alea-institute/kl3m-data-sample-004-shuffled huggingface dataset:
Exhibit 10.1


 


Execution Copy 


 


AMENDMENT TO MANAGEMENT SERVICES AGREEMENT


 


This Amendment, dated
as of April 30, 2015 (this “Amendment”), to that certain AMENDED AND RESTATED MANAGEMENT SERVICES AGREEMENT
(the “Services Agreement”) dated as of May 6, 2013, by and among MDC PARTNERS INC. (the “Company”),
NADAL MANAGEMENT LIMITED, (formerly Stallion Investments Limited) a corporation in which Miles Nadal is the sole shareholder
(“NML”), NADAL FINANCIAL CORPORATION, a corporation in which Miles Nadal is the sole shareholder (“NFC”),
and MILES NADAL (the “Executive”).


 


WHEREAS, NML,
NFC and the Executive provide services to the Company pursuant to the terms and conditions of the Services Agreement;


 


WHEREAS, the
parties hereto desire to amend the Services Agreement as set forth herein; 


 


NOW, THEREFORE,
in consideration of the mutual covenants and agreements set forth in this Amendment, and for other good and valuable consideration,
the parties hereby agree that the Services Agreement shall be amended by the following, effective as of September 1, 2014, and
that the Services Agreement, as hereby amended, shall continue in full force and effect as of the date of this Amendment:


 





1.Capitalized terms
used in this Amendment and not otherwise defined shall have the meaning given to such terms in the Services Agreement.


 


2.Section 22 of
the Services Agreement (Section 280G Provision) and Exhibit C of the Services Agreement are hereby deleted and deemed to be terminated,
effective immediately, and each of NML and the Executive hereby agree to waive any of the rights previously provided by the Company
pursuant to such provisions.


 


3.As used herein
and in the Services Agreement, the term “Agreement” shall mean the Services Agreement, as from time to time
amended (including, without limitation, this Amendment). Except as set forth above, the Services Agreement, as amended herein,
shall remain in full force and effect without further modification. This Amendment may be executed in one or more counterparts,
and each such counterpart shall be deemed an original instrument, but all such counterparts taken together shall constitute but
one agreement.


 


 


 


*        *        *


 






    	 



    	 



    

 


 


 


 


IN WITNESS WHEREOF,
the parties have executed this Amendment to the Management Services Agreement as of the day and year first above written.


 


 


MDC
Partners Inc.


 


By:  /s/                    


Name:


Title:


 


 


 


Nadal
Management Limited


 


By:  /s/                    


Name:


Title:


 


 


 


/s/                    


Miles
Nadal


 


 


 


Nadal
Financial Corporation


 


 


By:  /s/                    



Name:


Title:
#### § 1271.34 Bank and Office of Finance employees.

Without further approval of FHFA, the Financing Corporation shall have authority to utilize the officers, employees, or agents of any Bank or the Office of Finance in such manner as may be necessary to carry out its functions.
<TABLE> <S> <C>

<ARTICLE>           5
<LEGEND>
THIS SCHEDULE CONTAINS SUMMARY FINANCIAL INFORMATION EXTRACTED FROM THERMO
INSTRUMENT SYSTEMS INC.'S QUARTERLY REPORT ON FORM 10-Q FOR THE PERIOD ENDED
JULY 3, 1999 AND IS QUALIFIED IN ITS ENTIRETY BY REFERENCE TO SUCH FINANCIAL
STATEMENTS.
</LEGEND>
<MULTIPLIER>        1,000

