGSYRX[MPPFIYWIHXSTYVGLEWIERERRYMX]

GSRXVEGX [LMGL [MPP TVSZMHI JSV E QSRXLP] FIRIJMX HYVMRKXLI TEVXMGMTERXvWPMJI -R GEWI SJXLI

TIRWMSRIVvWHIEXLXLIHIWMKREXIHFIRIJMGMEVMIW[MPPGSRXMRYIVIGIMZMRKXLIQSRXLP]FIRIJMXYRXMP

XLIGSRXVMFYXMSRWSJXLITEVXMGMTERXEVIGSQTPIXIP]GSRWYQIH-RGEWISJXLITEVXMGMTERXWMREGXMZI

WIVZMGIEHIEXLFIRIJMX[MPPFITEMHMRSRIPYQTWYQMRGEWLXSXLITEVXMGMTERXvWFIRIJMGMEVMIW

4EVXMGMTERXW[MXLEFEPERGISJPIWWXLERSVPIWWXLERJMZI]IEVWSJGSQTYXIHWIVZMGIWEX

VIXMVIQIRX[MPPVIGIMZIEPYQTWYQTE]QIRX-RGEWISJTIVQERIRXHMWEFMPMX]XLITEVXMGMTERXWLEZI

XLISTXMSRSJVIGIMZMRKEPYQTWYQSVTYVGLEWMRKERERRYMX]GSRXVEGX

*SV XLI ]IEV IRHIH .YRI   XLI %YXLSVMX] [EW VIUYMVIH XS GSRXVMFYXI 	 SJ IEGL

TEVXMGMTERXvWKVSWWWEPEV]YRHIVXLIHMJJIVIRXFIRIJMXWXVYGXYVIW8LI6IXMVIQIRX7]WXIQ[MPPYWI

XLIWIGSRXVMFYXMSRWXSMRGVIEWIMXWPIZIPSJEWWIXWERHXSVIHYGIXLIEGXYEVMEPHIJMGMX&IKMRRMRKSR

.YP]   ERH YT YRXMP .YRI   XLI IQTPS]IVvW GSRXVMFYXMSR VEXI WLEPP FI ERRYEPP]

MRGVIEWIHF]SRITIVGIRX	
&IKMRRMRK.YP]ERHYTYRXMP.YRIXLIIQTPS]IVvW

GSRXVMFYXMSRVEXIXLEXMWMRIJJIGXSR.YRISJIZIV]]IEVWLEPPFIERRYEPP]MRGVIEWIHSRIZIV]

WYGGIWWMZI.YP]WXF]SRITSMRXX[IRX]JMZITIVGIRX	


Case:17-03283-LTS Doc#:2247-6 Filed:01/16/18 Entered:01/16/18 18:13:49 Desc:

Exhibit F Page 77 of 105
4YIVXS6MGS,MKL[E]WERH8VERWTSVXEXMSR%YXLSVMX]

%'SQTSRIRX9RMXSJXLI'SQQSR[IEPXLSJ4YIVXS6MGS


2SXIWXS*MRERGMEP7XEXIQIRXWGSRXMRYIH


.YRIERH

  

6IXMVIQIRX4PERGSRXMRYIH


8SXEPIQTPS]IIGSRXVMFYXMSRWJSVXLIHIJMRIHFIRIJMXTIRWMSRTPERXLIHIJMRIHGSRXVMFYXMSRTPER

ERH XLI HIJMRIH GSRXVMFYXMSR L]FVMH TVSKVEQ HYVMRK XLI ]IEV IRHIH .YRI   ERH 

EQSYRXIH XS ETTVS\MQEXIP]  QMPPMSR ERH  QMPPMSR VIWTIGXMZIP] 8LI %YXLSVMX]vW

GSRXVMFYXMSRWIMXLIVTEMHSVEGGVYIH
HYVMRKXLI]IEVIRHIH.YRIERHEQSYRXIHXS

ETTVS\MQEXIP]QMPPMSRERHQMPPMSRVIWTIGXMZIP]8LIWIEQSYRXWVITVIWIRXIH	SJ

XLI VIUYMVIH GSRXVMFYXMSR JSV XLI GSVVIWTSRHMRK ]IEV 8SXEP TE]VSPP WYFNIGXIH XS VIXMVIQIRX

GSRXVMFYXMSRW EQSYRXIH XS ETTVS\MQEXIP]  QMPPMSR ERH  QMPPMSR JSV XLI ]IEV IRHIH

.YRIERHVIWTIGXMZIP]-RHMZMHYEPMRJSVQEXMSRJSVIEGLSTXMSRMWRSXEZEMPEFPIWMRGI

XLIEPPSGEXMSRMWTIVJSVQIHF]XLI6IXMVIQIRX7]WXIQMXWIPJ

%HHMXMSREP MRJSVQEXMSR SR XLI 6IXMVIQIRX 7]WXIQ MW TVSZMHIH SR MXW WXERHEPSRI JMRERGMEP

WXEXIQIRXWJSVXLI]IEVIRHIH.YRIEGST]SJ[LMGLGERFISFXEMRIHJVSQXLI)QTPS]IIWv

6IXMVIQIRX7]WXIQSJXLI'SQQSR[IEPXLSJ4YIVXS6MGS43&S\7ER.YER46



3XLIV4SWX)QTPS]QIRX&IRIJMXW

8LI%YXLSVMX]LEWMQTPIQIRXIH+%7&7XEXIQIRX2S%GGSYRXMRKERH*MRERGMEP6ITSVXMRKJSV

)QTPS]IVW JSV 4SWXIQTPS]QIRX &IRIJMXW 3XLIV 8LER 4IRWMSRW +%7& 
 8LMW 7XEXIQIRX

IWXEFPMWLIWXLIWXERHEVHWJSVXLIQIEWYVIQIRXVIGSKRMXMSRERHHMWTPE]SJ3XLIV4SWXIQTPS]QIRX

&IRIJMXW 34)&
 I\TIRWII\TIRHMXYVIW ERH VIPEXIH PMEFMPMXMIW EWWIXW
 RSXI HMWGPSWYVIW ERH MJ

ETTPMGEFPI VIUYMVIHWYTTPIQIRXEV]MRJSVQEXMSR 67-
MRXLI JMRERGMEP VITSVXWSJ WXEXIERHPSGEP

KSZIVRQIRXEPIQTPS]IVW

4SWXIQTPS]QIRXFIRIJMXWEVITEVXSJERI\GLERKISJWEPEVMIWERHFIRIJMXWJSVIQTPS]IIWIVZMGIW

VIRHIVIH1SWX 34)& LEZI FIIR JYRHIH SR E TE]EW]SYKS FEWMW ERH LEZI FIIR VITSVXIH MR

JMRERGMEPWXEXIQIRXW[LIRXLITVSQMWIHFIRIJMXWEVITEMH+%7&2SVIUYMVIWWXEXIERHPSGEP

KSZIVRQIRXvWJMRERGMEPVITSVXWXSVIJPIGXW]WXIQEXMGEGGVYEPFEWMWQIEWYVIQIRXERHVIGSKRMXMSR

SJ34)&GSWXI\TIRWI
SZIVETIVMSHXLEXETTVS\MQEXIWIQTPS]IIWv]IEVWSJWIVZMGIERHTVSZMHIW

MRJSVQEXMSREFSYXEGXYEVMEPEGGVYIHPMEFMPMXMIWEWWSGMEXIH[MXLXLI34)&ERH[LIXLIVERHXS[LEX

I\XIRXTVSKVIWWMWFIMRKQEHIMRJYRHMRKXLITPER

Case:17-03283-LTS Doc#:2247-6 Filed:01/16/18 Entered:01/16/18 18:13:49 Desc:

Exhibit F Page 78 of 105
4YIVXS6MGS,MKL[E]WERH8VERWTSVXEXMSR%YXLSVMX]

%'SQTSRIRX9RMXSJXLI'SQQSR[IEPXLSJ4YIVXS6MGS


2SXIWXS*MRERGMEP7XEXIQIRXWGSRXMRYIH


.YRIERH

  

3XLIV4SWX)QTPS]QIRX&IRIJMXWGSRXMRYIH


4PER(IWGVMTXMSR

8LI%YXLSVMX]EKVIIHXSTVSZMHIQIHMGEPTLEVQEG]HIRXEPERHZMWMSRQIHMGEPMRWYVERGIGSZIVEKI

XSIPMKMFPIVIXMVIIWMXWWTSYWIWERHHITIRHIRXWJSVETIVMSHSJX[S]IEVWEJXIVVIXMVIQIRXEWEWMRKPI

IQTPS]IVHIJMRIHFIRIJMXEW3XLIV4SWX)QTPS]QIRX&IRIJMXW4PERXLI4PER
ERHXLIZSPYRXEV]

XIVQMREXMSRFIRIJMXWEW TIV%GX2S9RHIVXLI%GX2S XLI%YXLSVMX]EKVIIHXSTE]XLI

TIRWMSRFIRIJMXYRXMPXLIQIQFIVVIEGLIWEWTIGMJMIHEKIERHSVWIVZMGIEQSYRX8LI4PERGERFI

EQIRHIHF]EGXMSRSJXLI%YXLSVMX]WYFNIGXXSETTPMGEFPIGSPPIGXMZIFEVKEMRMRKERHIQTPS]QIRX

EKVIIQIRXW8LI4PERHSIWRSXMWWYIEWXERHEPSRIJMRERGMEPVITSVXWMRGIXLIVIEVIRSEWWIXWPIKEPP]

WIKVIKEXIHJSVXLIWSPITYVTSWISJTE]MRKFIRIJMXWYRHIVXLI4PER

*YRHMRK4SPMG]

8LISFPMKEXMSRWSJXLI4PERQIQFIVWvIQTPS]IVEVIIWXEFPMWLIHF]EGXMSRSJXLI%YXLSVMX]TYVWYERX

XSETTPMGEFPIGSPPIGXMZIFEVKEMRMRKERHIQTPS]QIRXEKVIIQIRXW8LIVIUYMVIHGSRXVMFYXMSRVEXIW

SJXLIIQTPS]IVERHXLIQIQFIVWZEV]HITIRHMRKSRXLIETTPMGEFPIEKVIIQIRX

8LI%YXLSVMX]GYVVIRXP]GSRXVMFYXIWIRSYKLQSRI]XSXLI4PERXSWEXMWJ]GYVVIRXSFPMKEXMSRWSRE

TE]EW]SYKSFEWMW8LIGSWXWSJEHQMRMWXIVMRKXLI4PEREVITEMHF]XLI%YXLSVMX]

%RRYEP34)&'SWXERH2IX34)&%WWIX
3FPMKEXMSR

8LI %YXLSVMX]vW ERRYEP 34)& GSWX I\TIRWI
 MW GEPGYPEXIH FEWIH SR XLI ERRYEP VIUYMVIH

GSRXVMFYXMSRSJXLIIQTPS]IV%6'
8LI%YXLSVMX]LEWIRKEKIHEREGXYEV]XSGEPGYPEXIXLI%6'

ERHVIPEXIHMRJSVQEXMSRTIVXLITVSZMWMSRWSJ+%7&2SJSVIQTPS]IVWMRXLI4PER[MXLQSVI

XLERSRILYRHVIHXSXEPTPERQIQFIVW8LI%6'VITVIWIRXWEPIZIPSJJYRHMRKXLEXMJTEMHSRER

SRKSMRKFEWMWMWTVSNIGXIHXSGSZIVRSVQEPGSWXIEGL]IEVERHXSEQSVXM^IER]YRJYRHIHEGXYEVMEP

PMEFMPMXMIWSVJYRHMRKI\GIWW
SZIVETIVMSHRSXXSI\GIIHXLMVX]]IEVW

Case:17-03283-LTS Doc#:2247-6 Filed:01/16/18 Entered:01/16/18 18:13:49 Desc:

Exhibit F Page 79 of 105
4YIVXS6MGS,MKL[E]WERH8VERWTSVXEXMSR%YXLSVMX]

%'SQTSRIRX9RMXSJXLI'SQQSR[IEPXLSJ4YIVXS6MGS


2SXIWXS*MRERGMEP7XEXIQIRXWGSRXMRYIH


.YRIERH

  

3XLIV4SWX)QTPS]QIRX&IRIJMXWGSRXMRYIH


%RRYEP34)&'SWXERH2IX34)&3FPMKEXMSRGSRXMRYIH


8LI JSPPS[MRKXEFPI WLS[WXLIGSQTSRIRXW SJXLI%YXLSVMX]vW ERRYEP34)& GSWX JSVXLI ]IEVW

IRHIH.YRIERHXLIEQSYRXEGXYEPP]GSRXVMFYXIHXSXLITPERERHXLI%YXLSVMX]vW

RIX34)&EWWIX
SFPMKEXMSRXSXLI4PEREX.YRI

8LI 34)& EWWIX MW VIGSVHIH MR XLI 4VITEMH )\TIRWIW ERH 3XLIV %WWIXW EGGSYRXW MR XLI

EGGSQTER]MRK JMRERGMEP WXEXIQIRXW 8LI %YXLSVMX]vW ERRYEP 34)& GSWX TIVGIRXEKI SJ ERRYEP

34)&GSWXGSRXVMFYXMSRXSXLITPERERHRIX34)&EWWIX
SFPMKEXMSRJSVXLI]IEVIRHIH.YRI

[IVIEWJSPPS[W

Case:17-03283-LTS Doc#:2247-6 Filed:01/16/18 Entered:01/16/18 18:13:49 Desc:

