# Official Journal C 227/2013

| | ISSN 1977-091X
  doi:10.3000/1977091X.C_2013.227.eng |
| --- | --- |
| Official Journal
  of the European Union | C 227 |
| | |
| English edition | Information and Notices | Volume 566 August 2013 |

ISSN 1977-091X

doi:10.3000/1977091X.C_2013.227.eng

Official Journal

of the European Union

C 227

English edition

Information and Notices

Volume 566 August 2013

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| Notice No | Contents | page |
| --- | --- | --- |
| | II   Information |
| | INFORMATION FROM EUROPEAN UNION INSTITUTIONS, BODIES, OFFICES AND AGENCIES |
| | European Commission |
| 2013/C 227/01 | Invitation to submit comments on the draft Commission Regulation amending Regulation (EC) No 1857/2006 as regards its period of application | 1 |
| 2013/C 227/02 | Draft Commission Regulation (EU) No .../... of 5 August 2013 amending Regulation (EC) No 1857/2006 as regards its period of application | 1 |
| 2013/C 227/03 | Invitation to submit comments on the draft Commission Regulation on the application of Articles 107 and 108 of the Treaty on the Functioning of the European Union to de minimis aid in the agriculture sector | 3 |
| 2013/C 227/04 | Draft Commission Regulation (EU) No .../... of 5 August 2013 on the application of Articles 107 and 108 of the Treaty on the Functioning of the European Union to de minimis aid in the agriculture sector | 3 |
| 2013/C 227/05 | Authorisation for State aid pursuant to Articles 107 and 108 of the TFEU — Cases where the Commission raises no objections (
  1
  ) | 12 |
| 2013/C 227/06 | Authorisation for State aid pursuant to Articles 107 and 108 of the TFEU — Cases where the Commission raises no objections (
  1
  ) | 14 |

Notice No

Contents

page

II   Information

INFORMATION FROM EUROPEAN UNION INSTITUTIONS, BODIES, OFFICES AND AGENCIES

European Commission

2013/C 227/01

Invitation to submit comments on the draft Commission Regulation amending Regulation (EC) No 1857/2006 as regards its period of application

1

2013/C 227/02

Draft Commission Regulation (EU) No .../... of 5 August 2013 amending Regulation (EC) No 1857/2006 as regards its period of application

1

2013/C 227/03

Invitation to submit comments on the draft Commission Regulation on the application of Articles 107 and 108 of the Treaty on the Functioning of the European Union to de minimis aid in the agriculture sector

de minimis

3

2013/C 227/04

Draft Commission Regulation (EU) No .../... of 5 August 2013 on the application of Articles 107 and 108 of the Treaty on the Functioning of the European Union to de minimis aid in the agriculture sector

de minimis

3

2013/C 227/05

Authorisation for State aid pursuant to Articles 107 and 108 of the TFEU — Cases where the Commission raises no objections (
  1
  )

1

12

2013/C 227/06

Authorisation for State aid pursuant to Articles 107 and 108 of the TFEU — Cases where the Commission raises no objections (
  1
  )

1

14

| | IV   Notices |
| --- | --- |
| | NOTICES FROM EUROPEAN UNION INSTITUTIONS, BODIES, OFFICES AND AGENCIES |
| | European Commission |
| 2013/C 227/07 | Euro exchange rates | 15 |

IV   Notices

NOTICES FROM EUROPEAN UNION INSTITUTIONS, BODIES, OFFICES AND AGENCIES

European Commission

2013/C 227/07

Euro exchange rates

15

| | V   Announcements |
| --- | --- |
| | PROCEDURES RELATING TO THE IMPLEMENTATION OF COMPETITION POLICY |
| | European Commission |
| 2013/C 227/08 | Prior notification of a concentration (Case COMP/M.6966 — 3i Group/Barclays Infrastructure Funds Management) — Candidate case for simplified procedure (
  1
  ) | 16 |
| | OTHER ACTS |
| | European Commission |
| 2013/C 227/09 | Notice for the attention of Abu Mohammed Al-Jawlani which was added to the list referred to in Articles 2, 3 and 7 of Council Regulation (EC) No 881/2002 imposing certain specific restrictive measures directed against certain persons and entities associated with the Al-Qaida network, by virtue of Commission Regulation (EU) No 754/2013 | 17 |

V   Announcements

PROCEDURES RELATING TO THE IMPLEMENTATION OF COMPETITION POLICY

European Commission

2013/C 227/08

Prior notification of a concentration (Case COMP/M.6966 — 3i Group/Barclays Infrastructure Funds Management) — Candidate case for simplified procedure (
  1
  )

1

16

OTHER ACTS

European Commission

2013/C 227/09

Notice for the attention of Abu Mohammed Al-Jawlani which was added to the list referred to in Articles 2, 3 and 7 of Council Regulation (EC) No 881/2002 imposing certain specific restrictive measures directed against certain persons and entities associated with the Al-Qaida network, by virtue of Commission Regulation (EU) No 754/2013

17

| | |
| --- | --- |
| | (1)   Text with EEA relevance |

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(1)   Text with EEA relevance

1

| EN | |
| --- | --- |

EN

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II Information

INFORMATION FROM EUROPEAN UNION INSTITUTIONS, BODIES, OFFICES AND AGENCIES

European Commission

| 6.8.2013 | EN | Official Journal of the European Union | C 227/1 |
| --- | --- | --- | --- |

6.8.2013

EN

Official Journal of the European Union

C 227/1

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Invitation to submit comments on the draft Commission Regulation amending Regulation (EC) No 1857/2006 as regards its period of application

2013/C 227/01

Interested parties may submit their comments within one month of the date of publication of this draft Regulation to:

| European Commission |
| --- |
| Directorate-General for Agriculture and Rural Development |
| Directorate for Agricultural Legislation |
| Unit M.2 Competition |
| Rue de la Loi/Wetstraat 130 |
| 1049 Bruxelles/Brussel |
| BELGIQUE/BELGIË |
| E-mail: Agri-State-Aids@ec.europa.eu |

European Commission

Directorate-General for Agriculture and Rural Development

Directorate for Agricultural Legislation

Unit M.2 Competition

Rue de la Loi/Wetstraat 130

1049 Bruxelles/Brussel

BELGIQUE/BELGIË

E-mail: Agri-State-Aids@ec.europa.eu

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| 6.8.2013 | EN | Official Journal of the European Union | C 227/1 |
| --- | --- | --- | --- |

6.8.2013

EN

Official Journal of the European Union

C 227/1

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DRAFT COMMISSION REGULATION (EU) No .../...

of 5 August 2013

amending Regulation (EC) No 1857/2006 as regards its period of application

2013/C 227/02

THE EUROPEAN COMMISSION,

Having regard to the Treaty on the Functioning of the European Union, and in particular Article 108(4) thereof,

Having regard to Council Regulation (EC) No 994/98 of 7 May 1998 on the application of Articles 92 and 93 of the Treaty establishing the European Community to certain categories of horizontal State aid (1),

Having published a draft of this Regulation (2),

Having consulted the Advisory Committee on State Aid,

Whereas:

| (1) | Commission Regulation (EC) No 1857/2006 of 15 December 2006 on the application of Articles 87 and 88 of the Treaty to State aid to small and medium-sized enterprises active in the production of agricultural products and amending Regulation (EC) No 70/2001 (3) will expire on 31 December 2013. |
| --- | --- |

(1)

Commission Regulation (EC) No 1857/2006 of 15 December 2006 on the application of Articles 87 and 88 of the Treaty to State aid to small and medium-sized enterprises active in the production of agricultural products and amending Regulation (EC) No 70/2001 (3) will expire on 31 December 2013.

| (2) | The content of the future exemption regulation for aid granted to small and medium-sized enterprises active in the agriculture and forestry sector and in rural areas depends on various other instruments, in particular the new general block exemption regulation, replacing Commission Regulation (EC) No 800/2008 of 6 August 2008 declaring certain categories of aid compatible with the common market in application of Articles 87 and 88 of the Treaty (4). It also depends on the future rules applicable to rural development (5). Those other instruments are partly not yet in force on 1 January 2014 or not yet fully applicable at that moment. |
| --- | --- |

(2)

The content of the future exemption regulation for aid granted to small and medium-sized enterprises active in the agriculture and forestry sector and in rural areas depends on various other instruments, in particular the new general block exemption regulation, replacing Commission Regulation (EC) No 800/2008 of 6 August 2008 declaring certain categories of aid compatible with the common market in application of Articles 87 and 88 of the Treaty (4). It also depends on the future rules applicable to rural development (5). Those other instruments are partly not yet in force on 1 January 2014 or not yet fully applicable at that moment.

| (3) | On those grounds, it is appropriate to extend the period of application of Regulation (EC) No 1857/2006 until 30 June 2014. |
| --- | --- |

(3)

On those grounds, it is appropriate to extend the period of application of Regulation (EC) No 1857/2006 until 30 June 2014.

| (4) | Regulation (EC) No 1857/2006 should therefore be amended accordingly. |
| --- | --- |

(4)

Regulation (EC) No 1857/2006 should therefore be amended accordingly.

| (5) | For the application of Regulation (EC) No 1857/2006, it is appropriate to clarify that after the repeal of Council Regulation (EC) No 1698/2005 of 20 September 2005 on support for rural development by the European Agricultural Fund for Rural Development (EAFRD) (6) references to that Regulation need to be construed as references to the repealed Regulation. |
| --- | --- |

(5)

For the application of Regulation (EC) No 1857/2006, it is appropriate to clarify that after the repeal of Council Regulation (EC) No 1698/2005 of 20 September 2005 on support for rural development by the European Agricultural Fund for Rural Development (EAFRD) (6) references to that Regulation need to be construed as references to the repealed Regulation.

| (6) | The measures provided for in this Regulation are in accordance with the opinion of the Advisory Committee on State Aid, |
| --- | --- |

(6)

The measures provided for in this Regulation are in accordance with the opinion of the Advisory Committee on State Aid,

HAS ADOPTED THIS REGULATION:

Article 1

In Article 23(1) of Regulation (EC) No 1857/2006, the second subparagraph is replaced by the following:

‘It shall apply from 1 January 2007 until 30 June 2014.’.

Article 2

For the purposes of Regulation (EC) No 1857/2006, after the repeal of Regulation (EC) No 1698/2005, all references in Regulation (EC) No 1857/2006 to Regulation (EC) No 1698/2005 shall be construed as references to the repealed Regulation.

Article 3

This Regulation shall enter into force on the day following that of its publication in the Official Journal of the European Union.

Official Journal of the European Union

This Regulation shall be binding in its entirety and directly applicable in all Member States.

Done at Brussels, 5 August 2013.

For the Commission

The President

[...] [...]

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(1)  OJ L 142, 14.5.1998, p. 1.

1

(2)  OJ C 227, 6.8.2013, p. 1.

