Title13AirResourcesBoord§Zl41themunulitcturcrshallbesubjecttotherequirementsundcostof',)ccomplimu:cengineusspecifiedinsection2139(c)(I).hemnulitcturcrshallbesubjecttoengineforunynoncompingenincfiunilyortestgroupforcuchsubsc:qucntyc.:uruntilcompunccwttltheengineemission'tandurd:.isdemonstrated.StSCC.JUCntto11pprovalofthecorrclutionfnctors,dtcExccuticomccr1111make11dctcnnin11tionthattheuriginalcorrcl11tionfacto:nrcnotvulid.tch11dc..'tcnninlltionm11ybebuseduponinusccmisstod111u,including11ndenginetcstin•.Upondctcnninntionth11tccorrelationfuel.for11specificenginer.tmilyortestgroupurcnIvulid,them11nulitcll·roftheenginefumilyortestgroupshuIIbesub'•cttotheenforcementstingrequirementsundcostsofinusccomi1mccenginetcsting,uss:cifiedinscction2139(c)(l)..(3)Themuul'ncturershuIIchooseoneortheproccdresspecifiedinsubsections(cI)through(c)(2).TheExecutiveOllie·shuIIpermittheuscofnltcrnutitestproceduresiftheExecutiveOfficrdctennincstheultcrnativctestroccdurcudcqu11tclypredictsthexhtmstemissionsfromtheenginetc.tprocedurespL-cificdinsectionI56.8,Title13,CulifomiuCodeorRculutions.SuchIIdctcnninutiomuybebuseduponcorrclutionwithtcsdutufromtheenginetestprocdures.(4)11tctimelimispecifiedinsubsections((I)and(c)(2)maybeextendedbytheExecivcOfficerifthemanufaturerdcmonstratcsthatthetimelimitsspecificcouldnotbeachieveductoreasonsbeyondthereusonablecontrolofthmanufacturer.(d)Forheavydutyeng'ncsandvehicles,iusccomplianceemissiontL'Stsshallbepcrfonncdpl·uanttosection956.8,Title13,CaliforniaCodeofRcgulutions.(c)Formotorcycles,inecomplinnemissiontestsshallbeperfannedpursuanttosectionI58,Title,CaliforniaCodeofRegulations.(t)ForofTroadmotorcycleandIterrainvehicles,inusecompliancetestsshallbeperfonnedrsunttosection2412,Title1'3,CaliforniaCodeofRegulations.11teisccompliancetestingshallusethesometestprocedureutilizedforthpccificvehicle'soriginalcertificationtesting.(g)Foroffroadcompressionig'tionengines,inusccompliancetestsshallbeperfonnedpursuntoction2423,Title13,CaliforniaCodeofRegulations.Theinueompiancetestingshallusethesometestprocedureutili7edforthesecifieeninc'soriginalcertificationtesting.(h)Forsparkignitionsrndrivc/inbordmarineengines,inusccompliancetestsshallbepnonnedpursuattosection2442,Title13,CaliforniaCodeofRegulaons.Theinusccmpliancetestingshalluscthesametestprocedureuli7edforthespecitiengine'soriginalcertificationtesting.(i)Foranyemissioninusccompliancetestsubsections(a)throug(h),theARBmaywaiveapecifictestforsubsequentvehiclesampleifresultsfromvehiclesamcsalreadytestedarcdeemedsufficienttotublishcomplyingemissionIvets.TheARBshallinfonnthemnnufureratlcnst30dayspriortoenrecmenttestingofitsvehiclesoreng'csundshallpennitamanufacturrepresentativetoobservetheenfoemcnttesting.NoTt:Authorityted:Sectlons39600,39601,43013,43018,3101,43104and4;\IOS,3dSufctyCode.Reference:Sections390039003,43000,4:\009.543013,3018,43100,41101,4:\101.5,43102,431043104,41105,43106,43107,nnd43211-43213,HealthandSotyCode.HISTORYI.Rcnumbcrigandamendmentoftextprcvoou.,Jybinsection212tosection2139lilcc.lI24-90:opcrallve2-23-90ct•JStcr90,No.8).Fpriorhistory,secRegisters 86,No.'\8and83,No.17.2.Newsucctions(u),(b),(c),(d),(c)11nd(I)filed8291;opcrati(Rcgistr91,No.49).3.Amenmentofsubsection(c)(2)filed11-30-91;operative9-30-91(cgistcr92,N.14).4.New.ubscction(I),subsectionrelettering,andamendmentofnewlyc.lc>igatcc.lsubection(g)undNoTEfilcdJ-26-9S:opc.:rativcI269Spur..uanttoGo.mmntCodesection11343.4(d}(Register95,No.4}.Note:Undersecon9(e)(2)oflheFcc.lcralCleanAirAct(42U.S.C.