<S>                              <C>
<PERIOD-TYPE>                                 6-MOS
<FISCAL-YEAR-END>                             JAN-01-2000
<PERIOD-END>                                  JUL-03-1999
<CASH>                                                223,949
<SECURITIES>                                                0
<RECEIVABLES>                                         490,465
<ALLOWANCES>                                           32,389
<INVENTORY>                                           348,282
<CURRENT-ASSETS>                                    1,381,290
<PP&E>                                                420,592
<DEPRECIATION>                                        138,339
<TOTAL-ASSETS>                                      2,854,263
<CURRENT-LIABILITIES>                                 845,018
<BONDS>                                               613,444
<PREFERRED-MANDATORY>                                       0
<PREFERRED>                                                 0
<COMMON>                                               12,288
<OTHER-SE>                                            916,062
<TOTAL-LIABILITY-AND-EQUITY>                        2,854,263
<SALES>                                               999,213
<TOTAL-REVENUES>                                      999,213
<CGS>                                                 541,876
<TOTAL-COSTS>                                         541,876
<OTHER-EXPENSES>                                       76,840
<LOSS-PROVISION>                                        2,681
<INTEREST-EXPENSE>                                     25,656
<INCOME-PRETAX>                                        72,360
<INCOME-TAX>                                           33,221
<INCOME-CONTINUING>                                    31,434
<DISCONTINUED>                                              0
<EXTRAORDINARY>                                             0
<CHANGES>                                                   0
<NET-INCOME>                                           31,434
<EPS-BASIC>                                            0.26
<EPS-DILUTED>                                            0.24


</TABLE>
§ 339.10 Notice of servicer's identity. ( a ) *Notice requirement.* When an FDIC-supervised institution makes, increases, extends, renews, sells, or transfers a loan secured by a building or mobile home located or to be located in a special flood hazard area, the FDIC-supervised institution shall notify the Administrator of FEMA (or the Administrator of FEMA's designee) in writing of the identity of the servicer of the loan. The Administrator of FEMA has designated the insurance provider to receive the FDIC-supervised institution's notice of the servicer's identity. This notice may be provided electronically if electronic transmission is satisfactory to the Administrator of FEMA's designee.
( b ) *Transfer of servicing rights.* The FDIC-supervised institution shall notify the Administrator of FEMA (or the Administrator of FEMA's designee) of any change in the servicer of a loan described in paragraph (a) of this section within 60 days after the effective date of the change. This notice may be provided electronically if electronic transmission is satisfactory to the Administrator or his or her designee. Upon any change in the servicing of a loan described in paragraph (a) of this section, the duty to provide notice under this paragraph (b) shall transfer to the transferee servicer.
108TH CONGRESS

1ST SESSION H. R. 3157

AN ACT

To provide for the designation of a Department of

Agriculture disaster liaison to assist State andlocal employees of the Department in coordination with other disaster agencies in response toa federally declared disaster area as a result ofa disaster.

108TH CONGRESS

1ST SESSION H. R. 3157

AN ACT

To provide for the designation of a Department of Agriculture disaster liaison to assist State and local employees of the Department in coordination with other disaster

agencies in response to a federally declared disaster area

as a result of a disaster.
2

•HR 3157 EH

1 Be it enacted by the Senate and House of Representa2 tives of the United States of America in Congress assembled,

3 SECTION 1. LIAISON FOR DISASTER EMERGENCIES.

4 (a) DEPLOYMENT OF DISASTER LIAISON.—The Sec5 retary of Agriculture shall deploy disaster liaisons to State

6 and local Department of Agriculture Service Centers in

7 a federally declared disaster area whenever Federal Emer8 gency Management Agency Personnel are deployed in that

9 area, to coordinate Department programs with the appro10 priate disaster agencies designated under the Robert T.

11 Stafford Disaster Relief and Emergency Assistance Act

12 (42 U.S.C. 5121 et seq.).

13 (b) QUALIFICATIONS.—Disaster liaisons shall be se14 lected from among Department employees who have expe15 rience providing emergency disaster relief in federally de16 clared disaster areas.

17 (c) DUTIES.—A disaster liaison shall—

18 (1) serve as a liaison to State and Federal

19 Emergency Services;

20 (2) be deployed to a federally declared disaster

21 area to coordinate Department interagency pro22 grams in assistance to agricultural producers in the

23 declared disaster area;

24 (3) facilitate the claims and applications of ag25 ricultural producers who are victims of the disaster
3

•HR 3157 EH

1 that are forwarded to the Department by the appro2 priate State Department of Agriculture agency di3 rector; and

4 (4) coordinate with the Director of the State of5 fice of the appropriate Department agency to assist

6 with the application for and distribution of economic

7 assistance.

8 (d) DURATION OF DEPLOYMENT.—The deployment

9 of a disaster liaison under subsection (a) may not exceed

10 30 days.

