## A PP E N D I X C

C O S T -EF F E C T IV E NES S C A L CU L A T I O N ME T HOD O LO G YAs o f 4 / 2 8 / 2 0 1 1 C

- 2 C o s t

- E f f e c t i v ene ss C a l c ul a t i o n M e t h o do lo g y A P PE N D I X C

C O S T -E FF E C T I V E N ES S C A L C U L A T IO N M E T H O D OLOG Y

A

. In t r o d u c t i on

A l l p r oj e c t s a r e s u bj e c t t o t he c o s t

- e ff e c t i v en e ss li m i t d e f i n e d i n A pp end i x G: C o s t E f f e c t i v ene ss L i m i t a nd C a pi t al R e c o v e r y F a c t o rs

. C a r l M o y e r Pr og r a m (M o y e r) f u n d i n g , f un ding un d e r t h e a i r s t a t e , f e de r a l o r an y o t h e r p u b li c a g e n cy t h a t a r e r e c e i v ed b y t h e g r an t e e , o r f und i n g p r o v id ed b y a p o r t a u t h o r i t y ( t o m ee t t he m a t c h f un d r e q u i r e m e n t ) m u s t b e i n c l u d e d in de t e r m i n i n g t he c o s t

- e ff e c t i v en e s s o f s u r p l u s e m i ss i o n r e du c t i on s

. Exc l ud e d f r o m t h i s r e qu i r e m e n t i s f u nd i n g p r o v id ed b y f e d e r al p r og r a m s de s ig ne d t o r e du c e g r ee n hou s e g a s e m i ss i o n s ( G H G s) o r f u n d i n g p r o v id ed b y t he A l t e r n a t i v e and Re n ew a b l e F ue l a nd V eh i c l e T e c h no l og y Pr og r a m t o r edu c e G H G s

. Pr o j e c t s t ha t i n c l u d e s u c h f u nd s m u s t
m e e t a ll o t he r C a r l M o y e r Pr o g r a m r e q u i r e m en t s

. F o r m o r e d e t a il s s ee Ch ap t e r 2 a n d 3

.
B

. G e n e r a l C o s t-Eff e c t i v e n e s s C a l c ul a t i on s

1

. C a l c ul a t i ng C o s t -E f

f e c t i v e ne ss

T h e c o s t

- e f

f e c t i v en e s s o f a p r o

j e c t i s d e t e r m i n e d b y d i v i d i ng t he a n nua l i z ed c o s t o f t he p o t en t ia l p r oj e c t b y t he an nua l w e ig h t e d s u r p l u s e m i ss i on r edu c t i on s t h a t w i ll be
a c h i e v ed b y

t h e p r o j e c t a s s h o w n i n f o r m u l a C

- 1 b e l ow

.
F o r m u l a C

- 1 : C o s t -E f

f e c t i v e n e ss o f W e i gh t e d S u r

p l u s E m i ss i o n R e du c t

io n s ( $ / t on )

C o s t -E ff e c t i v e n e ss ( $ /t on ) = A n nua l i z ed Co s t (

$ / y ea r(yr ) ) A n n u a l W

e i gh t e d S u r

p l u s E m i ss i on R edu c t

io n s ( t o n s / yr)

D e scr i p t i on s o n h ow t o c al c u l a t e a n n u a l e m i ss i on r ed u c t i on s a n d a nn ua li z ed c o s t a r e p r o v i ded in t he f o ll o w i ng s e c t i on s

.
2

. D e t e rm i n i ng t he A n n u ali z ed Co s t

A nn u a li z ed c o s t i s t h e a m o r t i z a t i o n o f t h e o n e
- t i m e in c e n t i v e g r an t a m o u n t f o r t h e l i f e o f t h e p r o

j e c t t o y i e l d a n e s t i m a t e d an n u a l c o s t. T h e a nn u al i z e d c o s t i s c a l c u la t e d b y m u l t i p l y i n g t h e i n cr e m e n t al c o s t b y t h e c a p i t a l r e c o v e r y f a c t o r ( CR F )

. T he r e s u l t in g an nu a li z e d c o s t i s u s e d t o c o m p l e t e f o r m u la C

- 2 t o d e t e r m i ne t h e c o s t

- e f f e c t i v en e s s o f s u r p l u s e m i s s io n r e d u c t i on s

.
F o r m u l a C

- 2 : A nn u a l

i z ed Co s t (

$ )

A nn u a l i z ed Co s t = C R F * i

n c r e m en t al c o s t ( $ )As o f 4 / 2 8 / 2 0 1 1 C

- 3 C o s t

- E f f e c t i v ene ss C a l c ul a t i o n M e t h o do lo g y 3

. C a l c ul a t i ng t h e I n cr e m en t al C o s t

M a x i m u m e lig i b l e pe r c e n t f u n d i n g a m o u n t s de f i n e i n cr e m e n t al c o s t
, i n m an y c a s e s an a pp li c an t w i ll p r o v i d e a n e s t i m a t e o f t he c o s t o f t he r edu c ed t e c hn o l o g y

. T he i n cr e m e n t a l c o s t i s d e t e rm i ne d b y m u l t i p l y i ng t he c o s t o f t h e r ed u c ed t e c hno lo g y b y t he m a x i m u m e ligi b l e p e rc e n t f u nd i ng a m o u n t ( f r o m a pp li c ab l e c h a p t e r)
, a s d e s c r i bed i n f o r m u l a C

- 3 be low

.
F o r m u l a C

- 3 : I n cr

e m e n t a l C o s t (

$ )

I n cr e m en t a l C o s t = Co s t o f Re du c e d T e c h no l o g

y ( $ ) * M a x i m u m E l ig i b l e P e rc en t F u ndi n g A m ount

G en e r a ll y t he c o s t o f t he ba s e l i n e v eh i c l e f o r a ne w pu rc h a s e i s a s s u m ed t o b e a c e r t a i n p e rc en t ag e o f t h e c o s t o f a n ew v e h i c l e m e e t i ng r e du c e d e m i ss i on s f r o m t he
s t an d a r d

. T h e c o s t o f t h e b a s e li n e t e c h no l o g y f o r a r ep o we r i s a ss u m ed t o be a pe rc e n t a g e o f

t h e n e w en g i n e . F o r r e t r o f i t s , t h e r e i s n o b a s e l ine t e c hno lo g y c o s t ; hen c e t h e e n t i r e c o s t o f t h e r e t r o f i t m a y be e l i gi b l e f o r f u n d i n g i n m o s t c a s e s , b u t n o t f o r o n -r o ad

. R e f e r t o t h e O n
- R oad c h ap t e r f o r s p e c i f i c e l igi b l e r e t r o f i t c o s t

.
F o r sc hoo l bu s f l e e t m ode r ni z a t i on p r o j e c t s , t h e i n cr e m en t a l c o s t i s de t e r m i ne d b y ad ju s t in g t h e v a l ue gi v en t o t h e v eh i c l e b y t he N a t i o na l A u t o m o t i v e D ea l e rs h ip As s o c ia t i on ( N

. A

. D

. A

. )
, a s d e scr i bed i n f o r m u l a C

- 4 b elow

.
F o r m u l a C

- 4 : I n c r

e m en t al C o s t f o r Sc h oo l B u s F

l ee t M o de r

n i z a t i o n P r oj e c t s ( $ )

W h e n t h e r e p l a c e m e n t sc hoo l bu s i

s no t n e w u s e t

h e N

. A

. D

. A v

al u e :

w h e r e t h e N

. A

. D

. A v

a l ue i s t he r e t a il v al u e o f t h e u s e d sc h oo l bu s * 10 0 pe rc e n t.

w h en t he r ep l a c e m en t sc ho o l b u s i s ne w t h e n u s e t

he I n v o i c e o f t h e ne w sc hoo l b u s * 1 00 p e rc e n t

U s e t h e r e s ul t s f r o m f

o rm u l a C

- 3 o r C

- 4 t o c o m p l e t e f o rm u l a C

- 2 t o d e t e r m i n e t he
an nu a li z e d c o s t o f a p r o j e c t.

4

. C a l c ul a t i ng t h e A n nu al W eig h t e d S u r pl u s Em i s s i on R e d u c t i on s

A nn u a l w e ig h t ed
an nu a l s u r p l u s p o l lu t a n t r e d u c t io n s f o ll o win g f o r m ula C

- 5 b e l o w . T h i s w i ll a ll o w p r o j e c t s t ha t r e du c e on e , t wo , o r a l l t h r e e o f t he c o v e r ed p o l l u t a n t s t o b e e v al u a t e d f o r e ligi b i l i t y t o r e c e i v e C a r l M o y e r Pr o g r a m f u nd i n g

. W hile o x i de s o f n i t r og en ( N O x ) and
r e a c t i v e o r g an i c g a s e s ( R O G ) e m i ss i on s a r e g i v e n e q ua l w e ig h t ; e m i s s io n s o f d i e s e l ( p a r t i c u l a t e m a t t e r) P M ha v e b e en id en t i f i e d a s a t o x i c a i r c on t a m i n a n t a nd t hu s c a rr y a g r e a t e r w e ig h t i n t h e c a l c u l a t i o n

. H o we v e r , e m i ss i on s o f c o m bu s t i on P M f r o mAs o f 4 / 2 8 / 2 0 1 1 C

- 4 C o s t

- E f f e c t i v ene ss C a l c ul a t i o n M e t h o do lo g y g a s o li ne , s p a rk ig n i t i o n en g i n e s h a v e no t b ee n id e n t i f i e d a s a t o x i c ai r c on t a m i na n t, t he r e f o r e N O x , R OG, a n d P M e m i ss io n s a r e g i v en e qu a l we i g h t i n t he c al c u la t i on

.
F o r m u l a C

- 5 : A nn u a l W

e ig h t e d S u r

p l u s E m i ss i o n R ed u c t

i on s

W e ig h t e d E

m i s s io n R edu c t

io n s =

N O x r edu c t i o n s ( t o n s / y r) + R OG r

e du c t i on s ( t o n s / yr) + [ 2 0 * (PM r

e d u c t i on s ( t o n s / yr)]

T h e r e s u l t o f

f o r m u l a C

- 5 i s u s e d t o c o m p l e t e f o rm u l a C

- 1 t o d e t e rm i ne t h e c o s t

- e f f e c t i v en e s s o f s u r p l u s e m i ss i on r edu c t i on s

.
I n o r d e r t o de t e rm i n e t he a n n u a l s u r p l u s e m i ss i on r e d u c t i on s b y p oll u t a n t, f o r m u la C

- 15 be low m u s t b e c o m p l e t e d f o r ea c h po ll u t a n t ( N O x , R OG, a n d PM) , f o r t h e ba s e li n e t e c hno l o g y a n d t he r ed u c e d t e c h no lo g y , t o t al i n g u p t o s i x c al c ul a t i on s :

T h e s e c a l c ul a t io n s a r e c o m pl e t e d f o r ea c h poll u t a n t b y m u l t i p l y i ng t he en gi ne e m i ss i o n f a c t o r o r c on v e r t e d e m i ss io n s t a n d a r d ( f ou nd in A p p e nd i x D ) b y t h e a n n u a l
a c t i v i t y l e v el and b y o t he r a d ju s t m en t f a c t o r s a s s pe c i f i ed f o r t h e c a l c u l a t i o n m e t h o d o l o gi e s p r e s e n t e d

.
5

. C a l c ul a t i ng A n nua l Em i s s io n R e du c t i on s B a s ed on U s a g e

U s ag e : T he Ca r l M o y e r Pr o g r a m al l o w s t h e e m i ss i on s r ed u c t i o n s f r o m a p r o j e c t t o be
c a l c u l a t e d u s in g t h e f o l l o w in g a c t i v i t y f a c t o rs o n a n a nn u al b a s i s : (A) H ou rs o f o pe r a t io n , (B) F u el c o n s u m p t io n , o r ( C ) M il e s t r a v e le d

.
S pe c i f i c a c t i v i t y f a c t o rs a ll o w ed f o r e a c h p r o j e c t c a t e g o r y m a y d i f

f e r a nd a r e id en t i f ie d i n t h e s ou rc e c a t e go r y c hap t e r s o f t h e C a r l M o y e r Pr o g r a m G u ide l i n e s

. (A) C a l c ul a t i ng A n nua l Em i ss i o n s B a s e d on Ho u rs o f O p e r a t i o n

W hen a c t ua l a nn ua l h o u rs o f e q u ip m e n t ope r a t i on a r e t he b a s i s f o r de t e r m i ni n g e m i ss i o n r e du c t i on s , t h e e q u ip m e n t a c t i v i t y l e v e l m u s t b e b a s e d o n a p r op e r l y f un c t i on i ng h o u r m e t e r (S ee Ch ap t e r 2 a nd t h e r e le v a n t s o u rc e c a t eg o r y c ha p t e r f o r ad d i t i on a l in f o r m a t i on o n t h i s t o p i c ). I n a d di t i o n , t h e h o r s e po w e r r a t i n g o f t h e en gin e a nd a n en gi ne l oa d f a c t o r f o un d i n A p pe n d i x D m u s t b e u s e d

