# Official Journal L 197/2012

| | ISSN 1977-0677
  doi:10.3000/19770677.L_2012.197.eng |
| --- | --- |
| Official Journal
  of the European Union | L 197 |
| | |
| English edition | Legislation | Volume 5524 July 2012 |

ISSN 1977-0677

doi:10.3000/19770677.L_2012.197.eng

Official Journal

of the European Union

L 197

English edition

Legislation

Volume 5524 July 2012

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| Contents | | I   Legislative acts | page |
| --- | --- | --- | --- |
| | | DIRECTIVES |
| | * | Directive 2012/18/EU of the European Parliament and of the Council of 4 July 2012 on the control of major-accident hazards involving dangerous substances, amending and subsequently repealing Council Directive 96/82/EC (
  1
  ) | 1 |
| | * | Directive 2012/19/EU of the European Parliament and of the Council of 4 July 2012 on waste electrical and electronic equipment (WEEE) (
  1
  ) | 38 |

Contents

I   Legislative acts

page

DIRECTIVES

*

Directive 2012/18/EU of the European Parliament and of the Council of 4 July 2012 on the control of major-accident hazards involving dangerous substances, amending and subsequently repealing Council Directive 96/82/EC (
  1
  )

1

1

*

Directive 2012/19/EU of the European Parliament and of the Council of 4 July 2012 on waste electrical and electronic equipment (WEEE) (
  1
  )

1

38

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| | (1)   Text with EEA relevance |

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(1)   Text with EEA relevance

1

| EN | Acts whose titles are printed in light type are those relating to day-to-day management of agricultural matters, and are generally valid for a limited period.
  The titles of all other Acts are printed in bold type and preceded by an asterisk. |
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EN

Acts whose titles are printed in light type are those relating to day-to-day management of agricultural matters, and are generally valid for a limited period.

The titles of all other Acts are printed in bold type and preceded by an asterisk.

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I Legislative acts

DIRECTIVES

| 24.7.2012 | EN | Official Journal of the European Union | L 197/1 |
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24.7.2012

EN

Official Journal of the European Union

L 197/1

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DIRECTIVE 2012/18/EU OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL

of 4 July 2012

on the control of major-accident hazards involving dangerous substances, amending and subsequently repealing Council Directive 96/82/EC

(Text with EEA relevance)

THE EUROPEAN PARLIAMENT AND THE COUNCIL OF THE EUROPEAN UNION,

Having regard to the Treaty on the Functioning of the European Union, and in particular Article 192(1) thereof,

Having regard to the proposal from the European Commission,

After transmission of the draft legislative act to the national parliaments,

Having regard to the opinion of the European Economic and Social Committee (1),

After consulting the Committee of the Regions,

Acting in accordance with the ordinary legislative procedure (2),

Whereas:

| (1) | Council Directive 96/82/EC of 9 December 1996 on the control of major-accident hazards involving dangerous substances (3) lays down rules for the prevention of major accidents which might result from certain industrial activities and the limitation of their consequences for human health and the environment. |
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(1)

Council Directive 96/82/EC of 9 December 1996 on the control of major-accident hazards involving dangerous substances (3) lays down rules for the prevention of major accidents which might result from certain industrial activities and the limitation of their consequences for human health and the environment.

| (2) | Major accidents often have serious consequences, as evidenced by accidents like Seveso, Bhopal, Schweizerhalle, Enschede, Toulouse and Buncefield. Moreover the impact can extend beyond national borders. This underlines the need to ensure that appropriate precautionary action is taken to ensure a high level of protection throughout the Union for citizens, communities and the environment. There is therefore a need to ensure that the existing high level of protection remains at least the same or increases. |
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(2)

Major accidents often have serious consequences, as evidenced by accidents like Seveso, Bhopal, Schweizerhalle, Enschede, Toulouse and Buncefield. Moreover the impact can extend beyond national borders. This underlines the need to ensure that appropriate precautionary action is taken to ensure a high level of protection throughout the Union for citizens, communities and the environment. There is therefore a need to ensure that the existing high level of protection remains at least the same or increases.

| (3) | Directive 96/82/EC has been instrumental in reducing the likelihood and consequences of such accidents thereby leading to a better level of protection throughout the Union. A review of that Directive has confirmed that the rate of major accidents has remained stable. While overall the existing provisions are fit for purpose, some changes are required in order to further strengthen the level of protection, in particular with regard to the prevention of major accidents. At the same time the system established by Directive 96/82/EC should be adapted to changes to the Union system of classification of substances and mixtures to which that Directive refers. In addition, a number of other provisions should be clarified and updated. |
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(3)

Directive 96/82/EC has been instrumental in reducing the likelihood and consequences of such accidents thereby leading to a better level of protection throughout the Union. A review of that Directive has confirmed that the rate of major accidents has remained stable. While overall the existing provisions are fit for purpose, some changes are required in order to further strengthen the level of protection, in particular with regard to the prevention of major accidents. At the same time the system established by Directive 96/82/EC should be adapted to changes to the Union system of classification of substances and mixtures to which that Directive refers. In addition, a number of other provisions should be clarified and updated.

| (4) | It is therefore appropriate to replace Directive 96/82/EC in order to ensure that the existing level of protection is maintained and further improved, by making the provisions more effective and efficient, and where possible by reducing unnecessary administrative burdens by streamlining or simplification, provided that safety and environmental and human health protection are not compromised. At the same time, the new provisions should be clear, coherent and easy to understand to help improve implementation and enforceability, while the level of protection of human health and the environment remains at least the same or increases. The Commission should cooperate with the Member States on the practical implementation of this Directive. That cooperation should, inter alia, address the issue of self-classification of substances and mixtures. As appropriate, stakeholders such as representatives of industry, workers and non-governmental organisations promoting the protection of human health or the environment should be involved in the implementation of this Directive. |
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(4)

It is therefore appropriate to replace Directive 96/82/EC in order to ensure that the existing level of protection is maintained and further improved, by making the provisions more effective and efficient, and where possible by reducing unnecessary administrative burdens by streamlining or simplification, provided that safety and environmental and human health protection are not compromised. At the same time, the new provisions should be clear, coherent and easy to understand to help improve implementation and enforceability, while the level of protection of human health and the environment remains at least the same or increases. The Commission should cooperate with the Member States on the practical implementation of this Directive. That cooperation should, inter alia, address the issue of self-classification of substances and mixtures. As appropriate, stakeholders such as representatives of industry, workers and non-governmental organisations promoting the protection of human health or the environment should be involved in the implementation of this Directive.

| (5) | The Convention of the United Nations Economic Commission for Europe on the Transboundary Effects of Industrial Accidents, which was approved on behalf of the Union by Council Decision 98/685/EC of 23 March 1998 concerning the conclusion of the Convention on the Transboundary Effects of Industrial Accidents (4), provides for measures regarding the prevention of, preparedness for, and response to industrial accidents capable of causing transboundary effects as well as for international cooperation in this field. Directive 96/82/EC implements the Convention within Union law. |
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(5)

The Convention of the United Nations Economic Commission for Europe on the Transboundary Effects of Industrial Accidents, which was approved on behalf of the Union by Council Decision 98/685/EC of 23 March 1998 concerning the conclusion of the Convention on the Transboundary Effects of Industrial Accidents (4), provides for measures regarding the prevention of, preparedness for, and response to industrial accidents capable of causing transboundary effects as well as for international cooperation in this field. Directive 96/82/EC implements the Convention within Union law.

| (6) | Major accidents can have consequences beyond frontiers, and the ecological and economic costs of an accident are borne not only by the establishment affected, but also by the Member States concerned. It is therefore necessary to establish and apply safety and risk-reduction measures to prevent possible accidents, to reduce the risk of accidents occurring and to minimise the effects if they do occur, thereby making it possible to ensure a high level of protection throughout the Union. |
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(6)

Major accidents can have consequences beyond frontiers, and the ecological and economic costs of an accident are borne not only by the establishment affected, but also by the Member States concerned. It is therefore necessary to establish and apply safety and risk-reduction measures to prevent possible accidents, to reduce the risk of accidents occurring and to minimise the effects if they do occur, thereby making it possible to ensure a high level of protection throughout the Union.

| (7) | The provisions of this Directive should apply without prejudice to the provisions of Union law relating to health and safety at work and the working environment, and, in particular, without prejudice to Council Directive 89/391/EEC of 12 June 1989 on the introduction of measures to encourage improvements in the safety and health of workers at work (5). |
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(7)

The provisions of this Directive should apply without prejudice to the provisions of Union law relating to health and safety at work and the working environment, and, in particular, without prejudice to Council Directive 89/391/EEC of 12 June 1989 on the introduction of measures to encourage improvements in the safety and health of workers at work (5).

| (8) | Certain industrial activities should be excluded from the scope of this Directive provided they are subject to other legislation at Union or national level providing for an equivalent level of safety. The Commission should continue to examine whether there are significant gaps in the existing regulatory framework, in particular as regards new and emerging risks from other activities as well as from specific dangerous substances and, if appropriate, present a legislative proposal to address those gaps. |
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(8)

Certain industrial activities should be excluded from the scope of this Directive provided they are subject to other legislation at Union or national level providing for an equivalent level of safety. The Commission should continue to examine whether there are significant gaps in the existing regulatory framework, in particular as regards new and emerging risks from other activities as well as from specific dangerous substances and, if appropriate, present a legislative proposal to address those gaps.

| (9) | Annex I to Directive 96/82/EC lists the dangerous substances falling within its scope, inter alia, by reference to certain provisions of Council Directive 67/548/EEC of 27 June 1967 on the approximation of the laws, regulations and administrative provisions relating to the classification, packaging and labelling of dangerous substances (6) as well as Directive 1999/45/EC of the European Parliament and of the Council of 31 May 1999 concerning the approximation of the laws, regulations and administrative provisions of the Member States relating to the classification, packaging and labelling of dangerous preparations (7). Directives 67/548/EEC and 1999/45/EC have been replaced by Regulation (EC) No 1272/2008 of the European Parliament and of the Council of 16 December 2008 on classification, labelling and packaging of substances and mixtures (8), which implements within the Union the Globally Harmonised System of Classification and Labelling of Chemicals that has been adopted at international level, within the structure of the United Nations (UN). That Regulation introduces new hazard classes and categories only partially corresponding to those used under those repealed Directives. Certain substances or mixtures would, however, not be classified under that system due to an absence of criteria within that framework. Annex I to Directive 96/82/EC therefore needs to be amended to align it to that Regulation while maintaining the existing level, or further increasing the level, of protection provided for in that Directive. |
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(9)

Annex I to Directive 96/82/EC lists the dangerous substances falling within its scope, inter alia, by reference to certain provisions of Council Directive 67/548/EEC of 27 June 1967 on the approximation of the laws, regulations and administrative provisions relating to the classification, packaging and labelling of dangerous substances (6) as well as Directive 1999/45/EC of the European Parliament and of the Council of 31 May 1999 concerning the approximation of the laws, regulations and administrative provisions of the Member States relating to the classification, packaging and labelling of dangerous preparations (7). Directives 67/548/EEC and 1999/45/EC have been replaced by Regulation (EC) No 1272/2008 of the European Parliament and of the Council of 16 December 2008 on classification, labelling and packaging of substances and mixtures (8), which implements within the Union the Globally Harmonised System of Classification and Labelling of Chemicals that has been adopted at international level, within the structure of the United Nations (UN). That Regulation introduces new hazard classes and categories only partially corresponding to those used under those repealed Directives. Certain substances or mixtures would, however, not be classified under that system due to an absence of criteria within that framework. Annex I to Directive 96/82/EC therefore needs to be amended to align it to that Regulation while maintaining the existing level, or further increasing the level, of protection provided for in that Directive.

| (10) | For the purpose of classifying upgraded biogas, any developments on standards under the European Committee for Standardisation (CEN) should be taken into account. |
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(10)

For the purpose of classifying upgraded biogas, any developments on standards under the European Committee for Standardisation (CEN) should be taken into account.

| (11) | Unwanted effects from the alignment to Regulation (EC) No 1272/2008 and subsequent adaptations to that Regulation having an impact on the classification of substances and mixtures may occur. On the basis of criteria included in this Directive, the Commission should assess whether, notwithstanding their hazard classification, there are dangerous substances which do not present a major-accident hazard and, where appropriate, submit a legislative proposal to exclude the dangerous substance concerned from the scope of this Directive. The assessment should start swiftly, in particular after the change of classification of a substance or mixture, in order to avoid unnecessary burdens for operators and competent authorities in the Member States. Exclusions from the scope of this Directive should not prevent any Member State from maintaining or introducing more stringent protective measures. |
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(11)

Unwanted effects from the alignment to Regulation (EC) No 1272/2008 and subsequent adaptations to that Regulation having an impact on the classification of substances and mixtures may occur. On the basis of criteria included in this Directive, the Commission should assess whether, notwithstanding their hazard classification, there are dangerous substances which do not present a major-accident hazard and, where appropriate, submit a legislative proposal to exclude the dangerous substance concerned from the scope of this Directive. The assessment should start swiftly, in particular after the change of classification of a substance or mixture, in order to avoid unnecessary burdens for operators and competent authorities in the Member States. Exclusions from the scope of this Directive should not prevent any Member State from maintaining or introducing more stringent protective measures.

| (12) | Operators should have a general obligation to take all necessary measures to prevent major accidents, to mitigate their consequences and to take recovery measures. Where dangerous substances are present in establishments above certain quantities the operator should provide the competent authority with sufficient information to enable it to identify the establishment, the dangerous substances present and the potential dangers. The operator should also draw up and, where required by national law, send to the competent authority a major-accident prevention policy (MAPP) setting out the operator’s overall approach and measures, including appropriate safety management systems, for controlling major-accident hazards. When the operators identify and evaluate the major-accident hazards, consideration should also be given to the dangerous substances which may be generated during a severe accident within the establishment. |
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(12)

Operators should have a general obligation to take all necessary measures to prevent major accidents, to mitigate their consequences and to take recovery measures. Where dangerous substances are present in establishments above certain quantities the operator should provide the competent authority with sufficient information to enable it to identify the establishment, the dangerous substances present and the potential dangers. The operator should also draw up and, where required by national law, send to the competent authority a major-accident prevention policy (MAPP) setting out the operator’s overall approach and measures, including appropriate safety management systems, for controlling major-accident hazards. When the operators identify and evaluate the major-accident hazards, consideration should also be given to the dangerous substances which may be generated during a severe accident within the establishment.

| (13) | Directive 2004/35/EC of the European Parliament and of the Council of 21 April 2004 on environmental liability with regard to the prevention and remedying of environmental damage (9) is normally relevant for environmental damage caused by a major accident. |
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(13)

Directive 2004/35/EC of the European Parliament and of the Council of 21 April 2004 on environmental liability with regard to the prevention and remedying of environmental damage (9) is normally relevant for environmental damage caused by a major accident.

| (14) | In order to reduce the risk of domino effects, where establishments are sited in such a way or so close together as to increase the likelihood of major accidents, or aggravate their consequences, operators should cooperate in the exchange of appropriate information and in informing the public, including neighbouring establishments that could be affected. |
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(14)

In order to reduce the risk of domino effects, where establishments are sited in such a way or so close together as to increase the likelihood of major accidents, or aggravate their consequences, operators should cooperate in the exchange of appropriate information and in informing the public, including neighbouring establishments that could be affected.

| (15) | In order to demonstrate that all that is necessary has been done to prevent major accidents, and to prepare emergency plans and response measures, the operator should, in the case of establishments where dangerous substances are present in significant quantities, provide the competent authority with information in the form of a safety report. That safety report should contain details of the establishment, the dangerous substances present, the installation or storage facilities, possible major-accident scenarios and risk analysis, prevention and intervention measures and the management systems available, in order to prevent and reduce the risk of major accidents and to enable the necessary steps to be taken to limit the consequences thereof. The risk of a major accident could be increased by the probability of natural disasters associated with the location of the establishment. This should be considered during the preparation of major-accident scenarios. |
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(15)

In order to demonstrate that all that is necessary has been done to prevent major accidents, and to prepare emergency plans and response measures, the operator should, in the case of establishments where dangerous substances are present in significant quantities, provide the competent authority with information in the form of a safety report. That safety report should contain details of the establishment, the dangerous substances present, the installation or storage facilities, possible major-accident scenarios and risk analysis, prevention and intervention measures and the management systems available, in order to prevent and reduce the risk of major accidents and to enable the necessary steps to be taken to limit the consequences thereof. The risk of a major accident could be increased by the probability of natural disasters associated with the location of the establishment. This should be considered during the preparation of major-accident scenarios.

| (16) | To prepare for emergencies, in the case of establishments where dangerous substances are present in significant quantities, it is necessary to establish internal and external emergency plans and to establish procedures to ensure that those plans are tested and revised as necessary and implemented in the event of a major accident or the likelihood thereof. The staff of an establishment should be consulted on the internal emergency plan and the public concerned should have the opportunity to give its opinion on the external emergency plan. Sub-contracting may have an impact on the safety of an establishment. Member States should require operators to take this into account when drafting a MAPP, a safety report or an internal emergency plan. |
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(16)

To prepare for emergencies, in the case of establishments where dangerous substances are present in significant quantities, it is necessary to establish internal and external emergency plans and to establish procedures to ensure that those plans are tested and revised as necessary and implemented in the event of a major accident or the likelihood thereof. The staff of an establishment should be consulted on the internal emergency plan and the public concerned should have the opportunity to give its opinion on the external emergency plan. Sub-contracting may have an impact on the safety of an establishment. Member States should require operators to take this into account when drafting a MAPP, a safety report or an internal emergency plan.

| (17) | When considering the choice of appropriate operating methods, including those for monitoring and control, operators should take into account available information on best practices. |
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(17)

When considering the choice of appropriate operating methods, including those for monitoring and control, operators should take into account available information on best practices.

| (18) | In order to provide greater protection for residential areas, areas of substantial public use and the environment, including areas of particular natural interest or sensitivity, it is necessary for land-use or other relevant policies applied in the Member States to ensure appropriate distances between such areas and establishments presenting such hazards and, where existing establishments are concerned, to implement, if necessary, additional technical measures so that the risk to persons or the environment is maintained at an acceptable level. Sufficient information about the risks and technical advice on these risks should be taken into account when decisions are taken. Where possible, to reduce administrative burdens, especially for small and medium-sized enterprises, procedures and measures should be integrated with those under other relevant Union legislation. |
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(18)

In order to provide greater protection for residential areas, areas of substantial public use and the environment, including areas of particular natural interest or sensitivity, it is necessary for land-use or other relevant policies applied in the Member States to ensure appropriate distances between such areas and establishments presenting such hazards and, where existing establishments are concerned, to implement, if necessary, additional technical measures so that the risk to persons or the environment is maintained at an acceptable level. Sufficient information about the risks and technical advice on these risks should be taken into account when decisions are taken. Where possible, to reduce administrative burdens, especially for small and medium-sized enterprises, procedures and measures should be integrated with those under other relevant Union legislation.

| (19) | In order to promote access to environmental information under the Convention of the United Nations Economic Commission for Europe on access to information, public participation in decision-making and access to justice in environmental matters (the Aarhus Convention), which was approved on behalf of the Union by Council Decision 2005/370/EC of 17 February 2005 on the conclusion, on behalf of the European Community, of the Convention on access to information, public participation in decision-making and access to justice in environmental matters (10), the level and quality of information to the public should be improved. In particular, persons likely to be affected by a major accident should be given sufficient information on the correct action to be taken in that event. Member States should make information available on where to find information on the rights of persons affected by a major accident. Information disseminated to the public should be worded clearly and intelligibly. In addition to providing information in an active way, without the public having to submit a request, and without precluding other forms of dissemination, it should also be made available permanently and kept up to date electronically. At the same time there should be appropriate confidentiality safeguards, to address security-related concerns, among others. |
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(19)

In order to promote access to environmental information under the Convention of the United Nations Economic Commission for Europe on access to information, public participation in decision-making and access to justice in environmental matters (the Aarhus Convention), which was approved on behalf of the Union by Council Decision 2005/370/EC of 17 February 2005 on the conclusion, on behalf of the European Community, of the Convention on access to information, public participation in decision-making and access to justice in environmental matters (10), the level and quality of information to the public should be improved. In particular, persons likely to be affected by a major accident should be given sufficient information on the correct action to be taken in that event. Member States should make information available on where to find information on the rights of persons affected by a major accident. Information disseminated to the public should be worded clearly and intelligibly. In addition to providing information in an active way, without the public having to submit a request, and without precluding other forms of dissemination, it should also be made available permanently and kept up to date electronically. At the same time there should be appropriate confidentiality safeguards, to address security-related concerns, among others.

| (20) | The way information is managed should be in line with the Shared Environmental Information System (SEIS) initiative introduced by the Commission Communication of 1 February 2008 entitled ‘Towards a Shared Environmental Information System (SEIS)’. It should also be in line with Directive 2007/2/EC of the European Parliament and of the Council of 14 March 2007 establishing an Infrastructure for Spatial Information in the European Community (INSPIRE) (11) and its implementing rules, aimed at enabling the sharing of environmental spatial information among public sector organisations and better facilitating public access to spatial information across the Union. Information should be held on a publicly available database at Union level, which will also facilitate monitoring and reporting on implementation. |
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(20)

The way information is managed should be in line with the Shared Environmental Information System (SEIS) initiative introduced by the Commission Communication of 1 February 2008 entitled ‘Towards a Shared Environmental Information System (SEIS)’. It should also be in line with Directive 2007/2/EC of the European Parliament and of the Council of 14 March 2007 establishing an Infrastructure for Spatial Information in the European Community (INSPIRE) (11) and its implementing rules, aimed at enabling the sharing of environmental spatial information among public sector organisations and better facilitating public access to spatial information across the Union. Information should be held on a publicly available database at Union level, which will also facilitate monitoring and reporting on implementation.

| (21) | In line with the Aarhus Convention, effective public participation in decision-making is necessary to enable the public concerned to express, and the decision-maker to take account of, opinions and concerns that may be relevant to those decisions, thereby increasing the accountability and transparency of the decision-making process and contributing to public awareness of environmental issues and support for the decisions taken. |
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(21)

In line with the Aarhus Convention, effective public participation in decision-making is necessary to enable the public concerned to express, and the decision-maker to take account of, opinions and concerns that may be relevant to those decisions, thereby increasing the accountability and transparency of the decision-making process and contributing to public awareness of environmental issues and support for the decisions taken.

| (22) | In order to ensure that adequate response measures are taken if a major accident occurs, the operator should immediately inform the competent authority and communicate the information necessary to enable it to assess the effects of that accident on human health and on the environment. |
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(22)

In order to ensure that adequate response measures are taken if a major accident occurs, the operator should immediately inform the competent authority and communicate the information necessary to enable it to assess the effects of that accident on human health and on the environment.

| (23) | Local authorities have an interest in the prevention of major accidents and mitigation of their consequences and can have an important role to play. This should be taken into account by the Member States in the implementation of this Directive. |
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(23)

Local authorities have an interest in the prevention of major accidents and mitigation of their consequences and can have an important role to play. This should be taken into account by the Member States in the implementation of this Directive.

| (24) | In order to facilitate the exchange of information and to prevent future accidents of a similar nature, Member States should forward information to the Commission regarding major accidents occurring on their territory, so that the Commission can analyse the hazards involved, and operate a system for the distribution of information concerning, in particular, major accidents and lessons learned from them. That exchange of information should also cover ‘near misses’ which Member States regard as being of particular technical interest for preventing major accidents and limiting their consequences. Member States and the Commission should strive to ensure the completeness of the information held on information systems established to facilitate the exchange of information on major accidents. |
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(24)

In order to facilitate the exchange of information and to prevent future accidents of a similar nature, Member States should forward information to the Commission regarding major accidents occurring on their territory, so that the Commission can analyse the hazards involved, and operate a system for the distribution of information concerning, in particular, major accidents and lessons learned from them. That exchange of information should also cover ‘near misses’ which Member States regard as being of particular technical interest for preventing major accidents and limiting their consequences. Member States and the Commission should strive to ensure the completeness of the information held on information systems established to facilitate the exchange of information on major accidents.

| (25) | Member States should determine the competent authorities responsible for ensuring that operators fulfil their obligations. The competent authorities and the Commission should cooperate in activities in support of implementation such as the development of appropriate guidance and exchanges of best practice. To avoid unnecessary administrative burden, information obligations should be integrated, where appropriate, with those under other relevant Union legislation. |
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(25)

Member States should determine the competent authorities responsible for ensuring that operators fulfil their obligations. The competent authorities and the Commission should cooperate in activities in support of implementation such as the development of appropriate guidance and exchanges of best practice. To avoid unnecessary administrative burden, information obligations should be integrated, where appropriate, with those under other relevant Union legislation.

| (26) | Member States should ensure that competent authorities take the necessary measures in the event of non-compliance with this Directive. In order to ensure effective implementation and enforcement, there should be a system of inspections, including a programme of routine inspections at regular intervals and non-routine inspections. Where possible, inspections should be coordinated with those under other Union legislation, including Directive 2010/75/EU of the European Parliament and of the Council of 24 November 2010 on industrial emissions (integrated pollution prevention and control) (12), where appropriate. Member States should ensure that sufficient staff is available with the skills and qualifications needed to carry out inspections effectively. Competent authorities should provide appropriate support using tools and mechanisms for exchanging experience and consolidating knowledge, including at Union level. |
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(26)

Member States should ensure that competent authorities take the necessary measures in the event of non-compliance with this Directive. In order to ensure effective implementation and enforcement, there should be a system of inspections, including a programme of routine inspections at regular intervals and non-routine inspections. Where possible, inspections should be coordinated with those under other Union legislation, including Directive 2010/75/EU of the European Parliament and of the Council of 24 November 2010 on industrial emissions (integrated pollution prevention and control) (12), where appropriate. Member States should ensure that sufficient staff is available with the skills and qualifications needed to carry out inspections effectively. Competent authorities should provide appropriate support using tools and mechanisms for exchanging experience and consolidating knowledge, including at Union level.

| (27) | In order to take into account technical developments, the power to adopt acts in accordance with Article 290 of the Treaty on the Functioning of the European Union should be delegated to the Commission in respect of amending Annexes II to VI to adapt them to technical progress. It is of particular importance that the Commission carry out appropriate consultations during its preparatory work, including at expert level. The Commission, when preparing and drawing up delegated acts, should ensure a simultaneous, timely and appropriate transmission of relevant documents to the European Parliament and to the Council. |
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(27)

In order to take into account technical developments, the power to adopt acts in accordance with Article 290 of the Treaty on the Functioning of the European Union should be delegated to the Commission in respect of amending Annexes II to VI to adapt them to technical progress. It is of particular importance that the Commission carry out appropriate consultations during its preparatory work, including at expert level. The Commission, when preparing and drawing up delegated acts, should ensure a simultaneous, timely and appropriate transmission of relevant documents to the European Parliament and to the Council.

| (28) | In order to ensure uniform conditions for the implementation of this Directive, implementing powers should be conferred on the Commission. Those powers should be exercised in accordance with Regulation (EU) No 182/2011 of the European Parliament and of the Council of 16 February 2011 laying down the rules and general principles concerning mechanisms for control by the Member States of the Commission’s exercise of implementing powers (13). |
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(28)

In order to ensure uniform conditions for the implementation of this Directive, implementing powers should be conferred on the Commission. Those powers should be exercised in accordance with Regulation (EU) No 182/2011 of the European Parliament and of the Council of 16 February 2011 laying down the rules and general principles concerning mechanisms for control by the Member States of the Commission’s exercise of implementing powers (13).

| (29) | Member States should lay down rules on penalties applicable to infringements of the national provisions adopted pursuant to this Directive and ensure that they are implemented. Those penalties should be effective, proportionate and dissuasive. |
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(29)

Member States should lay down rules on penalties applicable to infringements of the national provisions adopted pursuant to this Directive and ensure that they are implemented. Those penalties should be effective, proportionate and dissuasive.

| (30) | Since the objective of this Directive, namely to ensure a high level of protection of human health and the environment, cannot be sufficiently achieved by Member States and can, therefore, be better achieved at Union level, the Union may adopt measures in accordance with the principle of subsidiarity as set out in Article 5 of the Treaty on European Union. In accordance with the principle of proportionality, as set out in that Article, this Directive does not go beyond what is necessary in order to achieve that objective. |
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(30)

Since the objective of this Directive, namely to ensure a high level of protection of human health and the environment, cannot be sufficiently achieved by Member States and can, therefore, be better achieved at Union level, the Union may adopt measures in accordance with the principle of subsidiarity as set out in Article 5 of the Treaty on European Union. In accordance with the principle of proportionality, as set out in that Article, this Directive does not go beyond what is necessary in order to achieve that objective.

| (31) | In accordance with the Joint Political Declaration of Member States and the Commission of 28 September 2011 on explanatory documents (14), Member States have undertaken to accompany, in justified cases, the notification of their transposition measures with one or more documents explaining the relationship between the components of a directive and the corresponding parts of national transposition instruments. With regard to this Directive, the legislator considers the transmission of such documents to be justified. |
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(31)

In accordance with the Joint Political Declaration of Member States and the Commission of 28 September 2011 on explanatory documents (14), Member States have undertaken to accompany, in justified cases, the notification of their transposition measures with one or more documents explaining the relationship between the components of a directive and the corresponding parts of national transposition instruments. With regard to this Directive, the legislator considers the transmission of such documents to be justified.

| (32) | Directive 96/82/EC should therefore be amended and subsequently repealed, |
| --- | --- |

(32)

Directive 96/82/EC should therefore be amended and subsequently repealed,

HAVE ADOPTED THIS DIRECTIVE:

Article 1

Subject matter

This Directive lays down rules for the prevention of major accidents which involve dangerous substances, and the limitation of their consequences for human health and the environment, with a view to ensuring a high level of protection throughout the Union in a consistent and effective manner.

Article 2

Scope

1.   This Directive shall apply to establishments as defined in Article 3(1).

2.   This Directive shall not apply to any of the following:

| (a) | military establishments, installations or storage facilities; |
| --- | --- |

(a)

military establishments, installations or storage facilities;

| (b) | hazards created by ionising radiation originating from substances; |
| --- | --- |

(b)

hazards created by ionising radiation originating from substances;

| (c) | the transport of dangerous substances and directly related intermediate temporary storage by road, rail, internal waterways, sea or air, outside the establishments covered by this Directive, including loading and unloading and transport to and from another means of transport at docks, wharves or marshalling yards; |
| --- | --- |

(c)

the transport of dangerous substances and directly related intermediate temporary storage by road, rail, internal waterways, sea or air, outside the establishments covered by this Directive, including loading and unloading and transport to and from another means of transport at docks, wharves or marshalling yards;

| (d) | the transport of dangerous substances in pipelines, including pumping stations, outside establishments covered by this Directive; |
| --- | --- |

(d)

the transport of dangerous substances in pipelines, including pumping stations, outside establishments covered by this Directive;

| (e) | the exploitation, namely the exploration, extraction and processing, of minerals in mines and quarries, including by means of boreholes; |
| --- | --- |

(e)

the exploitation, namely the exploration, extraction and processing, of minerals in mines and quarries, including by means of boreholes;

| (f) | the offshore exploration and exploitation of minerals, including hydrocarbons; |
| --- | --- |

(f)

the offshore exploration and exploitation of minerals, including hydrocarbons;

| (g) | the storage of gas at underground offshore sites including both dedicated storage sites and sites where exploration and exploitation of minerals, including hydrocarbons are also carried out; |
| --- | --- |

(g)

the storage of gas at underground offshore sites including both dedicated storage sites and sites where exploration and exploitation of minerals, including hydrocarbons are also carried out;

| (h) | waste land-fill sites, including underground waste storage. |
| --- | --- |

(h)

waste land-fill sites, including underground waste storage.

Notwithstanding points (e) and (h) of the first subparagraph, onshore underground gas storage in natural strata, aquifers, salt cavities and disused mines and chemical and thermal processing operations and storage related to those operations which involve dangerous substances, as well as operational tailings disposal facilities, including tailing ponds or dams, containing dangerous substances shall be included within the scope of this Directive.

Article 3

Definitions

For the purposes of this Directive the following definitions shall apply:

| 1. | ‘establishment’ means the whole location under the control of an operator where dangerous substances are present in one or more installations, including common or related infrastructures or activities; establishments are either lower-tier establishments or upper-tier establishments; |
| --- | --- |

1.

‘establishment’ means the whole location under the control of an operator where dangerous substances are present in one or more installations, including common or related infrastructures or activities; establishments are either lower-tier establishments or upper-tier establishments;

| 2. | ‘lower-tier establishment’ means an establishment where dangerous substances are present in quantities equal to or in excess of the quantities listed in Column 2 of Part 1 or in Column 2 of Part 2 of Annex I, but less than the quantities listed in Column 3 of Part 1 or in Column 3 of Part 2 of Annex I, where applicable using the summation rule laid down in note 4 to Annex I; |
| --- | --- |

2.

‘lower-tier establishment’ means an establishment where dangerous substances are present in quantities equal to or in excess of the quantities listed in Column 2 of Part 1 or in Column 2 of Part 2 of Annex I, but less than the quantities listed in Column 3 of Part 1 or in Column 3 of Part 2 of Annex I, where applicable using the summation rule laid down in note 4 to Annex I;

| 3. | ‘upper-tier establishment’ means an establishment where dangerous substances are present in quantities equal to or in excess of the quantities listed in Column 3 of Part 1 or in Column 3 of Part 2 of Annex I, where applicable using the summation rule laid down in note 4 to Annex I; |
| --- | --- |

3.

‘upper-tier establishment’ means an establishment where dangerous substances are present in quantities equal to or in excess of the quantities listed in Column 3 of Part 1 or in Column 3 of Part 2 of Annex I, where applicable using the summation rule laid down in note 4 to Annex I;

| 4. | ‘neighbouring establishment’ means an establishment that is located in such proximity to another establishment so as to increase the risk or consequences of a major accident; |
| --- | --- |

4.

‘neighbouring establishment’ means an establishment that is located in such proximity to another establishment so as to increase the risk or consequences of a major accident;

| 5. | ‘new establishment’ means






  (a) | an establishment that enters into operation or is constructed, on or after 1 June 2015; or |
| --- | --- | --- |

5.

‘new establishment’ means

(a)

an establishment that enters into operation or is constructed, on or after 1 June 2015; or

| (b) | a site of operation that falls within the scope of this Directive, or a lower-tier establishment that becomes an upper-tier establishment or vice versa, on or after 1 June 2015 due to modifications to its installations or activities resulting in a change in its inventory of dangerous substances; |
| --- | --- |

(b)

a site of operation that falls within the scope of this Directive, or a lower-tier establishment that becomes an upper-tier establishment or vice versa, on or after 1 June 2015 due to modifications to its installations or activities resulting in a change in its inventory of dangerous substances;

| 6. | ‘existing establishment’ means an establishment that on 31 May 2015 falls within the scope of Directive 96/82/EC and from 1 June 2015 falls within the scope of this Directive without changing its classification as a lower-tier establishment or upper-tier establishment; |
| --- | --- |

6.

‘existing establishment’ means an establishment that on 31 May 2015 falls within the scope of Directive 96/82/EC and from 1 June 2015 falls within the scope of this Directive without changing its classification as a lower-tier establishment or upper-tier establishment;

| 7. | ‘other establishment’ means a site of operation that falls within the scope of this Directive, or a lower-tier establishment that becomes an upper-tier establishment or vice versa, on or after 1 June 2015 for reasons other than those referred to in point 5; |
| --- | --- |

7.