2

(3)  OJ L 358, 16.12.2006, p. 3.

3

(4)  OJ L 214, 9.8.2008, p. 3.

4

(5)  Proposal for a regulation of the European Parliament and of the Council on support for rural development by the European Agricultural Fund for Rural Development (EAFRD), COM(2011) 627 final/3.

5

(6)  OJ L 277, 21.10.2005, p. 1.

6

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| 6.8.2013 | EN | Official Journal of the European Union | C 227/3 |
| --- | --- | --- | --- |

6.8.2013

EN

Official Journal of the European Union

C 227/3

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Invitation to submit comments on the draft Commission Regulation on the application of Articles 107 and 108 of the Treaty on the Functioning of the European Union to de minimis aid in the agriculture sector

2013/C 227/03

Interested parties may submit their comments within one month of the date of publication of this draft Regulation to:

| European Commission |
| --- |
| Directorate-General for Agriculture and Rural Development |
| Directorate for Agricultural Legislation |
| Unit M.2 Competition |
| Rue de la Loi/Wetstraat 130 |
| 1049 Bruxelles/Brussel |
| BELGIQUE/BELGIË |
| E-mail: Agri-State-Aids@ec.europa.eu |

European Commission

Directorate-General for Agriculture and Rural Development

Directorate for Agricultural Legislation

Unit M.2 Competition

Rue de la Loi/Wetstraat 130

1049 Bruxelles/Brussel

BELGIQUE/BELGIË

E-mail: Agri-State-Aids@ec.europa.eu

---

| 6.8.2013 | EN | Official Journal of the European Union | C 227/3 |
| --- | --- | --- | --- |

6.8.2013

EN

Official Journal of the European Union

C 227/3

---

DRAFT COMMISSION REGULATION (EU) No .../...

of 5 August 2013

on the application of Articles 107 and 108 of the Treaty on the Functioning of the European Union to de minimis aid in the agriculture sector

2013/C 227/04

THE EUROPEAN COMMISSION,

Having regard to the Treaty on the Functioning of the European Union, and in particular Article 108(4) thereof,

Having regard to Council Regulation (EC) No 994/98 of 7 May 1998 on the application of Articles 92 and 93 of the Treaty establishing the European Community to certain categories of horizontal State aid (1),

Having published a draft of this Regulation (2),

After consulting the Advisory Committee on State aid,

Whereas:

| (1) | State funding meeting the criteria in Article 107(1) of the Treaty on the Functioning of the European Union (the Treaty) constitutes State aid and requires notification to the Commission by virtue of Article 108(3) of the Treaty. However, according to Article 109 of the Treaty, the Council may determine categories of aid that are exempted from this notification requirement. In accordance with Article 108(4) of the Treaty, the Commission may adopt regulations relating to these categories of State aid. By virtue of Regulation (EC) No 994/98 the Council decided, in accordance with Article 109 of the Treaty, that de minimis aid could constitute one such category. On that basis, de minimis aid, being aid granted to the same undertaking over a given period of time that does not exceed a certain fixed amount, is deemed not to meet all the criteria laid down in Article 107(1) of the Treaty and is therefore not subject to the notification procedure. |
| --- | --- |

(1)

State funding meeting the criteria in Article 107(1) of the Treaty on the Functioning of the European Union (the Treaty) constitutes State aid and requires notification to the Commission by virtue of Article 108(3) of the Treaty. However, according to Article 109 of the Treaty, the Council may determine categories of aid that are exempted from this notification requirement. In accordance with Article 108(4) of the Treaty, the Commission may adopt regulations relating to these categories of State aid. By virtue of Regulation (EC) No 994/98 the Council decided, in accordance with Article 109 of the Treaty, that de minimis aid could constitute one such category. On that basis, de minimis aid, being aid granted to the same undertaking over a given period of time that does not exceed a certain fixed amount, is deemed not to meet all the criteria laid down in Article 107(1) of the Treaty and is therefore not subject to the notification procedure.

| (2) | The Commission has, in numerous decisions, clarified the notion of aid within the meaning of Article 107(1) of the Treaty. The Commission has also stated its policy with regard to a de minimis ceiling below which Article 107(1) of the Treaty can be considered not to apply, initially in its notice on the de minimis rule for State aid (3) and subsequently in Commission Regulation (EC) No 69/2001 (4) and in Commission Regulation (EC) No 1998/2006 (5). In view of the special rules which apply in the agriculture sector and of the risks that even low levels of aid could fulfil the criteria laid down in Article 107(1) of the Treaty, Regulation (EC) No 69/2001 excluded the agriculture sector from its scope. Regulation (EC) No 1998/2006 which replaced Regulation (EC) No 69/2001 continued to exclude the primary production of agricultural products from its scope but brought the processing and marketing of agricultural products under the general scheme. |
| --- | --- |

(2)

The Commission has, in numerous decisions, clarified the notion of aid within the meaning of Article 107(1) of the Treaty. The Commission has also stated its policy with regard to a de minimis ceiling below which Article 107(1) of the Treaty can be considered not to apply, initially in its notice on the de minimis rule for State aid (3) and subsequently in Commission Regulation (EC) No 69/2001 (4) and in Commission Regulation (EC) No 1998/2006 (5). In view of the special rules which apply in the agriculture sector and of the risks that even low levels of aid could fulfil the criteria laid down in Article 107(1) of the Treaty, Regulation (EC) No 69/2001 excluded the agriculture sector from its scope. Regulation (EC) No 1998/2006 which replaced Regulation (EC) No 69/2001 continued to exclude the primary production of agricultural products from its scope but brought the processing and marketing of agricultural products under the general scheme.

| (3) | However, since the experience gained over the years has shown that very small amounts of aid granted in the field of agricultural primary production do not meet the criteria laid down in Article 107(1) of the Treaty where certain conditions are met, the Commission first laid down rules allowing the grant of de minimis aid for that production in Commission Regulation (EC) No 1860/2004 of 6 October 2004 on the application of Articles 87 and 88 of the EC Treaty to de minimis aid in the agriculture and fisheries sectors (6). That Regulation covered both primary production and the processing and marketing of agricultural products. |
| --- | --- |

(3)

However, since the experience gained over the years has shown that very small amounts of aid granted in the field of agricultural primary production do not meet the criteria laid down in Article 107(1) of the Treaty where certain conditions are met, the Commission first laid down rules allowing the grant of de minimis aid for that production in Commission Regulation (EC) No 1860/2004 of 6 October 2004 on the application of Articles 87 and 88 of the EC Treaty to de minimis aid in the agriculture and fisheries sectors (6). That Regulation covered both primary production and the processing and marketing of agricultural products.

| (4) | Regulation (EC) No 1860/2004 was repealed with effect from 1 January 2008 by Commission Regulation (EC) No 1535/2007 of 20 December 2007 on the application of Articles 87 and 88 of the EC Treaty to de minimis aid in the sector of agricultural production (7). By virtue of that Regulation, which applied to aid granted to undertakings in the sector of agricultural production, the total amount of de minimis aid granted to one single undertaking active in the sector of agricultural production was regarded as not meeting all the criteria laid down in Article 87(1) of the EC Treaty where it did not exceed EUR 7 500 per beneficiary over any period of 3 fiscal years and a cumulative amount laid down for each Member State representing 0,75 % of annual output in the agriculture sector. |
| --- | --- |

(4)

Regulation (EC) No 1860/2004 was repealed with effect from 1 January 2008 by Commission Regulation (EC) No 1535/2007 of 20 December 2007 on the application of Articles 87 and 88 of the EC Treaty to de minimis aid in the sector of agricultural production (7). By virtue of that Regulation, which applied to aid granted to undertakings in the sector of agricultural production, the total amount of de minimis aid granted to one single undertaking active in the sector of agricultural production was regarded as not meeting all the criteria laid down in Article 87(1) of the EC Treaty where it did not exceed EUR 7 500 per beneficiary over any period of 3 fiscal years and a cumulative amount laid down for each Member State representing 0,75 % of annual output in the agriculture sector.

| (5) | For the purposes of the rules on competition laid down in the Treaty an undertaking is any entity engaged in an economic activity, regardless of its legal status and the way in which it is financed (8). The Court of Justice has ruled that all entities which are controlled (on a legal or on a de facto basis) by the same entity should be considered as a single undertaking (9). For the sake of legal certainty and to reduce the administrative burden, this Regulation should provide an exhaustive list of clear criteria for determining when two or more entities shall be considered as a single undertaking. The Commission has selected from the well-established criteria for defining ‘linked enterprises’ in the definition of SME (Annex I to Regulation (EC) No 800/2008) (10) those criteria that are appropriate for the purpose of this Regulation. Those criteria are already familiar to public authorities and should be applicable, given the scope of this Regulation, to SMEs as well as large undertakings. |
| --- | --- |

(5)

For the purposes of the rules on competition laid down in the Treaty an undertaking is any entity engaged in an economic activity, regardless of its legal status and the way in which it is financed (8). The Court of Justice has ruled that all entities which are controlled (on a legal or on a de facto basis) by the same entity should be considered as a single undertaking (9). For the sake of legal certainty and to reduce the administrative burden, this Regulation should provide an exhaustive list of clear criteria for determining when two or more entities shall be considered as a single undertaking. The Commission has selected from the well-established criteria for defining ‘linked enterprises’ in the definition of SME (Annex I to Regulation (EC) No 800/2008) (10) those criteria that are appropriate for the purpose of this Regulation. Those criteria are already familiar to public authorities and should be applicable, given the scope of this Regulation, to SMEs as well as large undertakings.

| (6) | In the light of the Commission's experience in applying Regulation (EC) No 1535/2007, the maximum amount of aid over a period of 3 years may be increased to EUR 10 000 and the cap may be increased to 1 % of annual output, which still ensure that any measure falling under this Regulation does not have any effect on trade between Member States and/or does not distort or threaten to distort competition. |
| --- | --- |

(6)

In the light of the Commission's experience in applying Regulation (EC) No 1535/2007, the maximum amount of aid over a period of 3 years may be increased to EUR 10 000 and the cap may be increased to 1 % of annual output, which still ensure that any measure falling under this Regulation does not have any effect on trade between Member States and/or does not distort or threaten to distort competition.

| (7) | Considering the similarities between the processing and marketing of agricultural products and of non-agricultural products, processing and marketing of agricultural products are included in the scope of Commission Regulation (EU) No .../2013 of ... on the application of Articles 107 and 108 of the Treaty to de minimis aid (11) (Regulation (EU) No .../2013 (general de minimis)). |
| --- | --- |

(7)

Considering the similarities between the processing and marketing of agricultural products and of non-agricultural products, processing and marketing of agricultural products are included in the scope of Commission Regulation (EU) No .../2013 of ... on the application of Articles 107 and 108 of the Treaty to de minimis aid (11) (Regulation (EU) No .../2013 (general de minimis)).

