# Official Journal L 39/2017

| | ISSN 1977-0677 |
| --- | --- |
| Official Journal
  of the European Union | L 39 |
| | |
| English edition | Legislation | Volume 6016 February 2017 |

ISSN 1977-0677

Official Journal

of the European Union

L 39

English edition

Legislation

Volume 6016 February 2017

---

| Contents | | II   Non-legislative acts | page |
| --- | --- | --- | --- |
| | | REGULATIONS |
| | | Commission Implementing Regulation (EU) 2017/261 of 15 February 2017 establishing the standard import values for determining the entry price of certain fruit and vegetables | 1 |
| | | DECISIONS |
| | * | Council Decision (EU) 2017/262 of 6 February 2017 determining, for the General Secretariat of the Council, the appointing authority and the authority empowered to conclude contracts of employment, and repealing Decision 2013/811/EU | 4 |
| | * | Commission Implementing Decision (EU) 2017/263 of 14 February 2017 on risk mitigating and reinforced biosecurity measures and early detection systems in relation to the risks posed by wild birds for the transmission of highly pathogenic avian influenza viruses to poultry
  (notified under document C(2017) 765)

   (
  1
  ) | 6 |
| | * | Commission Implementing Decision (EU) 2017/264 of 14 February 2017 excluding from European Union financing certain expenditure incurred by the Member States under the European Agricultural Guarantee Fund (EAGF) and under the European Agricultural Fund for Rural Development (EAFRD)
  (notified under document C(2017) 766) | 12 |
| | * | Commission Decision (EU) 2017/265 of 14 February 2017 including the Government of Northwest Territories of Canada as a recognised body in the list referred to in Article 3 of Implementing Regulation (EU) 2015/1850 laying down detailed rules for the implementation of Regulation (EC) No 1007/2009 of the European Parliament and of the Council on trade in seal products
  (notified under document C(2017) 757) | 43 |
| | | ACTS ADOPTED BY BODIES CREATED BY INTERNATIONAL AGREEMENTS |
| | * | Decision No 1/2016 of the EU-Republic of Moldova customs sub-Committee of 6 October 2016 replacing Protocol II to the Association Agreement between the European Union and the European Atomic Energy Community and their Member States, of the one part, and the Republic of Moldova, of the other part, concerning the definition of the concept of originating products and methods of administrative cooperation [2017/266] | 45 |

Contents

II   Non-legislative acts

page

REGULATIONS

Commission Implementing Regulation (EU) 2017/261 of 15 February 2017 establishing the standard import values for determining the entry price of certain fruit and vegetables

1

DECISIONS

*

Council Decision (EU) 2017/262 of 6 February 2017 determining, for the General Secretariat of the Council, the appointing authority and the authority empowered to conclude contracts of employment, and repealing Decision 2013/811/EU

4

*

Commission Implementing Decision (EU) 2017/263 of 14 February 2017 on risk mitigating and reinforced biosecurity measures and early detection systems in relation to the risks posed by wild birds for the transmission of highly pathogenic avian influenza viruses to poultry
  (notified under document C(2017) 765)

   (
  1
  )

(notified under document C(2017) 765)

1

6

*

Commission Implementing Decision (EU) 2017/264 of 14 February 2017 excluding from European Union financing certain expenditure incurred by the Member States under the European Agricultural Guarantee Fund (EAGF) and under the European Agricultural Fund for Rural Development (EAFRD)
  (notified under document C(2017) 766)

(notified under document C(2017) 766)

12

*

Commission Decision (EU) 2017/265 of 14 February 2017 including the Government of Northwest Territories of Canada as a recognised body in the list referred to in Article 3 of Implementing Regulation (EU) 2015/1850 laying down detailed rules for the implementation of Regulation (EC) No 1007/2009 of the European Parliament and of the Council on trade in seal products
  (notified under document C(2017) 757)

(notified under document C(2017) 757)

43

ACTS ADOPTED BY BODIES CREATED BY INTERNATIONAL AGREEMENTS

*

Decision No 1/2016 of the EU-Republic of Moldova customs sub-Committee of 6 October 2016 replacing Protocol II to the Association Agreement between the European Union and the European Atomic Energy Community and their Member States, of the one part, and the Republic of Moldova, of the other part, concerning the definition of the concept of originating products and methods of administrative cooperation [2017/266]

45

| | | III   Other acts |
| --- | --- | --- |
| | | EUROPEAN ECONOMIC AREA |
| | * | EFTA Surveillance Authority Decision No 84/16/COL of 27 April 2016 amending, for the hundredth-and-first time, the procedural and substantive rules in the field of State aid by introducing new Guidelines for the analysis of the compatibility with the functioning of the EEA Agreement of State aid to promote the execution of important projects of common European interest [2017/267] | 49 |

III   Other acts

EUROPEAN ECONOMIC AREA

*

EFTA Surveillance Authority Decision No 84/16/COL of 27 April 2016 amending, for the hundredth-and-first time, the procedural and substantive rules in the field of State aid by introducing new Guidelines for the analysis of the compatibility with the functioning of the EEA Agreement of State aid to promote the execution of important projects of common European interest [2017/267]

49

| | |
| --- | --- |
| | (1)   Text with EEA relevance. |

---

(1)   Text with EEA relevance.

1

| EN | Acts whose titles are printed in light type are those relating to day-to-day management of agricultural matters, and are generally valid for a limited period.
  The titles of all other Acts are printed in bold type and preceded by an asterisk. |
| --- | --- |

EN

Acts whose titles are printed in light type are those relating to day-to-day management of agricultural matters, and are generally valid for a limited period.

The titles of all other Acts are printed in bold type and preceded by an asterisk.

---

II Non-legislative acts

REGULATIONS

| 16.2.2017 | EN | Official Journal of the European Union | L 39/1 |
| --- | --- | --- | --- |

16.2.2017

EN

Official Journal of the European Union

L 39/1

---

COMMISSION IMPLEMENTING REGULATION (EU) 2017/261

of 15 February 2017

establishing the standard import values for determining the entry price of certain fruit and vegetables

THE EUROPEAN COMMISSION,

Having regard to the Treaty on the Functioning of the European Union,

Having regard to Regulation (EU) No 1308/2013 of the European Parliament and of the Council of 17 December 2013 establishing a common organisation of the markets in agricultural products and repealing Council Regulations (EEC) No 922/72, (EEC) No 234/79, (EC) No 1037/2001 and (EC) No 1234/2007 (1),

Having regard to Commission Implementing Regulation (EU) No 543/2011 of 7 June 2011 laying down detailed rules for the application of Council Regulation (EC) No 1234/2007 in respect of the fruit and vegetables and processed fruit and vegetables sectors (2), and in particular Article 136(1) thereof,

Whereas:

| (1) | Implementing Regulation (EU) No 543/2011 lays down, pursuant to the outcome of the Uruguay Round multilateral trade negotiations, the criteria whereby the Commission fixes the standard values for imports from third countries, in respect of the products and periods stipulated in Annex XVI, Part A thereto. |
| --- | --- |

(1)

Implementing Regulation (EU) No 543/2011 lays down, pursuant to the outcome of the Uruguay Round multilateral trade negotiations, the criteria whereby the Commission fixes the standard values for imports from third countries, in respect of the products and periods stipulated in Annex XVI, Part A thereto.

| (2) | The standard import value is calculated each working day, in accordance with Article 136(1) of Implementing Regulation (EU) No 543/2011, taking into account variable daily data. Therefore this Regulation should enter into force on the day of its publication in the Official Journal of the European Union, |
| --- | --- |

(2)

The standard import value is calculated each working day, in accordance with Article 136(1) of Implementing Regulation (EU) No 543/2011, taking into account variable daily data. Therefore this Regulation should enter into force on the day of its publication in the Official Journal of the European Union,

HAS ADOPTED THIS REGULATION:

Article 1

The standard import values referred to in Article 136 of Implementing Regulation (EU) No 543/2011 are fixed in the Annex to this Regulation.

Article 2

This Regulation shall enter into force on the day of its publication in the Official Journal of the European Union.

This Regulation shall be binding in its entirety and directly applicable in all Member States.

Done at Brussels, 15 February 2017.

For the Commission,

On behalf of the President,

Jerzy PLEWA

Director-General

Directorate-General for Agriculture and Rural Development

---

(1)  
  OJ L 347, 20.12.2013, p. 671.

1

(2)  
  OJ L 157, 15.6.2011, p. 1.

2

---

ANNEX

Standard import values for determining the entry price of certain fruit and vegetables

| (EUR/100 kg) |
| --- |
| CN code | Third country code (1) | Standard import value |
| 0702 00 00 | IL | 337,2 |
| MA | 120,3 |
| SN | 359,5 |
| TR | 130,6 |
| ZZ | 236,9 |
| 0707 00 05 | MA | 64,9 |
| TR | 186,2 |
| ZZ | 125,6 |
| 0709 91 00 | EG | 128,6 |
| ZZ | 128,6 |
| 0709 93 10 | MA | 57,8 |
| TR | 183,0 |
| ZZ | 120,4 |
| 0805 10 22 , 0805 10 24 , 0805 10 28 | EG | 48,8 |
| IL | 69,5 |
| MA | 48,8 |
| TN | 49,3 |
| TR | 76,6 |
| ZZ | 58,6 |
| 0805 21 10 , 0805 21 90 , 0805 29 00 | EG | 93,2 |
| IL | 166,2 |
| JM | 122,7 |
| MA | 92,0 |
| TR | 87,8 |
| ZZ | 112,4 |
| 0805 22 00 | IL | 114,7 |
| MA | 103,2 |
| TR | 60,4 |
| ZZ | 92,8 |
| 0805 50 10 | EG | 82,4 |
| TR | 98,8 |
| ZZ | 90,6 |
| 0808 10 80 | US | 105,5 |
| ZZ | 105,5 |
| 0808 30 90 | CL | 121,2 |
| CN | 112,8 |
| ZA | 121,7 |
| ZZ | 118,6 |

(EUR/100 kg)

CN code

Third country code (1)

Standard import value

0702 00 00

IL

337,2

MA

120,3

SN

359,5

TR

130,6

ZZ

236,9

0707 00 05

MA

64,9

TR

186,2

ZZ

125,6

0709 91 00

EG

128,6

ZZ

128,6

0709 93 10

MA

57,8

TR

183,0

ZZ

120,4

0805 10 22 , 0805 10 24 , 0805 10 28

EG

48,8

IL

69,5

MA

48,8

TN

49,3

TR

76,6

ZZ

58,6

0805 21 10 , 0805 21 90 , 0805 29 00

EG

93,2

IL

166,2

JM

122,7

MA

92,0

TR

87,8

ZZ

112,4

0805 22 00

IL

114,7

MA

103,2

TR

60,4

ZZ

92,8

0805 50 10

EG

82,4

TR

98,8

ZZ

90,6

0808 10 80

US

105,5

ZZ

105,5

0808 30 90

CL

121,2

CN

112,8

ZA

121,7

ZZ

118,6

---

(1)  Nomenclature of countries laid down by Commission Regulation (EU) No 1106/2012 of 27 November 2012 implementing Regulation (EC) No 471/2009 of the European Parliament and of the Council on Community statistics relating to external trade with non-member countries, as regards the update of the nomenclature of countries and territories (OJ L 328, 28.11.2012, p. 7). Code ‘ZZ’ stands for ‘of other origin’.

---

DECISIONS

| 16.2.2017 | EN | Official Journal of the European Union | L 39/4 |
| --- | --- | --- | --- |

16.2.2017

EN

Official Journal of the European Union

L 39/4

---

COUNCIL DECISION (EU) 2017/262

of 6 February 2017

determining, for the General Secretariat of the Council, the appointing authority and the authority empowered to conclude contracts of employment, and repealing Decision 2013/811/EU

THE COUNCIL OF THE EUROPEAN UNION,

Having regard to the Staff Regulations of Officials of the European Union and the Conditions of Employment of Other Servants of the European Union, as laid down by Council Regulation (EEC, Euratom, ECSC) No 259/68 (1), and in particular Article 2 of those Staff Regulations and Article 6 of those Conditions of Employment,

Whereas:

| (1) | Under the first subparagraph of Article 240(2) of the Treaty on the Functioning of the European Union, the General Secretariat of the Council comes under the responsibility of a Secretary-General. |
| --- | --- |

(1)

Under the first subparagraph of Article 240(2) of the Treaty on the Functioning of the European Union, the General Secretariat of the Council comes under the responsibility of a Secretary-General.

| (2) | In order to promote administrative simplification and the effective management of staff, the Secretary-General should have broader scope to delegate his powers as regards the application of the Staff Regulations of Officials of the European Union (‘the Staff Regulations’) and of the Conditions of Employment of Other Servants of the European Union (‘the Conditions of Employment’) to the Director-General of Administration. Moreover, the Secretary-General should be authorised to delegate to all Directors-General the power to decide on internal reassignments and transfers according to staffing needs within their Directorates-General. |
| --- | --- |

(2)

In order to promote administrative simplification and the effective management of staff, the Secretary-General should have broader scope to delegate his powers as regards the application of the Staff Regulations of Officials of the European Union (‘the Staff Regulations’) and of the Conditions of Employment of Other Servants of the European Union (‘the Conditions of Employment’) to the Director-General of Administration. Moreover, the Secretary-General should be authorised to delegate to all Directors-General the power to decide on internal reassignments and transfers according to staffing needs within their Directorates-General.

| (3) | Council Decision 2013/811/EU (2) should be repealed, |
| --- | --- |

(3)

Council Decision 2013/811/EU (2) should be repealed,

HAS ADOPTED THIS DECISION:

Article 1

1.   The powers conferred by the Staff Regulations on the appointing authority and by the Conditions of Employment on the authority competent to conclude contracts of employment shall, as regards the General Secretariat of the Council, be exercised:

| (a) | by the Council in relation to the Secretary-General; |
| --- | --- |

(a)

by the Council in relation to the Secretary-General;

| (b) | by the Council, on a proposal from the Secretary-General, in relation to the application of Articles 1a, 30, 34, 41, 49, 50 and 51 of the Staff Regulations to Directors-General; |
| --- | --- |

(b)

by the Council, on a proposal from the Secretary-General, in relation to the application of Articles 1a, 30, 34, 41, 49, 50 and 51 of the Staff Regulations to Directors-General;

| (c) | by the Secretary-General in other cases. |
| --- | --- |

(c)

by the Secretary-General in other cases.

2.   The Secretary-General is authorised to delegate, in whole or in part, to the Director-General of Administration any or all of his powers as regards the application of the Staff Regulations and of the Conditions of Employment.

3.   The Secretary-General is authorised to delegate to all Directors-General the power regarding reassignments and transfers in the interest of the service within their respective Directorates-General in accordance with the first subparagraph of Article 7(1) of the Staff Regulations.

Article 2

Decision 2013/811/EU is hereby repealed.

Article 3

This Decision shall enter into force on 1 March 2017.

Done at Brussels, 6 February 2017.

For the Council

The President

F. MOGHERINI

---

(1)  Council Regulation (EEC, Euratom, ECSC) No 259/68 of 29 February 1968 laying down the Staff Regulations of Officials and the Conditions of Employment of Other Servants of the European Communities and instituting special measures temporarily applicable to officials of the Commission (OJ L 56, 4.3.1968, p. 1).

1

(2)  Council Decision 2013/811/EU of 17 December 2013 determining for the General Secretariat of the Council the appointing authority and the authority empowered to conclude contracts of employment and repealing Decision 2011/444/EU (OJ L 355, 31.12.2013, p. 91).