11 SEC. 2. DEFINITION.

12 In this Act, the term ‘‘federally declared disaster

13 area’’ means—

14 (1) an area covered by a Presidential declara15 tion of major disaster, including a disaster caused by

16 a wildfire, issued under section 301 of the Robert T.

17 Stafford Disaster Relief and Emergency Assistance

18 Act (42 U.S.C. 5170); or

19 (2) determined to be a disaster area, including

20 a disaster caused by a wildfire, by the Secretary
4

•HR 3157 EH

1 under subpart A of part 1945 of title 7, Code of

2 Federal Regulations.

Passed the House of Representatives November 17,

2003.

Attest:

Clerk.
#### § 330.2 Purpose.

The purpose of this part is to clarify the rules and define the terms necessary to afford deposit insurance coverage under the Act and provide rules for the recognition of deposit ownership in various circumstances.
§ 268.109 Final action by the Board. ( a ) *Final action by the Board following a decision by an administrative judge.* When an EEOC administrative judge has issued a decision under §§ 268.108(b), (g), or (i), the Board shall take final action on the complaint by issuing a final order within 40 days of receipt of the hearing file and the administrative judge's decision. The final order shall notify the complainant whether or not the Board will fully implement the decision of the administrative judge and shall contain notice of the complainant's right to appeal to the Equal Employment Opportunity Commission, the right to file a civil action in federal district court, the name of the proper defendant in any such lawsuit and the applicable time limits for appeals and lawsuits. If the final order does not fully implement the decision of the administrative judge, then the Board shall simultaneously file an appeal in accordance with § 268.403 and append a copy of its appeal to the final order. A copy of EEOC Form 573 shall be attached to the final order.
( b ) *Final action by the Board in all other circumstances.* When the Board dismisses an entire complaint under § 268.106, receives a request for an immediate final decision or does not receive a reply to the notice issued under § 268.107(f), the Board shall take final action by issuing a final decision. The final decision shall consist of findings by the Board on the merits of each issue in the complaint, or, as appropriate, the rationale for dismissing any claims in the complaint and, when discrimination is found, appropriate remedies and relief in accordance with subpart F of this part. The Board shall issue the final decision within 60 days of receiving notification that a complainant has requested an immediate decision from the Board, or within 60 days of the end of the 30-day period for the complainant to request a hearing or an immediate final decision where the complainant has not requested either a hearing or a decision. The final action shall contain notice of the right to appeal the final action to the Equal Employment Opportunity Commission, the right to file a civil action in federal district court, the name of the proper defendant in any such lawsuit and the applicable time limits for appeals and lawsuits. A copy of EEOC Form 573 shall be attached to the final action. The Board may issue a final decision within 30 days after receiving a decision of the Commission pursuant to § 268.405(c) of this part.
#### § 1401.1 Cross-references to employee ethical conduct standards and financial disclosure regulations.

Board members, officers, and other employees of the Farm Credit System Insurance Corporation are subject to the Standards of Ethical Conduct for Employees of the Executive Branch at 5 CFR part 2635, the Farm Credit System Insurance Corporation regulation at 5 CFR part 4001, which supplements the Executive Branch-wide Standards, and the executive branch-wide financial disclosure regulations at 5 CFR part 2634.