. A d e f au l t l oad f a c t o r o f 0

. 4 3 i s u s ed f o r t ho s e p r o j e c t s w h e r e no s p e c i f i c e q ui p m e n t loa d B ase li n e T ec hnol o g y R e du c e d T e c hno l o g y 1

. A n n ua l e m i ss i o n s o f N O x 4

. A n n ua l e m i ss i o n s o f N O x 2

. A n n ua l e m i ss i o n s o f R O G 5

. A n n ua l e m i ss i o n s o f R O G 3

. A n n ua l e m i ss i o n s o f PM 6

. A n n ua l e m i ss i o n s o f P MAs o f 4 / 2 8 / 2 0 1 1 C

- 5 C o s t

- E f f e c t i v ene ss C a l c ul a t i o n M e t h o do lo g y f a c t o r i s a v ai la bl e i n A p p e nd i x D . T h e m e t ho d f o r c al c u l a t i ng e m i s s io n r e d u c t i on s ba s ed o n h o u rs o f o pe r a t i on i s d e scr i be d in f o r m u la C

- 6 be l o w

.
F o r m u l a C

- 6 : Es t

i m a t ed A n nu a l E

m i ss i on s b a s e d o n h ou rs o f O p e r a t io n ( t on s / yr )

A nn u a l E

m i ss i o n R e d u c t

i on s =

E m i ss i o n F a c t o r o r Co n v

e r t e d E m i ss i on S t a nd

a r d ( g r a m s pe r b r

a k e ho rs ep ow e r

- ho u r)( g / b h p
- h r ) ) * Ho rs e p o we r * Lo a d

F a c t o r * A c t

i v i t y ( ho u r s ( h rs) / yr) * P e rc e n t O

p e r a t io n i n Ca li f o r n ia ( C A) * t o n / 9 0 7
, 20 0 g r a m s ( g)

T h e e n gi ne l o ad f a c t o r i s an i nd i c a t o r o f t h e n o m in a l a m o u n t o f w o rk d o n e b y t h e en gi ne f o r a p a r t i c u l a r app li c a t io n

. I t i s g i v e n a s a f r a c t i o n o f t he r a t e d ho rs e po w e r o f t h e e n gi ne a n d v a r i e s wi t h e ng i n e a p p li c a t i on

. F o r p r o j e c t s i n w h i c h t h e ho rs ep o w e r o f

t h e ba s e li ne t e c hn o l o g y and r edu c e d t e c h n o l o g y a r e d i f f e r en t b y m o r e t h a n 2 5 p e rc e n t
, t he lo ad f a c t o r m u s t be ad j u s t ed f o ll o w i ng f o r m u l a C

- 7 be low . I t i s i m p o r t an t t o u n de rs t a nd t h e r ep la c e m en t l o ad f a c t o r m u s t n e v e r e x c ee d 1 0 0 p e rc en t i n c a s e s w he r e t h e r e du c e d t e c h no l og y en gin e i s s i g n i f i c an t l y s m a ll e r t han t h e ba s e li n e t e c h n o l o g y en gi ne

.
F o r m u l a C

- 7 : R ep l

a c e m en t Loa d F

a c t o r

R ep l a c e m e n t L oa d F

a c t o r = Lo ad

F a c t o r b a s e l

i ne * hp b a s e l i

ne / hp r e d u c e d (B) C a l c ul a t i ng A n nua l Em i ss i o n s B a s e d on F ue l C o n s u m p t io n

W hen a nn u al f u e l c o n s u m p t i o n i s u s e d f o r de t e rm i n i ng e m i ss i on r edu c t i o n s , t h e e q u i p m e n t a c t i v i t y l e v el m u s t be b a s ed on an nua l f u e l u s a ge w i t hi n C a l i f o r n i a p r o v id ed b y

t he ap p li c a n t

. F u el r e c o r d s m u s t be m a i n t ai n ed b y t h e en gi ne o w n e r a s d e s cr ibe d in t h e r e l e v a n t s ou rc e c a t e g o r y c h a p t e r f o r ad d i t i on al i n f o rm a t i on o n t h i s t o p i c.

A f u e l c on s u m p t i o n r a t e f a c t o r m u s t b e u s e d t o c o n v e r t e m i ss i on s g i v en in g / b h p
- h r t o un i t s o f g r a m s o f e m i ss i on s p e r g a ll on o f f u el u s e d ( g / g al )

. T h e f ue l
c on s u m p t i on r a t e f a c t o r i s a n u m b e r t h a t c o m b i ne s t h e e ff e c t s o f e n g i n e e f f i c i en c y an d t h e e n e r g y c on t en t o f t h e f ue l u s e d i n t ha t en g i n e i n t o a n a p p r o x i m a t i o n o f t h e a m o un t o f w o rk o u t pu t b y a n en gi ne f o r e a c h u n i t o f f u e l c o n s u m ed

. T h e f ue l
c on s u m p t i on r a t e f a c t o r i s f o u n d i n T a b le D

- 24 i n A p p e nd i x D . F o rm u l a s C

- 8 a nd C

- 9 be low a r e t h e f o r m u l a s f o r c al c u la t i n g a nn ua l e m i ss i on s b a s ed o n a nn ua l f ue l
c on s u m e d.

F o r m u l a C

- 8 : Es t

i m a t ed A n nua l E

m i s s io n s b a s ed o n F u e l C on s u m e d u s in g E m i ss i o n F a c t o rs o r C on v

e r t ed E m i ss i on S t a nd a r

d ( t o n s / yr )As o f 4 / 2 8 / 2 0 1 1 C

- 6 C o s t

- E f f e c t i v ene ss C a l c ul a t i o n M e t h o do lo g y A nn u a l E

m i ss i o n R e d u c t

i on s =

E m i ss i o n F a c t o r o r Co n v

e r t e d E m i ss i on S t a n da r

d ( g / b h p
- h r) * f

ue l
c on s u m p t

i on r a t e f a c t o r ( bhp

- h r / ga llo n ( g a l )) * A c t i v i t y ( g a l / yr ) * P e rc e n t O pe r a t io n i n CA * t on / 9 07
, 20 0 g

F o r m u l a C

- 9 : Es t

i m a t ed A n nua l E

m i s s io n s b a s e d o n F ue l u s in g E m i s s io n F a c t o rs ( t o n s / yr)

A nn u a l E

m i ss i o n R e d u c t

i on s =

E m i ss i on F a c t o r ( g / ga l ) * A c t i v i t y ( ga l / yr) * P e r c e n t O p e r

a t io n i n CA * t on / 9 0 7
, 2 0 0 g
( C ) C a l c ul a t i ng A n nua l Em i ss i o n s B a s e d on A n nu a l M il e s T r a v el e d

C a l c ul a t i o n s ba s e d o n a nn ua l m il e s t r a v e l e d a r e u s e d f o r o n
- r o ad p r o

j e c t s o n l y

. M il ea g e r e c o r d s m u s t be m a i n t a i ne d b y t he e n gi ne o w ne r a s d e scr i be d i n C hap t e r 4 : O n
- r o ad H ea vy- D u t y V eh i c le s

.
C a l c ul a t i o n s U s in g Em i ss i on F a c t o r s : T he r e i s no c on v e rs i o n s i n c e t he e m i ss i o n f a c t o rs f o r on -r oa d p r o

je c t s p r o v i d ed a r e g i v e n i n u n i t s o f g / m i le

. F o rm u l a C

- 1 0 de scr i b e s t he m e t h o d f o r c a l c u l a t in g p ol lu t a n t e m i ss i on s b a s e d on e m i ss i on f a c t o rs a nd m il e s t r a v e l e d

.
F o r m u l a C

- 10 : Es t

i m a t ed A nn u a l E

m i ss i o n s b a s e d on M

il e a ge u s i

n g E m i ss i o n F a c t o r s ( t o n s / yr)

A nn u a l E

m i ss i o n R e d u c t

i on s =

E m i ss i o n F a c t o r ( g / m i le ) * A c t i v i t y ( m il e s / yr) * P e rc e n t O pe r

a t io n i n CA * t on / 9 0 7
, 2 0 0 g

C a l c ul a t i ng A n nua l Em i ss i o n s B a s e d on Co n v e r t e d S t a nda r d s : T h e u n i t
c on v e rs i o n f a c t o r f o u n d i n T ab le s D

- 5 a nd D

- 6 ( A p p en d i x D ) a r e u s ed t o c o n v e r t t he u n i t s o f t he c on v e r t ed e m i ss i o n s t a n d a r d ( g / bh p
- h r ) t o g / m il e

. F o r m u la C

- 1 1 de scr i b e s t he m e t h o d f o r c a l c u la t in g p ol lu t a n t e m i ss i on s u s i n g c on v e r t e d e m i ss i on s t an da r d s

.
F o r m u l a C

- 11 : Es t

i m a t ed A nn u a l E

m i ss i o n s ba s ed o n M

il eag e u s in g C on v

e r t e d E m i ss i o n S t a n da r

d s ( t o n s / yr)

A nn u a l E

m i ss i o n R e d u c t

i on s =

C on v e r t ed E m i ss i o n S t a nda r d ( g / b hp

- h r) * U n i t C onve r

s i on ( b hp

- h r/m i

l e) * A c t i v i t y ( m i l es / y r) * P e rc e n t O

pe r a t i on i n CA * t on

/ 907
, 200 gAs o f 4 / 2 8 / 2 0 1 1 C

- 7 C o s t

- E f f e c t i v ene ss C a l c ul a t i o n M e t h o do lo g y 6

. C a l c ul a t i ng T w o f o r O n e Pr o j e c t s

T w o f o r O n e Pr o j e c t s : F o r e q u i p m e n t r e p la c e m e n t o f T w o f o r O n e P r o je c t, t w o ba s e li ne t e c h n o l o g y eq u i p m en t w i ll b e r ep l a c e d f o r o n e r e d u c ed t e c h n o l og y. F i rs t,
c a l c u l a t e t h e e m i s s io n r ed u c t i on b en e f i t s ba s e d o n a c t i v i t y f o r e a c h ba s e li n e en gi n e s epa r a t e l y u s i n g f o rm ul a s C

- 6
, C

- 8 o r C

- 1 0

. T h e s e e m i ss io n r e d u c t i o n s will t he n b e s u m m e d t o g e t h e r be f o r e d ed u c t i n g t h e e m i s s io n r e d u c t i o n b e n e f i t s o f t he r e d u c e d t e c h no l og y u s i ng f o r m u l a C

- 13

. S e e t he s a m pl e c a l c ula t i o n s s u p p le m en t al d o c u m e n t f o r a n e x a m p l e o n t h i s c a l c u l a t i o n m e t h odo l o g y

.
7

. C a l c ul a t i ng S p l i t P r oje c t Li f e P r oj e c t s

S pl i t P r o j e c t L i f e : S p l i t Pr o

j e c t L i f e P r o

j e c t s m u s t u s e a s e p a r a t e p r o j e c t l i f e f o r t h e t w o ba s e li n e t e c h no l o g y sc ena r i o s

. F i rs t, f o r m u l a C

- 6
, C

- 8
, o r C

- 10 m u s t b e u s e d t o c a l c u l a t e e m i ss i on r e d u c t i on b y p o l l u t a n t f o r t h e t w o ba s e li n e sc e na r i o s :
(A) B a s e li n e t e c h n ol og y t o ph a s e 1 r e d u c ed t e c h n o l og y (B) P ha s e 1 r e du c e d t e c hn ol og y t o p h a s e 2 r e d u c e d t e c h no l og y

F o r m u l a C

- 5 i s u s e d t o c al c u la t e t h e a n nu a l e m i ss i on r ed u c t i o n s f o r e a c h ba s e lin e t e c h no l og y

. N e x t, a f r a c t i o n o f t h e p r o j e c t l i f e m u s t b e a pp lie d t o t h e a nn ua l e m i ss i on r e d u c t i o n s f o r ea c h o f

t he b a s e li n e s c e na r i o s , a s o u t li ned b e l o w i n f o r m u l a C

- 1 2

.
F o r m u l a C

- 12 : S

pl i t P r oj e c t L i f e

T o t al A n nu al W

e i gh t e d S u r

p l u s E m i ss i o n R e du c t

i on s = ( F r a c t i on p r o j e c t l i f e / T o t al p r o j e c t li f e * A n n u a l w

e i gh t ed s u r

p lu s e m i ss i on s f r o m t r an s a c t i on 1 ) + F

r a c t i o n p r o j e c t li f e / T o t al p r o j e c t li f e * A nn u a l we ig h t e d s u r

pl u s t r a n s a c t i o n f r o m t r a n s a c t i on 2 )

T o t al A n nu al W

e i gh t e d S u r

p l u s E m i ss i o n R e du c t

i on s = (n 1 / t *

a 1 ) + (n 2 / t *

a 2 )

n 1 = f

r a c t i on p r o je c t l i f e f r o m t r a n s a c t i o n 1
n 2 = f r a c t io n p r oj e c t l i f e f r o m t r a n s a c t i on 2
a 1 = A n n u a l we ig h t e d s u r p l u s e m i ss i o n s f r o m t r a n s a c t i on 1
a 2 = A n nu a l w

e i gh t ed s u r

p lu s t r a n s a c t io n f r o m t r a n s a c t io n 2 t = t o t al p r o j e c t li f e