Exhibit F Page 80 of 105
4YIVXS6MGS,MKL[E]WERH8VERWTSVXEXMSR%YXLSVMX]

%'SQTSRIRX9RMXSJXLI'SQQSR[IEPXLSJ4YIVXS6MGS


2SXIWXS*MRERGMEP7XEXIQIRXWGSRXMRYIH


.YRIERH

  

3XLIV4SWX)QTPS]QIRX&IRIJMXWGSRXMRYIH


%RRYEP34)&'SWXERH2IX34)&3FPMKEXMSRGSRXMRYIH


%WSJ.YRIERHXLIEGXYEVMEPEGGVYIHPMEFMPMX]JSV FIRIJMXW[EW ERH

VIWTIGXMZIP]EPPSJ[LMGL[IVIYRJYRHIH8LIGSZIVIHTE]VSPPERRYEPTE]VSPPSJ

EGXMZIIQTPS]IIWGSZIVIHF]XLITPER
[IVIETTVS\MQEXIP]ERHHYVMRK

XLI ]IEVW IRHIH .YRI   ERH  VIWTIGXMZIP] ERHXLI VEXMS SJXLI YRJYRHIH EGXYEVMEP

EGGVYIHPMEFMPMX]XSXLIGSZIVIHTE]VSPP[IVIETTVS\MQEXIP]	EWSJ.YRIERH

8LITVSNIGXMSRSJJYXYVIFIRIJMXTE]QIRXWJSVERSRKSMRKTPERMRZSPZIWIWXMQEXIWSJXLIZEPYISJ

VITSVXIHEQSYRXWERHEWWYQTXMSRWEFSYXXLITVSFEFMPMX]SJSGGYVVIRGISJIZIRXWJEVMRXSXLIJYXYVI

)\EQTPIWMRGPYHIEWWYQTXMSRWEFSYXJYXYVIIQTPS]QIRXQSVXEPMX]ERHXLILIEPXLGEVIGSWXXVIRH

%QSYRXWHIXIVQMRIHVIKEVHMRKXLIJYRHIHWXEXYWSJXLITPERERHXLIERRYEPVIUYMVIHGSRXVMFYXMSRW

SJ XLI IQTPS]IV EVI WYFNIGX XS GSRXMRYEP VIZMWMSR EW EGXYEP VIWYPXW EVI GSQTEVIH [MXL TEWX

I\TIGXEXMSRWERHRI[IWXMQEXIWEVIQEHIEFSYXXLIJYXYVI

1IXLSHWERH%WWYQTXMSRW

4VSNIGXMSRWSJFIRIJMXWJSVJMRERGMEPVITSVXMRKTYVTSWIWEVIFEWIHSRXLIWYFWXERXMZITPERXLITPER

EWYRHIVWXSSHF]XLIIQTPS]IVERHTPERQIQFIVW
ERHMRGPYHIXLIX]TIWSJFIRIJMXWTVSZMHIHEX

XLI XMQI SJ IEGL ZEPYEXMSR ERH XLI LMWXSVMGEP TEXXIVR SJ WLEVMRK SJ FIRIJMX GSWXW FIX[IIR XLI

IQTPS]IVERHTPERQIQFIVWXSXLITSMRX8LIQIXLSHWERHEWWYQTXMSRWYWIHMRGPYHIXIGLRMUYIW

XLEXEVIHIWMKRIHXSVIHYGIXLIIJJIGXWSJWLSVXXIVQZSPEXMPMX]MREGXYEVMEPEGGVYIHPMEFMPMXMIWERH

XLIEGXYEVMEP ZEPYI SJEWWIXWGSRWMWXIRX[MXLXLIPSRKXIVQ TIVWTIGXMZI SJXLIGEPGYPEXMSRW8LI

ZEPYEXMSRHEXI[EW.YP]ERHXLI4VSNIGXIH9RMX'VIHMX'SWX1IXLSH[EWYWIH8LIEGXYEVMEP

EWWYQTXMSRW[IVIFEWIHSREWIXSJEWWYQTXMSRWQSHMJMIHXSXLI%YXLSVMX]

8YVRSZIVVEXIW[IVIXEOIRJVSQEWXERHEVHEGXYEV]XEFPI88LMWXEFPI[EWGLSWIRWSEWXSQEXGL

XLI %YXLSVMX]vW LMWXSVMGEP XYVRSZIV I\TIVMIRGI 6IXMVIQIRX VEXIW [IVI EPWS FEWIH SR VIGIRX

%YXLSVMX]vWI\TIVMIRGIFYXEVIPIWWVIPMEFPIHYIXSXLIWM^ISJXLIGYVVIRX VIXMVIIKVSYTERHXLI

VIPEXMZIRI[RIWWSJXLITVSKVEQ

% HMWGSYRX VEXI SJ 	[EW YWIH8LMW VEXIMWXLI FIWX EGXYEVMEPIWXMQEXI SJI\TIGXIHPSRKXIVQ

I\TIVMIRGIERHMWMREGGSVHERGI[MXLKYMHIPMRIWJSVWIPIGXMSRSJXLIWIVEXIWYRHIV+%7&8LI

LIEPXLGEVIXVIRHVEXIWEVIFEWIHSRXLIEGXYEVMEPORS[PIHKISJXLIKIRIVEPLIEPXLGEVIIRZMVSRQIRX

ERHXLIWTIGMJMGGSZIVEKISJJIVIHF]XLI%YXLSVMX]

Case:17-03283-LTS Doc#:2247-6 Filed:01/16/18 Entered:01/16/18 18:13:49 Desc:

Exhibit F Page 81 of 105
4YIVXS6MGS,MKL[E]WERH8VERWTSVXEXMSR%YXLSVMX]

%'SQTSRIRX9RMXSJXLI'SQQSR[IEPXLSJ4YIVXS6MGS


2SXIWXS*MRERGMEP7XEXIQIRXWGSRXMRYIH


.YRIERH

  

:SPYRXEV]8IVQMREXMSR&IRIJMXW

3R .YP]  XLI'SQQSR[IEPXL IREGXIH%GX2S XS IWXEFPMWLE TVSKVEQXLEX TVSZMHIW

FIRIJMXW JSV IEVP] VIXMVIQIRX SV IGSRSQMG MRGIRXMZIW JSV ZSPYRXEV] IQTPS]QIRX XIVQMREXMSR XS

IPMKMFPIIQTPS]IIWEWHIJMRIHMRGPYHMRKIQTPS]IIWSJXLI%YXLSVMX]%GX2SIWXEFPMWLIHXLEX

IEVP]VIXMVIQIRXFIRIJMXW[MPPFITVSZMHIHXSIPMKMFPIIQTPS]IIWXLEXLEZIGSQTPIXIHFIX[IIR

]IEVWXS]IEVWSJGVIHMXIHWIVZMGIMRXLI6IXMVIQIRX7]WXIQERH[MPPGSRWMWXSJFM[IIOP]FIRIJMXW

VERKMRKJVSQ	XS	SJIEGLIQTPS]IIvWEPEV]EWHIJMRIH-RXLMWIEVP]VIXMVIQIRXFIRIJMX

TVSKVEQXLI%YXLSVMX][MPPQEOIXLIIQTPS]IIERHXLIIQTPS]IVGSRXVMFYXMSRWXSXLI6IXMVIQIRX

7]WXIQ ERH TE] XLI GSVVIWTSRHMRK TIRWMSR SFPMKEXMSR YRXMP XLI IQTPS]II GSQTPMIW [MXL XLI

VIUYMVIQIRXW SJ EKI ERH  ]IEVW SJ GVIHMXIH WIVZMGI MR XLI 6IXMVIQIRX 7]WXIQ )GSRSQMG

MRGIRXMZIWEVIEZEMPEFPIXSIPMKMFPIIQTPS]IIW[LSLEZIPIWWXLER]IEVWSJGVIHMXIHWIVZMGIMR

XLI6IXMVIQIRX7]WXIQSV[LSLEZIEXPIEWX]IEVWSJGVIHMXIHWIVZMGIMRXLI6IXMVIQIRX7]WXIQ

ERHXLIEKIJSVVIXMVIQIRXSV[LSLEZIXLIEKIJSVVIXMVIQIRX

)GSRSQMGMRGIRXMZIW[MPPGSRWMWXSJEPYQTWYQTE]QIRXVERKMRKJVSQSRIQSRXLXSWM\QSRXL

WEPEV]FEWIHSRIQTPS]QIRX]IEVW*SVIPMKMFPIIQTPS]IIWXLEXGLSSWIXLIIGSRSQMGMRGIRXMZIW

ERHLEZIEXPIEWX]IEVWSJGVIHMXIHWIVZMGIMRXLI6IXMVIQIRX7]WXIQERHXLIEKIJSVVIXMVIQIRX

SV LEZI XLI EKI JSV VIXMVIQIRX XLI %YXLSVMX] [MPP QEOI XLI IQTPS]II ERH XLI IQTPS]IV

GSRXVMFYXMSRWXSXLI6IXMVIQIRX7]WXIQJSVEJMZI]IEVTIVMSH

%HHMXMSREPP]IPMKMFPIIQTPS]IIWXLEXGLSSWIXSTEVXMGMTEXIMRXLIIEVP]VIXMVIQIRXFIRIJMXTVSKVEQ

SV XLEX GLSSWI XLI IGSRSQMG MRGIRXMZI ERH LEZI PIWW XLER  ]IEVW SJ GVIHMXIH WIVZMGI MR XLI

6IXMVIQIRX7]WXIQEVIIPMKMFPIXSVIGIMZILIEPXLTPERGSZIVEKIJSVYTXSQSRXLWMRELIEPXLTPER

WIPIGXIHF]QEREKIQIRXSJXLI%YXLSVMX]

8LI JMRERGMEPMQTEGX VIWYPXMRK JSVXLI FIRIJMXW KVERXIHXS TEVXMGMTERXW SRXLMW TVSKVEQ[EWXLI

VIGSKRMXMSR[MXLMRXLI%YXLSVMX]vWJMRERGMEPWXEXIQIRXWSJEPMEFMPMX]SJQMPPMSRERH

QMPPMSRMRXLIWXEXIQIRXWSJRIXTSWMXMSREWSJ.YRIERHERHEGLEVKISJQMPPMSR

ERHQMPPMSRMRXLIWXEXIQIRXWSJVIZIRYIWI\TIRWIWERHGLERKIWMRRIXTSWMXMSRJSVXLI]IEVW

IRHIH.YRIERHVIWTIGXMZIP]%X.YRIERHYRTEMHPSRKXIVQFIRIJMXW

KVERXIH SR XLMW TVSKVEQ [IVI HMWGSYRXIH FIX[IIR 	 ERH 	 VIWTIGXMZIP] JSV IEVP]

VIXMVIQIRXFIRIJMXWXLEX[MPPFITVSZMHIHXSIPMKMFPIIQTPS]IIWXLEXLEZIGSQTPIXIHFIX[IIR

]IEVWXS]IEVWSJGVIHMXIHWIVZMGIMRXLI6IXMVIQIRX7]WXIQERHFIX[IIR	ERH	ERH

	 ERH 	 VIWTIGXMZIP] JSVIQTPS]II ERHXLIIQTPS]IVGSRXVMFYXMSRWXSXLI6IXMVIQIRX

7]WXIQXSIPMKMFPIIQTPS]IIWXLEXLEZI]IEVWSJGVIHMXIHWIVZMGIMRXLI6IXMVIQIRX7]WXIQERH

XLIEKIJSVVIXMVIQIRXSVLEZIXLIEKIJSVVIXMVIQIRX

Case:17-03283-LTS Doc#:2247-6 Filed:01/16/18 Entered:01/16/18 18:13:49 Desc:

Exhibit F Page 82 of 105
4YIVXS6MGS,MKL[E]WERH8VERWTSVXEXMSR%YXLSVMX]

%'SQTSRIRX9RMXSJXLI'SQQSR[IEPXLSJ4YIVXS6MGS


2SXIWXS*MRERGMEP7XEXIQIRXWGSRXMRYIH


.YRIERH

  