‘other establishment’ means a site of operation that falls within the scope of this Directive, or a lower-tier establishment that becomes an upper-tier establishment or vice versa, on or after 1 June 2015 for reasons other than those referred to in point 5;

| 8. | ‘installation’ means a technical unit within an establishment and whether at or below ground level, in which dangerous substances are produced, used, handled or stored; it includes all the equipment, structures, pipework, machinery, tools, private railway sidings, docks, unloading quays serving the installation, jetties, warehouses or similar structures, floating or otherwise, necessary for the operation of that installation; |
| --- | --- |

8.

‘installation’ means a technical unit within an establishment and whether at or below ground level, in which dangerous substances are produced, used, handled or stored; it includes all the equipment, structures, pipework, machinery, tools, private railway sidings, docks, unloading quays serving the installation, jetties, warehouses or similar structures, floating or otherwise, necessary for the operation of that installation;

| 9. | ‘operator’ means any natural or legal person who operates or controls an establishment or installation or, where provided for by national legislation, to whom the decisive economic or decision-making power over the technical functioning of the establishment or installation has been delegated; |
| --- | --- |

9.

‘operator’ means any natural or legal person who operates or controls an establishment or installation or, where provided for by national legislation, to whom the decisive economic or decision-making power over the technical functioning of the establishment or installation has been delegated;

| 10. | ‘dangerous substance’ means a substance or mixture covered by Part 1 or listed in Part 2 of Annex I, including in the form of a raw material, product, by-product, residue or intermediate; |
| --- | --- |

10.

‘dangerous substance’ means a substance or mixture covered by Part 1 or listed in Part 2 of Annex I, including in the form of a raw material, product, by-product, residue or intermediate;

| 11. | ‘mixture’ means a mixture or solution composed of two or more substances; |
| --- | --- |

11.

‘mixture’ means a mixture or solution composed of two or more substances;

| 12. | ‘presence of dangerous substances’ means the actual or anticipated presence of dangerous substances in the establishment, or of dangerous substances which it is reasonable to foresee may be generated during loss of control of the processes, including storage activities, in any installation within the establishment, in quantities equal to or exceeding the qualifying quantities set out in Part 1 or Part 2 of Annex I; |
| --- | --- |

12.

‘presence of dangerous substances’ means the actual or anticipated presence of dangerous substances in the establishment, or of dangerous substances which it is reasonable to foresee may be generated during loss of control of the processes, including storage activities, in any installation within the establishment, in quantities equal to or exceeding the qualifying quantities set out in Part 1 or Part 2 of Annex I;

| 13. | ‘major accident’ means an occurrence such as a major emission, fire, or explosion resulting from uncontrolled developments in the course of the operation of any establishment covered by this Directive, and leading to serious danger to human health or the environment, immediate or delayed, inside or outside the establishment, and involving one or more dangerous substances; |
| --- | --- |

13.

‘major accident’ means an occurrence such as a major emission, fire, or explosion resulting from uncontrolled developments in the course of the operation of any establishment covered by this Directive, and leading to serious danger to human health or the environment, immediate or delayed, inside or outside the establishment, and involving one or more dangerous substances;

| 14. | ‘hazard’ means the intrinsic property of a dangerous substance or physical situation, with a potential for creating damage to human health or the environment; |
| --- | --- |

14.

‘hazard’ means the intrinsic property of a dangerous substance or physical situation, with a potential for creating damage to human health or the environment;

| 15. | ‘risk’ means the likelihood of a specific effect occurring within a specified period or in specified circumstances; |
| --- | --- |

15.

‘risk’ means the likelihood of a specific effect occurring within a specified period or in specified circumstances;

| 16. | ‘storage’ means the presence of a quantity of dangerous substances for the purposes of warehousing, depositing in safe custody or keeping in stock; |
| --- | --- |

16.

‘storage’ means the presence of a quantity of dangerous substances for the purposes of warehousing, depositing in safe custody or keeping in stock;

| 17. | ‘the public’ means one or more natural or legal persons and, in accordance with national law or practice, their associations, organisations or groups; |
| --- | --- |

17.

‘the public’ means one or more natural or legal persons and, in accordance with national law or practice, their associations, organisations or groups;

| 18. | ‘the public concerned’ means the public affected or likely to be affected by, or having an interest in, the taking of a decision on any of the matters covered by Article 15(1); for the purposes of this definition, non-governmental organisations promoting environmental protection and meeting any applicable requirements under national law shall be deemed to have an interest; |
| --- | --- |

18.

‘the public concerned’ means the public affected or likely to be affected by, or having an interest in, the taking of a decision on any of the matters covered by Article 15(1); for the purposes of this definition, non-governmental organisations promoting environmental protection and meeting any applicable requirements under national law shall be deemed to have an interest;

| 19. | ‘inspection’ means all actions, including site visits, checks of internal measures, systems and reports and follow-up documents, and any necessary follow-up, undertaken by or on behalf of the competent authority to check and promote compliance of establishments with the requirements of this Directive. |
| --- | --- |

19.

‘inspection’ means all actions, including site visits, checks of internal measures, systems and reports and follow-up documents, and any necessary follow-up, undertaken by or on behalf of the competent authority to check and promote compliance of establishments with the requirements of this Directive.

Article 4

Assessment of major-accident hazards for a particular dangerous substance

1.   The Commission shall assess, where appropriate or in any event on the basis of a notification by a Member State in accordance with paragraph 2, whether it is impossible in practice for a particular dangerous substance covered by Part 1 or listed in Part 2 of Annex I, to cause a release of matter or energy that could create a major accident under both normal and abnormal conditions which can reasonably be foreseen. That assessment shall take into account the information referred to in paragraph 3, and shall be based on one or more of the following characteristics:

| (a) | the physical form of the dangerous substance under normal processing or handling conditions or in an unplanned loss of containment; |
| --- | --- |

(a)

the physical form of the dangerous substance under normal processing or handling conditions or in an unplanned loss of containment;

| (b) | the inherent properties of the dangerous substance, in particular those related to dispersive behaviour in a major-accident scenario, such as molecular mass and saturated vapour pressure; |
| --- | --- |

(b)

the inherent properties of the dangerous substance, in particular those related to dispersive behaviour in a major-accident scenario, such as molecular mass and saturated vapour pressure;

| (c) | the maximum concentration of the substances in the case of mixtures. |
| --- | --- |

(c)

the maximum concentration of the substances in the case of mixtures.

For the purposes of the first subparagraph, the containment and generic packing of the dangerous substance should, where appropriate, also be taken into account, including in particular where covered under specific Union legislation.

2.   Where a Member State considers that a dangerous substance does not present a major-accident hazard in accordance with paragraph 1, it shall notify the Commission together with supporting justification, including the information referred to in paragraph 3.

3.   For the purposes of paragraphs 1 and 2, information necessary for assessing the health, physical and environmental hazard properties of the dangerous substance concerned shall include:

| (a) | a comprehensive list of properties necessary to assess the dangerous substance’s potential for causing physical, health or environmental harm; |
| --- | --- |

(a)

a comprehensive list of properties necessary to assess the dangerous substance’s potential for causing physical, health or environmental harm;

| (b) | physical and chemical properties (for instance molecular mass, saturated vapour pressure, inherent toxicity, boiling point, reactivity, viscosity, solubility and other relevant properties); |
| --- | --- |

(b)

physical and chemical properties (for instance molecular mass, saturated vapour pressure, inherent toxicity, boiling point, reactivity, viscosity, solubility and other relevant properties);

| (c) | health and physical hazard properties (for instance reactivity, flammability, toxicity together with additional factors such as mode of attack on the body, injury to fatality ratio, and long-term effects, and other properties as relevant); |
| --- | --- |

(c)

health and physical hazard properties (for instance reactivity, flammability, toxicity together with additional factors such as mode of attack on the body, injury to fatality ratio, and long-term effects, and other properties as relevant);

| (d) | environmental hazard properties (for instance ecotoxicity, persistence, bio-accumulation, potential for long-range environmental transport, and other properties as relevant); |
| --- | --- |

(d)

environmental hazard properties (for instance ecotoxicity, persistence, bio-accumulation, potential for long-range environmental transport, and other properties as relevant);

| (e) | where available, the Union classification of the substance or mixture; |
| --- | --- |

(e)

where available, the Union classification of the substance or mixture;

| (f) | information about substance-specific operating conditions (for instance temperature, pressure and other conditions as relevant) under which the dangerous substance is stored, used and/or may be present in the event of foreseeable abnormal operations or an accident such as fire. |
| --- | --- |

(f)

information about substance-specific operating conditions (for instance temperature, pressure and other conditions as relevant) under which the dangerous substance is stored, used and/or may be present in the event of foreseeable abnormal operations or an accident such as fire.

4.   Following the assessment referred to in paragraph 1, the Commission shall, if appropriate, present a legislative proposal to the European Parliament and to the Council to exclude the dangerous substance concerned from the scope of this Directive.

Article 5

General obligations of the operator

1.   Member States shall ensure that the operator is obliged to take all necessary measures to prevent major accidents and to limit their consequences for human health and the environment.

2.   Member States shall ensure that the operator is required to prove to the competent authority referred to in Article 6, at any time, in particular for the purposes of inspections and controls referred to in Article 20, that the operator has taken all necessary measures as specified in this Directive.

Article 6

Competent authority

1.   Without prejudice to the operator’s responsibilities, Member States shall set up or appoint the competent authority or authorities responsible for carrying out the duties laid down in this Directive (‘the competent authority’) and, if necessary, bodies to assist the competent authority at technical level. Member States which set up or appoint more than one competent authority shall ensure that the procedures for carrying out their duties are fully coordinated.

2.   The competent authorities and the Commission shall cooperate in activities in support of implementation of this Directive, involving stakeholders as appropriate.

3.   Member States shall ensure that competent authorities accept equivalent information submitted by operators in accordance with other relevant Union legislation, which fulfils any of the requirements of this Directive, for the purposes of this Directive. In such cases the competent authorities shall ensure that the requirements of this Directive are complied with.

Article 7

Notification

1.   Member States shall require the operator to send a notification to the competent authority containing the following information:

| (a) | the name and/or trade name of the operator and the full address of the establishment concerned; |
| --- | --- |

(a)

the name and/or trade name of the operator and the full address of the establishment concerned;

| (b) | the registered place of business of the operator, with the full address; |
| --- | --- |

(b)

the registered place of business of the operator, with the full address;

| (c) | the name and position of the person in charge of the establishment, if different from point (a); |
| --- | --- |

(c)

the name and position of the person in charge of the establishment, if different from point (a);

| (d) | information sufficient to identify the dangerous substances and category of substances involved or likely to be present; |
| --- | --- |

(d)

information sufficient to identify the dangerous substances and category of substances involved or likely to be present;

| (e) | the quantity and physical form of the dangerous substance or substances concerned; |
| --- | --- |

(e)

the quantity and physical form of the dangerous substance or substances concerned;

| (f) | the activity or proposed activity of the installation or storage facility; |
| --- | --- |

(f)

the activity or proposed activity of the installation or storage facility;

| (g) | the immediate environment of the establishment, and factors likely to cause a major accident or to aggravate the consequences thereof including, where available, details of neighbouring establishments, of sites that fall outside the scope of this Directive, areas and developments that could be the source of or increase the risk or consequences of a major accident and of domino effects. |
| --- | --- |

(g)

the immediate environment of the establishment, and factors likely to cause a major accident or to aggravate the consequences thereof including, where available, details of neighbouring establishments, of sites that fall outside the scope of this Directive, areas and developments that could be the source of or increase the risk or consequences of a major accident and of domino effects.

2.   The notification or its update shall be sent to the competent authority within the following time-limits:

| (a) | for new establishments, a reasonable period of time prior to the start of construction or operation, or prior to the modifications leading to a change in the inventory of dangerous substances; |
| --- | --- |

(a)

for new establishments, a reasonable period of time prior to the start of construction or operation, or prior to the modifications leading to a change in the inventory of dangerous substances;

| (b) | for all other cases, one year from the date from which this Directive applies to the establishment concerned. |
| --- | --- |

(b)

for all other cases, one year from the date from which this Directive applies to the establishment concerned.

3.   Paragraphs 1 and 2 shall not apply if the operator has already sent a notification to the competent authority under the requirements of national legislation before 1 June 2015, and the information contained therein complies with paragraph 1 and has remained unchanged.

4.   The operator shall inform the competent authority in advance of the following events:

| (a) | any significant increase or decrease in the quantity or significant change in the nature or physical form of the dangerous substance present, as indicated in the notification provided by the operator pursuant to paragraph 1, or a significant change in the processes employing it; |
| --- | --- |

(a)

any significant increase or decrease in the quantity or significant change in the nature or physical form of the dangerous substance present, as indicated in the notification provided by the operator pursuant to paragraph 1, or a significant change in the processes employing it;

| (b) | modification of an establishment or an installation which could have significant consequences in terms of major-accident hazards; |
| --- | --- |

(b)

modification of an establishment or an installation which could have significant consequences in terms of major-accident hazards;

| (c) | the permanent closure of the establishment or its de-commissioning; or |
| --- | --- |

(c)

the permanent closure of the establishment or its de-commissioning; or

| (d) | changes in the information referred to in points (a), (b) or (c) of paragraph 1. |
| --- | --- |

(d)

changes in the information referred to in points (a), (b) or (c) of paragraph 1.

Article 8

Major-accident prevention policy

1.   Member States shall require the operator to draw up a document in writing setting out the major-accident prevention policy (MAPP) and to ensure that it is properly implemented. The MAPP shall be designed to ensure a high level of protection of human health and the environment. It shall be proportionate to the major-accident hazards. It shall include the operator’s overall aims and principles of action, the role and responsibility of management, as well as the commitment towards continuously improving the control of major-accident hazards, and ensuring a high level of protection.

2.   The MAPP shall be drawn up and, where required by national law, sent to the competent authority within the following time-limits:

| (a) | for new establishments, a reasonable period of time prior to the start of construction or operation, or prior to the modifications leading to a change in the inventory of dangerous substances; |
| --- | --- |

(a)

for new establishments, a reasonable period of time prior to the start of construction or operation, or prior to the modifications leading to a change in the inventory of dangerous substances;

| (b) | for all other cases, one year from the date from which this Directive applies to the establishment concerned. |
| --- | --- |

(b)

for all other cases, one year from the date from which this Directive applies to the establishment concerned.

3.   Paragraphs 1 and 2 shall not apply if the operator has already established the MAPP and, where required by national law, sent it to the competent authority before 1 June 2015, and the information contained therein complies with paragraph 1 and has remained unchanged.

4.   Without prejudice to Article 11, the operator shall periodically review and where necessary update the MAPP, at least every five years. Where required by national law the updated MAPP shall be sent to the competent authority without delay.

5.   The MAPP shall be implemented by appropriate means, structures and by a safety management system, in accordance with Annex III, proportionate to the major-accident hazards, and the complexity of the organisation or the activities of the establishment. For lower-tier establishments, the obligation to implement the MAPP may be fulfilled by other appropriate means, structures and management systems, proportionate to major-accident hazards, taking into account the principles set out in Annex III.

Article 9

Domino effects

1.   Member States shall ensure that the competent authority, using the information received from the operators in accordance with Articles 7 and 10, or following a request for additional information from the competent authority, or through inspections pursuant to Article 20, identifies all lower-tier and upper-tier establishments or groups of establishments where the risk or consequences of a major accident may be increased because of the geographical position and the proximity of such establishments, and their inventories of dangerous substances.

2.   Where the competent authority has additional information to that provided by the operator pursuant to point (g) of Article 7(1), it shall make this information available to that operator, if it is necessary for the application of this Article.

3.   Member States shall ensure that operators of the establishments identified in accordance with paragraph 1:

| (a) | exchange suitable information to enable those establishments to take account of the nature and extent of the overall hazard of a major accident in their MAPP, safety management systems, safety reports and internal emergency plans, as appropriate; |
| --- | --- |

(a)

exchange suitable information to enable those establishments to take account of the nature and extent of the overall hazard of a major accident in their MAPP, safety management systems, safety reports and internal emergency plans, as appropriate;

| (b) | cooperate in informing the public and neighbouring sites that fall outside the scope of this Directive, and in supplying information to the authority responsible for the preparation of external emergency plans. |
| --- | --- |

(b)

cooperate in informing the public and neighbouring sites that fall outside the scope of this Directive, and in supplying information to the authority responsible for the preparation of external emergency plans.

Article 10

Safety report

1.   Member States shall require the operator of an upper-tier establishment to produce a safety report for the purposes of:

| (a) | demonstrating that a MAPP and a safety management system for implementing it have been put into effect in accordance with the information set out in Annex III; |
| --- | --- |

(a)

demonstrating that a MAPP and a safety management system for implementing it have been put into effect in accordance with the information set out in Annex III;

| (b) | demonstrating that major-accident hazards and possible major-accident scenarios have been identified and that the necessary measures have been taken to prevent such accidents and to limit their consequences for human health and the environment; |
| --- | --- |

(b)

demonstrating that major-accident hazards and possible major-accident scenarios have been identified and that the necessary measures have been taken to prevent such accidents and to limit their consequences for human health and the environment;

| (c) | demonstrating that adequate safety and reliability have been taken into account in the design, construction, operation and maintenance of any installation, storage facility, equipment and infrastructure connected with its operation which are linked to major-accident hazards inside the establishment; |
| --- | --- |

(c)

demonstrating that adequate safety and reliability have been taken into account in the design, construction, operation and maintenance of any installation, storage facility, equipment and infrastructure connected with its operation which are linked to major-accident hazards inside the establishment;

| (d) | demonstrating that internal emergency plans have been drawn up and supplying information to enable the external emergency plan to be drawn up; |
| --- | --- |

(d)

demonstrating that internal emergency plans have been drawn up and supplying information to enable the external emergency plan to be drawn up;

| (e) | providing sufficient information to the competent authority to enable decisions to be made regarding the siting of new activities or developments around existing establishments. |
| --- | --- |

(e)

providing sufficient information to the competent authority to enable decisions to be made regarding the siting of new activities or developments around existing establishments.

2.   The safety report shall contain at least the data and information listed in Annex II. It shall name the relevant organisations involved in the drawing up of the report.

3.   The safety report shall be sent to the competent authority within the following time-limits:

| (a) | for new establishments, a reasonable period of time prior to the start of construction or operation, or prior to the modifications leading to a change in the inventory of dangerous substances; |
| --- | --- |

(a)

for new establishments, a reasonable period of time prior to the start of construction or operation, or prior to the modifications leading to a change in the inventory of dangerous substances;

| (b) | for existing upper-tier establishments, 1 June 2016; |
| --- | --- |

(b)

for existing upper-tier establishments, 1 June 2016;

| (c) | for other establishments, two years from the date from which this Directive applies to the establishment concerned. |
| --- | --- |

(c)

for other establishments, two years from the date from which this Directive applies to the establishment concerned.

4.   Paragraphs 1, 2 and 3 shall not apply if the operator has already sent the safety report to the competent authority under the requirements of national law before 1 June 2015, and the information contained therein complies with paragraphs 1 and 2 and has remained unchanged. In order to comply with paragraphs 1 and 2, the operator shall submit any changed parts of the safety report in the format agreed by the competent authority, subject to the time-limits referred to in paragraph 3.

5.   Without prejudice to Article 11, the operator shall periodically review and where necessary update the safety report at least every five years.

The operator shall also review and where necessary update the safety report following a major accident at its establishment, and at any other time at the initiative of the operator or at the request of the competent authority, where justified by new facts or by new technological knowledge about safety matters, including knowledge arising from analysis of accidents or, as far as possible, ‘near misses’, and by developments in knowledge concerning the assessment of hazards.

The updated safety report or updated parts thereof shall be sent to the competent authority without delay.

6.   Before the operator commences construction or operation, or in the cases referred to in points (b) and (c) of paragraph 3 and in paragraph 5 of this Article, the competent authority shall within a reasonable period of receipt of the report communicate the conclusions of its examination of the safety report to the operator and, where appropriate, in accordance with Article 19, prohibit the bringing into use, or the continued use, of the establishment concerned.

Article 11

Modification of an installation, an establishment or a storage facility

In the event of the modification of an installation, establishment, storage facility, or process or of the nature or physical form or quantity of dangerous substances which could have significant consequences for major-accident hazards, or could result in a lower-tier establishment becoming an upper-tier establishment or vice versa, Member States shall ensure that the operator reviews, and where necessary updates the notification, the MAPP, the safety management system and the safety report and informs the competent authority of the details of those updates in advance of that modification.

Article 12

Emergency plans

1.   Member States shall ensure that, for all upper-tier establishments:

| (a) | the operator draws up an internal emergency plan for the measures to be taken inside the establishment; |
| --- | --- |

(a)

the operator draws up an internal emergency plan for the measures to be taken inside the establishment;

| (b) | the operator supplies the necessary information to the competent authority, to enable the latter to draw up external emergency plans; |
| --- | --- |

(b)

the operator supplies the necessary information to the competent authority, to enable the latter to draw up external emergency plans;

| (c) | the authorities designated for that purpose by the Member State draw up an external emergency plan for the measures to be taken outside the establishment within two years following receipt of the necessary information from the operator pursuant to point (b). |
| --- | --- |

(c)

the authorities designated for that purpose by the Member State draw up an external emergency plan for the measures to be taken outside the establishment within two years following receipt of the necessary information from the operator pursuant to point (b).

2.   Operators shall comply with the obligations set out in points (a) and (b) of paragraph 1 within the following time-limits:

| (a) | for new establishments, a reasonable period of time prior to the start of operation, or prior to the modifications leading to a change in the inventory of dangerous substances; |
| --- | --- |

(a)

for new establishments, a reasonable period of time prior to the start of operation, or prior to the modifications leading to a change in the inventory of dangerous substances;

| (b) | for existing upper-tier establishments, by 1 June 2016 unless the internal emergency plan drawn up under the requirements of national law before that date, and the information contained therein, and the information referred to in point (b) of paragraph 1, complies with this Article and has remained unchanged; |
| --- | --- |

(b)

for existing upper-tier establishments, by 1 June 2016 unless the internal emergency plan drawn up under the requirements of national law before that date, and the information contained therein, and the information referred to in point (b) of paragraph 1, complies with this Article and has remained unchanged;

| (c) | for other establishments, two years from the date from which this Directive applies to the establishment concerned. |
| --- | --- |

(c)

for other establishments, two years from the date from which this Directive applies to the establishment concerned.

3.   The emergency plans shall be established with the following objectives:

| (a) | containing and controlling incidents so as to minimise the effects, and to limit damage to human health, the environment and property; |
| --- | --- |

(a)

containing and controlling incidents so as to minimise the effects, and to limit damage to human health, the environment and property;

| (b) | implementing the necessary measures to protect human health and the environment from the effects of major accidents; |
| --- | --- |

(b)

implementing the necessary measures to protect human health and the environment from the effects of major accidents;

| (c) | communicating the necessary information to the public and to the services or authorities concerned in the area; |
| --- | --- |

(c)

communicating the necessary information to the public and to the services or authorities concerned in the area;

| (d) | providing for the restoration and clean-up of the environment following a major accident. |
| --- | --- |

(d)

providing for the restoration and clean-up of the environment following a major accident.

Emergency plans shall contain the information set out in Annex IV.

4.   Member States shall ensure that the internal emergency plans provided for in this Directive are drawn up in consultation with the personnel working inside the establishment, including long-term relevant subcontracted personnel.

5.   Member States shall ensure that the public concerned is given early opportunity to give its opinion on external emergency plans when they are being established or substantially modified.

6.   Member States shall ensure that internal and external emergency plans are reviewed, tested, and where necessary updated by the operators and designated authorities respectively at suitable intervals of no longer than three years. The review shall take into account changes occurring in the establishments concerned or within the emergency services concerned, new technical knowledge, and knowledge concerning the response to major accidents.

With regard to external emergency plans, Member States shall take into account the need to facilitate enhanced cooperation in civil protection assistance in major emergencies.

7.   Member States shall ensure that emergency plans are put into effect without delay by the operator and, if necessary, by the competent authority designated for this purpose when a major accident occurs, or when an uncontrolled event occurs which by its nature could reasonably be expected to lead to a major accident.

8.   The competent authority may decide, giving reasons for their decision, in view of the information contained in the safety report, that the requirement to produce an external emergency plan under paragraph 1 shall not apply.

Article 13

Land-use planning

1.   Member States shall ensure that the objectives of preventing major accidents and limiting the consequences of such accidents for human health and the environment are taken into account in their land-use policies or other relevant policies. They shall pursue those objectives through controls on:

| (a) | the siting of new establishments; |
| --- | --- |

(a)

the siting of new establishments;

| (b) | modifications to establishments covered by Article 11; |
| --- | --- |

(b)

modifications to establishments covered by Article 11;

| (c) | new developments including transport routes, locations of public use and residential areas in the vicinity of establishments, where the siting or developments may be the source of or increase the risk or consequences of a major accident. |
| --- | --- |

(c)

new developments including transport routes, locations of public use and residential areas in the vicinity of establishments, where the siting or developments may be the source of or increase the risk or consequences of a major accident.

2.   Member States shall ensure that their land-use or other relevant policies and the procedures for implementing those policies take account of the need, in the long term:

| (a) | to maintain appropriate safety distances between establishments covered by this Directive and residential areas, buildings and areas of public use, recreational areas, and, as far as possible, major transport routes; |
| --- | --- |

(a)

to maintain appropriate safety distances between establishments covered by this Directive and residential areas, buildings and areas of public use, recreational areas, and, as far as possible, major transport routes;

| (b) | to protect areas of particular natural sensitivity or interest in the vicinity of establishments, where appropriate through appropriate safety distances or other relevant measures; |
| --- | --- |

(b)

to protect areas of particular natural sensitivity or interest in the vicinity of establishments, where appropriate through appropriate safety distances or other relevant measures;

| (c) | in the case of existing establishments, to take additional technical measures in accordance with Article 5 so as not to increase the risks to human health and the environment. |
| --- | --- |

(c)

in the case of existing establishments, to take additional technical measures in accordance with Article 5 so as not to increase the risks to human health and the environment.

3.   Member States shall ensure that all competent authorities and planning authorities responsible for decisions in this area set up appropriate consultation procedures to facilitate implementation of the policies established under paragraph 1. The procedures shall be designed to ensure that operators provide sufficient information on the risks arising from the establishment and that technical advice on those risks is available, either on a case-by-case or on a generic basis, when decisions are taken.

Member States shall ensure that operators of lower-tier establishments provide, at the request of the competent authority, sufficient information on the risks arising from the establishment necessary for land-use planning purposes.

4.   The requirements of paragraphs 1, 2 and 3 of this Article shall apply without prejudice to the provisions of Directive 2011/92/EU of the European Parliament and of the Council of 13 December 2011 on the assessment of the effects of certain public and private projects on the environment (15), Directive 2001/42/EC of the European Parliament and of the Council of 27 June 2001 on the assessment of the effects of certain plans and programmes on the environment (16) and other relevant Union legislation. Member States may provide for coordinated or joint procedures in order to fulfil the requirements of this Article and the requirements of that legislation, inter alia, to avoid duplication of assessment or consultations.

Article 14

Information to the public

1.   Member States shall ensure that the information referred to in Annex V is permanently available to the public, including electronically. The information shall be kept updated, where necessary, including in the event of modifications covered by Article 11.

2.   For upper-tier establishments, Member States shall also ensure that:

| (a) | all persons likely to be affected by a major accident receive regularly and in the most appropriate form, without having to request it, clear and intelligible information on safety measures and requisite behaviour in the event of a major accident; |
| --- | --- |

(a)

all persons likely to be affected by a major accident receive regularly and in the most appropriate form, without having to request it, clear and intelligible information on safety measures and requisite behaviour in the event of a major accident;

| (b) | the safety report is made available to the public upon request subject to Article 22(3); where Article 22(3) applies, an amended report, for instance in the form of a non-technical summary, which shall include at least general information on major-accident hazards and on potential effects on human health and the environment in the event of a major accident, shall be made available; |
| --- | --- |

(b)

the safety report is made available to the public upon request subject to Article 22(3); where Article 22(3) applies, an amended report, for instance in the form of a non-technical summary, which shall include at least general information on major-accident hazards and on potential effects on human health and the environment in the event of a major accident, shall be made available;

| (c) | the inventory of dangerous substances is made available to the public upon request subject to Article 22(3). |
| --- | --- |

(c)

the inventory of dangerous substances is made available to the public upon request subject to Article 22(3).

The information to be supplied under point (a) of the first subparagraph of this paragraph shall include at least the information referred to in Annex V. That information shall likewise be supplied to all buildings and areas of public use, including schools and hospitals, and to all neighbouring establishments in the case of establishments covered by Article 9. Member States shall ensure that the information is supplied at least every five years and periodically reviewed and where necessary, updated, including in the event of modifications covered by Article 11.

3.   Member States shall, with respect to the possibility of a major accident with transboundary effects originating in an upper-tier establishment, provide sufficient information to the potentially affected Member States so that all relevant provisions contained in Articles 12 and 13 and in this Article can be applied, where applicable, by the potentially affected Member States.

4.   Where the Member State concerned has decided that an establishment close to the territory of another Member State is incapable of creating a major-accident hazard beyond its boundary for the purposes of Article 12(8) and is not therefore required to produce an external emergency plan under Article 12(1), it shall inform the other Member State of its reasoned decision.

Article 15

Public consultation and participation in decision-making

1.   Member States shall ensure that the public concerned is given an early opportunity to give its opinion on specific individual projects relating to:

| (a) | planning for new establishments pursuant to Article 13; |
| --- | --- |

(a)

planning for new establishments pursuant to Article 13;

| (b) | significant modifications to establishments under Article 11, where such modifications are subject to obligations provided for in Article 13; |
| --- | --- |

(b)

significant modifications to establishments under Article 11, where such modifications are subject to obligations provided for in Article 13;

| (c) | new developments around establishments where the siting or developments may increase the risk or consequences of a major accident pursuant to Article 13. |
| --- | --- |

(c)

new developments around establishments where the siting or developments may increase the risk or consequences of a major accident pursuant to Article 13.

2.   With regard to the specific individual projects referred to in paragraph 1, the public shall be informed by public notices or other appropriate means, including electronic media where available, of the following matters early in the procedure for the taking of a decision or, at the latest, as soon as the information can reasonably be provided:

| (a) | the subject of the specific project; |
| --- | --- |

(a)

the subject of the specific project;

| (b) | where applicable, the fact that a project is subject to a national or transboundary environmental impact assessment or to consultations between Member States in accordance with Article 14(3); |
| --- | --- |

(b)

where applicable, the fact that a project is subject to a national or transboundary environmental impact assessment or to consultations between Member States in accordance with Article 14(3);

| (c) | details of the competent authority responsible for taking the decision, from which relevant information can be obtained and to which comments or questions can be submitted, and details of the time schedule for transmitting comments or questions; |
| --- | --- |

(c)

details of the competent authority responsible for taking the decision, from which relevant information can be obtained and to which comments or questions can be submitted, and details of the time schedule for transmitting comments or questions;

| (d) | the nature of possible decisions or, where there is one, the draft decision; |
| --- | --- |

(d)

the nature of possible decisions or, where there is one, the draft decision;

| (e) | an indication of the times and places where, or means by which, the relevant information will be made available; |
| --- | --- |

(e)

an indication of the times and places where, or means by which, the relevant information will be made available;

| (f) | details of the arrangements for public participation and consultation made pursuant to paragraph 7 of this Article. |
| --- | --- |

(f)

details of the arrangements for public participation and consultation made pursuant to paragraph 7 of this Article.

3.   With regard to the specific individual projects referred to in paragraph 1, Member States shall ensure that, within appropriate time-frames, the following is made available to the public concerned:

| (a) | in accordance with national legislation, the main reports and advice issued to the competent authority at the time when the public concerned was informed pursuant to paragraph 2; |
| --- | --- |

(a)

in accordance with national legislation, the main reports and advice issued to the competent authority at the time when the public concerned was informed pursuant to paragraph 2;

| (b) | in accordance with the provisions of Directive 2003/4/EC of the European Parliament and of the Council of 28 January 2003 on public access to environmental information (17), information other than that referred to in paragraph 2 of this Article which is relevant for the decision in question and which only becomes available after the public concerned was informed in accordance with that paragraph. |
| --- | --- |

(b)

in accordance with the provisions of Directive 2003/4/EC of the European Parliament and of the Council of 28 January 2003 on public access to environmental information (17), information other than that referred to in paragraph 2 of this Article which is relevant for the decision in question and which only becomes available after the public concerned was informed in accordance with that paragraph.

4.   Member States shall ensure that the public concerned is entitled to express comments and opinions to the competent authority before a decision is taken on a specific individual project as referred to in paragraph 1, and that the results of the consultations held pursuant to paragraph 1 are duly taken into account in the taking of a decision.

5.   Member States shall ensure that when the relevant decisions are taken, the competent authority shall make available to the public:

| (a) | the content of the decision and the reasons on which it is based, including any subsequent updates; |
| --- | --- |

(a)

the content of the decision and the reasons on which it is based, including any subsequent updates;

| (b) | the results of the consultations held before the decision was taken and an explanation of how they were taken into account in that decision. |
| --- | --- |

(b)

the results of the consultations held before the decision was taken and an explanation of how they were taken into account in that decision.

6.   Where general plans or programmes are being established relating to the matters referred to in points (a) or (c) of paragraph 1, Member States shall ensure that the public is given early and effective opportunities to participate in their preparation and modification or review using the procedures set out in Article 2(2) of Directive 2003/35/EC of the European Parliament and of the Council of 26 May 2003 providing for public participation in respect of the drawing up of certain plans and programmes relating to the environment (18).

Member States shall identify the public entitled to participate for the purposes of this paragraph, including relevant non-governmental organisations meeting any relevant requirements imposed under national law, such as those promoting environmental protection.

This paragraph shall not apply to plans and programmes for which a public participation procedure is carried out under Directive 2001/42/EC.

7.   The detailed arrangements for informing the public and consulting the public concerned shall be determined by the Member States.

Reasonable time-frames for the different phases shall be provided, allowing sufficient time for informing the public and for the public concerned to prepare and participate effectively in environmental decision-making subject to the provisions of this Article.

Article 16

Information to be supplied by the operator and actions to be taken following a major accident

Member States shall ensure that, as soon as practicable following a major accident, the operator shall be required, using the most appropriate means to:

| (a) | inform the competent authority; |
| --- | --- |

(a)

inform the competent authority;

| (b) | provide the competent authority with the following information as soon as it becomes available:






  (i) | the circumstances of the accident; |
| --- | --- | --- |

(b)

provide the competent authority with the following information as soon as it becomes available:

(i)

the circumstances of the accident;

| (ii) | the dangerous substances involved; |
| --- | --- |

(ii)

the dangerous substances involved;

| (iii) | the data available for assessing the effects of the accident on human health, the environment and property; |
| --- | --- |

(iii)

the data available for assessing the effects of the accident on human health, the environment and property;

| (iv) | the emergency measures taken; |
| --- | --- |

(iv)

the emergency measures taken;

| (c) | inform the competent authority of the steps envisaged to:






  (i) | mitigate the medium-term and long-term effects of the accident; |
| --- | --- | --- |

(c)

inform the competent authority of the steps envisaged to:

(i)

mitigate the medium-term and long-term effects of the accident;

| (ii) | prevent any recurrence of such an accident; |
| --- | --- |

(ii)

prevent any recurrence of such an accident;

| (d) | update the information provided if further investigation reveals additional facts which alter that information or the conclusions drawn. |
| --- | --- |

(d)

update the information provided if further investigation reveals additional facts which alter that information or the conclusions drawn.

