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            COUNCIL REGULATION (EC) No 394/2006

of 27 February 2006         

amending and updating Regulation (EC) No 1334/2000 setting up a Community regime for the control of exports of dual-use items and technology

THE COUNCIL OF THE EUROPEAN UNION,

Having regard to the Treaty establishing the European Community, and in particular Article 133 thereof,

Having regard to the proposal from the Commission,

Whereas:

HAS ADOPTED THIS REGULATION:

Article 1

Annexes to Regulation (EC) No 1334/2000 shall be replaced by the text appearing in the Annex to this Regulation.

Article 2

This Regulation shall enter into force on the 30th day following that of its publication in the Official Journal of the European Union.

This Regulation shall be binding in its entirety and directly applicable in all Member States.

Done at Brussels, 27 February 2006.

For the Council

The President

U. PLASSNIK            

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(1)OJ L 159, 30.6.2000, p. 1. Regulation as last amended by Regulation (EC) No 1504/2004 (OJ L 281, 31.8.2004, p. 1).

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ANNEX

‘ANNEX I

LIST OF DUAL-USE ITEMS AND TECHNOLOGY

(referred to in Article 3 of Regulation (EC) No 1334/2000)

This list implements internationally agreed dual-use controls including the Wassenaar Arrangement, the Missile Technology Control Regime (MTCR), the Nuclear Suppliers' Group (NSG), the Australia Group and the Chemical Weapons Convention (CWC). No account has been taken of any items that Member States wish to place on an exclusion list. No account has been taken of any national controls (non-regime origin controls) that may be maintained by Member States.

GENERAL NOTES TO ANNEX I

NUCLEAR TECHNOLOGY NOTE (NTN)

(To be read in conjunction with section E of Category 0)

The "technology" directly associated with any goods controlled in Category 0 is controlled according to the provisions of Category 0.

                        "Technology" for the "development", "production" or "use" of goods under control remains under control even when applicable to non-controlled goods.

The approval of goods for export also authorises the export to the same end-user of the minimum "technology" required for the installation, operation, maintenance and repair of the goods.

Controls on "technology" transfer do not apply to information "in the public domain" or to "basic scientific research".

GENERAL TECHNOLOGY NOTE (GTN)

(To be read in conjunction with section E of Categories 1 to 9)

The export of "technology" which is "required" for the "development", "production" or "use" of goods controlled in Categories 1 to 9, is controlled according to the provisions of Categories 1 to 9.

                        "Technology"                        "required" for the "development", "production" or "use" of goods under control remains under control even when applicable to non-controlled goods.

Controls do not apply to that "technology" which is the minimum necessary for the installation, operation, maintenance (checking) and repair of those goods which are not controlled or whose export has been authorised.

N.B.: This does not release such "technology" specified in 1E002.e., 1E002.f., 8E002.a. and 8E002.b.

Controls on "technology" transfer do not apply to information "in the public domain", to "basic scientific research" or to the minimum necessary information for patent applications.

GENERAL SOFTWARE NOTE (GSN)

(This note overrides any control within section D of Categories 0 to 9)

Categories 0 to 9 of this list do not control "software" which is either:

EDITORIAL PRACTICES

In accordance with the rules set out in paragraph 101 on page 86 of the Interinstitutional Style Guide (1997 edition), for texts in English published in the Official Journal of the European Communities:

DEFINITIONS OF TERMS USED IN THIS ANNEX

Definitions of terms between ‧single quotation marks‧ are given in a Technical Note to the relevant item.

Definitions of terms between "double quotation marks" are as follows:

N.B.: Category references are given in brackets after the defined term.

ACRONYMS AND ABBREVIATIONS USED IN THIS ANNEX

An acronym or abbreviation, when used as a defined term, will be found in ‧Definitions of Terms used in this Annex".

CATEGORY 0

NUCLEAR MATERIALS, FACILITIES, AND EQUIPMENT

                                 0ASystems, Equipment and Components

                           0A001                           "Nuclear reactors" and specially designed or prepared equipment and components therefor, as follows:

                                 0BTest, Inspection and Production Equipment

                           0B001Plant for the separation of isotopes of "natural uranium", "depleted uranium" and "special fissile materials", and specially designed or prepared equipment and components therefor, as follows:

                           0B002Specially designed or prepared auxiliary systems, equipment and components, as follows, for isotope separation plant specified in 0B001, made of or protected by "materials resistant to corrosion by UF6                           ":

                           0B003Plant for the conversion of uranium and equipment specially designed or prepared therefor, as follows:

                           0B004Plant for the production or concentration of heavy water, deuterium and deuterium compounds and specially designed or prepared equipment and components therefor, as follows:

                           0B005Plant specially designed for the fabrication of "nuclear reactor" fuel elements and specially designed or prepared equipment therefor.

Note: A plant for the fabrication of "nuclear reactor" fuel elements includes equipment which:

                           0B006Plant for the reprocessing of irradiated "nuclear reactor" fuel elements, and specially designed or prepared equipment and components therefor.

Note: 0B006 includes:

                           0B007Plant for the conversion of plutonium and equipment specially designed or prepared therefor, as follows:

                                 0CMaterials

                           0C001                           "Natural uranium" or "depleted uranium" or thorium in the form of metal, alloy, chemical compound or concentrate and any other material containing one or more of the foregoing;

Note: 0C001 does not control the following:

                           0C002                           "Special fissile materials"                        

Note: 0C002 does not control four "effective grammes" or less when contained in a sensing component in instruments.

                           0C003Deuterium, heavy water (deuterium oxide) and other compounds of deuterium, and mixtures and solutions containing deuterium, in which the isotopic ratio of deuterium to hydrogen exceeds 1:5 000.

                           0C004Graphite, nuclear grade, having a purity level of less than 5 parts per million ‧boron equivalent‧ and with a density greater than 1,5 g/cm3.

N.B.: SEE ALSO 1C107.

Note 1: 0C004 does not control the following:

Note 2: In 0C004, ‧boron equivalent‧ (BE) is defined as the sum of BEz for impurities (excluding BEcarbon since carbon is not considered an impurity) including boron, where:

BEz (ppm) = CF × concentration of element Z in ppm;

where CF is the conversion factor 

and σB and σZ are the thermal neutron capture cross sections (in barns) for naturally occurring boron and element Z respectively; and AB and AZ are the atomic masses of naturally occurring boron and element Z respectively.

                           0C005Specially prepared compounds or powders for the manufacture of gaseous diffusion barriers, resistant to corrosion by UF6 (e.g. nickel or alloy containing 60 weight per cent or more nickel, aluminium oxide and fully fluorinated hydrocarbon polymers), having a purity of 99,9 weight per cent or more and a mean particle size of less than 10 micrometres measured by American Society for Testing and Materials (ASTM) B330 standard and a high degree of particle size uniformity.

                                 0DSoftware

                           0D001                           "Software" specially designed or modified for the "development", "production" or "use" of goods specified in this Category.

                                 0ETechnology

                           0E001                           "Technology" according to the Nuclear Technology Note for the "development", "production" or "use" of goods specified in this Category.

CATEGORY 1

MATERIALS, CHEMICALS, "MICROORGANISMS" AND "TOXINS"                           

                                 1ASystems, Equipment and Components

                           1A001Components made from fluorinated compounds, as follows:

                           1A002                           "Composite" structures or laminates, having any of the following:

N.B.: SEE ALSO 1A202, 9A010 and 9A110

Note 1: 1A002 does not control composite structures or laminates made from epoxy resin impregnated carbon "fibrous or filamentary materials" for the repair of aircraft structures or laminates, provided the size does not exceed 1 m2.

Note 2: 1A002 does not control finished or semi-finished items specially designed for purely civilian applications as follows:

                           1A003Manufactures of non-fluorinated polymeric substances specified in 1C008.a.3. in film, sheet, tape or ribbon form with either of the following characteristics:

Note: 1A003 does not control manufactures when coated or laminated with copper and designed for the production of electronic printed circuit boards.

                           1A004Protective and detection equipment and components, other than those specified in military goods controls, as follows:

N.B.: SEE ALSO 2B351 AND 2B352.

Note: 1A004 does not control:

                           1A005Body armour, and specially designed components therefor, other than those manufactured to military standards or specifications or to their equivalents in performance.

N.B.: SEE ALSO MILITARY GOODS CONTROLS.

N.B.: For "fibrous or filamentary materials" used in the manufacture of body armour, see 1C010.

Note 1: 1A005 does not control body armour or protective garments when accompanying their user for the user's own personal protection.

Note 2: 1A005 does not control body armour designed to provide frontal protection only from both fragment and blast from non-military explosive devices.

                           1A102Resaturated pyrolized carbon-carbon components designed for space launch vehicles specified in 9A004 or sounding rockets specified in 9A104.

                           1A202Composite structures, other than those specified in 1A002, in the form of tubes and having both of the following characteristics:

N.B.: SEE ALSO 9A010 AND 9A110.

                           1A225Platinized catalysts specially designed or prepared for promoting the hydrogen isotope exchange reaction between hydrogen and water for the recovery of tritium from heavy water or for the production of heavy water.

                           1A226Specialised packings which may be used in separating heavy water from ordinary water, having both of the following characteristics:

                           1A227High-density (lead glass or other) radiation shielding windows, having all of the following characteristics, and specially designed frames therefor:

Technical Note:

In 1A227 the term ‧cold area‧ means the viewing area of the window exposed to the lowest level of radiation in the design application.

                                 1BTest, Inspection and Production Equipment

                           1B001Equipment for the production of fibres, prepregs, preforms or "composites" specified in 1A002 or 1C010, as follows, and specially designed components and accessories therefor:

N.B.: SEE ALSO 1B101 AND 1B201.

                           1B002Equipment for producing metal alloys, metal alloy powder or alloyed materials, specially designed to avoid contamination and specially designed for use in one of the processes specified in 1C002.c.2.

N.B.: SEE ALSO 1B102.

                           1B003Tools, dies, moulds or fixtures, for "superplastic forming" or "diffusion bonding" titanium or aluminium or their alloys, specially designed for the manufacture of:

                           1B101Equipment, other than that specified in 1B001, for the "production" of structural composites as follows; and specially designed components and accessories therefor:

N.B.: SEE ALSO 1B201.

Note: Components and accessories specified in 1B101 include moulds, mandrels, dies, fixtures and tooling for the preform pressing, curing, casting, sintering or bonding of composite structures, laminates and manufactures thereof.

                           1B102Metal powder "production equipment", other than that specified in 1B002, and components as follows:

N.B.: SEE ALSO 1B115.b.

Note: 1B102 includes:

                           1B115Equipment, other than that specified in 1B002 or 1B102, for the production of propellant and propellant constituents, as follows, and specially designed components therefor:

Note 1: For equipment specially designed for the production of military goods, see the Military Goods Controls.