6IPEXIH4EVX]8VERWEGXMSRW

3TIVEXMRKEHQMRMWXVEXMZIERHKIRIVEPI\TIRWIWHYVMRKXLIJMWGEP]IEVWIRHIH.YRIERH

 MRGPYHIH ETTVS\MQEXIP]  QMPPMSR ERH  QMPPMSR VIWTIGXMZIP] SJ GLEVKIW JVSQ

4YIVXS6MGS)PIGXVMG4S[IV%YXLSVMX]46)4%
EGSQTSRIRXYRMXSJXLI'SQQSR[IEPXL

%WSJ.YRIERHXLI%YXLSVMX]LEHETTVS\MQEXIP]QMPPMSRERHQMPPMSR

VIWTIGXMZIP]SJVIGIMZEFPIWJVSQXLI'SQQSR[IEPXLERHMXWGSQTSRIRXYRMXW[LMGL[IVIVITSVXIH

MREGGSYRXWVIGIMZEFPIMRXLIEGGSQTER]MRKWXEXIQIRXWSJRIXTSWMXMSR

3ZIVXLI]IEVW+(&EWJMWGEPEKIRXERHFEROSJXLI'SQQSR[IEPXLLEHI\XIRHIHPMRIWSJGVIHMX

XSXLI%YXLSVMX]MRSVHIVXSJMRERGIGETMXEPMQTVSZIQIRXTVSNIGXWERHSTIVEXMSREPHIJMGMXW%WSJ

.YRI   ERH XLI %YXLSVMX] LEH ER SYXWXERHMRK FEPERGI SJ ETTVS\MQEXIP] 

QMPPMSRERHQMPPMSR VIWTIGXMZIP]YRHIVXLIWIPMRIWSJGVIHMX6IPEXIHXSXLIWIPMRIWSJ

GVIHMXXLI%YXLSVMX]LEHMRXIVIWXTE]EFPIEGGYQYPEXMZIXSQMPPMSRERHQMPPMSREX

.YRIERHVIWTIGXMZIP]

&SRHWTE]EFPIMRGPYHIQMPPMSRZEVMEFPIVEXIFSRHWTYVGLEWIHF]+(&JVSQEXLMVHTEVX]

SR1E]

%WSJ.YRIERHXLI%YXLSVMX]LEWEQSYRXWHYIXSSXLIVKSZIVRQIRXEPIRXMXMIWJSV

STIVEXMRK PIEWIW ERH SXLIV EKVIIQIRXW SJ ETTVS\MQEXIP]  QMPPMSR ERH  QMPPMSR

VIWTIGXMZIP]

'SQQMXQIRXWERH'SRXMRKIRX0MEFMPMXMIW

'SRWXVYGXMSR

%WSJ.YRIERHXLI%YXLSVMX]LEHGSQQMXQIRXWSJETTVS\MQEXIP]QMPPMSR

ERHQMPPMSRVIWTIGXMZIP]VIPEXIHXSGSRWXVYGXMSRGSRXVEGXW

)QTPS]II6IPEXIH

3R.YRIXLI 4YIVXS6MGS4YFPMG'SVTSVEXMSR(IFX)RJSVGIQIRXERH6IGSZIV]%GX[EW

ETTVSZIHF]XLI'SQQSR[IEPXLSJ4YIVXS6MGSMRSVHIVXSIWXEFPMWLEHIFXIRJSVGIQIRXVIGSZIV]

ERH VIWXVYGXYVMRK VIKMQI JSV XLI TYFPMG GSVTSVEXMSRW ERH SXLIV MRWXVYQIRXEPMXMIW SJ XLI

'SQQSR[IEPXLSJ4YIVXS6MGSHYVMRKERIGSRSQMGIQIVKIRG]HYVMRKXLVII]IEVW6IWYPXMRKJVSQ

XLIETTVSZEPERHMQTPIQIRXEXMSRSJXLMW%GXXLIZEGEXMSRERHWMGOPIEZITSPMG][EWQSHMJMIHMR

[LMGLXLIIQTPS]IIW[MPPIEVREZEGEXMSRFIRIJMXEXEVEXISJHE]WERHEREGGYQYPEXIWMGOPIEZI

FIRIJMXEXEVEXISJHE]WTIV]IEV

Case:17-03283-LTS Doc#:2247-6 Filed:01/16/18 Entered:01/16/18 18:13:49 Desc:

Exhibit F Page 83 of 105
4YIVXS6MGS,MKL[E]WERH8VERWTSVXEXMSR%YXLSVMX]

%'SQTSRIRX9RMXSJXLI'SQQSR[IEPXLSJ4YIVXS6MGS


2SXIWXS*MRERGMEP7XEXIQIRXWGSRXMRYIH


.YRIERH

  

'SQQMXQIRXWERH'SRXMRKIRX0MEFMPMXMIWGSRXMRYIH


0IEWIW

8LI%YXLSVMX]LEWZEVMSYWRSRGERGIPEFPISTIVEXMRKPIEWIWJSVSJJMGIWTEGI[MXLXLI4YIVXS6MGS

4YFPMG&YMPHMRKW%YXLSVMX]ERH4YIVXS6MGS4SVX%YXLSVMX][LMGLEVIVIPEXIHTEVXMIWERHSXLIV

PIWWSVW8LIWIPIEWIWLEZIERMRMXMEPXIVQSJXLVII]IEVWSVQSVIXLIPEXIWXSJ[LMGLI\TMVIWMR.YRI

ERHGERFIVIRI[IHEXIRHSJPIEWIXIVQJSVEREHHMXMSREP]IEV8LIVIRXEPI\TIRWIRIXSJ

GETMXEPM^EXMSRJSVXLI]IEVWIRHIH.YRIERH[EWETTVS\MQEXIP]XLSYWERH

ERHQMPPMSRVIWTIGXMZIP]*YXYVIVIRXEPTE]QIRXWEWSJ.YRIYRHIVXLIWIPIEWIWEVI

EWJSPPS[W

0MXMKEXMSR

8LI %YXLSVMX] MW HIJIRHERX SV GSHIJIRHERX MR ZEVMSYW PE[WYMXW JSV EPPIKIH HEQEKIW MR GEWIW

TVMRGMTEPP]VIPEXIHXSGSRWXVYGXMSRTVSNIGXW8LIWIEVIKIRIVEPP]IMXLIVJYPP]SVTEVXMEPP]GSZIVIHF]

MRWYVERGI8LIGSRXVEGXSVWEVIVIUYMVIHYRHIVXLIXIVQWSJXLIGSRWXVYGXMSREKVIIQIRXWXSGEVV]

EHIUYEXITYFPMGPMEFMPMX]MRWYVERGIERHXSLSPHLEVQPIWWXLI%YXLSVMX]JVSQPE[WYMXWFVSYKLXSR

EGGSYRXSJHEQEKIWVIPEXMRKXSXLIGSRWXVYGXMSRSJXLITVSNIGXW

Case:17-03283-LTS Doc#:2247-6 Filed:01/16/18 Entered:01/16/18 18:13:49 Desc:

Exhibit F Page 84 of 105
4YIVXS6MGS,MKL[E]WERH8VERWTSVXEXMSR%YXLSVMX]

%'SQTSRIRX9RMXSJXLI'SQQSR[IEPXLSJ4YIVXS6MGS


2SXIWXS*MRERGMEP7XEXIQIRXWGSRXMRYIH


.YRIERH

  

'SQQMXQIRXWERH'SRXMRKIRX0MEFMPMXMIWGSRXMRYIH


0MXMKEXMSRGSRXMRYIH


%WSJ.YRIERHXLI%YXLSVMX]FEWIHSRPIKEPEHZMGILEWVIGSVHIHEPMEFMPMX]SJ

ETTVS\MQEXIP]QMPPMSRERHQMPPMSRVIWTIGXMZIP]JSVTVSFEFPIPSWWIWSRXLSWIGPEMQW

RSXJYPP]GSZIVIHF]MRWYVERGI3YXWXERHMRKPIKEPPMEFMPMX]MWGSQTSWIHSJQMPPMSRSJGEWIW

VIPEXIHXSGSRWXVYGXMSRTVSNIGXWERHQMPPMSRVIPEXIHXSI\TVSTVMEXMSRERHVIPEXIHGSWXW-R

XLISTMRMSRSJPIKEPGSYRWIPER]PMEFMPMX]MRI\GIWWSJXLIVIGSVHIHPMEFMPMX]XLEXQE]EVMWIJVSQ

WYGLGPEMQW[SYPHRSXFIWMKRMJMGERXXSXLI%YXLSVMX]vWJMRERGMEPTSWMXMSRSVVIWYPXWSJSTIVEXMSRW

7TIGMEP*EGMPMX]6IZIRYI&SRHW

3R(IGIQFIVXLI%YXLSVMX]ERH%YXSTMWXEWHI4YIVXS6MGS]'SQTEÕÑE7)%YXSTMWXEW


IRXIVIHMRXSEWIVZMGIGSRGIWWMSREKVIIQIRXXLI'SRGIWWMSR%KVIIQIRX
EQIRHIHMRERH

EKEMRMRJSVXLIHIWMKRGSRWXVYGXMSRSTIVEXMSRERHQEMRXIRERGISJXLI8ISHSVS1SWGSWS

&VMHKIXLI&VMHKI
EXSPPFVMHKI[LMGLXVEZIVWIWXLI7ER.SWÍ0EKSSRFIX[IIRXLIQYRMGMTEPMXMIW

SJ 7ER .YER ERH 'EVSPMRE %YXSTMWXEW HIWMKRIH ERH GSRWXVYGXIH XLI &VMHKI ERH GSQQIRGIH

STIVEXMRKXLI&VMHKISR*IFVYEV]8LIMRMXMEPXIVQSJXLMWEKVIIQIRXMW]IEVWI\TMVMRK

SR%TVMP3R7ITXIQFIVXLIEKVIIQIRX[EWEQIRHIHXSI\XIRHMXWXIVQXS]IEVW




-R1EVGL XLI%YXLSVMX]MWWYIH7TIGMEP*EGMPMX]6IZIRYI&SRHW7IVMIW%&ERH'

EQSYRXMRKXSETTVS\MQEXIP]QMPPMSRJSVXLITYVTSWISJJEGMPMXEXMRKXLIGSRWXVYGXMSRSJXLI

&VMHKI8LITVSGIIHWJVSQXLIWEPISJXLIFSRHW[IVIXVERWJIVVIHF]XLI%YXLSVMX]XS%YXSTMWXEW

XLIFSVVS[IVTYVWYERXXSEPSEREKVIIQIRXXLI0SER%KVIIQIRX
F]ERHFIX[IIR%YXSTMWXEWERH

XLI%YXLSVMX]

3R3GXSFIVXLI%YXLSVMX]MWWYIH7TIGMEP*EGMPMX]6IZIRYI6IJYRHMRK&SRHW7IVMIW

%EQSYRXMRKXSETTVS\MQEXIP]QMPPMSRJSVXLITYVTSWISJVIJYRHMRKXLI%YXLSVMX]vW7TIGMEP

*EGMPMX]6IZIRYI&SRHW7IVMIW%&ERH'[LMGL[IVIMWWYIHXSJYRHXLIGSRWXVYGXMSRSJ

XLI&VMHKIERHXSTE]XLIGSWXSJMWWYERGISJXLIFSRHW8LITVSGIIHWJVSQXLIWEPISJXLIFSRHW

[IVIXVERWJIVVIHF]XLI%YXLSVMX]XS%YXSTMWXEWTYVWYERXXSERI[PSEREKVIIQIRXF]ERHFIX[IIR

%YXSTMWXEWERHXLI%YXLSVMX]

Case:17-03283-LTS Doc#:2247-6 Filed:01/16/18 Entered:01/16/18 18:13:49 Desc:

Exhibit F Page 85 of 105
4YIVXS6MGS,MKL[E]WERH8VERWTSVXEXMSR%YXLSVMX]

%'SQTSRIRX9RMXSJXLI'SQQSR[IEPXLSJ4YIVXS6MGS


2SXIWXS*MRERGMEP7XEXIQIRXWGSRXMRYIH


.YRIERH

  

'SQQMXQIRXWERH'SRXMRKIRX0MEFMPMXMIWGSRXMRYIH


7TIGMEP*EGMPMX]6IZIRYI&SRHWGSRXMRYIH


9RHIVGIVXEMRGMVGYQWXERGIWMRGPYHMRKMJQMRMQYQXSPPVIZIRYIWEVIRSXEGLMIZIHXLI'SRGIWWMSR

%KVIIQIRXQE]FIXIVQMREXIHERHXLI%YXLSVMX]MWXLIRSFPMKEXIHXSEWWYQIEPPSJ%YXSTMWXEWv

SFPMKEXMSRWXSTE]TVMRGMTEPSJERHMRXIVIWXSRXLIFSRHWSYXWXERHMRK[LMGLTYVWYERXXSXLI0SER

%KVIIQIRX[MPPFITEMHJVSQXLIRIXVIZIRYIWSJXLIYWIERHSTIVEXMSRSJXLI&VMHKI%PXLSYKL

%YXSTMWXEWGYVVIRXP]LEWXLIEFMPMX]XSXIVQMREXIXLIEKVIIQIRXERHLEWXLI%YXLSVMX]XSEWWYQI

XLI SFPMKEXMSRW XLI %YXLSVMX] LEW RSX VIGIMZIH WYGL RSXMGI ERH HSIW RSX GYVVIRXP] I\TIGX XLI

'SRGIWWMSR%KVIIQIRXXSXIVQMREXI8LISYXWXERHMRKFSRHWMRGPYHMRKEGGVYIHMRXIVIWX
[LMGL

EVIRSXVIJPIGXIHMRXLI%YXLSVMX]vWWXEXIQIRXSJRIXTSWMXMSREX.YRISVEQSYRXIH

XSETTVS\MQEXIP]QMPPMSRERHQMPPMSRJSVIEGL]IEVVIWTIGXMZIP]