| (8) | The Court of Justice has established (12) that, once the Union has legislated for the establishment of a common organisation of the market in a given sector of agriculture, Member States are under an obligation to refrain from taking any measure which might undermine or create exceptions to it. For this reason, this Regulation should not apply to aid the amount of which is set on the basis of the price or quantity of products purchased or put on the market. |
| --- | --- |

(8)

The Court of Justice has established (12) that, once the Union has legislated for the establishment of a common organisation of the market in a given sector of agriculture, Member States are under an obligation to refrain from taking any measure which might undermine or create exceptions to it. For this reason, this Regulation should not apply to aid the amount of which is set on the basis of the price or quantity of products purchased or put on the market.

| (9) | This Regulation should not apply to export aid or aid favouring domestic over imported products. In particular, it should not apply to aid financing the establishment and operation of a distribution network in other Member States or third countries. Aid towards the cost of participating in trade fairs, or of studies or consultancy services needed for the launch of a new or existing product on a new market does not normally constitute export aid. |
| --- | --- |

(9)

This Regulation should not apply to export aid or aid favouring domestic over imported products. In particular, it should not apply to aid financing the establishment and operation of a distribution network in other Member States or third countries. Aid towards the cost of participating in trade fairs, or of studies or consultancy services needed for the launch of a new or existing product on a new market does not normally constitute export aid.

| (10) | This Regulation should not apply to undertakings in difficulty since it is not appropriate to grant financial support to undertakings in difficulty outside of a restructuring plan. Furthermore, there are difficulties linked to determining the gross grant equivalent of aid granted to undertakings of this type. In order to provide legal certainty, it is appropriate to establish clear criteria that do not require an assessment of all the particular characteristics of the situation of an undertaking to determine whether an undertaking is considered to be in difficulty for the purposes of this Regulation. |
| --- | --- |

(10)

This Regulation should not apply to undertakings in difficulty since it is not appropriate to grant financial support to undertakings in difficulty outside of a restructuring plan. Furthermore, there are difficulties linked to determining the gross grant equivalent of aid granted to undertakings of this type. In order to provide legal certainty, it is appropriate to establish clear criteria that do not require an assessment of all the particular characteristics of the situation of an undertaking to determine whether an undertaking is considered to be in difficulty for the purposes of this Regulation.

| (11) | The period of 3 years to be taken into account for the purposes of this Regulation should be assessed on a rolling basis so that, for each new grant of de minimis aid, the total amount of de minimis aid granted in the fiscal year concerned, as well as during the previous two fiscal years, needs to be taken into account. |
| --- | --- |

(11)

The period of 3 years to be taken into account for the purposes of this Regulation should be assessed on a rolling basis so that, for each new grant of de minimis aid, the total amount of de minimis aid granted in the fiscal year concerned, as well as during the previous two fiscal years, needs to be taken into account.

| (12) | Where undertakings are active in the agricultural production sector as well as in one or more sectors governed by Regulation (EU) No .../2013 (general de minimis), the provisions of that Regulation should apply to aid granted in respect of the latter sectors provided that Member States ensure by appropriate means such as separation of activities or distinction of costs that the activity in the agricultural production sector does not benefit from de minimis aid that does not fulfil the conditions laid down in this Regulation. |
| --- | --- |

(12)

Where undertakings are active in the agricultural production sector as well as in one or more sectors governed by Regulation (EU) No .../2013 (general de minimis), the provisions of that Regulation should apply to aid granted in respect of the latter sectors provided that Member States ensure by appropriate means such as separation of activities or distinction of costs that the activity in the agricultural production sector does not benefit from de minimis aid that does not fulfil the conditions laid down in this Regulation.

| (13) | This Regulation should lay down rules to ensure that it is not possible to circumvent maximum aid intensities laid down in specific regulations or Commission decisions. It should also provide for clear rules on cumulation that are easy to apply. |
| --- | --- |

(13)

This Regulation should lay down rules to ensure that it is not possible to circumvent maximum aid intensities laid down in specific regulations or Commission decisions. It should also provide for clear rules on cumulation that are easy to apply.

| (14) | This Regulation does not exclude the possibility that a measure might be considered not to be State aid within the meaning of Article 107(1) of the Treaty on the basis of other grounds than those set out in this Regulation, for instance because the measure complies with the market economy operator principle or because the measure does not involve a transfer of State resources. |
| --- | --- |

(14)

This Regulation does not exclude the possibility that a measure might be considered not to be State aid within the meaning of Article 107(1) of the Treaty on the basis of other grounds than those set out in this Regulation, for instance because the measure complies with the market economy operator principle or because the measure does not involve a transfer of State resources.

| (15) | For the purposes of transparency, equal treatment and effective monitoring, this Regulation should apply only to de minimis aid for which it is possible to calculate precisely the gross grant equivalent ex ante without any need to undertake a risk assessment (transparent aid). Such a precise calculation can, for instance, be made for grants, interest rate subsidies, capped tax exemptions or other instruments that provide for a cap ensuring that the applicable ceiling is not exceeded. Providing for a cap means that as long as the precise amount of aid is not or not yet known, the Member State has to assume that the amount equals the cap in order to ensure that several aid measures together do not exceed the ceiling set out in this Regulation and to apply the rules on cumulation. |
| --- | --- |

(15)

For the purposes of transparency, equal treatment and effective monitoring, this Regulation should apply only to de minimis aid for which it is possible to calculate precisely the gross grant equivalent ex ante without any need to undertake a risk assessment (transparent aid). Such a precise calculation can, for instance, be made for grants, interest rate subsidies, capped tax exemptions or other instruments that provide for a cap ensuring that the applicable ceiling is not exceeded. Providing for a cap means that as long as the precise amount of aid is not or not yet known, the Member State has to assume that the amount equals the cap in order to ensure that several aid measures together do not exceed the ceiling set out in this Regulation and to apply the rules on cumulation.

| (16) | For the purposes of transparency, equal treatment and the correct application of the de minimis ceiling, all Member States should apply the same method of calculation. In order to facilitate such calculation, aid amounts not taking the form of a cash grant should be converted into their gross grant equivalent. Calculation of the gross grant equivalent of transparent types of aid other than grants and of aid payable in several instalments requires the use of market rates prevailing at the time of granting such aid. With a view to uniform, transparent and simple application of the State aid rules, the market rates applicable for the purposes of this Regulation should be the reference rates, as set out in the Communication from the Commission on the revision of the method for setting the reference and discount rates (13). |
| --- | --- |

(16)

For the purposes of transparency, equal treatment and the correct application of the de minimis ceiling, all Member States should apply the same method of calculation. In order to facilitate such calculation, aid amounts not taking the form of a cash grant should be converted into their gross grant equivalent. Calculation of the gross grant equivalent of transparent types of aid other than grants and of aid payable in several instalments requires the use of market rates prevailing at the time of granting such aid. With a view to uniform, transparent and simple application of the State aid rules, the market rates applicable for the purposes of this Regulation should be the reference rates, as set out in the Communication from the Commission on the revision of the method for setting the reference and discount rates (13).

| (17) | Aid comprised in loans should be considered transparent de minimis aid if the gross grant equivalent has been calculated on the basis of market interest rates prevailing at the time the aid is granted. In order to simplify the treatment of small loans of short duration, this Regulation should provide for a clear rule that is easy to apply and takes into account both the amount of the loan and its duration. Based on the Commission’s experience, loans that are secured by collateral covering at least 50 % of the loan and that do not exceed either EUR 50 000 and a duration of 5 years or EUR 25 000 and a duration of 10 years can be considered as having a gross grant equivalent equal to the de minimis ceiling. |
| --- | --- |

(17)

Aid comprised in loans should be considered transparent de minimis aid if the gross grant equivalent has been calculated on the basis of market interest rates prevailing at the time the aid is granted. In order to simplify the treatment of small loans of short duration, this Regulation should provide for a clear rule that is easy to apply and takes into account both the amount of the loan and its duration. Based on the Commission’s experience, loans that are secured by collateral covering at least 50 % of the loan and that do not exceed either EUR 50 000 and a duration of 5 years or EUR 25 000 and a duration of 10 years can be considered as having a gross grant equivalent equal to the de minimis ceiling.

| (18) | Aid comprised in capital injections should not be considered as transparent de minimis aid, unless the total amount of the public injection does not exceed the de minimis ceiling. Aid comprised in risk finance measures taking the form of equity or quasi-equity investments, as referred to in (the new guidelines on risk finance), should not be considered as transparent de minimis aid unless the measure concerned provides capital not exceeding the de minimis ceiling to each target undertaking. |
| --- | --- |

(18)

Aid comprised in capital injections should not be considered as transparent de minimis aid, unless the total amount of the public injection does not exceed the de minimis ceiling. Aid comprised in risk finance measures taking the form of equity or quasi-equity investments, as referred to in (the new guidelines on risk finance), should not be considered as transparent de minimis aid unless the measure concerned provides capital not exceeding the de minimis ceiling to each target undertaking.

| (19) | Aid comprised in guarantees should be considered as transparent if the gross grant equivalent has been calculated on the basis of safe-harbour premiums laid down in a Commission notice for the type of undertaking concerned. For instance, for small and medium-sized enterprises, the Commission Notice on the application of Articles 87 and 88 of the EC Treaty to State aid in the form of guarantees (14) indicates levels of annual premium above which a State guarantee would be deemed not to constitute aid. In order to simplify the treatment of guarantees of short duration securing up to 80 % of a relatively small loan, this Regulation should provide for a clear rule that is easy to apply and takes into account both the amount of the underlying loan and the duration of the guarantee. This rule should not apply to guarantees on underlying transactions not constituting a loan, such as guarantees on equity transactions. Where the guarantee does not exceed 80 % of the underlying loan, the amount guaranteed does not exceed EUR 75 000 and the duration of the guarantee does not exceed 5 years the guarantee can be considered as having a gross grant equivalent equal to the de minimis ceiling. The same applies when the guarantee does not exceed 80 % of the underlying loan, the amount guaranteed does not exceed EUR 37 500 and the duration of the guarantee does not exceed 10 years. |
| --- | --- |

(19)

Aid comprised in guarantees should be considered as transparent if the gross grant equivalent has been calculated on the basis of safe-harbour premiums laid down in a Commission notice for the type of undertaking concerned. For instance, for small and medium-sized enterprises, the Commission Notice on the application of Articles 87 and 88 of the EC Treaty to State aid in the form of guarantees (14) indicates levels of annual premium above which a State guarantee would be deemed not to constitute aid. In order to simplify the treatment of guarantees of short duration securing up to 80 % of a relatively small loan, this Regulation should provide for a clear rule that is easy to apply and takes into account both the amount of the underlying loan and the duration of the guarantee. This rule should not apply to guarantees on underlying transactions not constituting a loan, such as guarantees on equity transactions. Where the guarantee does not exceed 80 % of the underlying loan, the amount guaranteed does not exceed EUR 75 000 and the duration of the guarantee does not exceed 5 years the guarantee can be considered as having a gross grant equivalent equal to the de minimis ceiling. The same applies when the guarantee does not exceed 80 % of the underlying loan, the amount guaranteed does not exceed EUR 37 500 and the duration of the guarantee does not exceed 10 years.