Note 2: 1B115 does not control equipment for the "production", handling and acceptance testing of boron carbide.

                           1B116Specially designed nozzles for producing pyrolitically derived materials formed on a mould, mandrel or other substrate from precursor gases which decompose in the 1 573 K (1 300 °C) to 3 173 K (2 900 °C) temperature range at pressures of 130 Pa to 20 kPa.

                           1B117Batch mixers with provision for mixing under vacuum in the range of zero to 13,326 kPa and with temperature control capability of the mixing chamber and having all of the following, and specially designed components therefor:

                           1B118Continuous mixers with provision for mixing under vacuum in the range of zero to 13,326 kPa and with a temperature control capability of the mixing chamber having any of the following, and specially designed components therefor:

                           1B119Fluid energy mills usable for grinding or milling substances specified in 1C011.a., 1C011.b., 1C111 or in the Military Goods Controls, and specially designed components therefor.

                           1B201Filament winding machines, other than those specified in 1B001 or 1B101, and related equipment, as follows:

                           1B225Electrolytic cells for fluorine production with an output capacity greater than 250 g of fluorine per hour.

                           1B226Electromagnetic isotope separators designed for, or equipped with, single or multiple ion sources capable of providing a total ion beam current of 50 mA or greater.

Note: 1B226 includes separators:

                           1B227Ammonia synthesis converters or ammonia synthesis units, in which the synthesis gas (nitrogen and hydrogen) is withdrawn from an ammonia/hydrogen high-pressure exchange column and the synthesized ammonia is returned to said column.

                           1B228Hydrogen-cryogenic distillation columns having all of the following characteristics:

                           1B229Water-hydrogen sulphide exchange tray columns and ‧internal contactors‧, as follows:

N.B.: For columns which are specially designed or prepared for the production of heavy water see 0B004.

                           1B230Pumps capable of circulating solutions of concentrated or dilute potassium amide catalyst in liquid ammonia (KNH2/NH3), having all of the following characteristics:

                           1B231Tritium facilities or plants, and equipment therefor, as follows:

                           1B232Turboexpanders or turboexpander-compressor sets having both of the following characteristics:

                           1B233Lithium isotope separation facilities or plants, and equipment therefor, as follows:

                                 1CMaterials

Technical Note:

Metals and alloys:

Crude forms:

Semi-fabricated forms (whether or not coated, plated, drilled or punched):

The object of the control should not be defeated by the export of non-listed forms alleged to be finished products but representing in reality crude forms or semi-fabricated forms.

                           1C001Materials specially designed for use as absorbers of electromagnetic waves, or intrinsically conductive polymers, as follows:

N.B.: SEE ALSO 1C101.

                           1C002Metal alloys, metal alloy powder and alloyed materials, as follows:

N.B.: SEE ALSO 1C202.

Note: 1C002 does not control metal alloys, metal alloy powder and alloyed materials for coating substrates.

Technical Notes:

                           1C003Magnetic metals, of all types and of whatever form, having any of the following characteristics:

                           1C004Uranium titanium alloys or tungsten alloys with a "matrix" based on iron, nickel or copper, having all of the following:

                           1C005                           "Superconductive"                           "composite" conductors in lengths exceeding 100 m or with a mass exceeding 100 g, as follows:

                           1C006Fluids and lubricating materials, as follows:

Technical Note:

For the purpose of 1C006:

                           1C007Ceramic base materials, non-"composite" ceramic materials, ceramic-"matrix"                           "composite" materials and precursor materials, as follows:

N.B.: SEE ALSO 1C107.

                           1C008Non-fluorinated polymeric substances, as follows:

Technical Note:

The glass transition temperature (Tg) for 1C008 materials is determined using the method described in ISO 11357-2 (1999) or national equivalents.

                           1C009Unprocessed fluorinated compounds, as follows:

                           1C010                           "Fibrous or filamentary materials" which may be used in organic "matrix", metallic "matrix" or carbon "matrix"                           "composite" structures or laminates, as follows:

N.B.: SEE ALSO 1C210.

                           1C011Metals and compounds, as follows:

N.B.: SEE ALSO MILITARY GOODS CONTROLS and 1C111.

                           1C012Materials as follows:

Technical Note:

These materials are typically used for nuclear heat sources.

                           1C101Materials and devices for reduced observables such as radar reflectivity, ultraviolet/infrared signatures and acoustic signatures, other than those specified in 1C001, usable in ‧missiles‧, "missile" subsystems or unmanned aerial vehicles specified in 9A012.

Note 1: 1C101 includes:

Note 2: 1C101 does not include coatings when specially used for the thermal control of satellites.

Technical Note:

In 1C101 ‧missile‧ means complete rocket systems and unmanned aerial vehicle systems capable of a range exceeding 300 km.

                           1C102Resaturated pyrolized carbon-carbon materials designed for space launch vehicles specified in 9A004 or sounding rockets specified in 9A104.

                           1C107Graphite and ceramic materials, other than those specified in 1C007, as follows:

                           1C111Propellants and constituent chemicals for propellants, other than those specified in 1C011, as follows:

Note: For propellants and constituent chemicals for propellants not specified in 1C111, see the Military Goods Controls.

                           1C116Maraging steels (steels generally characterised by high nickel, very low carbon content and the use of substitutional elements or precipitates to produce age-hardening) having an ultimate tensile strength of 1,500 MPa or greater, measured at 293 K (20 °C), in the form of sheet, plate or tubing with a wall or plate thickness equal to or less than 5 mm.

N.B.: SEE ALSO 1C216.

                           1C117Tungsten, molybdenum and alloys of these metals in the form of uniform spherical or atomized particles of 500 micrometre diameter or less with a purity of 97 % or greater for fabrication of "missile" motor components, i.e., heat shields, nozzle substrates, nozzle throats and thrust vector control surfaces.

                           1C118Titanium-stabilised duplex stainless steel (Ti-DSS) having all of the following:

                           1C202Alloys, other than those specified in 1C002.b.3. or .b.4., as follows:

Technical Note:

The phrase alloys ‧capable of‧ encompasses alloys before or after heat treatment.

                           1C210                           ‧Fibrous or filamentary materials‧ or prepregs, other than those specified in 1C010.a., b. or e., as follows:

Note: In 1C210, ‧fibrous or filamentary materials‧ is restricted to continuous "monofilaments", "yarns", "rovings", "tows" or "tapes".

                           1C216Maraging steel, other than that specified in 1C116, ‧capable of‧ an ultimate tensile strength of 2 050 MPa or more, at 293 K (20 °C).

Note: 1C216 does not control forms in which all linear dimensions are 75 mm or less.

Technical Note:

The phrase maraging steel ‧capable of‧ encompasses maraging steel before or after heat treatment.

                           1C225Boron enriched in the boron-10 (10B) isotope to greater than its natural isotopic abundance, as follows: elemental boron, compounds, mixtures containing boron, manufactures thereof, waste or scrap of any of the foregoing.

Note: In 1C225 mixtures containing boron include boron loaded materials.

Technical Note:

The natural isotopic abundance of boron-10 is approximately 18,5 weight per cent (20 atom per cent).

                           1C226Tungsten, tungsten carbide, and alloys containing more than 90 % tungsten by weight, having both of the following characteristics:

Note: 1C226 does not control manufactures specially designed as weights or gamma-ray collimators.

                           1C227Calcium having both of the following characteristics:

                           1C228Magnesium having both of the following characteristics:

                           1C229Bismuth having both of the following characteristics:

                           1C230Beryllium metal, alloys containing more than 50 % beryllium by weight, beryllium compounds, manufactures thereof, and waste or scrap of any of the foregoing.

Note: 1C230 does not control the following:

                           1C231Hafnium metal, alloys containing more than 60 % hafnium by weight, hafnium compounds containing more than 60 % hafnium by weight, manufactures thereof, and waste or scrap of any of the foregoing.

                           1C232Helium-3 (3He), mixtures containing helium-3, and products or devices containing any of the foregoing.

Note: 1C232 does not control a product or device containing less than 1 g of helium-3.

                           1C233Lithium enriched in the lithium-6 (6Li) isotope to greater than its natural isotopic abundance, and products or devices containing enriched lithium, as follows: elemental lithium, alloys, compounds, mixtures containing lithium, manufactures thereof, waste or scrap of any of the foregoing.

Note: 1C233 does not control thermoluminescent dosimeters.

Technical Note:

The natural isotopic abundance of lithium-6 is approximately 6,5 weight per cent (7,5 atom per cent).

                           1C234Zirconium with a hafnium content of less than 1 part hafnium to 500 parts zirconium by weight, as follows: metal, alloys containing more than 50 % zirconium by weight, compounds, manufactures thereof, waste or scrap of any of the foregoing.

Note: 1C234 does not control zirconium in the form of foil having a thickness of 0,10 mm or less.

                           1C235Tritium, tritium compounds, mixtures containing tritium in which the ratio of tritium to hydrogen atoms exceeds 1 part in 1 000, and products or devices containing any of the foregoing.

Note: 1C235 does not control a product or device containing less than 1,48 × 103 GBq (40 Ci) of tritium.

                           1C236Alpha-emitting radionuclides having an alpha half-life of 10 days or greater but less than 200 years, in the following forms:

Note: 1C236 does not control a product or device containing less than 3,7 GBq (100 millicuries) of alpha activity.

                           1C237Radium-226 (226Ra), radium-226 alloys, radium-226 compounds, mixtures containing radium-226, manufactures thereof, and products or devices containing any of the foregoing.

Note: 1C237 does not control the following:

                           1C238Chlorine trifluoride (ClF3).

                           1C239High explosives, other than those specified in the Military Goods Controls, or substances or mixtures containing more than 2 % by weight thereof, with a crystal density greater than 1,8 g/cm3 and having a detonation velocity greater than 8 000 m/s.

                           1C240Nickel powder and porous nickel metal, other than those specified in 0C005, as follows:

Note: 1C240 does not control the following:

Technical Note:

1C240.b. refers to porous metal formed by compacting and sintering the materials in 1C240.a. to form a metal material with fine pores interconnected throughout the structure.

                           1C350Chemicals, which may be used as precursors for toxic chemical agents, as follows, and "chemical mixtures" containing one or more thereof:

N.B.: SEE ALSO MILITARY GOODS CONTROLS AND 1C450.

Note 1: For exports to "States not Party to the Chemical Weapons Convention", 1C350 does not control "chemical mixtures" containing one or more of the chemicals specified in entries 1C350.1, .3, .5, .11, .12, .13, .17, .18, .21, .22, .26, .27, .28, .31, .32, .33, .34, .35, .36, .54, .55, .56, .57 and .63 in which no individually specified chemical constitutes more than 10 % by the weight of the mixture.

