IN THE COURT OF CRIMINAL APPEALS OF TENNESSEE

AT NASHVILLE

Assigned on Briefs November 15, 2000

STATE OF TENNESSEE v. MARK A. SCARBOROUGH

Direct Appeal from the Circuit Court for Hickman County

No. 99-5123CR-I Timothy L. Easter, Judge

No. M2000-01359-CCA-R3-CD - Filed December 28, 2000

Mark A. Scarborough appeals the sentencing decision of the Hickman County Circuit Court

following his jury conviction of driving under the influence. The issue of enhanced punishment as

a prior DUI offender was submitted to the trial court. The court found the Appellant guilty of DUI,

third offense, and sentenced him to eleven months, twenty-nine days with 180 days to be served in

confinement followed by six months probation. At the motion for new trial, the trial court modified

its prior ruling and reduced the Appellant’s conviction to DUI, second offense. The Appellant’s 180-

day period of confinement was not modified. On appeal, the Appellant argues that the trial court

erred in failing to reduce his sentence after it reduced his conviction from DUI, third offense, to DUI,

second offense. Because the record is incomplete for review, we afford the sentence imposed by the

trial court the presumption of correctness. Accordingly, we affirm.

Tenn. R. App. P. 3; Judgment of the Circuit Court Affirmed.

DAVID G. HAYES, J., delivered the opinion of the court, in which JERRY L. SMITH and NORMA

MCGEE OGLE, JJ., joined.

Gary M. Howell, Columbia, Tennessee, for the Appellant, Mark A. Scarborough.

Paul G. Summers, Attorney General and Reporter, Michael Moore, Solicitor General, Marvin E.

Clements, Jr., Assistant Attorney General, Ronald L. Davis, District Attorney General, and Lee

Dryer, Assistant District Attorney General, for the Appellee, State of Tennessee.

OPINION
1

The Appellan t was originally cha rged with fou rth offense D UI, which is a felony. See TENN. CODE ANN. §

55-10-403(a)(1)(1998 Repl.). Th is charge was later amend ed to third o ffense DU I, which is a misdeme anor. See TENN.

CODE ANN. § 55-10-403(a)(1)(1998 Rep l.).

2

Prior to trial, the Appellant pled guilty to DORL and the violation of the open container law. Based on the

Appellan t’s guilty plea, the State agreed to nolle p rosequi the c ount chargin g a prior D ORL. T hus, the jury on ly

considered the DUI offense.

3

The indictment recited the following prior convictions for DUI:

(1) February 26, 1990, in the General Sessions Court of Shelby County, Tennessee;

(2) Novem ber 15, 1 991, in the J ustice Court of Yalob usha Cou nty, Mississipp i;

(3) March 4, 1994, in the General Sessions Court of Fayette County, Tennessee.

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In November of 1999, the Appellant, Mark A. Scarborough, was indicted by a Hickman

County Grand Jury upon charges of (1) driving under the influence, fourth offense;1 (2) driving on

a revoked license, second offense; and (3) violation of the open container law. On February 24,

2000, a jury found the Appellant guilty of DUI.2 Following his DUI conviction, the Appellant

waived his right to a jury and agreed to submit the issue of enhanced punishment to the court.3 The

trial court found the Appellant guilty of DUI, third offense. The “Verdict Order” included in the

record states as follows:

Defendant is sentenced to 11/29 at 75% to serve 180 days day for day in Hickman

County Jail reduced to 150 days if Defendant has made arrangements to attend a 30

day in-patient treatment program before reporting on 3-24-00. Driving privileges are

suspended for 4 years.

On March 13, 2000, the Appellant filed a motion for new trial, which was heard and later

denied by the trial court. The trial court did, however, modify its original ruling and found that the

prior 1991 conviction for DUI in Mississippi should not have been admitted because it “could not be

satisfied that the Mississippi conviction complied with the requirements of the laws of this State.”

Thus, the trial court reduced the Appellant’s conviction from third offense DUI to second offense

DUI. Although the trial court ordered that the fine and sentence remain the same, the court did reduce

the suspension of the Appellant’s driving privileges from four years to two years. On appeal, the

Appellant asserts that the trial court erred in failing to reduce his sentence when it reduced his

conviction from third offense DUI to second offense DUI. 

The "technical" record submitted by the Circuit Court Clerk of Hickman County contains the

notation: “There was no court reporter in this case therefore no transcript will be sent.” Also

conspicuously absent from the record is the trial court’s hearing following the jury trial on the issue

of enhanced punishment, the Appellant’s sentencing hearing, and the Appellant’s motion for new trial
4

Interestingly, Trial Exhibit Five consists of the Appellant’s “State of Tennessee Department of Safety” driving

record wh ich reflects seventeen v arious licensing infraction s.

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which resulted in modification of his DUI conviction. In sum, other than five exhibits introduced at

trial, no evidence is included in the record.4

In his brief, the Appellant requests this court to “reduce the period of confinement in

Appellant’s sentence from 180 [days], which is one and one-half times the minimum for third offense,

to 67 days, which is one and one-half times the minimum for second offense.” We decline

application of the Appellant’s proposed mathematical sentencing formula. The sentencing laws of

this state require this court to conduct a de novo review on the record when a defendant’s sentence

is challenged on appeal. Sentencing Commission Comments, TENN. CODE ANN. § 40-35-401(d).

De novo review entails examination of those same facts as considered by the trial court including the

evidence at trial, the evidence at the sentencing hearing, the nature and characteristics of the criminal

conduct involved and enhancing and mitigating factors. TENN.CODE ANN. § 40-35-210 (b)(1)(4)(5).

The record in this case is devoid of such factual information. When no report, recital or transcript is

available, the Appellant has a duty to prepare a statement of evidence “from the best available means,

including the appellant’s recollection.” See TENN.R.APP.P. 24(c). The Appellant failed to meet this

requirement. We have repeatedly held that failure to include the transcript of the trial court

proceedings in the record prohibits this court from conducting a meaningful de novo review. In the

absence of a transcript of the proceedings relevant to an issue presented for review, the appellate court

is precluded from considering the merits of the issue. See TENN. R. APP. P. 24(b). If the appellate

record is inadequate, the reviewing court must presume that the trial court ruled correctly. See State

v. Ivy, 868 S.W.2d 724, 728 (Tenn. Crim. App. 1993). The obligation of preparing a complete and

adequate record for the issues presented on appeal rests upon the appealing party. See TENN.R.APP.

P. 24(b). For this reason, the issue is waived. 

CONCLUSION

Because the appellate record was incomplete upon appeal, we must presume the trial court

ruled correctly. Accordingly, the appeal is dismissed and the judgment of the Hickman County

Circuit Court is affirmed.

___________________________________ 

DAVID G. HAYES, JUDGE