| (20) | Where the loan or guarantee is for a smaller amount or a shorter duration than those specified in recitals 17 and 19, the gross grant equivalent should be calculated by multiplying the ratio between the actual amount and the maximum amount indicated in recitals 17 and 19 by the ratio between the actual duration and 5 years by EUR 10 000. Thus, for instance, a loan of EUR 25 000 for 2,5 years would be deemed to have a gross grant equivalent of EUR 2 500. |
| --- | --- |

(20)

Where the loan or guarantee is for a smaller amount or a shorter duration than those specified in recitals 17 and 19, the gross grant equivalent should be calculated by multiplying the ratio between the actual amount and the maximum amount indicated in recitals 17 and 19 by the ratio between the actual duration and 5 years by EUR 10 000. Thus, for instance, a loan of EUR 25 000 for 2,5 years would be deemed to have a gross grant equivalent of EUR 2 500.

| (21) | Upon notification by a Member State, the Commission may examine whether a measure which does not consist of a grant, loan, guarantee, capital injection or risk finance measure taking the form of an equity or quasi-equity investment, leads to a gross grant equivalent that does not exceed the de minimis ceiling and could therefore fall within the scope of this Regulation. |
| --- | --- |

(21)

Upon notification by a Member State, the Commission may examine whether a measure which does not consist of a grant, loan, guarantee, capital injection or risk finance measure taking the form of an equity or quasi-equity investment, leads to a gross grant equivalent that does not exceed the de minimis ceiling and could therefore fall within the scope of this Regulation.

| (22) | The Commission has a duty to ensure that State aid rules are complied with and in accordance with the cooperation principle laid down in Article 4(3) of the Treaty on European Union, Member States should facilitate the fulfilment of this task by establishing the necessary tools in order to ensure that the total amount of de minimis aid granted to a single undertaking under the de minimis rule does not exceed the overall permissible ceiling. |
| --- | --- |

(22)

The Commission has a duty to ensure that State aid rules are complied with and in accordance with the cooperation principle laid down in Article 4(3) of the Treaty on European Union, Member States should facilitate the fulfilment of this task by establishing the necessary tools in order to ensure that the total amount of de minimis aid granted to a single undertaking under the de minimis rule does not exceed the overall permissible ceiling.

| (23) | Before granting any de minimis aid Member States should verify for their Member State that the de minimis ceiling and the national cap will not be exceeded by the new de minimis aid and that the other conditions of this Regulation are complied with. |
| --- | --- |

(23)

Before granting any de minimis aid Member States should verify for their Member State that the de minimis ceiling and the national cap will not be exceeded by the new de minimis aid and that the other conditions of this Regulation are complied with.

| (24) | In order to ensure that Member States have accurate, reliable and complete data to ensure that by granting new de minimis aid the ceiling which applies in respect of the undertaking concerned as well as the national cap are not exceeded, Member States should be required to set up a central register of de minimis aid containing information on all de minimis aid granted in accordance with this Regulation by any authority within that Member State. Member States should be free to design their register and decide on the appropriate mechanism to establish it in accordance with their constitutional and administrative structure provided they ensure that the register allows all public authorities in the Member State to check the amount of de minimis aid received by each undertaking. Member States should be given sufficient time to establish such a register. |
| --- | --- |

(24)

In order to ensure that Member States have accurate, reliable and complete data to ensure that by granting new de minimis aid the ceiling which applies in respect of the undertaking concerned as well as the national cap are not exceeded, Member States should be required to set up a central register of de minimis aid containing information on all de minimis aid granted in accordance with this Regulation by any authority within that Member State. Member States should be free to design their register and decide on the appropriate mechanism to establish it in accordance with their constitutional and administrative structure provided they ensure that the register allows all public authorities in the Member State to check the amount of de minimis aid received by each undertaking. Member States should be given sufficient time to establish such a register.

| (25) | Until a Member State has set up a central register and the register covers a period of 3 years, the Member State should inform the undertaking concerned of the amount of de minimis aid granted and of its de minimis character and should make express reference to this Regulation. In addition, before granting such aid the Member State concerned should obtain from the undertaking a declaration about other de minimis aid covered by this Regulation or by other de minimis regulations received during the fiscal year concerned and the previous two fiscal years. |
| --- | --- |

(25)

Until a Member State has set up a central register and the register covers a period of 3 years, the Member State should inform the undertaking concerned of the amount of de minimis aid granted and of its de minimis character and should make express reference to this Regulation. In addition, before granting such aid the Member State concerned should obtain from the undertaking a declaration about other de minimis aid covered by this Regulation or by other de minimis regulations received during the fiscal year concerned and the previous two fiscal years.

| (26) | In order to allow the Commission to monitor the application of this Regulation and to identify potential distortions of competition, Member States should be required to provide basic information on the amounts granted in accordance with this Regulation on a yearly basis. If the Member State has informed the Commission where all data required in the reports are made publicly available, the Member State should not be required to provide a report to the Commission. |
| --- | --- |

(26)

In order to allow the Commission to monitor the application of this Regulation and to identify potential distortions of competition, Member States should be required to provide basic information on the amounts granted in accordance with this Regulation on a yearly basis. If the Member State has informed the Commission where all data required in the reports are made publicly available, the Member State should not be required to provide a report to the Commission.

| (27) | Having regard to the Commission’s experience and in particular the frequency with which it is generally necessary to revise State aid policy, the period of application of this Regulation should be limited. If this Regulation were to expire without being extended, Member States should have an adjustment period of 6 months with regard to de minimis aid covered by this Regulation, |
| --- | --- |

(27)

Having regard to the Commission’s experience and in particular the frequency with which it is generally necessary to revise State aid policy, the period of application of this Regulation should be limited. If this Regulation were to expire without being extended, Member States should have an adjustment period of 6 months with regard to de minimis aid covered by this Regulation,

HAS ADOPTED THIS REGULATION:

Article 1

Scope

1.   This Regulation applies to aid granted to undertakings in the sector of agricultural production, with the exception of:

| (a) | aid the amount of which is fixed on the basis of the price or quantity of products put on the market; |
| --- | --- |

(a)

aid the amount of which is fixed on the basis of the price or quantity of products put on the market;

| (b) | aid to export-related activities towards third countries or Member States, namely aid directly linked to the quantities exported, to the establishment and operation of a distribution network or to other current expenditure linked to the export activity; |
| --- | --- |

(b)

aid to export-related activities towards third countries or Member States, namely aid directly linked to the quantities exported, to the establishment and operation of a distribution network or to other current expenditure linked to the export activity;

| (c) | aid contingent on the use of domestic over imported goods; |
| --- | --- |

(c)

aid contingent on the use of domestic over imported goods;

| (d) | aid granted to undertakings in difficulty as defined in Article 2(e). |
| --- | --- |

(d)

aid granted to undertakings in difficulty as defined in Article 2(e).

2.   This Regulation shall not apply to aid granted to undertakings active in the sector of processing and marketing of agricultural products, such aid falls within the scope of Regulation (EU) No .../2013 (general de minimis).

3.   Where an undertaking active in the sector of agricultural production is also active in one or more of the sectors or activities falling within the scope of Regulation (EU) No .../2013 (general de minimis), that Regulation shall apply to aid granted in respect of the latter sectors or activities provided that Member States ensure by appropriate means such as separation of activities or distinction of costs that the activity in the sector of agricultural production does not benefit from de minimis aid granted in accordance with that Regulation.

Article 2

Definitions

For the purposes of this Regulation, the following definitions shall apply:

| (a) | ‘a single undertaking’ for the purpose of this Regulation means all entities which have at least one of the following relationships with each other:






  (i) | one entity has a majority of the shareholders' or members' voting rights in another entity; |
| --- | --- | --- |

(a)

‘a single undertaking’ for the purpose of this Regulation means all entities which have at least one of the following relationships with each other:

(i)

one entity has a majority of the shareholders' or members' voting rights in another entity;

| (ii) | one entity has the right to appoint or remove a majority of the members of the administrative, management or supervisory body of another entity; |
| --- | --- |

(ii)

one entity has the right to appoint or remove a majority of the members of the administrative, management or supervisory body of another entity;

| (iii) | one entity has the right to exercise a dominant influence over another entity pursuant to a contract entered into with that entity or to a provision in its memorandum or articles of association; |
| --- | --- |

(iii)

one entity has the right to exercise a dominant influence over another entity pursuant to a contract entered into with that entity or to a provision in its memorandum or articles of association;

| (iv) | one entity, which is a shareholder in or member of another entity, controls alone, pursuant to an agreement with other shareholders in or members of that entity, a majority of shareholders' or members' voting rights in that entity; |
| --- | --- |

(iv)

one entity, which is a shareholder in or member of another entity, controls alone, pursuant to an agreement with other shareholders in or members of that entity, a majority of shareholders' or members' voting rights in that entity;

(Entities having any of the relationships described above through one or more other entities are also considered to be a single undertaking.)

| (b) | ‘undertakings in the sector of agricultural production’ means undertakings active in the primary production of agricultural products; |
| --- | --- |

(b)

‘undertakings in the sector of agricultural production’ means undertakings active in the primary production of agricultural products;

| (c) | ‘agricultural products’ means products listed in Annex I to the Treaty, with the exception of fishery and aquaculture products listed in Annex I to Regulation of the European Parliament and of the Council (EU) No .../2013(not yet adopted; see Commission proposal COM(2011) 416) (15); |
| --- | --- |

(c)

‘agricultural products’ means products listed in Annex I to the Treaty, with the exception of fishery and aquaculture products listed in Annex I to Regulation of the European Parliament and of the Council (EU) No .../2013(not yet adopted; see Commission proposal COM(2011) 416) (15);

| (d) | ‘processing of agricultural products’ means any operation on an agricultural product resulting in a product which is also an agricultural product, except on-farm activities necessary for preparing an animal or plant product for the first sale; |
| --- | --- |

(d)

‘processing of agricultural products’ means any operation on an agricultural product resulting in a product which is also an agricultural product, except on-farm activities necessary for preparing an animal or plant product for the first sale;

| (e) | ‘marketing of agricultural products’ means holding or display with a view to sale, offering for sale, delivery or any other manner of placing on the market, except the first sale by a primary producer to resellers or processors and any activity preparing a product for such first sale — a sale by a primary producer to final consumers shall be considered as marketing if it takes place in separate premises reserved for that purpose; |
| --- | --- |

(e)