2

---

| 16.2.2017 | EN | Official Journal of the European Union | L 39/6 |
| --- | --- | --- | --- |

16.2.2017

EN

Official Journal of the European Union

L 39/6

---

COMMISSION IMPLEMENTING DECISION (EU) 2017/263

of 14 February 2017

on risk mitigating and reinforced biosecurity measures and early detection systems in relation to the risks posed by wild birds for the transmission of highly pathogenic avian influenza viruses to poultry

(notified under document C(2017) 765)

(Text with EEA relevance)

THE EUROPEAN COMMISSION,

Having regard to the Treaty on the Functioning of the European Union,

Having regard to Council Directive 89/662/EEC of 11 December 1989 concerning veterinary checks in intra-Community trade with a view to the completion of the internal market (1), and in particular Article 9(4) thereof,

Having regard to Council Directive 90/425/EEC of 26 June 1990 concerning veterinary and zootechnical checks applicable in intra-Community trade in certain live animals and products with a view to the completion of the internal market (2), and in particular Article 10(4) thereof,

Having regard to Council Directive 2005/94/EC of 20 December 2005 on Community measures for the control avian influenza and repealing Directive 92/40/EEC (3), and in particular Article 63(3) thereof,

Whereas:

| (1) | Avian influenza is an infectious viral disease in birds, including poultry. Infections with avian influenza viruses in domestic poultry cause two main forms of that disease that are distinguished by their virulence. The low pathogenic form generally only causes mild symptoms, while the highly pathogenic form results in very high mortality rates in most poultry species. That disease may have a severe impact on the profitability of poultry farming. |
| --- | --- |

(1)

Avian influenza is an infectious viral disease in birds, including poultry. Infections with avian influenza viruses in domestic poultry cause two main forms of that disease that are distinguished by their virulence. The low pathogenic form generally only causes mild symptoms, while the highly pathogenic form results in very high mortality rates in most poultry species. That disease may have a severe impact on the profitability of poultry farming.

| (2) | Directive 2005/94/EC sets out the minimum control measures to be applied in the event of an outbreak of that disease in poultry or other captive birds and also provides for certain preventive measures relating to the surveillance and the early detection of avian influenza. |
| --- | --- |

(2)

Directive 2005/94/EC sets out the minimum control measures to be applied in the event of an outbreak of that disease in poultry or other captive birds and also provides for certain preventive measures relating to the surveillance and the early detection of avian influenza.

| (3) | Directive 2005/94/EC also provides that detailed rules, required by the epidemiological situation, to supplement the minimum control measures laid down in that Directive, may be adopted by the Commission. |
| --- | --- |

(3)

Directive 2005/94/EC also provides that detailed rules, required by the epidemiological situation, to supplement the minimum control measures laid down in that Directive, may be adopted by the Commission.

| (4) | Wild birds, in particular wild migratory water birds, are known to be the natural host for avian influenza viruses of low pathogenicity which they carry, usually without showing signs of that disease, during their seasonal migratory movements. However, since mid-2005, evidence has established that a highly pathogenic avian influenza (HPAI) virus strain of subtype H5N1 is able to infect wild birds and be spread by them over long distances (4). |
| --- | --- |

(4)

Wild birds, in particular wild migratory water birds, are known to be the natural host for avian influenza viruses of low pathogenicity which they carry, usually without showing signs of that disease, during their seasonal migratory movements. However, since mid-2005, evidence has established that a highly pathogenic avian influenza (HPAI) virus strain of subtype H5N1 is able to infect wild birds and be spread by them over long distances (4).

| (5) | The presence of avian influenza viruses in wild birds poses a continuing threat for the direct and indirect introduction of these viruses into holdings where poultry or other captive birds are kept with the risk of the subsequent spread of the virus from an infected holding to other holdings. |
| --- | --- |

(5)

The presence of avian influenza viruses in wild birds poses a continuing threat for the direct and indirect introduction of these viruses into holdings where poultry or other captive birds are kept with the risk of the subsequent spread of the virus from an infected holding to other holdings.

| (6) | Commission Decision 2005/734/EC (5) was adopted following the introduction of the HPAI virus of the H5N1 subtype from South East Asia to Europe by the westward spread of the virus during 2005 in order to reinforce the control measures already laid in Union legislation, in particular in view of the risks posed by the unprecedented intercontinental spread of that HPAI virus by wild birds. |
| --- | --- |

(6)

Commission Decision 2005/734/EC (5) was adopted following the introduction of the HPAI virus of the H5N1 subtype from South East Asia to Europe by the westward spread of the virus during 2005 in order to reinforce the control measures already laid in Union legislation, in particular in view of the risks posed by the unprecedented intercontinental spread of that HPAI virus by wild birds.

| (7) | Decision 2005/734/EC provides for biosecurity and additional risk mitigation measures to reduce the risk of transmission of the HPAI H5N1 virus from wild birds to poultry and other captive birds by preventing direct and indirect contacts between these populations. Decision 2005/734/EC requires Member States to identify the areas of their territory that are at particular risk for the introduction of the HPAI H5N1 virus into holdings where poultry and other captive birds are present, taking into account the epidemiological situation and specific risk factors. Member States are required to apply certain risk mitigation measures in those high risk areas, for example ensure that poultry concerned are confined indoors. Member States are also required to ensure that owners are made more aware of the risks of transmission and of the necessity that biosecurity measures be applied on their holdings. |
| --- | --- |

(7)

Decision 2005/734/EC provides for biosecurity and additional risk mitigation measures to reduce the risk of transmission of the HPAI H5N1 virus from wild birds to poultry and other captive birds by preventing direct and indirect contacts between these populations. Decision 2005/734/EC requires Member States to identify the areas of their territory that are at particular risk for the introduction of the HPAI H5N1 virus into holdings where poultry and other captive birds are present, taking into account the epidemiological situation and specific risk factors. Member States are required to apply certain risk mitigation measures in those high risk areas, for example ensure that poultry concerned are confined indoors. Member States are also required to ensure that owners are made more aware of the risks of transmission and of the necessity that biosecurity measures be applied on their holdings.

| (8) | Furthermore, Decision 2005/734/EC requires that Member States introduce early detection systems that are aimed at a rapid reporting of any sign of avian influenza in poultry flocks by the owners to the competent veterinary authority which should take into account specific parameters and slight changes in production data. |
| --- | --- |

(8)

Furthermore, Decision 2005/734/EC requires that Member States introduce early detection systems that are aimed at a rapid reporting of any sign of avian influenza in poultry flocks by the owners to the competent veterinary authority which should take into account specific parameters and slight changes in production data.

| (9) | Commission Decision 2010/367/EU (6) lays down guidelines for the mandatory implementation by Member States of surveillance programmes for avian influenza in poultry and wild birds including sampling and laboratory testing requirements. It also provides for the competent authorities to be notified without delay of any abnormal mortality or significant disease or mortality in wild birds and in particular in wild migratory water birds. |
| --- | --- |

(9)

Commission Decision 2010/367/EU (6) lays down guidelines for the mandatory implementation by Member States of surveillance programmes for avian influenza in poultry and wild birds including sampling and laboratory testing requirements. It also provides for the competent authorities to be notified without delay of any abnormal mortality or significant disease or mortality in wild birds and in particular in wild migratory water birds.

| (10) | During the latter part of 2014 and early part of 2015, the HPAI H5N8 virus was introduced into the Union by wild birds. It caused very low mortality in wild birds, but led to serious outbreaks in poultry or other captive birds in several Member States. |
| --- | --- |

(10)

During the latter part of 2014 and early part of 2015, the HPAI H5N8 virus was introduced into the Union by wild birds. It caused very low mortality in wild birds, but led to serious outbreaks in poultry or other captive birds in several Member States.

| (11) | Since the end of October 2016, a very closely related HPAI H5N8 virus strain has been detected in wild migratory birds, mainly found dead, in 20 Member States, namely in Bulgaria, the Czech Republic, Denmark, Germany, Ireland, Greece, Spain, France, Croatia, Italy, Hungary, the Netherlands, Austria, Poland, Romania, Slovenia, Slovakia, Finland, Sweden and the United Kingdom, as well as in nearby third countries such as Switzerland, Serbia and Ukraine. The majority of outbreaks were confirmed in France, Hungary and Bulgaria in certain areas with a high number of holdings keeping ducks and geese. |
| --- | --- |

(11)

Since the end of October 2016, a very closely related HPAI H5N8 virus strain has been detected in wild migratory birds, mainly found dead, in 20 Member States, namely in Bulgaria, the Czech Republic, Denmark, Germany, Ireland, Greece, Spain, France, Croatia, Italy, Hungary, the Netherlands, Austria, Poland, Romania, Slovenia, Slovakia, Finland, Sweden and the United Kingdom, as well as in nearby third countries such as Switzerland, Serbia and Ukraine. The majority of outbreaks were confirmed in France, Hungary and Bulgaria in certain areas with a high number of holdings keeping ducks and geese.

| (12) | The current epidemiological situation is very dynamic and constantly evolving. Movements of migratory birds continue and Member States' ongoing surveillance activities continue to detect the HPAI H5N8 virus in wild birds. The virus will, therefore, remain a threat for poultry and other captive birds in the Union for the coming months and most likely during further seasonal movements of migratory birds with the risk of further virus transmission between holdings in certain high risk settings. |
| --- | --- |

(12)

The current epidemiological situation is very dynamic and constantly evolving. Movements of migratory birds continue and Member States' ongoing surveillance activities continue to detect the HPAI H5N8 virus in wild birds. The virus will, therefore, remain a threat for poultry and other captive birds in the Union for the coming months and most likely during further seasonal movements of migratory birds with the risk of further virus transmission between holdings in certain high risk settings.

| (13) | The European Food Safety Authority (EFSA) is currently preparing a comprehensive scientific opinion on avian influenza to be finalised in September 2017. However, in view of the current HPAI H5N8 epidemic, the EFSA was requested to provide an urgent assessment of the epidemiological situation and preliminary scientific advice on the suitability of the protective measures laid down at Union level that are in place in relation to the risks posed by wild birds infected with HPAI H5N8. |
| --- | --- |

(13)

The European Food Safety Authority (EFSA) is currently preparing a comprehensive scientific opinion on avian influenza to be finalised in September 2017. However, in view of the current HPAI H5N8 epidemic, the EFSA was requested to provide an urgent assessment of the epidemiological situation and preliminary scientific advice on the suitability of the protective measures laid down at Union level that are in place in relation to the risks posed by wild birds infected with HPAI H5N8.

| (14) | On 20 December 2016, the Animal Health and Welfare Panel of the EFSA published the statement: ‘Urgent request on avian influenza’ (7) confirming that the strict implementation of biosecurity and risk mitigation measures are the most important means to prevent the transmission of HPAI viruses, of both H5 and H7 subtypes, either directly or indirectly from wild birds into holdings keeping poultry and captive birds. Biosecurity on such holdings should be routine practice and be reinforced during periods of increased risk. |
| --- | --- |

(14)

On 20 December 2016, the Animal Health and Welfare Panel of the EFSA published the statement: ‘Urgent request on avian influenza’ (7) confirming that the strict implementation of biosecurity and risk mitigation measures are the most important means to prevent the transmission of HPAI viruses, of both H5 and H7 subtypes, either directly or indirectly from wild birds into holdings keeping poultry and captive birds. Biosecurity on such holdings should be routine practice and be reinforced during periods of increased risk.

| (15) | The EFSA further concluded that passive surveillance of wild birds is the most effective means for the early detection of the presence of HPAI viruses in wild birds and recommends targeting the sampling and testing of wild birds, thereby reinforcing certain provisions concerning wild birds set out in the guidelines on the implementation of the surveillance programmes for avian influenza in wild birds laid down in Annex II to Decision 2010/367/EU. |
| --- | --- |

(15)

The EFSA further concluded that passive surveillance of wild birds is the most effective means for the early detection of the presence of HPAI viruses in wild birds and recommends targeting the sampling and testing of wild birds, thereby reinforcing certain provisions concerning wild birds set out in the guidelines on the implementation of the surveillance programmes for avian influenza in wild birds laid down in Annex II to Decision 2010/367/EU.

| (16) | The EFSA further refers to the assessment (8) performed by the European Centre for Disease Prevention and Control (ECDC) which states that to date, no human infections with the current HPAI H5N8 virus have ever been reported worldwide and that further virus characterisation shows that it is still essentially a bird virus without any specific increased affinity for humans. |
| --- | --- |

(16)

The EFSA further refers to the assessment (8) performed by the European Centre for Disease Prevention and Control (ECDC) which states that to date, no human infections with the current HPAI H5N8 virus have ever been reported worldwide and that further virus characterisation shows that it is still essentially a bird virus without any specific increased affinity for humans.

| (17) | The experience gained by the competent authorities of the Member States in the implementation of the measures laid down in Decision 2005/734/EC show that flexibility should be maintained in order to be able to adapt those measures to the epidemiological situation in the individual Member State. |
| --- | --- |

(17)

The experience gained by the competent authorities of the Member States in the implementation of the measures laid down in Decision 2005/734/EC show that flexibility should be maintained in order to be able to adapt those measures to the epidemiological situation in the individual Member State.

| (18) | In order to target the bird populations that are most at risk and to ensure the effectiveness of the measures laid down in this Decision, certain preventive measures should be targeted at holdings keeping poultry. |
| --- | --- |

(18)

In order to target the bird populations that are most at risk and to ensure the effectiveness of the measures laid down in this Decision, certain preventive measures should be targeted at holdings keeping poultry.

| (19) | The measures laid down in Decision 2005/734/EC should therefore be reviewed and adapted taking into account the current epidemiological situation in poultry and in wild birds in the Member States, the statement on avian influenza published by EFSA on 20 December 2016 and the experience gained by the Member States in the practical implementation of the measures laid down in that Decision. |
| --- | --- |

(19)

The measures laid down in Decision 2005/734/EC should therefore be reviewed and adapted taking into account the current epidemiological situation in poultry and in wild birds in the Member States, the statement on avian influenza published by EFSA on 20 December 2016 and the experience gained by the Member States in the practical implementation of the measures laid down in that Decision.

| (20) | The measures laid down in Decision 2005/734/EC have been amended and prolonged several times and are applicable until 31 December 2017. In the interests of clarity of Union legislation, Decision 2005/734/EC should be repealed and replaced by this Decision. |
| --- | --- |

(20)

The measures laid down in Decision 2005/734/EC have been amended and prolonged several times and are applicable until 31 December 2017. In the interests of clarity of Union legislation, Decision 2005/734/EC should be repealed and replaced by this Decision.

| (21) | The measures laid down in this Decision are to be reviewed, if necessary, in the light of the final outcome of the EFSA's scientific opinion on avian influenza which is to be finalised in September 2017. |
| --- | --- |

(21)

The measures laid down in this Decision are to be reviewed, if necessary, in the light of the final outcome of the EFSA's scientific opinion on avian influenza which is to be finalised in September 2017.

| (22) | The measures laid down in this Decision should apply until 30 June 2018. |
| --- | --- |

(22)

The measures laid down in this Decision should apply until 30 June 2018.

| (23) | The measures provided for in this Decision are in accordance with the opinion of the Standing Committee on Plants, Animals, Food and Feed, |
| --- | --- |

(23)

The measures provided for in this Decision are in accordance with the opinion of the Standing Committee on Plants, Animals, Food and Feed,

HAS ADOPTED THIS DECISION:

Article 1

Subject matter and scope

This Decision lays down risk mitigating measures and early detection systems in relation to the risks posed by wild birds for the introduction of the highly pathogenic avian influenza (HPAI) into holdings as well measures to raise awareness among owners of such risks and of the necessity to implement or reinforce biosecurity measures on their holdings.

Article 2

Definitions

For the purposes of this Decision, the definitions set out in Article 2 of Directive 2005/94/EC shall apply.

Article 3

Identification of high risk areas for the introduction of HPAI viruses

Member States shall identify and review the areas of their territory that are at particular risk for the introduction of HPAI viruses into holdings (hereafter referred to as ‘high risk areas’) as well as the time period for which such risk persists, taking into account the following matters:

| (a) | the epidemiological situation on their territory or on the territory of nearby Member States or third countries, in particular with respect to:






  (i) | the detection of HPAI viruses in wild birds or in faeces collected from them; |
| --- | --- | --- |

(a)

the epidemiological situation on their territory or on the territory of nearby Member States or third countries, in particular with respect to:

(i)

the detection of HPAI viruses in wild birds or in faeces collected from them;

| (ii) | outbreaks of HPAI in holdings keeping poultry or other captive birds that are most likely related to the detections of HPAI viruses as referred to in (i); |
| --- | --- |

(ii)

outbreaks of HPAI in holdings keeping poultry or other captive birds that are most likely related to the detections of HPAI viruses as referred to in (i);

| (iii) | past detections of HPAI viruses as referred to in (i) and (ii) and the risk of reoccurrences; |
| --- | --- |

(iii)

past detections of HPAI viruses as referred to in (i) and (ii) and the risk of reoccurrences;

| (b) | the risk factors for the introduction of HPAI viruses into holdings, in particular with respect to:






  (i) | their location along migratory flyways of birds, in particular where the birds are coming from central and eastern Asia, the Caspian Sea, the Black Sea areas, the Middle East and Africa; |
| --- | --- | --- |

(b)

the risk factors for the introduction of HPAI viruses into holdings, in particular with respect to:

(i)

their location along migratory flyways of birds, in particular where the birds are coming from central and eastern Asia, the Caspian Sea, the Black Sea areas, the Middle East and Africa;

| (ii) | the distance between the holding and wet areas, ponds, swamps, lakes or rivers where migratory birds, in particular those of the orders Anseriformes and Charadriiformes, may gather; |
| --- | --- |

(ii)

the distance between the holding and wet areas, ponds, swamps, lakes or rivers where migratory birds, in particular those of the orders Anseriformes and Charadriiformes, may gather;

Anseriformes

Charadriiformes

| (iii) | the location of holdings in areas with a high density of migratory birds, particularly water birds; |
| --- | --- |

(iii)

the location of holdings in areas with a high density of migratory birds, particularly water birds;

| (iv) | poultry kept in open-air holdings, where contact between wild birds and poultry cannot be sufficiently prevented; |
| --- | --- |

(iv)

poultry kept in open-air holdings, where contact between wild birds and poultry cannot be sufficiently prevented;

| (c) | additional risk factors for the spread of HPAI viruses within holdings and between such holdings, in particular, where:






  (i) | the location of the holding is in areas with a high density of holdings; |
| --- | --- | --- |

(c)

additional risk factors for the spread of HPAI viruses within holdings and between such holdings, in particular, where:

(i)

the location of the holding is in areas with a high density of holdings;

| (ii) | the intensity of movements of poultry, vehicles and persons within and from holdings and other direct and indirect contacts between holdings is high; |
| --- | --- |

(ii)

the intensity of movements of poultry, vehicles and persons within and from holdings and other direct and indirect contacts between holdings is high;

| (d) | risk assessments in relation to the relevance of the spread of HPAI viruses by wild birds carried out by the European Food Safety Authority's (EFSA) and by national and international risk assessment bodies; |
| --- | --- |

(d)

risk assessments in relation to the relevance of the spread of HPAI viruses by wild birds carried out by the European Food Safety Authority's (EFSA) and by national and international risk assessment bodies;

| (e) | the results of surveillance programmes carried out in accordance with Article 4 of Directive 2005/94/EC. |
| --- | --- |

(e)

the results of surveillance programmes carried out in accordance with Article 4 of Directive 2005/94/EC.

Article 4

Risk mitigation measures

1.   Depending on the specific epidemiological situation on their territory and for the time needed, Member States shall take appropriate and practicable measures to reduce the risk of the transmission of HPAI viruses from wild birds to poultry in high risk areas.

2.   The measures referred to in paragraph 1 shall be directed, in particular, at preventing wild birds, and in particular wild migratory water birds, from coming into direct or indirect contact with poultry, and in particular ducks and geese.