§7S43(c_)(2)),Cut.fo"!iisuin:dtoreceive11uthoril'.ationfromtheAdminihlratorottheU.SEnvtro•mcntulPrutcctionAgency(U.S.EPA)pnortoenforcingrcguI1,,newon·roudvehiclesandengines.Accordingly,theAirBe.mlw'tnotSL'Cktoenforcetheon·JngJ11vuyrccn:utionulvehiclen:gulutiunsnlllsu111mcusitreceivesuuthurit.BIIonfromtheU.S.I·PA.S.Ame1dmc:tllofsubsections(u),(b),(c)(l)und(e)(2)filed102899;omtiveII299(Register99,No.44).6.sccaion(g),subsectionamendmentofnewlyd:1gnutec.J111(h)lilcd12282000;opcmhvc.:122K2000purs1111111GuvemmcntCosectionll343.4(d)(ltegister2000,Nu.52).7.New·tiun(h),subsectionreletteringund11111endmen1C?fncwdlllol):nlltec.lsubsectioni)filed7222002;operative8212002(Jtcgtstcr02,No.311)8.Amcndmc:tlfsubsection(h)filed7172009;operative816009(ltcglhlcr2ffil9,No.299.AmendmentfsubsectiOns(u)(b)uud(c)(2)filed8 7012;operullvc8 72012pursnttoGovcnuncntCodesection11343.4(cgistcr21112,No32).§2140.NotlftctlonandUseofTestResult•(a)11tcExccutivOfficershallnotifythemanucturerinwritingit'dtcinuscvehicleenrecmcnttestresultsindicatehatthetestHeelcontainsthreeormorefi'luresofthesamecmissirelatedcomponent.Uponreceiptofthenotacation,thershallsubmitnnemissionsinfonnutionreportaccordancewithTic13,CaliforniaCodeofRegulations,Sections211and2147.Thecgincfamily,testgrouporsubgroupmanufacturerslIIbesubjecttocallwhenaspecificemissionrelatedfailureoccurrc·nthreeormotestvehicles,unlesstheExecutiveOfficerdctcnnincsfimthecmistonsinfonnationreportthatarecallisunnecessary.(b)IftheresultsoftheinusvchicemissiontestsconductedpursuanttoSection2139indicatethtthaverageemissionsofthetestvehiclesforanypollutantexceedtheplicnblcemissionstandardsspecifiedinTitle13,CaliforniaCodeofcgulations,Sections1960.1,1961,1961.2,·1961.3,1956.8,1958,22423or2442,theentirevehiclepopulationsorepresentedshalldecedtoexceedsuchstandards.11tcExecutiveOfficershallnotifYemofncturerofthetestresultsanduponreceiptoftltenotificatio,themnfacturershallhave45daystosubmitoninHuencedrecallplaninucrdanccwithSections2113through2121,Title13,CalimiaCodeofcgulataons.lfnosuchrecallplanissubmitted,theExctivcOfficerrnaordercorrectiveactionincludingrecallofthcafliedvehiclesinaccoanccwithSections2122through2135,Title13,nliforniaCodeofRculntions.NOTI.Authoritycited:lions39600,3960I,430I43018ond431OS,HcolthondSofctyCode.Refcnee:43000,43009.,43013,43018,43101,43104,43105,43106,4107,43204-43205.5und432113213,HcolthundSuli:tyCodc.HISTORYI.Renumberinganomenc.JmcntoftextincotedbyreferenceinSection2112toection2140lilcc.lI24-90:operative2 390(Register90,No.8).Forprihistory,secRegi5tcrs86,No.38and83,o.17.2.Amendmentosubsection(b)andNorr>liled1-26-95;openivcI269SpursuanttoGovmcntCodehecllon11343.4(d)(Register9S,N4).Note:Undersection209)(2)oftheFcc.lcralClconAirAct(42U.S.C.§73(e)(2)),Coli-romiaisrcuircdtoreceiveuuthori7.DiionfromtheAdmmislororthcU.S.EnvironntalProtectionAgcncy(U.S.EPA)priortocnlorcingrcgulotionsrcgonlinnewoffro11dvcbiell.'llondengines.Acconlingly,theII.rRcsourcchOounlIInotsecktoenforcetheoff-highwayrecreationalvchielgulotionsuntils htimeusitreceivesIIUthoril'JitionfromtheU.S.HPA.3.Amcmcntlilcc.IJO2899;operative11-27-99(Re!,oilitcr99,No.).4.Amdmcntofsubsection(b)lilcc.ll2-28-2000;operative12-28-200purbUItoGovernmentCodesection11343.4(d)(Register2000,No.52S.Aendment(b)filed7-22-2002;operative8-212002{R•ister02,No.30).6.mcndmcntofsubscct•on(b)lilc.:dll72012;operativc872012purs·GovernmentCodesection11343.4(Register2012,No.32).Article2.4.ProceduresforReportingFailuresofEmission-RelatedComponents§2141.GeneralProvisions.(a)TheprovisionsregardingapplicabilityofthefailurereportingproceduresandthedefinitionsshallbethesameasthosesetforthinTitle13,CaliforniaCodeofRcgulations,Sections2111ond2112,exceptthatthisSection2141doesnotapplytooffroodcompressionij!nitionengines,asdefinedinSection2421.Page240.2(J)(7)Rcpler2012.No.Jl;1-t0-201%