8

. C a l c ul a t i ng A n nua l S u r p l u s E m i s s io n Re du c t i on s b y P o ll u t an t

T h e f in a l s t e p i n t h i s p o r t io n o f t h e c a l c u la t ion s i s t o de t e rm i n e t h e a n n ua l s u r plu s e m i ss i o n r e du c t i on s b y p o l l u t a n t

. F o r n e w pu rc h a s e s an d r ep o we r p r o j e c t s , s u b t r a c t t he a n n ua l e m i ss i on s f

o r t he r edu c ed t e c h no l o g y f r o m t he an nua l e m i ss i on s f o r t h e ba s e li n e t e c hno l o g y f o l l o w in g f o r m ul a C

- 13 b e l o w

.As o f 4 / 2 8 / 2 0 1 1 C

- 8 C o s t

- E f f e c t i v ene ss C a l c ul a t i o n M e t h o do lo g y F o r m u l a C

- 13 : A n n ua l S u r

p lu s E m i s s io n R e d u c t

i on s b y P o ll u t a n t (

t o n s / yr) f o r R ep o we rs an d Ne w P u rc h a s e s

A nn u a l S u r

p l u s E m i s s i on Re du c t

io n s ( b y po ll u t a n t

) =

A nn u a l E

m i ss i on s f o r t he B a s el ine T e c h n o l o g

y A n n u a l E

m i ss i on s f o r t he R e d u c ed T e c h n o l og y

F o r r e t r o f i t s , m u l t i p l y t h e ba s e li n e t e c h no l o g y p o l l u t a n t e m i ss i on s b y t h e pe rc e n t o f
e m i ss i o n r e du c t i on s t h a t t h e A R B

- v e r i f ie d r e d u c ed t e c h no l o g y i s v e r i f ie d t o f o ll o win g f o rm u l a C

- 14 be low

.
F o r m u l a C

- 14 : A n n ua l S u r

p lu s E m i s s io n R e d u c t

i on s b y P o ll u t a n t (

t o n s / yr) f o r R e t r o f i t s

A nn u a l S u r

p l u s E m i s s i on Re du c t

io n s ( b y po ll u t a n t

) =

A nn u a l E

m i ss i o n s f o r t he B a s e li

n e T e c hn o log

y * Re d u c ed T e c hn olo g

y V e r i f i c a t io n P e rc e n t

C a l c ul a t i o n s m u s t be d one f o r e a c h p o l lu t an t
, N O x , P M
, a n d R OG
, g i v i n g a t o t a l o f t h r e e c a l c ul a t io n s

.
F o r f l ee t m od e r n i z a t i o n p r oj e c t s t he b a s el in e w il l b e t h e n ew e r v eh i c l e e m i ss io n s

.
T h e a nn ua l s u r pl u s e m i s s i o n r ed u c t io n s b y p oll u t an t w o u l d b e u s e d in F o rm u l a C

- 5 t o c a l c u l a t e t h e a n n u a l s u r p l u s e m i ss i o n r e du c t i o n s

.
9

. C a l c u l a t i n g a C o n v e rs i o n f r o m G r a m s t o T on s pe r Y e a r

C on v e rs i on t o T on s pe r Y e a r : S i n c e t he e m i s s i on f a c t o r o r c on v e r t e d s t a nd a r d i s g i v en in uni t s o f g r a ms , a c o n v e rs i on f r o m g r a m s t o t on s i s al s o r e q u i r ed
, a s il l u s t r a t ed in f o r m u l a C

- 15 be l o w

.
F o r m u l a C

- 15 : Es t

i m a t ed A nn u a l E

m i ss i o n s b y P o ll u t

a n t ( t o n s / y r)

A nn u a l E

m i ss i o n R e d u c t

i on =

E m i ss i o n F a c t o r o r Co n v

e r t e d E m i ss i on S t a n da r

d ( g / b hp

- h r ) * A n n ua l A c t

i v i t y * A dj u s t m en t F a c t o r(s) * P e rc en t O pe r

a t i o n i n C A * t o n / 9 0 7
, 20 0 g

10

. C a l c ul a t i o n s f o r C o m ingli n g M o y e r a nd P u b li c F un d s

Ot he r p ub li c f in a n c ia l i n c e n t i v e f u nd s r e c ei v e d b y t h e g r an t e e d i r e c t l y m u s t be de du c t e d f r o m t h e i n c r e m e n t al c o s t. A i r d i s t r i c t s m u s t r eq ue s t in f o r m a t io n f r o m g r a n t ee t o d e t e r m i ne w h a t o t h e r pu b li c f i na n c i al i n c e n t i v e f u nd s w i ll be u s ed f o r t h eAs o f 4 / 2 8 / 2 0 1 1 C

- 9 C o s t

- E f f e c t i v ene ss C a l c ul a t i o n M e t h o do lo g y p r o j e c t. I f t h e o t h e r pu b li c f in an c i a l in c e n t i v e f u nd s a r e n o t in t e nd e d t o b e u s e d t o p a y f o r el i gib le c o s t s , t h e n t h e i n c r e m e n t al c o s t i s no t r e du c e d b y t h e o t h e r pub li c f i nan c i a l i n c en t i v e f u n d s

. U s e f o r m u l a C

- 1 6 b e l o w t o d e t e r m in e t h e a m ou n t t ha t i s c o s te f f e c t i v e t o b e a n n u a li z e d i n C

- 2

.
F o r m u l a C

- 16 : M o y

e r G r an t f o r G r an t e e s r e c e i v i ng o t he r P ub li c

F in an c i a l I n c en t i v e F u nd s

M a x i m u m M o y

e r G r a n t A m oun t (

i f p r o je c t i s c o s t

- e ff

e c t i v e ) =

I n cr e m en t a l C o s t (

f r o m f o r m ul a C

- 2 o r C

- 3

)

- Ot he r P u b li c F

i n a n c i a l I n c e n t i v e F u nd s

I n a d di t i on t o C a r l M o y e r Pr o g r a m f un d s , a i r d i s t r i c t s m u s t a l s o i n c l u d e non -M o y e r f un d s p r o v i ded b y t he a i r di s t r i c t w hen c a l c u l a t i n g c o s t

- e ff e c t i v en e s s f o r t h e p r o j e c t ; t he t o t a l f u nd s c o n t r i bu t ed b y t he a i r di s t r i c t m u s t m e e t c u rr e n t c o s t

- e ff e c t i v en e s s li m i t s

. T h e f in a l M o y e r g r an t a m o u n t f o r a p r o j e c t i s de r i v ed o n c e t h e a i r di s t r i c t f u n d s a r e d e du c t e d

. U s e f

o r m u la C

- 1 7 b e l o w

t o d e t e r m in e t h e a m ou n t o f f u n d s t h e g r a n t e e
w il l r e c ei v e f r o m t h e C a r l M o y e r Pr og r a m

.
F o r m u l a C

- 17 : M o y

e r G r an t f o r G r an t e e s r e c e i v i ng pu bl i c f u nd s f r o m A i r D i s t r i c t

M o y e r G r an t A m ou n t t

o G r a n t e e =

C o s t

- e ff e c t i v e G r a n t Am oun t (

f r o m f o r m u l a C

- 1 ) A i

r D i s t r i c t F u nd s

B e gi nn i n g J u l y 1
, 20 1 1
, f e de r a l f u nd in g f r o m p r og r a m s t h a t r ed u c e g r ee n hou s e g a s e m i ss i on s ( G H G s) o r f und i n g p r o v i d ed b y t he A l t e r na t i v e and R enew a b l e F ue l a n d V eh i c l e T e c h no l og y Pr og r a m t o r edu c e G H G s a r e n o t r eq ui r ed t o b e i n c l ud ed i n f o rm u l a s C

- 16 an d C

- 17 ; f o r m o r e d e t a il s s e e C h ap t e r 2 a nd 3

.
11

. C a l c ul a t i o n f o r p r o

j e c t s e x c eedin g t he C o s t E ff e c t i v e n e ss L i m i t

F o r p r o j e c t s t h a t ha v e e x c e e ded t h e w e ig h t ed c o s t e ff e c t i v ene ss l i m i t, t he c a l c u la t i on m e t h o d o l o g y be low m u s t b e a p p l i e d in o r d e r t o e n s u r e f i na l g r a n t a m o u n t s m e e t t h e c o s t e ff e c t i v e n e ss li m i t r e q u i r e m e n t. T h e g r a n t a m o un t i s d e t e r m ine d b y m u l t i p l y i ng t he m a x i m u m a ll o w ed c o s t

- e f f e c t i v en e s s li m i t b y

t h e e s t i m a t e d a n n u a l e m i ss io n r e d u c t io n s a nd d i v i d i n g b y t h e c a p i t a l r e c o v e r y f a c t o r in t he C

- 18 f o r m u l a be l o w

.
F o r m u l a C

- 18 : M a x

i m u m G r a n t A m o un t f

o r p r o j e c t s e x c e e d

i ng C o s t E ff

e c t i v e ne ss L i m i t

M a x i m u m G r a n t A m ou n t = ( C o s t

- e ff e c t i v en e ss l i m i t * e s t i m a t ed a nn ua l e m i

ss i on r e du c t io n s) / C R FAs o f 4 / 2 8 / 2 0 1 1 C

- 1 0 C o s t

- E f f e c t i v ene ss C a l c ul a t i o n M e t h o do lo g y C

. Li s t o f Fo r m ul a s

F o r an e a s y r e f e r e n c e , t he n e c e s s a r y f o r m u la s t o c a l c u l a t e t h e c o s t

- e f f e c t i v e n e ss o f
s u r p l u s e m i ss i o n r edu c t io n s f o r a p r o j e c t f un d e d t h r ou gh t he C a r l M o y e r P r og r a m a r e p r o v id ed be l o w

.
F o r m u l a C

- 1 : C o s t -E ff

e c t i v e ne ss o f W ei g h t e d S u r pl u s E m i ss i on Re du c t io n s ( $ / t on ) :

C o s t -E f f e c t i v ene s s ( $ / t o n ) = A nn u a li z ed C o s t ( $ / yr)

A nn u a l W eig h t e d S u r plu s E m i ss i on Re du c t ion s ( t o n s / y r)

F o r m u l a C

- 2 : A n n u a li z ed C o s t ( $ )

A nn u a li z ed C o s t = C R F * in c r e m en t a l c o s t ( $ )

F o r m u l a C

- 3 : I n cr e m e n t a l C o s t ( $ )

I n cr e m en t a l C o s t = Co s t o f R ed u c ed T e c hn o l o g y ( $ ) * M a x i m u m E l i gi b l e P e rc e n t F u ndi ng Am o un t

F o r m u l a C

- 4 : I n cr e m e n t a l C o s t f o r Sc h oo l B u s F l ee t M o de r n i z a t i o n P r o j e c t s ( $ )

W hen t he r e p l a c e m e n t s c h o o l bu s i s no t n ew u s e t he N

. A

. D

. A v a l ue :

w he r e t he N

. A

. D

. A v a l ue i s t he r e t a il v a l u e o f t h e u s e d sc h oo l b u s * 100 p e rc e n t

.

w hen t h e r e p la c e m e n t sc hoo l b u s i s new t h e n u s t he I n v o i c e o f t h e n e w sc hoo l bu s * 10 0 pe rc e n t

F o r m u l a C

- 5 : A n n u a l W e i g h t e d S u r pl u s E m i ss i o n R e d u c t i on s

W e i g h t e d E m i s s io n Re du c t io n s =

N O x r edu c t i on s ( t o n s / y r) + R OG r e du c t i on s ( t o n s / y r) + [ 20 * (PM r e d u c t i on s ( t o n s / yr ) ]

F o r m u l a C

- 6 : Es t i m a t e d A n nua l E m i ss io n s ba s ed on h ou rs o f O p e r a t io n ( t on s / y r )

A nn u a l E m i s s io n Re d u c t i on s =

E m i s s ion F a c t o r o r C o n v e r t e d E m i ss i on S t a n d a r d ( g / bh p
- h r ) * H o rs e po w e r

* L o ad F a c t o r * Ac t i v i t y ( h rs / y r) * P e rc en t O p e r a t i on i n C A * t o n / 9 07
, 2 0 0g

F o r m u l a C

- 7 : R ep l a c e m e n t L oa d F a c t o r

R ep l a c e m e n t L oa d F a c t o r = Lo a d F a c t o r b a s e l i ne * hp b a s e l i ne / hp r e d u c edAs o f 4 / 2 8 / 2 0 1 1 C

- 1 1 C o s t

- E f f e c t i v ene ss C a l c ul a t i o n M e t h o do lo g y F o r m u l a C