3.   Member States shall prohibit the following in the high risk areas:

| (a) | the keeping of poultry in the open air; |
| --- | --- |

(a)

the keeping of poultry in the open air;

| (b) | the use of outdoor water reservoirs for poultry; |
| --- | --- |

(b)

the use of outdoor water reservoirs for poultry;

| (c) | the provision of water to poultry from surface water reservoirs that can be accessed by wild birds; |
| --- | --- |

(c)

the provision of water to poultry from surface water reservoirs that can be accessed by wild birds;

| (d) | the storage of feed for poultry that is unprotected from wild birds or other animals. |
| --- | --- |

(d)

the storage of feed for poultry that is unprotected from wild birds or other animals.

4.   As further risk mitigation measures, Member States shall prohibit:

| (a) | the gathering of poultry and other captive birds at markets, shows, exhibitions and cultural events; |
| --- | --- |

(a)

the gathering of poultry and other captive birds at markets, shows, exhibitions and cultural events;

| (b) | the use of decoy birds of the orders Anseriformes and Charadriiformes (‘decoy birds’). |
| --- | --- |

(b)

the use of decoy birds of the orders Anseriformes and Charadriiformes (‘decoy birds’).

5.   Member States shall regularly review the measures they have taken pursuant to paragraphs 1 to 4 in order to adjust and adapt them to take account of the epidemiological situation, including the risks posed by wild birds.

Article 5

Awareness raising and biosecurity measures

Member States shall ensure that the necessary measures are in place to raise awareness of the risks of HPAI among stakeholders active in the poultry sector and to provide them with the most appropriate information on biosecurity measures, in particular the measures to be enforced in high risk areas, by the means best suited to bring such information to their attention.

Article 6

Derogations from the risk mitigation measures laid down in Article 4

1.   By way of derogation from Article 4(3) and provided biosecurity measures are in place to prevent risk of the transmission of HPAI viruses, the Member States may authorise the following:

| (a) | the keeping of poultry in the open air subject to compliance with the following conditions:






  (i) | the poultry are protected against contact with wild birds with nets or roofs or by other appropriate means; or |
| --- | --- | --- |

(a)

the keeping of poultry in the open air subject to compliance with the following conditions:

(i)

the poultry are protected against contact with wild birds with nets or roofs or by other appropriate means; or

| (ii) | the poultry are at least supplied with feed and water indoors or under a shelter which sufficiently discourages the landing of wild birds and thereby prevent contact by wild birds with the feed or water intended for the poultry; |
| --- | --- |

(ii)

the poultry are at least supplied with feed and water indoors or under a shelter which sufficiently discourages the landing of wild birds and thereby prevent contact by wild birds with the feed or water intended for the poultry;

| (b) | the use of outdoor water reservoirs where they are required for animal welfare reasons for certain poultry and they are sufficiently screened against wild water birds; |
| --- | --- |

(b)

the use of outdoor water reservoirs where they are required for animal welfare reasons for certain poultry and they are sufficiently screened against wild water birds;

| (c) | the provision of water to poultry from surface water accessed by wild water birds after treatment that ensures the inactivation of avian influenza viruses. |
| --- | --- |

(c)

the provision of water to poultry from surface water accessed by wild water birds after treatment that ensures the inactivation of avian influenza viruses.

2.   By way of derogation from Article 4(4) and provided biosecurity measures are in place to prevent the risk of the transmission of HPAI viruses the Member States, may authorise the following:

| (a) | the gatherings of poultry and other captive birds at markets, shows, exhibitions and cultural events; |
| --- | --- |

(a)

the gatherings of poultry and other captive birds at markets, shows, exhibitions and cultural events;

| (b) | the use of decoy birds:






  (i) | in the framework of a surveillance programme for avian influenza carried out in accordance with Article 4 of Directive 2005/94/EC, research projects, ornithological studies or any other activity approved by the competent authority; or |
| --- | --- | --- |

(b)

the use of decoy birds:

(i)

in the framework of a surveillance programme for avian influenza carried out in accordance with Article 4 of Directive 2005/94/EC, research projects, ornithological studies or any other activity approved by the competent authority; or

| (ii) | in accordance with appropriate biosecurity measures and provisions, which are aimed at preventing HPAI virus transmission to poultry. |
| --- | --- |

(ii)

in accordance with appropriate biosecurity measures and provisions, which are aimed at preventing HPAI virus transmission to poultry.

Article 7

Early detection systems in poultry flocks

1.   Member States shall introduce or reinforce early detection systems aimed at rapid reporting by the owners to the competent authority of any sign of avian influenza in poultry flocks kept on holdings located in high risk areas.

2.   The systems referred to in paragraph 1 shall at least consider a significant drop in feed and water intake and in egg production, the observed mortality rate and any clinical sign or post-mortem lesion suggesting HPAI virus presence taking into account a variation of these parameters in different poultry species and production types.

Article 8

Increased surveillance in wild birds

1.   The competent authority shall ensure that increased passive surveillance of wild bird populations and further monitoring for dead or sick birds is carried out in accordance with the guidelines on the implementation of surveillance programmes for avian influenza in wild birds set out in Annex II to Decision 2010/367/EU specifically paying attention to the list of target species for sampling and laboratory testing set out in that Decision and other wild bird species having shown to become infected with HPAI viruses.

2.   The competent authority may target sampling and laboratory testing of wild birds on species and geographical areas previously unaffected by HPAI.

Article 9

Compliance and information obligations

Member States shall keep the Commission informed of the measures that they take to comply with this Decision and if any derogations are granted in accordance with Article 6.

Article 10

Repeals

Decision 2005/734/EC is repealed.

Article 11

Applicability

This Decision shall apply until 30 June 2018.

Article 12

Addressees

This Decision is addressed to the Member States.

Done at Brussels, 14 February 2017.

For the Commission

Vytenis ANDRIUKAITIS

Member of the Commission

---

(1)  
  OJ L 395, 30.12.1989, p. 13.

1

(2)  
  OJ L 224, 18.8.1990, p. 29.

2

(3)  
  OJ L 10, 14.1.2006, p. 16.

3

(4)  Scientific Opinion of the Panel on Animal Health and Welfare of the European Food Safety Authority on a request from the European Commission on Animal health and welfare aspects of avian influenza and the risk of its introduction into the EU poultry holdings (The EFSA Journal (2008) 715, 1–161).

4

The EFSA Journal

(5)  Commission Decision 2005/734/EC of 19 October 2005 laying down biosecurity measures to reduce the risk of transmission of highly pathogenic avian influenza caused by Influenza virus A subtype H5N1 from birds living in the wild to poultry and other captive birds and providing for an early detection system in areas at particular risk (OJ L 274, 20.10.2005, p. 105).

5

(6)  Commission Decision 2010/367/EU of 25 June 2010 on the implementation by Member States of surveillance programmes for avian influenza in poultry and wild birds (OJ L 166, 1.7.2010, p. 22).

6

(7)  
  EFSA Journal 2017;15(1):4687, 32 pp. doi:10.2903/j.efsa.2016.4687.

7

EFSA Journal 2017

(8)  European Centre for Disease Prevention and Control (ECDC), 2016, RAPID RISK ASSESSMENT: Outbreaks of highly pathogenic avian influenza A(H5N8) in Europe: http://ecdc.europa.eu/en/publications/Publications/risk-assessment-avian-influenza-H5N8-europe.pdf

8

---

| 16.2.2017 | EN | Official Journal of the European Union | L 39/12 |
| --- | --- | --- | --- |

16.2.2017

EN

Official Journal of the European Union

L 39/12

---

COMMISSION IMPLEMENTING DECISION (EU) 2017/264

of 14 February 2017

excluding from European Union financing certain expenditure incurred by the Member States under the European Agricultural Guarantee Fund (EAGF) and under the European Agricultural Fund for Rural Development (EAFRD)

(notified under document C(2017) 766)

(Only the Bulgarian, English, Finnish, French, German, Greek, Hungarian, Italian, Latvian, Polish, Portuguese, Slovenian, Spanish and Swedish texts are authentic)

THE EUROPEAN COMMISSION,

Having regard to the Treaty on the Functioning of the European Union,

Having regard to Regulation (EU) No 1306/2013 of the European Parliament and of the Council of 17 December 2013 on the financing, management and monitoring of the common agricultural policy and repealing Council Regulations (EEC) No 352/78, (EC) No 165/94, (EC) No 2799/98, (EC) No 814/2000, (EC) No 1290/2005 and (EC) No 485/2008 (1), and in particular Article 52 thereof,

After consulting the Committee on the Agricultural Funds,

Whereas:

| (1) | In accordance with Article 31 of Council Regulation (EC) No 1290/2005 (2) and as from 1 January 2015 in accordance with Article 52 of Regulation (EU) No 1306/2013 the Commission is to carry out the necessary verifications, communicate to the Member States the results of those verifications, take note of the comments of the Member States, initiate a bilateral discussion so that an agreement may be reached with the Member States in question, and formally communicate its conclusions to them. |
| --- | --- |

(1)

In accordance with Article 31 of Council Regulation (EC) No 1290/2005 (2) and as from 1 January 2015 in accordance with Article 52 of Regulation (EU) No 1306/2013 the Commission is to carry out the necessary verifications, communicate to the Member States the results of those verifications, take note of the comments of the Member States, initiate a bilateral discussion so that an agreement may be reached with the Member States in question, and formally communicate its conclusions to them.

| (2) | The Member States have had an opportunity to request the launch of a conciliation procedure. That opportunity has been used in some cases and the reports issued on the outcome have been examined by the Commission. |
| --- | --- |

(2)

The Member States have had an opportunity to request the launch of a conciliation procedure. That opportunity has been used in some cases and the reports issued on the outcome have been examined by the Commission.

| (3) | In accordance with Regulation (EU) No 1306/2013, only agricultural expenditure which has been incurred in a way that has not infringed Union law may be financed. |
| --- | --- |

(3)

In accordance with Regulation (EU) No 1306/2013, only agricultural expenditure which has been incurred in a way that has not infringed Union law may be financed.

| (4) | In the light of the verifications carried out, the outcome of the bilateral discussions and the conciliation procedures, part of the expenditure declared by the Member States does not fulfil this requirement and cannot, therefore, be financed under the EAGF and the EAFRD. |
| --- | --- |

(4)

In the light of the verifications carried out, the outcome of the bilateral discussions and the conciliation procedures, part of the expenditure declared by the Member States does not fulfil this requirement and cannot, therefore, be financed under the EAGF and the EAFRD.

| (5) | The amounts that are not recognised as being chargeable to the EAGF and the EAFRD should be indicated. Those amounts do not relate to expenditure incurred more than twenty-four months before the Commission's written notification of the results of the verifications to the Member States. |
| --- | --- |

(5)

The amounts that are not recognised as being chargeable to the EAGF and the EAFRD should be indicated. Those amounts do not relate to expenditure incurred more than twenty-four months before the Commission's written notification of the results of the verifications to the Member States.

| (6) | As regards the cases covered by this decision, the assessment of the amounts to be excluded on grounds of non-compliance with Union law was notified by the Commission to the Member States in a summary report on the subject (3). |
| --- | --- |

(6)

As regards the cases covered by this decision, the assessment of the amounts to be excluded on grounds of non-compliance with Union law was notified by the Commission to the Member States in a summary report on the subject (3).

| (7) | This Decision is without prejudice to any financial conclusions that the Commission may draw from the judgments of the Court of Justice of the European Union in cases pending on 31 December 2016, |
| --- | --- |

(7)

This Decision is without prejudice to any financial conclusions that the Commission may draw from the judgments of the Court of Justice of the European Union in cases pending on 31 December 2016,

HAS ADOPTED THIS DECISION:

Article 1

The amounts set out in the Annex and related to expenditure incurred by the Member States' accredited paying agencies and declared under the EAGF or the EAFRD shall be excluded from Union financing.

Article 2

This Decision is addressed to the Republic of Bulgaria, the Federal Republic of Germany, the Hellenic Republic, the Kingdom of Spain, the French Republic, the Italian Republic, the Republic of Cyprus, the Republic of Latvia, Hungary, the Republic of Austria, the Republic of Poland, the Portuguese Republic, the Republic of Slovenia, the Republic of Finland, the Kingdom of Sweden and to the United Kingdom of Great Britain and Northern Ireland.

Done at Brussels, 14 February 2017.

For the Commission

Phil HOGAN

Member of the Commission

---

(1)  
  OJ L 347, 20.12.2013, p. 549.

1

(2)  Council Regulation (EC) No 1290/2005 of 21 June 2005 on the financing of the common agricultural policy (OJ L 209, 11.8.2005, p. 1).

2

(3)  Ares(2017)555605, 1 February 2017.

3

---

ANNEX

Decision: 53

Budget Item: 05040501

| Member State | Measure | FY | Reason | Type | Correction % | Currency | Amount | Deductions | Financial Impact |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| SI | Certification | 2013 | EAFRD debts prematurely declared irrecoverable | ONE OFF | | EUR | 1 214,10 | 0,00 | 1 214,10 |
| | | | | | Total SI: | EUR | 1 214,10 | 0,00 | 1 214,10 |

Member State

Measure

FY

Reason

Type

Correction %

Currency

Amount

Deductions

Financial Impact

SI

Certification

2013

EAFRD debts prematurely declared irrecoverable

ONE OFF

EUR

1 214,10

0,00

1 214,10

Total SI:

EUR

1 214,10

0,00

1 214,10

| Currency | Amount | Deductions | Financial Impact |
| --- | --- | --- | --- |
| EUR | 1 214,10 | 0,00 | 1 214,10 |

Currency

Amount

Deductions

Financial Impact

EUR

1 214,10

0,00

1 214,10

Budget Item: 05070107

| Member State | Measure | FY | Reason | Type | Correction % | Currency | Amount | Deductions | Financial Impact |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| PT | Financial audit — Late payments and payment deadlines | 2012 | Correction due to late payments | ONE OFF | | EUR | – 341 058,21 | – 613 918,73 | 272 860,52 |
| | Financial audit — Overshooting | 2012 | Correction due to overshooting of ceilings | ONE OFF | | EUR | – 2 249 991,75 | – 2 249 991,75 | 0,00 |
| | | | | | Total PT: | EUR | – 2 591 049,96 | – 2 863 910,48 | 272 860,52 |
| Member State | Measure | FY | Reason | Type | Correction % | Currency | Amount | Deductions | Financial Impact |
| SI | Certification | 2013 | EAGF IACS known errors | ONE OFF | | EUR | 285,33 | 0,00 | 285,33 |
| | | | | | Total SI: | EUR | 285,33 | 0,00 | 285,33 |

Member State

Measure

FY

Reason

Type

Correction %

Currency

Amount

Deductions

Financial Impact

PT

Financial audit — Late payments and payment deadlines

2012

Correction due to late payments

ONE OFF

EUR

– 341 058,21

– 613 918,73

272 860,52

Financial audit — Overshooting

2012

Correction due to overshooting of ceilings

ONE OFF

EUR

– 2 249 991,75

– 2 249 991,75

0,00

Total PT:

EUR

– 2 591 049,96

– 2 863 910,48

272 860,52

Member State

Measure

FY

Reason

Type

Correction %

Currency

Amount

Deductions

Financial Impact

SI

Certification

2013

EAGF IACS known errors

ONE OFF

EUR

285,33

0,00

285,33

Total SI:

EUR

285,33

0,00

285,33

| Currency | Amount | Deductions | Financial Impact |
| --- | --- | --- | --- |
| EUR | – 2 590 764,63 | – 2 863 910,48 | 273 145,85 |