Note 2: For exports to "States Party to the Chemical Weapons Convention", 1C350 does not control "chemical mixtures" containing one or more of the chemicals specified in entries 1C350.1, .3, .5, .11, .12, .13, .17, .18, .21, .22, .26, .27, .28, .31, .32, .33, .34, .35, .36, .54, .55, .56, .57 and .63 in which no individually specified chemical constitutes more than 30 % by the weight of the mixture.

Note 3: 1C350 does not control "chemical mixtures" containing one or more of the chemicals specified in entries 1C350 .2, .6, .7, .8, .9, .10, .14, .15, .16, .19, .20, .24, .25, .30, .37, .38, .39, .40, .41, .42, .43, .44, .45, .46, .47, .48, .49, .50, .51, .52, .53, .58, .59, .60, .61 and .62 in which no individually specified chemical constitutes more than 30 % by the weight of the mixture.

Note 4: 1C350 does not control products identified as consumer goods packaged for retail sale for personal use or packaged for individual use.

                           1C351Human pathogens, zoonoses and "toxins", as follows:

Note: 1C351 does not control "vaccines" or "immunotoxins".

                           1C352Animal pathogens, as follows:

Note: 1C352 does not control "vaccines".

                           1C353Genetic elements and genetically modified organisms, as follows:

Technical Notes:

Note: 1C353 does not apply to nucleic acid sequences associated with the pathogenicity of enterohaemorrhagic Escherichia coli, serotype O157 and other verotoxin producing strains, other than those coding for the verotoxin, or for its sub-units.

                           1C354Plant pathogens, as follows:

                           1C450Toxic chemicals and toxic chemical precursors, as follows, and "chemical mixtures" containing one or more thereof:

N.B.: SEE ALSO ENTRY 1C350, 1C351.d. AND MILITARY GOODS CONTROLS.

Note: 1C450 does not control products identified as consumer goods packaged for retail sale for personal use or packaged for individual use.

                                 1DSoftware

                           1D001                           "Software" specially designed or modified for the "development", "production" or "use" of equipment specified in 1B001 to 1B003.

                           1D002                           "Software" for the "development" of organic "matrix", metal "matrix" or carbon "matrix" laminates or "composites".

                           1D101                           "Software" specially designed or modified for the "use" of goods specified in 1B101, 1B102, 1B115, 1B117, 1B118 or 1B119.

                           1D103                           "Software" specially designed for analysis of reduced observables such as radar reflectivity, ultraviolet/infrared signatures and acoustic signatures.

                           1D201                           "Software" specially designed for the "use" of goods specified in 1B201.

                                 1ETechnology

                           1E001                           "Technology" according to the General Technology Note for the "development" or "production" of equipment or materials specified in 1A001.b., 1A001.c., 1A002 to 1A005, 1B or 1C.

                           1E002Other "technology", as follows:

                           1E101                           "Technology" according to the General Technology Note for the "use" of goods specified in 1A102, 1B001, 1B101, 1B102, 1B115 to 1B119, 1C001, 1C101, 1C107, 1C111 to 1C117, 1D101 or 1D103.

                           1E102                           "Technology" according to the General Technology Note for the "development" of "software" specified in 1D001, 1D101 or 1D103.

                           1E103                           "Technology" for the regulation of temperature, pressure or atmosphere in autoclaves or hydroclaves, when used for the "production" of "composites" or partially processed "composites".

                           1E104                           "Technology" relating to the "production" of pyrolytically derived materials formed on a mould, mandrel or other substrate from precursor gases which decompose in the 1 573 K (1 300 °C) to 3 173 K (2 900 °C) temperature range at pressures of 130 Pa to 20 kPa.

Note: 1E104 includes "technology" for the composition of precursor gases, flow-rates and process control schedules and parameters.

                           1E201                           "Technology" according to the General Technology Note for the "use" of goods specified in 1A002, 1A202, 1A225 to 1A227, 1B201, 1B225 to 1B233, 1C002.b.3. or b. 4., 1C010.b., 1C202, 1C210, 1C216, 1C225 to 1C240 or 1D201.

                           1E202                           "Technology" according to the General Technology Note for the "development" or "production" of goods specified in 1A202 or 1A225 to 1A227.

                           1E203                           "Technology" according to the General Technology Note for the "development" of "software" specified in 1D201.

CATEGORY 2

MATERIALS PROCESSING

                                 2ASystems, Equipment and Components

N.B.: For quiet running bearings, see the Military Goods Controls

                           2A001Anti-friction bearings and bearing systems, as follows, and components therefor:

Note: 2A001 does not control balls with tolerances specified by the manufacturer in accordance with ISO 3290 as grade 5 or worse.

                           2A225Crucibles made of materials resistant to liquid actinide metals, as follows:

                           2A226Valves having all of the following characteristics:

Technical Note:

For valves with different inlet and outlet diameters, the ‧nominal size‧ in 2A226 refers to the smallest diameter.

                                 2BTest, Inspection and Production Equipment

Technical Notes:

                           2B001Machine tools and any combination thereof, for removing (or cutting) metals, ceramics or "composites", which, according to the manufacturer’s technical specification, can be equipped with electronic devices for "numerical control", and specially designed components as follows:

N.B.: SEE ALSO 2B201.

Note 1: 2B001 does not control special purpose machine tools limited to the manufacture of gears. For such machines see 2B003.

Note 2: 2B001 does not control special purpose machine tools limited to the manufacture of any of the following parts:

Note 3: A machine tool having at least two of the three turning, milling or grinding capabilities (e.g., a turning machine with milling capability), must be evaluated against each applicable entry 2B001.a., b. or c.

                           2B002Numerically controlled machine tools using a magnetorheological finishing (MRF) process equipped to produce non-spherical surfaces and having any of the following characteristics:

Technical Note:

For the purposes of 2B002, MRF is a material removal process using an abrasive magnetic fluid whose viscosity is controlled by a magnetic field.

                           2B003                           "Numerically controlled" or manual machine tools, and specially designed components, controls and accessories therefor, specially designed for the shaving, finishing, grinding or honing of hardened (Rc = 40 or more) spur, helical and double-helical gears with a pitch diameter exceeding 1 250 mm and a face width of 15 % of pitch diameter or larger finished to a quality of AGMA 14 or better (equivalent to ISO 1328 class 3).

                           2B004Hot"isostatic presses", having all of the following, and specially designed components and accessories therefor:

N.B.: SEE ALSO 2B104 and 2B204.

Technical Note:

The inside chamber dimension is that of the chamber in which both the working temperature and the working pressure are achieved and does not include fixtures. That dimension will be the smaller of either the inside diameter of the pressure chamber or the inside diameter of the insulated furnace chamber, depending on which of the two chambers is located inside the other.

N.B.: For specially designed dies, moulds and tooling see 1B003, 9B009 and the Military Goods Controls.

                           2B005Equipment specially designed for the deposition, processing and in-process control of inorganic overlays, coatings and surface modifications, as follows, for non-electronic substrates, by processes shown in the Table and associated Notes following 2E003.f., and specially designed automated handling, positioning, manipulation and control components therefor:

Note: 2B005 does not control chemical vapour deposition, cathodic arc, sputter deposition, ion plating or ion implantation equipment specially designed for cutting or machining tools.

                           2B006Dimensional inspection or measuring systems, equipment, and "electronic assemblies", as follows:

N.B.: SEE ALSO 2B206.

Note: Machine tools which can be used as measuring machines are controlled if they meet or exceed the criteria specified for the machine tool function or the measuring machine function.

                           2B007                           "Robots" having any of the following characteristics and specially designed controllers and "end-effectors" therefor:

N.B.: SEE ALSO 2B207.

                           2B008Assemblies or units, specially designed for machine tools, or dimensional inspection or measuring systems and equipment, as follows:

                           2B009Spin-forming machines and flow-forming machines, which, according to the manufacturer's technical specification, can be equipped with "numerical control" units or a computer control and having all of the following:

N.B.: SEE ALSO 2B109 AND 2B209.

Technical Note:

Machines combining the function of spin-forming and flow-forming are for the purpose of 2B009 regarded as flow-forming machines.

                           2B104                           "Isostatic presses", other than those specified in 2B004, having all of the following:

N.B.: SEE ALSO 2B204.

                           2B105Chemical vapour deposition (CVD) furnaces, other than those specified in 2B005.a., designed or modified for the densification of carbon-carbon composites.

                           2B109Flow-forming machines, other than those specified in 2B009, and specially designed components as follows:

N.B.: SEE ALSO 2B209.

Note: 2B109 does not control machines that are not usable in the production of propulsion components and equipment (e.g. motor cases) for systems specified in 9A005, 9A007.a. or 9A105.a.

Technical Note:

Machines combining the function of spin-forming and flow-forming are for the purpose of 2B109 regarded as flow-forming machines.

                           2B116Vibration test systems, equipment and components therefor, as follows:

Technical Note:

In 2B116, ‧bare table‧ means a flat table, or surface, with no fixture or fittings.

                           2B117Equipment and process controls, other than those specified in 2B004, 2B005.a., 2B104 or 2B105, designed or modified for densification and pyrolysis of structural composite rocket nozzles and re-entry vehicle nose tips.

                           2B119Balancing machines and related equipment, as follows:

N.B.: SEE ALSO 2B219.

                           2B120Motion simulators or rate tables having all of the following characteristics:

Note: 2B120 does not control rotary tables designed or modified for machine tools or for medical equipment. For controls on machine tool rotary tables see 2B008.

                           2B121Positioning tables (equipment capable of precise rotary positioning in any axes), other than those specified in 2B120, having all the following characteristics:

Note: 2B121 does not control rotary tables designed or modified for machine tools or for medical equipment. For controls on machine tool rotary tables see 2B008.

                           2B122Centrifuges capable of imparting accelerations above 100 g and having slip rings capable of transmitting electrical power and signal information.

                           2B201Machine tools and any combination thereof, other than those specified in 2B001, as follows, for removing or cutting metals, ceramics or "composites", which, according to the manufacturer’s technical specification, can be equipped with electronic devices for simultaneous "contouring control" in two or more axes:

                           2B204                           "Isostatic presses", other than those specified in 2B004 or 2B104, and related equipment, as follows:

Technical Note:

In 2B204 the inside chamber dimension is that of the chamber in which both the working temperature and the working pressure are achieved and does not include fixtures. That dimension will be the smaller of either the inside diameter of the pressure chamber or the inside diameter of the insulated furnace chamber, depending on which of the two chambers is located inside the other.