- 8 : Es t i m a t e d A n nua l E m i ss io n s ba s ed on F u e l C on s u m ed u s i ng Em i ss i on F a c t o r s o r Co n v e r t e d E m i ss i o n S t a n d a r d ( t o n s / yr )

A nn u a l E m i s s io n Re d u c t i on s =

E m i s s ion F a c t o r o r C o n v e r t e d E m i ss i o n S t a n da r d ( g / b h p
- h r ) * f u el
c on s u m p t i on r a t e f a c t o r ( b h p
- h r / g al ) * A c t i v i t y ( ga l / yr ) * P e rc e n t O pe r a t i on i n C A * t on / 9 0 7
, 2 0 0 g

F o r m u l a C

- 9 : Es t i m a t ed A nn u a l E m i s s io n s b a s ed o n F ue l u s i n g E m i ss i on F a c t o rs ( t o n s / yr)

A nn u a l E m i s s io n Re d u c t i on s =

E m i s s ion F a c t o r ( g / g a l ) * Ac t i v i t y ( g a l / y r) * P e rc en t O p e r a t io n i n C A * t on / 90 7
, 2 00 g

F o r m u l a C

- 1 0 : Es t i m a t ed A nn u a l E m i s s io n s b a s ed o n M i l e a g e u s i n g E m i ss io n F a c t o rs ( t o n s / yr)

A nn u a l E m i s s io n Re d u c t i on s =

E m i s s ion F a c t o r ( g / m i l e ) * A c t i v i t y ( m il e s / yr ) * P e rc e n t O p e r a t io n i n C A * t on / 9 0 7
, 2 0 0 g

F o r m u l a C

- 1 1 : Es t i m a t ed A nn u a l E m i s s io n s b a s ed o n M i l e a g e u s i n g C on v e r t ed E m i s s ion S t and a r d s ( t o n s / yr)

A nn u a l E m i s s io n Re d u c t i on s =

C on v e r t e d E m i ss i on S t an da r d ( g / bh p
- h r ) * U n i t C on v e rs i o n ( b h p
- h r / m i l e ) * Ac t i v i t y (m i l e s / y r) * P e rc en t O pe r a t i on i n C A * t o n / 9 07
, 200g

F o r m u l a C

- 1 2 : S p l i t P r o j e c t L i f e

T o t al A n nu al W e i g h t e d S u r p l u s E m i ss io n R e d u c t i on s =

( F r a c t i on p r o

j e c t l i f e / T o t al p r o

j e c t l i f e * A n n u a l w e ig h t ed s u r p l u s e m i ss i on s f r o m t r a n s a c t i o n 1 ) + F r a c t io n p r o j e c t l i f e / T o t a l p r o

je c t li f e * A nn u a l w e ig h t ed s u r pl u s t r a n s a c t i o n f r o m t r an s a c t io n 2 )

T o t al A n nu al W e ig h t e d S u r p l u s E m i s s ion R ed u c t i on s = (n 1 / t * a 1 ) + (n 2 / t * a 2 )

n 1 = f r a c t i on p r o je c t l i f e f r

o m t r a n s a c t i on 1
n 2 = f r a c t i on p r o

je c t l i f e f r

o m t r a n s a c t i o n 2
a 1 = A n n u a l w e ig h t ed s u r p l u s e m i ss i o n s f r o m t r a n s a c t i on 1As o f 4 / 2 8 / 2 0 1 1 C

- 1 2 C o s t

- E f f e c t i v ene ss C a l c ul a t i o n M e t h o do lo g y a 2 = A n nu a l w e ig h t ed s u r p lu s t r a n s a c t io n f r o m t r a n s a c t io n 2 t = t o t al p r o

j e c t l i f e

F o r m u l a C

- 1 3 : A nn ua l S u r p l u s E m i s s ion R ed u c t i on s b y P ol lu t a n t ( t o n s / y r) f o r R ep o w e rs an d New P u rc h a s e s

A nn u a l S u r p l u s E m i s s io n Re du c t io n s ( b y p o l lu t a n t ) =

A nn u a l E m i s s io n s f o r t h e B a s e li n e T e c h no l o g y A nn u a l E m i s s io n s f o r t h e Re du c ed T e c h no l o g y

F o r m u l a C

- 1 4 : A nn ua l S u r p l u s E m i s s ion R ed u c t i on s b y P ol lu t a n t ( t o n s / y r) f o r R e t r o f i t s

A nn u a l S u r p l u s E m i s s io n Re du c t io n s ( b y p o l lu t a n t ) =

A nn u a l E m i s s io n s f o r t h e B a s e li n e T e c h no l o g y * R e du c ed

T e c h no l o g y V e r i f i c a t io n P e rc e n t

F o r m u l a C

- 1 5 : Es t i m a t ed A nn u a l E m i s s io n s b y P o ll u t an t ( t o n s / yr )

A nn u a l E m i s s io n Re d u c t i on =

E m i s s ion F a c t o r o r C o n v e r t e d E m i ss i on S t a n d a r d ( g / bh p
- h r ) * A n n ua l Ac t i v i t y * A dj u s t m e n t F a c t o r(s ) * P e rc en t O p e r a t io n in C A * t o n / 9 07
, 2 00 g

F o r m u l a C

- 1 6 : M o y e r G r an t f o r G r an t e e s r e c e i v i ng o t h e r P ubl i c F i n an c i al I n c en t i v e F u nd s

M a x i m u m M o y e r

G r a n t Am ou n t ( i f p r o

j e c t i s c o s t

- e f

f e c t i v e ) =

I n cr e m en t a l C o s t ( f r o m f o r m u l a C

- 2 o r C

- 3 )

- Ot he r P u b l i c F i na n c i al I n c e n t i v e F u nd s

F o r m u l a C

- 1 7 : M o y e r G r an t f o r G r an t e e s r e c e i v i ng pub li c f un d s f r o m A i r D i s t r i c t

M o y e r G r an t A m o un t t o G r a n t ee =

C o s t

- e f f e c t i v e G r a n t A m o u n t ( f r o m f o rm u la C

- 1 ) A i r D i s t r i c t F u nd s

F o r m u l a C

- 1 8 : M a x i m u m G r a n t A m o u n t f o r p r o j e c t s e x c eed i n g Co s t E f f e c t i v ene ss L i m i t

M a x i m u m G r a n t A m oun t = ( C o s t

- e ff e c t i v e n e ss l i m i t * e s t i m a t e d an n u a l e m i s s io n r e du c t i on s ) / C R F

## A PP E N D I X D

T A B LES FO R EM I SS I ON R E D UCT I ON A ND C O S T -EF F E C T IV E NESS C A L CU L A T I ON SAs o f 4 / 2 8 / 2 0 1 1 D

- 2 EM I S S IO N S T A B L E S A P PE N D I X D

T A B L E S FO R EM I SS I O N R E D UC TIO N A ND C O S T

- E FF E C T I V E N ES S C A L CU L A TIO N S

T h i s a p p e n d i x p r e s en t s t ab le s s u m m a r i z i ng t he d a t a n e e de d t o c a l c u l a t e t h e e m i ss i on r e d u c t io n s a nd c o s t

- e ff e c t i v ene ss o f po t en t i a l p r o j e c t s . I n c lu de d a r e d a t a s u c h a s en gin e e m i s s ion f a c t o rs , lo ad f a c t o rs , a nd o t he r c on v e rs i on f a c t o rs u s ed i n t h e c a l c u l a t i on s d i sc u s s ed i n A p p e n d i x C : C o s t -E ff e c t i v ene ss C a l c u la t io n M e t h o do lo g y

.
T ab l e # H e avy- D u t y O n- R o ad P r o j ec t s D

- 1a t o D

- 8 E m er g enc y Veh i c l e s D

- 9a t o D

- 9 b O f f

- R o a d D i ese l and N o n
- M ob il e A g r i cu l t u r a l ( A g ) P ro j e c t s D

- 10 t o D

- 1 4 Lar g e Spa r k

- I g n i ti on ( L S I ) P ro j e c t s D

- 15 t o D

- 1 6 Loc o m o t i v e P r o

j ec t s D

- 17 a t o D

- 1 8 M a ri n e P r o

j e c t s D

- 19 a t o D

- 2 3 A ll En g i ne s Fue l C on s u m p ti o n D

- 24 R e f e r ence T a b l es D

- 25 t o D

- 2 8As o f 4 / 2 8 / 2 0 1 1 D

- 3 EM I S S IO N S T A B L E S 

### H EAV Y

- DU T Y O N-R O A D P R O J E C TS

T a bl e D

- 1a H eav y H e a v y - D u t y D i e se l E ngi n e s C o n v e r t e d E m i ss i on St a n d ar d s EO C e r t i f i c a t i on L e ve l g / bh p - hr g / bhp

- hr ( a) g / m i le ( b) g / g al ( c) ( d)

D i es e l N Ox D i es e l

R OG A l te rn a t i ve

Fu e l N Ox D i es e l

N Ox D i es e l R OG ( e) A l te rn a t i ve

Fu e l N Ox D i es e l

N Ox D i es e l R OG ( e) A l te rn a t i ve

Fu e l N Ox 6

. 0 N O x 5

. 58 0

. 2 9 4

. 80 1 6

. 7 4 0

. 86 1 4

. 40 1 0 3

. 23 5

. 33 8 8

. 80 5

. 0 N O x 4

. 65 0

. 2 4 4

. 00 1 3

. 4 9 0

. 70 1 1

. 60 8 6

. 03 4

. 44 7 4

. 00 4

. 0 N O x 3

. 7 2 0

. 1 9 3

. 20 1 0

. 7 9 0

. 56 9

. 28 6 8

. 82 3

. 55 5 9

. 20 2

. 5 N O x + N M H C 2

. 21 0

. 1 1 2

. 00 6

. 4 1 0

. 33 5

. 80 4 0

. 86 2

. 11 3 7

. 00 1

. 8 N O x +NM H C 1

. 59 0

. 0 8 1

. 44 4

. 6 1 0

. 24 4

. 18 2 9

. 42 1

. 52 2 6

. 64 1

. 5 N O x +NM H C 1

. 33 0

. 0 7 1

. 20 3

. 8 4 0

. 20 3

. 48 2 4

. 52 1

. 27 2 2

. 20 1

. 2 0 N O x + NMH C 1

. 06 0

. 0 5 0

. 96 3

. 0 7 0

. 16 2

. 78 1 9

. 61 1

. 01 1 7

. 76 0

. 84 N O x +N M H C 0

. 74 0

. 0 4 0

. 67 2

. 1 5 0

. 11 1

. 95 1 3

. 73 0

. 71 1 2

. 43 0

. 20 N Ox 0

. 19 0

. 13 0

. 16 0

. 54 0

. 37 0

. 46 3

. 44 2

. 36 2

. 96

P M 10 D i es e l

P M 10 A l te rn a t i ve

Fu e l P M 10 D i es e l

P M 10 A l te rn a t i ve

Fu e l P M 10 D i es e l

P M 10 A l te rn a t i ve

Fu e l P M 10

0

. 01 0

. 0 08 0

. 0 10 A ll E xc ep t U r ba n B us

0

. 15 0

. 19 0

. 0 23 0

. 0 29

Ur ban B us 0

. 0 32 0

. 0 40

0

. 10 0

. 08 0

. 10 A ll E xc ep t U r ba n B u s 1

. 3 3 1

. 85 0

. 2 0 9 0

. 2 90

Ur ban B u s 0

. 3 20 0

. 4 00

a
- E m i ss i on s t a n d a r d s w e r e c o n v e r t e d w he r e a pp r o p r i a t e , u s i n g t he N M H C an d N O x f r a c t i on d e f au l t
v a l ue s a n d t h e u l t r a
- l o w s u l f u r d i e s e l f u e l c o r re c t i o n f a c t o r s l i s t e d i n T ab l e s D -25 a nd D

- 2 6
, r e s p e c t i v e l y

. b

- Mi l e a g e ba s e d e m i s s i o n s f a c t o r s w e r e c a l c u l a t e d u s i n g c on v e r s i o n f a c t o r s f r o m T ab l e D

- 2 8

. c
- F ue l b a s ed e m i s s i o n s f a c t o r s w e r e c a l c u l a t e d u s i ng f ue l c o n s u m p t i o n ra t e f a c t o r s f r o m T a b l e D- 2 4

. d

- F u e l ba s e d f a c t o r s a r e f o r e n g i n e s l e s s t ha n 7 50 hor s e po w e r on l y

. e
- R O G = H C * 1

. 26 6 39

.As o f 4 / 2 8 / 2 0 1 1 D

- 4 EM I S S IO N S T A B L E S T a bl e D

- 1 b M e d iu m H e avy - D u t y D i e se l E ngi n e s 2 00 7

- 20 10 C o n v e r t e d E m i ss i on St a n d ar d s EO C e r t i f i c a t i on L e ve l g / bh p - hr g / bhp

- hr ( a) g / m i le ( b) g / g al ( c) ( d)