Article 17

Action to be taken by the competent authority following a major accident

Following a major accident, Member States shall require the competent authority to:

| (a) | ensure that any urgent, medium-term and long-term measures which may prove necessary are taken; |
| --- | --- |

(a)

ensure that any urgent, medium-term and long-term measures which may prove necessary are taken;

| (b) | collect, by inspection, investigation or other appropriate means, the information necessary for a full analysis of the technical, organisational and managerial aspects of the accident; |
| --- | --- |

(b)

collect, by inspection, investigation or other appropriate means, the information necessary for a full analysis of the technical, organisational and managerial aspects of the accident;

| (c) | take appropriate action to ensure that the operator takes any necessary remedial measures; |
| --- | --- |

(c)

take appropriate action to ensure that the operator takes any necessary remedial measures;

| (d) | make recommendations on future preventive measures; and |
| --- | --- |

(d)

make recommendations on future preventive measures; and

| (e) | inform the persons likely to be affected, of the accident which has occurred and, where relevant, of the measures undertaken to mitigate its consequences. |
| --- | --- |

(e)

inform the persons likely to be affected, of the accident which has occurred and, where relevant, of the measures undertaken to mitigate its consequences.

Article 18

Information to be supplied by the Member States following a major accident

1.   For the purpose of prevention and mitigation of major accidents, Member States shall inform the Commission of major accidents meeting the criteria of Annex VI which have occurred within their territory. They shall provide it with the following details:

| (a) | the Member State, the name and address of the authority responsible for the report; |
| --- | --- |

(a)

the Member State, the name and address of the authority responsible for the report;

| (b) | the date, time and place of the accident, including the full name of the operator and the address of the establishment involved; |
| --- | --- |

(b)

the date, time and place of the accident, including the full name of the operator and the address of the establishment involved;

| (c) | a brief description of the circumstances of the accident, including the dangerous substances involved, and the immediate effects on human health and the environment; |
| --- | --- |

(c)

a brief description of the circumstances of the accident, including the dangerous substances involved, and the immediate effects on human health and the environment;

| (d) | a brief description of the emergency measures taken and of the immediate precautions necessary to prevent recurrence; |
| --- | --- |

(d)

a brief description of the emergency measures taken and of the immediate precautions necessary to prevent recurrence;

| (e) | the results of their analysis and recommendations. |
| --- | --- |

(e)

the results of their analysis and recommendations.

2.   The information referred to in paragraph 1 of this Article shall be provided as soon as practicable and at the latest within one year of the date of the accident, using the database referred to in Article 21(4). Where only preliminary information under point (e) of paragraph 1 can be provided within this time-limit for inclusion in the database, the information shall be updated once the results of further analysis and recommendations are available.

Reporting of the information referred to in point (e) of paragraph 1 by Member States may be delayed to allow for the completion of judicial proceedings where such reporting may affect those proceedings.

3.   For the purposes of providing the information referred to in paragraph 1 of this Article by Member States, a report form shall be established in the form of implementing acts. Those implementing acts shall be adopted in accordance with the examination procedure referred to in Article 27(2).

4.   Member States shall inform the Commission of the name and address of any body which might have relevant information on major accidents and which is able to advise the competent authorities of other Member States which have to intervene in the event of such an accident.

Article 19

Prohibition of use

1.   Member States shall prohibit the use or bringing into use of any establishment, installation or storage facility, or any part thereof where the measures taken by the operator for the prevention and mitigation of major accidents are seriously deficient. To this end, Member States shall, inter alia, take into account serious failures to take the necessary actions identified in the inspection report.

Member States may prohibit the use or bringing into use of any establishment, installation or storage facility, or any part thereof if the operator has not submitted the notification, reports or other information required by this Directive within the specified period.

2.   Member States shall ensure that operators may appeal against a prohibition order by a competent authority under paragraph 1 to an appropriate body determined by national law and procedures.

Article 20

Inspections

1.   Member States shall ensure that the competent authorities organise a system of inspections.

2.   Inspections shall be appropriate to the type of establishment concerned. They shall not be dependent upon receipt of the safety report or any other report submitted. They shall be sufficient for a planned and systematic examination of the systems being employed at the establishment, whether of a technical, organisational or managerial nature, so as to ensure in particular that:

| (a) | the operator can demonstrate that he has taken appropriate measures, in connection with the various activities of the establishment, to prevent major accidents; |
| --- | --- |

(a)

the operator can demonstrate that he has taken appropriate measures, in connection with the various activities of the establishment, to prevent major accidents;

| (b) | the operator can demonstrate that he has provided appropriate means for limiting the consequences of major accidents, on-site and off-site; |
| --- | --- |

(b)

the operator can demonstrate that he has provided appropriate means for limiting the consequences of major accidents, on-site and off-site;

| (c) | the data and information contained in the safety report, or any other report submitted, adequately reflects the conditions in the establishment; |
| --- | --- |

(c)

the data and information contained in the safety report, or any other report submitted, adequately reflects the conditions in the establishment;

| (d) | information has been supplied to the public pursuant to Article 14. |
| --- | --- |

(d)

information has been supplied to the public pursuant to Article 14.

3.   Member States shall ensure that all establishments are covered by an inspection plan at national, regional or local level and shall ensure that this plan is regularly reviewed and, where appropriate, updated.

Each inspection plan shall include the following:

| (a) | a general assessment of relevant safety issues; |
| --- | --- |

(a)

a general assessment of relevant safety issues;

| (b) | the geographical area covered by the inspection plan; |
| --- | --- |

(b)

the geographical area covered by the inspection plan;

| (c) | a list of the establishments covered by the plan; |
| --- | --- |

(c)

a list of the establishments covered by the plan;

| (d) | a list of groups of establishments with possible domino effects pursuant to Article 9; |
| --- | --- |

(d)

a list of groups of establishments with possible domino effects pursuant to Article 9;

| (e) | a list of establishments where particular external risks or hazard sources could increase the risk or consequences of a major accident; |
| --- | --- |

(e)

a list of establishments where particular external risks or hazard sources could increase the risk or consequences of a major accident;

| (f) | procedures for routine inspections, including the programmes for such inspections pursuant to paragraph 4; |
| --- | --- |

(f)

procedures for routine inspections, including the programmes for such inspections pursuant to paragraph 4;

| (g) | procedures for non-routine inspections pursuant to paragraph 6; |
| --- | --- |

(g)

procedures for non-routine inspections pursuant to paragraph 6;

| (h) | provisions on the co-operation between different inspection authorities. |
| --- | --- |

(h)

provisions on the co-operation between different inspection authorities.

4.   Based on the inspection plans referred to in paragraph 3, the competent authority shall regularly draw up programmes for routine inspections for all establishments including the frequency of site visits for different types of establishments.

The period between two consecutive site visits shall not exceed one year for upper-tier establishments and three years for lower-tier establishments, unless the competent authority has drawn up an inspection programme based on a systematic appraisal of major-accident hazards of the establishments concerned.

5.   The systematic appraisal of the hazards of the establishments concerned shall be based on at least the following criteria:

| (a) | the potential impacts of the establishments concerned on human health and the environment; |
| --- | --- |

(a)

the potential impacts of the establishments concerned on human health and the environment;

| (b) | the record of compliance with the requirements of this Directive. |
| --- | --- |

(b)

the record of compliance with the requirements of this Directive.

Where appropriate, relevant findings of inspections carried out under other Union legislation shall also be taken into account.

6.   Non-routine inspections shall be carried out to investigate serious complaints, serious accidents and ‘near misses’, incidents and occurrences of non-compliance as soon as possible.

7.   Within four months after each inspection, the competent authority shall communicate the conclusions of the inspection and all the necessary actions identified to the operator. The competent authority shall ensure that the operator takes all those necessary actions within a reasonable period after receipt of the communication.

8.   If an inspection has identified an important case of non-compliance with this Directive, an additional inspection shall be carried out within six months.

9.   Inspections shall, where possible, be coordinated with inspections under other Union legislation and combined, where appropriate.

10.   Member States shall encourage the competent authorities to provide mechanisms and tools for exchanging experience and consolidating knowledge, and to participate in such mechanisms at Union level where appropriate.

11.   Member States shall ensure that operators provide the competent authorities with all necessary assistance to enable those authorities to carry out any inspection and to gather any information necessary for the performance of their duties for the purposes of this Directive, in particular to allow the authorities to fully assess the possibility of a major accident and to determine the scope of possible increased probability or aggravation of major accidents, to prepare an external emergency plan and to take into account substances which, due to their physical form, particular conditions or location, may require additional consideration.

Article 21

Information system and exchanges

1.   Member States and the Commission shall exchange information on the experience acquired with regard to the prevention of major accidents and the limitation of their consequences. This information shall concern, in particular, the functioning of the measures provided for in this Directive.

2.   By 30 September 2019, and every four years thereafter, Member States shall provide the Commission with a report on the implementation of this Directive.

3.   For establishments covered by this Directive, Member States shall supply the Commission with at least the following information:

| (a) | the name or trade name of the operator and the full address of the establishment concerned; |
| --- | --- |

(a)

the name or trade name of the operator and the full address of the establishment concerned;

| (b) | the activity or activities of the establishment. |
| --- | --- |

(b)

the activity or activities of the establishment.

The Commission shall set up and keep up to date a database containing the information supplied by the Member States. Access to the database shall be restricted to persons authorised by the Commission or the competent authorities of the Member States.

4.   The Commission shall set up and keep at the disposal of Member States a database containing, in particular, details of the major accidents which have occurred within the territory of Member States, for the purpose of:

| (a) | the rapid dissemination of the information supplied by Member States pursuant to Article 18(1) and (2) among all competent authorities; |
| --- | --- |

(a)

the rapid dissemination of the information supplied by Member States pursuant to Article 18(1) and (2) among all competent authorities;

| (b) | distribution to competent authorities of an analysis of the causes of major accidents and the lessons learned from them; |
| --- | --- |

(b)

distribution to competent authorities of an analysis of the causes of major accidents and the lessons learned from them;

| (c) | supply of information to competent authorities on preventive measures; |
| --- | --- |

(c)

supply of information to competent authorities on preventive measures;

| (d) | provision of information on organisations able to provide advice or relevant information on the occurrence, prevention and mitigation of major accidents. |
| --- | --- |

(d)

provision of information on organisations able to provide advice or relevant information on the occurrence, prevention and mitigation of major accidents.

5.   The Commission shall, by 1 January 2015, adopt implementing acts to establish the formats for communicating the information referred to in paragraphs 2 and 3 of this Article from Member States and the relevant databases referred to in paragraphs 3 and 4. Those implementing acts shall be adopted in accordance with the examination procedure referred to in Article 27(2).

6.   The databases referred to in paragraph 4 shall contain, at least:

| (a) | the information supplied by Member States in accordance with Article 18(1) and (2); |
| --- | --- |

(a)

the information supplied by Member States in accordance with Article 18(1) and (2);

| (b) | an analysis of the causes of the accidents; |
| --- | --- |

(b)

an analysis of the causes of the accidents;

| (c) | the lessons learned from the accidents; |
| --- | --- |

(c)

the lessons learned from the accidents;

| (d) | the preventive measures necessary to prevent a recurrence. |
| --- | --- |

(d)

the preventive measures necessary to prevent a recurrence.

7.   The Commission shall make publicly available the non-confidential part of the data.

Article 22

Access to information and confidentiality

1.   Member States shall ensure, in the interests of transparency, that the competent authority is required to make any information held pursuant to this Directive available to any natural or legal person who so requests in accordance with Directive 2003/4/EC.

2.   Disclosure of any information required under this Directive, including under Article 14, may be refused or restricted by the competent authority where the conditions laid down in Article 4 of Directive 2003/4/EC are fulfilled.

3.   Disclosure of the complete information referred to in points (b) and (c) of Article 14(2) held by the competent authority may be refused by that competent authority, without prejudice to paragraph 2 of this Article, if the operator has requested not to disclose certain parts of the safety report or the inventory of dangerous substances for the reasons provided for in Article 4 of Directive 2003/4/EC.

The competent authority may also decide for the same reasons that certain parts of the report or inventory shall not be disclosed. In such cases, and on approval of that authority, the operator shall supply to the competent authority an amended report or inventory excluding those parts.

Article 23

Access to justice

Member States shall ensure that:

| (a) | any applicant requesting information pursuant to points (b) or (c) of Article 14(2) or Article 22(1) of this Directive is able to seek a review in accordance with Article 6 of Directive 2003/4/EC of the acts or omissions of a competent authority in relation to such a request; |
| --- | --- |

(a)

any applicant requesting information pursuant to points (b) or (c) of Article 14(2) or Article 22(1) of this Directive is able to seek a review in accordance with Article 6 of Directive 2003/4/EC of the acts or omissions of a competent authority in relation to such a request;

| (b) | in their respective national legal system, members of the public concerned have access to the review procedures set up in Article 11 of Directive 2011/92/EU for cases subject to Article 15(1) of this Directive. |
| --- | --- |

(b)

in their respective national legal system, members of the public concerned have access to the review procedures set up in Article 11 of Directive 2011/92/EU for cases subject to Article 15(1) of this Directive.

Article 24

Guidance

The Commission may develop guidance on safety distance and domino effects.

Article 25

Amendment of Annexes

The Commission shall be empowered to adopt delegated acts in accordance with Article 26 in order to adapt Annexes II to VI to technical progress. Such adaptations shall not result in substantial changes in the obligations of the Member States and the operators as laid down in this Directive.

Article 26

Exercise of the delegation

1.   The power to adopt delegated acts is conferred on the Commission subject to the conditions laid down in this Article.

2.   The power to adopt delegated acts referred to in Article 25 shall be conferred on the Commission for a period of five years from 13 August 2012. The Commission shall draw up a report in respect of the delegation of power no later than nine months before the end of the five-year period. The delegation of power shall be tacitly extended for periods of an identical duration, unless the European Parliament or the Council opposes such extension not later than four months before the end of each period.

3.   The delegation of power referred to in Article 25 may be revoked at any time by the European Parliament or by the Council. A decision to revoke shall put an end to the delegation of the power specified in that decision. It shall take effect the day following the publication of the decision in the Official Journal of the European Union or at a later date specified therein. It shall not affect the validity of any delegated acts already in force.

4.   As soon as it adopts a delegated act, the Commission shall notify it simultaneously to the European Parliament and to the Council.

5.   A delegated act adopted pursuant to Article 25 shall enter into force only if no objection has been expressed either by the European Parliament or the Council within a period of two months of notification of that act to the European Parliament and the Council or if, before the expiry of that period, the European Parliament and the Council have both informed the Commission that they will not object. That period shall be extended by two months at the initiative of the European Parliament or of the Council.

Article 27

Committee procedure

1.   The Commission shall be assisted by the Committee established by Directive 96/82/EC. That Committee is a committee within the meaning of Regulation (EU) No 182/2011.

2.   Where reference is made to this paragraph, Article 5 of Regulation (EU) No 182/2011 shall apply.

Article 28

Penalties

Member States shall determine penalties applicable to infringements of the national provisions adopted pursuant to this Directive. The penalties thus provided for shall be effective, proportionate and dissuasive. Member States shall notify those provisions to the Commission by 1 June 2015 and shall notify it without delay of any subsequent amendment affecting them.

Article 29

Reporting and review

1.   By 30 September 2020, and every four years thereafter, the Commission, on the basis of information submitted by Member States in accordance with Article 18 and Article 21(2) and of information held in databases, as referred to in Article 21(3) and (4), and taking into account the implementation of Article 4, shall submit to the European Parliament and to the Council a report on the implementation and efficient functioning of this Directive, including information on major accidents that have occurred within the Union and their potential impact upon the implementation of this Directive. The Commission shall include in the first of those reports an assessment of the need to amend the scope of this Directive. Any report may, where appropriate, be accompanied by a legislative proposal.

2.   In the context of relevant Union legislation, the Commission may examine the need to address the issue of financial responsibilities of the operator in relation to major accidents, including issues related to insurance.

Article 30

Amendment of Directive 96/82/EC

In Directive 96/82/EC, the words ‘(d) heavy fuel oils’ are added to the heading ‘Petroleum products’ in Part 1 of Annex I.

Article 31

Transposition

1.   Member States shall bring into force the laws, regulations and administrative provisions necessary to comply with this Directive by 31 May 2015. They shall apply those measures from 1 June 2015.

Notwithstanding the first subparagraph, Member States shall bring into force the laws, regulations and administrative provisions necessary to comply with Article 30 of this Directive by 14 February 2014. They shall apply those measures from 15 February 2014.

They shall forthwith communicate to the Commission the text of those provisions.

When Member States adopt those provisions, they shall contain a reference to this Directive or be accompanied by such a reference on the occasion of their official publication. Member States shall determine how such reference is to be made.

2.   Member States shall communicate to the Commission the text of the main provisions of national law which they adopt in the field covered by this Directive.

Article 32

Repeal

1.   Directive 96/82/EC is repealed with effect from 1 June 2015.

2.   References to the repealed Directive shall be construed as references to this Directive and shall be read in accordance with the correlation table set out in Annex VII.

Article 33

Entry into force

This Directive shall enter into force on the twentieth day following that of its publication in the Official Journal of the European Union.

Article 34

Addressees

This Directive is addressed to the Member States.

Done at Strasbourg, 4 July 2012.

For the European Parliament

The President

M. SCHULZ

For the Council

The President

A. D. MAVROYIANNIS

---

(1)  OJ C 248, 25.8.2011, p. 138.

1

(2)  Position of the European Parliament of 14 June 2012 and decision of the Council of 26 June 2012.

2

(3)  OJ L 10, 14.1.1997, p. 13.

3

(4)  OJ L 326, 3.12.1998, p. 1.

4

(5)  OJ L 183, 29.6.1989, p. 1.

5

(6)  OJ 196, 16.8.1967, p. 1.

6

(7)  OJ L 200, 30.7.1999, p. 1.

7

(8)  OJ L 353, 31.12.2008, p. 1.

8

(9)  OJ L 143, 30.4.2004, p. 56.

9

(10)  OJ L 124, 17.5.2005, p. 1.

10

(11)  OJ L 108, 25.4.2007, p. 1.

11

(12)  OJ L 334, 17.12.2010, p. 17.

12

(13)  OJ L 55, 28.2.2011, p. 13.

13

(14)  OJ C 369, 17.12.2011, p. 14.

14

(15)  OJ L 26, 28.1.2012, p. 1.

15

(16)  OJ L 197, 21.7.2001, p. 30.

16

(17)  OJ L 41, 14.2.2003, p. 26.

17

(18)  OJ L 156, 25.6.2003, p. 17.

18

---

LIST OF ANNEXES

| Annex I | — | Dangerous substances |
| --- | --- | --- |
| Annex II | — | Minimum data and information to be considered in the safety report referred to in Article 10 |
| Annex III | — | Information referred to in Article 8(5) and Article 10 on the safety management system and the organisation of the establishment with a view to the prevention of major accidents |
| Annex IV | — | Data and information to be included in the emergency plans referred to in Article 12 |
| Annex V | — | Items of information to the public as provided for in Article 14(1) and in point (a) of Article 14(2) |
| Annex VI | — | Criteria for the notification of a major accident to the Commission as provided for in Article 18(1) |
| Annex VII | — | Correlation table |

Annex I

—

Dangerous substances

Annex II

—

Minimum data and information to be considered in the safety report referred to in Article 10

Annex III

—

Information referred to in Article 8(5) and Article 10 on the safety management system and the organisation of the establishment with a view to the prevention of major accidents

Annex IV

—

Data and information to be included in the emergency plans referred to in Article 12

Annex V

—

Items of information to the public as provided for in Article 14(1) and in point (a) of Article 14(2)

Annex VI

—

Criteria for the notification of a major accident to the Commission as provided for in Article 18(1)

Annex VII

—

Correlation table

ANNEX I

DANGEROUS SUBSTANCES

Dangerous substances covered by the hazard categories listed in Column 1 of Part 1 of this Annex are subject to the qualifying quantities set out in Columns 2 and 3 of Part 1.

Where a dangerous substance is covered by Part 1 of this Annex and is also listed in Part 2, the qualifying quantities set out in Columns 2 and 3 of Part 2 apply.

PART 1

Categories of dangerous substances

This Part covers all dangerous substances falling under the hazard categories listed in Column 1:

| Column 1 | Column 2 | Column 3 |
| --- | --- | --- |
| Hazard categories in accordance with Regulation (EC) No 1272/2008 | Qualifying quantity (tonnes) of dangerous substances as referred to in Article 3(10) for the application of |
| Lower-tier requirements | Upper-tier requirements |
| Section ‘H’ –   HEALTH HAZARDS |
| H1 ACUTE TOXIC Category 1, all exposure routes | 5 | 20 |
| H2 ACUTE TOXIC






  — | Category 2, all exposure routes |

Column 1

Column 2

Column 3

Hazard categories in accordance with Regulation (EC) No 1272/2008

Qualifying quantity (tonnes) of dangerous substances as referred to in Article 3(10) for the application of

Lower-tier requirements

Upper-tier requirements

HEALTH HAZARDS

H1 ACUTE TOXIC Category 1, all exposure routes

5

20

H2 ACUTE TOXIC

—

Category 2, all exposure routes

| — | Category 3, inhalation exposure route (see note 7) |
| --- | --- |

—

Category 3, inhalation exposure route (see note 7)

50

200

H3 STOT SPECIFIC TARGET ORGAN TOXICITY – SINGLE EXPOSURE

STOT SE Category 1

50

200

PHYSICAL HAZARDS

P1a EXPLOSIVES (see note 8)

| — | Unstable explosives or |
| --- | --- |

—

Unstable explosives or

| — | Explosives, Division 1.1, 1.2, 1.3, 1.5 or 1.6, or |
| --- | --- |

—

Explosives, Division 1.1, 1.2, 1.3, 1.5 or 1.6, or

| — | Substances or mixtures having explosive properties according to method A.14 of Regulation (EC) No 440/2008 (see note 9) and do not belong to the hazard classes Organic peroxides or Self-reactive substances and mixtures |
| --- | --- |

—

Substances or mixtures having explosive properties according to method A.14 of Regulation (EC) No 440/2008 (see note 9) and do not belong to the hazard classes Organic peroxides or Self-reactive substances and mixtures

10

50

P1b EXPLOSIVES (see note 8)

Explosives, Division 1.4 (see note 10)

50

200

P2 FLAMMABLE GASES

Flammable gases, Category 1 or 2

10

50

P3a FLAMMABLE AEROSOLS (see note 11.1)

‘Flammable’ aerosols Category 1 or 2, containing flammable gases Category 1 or 2 or flammable liquids Category 1

150 (net)

500 (net)

P3b FLAMMABLE AEROSOLS (see note 11.1)

‘Flammable’ aerosols Category 1 or 2, not containing flammable gases Category 1 or 2 nor flammable liquids category 1 (see note 11.2)

5 000 (net)

50 000 (net)

P4 OXIDISING GASES

Oxidising gases, Category 1

50

200

P5a FLAMMABLE LIQUIDS

| — | Flammable liquids, Category 1, or |
| --- | --- |

—

Flammable liquids, Category 1, or

| — | Flammable liquids Category 2 or 3 maintained at a temperature above their boiling point, or |
| --- | --- |

—

Flammable liquids Category 2 or 3 maintained at a temperature above their boiling point, or

| — | Other liquids with a flash point ≤ 60 °C, maintained at a temperature above their boiling point (see note 12) |
| --- | --- |

—

Other liquids with a flash point ≤ 60 °C, maintained at a temperature above their boiling point (see note 12)

10

50

P5b FLAMMABLE LIQUIDS

| — | Flammable liquids Category 2 or 3 where particular processing conditions, such as high pressure or high temperature, may create major-accident hazards, or |
| --- | --- |

—

Flammable liquids Category 2 or 3 where particular processing conditions, such as high pressure or high temperature, may create major-accident hazards, or

| — | Other liquids with a flash point ≤ 60 °C where particular processing conditions, such as high pressure or high temperature, may create major-accident hazards (see note 12) |
| --- | --- |

—

Other liquids with a flash point ≤ 60 °C where particular processing conditions, such as high pressure or high temperature, may create major-accident hazards (see note 12)

50

200

P5c FLAMMABLE LIQUIDS

Flammable liquids, Categories 2 or 3 not covered by P5a and P5b

5 000

50 000

P6a SELF-REACTIVE SUBSTANCES AND MIXTURES and ORGANIC PEROXIDES

Self-reactive substances and mixtures, Type A or B or organic peroxides, Type A or B

10

50

P6b SELF-REACTIVE SUBSTANCES AND MIXTURES and ORGANIC PEROXIDES

Self-reactive substances and mixtures, Type C, D, E or F or organic peroxides, Type C, D, E, or F

50

200

P7 PYROPHORIC LIQUIDS AND SOLIDS

| | Pyrophoric liquids, Category 1 |
| --- | --- |

Pyrophoric liquids, Category 1

| | Pyrophoric solids, Category 1 |
| --- | --- |

Pyrophoric solids, Category 1

50

200

P8 OXIDISING LIQUIDS AND SOLIDS

| | Oxidising Liquids, Category 1, 2 or 3, or |
| --- | --- |

Oxidising Liquids, Category 1, 2 or 3, or

| | Oxidising Solids, Category 1, 2 or 3 |
| --- | --- |

Oxidising Solids, Category 1, 2 or 3

50

200

ENVIRONMENTAL HAZARDS

E1 Hazardous to the Aquatic Environment in Category Acute 1 or Chronic 1

100

200

E2 Hazardous to the Aquatic Environment in Category Chronic 2

200

500

OTHER HAZARDS

O1 Substances or mixtures with hazard statement EUH014

100

500

O2 Substances and mixtures which in contact with water emit flammable gases, Category 1

100

500

O3 Substances or mixtures with hazard statement EUH029

50

200

PART 2

Named dangerous substances

| Column 1 | CAS number (1) | Column 2 | Column 3 |
| --- | --- | --- | --- |
| | Qualifying quantity (tonnes) for the application of |
| Dangerous substances |
| | | Lower-tier requirements | Upper-tier requirements |
| 1. | Ammonium nitrate (see note 13) |

Column 1

CAS number (1)

Column 2

Column 3

Qualifying quantity (tonnes) for the application of

Dangerous substances

Lower-tier requirements

Upper-tier requirements

1.

Ammonium nitrate (see note 13)

—

5 000

10 000

| 2. | Ammonium nitrate (see note 14) |
| --- | --- |

2.

Ammonium nitrate (see note 14)

—

1 250

5 000

| 3. | Ammonium nitrate (see note 15) |
| --- | --- |

3.

Ammonium nitrate (see note 15)

—

350

2 500

| 4. | Ammonium nitrate (see note 16) |
| --- | --- |

4.

Ammonium nitrate (see note 16)

—

10

50

| 5. | Potassium nitrate (see note 17) |
| --- | --- |

5.

Potassium nitrate (see note 17)

—

5 000

10 000

| 6. | Potassium nitrate (see note 18) |
| --- | --- |

6.

Potassium nitrate (see note 18)

—

1 250

5 000

| 7. | Arsenic pentoxide, arsenic (V) acid and/or salts |
| --- | --- |

7.

Arsenic pentoxide, arsenic (V) acid and/or salts

1303-28-2

1

2

| 8. | Arsenic trioxide, arsenious (III) acid and/or salts |
| --- | --- |

8.

Arsenic trioxide, arsenious (III) acid and/or salts

1327-53-3

0,1

| 9. | Bromine |
| --- | --- |

9.

Bromine

7726-95-6

20

100

| 10. | Chlorine |
| --- | --- |

10.

Chlorine

7782-50-5

10

25

| 11. | Nickel compounds in inhalable powder form: nickel monoxide, nickel dioxide, nickel sulphide, trinickel disulphide, dinickel trioxide |
| --- | --- |

11.

Nickel compounds in inhalable powder form: nickel monoxide, nickel dioxide, nickel sulphide, trinickel disulphide, dinickel trioxide

—

1

| 12. | Ethyleneimine |
| --- | --- |

12.

Ethyleneimine

151-56-4

10

20

| 13. | Fluorine |
| --- | --- |

13.

Fluorine

7782-41-4

10

20

| 14. | Formaldehyde (concentration ≥ 90 %) |
| --- | --- |

14.

Formaldehyde (concentration ≥ 90 %)

50-00-0

5

50

| 15. | Hydrogen |
| --- | --- |

15.

Hydrogen

1333-74-0

5

50

| 16. | Hydrogen chloride (liquefied gas) |
| --- | --- |

16.

Hydrogen chloride (liquefied gas)

7647-01-0

25

250

| 17. | Lead alkyls |
| --- | --- |

17.

Lead alkyls

—

5

50

| 18. | Liquefied flammable gases, Category 1 or 2 (including LPG) and natural gas (see note 19) |
| --- | --- |

18.

Liquefied flammable gases, Category 1 or 2 (including LPG) and natural gas (see note 19)

—

50

200

| 19. | Acetylene |
| --- | --- |

19.

Acetylene

74-86-2

5

50

| 20. | Ethylene oxide |
| --- | --- |

20.

Ethylene oxide

75-21-8

5

50

| 21. | Propylene oxide |
| --- | --- |

21.

Propylene oxide

75-56-9

5

50

| 22. | Methanol |
| --- | --- |

22.

Methanol

67-56-1

500

5 000

| 23. | 4, 4′-Methylene bis (2-chloraniline) and/or salts, in powder form |
| --- | --- |

23.

4, 4′-Methylene bis (2-chloraniline) and/or salts, in powder form

101-14-4

0,01

| 24. | Methylisocyanate |
| --- | --- |

24.

Methylisocyanate

624-83-9

0,15

| 25. | Oxygen |
| --- | --- |

25.

Oxygen

7782-44-7

200

2 000

| 26. | 2,4 -Toluene diisocyanate |
| --- | --- |

26.

2,4 -Toluene diisocyanate

584-84-9

10

100

2,6 -Toluene diisocyanate

91-08-7

| 27. | Carbonyl dichloride (phosgene) |
| --- | --- |

27.

Carbonyl dichloride (phosgene)

75-44-5

0,3

0,75

| 28. | Arsine (arsenic trihydride) |
| --- | --- |

28.

Arsine (arsenic trihydride)

7784-42-1

0,2

1

| 29. | Phosphine (phosphorus trihydride) |
| --- | --- |

29.

Phosphine (phosphorus trihydride)

7803-51-2

0,2

1

| 30. | Sulphur dichloride |
| --- | --- |

30.

Sulphur dichloride

10545-99-0

1

| 31. | Sulphur trioxide |
| --- | --- |

31.

Sulphur trioxide

7446-11-9

15

75

| 32. | Polychlorodibenzofurans and polychlorodibenzodioxins (including TCDD), calculated in TCDD equivalent (see note 20) |
| --- | --- |

32.

Polychlorodibenzofurans and polychlorodibenzodioxins (including TCDD), calculated in TCDD equivalent (see note 20)

—

0,001

| 33. | The following CARCINOGENS or the mixtures containing the following carcinogens at concentrations above 5 % by weight:
  4-Aminobiphenyl and/or its salts, Benzotrichloride, Benzidine and/or salts, Bis (chloromethyl) ether, Chloromethyl methyl ether, 1,2-Dibromoethane, Diethyl sulphate, Dimethyl sulphate, Dimethylcarbamoyl chloride, 1,2-Dibromo-3-chloropropane, 1,2-Dimethylhydrazine, Dimethylnitrosamine, Hexamethylphosphoric triamide, Hydrazine, 2- Naphthylamine and/or salts, 4-Nitrodiphenyl, and 1,3 Propanesultone |
| --- | --- |

33.

The following CARCINOGENS or the mixtures containing the following carcinogens at concentrations above 5 % by weight:

4-Aminobiphenyl and/or its salts, Benzotrichloride, Benzidine and/or salts, Bis (chloromethyl) ether, Chloromethyl methyl ether, 1,2-Dibromoethane, Diethyl sulphate, Dimethyl sulphate, Dimethylcarbamoyl chloride, 1,2-Dibromo-3-chloropropane, 1,2-Dimethylhydrazine, Dimethylnitrosamine, Hexamethylphosphoric triamide, Hydrazine, 2- Naphthylamine and/or salts, 4-Nitrodiphenyl, and 1,3 Propanesultone

—

0,5

2

| 34. | Petroleum products and alternative fuels






  (a) | gasolines and naphthas, |
| --- | --- | --- |

34.

Petroleum products and alternative fuels

(a)

gasolines and naphthas,

| (b) | kerosenes (including jet fuels), |
| --- | --- |

(b)

kerosenes (including jet fuels),

| (c) | gas oils (including diesel fuels, home heating oils and gas oil blending streams) |
| --- | --- |

(c)

gas oils (including diesel fuels, home heating oils and gas oil blending streams)

| (d) | heavy fuel oils |
| --- | --- |

(d)

heavy fuel oils

| (e) | alternative fuels serving the same purposes and with similar properties as regards flammability and environmental hazards as the products referred to in points (a) to (d) |
| --- | --- |

(e)

alternative fuels serving the same purposes and with similar properties as regards flammability and environmental hazards as the products referred to in points (a) to (d)

—

2 500

25 000

| 35. | Anhydrous Ammonia |
| --- | --- |

35.

Anhydrous Ammonia

7664-41-7

50

200

| 36. | Boron trifluoride |
| --- | --- |

36.

Boron trifluoride

7637-07-2

5

20

| 37. | Hydrogen sulphide |
| --- | --- |

37.

Hydrogen sulphide

7783-06-4

5

20

| 38. | Piperidine |
| --- | --- |

38.

Piperidine

110-89-4

50

200

| 39. | Bis(2-dimethylaminoethyl) (methyl)amin |
| --- | --- |

39.

Bis(2-dimethylaminoethyl) (methyl)amin

3030-47-5

50

200

| 40. | 3-(2-Ethylhexyloxy)propylamin |
| --- | --- |

40.

3-(2-Ethylhexyloxy)propylamin

5397-31-9

50

200

| 41. | Mixtures (*1) of sodium hypochlorite classified as Aquatic Acute Category 1 [H400] containing less than 5 % active chlorine and not classified under any of the other hazard categories in Part 1 of Annex I. |
| --- | --- |

41.

Mixtures (*1) of sodium hypochlorite classified as Aquatic Acute Category 1 [H400] containing less than 5 % active chlorine and not classified under any of the other hazard categories in Part 1 of Annex I.

200

500

| 42. | Propylamine (see note 21) |
| --- | --- |

42.

Propylamine (see note 21)

107-10-8

500

2 000

| 43. | Tert-butyl acrylate (see note 21) |
| --- | --- |

43.

Tert-butyl acrylate (see note 21)

1663-39-4

200

500

| 44. | 2-Methyl-3-butenenitrile (see note 21) |
| --- | --- |

44.

2-Methyl-3-butenenitrile (see note 21)

16529-56-9

500

2 000

| 45. | Tetrahydro-3,5-dimethyl-1,3,5,-thiadiazine-2-thione (Dazomet) (see note 21) |
| --- | --- |

45.

Tetrahydro-3,5-dimethyl-1,3,5,-thiadiazine-2-thione (Dazomet) (see note 21)

533-74-4

100

200

| 46. | Methyl acrylate (see note 21) |
| --- | --- |

46.

Methyl acrylate (see note 21)

96-33-3

500

2 000

| 47. | 3-Methylpyridine (see note 21) |
| --- | --- |

47.

3-Methylpyridine (see note 21)

108-99-6

500

2 000

| 48. | 1-Bromo-3-chloropropane (see note 21) |
| --- | --- |

48.