### § 2142 BARCLAVS CALIFORNIA CODE OF REGULATIONS



### Title
13 (b) rhe requirement

to tile **emi~~ton** 

### wummty inlonnntion reports mul field inlormation reports fur

11 

### gtvcn **clus~** 

### or cutegory

of vehicles

orengines **~hull** 

### be upplicable

lor the warmnty period but not to exceed the usclitl

I iii: 

### period oft he vehicles

or engines beginning with the

I 990

### model yeur **vehicle~**



### or engine,, (c) 'l11e requirement

to file un emissions infom1ation report for u given class ur cutcgory

of vehicles

or engines shall be applicable

for the **lL~clill** 

### life period urthe vehicles

or 

### engines. (d) In the cusc of motor vehicles

or engines
for which certilicution

of the e:dnmst and cvupomtivc emission control systems

is grunted

todifferent **nmnufacturcr~.**



### the information reporting responsibility

insubsections (b) und (c) ubovc shall be assigned

to the certifying munuf.Jeturcr. NoTt Authonty **cit~'tl:** &:ctions 39(1()0, 39(1111 nnd 43 lOS, llculth nnd Snfety Code. Reli:rcncc: Sections 430011, 43009

. S, 430JK,
43 Jill, 43104,43 lOS, 43 J()(o, 431117 nnd 43204 43211S.S, Hcullh nnd Snfcty Code. HISTOKV I. New section lilcd

I 24 90; orcrdtivc

2 23 90 (Register
911, No. K). 2. Amendment **ofsub.~cction**

(u) tiled
12 2K 20110; opcrulivc

12 2K 211110 pur snuntto Govenunent Code section

II 34l.4(d) (Register 2000, No. S2). 3.AmendmentofsectionnndNon

liled 12 S 2007;opcrdllvc

1-4 2008(Regts ter 211117, No. 49). 4. A mcndmcnt

of subsection

(n) nnd nmcndmcnt

of NnTI

li Jed II K 20

I 0; opcm live 12 K 2010 (Register 2010, No. 46). § 

### 2142. 

### Alternative Procedures. 

### (u) A \chicle munufacturer
may 

### usc an alternative procedure

to those sf)l.-cilicd

in Sections 2144(o) and 214S(o), provided
the ExecutiveOfficer hus dctcnnined
thut the alternative procedure will producesubstantially l."qUivolcnt results.

In making such

a determination,

the Executive Officer shall consider
the capacity
of the alternative procedure

to; (I) ensure early detection

of failing components within the useful life of the vehicles

or engines; (2) 

### track foiling components

by engine family; (3) OS.'IUrc prompt notification ofthc Executive Officer when

asystema tically foiling component

is indicated; (4) provide objccttvc, complete and easily monitored data; and (S) be audited
by the Executive Officer. (b) If, in order

to comply with the requirements

of Section 2142(a), 2 

### I 44(a) or 2 I 4S(a),

a manufacturer elects
to develop

a system based upon .t **~ampling**



### of representative California dcalcrshiJIIi, such plan must bereviewed and approved

by the Executive Officer prior
to itsimplementation. Non

. : Authority cited: SectiOns 39600, 39601 and 43 lOS, Health and Sal·ty Code. Reference: **ScC11on.~** 43000, 43009.S, 430



### I K. 43 101,
4 1 

### I 04, 43


### I OS, 43


### I 06, 43107 and 43204-4320S.S, Health and Solety Code. HISTORY I. New section liled

I 24 90; opcmllvc

2 23 90 (RC!;tstcr

90

, No. 1!). 