[60 FR 30778, June 12, 1995]
```

[Federal Register: May 18, 2010 (Volume 75, Number 95)]
[Notices]               
[Page 27778]
From the Federal Register Online via GPO Access [wais.access.gpo.gov]
[DOCID:fr18my10-62]                         

=======================================================================
-----------------------------------------------------------------------

EXPORT-IMPORT BANK OF THE UNITED STATES

 
Economic Impact Policy

    This notice is to inform the public that the Export-Import Bank of 
the United States has received an application for a $49.3 million 
guarantee to support the U.S. export of aircraft tooling equipment to 
Mexico and the United Kingdom. The U.S. exports will enable the Mexican 
and British facilities to produce composite aircraft parts. All of the 
new Mexican and British production will be sent back to the U.S. for 
final assembly into business aircraft. Available information indicates 
that this type of supply chain structure exists because of the need for 
industry participants to produce technically specific goods at 
proprietary facilities. Interested parties may submit comments on this 
transaction by e-mail to economic.impact@exim.gov or by mail to 811 
Vermont Avenue, NW., Room 947, Washington, DC 20571, within 14 days of 
the date this notice appears in the Federal Register.

Jonathan J. Cordone,
Senior Vice President and General Counsel.
[FR Doc. 2010-11801 Filed 5-17-10; 8:45 am]
BILLING CODE 6690-01-P
```
§ 366.12 What are the FDIC's minimum standards of ethical responsibility? ( a ) You and any person who performs services for us must not provide preferential treatment to any person in your dealings with the public on our behalf.
( b ) You must ensure that any person you employ to perform services for us is informed about their responsibilities under this part.
( c ) You must disclose to us waste, fraud, abuse or corruption. Contact the Inspector General at 1-800-964-FDIC or *Ighotline@fdic.gov .*
( d ) You and any person who performs contract services to us must not: ( 1 ) Accept or solicit for yourself or others any favor, gift, or other item of monetary value from any person who you reasonably believe is seeking an official action from you on our behalf, or has an interest that the performance or nonperformance of your duties to us may substantially affect;
( 2 ) Use or allow the use of our property, except as specified in the contract;
( 3 ) Make an unauthorized promise or commitment on our behalf; or
( 4 ) Provide impermissible gifts or entertainment to an FDIC employee or other person providing services to us.
( e ) The following are examples of when you are engaging in unethical behavior. These examples are not inclusive. ( 1 ) Using government resources, including our Internet connection, to conduct any business that is unrelated to the performance of your contract with us.
( 2 ) Submitting false invoices or claims, or making misleading or false statements.
( 3 ) Committing us to forgive or restructure a debt or portion of a debt, unless we provide you with written authority to do so.
Exhibit 32.2

                            CERTIFICATION PURSUANT TO
                             18 U.S.C. SECTION 1350,
                             AS ADOPTED PURSUANT TO
                  SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002

In connection with the Quarterly Report of Transnational Industries, Inc. (the
"Company") on Form 10-QSB for the quarterly period ended July 31, 2003 as
filed with the Securities and Exchange Commission on the date hereof (the
"Report"), I, Paul L. Dailey, Executive Vice President and Chief Financial
Officer of the Company, certify, pursuant to 18 U.S.C. Section 1350, as adopted
pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that:

       (1)    The Report fully complies with the requirements of Section 13(a)
              or 15(d) of the Securities Exchange Act of 1934; and

       (2)    The information contained in the Report fairly presents, in all
              material respects, the financial condition and results of
              operations of the Company.


/s/ Paul L. Dailey
------------------
Paul L. Dailey
Executive Vice President and Chief Financial Officer

Dated: September 14, 2003

This certification is made solely for the purpose of 18 U.S.C. Section 1350,
subject to the knowledge standard contained therein, and not for any other
purpose.
<TABLE> <S> <C>


<ARTICLE>                     5
<MULTIPLIER>                                   1,000
       
<S>                             <C>
<PERIOD-TYPE>                   12-MOS
<FISCAL-YEAR-END>                              DEC-31-1998
<PERIOD-START>                                 JAN-01-1998
<PERIOD-END>                                   DEC-31-1998
<CASH>                                           4,082
<SECURITIES>                                         0
<RECEIVABLES>                                  123,713
<ALLOWANCES>                                     3,486
<INVENTORY>                                    129,389
<CURRENT-ASSETS>                               259,500
<PP&E>                                          23,346
<DEPRECIATION>                                  10,580
<TOTAL-ASSETS>                                 285,580
<CURRENT-LIABILITIES>                           92,141
<BONDS>                                        106,963
<PREFERRED-MANDATORY>                                0
<PREFERRED>                                          0
<COMMON>                                            89
<OTHER-SE>                                      86,387
<TOTAL-LIABILITY-AND-EQUITY>                   285,580
<SALES>                                        661,428
<TOTAL-REVENUES>                               661,428
<CGS>                                          595,504
<TOTAL-COSTS>                                  595,504
<OTHER-EXPENSES>                                45,354
<LOSS-PROVISION>                                 4,384
<INTEREST-EXPENSE>                               5,711
<INCOME-PRETAX>                                 10,475
<INCOME-TAX>                                     4,400
<INCOME-CONTINUING>                              6,075
<DISCONTINUED>                                       0
<EXTRAORDINARY>                                      0
<CHANGES>                                            0
<NET-INCOME>                                     6,075
<EPS-PRIMARY>                                      .69
<EPS-DILUTED>                                      .68
        