1-Bromo-3-chloropropane (see note 21)

109-70-6

500

2 000

NOTES TO ANNEX I

| 1. | Substances and mixtures are classified in accordance with Regulation (EC) No 1272/2008. |
| --- | --- |

1.

| 2. | Mixtures shall be treated in the same way as pure substances provided they remain within concentration limits set according to their properties under Regulation (EC) No 1272/2008, or its latest adaptation to technical progress, unless a percentage composition or other description is specifically given. |
| --- | --- |

2.

| 3. | The qualifying quantities set out above relate to each establishment.
  The quantities to be considered for the application of the relevant Articles are the maximum quantities which are present or are likely to be present at any one time. Dangerous substances present at an establishment only in quantities equal to or less than 2 % of the relevant qualifying quantity shall be ignored for the purposes of calculating the total quantity present if their location within an establishment is such that it cannot act as an initiator of a major accident elsewhere at that establishment. |
| --- | --- |

3.

The quantities to be considered for the application of the relevant Articles are the maximum quantities which are present or are likely to be present at any one time. Dangerous substances present at an establishment only in quantities equal to or less than 2 % of the relevant qualifying quantity shall be ignored for the purposes of calculating the total quantity present if their location within an establishment is such that it cannot act as an initiator of a major accident elsewhere at that establishment.

| 4. | The following rules governing the addition of dangerous substances, or categories of dangerous substances, shall apply where appropriate:
  In the case of an establishment where no individual dangerous substance is present in a quantity above or equal to the relevant qualifying quantities, the following rule shall be applied to determine whether the establishment is covered by the relevant requirements of this Directive.
  This Directive shall apply to upper-tier establishments if the sum:
  q1/QU1 + q2/QU2 + q3/QU3 + q4/QU4 + q5/QU5 + ... is greater than or equal to 1,
  where qx = the quantity of dangerous substance x (or category of dangerous substances) falling within Part 1 or Part 2 of this Annex,
  and QUX = the relevant qualifying quantity for dangerous substance or category x from Column 3 of Part 1 or from Column 3 of Part 2 of this Annex.
  This Directive shall apply to lower-tier establishments if the sum:
  q1/QL1 + q2/QL2 + q3/QL3 + q4/QL4 + q5/QL5 + ... is greater than or equal to 1,
  where qx = the quantity of dangerous substance x (or category of dangerous substances) falling within Part 1 or Part 2 of this Annex,
  and QLX = the relevant qualifying quantity for dangerous substance or category x from Column 2 of Part 1 or from Column 2 of Part 2 of this Annex.
  This rule shall be used to assess the health hazards, physical hazards and environmental hazards. It must therefore be applied three times:






  (a) | for the addition of dangerous substances listed in Part 2 that fall within acute toxicity category 1, 2 or 3 (inhalation route) or STOT SE category 1, together with dangerous substances falling within section H, entries H1 to H3 of Part 1; |
| --- | --- | --- |

4.

In the case of an establishment where no individual dangerous substance is present in a quantity above or equal to the relevant qualifying quantities, the following rule shall be applied to determine whether the establishment is covered by the relevant requirements of this Directive.

This Directive shall apply to upper-tier establishments if the sum:

q1/QU1 + q2/QU2 + q3/QU3 + q4/QU4 + q5/QU5 + ... is greater than or equal to 1,

where qx = the quantity of dangerous substance x (or category of dangerous substances) falling within Part 1 or Part 2 of this Annex,

and QUX = the relevant qualifying quantity for dangerous substance or category x from Column 3 of Part 1 or from Column 3 of Part 2 of this Annex.

This Directive shall apply to lower-tier establishments if the sum:

q1/QL1 + q2/QL2 + q3/QL3 + q4/QL4 + q5/QL5 + ... is greater than or equal to 1,

where qx = the quantity of dangerous substance x (or category of dangerous substances) falling within Part 1 or Part 2 of this Annex,

and QLX = the relevant qualifying quantity for dangerous substance or category x from Column 2 of Part 1 or from Column 2 of Part 2 of this Annex.

This rule shall be used to assess the health hazards, physical hazards and environmental hazards. It must therefore be applied three times:

(a)

for the addition of dangerous substances listed in Part 2 that fall within acute toxicity category 1, 2 or 3 (inhalation route) or STOT SE category 1, together with dangerous substances falling within section H, entries H1 to H3 of Part 1;

| (b) | for the addition of dangerous substances listed in Part 2 that are explosives, flammable gases, flammable aerosols, oxidising gases, flammable liquids, self-reactive substances and mixtures, organic peroxides, pyrophoric liquids and solids, oxidising liquids and solids, together with dangerous substances falling within section P, entries P1 to P8 of Part 1; |
| --- | --- |

(b)

for the addition of dangerous substances listed in Part 2 that are explosives, flammable gases, flammable aerosols, oxidising gases, flammable liquids, self-reactive substances and mixtures, organic peroxides, pyrophoric liquids and solids, oxidising liquids and solids, together with dangerous substances falling within section P, entries P1 to P8 of Part 1;

| (c) | for the addition of dangerous substances listed in Part 2 that fall within hazardous to the aquatic environment acute category 1, chronic category 1 or chronic category 2, together with dangerous substances falling within section E, entries E1 and E2 of Part 1. |
| --- | --- |

(c)

for the addition of dangerous substances listed in Part 2 that fall within hazardous to the aquatic environment acute category 1, chronic category 1 or chronic category 2, together with dangerous substances falling within section E, entries E1 and E2 of Part 1.

The relevant provisions of this Directive apply where any of the sums obtained by (a), (b) or (c) is greater than or equal to 1.

| 5. | In the case of dangerous substances which are not covered by Regulation (EC) No 1272/2008, including waste, but which nevertheless are present, or are likely to be present, in an establishment and which possess or are likely to possess, under the conditions found at the establishment, equivalent properties in terms of major-accident potential, these shall be provisionally assigned to the most analogous category or named dangerous substance falling within the scope of this Directive. |
| --- | --- |

5.

| 6. | In the case of dangerous substances with properties giving rise to more than one classification, for the purposes of this Directive the lowest qualifying quantities shall apply. However, for the application of the rule in Note 4, the lowest qualifying quantity for each group of categories in Notes 4(a), 4(b) and 4(c) corresponding to the classification concerned shall be used. |
| --- | --- |

6.

| 7. | Dangerous substances that fall within Acute Toxic Category 3 via the oral route (H 301) shall fall under entry H2 ACUTE TOXIC in those cases where neither acute inhalation toxicity classification nor acute dermal toxicity classification can be derived, for example due to lack of conclusive inhalation and dermal toxicity data. |
| --- | --- |

7.

| 8. | The hazard class Explosives includes explosive articles (see Section 2.1 of Annex I to Regulation (EC) No 1272/2008). If the quantity of the explosive substance or mixture contained in the article is known, that quantity shall be considered for the purposes of this Directive. If the quantity of the explosive substance or mixture contained in the article is not known, then, for the purposes of this Directive, the whole article shall be treated as explosive. |
| --- | --- |

8.

| 9. | Testing for explosive properties of substances and mixtures is only necessary if the screening procedure according to Appendix 6, Part 3 of the UN Recommendations on the Transport of Dangerous Goods, Manual of Tests and Criteria (UN Manual of Tests and Criteria) (2) identifies the substance or mixture as potentially having explosive properties. |
| --- | --- |

9.

| 10. | If Explosives of Division 1.4 are unpacked or repacked, they shall be assigned to the entry P1a, unless the hazard is shown to still correspond to Division 1.4, in accordance with Regulation (EC) No 1272/2008. |
| --- | --- |

10.

| 11.1. | Flammable aerosols are classified in accordance with the Council Directive 75/324/EEC of 20 May 1975 on the approximation of the laws of the Member States relating to aerosol dispensers (3) (Aerosol Dispensers Directive). ‘Extremely flammable’ and ‘Flammable’ aerosols of Directive 75/324/EEC correspond to Flammable Aerosols Category 1 or 2 respectively of Regulation (EC) No 1272/2008. |
| --- | --- |

11.1.

| 11.2. | In order to use this entry, it must be documented that the aerosol dispenser does not contain Flammable Gas Category 1 or 2 nor Flammable Liquid Category 1. |
| --- | --- |

11.2.

| 12. | According to paragraph 2.6.4.5 in Annex I to Regulation (EC) No 1272/2008, liquids with a flash point of more than 35 °C need not be classified in Category 3 if negative results have been obtained in the sustained combustibility test L.2, Part III, section 32 of the UN Manual of Tests and Criteria. This is however not valid under elevated conditions such as high temperature or pressure, and therefore such liquids are included in this entry. |
| --- | --- |

12.

| 13. | Ammonium nitrate (5 000 / 10 000): fertilisers capable of self-sustaining decomposition
  This applies to ammonium nitrate-based compound/composite fertilisers (compound/composite fertilisers contain ammonium nitrate with phosphate and/or potash) which are capable of self-sustaining decomposition according to the UN Trough Test (see UN Manual of Tests and Criteria, Part III, subsection 38.2), and in which the nitrogen content as a result of ammonium nitrate is






  — | between 15,75 % (4) and 24,5 % (5) by weight, and either with not more than 0,4 % total combustible/organic materials or which fulfil the requirements of Annex III-2 to Regulation (EC) No 2003/2003 of the European Parliament and of the Council of 13 October 2003 relating to fertilisers (6), |
| --- | --- | --- |

13.

This applies to ammonium nitrate-based compound/composite fertilisers (compound/composite fertilisers contain ammonium nitrate with phosphate and/or potash) which are capable of self-sustaining decomposition according to the UN Trough Test (see UN Manual of Tests and Criteria, Part III, subsection 38.2), and in which the nitrogen content as a result of ammonium nitrate is

—

between 15,75 % (4) and 24,5 % (5) by weight, and either with not more than 0,4 % total combustible/organic materials or which fulfil the requirements of Annex III-2 to Regulation (EC) No 2003/2003 of the European Parliament and of the Council of 13 October 2003 relating to fertilisers (6),

| — | 15,75 % by weight or less and unrestricted combustible materials. |
| --- | --- |

—

15,75 % by weight or less and unrestricted combustible materials.

| 14. | Ammonium nitrate (1 250 / 5 000): fertiliser grade
  This applies to straight ammonium nitrate-based fertilisers and to ammonium nitrate-based compound/composite fertilisers which fulfil the requirements of Annex III-2 to Regulation (EC) No 2003/2003 and in which the nitrogen content as a result of ammonium nitrate is






  — | more than 24,5 % by weight, except for mixtures of straight ammonium nitrate-based fertilisers with dolomite, limestone and/or calcium carbonate with a purity of at least 90 %, |
| --- | --- | --- |

14.

This applies to straight ammonium nitrate-based fertilisers and to ammonium nitrate-based compound/composite fertilisers which fulfil the requirements of Annex III-2 to Regulation (EC) No 2003/2003 and in which the nitrogen content as a result of ammonium nitrate is

—

more than 24,5 % by weight, except for mixtures of straight ammonium nitrate-based fertilisers with dolomite, limestone and/or calcium carbonate with a purity of at least 90 %,

| — | more than 15,75 % by weight for mixtures of ammonium nitrate and ammonium sulphate, |
| --- | --- |

—

more than 15,75 % by weight for mixtures of ammonium nitrate and ammonium sulphate,

| — | more than 28 % (7) by weight for mixtures of straight ammonium nitrate-based fertilisers with dolomite, limestone and/or calcium carbonate with a purity of at least 90 %. |
| --- | --- |

—

more than 28 % (7) by weight for mixtures of straight ammonium nitrate-based fertilisers with dolomite, limestone and/or calcium carbonate with a purity of at least 90 %.

| 15. | Ammonium nitrate (350 / 2 500): technical grade
  This applies to ammonium nitrate and mixtures of ammonium nitrate in which the nitrogen content as a result of the ammonium nitrate is






  — | between 24,5 % and 28 % by weight, and which contain not more than 0,4 % combustible substances, |
| --- | --- | --- |

15.

This applies to ammonium nitrate and mixtures of ammonium nitrate in which the nitrogen content as a result of the ammonium nitrate is

—

between 24,5 % and 28 % by weight, and which contain not more than 0,4 % combustible substances,

| — | more than 28 % by weight, and which contain not more than 0,2 % combustible substances. |
| --- | --- |

—

more than 28 % by weight, and which contain not more than 0,2 % combustible substances.

It also applies to aqueous ammonium nitrate solutions in which the concentration of ammonium nitrate is more than 80 % by weight.

| 16. | Ammonium nitrate (10 / 50): ‘off-specs’ material and fertilisers not fulfilling the detonation test
  This applies to






  — | material rejected during the manufacturing process and to ammonium nitrate and mixtures of ammonium nitrate, straight ammonium nitrate-based fertilisers and ammonium nitrate-based compound/composite fertilisers referred to in Notes 14 and 15, that are being or have been returned from the final user to a manufacturer, temporary storage or reprocessing plant for reworking, recycling or treatment for safe use, because they no longer comply with the specifications of Notes 14 and 15, |
| --- | --- | --- |

16.

This applies to

—

material rejected during the manufacturing process and to ammonium nitrate and mixtures of ammonium nitrate, straight ammonium nitrate-based fertilisers and ammonium nitrate-based compound/composite fertilisers referred to in Notes 14 and 15, that are being or have been returned from the final user to a manufacturer, temporary storage or reprocessing plant for reworking, recycling or treatment for safe use, because they no longer comply with the specifications of Notes 14 and 15,

| — | fertilisers referred to in first indent of Note 13, and Note 14 to this Annex which do not fulfil the requirements of Annex III-2 to Regulation (EC) No 2003/2003. |
| --- | --- |

—

fertilisers referred to in first indent of Note 13, and Note 14 to this Annex which do not fulfil the requirements of Annex III-2 to Regulation (EC) No 2003/2003.

17.   Potassium nitrate (5 000 / 10 000)

This applies to those composite potassium-nitrate based fertilisers (in prilled/granular form) which have the same hazardous properties as pure potassium nitrate.

18.   Potassium nitrate (1 250 / 5 000)

This applies to those composite potassium-nitrate based fertilisers (in crystalline form) which have the same hazardous properties as pure potassium nitrate.

19.   Upgraded biogas

For the purpose of the implementation of this Directive, upgraded biogas may be classified under entry 18 of Part 2 of Annex I where it has been processed in accordance with applicable standards for purified and upgraded biogas ensuring a quality equivalent to that of natural gas, including the content of Methane, and which has a maximum of 1 % Oxygen.

20.   Polychlorodibenzofurans and polychlorodibenzodioxins

The quantities of polychlorodibenzofurans and polychlorodibenzodioxins are calculated using the following factors:

| WHO 2005 TEF |
| --- |
| 2,3,7,8-TCDD | 1 | 2,3,7,8-TCDF | 0,1 |
| 1,2,3,7,8-PeCDD | 1 | 2,3,4,7,8-PeCDF | 0,3 |
| | | 1,2,3,7,8-PeCDF | 0,03 |
| | | | |
| 1,2,3,4,7,8-HxCDD | 0,1 | | |
| 1,2,3,6,7,8-HxCDD | 0,1 | 1,2,3,4,7,8-HxCDF | 0,1 |
| 1,2,3,7,8,9-HxCDD | 0,1 | 1,2,3,7,8,9-HxCDF | 0,1 |
| | | 1,2,3,6,7,8-HxCDF | 0,1 |
| 1,2,3,4,6,7,8-HpCDD | 0,01 | 2,3,4,6,7,8-HxCDF | 0,1 |
| | | | |
| OCDD | 0,0003 | 1,2,3,4,6,7,8-HpCDF | 0,01 |
| | | 1,2,3,4,7,8,9-HpCDF | 0,01 |
| | | | |
| | | OCDF | 0,0003 |
| (T = tetra, P = penta, Hx = hexa, Hp = hepta, O = octa) |
| Reference — Van den Berg et al: The 2005 World Health Organisation Re-evaluation of Human and Mammalian Toxic Equivalency Factors for Dioxins and Dioxin-like Compounds |

WHO 2005 TEF

2,3,7,8-TCDD

1

2,3,7,8-TCDF

0,1

1,2,3,7,8-PeCDD

1

2,3,4,7,8-PeCDF

0,3

1,2,3,7,8-PeCDF

0,03

1,2,3,4,7,8-HxCDD

0,1

1,2,3,6,7,8-HxCDD

0,1

1,2,3,4,7,8-HxCDF

0,1

1,2,3,7,8,9-HxCDD

0,1

1,2,3,7,8,9-HxCDF

0,1

1,2,3,6,7,8-HxCDF

0,1

1,2,3,4,6,7,8-HpCDD

0,01

2,3,4,6,7,8-HxCDF

0,1

OCDD

0,0003

1,2,3,4,6,7,8-HpCDF

0,01

1,2,3,4,7,8,9-HpCDF

0,01

OCDF

0,0003

(T = tetra, P = penta, Hx = hexa, Hp = hepta, O = octa)

Reference — Van den Berg et al: The 2005 World Health Organisation Re-evaluation of Human and Mammalian Toxic Equivalency Factors for Dioxins and Dioxin-like Compounds

| 21. | In cases where this dangerous substance falls within category P5a Flammable liquids or P5b Flammable liquids, then for the purposes of this Directive the lowest qualifying quantities shall apply. |
| --- | --- |

21.

---

(1)  The CAS number is shown only for indication.

(*1)  Provided that the mixture in the absence of sodium hypochlorite would not be classified as Aquatic Acute Category 1 [H400].

(2)  More guidance on waiving of the test can be found in the A.14 method description, see Commission Regulation (EC) No 440/2008 of 30 May 2008 laying down test methods pursuant to Regulation (EC) No 1907/2006 of the European Parliament and of the Council on the Registration, Evaluation, Authorisation and Restriction of Chemicals (REACH) (OJ L 142, 31.5.2008, p. 1).

(3)  OJ L 147, 9.6.1975, p. 40.

(4)  15,75 % nitrogen content by weight as a result of ammonium nitrate corresponds to 45 % ammonium nitrate.

(5)  24,5 % nitrogen content by weight as a result of ammonium nitrate corresponds to 70 % ammonium nitrate.

(6)  OJ L 304, 21.11.2003, p. 1.

(7)  28 % nitrogen content by weight as a result of ammonium nitrate corresponds to 80 % ammonium nitrate.

ANNEX II

Minimum data and information to be considered in the safety report referred to in Article 10

| 1. | Information on the management system and on the organisation of the establishment with a view to major-accident prevention.
  This information shall contain the elements indicated in Annex III. |
| --- | --- |

1.

This information shall contain the elements indicated in Annex III.

| 2. | Presentation of the environment of the establishment:






  (a) | description of the establishment and its environment including the geographical location, meteorological, geological, hydrographic conditions and, if necessary, its history; |
| --- | --- | --- |

2.

(a)

description of the establishment and its environment including the geographical location, meteorological, geological, hydrographic conditions and, if necessary, its history;

| (b) | identification of installations and other activities of the establishment which could present a major-accident hazard; |
| --- | --- |

(b)

identification of installations and other activities of the establishment which could present a major-accident hazard;

| (c) | on the basis of available information, identification of neighbouring establishments, as well as sites that fall outside the scope of this Directive, areas and developments that could be the source of, or increase the risk or consequences of a major accident and of domino effects; |
| --- | --- |

(c)

on the basis of available information, identification of neighbouring establishments, as well as sites that fall outside the scope of this Directive, areas and developments that could be the source of, or increase the risk or consequences of a major accident and of domino effects;

| (d) | description of areas where a major accident may occur. |
| --- | --- |

(d)

description of areas where a major accident may occur.

| 3. | Description of the installation:






  (a) | description of the main activities and products of the parts of the establishment which are important from the point of view of safety, sources of major-accident risks and conditions under which such a major accident could happen, together with a description of proposed preventive measures; |
| --- | --- | --- |

3.

(a)

description of the main activities and products of the parts of the establishment which are important from the point of view of safety, sources of major-accident risks and conditions under which such a major accident could happen, together with a description of proposed preventive measures;

| (b) | description of processes, in particular the operating methods; where applicable, taking into account available information on best practices; |
| --- | --- |

(b)

description of processes, in particular the operating methods; where applicable, taking into account available information on best practices;

| (c) | description of dangerous substances:






  (i) | inventory of dangerous substances including:






  — | the identification of dangerous substances: chemical name, CAS number, name according to IUPAC nomenclature, |
| --- | --- | --- | --- |

(c)

description of dangerous substances:

(i)

inventory of dangerous substances including:

—

the identification of dangerous substances: chemical name, CAS number, name according to IUPAC nomenclature,

| — | the maximum quantity of dangerous substances present or likely to be present; |
| --- | --- |

—

the maximum quantity of dangerous substances present or likely to be present;

| (ii) | physical, chemical, toxicological characteristics and indication of the hazards, both immediate and delayed for human health and the environment; |
| --- | --- |

(ii)

physical, chemical, toxicological characteristics and indication of the hazards, both immediate and delayed for human health and the environment;

| (iii) | physical and chemical behaviour under normal conditions of use or under foreseeable accidental conditions. |
| --- | --- |

(iii)

physical and chemical behaviour under normal conditions of use or under foreseeable accidental conditions.

| 4. | Identification and accidental risks analysis and prevention methods:






  (a) | detailed description of the possible major-accident scenarios and their probability or the conditions under which they occur including a summary of the events which may play a role in triggering each of these scenarios, the causes being internal or external to the installation; including in particular:






  (i) | operational causes; |
| --- | --- | --- | --- |

4.

(a)

detailed description of the possible major-accident scenarios and their probability or the conditions under which they occur including a summary of the events which may play a role in triggering each of these scenarios, the causes being internal or external to the installation; including in particular:

(i)

operational causes;

| (ii) | external causes, such as those related to domino effects, sites that fall outside the scope of this Directive, areas and developments that could be the source of, or increase the risk or consequences of a major accident; |
| --- | --- |

(ii)

external causes, such as those related to domino effects, sites that fall outside the scope of this Directive, areas and developments that could be the source of, or increase the risk or consequences of a major accident;

| (iii) | natural causes, for example earthquakes or floods; |
| --- | --- |

(iii)

natural causes, for example earthquakes or floods;

| (b) | assessment of the extent and severity of the consequences of identified major accidents including maps, images or, as appropriate, equivalent descriptions, showing areas which are likely to be affected by such accidents arising from the establishment; |
| --- | --- |

(b)

assessment of the extent and severity of the consequences of identified major accidents including maps, images or, as appropriate, equivalent descriptions, showing areas which are likely to be affected by such accidents arising from the establishment;

| (c) | review of past accidents and incidents with the same substances and processes used, consideration of lessons learned from these, and explicit reference to specific measures taken to prevent such accidents; |
| --- | --- |

(c)

review of past accidents and incidents with the same substances and processes used, consideration of lessons learned from these, and explicit reference to specific measures taken to prevent such accidents;

| (d) | description of technical parameters and equipment used for the safety of installations. |
| --- | --- |

(d)

description of technical parameters and equipment used for the safety of installations.

| 5. | Measures of protection and intervention to limit the consequences of a major accident:






  (a) | description of the equipment installed in the plant to limit the consequences of major accidents for human health and environment, including for example detection/protection systems, technical devices for limiting the size of accidental releases, including water spray; vapour screens; emergency catch pots or collection vessels; shut-off-valves; inerting systems; fire water retention; |
| --- | --- | --- |

5.

(a)

description of the equipment installed in the plant to limit the consequences of major accidents for human health and environment, including for example detection/protection systems, technical devices for limiting the size of accidental releases, including water spray; vapour screens; emergency catch pots or collection vessels; shut-off-valves; inerting systems; fire water retention;

| (b) | organisation of alert and intervention; |
| --- | --- |

(b)

organisation of alert and intervention;

| (c) | description of mobilisable resources, internal or external; |
| --- | --- |

(c)

description of mobilisable resources, internal or external;

| (d) | description of any technical and non-technical measures relevant for the reduction of the impact of a major accident. |
| --- | --- |

(d)

description of any technical and non-technical measures relevant for the reduction of the impact of a major accident.

ANNEX III

Information referred to in Article 8(5) and Article 10 on the safety management system and the organisation of the establishment with a view to the prevention of major accidents

For the purpose of implementing the operator’s safety management system, account shall be taken of the following elements:

| (a) | the safety management system shall be proportionate to the hazards, industrial activities and complexity of the organisation in the establishment and be based on assessment of the risks; it should include the part of the general management system which includes the organisational structure, responsibilities, practices, procedures, processes and resources for determining and implementing the major-accident prevention policy (MAPP); |
| --- | --- |

(a)

the safety management system shall be proportionate to the hazards, industrial activities and complexity of the organisation in the establishment and be based on assessment of the risks; it should include the part of the general management system which includes the organisational structure, responsibilities, practices, procedures, processes and resources for determining and implementing the major-accident prevention policy (MAPP);

| (b) | the following issues shall be addressed by the safety management system:






  (i) | organisation and personnel — the roles and responsibilities of personnel involved in the management of major hazards at all levels in the organisation, together with the measures taken to raise awareness of the need for continuous improvement. The identification of training needs of such personnel and the provision of the training so identified. The involvement of employees and of subcontracted personnel working in the establishment which are important from the point of view of safety; |
| --- | --- | --- |

(b)

the following issues shall be addressed by the safety management system:

(i)

organisation and personnel — the roles and responsibilities of personnel involved in the management of major hazards at all levels in the organisation, together with the measures taken to raise awareness of the need for continuous improvement. The identification of training needs of such personnel and the provision of the training so identified. The involvement of employees and of subcontracted personnel working in the establishment which are important from the point of view of safety;

| (ii) | identification and evaluation of major hazards — adoption and implementation of procedures for systematically identifying major hazards arising from normal and abnormal operation including subcontracted activities where applicable and the assessment of their likelihood and severity; |
| --- | --- |

(ii)

identification and evaluation of major hazards — adoption and implementation of procedures for systematically identifying major hazards arising from normal and abnormal operation including subcontracted activities where applicable and the assessment of their likelihood and severity;

| (iii) | operational control — adoption and implementation of procedures and instructions for safe operation, including maintenance, of plant, processes and equipment, and for alarm management and temporary stoppages; taking into account available information on best practices for monitoring and control, with a view to reducing the risk of system failure; management and control of the risks associated with ageing equipment installed in the establishment and corrosion; inventory of the establishment’s equipment, strategy and methodology for monitoring and control of the condition of the equipment; appropriate follow-up actions and any necessary countermeasures; |
| --- | --- |

(iii)

operational control — adoption and implementation of procedures and instructions for safe operation, including maintenance, of plant, processes and equipment, and for alarm management and temporary stoppages; taking into account available information on best practices for monitoring and control, with a view to reducing the risk of system failure; management and control of the risks associated with ageing equipment installed in the establishment and corrosion; inventory of the establishment’s equipment, strategy and methodology for monitoring and control of the condition of the equipment; appropriate follow-up actions and any necessary countermeasures;

| (iv) | management of change — adoption and implementation of procedures for planning modifications to, or the design of new installations, processes or storage facilities; |
| --- | --- |

(iv)

management of change — adoption and implementation of procedures for planning modifications to, or the design of new installations, processes or storage facilities;

| (v) | planning for emergencies — adoption and implementation of procedures to identify foreseeable emergencies by systematic analysis, to prepare, test and review emergency plans to respond to such emergencies and to provide specific training for the staff concerned. Such training shall be given to all personnel working in the establishment, including relevant subcontracted personnel; |
| --- | --- |

(v)

planning for emergencies — adoption and implementation of procedures to identify foreseeable emergencies by systematic analysis, to prepare, test and review emergency plans to respond to such emergencies and to provide specific training for the staff concerned. Such training shall be given to all personnel working in the establishment, including relevant subcontracted personnel;

| (vi) | monitoring performance — adoption and implementation of procedures for the ongoing assessment of compliance with the objectives set by the operator’s MAPP and safety management system, and the mechanisms for investigation and taking corrective action in case of non-compliance. The procedures shall cover the operator’s system for reporting major accidents or ‘near misses’, particularly those involving failure of protective measures, and their investigation and follow-up on the basis of lessons learnt. The procedures could also include performance indicators such as safety performance indicators (SPIs) and/or other relevant indicators; |
| --- | --- |

(vi)

monitoring performance — adoption and implementation of procedures for the ongoing assessment of compliance with the objectives set by the operator’s MAPP and safety management system, and the mechanisms for investigation and taking corrective action in case of non-compliance. The procedures shall cover the operator’s system for reporting major accidents or ‘near misses’, particularly those involving failure of protective measures, and their investigation and follow-up on the basis of lessons learnt. The procedures could also include performance indicators such as safety performance indicators (SPIs) and/or other relevant indicators;

| (vii) | audit and review — adoption and implementation of procedures for periodic systematic assessment of the MAPP and the effectiveness and suitability of the safety management system; the documented review of performance of the policy and safety management system and its updating by senior management, including consideration and incorporation of necessary changes indicated by the audit and review. |
| --- | --- |

(vii)

audit and review — adoption and implementation of procedures for periodic systematic assessment of the MAPP and the effectiveness and suitability of the safety management system; the documented review of performance of the policy and safety management system and its updating by senior management, including consideration and incorporation of necessary changes indicated by the audit and review.

ANNEX IV

Data and information to be included in the emergency plans referred to in Article 12

| 1. | Internal emergency plans:






  (a) | Names or positions of persons authorised to set emergency procedures in motion and the person in charge of and coordinating the on-site mitigatory action; |
| --- | --- | --- |

1.

(a)

Names or positions of persons authorised to set emergency procedures in motion and the person in charge of and coordinating the on-site mitigatory action;

| (b) | Name or position of the person with responsibility for liaising with the authority responsible for the external emergency plan; |
| --- | --- |

(b)

Name or position of the person with responsibility for liaising with the authority responsible for the external emergency plan;

| (c) | For foreseeable conditions or events which could be significant in bringing about a major accident, a description of the action which should be taken to control the conditions or events and to limit their consequences, including a description of the safety equipment and the resources available; |
| --- | --- |

(c)

For foreseeable conditions or events which could be significant in bringing about a major accident, a description of the action which should be taken to control the conditions or events and to limit their consequences, including a description of the safety equipment and the resources available;

| (d) | Arrangements for limiting the risks to persons on site including how warnings are to be given and the actions persons are expected to take on receipt of a warning; |
| --- | --- |

(d)

Arrangements for limiting the risks to persons on site including how warnings are to be given and the actions persons are expected to take on receipt of a warning;

| (e) | Arrangements for providing early warning of the incident to the authority responsible for setting the external emergency plan in motion, the type of information which should be contained in an initial warning and the arrangements for the provision of more detailed information as it becomes available; |
| --- | --- |

(e)

Arrangements for providing early warning of the incident to the authority responsible for setting the external emergency plan in motion, the type of information which should be contained in an initial warning and the arrangements for the provision of more detailed information as it becomes available;

| (f) | where necessary, arrangements for training staff in the duties they will be expected to perform and, as appropriate, coordinating this with off-site emergency services; |
| --- | --- |

(f)

where necessary, arrangements for training staff in the duties they will be expected to perform and, as appropriate, coordinating this with off-site emergency services;

| (g) | Arrangements for providing assistance with off-site mitigatory action. |
| --- | --- |

(g)

Arrangements for providing assistance with off-site mitigatory action.

| 2. | External emergency plans:






  (a) | Names or positions of persons authorised to set emergency procedures in motion and of persons authorised to take charge of and coordinate off-site action; |
| --- | --- | --- |

2.

(a)

Names or positions of persons authorised to set emergency procedures in motion and of persons authorised to take charge of and coordinate off-site action;

| (b) | Arrangements for receiving early warning of incidents, and alert and call-out procedures; |
| --- | --- |

(b)

Arrangements for receiving early warning of incidents, and alert and call-out procedures;

| (c) | Arrangements for coordinating resources necessary to implement the external emergency plan; |
| --- | --- |

(c)

Arrangements for coordinating resources necessary to implement the external emergency plan;

| (d) | Arrangements for providing assistance with on-site mitigatory action; |
| --- | --- |

(d)

Arrangements for providing assistance with on-site mitigatory action;

| (e) | Arrangements for off-site mitigatory action, including responses to major-accident scenarios as set out in the safety report and considering possible domino effects, including those having an impact on the environment; |
| --- | --- |

(e)

Arrangements for off-site mitigatory action, including responses to major-accident scenarios as set out in the safety report and considering possible domino effects, including those having an impact on the environment;

| (f) | Arrangements for providing the public and any neighbouring establishments or sites that fall outside the scope of this Directive in accordance with Article 9 with specific information relating to the accident and the behaviour which should be adopted; |
| --- | --- |

(f)

Arrangements for providing the public and any neighbouring establishments or sites that fall outside the scope of this Directive in accordance with Article 9 with specific information relating to the accident and the behaviour which should be adopted;

| (g) | Arrangements for the provision of information to the emergency services of other Member States in the event of a major accident with possible transboundary consequences. |
| --- | --- |

(g)

Arrangements for the provision of information to the emergency services of other Member States in the event of a major accident with possible transboundary consequences.

ANNEX V

Items of information to the public as provided for in Article 14(1) and in point (a) of Article 14(2)

PART 1

For all establishments covered by this Directive:

| 1. | Name or trade name of the operator and the full address of the establishment concerned. |
| --- | --- |

1.

Name or trade name of the operator and the full address of the establishment concerned.

| 2. | Confirmation that the establishment is subject to the regulations and/or administrative provisions implementing this Directive and that the notification referred to in Article 7(1) or the safety report referred to in Article 10(1) has been submitted to the competent authority. |
| --- | --- |

2.

Confirmation that the establishment is subject to the regulations and/or administrative provisions implementing this Directive and that the notification referred to in Article 7(1) or the safety report referred to in Article 10(1) has been submitted to the competent authority.

| 3. | An explanation in simple terms of the activity or activities undertaken at the establishment. |
| --- | --- |

3.

An explanation in simple terms of the activity or activities undertaken at the establishment.

| 4. | The common names or, in the case of dangerous substances covered by Part 1 of Annex I, the generic names or the hazard classification of the relevant dangerous substances involved at the establishment which could give rise to a major accident, with an indication of their principal dangerous characteristics in simple terms. |
| --- | --- |

4.

The common names or, in the case of dangerous substances covered by Part 1 of Annex I, the generic names or the hazard classification of the relevant dangerous substances involved at the establishment which could give rise to a major accident, with an indication of their principal dangerous characteristics in simple terms.

| 5. | General information about how the public concerned will be warned, if necessary; adequate information about the appropriate behaviour in the event of a major accident or indication of where that information can be accessed electronically. |
| --- | --- |

5.

General information about how the public concerned will be warned, if necessary; adequate information about the appropriate behaviour in the event of a major accident or indication of where that information can be accessed electronically.

| 6. | The date of the last site visit in accordance with Article 20(4), or reference to where that information can be accessed electronically; information on where more detailed information about the inspection and the related inspection plan can be obtained upon request, subject to the requirements of Article 22. |
| --- | --- |

6.

The date of the last site visit in accordance with Article 20(4), or reference to where that information can be accessed electronically; information on where more detailed information about the inspection and the related inspection plan can be obtained upon request, subject to the requirements of Article 22.

| 7. | Details of where further relevant information can be obtained, subject to the requirements of Article 22. |
| --- | --- |

7.

Details of where further relevant information can be obtained, subject to the requirements of Article 22.

PART 2

For upper-tier establishments, in addition to the information referred to in Part 1 of this Annex:

| 1. | General information relating to the nature of the major-accident hazards, including their potential effects on human health and the environment and summary details of the main types of major-accident scenarios and the control measures to address them. |
| --- | --- |

1.

General information relating to the nature of the major-accident hazards, including their potential effects on human health and the environment and summary details of the main types of major-accident scenarios and the control measures to address them.

| 2. | Confirmation that the operator is required to make adequate arrangements on site, in particular liaison with the emergency services, to deal with major accidents and to minimise their effects. |
| --- | --- |

2.