Currency

Amount

Deductions

Financial Impact

EUR

– 2 590 764,63

– 2 863 910,48

273 145,85

Budget Item: 6701

| Member State | Measure | FY | Reason | Type | Correction % | Currency | Amount | Deductions | Financial Impact |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| AT | Certification | 2014 | Financial Clearance FY2014 | ONE OFF | | EUR | – 827 514,15 | 0,00 | – 827 514,15 |
| | | | | | Total AT: | EUR | – 827 514,15 | 0,00 | – 827 514,15 |
| Member State | Measure | FY | Reason | Type | Correction % | Currency | Amount | Deductions | Financial Impact |
| BG | Certification | 2013 | Claw-back of EAGF administrative errors | ONE OFF | | EUR | – 808 946,28 | 0,00 | – 808 946,28 |
| | Certification | 2014 | EAGF IACS known error | ONE OFF | | EUR | – 23 513,30 | 0,00 | – 23 513,30 |
| | Certification | 2013 | EAGF IACS overstatements | ONE OFF | | EUR | – 12 839,99 | 0,00 | – 12 839,99 |
| | | | | | Total BG: | EUR | – 845 299,57 | 0,00 | – 845 299,57 |
| Member State | Measure | FY | Reason | Type | Correction % | Currency | Amount | Deductions | Financial Impact |
| CY | Cross Compliance | 2014 | Deficiencies in all 4 key controls and 2 ancillary controls (control stats, supervision) — Direct Aid — CY 2013 | FLAT RATE | 10,00 % | EUR | – 516 617,16 | 0,00 | – 516 617,16 |
| | Cross Compliance | 2015 | Deficiencies in all 4 key controls and 2 ancillary controls (control stats, supervision) — Direct Aid — CY 2014 | FLAT RATE | 10,00 % | EUR | – 503 559,05 | – 8 178,75 | – 495 380,30 |
| | Cross Compliance | 2013 | Deficiencies in all 4 key controls and 2 ancillary controls (control stats, supervision) — Wine — CY 2014 | FLAT RATE | 10,00 % | EUR | – 29 474,10 | 0,00 | – 29 474,10 |
| | Cross Compliance | 2014 | Deficiencies in all 4 key controls and 2 ancillary controls (control stats, supervision) — Wine — CY 2014 | FLAT RATE | 10,00 % | EUR | – 2 023,66 | 0,00 | – 2 023,66 |
| | | | | | Total CY: | EUR | – 1 051 673,97 | – 8 178,75 | – 1 043 495,22 |
| Member State | Measure | FY | Reason | Type | Correction % | Currency | Amount | Deductions | Financial Impact |
| DE | Cross Compliance | 2013 | Deficient evaluation of animals with 2 ear tags missing (SMRs 7, 8) — CY 2012 | ONE OFF | | EUR | – 38 456,61 | 0,00 | – 38 456,61 |
| | Cross Compliance | 2014 | Deficient evaluation of animals with 2 ear tags missing (SMRs 7, 8) — CY 2013 | ONE OFF | | EUR | – 45 384,43 | 0,00 | – 45 384,43 |
| | Cross Compliance | 2015 | Deficient evaluation of animals with 2 ear tags missing (SMRs 7, 8) — CY 2014 | ONE OFF | | EUR | – 95 307,89 | 0,00 | – 95 307,89 |
| | Certification | 2011 | Restructuring of the sugar industry — ineligible amounts | ONE OFF | | EUR | – 17 137,39 | 0,00 | – 17 137,39 |
| | Certification | 2012 | Restructuring of the sugar industry — ineligible amounts | ONE OFF | | EUR | – 1 731 625,19 | 0,00 | – 1 731 625,19 |
| | Irregularities | 2010 | Weaknesses in the debt management procedures | FLAT RATE | 5,00 % | EUR | – 1 964 861,71 | 0,00 | – 1 964 861,71 |
| | | | | | Total DE: | EUR | – 3 892 773,22 | 0,00 | – 3 892 773,22 |
| Member State | Measure | FY | Reason | Type | Correction % | Currency | Amount | Deductions | Financial Impact |
| ES | Fruit and Vegetables — Operational Programmes | 2009 | conditions for recognition not fulfilled | ONE OFF | | EUR | – 33 191,89 | – 10 156,42 | – 23 035,47 |
| | Scrutiny of transactions | 2010 | late scrutinies in La Rioja and Andalucía | FLAT RATE | 0,50 % | EUR | – 146 150,05 | 0,00 | – 146 150,05 |
| | Scrutiny of transactions | 2011 | late scrutinies in La Rioja and Andalucía | FLAT RATE | 0,50 % | EUR | – 93 858,26 | 0,00 | – 93 858,26 |
| | Scrutiny of transactions | 2012 | late scrutinies in La Rioja and Andalucía | FLAT RATE | 0,50 % | EUR | – 35 460,70 | 0,00 | – 35 460,70 |
| | Scrutiny of transactions | 2010 | late scrutiny performance — La Rioja | FLAT RATE | 0,50 % | EUR | – 2 995,48 | 0,00 | – 2 995,48 |
| | Fruit and Vegetables — Operational Programmes | 2009 | Ineligible expenditure — environmental measures — Andalucía | ONE OFF | | EUR | – 1 531 131,62 | – 9 722,69 | – 1 521 408,93 |
| | Fruit and Vegetables — Operational Programmes | 2010 | Ineligible expenditure — environmental measures — Andalucía | ONE OFF | | EUR | – 2 159 599,27 | – 41 333,00 | – 2 118 266,27 |
| | Fruit and Vegetables — Operational Programmes | 2011 | Ineligible expenditure — environmental measures — Andalucía | ONE OFF | | EUR | – 1 456 751,54 | – 36 337,16 | – 1 420 414,38 |
| | Fruit and Vegetables — Operational Programmes | 2012 | Ineligible expenditure — environmental measures — Andalucía | ONE OFF | | EUR | – 1 499 753,12 | – 14 200,84 | – 1 485 552,28 |
| | Fruit and Vegetables — Operational Programmes | 2013 | Ineligible expenditure — environmental measures — Andalucía | ONE OFF | | EUR | – 896 215,57 | – 2 557,15 | – 893 658,42 |
| | Fruit and Vegetables — Operational Programmes | 2009 | Ineligible expenditure — environmental measures — Aragon | ONE OFF | | EUR | – 8 679,88 | – 55,12 | – 8 624,76 |
| | Fruit and Vegetables — Operational Programmes | 2010 | Ineligible expenditure — environmental measures — Aragon | ONE OFF | | EUR | – 10 681,51 | – 534,08 | – 10 147,43 |
| | Fruit and Vegetables — Operational Programmes | 2011 | Ineligible expenditure — environmental measures — Aragon | ONE OFF | | EUR | – 28 978,00 | – 175,03 | – 28 802,97 |
| | Fruit and Vegetables — Operational Programmes | 2012 | Ineligible expenditure — environmental measures — Aragon | ONE OFF | | EUR | – 84 663,69 | 0,00 | – 84 663,69 |
| | Fruit and Vegetables — Operational Programmes | 2013 | Ineligible expenditure — environmental measures — Aragon | ONE OFF | | EUR | – 84 019,25 | 0,00 | – 84 019,25 |
| | Fruit and Vegetables — Operational Programmes | 2009 | Ineligible expenditure — environmental measures — Baleares | ONE OFF | | EUR | – 11 860,02 | – 75,32 | – 11 784,70 |
| | Fruit and Vegetables — Operational Programmes | 2010 | Ineligible expenditure — environmental measures — Baleares | ONE OFF | | EUR | – 14 278,97 | – 86,25 | – 14 192,72 |
| | Fruit and Vegetables — Operational Programmes | 2011 | Ineligible expenditure — environmental measures — Baleares | ONE OFF | | EUR | – 233 449,16 | – 2 262,89 | – 231 186,27 |
| | Fruit and Vegetables — Operational Programmes | 2012 | Ineligible expenditure — environmental measures — Baleares | ONE OFF | | EUR | – 13 983,26 | – 79,24 | – 13 904,02 |
| | Fruit and Vegetables — Operational Programmes | 2013 | Ineligible expenditure — environmental measures — Baleares | ONE OFF | | EUR | – 8 720,47 | – 113,07 | – 8 607,40 |
| | Fruit and Vegetables — Operational Programmes | 2009 | Ineligible expenditure — environmental measures — Canarias | ONE OFF | | EUR | – 22 767,51 | – 798,11 | – 21 969,40 |
| | Fruit and Vegetables — Operational Programmes | 2010 | Ineligible expenditure — environmental measures — Canarias | ONE OFF | | EUR | – 54 144,30 | – 15 229,33 | – 38 914,97 |
| | Fruit and Vegetables — Operational Programmes | 2011 | Ineligible expenditure — environmental measures — Canarias | ONE OFF | | EUR | – 83 110,99 | – 4 155,55 | – 78 955,44 |
| | Fruit and Vegetables — Operational Programmes | 2012 | Ineligible expenditure — environmental measures — Canarias | ONE OFF | | EUR | – 127 228,11 | – 1 732,48 | – 125 495,63 |
| | Fruit and Vegetables — Operational Programmes | 2013 | Ineligible expenditure — environmental measures — Canarias | ONE OFF | | EUR | – 114 108,33 | – 1 463,88 | – 112 644,45 |
| | Fruit and Vegetables — Operational Programmes | 2009 | Ineligible expenditure — environmental measures — Castilla la Mancha | ONE OFF | | EUR | – 26 883,50 | – 1 712,30 | – 25 171,20 |
| | Fruit and Vegetables — Operational Programmes | 2010 | Ineligible expenditure — environmental measures — Castilla la Mancha | ONE OFF | | EUR | – 15 731,99 | – 95,02 | – 15 636,97 |
| | Fruit and Vegetables — Operational Programmes | 2011 | Ineligible expenditure — environmental measures — Castilla la Mancha | ONE OFF | | EUR | – 37 119,79 | – 224,21 | – 36 895,58 |
| | Fruit and Vegetables — Operational Programmes | 2012 | Ineligible expenditure — environmental measures — Castilla la Mancha | ONE OFF | | EUR | – 16 217,50 | 0,00 | – 16 217,50 |
| | Fruit and Vegetables — Operational Programmes | 2013 | Ineligible expenditure — environmental measures — Castilla la Mancha | ONE OFF | | EUR | – 29 443,87 | 0,00 | – 29 443,87 |
| | Fruit and Vegetables — Operational Programmes | 2009 | Ineligible expenditure — environmental measures — Castilla Leon | ONE OFF | | EUR | – 26 234,89 | – 166,59 | – 26 068,30 |
| | Fruit and Vegetables — Operational Programmes | 2010 | Ineligible expenditure — environmental measures — Castilla Leon | ONE OFF | | EUR | – 151 821,60 | – 917,00 | – 150 904,60 |
| | Fruit and Vegetables — Operational Programmes | 2011 | Ineligible expenditure — environmental measures — Castilla Leon | ONE OFF | | EUR | – 22 932,79 | – 138,58 | – 22 794,21 |
| | Fruit and Vegetables — Operational Programmes | 2012 | Ineligible expenditure — environmental measures — Castilla Leon | ONE OFF | | EUR | – 32 744,91 | 0,00 | – 32 744,91 |
| | Fruit and Vegetables — Operational Programmes | 2013 | Ineligible expenditure — environmental measures — Castilla Leon | ONE OFF | | EUR | – 68 357,82 | 0,00 | – 68 357,82 |
| | Fruit and Vegetables — Operational Programmes | 2009 | Ineligible expenditure — environmental measures — Cataluña | ONE OFF | | EUR | – 225 773,04 | 0,00 | – 225 773,04 |
| | Fruit and Vegetables — Operational Programmes | 2010 | Ineligible expenditure — environmental measures — Cataluña | ONE OFF | | EUR | – 170 694,03 | – 8 534,70 | – 162 159,33 |
| | Fruit and Vegetables — Operational Programmes | 2011 | Ineligible expenditure — environmental measures — Cataluña | ONE OFF | | EUR | – 181 248,30 | – 9 062,42 | – 172 185,88 |
| | Fruit and Vegetables — Operational Programmes | 2012 | Ineligible expenditure — environmental measures — Cataluña | ONE OFF | | EUR | – 192 820,93 | 0,00 | – 192 820,93 |
| | Fruit and Vegetables — Operational Programmes | 2013 | Ineligible expenditure — environmental measures — Cataluña | ONE OFF | | EUR | – 254 597,71 | 0,00 | – 254 597,71 |
| | Fruit and Vegetables — Operational Programmes | 2009 | Ineligible expenditure — environmental measures Comunidad Valenciana | ONE OFF | | EUR | – 146 386,75 | 0,00 | – 146 386,75 |
| | Fruit and Vegetables — Operational Programmes | 2010 | Ineligible expenditure — environmental measures Comunidad Valenciana | ONE OFF | | EUR | – 200 166,03 | – 31 147,05 | – 169 018,98 |
| | Fruit and Vegetables — Operational Programmes | 2011 | Ineligible expenditure — environmental measures Comunidad Valenciana | ONE OFF | | EUR | – 170 287,72 | 0,00 | – 170 287,72 |
| | Fruit and Vegetables — Operational Programmes | 2012 | Ineligible expenditure — environmental measures Comunidad Valenciana | ONE OFF | | EUR | – 168 918,35 | – 3 707,16 | – 165 211,19 |
| | Fruit and Vegetables — Operational Programmes | 2013 | Ineligible expenditure — environmental measures Comunidad Valenciana | ONE OFF | | EUR | – 153 236,13 | – 3 351,18 | – 149 884,95 |
| | Fruit and Vegetables — Operational Programmes | 2009 | Ineligible expenditure — environmental measures — Extremadura | ONE OFF | | EUR | – 7 573,50 | – 4 869,44 | – 2 704,06 |
| | Fruit and Vegetables — Operational Programmes | 2010 | Ineligible expenditure — environmental measures Extremadura | ONE OFF | | EUR | – 41 935,82 | – 253,29 | – 41 682,53 |
| | Fruit and Vegetables — Operational Programmes | 2011 | Ineligible expenditure — environmental measures Extremadura | ONE OFF | | EUR | – 6 398,76 | – 38,65 | – 6 360,11 |
| | Fruit and Vegetables — Operational Programmes | 2012 | Ineligible expenditure — environmental measures — Extremadura | ONE OFF | | EUR | – 8 379,93 | 0,00 | – 8 379,93 |
| | Fruit and Vegetables — Operational Programmes | 2013 | Ineligible expenditure — environmental measures — Extremadura | ONE OFF | | EUR | – 4 382,72 | 0,00 | – 4 382,72 |
| | Fruit and Vegetables — Operational Programmes | 2009 | Ineligible expenditure — environmental measures — La Rioja | ONE OFF | | EUR | – 127 765,77 | – 9 710,55 | – 118 055,22 |
| | Fruit and Vegetables — Operational Programmes | 2010 | Ineligible expenditure — environmental measures — La Rioja | ONE OFF | | EUR | – 185 478,26 | – 2 132,67 | – 183 345,59 |
| | Fruit and Vegetables — Operational Programmes | 2011 | Ineligible expenditure — environmental measures — La Rioja | ONE OFF | | EUR | – 282 683,90 | – 1 707,41 | – 280 976,49 |
| | Fruit and Vegetables — Operational Programmes | 2012 | Ineligible expenditure — environmental measures — La Rioja | ONE OFF | | EUR | – 284 838,08 | – 28,74 | – 284 809,34 |
| | Fruit and Vegetables — Operational Programmes | 2013 | Ineligible expenditure — environmental measures — La Rioja | ONE OFF | | EUR | – 139 011,79 | 0,00 | – 139 011,79 |
| | Fruit and Vegetables — Operational Programmes | 2009 | Ineligible expenditure — environmental measures — Murcia | ONE OFF | | EUR | – 259 156,57 | – 1 645,65 | – 257 510,92 |
| | Fruit and Vegetables — Operational Programmes | 2010 | Ineligible expenditure — environmental measures — Murcia | ONE OFF | | EUR | – 416 517,97 | – 113 614,89 | – 302 903,08 |
| | Fruit and Vegetables — Operational Programmes | 2011 | Ineligible expenditure — environmental measures — Murcia | ONE OFF | | EUR | – 521 156,18 | – 3 147,78 | – 518 008,40 |
| | Fruit and Vegetables — Operational Programmes | 2012 | Ineligible expenditure — environmental measures — Murcia | ONE OFF | | EUR | – 401 418,38 | 0,00 | – 401 418,38 |
| | Fruit and Vegetables — Operational Programmes | 2013 | Ineligible expenditure — environmental measures — Murcia | ONE OFF | | EUR | – 283 457,53 | 0,00 | – 283 457,53 |
| | Fruit and Vegetables — Operational Programmes | 2009 | Ineligible expenditure — environmental measures — Navarra | ONE OFF | | EUR | – 15 774,57 | – 100,17 | – 15 674,40 |
| | Fruit and Vegetables — Operational Programmes | 2010 | Ineligible expenditure — environmental measures — Navarra | ONE OFF | | EUR | – 44 467,97 | – 268,59 | – 44 199,38 |
| | Fruit and Vegetables — Operational Programmes | 2011 | Ineligible expenditure — environmental measures — Navarra | ONE OFF | | EUR | – 215 685,94 | – 1 302,74 | – 214 383,20 |
| | Fruit and Vegetables — Operational Programmes | 2012 | Ineligible expenditure — environmental measures — Navarra | ONE OFF | | EUR | – 241 224,50 | 0,00 | – 241 224,50 |
| | Fruit and Vegetables — Operational Programmes | 2013 | Ineligible expenditure — environmental measures — Navarra | ONE OFF | | EUR | – 72 761,39 | 0,00 | – 72 761,39 |
| | Fruit and Vegetables — Operational Programmes | 2009 | Ineligible expenditure — environmental measures — Pais Vasco | ONE OFF | | EUR | 0,00 | 0,00 | 0,00 |
| | Fruit and Vegetables — Operational Programmes | 2010 | Ineligible expenditure — environmental measures — Pais Vasco | ONE OFF | | EUR | – 46 466,16 | – 280,65 | – 46 185,51 |
| | Fruit and Vegetables — Operational Programmes | 2011 | Ineligible expenditure — environmental measures — Pais Vasco | ONE OFF | | EUR | – 37 334,18 | – 225,49 | – 37 108,69 |
| | Fruit and Vegetables — Operational Programmes | 2012 | Ineligible expenditure — environmental measures — Pais Vasco | ONE OFF | | EUR | – 18 369,50 | 0,00 | – 18 369,50 |
| | Fruit and Vegetables — Operational Programmes | 2013 | Ineligible expenditure — environmental measures — Pais Vasco | ONE OFF | | EUR | – 18 173,37 | 0,00 | – 18 173,37 |
| | Fruit and Vegetables — Operational Programmes | 2009 | programme approval and soundness of estimates | FLAT RATE | 5,00 % | EUR | – 2 471 338,23 | – 410 946,34 | – 2 060 391,89 |
| | Fruit and Vegetables — Operational Programmes | 2010 | programme approval and soundness of estimates | FLAT RATE | 5,00 % | EUR | – 2 458 742,85 | – 487 812,57 | – 1 970 930,28 |
| | Fruit and Vegetables — Operational Programmes | 2011 | programme approval and soundness of estimates | FLAT RATE | 5,00 % | EUR | – 2 824 856,16 | – 409 515,20 | – 2 415 340,96 |
| | Fruit and Vegetables — Operational Programmes | 2012 | programme approval and soundness of estimates | FLAT RATE | 5,00 % | EUR | – 64 228,60 | – 753,71 | – 63 474,89 |
| | Fruit and Vegetables — Operational Programmes | 2013 | programme approval and soundness of estimates | FLAT RATE | 5,00 % | EUR | – 4 355,01 | 0,00 | – 4 355,01 |
| | Fruit and Vegetables — Operational Programmes | 2009 | Recognition of Producer Organisations | ONE OFF | | EUR | – 183 847,65 | – 9 192,38 | – 174 655,27 |
| | Fruit and Vegetables — Operational Programmes | 2009 | Recognition of Producer Organisations and operational programmes | FLAT RATE | 10,00 % | EUR | – 3 922 888,80 | – 2 042 758,51 | – 1 880 130,29 |
| | Fruit and Vegetables — Operational Programmes | 2010 | Recognition of Producer Organisations and operational programmes | FLAT RATE | 10,00 % | EUR | – 4 917 485,69 | – 2 566 722,82 | – 2 350 762,87 |
| | Fruit and Vegetables — Operational Programmes | 2011 | Recognition of Producer Organisations and operational programmes | FLAT RATE | 10,00 % | EUR | – 440 969,18 | – 220 484,59 | – 220 484,59 |
| | Other Direct Aid — POSEI (2014+) | 2015 | The central Register (RIIA) contains errors that compromise the correctness of the exhaustive administrative cross-checks provided for in Regulation (EU) N°180/2014 | FLAT RATE | 2,00 % | EUR | – 82 894,34 | 0,00 | – 82 894,34 |
| | Other Direct Aid — POSEI | 2013 | The central Register (RIIA) contains errors that compromise the correctness of the exhaustive administrative cross-checks provided for in Regulation (EU) N°180/2014 and (EC) N°793/2006 | FLAT RATE | 5,00 % | EUR | – 280 114,91 | – 14 005,75 | – 266 109,16 |
| | Other Direct Aid — POSEI (2014+) | 2014 | The central Register (RIIA) contains errors that compromise the correctness of the exhaustive administrative cross-checks provided for in Regulation (EU) N°180/2014 and (EC) N°793/2006 | FLAT RATE | 5,00 % | EUR | – 234 195,06 | 0,00 | – 234 195,06 |
| | | | | | Total ES: | EUR | – 32 613 727,82 | – 6 501 642,40 | – 26 112 085,42 |
| Member State | Measure | FY | Reason | Type | Correction % | Currency | Amount | Deductions | Financial Impact |
| FR | Other Direct Aid — Article 68-72 of Reg.73/2009 | 2014 | Key control: administrative controls, including cross-checks, to establish the eligibility of the aid (productivity ratio) | ONE OFF | | EUR | – 1 297 619,43 | 0,00 | – 1 297 619,43 |
| | Other Direct Aid — Article 68-72 of Reg.73/2009 | 2015 | Key control: administrative controls, including cross-checks, to establish the eligibility of the aid (productivity ratio) | ONE OFF | | EUR | – 2 043 712,69 | 0,00 | – 2 043 712,69 |
| | Other Direct Aid — Article 68-72 of Reg.73/2009 | 2014 | Key control: checks on the correctness of the calculation of the aid including application of administrative penalties(difference > 50 %) | ONE OFF | | EUR | – 369 979,82 | 0,00 | – 369 979,82 |
| | Other Direct Aid — Article 68-72 of Reg.73/2009 | 2015 | Key control: checks on the correctness of the calculation of the aid including application of administrative penalties(difference > 50 %) | ONE OFF | | EUR | – 393 123,12 | 0,00 | – 393 123,12 |
| | | | | | Total FR: | EUR | – 4 104 435,06 | 0,00 | – 4 104 435,06 |
| Member State | Measure | FY | Reason | Type | Correction % | Currency | Amount | Deductions | Financial Impact |
| GB | Fruit and Vegetables — Operational Programmes | 2010 | Non-compliance with recognition criteria of producer organisations (100 % exclusion of 10 non-compliant producer organisations) | ONE OFF | | EUR | – 1 233 654,04 | 0,00 | – 1 233 654,04 |
| | Fruit and Vegetables — Operational Programmes | 2011 | Non-compliance with recognition criteria of producer organisations (100 % exclusion of 10 non-compliant producer organisations) | ONE OFF | | EUR | – 1 776 039,39 | 0,00 | – 1 776 039,39 |
| | Fruit and Vegetables — Operational Programmes | 2012 | Non-compliance with recognition criteria of producer organisations (100 % exclusion of 10 non-compliant producer organisations) | ONE OFF | | EUR | – 2 327,82 | 0,00 | – 2 327,82 |
| | Fruit and Vegetables — Operational Programmes | 2013 | Non-compliance with recognition criteria of producer organisations (100 % exclusion of 10 non-compliant producer organisations) | ONE OFF | | EUR | – 1 050 108,51 | 0,00 | – 1 050 108,51 |
| | Fruit and Vegetables — Operational Programmes | 2010 | Non-compliance with recognition criteria of producer organisations (Extrapolation) | ONE OFF | | EUR | – 2 905 862,05 | 0,00 | – 2 905 862,05 |
| | Fruit and Vegetables — Operational Programmes | 2011 | Non-compliance with recognition criteria of producer organisations (Extrapolation) | ONE OFF | | EUR | – 3 362 953,03 | 0,00 | – 3 362 953,03 |
| | Fruit and Vegetables — Operational Programmes | 2012 | Non-compliance with recognition criteria of producer organisations (Extrapolation) | ONE OFF | | EUR | – 7 253,20 | 0,00 | – 7 253,20 |
| | Fruit and Vegetables — Operational Programmes | 2013 | Non-compliance with recognition criteria of producer organisations (Extrapolation) | ONE OFF | | EUR | – 446 492,31 | 0,00 | – 446 492,31 |
| | Fruit and Vegetables — Operational Programmes | 2010 | Weaknesses in key controls in operational programmes of producer organisations | FLAT RATE | 10,00 % | EUR | – 789 356,47 | – 413 951,61 | – 375 404,86 |
| | Fruit and Vegetables — Operational Programmes | 2011 | Weaknesses in key controls in operational programmes of producer organisations | FLAT RATE | 10,00 % | EUR | – 877 758,79 | – 513 899,25 | – 363 859,54 |
| | Fruit and Vegetables — Operational Programmes | 2012 | Weaknesses in key controls in operational programmes of producer organisations | FLAT RATE | 10,00 % | EUR | – 1 432,06 | – 958,11 | – 473,95 |
| | Fruit and Vegetables — Operational Programmes | 2013 | Weaknesses in key controls in operational programmes of producer organisations | FLAT RATE | 10,00 % | EUR | – 178 835,64 | – 149 660,08 | – 29 175,56 |
| | Certification | 2006 | Weaknesses in the debt management procedures | ONE OFF | | EUR | – 406 257,93 | 0,00 | – 406 257,93 |
| | Irregularities | 2007 | Weaknesses in the debt management procedures | ONE OFF | | EUR | – 698,64 | 0,00 | – 698,64 |
| | Irregularities | 2008 | Weaknesses in the debt management procedures | ONE OFF | | EUR | – 9 595,20 | 0,00 | – 9 595,20 |
| | Irregularities | 2009 | Weaknesses in the debt management procedures | ONE OFF | | EUR | – 1 892,62 | 0,00 | – 1 892,62 |
| | Irregularities | 2010 | Weaknesses in the debt management procedures | ONE OFF | | EUR | – 195,28 | 0,00 | – 195,28 |
| | Irregularities | 2011 | Weaknesses in the debt management procedures | ONE OFF | | EUR | – 1 291,27 | 0,00 | – 1 291,27 |
| | Irregularities | 2012 | Weaknesses in the debt management procedures | ONE OFF | | EUR | – 1 880,44 | 0,00 | – 1 880,44 |
| | Irregularities | 2013 | Weaknesses in the debt management procedures | ONE OFF | | EUR | – 2 127,59 | 0,00 | – 2 127,59 |
| | Irregularities | 2014 | Weaknesses in the debt management procedures | ONE OFF | | EUR | – 462,29 | 0,00 | – 462,29 |
| | | | | | Total GB: | EUR | – 13 056 474,57 | – 1 078 469,05 | – 11 978 005,52 |
| Member State | Measure | FY | Reason | Type | Correction % | Currency | Amount | Deductions | Financial Impact |
| GR | Certification | 2013 | Errors detected by the Certification Body in the completeness test of the Annex III table | ONE OFF | | EUR | – 131 353,03 | 0,00 | – 131 353,03 |
| | Certification | 2014 | The known error detected by the Certification Body in the EAGF non-IACS population | ONE OFF | | EUR | – 11 875,16 | 0,00 | – 11 875,16 |
| | | | | | Total GR: | EUR | – 143 228,19 | 0,00 | – 143 228,19 |
| Member State | Measure | FY | Reason | Type | Correction % | Currency | Amount | Deductions | Financial Impact |
| HU | Fruit and Vegetables — Pre-recognised Producer Groups | 2013 | PGs weakness in Key control OP 2013 | FLAT RATE | 5,00 % | EUR | – 57 894,35 | 0,00 | – 57 894,35 |
| | Fruit and Vegetables — Pre-recognised Producer Groups | 2014 | PGs weakness in Key control OP 2013 | FLAT RATE | 5,00 % | EUR | – 504 307,84 | 0,00 | – 504 307,84 |
| | Fruit and Vegetables — Operational programmes incl withdrawals | 2014 | POs weakness key control OP 2012&2013. FY 2014 | FLAT RATE | 7,00 % | EUR | – 199 419,79 | 0,00 | – 199 419,79 |
| | Fruit and Vegetables — Operational Programmes | 2013 | POs weakness key control OP 2012&2013. FY 2013 | FLAT RATE | 7,00 % | EUR | – 66 339,25 | – 47 385,18 | – 18 954,07 |
| | | | | | Total HU: | EUR | – 827 961,23 | – 47 385,18 | – 780 576,05 |
| Member State | Measure | FY | Reason | Type | Correction % | Currency | Amount | Deductions | Financial Impact |
| IT | Cross Compliance | 2012 | Inadequate check of SMR1 and SMR5, leniency of the sanctioning system and application of tolerances, farmer with animals, CY 2011 | FLAT RATE | 5,00 % | EUR | – 655 096,22 | – 1 048,74 | – 654 047,48 |
| | Cross Compliance | 2013 | Inadequate check of SMR1 and SMR5, leniency of the sanctioning system and application of tolerances, farmer with animals, CY 2012 | FLAT RATE | 5,00 % | EUR | – 666 277,37 | 0,00 | – 666 277,37 |
| | Cross Compliance | 2014 | Inadequate check of SMR1, SMR3, SMR5 and MRFF, CY 2013 | FLAT RATE | 2,00 % | EUR | – 752 819,71 | 0,00 | – 752 819,71 |
| | Cross Compliance | 2012 | Inadequate check of SMR1, SMR3, SMR5 and MRFF, farmers without animals, CY 2011 | FLAT RATE | 5,00 % | EUR | – 483 713,21 | – 774,38 | – 482 938,83 |
| | Cross Compliance | 2013 | Inadequate check of SMR1, SMR3, SMR5 and MRFF, farmers without animals, CY 2012 | FLAT RATE | 5,00 % | EUR | – 523 645,95 | 0,00 | – 523 645,95 |
| | Certification | 2012 | non-respect of payment deadlines | ONE OFF | | EUR | – 210 365,00 | 0,00 | – 210 365,00 |
| | Food Aid within the Community | 2010 | Non respect of public procurement deadlines | ONE OFF | | EUR | – 1 197 563,28 | 0,00 | – 1 197 563,28 |
| | Food Aid within the Community | 2011 | Non respect of public procurement deadlines | ONE OFF | | EUR | – 4 573 837,72 | 0,00 | – 4 573 837,72 |
| | Fruit and Vegetables — Operational Programmes | 2011 | Weaknesses in PO recognition checks: OP2011 — FY2011-2013 | FLAT RATE | 5,00 % | EUR | – 1 122 952,77 | 0,00 | – 1 122 952,77 |
| | Fruit and Vegetables — Operational Programmes | 2012 | Weaknesses in PO recognition checks: OP2011 — FY2011-2013 | FLAT RATE | 5,00 % | EUR | – 3 580 398,29 | 0,00 | – 3 580 398,29 |
| | Fruit and Vegetables — Operational Programmes | 2013 | Weaknesses in PO recognition checks: OP2011 — FY2011-2013 | FLAT RATE | 5,00 % | EUR | – 3 853,07 | 0,00 | – 3 853,07 |
| | Fruit and Vegetables — Operational programmes incl withdrawals | 2014 | Weaknesses in PO recognition checks: OP2011 — FY2014 | FLAT RATE | 5,00 % | EUR | 6 043,13 | 0,00 | 6 043,13 |
| | Fruit and Vegetables — Operational Programmes | 2012 | Weaknesses in PO recognition checks: OP2012 — FY2012-2013 | FLAT RATE | 2,00 % | EUR | – 464 814,60 | 0,00 | – 464 814,60 |
| | Fruit and Vegetables — Operational Programmes | 2013 | Weaknesses in PO recognition checks: OP2012 — FY2012-2013 | FLAT RATE | 2,00 % | EUR | – 1 407 604,32 | 0,00 | – 1 407 604,32 |
| | Fruit and Vegetables — Operational programmes incl withdrawals | 2014 | Weaknesses in PO recognition checks: OP2012 — FY2014 | FLAT RATE | 2,00 % | EUR | 1 101,64 | 0,00 | 1 101,64 |
| | | | | | Total IT: | EUR | – 15 635 796,74 | – 1 823,12 | – 15 633 973,62 |
| Member State | Measure | FY | Reason | Type | Correction % | Currency | Amount | Deductions | Financial Impact |
| LV | Cross Compliance | 2014 | Insufficient number of on-the-spot checks for SMRs 7 & 8, deficient checks of animal movement notifications — Pillar I — CY 2013 | ONE OFF | | EUR | – 189 485,56 | 0,00 | – 189 485,56 |
| | Cross Compliance | 2015 | Insufficient number of on-the-spot checks for SMRs 7 & 8, deficient checks of animal movement notifications — Pillar I — CY 2014 | ONE OFF | | EUR | – 210 598,79 | 0,00 | – 210 598,79 |
| | | | | | Total LV: | EUR | – 400 084,35 | 0,00 | – 400 084,35 |
| Member State | Measure | FY | Reason | Type | Correction % | Currency | Amount | Deductions | Financial Impact |
| PL | Certification | 2014 | EAGF Non-IACS error detected in compliance testing of the OTSC | ONE OFF | | EUR | – 7 165,39 | 0,00 | – 7 165,39 |
| | Fruit and Vegetables — Exceptional support measures | 2011 | Incorrect (area/production) yields | ONE OFF | | EUR | – 26 377 055,48 | – 669 020,35 | – 25 708 035,13 |
| | Food Aid within the Community | 2010 | non-compliance with public procurement rules — plan year 2010 | ONE OFF | | EUR | – 1 873 784,07 | 0,00 | – 1 873 784,07 |
| | Food Aid within the Community | 2011 | non-compliance with public procurement rules — plan year 2010 | ONE OFF | | EUR | – 27 609,40 | 0,00 | – 27 609,40 |
| | Food Aid within the Community | 2011 | non-compliance with public procurement rules — plan year 2011 | ONE OFF | | EUR | – 1 442 500,04 | 0,00 | – 1 442 500,04 |
| | Food Aid within the Community | 2012 | non-compliance with public procurement rules — plan year 2011 | ONE OFF | | EUR | – 18 723,79 | 0,00 | – 18 723,79 |
| | Food Aid within the Community | 2012 | non-compliance with public procurement rules — plan year 2012 | ONE OFF | | EUR | – 329 465,32 | 0,00 | – 329 465,32 |
| | Fruit and Vegetables — Exceptional support measures | 2011 | Weaknesses regarding notifications and ex-ante controls | FLAT RATE | 5,00 % | EUR | – 937 813,75 | – 547 965,83 | – 389 847,92 |
| | | | | | Total PL: | EUR | – 31 014 117,24 | – 1 216 986,18 | – 29 797 131,06 |