### § 2143. Failure Levels Triggering RecaU. 

### An engine family, test group or a subgroup shall be **ubJcct**


### to a recall when the number
of failures
of a specific emtssion related component exceeds
the fatlurc level set 

### forth below, unless the Excl.'Ut

t vc Officer de- **termine~** 

### from the cmtssion inform.ttion report that

a recall

isunnl.-ccssary pursuant

to the cntcria
set forth
in Section

2 148(a) and 

### (b). Veh

i cles or engines

in on engine family
or lest
g roup arc subject

to recall
at thefollowing failure levels:

4 percent

or SO 

### (whichever

is greater)
for 1990 through

I 99
I model year vehicles

or engines;

3 percent

or SO 

### (whichever is greater)
for

I 992 through 1993 model-year
veh

i cles or en gi nes

; and 2 percent

or SO 

### (whichever

is greater)
for 1994 and sub

s equentmodelyear vehicles

or engines. The Executive Office

r may extend lhcapplicability of the 4 or 3 percent failure levels ifhc
!s hc dctcrmmc

s that proceed

ing to the next lower level will create an excess

i ve administr

a tive bu rd en on the ARB or the vehicle manufacturers without

a correspond

i n g benefit in the reduction

of emissions. NOTE: Authority cited: Scctioos 39600, 39601

n nd 43IOS, Health
an d Safe

t y Code. Reference: Sections 43000, 43009.S

. 43018

, 43101.4

3 104,43105,

431 06

, 43107 and 43204-4320S.S, Health and Safety Code. HISTORY I. New section filed 1-24-90; operative

2 23

- 90 (Reg

i ster 90, No.8). 2. Amcndmcntlilcd 10-28-99; opcmtivc

I 1 - 27

- 99 (Register
99, No. 44).

§ 

### 2144. Emission Warranty Information Report. 

### (a) A manufacturer shall: (I) Review warranty claim records for each engine family
or test group on u quarterly basis
to determine
and compile

by cumulative total the number
of claims made for emission related components.
The datucompiled shall be bused on all warranty clnirns, without any prcscrccning

of data us to the vnlidity
of lhc claims.

In the case of heavy duty vehicles or engines,

u 

### munufitcturcr
may usc nationwide data for moniloringwurmnty claims ofu Culifomiu certified engine family
or test group which is also certified

by the United States Environmental Protection Agency. (2) 

### Cotcgori7c warranty claims for each engine family
or test group by the specific emission control component replaced

or repaired. (3) On the basis of data obtained subsequent

to the effective dntc of these regulations,

lite on emission warranty information report for each quarter when d1c cumulative number
of unscrecncd warranty claims for a specific emission related component

or repair represent

at least one perccnl

or twenty live (whichever

is grpatcr)
of the vehicles

or engines of u 

### California certified cngmc family
or test group. (b) The emission warranty information report shall contain thefollowing information

in substonttally

the format outlined below: (I) The manufacturer's corporate nome

. (2) A description

of each class or category

of California certified Vl."- hicles
or engines affected
by a warranty replacement

or warranty repair of a specific emission related component, including model year andengine family
or test group. (3) The number and percentage

of vehicles

or engines

in each engine family
or test group for which

11 

### warranty replacement

or warranty repair of 11 

### specific emission related component
was identified.

. (4) A short description

of lhc specific emission related componenl that was replaced

or repaired under warranty. (c) 

### Emtssion warranty information reports shall be submitted
not more than 2S days after the close of a calendar quarter. Subsequent

to the filing of an emission warranty information report.

a manufacturer
shall submit quarterly reports updating
the number and percentage

of cmisston

related warranty claims with the most recent information, unless

a recall has been Implemented. Emission warranty information reports andupdates shall be submitted

to the Chief, Mobile Source OperationsDivision, 9S2!1 Tclslar Avenue,

I:l Monte, CA 9173

I. 

### (d) The records described

in Section

2 144(a)(

I) of these procedures and the **rl.'COrd.~** 

### used under the alternative procedure described

in Section 2 I 42( a) of these procedures shall be made available

to the Exccuttve
Offi cer upon request. Norr

: Authority cited: Sections 39600, 39601 and 43 lOS. Hculth and Safety Code. Reference: Scchons43000, 43009

S, 43018,43101, 43104,4310S,43106, 43107 and 43204-4320S

S, Health and Safely Code. HISTORY I New M:Ciion lik.'tl

1 - 24

- 90

; operative 2-23-90 (Re

J; ister 90. No. H). 2. Amendment ofsub

s ect

i ons(

a )(l)-(3),(b)(2), (b)(3)and
(c) liled 10 2899,opcmtivc

11 - 27

- 99 (Re gi ster 99, No. 44)

. 