                           2B206Dimensional inspection machines, instruments or systems, other than those specified in 2B006, as follows:

Note 1: Machine tools that can be used as measuring machines are controlled if they meet or exceed the criteria specified for the machine tool function or the measuring machine function.

Note 2: A machine specified in 2B206 is controlled if it exceeds the control threshold anywhere within its operating range.

Technical Notes:

                           2B207                           "Robots", "end-effectors" and control units, other than those specified in 2B007, as follows:

                           2B209Flow forming machines, spin forming machines capable of flow forming functions, other than those specified in 2B009 or 2B109, and mandrels, as follows:

Note: 2B209.a. includes machines which have only a single roller designed to deform metal plus two auxiliary rollers which support the mandrel, but do not participate directly in the deformation process.

                           2B219Centrifugal multiplane balancing machines, fixed or portable, horizontal or vertical, as follows:

                           2B225Remote manipulators that can be used to provide remote actions in radiochemical separation operations or hot cells, having either of the following characteristics:

Technical Note:

Remote manipulators provide translation of human operator actions to a remote operating arm and terminal fixture. They may be of ‧master/slave‧ type or operated by joystick or keypad.

                           2B226Controlled atmosphere (vacuum or inert gas) induction furnaces, and power supplies therefor, as follows:

N.B.: SEE ALSO 3B.

Note: 2B226.a. does not control furnaces designed for the processing of semiconductor wafers.

                           2B227Vacuum or other controlled atmosphere metallurgical melting and casting furnaces and related equipment as follows:

                           2B228Rotor fabrication or assembly equipment, rotor straightening equipment, bellows-forming mandrels and dies, as follows:

                           2B230                           "Pressure transducers" capable of measuring absolute pressures at any point in the range 0 to 13 kPa and having both of the following characteristics:

Technical Note:

For the purposes of 2B230, ‧accuracy‧ includes non-linearity, hysteresis and repeatability at ambient temperature.

                           2B231Vacuum pumps having all of the following characteristics:

Technical Notes:

                           2B232Multistage light gas guns or other high-velocity gun systems (coil, electromagnetic, and electrothermal types, and other advanced systems) capable of accelerating projectiles to 2 km/s or greater.

                           2B350Chemical manufacturing facilities, equipment and components, as follows:

Technical Note:

                                 ‧Carbon graphite‧ is a composition consisting of amorphous carbon and graphite, in which the graphite content is eight percent or more by weight.

                           2B351Toxic gas monitoring systems, as follows; and dedicated detectors therefor:

                           2B352Equipment capable of use in handling biological materials, as follows:

                                 2CMaterials

None.

                                 2DSoftware

                           2D001                           "Software", other than that specified in 2D002, specially designed or modified for the "development", "production" or "use" of equipment specified in 2A001 or 2B001 to 2B009.

                           2D002                           "Software" for electronic devices, even when residing in an electronic device or system, enabling such devices or systems to function as a "numerical control" unit, capable of co-ordinating simultaneously more than four axes for "contouring control".

Note 1: 2D002 does not control "software" specially designed or modified for the operation of machine tools not specified in Category 2.

Note 2: 2D002 does not control "software" for items specified in 2B002. See 2D001 for control of "software" for items specified in 2B002.

                           2D101                           "Software" specially designed or modified for the "use" of equipment specified in 2B104, 2B105, 2B109, 2B116, 2B117 or 2B119 to 2B122.

N.B.: SEE ALSO 9D004.

                           2D201                           "Software" specially designed for the "use" of equipment specified in 2B204, 2B206, 2B207, 2B209, 2B219 or 2B227.

                           2D202                           "Software" specially designed or modified for the "development", "production" or "use" of equipment specified in 2B201.

                                 2ETechnology

                           2E001                           "Technology" according to the General Technology Note for the "development" of equipment or "software" specified in 2A, 2B or 2D.

                           2E002                           "Technology" according to the General Technology Note for the "production"of equipment specified in 2A or 2B.

                           2E003Other "technology", as follows:

                           2E101                           "Technology" according to the General Technology Note for the "use" of equipment or "software" specified in 2B004, 2B009, 2B104, 2B109, 2B116, 2B119 to 2B122 or 2D101.

                           2E201                           "Technology" according to the General Technology Note for the "use" of equipment or"software" specified in 2A225, 2A226, 2B001, 2B006, 2B007.b., 2B007.c., 2B008, 2B009, 2B201, 2B204, 2B206, 2B207, 2B209, 2B225 to 2B232, 2D201 or 2D202.

                           2E301                           "Technology" according to the General Technology Note for the "use" of goods specified in 2B350 to 2B352.

Table

Deposition techniques

Table — Deposition techniques — Notes

Processes specified in Column 1 of the Table are defined as follows:

CATEGORY 3

ELECTRONICS

                                 3ASystems, Equipment and Components

Note 1: The control status of equipment and components described in 3A001 or 3A002, other than those described in 3A001.a.3. to 3A001.a.10. or 3A001.a.12., which are specially designed for or which have the same functional characteristics as other equipment is determined by the control status of the other equipment.

Note 2: The control status of integrated circuits described in 3A001.a.3. to 3A001.a.9. or 3A001.a.12. which are unalterably programmed or designed for a specific function for another equipment is determined by the control status of the other equipment.

N.B.: When the manufacturer or applicant cannot determine the control status of the other equipment, the control status of the integrated circuits is determined in 3A001.a.3. to 3A001.a.9. and 3A001.a.12.

If the integrated circuit is a silicon-based "microcomputer microcircuit" or microcontroller microcircuit described in 3A001.a.3. having an operand (data) word length of 8 bit or less, the control status of the integrated circuit is determined in 3A001.a.3.

                           3A001Electronic components, as follows:

                           3A002General purpose electronic equipment, as follows:

                           3A003Spray cooling thermal management systems employing closed loop fluid handling and reconditioning equipment in a sealed enclosure where a dielectric fluid is sprayed onto electronic components using specially designed spray nozzles that are designed to maintain electronic components within their operating temperature range, and specially designed components therefor.

                           3A101Electronic equipment, devices and components, other than those specified in 3A001, as follows:

                           3A201Electronic components, other than those specified in 3A001, as follows;

                           3A225Frequency changers or generators, other than those specified in 0B001.b.13., having all of the following characteristics:

Technical Note:

Frequency changers in 3A225 are also known as converters or inverters.

                           3A226High power direct current power supplies, other than those specified in 0B001.j.6., having both of the following characteristics:

                           3A227High voltage direct current power supplies, other than those specified in 0B001.j.5., having both of the following characteristics:

                           3A228Switching devices, as follows:

                           3A229Firing sets and equivalent high current pulse generators as follows:

N.B.: SEE ALSO MILITARY GOODS CONTROLS

                           3A230High-speed pulse generators having both of the following characteristics:

Technical Note:

In 3A230, ‧pulse transition time‧ is defined as the time interval between 10 % and 90 % voltage amplitude.

                           3A231Neutron generator systems, including tubes, having both of the following characteristics:

                           3A232Detonators and multipoint initiation systems, as follows:

N.B.: SEE ALSO MILITARY GOODS CONTROLS

Note: 3A232 does not control detonators using only primary explosives, such as lead azide.

Technical Note:

In 3A232 the detonators of concern all utilise a small electrical conductor (bridge, bridge wire or foil) that explosively vapourises when a fast, high-current electrical pulse is passed through it. In nonslapper types, the exploding conductor starts a chemical detonation in a contacting high-explosive material such as PETN (Pentaerythritoltetranitrate). In slapper detonators, the explosive vapourisation of the electrical conductor drives a flyer or slapper across a gap and the impact of the slapper on an explosive starts a chemical detonation. The slapper in some designs is driven by a magnetic force. The term exploding foil detonator may refer to either an EB or a slapper-type detonator. Also, the word initiator is sometimes used in place of the word detonator.

                           3A233Mass spectrometers, other than those specified in 0B002.g., capable of measuring ions of 230 atomic mass units or greater and having a resolution of better than 2 parts in 230, as follows, and ion sources therefor:

                                 3BTest, Inspection and Production Equipment

                           3B001Equipment for the manufacturing of semiconductor devices or materials, as follows, and specially designed components and accessories therefor:

                           3B002Test equipment, specially designed for testing finished or unfinished semiconductor devices, as follows, and specially designed components and accessories therefor:

                                 3CMaterials

                           3C001Hetero-epitaxial materials consisting of a "substrate" having stacked epitaxially grown multiple layers of any of the following:

                           3C002Resist materials, as follows, and "substrates" coated with controlled resists:

                           3C003Organo-inorganic compounds, as follows:

Note: 3C003 only controls compounds whose metallic, partly metallic or non-metallic element is directly linked to carbon in the organic part of the molecule.

                           3C004Hydrides of phosphorus, arsenic or antimony, having a purity better than 99,999 %, even diluted in inert gases or hydrogen.

Note: 3C004 does not control hydrides containing 20 % molar or more of inert gases or hydrogen.

                                 3DSoftware

                           3D001                           "Software" specially designed for the "development" or "production" of equipment specified in 3A001.b. to 3A002.g. or 3B.

                           3D002                           "Software" specially designed for the "use" of any of the following:

                           3D003Physics-based simulation "software" specially designed for the "development" of lithographic, etching or deposition processes for translating masking patterns into specific topographical patterns in conductors, dielectrics or semiconductor materials.

Technical Note:

                                    ‧Physics-based‧ in 3D003 means using computations to determine a sequence of physical cause and effect events based on physical properties (e.g., temperature, pressure, diffusion constants and semiconductor materials properties).

Note: Libraries, design attributes or associated data for the design of semiconductor devices or integrated circuits are considered as "technology".

                           3D004                           "Software" specially designed for the "development" of the equipment specified in 3A003.

                           3D101                           "Software" specially designed or modified for the "use" of equipment specified in 3A101.b.

                                 3ETechnology

                           3E001                           "Technology" according to the General Technology Note for the "development" or "production" of equipment or materials specified in 3A, 3B or 3C;

Note 1: 3E001 does not control "technology" for the "production" of equipment or components controlled by 3A003.

Note 2: 3E001 does not control "technology" for the "development" or "production" of integrated circuits specified in 3A001.a.3. to 3A001.a.12., having all of the following:

Technical Note:

The term "multi-layer structures" does not include devices incorporating a maximum of three metal layers and three polysilicon layers.

                           3E002                           "Technology" according to the General Technology Note other than that specified in 3E001 for the "development" or "production" of "microprocessor microcircuits", "microcomputer microcircuits" and microcontroller microcircuits having a "composite theoretical performance" ("CTP") of 530 million theoretical operations per second (Mtops) or more and an arithmetic logic unit with an access width of 32 bits or more.

Note: Decontrol note 2 to 3E001 also applies to 3E002.