Confirmation that the operator is required to make adequate arrangements on site, in particular liaison with the emergency services, to deal with major accidents and to minimise their effects.

| 3. | Appropriate information from the external emergency plan drawn up to cope with any off-site effects from an accident. This should include advice to cooperate with any instructions or requests from the emergency services at the time of an accident. |
| --- | --- |

3.

Appropriate information from the external emergency plan drawn up to cope with any off-site effects from an accident. This should include advice to cooperate with any instructions or requests from the emergency services at the time of an accident.

| 4. | Where applicable, indication whether the establishment is close to the territory of another Member State with the possibility of a major accident with transboundary effects under the Convention of the United Nations Economic Commission for Europe on the Transboundary Effects of Industrial Accidents. |
| --- | --- |

4.

Where applicable, indication whether the establishment is close to the territory of another Member State with the possibility of a major accident with transboundary effects under the Convention of the United Nations Economic Commission for Europe on the Transboundary Effects of Industrial Accidents.

ANNEX VI

Criteria for the notification of a major accident to the Commission as provided for in Article 18(1)

I.   Any major accident covered by paragraph 1 or having at least one of the consequences described in paragraphs 2, 3, 4 and 5 must be notified to the Commission.

1.   Dangerous substances involved

Any fire or explosion or accidental discharge of a dangerous substance involving a quantity of at least 5 % of the qualifying quantity laid down in Column 3 of Part 1 or in Column 3 of Part 2 of Annex I.

2.   Injury to persons and damage to real estate:

| (a) | a death; |
| --- | --- |

(a)

a death;

| (b) | six persons injured within the establishment and hospitalised for at least 24 hours; |
| --- | --- |

(b)

six persons injured within the establishment and hospitalised for at least 24 hours;

| (c) | one person outside the establishment hospitalised for at least 24 hours; |
| --- | --- |

(c)

one person outside the establishment hospitalised for at least 24 hours;

| (d) | dwelling(s) outside the establishment damaged and unusable as a result of the accident; |
| --- | --- |

(d)

dwelling(s) outside the establishment damaged and unusable as a result of the accident;

| (e) | the evacuation or confinement of persons for more than 2 hours (persons × hours): the value is at least 500; |
| --- | --- |

(e)

the evacuation or confinement of persons for more than 2 hours (persons × hours): the value is at least 500;

| (f) | the interruption of drinking water, electricity, gas or telephone services for more than 2 hours (persons × hours): the value is at least 1 000. |
| --- | --- |

(f)

the interruption of drinking water, electricity, gas or telephone services for more than 2 hours (persons × hours): the value is at least 1 000.

3.   Immediate damage to the environment:

| (a) | permanent or long-term damage to terrestrial habitats:






  (i) | 0,5 ha or more of a habitat of environmental or conservation importance protected by legislation; |
| --- | --- | --- |

(a)

permanent or long-term damage to terrestrial habitats:

(i)

0,5 ha or more of a habitat of environmental or conservation importance protected by legislation;

| (ii) | 10 or more hectares of more widespread habitat, including agricultural land; |
| --- | --- |

(ii)

10 or more hectares of more widespread habitat, including agricultural land;

| (b) | significant or long-term damage to freshwater and marine habitats:






  (i) | 10 km or more of river or canal; |
| --- | --- | --- |

(b)

significant or long-term damage to freshwater and marine habitats:

(i)

10 km or more of river or canal;

| (ii) | 1 ha or more of a lake or pond; |
| --- | --- |

(ii)

1 ha or more of a lake or pond;

| (iii) | 2 ha or more of delta; |
| --- | --- |

(iii)

2 ha or more of delta;

| (iv) | 2 ha or more of a coastline or open sea; |
| --- | --- |

(iv)

2 ha or more of a coastline or open sea;

| (c) | significant damage to an aquifer or underground water:
  1 ha or more. |
| --- | --- |

(c)

significant damage to an aquifer or underground water:

1 ha or more.

4.   Damage to property:

| (a) | damage to property in the establishment: at least EUR 2 000 000; |
| --- | --- |

(a)

damage to property in the establishment: at least EUR 2 000 000;

| (b) | damage to property outside the establishment: at least EUR 500 000. |
| --- | --- |

(b)

damage to property outside the establishment: at least EUR 500 000.

5.   Cross-border damage

Any major accident directly involving a dangerous substance giving rise to effects outside the territory of the Member State concerned.

II.   Accidents or ‘near misses’ which Member States regard as being of particular technical interest for preventing major accidents and limiting their consequences and which do not meet the quantitative criteria above should be notified to the Commission.

ANNEX VII

CORRELATION TABLE

| Directive 96/82/EC | This Directive |
| --- | --- |
| Article 1 | Article 1 |
| Article 2(1), first subparagraph | Article 2(1) and Article 3(2) and (3) |
| Article 2(1), second subparagraph | Article 3(12) |
| Article 2(2) | — |
| Article 3(1) | Article 3(1) |
| Article 3(2) | Article 3(8) |
| Article 3(3) | Article 3(9) |
| Article 3(4) | Article 3(10) |
| Article 3(5) | Article 3(13) |
| Article 3(6) | Article 3(14) |
| Article 3(7) | Article 3(15) |
| Article 3(8) | Article 3(16) |
| — | Article 3(2) to (7), Article 3(11) and (12) and Article 3(17) to (19) |
| Article 4 | Article 2(2), first subparagraph, points (a) to (f) and (h) |
| — | Article 2(2), first subparagraph, point (g) and Article 2(2), second subparagraph |
| — | Article 4 |
| Article 5 | Article 5 |
| Article 6(1) | Article 7(2) |
| Article 6(2), points (a) to (g) | Article 7(1), points (a) to (g) |
| Article 6(3) | Article 7(3) |
| Article 6(4) | Article 7(4), points (a) to (c) |
| — | Article 7(4), point (d) |
| Article 7(1) | Article 8(1) |
| — | Article 8(2), points (a) and (b) |
| Article 7(1a) | Article 8(2), point (a) |
| Article 7(2) | Article 8(5) |
| Article 7(3) | — |
| — | Article 8(3) |
| — | Article 8(4) |
| — | Article 8(5) |
| Article 8(1) and (2) | Article 9(1) and (2) |
| — | Article 9(2) |
| Article 9(1) | Article 10(1) |
| Article 9(2), first subparagraph | Article 10(2) |
| Article 9(2), second subparagraph | — |
| Article 9(3) | Article 10(3) |
| Article 9(4) | Article 10(6) |
| Article 9(5) | Article 10(5) |
| Article 9(6) | — |
| — | Article 10(4) |
| Article 10 | Article 11 |
| Article 11(1), points (a) and (b) | Article 12(1), points (a) and (b) and Article 12(2) |
| Article 11(1), point (c) | Article 12(1), point (c) |
| Article 11(2) | Article 12(3) |
| Article 11(3) | Article 12(4) and (5) |
| Article 11(4) | Article 12(6), first subparagraph |
| Article 11(4a) | Article 12(6), second subparagraph |
| Article 11(5) | Article 12(7) |
| Article 11(6) | Article 12(8) |
| Article 12(1), first subparagraph | Article 13(1) |
| Article 12(1), second subparagraph | Article 13(2) |
| Article 12(1a) | — |
| Article 12(2) | Article 13(3) |
| — | Article 13(4) |
| Article 13(1), first subparagraph | Article 14(2), first subparagraph, point (a), and Article 14(2), second subparagraph, second sentence |
| Article 13(1), second subparagraph, first and third sentences | Article 14(2), second subparagraph, last sentence |
| Article 13(1), second subparagraph, second sentence | Article 14(1) |
| Article 13(1), third subparagraph | Article 14(2), second subparagraph, first sentence |
| — | Article 14(1), second sentence |
| Article 13(2) | Article 14(3) |
| Article 13(3) | Article 14(4) |
| Article 13(4), first sentence | Article 14(2), point (b) |
| Article 13(4), second and third sentences | Article 22(3), first and second subparagraphs |
| Article 13(5) | Article 15(1) |
| Article 13(6) | Article 14(2), point (c) |
| — | Article 15(2) to (7) |
| Article 14(1) | Article 16 |
| Article 14(2) | Article 17 |
| Article 15(1), points (a) to (d) | Article 18(1), points (a) to (d) and Article 18(2), first subparagraph |
| Article 15(2), first subparagraph | Article 18(1), point (e) and Article 18(3) |
| Article 15(2), second subparagraph | Article 18(2), second subparagraph |
| Article 15(3) | Article 18(4) |
| Article 16 | Article 6(1) |
| — | Article 6(2) and (3) |
| Article 17 | Article 19 |
| Article 18(1) | Article 20(1) and (2) |
| Article 18(2), point (a) | Article 20(4) |
| Article 18(2), points (b) and (c) | Article 20(7) |
| Article 18(3) | Article 20(11) |
| — | Article 20(3),(5),(6), (8), (9) and (10) |
| Article 19(1) | Article 21(1) |
| Article 19(1a), first subparagraph | Article 21(3), first subparagraph |
| Article 19(1a), second subparagraph | Article 21(3), second subparagraph |
| Article 19(2), first subparagraph | Article 21(4) |
| Article 19(2), second subparagraph | Article 21(6) |
| Article 19(3) | Article 21(7) |
| — | Article 21(5) |
| Article 19(4) | Article 21(2) |
| Article 20(1), first subparagraph | Article 22(1) |
| Article 20(1), second subparagraph | Article 22(2) |
| Article 20(2) | — |
| — | Article 23 |
| — | Article 24 |
| Article 21(1) | Article 25 |
| Article 21(2) | Article 21(5) |
| Article 22 | Article 27 |
| Article 23 | Article 32 |
| Article 24 | Article 31 |
| Article 25 | Article 33 |
| Article 26 | Article 34 |
| — | Article 26 and Articles 28 to 30 |
| — | Annex I, introductory paragraphs |
| Annex I, Introduction, paragraphs 1 to 5 | Annex I, notes to Annex I, notes 1 to 3 |
| Annex I, Introduction, paragraphs 6 and 7 | — |
| Annex I, Part 1 | Annex I, Part 2 |
| Annex I, Part 1, notes to Part 1, Notes 1 to 6 | Annex I, notes to Annex I, notes 13 to 18 |
| Annex I Part 1, notes to Part 1, Note 7 | Annex I, notes to Annex I, note 20 |
| — | Annex I, notes to Annex I, note 7 |
| Annex I, Part 2 | Annex I, Part 1 |
| Annex I, Part 2, notes to Part 2, note 1 | Annex I, notes to Annex I, notes 1, 5 and 6 |
| Annex I, Part 2, notes to Part 2, note 2 | Annex I, notes to Annex I, notes 8 to 10 |
| Annex I, Part 2, notes to Part 2, Note 3 | Annex I, notes to Annex I, notes 11.1, 11.2 and 12 |
| Annex I, Part 2, notes to Part 2, Note 4 | Annex I, notes to Annex I, Note 4 |
| Annex II, Parts I to III | Annex II, points (1) to(3) |
| Annex II, Part IV, point A | Annex II, point 4(a) |
| — | Annex II, point 4(a) items (i) to (iii) |
| Annex II, Part IV, point B | Annex II, point 4(b) |
| — | Annex II, point 4(c) |
| Annex II, Part IV, point C | Annex II, point 4(d) |
| Annex II, Part V, point A to C | Annex II, point 5(a) to (c) |
| Annex II, Part V, point D | — |
| — | Annex II, point 5(d) |
| Annex III, introductory paragraph and points (a) and (b) | Annex III, introductory paragraph and point (a)
  Article 8(1) and (5) |
| Annex III, point (c), items (i) to(iv) | Annex III, point (b), items (i) to (iv) |
| Annex III, point (c), items (v) to(vii) | Annex III, point (b), items (v) to (vii) |
| Annex IV | Annex IV |
| Annex V, point 1 | Annex V, Part 1, point 1 |
| Annex V, point 2 | — |
| Annex V, points 3 to 5 | Annex V, Part 1, points 2 to 4 |
| Annex V, point 6 | Annex V, Part 2, point 1 |
| Annex V, points 7 and 8 | Annex V, Part 1, point 5 |
| — | Annex V, Part 1, point 6 |
| Annex V, points 9 and 10 | Annex V, Part 2, points 2 and 3 |
| Annex V, point 11 | Annex V, Part 1, point 7 |
| — | Annex V, Part 2, point 4 |
| Annex VI, I | Annex VI, Part I |
| Annex VI, II | Annex VI, Part II |
| — | Annex VII |

Directive 96/82/EC

This Directive

Article 1

Article 1

Article 2(1), first subparagraph

Article 2(1) and Article 3(2) and (3)

Article 2(1), second subparagraph

Article 3(12)

Article 2(2)

—

Article 3(1)

Article 3(1)

Article 3(2)

Article 3(8)

Article 3(3)

Article 3(9)

Article 3(4)

Article 3(10)

Article 3(5)

Article 3(13)

Article 3(6)

Article 3(14)

Article 3(7)

Article 3(15)

Article 3(8)

Article 3(16)

—

Article 3(2) to (7), Article 3(11) and (12) and Article 3(17) to (19)

Article 4

Article 2(2), first subparagraph, points (a) to (f) and (h)

—

Article 2(2), first subparagraph, point (g) and Article 2(2), second subparagraph

—

Article 4

Article 5

Article 5

Article 6(1)

Article 7(2)

Article 6(2), points (a) to (g)

Article 7(1), points (a) to (g)

Article 6(3)

Article 7(3)

Article 6(4)

Article 7(4), points (a) to (c)

—

Article 7(4), point (d)

Article 7(1)

Article 8(1)

—

Article 8(2), points (a) and (b)

Article 7(1a)

Article 8(2), point (a)

Article 7(2)

Article 8(5)

Article 7(3)

—

—

Article 8(3)

—

Article 8(4)

—

Article 8(5)

Article 8(1) and (2)

Article 9(1) and (2)

—

Article 9(2)

Article 9(1)

Article 10(1)

Article 9(2), first subparagraph

Article 10(2)

Article 9(2), second subparagraph

—

Article 9(3)

Article 10(3)

Article 9(4)

Article 10(6)

Article 9(5)

Article 10(5)

Article 9(6)

—

—

Article 10(4)

Article 10

Article 11

Article 11(1), points (a) and (b)

Article 12(1), points (a) and (b) and Article 12(2)

Article 11(1), point (c)

Article 12(1), point (c)

Article 11(2)

Article 12(3)

Article 11(3)

Article 12(4) and (5)

Article 11(4)

Article 12(6), first subparagraph

Article 11(4a)

Article 12(6), second subparagraph

Article 11(5)

Article 12(7)

Article 11(6)

Article 12(8)

Article 12(1), first subparagraph

Article 13(1)

Article 12(1), second subparagraph

Article 13(2)

Article 12(1a)

—

Article 12(2)

Article 13(3)

—

Article 13(4)

Article 13(1), first subparagraph

Article 14(2), first subparagraph, point (a), and Article 14(2), second subparagraph, second sentence

Article 13(1), second subparagraph, first and third sentences

Article 14(2), second subparagraph, last sentence

Article 13(1), second subparagraph, second sentence

Article 14(1)

Article 13(1), third subparagraph

Article 14(2), second subparagraph, first sentence

—

Article 14(1), second sentence

Article 13(2)

Article 14(3)

Article 13(3)

Article 14(4)

Article 13(4), first sentence

Article 14(2), point (b)

Article 13(4), second and third sentences

Article 22(3), first and second subparagraphs

Article 13(5)

Article 15(1)

Article 13(6)

Article 14(2), point (c)

—

Article 15(2) to (7)

Article 14(1)

Article 16

Article 14(2)

Article 17

Article 15(1), points (a) to (d)

Article 18(1), points (a) to (d) and Article 18(2), first subparagraph

Article 15(2), first subparagraph

Article 18(1), point (e) and Article 18(3)

Article 15(2), second subparagraph

Article 18(2), second subparagraph

Article 15(3)

Article 18(4)

Article 16

Article 6(1)

—

Article 6(2) and (3)

Article 17

Article 19

Article 18(1)

Article 20(1) and (2)

Article 18(2), point (a)

Article 20(4)

Article 18(2), points (b) and (c)

Article 20(7)

Article 18(3)

Article 20(11)

—

Article 20(3),(5),(6), (8), (9) and (10)

Article 19(1)

Article 21(1)

Article 19(1a), first subparagraph

Article 21(3), first subparagraph

Article 19(1a), second subparagraph

Article 21(3), second subparagraph

Article 19(2), first subparagraph

Article 21(4)

Article 19(2), second subparagraph

Article 21(6)

Article 19(3)

Article 21(7)

—

Article 21(5)

Article 19(4)

Article 21(2)

Article 20(1), first subparagraph

Article 22(1)

Article 20(1), second subparagraph

Article 22(2)

Article 20(2)

—

—

Article 23

—

Article 24

Article 21(1)

Article 25

Article 21(2)

Article 21(5)

Article 22

Article 27

Article 23

Article 32

Article 24

Article 31

Article 25

Article 33

Article 26

Article 34

—

Article 26 and Articles 28 to 30

—

Annex I, introductory paragraphs

Annex I, Introduction, paragraphs 1 to 5

Annex I, notes to Annex I, notes 1 to 3

Annex I, Introduction, paragraphs 6 and 7

—

Annex I, Part 1

Annex I, Part 2

Annex I, Part 1, notes to Part 1, Notes 1 to 6

Annex I, notes to Annex I, notes 13 to 18

Annex I Part 1, notes to Part 1, Note 7

Annex I, notes to Annex I, note 20

—

Annex I, notes to Annex I, note 7

Annex I, Part 2

Annex I, Part 1

Annex I, Part 2, notes to Part 2, note 1

Annex I, notes to Annex I, notes 1, 5 and 6

Annex I, Part 2, notes to Part 2, note 2

Annex I, notes to Annex I, notes 8 to 10

Annex I, Part 2, notes to Part 2, Note 3

Annex I, notes to Annex I, notes 11.1, 11.2 and 12

Annex I, Part 2, notes to Part 2, Note 4

Annex I, notes to Annex I, Note 4

Annex II, Parts I to III

Annex II, points (1) to(3)

Annex II, Part IV, point A

Annex II, point 4(a)

—

Annex II, point 4(a) items (i) to (iii)

Annex II, Part IV, point B

Annex II, point 4(b)

—

Annex II, point 4(c)

Annex II, Part IV, point C

Annex II, point 4(d)

Annex II, Part V, point A to C

Annex II, point 5(a) to (c)

Annex II, Part V, point D

—

—

Annex II, point 5(d)

Annex III, introductory paragraph and points (a) and (b)

Annex III, introductory paragraph and point (a)

Article 8(1) and (5)

Annex III, point (c), items (i) to(iv)

Annex III, point (b), items (i) to (iv)

Annex III, point (c), items (v) to(vii)

Annex III, point (b), items (v) to (vii)

Annex IV

Annex IV

Annex V, point 1

Annex V, Part 1, point 1

Annex V, point 2

—

Annex V, points 3 to 5

Annex V, Part 1, points 2 to 4

Annex V, point 6

Annex V, Part 2, point 1

Annex V, points 7 and 8

Annex V, Part 1, point 5

—

Annex V, Part 1, point 6

Annex V, points 9 and 10

Annex V, Part 2, points 2 and 3

Annex V, point 11

Annex V, Part 1, point 7

—

Annex V, Part 2, point 4

Annex VI, I

Annex VI, Part I

Annex VI, II

Annex VI, Part II

—

Annex VII

---

| 24.7.2012 | EN | Official Journal of the European Union | L 197/38 |
| --- | --- | --- | --- |

24.7.2012

EN

Official Journal of the European Union

L 197/38

---

DIRECTIVE 2012/19/EU OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL

of 4 July 2012

on waste electrical and electronic equipment (WEEE)

(recast)

(Text with EEA relevance)

THE EUROPEAN PARLIAMENT AND THE COUNCIL OF THE EUROPEAN UNION,

Having regard to the Treaty on the Functioning of the European Union, and in particular Article 192(1) thereof,

Having regard to the proposal from the European Commission,

Having regard to the opinion of the European Economic and Social Committee (1),

Having regard to the opinion of the Committee of the Regions (2),

Acting in accordance with the ordinary legislative procedure (3),

Whereas:

| (1) | A number of substantial changes are to be made to Directive 2002/96/EC of the European Parliament and of the Council of 27 January 2003 on waste electrical and electronic equipment (WEEE) (4). In the interests of clarity, that Directive should be recast. |
| --- | --- |

(1)

A number of substantial changes are to be made to Directive 2002/96/EC of the European Parliament and of the Council of 27 January 2003 on waste electrical and electronic equipment (WEEE) (4). In the interests of clarity, that Directive should be recast.

| (2) | The objectives of the Union’s environment policy are, in particular, to preserve, protect and improve the quality of the environment, to protect human health and to utilise natural resources prudently and rationally. That policy is based on the precautionary principle and the principles that preventive action should be taken, that environmental damage should, as a priority, be rectified at source and that the polluter should pay. |
| --- | --- |

(2)

The objectives of the Union’s environment policy are, in particular, to preserve, protect and improve the quality of the environment, to protect human health and to utilise natural resources prudently and rationally. That policy is based on the precautionary principle and the principles that preventive action should be taken, that environmental damage should, as a priority, be rectified at source and that the polluter should pay.

| (3) | The Community programme of policy and action in relation to the environment and sustainable development (Fifth Environmental Action Programme) (5) stated that the achievement of sustainable development calls for significant changes in current patterns of development, production, consumption and behaviour and advocates, inter alia, the reduction of wasteful consumption of natural resources and the prevention of pollution. It mentioned waste electrical and electronic equipment (WEEE) as one of the target areas to be regulated, in view of the application of the principles of prevention, recovery and safe disposal of waste. |
| --- | --- |

(3)

The Community programme of policy and action in relation to the environment and sustainable development (Fifth Environmental Action Programme) (5) stated that the achievement of sustainable development calls for significant changes in current patterns of development, production, consumption and behaviour and advocates, inter alia, the reduction of wasteful consumption of natural resources and the prevention of pollution. It mentioned waste electrical and electronic equipment (WEEE) as one of the target areas to be regulated, in view of the application of the principles of prevention, recovery and safe disposal of waste.

| (4) | This Directive supplements the general waste management legislation of the Union, such as Directive 2008/98/EC of the European Parliament and of the Council of 19 November 2008 on waste (6). It refers to the definitions in that Directive, including the definitions of waste and general waste management operations. The definition of collection in Directive 2008/98/EC includes the preliminary sorting and preliminary storage of waste for the purposes of transport to a waste treatment facility. Directive 2009/125/EC of the European Parliament and of the Council (7) establishes a framework for setting ecodesign requirements for energy-related products and enables the adoption of specific ecodesign requirements for energy-related products which may also be covered by this Directive. Directive 2009/125/EC and the implementing measures adopted pursuant thereto are without prejudice to the waste management legislation of the Union. Directive 2002/95/EC of the European Parliament and of the Council of 27 January 2003 on the restriction of the use of certain hazardous substances in electrical and electronic equipment (8) requires the substitution of banned substances in respect of all electrical and electronic equipment (EEE) within its scope. |
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(4)

This Directive supplements the general waste management legislation of the Union, such as Directive 2008/98/EC of the European Parliament and of the Council of 19 November 2008 on waste (6). It refers to the definitions in that Directive, including the definitions of waste and general waste management operations. The definition of collection in Directive 2008/98/EC includes the preliminary sorting and preliminary storage of waste for the purposes of transport to a waste treatment facility. Directive 2009/125/EC of the European Parliament and of the Council (7) establishes a framework for setting ecodesign requirements for energy-related products and enables the adoption of specific ecodesign requirements for energy-related products which may also be covered by this Directive. Directive 2009/125/EC and the implementing measures adopted pursuant thereto are without prejudice to the waste management legislation of the Union. Directive 2002/95/EC of the European Parliament and of the Council of 27 January 2003 on the restriction of the use of certain hazardous substances in electrical and electronic equipment (8) requires the substitution of banned substances in respect of all electrical and electronic equipment (EEE) within its scope.

| (5) | As the market continues to expand and innovation cycles become even shorter, the replacement of equipment accelerates, making EEE a fast-growing source of waste. While Directive 2002/95/EC has contributed effectively to reducing hazardous substances contained in new EEE, hazardous substances such as mercury, cadmium, lead, hexavalent chromium and polychlorinated biphenyls (PCBs) and ozone-depleting substances will still be present in WEEE for many years. The content of hazardous components in EEE is a major concern during the waste management phase, and recycling of WEEE is not undertaken to a sufficient extent. A lack of recycling results in the loss of valuable resources. |
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(5)

As the market continues to expand and innovation cycles become even shorter, the replacement of equipment accelerates, making EEE a fast-growing source of waste. While Directive 2002/95/EC has contributed effectively to reducing hazardous substances contained in new EEE, hazardous substances such as mercury, cadmium, lead, hexavalent chromium and polychlorinated biphenyls (PCBs) and ozone-depleting substances will still be present in WEEE for many years. The content of hazardous components in EEE is a major concern during the waste management phase, and recycling of WEEE is not undertaken to a sufficient extent. A lack of recycling results in the loss of valuable resources.

| (6) | The purpose of this Directive is to contribute to sustainable production and consumption by, as a first priority, the prevention of WEEE and, in addition, by the re-use, recycling and other forms of recovery of such wastes so as to reduce the disposal of waste and to contribute to the efficient use of resources and the retrieval of valuable secondary raw materials. It also seeks to improve the environmental performance of all operators involved in the life cycle of EEE, e.g. producers, distributors and consumers and, in particular, those operators directly involved in the collection and treatment of WEEE. In particular, different national applications of the ‘producer responsibility’ principle may lead to substantial disparities in the financial burden on economic operators. Having different national policies on the management of WEEE hampers the effectiveness of recycling policies. For that reason, the essential criteria should be laid down at the level of the Union and minimum standards for the treatment of WEEE should be developed. |
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(6)

The purpose of this Directive is to contribute to sustainable production and consumption by, as a first priority, the prevention of WEEE and, in addition, by the re-use, recycling and other forms of recovery of such wastes so as to reduce the disposal of waste and to contribute to the efficient use of resources and the retrieval of valuable secondary raw materials. It also seeks to improve the environmental performance of all operators involved in the life cycle of EEE, e.g. producers, distributors and consumers and, in particular, those operators directly involved in the collection and treatment of WEEE. In particular, different national applications of the ‘producer responsibility’ principle may lead to substantial disparities in the financial burden on economic operators. Having different national policies on the management of WEEE hampers the effectiveness of recycling policies. For that reason, the essential criteria should be laid down at the level of the Union and minimum standards for the treatment of WEEE should be developed.

| (7) | The provisions of this Directive should apply to products and producers irrespective of selling technique, including distance and electronic selling. In this connection, the obligations of producers and distributors using distance and electronic selling channels should, as far as is practicable, take the same form, and should be enforced in the same way, as for other distribution channels, in order to avoid those other distribution channels having to bear the costs resulting from this Directive arising from WEEE for which the equipment was sold by distance or electronic selling. |
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(7)

The provisions of this Directive should apply to products and producers irrespective of selling technique, including distance and electronic selling. In this connection, the obligations of producers and distributors using distance and electronic selling channels should, as far as is practicable, take the same form, and should be enforced in the same way, as for other distribution channels, in order to avoid those other distribution channels having to bear the costs resulting from this Directive arising from WEEE for which the equipment was sold by distance or electronic selling.

| (8) | In order to fulfil the obligations pursuant to this Directive in a given Member State, a producer should be established in that Member State. By exception, to reduce existing barriers to the proper functioning of the internal market and administrative burdens, Member States should allow producers that are not established on their territory, but that are established in another Member State, to appoint an authorised representative to be responsible for fulfilling the obligations of that producer under this Directive. In addition, administrative burdens should be reduced by simplifying registration and reporting procedures and by ensuring that duplicate charges are not levied for registrations within individual Member States. |
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(8)

In order to fulfil the obligations pursuant to this Directive in a given Member State, a producer should be established in that Member State. By exception, to reduce existing barriers to the proper functioning of the internal market and administrative burdens, Member States should allow producers that are not established on their territory, but that are established in another Member State, to appoint an authorised representative to be responsible for fulfilling the obligations of that producer under this Directive. In addition, administrative burdens should be reduced by simplifying registration and reporting procedures and by ensuring that duplicate charges are not levied for registrations within individual Member States.

| (9) | This Directive should cover all EEE used by consumers and EEE intended for professional use. This Directive should apply without prejudice to Union legislation on safety and health requirements protecting all actors in contact with WEEE, as well as specific Union waste management legislation, in particular Directive 2006/66/EC of the European Parliament and of the Council of 6 September 2006 on batteries and accumulators and waste batteries and accumulators (9), and Union product design legislation, in particular Directive 2009/125/EC. The preparing for re-use, recovery and recycling of waste cooling equipment and the substances, mixtures or components thereof should be in accordance with the relevant legislation of the Union, in particular Regulation (EC) No 1005/2009 of the European Parliament and of the Council of 16 September 2009 on substances that deplete the ozone layer (10) and Regulation (EC) No 842/2006 of the European Parliament and of the Council of 17 May 2006 on certain fluorinated greenhouse gases (11). The objectives of this Directive can be achieved without including large-scale fixed installations such as oil platforms, airport luggage transport systems or elevators within its scope. However, any equipment which is not specifically designed and installed as part of those installations, and which can fulfil its function even if it is not part of those installations, should be included in the scope of this Directive. This refers for instance to equipment such as lighting equipment or photovoltaic panels. |
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(9)

This Directive should cover all EEE used by consumers and EEE intended for professional use. This Directive should apply without prejudice to Union legislation on safety and health requirements protecting all actors in contact with WEEE, as well as specific Union waste management legislation, in particular Directive 2006/66/EC of the European Parliament and of the Council of 6 September 2006 on batteries and accumulators and waste batteries and accumulators (9), and Union product design legislation, in particular Directive 2009/125/EC. The preparing for re-use, recovery and recycling of waste cooling equipment and the substances, mixtures or components thereof should be in accordance with the relevant legislation of the Union, in particular Regulation (EC) No 1005/2009 of the European Parliament and of the Council of 16 September 2009 on substances that deplete the ozone layer (10) and Regulation (EC) No 842/2006 of the European Parliament and of the Council of 17 May 2006 on certain fluorinated greenhouse gases (11). The objectives of this Directive can be achieved without including large-scale fixed installations such as oil platforms, airport luggage transport systems or elevators within its scope. However, any equipment which is not specifically designed and installed as part of those installations, and which can fulfil its function even if it is not part of those installations, should be included in the scope of this Directive. This refers for instance to equipment such as lighting equipment or photovoltaic panels.

| (10) | A number of definitions should be included in this Directive in order to specify its scope. However, in the framework of a revision of the scope, the definition of EEE should be further clarified in order to bring Member States’ relevant national measures and current, applied and established practices closer together. |
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(10)

A number of definitions should be included in this Directive in order to specify its scope. However, in the framework of a revision of the scope, the definition of EEE should be further clarified in order to bring Member States’ relevant national measures and current, applied and established practices closer together.

| (11) | Ecodesign requirements facilitating the re-use, dismantling and recovery of WEEE should be laid down in the framework of measures implementing Directive 2009/125/EC. In order to optimise re-use and recovery through product design, the whole life cycle of the product should be taken into account. |
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(11)

Ecodesign requirements facilitating the re-use, dismantling and recovery of WEEE should be laid down in the framework of measures implementing Directive 2009/125/EC. In order to optimise re-use and recovery through product design, the whole life cycle of the product should be taken into account.

| (12) | The establishment, by this Directive, of producer responsibility is one of the means of encouraging design and production of EEE which take into full account and facilitate its repair, possible upgrading, re-use, disassembly and recycling. |
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(12)

The establishment, by this Directive, of producer responsibility is one of the means of encouraging design and production of EEE which take into full account and facilitate its repair, possible upgrading, re-use, disassembly and recycling.

| (13) | In order to guarantee the safety and health of distributors’ personnel involved in the take-back and handling of WEEE, Member States should, in accordance with national and Union legislation on safety and health requirements, determine the conditions under which take-back may be refused by distributors. |
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(13)

In order to guarantee the safety and health of distributors’ personnel involved in the take-back and handling of WEEE, Member States should, in accordance with national and Union legislation on safety and health requirements, determine the conditions under which take-back may be refused by distributors.

| (14) | Separate collection is a precondition for ensuring specific treatment and recycling of WEEE and is necessary to achieve the chosen level of protection of human health and the environment in the Union. Consumers have to actively contribute to the success of such collection and should be encouraged to return WEEE. For this purpose, convenient facilities should be set up for the return of WEEE, including public collection points, where private households should be able to return their waste at least free of charge. Distributors have an important role in contributing to the success of WEEE collection. Therefore, collection points set up at retail shops for very small WEEE should not be subject to the registration or permit requirements of Directive 2008/98/EC. |
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(14)

Separate collection is a precondition for ensuring specific treatment and recycling of WEEE and is necessary to achieve the chosen level of protection of human health and the environment in the Union. Consumers have to actively contribute to the success of such collection and should be encouraged to return WEEE. For this purpose, convenient facilities should be set up for the return of WEEE, including public collection points, where private households should be able to return their waste at least free of charge. Distributors have an important role in contributing to the success of WEEE collection. Therefore, collection points set up at retail shops for very small WEEE should not be subject to the registration or permit requirements of Directive 2008/98/EC.

| (15) | In order to attain the chosen level of protection and the harmonised environmental objectives of the Union, Member States should adopt appropriate measures to minimise the disposal of WEEE as unsorted municipal waste and to achieve a high level of separate collection of WEEE. In order to ensure that Member States strive to set up efficient collection schemes, they should be required to achieve a high level of collection of WEEE, particularly for cooling and freezing equipment containing ozone-depleting substances and fluorinated greenhouse gases, given their high environmental impact and in view of the obligations contained in Regulation (EC) No 842/2006 and Regulation (EC) No 1005/2009. Data included in the impact assessment carried out by the Commission in 2008 show that 65 % of the EEE placed on the market was already separately collected then, but more than half of this was potentially the object of improper treatment and illegal exports, and, even when properly treated, this was not reported. This leads to losses of valuable secondary raw materials, environmental degradation, and provision of inconsistent data. To avoid this, it is necessary to set an ambitious collection target and to ensure that WEEE collected is treated in an environmentally sound way and is correctly reported. It is appropriate to lay down minimum requirements for shipments of used EEE suspected to be WEEE, in the application of which Member States may have regard to any relevant Correspondents’ Guidelines elaborated in the context of the implementation of Regulation (EC) No 1013/2006 of the European Parliament and of the Council of 14 June 2006 on shipments of waste (12). Such minimum requirements should in any case have the purpose of avoiding unwanted shipments of non-functional EEE to developing countries. |
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(15)

In order to attain the chosen level of protection and the harmonised environmental objectives of the Union, Member States should adopt appropriate measures to minimise the disposal of WEEE as unsorted municipal waste and to achieve a high level of separate collection of WEEE. In order to ensure that Member States strive to set up efficient collection schemes, they should be required to achieve a high level of collection of WEEE, particularly for cooling and freezing equipment containing ozone-depleting substances and fluorinated greenhouse gases, given their high environmental impact and in view of the obligations contained in Regulation (EC) No 842/2006 and Regulation (EC) No 1005/2009. Data included in the impact assessment carried out by the Commission in 2008 show that 65 % of the EEE placed on the market was already separately collected then, but more than half of this was potentially the object of improper treatment and illegal exports, and, even when properly treated, this was not reported. This leads to losses of valuable secondary raw materials, environmental degradation, and provision of inconsistent data. To avoid this, it is necessary to set an ambitious collection target and to ensure that WEEE collected is treated in an environmentally sound way and is correctly reported. It is appropriate to lay down minimum requirements for shipments of used EEE suspected to be WEEE, in the application of which Member States may have regard to any relevant Correspondents’ Guidelines elaborated in the context of the implementation of Regulation (EC) No 1013/2006 of the European Parliament and of the Council of 14 June 2006 on shipments of waste (12). Such minimum requirements should in any case have the purpose of avoiding unwanted shipments of non-functional EEE to developing countries.