</TABLE>
<TABLE> <S> <C>

<ARTICLE> 5
<CIK> 0000795662
<NAME> STERLING CHEMICALS HOLDINGS, INC.
<MULTIPLIER> 1,000
       
<S>                             <C>
<PERIOD-TYPE>                   9-MOS
<FISCAL-YEAR-END>                          SEP-30-1998
<PERIOD-START>                             OCT-01-1997
<PERIOD-END>                               JUN-30-1998
<CASH>                                          12,447
<SECURITIES>                                         0
<RECEIVABLES>                                  125,304
<ALLOWANCES>                                   (1,301)
<INVENTORY>                                     77,472
<CURRENT-ASSETS>                               239,267
<PP&E>                                         747,821
<DEPRECIATION>                               (286,352)
<TOTAL-ASSETS>                                 794,426
<CURRENT-LIABILITIES>                          143,986
<BONDS>                                        874,488
<PREFERRED-MANDATORY>                           17,616
<PREFERRED>                                          0
<COMMON>                                           123
<OTHER-SE>                                   (338,645)
<TOTAL-LIABILITY-AND-EQUITY>                   794,426
<SALES>                                        640,154
<TOTAL-REVENUES>                               640,154
<CGS>                                          577,665
<TOTAL-COSTS>                                  577,665
<OTHER-EXPENSES>                                43,359
<LOSS-PROVISION>                                     0
<INTEREST-EXPENSE>                              76,021
<INCOME-PRETAX>                               (56,891)
<INCOME-TAX>                                  (17,340)
<INCOME-CONTINUING>                           (39,551)
<DISCONTINUED>                                       0
<EXTRAORDINARY>                                      0
<CHANGES>                                            0
<NET-INCOME>                                  (39,551)
<EPS-PRIMARY>                                   (3.40)
<EPS-DILUTED>                                   (3.40)
        

</TABLE>
IN THE UNITED STATES COURT OF APPEALS

FOR THE FIFTH CIRCUIT

No. 10-50294

Conference Calendar

UNITED STATES OF AMERICA,

Plaintiff-Appellee

v.

MIGUEL SILVERIO SALAS, also known as Silver,

Defendant-Appellant

Appeal from the United States District Court

for the Western District of Texas

USDC No. 5:09-CR-423-4

Before BENAVIDES, DENNIS, and SOUTHWICK, Circuit Judges.

PER CURIAM:*

The attorney appointed to represent Miguel Silverio Salas has moved for

leave to withdraw and has filed a brief in accordance with Anders v. California,

386 U.S. 738 (1967), and United States v. Flores, 632 F.3d 229 (5th Cir. 2011). 

Salas has filed a response. We have reviewed counsel’s brief and the relevant

portions of the record reflected therein, as well as Salas’s response. We concur

with counsel’s assessment that the appeal presents no nonfrivolous issue for

appellate review. Accordingly, counsel’s motion for leave to withdraw is

United States Court of Appeals

Fifth Circuit

F I L E D

October 21, 2011

Lyle W. Cayce

Clerk

Pursuant to 5TH CIR. R. 47.5, the court has determined that this opinion should not *

be published and is not precedent except under the limited circumstances set forth in 5TH CIR.

R. 47.5.4.

Case: 10-50294 Document: 00511640333 Page: 1 Date Filed: 10/21/2011
No. 10-50294

GRANTED, counsel is excused from further responsibilities herein, Salas’s

motion for appointment of new counsel is DENIED, and the APPEAL IS

DISMISSED. See 5TH CIR. R. 42.2.

2

Case: 10-50294 Document: 00511640333 Page: 2 Date Filed: 10/21/2011