                           3E003Other "technology" for the "development" or "production" of:

                           3E101                           "Technology" according to the General Technology Note for the "use" of equipment or "software" specified in 3A001.a.1. or 2., 3A101 or 3D101.

                           3E102                           "Technology" according to the General Technology Note for the "development" of "software" specified in 3D101.

                           3E201                           "Technology" according to the General Technology Note for the "use" of equipment specified in 3A001.e.2., 3A001.e.3., 3A201, 3A225 to 3A233.

CATEGORY 4

COMPUTERS

Note 1: Computers, related equipment and "software" performing telecommunications or "local area network" functions must also be evaluated against the performance characteristics of Category 5, Part 1 (Telecommunications).

Note 2: Control units which directly interconnect the buses or channels of central processing units, "main storage" or disk controllers are not regarded as telecommunications equipment described in Category 5, Part 1 (Telecommunications).

N.B.: For the control status of "software" specially designed for packet switching, see 5D001.

Note 3: Computers, related equipment and "software" performing cryptographic, cryptanalytic, certifiable multi-level security or certifiable user isolation functions, or which limit electromagnetic compatibility (EMC), must also be evaluated against the performance characteristics in Category 5, Part 2 ("Information Security").

                                 4ASystems, Equipment and Components

                           4A001Electronic computers and related equipment, as follows, and "electronic assemblies" and specially designed components therefor:

N.B.: SEE ALSO 4A101.

                           4A003                           "Digital computers", "electronic assemblies", and related equipment therefor, as follows, and specially designed components therefor:

Note 1: 4A003 includes the following:

Note 2: The control status of the "digital computers" and related equipment described in 4A003 is determined by the control status of other equipment or systems provided:

                           4A004Computers, as follows, and specially designed related equipment, "electronic assemblies" and components therefor:

                           4A101Analogue computers, "digital computers" or digital differential analysers, other than those specified in 4A001.a.1., which are ruggedized and designed or modified for use in space launch vehicles specified in 9A004 or sounding rockets specified in 9A104.

                           4A102                           "Hybrid computers" specially designed for modelling, simulation or design integration of space launch vehicles specified in 9A004 or sounding rockets specified in 9A104.

Note: This control only applies when the equipment is supplied with "software" specified in 7D103 or 9D103.

                                 4BTest, Inspection and Production Equipment

None.

                                 4CMaterials

None.

                                 4DSoftware

Note: The control status of "software" for the "development", "production", or "use" of equipment described in other Categories is dealt with in the appropriate Category. The control status of "software" for equipment described in this Category is dealt with herein.

                           4D002                           "Software" specially designed or modified to support "technology" specified in 4E.

                           4D003Specific "software", as follows:

                                 4ETechnology

Technical note on "Composite Theoretical Performance" ("CTP")

Abbreviations used in this Technical Note

Execution time ‧t‧ is expressed in microseconds, TP and "CTP" are expressed in millions of theoretical operations per second (Mtops) and WL is expressed in bits.

Outline of "CTP" calculation method

                              "CTP" is a measure of computational performance given in Mtops. In calculating the "CTP" of an aggregation of "CEs" the following three steps are required:

Details for these steps are given in the following sections.

Note 1: For aggregations of multiple "CEs" which have both shared and unshared memory subsystems, the calculation of "CTP" is completed hierarchically, in two steps: first, aggregate the groups of "CEs" sharing memory; second, calculate the "CTP" of the groups using the calculation method for multiple "CEs" not sharing memory.

Note 2:                                       "CEs" that are limited to input/output and peripheral functions (e.g., disk drive, communication and video display controllers) are not aggregated into the "CTP" calculation.

TECHNICAL NOTE ON "CTP"                              

The following table shows the method of calculating the Effective Calculating Rate R for each "CE":

Step 1: The effective calculating rate R

Note W: For a pipelined "CE" capable of executing up to one arithmetic or logic operation every clock cycle after the pipeline is full, a pipelined rate can be established. The effective calculating rate (R) for such a "CE" is the faster of the pipelined rate or non-pipelined execution rate.

Note X: For a "CE" which performs multiple operations of a specific type in a single cycle (e.g., two additions per cycle or two identical logic operations per cycle), the execution time t is given by:

                                    "CEs" which perform different types of arithmetic or logic operations in a single machine cycle are to be treated as multiple separate "CEs" performing simultaneously (e.g., a "CE" performing an addition and a multiplication in one cycle is to be treated as two "CEs", the first performing an addition in one cycle and the second performing a multiplication in one cycle). If a single "CE" has both scalar function and vector function, use the shorter execution time value.

Note Y: For the "CE" that does not implement FP add or FP multiply, but that performs FP divide:

If the "CE" implements FP reciprocal but not FP add, FP multiply or FP divide, then

If none of the specified instructions is implemented, the effective FP rate is 0.

Note Z: In simple logic operations, a single instruction performs a single logic manipulation of no more than two operands of given lengths. In complex logic operations, a single instruction performs multiple logic manipulations to produce one or more results from two or more operands.

Rates should be calculated for all supported operand lengths considering both pipelined operations (if supported), and non-pipelined operations using the fastest executing instruction for each operand length based on:

In each case above, use the shortest execution time certified by the manufacturer.

Step 2: TP for each supported operand length WL

Adjust the effective rate R (or R') by the word length adjustment L as follows:

Note: The word length WL used in these calculations is the operand length in bits. (If an operation uses operands of different lengths, select the largest word length.)

The combination of a mantissa ALU and an exponent ALU of a floating point processor or unit is considered to be one "CE" with a Word Length (WL) equal to the number of bits in the data representation (typically 32 or 64) for purposes of the "CTP" calculation.

This adjustment is not applied to specialized logic processors which do not use XOR instructions. In this case TP = R.

Select the maximum resulting value of TP for:

Step 3:                               "CTP" for aggregations of "CEs", including CPUs

For a CPU with a single "CE",

                           "CTP" = TP

(for "CEs" performing both fixed and floating point operations

TP = max (TPfp, TPxp)

                           "CTP" for aggregations of multiple "CEs" operating simultaneously is calculated as follows:

Note 1: For aggregations that do not allow all of the "CEs" to run simultaneously, the possible combination of "CEs" that provides the largest "CTP" should be used. The TP of each contributing "CE" is to be calculated at its maximum value theoretically possible before the "CTP" of the combination is derived.

N.B. To determine the possible combinations of simultaneously operating "CEs", generate an instruction sequence that initiates operations in multiple "CEs", beginning with the slowest "CE" (the one needing the largest number of cycles to complete its operation) and ending with the fastest "CE". At each cycle of the sequence, the combination of "CEs" that are in operation during that cycle is a possible combination. The instruction sequence must take into account all hardware and/or architectural constraints on overlapping operations.

Note 2: A single integrated circuit chip or board assembly may contain multiple "CEs".

Note 3: Simultaneous operations are assumed to exist when the computer manufacturer claims concurrent, parallel or simultaneous operation or execution in a manual or brochure for the computer.

Note 4:                                    "CTP" values are not to be aggregated for "CE" combinations (inter) connected by "Local Area Networks", Wide Area Networks, I/O shared connections/devices, I/O controllers and any communication interconnection implemented by "software".

Note 5:                                    "CTP" values must be aggregated for multiple "CEs" specially designed to enhance performance by aggregation, operating simultaneously and sharing memory — or multiple memory/"CE"— combinations operating simultaneously utilising specially designed hardware.

This aggregation does not apply to "electronic assemblies" described by 4A003.c.

                                    "CTP" = TP1 + C2 × TP2 + ... + Cn × TPn,

where the TPs are ordered by value, with TP1 being the highest, TP2 being the second highest, ..., and TPn being the lowest. Ci is a coefficient determined by the strength of the interconnection between "CEs", as follows:

For multiple "CEs" operating simultaneously and sharing memory:

Note 1: When the "CTP" calculated by the above method does not exceed 194 Mtops, the following formula may be used to calculate Ci:

(i = 2,...,n)

where m = the number of "CEs" or groups of "CEs" sharing access.

provided:

Note 2:                                    "CEs" share memory if they access a common segment of solid state memory. This memory may include cache memory, main memory or other internal memory. Peripheral memory devices such as disk drives, tape drives or RAM disks are not included.

For Multiple "CEs" or groups of "CEs" not sharing memory, interconnected by one or more data channels:

The value of Ci is based on the number of "CE"s, not the number of nodes.

where

When calculating a Ci for a group of "CEs", the number of the first "CE" in a group determines the proper limit for Ci. For example, in an aggregation of groups consisting of 3 "CEs" each, the 22nd group will contain "CE"                           64, "CE"                           65 and "CE"                           66. The proper limit for Ci for this group is 0,60.

Aggregation (of "CEs" or groups of "CEs") should be from the fastest-to-slowest; i.e.:

in the case of TPi = TPi + 1, from the largest to smallest; i.e.:

Note: The ki factor is not to be applied to "CEs" 2 to 12 if the TPi of the "CE" or group of "CEs" is more than 50 Mtops; i.e., Ci for "CEs" 2 to 12 is 0,75.

TECHNICAL NOTE ON "ADJUSTED PEAK PERFORMANCE" ("APP")

                           "APP" is an adjusted peak rate at which "digital computers" perform 64-bit or larger floating point additions and multiplications.

                           "APP" is expressed in Weighted TeraFLOPS (WT), in units of 1 012 adjusted floating point operations per second

Abbreviations used in this Technical Note

Outline of "APP" calculation method

Note 1 For processors that perform compound operations in a cycle, such as addition and multiplication, each operation is counted.

Note 2 For a pipelined processor the effective calculating rate R is the faster of the pipelined rate, once the pipeline is full, or the non-pipelined rate.

Note 3 The calculating rate R of each contributing processor is to be calculated at its maximum value theoretically possible before the "APP" of the combination is derived. Simultaneous operations are assumed to exist when the computer manufacturer claims concurrent, parallel, or simultaneous operation or execution in a manual or brochure for the computer.

Note 4 Do not include processors that are limited to input/output and peripheral functions (e.g., disk drive, communication and video display) when calculating "APP".

Note 5                                    "APP" values are not to be calculated for processor combinations (inter)connected by "Local Area Networks", Wide Area Networks, I/O shared connections/devices, I/O controllers and any communication interconnection implemented by "software".

TECHNICAL NOTE ON "ADJUSTED PEAK PERFORMANCE" ("APP")

Note 6                                    "APP" values must be calculated for:

Note 7 A "vector processor" is defined as a processor with built-in instructions that perform multiple calculations on floating-point vectors (one-dimensional arrays of 64-bit or larger numbers) simultaneously, having at least 2 vector functional units and at least 8 vector registers of at least 64 elements each.