*IHIVEP%WWMWXERGI4VSKVEQW

8LI%YXLSVMX]TEVXMGMTEXIWMRERYQFIVSJJIHIVEPJMRERGMEPEWWMWXERGITVSKVEQW8LIWITVSKVEQW

EVIWYFNIGXXSEYHMXWMREGGSVHERGI[MXLXLITVSZMWMSRWSJ31&'MVGYPEV%%YHMXWSJ7XEXIW

0SGEP+SZIVRQIRXWERH2SR4VSJMX3VKERM^EXMSRWSVXSGSQTPMERGIEYHMXWF]KVERXSVEKIRGMIW

3R1EVGLXLI*IHIVEP,MKL[E]8VERWTSVXEXMSRETTVSZIHQMPPMSRMRXSPPGVIHMXW

XLEXQE]FIETTPMIHXS[EVHXLIRSR*IHIVEPQEXGLMRKWLEVISJXVERWMXTVSNIGXW8LIWIXSPPGVIHMXW

[MPPVIQEMREZEMPEFPIYRXMPYWIH

3TIVEXMSRERH1EMRXIRERGISJ9VFER8VEMR7]WXIQ

8LI %YXLSVMX] IRXIVIH MRXS E 7]WXIQ ERH 8IWX 8VEGO 8YVROI] 'SRXVEGX 7888 'SRXVEGX
 [MXL

7MIQIRW 8VERWTSVXEXMSR 4EVXRIVWLMT 4YIVXS 6MGS 7) .YER 6 6IUYIRE ] %WSGMEHSW ERH

%PXIVREXI 'SRGITXW -RG EPP XSKIXLIV ORS[R EW w7MIQIRWx
 JSV XLI TYVTSWI SJ STIVEXMRK ERH

QEMRXEMRMRK XLI 8VIR 9VFERS (YVMRK  XLI 7888 'SRXVEGX FIGEQI IJJIGXMZI YTSR XLI

I\IGYXMSRSJXLIGSRXVEGXJSVERMRMXMEPXIVQSJJMZI]IEVW[MXLERSTXMSRF]XLI%YXLSVMX]XSI\XIRH

XLIXIVQ JSVEREHHMXMSREP JMZI]IEVW8LIGSQTIRWEXMSRMW FEWIHSREWGLIHYPIMRGPYHIHMRXLI

QEWXIVEKVIIQIRX[LMGLETTVS\MQEXIWQMPPMSRSREQSRXLP]FEWMW8LIXSXEPERRYEPSTIVEXMSR

ERHQEMRXIRERGIGSWXMRGPYHMRKGSWXSJMRWYVERGIERHIPIGXVMGMX]JSVJMWGEP]IEVERH

[EWETTVS\MQEXIP]QMPPMSRERHQMPPMSRVIWTIGXMZIP]

'SWXWMRGYVVIHMR GSRRIGXMSR [MXLXLIMRXIKVEXIHXVERWTSVXEXMSR W]WXIQ JMRERGIHMR TEVX F]XLI

%YXLSVMX]HYVMRKXLI]IEVWIRHIH.YRIERHEQSYRXIHXSETTVS\MQEXIP]QMPPMSR

ERHQMPPMSRVIWTIGXMZIP] 

Case:17-03283-LTS Doc#:2247-6 Filed:01/16/18 Entered:01/16/18 18:13:49 Desc:

Exhibit F Page 86 of 105
4YIVXS6MGS,MKL[E]WERH8VERWTSVXEXMSR%YXLSVMX]

%'SQTSRIRX9RMXSJXLI'SQQSR[IEPXLSJ4YIVXS6MGS


2SXIWXS*MRERGMEP7XEXIQIRXWGSRXMRYIH


.YRIERH

  

3TIVEXMSRERH1EMRXIRERGISJ9VFER8VEMR7]WXIQGSRXMRYIH


%WEYXLSVM^IHF]6IWSPYXMSRXLI%YXLSVMX]GSRXVEGXIHXLI1IXVSTSPMXER&YW%YXLSVMX]

%1%
ETYFPMGGSVTSVEXMSRSJXLI'SQQSR[IEPXLSJ4YIVXS6MGSXSSTIVEXIXLIWIVZMGIORS[R

EW1IXVSFYW--[LMGLGSRWMWXW SJE JIIHIVFYW WIVZMGISJ%1% VSYXIWXLEX[IVIGLERKIHXS

WIVZMGIXLI9VFER8VEMRWXEXMSRW8LMWJIIHIVFYWWIVZMGIMWGSRWMHIVIHEOI]WXVEXIK]JSVMRGVIEWMRK

VEMPVMHIVWLMT

1IXVSFYW-WIVZMGIGSRWMWXWSJX[SI\TVIWWVSYXIW1IXVSFYW6SYXI-ERH1IXVSFYW)\TVIWS[LMGL

TVSZMHIW WIVZMGI FIX[IIR XLI 9RMZIVWMX] SJ 4YIVXS 6MGS ERH 3PH 7ER .YER 8LI %YXLSVMX]

GSRXVEGXIH*MVWX8VERWMXXSSTIVEXIXLMWWIVZMGI8LIWIVZMGIMWTVSZMHIHWIZIRHE]WE[IIOYWMRK

 FYWIW S[RIHF]*MVWX8VERWMX8LII\MWXMRK WIVZMGIEKVIIQIRX[MXL*MVWX8VERWMXI\TMVIH SR

.YRI

3XLIV3TIVEXMSREP-RGSQI

3XLIVMRGSQIJSVXLI]IEVWIRHIH.YRIERHGSRWMWXIHSJ

*MWGEP'SRHMXMSRERH0MUYMHMX]

8LI%YXLSVMX]LEWI\TIVMIRGIHWMKRMJMGERXVIGYVVMRKPSWWIWJVSQSTIVEXMSRWERHJEGIWERYQFIVSJ

FYWMRIWWGLEPPIRKIWXLEXLEZIFIIRI\EGIVFEXIHF]XLI'SQQSR[IEPXLvWIGSRSQMGVIGIWWMSRERH

XLIJEGXXLEXXLI%YXLSVMX]LEWRSXMRGVIEWIHXSPPWXSMXWGYWXSQIVWEXWYJJMGMIRXPIZIPWXSSJJWIXXLI

IJJIGXWSJMXWVMWMRKGSWXW-XWTVMRGMTEPGLEPPIRKIWWSQISJ[LMGLEVIMRXIVVIPEXIHEVIM
VIHYGXMSR

SJSTIVEXMRKGSWXWMM
MRGVIEWIMRXLIYWISJJIHIVEPKVERXWERHMMM
MQTVSZMRKMXWPMUYMHMX]8LI

%YXLSVMX]MWGSQQMXXIHXSXEOIEPPRIGIWWEV]QIEWYVIWXSIRWYVIMXEGLMIZIWE LIEPXL] JMRERGMEP

GSRHMXMSR

Case:17-03283-LTS Doc#:2247-6 Filed:01/16/18 Entered:01/16/18 18:13:49 Desc:

Exhibit F Page 87 of 105
4YIVXS6MGS,MKL[E]WERH8VERWTSVXEXMSR%YXLSVMX]

%'SQTSRIRX9RMXSJXLI'SQQSR[IEPXLSJ4YIVXS6MGS


2SXIWXS*MRERGMEP7XEXIQIRXWGSRXMRYIH


.YRIERH

  

*MWGEP'SRHMXMSRERH0MUYMHMX]GSRXMRYIH


3R.ERYEV]XLI%GX2SEWEQIRHIH[EWGVIEXIHF]XLI'SQQSR[IEPXLSJ4YIVXS

6MGSXSMRGVIEWIXLITIXVSPIYQXE\VIZIRYIWJVSQXSTIVTIXVSPIYQFEVVIPWXEVXMRKSR

1EVGL8LIRI[XE\VEXISJXLITIXVSPIYQTVSHYGXWXE\[MPPFIHMWXVMFYXIHEWJSPPS[W

TIVFEVVIPXSXLI%YXLSVMX]ERHTIVFEVVIPXSXLI4YIVXS6MGS-RJVEWXVYGXYVI*MRERGI

%YXLSVMX]46-*%
8LI%YXLSVMX]LEWEPXIVREXMZITPERWXSVITE]XLISYXWXERHMRKHIFXFEPERGIF]

MXWHYIHEXIMJXLIFSRHMWWYERGIMWRSXGPSWIH8LI%YXLSVMX]vWEPXIVREXMZITPERWEVIXLIJSPPS[MRK

(YVMRKXLIJMWGEP]IEVWERHXLI%YXLSVMX]VIGIMZIHERI[WSYVGISJVIZIRYIW

SJQMPPMSRERHQMPPMSRVIWTIGXMZIP]JVSQXLIRI[XE\VEXISJTIV

FEVVIPEWEYXLSVM^IHF]XLI%GX2SEWEQIRHIHGVIEXIHF]XLI'SQQSR[IEPXLSJ

4YIVXS6MGSSR.ERYEV]

%WEYXLSVM^IHF]XLI%GX2SETTVSZIHSR.YRIXLXLI%YXLSVMX][MPPVIGIMZI

ERERRYEPXVERWJIVSJQMPPMSRJVSQXLII\GMWIXE\SRXLIGSRWYQTXMSRSJGMKEVIXXIW

8LIGMKEVIXXIXE\EGXYEPEQSYRXXVERWJIVVIHXSXLI%YXLSVMX]MRJMWGEP]IEVWERH

EQSYRXIHXSQMPPMSR

3R.YRIXLI%GX2SIWXEFPMWLIHXLIXVERWJIVSJQSXSVZILMGPIJIIWXSXLI

%YXLSVMX]XLEX[EWTVIZMSYWP]HITSWMXIHMRXLI+IRIVEP*YRHSJXLI'SQQSR[IEPXL

+SZIVRQIRX-RJMWGEP]IEVWERHXLIXVERWJIVSJXLSWIQSXSVZILMGPIJIIWXS

XLI%YXLSVMX]EQSYRXIHXSQMPPMSRERHQMPPMSRVIWTIGXMZIP]

3R1EVGLXLI*IHIVEP,MKL[E]8VERWTSVXEXMSRETTVSZIHQMPPMSRMR

XSPP GVIHMXW XLEX QE] FI ETTPMIH XS[EVH XLI RSR*IHIVEP QEXGLMRK WLEVI SJ XVERWMX

TVSNIGXW8LIWIXSPPGVIHMXW[MPPVIQEMREZEMPEFPIYRXMPYWIH

3R%YKYWXXLI+SZIVRSVSJXLI'SQQSR[IEPXLSJ4YIVXS6MGSWMKRIHXLI0E[

2SXSGVIEXIXLI-RXIKVEXIH8VERWTSVXEXMSR%YXLSVMX]SJ4YIVXS6MGS%8-


XSIWXEFPMWLXLIMVTYVTSWIWHYXMIWTS[IVWERHEYXLSVMXMIWERHXSEYXLSVM^IXLI%YXLSVMX]

XSXVERWJIVXLI9VFER8VEMR7]WXIQHYVMRKJMWGEP]IEV%GGSVHMRKXSXLMW%GX%8-

[MPP FIMRGLEVKI SJXLI1IXVSTSPMXER&YW%YXLSVMX] ERHXLI%YXLSVMX] SJ1EVMXMQI

8VERWTSVXEXMSR8LIXVEMRSTIVEXMRKERHQEMRXIRERGII\TIRWIRIXSJVIZIRYIW[MPPFI

VIHYGIHF]ETTVS\MQEXIP]QMPPMSRERRYEPP]EJXIVXLIXVERWJIVSJXLI9VFER8VEMR

7]WXIQ 

Case:17-03283-LTS Doc#:2247-6 Filed:01/16/18 Entered:01/16/18 18:13:49 Desc:

Exhibit F Page 88 of 105
4YIVXS6MGS,MKL[E]WERH8VERWTSVXEXMSR%YXLSVMX]

%'SQTSRIRX9RMXSJXLI'SQQSR[IEPXLSJ4YIVXS6MGS


2SXIWXS*MRERGMEP7XEXIQIRXWGSRXMRYIH


.YRIERH

  

*MWGEP'SRHMXMSRERH0MUYMHMX]GSRXMRYIH


3R.YP]XLIIPIGXVSRMGXSPPW]WXIQMWEHQMRMWXIVIHF]ERI[STIVEXSV[MXLE

RI[GSRXVEGXJSVJMZI]IEVWIRHMRKSR.YP]8LMWEKVIIQIRXHIGVIEWIHXLIXSPP

STIVEXMSRI\TIRWIF]QMPPMSRTIV]IEV

'IVXEMRXE\IWERHVIZIRYIWEWHMWGYWWIHEFSZILEZIFIIRTVIZMSYWP]EWWMKRIHF]PE[

XSXLI%YXLSVMX],S[IZIVXLI'SQQSR[IEPXLVIGIRXP]ERRSYRGIHFSXLMXWEFMPMX]ERH

MRXIRXMSRXS YXMPM^I WYGLXE\IW ERH SXLIV VIZIRYIWXS QEMRXEMRWYJJMGMIRXPMUYMHMX]MR

SVHIVXSEPPS[MXXSGSRXMRYIXSQIIXMXWSFPMKEXMSRWEW[IPPEWTVSZMHISXLIVIWWIRXMEP

GIRXVEPKSZIVRQIRXWIVZMGIW7YGLEGXMSRMJXEOIRGSYPHLEZIEWMKRMJMGERXRIKEXMZI

MQTEGXSRXLIPMUYMHMX]SJXLI%YXLSVMX]