### Page 

### 240.2(J)(I)

Rqiolcr 2012, No. 32, a-to- 2012Title
13

Air Resources Board

§1147 1 (3) A description

of 1.'11ch cluss ur cutegory ofCalifomin certified

vc hiclcs
or engines uiTccted including muke, model, model year, en

c litmily
or test group and such other infonnution

us may be rcquit ilto identify **~1e** vehicles

or engines uffcctcd. The **de~>cription** shall

· elude those cngmc families

or test groups n:lutcd

to the aiTcctcd eng'

c fiunily or test group through common certification

li.'St datu allow mdcrTitlc 40 Code of Fe •rul Regulations, Section 86.1 1!39

0 I, **u.~** ended January 17, 2006 ("c, over" and "curry across"

en gin

• itmilics

or test groups). (4) A description

o he emission related cumpo

nt that foiled urwas rcpluced

or repnired

un
·r worrunty,
the litilurc
nd the probllblc cause of the failure. (5) l11c number und pcrcc togc of vehicl

or engines

in each engine fitmily
or 11.-st group for wllic

o failure

a specific cmi11sion related component
wos identified. (6) The total number ond pcrcc and fuilurcs
of u specific emission

ted component projected

to occur during the engine liunily's

or tcs •roup useful life und
u dc.qcription

of the method used to project
thi number. (7) An estimated date wh the failure

o specific emission related component
will reuch the vcls specified

in Sc ion 2143 of these procedures. Non-

· Authority cited· :ctioos 39(.00, 3%01 and 43
5, HcuiUt wtd Sufcty Code. ttcfcrcnce

: Sec

· **n~430110,430119.5,4301H,43101.** 1104,43105,43106, 43107 und 432114- 05.5, Hcohh und Sufety Code. HISTORY I. Rl.'lllllllbcrin

ami umendmcnt

of text previously incorpor.llcd reference

in Scchon21 toSI.'Ciion2145lilcd

I 24 90;opcmtive2

23 90 egi&1er90, No. R). F r prior history, sec Registers
86, No. 3K and H3, No. 17. 2.Amcn nentofsubsec:tions(b),(b)(3),(b)(S)und(b)(6)liled

10 2K 9 ·opera- tive
27 99 (Register
99, No. (44). 3 . endmentofsubseetion(b)(3)

lilcdB

7 2012;opcrativeH

7 2012purs Govemmcnt Code section 11343.4 (Regtstcr 2012, No. 32). § 2146. Emissions Information Report. (a) A manufacrurcr
shall tile on emissions information report: (I) For 1990 and subsequent model year vehicles

or engines, when the failure of a specific emission related component exceeds the pcrcentagc.q specified

in Section 2143 of these procedures.

An emissions information report shall not be required sooner than 45 days after the field Illformation report has been submitted

to the J:lxccutive Officer. (2) Not more than 45 days after the executive Officer, with cousc, requires such

o report. For purposes ofthis section, "cause" shall be based upon any information

in ARB possession which indicates that

a failure of significant scope

is occurring which might necessitate

o recall, including but not limited

to the in usc enforcement

test results specified

in Section 2140(o) above, and information gathered from ARB
in use surveillance activities, Smog Check inspections,

and consumer complaints. (3) For 1982 through 1989 model yCjlr vehicles

or engines. not more than IS days after

a specific emission related defect

is determined

to exist in twenty fiVe or more vehicles

or engines
of the same model ycor. A defect shall be determined

in accordance with procedures **~toblished** by
a manufacturer

to identify safety related defects. (b) No emissions information report shall be required

if a monufocrurcr has committed

to perform

a recall by notifying
the ARB of **it.~** mtcnt in writing after the failure of a specific em iss ton related component

exceeds the pcrecntoges specified

in Section 2143 of these procedures.

A recall plan shall be submitted within 45 days ofthc manufacturer's notification of intent

to perform

a recoil. (c) All emissions information reports shall be submitted

to the Chief, Mobile Source Operations Division, 9528 Tel star Avenue,

El Monte, CA 91731, and shall contain the following information

in substantially

the format outlined below. For purposes

of this section, the term "failure" shall be considered synonymous
with the term "defect"
for those emis- **sion.<~** information reports filed pursuant

to subsection (a)(3

), above. (I) The manufachlrcr's corporate name. (2) The field information report number from which the failure wos first reported,

if applicable.