CATEGORY 5

TELECOMMUNICATIONS AND "INFORMATION SECURITY"                           

PART 1

TELECOMMUNICATIONS

Note 1: The control status of components, "lasers", test and "production" equipment and "software" therefor which are specially designed for telecommunications equipment or systems is determined in Category 5, Part 1.

Note 2:                                    "Digital computers", related equipment or "software", when essential for the operation and support of telecommunications equipment described in this Category, are regarded as specially designed components, provided they are the standard models customarily supplied by the manufacturer. This includes operation, administration, maintenance, engineering or billing computer systems.

                                    5A1Systems, Equipment and Components

                              5A101Telemetering and telecontrol equipment, including ground equipment, designed or modified for ‧missiles‧.

Technical Note:

In 5A101 ‧missile‧ means complete rocket systems and unmanned aerial vehicle systems capable of a range exceeding 300 km.

Note: 5A101 does not control:

                                    5B1Test, Inspection and Production Equipment

                                    5C1Materials

None

                                    5D1Software

                              5D101                              "Software" specially designed or modified for the "use" of equipment specified in 5A101.

                                    5E1Technology

                              5E101                              "Technology" according to the General Technology Note for the "development", "production" or "use" of equipment specified in 5A101.

PART 2

                                 "INFORMATION SECURITY"                              

Note 1: The control status of "information security" equipment, "software", systems, application specific "electronic assemblies", modules, integrated circuits, components or functions is determined in Category 5, Part 2 even if they are components or "electronic assemblies" of other equipment.

Note 2: Category 5 — Part 2 does not control products when accompanying their user for the user's personal use.

Note 3:

Cryptography Note

5A002 and 5D002 do not control goods that meet all of the following:

Technical Note:

In Category 5 — Part 2, parity bits are not included in the key length.

                                    5A2Systems, Equipment and Components

                                    5B2Test, Inspection and Production Equipment

                                    5C2Materials

None.

                                    5D2Software

Note: 5D002 does not control:

                                    5E2Technology

                              5E002                              "Technology" according to the General Technology Note for the "development", "production" or "use" of equipment or "software" specified in 5A002, 5B002 or 5D002.

CATEGORY 6

SENSORS AND LASERS

                                 6ASystems, Equipment and Components

                           6A001Acoustics:

                           6A002Optical sensors

N.B.: SEE ALSO 6A102.

                           6A003Cameras

N.B.: SEE ALSO 6A203.

N.B.: For cameras specially designed or modified for underwater use, see 8A002.d. and 8A002.e.

                           6A004Optics

                           6A005                           "Lasers", other than those specified in 0B001.g.5. or 0B001.h.6., components and optical equipment, as follows:

N.B.: SEE ALSO 6A205.

Note 1: Pulsed "lasers" include those that run in a continuous wave (CW) mode with pulses superimposed.

Note 2: Pulse-excited "lasers" include those that run in a continuously excited mode with pulse excitation superimposed.

Note 3: The control status of Raman "lasers" is determined by the parameters of the pumping source "lasers". The pumping source "lasers" can be any of the "lasers" described below.

                           6A006                           "Magnetometers", "magnetic gradiometers", "intrinsic magnetic gradiometers" underwater electric field sensors and compensation systems, and specially designed components therefor, as follows:

Note: 6A006 does not control instruments specially designed for fishery applications or biomagnetic measurements for medical diagnostics.

                           6A007Gravity meters (gravimeters) and gravity gradiometers, as follows:

N.B.: SEE ALSO 6A107.

                           6A008Radar systems, equipment and assemblies having any of the following characteristics, and specially designed components therefor:

N.B.: SEE ALSO 6A108.

Note: 6A008 does not control:

                           6A102Radiation hardened ‧detectors‧, other than those specified in 6A002, specially designed or modified for protecting against nuclear effects (e.g. electromagnetic pulse (EMP), X-rays, combined blast and thermal effects) and usable for "missiles", designed or rated to withstand radiation levels which meet or exceed a total irradiation dose of 5 × 105 rads (silicon).

Technical Note:

In 6A102, a ‧detector‧ is defined as a mechanical, electrical, optical or chemical device that automatically identifies and records, or registers a stimulus such as an environmental change in pressure or temperature, an electrical or electromagnetic signal or radiation from a radioactive material. This includes devices that sense by one time operation or failure.

                           6A107Gravity meters (gravimeters) and components for gravity meters and gravity gradiometers, as follows:

                           6A108Radar systems and tracking systems, other than those specified in entry 6A008, as follows:

                           6A202Photomultiplier tubes having both of the following characteristics:

                           6A203Cameras and components, other than those specified in 6A003, as follows:

                           6A205                           "Lasers", "laser" amplifiers and oscillators, other than those specified in 0B001.g.5., 0B001.h.6. and 6A005; as follows:

                           6A225Velocity interferometers for measuring velocities exceeding 1 km/s during time intervals of less than 10 microseconds.

Note: 6A225 includes velocity interferometers such as VISARs (Velocity interferometer systems for any reflector) and DLIs (Doppler laser interferometers).

                           6A226Pressure sensors, as follows:

                                 6BTest, Inspection and Production Equipment

                           6B004Optical equipment, as follows:

Note: 6B004 does not control microscopes.

                           6B007Equipment to produce, align and calibrate land-based gravity meters with a static accuracy of better than 0,1 mgal.

                           6B008Pulse radar cross-section measurement systems having transmit pulse widths of 100 ns or less and specially designed components therefor.

N.B.: SEE ALSO 6B108.

                           6B108Systems, other than those specified in 6B008, specially designed for radar cross section measurement usable for "missiles" and their subsystems.

                                 6CMaterials

                           6C002Optical sensor materials, as follows:

                           6C004Optical materials, as follows:

                           6C005Synthetic crystalline "laser" host material in unfinished form, as follows:

                                 6DSoftware

                           6D001                           "Software" specially designed for the "development" or "production" of equipment specified in 6A004, 6A005, 6A008 or 6B008.

                           6D002                           "Software" specially designed for the "use" of equipment specified in 6A002.b., 6A008 or 6B008.

                           6D003Other "software", as follows:

                           6D102                           "Software" specially designed or modified for the "use" of goods specified in 6A108.

                           6D103                           "Software" which processes post-flight, recorded data, enabling determination of vehicle position throughout its flight path, specially designed or modified for ‧missiles‧.

Technical Note:

In 6D103 ‧missile‧ means complete rocket systems and unmanned aerial vehicle systems capable of a range exceeding 300 km.

                                 6ETechnology

                           6E001                           "Technology" according to the General Technology Note for the "development" of equipment, materials or "software" specified in 6A, 6B, 6C or 6D.

                           6E002                           "Technology" according to the General Technology Note for the "production" of equipment or materials specified in 6A, 6B or 6C.

                           6E003Other "technology", as follows:

                           6E101                           "Technology" according to the General Technology Note for the "use" of equipment or "software" specified in 6A002, 6A007.b. and c., 6A008, 6A102, 6A107, 6A108, 6B108, 6D102 or 6D103.

Note: 6E101 only specifies "technology" for equipment specified in 6A008 when it is designed for airborne applications and is usable in "missiles".

                           6E201                           "Technology" according to the General Technology Note for the "use" of equipment specified in 6A003, 6A005.a.1.c., 6A005.a.2.a., 6A005.c.1.b., 6A005.c.2.c.2., 6A005.c.2.d.2.b., 6A202, 6A203, 6A205, 6A225 or 6A226.

CATEGORY 7

NAVIGATION AND AVIONICS

                                 7ASystems, Equipment and Components

N.B.: For automatic pilots for underwater vehicles, see Category 8.

For radar, see Category 6.

                           7A001Linear accelerometers designed for use in inertial navigation or guidance systems and having any of the following characteristics, and specially designed components therefor:

N.B.: SEE ALSO 7A101. For angular or rotational accelerometers, see 7A002.

                           7A002Gyros, and angular or rotational accelerometers, having any of the following characteristics, and specially designed components therefor:

N.B.: SEE ALSO 7A102.

                           7A003Inertial Systems and specially designed components, as follows:

N.B.: SEE ALSO 7A103.

Note 1: The parameters of 7A003.a. and 7A003.b. are applicable with any of the following environmental conditions:

Note 2: 7A003 does not control inertial navigation systems which are certified for use on "civil aircraft" by civil authorities of a "participating state".

Note 3: 7A003.c.1. does not control theodolite systems incorporating inertial equipment specially designed for civil surveying purposes.

Technical Notes:

                           7A004Gyro-astro compasses, and other devices which derive position or orientation by means of automatically tracking celestial bodies or satellites, with an azimuth accuracy of equal to or less (better) than 5 seconds of arc.

N.B.: SEE ALSO 7A104.

                           7A005Global navigation satellite systems (i.e. GPS or GLONASS) receiving equipment having any of the following characteristics, and specially designed components therefor:

N.B.: SEE ALSO 7A105.

                           7A006Airborne altimeters operating at frequencies other than 4,2 to 4,4 GHz inclusive, having any of the following characteristics:

N.B.: SEE ALSO 7A106.

                           7A101Accelerometers, other than those specified in 7A001, as follows, and specially designed components therefor:

                           7A102All types of gyros, other than those specified in 7A002, usable in ‧missiles‧, with a rated "drift rate"                           "stability" of less than 0,5° (1 sigma or rms) per hour in a 1 g environment and specially designed components therefor.

Technical Note:

In 7A102 ‧missile‧ means complete rocket systems and unmanned aerial vehicle systems capable of a range exceeding 300 km.

                           7A103Instrumentation, navigation equipment and systems, other than those specified in 7A003, as follows; and specially designed components therefor:

                           7A104Gyro-astro compasses and other devices, other than those specified in 7A004, which derive position or orientation by means of automatically tracking celestial bodies or satellites and specially designed components therefor.

                           7A105Receiving equipment for Global Navigation Satellite Systems (GNSS; e.g. GPS, GLONASS, or Galileo), having any of the following characteristics, and specially designed components therefor:

                           7A106Altimeters, other than those specified in 7A006, of radar or laser radar type, designed or modified for use in space launch vehicles specified in 9A004 or sounding rockets specified in 9A104.

                           7A115Passive sensors for determining bearing to specific electromagnetic source (direction finding equipment) or terrain characteristics, designed or modified for use in space launch vehicles specified in 9A004 or sounding rockets specified in 9A104.

Note: 7A115 includes sensors for the following equipment:

                           7A116Flight control systems and servo valves, as follows; designed or modified for use in space launch vehicles specified in 9A004 or sounding rockets specified in 9A104.