8LI %YXLSVMX] HSIW RSX GYVVIRXP] LEZI WYJJMGMIRX JYRHW EZEMPEFPI XS JYPP] VITE] MXW ZEVMSYW

SFPMKEXMSRWEWXLI]GSQIHYISVXLEXEVIGYVVIRXP]MRHIJEYPXERHMW[SVOMRKSRI\XIRHMRKXLIHYI

HEXI SJ XLI SFPMKEXMSRW SV SFXEMRMRK RI[ JMRERGMRK XS TVSZMHI VIPMIJ ERHSV JYRHW XS VITE] XLI

I\MWXMRKEQSYRXWSJTVMRGMTEPERHMRXIVIWXSVFVMRKXLISYXWXERHMRKFEPERGIWGYVVIRXEXXLIZEVMSYW

HYIHEXIWEW[IPPEWXSGSRXMRYISTIVEXIERHXSJMRERGIGETMXEPMQTVSZIQIRXTVSNIGXW%HHMXMSREPP]

WMKRMJMGERXWYTTSVXERHJYRHMRKJSVSFPMKEXMSRWSJXLI%YXLSVMX]LEWTVIZMSYWP]FIIRTVSZMHIHF]

XLI'SQQSR[IEPXLERHWSYVGIWJVSQSXLIVIRXMXMIWXLEXEVITEVXSJXLI'SQQSR[IEPXLWYGLEW

XLI+(& SV SXLIV8LI'SQQSR[IEPXLERH WYGLIRXMXMIWEVII\TIVMIRGMRK WMKRMJMGERX JMRERGMEP

HMJJMGYPXMIWERHQE]FIYREFPIXSGSRXMRYIXSI\XIRHVIJMRERGISVSXLIV[MWITVSZMHIXLIRIGIWWEV]

PMUYMHMX]XSXLI%YXLSVMX]EWERH[LIRRIIHIH%W WYGLGYVVIRXHIJEYPXWQE]RSXFIGYVIHERH

JYXYVI HIJEYPXW SR XLI %YXLSVMX]vW SFPMKEXMSRW QE] RSX FI EZSMHIH 1EREKIQIRX LEW TPERW XS

EHHVIWWMXWPMUYMHMX] WMXYEXMSR ERHGSRXMRYIMXW WIVZMGIW ERH FIPMIZIWMX[MPP FIEFPIXS VITE] SV

VIJMRERGIMXWSFPMKEXMSRWERHEPWSGSRXMRYIXSSTIVEXIEWEWITEVEXIKSZIVRQIRXEPIRXMX],S[IZIV

XLIVIGERFIRSEWWYVERGIXLEXXLI'SQQSR[IEPXL[MPPGSRXMRYIXSTVSZMHIEHIUYEXIWYTTSVXSV

GSRXMRYIXSEPPS[XLI%YXLSVMX]XSSTIVEXIEWEWITEVEXIIRXMX]SVXLEXXLIEJJMPMEXIHSVYREJJMPMEXIH

PIRHIVW[MPPFIEFPIERH[MPPMRKXSVIJMRERGISVQSHMJ]XLIXIVQWSJXLI%YXLSVMX]vWSFPMKEXMSRW%W

WYGL XLIVI GER FI RS EWWYVERGI XLEX QEREKIQIRXvW GYVVIRX TPERW XS VITE] SV VIJMRERGI XLI

SFPMKEXMSRWSVI\XIRHXLIMVXIVQW[MPPFIEGLMIZIHSVXLEXWIVZMGIW[MPPRSXLEZIXSFIXIVQMREXIH

GYVXEMPIHSVQSHMJMIH

-R*IFVYEV]ERH3GXSFIVXLI'SQQSR[IEPXLSJ4YIVXS6MGS JMPIH&MPP,6ERH&MPP

,7  VIWTIGXMZIP] XS EQIRH XLI &EROVYTXG] 'SHI XS MRGPYHI XLI 'SQQSR[IEPXLvW

MRWXVYQIRXEPMXMIWEWIPMKMFPIQYRMGMTEPMXMIWYRHIV'LETXIV

Case:17-03283-LTS Doc#:2247-6 Filed:01/16/18 Entered:01/16/18 18:13:49 Desc:

Exhibit F Page 89 of 105
4YIVXS6MGS,MKL[E]WERH8VERWTSVXEXMSR%YXLSVMX]

%'SQTSRIRX9RMXSJXLI'SQQSR[IEPXLSJ4YIVXS6MGS


2SXIWXS*MRERGMEP7XEXIQIRXWGSRXMRYIH


.YRIERH

  

*MWGEP'SRHMXMSRERH0MUYMHMX]GSRXMRYIH


8SXLII\XIRXXLI'SQQSR[IEPXLSVER]SJMXWTYFPMGGSVTSVEXMSRWMWEPPS[IHXSERHWIIOWVIPMIJ

YRHIV'LETXIV  SJXLI 9RMXIH 7XEXIW&EROVYTXG]'SHI SV ER] WMQMPEVPE[ GVIHMXSV VMKLXW ERH

VIQIHMIWQE]FIEHZIVWIP]EJJIGXIH1SVISZIVXLI'SQQSR[IEPXLSVWYGLTYFPMGGSVTSVEXMSREW

ETTPMGEFPIQE]RSXFIVIUYMVIHXSLSRSVMXWSYXWXERHMRKSFPMKEXMSRWMRJYPPXSXLII\XIRXGIVXEMR

GVIHMXSVWEKVIIXSXLITPERTVIWIRXIHF]XLI'SQQSR[IEPXLSVWYGLTYFPMGGSVTSVEXMSR

%HSTXMSRSJ%GGSYRXMRK4VMRGMTPI

3R .YP]   +%7& 2S  -XIQW 4VIZMSYWP] 6ITSVXIH EW %WWIXW ERH 0MEFMPMXMIW FIGEQI

IJJIGXMZI [LMGL VIUYMVIW VIGSVHMRK XLI RSRMRWYVERGI TSVXMSR SJ HIJIVVIH HIFX MWWYERGI GSWXW

TVIZMSYWP]TVIWIRXIHEWw3XLIV%WWIXWxMRXLI%YXLSVMX]vWWXEXIQIRXWSJRIXTSWMXMSREWSTIVEXMRK

I\TIRWIWERHTVSTIVGPEWWMJMGEXMSRSJGIVXEMRMXIQWTVIZMSYWP]VITSVXIHEWEWWIXWSJPMEFMPMXMIWEW

wHIJIVVIH SYXJPS[W SJ VIWSYVGIWx ERH wHIJIVVIH MRJPS[W SJ VIWSYVGIWx  %W E VIWYPX SJ XLI

MQTPIQIRXEXMSRSJ+%7&2SWXEVXMRK[MXLXLIJMWGEP]IEVEPPHIFXMWWYERGIGSWXW[MPPFI

TVIWIRXIHEWI\TIRWIHYVMRKXLI]IEVXLI]EVIMRGYVVIH

;I LEZI VIWXEXIH XLI STIRMRK .YRI   RIX TSWMXMSR ETTIEVMRK LIVIMR JVSQ EQSYRXW

TVIZMSYWP]VITSVXIHXSTVIWIRXVIXVSEGXMZIETTPMGEXMSRSJGLERKIMREGGSYRXMRKTVMRGMTPI8LIXEFPI

FIPS[WYQQEVM^IWXLIIJJIGXSJVIWXEXIQIRXSRTVIZMSYWP]VITSVXIHRIXTSWMXMSREWSJ.YP]

ERH.YRI

Case:17-03283-LTS Doc#:2247-6 Filed:01/16/18 Entered:01/16/18 18:13:49 Desc:

Exhibit F Page 90 of 105
4YIVXS6MGS,MKL[E]WERH8VERWTSVXEXMSR%YXLSVMX]

%'SQTSRIRX9RMXSJXLI'SQQSR[IEPXLSJ4YIVXS6MGS


2SXIWXS*MRERGMEP7XEXIQIRXWGSRXMRYIH


.YRIERH

  

%HSTXMSRSJ%GGSYRXMRK4VMRGMTPIGSRXMRYIH


7YFWIUYIRX)ZIRXW

3R%YKYWXXLI+SZIVRSVSJXLI'SQQSR[IEPXLSJ4YIVXS6MGSWMKRIHXLI0E[2S

 XS GVIEXIXLI -RXIKVEXIH 8VERWTSVXEXMSR %YXLSVMX] SJ 4YIVXS 6MGS %8-
XS IWXEFPMWL XLIMV

TYVTSWIWHYXMIWTS[IVWERHEYXLSVMXMIWERHXSEYXLSVM^IXLI%YXLSVMX]XSXVERWJIVXLI9VFER8VEMR

7]WXIQ HYVMRK XLI JMWGEP ]IEV  %GGSVHMRK XS XLMW %GX %8- [MPP FI MR GLEVKI SJ XLI

1IXVSTSPMXER&YW%YXLSVMX]ERHXLI%YXLSVMX]SJ1EVMXMQI8VERWTSVXEXMSR

8LIPMRIWSJGVIHMXHIWGVMFIHMR2SXII\TMVMRKSR.ERYEV][IVII\XIRHIHJSVSRI]IEV

EWETTVSZIHF]+(&vW&SEVHSJ(MVIGXSVW

Case:17-03283-LTS Doc#:2247-6 Filed:01/16/18 Entered:01/16/18 18:13:49 Desc:

Exhibit F Page 91 of 105
4YIVXS6MGS,MKL[E]WERH8VERWTSVXEXMSR%YXLSVMX]

%'SQTSRIRX9RMXSJXLI'SQQSR[IEPXLSJ4YIVXS6MGS


2SXIWXS*MRERGMEP7XEXIQIRXWGSRXMRYIH


.YRIERH

  

7YFWIUYIRX)ZIRXWGSRXMRYIH


8LIPMRIW SJGVIHMX HIWGVMFIHMR2SXI I\TMVMRK SR%YKYWX   EJXIVI\XIRWMSR
EVIMR

HIJEYPXEWSJXLIHEXISJXLMWVITSVX

3R.ERYEV]XLI%GX2SEWEQIRHIH[EWGVIEXIHF]XLI'SQQSR[IEPXLSJ4YIVXS

6MGSXSMRGVIEWIXLITIXVSPIYQXE\VIZIRYIWJVSQXSTIVTIXVSPIYQFEVVIPWXEVXMRKSR

1EVGL8LIRI[XE\VEXISJXLITIXVSPIYQTVSHYGXWXE\[EWHMWXVMFYXIHEWJSPPS[W

TIVFEVVIPXSXLI%YXLSVMX]ERHTIVFEVVIPXSXLI4YIVXS6MGS-RJVEWXVYGXYVI*MRERGI%YXLSVMX]

46-*%
8LI  TIV FEVVIP VIGIMZIH F]46-*%[MPP FI YWIHXS TVSZMHI JYRHW JSVXLI HIFX

WIVZMGISJXLITVSGIIHWSJERI[FSRHMWWYERGIF]46-*%[LMGL[MPPFIYWIHXSTE]XLIX[IRX]

JSYVPMRIWSJGVIHMX[MXL+(&XLIQMPPMSR:EVMEFPI6EXI&SRHWERHXLI&SRHW%RXMGMTEXMSR

2SXIW7II2SXI


3R1EVGLXLI%YXLSVMX]ERHXLI46-*%WMKRIHEXVYWXEKVIIQIRXXSGVIEXIE(IHMGEXIH

8E\*YRH6IZIRYI&SRH%RXMGMTEXMSR2SXIW46-*%&%2W
JSVXLITYVTSWISJVITE]MRKXLI&SRHW

%RXMGMTEXMSR 2SXIW SYXWXERHMRK FEPERGI SJ  QMPPMSR ERH XLI EWWSGMEXIH JIIW SJ MWWYERGI

VIPEXMRK XS XLI 46-*% &%2W  8LIWI RSXIW [MPP FI WIGYVIH IMXLIV F] TE]QIRXW QEHI F] XLI

%YXLSVMX]ERHSVF]GIVXEMRTIXVSPIYQERHZILMGPIPMGIRWIWVIZIRYIW

3R.YRIXLI%YXLSVMX]I\XIRHIHXLIGSRXVEGX JSVXLISTIVEXMSRERHQEMRXIRERGISJXLI

9VFER8VEMRJSVSRI
EHHMXMSREP]IEVIRHMRKSR.YRI

)JJIGXMZI.YP]XLIIPIGXVSRMGXSPPW]WXIQ[MPPFIEHQMRMWXIVIHF]ERI[STIVEXSV[MXLE

RI[GSRXVEGXJSVJMZI]IEVWIRHMRKSR.YP]