(3) A description

of each claNs or category ofCulifomiu certified

ve

· hicle:.
or engines affected

by the failure including make, model, model yeur, engine fitmily
or test group, und such other infonnutionus
may be required

to identify the vehicles

or engines affected. (4) A description

of the emission related component
that foiled, the fuilure und the probllblc cause of failure. (5) A description

of any driveability problems

or impact
on other vehicle or engine performance factors such as fuel economy and cold stlln

ing likely
to result from the **fo~ilurc.** (6) For emissions information report.-; filed pursuant

to Section 2146(o)(

I) ond (2),
u description

of how emissions will be affected over the useful life ofthc vehicles

or engines due to the failure

. (7) For emissions information repons filed pursuont

to Section 214Ci(u)(3),

an evaluation

of the cmis.'lion impact of the failure and any ovoiloble emission datu which relate
to the foilure. Non

: Authority cited: Sections 39600, 39(.01 und 43105, Health und Snfety Code. Reference: Sections 43000,43009.5,43018,43101,43104,43105,43106, 43107 und 43204-43205.5, Hcullh und Sufcty Code. HtSTOilV I. New section liled

I 24 90; opcrutivc

2 23 90 (Register
90, No. H). 2 . Amendment **ofsubscetion.~**

(c) and (cX3) filed 10 2H 99; operative

II 27 99 (ltegJster
99, No. 44). § 2147. Demonstration

of Compliance with Emission Standards. (a) In order
to overcome

the presumption

of noncompliance

set forth in Title 13, California Code of Regulations, Section 2123(b),thc overage emissions

of the vehicles ond engines with the failed emission related component must comply with applicable emission standards.

A monufocrurcr may demonstrate compliance with the emission

- standards

by following
the procedures

set forth
in either subsection

(b) or subsection (c) of this section. (b) A monufochlrcr
moy test properly maintained

in usc vehicles with the foiled emission related component pursuant

to the opplicoblc ccnification emission tests specified

in Title 13, California Code of Regulations, Section 1960.1, 1961, 1961.2,
or 1961.3,

as applicable,

for passenger cars, light duty trucks, and medium duty vehicles. Section 1956.8 for heavy duty engines and vehicles, Section 1958 for motorcycles,

ond Section 2442 for stcmdrivc

' inboord marine engines. The emissions shall be projected

to the end of the vehicle's

or engine's useful life using

in usc deterioration factors. The in usc deterioration factors shall be chosen by the monufacrurcr
from among the following: (I) "Assigned"

in usc deterioration factors provided

by the ARB on a monufocrurcr's request and bused on ARB
in usc testing;
or, (2) deterioration factors generated during ccrtificotion, provided
od· justmcnts

arc made
to account
for vehicle aging, customer mileage ac· cumulation practices, type of failed component, component failure mode, effect of the failure
on other emission control components, commercial fuel and lubricant quality, and any other factor which may affect the vehicle's

or engine's opcratmg conditions;

or, (3) subject

to approval

by the Executive Officer,

o manufacturer
generated deterioration factor. The l:xccutivc Officer Shall approve such deterioration factor
if it ts based on in usc dolo generated from ccrtificotion emission tcqts performed

on properly motntamcd
and used vehicles

in accordance wtth the procedures

set forth

i n Sect on 1960.1, 1961, or 1961.2 ofTitle

13 of the California Code of Regulations,

as applicable,

for passenger cars, light duty trucks, and medium-duty vehicles; Scctionl956.8

of Title
13 of the California Code of Regulations

for heavy duty vehicles and engines; and Section 1958 ofTitlc

13 of the California Code of Regulations

for motorcycles,

and tf the vehicles from which

it was derived arc rcprcscntotivc

of the in **u.~c** fleet with regard

to emissions performance

and nrc equipped with stmilar emisston control technology

as vehicles with the failed component. (c) In lieu of the vehicle

or engine emisston testing described

in subsection (b) above and subject

to approval

by the Executive Officer,

a manufacrurcr
may perform

an engineering analysts, laboratory testing
or bench testing, when appropriate,

to demonstrate

the effect ofthc failure. Page 240.2(J)(9)

Rc Jer 2012, No. 32; 1-10-2012

# § 2148 UARCI..AVS CALIFORNIA CODE OF REGULATIONS



# Title


# 13 Nc:m Anlhurlly c11cd· Scc1u1n' 1%1111, 3%111 uml 41JIIS, Jlcullh und Surety Cudc. Jtcrcrcm:e

· Scclluns 41111111, 4111119.5, 43111
K, 431111,431114, 43111S, 43111(1, 431117 nml 432114 432115.5, llcnllh mul Suli:ty Code. I 

# hl>IIIIIY I . New **scctiunlik~**



# I 24 IJII; OJl<.'niiiYc

2 23 IJII (ltcg•Mer IJII.No.