Member State

Measure

FY

Reason

Type

Correction %

Currency

Amount

Deductions

Financial Impact

AT

Certification

2014

Financial Clearance FY2014

ONE OFF

EUR

– 827 514,15

0,00

– 827 514,15

Total AT:

EUR

– 827 514,15

0,00

– 827 514,15

Member State

Measure

FY

Reason

Type

Correction %

Currency

Amount

Deductions

Financial Impact

BG

Certification

2013

Claw-back of EAGF administrative errors

ONE OFF

EUR

– 808 946,28

0,00

– 808 946,28

Certification

2014

EAGF IACS known error

ONE OFF

EUR

– 23 513,30

0,00

– 23 513,30

Certification

2013

EAGF IACS overstatements

ONE OFF

EUR

– 12 839,99

0,00

– 12 839,99

Total BG:

EUR

– 845 299,57

0,00

– 845 299,57

Member State

Measure

FY

Reason

Type

Correction %

Currency

Amount

Deductions

Financial Impact

CY

Cross Compliance

2014

Deficiencies in all 4 key controls and 2 ancillary controls (control stats, supervision) — Direct Aid — CY 2013

FLAT RATE

10,00 %

EUR

– 516 617,16

0,00

– 516 617,16

Cross Compliance

2015

Deficiencies in all 4 key controls and 2 ancillary controls (control stats, supervision) — Direct Aid — CY 2014

FLAT RATE

10,00 %

EUR

– 503 559,05

– 8 178,75

– 495 380,30

Cross Compliance

2013

Deficiencies in all 4 key controls and 2 ancillary controls (control stats, supervision) — Wine — CY 2014

FLAT RATE

10,00 %

EUR

– 29 474,10

0,00

– 29 474,10

Cross Compliance

2014

Deficiencies in all 4 key controls and 2 ancillary controls (control stats, supervision) — Wine — CY 2014

FLAT RATE

10,00 %

EUR

– 2 023,66

0,00

– 2 023,66

Total CY:

EUR

– 1 051 673,97

– 8 178,75

– 1 043 495,22

Member State

Measure

FY

Reason

Type

Correction %

Currency

Amount

Deductions

Financial Impact

DE

Cross Compliance

2013

Deficient evaluation of animals with 2 ear tags missing (SMRs 7, 8) — CY 2012

ONE OFF

EUR

– 38 456,61

0,00

– 38 456,61

Cross Compliance

2014

Deficient evaluation of animals with 2 ear tags missing (SMRs 7, 8) — CY 2013

ONE OFF

EUR

– 45 384,43

0,00

– 45 384,43

Cross Compliance

2015

Deficient evaluation of animals with 2 ear tags missing (SMRs 7, 8) — CY 2014

ONE OFF

EUR

– 95 307,89

0,00

– 95 307,89

Certification

2011

Restructuring of the sugar industry — ineligible amounts

ONE OFF

EUR

– 17 137,39

0,00

– 17 137,39

Certification

2012

Restructuring of the sugar industry — ineligible amounts

ONE OFF

EUR

– 1 731 625,19

0,00

– 1 731 625,19

Irregularities

2010

Weaknesses in the debt management procedures

FLAT RATE

5,00 %

EUR

– 1 964 861,71

0,00

– 1 964 861,71

Total DE:

EUR

– 3 892 773,22

0,00

– 3 892 773,22

Member State

Measure

FY

Reason

Type

Correction %

Currency

Amount

Deductions

Financial Impact

ES

Fruit and Vegetables — Operational Programmes

2009

conditions for recognition not fulfilled

ONE OFF

EUR

– 33 191,89

– 10 156,42

– 23 035,47

Scrutiny of transactions

2010

late scrutinies in La Rioja and Andalucía

FLAT RATE

0,50 %

EUR

– 146 150,05

0,00

– 146 150,05

Scrutiny of transactions

2011

late scrutinies in La Rioja and Andalucía

FLAT RATE

0,50 %

EUR

– 93 858,26

0,00

– 93 858,26

Scrutiny of transactions

2012

late scrutinies in La Rioja and Andalucía

FLAT RATE

0,50 %

EUR

– 35 460,70

0,00

– 35 460,70

Scrutiny of transactions

2010

late scrutiny performance — La Rioja

FLAT RATE

0,50 %

EUR

– 2 995,48

0,00

– 2 995,48

Fruit and Vegetables — Operational Programmes

2009

Ineligible expenditure — environmental measures — Andalucía

ONE OFF

EUR

– 1 531 131,62

– 9 722,69

– 1 521 408,93

Fruit and Vegetables — Operational Programmes

2010

Ineligible expenditure — environmental measures — Andalucía

ONE OFF

EUR

– 2 159 599,27

– 41 333,00

– 2 118 266,27

Fruit and Vegetables — Operational Programmes

2011

Ineligible expenditure — environmental measures — Andalucía

ONE OFF

EUR

– 1 456 751,54

– 36 337,16

– 1 420 414,38

Fruit and Vegetables — Operational Programmes

2012

Ineligible expenditure — environmental measures — Andalucía

ONE OFF

EUR

– 1 499 753,12

– 14 200,84

– 1 485 552,28

Fruit and Vegetables — Operational Programmes

2013

Ineligible expenditure — environmental measures — Andalucía

ONE OFF

EUR

– 896 215,57

– 2 557,15

– 893 658,42

Fruit and Vegetables — Operational Programmes

2009

Ineligible expenditure — environmental measures — Aragon

ONE OFF

EUR

– 8 679,88

– 55,12

– 8 624,76

Fruit and Vegetables — Operational Programmes

2010

Ineligible expenditure — environmental measures — Aragon

ONE OFF

EUR

– 10 681,51

– 534,08

– 10 147,43

Fruit and Vegetables — Operational Programmes

2011

Ineligible expenditure — environmental measures — Aragon

ONE OFF

EUR

– 28 978,00

– 175,03

– 28 802,97

Fruit and Vegetables — Operational Programmes

2012

Ineligible expenditure — environmental measures — Aragon

ONE OFF

EUR

– 84 663,69

0,00

– 84 663,69

Fruit and Vegetables — Operational Programmes

2013

Ineligible expenditure — environmental measures — Aragon

ONE OFF

EUR

– 84 019,25

0,00

– 84 019,25

Fruit and Vegetables — Operational Programmes

2009

Ineligible expenditure — environmental measures — Baleares

ONE OFF

EUR

– 11 860,02

– 75,32

– 11 784,70

Fruit and Vegetables — Operational Programmes

2010

Ineligible expenditure — environmental measures — Baleares

ONE OFF

EUR

– 14 278,97

– 86,25

– 14 192,72

Fruit and Vegetables — Operational Programmes

2011

Ineligible expenditure — environmental measures — Baleares

ONE OFF

EUR

– 233 449,16

– 2 262,89

– 231 186,27

Fruit and Vegetables — Operational Programmes

2012

Ineligible expenditure — environmental measures — Baleares

ONE OFF

EUR

– 13 983,26

– 79,24

– 13 904,02

Fruit and Vegetables — Operational Programmes

2013

Ineligible expenditure — environmental measures — Baleares

ONE OFF

EUR

– 8 720,47

– 113,07

– 8 607,40

Fruit and Vegetables — Operational Programmes

2009

Ineligible expenditure — environmental measures — Canarias

ONE OFF

EUR

– 22 767,51

– 798,11

– 21 969,40

Fruit and Vegetables — Operational Programmes

2010

Ineligible expenditure — environmental measures — Canarias

ONE OFF

EUR

– 54 144,30

– 15 229,33

– 38 914,97

Fruit and Vegetables — Operational Programmes

2011

Ineligible expenditure — environmental measures — Canarias

ONE OFF

EUR

– 83 110,99

– 4 155,55

– 78 955,44

Fruit and Vegetables — Operational Programmes

2012

Ineligible expenditure — environmental measures — Canarias

ONE OFF

EUR

– 127 228,11

– 1 732,48

– 125 495,63

Fruit and Vegetables — Operational Programmes

2013

Ineligible expenditure — environmental measures — Canarias

ONE OFF

EUR

– 114 108,33

– 1 463,88

– 112 644,45

Fruit and Vegetables — Operational Programmes

2009

Ineligible expenditure — environmental measures — Castilla la Mancha

ONE OFF

EUR

– 26 883,50

– 1 712,30

– 25 171,20

Fruit and Vegetables — Operational Programmes

2010

Ineligible expenditure — environmental measures — Castilla la Mancha

ONE OFF

EUR

– 15 731,99

– 95,02

– 15 636,97

Fruit and Vegetables — Operational Programmes

2011

Ineligible expenditure — environmental measures — Castilla la Mancha

ONE OFF

EUR

– 37 119,79

– 224,21

– 36 895,58

Fruit and Vegetables — Operational Programmes

2012

Ineligible expenditure — environmental measures — Castilla la Mancha

ONE OFF

EUR

– 16 217,50

0,00

– 16 217,50

Fruit and Vegetables — Operational Programmes

2013

Ineligible expenditure — environmental measures — Castilla la Mancha

ONE OFF

EUR

– 29 443,87

0,00

– 29 443,87

Fruit and Vegetables — Operational Programmes

2009

Ineligible expenditure — environmental measures — Castilla Leon

ONE OFF

EUR

– 26 234,89

– 166,59

– 26 068,30

Fruit and Vegetables — Operational Programmes

2010

Ineligible expenditure — environmental measures — Castilla Leon

ONE OFF

EUR

– 151 821,60

– 917,00

– 150 904,60

Fruit and Vegetables — Operational Programmes

2011

Ineligible expenditure — environmental measures — Castilla Leon

ONE OFF

EUR

– 22 932,79

– 138,58

– 22 794,21

Fruit and Vegetables — Operational Programmes

2012

Ineligible expenditure — environmental measures — Castilla Leon

ONE OFF

EUR

– 32 744,91

0,00

– 32 744,91

Fruit and Vegetables — Operational Programmes

2013

Ineligible expenditure — environmental measures — Castilla Leon

ONE OFF

EUR

– 68 357,82

0,00

– 68 357,82

Fruit and Vegetables — Operational Programmes

2009

Ineligible expenditure — environmental measures — Cataluña

ONE OFF

EUR

– 225 773,04

0,00

– 225 773,04

Fruit and Vegetables — Operational Programmes

2010

Ineligible expenditure — environmental measures — Cataluña

ONE OFF

EUR

– 170 694,03

– 8 534,70

– 162 159,33

Fruit and Vegetables — Operational Programmes

2011

Ineligible expenditure — environmental measures — Cataluña

ONE OFF

EUR

– 181 248,30

– 9 062,42

– 172 185,88

Fruit and Vegetables — Operational Programmes

2012

Ineligible expenditure — environmental measures — Cataluña

ONE OFF

EUR

– 192 820,93

0,00

– 192 820,93

Fruit and Vegetables — Operational Programmes

2013

Ineligible expenditure — environmental measures — Cataluña

ONE OFF

EUR

– 254 597,71

0,00

– 254 597,71

Fruit and Vegetables — Operational Programmes

2009

Ineligible expenditure — environmental measures Comunidad Valenciana

ONE OFF

EUR

– 146 386,75

0,00

– 146 386,75

Fruit and Vegetables — Operational Programmes

2010

Ineligible expenditure — environmental measures Comunidad Valenciana

ONE OFF

EUR

– 200 166,03

– 31 147,05

– 169 018,98

Fruit and Vegetables — Operational Programmes

2011

Ineligible expenditure — environmental measures Comunidad Valenciana

ONE OFF

EUR

– 170 287,72

0,00

– 170 287,72

Fruit and Vegetables — Operational Programmes

2012

Ineligible expenditure — environmental measures Comunidad Valenciana

ONE OFF

EUR

– 168 918,35

– 3 707,16

– 165 211,19

Fruit and Vegetables — Operational Programmes

2013

Ineligible expenditure — environmental measures Comunidad Valenciana

ONE OFF

EUR

– 153 236,13

– 3 351,18

– 149 884,95

Fruit and Vegetables — Operational Programmes

2009

Ineligible expenditure — environmental measures — Extremadura

ONE OFF

EUR

– 7 573,50

– 4 869,44

– 2 704,06

Fruit and Vegetables — Operational Programmes

2010

Ineligible expenditure — environmental measures Extremadura

ONE OFF

EUR

– 41 935,82

– 253,29

– 41 682,53

Fruit and Vegetables — Operational Programmes

2011

Ineligible expenditure — environmental measures Extremadura

ONE OFF

EUR

– 6 398,76

– 38,65

– 6 360,11

Fruit and Vegetables — Operational Programmes

2012

Ineligible expenditure — environmental measures — Extremadura

ONE OFF

EUR

– 8 379,93

0,00

– 8 379,93

Fruit and Vegetables — Operational Programmes

2013

Ineligible expenditure — environmental measures — Extremadura

ONE OFF

EUR

– 4 382,72

0,00

– 4 382,72

Fruit and Vegetables — Operational Programmes

2009

Ineligible expenditure — environmental measures — La Rioja

ONE OFF

EUR

– 127 765,77

– 9 710,55

– 118 055,22

Fruit and Vegetables — Operational Programmes

2010

Ineligible expenditure — environmental measures — La Rioja

ONE OFF

EUR

– 185 478,26

– 2 132,67

– 183 345,59

Fruit and Vegetables — Operational Programmes

2011

Ineligible expenditure — environmental measures — La Rioja

ONE OFF

EUR

– 282 683,90

– 1 707,41

– 280 976,49

Fruit and Vegetables — Operational Programmes

2012

Ineligible expenditure — environmental measures — La Rioja

ONE OFF

EUR

– 284 838,08

– 28,74

– 284 809,34

Fruit and Vegetables — Operational Programmes

2013

Ineligible expenditure — environmental measures — La Rioja

ONE OFF

EUR

– 139 011,79

0,00

– 139 011,79

Fruit and Vegetables — Operational Programmes

2009

Ineligible expenditure — environmental measures — Murcia

ONE OFF

EUR

– 259 156,57

– 1 645,65

– 257 510,92

Fruit and Vegetables — Operational Programmes

2010

Ineligible expenditure — environmental measures — Murcia

ONE OFF

EUR

– 416 517,97

– 113 614,89

– 302 903,08

Fruit and Vegetables — Operational Programmes

2011

Ineligible expenditure — environmental measures — Murcia

ONE OFF

EUR

– 521 156,18

– 3 147,78

– 518 008,40

Fruit and Vegetables — Operational Programmes

2012

Ineligible expenditure — environmental measures — Murcia

ONE OFF

EUR

– 401 418,38

0,00

– 401 418,38

Fruit and Vegetables — Operational Programmes

2013

Ineligible expenditure — environmental measures — Murcia

ONE OFF

EUR

– 283 457,53

0,00

– 283 457,53

Fruit and Vegetables — Operational Programmes

2009

Ineligible expenditure — environmental measures — Navarra

ONE OFF

EUR

– 15 774,57

– 100,17

– 15 674,40

Fruit and Vegetables — Operational Programmes

2010

Ineligible expenditure — environmental measures — Navarra

ONE OFF

EUR

– 44 467,97

– 268,59

– 44 199,38

Fruit and Vegetables — Operational Programmes

2011

Ineligible expenditure — environmental measures — Navarra

ONE OFF

EUR

– 215 685,94

– 1 302,74

– 214 383,20

Fruit and Vegetables — Operational Programmes

2012

Ineligible expenditure — environmental measures — Navarra

ONE OFF

EUR

– 241 224,50

0,00

– 241 224,50

Fruit and Vegetables — Operational Programmes

2013

Ineligible expenditure — environmental measures — Navarra

ONE OFF

EUR

– 72 761,39

0,00

– 72 761,39

Fruit and Vegetables — Operational Programmes

2009

Ineligible expenditure — environmental measures — Pais Vasco

ONE OFF

EUR

0,00

0,00

0,00

Fruit and Vegetables — Operational Programmes

2010

Ineligible expenditure — environmental measures — Pais Vasco

ONE OFF

EUR

– 46 466,16

– 280,65

– 46 185,51

Fruit and Vegetables — Operational Programmes

2011

Ineligible expenditure — environmental measures — Pais Vasco

ONE OFF

EUR

– 37 334,18

– 225,49

– 37 108,69

Fruit and Vegetables — Operational Programmes

2012

Ineligible expenditure — environmental measures — Pais Vasco

ONE OFF

EUR

– 18 369,50

0,00

– 18 369,50

Fruit and Vegetables — Operational Programmes

2013

Ineligible expenditure — environmental measures — Pais Vasco

ONE OFF

EUR

– 18 173,37

0,00

– 18 173,37

Fruit and Vegetables — Operational Programmes

2009

programme approval and soundness of estimates

FLAT RATE

5,00 %

EUR

– 2 471 338,23

– 410 946,34

– 2 060 391,89

Fruit and Vegetables — Operational Programmes

2010

programme approval and soundness of estimates

FLAT RATE

5,00 %

EUR

– 2 458 742,85

– 487 812,57

– 1 970 930,28

Fruit and Vegetables — Operational Programmes

2011

programme approval and soundness of estimates

FLAT RATE

5,00 %

EUR

– 2 824 856,16

– 409 515,20

– 2 415 340,96

Fruit and Vegetables — Operational Programmes

2012

programme approval and soundness of estimates

FLAT RATE

5,00 %

EUR

– 64 228,60

– 753,71

– 63 474,89

Fruit and Vegetables — Operational Programmes

2013

programme approval and soundness of estimates

FLAT RATE

5,00 %

EUR

– 4 355,01

0,00

– 4 355,01

Fruit and Vegetables — Operational Programmes

2009

Recognition of Producer Organisations

ONE OFF

EUR

– 183 847,65

– 9 192,38

– 174 655,27

Fruit and Vegetables — Operational Programmes

2009

Recognition of Producer Organisations and operational programmes

FLAT RATE

10,00 %

EUR

– 3 922 888,80

– 2 042 758,51

– 1 880 130,29

Fruit and Vegetables — Operational Programmes

2010

Recognition of Producer Organisations and operational programmes

FLAT RATE

10,00 %

EUR

– 4 917 485,69

– 2 566 722,82

– 2 350 762,87

Fruit and Vegetables — Operational Programmes

2011

Recognition of Producer Organisations and operational programmes

FLAT RATE

10,00 %

EUR

– 440 969,18

– 220 484,59

– 220 484,59

Other Direct Aid — POSEI (2014+)

2015

The central Register (RIIA) contains errors that compromise the correctness of the exhaustive administrative cross-checks provided for in Regulation (EU) N°180/2014

FLAT RATE

2,00 %

EUR

– 82 894,34

0,00

– 82 894,34

Other Direct Aid — POSEI

2013

The central Register (RIIA) contains errors that compromise the correctness of the exhaustive administrative cross-checks provided for in Regulation (EU) N°180/2014 and (EC) N°793/2006

FLAT RATE

5,00 %

EUR

– 280 114,91

– 14 005,75

– 266 109,16

Other Direct Aid — POSEI (2014+)

2014

The central Register (RIIA) contains errors that compromise the correctness of the exhaustive administrative cross-checks provided for in Regulation (EU) N°180/2014 and (EC) N°793/2006

FLAT RATE

5,00 %

EUR

– 234 195,06

0,00

– 234 195,06

Total ES:

EUR

– 32 613 727,82

– 6 501 642,40

– 26 112 085,42

Member State

Measure

FY

Reason

Type

Correction %

Currency

Amount

Deductions

Financial Impact

FR

Other Direct Aid — Article 68-72 of Reg.73/2009

2014

Key control: administrative controls, including cross-checks, to establish the eligibility of the aid (productivity ratio)

ONE OFF

EUR

– 1 297 619,43

0,00

– 1 297 619,43

Other Direct Aid — Article 68-72 of Reg.73/2009

2015

Key control: administrative controls, including cross-checks, to establish the eligibility of the aid (productivity ratio)

ONE OFF

EUR

– 2 043 712,69

0,00

– 2 043 712,69

Other Direct Aid — Article 68-72 of Reg.73/2009

2014

Key control: checks on the correctness of the calculation of the aid including application of administrative penalties(difference > 50 %)