3R(IGIQFIV  XLI'SQQSR[IEPXLERRSYRGIHXLEXMX[MPP LEZIXSGPE[ FEGO VIZIRYIW

TPIHKIHXSGIVXEMRTYFPMGGSVTSVEXMSRWERHEKIRGMIWMRGPYHMRKXLI%YXLSVMX]

Case:17-03283-LTS Doc#:2247-6 Filed:01/16/18 Entered:01/16/18 18:13:49 Desc:

Exhibit F Page 92 of 105


6IUYMVIH7YTTPIQIRXEV]-RJSVQEXMSR

Case:17-03283-LTS Doc#:2247-6 Filed:01/16/18 Entered:01/16/18 18:13:49 Desc:

Exhibit F Page 93 of 105
  

Case:17-03283-LTS Doc#:2247-6 Filed:01/16/18 Entered:01/16/18 18:13:49 Desc:

Exhibit F Page 94 of 105


3XLIV-RJSVQEXMSR9REYHMXIH


Case:17-03283-LTS Doc#:2247-6 Filed:01/16/18 Entered:01/16/18 18:13:49 Desc:

Exhibit F Page 95 of 105
  

Case:17-03283-LTS Doc#:2247-6 Filed:01/16/18 Entered:01/16/18 18:13:49 Desc:

Exhibit F Page 96 of 105
%QIQFIVJMVQSJ)VRWX
=SYRK+PSFEP0MQMXIH

  

)VRWX
=SYRK004

4PE^EXL*PSSV

4SRGIHI0I×R%ZIRYI

7ER.YER46

 8IP

*E\

I]GSQ

6ITSVXSJ-RHITIRHIRX%YHMXSVWSR-RXIVREP'SRXVSP3ZIV*MRERGMEP6ITSVXMRKERH

SR'SQTPMERGIERH3XLIV1EXXIVW&EWIHSRER%YHMXSJ*MRERGMEP7XEXIQIRXW

4IVJSVQIHMR%GGSVHERGI[MXL+SZIVRQIRX%YHMXMRK7XERHEVHW

8LI&SEVHSJ(MVIGXSVW

4YIVXS6MGS,MKL[E]WERH8VERWTSVXEXMSR%YXLSVMX]

;ILEZIEYHMXIHMREGGSVHERGI[MXLEYHMXMRKWXERHEVHWKIRIVEPP]EGGITXIHMRXLI9RMXIH7XEXIW

ERH XLI WXERHEVHW ETTPMGEFPI XS JMRERGMEP EYHMXW GSRXEMRIH MR +SZIVRQIRX %YHMXMRK 7XERHEVHW

MWWYIHF]XLI'SQTXVSPPIV+IRIVEPSJXLI9RMXIH7XEXIWXLIJMRERGMEPWXEXIQIRXWSJ4YIVXS6MGS

,MKL[E]WERH8VERWTSVXEXMSR%YXLSVMX]XLI%YXLSVMX]
[LMGLGSQTVMWIXLIWXEXIQIRXSJJMRERGMEP

TSWMXMSREWSJ.YRIERHXLIVIPEXIHWXEXIQIRXWSJEGXMZMXMIWERHGEWLJPS[WJSVXLI]IEV

XLIRIRHIHERHXLIVIPEXIHRSXIWXSXLIJMRERGMEPWXEXIQIRXWERHLEZIMWWYIHSYVVITSVXXLIVISR

HEXIH(IGIQFIV

-RXIVREP'SRXVSP3ZIV*MRERGMEP6ITSVXMRK

-RTPERRMRKERHTIVJSVQMRKSYVEYHMXSJXLIJMRERGMEPWXEXIQIRXW[IGSRWMHIVIHXLI%YXLSVMX]vW

MRXIVREPGSRXVSPSZIVJMRERGMEPVITSVXMRKMRXIVREPGSRXVSP
XSHIXIVQMRIXLIEYHMXTVSGIHYVIWXLEX

EVIETTVSTVMEXIMRXLIGMVGYQWXERGIW JSVXLITYVTSWISJI\TVIWWMRKSYVSTMRMSRSRXLI JMRERGMEP

WXEXIQIRXWFYXRSXJSVXLITYVTSWISJI\TVIWWMRKERSTMRMSRSRXLIIJJIGXMZIRIWWSJXLI%YXLSVMX]vW

MRXIVREPGSRXVSP%GGSVHMRKP][IHSRSXI\TVIWWERSTMRMSRSRXLIIJJIGXMZIRIWWSJXLI%YXLSVMX]vW

MRXIVREPGSRXVSP

3YV GSRWMHIVEXMSR SJ MRXIVREP GSRXVSP [EW JSV XLI PMQMXIH TYVTSWI HIWGVMFIH MR XLI TVIGIHMRK

TEVEKVETL ERH [EW RSX HIWMKRIH XS MHIRXMJ] EPP HIJMGMIRGMIW MR MRXIVREP GSRXVSP XLEX QMKLX FI

QEXIVMEP[IEORIWWIWSVWMKRMJMGERXHIJMGMIRGMIWERHXLIVIJSVIQEXIVMEP[IEORIWWIWSVWMKRMJMGERX

HIJMGMIRGMIW QE] I\MWX XLEX [IVI RSX MHIRXMJMIH ,S[IZIV EW HIWGVMFIH [I MHIRXMJMIH GIVXEMR

HIJMGMIRGMIWMRMRXIVREPGSRXVSPXLEX[IGSRWMHIVXSFIQEXIVMEP[IEORIWWIW

% HIJMGMIRG]MRMRXIVREPGSRXVSPI\MWXW[LIRXLIHIWMKRSVSTIVEXMSRSJEGSRXVSPHSIWRSXEPPS[

QEREKIQIRXSVIQTPS]IIWMRXLIRSVQEPGSYVWISJTIVJSVQMRKXLIMVEWWMKRIHJYRGXMSRWXSTVIZIRX

SVHIXIGXERHGSVVIGXQMWWXEXIQIRXWSREXMQIP]FEWMW%QEXIVMEP[IEORIWWMWEHIJMGMIRG]SVE

GSQFMREXMSRSJHIJMGMIRGMIWMRMRXIVREPGSRXVSPWYGLXLEXXLIVIMWEVIEWSREFPITSWWMFMPMX]XLEXE

QEXIVMEPQMWWXEXIQIRXSJXLIIRXMX]vWJMRERGMEPWXEXIQIRXW[MPPRSXFITVIZIRXIHSVHIXIGXIHERH

GSVVIGXIH SR E XMQIP] FEWMW ;I GSRWMHIV XLI HIJMGMIRGMIW HIWGVMFIH FIPS[ XS FI QEXIVMEP

[IEORIWWIW

Case:17-03283-LTS Doc#:2247-6 Filed:01/16/18 Entered:01/16/18 18:13:49 Desc:

Exhibit F Page 97 of 105
%QIQFIVJMVQSJ)VRWX
=SYRK+PSFEP0MQMXIH

  

*MRHMRK2YQFIV

Criteria 

8LI%YXLSVMX]QERYEPP]TVSGIWWIWEWMKRMJMGERXZSPYQISJXVERWEGXMSRWVIPEXIHXSXLIMVGSRWXVYGXMSR

MRTVSKVIWWSTIVEXMSR(YIXSXLIREXYVIERHQEKRMXYHISJXLMWGSRXVSPHIJMGMIRG]WYGLGSRXVSP

HIJMGMIRG]MWGSRWMHIVIHXSFIEQEXIVMEP[IEORIWW

Condition

;IWIPIGXIHEWEQTPISJTVSNIGXWGPEWWMJMIHEWGSRWXVYGXMSRMRTVSKVIWW'-4
EX.YRIERH

EWWIWWIHMJXLITVSNIGX[EWEGGYVEXIP]GPEWWMJMIHEWWYGLFEWIHSRXLIWYTTSVXMRKIZMHIRGITVSZMHIH

F]TVSNIGXIRKMRIIVW-REHHMXMSR[II\EQMRIHHIXEMPWSJXVERWEGXMSRWJSVEWEQTPISJ'-4TVSNIGXW

&EWIHSRXLI VIWYPXW SJ SYV TVSGIHYVIWQEREKIQIRXEREP]^IHEPPSTIRTVSNIGXWERHEWE VIWYPX

VIGSVHIH ER MQTEMVQIRX SJ  QMPPMSR JSV TVSNIGXW XLEX [IVI HIIQIH XS FI MQTEMVIH KMZIR

WMKRMJMGERXWXSTTEKISJXMQIERHPEGOSJJYRHMRK*YVXLIVQEREKIQIRXVIGPEWWMJMIHQMPPMSR

SJTVSNIGXWJVSQGSRWXVYGXMSRMRTVSKVIWWXSGETMXEPEWWIXW8LIIJJIGXSRHITVIGMEXMSRSJGETMXEPM^IH

TVSNIGXWEQSYRXIHXSQMPPMSR8LIWISZIVWXEXIQIRXWSJGETMXEPEWWIXW[IVISJJWIXF]

QMPPMSRYRHIVWXEXIQIRXSJGETMXEPEWWIXWVIPEXIHXSI\TVSTVMEXMSRWERHVMKLXSJ[E]

-REHHMXMSREWVIWYPXSJSYVWIEVGLJSVYRVIGSVHIHPMEFMPMXMIW[IMHIRXMJMIHYRVIGSVHIHGSRWXVYGXMSR

I\TIRHMXYVIWJSVETTVS\MQEXIP]QMPPMSR[LMGL[IVITEMHHYVMRKJMWGEP]IEVFYXMRGYVVIH

HYVMRKJMWGEP]IEV

Effect

%QEXIVMEP QMWWXEXIQIRXMRXLI JMRERGMEP WXEXIQIRXW SJXLI %YXLSVMX] QE] RSX FI HIXIGXIH ERH

MRJSVQEXMSRYWIHF]QEREKIQIRXXSQEOIHIGMWMSRWQE]FIMREGGYVEXI

Cause

8LIPEGOSJMRXIVREPGSRXVSPWVIKEVHMRKXLIVIGSRGMPMEXMSRSJVIGSVHWFIX[IIRXLIEGGSYRXMRKERH

GSRWXVYGXMSR HMZMWMSRWMQTEMVWXLI%YXLSVMX]vW EFMPMX]XS TVSTIVP]MHIRXMJ] ERHXVERWJIV TVSNIGXW

JVSQ'-4XSSXLIVGETMXEPEWWIXWSREXMQIP]QERRIVERHXSMHIRXMJ]TVSNIGXWXLEXHSRSXQIIXXLI

%YXLSVMX]vWGETMXEPM^EXMSRTSPMG]ERHSVEVIHIXIVQMRIHXSFII\TIRWIWERHWLSYPHFIGLEVKIHXS

I\TIRWI

Recommendation 

;IVIGSQQIRHXLEXXLI%YXLSVMX]MRXIKVEXIMXWGSRWXVYGXMSRERHJMRERGMEPMRJSVQEXMSRW]WXIQWXS

EYXSQEXI XLI TVSGIWWIW SJ QEMRXEMRMRK YTHEXIH WXEXYW SJ TVSNIGXW HYVMRK GSRWXVYGXMSR ERH XLI

QSRXLP] VIGSRGMPMEXMSRSJXLI WYFWMHMEV][MXLXLIKIRIVEPPIHKIV%PWS[I VIGSQQIRHXLEXXLI

%YXLSVMX]VIZMWIMXWTSPMGMIWERHTVSGIHYVIWVIKEVHMRKXLIQSRMXSVMRKSJGSRWXVYGXMSRTVSNIGXWERH

VIUYMVIQIRXWXSTYXMRWIVZMGIGETMXEPTVSNIGXW'SQQYRMGEXMSREQSRKXLIHITEVXQIRXWMRGPYHMRK

TVSNIGXIRKMRIIVWWLSYPHFIMQTVSZIH8LI%YXLSVMX]WLSYPHIWXEFPMWLEUYEVXIVP]TVSGIWWMR[LMGL

1EREKIQIRX TIVJSVQW EXLSVSYKL VIZMI[ SJMXW GETMXEP EWWIXW EGGSYRXWMRGPYHMRK'-4 TVSNIGXW

EGXMZIERHMREGXMZI
ERHVIPEXIHI\TIRWIW)ZMHIRGISJXLMWVIZMI[WLSYPHFIHSGYQIRXIH

Case:17-03283-LTS Doc#:2247-6 Filed:01/16/18 Entered:01/16/18 18:13:49 Desc:

Exhibit F Page 98 of 105
%QIQFIVJMVQSJ)VRWX
=SYRK+PSFEP0MQMXIH

  