| (16) | The setting of ambitious collection targets should be based on the amount of WEEE generated where due account is taken of the differing life cycles of products in the Member States, of non-saturated markets and of EEE with a long life cycle. Therefore, a methodology for calculating collection rates based on WEEE generated should be developed in the near future. According to current estimates, a collection rate of 85 % of WEEE generated is broadly equivalent to a collection rate of 65 % of the average weight of EEE placed on the market in the three preceding years. |
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(16)

The setting of ambitious collection targets should be based on the amount of WEEE generated where due account is taken of the differing life cycles of products in the Member States, of non-saturated markets and of EEE with a long life cycle. Therefore, a methodology for calculating collection rates based on WEEE generated should be developed in the near future. According to current estimates, a collection rate of 85 % of WEEE generated is broadly equivalent to a collection rate of 65 % of the average weight of EEE placed on the market in the three preceding years.

| (17) | Specific treatment for WEEE is indispensable in order to avoid the dispersion of pollutants in recycled material or the waste stream. Such treatment is the most effective means of ensuring compliance with the chosen level of protection of the environment of the Union. Any establishment or undertaking carrying out collection, recycling and treatment operations should comply with minimum standards to prevent negative environmental impacts associated with the treatment of WEEE. The best available treatment, recovery and recycling techniques should be used, provided that they ensure human health and a high level of environmental protection. Best available treatment, recovery and recycling techniques may be further defined in accordance with the procedures of Directive 2008/1/EC of the European Parliament and of the Council of 15 January 2008 concerning integrated pollution prevention and control (13). |
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(17)

Specific treatment for WEEE is indispensable in order to avoid the dispersion of pollutants in recycled material or the waste stream. Such treatment is the most effective means of ensuring compliance with the chosen level of protection of the environment of the Union. Any establishment or undertaking carrying out collection, recycling and treatment operations should comply with minimum standards to prevent negative environmental impacts associated with the treatment of WEEE. The best available treatment, recovery and recycling techniques should be used, provided that they ensure human health and a high level of environmental protection. Best available treatment, recovery and recycling techniques may be further defined in accordance with the procedures of Directive 2008/1/EC of the European Parliament and of the Council of 15 January 2008 concerning integrated pollution prevention and control (13).

| (18) | The Scientific Committee on Emerging and Newly Identified Health Risks, in its opinion on ‘Risk Assessment of Products of Nanotechnology’ of 19 January 2009, stated that exposure to nanomaterials that are firmly embedded in large structures, for example in electronic circuits, may occur in the waste phase and during recycling. To control possible risks to human health and the environment from the treatment of WEEE that contains nanomaterials, it is appropriate for the Commission to assess whether specific treatment may be necessary. |
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(18)

The Scientific Committee on Emerging and Newly Identified Health Risks, in its opinion on ‘Risk Assessment of Products of Nanotechnology’ of 19 January 2009, stated that exposure to nanomaterials that are firmly embedded in large structures, for example in electronic circuits, may occur in the waste phase and during recycling. To control possible risks to human health and the environment from the treatment of WEEE that contains nanomaterials, it is appropriate for the Commission to assess whether specific treatment may be necessary.

| (19) | The collection, storage, transport, treatment and recycling of WEEE as well as its preparation for re-use shall be conducted with an approach geared to protecting the environment and human health and preserving raw materials and shall aim at recycling valuable resources contained in EEE with a view to ensuring a better supply of commodities within the Union. |
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(19)

The collection, storage, transport, treatment and recycling of WEEE as well as its preparation for re-use shall be conducted with an approach geared to protecting the environment and human health and preserving raw materials and shall aim at recycling valuable resources contained in EEE with a view to ensuring a better supply of commodities within the Union.

| (20) | Where appropriate, priority should be given to preparing for re-use of WEEE and its components, sub-assemblies and consumables. Where this is not preferable, all WEEE collected separately should be sent for recovery, in the course of which a high level of recycling and recovery should be achieved. In addition, producers should be encouraged to integrate recycled material in new equipment. |
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(20)

Where appropriate, priority should be given to preparing for re-use of WEEE and its components, sub-assemblies and consumables. Where this is not preferable, all WEEE collected separately should be sent for recovery, in the course of which a high level of recycling and recovery should be achieved. In addition, producers should be encouraged to integrate recycled material in new equipment.

| (21) | The recovery, preparation for re-use and recycling of WEEE should be counted towards the achievement of the targets laid down in this Directive only if that recovery, preparation for re-use or recycling does not conflict with other Union or national legislation applicable to the equipment. Ensuring proper preparation for re-use, recycling and recovery of WEEE is important for sound resource management and will optimise supply of resources. |
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(21)

The recovery, preparation for re-use and recycling of WEEE should be counted towards the achievement of the targets laid down in this Directive only if that recovery, preparation for re-use or recycling does not conflict with other Union or national legislation applicable to the equipment. Ensuring proper preparation for re-use, recycling and recovery of WEEE is important for sound resource management and will optimise supply of resources.

| (22) | Basic principles with regard to the financing of WEEE management have to be set at the level of the Union, and financing schemes have to contribute to high collection rates, as well as to the implementation of the principle of producer responsibility. |
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(22)

Basic principles with regard to the financing of WEEE management have to be set at the level of the Union, and financing schemes have to contribute to high collection rates, as well as to the implementation of the principle of producer responsibility.

| (23) | Users of EEE from private households should have the possibility of returning WEEE at least free of charge. Producers should finance at least the collection from collection facilities, and the treatment, recovery and disposal of WEEE. Member States should encourage producers to take full responsibility for the WEEE collection, in particular by financing the collection of WEEE throughout the entire waste chain, including from private households, in order to avoid separately collected WEEE becoming the object of suboptimal treatment and illegal exports, to create a level playing field by harmonising producer financing across the Union and to shift payment for the collection of this waste from general tax payers to the consumers of EEE, in line with the ‘polluter pays’ principle. In order to give maximum effect to the concept of producer responsibility, each producer should be responsible for financing the management of the waste from his own products. The producer should be able to choose to fulfil this obligation either individually or by joining a collective scheme. Each producer should, when placing a product on the market, provide a financial guarantee to prevent costs for the management of WEEE from orphan products from falling on society or the remaining producers. The responsibility for the financing of the management of historical waste should be shared by all existing producers through collective financing schemes to which all producers that exist on the market when the costs occur contribute proportionately. Collective financing schemes should not have the effect of excluding niche and low-volume producers, importers and new entrants. Collective schemes could provide for differentiated fees based on how easily products and the valuable secondary raw materials that they contain could be recycled. In the case of products which have a long life cycle and which are now covered by this Directive, such as photovoltaic panels, the best possible use should be made of existing collection and recovery systems, provided that they meet the requirements laid down in this Directive. |
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(23)

Users of EEE from private households should have the possibility of returning WEEE at least free of charge. Producers should finance at least the collection from collection facilities, and the treatment, recovery and disposal of WEEE. Member States should encourage producers to take full responsibility for the WEEE collection, in particular by financing the collection of WEEE throughout the entire waste chain, including from private households, in order to avoid separately collected WEEE becoming the object of suboptimal treatment and illegal exports, to create a level playing field by harmonising producer financing across the Union and to shift payment for the collection of this waste from general tax payers to the consumers of EEE, in line with the ‘polluter pays’ principle. In order to give maximum effect to the concept of producer responsibility, each producer should be responsible for financing the management of the waste from his own products. The producer should be able to choose to fulfil this obligation either individually or by joining a collective scheme. Each producer should, when placing a product on the market, provide a financial guarantee to prevent costs for the management of WEEE from orphan products from falling on society or the remaining producers. The responsibility for the financing of the management of historical waste should be shared by all existing producers through collective financing schemes to which all producers that exist on the market when the costs occur contribute proportionately. Collective financing schemes should not have the effect of excluding niche and low-volume producers, importers and new entrants. Collective schemes could provide for differentiated fees based on how easily products and the valuable secondary raw materials that they contain could be recycled. In the case of products which have a long life cycle and which are now covered by this Directive, such as photovoltaic panels, the best possible use should be made of existing collection and recovery systems, provided that they meet the requirements laid down in this Directive.

| (24) | Producers could be allowed to show purchasers, on a voluntary basis at the time of sale of new products, the costs of collecting, treating and disposing of WEEE in an environmentally sound way. This is in line with the Commission Communication on Sustainable Consumption and Production and Sustainable Industrial Policy Action Plan, in particular with regard to smarter consumption and green public procurement. |
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(24)

Producers could be allowed to show purchasers, on a voluntary basis at the time of sale of new products, the costs of collecting, treating and disposing of WEEE in an environmentally sound way. This is in line with the Commission Communication on Sustainable Consumption and Production and Sustainable Industrial Policy Action Plan, in particular with regard to smarter consumption and green public procurement.

| (25) | Information to users about the requirement not to dispose of WEEE as unsorted municipal waste and to collect WEEE separately and about the collection systems and their role in the management of WEEE is indispensable for the success of WEEE collection. Such information necessitates the proper marking of EEE which could end up in rubbish bins or similar means of municipal waste collection. |
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(25)

Information to users about the requirement not to dispose of WEEE as unsorted municipal waste and to collect WEEE separately and about the collection systems and their role in the management of WEEE is indispensable for the success of WEEE collection. Such information necessitates the proper marking of EEE which could end up in rubbish bins or similar means of municipal waste collection.

| (26) | Information on component and material identification to be provided by producers is important to facilitate the management, and in particular the treatment and recovery or recycling, of WEEE. |
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(26)

Information on component and material identification to be provided by producers is important to facilitate the management, and in particular the treatment and recovery or recycling, of WEEE.

| (27) | Member States should ensure that inspection and monitoring infrastructure enables the proper implementation of this Directive to be verified, having regard, inter alia, to Recommendation 2001/331/EC of the European Parliament and of the Council of 4 April 2001 providing for minimum criteria for environmental inspections in the Member States (14). |
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(27)

Member States should ensure that inspection and monitoring infrastructure enables the proper implementation of this Directive to be verified, having regard, inter alia, to Recommendation 2001/331/EC of the European Parliament and of the Council of 4 April 2001 providing for minimum criteria for environmental inspections in the Member States (14).

| (28) | Member States should provide for effective, proportionate and dissuasive penalties to be imposed on natural and legal persons responsible for waste management, where they infringe the provisions of this Directive. Member States should also be able to take action to recover the costs of non-compliance and remedial measures, without prejudice to Directive 2004/35/EC of the European Parliament and of the Council of 21 April 2004 on environmental liability with regard to the prevention and remedying of environmental damage (15). |
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(28)

Member States should provide for effective, proportionate and dissuasive penalties to be imposed on natural and legal persons responsible for waste management, where they infringe the provisions of this Directive. Member States should also be able to take action to recover the costs of non-compliance and remedial measures, without prejudice to Directive 2004/35/EC of the European Parliament and of the Council of 21 April 2004 on environmental liability with regard to the prevention and remedying of environmental damage (15).

| (29) | Information about the weight of EEE placed on the market in the Union and the rates of collection, preparation for re-use, including as far as possible preparation for re-use of whole appliances, recovery or recycling and export of WEEE collected in accordance with this Directive is necessary to monitor the achievement of the objectives of this Directive. For the purposes of calculating collection rates, a common methodology for the calculation of weight of EEE should be developed to ascertain, inter alia, whether this term includes the actual weight of the entire equipment in the form in which it is marketed, including all components, sub-assemblies, accessories and consumables but excluding packaging, batteries, instructions for use and manuals. |
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(29)

Information about the weight of EEE placed on the market in the Union and the rates of collection, preparation for re-use, including as far as possible preparation for re-use of whole appliances, recovery or recycling and export of WEEE collected in accordance with this Directive is necessary to monitor the achievement of the objectives of this Directive. For the purposes of calculating collection rates, a common methodology for the calculation of weight of EEE should be developed to ascertain, inter alia, whether this term includes the actual weight of the entire equipment in the form in which it is marketed, including all components, sub-assemblies, accessories and consumables but excluding packaging, batteries, instructions for use and manuals.

| (30) | It is appropriate to allow Member States to choose to implement certain provisions of this Directive by means of agreements between the competent authorities and the economic sectors concerned, provided that particular requirements are met. |
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(30)

It is appropriate to allow Member States to choose to implement certain provisions of this Directive by means of agreements between the competent authorities and the economic sectors concerned, provided that particular requirements are met.

| (31) | In order to address difficulties faced by Member States in achieving the collection rates, to take into account technical and scientific progress and to supplement the provisions on fulfilment of recovery targets, the power to adopt acts in accordance with Article 290 of the Treaty on the Functioning of the European Union (TFEU) should be delegated to the Commission in respect of transitional adjustments for certain Member States, adaptation to technical and scientific progress and the adoption of detailed rules on WEEE exported out of the Union counting towards the fulfilment of recovery targets. It is of particular importance that the Commission carry out appropriate consultations during its preparatory work, including at expert level. The Commission, when preparing and drawing up delegated acts, should ensure a simultaneous, timely and appropriate transmission of relevant documents to the European Parliament and to the Council. |
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(31)

In order to address difficulties faced by Member States in achieving the collection rates, to take into account technical and scientific progress and to supplement the provisions on fulfilment of recovery targets, the power to adopt acts in accordance with Article 290 of the Treaty on the Functioning of the European Union (TFEU) should be delegated to the Commission in respect of transitional adjustments for certain Member States, adaptation to technical and scientific progress and the adoption of detailed rules on WEEE exported out of the Union counting towards the fulfilment of recovery targets. It is of particular importance that the Commission carry out appropriate consultations during its preparatory work, including at expert level. The Commission, when preparing and drawing up delegated acts, should ensure a simultaneous, timely and appropriate transmission of relevant documents to the European Parliament and to the Council.

| (32) | In order to ensure uniform conditions for the implementation of this Directive, implementing powers should be conferred on the Commission. Those powers should be exercised in accordance with Regulation (EU) No 182/2011 of the European Parliament and of the Council of 16 February 2011 laying down the rules and general principles concerning mechanisms for control by Member States of the Commission’s exercise of implementing powers (16). |
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(32)

In order to ensure uniform conditions for the implementation of this Directive, implementing powers should be conferred on the Commission. Those powers should be exercised in accordance with Regulation (EU) No 182/2011 of the European Parliament and of the Council of 16 February 2011 laying down the rules and general principles concerning mechanisms for control by Member States of the Commission’s exercise of implementing powers (16).

| (33) | The obligation to transpose this Directive into national law should be confined to those provisions which represent a substantive change as compared with the earlier Directives. The obligation to transpose the provisions which are unchanged arises under the earlier Directives. |
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(33)

The obligation to transpose this Directive into national law should be confined to those provisions which represent a substantive change as compared with the earlier Directives. The obligation to transpose the provisions which are unchanged arises under the earlier Directives.

| (34) | In accordance with the Joint Political Declaration of 28 September 2011 of Member States and the Commission on explanatory documents (17), Member States have undertaken to accompany, in justified cases, the notification of their transposition measures with one or more documents explaining the relationship between the components of a directive and the corresponding parts of national transposition instruments. With regard to this Directive, the legislator considers the transmission of such documents to be justified. |
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(34)

In accordance with the Joint Political Declaration of 28 September 2011 of Member States and the Commission on explanatory documents (17), Member States have undertaken to accompany, in justified cases, the notification of their transposition measures with one or more documents explaining the relationship between the components of a directive and the corresponding parts of national transposition instruments. With regard to this Directive, the legislator considers the transmission of such documents to be justified.

| (35) | This Directive should be without prejudice to the obligations of the Member States relating to the time limits for transposition into national law and application of the Directives set out in Annex XI, Part B. |
| --- | --- |

(35)

This Directive should be without prejudice to the obligations of the Member States relating to the time limits for transposition into national law and application of the Directives set out in Annex XI, Part B.

| (36) | Since the objective of this Directive cannot be sufficiently achieved by the Member States and can therefore, by reason of the scale of the problem, be better achieved at the level of the Union, the Union may adopt measures, in accordance with the principle of subsidiarity as set out in Article 5 of the Treaty on European Union. In accordance with the principle of proportionality, as set out in that Article, this Directive does not go beyond what is necessary in order to achieve that objective, |
| --- | --- |

(36)

Since the objective of this Directive cannot be sufficiently achieved by the Member States and can therefore, by reason of the scale of the problem, be better achieved at the level of the Union, the Union may adopt measures, in accordance with the principle of subsidiarity as set out in Article 5 of the Treaty on European Union. In accordance with the principle of proportionality, as set out in that Article, this Directive does not go beyond what is necessary in order to achieve that objective,

HAVE ADOPTED THIS DIRECTIVE:

Article 1

Subject matter

This Directive lays down measures to protect the environment and human health by preventing or reducing the adverse impacts of the generation and management of waste from electrical and electronic equipment (WEEE) and by reducing overall impacts of resource use and improving the efficiency of such use in accordance with Articles 1 and 4 of Directive 2008/98/EC, thereby contributing to sustainable development.

Article 2

Scope

1.   This Directive shall apply to electrical and electronic equipment (EEE) as follows:

| (a) | from 13 August 2012 to 14 August 2018 (transitional period), subject to paragraph 3, to EEE falling within the categories set out in Annex I. Annex II contains an indicative list of EEE which falls within the categories set out in Annex I; |
| --- | --- |

(a)

from 13 August 2012 to 14 August 2018 (transitional period), subject to paragraph 3, to EEE falling within the categories set out in Annex I. Annex II contains an indicative list of EEE which falls within the categories set out in Annex I;

| (b) | from 15 August 2018, subject to paragraphs 3 and 4, to all EEE. All EEE shall be classified within the categories set out in Annex III. Annex IV contains a non-exhaustive list of EEE which falls within the categories set out in Annex III (open scope). |
| --- | --- |

(b)

from 15 August 2018, subject to paragraphs 3 and 4, to all EEE. All EEE shall be classified within the categories set out in Annex III. Annex IV contains a non-exhaustive list of EEE which falls within the categories set out in Annex III (open scope).

2.   This Directive shall apply without prejudice to the requirements of Union legislation on safety and health, on chemicals, in particular Regulation (EC) No 1907/2006 of the European Parliament and of the Council of 18 December 2006 concerning the Registration, Evaluation, Authorisation and Restriction of Chemicals (REACH), establishing a European Chemicals Agency (18), as well as of specific Union waste management or product design legislation.

3.   This Directive shall not apply to any of the following EEE:

| (a) | equipment which is necessary for the protection of the essential interests of the security of Member States, including arms, munitions and war material intended for specifically military purposes; |
| --- | --- |

(a)

equipment which is necessary for the protection of the essential interests of the security of Member States, including arms, munitions and war material intended for specifically military purposes;

| (b) | equipment which is specifically designed and installed as part of another type of equipment that is excluded from or does not fall within the scope of this Directive, which can fulfil its function only if it is part of that equipment; |
| --- | --- |

(b)

equipment which is specifically designed and installed as part of another type of equipment that is excluded from or does not fall within the scope of this Directive, which can fulfil its function only if it is part of that equipment;

| (c) | filament bulbs. |
| --- | --- |

(c)

filament bulbs.

4.   In addition to the equipment specified in paragraph 3, from 15 August 2018, this Directive shall not apply to the following EEE:

| (a) | equipment designed to be sent into space; |
| --- | --- |

(a)

equipment designed to be sent into space;

| (b) | large-scale stationary industrial tools; |
| --- | --- |

(b)

large-scale stationary industrial tools;

| (c) | large-scale fixed installations, except any equipment which is not specifically designed and installed as part of those installations; |
| --- | --- |

(c)

large-scale fixed installations, except any equipment which is not specifically designed and installed as part of those installations;

| (d) | means of transport for persons or goods, excluding electric two-wheel vehicles which are not type-approved; |
| --- | --- |

(d)

means of transport for persons or goods, excluding electric two-wheel vehicles which are not type-approved;

| (e) | non-road mobile machinery made available exclusively for professional use; |
| --- | --- |

(e)

non-road mobile machinery made available exclusively for professional use;

| (f) | equipment specifically designed solely for the purposes of research and development that is only made available on a business-to-business basis; |
| --- | --- |

(f)

equipment specifically designed solely for the purposes of research and development that is only made available on a business-to-business basis;

| (g) | medical devices and in vitro diagnostic medical devices, where such devices are expected to be infective prior to end of life, and active implantable medical devices. |
| --- | --- |

(g)

medical devices and in vitro diagnostic medical devices, where such devices are expected to be infective prior to end of life, and active implantable medical devices.

5.   No later than 14 August 2015, the Commission shall review the scope of this Directive set out in point (b) of paragraph 1, including the parameters to distinguish between large and small equipment in Annex III, and shall present a report thereon to the European Parliament and to the Council. The report shall be accompanied by a legislative proposal, if appropriate.

Article 3

Definitions

1.   For the purposes of this Directive, the following definitions shall apply:

| (a) | ‘electrical and electronic equipment’ or ‘EEE’ means equipment which is dependent on electric currents or electromagnetic fields in order to work properly and equipment for the generation, transfer and measurement of such currents and fields and designed for use with a voltage rating not exceeding 1 000 volts for alternating current and 1 500 volts for direct current; |
| --- | --- |

(a)

‘electrical and electronic equipment’ or ‘EEE’ means equipment which is dependent on electric currents or electromagnetic fields in order to work properly and equipment for the generation, transfer and measurement of such currents and fields and designed for use with a voltage rating not exceeding 1 000 volts for alternating current and 1 500 volts for direct current;

| (b) | ‘large-scale stationary industrial tools’ means a large size assembly of machines, equipment, and/or components, functioning together for a specific application, permanently installed and de-installed by professionals at a given place, and used and maintained by professionals in an industrial manufacturing facility or research and development facility; |
| --- | --- |

(b)

‘large-scale stationary industrial tools’ means a large size assembly of machines, equipment, and/or components, functioning together for a specific application, permanently installed and de-installed by professionals at a given place, and used and maintained by professionals in an industrial manufacturing facility or research and development facility;

| (c) | ‘large-scale fixed installation’ means a large-size combination of several types of apparatus and, where applicable, other devices, which:






  (i) | are assembled, installed and de-installed by professionals; |
| --- | --- | --- |

(c)

‘large-scale fixed installation’ means a large-size combination of several types of apparatus and, where applicable, other devices, which:

(i)

are assembled, installed and de-installed by professionals;

| (ii) | are intended to be used permanently as part of a building or a structure at a pre-defined and dedicated location; and |
| --- | --- |

(ii)

are intended to be used permanently as part of a building or a structure at a pre-defined and dedicated location; and

| (iii) | can only be replaced by the same specifically designed equipment; |
| --- | --- |

(iii)

can only be replaced by the same specifically designed equipment;

| (d) | ‘non-road mobile machinery’ means machinery, with on-board power source, the operation of which requires either mobility or continuous or semi-continuous movement between a succession of fixed working locations while working; |
| --- | --- |

(d)

‘non-road mobile machinery’ means machinery, with on-board power source, the operation of which requires either mobility or continuous or semi-continuous movement between a succession of fixed working locations while working;

| (e) | ‘waste electrical and electronic equipment’ or ‘WEEE’ means electrical or electronic equipment which is waste within the meaning of Article 3(1) of Directive 2008/98/EC, including all components, sub-assemblies and consumables which are part of the product at the time of discarding; |
| --- | --- |

(e)

‘waste electrical and electronic equipment’ or ‘WEEE’ means electrical or electronic equipment which is waste within the meaning of Article 3(1) of Directive 2008/98/EC, including all components, sub-assemblies and consumables which are part of the product at the time of discarding;

| (f) | ‘producer’ means any natural or legal person who, irrespective of the selling technique used, including distance communication within the meaning of Directive 97/7/EC of the European Parliament and of the Council of 20 May 1997 on the protection of consumers in respect of distance contracts (19):






  (i) | is established in a Member State and manufactures EEE under his own name or trademark, or has EEE designed or manufactured and markets it under his name or trademark within the territory of that Member State; |
| --- | --- | --- |

(f)

‘producer’ means any natural or legal person who, irrespective of the selling technique used, including distance communication within the meaning of Directive 97/7/EC of the European Parliament and of the Council of 20 May 1997 on the protection of consumers in respect of distance contracts (19):

(i)

is established in a Member State and manufactures EEE under his own name or trademark, or has EEE designed or manufactured and markets it under his name or trademark within the territory of that Member State;

| (ii) | is established in a Member State and resells within the territory of that Member State, under his own name or trademark, equipment produced by other suppliers, a reseller not being regarded as the ‘producer’ if the brand of the producer appears on the equipment, as provided for in point (i); |
| --- | --- |

(ii)

is established in a Member State and resells within the territory of that Member State, under his own name or trademark, equipment produced by other suppliers, a reseller not being regarded as the ‘producer’ if the brand of the producer appears on the equipment, as provided for in point (i);

| (iii) | is established in a Member State and places on the market of that Member State, on a professional basis, EEE from a third country or from another Member State; or |
| --- | --- |

(iii)

is established in a Member State and places on the market of that Member State, on a professional basis, EEE from a third country or from another Member State; or

| (iv) | sells EEE by means of distance communication directly to private households or to users other than private households in a Member State, and is established in another Member State or in a third country. |
| --- | --- |

(iv)

sells EEE by means of distance communication directly to private households or to users other than private households in a Member State, and is established in another Member State or in a third country.

Whoever exclusively provides financing under or pursuant to any finance agreement shall not be deemed to be a ‘producer’ unless he also acts as a producer within the meaning of points (i) to (iv);

| (g) | ‘distributor’ means any natural or legal person in the supply chain, who makes an EEE available on the market. This definition does not prevent a distributor from being, at the same time, a producer within the meaning of point (f); |
| --- | --- |

(g)

‘distributor’ means any natural or legal person in the supply chain, who makes an EEE available on the market. This definition does not prevent a distributor from being, at the same time, a producer within the meaning of point (f);

| (h) | ‘WEEE from private households’ means WEEE which comes from private households and WEEE which comes from commercial, industrial, institutional and other sources which, because of its nature and quantity, is similar to that from private households. Waste from EEE likely to be used by both private households and users other than private households shall in any event be considered to be WEEE from private households; |
| --- | --- |

(h)

‘WEEE from private households’ means WEEE which comes from private households and WEEE which comes from commercial, industrial, institutional and other sources which, because of its nature and quantity, is similar to that from private households. Waste from EEE likely to be used by both private households and users other than private households shall in any event be considered to be WEEE from private households;

| (i) | ‘finance agreement’ means any loan, lease, hiring or deferred sale agreement or arrangement relating to any equipment whether or not the terms of that agreement or arrangement or any collateral agreement or arrangement provide that a transfer of ownership of that equipment will or may take place; |
| --- | --- |

(i)

‘finance agreement’ means any loan, lease, hiring or deferred sale agreement or arrangement relating to any equipment whether or not the terms of that agreement or arrangement or any collateral agreement or arrangement provide that a transfer of ownership of that equipment will or may take place;

| (j) | ‘making available on the market’ means any supply of a product for distribution, consumption or use on the market of a Member State in the course of a commercial activity, whether in return for payment or free of charge; |
| --- | --- |

(j)

‘making available on the market’ means any supply of a product for distribution, consumption or use on the market of a Member State in the course of a commercial activity, whether in return for payment or free of charge;

| (k) | ‘placing on the market’ means the first making available of a product on the market within the territory of a Member State on a professional basis; |
| --- | --- |

(k)

‘placing on the market’ means the first making available of a product on the market within the territory of a Member State on a professional basis;

| (l) | ‘removal’ means manual, mechanical, chemical or metallurgic handling with the result that hazardous substances, mixtures and components are contained in an identifiable stream or are an identifiable part of a stream within the treatment process. A substance, mixture or component is identifiable if it can be monitored to verify environmentally safe treatment; |
| --- | --- |

(l)

‘removal’ means manual, mechanical, chemical or metallurgic handling with the result that hazardous substances, mixtures and components are contained in an identifiable stream or are an identifiable part of a stream within the treatment process. A substance, mixture or component is identifiable if it can be monitored to verify environmentally safe treatment;

| (m) | ‘medical device’ means a medical device or accessory within the meaning of, respectively, point (a) or (b) of Article 1(2) of Council Directive 93/42/EEC of 14 June 1993 concerning medical devices (20) which is EEE; |
| --- | --- |

(m)

‘medical device’ means a medical device or accessory within the meaning of, respectively, point (a) or (b) of Article 1(2) of Council Directive 93/42/EEC of 14 June 1993 concerning medical devices (20) which is EEE;

| (n) | ‘in vitro diagnostic medical device’ means an in vitro diagnostic device or accessory within the meaning of, respectively, point (b) or (c) of Article 1(2) of Directive 98/79/EC of the European Parliament and of the Council of 27 October 1998 on in vitro diagnostic medical devices (21) which is EEE; |
| --- | --- |

(n)

‘in vitro diagnostic medical device’ means an in vitro diagnostic device or accessory within the meaning of, respectively, point (b) or (c) of Article 1(2) of Directive 98/79/EC of the European Parliament and of the Council of 27 October 1998 on in vitro diagnostic medical devices (21) which is EEE;

| (o) | ‘active implantable medical device’ means an active implantable medical device within the meaning of point (c) of Article 1(2) of Council Directive 90/385/EEC of 20 June 1990 on the approximation of the laws of the Member States relating to active implantable medical devices (22) which is EEE. |
| --- | --- |

(o)

‘active implantable medical device’ means an active implantable medical device within the meaning of point (c) of Article 1(2) of Council Directive 90/385/EEC of 20 June 1990 on the approximation of the laws of the Member States relating to active implantable medical devices (22) which is EEE.

2.   In addition, the definitions of ‘hazardous waste’, ‘collection’, ‘separate collection’, ‘prevention’, ‘re-use’, ‘treatment’, ‘recovery’, ‘preparing for re-use’, ‘recycling’ and ‘disposal’ laid down in Article 3 of Directive 2008/98/EC shall apply.

Article 4

Product design

Member States shall, without prejudice to the requirements of Union legislation on the proper functioning of the internal market and on product design, including Directive 2009/125/EC, encourage cooperation between producers and recyclers and measures to promote the design and production of EEE, notably in view of facilitating re-use, dismantling and recovery of WEEE, its components and materials. In this context, Member States shall take appropriate measures so that the ecodesign requirements facilitating re-use and treatment of WEEE established in the framework of Directive 2009/125/EC are applied and producers do not prevent, through specific design features or manufacturing processes, WEEE from being re-used, unless such specific design features or manufacturing processes present overriding advantages, for example, with regard to the protection of the environment and/or safety requirements.

Article 5

Separate collection

1.   Member States shall adopt appropriate measures to minimise the disposal of WEEE in the form of unsorted municipal waste, to ensure the correct treatment of all collected WEEE and to achieve a high level of separate collection of WEEE, notably, and as a matter of priority, for temperature exchange equipment containing ozone-depleting substances and fluorinated greenhouse gases, fluorescent lamps containing mercury, photovoltaic panels and small equipment as referred to in categories 5 and 6 of Annex III.

2.   For WEEE from private households, Member States shall ensure that:

| (a) | systems are set up allowing final holders and distributors to return such waste at least free of charge. Member States shall ensure the availability and accessibility of the necessary collection facilities, taking into account, in particular, the population density; |
| --- | --- |

(a)

systems are set up allowing final holders and distributors to return such waste at least free of charge. Member States shall ensure the availability and accessibility of the necessary collection facilities, taking into account, in particular, the population density;

| (b) | when supplying a new product, distributors are responsible for ensuring that such waste can be returned to the distributor at least free of charge on a one-to-one basis as long as the equipment is of equivalent type and has fulfilled the same functions as the supplied equipment. Member States may derogate from this provision provided that they ensure that returning the WEEE is not thereby made more difficult for the final holder and that it remains free of charge for the final holder. Member States making use of this derogation shall inform the Commission thereof; |
| --- | --- |

(b)

when supplying a new product, distributors are responsible for ensuring that such waste can be returned to the distributor at least free of charge on a one-to-one basis as long as the equipment is of equivalent type and has fulfilled the same functions as the supplied equipment. Member States may derogate from this provision provided that they ensure that returning the WEEE is not thereby made more difficult for the final holder and that it remains free of charge for the final holder. Member States making use of this derogation shall inform the Commission thereof;

| (c) | distributors provide for the collection, at retail shops with sales areas relating to EEE of at least 400 m2, or in their immediate proximity, of very small WEEE (no external dimension more than 25 cm) free of charge to end-users and with no obligation to buy EEE of an equivalent type, unless an assessment shows that alternative existing collection schemes are likely to be at least as effective. Such assessments shall be available to the public. WEEE collected shall be properly treated in accordance with Article 8; |
| --- | --- |

(c)

distributors provide for the collection, at retail shops with sales areas relating to EEE of at least 400 m2, or in their immediate proximity, of very small WEEE (no external dimension more than 25 cm) free of charge to end-users and with no obligation to buy EEE of an equivalent type, unless an assessment shows that alternative existing collection schemes are likely to be at least as effective. Such assessments shall be available to the public. WEEE collected shall be properly treated in accordance with Article 8;

| (d) | without prejudice to points (a), (b) and (c), producers are allowed to set up and to operate individual and/or collective take-back systems for WEEE from private households provided that these are in line with the objectives of this Directive; |
| --- | --- |

(d)

without prejudice to points (a), (b) and (c), producers are allowed to set up and to operate individual and/or collective take-back systems for WEEE from private households provided that these are in line with the objectives of this Directive;

| (e) | having regard to national and Union health and safety standards, WEEE that presents a health and safety risk to personnel because of contamination may be refused for return under points (a), (b) and (c). Member States shall make specific arrangements for such WEEE. |
| --- | --- |

(e)

having regard to national and Union health and safety standards, WEEE that presents a health and safety risk to personnel because of contamination may be refused for return under points (a), (b) and (c). Member States shall make specific arrangements for such WEEE.

Member States may provide for specific arrangements for the return of WEEE pursuant to points (a), (b) and (c) for cases in which the equipment does not contain its essential components or if the equipment contains waste other than WEEE.

3.   Member States may designate the operators that are allowed to collect WEEE from private households as referred to in paragraph 2.

4.   Member States may require that the WEEE deposited at collection facilities referred to in paragraphs 2 and 3 is handed over to producers or third parties acting on their behalf or is handed over, for purposes of preparing for re-use, to designated establishments or undertakings.

5.   In the case of WEEE other than WEEE from private households, and without prejudice to Article 13, Member States shall ensure that producers or third parties acting on their behalf provide for the collection of such waste.

Article 6

Disposal and transport of collected WEEE

1.   Member States shall prohibit the disposal of separately collected WEEE which has not yet undergone the treatment specified in Article 8.

2.   Member States shall ensure that the collection and transport of separately collected WEEE is carried out in a way which allows optimal conditions for preparing for re-use, recycling and the confinement of hazardous substances.

In order to maximise preparing for re-use, Member States shall promote that, prior to any further transfer, collection schemes or facilities provide, where appropriate, for the separation at the collection points of WEEE that is to be prepared for re-use from other separately collected WEEE, in particular by granting access for personnel from re-use centres.