D i es e l N Ox D i es e l

R OG A l te rn a t i ve

Fu e l N Ox D i es e l

N Ox D i es e l

R OG ( e) A l te rn a t i ve

Fu e l N Ox D i es e l

N Ox D i es e l R OG ( e) A l te rn a t i ve

Fu e l N Ox 6

. 0 N O x 5

. 58 0

. 29 4

. 8 0 1 0

. 6 0 0

. 52 8

. 64 1 0 3

. 2 3 5

. 33 8 8

. 80 5

. 0 N O x 4

. 65 0

. 2 4 4

. 0 0 8

. 37 0

. 43 7

. 20 8 6

. 03 4

. 44 7 4

. 00 4

. 0 N O x 3

. 72 0

. 19 3

. 2 0 6

. 70 0

. 35 5

. 76 6 8

. 82 3

. 55 5 9

. 20 2

. 5 N O x + N M H C 2

. 21 0

. 1 1 2

. 0 0 3

. 98 0

. 21 3

. 60 4 0

. 86 2

. 11 3 7

. 00 1

. 8 N O x +NM H C 1

. 59 0

. 08 1

. 4 4 2

. 86 0

. 15 2

. 59 2 9

. 42 1

. 52 2 6

. 64 1

. 5 N O x +NM H C 1

. 33 0

. 07 1

. 2 0 2

. 39 0

. 12 2

. 16 2 4

. 52 1

. 27 2 2

. 20 1

. 2 0 N O x + NMH C 1

. 06 0

. 05 0

. 9 6 1

. 91 0

. 10 1

. 73 1 9

. 61 1

. 01 1 7

. 76 0

. 84 N O x +N M H C 0

. 74 0

. 04 0

. 6 7 1

. 34 0

. 07 1

. 21 1 3

. 73 0

. 71 1 2

. 43 0

. 2 0 N Ox 0

. 19 0

. 13 0

. 16 0

. 33 0

. 23 0

. 29 3

. 44 2

. 36 2

. 96

P M 10 D i es e l

P M 10 A l te rn a t i ve

Fu e l P M 10 D i es e l

P M 10 A l te rn a t i ve

Fu e l P M 10 D i es e l

P M 10 A l te rn a t i ve

Fu e l P M 10

0

. 01 0

. 0 08 0

. 0 10 A ll E xc ep t U r ba n B us

0

. 15 0

. 19 0

. 0 14 0

. 0 18

Ur ban B us 0

. 0 32 0

. 0 40

0

. 10 0

. 08 0

. 1 0 A ll E xc ep t U r ba n B u s 1

. 33 1

. 85 0

. 1 30 0

. 1 8 0

Ur ban B u s 0

. 3 20 0

. 4 0 0

a
- E m i ss i on s t a n d a r d s w e r e c o n v e r t e d w he r e a pp r o p r i a t e , u s i n g t he N M H C an d N O x f r a c t i on d e f au l t
v a l ue s a n d t h e u l t ra l o w
- s u l f u r d i e s e l f ue l c o r re c t i o n f a c t o r s l i s t e d i n T ab l e s D -25 a nd D

- 2 6
, r e s p e c t i v e l y

. b

- Mi l e a g e ba s e d e m i s s i o n s f a c t o r s w e r e c a l c u l a t ed u s i n g c o n v e r s i on f a c t o r s f r o m T a b l e D

- 2 8

. c
- F ue l b a s ed e m i s s i o n s f a c t o r s w e r e c a l c u l a t e d u s i ng f ue l c o n s u m p t i o n ra t e f a c t o r s f r o m T a b l e D- 2 4

. d F ue l ba s e d f a c t o r s a r e f o r e n g i n e s l e s s t h an 7 50 ho r s ep o w e r on l y

. e R O G = H C * 1

. 26 63 9As o f 4 / 2 8 / 2 0 1 1 D

- 5 EM I S S IO N S T A B L E S T a bl e D

- 2a M e d iu m H e avy - D u t y A l t e r n a t i v e Fu e l E n g in es C o n v e r t e d E m i ss io n S t a nd a r d s

M o d e l Y ear g/ b h p - h r g/ m ile ( a) g/ g al ( b , c)

N O x PM 1 0 N O x PM 1 0 N O x PM 1 0
19 88 19 8 9 6

. 0 0

. 6 0 11

. 4 0 1

. 1 4 0 11 1

. 0 0 11

. 10 19 9 0 6

. 0 0

. 6 0 10

. 8 0 1

. 0 8 0 11 1

. 0 0 11

. 10 19 91 19 9 3 5

. 0 0

. 2 5 9

. 0 0 0

. 4 5 0 92

. 50 4

. 6 3 19 94 19 9 7 5

. 0 0

. 1 0 9

. 0 0 0

. 1 8 0 92

. 50 1

. 8 5 19 98 2 0 0 1 4

. 0 0

. 1 0 7

. 2 0 0

. 1 8 0 74

. 00 1

. 8 5 20 02 20 0 6 2

. 0 0

. 1 0 3

. 6 0 0

. 1 8 0 37

. 00 1

. 8 5 20 0 7 20 0 9 1

. 2 0

. 0 1 2

. 1 6 0

. 0 1 8 22

. 20 0

. 1 9 20 1 0 + 0

. 2 0

. 0 1 0

. 3 6 0

. 0 1 8 3

. 7 0 0

. 1 9

a
- Mi l e a g e ba s e d e m i s s i o n s f a c t o r s w e r e c a l c u l a t ed u s i n g c o n v e r s i on f a c t o r s f r o m T a b l e D- 28. b

- F u e l ba s e d e m i s s i o n s f a c t o r s w e r e c a l c u l a t ed u s i ng f u e l c o n s u m p t i o n ra t e f a c t o r s f r o m T a b l e D- 24

. c
- F ue l b a s ed f a c t o r s a r e f o r en g i n e s l e s s t ha n 7 50 h o r s e p o w e r on l y

.

T a bl e D

- 2 b H eav y H e a v y - D u t y A l t er n a t i v e Fu e l E ng i n e s C o n v e r t e d E m i ss i on St a n d ar d s

M o d e l Y ear g/ b h p - h r g/ m ile ( a) g/ g al ( b , c)

N O x PM 1 0 N O x PM 1 0 N O x PM 1 0
19 88 19 8 9 6

. 0 0

. 6 0 18

. 6 0 1

. 8 6 0 11 1

. 0 0 11

. 10 19 9 0 6

. 0 0

. 6 0 18

. 0 0 1

. 8 0 0 11 1

. 0 0 11

. 10 19 91 19 9 3 5

. 0 0

. 2 5 15

. 0 0 0

. 7 5 0 92

. 50 4

. 6 3 19 94 19 9 7 5

. 0 0

. 1 0 14

. 5 0 0

. 2 9 0 92

. 50 1

. 8 5 19 98 20 0 1 4

. 0 0

. 1 0 11

. 6 0 0

. 2 9 0 74

. 00 1

. 8 5 20 02 20 0 6 2

. 0 0

. 1 0 5

. 8 0 0

. 2 9 0 37

. 00 1

. 8 5 20 0 7 20 0 9 1

. 2 0

. 0 1 3

. 4 8 0

. 0 2 9 22

. 20 0

. 1 9 20 1 0 + 0

. 2 0

. 0 1 0

. 5 8 0

. 0 2 9 3

. 7 0 0

. 1 9

a
- Mi l e a g e ba s e d e m i s s i o n s f a c t o r s w e r e c a l c u l a t ed u s i n g c o n v e r s i on f a c t o r s f r o m T a b l e D- 28. b

- F u e l ba s e d e m i s s i o n s f a c t o r s w e r e c a l c u l a t ed u s i ng f ue l c o n s u m p t i o n ra t e f a c t o r s f r o m T a b l e D- 24

. c
- F ue l b a s ed f a c t o r s a r e f o r en g i n e s l e s s t ha n 7 50 h o r s e p o w e r on l y

.As o f 4 / 2 8 / 2 0 1 1 D

- 6 EM I S S IO N S T A B L E S T a bl e D

- 3 D i ese l M e d iu m H ea vy - D u t y V e h i c l es 1 4 , 0 01

- 33 , 0 0 0 po u nd s ( lb s ) G r o ss V e hi c l e W e ig h t R a t in g ( G V W R ) E m i s s i on F a c t o rs ( g / m i l e) ( a)
M o d e l Y ear N O x R O G PM 1 0
Pr e
- 19 8 4 17

. 21 0

. 2 9 0

. 7 9 2 19 84 19 8 6 16

. 65 0

. 2 9 0

. 7 20 19 87 19 89 14

. 60 0

. 1 8 0

. 5 0 4 19 90 14

. 60 0

. 1 8 0

. 5 0 4 19 91 19 93 12

. 18 0

. 1 6 0

. 2 8 8 19 94 19 97 10

. 70 0

. 1 0 0

. 2 1 6 19 98 20 02 9

. 7 7 0

. 0 8 0

. 1 4 4 20 03 + 5

. 3 9 0

. 0 8 0

. 2 1 6 20 0 4 20 0 6 5

. 1 2 0

. 0 8 0

. 2 1 6 20 0 7 20 0 9 2

. 7 9 0

. 0 5 0

. 0 2 4 20 10 + 0

. 5 1 0

. 0 2 0

. 0 2 4

a
- E m i ss i on f a c t o r s i n c o rpo r a t e t h e u l t r a l o w
- s u l f u r d i e s e l f ue l c o r re c t i on f a c t o r s i n T ab l e D

- 2 6

.

T a bl e D

- 4 D i ese l Hea v y Heav y - D u t y V e h i c l es 3 3 , 000 + l b s G V W R

E m i s s i on F a c t o rs ( g/ m il e) ( a)

M o d e l Y ea r N O x R OG PM 1 0

Pr e
- 19 87 21

. 3 9 1

. 0 4 1

. 2 4 9 19 87 19 8 8 21

. 1 1 0

. 8 1 1

. 3 5 4 19 89 19 90 21

. 1 1 0

. 8 1 1

. 3 5 4 19 91 19 9 3 18

. 2 3 0

. 5 4 0

. 5 6 2 19 94 19 9 7 17

. 9 5 0

. 4 0

. 3 6 7 19 98 20 0 2 17

. 5 8 0

. 5 1 0

. 4 0 3 20 03 20 0 6 11

. 6 3 0

. 2 6 0

. 2 5 2 20 0 7 20 0 9 6

. 3 6 0

. 2 3 0

. 0 2 8 20 10 + 1

. 0 6 0

. 1 8 0

. 0 2 8

a
- E m i ss i on f a c t o r s i n c o rpo r a t e t h e u l t r a l o w
- s u l f u r d i e s e l f ue l c o r re c t i on f a c t o r s l i s t e d i n T ab l e D -26

.As o f 4 / 2 8 / 2 0 1 1 D

- 7 EM I S S IO N S T A B L E S T a bl e D

- 5 D i ese l U r b a n B u se s C o n v e r t e d E m i ss i on St a n d ar d s

M o d e l Y ear g/ b h p - h r g/ m ile ( a) g/ g al ( b , c)

N O x R O G PM 1 0 N O x R OG PM 10 N O x R O G PM 1 0 19 87 19 90 ( d) 5

. 5 8 1

. 1 7 0

. 4 3 2 22

. 3 2 4

. 6 8 1

. 7 2 8 10 3

. 23 21

. 65 7

. 9 9 19 91 19 93 ( d) 4

. 6 5 1

. 1 7 0

. 0 7 2 18

. 6 0 4

. 6 8 0

. 2 8 8 86

. 0 3 21

. 65 1

. 3 3 19 94 19 95 ( d) 4

. 6 5 1

. 1 7 0

. 0 5 0 18

. 6 0 4

. 6 8 0

. 2 0 0 86

. 0 3 21

. 65 0

. 9 3 19 96 20 02 ( d) 3

. 7 2 1

. 1 7 0

. 0 3 6 14

. 8 8 4

. 6 8 0

. 1 4 4 68

. 8 2 21

. 65 0

. 6 7 20 03 ( d ,e ) 2

. 2 1 0

. 1 2 0

. 0 0 7 8

. 8 4 0

. 4 8 0

. 0 2 8 40

. 8 9 2

. 2 2 0

. 1 3 20 04 20 06 ( f )

- - - - - - - - - 20 07 20 09 1

. 2 0 0

. 1 9 0

. 0 1 0 4

. 8 0 0

. 7 6 0

. 0 4 0 22

. 2 0 3

. 5 2 0

. 1 9 20 10 + 0

. 2 0 0

. 1 9 0

. 0 1 0 0

. 8 0 0

. 7 6 0

. 0 4 0 3

. 7 0 3

. 5 2 0

. 1 9

a
- Mi l e a g e ba s e d e m i s s i o n s f a c t o r s w e r e c a l c u l a t ed u s i n g c o n v e r s i on f a c t o r s f r o m T a b l e D- 28. b

- F u e l ba s e d e m i s s i o n s f a c t o r s w e r e c a l c u l a t ed u s i ng f ue l c o n s u m p t i o n ra t e f a c t o r s f r o m T a b l e D- 24

. c
- F ue l b a s ed f a c t o r s a r e f o r en g i n e s l e s s t ha n 7 50 ho r s e p o w e r on l y

. d

- E m i ss i on s t a n d a r d s w e r e c on v e r t ed w h e r e a p p r o pr i a t e , u s i n g t h e N M H C a n d N O x f r a c t i on de f a u l t
v a l ue s a n d t h e u l t ra l o w
- s u l f u r d i e s e l f u e l c o rr e c t i on f a c t o r s l i s t ed i n T a b l e s D -25 an d D- 2 6
, r e s pe c t i v e l y

. e
- N O x + N M HC e m i s s i on s t an d a rd c on v e r t e d t o N O x a n d R O G. f

- N o d i e s e l bu s e s h a v e b ee n c e r t i f i ed t o t h e 0

. 5 g / b h p- h r f o r t h e 2 004 -2 00 6 m o d e l y e a r e m i s s i o n s t and a r d

.