Management’s Response and Planned Corrective Actions 

)JJIGXMZISR.YP]XLI%YXLSVMX]LEWERYTHEXIHWYFWMHMEV]PIHKIVJSV'-4[LMGLMWVIZMI[IH

EWTEVXSJXLIQSRXLP]EGGSYRXMRKGPSWMRK%VSPPJSV[EVHSJGETMXEPEWWIXWMWEPWSYTHEXIHEWTEVX

SJXLMWQSRXLP]VIZMI[MRGPYHMRKTVSTIVX]ERHIUYMTQIRX%X]IEVIRHTVSNIGXW[MXLQMRMQYQSV

RS QSZIQIRX HYVMRKXLI ]IEV EVI EREP]^IH MR GSSVHMREXMSR [MXLXLI 4VSKVEQQMRK 3JJMGI ERH

4VSNIGXW'SRXVSP3JJMGI&EWIH SRE VITSVX WYFQMXXIH F]XLI 4VSKVEQQMRK3JJMGIERH 4VSNIGXW

'SRXVSP3JJMGIMXMWHIXIVQMRIHMJETVSNIGXWLSYPHFIGPEWWMJMIHEW-QTEMVQIRXSVQEMRXEMRIHEW

'-4ERHMW VIGSVHIHEGGSVHMRKP]MRXLIWYFWMHMEV]ERHKIRIVEPPIHKIVW3REQSRXLP]FEWMWXLI

'SWXW7IGXMSRMRXLI%GGSYRXMRK(ITEVXQIRXHIXIVQMRIW[LIRETVSNIGX[MPPFIGETMXEPM^IHFEWIH

SR E VITSVX WYFQMXXIH F] XLI 4VSNIGXW 'SRXVSP 3JJMGI 8LMW VITSVX MRHMGEXIW [LIR TVSNIGXW EVI

GSQTPIXIHERHVIEH]XSYWI

8LI%YXLSVMX]MWMRXLITVSGIWW SJMQTPIQIRXMRKFYHKIXGSRXVSPW JSV TVSNIGXW[MXLXLI YWI SJE

4VSNIGXW1SHYPIMRXIKVEXIHXSXLI3VEGPIJMRERGMEPW]WXIQ[LMGL[MPPQSRMXSVFYHKIXGSRXVSPWJSV

IEGLTVSNIGXERHGSRWXVYGXMSRSJJMGIW

*MRHMRK2YQFIV

Criteria 

8LI%YXLSVMX]vWJMRERGMEPWXEXIQIRXGPSWMRKTVSGIWW[EWRSXTIVJSVQIHMREXMQIP]QERRIV(YIXS

XLIREXYVIERHQEKRMXYHISJXLMWGSRXVSPHIJMGMIRG]WYGLGSRXVSPHIJMGMIRG]MWGSRWMHIVIHXSFIE

QEXIVMEP[IEORIWW

Condition

%W VIWYPX SJ SYV EYHMX E XSXEP SJ RMRIXIIR 
 EYHMX EHNYWXQIRXW [IVI MHIRXMJMIH 8LIWI

QMWWXEXIQIRXW MRGPYHI JSYV 
 VIGPEWWMJMGEXMSRW ERH JMJXIIR 
 QMWWXEXIQIRXW 8LIWI

QMWWXEXIQIRXWVIWYPXIHMREGLERKISJRIXTSWMXMSRSJQMPPMSRSJ[LMGLQMPPMSREVIVIPEXIH

XSGETMXEPEWWIXWEWI\TPEMRIHMR*MRHMRK%YHMXEHNYWXQIRXWXS VIGSRGMPIHMJJIVIRGIW

GSVVIGX EQSYRXW MRGSVVIGXP] VIGSVHIH ERH XS GSVVIGX EGXYEP ]IEVIRH FEPERGIW SJ EWWIXW ERH

PMEFMPMXMIW[IVIVIUYMVIHXSTVIWIRXJEMVP]WXEXIHJMRERGMEPWXEXIQIRXWMREGGSVHERGI[MXL97+%%4

%WVIWYPXSJSYVEYHMXTVSGIHYVIW[IRSXIHXLEXXLIVIMWPEGOSJMRXIVREPGSRXVSPWSZIVXLIJMRERGMEP

WXEXIQIRXGPSWMRKTVSGIWW

Case:17-03283-LTS Doc#:2247-6 Filed:01/16/18 Entered:01/16/18 18:13:49 Desc:

Exhibit F Page 99 of 105
%QIQFIVJMVQSJ)VRWX
=SYRK+PSFEP0MQMXIH

  

Effect 

%QEXIVMEP QMWWXEXIQIRXMRXLI JMRERGMEP WXEXIQIRXW SJXLI %YXLSVMX] QE] RSX FI HIXIGXIH ERH

MRJSVQEXMSRYWIHF]QEREKIQIRXXSQEOIHIGMWMSRWQMKLXFIMREGGYVEXI

Cause

8LI %YXLSVMX]vW ]IEVIRH JMRERGMEP VITSVXMRK GPSWMRK TVSGIWW [EW RSX TIVJSVQIH MR E XMQIP]

QERRIV-RJSVQEXMSRMRMXMEPP]KEXLIVIHHYVMRKTLEWIWSJXLIGPSWMRKTVSGIWWMWSJXIRMRGSQTPIXI

VIWYPXMRKMRWIZIVEPVIZMWMSRWXSXLI%YXLSVMX]vWMRXIVREPEWWIWWQIRXERHJMRERGMEPWXEXIQIRXW8LMW

GSRXVMFYXIW XS WMKRMJMGERX XMQI HIPE]W MR XLI GSQTPIXMSR SJ EGGYVEXI JMRERGMEP VITSVXMRK ERH

EHHMXMSREPXMQIWTIRXXSGSQTPIXIXLIEYHMX8LIPEGOSJE[IPPHIWMKRIHGPSWMRKTVSGIWWVIWYPXWMR

MRIJJMGMIRX YWI SJ JMRERGI KVSYT VIWSYVGIWERH VIWYPXWMRQEREKIQIRX RSX VIGIMZMRKXMQIP] ERH

JEMVP]WXEXIHJMRERGMEPMRJSVQEXMSRJSVHIGMWMSRQEOMRK

Recommendation 

1EREKIQIRX QYWX VIEWWIWW MXW QSRXLP] JMRERGMEP WXEXIQIRX GPSWMRK TVSGIHYVIW XS IRWYVI XLEX

WMKRMJMGERXEGGSYRXWEVIVIGSRGMPIHSREXMQIP]FEWMWERHEREP]^IHMRSVHIVXSHIXIGXERHGSVVIGX

QEXIVMEPQMWWXEXIQIRXW8LI%YXLSVMX]WLSYPHHIZIPSTJSVQEPGPSWMRKMRWXVYGXMSRWERHHIEHPMRIW

FEWIH YTSR XLI VIZMWIH TVSGIHYVIW ERH HMWXVMFYXI XLIQ XS MRHMZMHYEPW VIWTSRWMFPI JSV WTIGMJMG

GPSWMRKTVSGIHYVIW

Management’s Response and Planned Corrective Actions 

1EREKIQIRXLEWMQTPIQIRXIHEQSRXLP][SVOTPER[LMGLEWWMKRWXLIEGGSYRXMRKG]GPIEQSRK

XLIEGGSYRXMRKWXEJJMRSVHIVXSQMRMQM^ITSWXGPSWMRKERHEYHMXEHNYWXQIRXWEX]IEVIRH1IEWYVIW

LEZIFIIRXEOIRXSQMRMQM^IXLIEHNYWXMRKIRXVMIWEXXLIIRHSJXLIJMWGEP]IEV

8LI%YXLSVMX]LEWEJSVQEPTVSGIHYVIJSVEGGSYRXMRKGPSWMRKW4VSGIHYVI
%X]IEVIRH

TVSNIGXW[MXLQMRMQYQ SV RSQSZIQIRX HYVMRKXLI ]IEVEVIEREP]^IHMRGSSVHMREXMSR[MXLXLI

4VSKVEQQMRK3JJMGIERH4VSNIGXW'SRXVSP3JJMGI &EWIHSREVITSVXWYFQMXXIHF]XLI4VSKVEQQMRK

3JJMGIERH4VSNIGXW'SRXVSP3JJMGIMXMWHIXIVQMRIHMJETVSNIGXWLSYPHFIGPEWWMJMIHEW-QTEMVQIRX

SVQEMRXEMRIHEW'-4ERHMWVIGSVHIHEGGSVHMRKP]MRXLIWYFWMHMEV]ERHKIRIVEPPIHKIVW8LI*MWGEP

3ZIVWMKLX%KVIIQIRX*3%
ERHXLI+SZIVRQIRX(IZIPSTQIRX&ERO+(&
VIUYMVIXLIGPSWMRK

ERH MWWYERGI SJ QSRXLP] JMRERGMEP WXEXIQIRXW 8LMW JMRERGMEP TEGOEKI MW EREP]^IH F] I\TIVX

TIVWSRRIPEX+(&-JUYIWXMSRWSVHSYFXWEVMWIXLIWIEVIHMWGYWWIHERHVIUYMVIHEHNYWXQIRXWEVI

VIGSVHIHMJER]

Case:17-03283-LTS Doc#:2247-6 Filed:01/16/18 Entered:01/16/18 18:13:49 Desc:

Exhibit F Page 100 of 105
%QIQFIVJMVQSJ)VRWX
=SYRK+PSFEP0MQMXIH

  

*MRHMRK2YQFIV

Criteria 

8LI%YXLSVMX]LEWGSRXVSPHIJMGMIRGMIWMRMXWMRXIVREPGSRXVSPWSZIVQSRMXSVMRKSJXSPPWVIZIRYIW

(YIXSXLIREXYVIERHQEKRMXYHISJXLMWGSRXVSPHIJMGMIRG]WYGLGSRXVSPHIJMGMIRG]MWGSRWMHIVIH

XSFIEQEXIVMEP[IEORIWW

Condition

(YVMRKSYVHSGYQIRXEXMSRSJGSRXVSPWSZIVw%YXS)\TVIWSxSTIVEXMSRW[IRSXIHXLEXXLIVIMWE

PEGOSJIJJIGXMZIQSRMXSVMRKGSRXVSPWSZIVXVERWEGXMSRWTVSGIWWIHF]XLIWIVZMGISVKERM^EXMSRXLEX

QEREKIW XLI GSPPIGXMSR ERH VITSVXMRK SJ WYGL VIZIRYI;I [IVI RSX EFPI XS EWGIVXEMR XLEX XLI

MRJSVQEXMSRVIGIMZIHJVSQXLIWIVZMGISVKERM^EXMSRMWZEPMHEXIHF]XLI%YXLSVMX]

Effect

%QEXIVMEP QMWWXEXIQIRX SJXLI JMRERGMEP WXEXIQIRXW SJXLI %YXLSVMX]QE] RSX FI HIXIGXIH ERH

MRJSVQEXMSRYWIHF]QEREKIQIRXXSQEOIHIGMWMSRWQE]FIMREGGYVEXI

Cause

0EGOSJIJJIGXMZIMRXIVREPGSRXVSPWSZIVXLI QSRMXSVMRKERHZEPMHEXMSRSJXSPPVIZIRYIMRJSVQEXMSR

VIGIMZIHJVSQXLIWIVZMGISVKERM^EXMSR

Recommendation 

8LI%YXLSVMX] WLSYPHQEOIEVVERKIQIRXW[MXLXLI WIVZMGI SVKERM^EXMSRWXS SFXEMR VITSVXW[MXL

ETTVSTVMEXI WGSTI ERH GSZIVEKI XS IZEPYEXI XLI MRXIVREP GSRXVSPW MQTPIQIRXIH [MXLMR XLIMV

IRZMVSRQIRX

Management’s Response and Planned Corrective Actions 

8LI%YXLSVMX]LEWEGSRXVEGXEKVIIQIRX[MXL8VERWGSVIEGSQTER][LMGLQEREKIWEPPXVERWEGXMSRW

VIPEXIH XS XSPP VIZIRYIW 8VERWGSVI LEW SZIV IMKLX] 
 ]IEVWv [SVPH[MHI I\TIVMIRGI SJJIVMRK

WIVZMGIWSR[MVIPIWWXSPPTE]QIRXW]WXIQW%PWSXLI%YXLSVMX]KEXLIVWEPPXLIMRJSVQEXMSRTVSZMHIH

JSVXLIXSPPVIZIRYIWSTIVEXMSRW7MRGIXLIMQTPIQIRXEXMSRSJXLIIPIGXVSRMGXSPPGETXYVMRKSJXSPP

VIZIRYIWLEWMRGVIEWIHERHJMRIWLEZIFIIRMWWYIHERHGSPPIGXIH

Case:17-03283-LTS Doc#:2247-6 Filed:01/16/18 Entered:01/16/18 18:13:49 Desc:

Exhibit F Page 101 of 105
%QIQFIVJMVQSJ)VRWX
=SYRK+PSFEP0MQMXIH

  