‘marketing of agricultural products’ means holding or display with a view to sale, offering for sale, delivery or any other manner of placing on the market, except the first sale by a primary producer to resellers or processors and any activity preparing a product for such first sale — a sale by a primary producer to final consumers shall be considered as marketing if it takes place in separate premises reserved for that purpose;

| (f) | ‘undertaking in difficulty’ means an undertaking that fulfils at least one of the following conditions:






  (i) | in the case of a limited liability company, more than half of its subscribed share capital has disappeared due to accumulated losses; this is the case when deducting accumulated losses from reserves (and all other elements generally considered as part of the own funds of the company) leads to a negative result that exceeds half of the subscribed share capital; |
| --- | --- | --- |

(f)

‘undertaking in difficulty’ means an undertaking that fulfils at least one of the following conditions:

(i)

in the case of a limited liability company, more than half of its subscribed share capital has disappeared due to accumulated losses; this is the case when deducting accumulated losses from reserves (and all other elements generally considered as part of the own funds of the company) leads to a negative result that exceeds half of the subscribed share capital;

| (ii) | in the case of a company in which at least some members have unlimited liability for the debt of the company, more than half of its capital as shown in the company accounts has disappeared due to accumulated losses; |
| --- | --- |

(ii)

in the case of a company in which at least some members have unlimited liability for the debt of the company, more than half of its capital as shown in the company accounts has disappeared due to accumulated losses;

| (iii) | the undertaking is in collective insolvency proceedings or fulfils the criteria under its domestic law for being placed in collective insolvency proceedings at the request of its creditors; |
| --- | --- |

(iii)

the undertaking is in collective insolvency proceedings or fulfils the criteria under its domestic law for being placed in collective insolvency proceedings at the request of its creditors;

| (iv) | the undertaking's book debt to equity ratio is greater than 7,5; |
| --- | --- |

(iv)

the undertaking's book debt to equity ratio is greater than 7,5;

| (v) | the undertaking's earnings before interest and taxes (EBIT) to interest coverage ratio has been below 1,0 for the past two years; |
| --- | --- |

(v)

the undertaking's earnings before interest and taxes (EBIT) to interest coverage ratio has been below 1,0 for the past two years;

| (vi) | the undertaking is rated the equivalent of CCC + (payment capacity is dependent upon sustained favourable conditions) or below by at least one credit rating agency registered in accordance with Regulation (EC) No 1060/2009 (16). |
| --- | --- |

(vi)

the undertaking is rated the equivalent of CCC + (payment capacity is dependent upon sustained favourable conditions) or below by at least one credit rating agency registered in accordance with Regulation (EC) No 1060/2009 (16).

For the purposes of point (f) of the first subparagraph, a SME which has been in existence for less than 3 years shall not be considered to be in difficulty unless it meets the condition set out in point (iii) of that point.

Article 3

De minimis aid

1.   Aid measures shall be deemed not to meet all the criteria of Article 107(1) of the Treaty, and shall therefore be exempt from the notification requirement of Article 108(3) of the Treaty, if they fulfil the conditions laid down in paragraphs 2 to 9 of this Article and in Articles 4 and 5.

2.   The total amount of de minimis aid granted per Member State to a single undertaking as defined in Article 2(a) in the sector of agricultural production shall not exceed EUR 10 000 over any period of 3 fiscal years.

3.   The cumulative amount of de minimis aid granted per Member State to undertakings in the sector of agricultural production over any period of 3 fiscal years shall not exceed the value set out in the Annex.

4.   De minimis aid is granted at the moment the legal right to receive the aid is conferred on the undertaking under the applicable national legal regime.

5.   The ceiling laid down in paragraph 2 and the national cap foreseen in paragraph 3 shall apply irrespective of the form of the de minimis aid or the objective pursued and regardless of whether the aid granted by the Member State is financed entirely or partly by resources of Union origin. The period of 3 fiscal years shall be determined by reference to the fiscal years used by the undertaking in the Member State concerned.

6.   The ceiling laid down in paragraph 2 and the national cap foreseen in paragraph 3 shall be expressed as a cash grant. All figures used shall be gross, that is, before any deduction of tax or other charge. Where aid is awarded in a form other than a grant, the aid amount shall be the gross grant equivalent of the aid.

Aid payable in several instalments shall be discounted to its value at the moment it is granted. The interest rate to be used for discounting purposes shall be the discount rate applicable at the time the aid is granted.

7.   Where the de minimis ceiling laid down in paragraph 2 or the national cap foreseen in paragraph 3 would be exceeded by the grant of new de minimis aid, none of that new aid may benefit from this Regulation.

8.   In the case of mergers or acquisitions, all prior de minimis aid granted to any of the merging undertakings shall be taken into account in determining whether any new de minimis aid to the new or the acquiring undertaking exceeds the ceiling or the national cap, without calling into question de minimis aid lawfully granted before the merger or acquisition.

9.   If one undertaking splits into two or more separate undertakings, de minimis aid granted prior to the split shall be allocated to the undertaking that benefited from it, which is in principle the undertaking taking over the activities for which the de minimis aid was used. If such an allocation is not possible, the de minimis aid shall be allocated proportionately on the basis of the book value of the equity capital of the new undertakings.

Article 4

Calculation of gross grant equivalent

1.   This Regulation shall apply only to aid in respect of which it is possible to calculate precisely the gross grant equivalent of the aid ex ante without any need to undertake a risk assessment (transparent aid). In particular the aid measures referred to in paragraphs 2 to 6 shall be considered as transparent aid.

2.   Aid comprised in loans shall be considered as transparent de minimis aid if:

| (a) | the loan is secured by collateral covering at least 50 % of the loan and the loan does not exceed either EUR 50 000 and a duration of 5 years or EUR 25 000 and a duration of 10 years. If a loan is for less than those amounts and/or is granted for a period of less than 5 or 10 years respectively, the gross grant equivalent of that loan shall be calculated as a corresponding proportion of the applicable ceiling laid down in Article 3(2); or |
| --- | --- |

(a)

the loan is secured by collateral covering at least 50 % of the loan and the loan does not exceed either EUR 50 000 and a duration of 5 years or EUR 25 000 and a duration of 10 years. If a loan is for less than those amounts and/or is granted for a period of less than 5 or 10 years respectively, the gross grant equivalent of that loan shall be calculated as a corresponding proportion of the applicable ceiling laid down in Article 3(2); or

| (b) | the gross grant equivalent has been calculated on the basis of the reference rate applicable at the time of the grant. |
| --- | --- |

(b)

the gross grant equivalent has been calculated on the basis of the reference rate applicable at the time of the grant.

3.   Aid comprised in capital injections shall only be considered as transparent de minimis aid if the total amount of the public injection does not exceed the de minimis ceiling.

4.   Aid comprised in risk finance measures taking the form of equity or quasi-equity investments shall as regards the target undertaking only be considered as transparent de minimis aid if the measure concerned provides capital not exceeding the de minimis ceiling to each target undertaking.

5.   Aid comprised in guarantees shall be treated as transparent de minimis aid if:

| (a) | the guarantee does not exceed 80 % of the underlying loan and either the amount guaranteed does not exceed EUR 75 000 and the duration of the guarantee does not exceed 5 years, or the amount guaranteed does not exceed EUR 37 500 and the duration of the guarantee does not exceed 10 years. If the amount guaranteed is lower than these amounts and/or the guarantee is for a period of less than 5 or 10 years respectively, the gross grant equivalent of that guarantee shall be calculated as a corresponding proportion of the applicable ceiling laid down in Article 3(2); or |
| --- | --- |

(a)

the guarantee does not exceed 80 % of the underlying loan and either the amount guaranteed does not exceed EUR 75 000 and the duration of the guarantee does not exceed 5 years, or the amount guaranteed does not exceed EUR 37 500 and the duration of the guarantee does not exceed 10 years. If the amount guaranteed is lower than these amounts and/or the guarantee is for a period of less than 5 or 10 years respectively, the gross grant equivalent of that guarantee shall be calculated as a corresponding proportion of the applicable ceiling laid down in Article 3(2); or

| (b) | the gross grant equivalent has been calculated on the basis of safe-harbour premiums laid down in a Commission notice (17); or |
| --- | --- |

(b)

the gross grant equivalent has been calculated on the basis of safe-harbour premiums laid down in a Commission notice (17); or

| (c) | before being implemented, the methodology to calculate the gross grant equivalent of the guarantee has been accepted following notification of this methodology to the Commission under any regulation adopted by the Commission in the State aid area applicable at the time, and the approved methodology explicitly addresses the type of guarantee and the type of underlying transaction at stake in the context of the application of this Regulation. |
| --- | --- |

(c)

before being implemented, the methodology to calculate the gross grant equivalent of the guarantee has been accepted following notification of this methodology to the Commission under any regulation adopted by the Commission in the State aid area applicable at the time, and the approved methodology explicitly addresses the type of guarantee and the type of underlying transaction at stake in the context of the application of this Regulation.

6.   Aid comprised in other instruments shall be considered as transparent de minimis aid if the instrument provides for a cap ensuring that the applicable ceiling is not exceeded.

Article 5

Cumulation

1.   For undertakings active both in the sector of primary production of agricultural products and in one or more of the sectors or activities governed by Regulation (EU) No .../2013 (general de minimis), de minimis aid granted for primary production activities in accordance with this Regulation may be cumulated with de minimis aid for other sectors or activities governed by Regulation (EU) No .../2013 (general de minimis) up to the ceiling laid down in Article 3(2) of that Regulation, provided that Member States ensure by appropriate means such as separation of activities or distinction of costs that the primary production does not benefit from aid granted in accordance with that Regulation.

2.   De minimis aid shall not be cumulated with State aid in relation to the same eligible costs or with State aid for the same risk finance measure, if such cumulation would exceed the highest aid intensity or aid amount fixed in the specific circumstances of each case by a block exemption regulation or decision adopted by the Commission.

Article 6

Monitoring and reporting

1.   Member States shall set up a central register of de minimis aid by 31 December 2015. The central register shall contain information on each beneficiary (including whether it is a small, medium-sized or large enterprise and the economic sector (NACE code at Division level (18)) of its main activity), the date of granting and the gross grant equivalent of each de minimis aid measure granted in accordance with this Regulation by any authority within that Member State. The register shall include all de minimis measures granted in accordance with this Regulation from 1 January 2016 onwards.

2.   Paragraph 3 shall apply until a Member State has set up a central register and the register covers a period of 3 years.