T a bl e D

- 6 N a t u r a l G a s U r b a n B u s es C o n v e r t e d E m i ss i on St a n d ar d s

M o d e l Y ear g/ b hp

- h r g/ m ile ( a) g/ g al ( b , c)

N O x PM 1 0 N O x PM 1 0 N O x PM 1 0 19 9 1 19 93 5

. 0 0 0

. 1 0 0 20

. 00 0

. 4 0 92

. 50 1

. 8 5 19 9 4 19 95 5

. 0 0 0

. 0 7 0 20

. 00 0

. 2 8 92

. 50 1

. 3 0 19 9 6 19 97 4

. 0 0 0

. 0 5 0 16

. 00 0

. 2 0 74

. 00 0

. 9 3 19 9 8 20 02 ( e) 2

. 5 0 0

. 0 5 0 10

. 00 0

. 2 0 46

. 25 0

. 9 3 20 0 3 20 06 ( d
, e , f) 1

. 4 4 0

. 0 2 0 5

. 7 6 0

. 0 8 26

. 64 0

. 3 7 20 0 7 20 09 1

. 2 0 0

. 0 1 0 4

. 8 0 0

. 0 4 22

. 20 0

. 1 9 20 1 0 + 0

. 2 0 0

. 0 1 0 0

. 8 0 0

. 0 4 3

. 7 0 0

. 1 9

a
- Mi l e a g e ba s e d e m i s s i o n s f a c t o r s w e r e c a l c u l a t ed u s i n g c o n v e r s i on f a c t o r s f r o m T a b l e D- 28. b

- F u e l ba s e d e m i s s i o n s f a c t o r s w e r e c a l c u l a t ed u s i ng f ue l c o n s u m p t i o n ra t e f a c t o r s f r o m T ab l e D- 24

. c
- F ue l b a s ed f a c t o r s a r e f o r en g i n e s l e s s t ha n 7 50 h o r s e p o w e r on l y

. d

- N O x +N M H C e m i s s i on s t a nd a r d c on v e r t e d t o N O x o n l y

. e
- A m a j o ri t y o f t h e n a t u ral g a s u r ba n b u s e s h a v e b e e n c e r t i f i e d t o t h e op t i o na l s t a nda r d s

. T h e r e f o r e , t h e s e v a l ue s a r e ba s ed o n t he op t i on a l s t an da rd s

. f

- M a n y n a t u ral g a s u r b an bu s e s ha v e b e e n c e r t i f i e d t o op t i o na l s t an d a r d s b e l o w t h i s l e v e l.As o f 4 / 2 8 / 2 0 1 1 D

- 8 EM I S S IO N S T A B L E S T a bl e D

- 7 T r a n s po r

t R e f r i g era t i on U n i t s ( T RU ) a n d A u x ili a r y P o w e r U ni t ( A P U ) D e f a u l t Lo a d F a c t o r s C a t e g o r y H o r s e p o w e r Lo a d F a c t o r
T R U < 2 5 0

. 6 4 25 5 0 0

. 5 3 A P U < 2 5 0

. 7 4

T a bl e D

- 8 T RU a nd A P U E m i ss i o n F a c t o r s ( g /bhp

- h r )
H o r s e p o w er Ti e r / M o d e l Y ea r N O x R O G PM 1 0

< 1 1 Pr e
- 19 95 9

. 3 0 1

. 8 0 0

. 7 2 0

19 9 5 19 9 9 8

. 7 0 1

. 2 6 0

. 4 1 0 T ie r 1 5

. 7 6 0

. 8 2 0

. 3 7 6 T ie r 2 4

. 1 4 0

. 5 9 0

. 3 0 4 T ie r 4 4

. 1 4 0

. 5 9 0

. 1 5 2 11 2 4 Pr e
- 19 95 6

. 4 4 2

. 2 1 0

. 5 5 0

19 9 5 19 9 9 6

. 4 4 1

. 0 8 0

. 4 1 3 T ie r 1 5

. 4 9 0

. 7 7 0

. 3 0 6 T ie r 2 4

. 3 3 0

. 6 9 0

. 3 0 6 T ie r 4 4

. 3 3 0

. 6 9 0

. 1 5 2 25

- 49 U n c on t r o l le d p r e
- 1 98 8 6

. 5 1 2

. 2 1 0

. 5 4 7

U n c on t r o l le d 1 988 + 6

. 4 2 2

. 1 7 0

. 5 4 7 T ie r 1 5

. 2 6 1

. 7 4 0

. 4 8 0 T ie r 2 4

. 6 3 0

. 2 9 0

. 2 8 0 T ie r 4 I n t e r i m 4

. 5 5 0

. 1 2 0

. 1 2 8 T ie r 4 F i na l 2

. 7 5 0

. 1 2 0

. 0 0 8As o f 4 / 2 8 / 2 0 1 1 D

- 9 EM I S S IO N S T A B L E S T a bl e D

- 9 a E me r g e n c y V e h i c l e ( Fi r e A pp a ra t u s ) M e d iu m H e avy - D u t y D i e se l E ngi n e C o n v e r t e d E m i ss i on St a n d ar d s

M od e l Y ear g / bhp

- hr g / m i le ( a ) ( b) g / g a l l on ( b ) ( c ) ( d)

C e r t i f i ca t i on S ta n d a rd N Ox R OG ( e) P M 10 N Ox R OG ( e) P M 10

p r e
- 1 990 6

. 0 N Ox 1 0

. 60 0

. 55 0

. 8 21 1 0 3

. 23 5

. 33 7

. 9 92 1 9 90 6

. 0 N Ox 1 0

. 04 0

. 52 0

. 7 78 1 0 3

. 23 5

. 33 7

. 9 92 1 9 9 1

- 1 993 5

. 0 N Ox 8

. 37 0

. 43 0

. 3 24 8 6

. 03 4

. 44 3

. 3 30 1 9 9 4

- 1 997 5

. 0 N Ox 8

. 37 0

. 43 0

. 1 30 8 6

. 03 4

. 44 1

. 3 32 1 9 9 8

- 2 001 4

. 0 N Ox 6

. 70 0

. 35 0

. 1 30 6 8

. 82 3

. 55 1

. 3 32 2 0 0 2

- 2 006 2

. 5 N O x + N MHC 3

. 98 0

. 21 0

. 1 30 4 0

. 86 2

. 11 1

. 3 32 2 0 0 7

- 2 009 1

. 2 N O x + N MHC 1

. 91 0

. 10 0

. 0 14 1 9

. 61 1

. 01 0

. 1 48 2 0 1 0+ 0

. 2 N O x 0

. 33 0

. 23 0

. 014 3

. 44 2

. 36 0

. 1 48

a
- Mi l e a g e ba s e d e m i s s i o n s f a c t o r s w e r e c a l c u l a t ed u s i n g c o n v e r s i on f a c t o r s f r o m T a b l e D- 28

. b

- E m i ss i on s t a n d a r d s w e r e c o n v e r t e d w he r e a pp r o p r i a t e , u s i n g t he N M H C an d N O x f r a c t i on d e f au l t
v a l ue s a n d t he u l t ra l o w- s u l f u r d i e s e l f u e l c o r re c t i o n f a c t o r s l i s t ed i n T a b l e s D- 2 5 an d D- 2 6
, r e s pe c t i v e l y

. c
- F ue l b a s ed e m i s s i o n s f a c t o r s w e r e c a l c u l a t e d u s i ng f ue l c o n s u m p t i on r a t e f a c t o r s f r o m T ab l e D

- 2 4. d

- F u e l ba s e d f a c t o r s a r e f o r e n g i n e s l e s s t ha n 7 50 hor s e po w e r on l y. e
- R O G = H y d r o c a r b o n s ( HC) * 1

. 26 63 9

.

T a bl e D

- 9 b E me r g e n c y V e h i c l e ( Fi r e A pp a ra t u s ) H eav y H e a v y - D u t y D i e se l E ngi n e C o n v e r t e d E m i ss i on St a n d ar d s

M od e l Y ear g / bhp

- hr g / m i le ( a ) ( b) g / g a l l on ( b ) ( c ) ( d)

C e r t i f i ca t i on S ta n d a rd N Ox R OG ( e) P M 10 N Ox R OG ( e) P M 10

p r e
- 1 990 6

. 0 N Ox 1 7

. 30 0

. 89 1

. 3 39 1 0 3

. 23 5

. 33 7

. 9 92 1 9 90 6

. 0 N Ox 1 6

. 74 0

. 86 1

. 2 96 1 0 3

. 23 5

. 33 7

. 9 92 1 9 9 1

- 1 993 5

. 0 N Ox 1 3

. 95 0

. 72 0

. 5 40 8 6

. 03 4

. 44 3

. 3 30 1 9 9 4

- 1 997 5

. 0 N Ox 1 3

. 49 0

. 70 0

. 2 09 8 6

. 03 4

. 44 1

. 3 32 1 9 9 8

- 2 001 4

. 0 N Ox 1 0

. 79 0

. 56 0

. 2 09 6 8

. 82 3

. 55 1

. 3 32 2 0 0 2

- 2 006 2

. 5 N O x + N MHC 6

. 41 0

. 33 0

. 2 09 4 0

. 86 2

. 11 1

. 3 32 2 0 0 7

- 2 009 1

. 2 N O x + N MHC 3

. 07 0

. 16 0

. 0 23 1 9

. 61 1

. 01 0

. 1 48 2 0 1 0+ 0

. 2 N O x 0

. 54 0

. 37 0

. 0 23 3

. 44 2

. 36 0

. 1 48

a
- Mi l e a g e ba s e d e m i s s i o n s f a c t o r s w e r e c a l c u l a t ed u s i n g c o n v e r s i on f a c t o r s f r o m T a b l e D- 28

. b

- E m i ss i on s t a nd a r d s w e r e c on v e r t e d w h e r e a p p r o p r i a t e , u s i n g t h e N MHC an d N O x f r a c t i o n d e f au l t
v a l ue s a n d t he u l t ra l o w- s u l f u r d i e s e l f u e l c o r re c t i o n f a c t o r s li s t e d i n T ab l e s D- 2 5 an d D- 2 6
, r e s pe c t i v e l y

. c
- F ue l b a s ed e m i s s i o n s f a c t o r s w e r e c a l c u l a t e d u s i ng f ue l c o n s u m p t i o n ra t e f a c t o r s f r o m T a b l e D- 2 4. d

- F u e l ba s e d f a c t o r s a r e f o r e n g i n e s l e s s t ha n 7 50 hor s e po w e r on l y. e
- R O G = H C * 1

. 2 6 639

.As o f 4 / 2 8 / 2 0 1 1 D

- 1 0 EM I S S IO N S T A B L E S 

### O F F -R O A D P R O JEC T S A N D N O N

- M O B I L E A G R I CU L T U R A L P R O J E C T S

T a bl e D

- 1 0 O ff- R o a d D i e s e l E ng i n e s D e f a u l t Lo a d F ac t o r s
C a t e g o r y E quip m e n t T y p e Lo a d F a c t o r
A i r po r t G r o u nd S u p p o r t A i r cr a f t T ug 0

. 5 4 A i r C o nd i t i o n e r 0

. 7 5 A i r S t a r t U n i t 0

. 9 0 B a gg a g e T u g 0

. 3 7 B el t L oa de r 0

. 3 4 B ob t a il 0

. 3 7 C a r g o Loa d e r 0

. 3 4 C a r g o T r a c t o r 0

. 3 6 F o rk l i f t 0

. 2 0 G r o u nd P owe r U n i t 0

. 7 5 L i f t 0

. 3 4 P a ss en g e r S t a nd 0

. 4 0 S e r v i c e T r u ck 0

. 2 0 Ot he r G S E 0

. 3 4 M o b i l e A g r i c u l t u r a l A g r i c ul t u r a l M ow e r s 0

. 4 3 A g r i c ul t u r a l T r a c t o rs 0

. 7 0 B al e r s 0

. 5 8 C o m b in e s 0

. 7 0 H y d r o P o w e r U n i t s 0

. 4 8 S p r a y e rs 0

. 5 0 S w a t he rs 0

. 5 5 T ill e rs 0

. 7 8 Ot he r A g r i c u l t u r a l 0

. 5 1 C on s t r u c t i on B o r e / D r ill R ig s 0

. 5 0 C r an e s 0

. 2 9 C r a wl e r T r a c t o r s 0

. 4 3 C r u s h i n g / Pr o c e ss E q u i p m e n t 0

. 7 8 Exc a v a t o r s 0

. 3 8 G r a d e r s 0

. 4 1 Of f

- Hig h wa y T r a c t o r s 0

. 4 4 Of f

- Hig h wa y T r u ck s 0

. 3 8 P a v e rs 0

. 4 2 Ot he r P a v i ng 0

. 3 6 R o l l e rs 0

. 3 8 R ou g h T e r r ai n F o r k l i f

t s 0

. 4 0As o f 4 / 2 8 / 2 0 1 1 D

- 1 1 EM I S S IO N S T A B L E S T a bl e D

- 1 0 O ff- R o a d D i e s e l E ng i n e s D e f a u l t Lo a d F ac t o r s (C on t i n u e d )
C a t e g o r y E quip m e n t T y p e Lo a d F a c t o r
C on s t r u c t i on R ubbe r T i r e d Do z e rs 0