*MRHMRK2YQFIV

Criteria 

8LI %YXLSVMX] HMH RSX EGGVYI JIHIVEP I\TIRHMXYVIW ERH GSQTMPIH XLI 7GLIHYPI SJ *IHIVEP

)\TIRHMXYVIW%[EVHW7)*%
MREXMQIP]QERRIV(YIXSXLIREXYVIERHQEKRMXYHISJXLMWGSRXVSP

HIJMGMIRG]WYGLGSRXVSPHIJMGMIRG]MWGSRWMHIVIHXSFIEQEXIVMEP[IEORIWW

Condition

(YVMRKSYVEYHMXTVSGIHYVIW[IRSXIHXLEXXLI%YXLSVMX]LEHRSXTVSTIVP]EGGVYIHQMPPMSRSJ

,MKL[E]4PERRMRKERH'SRWXVYGXMSR)\TIRWIW'*(%2S


Effects

8LIPEGOSJETTVSTVMEXITVSGIHYVIWXSIRWYVIEGSQTPIXIGSQTMPEXMSRSJXLI7)*%ERHQEXGLMRK

SJVIZIRYIWERHI\TIRWIWQE]GEYWIQEXIVMEPSQMWWMSRWSJGIVXEMRKVERXI\TIRHMXYVIWERHEPWSQE]

GEYWIHIPE]WMRXLIEYHMXTVSGIWW8LIIJJIGXSJVIGSVHMRKXLIVIGIMZEFPIERHVIGSVHMRKXLIGETMXEP

KVERXVIZIRYIVIWYPXIHMRERIXMRGVIEWISJQMPPMSRMRGLERKIWMRRIXTSWMXMSR

Cause

8LIVIEVIMRIJJIGXMZIMRXIVREPGSRXVSPWXSIRWYVIXLEXXLI7)*%MWEGGYVEXIP]ERHXMQIP]TVITEVIH

ERHXVERWEGXMSRWVIPEXIHXS*IHIVEPKVERXWEVIXMQIP]VIGSVHIH

Recommendation 

;IVIGSQQIRHXLEXXLI%YXLSVMX]IWXEFPMWLIWTSPMGMIWERHTVSGIHYVIWXSIRWYVIXLEXEREGGYVEXI

GSQTMPEXMSRSJXLI7)*%MWTIVJSVQIHSREXMQIP]FEWMW8LMWWGLIHYPIWLSYPHMRGPYHIEPP*IHIVEP

E[EVHWI\TIRHIHHYVMRKXLITIVMSHERHEPPVIPEXIHVIZIRYIXVERWEGXMSRW

Management’s Response and Planned Corrective Actions 

*IHIVEP)\TIRHMXYVIW6IZMWMSR[MPPFIMRGSVTSVEXIHEWTEVXSJXLI%GGSYRXMRK']GPIvW1SRXLP]

;SVO4PERXSIRWYVIXLEXXLI]EVIVIGSVHIHERHVITSVXIHMRXLITIVMSHMRGYVVIH

*MRHMRK2YQFIV

Criteria 

8LI%YXLSVMX]vWPEGOSJGSRXVSPSZIVXLIEGGSYRXWTE]EFPIVIGSRGMPMEXMSRTVSGIWWPIHXSQEXIVMEP

EHNYWXQIRXWMRXLIJMRERGMEPWXEXIQIRXW(YIXSXLIREXYVIERHQEKRMXYHISJXLMWGSRXVSPHIJMGMIRG]

WYGLGSRXVSPHIJMGMIRG]MWGSRWMHIVIHXSFIEQEXIVMEP[IEORIWW

Condition

0EGOSJGSRXVSPWSZIVGSRXVEGXSVvW[MXLLSPHMRKWVIGSRGMPMEXMSRWLEWTVIZIRXIHXLI%YXLSVMX]JVSQ

IWXEFPMWLMRKEREGGSYRXWTE]EFPIWYFPIHKIV

Case:17-03283-LTS Doc#:2247-6 Filed:01/16/18 Entered:01/16/18 18:13:49 Desc:

Exhibit F Page 102 of 105
%QIQFIVJMVQSJ)VRWX
=SYRK+PSFEP0MQMXIH

  

Effects

8LMWVIWYPXIHMRWMKRMJMGERXEHNYWXQIRXWHYVMRKXLIEYHMXSRXLI%YXLSVMX]vWJMRERGMEPWXEXIQIRXW

;IHIXIGXIHEQMPPMSRRIXYRHIVWXEXIQIRXSJEGGSYRXWTE]EFPIEW.YRI

Cause

8LI%YXLSVMX]HSIWRSXLEZIGSRXVSPWSVTVSGIHYVIWMRTPEGIXSVIGSRGMPIEPPEGGSYRXWTE]EFPIERH

EGGVYIH PMEFMPMXMIW 7YFPIHKIVW EVI RSX TVITEVIH MR SVHIV XS QSRMXSV EKMRK ERH QSZIQIRX SJ

EGGSYRXWTE]EFPIERHEGGVYIHPMEFMPMXMIW

Recommendation 

;IVIGSQQIRHXLEXXLI%YXLSVMX]WLSYPHHIZIPSTTVSGIHYVIWXSJEGMPMXEXIXLIEGGYVEXIQSRXLP]

VIGSVHMRK ERH VIGSRGMPMEXMSR SJ EGGSYRXW TE]EFPI ERH EGGVYIH PMEFMPMX] FEPERGIW XS TVSZMHI

QEREKIQIRX [MXL EGGYVEXI MRJSVQEXMSR 8LIWI TVSGIHYVIW WLSYPH MRGPYHI GSQTEVMRK ZIRHSVWv

QSRXLP]WXEXIQIRXW[MXLXLI%YXLSVMX]vWEGGSYRXMRKVIGSVHW%PWSXLI%YXLSVMX]WLSYPHTVITEVIE

JYPPHIXEMPEGGSYRXWTE]EFPIWYFPIHKIV

Management’s Response and Planned Corrective Actions 

8LI%YXLSVMX]MWGYVVIRXP]HIZIPSTMRKTVSGIHYVIWXSVIGSRGMPIERHVIGSVHEGGSYRXWTE]EFPIERH

EGGVYIH PMEFMPMXMIW MRGPYHMRK XLI TVITEVEXMSR SJ XLI GSRXVEGXSVWv WYFPIHKIVW [MXL XLIMV VIPEXIH

[MXLLSPHMRKW8LITVSGIHYVIW[MPPFITEVXSJXLIQSRXLP]EGGSYRXMRK[SVOTPER

*MRHMRK2YQFIV

Criteria 

31&'MVGYPEV%7YFTEVX'7IGXMSRE
IWXEFPMWLIHXLEXXLIEYHMXWLEPPFIGSQTPIXIH

ERH XLI HEXE GSPPIGXMSR JSVQ HIWGVMFIH MR TEVEKVETL F
 ERH VITSVXMRK TEGOEKI HIWGVMFIH MR

TEVEKVETLG
WLEPPFIWYFQMXXIH[MXLMRXLIIEVPMIVSJHE]WEJXIVVIGIMTXSJXLIEYHMXSVvWVITSVXW

SVRMRIQSRXLWEJXIVXLIIRHSJXLIEYHMXTIVMSHYRPIWWEPSRKIVTIVMSHMWEKVIIHXSMREHZERGIF]

XLIGSKRM^ERXSVSZIVWMKLXEKIRG]JSVEYHMX

Condition

8LI (EXE 'SPPIGXMSR *SVQ ('*
 ERHXLI 7MRKPI %YHMX VITSVXMRK TEGOEKI [IVI RSX WYFQMXXIH

[MXLMRRMRIQSRXLWEJXIVXLIIRHSJXLIEYHMXTIVMSH

Effects

8LIPEGOSJETTVSTVMEXITVSGIHYVIWXSIRWYVIEGSQTPIXIJMRERGMEPVITSVXMRKTEGOEKIQE]GEYWI

HIPE]WMRXLIWMRKPIEYHMXMWWYERGITVSGIWWXLYWEJJIGXMRKPS[VMWOEYHMXIIWXEXYWERHJYXYVIKVERX

E[EVHW

Case:17-03283-LTS Doc#:2247-6 Filed:01/16/18 Entered:01/16/18 18:13:49 Desc:

Exhibit F Page 103 of 105
%QIQFIVJMVQSJ)VRWX
=SYRK+PSFEP0MQMXIH

  

Cause

8LI%YXLSVMX]HMHRSXGSQTMPIXLI7GLIHYPISJ)\TIRHMXYVIWSJ*IHIVEP%[EVHW7)*%
MREXMQIP]

QERRIV8LIVIEVIMRIJJIGXMZIMRXIVREPGSRXVSPWXSIRWYVIXLEXXLI7)*%MWEGGYVEXIP]ERHXMQIP]

TVITEVIHERHXVERWEGXMSRWVIPEXIHXSJIHIVEPKVERXWEVIXMQIP]VIGSVHIH

Recommendation 

8LI%YXLSVMX]WLSYPHMQTVSZIXLITVSGIHYVIWXSIRWYVIXLEXXLIMRJSVQEXMSRVIUYMVIHXSGSQTPIXI

XLIJMRERGMEPWXEXIQIRXWEYHMXMWEZEMPEFPIJSVI\EQMREXMSRF]XLII\XIVREPEYHMXSVW[MXLWYJJMGMIRX

XMQIXSGSQTPIXIERHMWWYIXLIVITSVXMRKTEGOEKIERHWYFQMXXLIVIUYMVIHWMRKPIEYHMXVITSVXERH

HEXEGSPPIGXMSRJSVQ[MXLMRXLIVIUYMVIHTIVMSH

Management’s Response and Planned Corrective Actions 

8LIQEMRVIEWSRXLI%YXLSVMX]HMHRSXGSQTP][MXLXLIHEXIJSVWYFQMXXMRKXLIVITSVX[EWXLIHIPE]

MRVIGIMZMRKWSQIWTIGMEPMWXVITSVXW[LMGLEVIVIPEXIHXSRI[+%7&WMQTPIQIRXEXMSRW8SIRWYVI

XLEXXLIWMXYEXMSRHSIWRSXVITIEXXLIRI\XJMWGEP]IEVXLI%YXLSVMX]WLEPPEVVERKIJSVXLIWTIGMEPMWXWv

VIGVYMXQIRXTVSGIWWFIJSVILERH

'SQTPMERGIERH3XLIV1EXXIVW

%WTEVXSJSFXEMRMRKVIEWSREFPIEWWYVERGIEFSYX[LIXLIVXLI%YXLSVMX]vWJMRERGMEPWXEXIQIRXWEVI

JVIISJQEXIVMEPQMWWXEXIQIRX[ITIVJSVQIHXIWXWSJMXWGSQTPMERGI[MXLGIVXEMRTVSZMWMSRWSJPE[W

VIKYPEXMSRWGSRXVEGXWERHKVERXEKVIIQIRXWRSRGSQTPMERGI[MXL[LMGLGSYPHLEZIEHMVIGXERH

QEXIVMEP IJJIGX SR XLI HIXIVQMREXMSR SJ JMRERGMEP WXEXIQIRX EQSYRXW ,S[IZIV TVSZMHMRK ER

STMRMSRSRGSQTPMERGI[MXLXLSWITVSZMWMSRW[EWRSXERSFNIGXMZISJSYVEYHMXERHEGGSVHMRKP]

[IHSRSXI\TVIWWWYGLERSTMRMSR8LIVIWYPXWSJSYVXIWXWHMWGPSWIHRSMRWXERGIWSJRSRGSQTPMERGI

SVSXLIVQEXXIVWXLEXEVIVIUYMVIHXSFIVITSVXIHYRHIV+SZIVRQIRX%YHMXMRK7XERHEVHW

8LI%YXLSVMX]vW6IWTSRWIXS*MRHMRKW

8LI%YXLSVMX]vWVIWTSRWI[EWRSXWYFNIGXIHXSXLIEYHMXMRKTVSGIHYVIWETTPMIHMRXLIEYHMXSJXLI

JMRERGMEPWXEXIQIRXWERHEGGSVHMRKP][II\TVIWWRSSTMRMSRSRMX

Case:17-03283-LTS Doc#:2247-6 Filed:01/16/18 Entered:01/16/18 18:13:49 Desc:

Exhibit F Page 104 of 105
%QIQFIVJMVQSJ)VRWX
=SYRK+PSFEP0MQMXIH

  

4YVTSWISJXLMW6ITSVX

8LITYVTSWI SJXLMW VITSVXMWWSPIP]XS HIWGVMFIXLIWGSTI SJ SYVXIWXMRK SJMRXIVREPGSRXVSPERH

GSQTPMERGIERHXLI VIWYPX SJXLEXXIWXMRKERHRSXXSTVSZMHIERSTMRMSRSRXLIIRXMX]vWMRXIVREP

GSRXVSPSVSRGSQTPMERGI8LMWVITSVXMWERMRXIKVEPTEVXSJEREYHMXTIVJSVQIHMREGGSVHERGI[MXL

+SZIVRQIRX %YHMXMRK 7XERHEVHW MR GSRWMHIVMRK XLI IRXMX]vW MRXIVREP GSRXVSP ERH GSQTPMERGI

%GGSVHMRKP]XLMWGSQQYRMGEXMSRMWRSXWYMXEFPIJSVER]SXLIVTYVTSWI

(IGIQFIV

7XEQT2S)

EJJM\IHXS

SVMKMREPSJ

XLMWVITSVX

Case:17-03283-LTS Doc#:2247-6 Filed:01/16/18 Entered:01/16/18 18:13:49 Desc:

Exhibit F Page 105 of 105