K)

. 2 . 

# Amendment

ul' **Mlb:.ecllllll~**



# (b) uml (b)(3) tilc1l Ill 

# 2K 99; 

# UJlerntivc

II 27 99 **(l(cgi~ter**


# 99, 

# Nu

. 44) J . AmcmhnCill **or~uht;(.>t.11un**



# (h) filed
7 22 211112; •lflCrJtive

K 21 

# 211112 (kl--gister 21NI2, Nu

. 111) •1. Amendment

ul **'uh~ccllon(h)**


# lilcd
7 17 2tKI9; UJlcrnt•ve

K 16 2tKI9 (ltcgistcr 211111), No. 29) S . **Ame~uhnent ur~ubMcclluns** 



# (b) und (b)(3) liled K 7 21112; OJlCrntivc K 7 21112 JlllrMIIUIIIIo Govenuuenl Cucle **~cliun** 

# lt343

. 4 (kl-'gister 2012

, No

. J2). 

# § 

# 2148. Evaluation

of Need for 

# Recall. (11) 

# Once the emission infonnation report

is tiled. the ExecutiveOfficer shull cvuhwte
the failure

to lk.1cnninc whether

u 

# n:call

is 

# nL'CL's:mry. Fnctors

to be considered
shu
II 

# include but nrc not limited

to the following: (I) the validity
of the dnta; (2) 

# the emission impact
of the litilurc
on individunl vehicles

orengines; (3) the possibility

of induced tampering
due lo driveabilily problems resulting from the failure; ( 4) the ciTccts orthc litilure on perfonnance,

fuel economy, and safety; (5) the failure mtes and the timing and extent of 

# a remedy

if no recall is required; and (Ci) other factors specific

to the failure. (b) Notwithstundingsubsection

(n) above,

n recull shu

II 

# not be required if the manufacturer submits infonnotion with the emissions infonnotion report which dcmonstr.JlL'!I

to the satisfaction

of the Executive Officer that the failure: (I) is limited

to an emission related component

on o less thansubstantial percentage

of vehicles and docs not represent

o pervasive defect in design, application,

or execution which

is likely
to oiTcct

a substantial number
of such emission related components during the useful life of the vehicle
or engines, ond (2) is likely
to be corrected under the warranty progrum

or other
111 

# usc maintenance procedure shortly after the 

# inception

of the problem. (c) lfo manufacturer

con identify

o subgroup ofan engine fumily
or test group which

is subject too failure,

o recall mny be limited

to thatsubgroup with Executive Officer approval. Non

: : Audtority cited: Scchons 39600, 

# 39f.OI and 4JIOS, Hculth und Safely Coclc. Rcrcrcnce: Sections 43000, 43009.S. 

# 430111.43101,43104,
43IOS, 43106, 43107 und 43204-4320S.S, Hc:ulth und Surety Code. HISTORY I. New section filed

I 24-90; operative

2 

# 23 90 

# (Regtslcr
90, 

# No. II). 

# 2. Amendment

or subsection

(c) filed 10 28 99; 

# operative

II 27 99 

# (Register 99, 

# No.44). 

# § 2149. Notification
and 

# Subsequent Action. 

# (a) The Executive Officer shall notifY the manufacturer

of theevaluation results.

If the bxccutive Officer deems

a noncompliance exists,

a manufacturer
shall hove
15 days upon receipt
of ARB 

# notificalion

to notify the ARB


# in writing
of its intent
to pcrfonn

a recull.
A manufacturer may initiate one of the following recoils: (I) A 

# voluntary recall
if the emissions infonnotion report submitted was required pursuant

to Section 2146(a)(l)

or (a)(3) of theseprocedures; (2) An influenced recall
if the emissions infonnatton report submitted was required pursuant

to Section 2146(o)(2)

of these proccdun.:s. (b) If no noli fication

to perfonn

a voluntary

or influenced recall

issubmitted by the manufacturer within the IS day penod specified

i n **ub ec­**  

# tion (a) above, the ARB 

# may initiate further investigation whteh could lead, respectively, loan influenced

or ordered recall of the subjectvehicles
or engines. (c) Following notification

of noncompliance

by the ARB,



# amanufacturer shall submit within 45 days

a recall plan in accordance with Section 2113(a)

or (b), Title 13, California Code of Regulations

.