. 4 0 R ubbe r T i r e d L o ade r s 0

. 3 6 Scr ape r s 0

. 4 8 S i g na l B oa r d s 0

. 7 8 Sk i d S t e e r L oa d e rs 0

. 3 7 S u r f a c i n g E q u ip m e n t 0

. 3 0 T r a c t o rs / L o a d e rs / B a c k hoe s 0

. 3 7 T r e n c he r s 0

. 5 0 Ot he r C o n s t r u c t io n E q u i p m e n t 0

. 4 2 I nd u s t r i a l A e r i a l L i f t s 0

. 3 1 F o rk l i f t s 0

. 2 0 S w e e pe rs / Scr u b b e r s 0

. 4 6 Ot he r G ene r al I n d u s t r i al 0

. 3 4 Ot he r M a t e r ia l H a n d l i ng 0

. 4 0 Lo g g i ng F e l l e rs / B un c h e rs 0

. 7 1 Sk i d de r s 0

. 7 4 O i l D r i lli n g D r il l R i g 0

. 5 0 L i ft ( D r illi n g ) 0

. 6 0 S w i v e l 0

. 6 0 W o r k o v e r Rig (M o b il e ) 0

. 5 0 Ot he r W o r k o v e r E q u ip m en t 0

. 6 0 C a r g o Ha n dl in g C on t a in e r H an dl ing E q u i p m en t 0

. 5 9 C r an e s 0

. 4 3 Exc a v a t o rs 0

. 5 7 F o rk l i f t s 0

. 3 0 Ot he r C a r g o H a n d li n g E q u i p m e n t 0

. 5 1 S w e e pe r / Scr u b b e r 0

. 6 8 T r a c t o rs / L o a d e rs / B a c k hoe s 0

. 5 5 Y a r d T r u ck s 0

. 6 5 N on -M o b i l e A g r i c u l t u r a l E n gi ne s I r r i ga t i on P u m p 0

. 6 5 Ot he r 0

. 5 1 Ot he r A l l 0

. 4 3As o f 4 / 2 8 / 2 0 1 1 D

- 1 2 EM I S S IO N S T A B L E S T a bl e D

- 1 1 U n c o n t r oll e d O ff- R o a d D i ese l E ng i n es E m i s s i on F a c t o rs ( g /bhp

- h r )

H o r s e p o w er M o d e l Y ear N O x R OG PM 10

25 4 9 p r e
- 19 88 6

. 5 1 2

. 2 1 0

. 5 4 7

19 88 + 6

. 4 2 2

. 1 7 0

. 5 4 7 50 1 19 p r e
- 19 88 12

. 0 9 1

. 7 3 0

. 6 0 5

19 88 + 8

. 1 4 1

. 1 9 0

. 4 9 7 120 + p r e
- 19 70 13

. 0 2 1

. 5 9 0

. 5 5 4

19 70 19 79 11

. 16 1

. 2 0 0

. 3 9 6 19 80 19 87 10

. 2 3 1

. 0 6 0

. 3 9 6 19 88 + 7

. 6 0 0

. 8 2 0

. 2 7 4As o f 4 / 2 8 / 2 0 1 1 D

- 1 3 EM I S S IO N S T A B L E S T a bl e D

- 1 2 C on t r ol l e d O ff- R o a d D i ese l E ng i n e s E m i s s i on F a c t o r s ( g /bh p - h r) ( a )

H o r s e p o w er Ti er N O x R OG PM 1 0

2 5

- 4 9 1 5

. 2 6 1

. 7 4 0

. 4 8 0

2 4

. 6 3 0

. 2 9 0

. 2 8 0 4 I n t e r i m 4

. 5 5 0

. 1 2 0

. 1 2 8 4 F i na l 2

. 7 5 0

. 1 2 0

. 0 0 8 5 0

- 7 4 1 6

. 5 4 1

. 1 9 0

. 5 5 2

2 4

. 7 5 0

. 2 3 0

. 1 9 2 3 ( b) 2

. 7 4 0

. 1 2 0

. 1 9 2 4 I n t e r i m 2

. 7 4 0

. 1 2 0

. 1 1 2 4 F i n a l 2

. 7 4 0

. 1 2 0

. 0 0 8 7 5

- 9 9 1 6

. 5 4 1

. 1 9 0

. 5 5 2

2 4

. 7 5 0

. 2 3 0

. 1 9 2 3 2

. 7 4 0

. 1 2 0

. 1 9 2 4 P h a s e
- O u t 2

. 7 4 0

. 1 2 0

. 0 0 8 4 P h a s e
- I n / A l t e r n a t e N O x 2

. 1 4 0

. 1 1 0

. 0 0 8

4 F i n a l 0

. 2 6 0

. 0 6 0

. 0 0 8 10 0

- 1 7 4 1 6

. 5 4 0

. 8 2 0

. 2 7 4

2 4

. 1 7 0

. 1 9 0

. 1 2 8 3 2

. 3 2 0

. 1 2 0

. 1 1 2 4 P h a s e
- O u t 2

. 3 2 0

. 1 2 0

. 0 0 8 4 P h a s e
- I n / A l t e r na t e N O x 2

. 1 5 0

. 0 6 0

. 0 0 8

4 F i n a l 0

. 2 6 0

. 0 6 0

. 0 0 8 17 5

- 2 9 9 1 5

. 9 3 0

. 3 8 0

. 1 0 8

2 4

. 1 5 0

. 1 2 0

. 0 8 8 3 2

. 3 2 0

. 1 2 0

. 0 8 8 4 P h a s e
- O u t 2

. 3 2 0

. 1 2 0

. 0 0 8 4 P h a s e
- I n / A l t e r na t e N O x 1

. 2 9 0

. 0 8 0

. 0 0 8

4 F i n a l 0

. 2 6 0

. 0 6 0

. 0 0 8As o f 4 / 2 8 / 2 0 1 1 D

- 1 4 EM I S S IO N S T A B L E S T a bl e D

- 1 2 C on t r ol l e d O ff- R o a d D i ese l E ng i n e s E m i s s i on F a c t o r s ( g /bh p - h r) ( a )

(C on t i n u e d )
H o r s e p o w er Ti er N Ox R OG PM 10

30 0

- 7 5 0 1 5

. 9 3 0

. 3 8 0

. 1 08

2 3

. 7 9 0

. 1 2 0

. 0 88 3 2

. 3 2 0

. 1 2 0

. 0 88 4 P h a s e
- O u t 2

. 3 2 0

. 1 2 0

. 0 0 8 4 P h a s e
- I n / A l t e r na t e N O x 1

. 2 9 0

. 0 8 0

. 0 0 8

4 F i n a l 0

. 2 6 0

. 0 6 0

. 0 0 8 751 + 1 5

. 9 3 0

. 3 8 0

. 1 0 8

2 3

. 7 9 0

. 1 2 0

. 0 8 8 4 I n t e r i m 2

. 2 4 0

. 1 2 0

. 0 4 8 4 F i n a l 2

. 2 4 0

. 0 6 0

. 0 1 6 N o t e : p r o gr am p e r C a l

i f o r n i a C o de o f R eg u l

a t i o n s , T i t l e 13
, s e c t

i o n 24 23 (

b )( 6 ) ar e e li g i b l e f o r f und i n g p r o v i d e d t h e e n g i ne s a r e c e r t i f i e d t o t he f i na l T i e r 4 e m i s s i on s t an da r d s

. T h e A R B E

x e c u t i v e O r de r i n d i c a t e s e ng i ne s c e r t i f i e d u nd e r t

h i s p r o v i s i o n

. T he e mi s s i o n r a t e s f o r t h e s e e n g i

n e s u s e d t o d e t e r

min e c o s te f f e c t i v e n e ss s ha ll b e e q u i v

a l en t t o t he e mi ss i o n f a c t or s a s s o c i a t e d wi t

h T i e r 3 eng i

n e s

.
Fo r e q u i pm e n t w i t h ba s e li n e e n g i ne s c e r t i f i ed u nd e r t h e f l e x i b i li t y p r o v i s i on s p e r C a li f

o rni a C od e o f R eg u l a t i o n s , T i t l e 1 3
, s e c t

i o n 24 23 (

d )
, b a s e li ne em i s s i o n r a t e s s ha l l be d e t e r

m i n ed b y u s i

n g t h e p r e v i ou s a pp li c a b l e e mi

ss i on s t a n dard o r T

i e r f o r t h a t e ng i ne m od e l y

e a r a nd h or

s ep o we r r

a t i ng

. T he A R B E x e c u t i v e O rd e r i n d i c a t e s e ng i

n e s c e r t i f i e d u n de r t

h i s pro v i s i on

.

a
- E m i ss i on f a c t o r s w ere c o n v e r t e d u s i n g t h e u l t r a l o w
- s u l f u r d i e s e l f u e l c o rr e c t i o n f a c t o r s li s t ed i n T a b l e D- 27

. b

- A l t e r na t e c o m p li an c e op t i o n

.As o f 4 / 2 8 / 2 0 1 1 D

- 1 5 EM I S S IO N S T A B L E S 

### L A R G E S P A R K I G N I T I O N E N G I N E S

T a bl e D

- 1 3 O ff- R o a d L S I E quip m e n t D e f a u l t Lo a d F a c t o r s
C a t e g o r y E q u ip m e n t T y p e Lo a d F a c t o r
A g r i c ul t u r e A g r i c ul t u r a l T r a c t o rs 0

. 6 2 B al e r s 0

. 5 5 C o m b in e s 0

. 7 4 S p r a y e rs 0

. 5 0 S w a t he rs 0

. 5 2 Ot he r A g r i c u l t u r a l E q u i p m e n t 0

. 5 5 A i r po r t G r o u nd S u p p o r t A / C T u g 0

. 8 0 B a gg a g e T u g 0

. 5 5 B el t L oa de r 0

. 5 0 B ob t a il 0

. 5 5 C a r g o Loa d e r 0

. 5 0 F o rk l i f t 0

. 3 0 G r o u nd P owe r U n i t 0

. 7 5 L i f t 0

. 5 0 P a ss en g e r S t a nd 0

. 5 9 Ot he r G S E 0

. 5 0 C on s t r u c t i on As pha l t P a v e rs 0

. 6 6 B o r e / D r ill R i g s 0

. 7 9 C on cr e t e / I n d u s t r i a l S aw s 0

. 7 8 C r an e s 0

. 4 7 P a v i ng E qui p m en t 0

. 5 9 R o l l e rs 0

. 6 2 R ou g h T e rr a i n F o rk l i f

t s 0

. 6 3 R ubbe r T i r e d L o ade r s 0

. 5 4 Sk i d S t e e r L oa de r s 0

. 5 8 T r a c t o rs / L o a d e rs / B a c k hoe s 0

. 4 8 T r e n c he r s 0

. 6 6 Ot he r C o n s t r u c t ion 0

. 4 8 I nd u s t r i al A e r i a l L i f t s 0

. 4 6 F o rk l i f t s 0

. 3 0 S w e e pe rs / Scr u b b e r s 0

. 7 1 Ot he r I ndu s t r ia l 0

. 5 4As o f 4 / 2 8 / 2 0 1 1 D

- 1 6 EM I S S IO N S T A B L E S T a bl e D

- 1 4 O f f

- R o a d L S I E n g in e s E m i s s i on F a c t o rs ( g /bhp

- h r )

H o r s e p o w e r Fu e l M o d e l Y ear N O x R OG PM 1 0

25 4 9 G a s o li n e U n c on t r o l le d p r e
- 2 00 4 8

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- 2 004 13

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- 2 004 11

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- 2 004 10

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- 2 004 12

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a
- E m i ss i on f a c t o r s f o r f ed e r a l l y c e r t i f i e d en g i n e s u s ed i n p r e e m p t eq u i p m e n t

.As o f 4 / 2 8 / 2 0 1 1 D

- 1 7 EM I S S IO N S T A B L E S T a bl e D

- 15 E m i s s i on F a c t o rs f o r

O ff- R o a d L S I E n g in e R e t r o f i ts V er i f i e d t o A b s ol u t e E m i s s ion N u m b er ( g/ bh p - hr )

M a nu f a c t u r e r s o f L S I r e t r o f i t sys t e m s m a y v e r i f y t o a pe rc en t e m i s s i o n r e d u c t i on o r ab s o lu t e e m i s s io n s

. I f a r e t r o f i t s y s t e m i s v e r i f ied t o a pe rc e n t r e d u c t i o n , t he e m i ss ion f a c t o rs w ill be t ha t v e r i f i ed p e r c e n t o f t h e a p p r o p r i a t e e m i ss i o n s f a c t o rs i n T a bl e D

- 1 4

. I f
a r e t r o f i t s y s t e m i s v e r i f ie d t o a n a b s o lu t e e m i ss i on n u m be r , u s e t he f ol l o w i n g t a bl e f o r t he e m i s s ion f a c t o rs

.