Article 7

Collection rate

1.   Without prejudice to Article 5(1), each Member State shall ensure the implementation of the ‘producer responsibility’ principle and, on that basis, that a minimum collection rate is achieved annually. From 2016, the minimum collection rate shall be 45 % calculated on the basis of the total weight of WEEE collected in accordance with Articles 5 and 6 in a given year in the Member State concerned, expressed as a percentage of the average weight of EEE placed on the market in the three preceding years in that Member State. Member States shall ensure that the volume of WEEE collected evolves gradually during the period from 2016 to 2019, unless the collection rate laid down in the second subparagraph has already been achieved.

From 2019, the minimum collection rate to be achieved annually shall be 65 % of the average weight of EEE placed on the market in the three preceding years in the Member State concerned, or alternatively 85 % of WEEE generated on the territory of that Member State.

Until 31 December 2015, a rate of separate collection of at least 4 kilograms on average per inhabitant per year of WEEE from private households or the same amount of weight of WEEE as was collected in that Member State on average in the three preceding years, whichever is greater, shall continue to apply.

Member States may set more ambitious rates for separate collection of WEEE and shall in such a case report this to the Commission.

2.   In order to establish whether the minimum collection rate has been achieved, Member States shall ensure that information concerning the WEEE that is separately collected in accordance with Article 5 is transmitted to the Member States free of charge, including at least information on WEEE that has been:

| (a) | received by collection and treatment facilities; |
| --- | --- |

(a)

received by collection and treatment facilities;

| (b) | received by distributors; |
| --- | --- |

(b)

received by distributors;

| (c) | separately collected by producers or third parties acting on their behalf. |
| --- | --- |

(c)

separately collected by producers or third parties acting on their behalf.

3.   By way of derogation from paragraph 1, Bulgaria, the Czech Republic, Latvia, Lithuania, Hungary, Malta, Poland, Romania, Slovenia and Slovakia may, because of their lack of the necessary infrastructure and their low level of EEE consumption, decide to:

| (a) | achieve, from 14 August 2016, a collection rate that is lower than 45 % but higher than 40 % of the average weight of EEE placed on the market in the three preceding years; and |
| --- | --- |

(a)

achieve, from 14 August 2016, a collection rate that is lower than 45 % but higher than 40 % of the average weight of EEE placed on the market in the three preceding years; and

| (b) | postpone the achievement of the collection rate referred to in the second subparagraph of paragraph 1 until a date of their own choice which shall not be later than 14 August 2021. |
| --- | --- |

(b)

postpone the achievement of the collection rate referred to in the second subparagraph of paragraph 1 until a date of their own choice which shall not be later than 14 August 2021.

4.   The Commission shall be empowered to adopt delegated acts in accordance with Article 20 laying down the necessary transitional adjustments in order to address difficulties faced by Member States in adhering to the requirements laid down in paragraph 1.

5.   In order to ensure uniform conditions for the implementation of this Article, the Commission shall, by 14 August 2015, adopt implementing acts establishing a common methodology for the calculation of the weight of EEE placed on the national market and a common methodology for the calculation of the quantity of WEEE generated by weight in each Member State. Those implementing acts shall be adopted in accordance with the examination procedure referred to in Article 21(2).

6.   The Commission shall, by 14 August 2015, present a report to the European Parliament and to the Council on the re-examination of the deadlines relating to the collection rates referred to in paragraph 1 and on possibly setting individual collection rates for one or more categories set out in Annex III, particularly for temperature exchange equipment, photovoltaic panels, small equipment, small IT and telecommunication equipment and lamps containing mercury. The report shall, if appropriate, be accompanied by a legislative proposal.

7.   If the Commission considers, on the basis of an impact study, that the collection rate based on WEEE generated requires revision, it shall submit a legislative proposal to the European Parliament and the Council.

Article 8

Proper treatment

1.   Member States shall ensure that all separately collected WEEE undergoes proper treatment.

2.   Proper treatment, other than preparing for re-use, and recovery or recycling operations shall, as a minimum, include the removal of all fluids and a selective treatment in accordance with Annex VII.

3.   Member States shall ensure that producers or third parties acting on their behalf set up systems to provide for the recovery of WEEE using best available techniques. The systems may be set up by producers individually or collectively. Member States shall ensure that any establishment or undertaking carrying out collection or treatment operations stores and treats WEEE in compliance with the technical requirements set out in Annex VIII.

4.   The Commission shall be empowered to adopt delegated acts in accordance with Article 20 concerning the amendment of Annex VII in order to introduce other treatment technologies that ensure at least the same level of protection for human health and the environment.

The Commission shall evaluate, as a matter of priority, whether the entries regarding printed circuit boards for mobile phones and liquid crystal displays need to be amended. The Commission is invited to evaluate whether amendments to Annex VII are necessary to address nanomaterials contained in EEE.

5.   For the purposes of environmental protection, Member States may set up minimum quality standards for the treatment of the WEEE that has been collected.

Member States which opt for such quality standards shall inform the Commission thereof, which shall publish these standards.

The Commission shall, not later than 14 February 2013, request the European standardisation organisations to develop European standards for the treatment, including recovery, recycling and preparing for re-use, of WEEE. Those standards shall reflect the state of the art.

In order to ensure uniform conditions for the implementation of this Article, the Commission may adopt implementing acts laying down minimum quality standards based in particular on the standards developed by the European standardisation organisations. Those implementing acts shall be adopted in accordance with the examination procedure referred to in Article 21(2).

A reference to the standards adopted by the Commission shall be published.

6.   Member States shall encourage establishments or undertakings which carry out treatment operations to introduce certified environmental management systems in accordance with Regulation (EC) No 1221/2009 of the European Parliament and of the Council of 25 November 2009 on the voluntary participation by organisations in a Community eco-management and audit scheme (EMAS) (23).

Article 9

Permits

1.   Member States shall ensure that any establishment or undertaking carrying out treatment operations obtains a permit from the competent authorities in compliance with Article 23 of Directive 2008/98/EC.

2.   Exemptions from permit requirements, conditions for exemptions and registration shall be in compliance, respectively, with Articles 24, 25 and 26 of Directive 2008/98/EC.

3.   Member States shall ensure that the permit or the registration referred to in paragraphs 1 and 2 includes all the conditions that are necessary for compliance with the requirements of Article 8(2), (3) and (5) and for the achievement of the recovery targets set out in Article 11.

Article 10

Shipments of WEEE

1.   The treatment operation may also be undertaken outside the respective Member State or the Union provided that the shipment of WEEE is in compliance with Regulation (EC) No 1013/2006 and Commission Regulation (EC) No 1418/2007 of 29 November 2007 concerning the export for recovery of certain waste listed in Annex III or IIIA to Regulation (EC) No 1013/2006 of the European Parliament and of the Council to certain countries to which the OECD Decision on the control of transboundary movements of wastes does not apply (24).

2.   WEEE exported out of the Union shall only count towards the fulfilment of obligations and targets set out in Article 11 of this Directive if, in compliance with Regulations (EC) No 1013/2006 and (EC) No 1418/2007, the exporter can prove that the treatment took place in conditions that are equivalent to the requirements of this Directive.

3.   The Commission shall, not later than 14 February 2014, adopt delegated acts, in accordance with Article 20, laying down detailed rules supplementing those in paragraph 2 of this Article, in particular the criteria for the assessment of equivalent conditions.

Article 11

Recovery targets

1.   Regarding all WEEE separately collected in accordance with Article 5 and sent for treatment in accordance with Articles 8, 9 and 10, Member States shall ensure that producers meet the minimum targets set out in Annex V.

2.   The achievement of the targets shall be calculated, for each category, by dividing the weight of the WEEE that enters the recovery or recycling/preparing for re-use facility, after proper treatment in accordance with Article 8(2) with regard to recovery or recycling, by the weight of all separately collected WEEE for each category, expressed as a percentage.

Preliminary activities including sorting and storage prior to recovery shall not count towards the achievement of these targets.

3.   In order to ensure uniform conditions for the implementation of this Article, the Commission may adopt implementing acts establishing additional rules on the calculation methods for the application of the minimum targets. Those implementing acts shall be adopted in accordance with the examination procedure referred to in Article 21(2).

4.   Member States shall ensure that, for the purpose of calculating these targets, producers or third parties acting on their behalf keep records on the weight of WEEE, its components, materials or substances when leaving (output) the collection facility, entering (input) and leaving (output) the treatment facilities and when entering (input) the recovery or recycling/preparing for re-use facility.

Member States shall also ensure that, for the purposes of paragraph 6, records on the weight of products and materials when leaving (output) the recovery or recycling/preparing for re-use facility are kept.

5.   Member States shall encourage the development of new recovery, recycling and treatment technologies.

6.   On the basis of a report of the Commission accompanied, if appropriate, by a legislative proposal, the European Parliament and the Council shall, by 14 August 2016, re-examine the recovery targets referred to in Annex V, Part 3, examine the possibility of setting separate targets for WEEE to be prepared for re-use and re-examine the calculation method referred to in paragraph 2 with a view to analysing the feasibility of setting targets on the basis of products and materials resulting (output) from the recovery, recycling and preparation for re-use processes.

Article 12

Financing in respect of WEEE from private households

1.   Member States shall ensure that producers provide at least for the financing of the collection, treatment, recovery and environmentally sound disposal of WEEE from private households that has been deposited at collection facilities set up under Article 5(2).

2.   Member States may, where appropriate, encourage producers to finance also the costs occurring for collection of WEEE from private households to collection facilities.

3.   For products placed on the market later than 13 August 2005, each producer shall be responsible for financing the operations referred to in paragraph 1 relating to the waste from his own products. The producer may choose to fulfil this obligation either individually or by joining a collective scheme.

Member States shall ensure that each producer provides a guarantee when placing a product on the market showing that the management of all WEEE will be financed and shall ensure that producers clearly mark their products in accordance with Article 15(2). This guarantee shall ensure that the operations referred to in paragraph 1 relating to this product will be financed. The guarantee may take the form of participation by the producer in appropriate schemes for the financing of the management of WEEE, a recycling insurance or a blocked bank account.

4.   The responsibility for the financing of the costs of the management of WEEE from products placed on the market on or before 13 August 2005 (‘historical waste’) shall be borne by one or more systems to which all producers existing on the market when the respective costs occur contribute proportionately, e.g. in proportion to their respective share of the market by type of equipment.

5.   Member States shall take the necessary measures to ensure that appropriate mechanisms or refund procedures are developed for the reimbursement of contributions to the producers where EEE is transferred for placing on the market outside the territory of the Member State concerned. Such mechanisms or procedures may be developed by producers or third parties acting on their behalf.

6.   The Commission is invited to report, by 14 August 2015, on the possibility of developing criteria to incorporate the real end-of-life costs into the financing of WEEE by producers, and to submit a legislative proposal to the European Parliament and the Council if appropriate.

Article 13

Financing in respect of WEEE from users other than private households

1.   Member States shall ensure that the financing of the costs for the collection, treatment, recovery and environmentally sound disposal of WEEE from users other than private households resulting from products placed on the market after 13 August 2005 is to be provided for by producers.

For historical waste being replaced by new equivalent products or by new products fulfilling the same function, the financing of the costs shall be provided for by producers of those products when supplying them. Member States may, as an alternative, provide that users other than private households also be made, partly or totally, responsible for this financing.

For other historical waste, the financing of the costs shall be provided for by the users other than private households.

2.   Producers and users other than private households may, without prejudice to this Directive, conclude agreements stipulating other financing methods.

Article 14

Information for users

1.   Member States may require producers to show purchasers, at the time of sale of new products, the costs of collection, treatment and disposal in an environmentally sound way. The costs mentioned shall not exceed the best estimate of the actual costs incurred.

2.   Member States shall ensure that users of EEE in private households are given the necessary information about:

| (a) | the requirement not to dispose of WEEE as unsorted municipal waste and to collect such WEEE separately; |
| --- | --- |

(a)

the requirement not to dispose of WEEE as unsorted municipal waste and to collect such WEEE separately;

| (b) | the return and collection systems available to them, encouraging the coordination of information on the available collection points irrespective of the producers or other operators which have set them up; |
| --- | --- |

(b)

the return and collection systems available to them, encouraging the coordination of information on the available collection points irrespective of the producers or other operators which have set them up;

| (c) | their role in contributing to re-use, recycling and other forms of recovery of WEEE; |
| --- | --- |

(c)

their role in contributing to re-use, recycling and other forms of recovery of WEEE;

| (d) | the potential effects on the environment and human health as a result of the presence of hazardous substances in EEE; |
| --- | --- |

(d)

the potential effects on the environment and human health as a result of the presence of hazardous substances in EEE;

| (e) | the meaning of the symbol shown in Annex IX. |
| --- | --- |

(e)

the meaning of the symbol shown in Annex IX.

3.   Member States shall adopt appropriate measures so that consumers participate in the collection of WEEE and to encourage them to facilitate the process of re-use, treatment and recovery.

4.   With a view to minimising the disposal of WEEE as unsorted municipal waste and to facilitating its separate collection, Member States shall ensure that producers appropriately mark — preferably in accordance with the European standard EN 50419 (25) — EEE placed on the market with the symbol shown in Annex IX. In exceptional cases, where this is necessary because of the size or the function of the product, the symbol shall be printed on the packaging, on the instructions for use and on the warranty of the EEE.

5.   Member States may require that some or all of the information referred to in paragraphs 2, 3 and 4 shall be provided by producers and/or distributors, e.g. in the instructions for use, at the point of sale and through public awareness campaigns.

Article 15

Information for treatment facilities

1.   In order to facilitate the preparation for re-use and the correct and environmentally sound treatment of WEEE, including maintenance, upgrade, refurbishment and recycling, Member States shall take the necessary measures to ensure that producers provide information free of charge about preparation for re-use and treatment in respect of each type of new EEE placed for the first time on the Union market within one year after the equipment is placed on the market. This information shall identify, as far as it is needed by centres which prepare for re-use and treatment and recycling facilities in order to comply with the provisions of this Directive, the different EEE components and materials, as well as the location of dangerous substances and mixtures in EEE. It shall be made available to centres which prepare for re-use and treatment and recycling facilities by producers of EEE in the form of manuals or by means of electronic media (e.g. CD-ROM, online services).

2.   In order to enable the date upon which the EEE was placed on the market to be determined unequivocally, Member States shall ensure that a mark on the EEE specifies that the latter was placed on the market after 13 August 2005. Preferably, the European Standard EN 50419 shall be applied for this purpose.

Article 16

Registration, information and reporting

1.   Member States shall, in accordance with paragraph 2, draw up a register of producers, including producers supplying EEE by means of distance communication. That register shall serve to monitor compliance with the requirements of this Directive.

Producers supplying EEE by means of distance communication as defined in Article 3(1)(f)(iv) shall be registered in the Member State that they sell to. Where such producers are not registered in the Member State that they are selling to, they shall be registered through their authorised representatives as referred to in Article 17(2).

2.   Member States shall ensure that:

| (a) | each producer, or each authorised representative where appointed under Article 17, is registered as required and has the possibility of entering online in their national register all relevant information reflecting that producer’s activities in that Member State; |
| --- | --- |

(a)

each producer, or each authorised representative where appointed under Article 17, is registered as required and has the possibility of entering online in their national register all relevant information reflecting that producer’s activities in that Member State;

| (b) | upon registering, each producer, or each authorised representative where appointed under Article 17, provides the information set out in Annex X, Part A, undertaking to update it as appropriate; |
| --- | --- |

(b)

upon registering, each producer, or each authorised representative where appointed under Article 17, provides the information set out in Annex X, Part A, undertaking to update it as appropriate;

| (c) | each producer, or each authorised representative where appointed under Article 17, provides the information set out in Annex X, Part B; |
| --- | --- |

(c)

each producer, or each authorised representative where appointed under Article 17, provides the information set out in Annex X, Part B;

| (d) | national registers provide links to other national registers on their website to facilitate, in all Member States, registration of producers or, where appointed under Article 17, authorised representatives. |
| --- | --- |

(d)

national registers provide links to other national registers on their website to facilitate, in all Member States, registration of producers or, where appointed under Article 17, authorised representatives.

3.   In order to ensure uniform conditions for the implementation of this Article, the Commission shall adopt implementing acts establishing the format for registration and reporting and the frequency of reporting to the register. Those implementing acts shall be adopted in accordance with the examination procedure referred to in Article 21(2).

4.   Member States shall collect information, including substantiated estimates, on an annual basis, on the quantities and categories of EEE placed on their markets, collected through all routes, prepared for re-use, recycled and recovered within the Member State, and on separately collected WEEE exported, by weight.

5.   Member States shall, at three-year intervals, send a report to the Commission on the implementation of this Directive and on the information set out in paragraph 4. The implementation report shall be drawn up on the basis of a questionnaire laid down in Commission Decisions 2004/249/EC (26) and 2005/369/EC (27). The report shall be made available to the Commission within nine months of the end of the three-year period covered by it.

The first report shall cover the period from 14 February 2014 to 31 December 2015.

The Commission shall publish a report on the implementation of this Directive within nine months after receiving the reports from the Member States.

Article 17

Authorised representative

1.   Each Member State shall ensure that a producer as defined in Article 3(1)(f)(i) to (iii) established in another Member State is allowed, by way of exception to Article 3(1)(f)(i) to (iii), to appoint a legal or natural person established on its territory as the authorised representative that is responsible for fulfilling the obligations of that producer, pursuant to this Directive, on its territory.

2.   Each Member State shall ensure that a producer as defined in Article 3(1)(f)(iv) and established on its territory, which sells EEE to another Member State in which it is not established, appoints an authorised representative in that Member State as the person responsible for fulfilling the obligations of that producer, pursuant to this Directive, on the territory of that Member State.

3.   Appointment of an authorised representative shall be by written mandate.

Article 18

Administrative cooperation and exchange of information

Member States shall ensure that authorities responsible for implementing this Directive cooperate with each other, in particular to establish an adequate flow of information to ensure that producers comply with the provisions of this Directive and, where appropriate, provide each other and the Commission with information in order to facilitate the proper implementation of this Directive. The administrative cooperation and exchange of information, in particular between national registers, shall include electronic means of communication.

Cooperation shall include, inter alia, granting access to the relevant documents and information including the results of any inspections, subject to the provisions of the data protection law in force in the Member State of the authority which is requested to cooperate.

Article 19

Adaptation to scientific and technical progress

The Commission shall be empowered to adopt delegated acts in accordance with Article 20 concerning the amendments necessary in order to adapt Article 16(5) and Annexes IV, VII, VIII and IX to scientific and technical progress. When amending Annex VII, the exemptions granted under Directive 2011/65/EU of the European Parliament and of the Council of 8 June 2011 on the restriction of the use of certain hazardous substances in electrical and electronic equipment (28) shall be taken into consideration.

Before the Annexes are amended, the Commission shall, inter alia, consult producers of EEE, recyclers, treatment operators and environmental organisations and employees’ and consumer associations.

Article 20

Exercise of the delegation

1.   The power to adopt delegated acts is conferred on the Commission subject to the conditions laid down in this Article.

2.   The power to adopt delegated acts referred to in Article 7(4), Article 8(4), Article 10(3) and Article 19 shall be conferred on the Commission for a period of five years from 13 August 2012. The Commission shall draw up a report in respect of the delegation of power not later than nine months before the end of the five-year period. The delegation of power shall be tacitly extended for periods of an identical duration, unless the European Parliament or the Council opposes such extension not later than three months before the end of each period.

3.   The delegation of power referred to in Article 7(4), Article 8(4), Article 10(3) and Article 19 may be revoked at any time by the European Parliament or by the Council. A decision to revoke shall put an end to the delegation of the power specified in that decision. It shall take effect the day following the publication of the decision in the Official Journal of the European Union or at a later date specified therein. It shall not affect the validity of any delegated acts already in force.

4.   As soon as it adopts a delegated act, the Commission shall notify it simultaneously to the European Parliament and to the Council.

5.   A delegated act adopted pursuant to Article 7(4), Article 8(4), Article 10(3) and Article 19 shall enter into force only if no objection has been expressed either by the European Parliament or the Council within a period of two months of notification of that act to the European Parliament and to the Council or if, before the expiry of that period, the European Parliament and the Council have both informed the Commission that they will not object. That period shall be extended by two months at the initiative of the European Parliament or of the Council.

Article 21

Committee procedure

1.   The Commission shall be assisted by the Committee established by Article 39 of Directive 2008/98/EC. That committee shall be a committee within the meaning of Regulation (EU) No 182/2011.

2.   Where reference is made to this paragraph, Article 5 of Regulation (EU) No 182/2011 shall apply.

Where the committee delivers no opinion, the Commission shall not adopt the draft implementing act and the third subparagraph of Article 5(4) of Regulation (EU) No 182/2011 shall apply.

Article 22

Penalties

The Member States shall lay down the rules on penalties applicable to infringements of the national provisions adopted pursuant to this Directive and shall take all measures necessary to ensure that they are implemented. The penalties provided for must be effective, proportionate and dissuasive. The Member States shall notify those provisions to the Commission by 14 February 2014 at the latest and shall notify it without delay of any subsequent amendment affecting them.

Article 23

Inspection and monitoring

1.   Member States shall carry out appropriate inspections and monitoring to verify the proper implementation of this Directive.

Those inspections shall at least cover:

| (a) | information reported in the framework of the register of producers; |
| --- | --- |

(a)

information reported in the framework of the register of producers;

| (b) | shipments, in particular exports of WEEE outside the Union in compliance with Regulation (EC) No 1013/2006 and Regulation (EC) No 1418/2007; and |
| --- | --- |

(b)

shipments, in particular exports of WEEE outside the Union in compliance with Regulation (EC) No 1013/2006 and Regulation (EC) No 1418/2007; and

| (c) | the operations at treatment facilities in accordance with Directive 2008/98/EC and Annex VII of this Directive. |
| --- | --- |

(c)

the operations at treatment facilities in accordance with Directive 2008/98/EC and Annex VII of this Directive.

2.   Member States shall ensure that shipments of used EEE suspected to be WEEE are carried out in accordance with the minimum requirements in Annex VI and shall monitor such shipments accordingly.

3.   The costs of appropriate analyses and inspections, including storage costs, of used EEE suspected to be WEEE may be charged to the producers, to third parties acting on their behalf or to other persons arranging the shipment of used EEE suspected to be WEEE.

4.   In order to ensure uniform conditions for the implementation of this Article and of Annex VI, the Commission may adopt implementing acts establishing additional rules on inspections and monitoring and in particular uniform conditions for the implementation of Annex VI, point 2. Those implementing acts shall be adopted in accordance with the examination procedure referred to in Article 21(2).

Article 24

Transposition

1.   Member States shall bring into force the laws, regulations and administrative provisions necessary to comply with this Directive by 14 February 2014. They shall immediately communicate to the Commission the text of those provisions.

When Member States adopt those provisions, they shall contain a reference to this Directive or shall be accompanied by such reference on the occasion of their official publication. They shall also include a statement that references in existing laws, regulations and administrative provisions to the directives repealed by this Directive shall be construed as references to this Directive. Member States shall determine how such reference is to be made and how that statement is to be formulated.

2.   Member States shall communicate to the Commission the text of the main provisions of national law which they adopt in the field covered by this Directive.

3.   Provided that the objectives set out in this Directive are achieved, Member States may transpose the provisions set out in Article 8(6), Article 14(2) and Article 15 by means of agreements between the competent authorities and the economic sectors concerned. Such agreements shall meet the following requirements:

| (a) | agreements shall be enforceable; |
| --- | --- |

(a)

agreements shall be enforceable;

| (b) | agreements shall specify objectives with the corresponding deadlines; |
| --- | --- |

(b)

agreements shall specify objectives with the corresponding deadlines;

| (c) | agreements shall be published in the national official journal or an official document equally accessible to the public and transmitted to the Commission; |
| --- | --- |

(c)

agreements shall be published in the national official journal or an official document equally accessible to the public and transmitted to the Commission;

| (d) | the results achieved shall be monitored regularly, reported to the competent authorities and the Commission and made available to the public under the conditions set out in the agreement; |
| --- | --- |

(d)

the results achieved shall be monitored regularly, reported to the competent authorities and the Commission and made available to the public under the conditions set out in the agreement;

| (e) | the competent authorities shall ensure that the progress achieved under the agreement is examined; |
| --- | --- |

(e)

the competent authorities shall ensure that the progress achieved under the agreement is examined;

| (f) | in the case of non-compliance with the agreement, Member States must implement the relevant provisions of this Directive by legislative, regulatory or administrative measures. |
| --- | --- |

(f)

in the case of non-compliance with the agreement, Member States must implement the relevant provisions of this Directive by legislative, regulatory or administrative measures.

Article 25

Repeal

Directive 2002/96/EC as amended by the Directives listed in Annex XI, Part A is repealed with effect from 15 February 2014, without prejudice to the obligations of the Member States relating to the time limits for transposition into national law and application of the Directives set out in Annex XI, Part B.

References to the repealed Directives shall be construed as references to this Directive and shall be read in accordance with the correlation table in Annex XII.

Article 26

Entry into force

This Directive shall enter into force on the twentieth day following that of its publication in the Official Journal of the European Union.

Article 27

Addressees

This Directive is addressed to the Member States.

Done at Strasbourg, 4 July 2012.

For the European Parliament

The President

M. SCHULZ

For the Council

The President

A. D. MAVROYIANNIS

---

(1)  OJ C 306, 16.12.2009, p. 39.

1

(2)  OJ C 141, 29.5.2010, p. 55.

2

(3)  Position of the European Parliament of 3 February 2011 (not yet published in the Official Journal) and position of the Council at first reading of 19 July 2011 (not yet published in the Official Journal). Position of the European Parliament of 19 January 2012 (not yet published in the Official Journal) and decision of the Council of 7 June 2012.

3

(4)  OJ L 37, 13.2.2003, p. 24.

4

(5)  OJ C 138, 17.5.1993, p. 5.

5

(6)  OJ L 312, 22.11.2008, p. 3.

6

(7)  OJ L 285, 31.10.2009, p. 10.

7

(8)  OJ L 37, 13.2.2003, p. 19.

8

(9)  OJ L 266, 26.9.2006, p. 1.

9

(10)  OJ L 286, 31.10.2009, p. 1.

10

(11)  OJ L 161, 14.6.2006, p. 1.

11

(12)  OJ L 190, 12.7.2006, p. 1.

12

(13)  OJ L 24, 29.1.2008, p. 8.

13

(14)  OJ L 118, 27.4.2001, p. 41.

14

(15)  OJ L 143, 30.4.2004, p. 56.

15

(16)  OJ L 55, 28.2.2011, p. 13.

16

(17)  OJ C 369, 17.12.2011, p. 14.

17

(18)  OJ L 396, 30.12.2006, p. 1.

18

(19)  OJ L 144, 4.6.1997, p. 19.

19

(20)  OJ L 169, 12.7.1993, p. 1.

20

(21)  OJ L 331, 7.12.1998, p. 1.

21

(22)  OJ L 189, 20.7.1990, p. 17.

22

(23)  OJ L 342, 22.12.2009, p. 1.

23

(24)  OJ L 316, 4.12.2007, p. 6.

24

(25)  Adopted by Cenelec in March 2006.

25

(26)  OJ L 78, 16.3.2004, p. 56.

26

(27)  OJ L 119, 11.5.2005, p. 13.

27

(28)  OJ L 174, 1.7.2011, p. 88.

28

---

ANNEX I

Categories of EEE covered by this Directive during the transitional period as provided for in Article 2(1)(a)

| 1. | Large household appliances |
| --- | --- |

1.

| 2. | Small household appliances |
| --- | --- |

2.

| 3. | IT and telecommunications equipment |
| --- | --- |

3.

| 4. | Consumer equipment and photovoltaic panels |
| --- | --- |

4.

| 5. | Lighting equipment |
| --- | --- |

5.

| 6. | Electrical and electronic tools (with the exception of large-scale stationary industrial tools) |
| --- | --- |

6.

| 7. | Toys, leisure and sports equipment |
| --- | --- |

7.

| 8. | Medical devices (with the exception of all implanted and infected products) |
| --- | --- |

8.

| 9. | Monitoring and control instruments |
| --- | --- |

9.

| 10. | Automatic dispensers |
| --- | --- |

10.

---

ANNEX II

Indicative list of EEE which falls within the categories of Annex I

1.   LARGE HOUSEHOLD APPLIANCES

| | Large cooling appliances |
| --- | --- |

Large cooling appliances

| | Refrigerators |
| --- | --- |

Refrigerators

| | Freezers |
| --- | --- |

Freezers

| | Other large appliances used for refrigeration, conservation and storage of food |
| --- | --- |

Other large appliances used for refrigeration, conservation and storage of food

| | Washing machines |
| --- | --- |

Washing machines

| | Clothes dryers |
| --- | --- |

Clothes dryers

| | Dish washing machines |
| --- | --- |

Dish washing machines

| | Cookers |
| --- | --- |

Cookers

| | Electric stoves |
| --- | --- |

Electric stoves

| | Electric hot plates |
| --- | --- |

Electric hot plates

| | Microwaves |
| --- | --- |

Microwaves

| | Other large appliances used for cooking and other processing of food |
| --- | --- |

Other large appliances used for cooking and other processing of food

| | Electric heating appliances |
| --- | --- |

Electric heating appliances

| | Electric radiators |
| --- | --- |

Electric radiators

| | Other large appliances for heating rooms, beds, seating furniture |
| --- | --- |

Other large appliances for heating rooms, beds, seating furniture

| | Electric fans |
| --- | --- |

Electric fans

| | Air conditioner appliances |
| --- | --- |

Air conditioner appliances

| | Other fanning, exhaust ventilation and conditioning equipment |
| --- | --- |

Other fanning, exhaust ventilation and conditioning equipment

2.   SMALL HOUSEHOLD APPLIANCES

| | Vacuum cleaners |
| --- | --- |

Vacuum cleaners

| | Carpet sweepers |
| --- | --- |

Carpet sweepers

| | Other appliances for cleaning |
| --- | --- |

Other appliances for cleaning

| | Appliances used for sewing, knitting, weaving and other processing for textiles |
| --- | --- |

Appliances used for sewing, knitting, weaving and other processing for textiles

| | Irons and other appliances for ironing, mangling and other care of clothing |
| --- | --- |

Irons and other appliances for ironing, mangling and other care of clothing

| | Toasters |
| --- | --- |

Toasters

| | Fryers |
| --- | --- |

Fryers

| | Grinders, coffee machines and equipment for opening or sealing containers or packages |
| --- | --- |

Grinders, coffee machines and equipment for opening or sealing containers or packages

| | Electric knives |
| --- | --- |

Electric knives

| | Appliances for hair cutting, hair drying, tooth brushing, shaving, massage and other body care appliances |
| --- | --- |

Appliances for hair cutting, hair drying, tooth brushing, shaving, massage and other body care appliances

| | Clocks, watches and equipment for the purpose of measuring, indicating or registering time |
| --- | --- |

Clocks, watches and equipment for the purpose of measuring, indicating or registering time

| | Scales |
| --- | --- |

Scales

3.   IT AND TELECOMMUNICATIONS EQUIPMENT

| | Centralised data processing: | Mainframes |
| --- | --- | --- |

Centralised data processing:

Mainframes

| | Minicomputers |
| --- | --- |

Minicomputers

| | Printer units |
| --- | --- |

Printer units

| | Personal computing: | Personal computers (CPU, mouse, screen and keyboard included) |
| --- | --- | --- |

Personal computing:

Personal computers (CPU, mouse, screen and keyboard included)

| | Laptop computers (CPU, mouse, screen and keyboard included) |
| --- | --- |

Laptop computers (CPU, mouse, screen and keyboard included)

| | Notebook computers |
| --- | --- |

Notebook computers

| | Notepad computers |
| --- | --- |

Notepad computers

| | Printers |
| --- | --- |

Printers

| | Copying equipment |
| --- | --- |

Copying equipment

| | Electrical and electronic typewriters |
| --- | --- |

Electrical and electronic typewriters

| | Pocket and desk calculators
  and other products and equipment for the collection, storage, processing, presentation or communication of information by electronic means |
| --- | --- |

Pocket and desk calculators

and other products and equipment for the collection, storage, processing, presentation or communication of information by electronic means

| | User terminals and systems |
| --- | --- |

User terminals and systems

| | Facsimile machine (fax) |
| --- | --- |

Facsimile machine (fax)

| | Telex |
| --- | --- |

Telex

| | Telephones |
| --- | --- |

Telephones

| | Pay telephones |
| --- | --- |

Pay telephones

| | Cordless telephones |
| --- | --- |

Cordless telephones

| | Cellular telephones |
| --- | --- |

Cellular telephones

| | Answering systems
  and other products or equipment of transmitting sound, images or other information by telecommunications |
| --- | --- |

Answering systems

and other products or equipment of transmitting sound, images or other information by telecommunications

4.   CONSUMER EQUIPMENT AND PHOTOVOLTAIC PANELS

| | Radio sets |
| --- | --- |

Radio sets

| | Television sets |
| --- | --- |

Television sets

| | Video cameras |
| --- | --- |

Video cameras

| | Video recorders |
| --- | --- |

Video recorders

| | Hi-fi recorders |
| --- | --- |

Hi-fi recorders

| | Audio amplifiers |
| --- | --- |

Audio amplifiers

| | Musical instruments
  and other products or equipment for the purpose of recording or reproducing sound or images, including signals or other technologies for the distribution of sound and image than by telecommunications |
| --- | --- |

Musical instruments

and other products or equipment for the purpose of recording or reproducing sound or images, including signals or other technologies for the distribution of sound and image than by telecommunications

| | Photovoltaic panels |
| --- | --- |

Photovoltaic panels

5.   LIGHTING EQUIPMENT

| | Luminaires for fluorescent lamps with the exception of luminaires in households |
| --- | --- |

Luminaires for fluorescent lamps with the exception of luminaires in households

| | Straight fluorescent lamps |
| --- | --- |

Straight fluorescent lamps

| | Compact fluorescent lamps |
| --- | --- |

Compact fluorescent lamps

| | High intensity discharge lamps, including pressure sodium lamps and metal halide lamps |
| --- | --- |

High intensity discharge lamps, including pressure sodium lamps and metal halide lamps

| | Low pressure sodium lamps |
| --- | --- |

Low pressure sodium lamps

| | Other lighting or equipment for the purpose of spreading or controlling light with the exception of filament bulbs |
| --- | --- |

Other lighting or equipment for the purpose of spreading or controlling light with the exception of filament bulbs

6.   ELECTRICAL AND ELECTRONIC TOOLS (WITH THE EXCEPTION OF LARGE-SCALE STATIONARY INDUSTRIAL TOOLS)

| | Drills |
| --- | --- |

Drills

| | Saws |
| --- | --- |

Saws

| | Sewing machines |
| --- | --- |

Sewing machines

| | Equipment for turning, milling, sanding, grinding, sawing, cutting, shearing, drilling, making holes, punching, folding, bending or similar processing of wood, metal and other materials |
| --- | --- |

Equipment for turning, milling, sanding, grinding, sawing, cutting, shearing, drilling, making holes, punching, folding, bending or similar processing of wood, metal and other materials

| | Tools for riveting, nailing or screwing or removing rivets, nails, screws or similar uses |
| --- | --- |

Tools for riveting, nailing or screwing or removing rivets, nails, screws or similar uses

| | Tools for welding, soldering or similar use |
| --- | --- |

Tools for welding, soldering or similar use

| | Equipment for spraying, spreading, dispersing or other treatment of liquid or gaseous substances by other means |
| --- | --- |

Equipment for spraying, spreading, dispersing or other treatment of liquid or gaseous substances by other means

| | Tools for mowing or other gardening activities |
| --- | --- |

Tools for mowing or other gardening activities

7.   TOYS, LEISURE AND SPORTS EQUIPMENT

| | Electric trains or car racing sets |
| --- | --- |

Electric trains or car racing sets

| | Hand-held video game consoles |
| --- | --- |

Hand-held video game consoles

| | Video games |
| --- | --- |

Video games

| | Computers for biking, diving, running, rowing, etc. |
| --- | --- |

Computers for biking, diving, running, rowing, etc.

| | Sports equipment with electric or electronic components |
| --- | --- |

Sports equipment with electric or electronic components

| | Coin slot machines |
| --- | --- |

Coin slot machines

8.   MEDICAL DEVICES (WITH THE EXCEPTION OF ALL IMPLANTED AND INFECTED PRODUCTS)

| | Radiotherapy equipment |
| --- | --- |

Radiotherapy equipment

| | Cardiology equipment |
| --- | --- |

Cardiology equipment

| | Dialysis equipment |
| --- | --- |

Dialysis equipment

| | Pulmonary ventilators |
| --- | --- |

Pulmonary ventilators

| | Nuclear medicine equipment |
| --- | --- |

Nuclear medicine equipment

| | Laboratory equipment for in vitro diagnosis |
| --- | --- |

Laboratory equipment for in vitro diagnosis

| | Analysers |
| --- | --- |

Analysers

| | Freezers |
| --- | --- |

Freezers

| | Fertilization tests |
| --- | --- |

Fertilization tests

| | Other appliances for detecting, preventing, monitoring, treating, alleviating illness, injury or disability |
| --- | --- |

Other appliances for detecting, preventing, monitoring, treating, alleviating illness, injury or disability

9.   MONITORING AND CONTROL INSTRUMENTS

| | Smoke detector |
| --- | --- |

Smoke detector

| | Heating regulators |
| --- | --- |

Heating regulators

| | Thermostats |
| --- | --- |

Thermostats

| | Measuring, weighing or adjusting appliances for household or as laboratory equipment |
| --- | --- |

Measuring, weighing or adjusting appliances for household or as laboratory equipment

| | Other monitoring and control instruments used in industrial installations (e.g. in control panels) |
| --- | --- |

Other monitoring and control instruments used in industrial installations (e.g. in control panels)

10.   AUTOMATIC DISPENSERS

| | Automatic dispensers for hot drinks |
| --- | --- |

Automatic dispensers for hot drinks

| | Automatic dispensers for hot or cold bottles or cans |
| --- | --- |

Automatic dispensers for hot or cold bottles or cans

| | Automatic dispensers for solid products |
| --- | --- |

Automatic dispensers for solid products

| | Automatic dispensers for money |
| --- | --- |

Automatic dispensers for money

| | All appliances which deliver automatically all kinds of products |
| --- | --- |

All appliances which deliver automatically all kinds of products

---

ANNEX III

CATEGORIES OF EEE COVERED BY THIS DIRECTIVE

| 1. | Temperature exchange equipment |
| --- | --- |

1.

| 2. | Screens, monitors, and equipment containing screens having a surface greater than 100 cm2 |
| --- | --- |

2.

| 3. | Lamps |
| --- | --- |

3.

| 4. | Large equipment (any external dimension more than 50 cm) including, but not limited to:
  Household appliances; IT and telecommunication equipment; consumer equipment; luminaires; equipment reproducing sound or images, musical equipment; electrical and electronic tools; toys, leisure and sports equipment; medical devices; monitoring and control instruments; automatic dispensers; equipment for the generation of electric currents. This category does not include equipment included in categories 1 to 3. |
| --- | --- |

4.