                           7A117                           "Guidance sets", usable in "missiles" capable of achieving system accuracy of 3,33 % or less of the range (e.g., a "CEP" of 10 km or less at a range of 300 km).

                                 7BTest, Inspection and Production Equipment

                           7B001Test, calibration or alignment equipment specially designed for equipment specified in 7A.

Note: 7B001 does not control test, calibration or alignment equipment for Maintenance Level I or Maintenance Level II.

Technical Notes:

                           7B002Equipment, as follows, specially designed to characterize mirrors for ring "laser" gyros:

N.B.: SEE ALSO 7B102.

                           7B003Equipment specially designed for the "production" of equipment specified in 7A.

Note: 7B003 includes:

                           7B102Reflectometers specially designed to characterise mirrors, for "laser" gyros, having a measurement accuracy of 50 ppm or less (better).

                           7B103                           "Production facilities" and "production equipment" as follows:

                                 7CMaterials

None.

                                 7DSoftware

                           7D001                           "Software" specially designed or modified for the "development" or "production" of equipment specified in 7A. or 7B.

                           7D002                           "Source code" for the "use" of any inertial navigation equipment, including inertial equipment not controlled by 7A003 or 7A004, or Attitude and Heading Reference Systems (AHRS).

Note: 7D002 does not control "source code" for the "use" of gimballed AHRS.

Technical Note:

AHRS generally differ from inertial navigation systems (INS) in that an AHRS provides attitude and heading information and normally does not provide the acceleration, velocity and position information associated with an INS.

                           7D003Other "Software", as follows:

                           7D101                           "Software" specially designed or modified for the "use" of equipment specified in 7A001 to 7A006, 7A101 to 7A106, 7A115, 7A116.a., 7A116.b., 7B001, 7B002, 7B003, 7B102 or 7B103.

                           7D102Integration"software" as follows:

                           7D103                           "Software" specially designed for modelling or simulation of the "guidance sets" specified in 7A117 or for their design integration with the space launch vehicles specified in 9A004 or sounding rockets specified in 9A104.

Note:                                 "Software" specified in 7D103 remains controlled when combined with specially designed hardware specified in 4A102.

                                 7ETechnology

                           7E001                           "Technology" according to the General Technology Note for the "development" of equipment or "software" specified in 7A, 7B or 7D.

                           7E002                           "Technology" according to the General Technology Note for the "production" of equipment specified in 7A or 7B.

                           7E003                           "Technology" according to the General Technology Note for the repair, refurbishing or overhaul of equipment specified in 7A001 to 7A004.

Note: 7E003 does not control maintenance "technology" directly associated with calibration, removal or replacement of damaged or unserviceable LRUs and SRAs of a "civil aircraft" as described in Maintenance Level I or Maintenance Level II.

N.B.: See Technical Notes to 7B001.

                           7E004Other "technology", as follows:

                           7E101                           "Technology", according to the General Technology Note for the "use" of equipment specified in 7A001 to 7A006, 7A101 to 7A106, 7A115 to 7A117, 7B001, 7B002, 7B003, 7B102, 7B103, 7D101 to 7D103.

                           7E102                           "Technology" for protection of avionics and electrical subsystems against electromagnetic pulse (EMP) and electromagnetic interference (EMI) hazards, from external sources, as follows:

                           7E104                           "Technology" for the integration of the flight control, guidance, and propulsion data into a flight management system for optimisation of rocket system trajectory.

CATEGORY 8

MARINE

                                 8ASystems, Equipment and Components

                           8A001Submersible vehicles and surface vessels, as follows:

Note: For the control status of equipment for submersible vehicles, see:

                           8A002Systems and equipment, as follows:

Note: For underwater communications systems, see Category 5, Part 1 — Telecommunications.

                                 8BTest, Inspection and Production Equipment

                           8B001Water tunnels, having a background noise of less than 100 dB (reference 1 μPa, 1 Hz), in the frequency range from 0 to 500 Hz, designed for measuring acoustic fields generated by a hydro-flow around propulsion system models.

                                 8CMaterials

                           8C001                           ‧Syntactic foam‧ designed for underwater use, having all of the following:

Technical Note:

                                 ‧Syntactic foam‧ consists of hollow spheres of plastic or glass embedded in a resin matrix.

                                 8DSoftware

                           8D001                           "Software" specially designed or modified for the "development", "production" or "use" of equipment or materials specified in 8A, 8B or 8C.

                           8D002Specific "software" specially designed or modified for the "development", "production", repair, overhaul or refurbishing (re-machining) of propellers specially designed for underwater noise reduction.

                                 8ETechnology

                           8E001                           "Technology" according to the General Technology Note for the "development" or "production" of equipment or materials specified in 8A, 8B or 8C.

                           8E002Other "technology", as follows:

CATEGORY 9

PROPULSION SYSTEMS, SPACE VEHICLES AND RELATED EQUIPMENT

                                 9ASystems, Equipment and Components

N.B.: For propulsion systems designed or rated against neutron or transient ionizing radiation, see the Military Goods Controls.

                           9A001Aero gas turbine engines having any of the following:

N.B.: SEE ALSO 9A101.

                           9A002                           ‧Marine gas turbine engines‧ with an ISO standard continuous power rating of 24 245 kW or more and a specific fuel consumption not exceeding 0,219 kg/kWh in the power range from 35 to 100 %, and specially designed assemblies and components therefor.

Note: The term ‧marine gas turbine engines‧ includes those industrial, or aero-derivative, gas turbine engines adapted for a ship's electric power generation or propulsion.

                           9A003Specially designed assemblies and components, incorporating any of the "technologies" specified in 9E003.a., for the following gas turbine engine propulsion systems:

                           9A004Space launch vehicles and "spacecraft".

N.B.: SEE ALSO 9A104.

Note: 9A004 does not control payloads.

N.B.: For the control status of products contained in "spacecraft" payloads, see the appropriate Categories.

                           9A005Liquid rocket propulsion systems containing any of the systems or components specified in 9A006.

N.B.: SEE ALSO 9A105 and 9A119.

                           9A006Systems and components specially designed for liquid rocket propulsion systems, as follows:

N.B.: SEE ALSO 9A106, 9A108 and 9A.120.

                           9A007Solid rocket propulsion systems with any of the following:

N.B.: SEE ALSO 9A119.

                           9A008Components, as follows, specially designed for solid rocket propulsion systems:

N.B.: SEE ALSO 9A108.

                           9A009Hybrid rocket propulsion systems with:

N.B.: SEE ALSO 9A109 and 9A119.

                           9A010Specially designed components, systems and structures for launch vehicles, launch vehicle propulsion systems or "spacecraft", as follows:

N.B.: SEE ALSO 1A002 AND 9A110.

                           9A011Ramjet, scramjet or combined cycle engines and specially designed components therefor.

N.B.: SEE ALSO 9A111 and 9A118.

                           9A012                           "Unmanned aerial vehicles" ("UAVs"), associated systems, equipment and components as follows:

                           9A101Lightweight turbojet and turbofan engines (including turbocompound engines), other than those specified in 9A001, as follows;

                           9A104Sounding rockets, capable of a range of at least 300 km.

N.B.: SEE ALSO 9A004.

                           9A105Liquid propellant rocket engines, as follows:

N.B.: SEE ALSO 9A119.

                           9A106Systems or components, other than those specified in 9A006, usable in "missiles", as follows, specially designed for liquid rocket propulsion systems:

                           9A107Solid propellant rocket engines, usable in complete rocket systems or unmanned aerial vehicles, capable of a range of 300 km, other than those specified in 9A007, having total impulse capacity equal to or greater than 0.841 MNs.

N.B.: SEE ALSO 9A119.

                           9A108Components, other than those specified in 9A008, usable in "missiles", as follows, specially designed for solid rocket propulsion systems:

                           9A109Hybrid rocket motors, usable in ‧missiles‧, other than those specified in 9A009, and specially designed components therefor.

N.B.: SEE ALSO 9A119.

Technical Note:

In 9A109 ‧missile‧ means complete rocket system and unmanned aerial vehicle systems capable of a range exceeding 300 km.

                           9A110Composite structures, laminates and manufactures thereof, other than those specified in 9A010, specially designed for use in space launch vehicles specified in 9A004 or sounding rockets specified in 9A104 or the subsystems specified in 9A005, 9A007, 9A105.a., 9A106 to 9A108, 9A116 or 9A119.

N.B.: SEE ALSO 1A002.

                           9A111Pulse jet engines, usable in "missiles", and specially designed components therefor.

N.B.: SEE ALSO 9A011 and 9A118.

                           9A115Launch support equipment as follows:

                           9A116Re-entry vehicles, usable in "missiles", and equipment designed or modified therefor, as follows:

                           9A117Staging mechanisms, separation mechanisms, and interstages, usable in "missiles".

                           9A118Devices to regulate combustion usable in engines, which are usable in "missiles", specified in 9A011 or 9A111.

                           9A119Individual rocket stages, usable in complete rocket systems or unmanned aerial vehicles, capable of a range of 300 km, other than those specified in 9A005, 9A007, 9A009, 9A105, 9A107 and 9A109.

                           9A120Liquid propellant tanks, other than those specified in 9A006, specially designed for propellants specified in 1C111 or ‧other liquid propellants‧, used in rocket systems capable of delivering at least a 500 kg payload to a range of at least 300 km.

Note: In 9A120 ‧other liquid propellants‧ includes, but is not limited to, propellants specified in the Military Goods Controls.

                           9A350Spraying or fogging systems, specially designed or modified for fitting to aircraft, "lighter-than-air vehicles" or unmanned aerial vehicles, and specially designed components therefor, as follows:

Note: Aerosol generating units are devices specially designed or modified for fitting to aircraft such as nozzles, rotary drum atomisers and similar devices.

Note: 9A350 does not control spraying of fogging systems and components that are demonstrated not to be capable of delivering biological agents in the form of infectious aerosols.

Technical Notes:

                                 9BTest, Inspection and Production Equipment

                           9B001Specially designed equipment, tooling and fixtures, as follows, for manufacturing gas turbine blades, vanes or tip shroud castings:

                           9B002On-line (real time) control systems, instrumentation (including sensors) or automated data acquisition and processing equipment, specially designed for the "development" of gas turbine engines, assemblies or components incorporating "technologies" specified in 9E003.a.

                           9B003Equipment specially designed for the "production" or test of gas turbine brush seals designed to operate at tip speeds exceeding 335 m/s, and temperatures in excess of 773 K (500 °C), and specially designed components or accessories therefor.

                           9B004Tools, dies or fixtures for the solid state joining of "superalloy", titanium or intermetallic airfoil-to-disk combinations described in 9E003.a.3. or 9E003.a.6. for gas turbines.