3.   Where a Member State intends to grant de minimis aid in accordance with this Regulation to an undertaking, it shall inform that undertaking in writing of the prospective amount of the aid expressed as gross grant equivalent and of its de minimis character, making express reference to this Regulation and citing its title and publication reference in the Official Journal of the European Union. Where de minimis aid is granted in accordance with this Regulation to different undertakings on the basis of a scheme and different amounts of individual aid are granted to those undertakings under that scheme, the Member State concerned may choose to fulfil that obligation by informing the undertakings of a fixed sum corresponding to the maximum aid amount to be granted under that scheme. In such case, the fixed sum shall be used for determining whether the ceiling laid down in Article 3(2) is met and the cap foreseen in Article 3(3) is not exceeded. Before granting the aid, the Member State shall obtain a declaration from the undertaking concerned, in written or electronic form, about any other de minimis aid received to which this Regulation or other de minimis regulations apply during the previous two fiscal years and the current fiscal year.

4.   A Member State shall grant new de minimis aid in accordance with this Regulation only after having checked that this will not raise the total amount of de minimis aid granted to the undertaking concerned to a level above the ceiling laid down in Article 3(2) and the cap foreseen in Article 3(3) and that all the conditions laid down in Articles 1 to 5 are complied with.

5.   Member States shall record and compile all the information regarding the application of this Regulation. Such records shall contain all information necessary to demonstrate that the conditions of this Regulation have been complied with. Records regarding individual de minimis aid shall be maintained for 10 fiscal years from the date on which the aid was granted. Records regarding a de minimis aid scheme shall be maintained for 10 years from the date on which the last individual aid was granted under such a scheme. On written request, the Member State concerned shall provide the Commission, within a period of 20 working days or such longer period as may be fixed in the request, with all the information that the Commission considers necessary for assessing whether the conditions of this Regulation have been complied with, and in particular the total amount of de minimis aid in accordance with this Regulation and with other de minimis regulations received by any undertaking.

6.   Member States shall report to the Commission on the application of this Regulation on a yearly basis. The reports shall include:

| (a) | the total amount of de minimis aid granted in the Member State concerned in accordance with this Regulation during the previous calendar year, broken down by economic sector and by size (small, medium-sized or large enterprise) of the beneficiaries; |
| --- | --- |

(a)

the total amount of de minimis aid granted in the Member State concerned in accordance with this Regulation during the previous calendar year, broken down by economic sector and by size (small, medium-sized or large enterprise) of the beneficiaries;

| (b) | the total number of beneficiaries of de minimis aid granted in the Member State concerned in accordance with this Regulation during the previous calendar year, broken down by economic sector and by size (small, medium-sized or large enterprise) of the beneficiaries; |
| --- | --- |

(b)

the total number of beneficiaries of de minimis aid granted in the Member State concerned in accordance with this Regulation during the previous calendar year, broken down by economic sector and by size (small, medium-sized or large enterprise) of the beneficiaries;

| (c) | any other information concerning the application of this Regulation required by the Commission and specified in due time before the report is submitted. |
| --- | --- |

(c)

any other information concerning the application of this Regulation required by the Commission and specified in due time before the report is submitted.

The first report shall be submitted by 30 June 2017 and shall cover the calendar year 2016. If all data required in the reports are made publicly available by the Member State, the Member State shall not be required to provide a report to the Commission. Each year, the Commission shall publish a synthesis of the information contained in the annual reports, including the total amount of de minimis aid granted by each Member State in accordance with this Regulation.

Article 7

Transitional provisions

1.   Any individual de minimis aid which was granted between 1 January 2005 and 30 June 2008, and fulfils the conditions of Regulation (EC) No 1860/2004 shall be deemed not to meet all the criteria of Article 107(1) of the Treaty and shall therefore be exempt from the notification requirement of Article 108(3) of the Treaty.

2.   Any individual de minimis aid which is granted between 1 January 2008 and 30 June 2014 and fulfils the conditions of Regulation (EC) No 1535/2007 shall be deemed not to meet all the criteria of Article 107(1) of the Treaty and shall therefore be exempt from the notification requirement of Article 108(3) of the Treaty.

3.   At the end of the period of validity of this Regulation, any de minimis aid which fulfils the conditions of this Regulation may be validly implemented for a further period of 6 months.

Article 8

Entry into force and period of validity

This Regulation shall enter into force on 1 January 2014 and shall apply from 1 January 2014 until 31 December 2020.

This Regulation shall be binding in its entirety and directly applicable in all Member States.

Done at Brussels, 5 August 2013.

For the Commission

The President

[...] [...]

---

(1)  OJ L 142, 14.5.1998, p. 1.

1

(2)  OJ C 227, 6.8.2013, p. 3.

2

(3)  OJ C 68, 6.3.1996, p. 9.

3

(4)  Commission Regulation (EC) No 69/2001 of 12 January 2001 on the application of Articles 87 and 88 of the EC Treaty to de minimis aid (OJ L 10, 13.1.2001, p. 30).

4

de minimis

(5)  Commission Regulation (EC) No 1998/2006 of 15 December 2006 on the application of Articles 87 and 88 of the EC Treaty to de minimis aid (OJ L 379, 28.12.2006, p. 5).

5

de minimis

(6)  OJ L 325, 28.10.2004, p. 4.

6

(7)  OJ L 337, 21.12.2007, p. 35.

7

(8)  Case C-222/04 Ministero dell’Economia e delle Finanze v Cassa di Risparmio di Firenze SpA et al. [2006] ECR I-289.

8

Ministero dell’Economia e delle Finanze

Cassa di Risparmio di Firenze SpA et al.

(9)  Case C-382/99 Netherlands v Commission [2002] ECR I-5163.

9

Netherlands

Commission

(10)  Commission Regulation (EC) No 800/2008 of 6 August 2008 declaring certain categories of aid compatible with the common market in application of Articles 87 and 88 of the Treaty (OJ L 214, 9.8.2008, p. 3).

10

(11)  OJ L ....

11

(12)  Case C-456/00 France v Commission [2002] I-11949.

12

France

Commission

(13)  OJ C 14, 19.1.2008, p. 6.

13

(14)  OJ C 155, 20.6.2008, p. 10.

14

(15)  OJ L ....

15

(16)  Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (OJ L 302, 17.11.2009, p. 1).

16

(17)  Currently Commission Notice on the application of Articles 87 and 88 of the EC Treaty to State aid in the form of guarantees (OJ C 155, 20.6.2008, p. 10).

17

(18)  In accordance with Article 2(1)(b) and Annex I of Regulation (EC) No 1893/2006 of the European Parliament and of the Council of 20 December 2006 establishing the statistical classification of economic activities NACE Revision 2 and amending Council Regulation (EEC) No 3037/90 as well as certain EC Regulations on specific statistical domains Text with EEA relevance (OJ L 393, 30.12.2006, p. 1).

18

---

ANNEX

Maximum cumulative amounts of de minimis aid granted per Member State to undertakings in the sector of agricultural production referred to in Article 3(3)

| Member State | Maximum amounts of de minimis aid
  (EUR) |
| --- | --- |
| Belgium | 76 070 000 |
| Bulgaria | 4 349 000 |
| Czech Republic | 48 340 000 |
| Denmark | 105 750 000 |
| Germany | 522 890 000 |
| Estonia | 8 110 000 |
| Ireland | 66 280 000 |
| Greece | 109 260 000 |
| Spain | 413 750 000 |
| France | 722 240 000 |
| Croatia | 28 610 000 |
| Italy | 475 080 000 |
| Cyprus | 7 060 000 |
| Latvia | 10 780 000 |
| Lithuania | 25 860 000 |
| Luxembourg | 3 520 000 |
| Hungary | 77 600 000 |
| Malta | 1 290 000 |
| Netherlands | 254 330 000 |
| Austria | 71 540 000 |
| Poland | 225 700 000 |
| Portugal | 62 980 000 |
| Romania | 180 480 000 |
| Slovenia | 12 320 000 |
| Slovakia | 22 950 000 |
| Finland | 46 330 000 |
| Sweden | 57 890 000 |
| United Kingdom | 270 170 000 |

Member State

Maximum amounts of de minimis aid

(EUR)

Belgium

76 070 000

Bulgaria

4 349 000

Czech Republic

48 340 000

Denmark

105 750 000

Germany

522 890 000

Estonia

8 110 000

Ireland

66 280 000

Greece

109 260 000

Spain

413 750 000

France

722 240 000

Croatia

28 610 000

Italy

475 080 000

Cyprus

7 060 000

Latvia

10 780 000

Lithuania

25 860 000

Luxembourg

3 520 000

Hungary

77 600 000

Malta

1 290 000

Netherlands

254 330 000

Austria

71 540 000

Poland

225 700 000

Portugal

62 980 000

Romania

180 480 000

Slovenia

12 320 000

Slovakia

22 950 000

Finland

46 330 000

Sweden

57 890 000

United Kingdom

270 170 000

---

| 6.8.2013 | EN | Official Journal of the European Union | C 227/12 |
| --- | --- | --- | --- |

6.8.2013

EN

Official Journal of the European Union

C 227/12

---

Authorisation for State aid pursuant to Articles 107 and 108 of the TFEU

Cases where the Commission raises no objections

(Text with EEA relevance)

2013/C 227/05

| Date of adoption of the decision | 5.6.2013 |
| --- | --- |
| Reference number of State aid | SA.35193 (12/N) |
| Member State | Italy |
| Region | Palermo | Article 107(3)(a) |
| Title (and/or name of the beneficiary) | Termini Imerese Port |
| Legal basis | — |
| Type of measure | Ad hoc aid | Societa Interporti Siciliani SpA |
| Objective | Execution of an important project of common Europe |
| Form of aid | Direct grant |
| Budget | Overall budget: EUR 72 million |
| Intensity | 80,02 % |
| Duration (period) | 1.1.2013-1.1.2015 |
| Economic sectors | Warehousing and storage, Freight transport by road, Sea and coastal freight water transport |
| Name and address of the granting authority | Regione Siciliana, Assessorato Turismo Communicazioni e Trasporti |
| Dipartimento Regionale Trasporti e Communicazioni |
| Via L. da Vinci 161 |
| 90145 Palermo PA |
| ITALIA |
| Dott. Vincenzo Falgares |
| Tel. +39 917072031 |
| E-mail: vincenzo.falgares@regione.sicilia.it |

Date of adoption of the decision

5.6.2013

Reference number of State aid

SA.35193 (12/N)

Member State

Italy

Region

Palermo

Article 107(3)(a)

Title (and/or name of the beneficiary)

Termini Imerese Port

Legal basis

—

Type of measure

Ad hoc aid

Societa Interporti Siciliani SpA

Objective

Execution of an important project of common Europe

Form of aid

Direct grant

Budget

Overall budget: EUR 72 million

Intensity

80,02 %

Duration (period)

1.1.2013-1.1.2015

Economic sectors

Warehousing and storage, Freight transport by road, Sea and coastal freight water transport