Household appliances; IT and telecommunication equipment; consumer equipment; luminaires; equipment reproducing sound or images, musical equipment; electrical and electronic tools; toys, leisure and sports equipment; medical devices; monitoring and control instruments; automatic dispensers; equipment for the generation of electric currents. This category does not include equipment included in categories 1 to 3.

| 5. | Small equipment (no external dimension more than 50 cm) including, but not limited to:
  Household appliances; consumer equipment; luminaires; equipment reproducing sound or images, musical equipment; electrical and electronic tools; toys, leisure and sports equipment; medical devices; monitoring and control instruments; automatic dispensers; equipment for the generation of electric currents. This category does not include equipment included in categories 1 to 3 and 6. |
| --- | --- |

5.

Household appliances; consumer equipment; luminaires; equipment reproducing sound or images, musical equipment; electrical and electronic tools; toys, leisure and sports equipment; medical devices; monitoring and control instruments; automatic dispensers; equipment for the generation of electric currents. This category does not include equipment included in categories 1 to 3 and 6.

| 6. | Small IT and telecommunication equipment (no external dimension more than 50 cm) |
| --- | --- |

6.

---

ANNEX IV

Non-exhaustive list of EEE which falls within the categories listed in Annex III

1.   Temperature exchange equipment

Refrigerators, Freezers, Equipment which automatically delivers cold products, Air conditioning equipment, Dehumidifying equipment, Heat pumps, Radiators containing oil and other temperature exchange equipment using fluids other than water for the temperature exchange.

2.   Screens, monitors, and equipment containing screens having a surface greater than 100 cm2

Screens, Televisions, LCD photo frames, Monitors, Laptops, Notebooks.

3.   Lamps

Straight fluorescent lamps, Compact fluorescent lamps, Fluorescent lamps, High intensity discharge lamps - including pressure sodium lamps and metal halide lamps, Low pressure sodium lamps, LED.

4.   Large equipment

Washing machines, Clothes dryers, Dish washing machines, Cookers, Electric stoves, Electric hot plates, Luminaires, Equipment reproducing sound or images, Musical equipment (excluding pipe organs installed in churches), Appliances for knitting and weaving, Large computer-mainframes, Large printing machines, Copying equipment, Large coin slot machines, Large medical devices, Large monitoring and control instruments, Large appliances which automatically deliver products and money, Photovoltaic panels.

5.   Small equipment

Vacuum cleaners, Carpet sweepers, Appliances for sewing, Luminaires, Microwaves, Ventilation equipment, Irons, Toasters, Electric knives, Electric kettles, Clocks and Watches, Electric shavers, Scales, Appliances for hair and body care, Calculators, Radio sets, Video cameras, Video recorders, Hi-fi equipment, Musical instruments, Equipment reproducing sound or images, Electrical and electronic toys, Sports equipment, Computers for biking, diving, running, rowing, etc., Smoke detectors, Heating regulators, Thermostats, Small Electrical and electronic tools, Small medical devices, Small Monitoring and control instruments, Small Appliances which automatically deliver products, Small equipment with integrated photovoltaic panels.

6.   Small IT and telecommunication equipment (no external dimension more than 50 cm)

Mobile phones, GPS, Pocket calculators, Routers, Personal computers, Printers, Telephones.

---

ANNEX V

MINIMUM RECOVERY TARGETS REFERRED TO IN ARTICLE 11

Part 1:   Minimum targets applicable by category from 13 August 2012 until 14 August 2015 with reference to the categories listed in Annex I:

| (a) | for WEEE falling within category 1 or 10 of Annex I,






  — | 80 % shall be recovered, and |
| --- | --- | --- |

(a)

for WEEE falling within category 1 or 10 of Annex I,

—

80 % shall be recovered, and

| — | 75 % shall be recycled; |
| --- | --- |

—

75 % shall be recycled;

| (b) | for WEEE falling within category 3 or 4 of Annex I,






  — | 75 % shall be recovered, and |
| --- | --- | --- |

(b)

for WEEE falling within category 3 or 4 of Annex I,

—

75 % shall be recovered, and

| — | 65 % shall be recycled; |
| --- | --- |

—

65 % shall be recycled;

| (c) | for WEEE falling within category 2, 5, 6, 7, 8 or 9 of Annex I,






  — | 70 % shall be recovered, and |
| --- | --- | --- |

(c)

for WEEE falling within category 2, 5, 6, 7, 8 or 9 of Annex I,

—

70 % shall be recovered, and

| — | 50 % shall be recycled; |
| --- | --- |

—

50 % shall be recycled;

| (d) | for gas discharge lamps, 80 % shall be recycled. |
| --- | --- |

(d)

for gas discharge lamps, 80 % shall be recycled.

Part 2:   Minimum targets applicable by category from 15 August 2015 until 14 August 2018 with reference to the categories listed in Annex I:

| (a) | for WEEE falling within category 1 or 10 of Annex I,






  — | 85 % shall be recovered, and |
| --- | --- | --- |

(a)

for WEEE falling within category 1 or 10 of Annex I,

—

85 % shall be recovered, and

| — | 80 % shall be prepared for re-use and recycled; |
| --- | --- |

—

80 % shall be prepared for re-use and recycled;

| (b) | for WEEE falling within category 3 or 4 of Annex I,






  — | 80 % shall be recovered, and |
| --- | --- | --- |

(b)

for WEEE falling within category 3 or 4 of Annex I,

—

80 % shall be recovered, and

| — | 70 % shall be prepared for re-use and recycled; |
| --- | --- |

—

70 % shall be prepared for re-use and recycled;

| (c) | for WEEE falling within category 2, 5, 6, 7, 8 or 9 of Annex I,






  — | 75 % shall be recovered, and |
| --- | --- | --- |

(c)

for WEEE falling within category 2, 5, 6, 7, 8 or 9 of Annex I,

—

75 % shall be recovered, and

| — | 55 % shall be prepared for re-use and recycled; |
| --- | --- |

—

55 % shall be prepared for re-use and recycled;

| (d) | for gas discharge lamps, 80 % shall be recycled. |
| --- | --- |

(d)

for gas discharge lamps, 80 % shall be recycled.

Part 3:   Minimum targets applicable by category from 15 August 2018 with reference to the categories listed in Annex III:

| (a) | for WEEE falling within category 1 or 4 of Annex III,






  — | 85 % shall be recovered, and |
| --- | --- | --- |

(a)

for WEEE falling within category 1 or 4 of Annex III,

—

85 % shall be recovered, and

| — | 80 % shall be prepared for re-use and recycled; |
| --- | --- |

—

80 % shall be prepared for re-use and recycled;

| (b) | for WEEE falling within category 2 of Annex III,






  — | 80 % shall be recovered, and |
| --- | --- | --- |

(b)

for WEEE falling within category 2 of Annex III,

—

80 % shall be recovered, and

| — | 70 % shall be prepared for re-use and recycled; |
| --- | --- |

—

70 % shall be prepared for re-use and recycled;

| (c) | for WEEE falling within category 5 or 6 of Annex III,






  — | 75 % shall be recovered, and |
| --- | --- | --- |

(c)

for WEEE falling within category 5 or 6 of Annex III,

—

75 % shall be recovered, and

| — | 55 % shall be prepared for re-use and recycled; |
| --- | --- |

—

55 % shall be prepared for re-use and recycled;

| (d) | for WEEE falling within category 3 of Annex III, 80 % shall be recycled. |
| --- | --- |

(d)

for WEEE falling within category 3 of Annex III, 80 % shall be recycled.

---

ANNEX VI

MINIMUM REQUIREMENTS FOR SHIPMENTS

| 1. | In order to distinguish between EEE and WEEE, where the holder of the object claims that he intends to ship or is shipping used EEE and not WEEE, Member States shall require the holder to have available the following to substantiate this claim:






  (a) | a copy of the invoice and contract relating to the sale and/or transfer of ownership of the EEE which states that the equipment is destined for direct re-use and that it is fully functional; |
| --- | --- | --- |

1.

(a)

a copy of the invoice and contract relating to the sale and/or transfer of ownership of the EEE which states that the equipment is destined for direct re-use and that it is fully functional;

| (b) | evidence of evaluation or testing in the form of a copy of the records (certificate of testing, proof of functionality) on every item within the consignment and a protocol containing all record information according to point 3; |
| --- | --- |

(b)

evidence of evaluation or testing in the form of a copy of the records (certificate of testing, proof of functionality) on every item within the consignment and a protocol containing all record information according to point 3;

| (c) | a declaration made by the holder who arranges the transport of the EEE that none of the material or equipment within the consignment is waste as defined by Article 3(1) of Directive 2008/98/EC; and |
| --- | --- |

(c)

a declaration made by the holder who arranges the transport of the EEE that none of the material or equipment within the consignment is waste as defined by Article 3(1) of Directive 2008/98/EC; and

| (d) | appropriate protection against damage during transportation, loading and unloading in particular through sufficient packaging and appropriate stacking of the load. |
| --- | --- |

(d)

appropriate protection against damage during transportation, loading and unloading in particular through sufficient packaging and appropriate stacking of the load.

| 2. | By way of derogation, point 1(a) and (b) and point 3 do not apply where it is documented by conclusive proof that the shipment is taking place in the framework of a business-to-business transfer agreement and that:






  (a) | the EEE is sent back to the producer or a third party acting on his behalf as defective for repair under warranty with the intention of re-use; or |
| --- | --- | --- |

2.

(a)

the EEE is sent back to the producer or a third party acting on his behalf as defective for repair under warranty with the intention of re-use; or

| (b) | the used EEE for professional use is sent to the producer or a third party acting on his behalf or a third-party facility in countries to which Decision C(2001)107/Final of the OECD Council concerning the revision of Decision C(92)39/Final on control of transboundary movements of wastes destined for recovery operations applies, for refurbishment or repair under a valid contract with the intention of re-use; or |
| --- | --- |

(b)

the used EEE for professional use is sent to the producer or a third party acting on his behalf or a third-party facility in countries to which Decision C(2001)107/Final of the OECD Council concerning the revision of Decision C(92)39/Final on control of transboundary movements of wastes destined for recovery operations applies, for refurbishment or repair under a valid contract with the intention of re-use; or

| (c) | the defective used EEE for professional use, such as medical devices or their parts, is sent to the producer or a third party acting on his behalf for root cause analysis under a valid contract, in cases where such an analysis can only be conducted by the producer or third parties acting on his behalf. |
| --- | --- |

(c)

the defective used EEE for professional use, such as medical devices or their parts, is sent to the producer or a third party acting on his behalf for root cause analysis under a valid contract, in cases where such an analysis can only be conducted by the producer or third parties acting on his behalf.

| 3. | In order to demonstrate that the items being shipped constitute used EEE rather than WEEE, Member States shall require the following steps for testing and record keeping for used EEE to be carried out: | Step 1: Testing






  (a) | Functionality shall be tested and the presence of hazardous substances shall be evaluated. The tests to be conducted depend on the kind of EEE. For most of the used EEE a functionality test of the key functions is sufficient. |
| --- | --- | --- | --- |

3.

Step 1: Testing

(a)

Functionality shall be tested and the presence of hazardous substances shall be evaluated. The tests to be conducted depend on the kind of EEE. For most of the used EEE a functionality test of the key functions is sufficient.

| (b) | Results of evaluation and testing shall be recorded. |
| --- | --- |

(b)

Results of evaluation and testing shall be recorded.

| | Step 2: Record






  (a) | The record shall be fixed securely but not permanently on either the EEE itself (if not packed) or on the packaging so it can be read without unpacking the equipment. |
| --- | --- | --- |

Step 2: Record

(a)

The record shall be fixed securely but not permanently on either the EEE itself (if not packed) or on the packaging so it can be read without unpacking the equipment.

| (b) | The record shall contain the following information:






  — | name of item (name of the equipment if listed in Annex II or Annex IV, as appropriate, and category set out in Annex I or Annex III, as appropriate), |
| --- | --- | --- |

(b)

The record shall contain the following information:

—

name of item (name of the equipment if listed in Annex II or Annex IV, as appropriate, and category set out in Annex I or Annex III, as appropriate),

| — | identification number of the item (type No) where applicable, |
| --- | --- |

—

identification number of the item (type No) where applicable,

| — | year of production (if available), |
| --- | --- |

—

year of production (if available),

| — | name and address of the company responsible for evidence of functionality, |
| --- | --- |

—

name and address of the company responsible for evidence of functionality,

| — | result of tests as described in step 1 (including date of the functionality test), |
| --- | --- |

—

result of tests as described in step 1 (including date of the functionality test),

| — | kind of tests performed. |
| --- | --- |

—

kind of tests performed.

| 4. | In addition to the documentation requested in points 1, 2 and 3, every load (e.g. shipping container, lorry) of used EEE shall be accompanied by:






  (a) | a relevant transport document, e.g. CMR or waybill; |
| --- | --- | --- |

4.

(a)

a relevant transport document, e.g. CMR or waybill;

| (b) | a declaration by the liable person on its responsibility. |
| --- | --- |

(b)

a declaration by the liable person on its responsibility.

| 5. | In the absence of proof that an object is used EEE and not WEEE through the appropriate documentation required in points 1, 2, 3 and 4 and of appropriate protection against damage during transportation, loading and unloading in particular through sufficient packaging and appropriate stacking of the load, which are the obligations of the holder who arranges the transport, Member State authorities shall consider that an item is WEEE and presume that the load comprises an illegal shipment. In these circumstances the load will be dealt with in accordance with Articles 24 and 25 of Regulation (EC) No 1013/2006. |
| --- | --- |

5.

---

ANNEX VII

Selective treatment for materials and components of waste electrical and electronic equipment referred to in Article 8(2)

| 1. | As a minimum the following substances, mixtures and components have to be removed from any separately collected WEEE:






  — | polychlorinated biphenyls (PCB) containing capacitors in accordance with Council Directive 96/59/EC of 16 September 1996 on the disposal of polychlorinated biphenyls and polychlorinated terphenyls (PCB/PCT) (1), |
| --- | --- | --- |

1.

—

polychlorinated biphenyls (PCB) containing capacitors in accordance with Council Directive 96/59/EC of 16 September 1996 on the disposal of polychlorinated biphenyls and polychlorinated terphenyls (PCB/PCT) (1),

| — | mercury containing components, such as switches or backlighting lamps, |
| --- | --- |

—

mercury containing components, such as switches or backlighting lamps,

| — | batteries, |
| --- | --- |

—

batteries,

| — | printed circuit boards of mobile phones generally, and of other devices if the surface of the printed circuit board is greater than 10 square centimetres, |
| --- | --- |

—

printed circuit boards of mobile phones generally, and of other devices if the surface of the printed circuit board is greater than 10 square centimetres,

| — | toner cartridges, liquid and paste, as well as colour toner, |
| --- | --- |

—

toner cartridges, liquid and paste, as well as colour toner,

| — | plastic containing brominated flame retardants, |
| --- | --- |

—

plastic containing brominated flame retardants,

| — | asbestos waste and components which contain asbestos, |
| --- | --- |

—

asbestos waste and components which contain asbestos,

| — | cathode ray tubes, |
| --- | --- |

—

cathode ray tubes,

| — | chlorofluorocarbons (CFC), hydrochlorofluorocarbons (HCFC) or hydrofluorocarbons (HFC), hydrocarbons (HC), |
| --- | --- |

—

chlorofluorocarbons (CFC), hydrochlorofluorocarbons (HCFC) or hydrofluorocarbons (HFC), hydrocarbons (HC),

| — | gas discharge lamps, |
| --- | --- |

—

gas discharge lamps,

| — | liquid crystal displays (together with their casing where appropriate) of a surface greater than 100 square centimetres and all those back-lighted with gas discharge lamps, |
| --- | --- |

—

liquid crystal displays (together with their casing where appropriate) of a surface greater than 100 square centimetres and all those back-lighted with gas discharge lamps,

| — | external electric cables, |
| --- | --- |

—

external electric cables,

| — | components containing refractory ceramic fibres as described in Commission Directive 97/69/EC of 5 December 1997 adapting to technical progress for the 23rd time Council Directive 67/548/EEC on the approximation of the laws, regulations and administrative provisions relating to the classification, packaging and labelling of dangerous substances (2), |
| --- | --- |

—

components containing refractory ceramic fibres as described in Commission Directive 97/69/EC of 5 December 1997 adapting to technical progress for the 23rd time Council Directive 67/548/EEC on the approximation of the laws, regulations and administrative provisions relating to the classification, packaging and labelling of dangerous substances (2),

| — | components containing radioactive substances with the exception of components that are below the exemption thresholds set in Article 3 of and Annex I to Council Directive 96/29/Euratom of 13 May 1996 laying down basic safety standards for the protection of the health of workers and the general public against the dangers arising from ionizing radiation (3), |
| --- | --- |

—

components containing radioactive substances with the exception of components that are below the exemption thresholds set in Article 3 of and Annex I to Council Directive 96/29/Euratom of 13 May 1996 laying down basic safety standards for the protection of the health of workers and the general public against the dangers arising from ionizing radiation (3),

| — | electrolyte capacitors containing substances of concern (height > 25 mm, diameter > 25 mm or proportionately similar volume). |
| --- | --- |

—

electrolyte capacitors containing substances of concern (height > 25 mm, diameter > 25 mm or proportionately similar volume).

These substances, mixtures and components shall be disposed of or recovered in compliance with Directive 2008/98/EC.

| 2. | The following components of WEEE that is separately collected have to be treated as indicated:






  — | cathode ray tubes: the fluorescent coating has to be removed, |
| --- | --- | --- |

2.

—

cathode ray tubes: the fluorescent coating has to be removed,

| — | equipment containing gases that are ozone depleting or have a global warming potential (GWP) above 15, such as those contained in foams and refrigeration circuits: the gases must be properly extracted and properly treated. Ozone-depleting gases must be treated in accordance with Regulation (EC) No 1005/2009, |
| --- | --- |

—

equipment containing gases that are ozone depleting or have a global warming potential (GWP) above 15, such as those contained in foams and refrigeration circuits: the gases must be properly extracted and properly treated. Ozone-depleting gases must be treated in accordance with Regulation (EC) No 1005/2009,

| — | gas discharge lamps: the mercury shall be removed. |
| --- | --- |

—

gas discharge lamps: the mercury shall be removed.

| 3. | Taking into account environmental considerations and the desirability of preparation for re-use and recycling, points 1 and 2 shall be applied in such a way that environmentally-sound preparation for re-use and recycling of components or whole appliances is not hindered. |
| --- | --- |

3.

---

(1)  OJ L 243, 24.9.1996, p. 31.

(2)  OJ L 343, 13.12.1997, p. 19.

(3)  OJ L 159, 29.6.1996, p. 1.

---

ANNEX VIII

TECHNICAL REQUIREMENTS REFERRED TO IN ARTICLE 8(3)

| 1. | Sites for storage (including temporary storage) of WEEE prior to its treatment (without prejudice to the requirements of Council Directive 1999/31/EC of 26 April 1999 on the landfill of waste (1)):






  — | impermeable surfaces for appropriate areas with the provision of spillage collection facilities and, where appropriate, decanters and cleanser-degreasers, |
| --- | --- | --- |

1.

—

impermeable surfaces for appropriate areas with the provision of spillage collection facilities and, where appropriate, decanters and cleanser-degreasers,

| — | weatherproof covering for appropriate areas. |
| --- | --- |

—

weatherproof covering for appropriate areas.

| 2. | Sites for treatment of WEEE:






  — | scales to measure the weight of the treated waste, |
| --- | --- | --- |

2.

—

scales to measure the weight of the treated waste,

| — | impermeable surfaces and waterproof covering for appropriate areas with the provision of spillage collection facilities and, where appropriate, decanters and cleanser-degreasers, |
| --- | --- |

—

impermeable surfaces and waterproof covering for appropriate areas with the provision of spillage collection facilities and, where appropriate, decanters and cleanser-degreasers,

| — | appropriate storage for disassembled spare parts, |
| --- | --- |

—

appropriate storage for disassembled spare parts,

| — | appropriate containers for storage of batteries, PCBs/PCTs containing capacitors and other hazardous waste such as radioactive waste, |
| --- | --- |

—

appropriate containers for storage of batteries, PCBs/PCTs containing capacitors and other hazardous waste such as radioactive waste,

| — | equipment for the treatment of water in compliance with health and environmental regulations. |
| --- | --- |

—

equipment for the treatment of water in compliance with health and environmental regulations.

---

(1)  OJ L 182, 16.7.1999, p. 1.

---

ANNEX IX

SYMBOL FOR THE MARKING OF EEE

The symbol indicating separate collection for EEE consists of the crossed-out wheeled bin, as shown below. The symbol must be printed visibly, legibly and indelibly.

---

ANNEX X

INFORMATION FOR REGISTRATION AND REPORTING REFERRED TO IN ARTICLE 16

A.   Information to be submitted upon registration:

| 1. | Name and address of the producer or of the authorised representative where appointed under Article 17 (postal code and location, street name and number, country, telephone and fax number, e-mail, as well as a contact person). In the case of an authorised representative as defined in Article 17, also the contact details of the producer that is represented. |
| --- | --- |

1.

Name and address of the producer or of the authorised representative where appointed under Article 17 (postal code and location, street name and number, country, telephone and fax number, e-mail, as well as a contact person). In the case of an authorised representative as defined in Article 17, also the contact details of the producer that is represented.

| 2. | National identification code of the producer, including European tax number or national tax number of the producer. |
| --- | --- |

2.

National identification code of the producer, including European tax number or national tax number of the producer.

| 3. | Category of EEE set out in Annex I or III, as appropriate. |
| --- | --- |

3.

Category of EEE set out in Annex I or III, as appropriate.

| 4. | Type of EEE (household or other than household equipment). |
| --- | --- |

4.

Type of EEE (household or other than household equipment).

| 5. | Brand name of EEE. |
| --- | --- |

5.

Brand name of EEE.

| 6. | Information on how the producer meets its responsibilities: individual or collective scheme, including information on financial guarantee. |
| --- | --- |

6.

Information on how the producer meets its responsibilities: individual or collective scheme, including information on financial guarantee.

| 7. | Selling technique used (e.g. distance selling). |
| --- | --- |

7.

Selling technique used (e.g. distance selling).

| 8. | Declaration stating that the information provided is true. |
| --- | --- |

8.

Declaration stating that the information provided is true.

B.   Information to be submitted for reporting:

| 1. | National identification code of the producer. |
| --- | --- |

1.

National identification code of the producer.

| 2. | Reporting period. |
| --- | --- |

2.

Reporting period.

| 3. | Category of EEE set out in Annex I or III, as appropriate. |
| --- | --- |

3.

Category of EEE set out in Annex I or III, as appropriate.

| 4. | Quantity of EEE placed on the national market, by weight. |
| --- | --- |

4.

Quantity of EEE placed on the national market, by weight.

| 5. | Quantity, by weight, of waste of EEE separately collected, recycled (including prepared for re-use), recovered and disposed of within the Member State or shipped within or outside the Union. |
| --- | --- |

5.

Quantity, by weight, of waste of EEE separately collected, recycled (including prepared for re-use), recovered and disposed of within the Member State or shipped within or outside the Union.

Note: information set out in points 4 and 5 must be given by category.

---

ANNEX XI

PART A

Repealed Directive with its successive amendments

(referred to in Article 25)

| Directive 2002/96/EC on waste electrical and electronic equipment (WEEE) | (OJ L 37, 13.2.2003, p. 24) |
| --- | --- |
| Directive 2003/108/EC of the European Parliament and of the Council | (OJ L 345, 31.12.2003, p. 106) |
| Directive 2008/34/EC of the European Parliament and of the Council | (OJ L 81, 20.3.2008, p. 65) |

Directive 2002/96/EC on waste electrical and electronic equipment (WEEE)

(OJ L 37, 13.2.2003, p. 24)

Directive 2003/108/EC of the European Parliament and of the Council

(OJ L 345, 31.12.2003, p. 106)

Directive 2008/34/EC of the European Parliament and of the Council

(OJ L 81, 20.3.2008, p. 65)

PART B

List of time limits for transposition into national law

(referred to in Article 25)

| Directive | Deadline for transposition |
| --- | --- |
| 2002/96/EC | 13 August 2004 |
| 2003/108/EC | 13 August 2004 |
| 2008/34/EC | — |

Directive

Deadline for transposition

2002/96/EC

13 August 2004

2003/108/EC

13 August 2004

2008/34/EC

—

---

ANNEX XII

CORRELATION TABLE

| Directive 2002/96/EC | This Directive |
| --- | --- |
| Article 1 | — |
| — | Article 1 |
| Article 2(1) | Article 2(1) |
| Article 2(2) | Article 2(2) |
| Article 2(3) | Article 2(3)(a) |
| Article 2(1) (partly) | Article 2(3)(b) |
| Annex IB, point 5, last item | Article 2(3)(c) |
| Annex IB, point 8 | Article 2(4)(g) |
| — | Article 2(4)(a) to (f) and 2(5) |
| Article 3(a) | Article 3(1)(a) |
| — | Article 3(1)(b) to (d) |
| Article 3(b) | Article 3(1)(e) |
| Article 3(c) to (h) | Article 3(2) |
| Article 3(i) | Article 3(1)(f) |
| Article 3(j) | Article 3(1)(g) |
| Article 3(k) | Article 3(1)(h) |
| Article 3(l) | — |
| Article 3(m) | Article 3(1)(i) |
| — | Article 3(1)(j) to (o) |
| Article 4 | Article 4 |
| Article 5(1) to (2) | Article 5(1) to (2) |
| — | Article 5(3) to (4) |
| Article 5(3) | Article 5(5) |
| — | Article 6(1) |
| Article 5(4) | Article 6(2) |
| Article 5(5) | Article 7(1) and (2) |
| — | Article 8(1) |
| Article 6(1), first and second subparagraphs, and (3) | Article 8(2), (3) and (4) |
| Annex II(4) | Article 8(4), second subparagraph, first sentence |
| Article 6(1), third subparagraph | Article 8(5) |
| Article 6(6) | Article 8(6) |
| Article 6(2) | Article 9(1) and (2) |
| Article 6(4) | Article 9(3) |
| Article 6(5) | Article 10(1) and (2) |
| — | Article 10(3) |
| Article 7(1) | — |
| Article 7(2) | Article 11(1) and Annex V |
| — | Article 11(2) |
| — | Article 11(3) |
| Article 7(3), first subparagraph | Article 11(4) |
| Article 7(3), second subparagraph | — |
| Article 7(4) | — |
| Article 7(5) | Article 11(5) |
| — | Article 11(6) |
| Article 8(1) | Article 12(1) |
| — | Article 12(2) |
| Article 8(2), first and second subparagraphs | Article 12(3) |
| Article 8(2), third subparagraph | Article 14(1) (partly) |
| Article 8(3), first subparagraph | Article 12(4) |
| — | Article 12(5) |
| Article 8(3), second subparagraph | Article 14(1) (partly) |
| Article 8(4) | — |
| Article 9(1), first subparagraph | Article 13(1), first subparagraph |
| Article 9(1), second subparagraph | — |
| Article 9(1), third subparagraph | Article 13(1), second subparagraph |
| Article 9(1), fourth subparagraph | Article 13(1), third subparagraph |
| Article 9(2) | Article 13(2) |
| Article 10(1) | Article 14(2) |
| Article 10(2) | Article 14(3) |
| Article 10(3) | Article 14(4) |
| Article 10(4) | Article 14(5) |
| Article 11 | Article 15 |
| Article 12(1) (partly) | Article 16(1) to (3) |
| Article 12(1), first subparagraph (partly) | Article 16(4) |
| Article 12(1), second subparagraph | Article 16(1) and (2) and Article 17(2) and (3) |
| Article 12(1), third subparagraph | Article 16(3) and (5) |
| — | Article 17(1) |
| Article 12(1), fourth subparagraph | Article 18 |
| Article 12(2) | Article 16(5) |
| Article 13 | Article 19 |
| — | Article 20 |
| Article 14 | Article 21 |
| Article 15 | Article 22 |
| Article 16 | Article 23(1) |
| — | Article 23(2) to (4) |
| Article 17(1) to (3) | Article 24(1) to (3) |
| Article 17(4) | Article 7(3) |
| Article 17(5) | Article 7(4) to (7), Article 11(6) and Article 12(6) |
| — | Article 25 |
| Article 18 | Article 26 |
| Article 19 | Article 27 |
| Annex IA | Annex I |
| Annex IB | Annex II |
| — | Annexes III, IV and VI |
| Annexes II to IV | Annexes VII to IX |
| — | Annexes X and XI |
| — | Annex XII |

Directive 2002/96/EC

This Directive

Article 1

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—

Article 1

Article 2(1)

Article 2(1)

Article 2(2)

Article 2(2)

Article 2(3)

Article 2(3)(a)

Article 2(1) (partly)

Article 2(3)(b)

Annex IB, point 5, last item

Article 2(3)(c)

Annex IB, point 8

Article 2(4)(g)

—

Article 2(4)(a) to (f) and 2(5)

Article 3(a)

Article 3(1)(a)

—

Article 3(1)(b) to (d)

Article 3(b)

Article 3(1)(e)

Article 3(c) to (h)

Article 3(2)

Article 3(i)

Article 3(1)(f)

Article 3(j)

Article 3(1)(g)

Article 3(k)

Article 3(1)(h)

Article 3(l)

—

Article 3(m)

Article 3(1)(i)

—

Article 3(1)(j) to (o)

Article 4

Article 4

Article 5(1) to (2)

Article 5(1) to (2)

—

Article 5(3) to (4)

Article 5(3)

Article 5(5)

—

Article 6(1)

Article 5(4)

Article 6(2)

Article 5(5)

Article 7(1) and (2)

—

Article 8(1)

Article 6(1), first and second subparagraphs, and (3)

Article 8(2), (3) and (4)

Annex II(4)

Article 8(4), second subparagraph, first sentence

Article 6(1), third subparagraph

Article 8(5)

Article 6(6)

Article 8(6)

Article 6(2)

Article 9(1) and (2)

Article 6(4)

Article 9(3)

Article 6(5)

Article 10(1) and (2)

—

Article 10(3)

Article 7(1)

—

Article 7(2)

Article 11(1) and Annex V

—

Article 11(2)

—

Article 11(3)

Article 7(3), first subparagraph

Article 11(4)

Article 7(3), second subparagraph

—

Article 7(4)

—

Article 7(5)

Article 11(5)

—

Article 11(6)

Article 8(1)

Article 12(1)

—

Article 12(2)

Article 8(2), first and second subparagraphs

Article 12(3)

Article 8(2), third subparagraph

Article 14(1) (partly)

Article 8(3), first subparagraph

Article 12(4)

—

Article 12(5)

Article 8(3), second subparagraph

Article 14(1) (partly)

Article 8(4)

—

Article 9(1), first subparagraph

Article 13(1), first subparagraph

Article 9(1), second subparagraph

—

Article 9(1), third subparagraph

Article 13(1), second subparagraph

Article 9(1), fourth subparagraph

Article 13(1), third subparagraph

Article 9(2)

Article 13(2)

Article 10(1)

Article 14(2)

Article 10(2)

Article 14(3)

Article 10(3)

Article 14(4)

Article 10(4)

Article 14(5)

Article 11

Article 15

Article 12(1) (partly)

Article 16(1) to (3)

Article 12(1), first subparagraph (partly)

Article 16(4)

Article 12(1), second subparagraph

Article 16(1) and (2) and Article 17(2) and (3)

Article 12(1), third subparagraph

Article 16(3) and (5)

—

Article 17(1)

Article 12(1), fourth subparagraph

Article 18

Article 12(2)

Article 16(5)

Article 13

Article 19

—

Article 20

Article 14

Article 21

Article 15

Article 22

Article 16

Article 23(1)

—

Article 23(2) to (4)

Article 17(1) to (3)

Article 24(1) to (3)

Article 17(4)

Article 7(3)

Article 17(5)

Article 7(4) to (7), Article 11(6) and Article 12(6)

—

Article 25

Article 18

Article 26

Article 19

Article 27

Annex IA

Annex I

Annex IB

Annex II

—

Annexes III, IV and VI

Annexes II to IV

Annexes VII to IX

—

Annexes X and XI

—

Annex XII

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