ONE OFF

EUR

– 369 979,82

0,00

– 369 979,82

Other Direct Aid — Article 68-72 of Reg.73/2009

2015

Key control: checks on the correctness of the calculation of the aid including application of administrative penalties(difference > 50 %)

ONE OFF

EUR

– 393 123,12

0,00

– 393 123,12

Total FR:

EUR

– 4 104 435,06

0,00

– 4 104 435,06

Member State

Measure

FY

Reason

Type

Correction %

Currency

Amount

Deductions

Financial Impact

GB

Fruit and Vegetables — Operational Programmes

2010

Non-compliance with recognition criteria of producer organisations (100 % exclusion of 10 non-compliant producer organisations)

ONE OFF

EUR

– 1 233 654,04

0,00

– 1 233 654,04

Fruit and Vegetables — Operational Programmes

2011

Non-compliance with recognition criteria of producer organisations (100 % exclusion of 10 non-compliant producer organisations)

ONE OFF

EUR

– 1 776 039,39

0,00

– 1 776 039,39

Fruit and Vegetables — Operational Programmes

2012

Non-compliance with recognition criteria of producer organisations (100 % exclusion of 10 non-compliant producer organisations)

ONE OFF

EUR

– 2 327,82

0,00

– 2 327,82

Fruit and Vegetables — Operational Programmes

2013

Non-compliance with recognition criteria of producer organisations (100 % exclusion of 10 non-compliant producer organisations)

ONE OFF

EUR

– 1 050 108,51

0,00

– 1 050 108,51

Fruit and Vegetables — Operational Programmes

2010

Non-compliance with recognition criteria of producer organisations (Extrapolation)

ONE OFF

EUR

– 2 905 862,05

0,00

– 2 905 862,05

Fruit and Vegetables — Operational Programmes

2011

Non-compliance with recognition criteria of producer organisations (Extrapolation)

ONE OFF

EUR

– 3 362 953,03

0,00

– 3 362 953,03

Fruit and Vegetables — Operational Programmes

2012

Non-compliance with recognition criteria of producer organisations (Extrapolation)

ONE OFF

EUR

– 7 253,20

0,00

– 7 253,20

Fruit and Vegetables — Operational Programmes

2013

Non-compliance with recognition criteria of producer organisations (Extrapolation)

ONE OFF

EUR

– 446 492,31

0,00

– 446 492,31

Fruit and Vegetables — Operational Programmes

2010

Weaknesses in key controls in operational programmes of producer organisations

FLAT RATE

10,00 %

EUR

– 789 356,47

– 413 951,61

– 375 404,86

Fruit and Vegetables — Operational Programmes

2011

Weaknesses in key controls in operational programmes of producer organisations

FLAT RATE

10,00 %

EUR

– 877 758,79

– 513 899,25

– 363 859,54

Fruit and Vegetables — Operational Programmes

2012

Weaknesses in key controls in operational programmes of producer organisations

FLAT RATE

10,00 %

EUR

– 1 432,06

– 958,11

– 473,95

Fruit and Vegetables — Operational Programmes

2013

Weaknesses in key controls in operational programmes of producer organisations

FLAT RATE

10,00 %

EUR

– 178 835,64

– 149 660,08

– 29 175,56

Certification

2006

Weaknesses in the debt management procedures

ONE OFF

EUR

– 406 257,93

0,00

– 406 257,93

Irregularities

2007

Weaknesses in the debt management procedures

ONE OFF

EUR

– 698,64

0,00

– 698,64

Irregularities

2008

Weaknesses in the debt management procedures

ONE OFF

EUR

– 9 595,20

0,00

– 9 595,20

Irregularities

2009

Weaknesses in the debt management procedures

ONE OFF

EUR

– 1 892,62

0,00

– 1 892,62

Irregularities

2010

Weaknesses in the debt management procedures

ONE OFF

EUR

– 195,28

0,00

– 195,28

Irregularities

2011

Weaknesses in the debt management procedures

ONE OFF

EUR

– 1 291,27

0,00

– 1 291,27

Irregularities

2012

Weaknesses in the debt management procedures

ONE OFF

EUR

– 1 880,44

0,00

– 1 880,44

Irregularities

2013

Weaknesses in the debt management procedures

ONE OFF

EUR

– 2 127,59

0,00

– 2 127,59

Irregularities

2014

Weaknesses in the debt management procedures

ONE OFF

EUR

– 462,29

0,00

– 462,29

Total GB:

EUR

– 13 056 474,57

– 1 078 469,05

– 11 978 005,52

Member State

Measure

FY

Reason

Type

Correction %

Currency

Amount

Deductions

Financial Impact

GR

Certification

2013

Errors detected by the Certification Body in the completeness test of the Annex III table

ONE OFF

EUR

– 131 353,03

0,00

– 131 353,03

Certification

2014

The known error detected by the Certification Body in the EAGF non-IACS population

ONE OFF

EUR

– 11 875,16

0,00

– 11 875,16

Total GR:

EUR

– 143 228,19

0,00

– 143 228,19

Member State

Measure

FY

Reason

Type

Correction %

Currency

Amount

Deductions

Financial Impact

HU

Fruit and Vegetables — Pre-recognised Producer Groups

2013

PGs weakness in Key control OP 2013

FLAT RATE

5,00 %

EUR

– 57 894,35

0,00

– 57 894,35

Fruit and Vegetables — Pre-recognised Producer Groups

2014

PGs weakness in Key control OP 2013

FLAT RATE

5,00 %

EUR

– 504 307,84

0,00

– 504 307,84

Fruit and Vegetables — Operational programmes incl withdrawals

2014

POs weakness key control OP 2012&2013. FY 2014

FLAT RATE

7,00 %

EUR

– 199 419,79

0,00

– 199 419,79

Fruit and Vegetables — Operational Programmes

2013

POs weakness key control OP 2012&2013. FY 2013

FLAT RATE

7,00 %

EUR

– 66 339,25

– 47 385,18

– 18 954,07

Total HU:

EUR

– 827 961,23

– 47 385,18

– 780 576,05

Member State

Measure

FY

Reason

Type

Correction %

Currency

Amount

Deductions

Financial Impact

IT

Cross Compliance

2012

Inadequate check of SMR1 and SMR5, leniency of the sanctioning system and application of tolerances, farmer with animals, CY 2011

FLAT RATE

5,00 %

EUR

– 655 096,22

– 1 048,74

– 654 047,48

Cross Compliance

2013

Inadequate check of SMR1 and SMR5, leniency of the sanctioning system and application of tolerances, farmer with animals, CY 2012

FLAT RATE

5,00 %

EUR

– 666 277,37

0,00

– 666 277,37

Cross Compliance

2014

Inadequate check of SMR1, SMR3, SMR5 and MRFF, CY 2013

FLAT RATE

2,00 %

EUR

– 752 819,71

0,00

– 752 819,71

Cross Compliance

2012

Inadequate check of SMR1, SMR3, SMR5 and MRFF, farmers without animals, CY 2011

FLAT RATE

5,00 %

EUR

– 483 713,21

– 774,38

– 482 938,83

Cross Compliance

2013

Inadequate check of SMR1, SMR3, SMR5 and MRFF, farmers without animals, CY 2012

FLAT RATE

5,00 %

EUR

– 523 645,95

0,00

– 523 645,95

Certification

2012

non-respect of payment deadlines

ONE OFF

EUR

– 210 365,00

0,00

– 210 365,00

Food Aid within the Community

2010

Non respect of public procurement deadlines

ONE OFF

EUR

– 1 197 563,28

0,00

– 1 197 563,28

Food Aid within the Community

2011

Non respect of public procurement deadlines

ONE OFF

EUR

– 4 573 837,72

0,00

– 4 573 837,72

Fruit and Vegetables — Operational Programmes

2011

Weaknesses in PO recognition checks: OP2011 — FY2011-2013

FLAT RATE

5,00 %

EUR

– 1 122 952,77

0,00

– 1 122 952,77

Fruit and Vegetables — Operational Programmes

2012

Weaknesses in PO recognition checks: OP2011 — FY2011-2013

FLAT RATE

5,00 %

EUR

– 3 580 398,29

0,00

– 3 580 398,29

Fruit and Vegetables — Operational Programmes

2013

Weaknesses in PO recognition checks: OP2011 — FY2011-2013

FLAT RATE

5,00 %

EUR

– 3 853,07

0,00

– 3 853,07

Fruit and Vegetables — Operational programmes incl withdrawals

2014

Weaknesses in PO recognition checks: OP2011 — FY2014

FLAT RATE

5,00 %

EUR

6 043,13

0,00

6 043,13

Fruit and Vegetables — Operational Programmes

2012

Weaknesses in PO recognition checks: OP2012 — FY2012-2013

FLAT RATE

2,00 %

EUR

– 464 814,60

0,00

– 464 814,60

Fruit and Vegetables — Operational Programmes

2013

Weaknesses in PO recognition checks: OP2012 — FY2012-2013

FLAT RATE

2,00 %

EUR

– 1 407 604,32

0,00

– 1 407 604,32

Fruit and Vegetables — Operational programmes incl withdrawals

2014

Weaknesses in PO recognition checks: OP2012 — FY2014

FLAT RATE

2,00 %

EUR

1 101,64

0,00

1 101,64

Total IT:

EUR

– 15 635 796,74

– 1 823,12

– 15 633 973,62

Member State

Measure

FY

Reason

Type

Correction %

Currency

Amount

Deductions

Financial Impact

LV

Cross Compliance

2014

Insufficient number of on-the-spot checks for SMRs 7 & 8, deficient checks of animal movement notifications — Pillar I — CY 2013

ONE OFF

EUR

– 189 485,56

0,00

– 189 485,56

Cross Compliance

2015

Insufficient number of on-the-spot checks for SMRs 7 & 8, deficient checks of animal movement notifications — Pillar I — CY 2014

ONE OFF

EUR

– 210 598,79

0,00

– 210 598,79

Total LV:

EUR

– 400 084,35

0,00

– 400 084,35

Member State

Measure

FY

Reason

Type

Correction %

Currency

Amount

Deductions

Financial Impact

PL

Certification

2014

EAGF Non-IACS error detected in compliance testing of the OTSC

ONE OFF

EUR

– 7 165,39

0,00

– 7 165,39

Fruit and Vegetables — Exceptional support measures

2011

Incorrect (area/production) yields

ONE OFF

EUR

– 26 377 055,48

– 669 020,35

– 25 708 035,13

Food Aid within the Community

2010

non-compliance with public procurement rules — plan year 2010

ONE OFF

EUR

– 1 873 784,07

0,00

– 1 873 784,07

Food Aid within the Community

2011

non-compliance with public procurement rules — plan year 2010

ONE OFF

EUR

– 27 609,40

0,00

– 27 609,40

Food Aid within the Community

2011

non-compliance with public procurement rules — plan year 2011

ONE OFF

EUR

– 1 442 500,04

0,00

– 1 442 500,04

Food Aid within the Community

2012

non-compliance with public procurement rules — plan year 2011

ONE OFF

EUR

– 18 723,79

0,00

– 18 723,79

Food Aid within the Community

2012

non-compliance with public procurement rules — plan year 2012

ONE OFF

EUR

– 329 465,32

0,00

– 329 465,32

Fruit and Vegetables — Exceptional support measures

2011

Weaknesses regarding notifications and ex-ante controls

FLAT RATE

5,00 %

EUR

– 937 813,75

– 547 965,83

– 389 847,92

Total PL:

EUR

– 31 014 117,24

– 1 216 986,18

– 29 797 131,06

| Currency | Amount | Deductions | Financial Impact |
| --- | --- | --- | --- |
| EUR | – 104 413 086,11 | – 8 854 484,68 | – 95 558 601,43 |