Name and address of the granting authority

Regione Siciliana, Assessorato Turismo Communicazioni e Trasporti

Dipartimento Regionale Trasporti e Communicazioni

Via L. da Vinci 161

90145 Palermo PA

ITALIA

Dott. Vincenzo Falgares

Tel. +39 917072031

E-mail: vincenzo.falgares@regione.sicilia.it

| Societa degli Interporti Siciliani SpA |
| --- |
| VIII Strada 29 — Zona Industriale |
| 95121 Catania CT |
| ITALIA |
| Rodolfo De Dominicis |
| Tel. +39 957357272 |
| E-mail: info@interporti.sicilia.it |

Societa degli Interporti Siciliani SpA

VIII Strada 29 — Zona Industriale

95121 Catania CT

ITALIA

Rodolfo De Dominicis

Tel. +39 957357272

E-mail: info@interporti.sicilia.it

Other information

—

The authentic text(s) of the decision, from which all confidential information has been removed, can be found at:

http://ec.europa.eu/competition/elojade/isef/index.cfm

| Date of adoption of the decision | 17.6.2013 |
| --- | --- |
| Reference number of State aid | SA.36100 (13/N) |
| Member State | Spain |
| Region | Pais Vasco | — |
| Title (and/or name of the beneficiary) | Régimen de ayuda al cine vasco — Prolongación |
| Legal basis | Proyecto del 2013 Orden de la Consejera de Cultura, por la que se convoca la concesión de ayudas a la creación, desarrollo y producción audiovisual |
| Type of measure | Scheme | — |
| Objective | Culture |
| Form of aid | Direct grant |
| Budget | | Overall budget: EUR 4 488 000 |

Date of adoption of the decision

17.6.2013

Reference number of State aid

SA.36100 (13/N)

Member State

Spain

Region

Pais Vasco

—

Title (and/or name of the beneficiary)

Régimen de ayuda al cine vasco — Prolongación

Legal basis

Proyecto del 2013 Orden de la Consejera de Cultura, por la que se convoca la concesión de ayudas a la creación, desarrollo y producción audiovisual

Type of measure

Scheme

—

Objective

Culture

Form of aid

Direct grant

Budget

Overall budget: EUR 4 488 000

| | Annual budget: EUR 1 496 000 |
| --- | --- |

Annual budget: EUR 1 496 000

Intensity

50 %

Duration (period)

Until 31.3.2016

Economic sectors

Motion picture, video and television programme production, sound recording and music publishing activities

Name and address of the granting authority

| Departamento de Educación, Política Lingüística y Cultura, Gobierno Vasco |
| --- |
| Donostia-San Sebastian, 1 |
| 01010 Vitoria-Gasteiz |
| ESPAÑA |

Departamento de Educación, Política Lingüística y Cultura, Gobierno Vasco

Donostia-San Sebastian, 1

01010 Vitoria-Gasteiz

ESPAÑA

Other information

—

The authentic text(s) of the decision, from which all confidential information has been removed, can be found at:

http://ec.europa.eu/competition/elojade/isef/index.cfm

---

| 6.8.2013 | EN | Official Journal of the European Union | C 227/14 |
| --- | --- | --- | --- |

6.8.2013

EN

Official Journal of the European Union

C 227/14

---

Authorisation for State aid pursuant to Articles 107 and 108 of the TFEU

Cases where the Commission raises no objections

(Text with EEA relevance)

2013/C 227/06

| Date of adoption of the decision | 5.6.2013 |
| --- | --- |
| Reference number of State Aid | SA.33365 (12/N) |
| Member State | Netherlands |
| Region | — | — |
| Title (and/or name of the beneficiary) | Onderzoeksprojecten aanvoersector |
| Legal basis | Bestemmingsheffingsverordening conform artikel 7 van het Instellingsbesluit Productschap Vis (Staatsblad 2003, nummer 253) gebaseerd op artikel 126, eerste lid, van de Wet op de bedrijfsorganisatie (wet van 27 januari 1950 gepubliceerd in Staatsblad K 22, laatste wijziging is met ingang van 1 januari 2011 in werking getreden welke is gepubliceerd in Staatsblad 2010, 840). |
| Type of measure | Scheme | — |
| Objective | Research and development |
| Form of aid | Direct grant |
| Budget | — |
| Intensity | 100 % |
| Duration (period) | From 3.7.2012 |
| Economic sectors | Fishing and aquaculture |
| Name and address of the granting authority | Productschap Vis |
| Postbus 72 |
| 2280 AB Rijswijk |
| NEDERLAND |

Date of adoption of the decision

5.6.2013

Reference number of State Aid

SA.33365 (12/N)

Member State

Netherlands

Region

—

—

Title (and/or name of the beneficiary)

Onderzoeksprojecten aanvoersector

Legal basis

Bestemmingsheffingsverordening conform artikel 7 van het Instellingsbesluit Productschap Vis (Staatsblad 2003, nummer 253) gebaseerd op artikel 126, eerste lid, van de Wet op de bedrijfsorganisatie (wet van 27 januari 1950 gepubliceerd in Staatsblad K 22, laatste wijziging is met ingang van 1 januari 2011 in werking getreden welke is gepubliceerd in Staatsblad 2010, 840).

Type of measure

Scheme

—

Objective

Research and development

Form of aid

Direct grant

Budget

—

Intensity

100 %

Duration (period)

From 3.7.2012

Economic sectors

Fishing and aquaculture

Name and address of the granting authority

Productschap Vis

Postbus 72

2280 AB Rijswijk

NEDERLAND

Other information

—

The authentic text(s) of the decision, from which all confidential information has been removed, can be found at:

http://ec.europa.eu/competition/elojade/isef/index.cfm

---

IV Notices

NOTICES FROM EUROPEAN UNION INSTITUTIONS, BODIES, OFFICES AND AGENCIES

European Commission

| 6.8.2013 | EN | Official Journal of the European Union | C 227/15 |
| --- | --- | --- | --- |

6.8.2013

EN

Official Journal of the European Union

C 227/15

---

Euro exchange rates (1)

5 August 2013

2013/C 227/07

1 euro =

| | Currency | Exchange rate |
| --- | --- | --- |
| USD | US dollar | 1,3257 |
| JPY | Japanese yen | 130,62 |
| DKK | Danish krone | 7,4554 |
| GBP | Pound sterling | 0,86425 |
| SEK | Swedish krona | 8,7618 |
| CHF | Swiss franc | 1,2352 |
| ISK | Iceland króna | |
| NOK | Norwegian krone | 7,8550 |
| BGN | Bulgarian lev | 1,9558 |
| CZK | Czech koruna | 25,937 |
| HUF | Hungarian forint | 298,56 |
| LTL | Lithuanian litas | 3,4528 |
| LVL | Latvian lats | 0,7030 |
| PLN | Polish zloty | 4,2192 |
| RON | Romanian leu | 4,4220 |
| TRY | Turkish lira | 2,5630 |
| AUD | Australian dollar | 1,4910 |
| CAD | Canadian dollar | 1,3782 |
| HKD | Hong Kong dollar | 10,2832 |
| NZD | New Zealand dollar | 1,7076 |
| SGD | Singapore dollar | 1,6818 |
| KRW | South Korean won | 1 475,99 |
| ZAR | South African rand | 13,0548 |
| CNY | Chinese yuan renminbi | 8,1195 |
| HRK | Croatian kuna | 7,5200 |
| IDR | Indonesian rupiah | 13 635,34 |
| MYR | Malaysian ringgit | 4,2840 |
| PHP | Philippine peso | 57,608 |
| RUB | Russian rouble | 43,6085 |
| THB | Thai baht | 41,521 |
| BRL | Brazilian real | 3,0321 |
| MXN | Mexican peso | 16,7893 |
| INR | Indian rupee | 80,7020 |

Currency

Exchange rate

USD

US dollar

1,3257

JPY

Japanese yen

130,62

DKK

Danish krone

7,4554

GBP

Pound sterling

0,86425

SEK

Swedish krona

8,7618

CHF

Swiss franc

1,2352

ISK

Iceland króna

NOK

Norwegian krone

7,8550

BGN

Bulgarian lev

1,9558

CZK

Czech koruna

25,937

HUF

Hungarian forint

298,56

LTL

Lithuanian litas

3,4528

LVL

Latvian lats

0,7030

PLN

Polish zloty

4,2192

RON

Romanian leu

4,4220

TRY

Turkish lira

2,5630

AUD

Australian dollar

1,4910

CAD

Canadian dollar

1,3782

HKD

Hong Kong dollar

10,2832

NZD

New Zealand dollar

1,7076

SGD

Singapore dollar

1,6818

KRW

South Korean won

1 475,99

ZAR

South African rand

13,0548

CNY

Chinese yuan renminbi

8,1195

HRK

Croatian kuna

7,5200

IDR

Indonesian rupiah

13 635,34

MYR

Malaysian ringgit

4,2840

PHP

Philippine peso

57,608

RUB

Russian rouble

43,6085

THB

Thai baht

41,521

BRL

Brazilian real

3,0321

MXN

Mexican peso

16,7893

INR

Indian rupee

80,7020

---

(1)  Source: reference exchange rate published by the ECB.

---

V Announcements

PROCEDURES RELATING TO THE IMPLEMENTATION OF COMPETITION POLICY

European Commission

| 6.8.2013 | EN | Official Journal of the European Union | C 227/16 |
| --- | --- | --- | --- |

6.8.2013

EN

Official Journal of the European Union

C 227/16

---

Prior notification of a concentration

(Case COMP/M.6966 — 3i Group/Barclays Infrastructure Funds Management)

Candidate case for simplified procedure

(Text with EEA relevance)

2013/C 227/08

| 1. | On 31 July 2013, the Commission received a notification of a proposed concentration pursuant to Article 4 of Council Regulation (EC) No 139/2004 (1) by which the undertaking 3i Group plc (‘3i Group’, United Kingdom) acquires within the meaning of Article 3(1)(b) of the Merger Regulation sole control of the undertaking Barclays Infrastructure Funds Management Limited (‘BIFM’, United Kingdom) by way of purchase of shares. |
| --- | --- |

1.

On 31 July 2013, the Commission received a notification of a proposed concentration pursuant to Article 4 of Council Regulation (EC) No 139/2004 (1) by which the undertaking 3i Group plc (‘3i Group’, United Kingdom) acquires within the meaning of Article 3(1)(b) of the Merger Regulation sole control of the undertaking Barclays Infrastructure Funds Management Limited (‘BIFM’, United Kingdom) by way of purchase of shares.

| 2. | The business activities of the undertakings concerned are:






  — | for 3i Group: international investor and investment management business, focused on midmarket private equity, infrastructure and debt management, |
| --- | --- | --- |

2.