                           9B005On-line (real time) control systems, instrumentation (including sensors) or automated data acquisition and processing equipment, specially designed for use with any of the following wind tunnels or devices:

N.B.: SEE ALSO 9B105.

                           9B006Acoustic vibration test equipment capable of producing sound pressure levels of 160 dB or more (referenced to 20 μPa) with a rated output of 4 kW or more at a test cell temperature exceeding 1 273 K (1 000 °C), and specially designed quartz heaters therefor.

N.B.: SEE ALSO 9B106.

                           9B007Equipment specially designed for inspecting the integrity of rocket motors using non-destructive test (NDT) techniques other than planar X-ray or basic physical or chemical analysis.

                           9B008Transducers specially designed for the direct measurement of the wall skin friction of the test flow with a stagnation temperature exceeding 833 K (560 °C).

                           9B009Tooling specially designed for producing turbine engine powder metallurgy rotor components capable of operating at stress levels of 60 % of ultimate tensile strength (UTS) or more and metal temperatures of 873 K (600 °C) or more.

                           9B010Equipment specially designed for the production of "UAVs" and associated systems, equipment and components specified in 9A012.

                           9B105Wind tunnels for speeds of Mach 0,9 or more, usable for "missiles" and their subsystems.

N.B.: SEE ALSO 9B005.

                           9B106Environmental chambers and anechoic chambers, as follows:

                           9B115Specially designed "production equipment"for the systems, subsystems and components specified in 9A005 to 9A009, 9A011, 9A101, 9A105 to 9A109, 9A111, 9A116 to 9A119.

                           9B116Specially designed "production facilities"for the space launch vehicles specified in 9A004, or systems, sub-systems, and components specified in 9A005 to 9A009, 9A011, 9A101, 9A104 to 9A109, 9A111, or 9A116 to 9A119.

                           9B117Test benches and test stands for solid or liquid propellant rockets or rocket motors, having either of the following characteristics:

                                 9CMaterials

                           9C108                           "Insulation" material in bulk form and "interior lining", other than those specified in 9A008, for rocket motor cases usable in "missiles" or specially designed for ‧missiles‧.

Technical Note:

In 9C108 ‧missile‧ means complete rocket systems and unmanned aerial vehicle systems capable of a range exceeding 300 km.

                           9C110Resin impregnated fibre prepregs and metal coated fibre preforms therefor, for composite structures, laminates and manufactures specified in 9A110, made either with organic matrix or metal matrix utilising fibrous or filamentary reinforcements having a "specific tensile strength" greater than 7,62 × 104 m and a "specific modulus" greater than 3,18 × 106 m.

N.B.: SEE ALSO 1C010 and 1C210.

Note: The only resin impregnated fibre prepregs specified in entry 9C110 are those using resins with a glass transition temperature (Tg), after cure, exceeding 418 K (145 °C) as determined by ASTM D4065 or equivalent.

                                 9DSoftware

                           9D001                           "Software" specially designed or modified for the "development" of equipment or "technology" specified in 9A001 to 9A119, 9B or 9E003.

                           9D002                           "Software" specially designed or modified for the "production" of equipment specified in 9A001 to 9A119 or 9B.

                           9D003                           "Software" specially designed or modified for the "use" of "full authority digital electronic engine controls" ("FADEC") for propulsion systems specified in 9A or equipment specified in 9B, as follows:

                           9D004Other "software", as follows:

                           9D101                           "Software" specially designed or modified for the "use" of goods specified in 9B105, 9B106, 9B116 or 9B117.

                           9D103                           "Software" specially designed for modelling, simulation or design integration of the space launch vehicles specified in 9A004 or sounding rockets specified in 9A104, or the subsystems specified in 9A005, 9A007, 9A105.a., 9A106, 9A108, 9A116 or 9A119.

Note:                                 "Software" specified in 9D103 remains controlled when combined with specially designed hardware specified in 4A102.

                           9D104                           "Software" specially designed or modified for the "use" of goods specified in 9A001, 9A005, 9A006.d., 9A006.g., 9A007.a., 9A008.d., 9A009.a., 9A010.d., 9A011, 9A101, 9A105, 9A106.c., 9A106.d., 9A107, 9A108.c., 9A109, 9A111, 9A115.a., 9A116.d., 9A117 or 9A118.

                           9D105                           "Software"which coordinates the function of more than one subsystem, specially designed or modified for "use" in space launch vehicles specified in 9A004 or sounding rockets specified in 9A104.

                                 9ETechnology

Note:                                 "Development" or "production", "technology" specified in 9E001 to 9E003 for gas turbine engines remains controlled when used as "use"                                 "technology" for repair, rebuild and overhaul. Excluded from control are: technical data, drawings or documentation for maintenance activities directly associated with calibration, removal or replacement of damaged or unserviceable line replaceable units, including replacement of whole engines or engine modules.

                           9E001                           "Technology" according to the General Technology Note for the "development" of equipment or "software" specified in 9A001.c., 9A004 to 9A012, 9A350, 9B or 9D.

                           9E002                           "Technology" according to the General Technology Note for the "production" of equipment specified in 9A001.c., 9A004 to 9A011, 9A350 or 9B.

N.B.: For "technology" for the repair of controlled structures, laminates or materials, see 1E002.f.

                           9E003Other "technology", as follows:

                           9E101                           "Technology" according to the General Technology Note for the "development" or "production" of goods specified in 9A101, 9A104 to 9A111 or 9A115 to 9A119.

                           9E102                           "Technology" according to the General Technology Note for the "use" of space launch vehicles specified in 9A004, or goods specified in 9A005 to 9A011, 9A101, 9A104 to 9A111, 9A115 to 9A119, 9B105, 9B106, 9B115, 9B116, 9B117, 9D101 or 9D103.

‘ANNEX II

COMMUNITY GENERAL EXPORT AUTHORISATION No EU001

(referred to in Article 6 of Regulation (EC) No 1334/2000)

Issuing authority: European Community

Part 1

This export authorisation covers the following items:

All dual-use items specified in any entry in Annex I of the present Regulation except those listed in Part 2 below.

Part 2

Part 3

This export authorisation is valid throughout the Community for exports to the following destinations:

Note: Parts 2 and 3 may be amended only in conformity with the relevant obligations and commitments that each Member State has accepted as a member of the international non-proliferation regimes and export control arrangements, and in conformity with the public security interests of each Member State as reflected in its responsibility for deciding on applications for authorisations to export dual-use items under Article 6(2) of this Regulation.

Conditions and requirements for use of this authorisation

‘ANNEX III a
Text of image

(model form)

(referred to in Article 10(1))

EXPORT OF DUAL-USE ITEMS (Reg. (EC) No ...)

1. Exporter No

2. Identification number

3. Expiry date (if applicable)

4. Contact point details

5. Consignee

6. Issuing authority

7. Agent/Representative (if different from exporter) No

8. Country of origin (if applicable)

Code (1)

9. Country of consignment (if applicable)

Code (1)

10. End-user (if different from consignee)

11. Member State of current or future location of the items

Code (1)

12. Member State of intended entry into the customs export procedure

Code (1)

13. Country of final destination

Code (1)

14. Description of the items (2)

15. Commodity code (if applicable)

16. Control list No

17. Currency and Value

18. Quantity of the items (if applicable)

19. End-use

20. Contract date (if applicable)

21. Customs export procedure

22. Additional information required by national legislation (to be specified on the form)

Available for pre-printed information

At discretion of Member States

For completion by issuing authority Signature Stamp

Issuing Authority

Date

(1) See Regulation (EC) No 1172/95 (OJ L 118, 25.5.1995, p. 10), as subsequently amended.

(2) If needed, this description may be given in one or more attachments to this form (1bis). In this case, indicate the exact number of attachments in this box).

LICENCE

1

1

EUROPEAN COMMUNITY

Text of image

EXPORT OF DUAL-USE ITEMS (Reg. (EC) No ...)

1. Exporter

2. Identification number

14. Description of the items

15. Commodity code

16. Control list No

17. Currency and value

18. Quantity of the items

14. Description of the items

15. Commodity code

16. Control list No

17. Currency and value

18. Quantity of the items

14. Description of the items

15. Commodity code

16. Control list No

17. Currency and value

18. Quantity of the items

14. Description of the items

15. Commodity code

16. Control list No

17. Currency and value

18. Quantity of the items

14. Description of the items

15. Commodity code

16. Control list No

17. Currency and value

18. Quantity of the items

14. Description of the items

15. Commodity code

16. Control list No

17. Currency and value

18. Quantity of the items

14. Description of the items

15. Commodity code

16. Control list No

17. Currency and value

18. Quantity of the items

14. Description of the items

15. Commodity code

16. Control list No

17. Currency and value

18. Quantity of the items

14. Description of the items

15. Commodity code

16. Control list No

17. Currency and value

18. Quantity of the items

14. Description of the items

15. Commodity code

16. Control list No

17. Currency and value

18. Quantity of the items

LICENCE

1

bis

EUROPEAN COMMUNITY

Text of image

Note: In part 1 of column 24, write the quantity still available and in part 2 of column 24, write the quantity deducted on this occasion.

23. Net quantity/value (Net mass/other unit with indication of unit)

26. Customs document (Type and number) or extract (No) and date of deduction

27. Member state, name and signature, stamp of deduction

24. In numbers

25. In words for quantity/value deducted

1

2

1

2

1

2

1

2

1

2

1

2

1

2

1

2

‘ANNEX III b

COMMON ELEMENTS FOR PUBLICATION OF GENERAL EXPORT AUTHORISATIONS

(referred to in Article 10(3))

‘ANNEX IV

(List referred to in Article 21(1) of Regulation (EC) No 1334/2000)

The entries do not always cover the complete description of the item and the related notes in Annex I (2). Only Annex I provides the complete description of the items.

The mention of an item in this Annex does not affect the application of the provisions concerning mass-market products in Annex I.

Part I

(possibility of National General Authorisation for intra-Community trade)

Items of stealth technology

Items of the Community strategic control

Items of the Community strategic control — Cryptography — category 5 Part 2

Items of the MTCR technology

—   Exemptions:

Annex IV does not control the following items of the MTCR technology:

Part II

(no National General Authorisation for intra-Community trade)

Items of the CWC (Chemical Weapons Convention)

Items of the NSG technology

All Category 0 of Annex I is included in Annex IV, subject to the following:

N.B.: For 0C003 and 0C004, only if for use in a "nuclear reactor" (within 0A001.a.).

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(1)  Manufacturers calculating positioning accuracy in accordance with ISO 230/2 (1997) should consult the competent authorities of the Member State in which they are established.

(*1)  The numbers in parenthesis refer to the Notes following this Table.

(2)  The differences in the wordings/scopes between Annex I and Annex IV are indicated with bold italic text.

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