Fu e l V er i f i e d V a l ue N Ox R OG PM 10

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- 1 8 EM I S S IO N S T A B L E S T a bl e D

- 16 O f f

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H o r s e p o w er Fu el Op t i on a l S t a nd a rd N Ox R OG PM 10

2 5

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- 1 9 EM I S S IO N S T A B L E S 

### L O C O M O T I V E S

T a bl e D

- 1 7a Lo c o m o t i v e E m i ss ion F ac t o rs ( g /bh p - h r ) B a s e d o n 1 9 98 F

e de r al S t a n d a r

d s
E ngin e M o d e l Y e a r T y p e N Ox ( a) R OG ( b) PM 10 ( a)

Pr e
- 19 73 L i ne
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. 2 2 0

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S wi t c he r 10

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T h e s e f a c t o r s a r e t o be u s e d f o r t he p r o j e c t ba s e l i n e e m i s s i on s i f t he ba s e li n e l o c o m o t i v e i s c e r t i f i e d o r r eq u i re d t o be c e r t i f i ed t o t h e 1 9 98 f e de ra l l o c o m o t i v e re m an u f a c t u r e s t a nda rd s , an d f o r t h e re du c e d
e m i s s i on l o c o m o t i v e i f

t h e pr o j e c t l o c o m o t i v e i s r e m an u f a c t u r e d t o t h e s e 1 9 9 8 s t a n d a r d s

. F a c t o r s a r e b a s ed u p o n R egu l a t o r y I m p a c t A n a l y s i s : F i na l U n i t e d Sta t e s E n v i r o n m e n t a l P ro t e c t i o n Ag en c y ( U

. S. E P A ) L o c o m o t i v e R e g u l a t i on ( 2 0 08 )

. a
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. 94 a n d 0

. 8 6
, r e s p e c t i v e l y , t o a c c ou n t f o r u s e o f C a l i f o r n i a u l t r a- l o w s u l f u r d i e s e l f ue l

. b

- R O G = H C * 1

. 0 53As o f 4 / 2 8 / 2 0 1 1 D

- 2 0 EM I S S IO N S T A B L E S T a bl e D

- 17 b Lo c o m o t i v e E m i ss ion F ac t o rs ( g /bh p - h r ) B a s e d o n 2 0 08 F

e de r al S t a n d a r

d s
E ngin e M o d e l Y e ar T y p e N Ox ( a) R OG ( b) PM 10 ( a)

19 7 3

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. 34 1

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20 1 5 T ie r 4 L i ne
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. 0 26
T h e s e f a c t o r s a r e t o be u s e d f o r t h e p r o

j e c t b a s e li n e e m i s s i o n s i f t he ba s e li n e l o c o m o t i v e i s c e r t i f i e d o r r eq u i re d t o be c e r t i f i ed t o t h e n e w (2 0 0 8 ) f e de r a l l o c o m o t i v e r e m a n u f a c t u r e s t a n d ard s , a n d f o r t h e r ed u c ed e m i s s i o n l o c o m o t i v e i f t h e p roj e c t l o c o m o t i v e i s r e m a nu f a c t u r e d t o t he ne w s t a n d a r d s o r m e e t s T i e r 3 s t an d a rd s

. F a c t o r s a r e ba s ed up on R eg u l a t o r y I m p a c t A n a l y s i s : F i n a l U

. S

. E P A L o c o m o t i v e R eg u l a t i on ( 20 08 )

. a
- N O x an d P M1 0 e m i s s i on f a c t o r s h a v e be en a d j u s t ed b y a f a c t o r o f 0

. 94 a nd 0

. 86
, r e s p e c t i v e l y , t o a c c ou n t f o r u s e o f C a li f o r n i a u l t ra- l o w s u l f u r d i e s e l f ue l

. b

- R O G = H C * 1

. 0 53As o f 4 / 2 8 / 2 0 1 1 D

- 2 1 EM I S S IO N S T A B L E S T a bl e D

- 1 8 Lo c o m o t i v e Idl e - Li m i t ing De v i ce E m i ss i o n R e du c t ion F a c t o r s

T y p e F a c t o r
S wi t c he rs 0

. 9 0 L i ne
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. 9 7

N o t e : F a c t o r

s b a s e d on a s s u m p t

i o n I d l e L i m i t i n g D e v i c e ( I L D) r ed u c e s l o c om o t i v e en g i n e i d li n g b y 50 p e r

c e n t

. M u l t i p l y t o t a l b a s e l

i n e em i s s i o n s b y t h i s f a c t o r t o d e t erm i

ne r ed u c ed em i

s s i o n s w i t h I L D

.As o f 4 / 2 8 / 2 0 1 1 D

- 2 2 EM I S S IO N S T A B L E S 

### M A R I N E VE S SE LS

T a bl e D

- 1 9a U n c o n t r oll e d Ha r bo r C ra f t P r op u l s io n E ng in e E m i s s i on F a c t o rs ( g / bhp

- h r )

H o r s e p o w er M o d e l Y ear N O x R OG PM 10

25

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- 19 7 1 15

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- 7 5 0 19 95 + 8

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- 2 3 EM I S S IO N S T A B L E S T a bl e D

- 19 b C on t r ol l e d H ar b o r C r a ft P r opul s ion E ng in e E m i s s i on F a c t o rs ( g / bhp

- h r )

H o r s e p o w er Ti er N O x R O G PM 1 0

2 5

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- 2 4 EM I S S IO N S T A B L E S T a bl e D

- 2 0a U n c o n t r oll e d Ha r bo r C ra f t A u x ili a r y E ngin e E m i s s i on F a c t o rs ( g / bhp

- h r )

H o r s e p o w er M o d e l Y ear N O x R OG PM 10

2 5

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- 19 9 7 12

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19 97 + 8

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19 7 1

- 19 78 12

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- 19 83 11

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- 19 95 10

. 23 0

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- 19 7 1 13

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. 2 55As o f 4 / 2 8 / 2 0 1 1 D

- 2 5 EM I S S IO N S T A B L E S T a bl e D

- 20 b C on t r ol l e d H ar b o r C r a ft A u x ili ar y E ngin e E m i s s i on F a c t o rs ( g / bhp

- h r)

H o r s e p o w er Ti er N O x R O G PM 1 0

2 5

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- 1 20 1 6

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- 2 6 EM I S S IO N S T A B L E S T a bl e D

- 2 1 H a r bo r Cr a ft Lo a d F a c t o rs

V es s e l T y p e P r o p ul s i o n E ngi n e A u x i l i a r y E ng i n e

C ha r t e r F i s h i n g 0

. 5 2

0

. 4 3 C o m m e rc ia l F i s h i n g 0

. 2 7 F e rr y / E x c u rs io n 0

. 4 2 P i l o t 0

. 5 1 T ow 0

. 6 8 W o rk 0

. 4 5 Ot he r 0

. 5 2 B a r g e / D r e d g e 0

. 4 5 0

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. 3 8 0

. 3 2 T u g 0

. 5 0 0

. 3 1As o f 4 / 2 8 / 2 0 1 1 D

- 2 7 EM I S S IO N S T A B L E S T a bl e D

- 2 2 S ho r e P o w er De f a ul t E m i ss ion R a t e s ( G r a m s p e r k i l o w a t t

- h o u r ( g/ k W

- h r ) )

P oll u t a n t E m i s s i on R a t e
N Ox 13 .9 R OG 0

. 49 PM 10 ( m a r i ne g a s o i l f uel wi t h 0

. 11

- 0

. 5 % s u l f u r c o n t en t) 0

. 38

PM 10 ( m a r i ne g a s o i l f uel wi t h <= 0

. 1 0 % s u l f u r c o n t en t) 0

. 25

T a bl e D

- 2 3 S ho r e P o w er D e f a u l t P o w e r R e q u i re me n t s

S hip Ca t e go r y S hip S i z e / T y p e D e f a u l t ( T w e n t y - f o o t E qui v a l e n t U ni t ( T E U )) P o w e r R e qui r eme n t ( k W )
C on t a in e r V e s s e l < 1
, 00 0 1
, 0 0 0 1
, 0 0 0 1
, 9 9 9 1
, 3 0 0 2
, 0 0 0 2
, 9 99 1
, 6 00 3
, 0 0 0 3
, 9 99 1
, 9 00 4
, 0 0 0 4
, 9 99 2
, 2 00 5
, 0 0 0 5
, 999 2
, 3 00 6
, 0 0 0 6
, 9 99 2
, 5 00 7
, 0 0 0 7
, 9 99 2
, 9 00 8
, 0 0 0 9
, 9 99 3
, 3 00 10
, 0 00 1 2
, 0 00 3
, 7 00 P a ss en g e r V e ss e l N o D e f a u l t V a l ue U s e A c t u a l P o w e r R e q u i r e m ent ( a) R e e f e r Br ea k B ulk 1
, 3 0 0 F u l l y c on t a i n e r i z ed 3
, 3 0 0

a
- T h e a v e r a ge po w e r r eq u i re m en t f o r p a s s eng e r v e ss e l s i s 7
, 40 0 k W ( A R B O c e ang o i n g V e ss e l Su r v e y , 20 05 )

.As o f 4 / 2 8 / 2 0 1 1 D

- 2 8 EM I S S IO N S T A B L E S 

### A L L E N G I N E S

T a bl e D

- 2 4 Fu e l C on s u m p t ion R a t e F ac t o r s ( bhp

- h r /g a l )

C a t e g o r y H o r s e p o w e r / A ppl i ca t io n Fu e l C on s u m p t i on R a t e
N on -M o b i l e A g r i c u l t u r a l E n gi ne s A LL 17

. 5

Lo c o m o t i v e L i ne H a u l a nd P a ss e nge r ( Cl a ss I/II ) 20

. 8

L i ne H a u l a n d P a ss e n g e r ( Cl a ss III ) 18

. 2

S wi t c he r 15

. 2 Ot he r < 7 5 0 h p 18

. 5

> 75 0 h p 20

. 8As o f 4 / 2 8 / 2 0 1 1 D

- 2 9 EM I S S IO N S T A B L E S 

### R E F E R E NC E S T h e in f o r m a t i o n i n t h e s e t a bl e s h a s a l r ea d y b een i n c o r p o r a t e d i n t o t he p r e c ed i n g e m i ss i o n f a c t o r

t a b l e s

. T he s e t a ble s a r e i n c lu de d f o r in f o rm a t i o n a l p u r p o s e s

.
T a bl e D

- 2 5 P oll u t a n t F rac t i on s N O x + N M H C S t a n d a r d s
D i ese l E ng i n e s A l t e r n a t i v e Fu e l E n gin es N O x N M HC N O x N M HC 0

. 9 5 0

. 0 5 0

. 8 0 0

. 2 0

T a bl e D

- 2 6 Fu e l C o r r ec t i o n F a c t o r s On

- R o a d D i e s e l E ng i n e s
M o d e l Y ear N O x PM 1 0 HC

Pr e
- 20 07 0

. 9 3 0

. 7 2 0

. 72 20 07 + 0

. 9 3 0

. 8 0 0

. 72

T a bl e D

- 2 7 Fu e l C o r r ec t i o n F a c t o r s O ff- R o a d D i ese l E ng i n es M o d e l Y e ar N O x PM 10
Pr e
- T ie r 1 0

. 9 3 0 0

. 7 20 T ie r 1 + 0

. 9 4 8 0

. 8 00

T a bl e D

- 2 8 C o n v e rs i on F a c t o r s f o r N O x , R OG a nd P M 1 0 H eav y - D u t y V e h i c l e P r oj ec t s ( bh p - h r / m i l e )

M o d e l Y ea r M e d iu m H e avy - D u t y

14 , 0 01

- 3 3 , 0 0 0 l b s H eav y H e a v y - D u t y 33 , 0 00 lb s + U r b a n B us

33 , 0 00 lb s + Pr e
- 19 89 1

. 9 3

. 1 4

. 0 19 90

- 1 9 9 3 1

. 8 3

. 0 4

. 0 19 94

- 1 9 9 5 1

. 8 2

. 9 4

. 0 19 96 + 1

. 8 2

. 9 4

. 0