The business activities of the undertakings concerned are:

—

for 3i Group: international investor and investment management business, focused on midmarket private equity, infrastructure and debt management,

| — | for BIFM: infrastructure funds management business, managing funds which focus on investments in the United Kingdom, France, Ireland and Italy. |
| --- | --- |

—

for BIFM: infrastructure funds management business, managing funds which focus on investments in the United Kingdom, France, Ireland and Italy.

| 3. | On preliminary examination, the Commission finds that the notified transaction could fall within the scope of the EC Merger Regulation. However, the final decision on this point is reserved. Pursuant to the Commission Notice on a simplified procedure for treatment of certain concentrations under the EC Merger Regulation (2) it should be noted that this case is a candidate for treatment under the procedure set out in the Notice. |
| --- | --- |

3.

On preliminary examination, the Commission finds that the notified transaction could fall within the scope of the EC Merger Regulation. However, the final decision on this point is reserved. Pursuant to the Commission Notice on a simplified procedure for treatment of certain concentrations under the EC Merger Regulation (2) it should be noted that this case is a candidate for treatment under the procedure set out in the Notice.

| 4. | The Commission invites interested third parties to submit their possible observations on the proposed operation to the Commission.
  Observations must reach the Commission not later than 10 days following the date of this publication. Observations can be sent to the Commission by fax (+32 22964301), by email to COMP-MERGER-REGISTRY@ec.europa.eu or by post, under reference number COMP/M.6966 — 3i Group/Barclays Infrastructure Funds Management, to the following address:





  European Commission |
| --- | --- |
| Directorate-General for Competition |
| Merger Registry |
| 1049 Bruxelles/Brussel |
| BELGIQUE/BELGIË |

4.

The Commission invites interested third parties to submit their possible observations on the proposed operation to the Commission.

Observations must reach the Commission not later than 10 days following the date of this publication. Observations can be sent to the Commission by fax (+32 22964301), by email to COMP-MERGER-REGISTRY@ec.europa.eu or by post, under reference number COMP/M.6966 — 3i Group/Barclays Infrastructure Funds Management, to the following address:

European Commission

Directorate-General for Competition

Merger Registry

1049 Bruxelles/Brussel

BELGIQUE/BELGIË

---

(1)  OJ L 24, 29.1.2004, p. 1 (the ‘EC Merger Regulation’).

(2)  OJ C 56, 5.3.2005, p. 32 (‘Notice on a simplified procedure’).

---

OTHER ACTS

European Commission

| 6.8.2013 | EN | Official Journal of the European Union | C 227/17 |
| --- | --- | --- | --- |

6.8.2013

EN

Official Journal of the European Union

C 227/17

---

Notice for the attention of Abu Mohammed Al-Jawlani which was added to the list referred to in Articles 2, 3 and 7 of Council Regulation (EC) No 881/2002 imposing certain specific restrictive measures directed against certain persons and entities associated with the Al-Qaida network, by virtue of Commission Regulation (EU) No 754/2013

2013/C 227/09

| 1. | Common Position 2002/402/CFSP (1) calls upon the Union to freeze the funds and economic resources of the members of the Al-Qaida organisation and other individuals, groups, undertakings and entities associated with them, as referred to in the list drawn up pursuant to UNSCR 1267 (1999) and 1333 (2000) to be updated regularly by the UN Committee established pursuant to UNSCR 1267 (1999).
  The list drawn up by this UN Committee comprises:






  — | Al Qaida; |
| --- | --- | --- |

1.

Common Position 2002/402/CFSP (1) calls upon the Union to freeze the funds and economic resources of the members of the Al-Qaida organisation and other individuals, groups, undertakings and entities associated with them, as referred to in the list drawn up pursuant to UNSCR 1267 (1999) and 1333 (2000) to be updated regularly by the UN Committee established pursuant to UNSCR 1267 (1999).

The list drawn up by this UN Committee comprises:

—

Al Qaida;

| — | natural or legal persons, entities, bodies and groups associated with Al Qaida; and |
| --- | --- |

—

natural or legal persons, entities, bodies and groups associated with Al Qaida; and

| — | legal persons, entities and bodies owned or controlled by, or otherwise supporting, any of these associated persons, entities, bodies and groups. |
| --- | --- |

—

legal persons, entities and bodies owned or controlled by, or otherwise supporting, any of these associated persons, entities, bodies and groups.

Acts or activities indicating that an individual, group, undertaking, or entity is ‘associated with’ Al-Qaida include:

| (a) | participating in the financing, planning, facilitating, preparing, or perpetrating of acts or activities by, in conjunction with, under the name of, on behalf of, or in support of Al Qaida, or any cell, affiliate, splinter group or derivative thereof; |
| --- | --- |

(a)

participating in the financing, planning, facilitating, preparing, or perpetrating of acts or activities by, in conjunction with, under the name of, on behalf of, or in support of Al Qaida, or any cell, affiliate, splinter group or derivative thereof;

| (b) | supplying, selling or transferring arms and related materiel to any of them; |
| --- | --- |

(b)

supplying, selling or transferring arms and related materiel to any of them;

| (c) | recruiting for any of them; or |
| --- | --- |

(c)

recruiting for any of them; or

| (d) | otherwise supporting acts or activities of any of them. |
| --- | --- |

(d)

otherwise supporting acts or activities of any of them.

| 2. | The UN Committee decided on 23 July 2013 to add Abu Mohammed Al-Jawlani to the relevant list. Abu Mohammed Al-Jawlani may submit at any time a request to the UN Ombudsperson, together with any supporting documentation, for the decision to include them in the UN list referred to above, to be reconsidered. Such request should be sent to the following address:





  United Nations — Office of the Ombudsperson |
| --- | --- |
| Room TB-08041D |
| New York, NY 10017 |
| UNITED STATES OF AMERICA |
| Tel. +1 2129632671 |
| Fax +1 2129631300 / 3778 |
| E-mail: ombudsperson@un.org |

2.

The UN Committee decided on 23 July 2013 to add Abu Mohammed Al-Jawlani to the relevant list. Abu Mohammed Al-Jawlani may submit at any time a request to the UN Ombudsperson, together with any supporting documentation, for the decision to include them in the UN list referred to above, to be reconsidered. Such request should be sent to the following address:

United Nations — Office of the Ombudsperson

Room TB-08041D

New York, NY 10017

UNITED STATES OF AMERICA

Tel. +1 2129632671

Fax +1 2129631300 / 3778

E-mail: ombudsperson@un.org

See for more information at http://www.un.org/sc/committees/1267/delisting.shtml

| 3. | Further to the UN decision referred to in paragraph 2, the Commission has adopted Regulation (EU) No 754/2013 (2), which amends Annex I to Council Regulation (EC) No 881/2002 imposing certain specific restrictive measures directed against certain persons and entities associated with the Al-Qaida network (3). The amendment, made pursuant to Article 7(1)(a) and 7a(1) of Regulation (EC) No 881/2002, adds Abu Mohammed Al-Jawlani to the list in Annex I of that Regulation (‘Annex I’).
  The following measures of Regulation (EC) No 881/2002 apply to the individuals and entities included in Annex I:






  1. | the freezing of all funds and economic resources belonging to the individuals and entities concerned, or owned or held by them, and the prohibition (on everyone) on making funds and economic resources available to any of the individuals and entities concerned or for their benefit, whether directly or indirectly (Articles 2 and 2a (4)); and |
| --- | --- | --- |

3.

Further to the UN decision referred to in paragraph 2, the Commission has adopted Regulation (EU) No 754/2013 (2), which amends Annex I to Council Regulation (EC) No 881/2002 imposing certain specific restrictive measures directed against certain persons and entities associated with the Al-Qaida network (3). The amendment, made pursuant to Article 7(1)(a) and 7a(1) of Regulation (EC) No 881/2002, adds Abu Mohammed Al-Jawlani to the list in Annex I of that Regulation (‘Annex I’).

The following measures of Regulation (EC) No 881/2002 apply to the individuals and entities included in Annex I:

1.

the freezing of all funds and economic resources belonging to the individuals and entities concerned, or owned or held by them, and the prohibition (on everyone) on making funds and economic resources available to any of the individuals and entities concerned or for their benefit, whether directly or indirectly (Articles 2 and 2a (4)); and

| 2. | the prohibition on granting, selling, supplying or transferring technical advice, assistance or training related to military activities to any of the individuals and entities concerned, whether directly or indirectly (Article 3). |
| --- | --- |

2.

the prohibition on granting, selling, supplying or transferring technical advice, assistance or training related to military activities to any of the individuals and entities concerned, whether directly or indirectly (Article 3).

| 4. | Article 7a of Regulation (EC) No 881/2002 (5) provides for a review process where observations on the grounds for listing are submitted by those listed. Individuals and entities added to Annex I by Regulation (EU) No 754/2013 may make a request for the grounds for their listing to the Commission. This request should be sent to:





  European Commission |
| --- | --- |
| ‘Restrictive measures’ |
| Rue de la Loi/Wetstraat 200 |
| 1049 Bruxelles/Brussel |
| BELGIQUE/BELGIË |

4.

Article 7a of Regulation (EC) No 881/2002 (5) provides for a review process where observations on the grounds for listing are submitted by those listed. Individuals and entities added to Annex I by Regulation (EU) No 754/2013 may make a request for the grounds for their listing to the Commission. This request should be sent to:

European Commission

‘Restrictive measures’

Rue de la Loi/Wetstraat 200

1049 Bruxelles/Brussel

BELGIQUE/BELGIË

| 5. | The attention of the individuals and entities concerned is also drawn to the possibility of challenging Regulation (EU) No 754/2013 before the General Court of the European Union, in accordance with the conditions laid down in the fourth and sixth paragraphs of Article 263 of the Treaty on the Functioning of the European Union. |
| --- | --- |

5.

The attention of the individuals and entities concerned is also drawn to the possibility of challenging Regulation (EU) No 754/2013 before the General Court of the European Union, in accordance with the conditions laid down in the fourth and sixth paragraphs of Article 263 of the Treaty on the Functioning of the European Union.

| 6. | For good order, the attention of the individuals and entities included in Annex I is drawn to the possibility of making an application to the competent authorities in the relevant Member State(s), as listed in Annex II to Regulation (EC) No 881/2002, in order to obtain an authorisation to use frozen funds and economic resources for essential needs or specific payments in accordance with Article 2a of that Regulation. |
| --- | --- |

6.

For good order, the attention of the individuals and entities included in Annex I is drawn to the possibility of making an application to the competent authorities in the relevant Member State(s), as listed in Annex II to Regulation (EC) No 881/2002, in order to obtain an authorisation to use frozen funds and economic resources for essential needs or specific payments in accordance with Article 2a of that Regulation.

---

(1)  OJ L 139, 29.5.2002, p. 4.

(2)  OJ L 210, 6.8.2013, p. 24.

(3)  OJ L 139, 29.5.2002, p. 9.

(4)  Article 2a was inserted by Council Regulation (EC) No 561/2003 (OJ L 82, 29.3.2003, p. 1).

(5)  Article 7a was inserted by Council Regulation (EU) No 1286/2009 (OJ L 346, 23.12.2009, p. 42).

---