Non Authority cited: Sections 39(11111, 396111 und 43111S, llcullh und S11rcty Cude. Reli:rcncc

: **Section~** 

# 43111KI, 4311119.5, 4JIIIK, 431111,431114,

43 IllS, 431116, 431117, 432114 43211S

. S, 43211 43213 und 431117, l·leulth untl Surety Cudc. l · hSTOkY I. New s,:ct1011 filed

I 24 90; 

# uJlCrnlivc

2 

# 23 911 **(k'--gisl~..-**


# 911, Nu. K)

. 

# Article

3. Surveillance Testing § 

# *150. Assembly-Line Surveillance. **~~** 

# Euch munufocturer offering new **vehicle.~**


# for sale in Culifom

· ,, shu nuke uvuiluble

to the stute bourd

at reasonable times und upon



# ruson

le written notice **il~** 

# litcilities
lor the purpose
of observing ass·
bly lin testing conducted pursuuntlo Article

I. 

# (b) on request, facilities

at the assembly line shall be muduvailuble for testate board
to conduct

its own assembly line tests ith the manufacl rer's or the state board's own equipment.

In lieu
o the state board's

su eillance **lc.~ting**



# ut us.o;cmbly lines.

a manufactu

r und

. the executive

o tcer of the state bourd may agree (I) to the utc board's surveillance testing

in Californi

at a point or points mutual satisfactory

to both, or (2) 

# lo surveil nee being conducted

by an indcpendcn ubor.Jtorypursuant
to instructt

of the executive officer. The exec ive officer shall endeavor

to cond

1 usscmbly
line surveillance
testi under thissubdivision widt respcc

to manufacturers whose ossemb lines ore outside the continental Unit States. Non Authority cited: **ScctiorL~** 

# 39(.00, 39601 und
4 02, Hculth and sorely Codc.Jtcrcrcncc: Scctio1

· 39002,39003, 39SOO, 431

, 4302 ond 43210, Heultlt und Surety Code. HISTORY I.Amcndmcntorsubscction

u)Jih:d



# 10 17 **73u.~** 

# etTcctivc UJlOII filing (Regl ter 73, No. 42). 2. Amendment
filed 12 S 

# 73 san emergency; eclivc UJlOn liling. Certilicnle orComJlliancc included (Rc slcr 73, No. 49. 3. New subsection

(c) lilcd
3 6 : 

# ctrcctivc

t rticth day thcrcafier(Registcr74, No.IO)

. 4. RcJlCUicrofsubscction(c)

lilcdS
23 7S; 

# cctivcth

i rtiethdaythcrcaficr(Rc

,. ister 7S, 

# No. 21 ). S. 

# Amcndmcntlilcd

II 30 H3; ctrec ·vc

I 

# irticth duy thcrcuficr (RcgiM

I!r 83, No. 49). 

# § 2151. New Motor 

# Vehicle (a) No dealer shall sell, or offer.

r light duty truck,
or medium-

ty hicle which

is required

to meet emission standards adopted

p 

# rsuont Section 431 00) 

# of Port


# S 

# of vision

2 

# unless such vehicle confo

to the foil ing requirement

s · (I) Ignition timing set

t manufacturer' specification
with 

# anallowable tolerance

of ±3° (2) Idle speed

is sell manufacturer'

spe "fication with an allowable tolerance

of :. I 00 

# rp

, 

# (3) Required cxhu

t and eV J porative emi

s s i n control

, , s uch as EGR vulvcs, arc operatm properly; (4) Vacuum hos and electrical winng for em

· 

# ion controls arccorrL'Ctly routed; and (5) Idle mixtu

is set to manufacturer's

!;pcc

i li manufacturer's recommended service procedure. (b) The ex utive officer

or hisJher

a uthorized

re

e loe ntativc sh11ll, purl>uant

to culth and Safety Code Sect

i on 43012,
co duct inspection and survei

I 

# cc of new motor vehic

l es at dea

l ership

s to
fY con

fonnity with th quiremcnts

set forth
in paragraph
(a). Functi altes ts.
steady state spcction **tesl~,** 

# and other tests 

# as reasonably
nee shall be pcrfo

. The California Motor Vehicle Inspection 

# Prog test st dords
in Section 2176 applicable

to 

# the appropriate may

e used by the executive officer
or his/her authori7.cd
rep entative to v rifY the compliance

of new motor vehicles with the requ

· re ents of \U 

# Dlll groph (a). Exceeding

the limits specified

in Section 217Ci
all be d cmed

a violation

of the requirements

of subparagraph

(a). Cost such s those enumerated

in Section 2153 shall be borne by the manu

f a ct (c) Violation

of the requirements

set forth
in paragraph

(a) 

# may in one or more of the following sanctions

: 

# Page 

# 240.2(1)(10)

Rqilter 

# 2012, No. 

# 32,
1 - 1 0-20
11