Currency

Amount

Deductions

Financial Impact

EUR

– 104 413 086,11

– 8 854 484,68

– 95 558 601,43

Budget Item: 6711

| Member State | Measure | FY | Reason | Type | Correction % | Currency | Amount | Deductions | Financial Impact |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| BG | Certification | 2014 | EAFRD IACS known error | ONE OFF | | EUR | – 9 930,63 | 0,00 | – 9 930,63 |
| | Certification | 2013 | EAFRD IACS overstatement and known error | ONE OFF | | EUR | – 186 798,27 | 0,00 | – 186 798,27 |
| | Certification | 2014 | EAFRD Non-IACS known error | ONE OFF | | EUR | – 581 320,04 | 0,00 | – 581 320,04 |
| | Certification | 2013 | EAFRD Non-IACS Most Likely Error | ONE OFF | | EUR | – 1 797 022,09 | 0,00 | – 1 797 022,09 |
| | Certification | 2014 | Financial errors under Measures 121 and 123 | ONE OFF | | EUR | – 125 203,54 | 0,00 | – 125 203,54 |
| | Certification | 2013 | Measure 123 — evaluation committee issues | ONE OFF | | EUR | – 41 588,29 | 0,00 | – 41 588,29 |
| | Certification | 2014 | Other EAFRD errors | ONE OFF | | EUR | – 11 380,50 | 0,00 | – 11 380,50 |
| | | | | | Total BG: | EUR | – 2 753 243,36 | 0,00 | – 2 753 243,36 |
| Member State | Measure | FY | Reason | Type | Correction % | Currency | Amount | Deductions | Financial Impact |
| CY | Cross Compliance | 2013 | Deficiencies in all 4 key controls and 2 ancillary controls (control stats, supervision) — RD — CY 2013 | FLAT RATE | 10,00 % | EUR | – 1 482,85 | 0,00 | – 1 482,85 |
| | Cross Compliance | 2014 | Deficiencies in all 4 key controls and 2 ancillary controls (control stats, supervision) — RD — CY 2013 | FLAT RATE | 10,00 % | EUR | – 117 859,18 | 0,00 | – 117 859,18 |
| | Cross Compliance | 2014 | Deficiencies in all 4 key controls and 2 ancillary controls (control stats, supervision) — RD — CY 2014 | FLAT RATE | 10,00 % | EUR | – 150,09 | 0,00 | – 150,09 |
| | Cross Compliance | 2015 | Deficiencies in all 4 key controls and 2 ancillary controls (control stats, supervision) — RD — CY 2014 | FLAT RATE | 10,00 % | EUR | – 115 046,28 | 0,00 | – 115 046,28 |
| | | | | | Total CY: | EUR | – 234 538,40 | 0,00 | – 234 538,40 |
| Member State | Measure | FY | Reason | Type | Correction % | Currency | Amount | Deductions | Financial Impact |
| DE | Cross Compliance | 2015 | Deficient evaluation of animals with 2 ear tags missing (SMRs 7, 8) — CY 2013 | ONE OFF | | EUR | – 291,68 | 0,00 | – 291,68 |
| | | | | | Total DE: | EUR | – 291,68 | 0,00 | – 291,68 |
| Member State | Measure | FY | Reason | Type | Correction % | Currency | Amount | Deductions | Financial Impact |
| ES | Certification | 2013 | Action Plan measures 122, 223 and 226. Court ruling (not adequately supported) | ONE OFF | | EUR | – 33 557,18 | 0,00 | – 33 557,18 |
| | Certification | 2012 | Errors from previous years for which recoveries have not been initiated | ONE OFF | | EUR | – 5 463,58 | 0,00 | – 5 463,58 |
| | Certification | 2011 | Missing justification of the payment of an invoice | ONE OFF | | EUR | – 35,99 | 0,00 | – 35,99 |
| | Certification | 2012 | MLE for EAFRD Non-IACS population | ONE OFF | | EUR | – 347 412,15 | 0,00 | – 347 412,15 |
| | | | | | Total ES: | EUR | – 386 468,90 | 0,00 | – 386 468,90 |
| Member State | Measure | FY | Reason | Type | Correction % | Currency | Amount | Deductions | Financial Impact |
| FI | Rural Development EAFRD Axis 2 (2007-2013, area related measures) | 2013 | Measure 214: Verification of eligibility criteria for Organic farming, and assessment of a retroactive nature of an infringement | ONE OFF | | EUR | – 2 548,82 | 0,00 | – 2 548,82 |
| | Rural Development EAFRD Axis 2 (2007-2013, area related measures) | 2014 | Measure 214: Verification of eligibility criteria for Organic farming, and assessment of a retroactive nature of an infringement | ONE OFF | | EUR | – 54 037,45 | 0,00 | – 54 037,45 |
| | Rural Development EAFRD Axis 2 (2007-2013, area related measures) | 2015 | Measure 214: Verification of eligibility criteria for Organic farming, and assessment of a retroactive nature of an infringement | ONE OFF | | EUR | – 28 246,38 | 0,00 | – 28 246,38 |
| | Rural Development EAFRD Axis 2 (2007-2013, non area related measures) | 2014 | Measure 215: Appropriate verification of commitments related to grazing/outdoor access, and assessment of a retroactive nature of an infringement | ONE OFF | | EUR | – 38 301,03 | 0,00 | – 38 301,03 |
| | Rural Development EAFRD Axis 2 (2007-2013, non area related measures) | 2015 | Measure 215: Appropriate verification of commitments related to grazing/outdoor access, and assessment of a retroactive nature of an infringement | ONE OFF | | EUR | – 31 769,21 | 0,00 | – 31 769,21 |
| | | | | | Total FI: | EUR | – 154 902,89 | 0,00 | – 154 902,89 |
| Member State | Measure | FY | Reason | Type | Correction % | Currency | Amount | Deductions | Financial Impact |
| FR | Rural Development EAFRD Axis 1 — Measures with flat rate support (2007-2013) | 2013 | Non-compliance with Art. 25 of Regulation 65/2011 (OTSC carried out after the final payment) | FLAT RATE | 2,00 % | EUR | – 1 258 058,85 | – 884 557,22 | – 373 501,63 |
| | Rural Development EAFRD Axis 1 — Measures with flat rate support | 2014 | Non-compliance with Art. 25 of Regulation 65/2011 (OTSC carried out after the final payment) | FLAT RATE | 2,00 % | EUR | – 1 539 396,19 | 0,00 | – 1 539 396,19 |
| | Rural Development EAFRD Axis 1 — Measures with flat rate support | 2015 | Non-compliance with Art. 25 of Regulation 65/2011 (OTSC carried out after the final payment) | FLAT RATE | 2,00 % | EUR | – 381 195,39 | 0,00 | – 381 195,39 |
| | Rural Development EAFRD (2014-2020) Measures with flat-rate support | 2016 | Non-compliance with Art. 25 of Regulation 65/2011 (OTSC carried out after the final payment) | FLAT RATE | 2,00 % | EUR | – 1 681 851,57 | 0,00 | – 1 681 851,57 |
| | | | | | Total FR: | EUR | – 4 860 502,00 | – 884 557,22 | – 3 975 944,78 |
| Member State | Measure | FY | Reason | Type | Correction % | Currency | Amount | Deductions | Financial Impact |
| GR | Rural Development EAFRD Axis 2 (2007-2013, area related measures) | 2013 | Eligibility of permanent pasture | ONE OFF | | EUR | – 16 790 207,07 | – 482,39 | – 16 789 724,68 |
| | Rural Development EAFRD Axis 2 (2007-2013, area related measures) | 2014 | Eligibility of permanent pasture | ONE OFF | | EUR | – 4 092 054,10 | 0,00 | – 4 092 054,10 |
| | Certification | 2013 | Errors detected by the Certification Body in the completeness test of the Annex III table | ONE OFF | | EUR | – 80 114,44 | 0,00 | – 80 114,44 |
| | Rural Development EAFRD (2014-2020) measures subject to IACS | 2015 | Measures 211 and 212: non eligibility of permanent pasture | ONE OFF | | EUR | – 2 075 014,04 | 0,00 | – 2 075 014,04 |
| | | | | | Total GR: | EUR | – 23 037 389,65 | – 482,39 | – 23 036 907,26 |
| Member State | Measure | FY | Reason | Type | Correction % | Currency | Amount | Deductions | Financial Impact |
| HU | Rural Development EAFRD Axis 4 LEADER (2007-2013) | 2014 | Weakness in the project selection process for the third round of applications | FLAT RATE | 5,00 % | EUR | – 2 042 124,67 | 0,00 | – 2 042 124,67 |
| | Rural Development EAFRD Axis 4 LEADER (2007-2013) | 2015 | Weakness in the project selection process for the third round of applications | FLAT RATE | 5,00 % | EUR | – 1 664 147,37 | 0,00 | – 1 664 147,37 |
| | | | | | Total HU: | EUR | – 3 706 272,04 | 0,00 | – 3 706 272,04 |
| Member State | Measure | FY | Reason | Type | Correction % | Currency | Amount | Deductions | Financial Impact |
| IT | Rural Development EAFRD Axis 2 (2007-2013, non area related measures) | 2013 | Measures 216 and 226: Adequate audit trail (recording of the control work undertaken) for administrative and on-the-spot checks (Ancillary control) | FLAT RATE | 2,00 % | EUR | – 15 494,80 | 0,00 | – 15 494,80 |
| | Rural Development EAFRD Axis 2 (2007-2013, non area related measures) | 2014 | Measures 216 and 226: Adequate audit trail (recording of the control work undertaken) for administrative and on-the-spot checks (Ancillary control) | FLAT RATE | 2,00 % | EUR | – 56 911,92 | 0,00 | – 56 911,92 |
| | Rural Development EAFRD (2014-2020) forestry measures | 2015 | Measures 216 and 226: Adequate audit trail (recording of the control work undertaken) for administrative and on-the-spot checks (Ancillary control) | FLAT RATE | 2,00 % | EUR | – 42 742,25 | 0,00 | – 42 742,25 |
| | Rural Development EAFRD (2014-2020) Investment — private beneficiaries | 2015 | Measures 216 and 226: Adequate audit trail (recording of the control work undertaken) for administrative and on-the-spot checks (Ancillary control) | FLAT RATE | 2,00 % | EUR | – 1 353,14 | 0,00 | – 1 353,14 |
| | Rural Development EAFRD (2014-2020) forestry measures | 2016 | Measures 216 and 226: Adequate audit trail (recording of the control work undertaken) for administrative and on-the-spot checks (Ancillary control) | FLAT RATE | 2,00 % | EUR | – 1 739,03 | 0,00 | – 1 739,03 |
| | Certification | 2012 | non-respect of payment deadlines | ONE OFF | | EUR | – 5 006 487,10 | – 5 006 487,10 | 0,00 |
| | Rural Development EAFRD Investment — private beneficiaries | 2015 | The Italian authorities have not sufficiently crosschecked the various available databases in order to spot the possible double-financed solar panels. | ONE OFF | | EUR | – 216 521,27 | 0,00 | – 216 521,27 |
| | | | | | Total IT: | EUR | – 5 341 249,51 | – 5 006 487,10 | – 334 762,41 |
| Member State | Measure | FY | Reason | Type | Correction % | Currency | Amount | Deductions | Financial Impact |
| LV | Cross Compliance | 2014 | Insufficient number of on-the-spot checks for SMRs 7 & 8, deficient checks of animal movement notifications — Pillar II — CY 2013 | ONE OFF | | EUR | – 125 376,52 | 0,00 | – 125 376,52 |
| | Cross Compliance | 2015 | Insufficient number of on-the-spot checks for SMRs 7 & 8, deficient checks of animal movement notifications — Pillar II — CY 2013 | ONE OFF | | EUR | – 3 253,18 | 0,00 | – 3 253,18 |
| | Cross Compliance | 2014 | Insufficient number of on-the-spot checks for SMRs 7 & 8, deficient checks of animal movement notifications — Pillar II — CY 2014 | ONE OFF | | EUR | – 83 384,34 | 0,00 | – 83 384,34 |
| | Cross Compliance | 2015 | Insufficient number of on-the-spot checks for SMRs 7 & 8, deficient checks of animal movement notifications — Pillar II — CY 2014 | ONE OFF | | EUR | – 2 163,59 | 0,00 | – 2 163,59 |
| | | | | | Total LV: | EUR | – 214 177,63 | 0,00 | – 214 177,63 |
| Member State | Measure | FY | Reason | Type | Correction % | Currency | Amount | Deductions | Financial Impact |
| PL | Certification | 2014 | EAFRD Non-IACS error detected in compliance testing of the OTSC | ONE OFF | | EUR | – 1 125,27 | 0,00 | – 1 125,27 |
| | | | | | Total PL: | EUR | – 1 125,27 | 0,00 | – 1 125,27 |
| Member State | Measure | FY | Reason | Type | Correction % | Currency | Amount | Deductions | Financial Impact |
| SE | Rural Development EAFRD Axis 2 (2007-2013, non area related measures) | 2013 | Measure 216 — Appropriate evaluation of the reasonableness of costs using a comparison of different offers | FLAT RATE | 5,00 % | EUR | – 17 893,40 | 0,00 | – 17 893,40 |
| | Rural Development EAFRD Axis 2 (2007-2013, non area related measures) | 2014 | Measure 216 — Appropriate evaluation of the reasonableness of costs using a comparison of different offers | FLAT RATE | 5,00 % | EUR | – 207 835,80 | – 207 835,80 | 0,00 |
| | Rural Development EAFRD (2014-2020) Investment — private beneficiaries | 2015 | Measure 216 — Appropriate evaluation of the reasonableness of costs using a comparison of different offers | FLAT RATE | 5,00 % | EUR | – 242 832,60 | 0,00 | – 242 832,60 |
| | Rural Development EAFRD Axis 2 (2007-2013, non area related measures) | 2014 | Measure 227 — Weaknesses in relation to the verification of public procurement procedure | FLAT RATE | 5,00 % | EUR | – 3 525,20 | – 3 525,20 | 0,00 |
| | Rural Development EAFRD (2014-2020) forestry measures | 2015 | Measure 227 — Weaknesses in relation to the verification of public procurement procedure | FLAT RATE | 5,00 % | EUR | – 4 039,15 | 0,00 | – 4 039,15 |
| | | | | | Total SE: | EUR | – 476 126,15 | – 211 361,00 | – 264 765,15 |

Member State

Measure

FY

Reason

Type

Correction %

Currency

Amount

Deductions

Financial Impact

BG

Certification

2014

EAFRD IACS known error

ONE OFF

EUR

– 9 930,63

0,00

– 9 930,63

Certification

2013

EAFRD IACS overstatement and known error

ONE OFF

EUR

– 186 798,27

0,00

– 186 798,27

Certification

2014

EAFRD Non-IACS known error

ONE OFF

EUR

– 581 320,04

0,00

– 581 320,04

Certification

2013

EAFRD Non-IACS Most Likely Error

ONE OFF

EUR

– 1 797 022,09

0,00

– 1 797 022,09

Certification

2014

Financial errors under Measures 121 and 123

ONE OFF

EUR

– 125 203,54

0,00

– 125 203,54

Certification

2013

Measure 123 — evaluation committee issues

ONE OFF

EUR

– 41 588,29

0,00

– 41 588,29

Certification

2014

Other EAFRD errors

ONE OFF

EUR

– 11 380,50

0,00

– 11 380,50

Total BG:

EUR

– 2 753 243,36

0,00

– 2 753 243,36

Member State

Measure

FY

Reason

Type

Correction %

Currency

Amount

Deductions

Financial Impact

CY

Cross Compliance

2013

Deficiencies in all 4 key controls and 2 ancillary controls (control stats, supervision) — RD — CY 2013

FLAT RATE

10,00 %

EUR

– 1 482,85

0,00

– 1 482,85

Cross Compliance

2014

Deficiencies in all 4 key controls and 2 ancillary controls (control stats, supervision) — RD — CY 2013

FLAT RATE

10,00 %

EUR

– 117 859,18

0,00

– 117 859,18

Cross Compliance

2014

Deficiencies in all 4 key controls and 2 ancillary controls (control stats, supervision) — RD — CY 2014

FLAT RATE

10,00 %

EUR

– 150,09

0,00

– 150,09

Cross Compliance

2015

Deficiencies in all 4 key controls and 2 ancillary controls (control stats, supervision) — RD — CY 2014

FLAT RATE

10,00 %

EUR

– 115 046,28

0,00

– 115 046,28

Total CY:

EUR

– 234 538,40

0,00

– 234 538,40

Member State

Measure

FY

Reason

Type

Correction %

Currency

Amount

Deductions

Financial Impact

DE

Cross Compliance

2015

Deficient evaluation of animals with 2 ear tags missing (SMRs 7, 8) — CY 2013

ONE OFF

EUR

– 291,68

0,00

– 291,68

Total DE:

EUR

– 291,68

0,00

– 291,68

Member State

Measure

FY

Reason

Type

Correction %

Currency

Amount

Deductions

Financial Impact

ES

Certification

2013

Action Plan measures 122, 223 and 226. Court ruling (not adequately supported)

ONE OFF

EUR

– 33 557,18

0,00

– 33 557,18

Certification

2012

Errors from previous years for which recoveries have not been initiated

ONE OFF

EUR

– 5 463,58

0,00

– 5 463,58

Certification

2011

Missing justification of the payment of an invoice

ONE OFF

EUR

– 35,99

0,00

– 35,99

Certification

2012

MLE for EAFRD Non-IACS population

ONE OFF

EUR

– 347 412,15

0,00

– 347 412,15

Total ES:

EUR

– 386 468,90

0,00

– 386 468,90

Member State

Measure

FY

Reason

Type

Correction %

Currency

Amount

Deductions

Financial Impact

FI

Rural Development EAFRD Axis 2 (2007-2013, area related measures)

2013

Measure 214: Verification of eligibility criteria for Organic farming, and assessment of a retroactive nature of an infringement

ONE OFF

EUR

– 2 548,82

0,00

– 2 548,82

Rural Development EAFRD Axis 2 (2007-2013, area related measures)

2014

Measure 214: Verification of eligibility criteria for Organic farming, and assessment of a retroactive nature of an infringement

ONE OFF

EUR

– 54 037,45

0,00

– 54 037,45

Rural Development EAFRD Axis 2 (2007-2013, area related measures)

2015

Measure 214: Verification of eligibility criteria for Organic farming, and assessment of a retroactive nature of an infringement

ONE OFF

EUR

– 28 246,38

0,00

– 28 246,38

Rural Development EAFRD Axis 2 (2007-2013, non area related measures)

2014

Measure 215: Appropriate verification of commitments related to grazing/outdoor access, and assessment of a retroactive nature of an infringement

ONE OFF

EUR

– 38 301,03

0,00

– 38 301,03

Rural Development EAFRD Axis 2 (2007-2013, non area related measures)

2015

Measure 215: Appropriate verification of commitments related to grazing/outdoor access, and assessment of a retroactive nature of an infringement

ONE OFF

EUR

– 31 769,21

0,00

– 31 769,21

Total FI:

EUR

– 154 902,89

0,00

– 154 902,89

Member State

Measure

FY

Reason

Type

Correction %

Currency

Amount

Deductions

Financial Impact

FR

Rural Development EAFRD Axis 1 — Measures with flat rate support (2007-2013)

2013

Non-compliance with Art. 25 of Regulation 65/2011 (OTSC carried out after the final payment)

FLAT RATE

2,00 %

EUR

– 1 258 058,85

– 884 557,22

– 373 501,63

Rural Development EAFRD Axis 1 — Measures with flat rate support

2014

Non-compliance with Art. 25 of Regulation 65/2011 (OTSC carried out after the final payment)

FLAT RATE

2,00 %

EUR

– 1 539 396,19

0,00

– 1 539 396,19

Rural Development EAFRD Axis 1 — Measures with flat rate support

2015

Non-compliance with Art. 25 of Regulation 65/2011 (OTSC carried out after the final payment)

FLAT RATE

2,00 %

EUR

– 381 195,39

0,00

– 381 195,39

Rural Development EAFRD (2014-2020) Measures with flat-rate support

2016

Non-compliance with Art. 25 of Regulation 65/2011 (OTSC carried out after the final payment)

FLAT RATE

2,00 %

EUR

– 1 681 851,57

0,00

– 1 681 851,57

Total FR:

EUR

– 4 860 502,00

– 884 557,22

– 3 975 944,78

Member State

Measure

FY

Reason

Type

Correction %

Currency

Amount

Deductions

Financial Impact

GR

Rural Development EAFRD Axis 2 (2007-2013, area related measures)

2013

Eligibility of permanent pasture

ONE OFF

EUR

– 16 790 207,07

– 482,39

– 16 789 724,68

Rural Development EAFRD Axis 2 (2007-2013, area related measures)

2014

Eligibility of permanent pasture

ONE OFF

EUR

– 4 092 054,10

0,00

– 4 092 054,10

Certification

2013

Errors detected by the Certification Body in the completeness test of the Annex III table

ONE OFF

EUR

– 80 114,44

0,00

– 80 114,44

Rural Development EAFRD (2014-2020) measures subject to IACS

2015

Measures 211 and 212: non eligibility of permanent pasture

ONE OFF

EUR

– 2 075 014,04

0,00

– 2 075 014,04

Total GR:

EUR

– 23 037 389,65

– 482,39

– 23 036 907,26

Member State

Measure

FY

Reason

Type

Correction %

Currency

Amount

Deductions

Financial Impact

HU

Rural Development EAFRD Axis 4 LEADER (2007-2013)

2014

Weakness in the project selection process for the third round of applications

FLAT RATE

5,00 %

EUR

– 2 042 124,67

0,00

– 2 042 124,67

Rural Development EAFRD Axis 4 LEADER (2007-2013)

2015

Weakness in the project selection process for the third round of applications

FLAT RATE

5,00 %

EUR

– 1 664 147,37

0,00

– 1 664 147,37

Total HU:

EUR

– 3 706 272,04

0,00

– 3 706 272,04

Member State

Measure

FY

Reason

Type

Correction %

Currency

Amount

Deductions

Financial Impact

IT

Rural Development EAFRD Axis 2 (2007-2013, non area related measures)

2013

Measures 216 and 226: Adequate audit trail (recording of the control work undertaken) for administrative and on-the-spot checks (Ancillary control)

FLAT RATE

2,00 %

EUR

– 15 494,80

0,00

– 15 494,80

Rural Development EAFRD Axis 2 (2007-2013, non area related measures)

2014

Measures 216 and 226: Adequate audit trail (recording of the control work undertaken) for administrative and on-the-spot checks (Ancillary control)

FLAT RATE

2,00 %

EUR

– 56 911,92

0,00

– 56 911,92

Rural Development EAFRD (2014-2020) forestry measures

2015

Measures 216 and 226: Adequate audit trail (recording of the control work undertaken) for administrative and on-the-spot checks (Ancillary control)

FLAT RATE

2,00 %

EUR

– 42 742,25

0,00

– 42 742,25

Rural Development EAFRD (2014-2020) Investment — private beneficiaries

2015

Measures 216 and 226: Adequate audit trail (recording of the control work undertaken) for administrative and on-the-spot checks (Ancillary control)

FLAT RATE

2,00 %

EUR

– 1 353,14

0,00

– 1 353,14

Rural Development EAFRD (2014-2020) forestry measures

2016

Measures 216 and 226: Adequate audit trail (recording of the control work undertaken) for administrative and on-the-spot checks (Ancillary control)

FLAT RATE

2,00 %

EUR

– 1 739,03

0,00

– 1 739,03

Certification

2012

non-respect of payment deadlines

ONE OFF

EUR

– 5 006 487,10

– 5 006 487,10

0,00

Rural Development EAFRD Investment — private beneficiaries

2015

The Italian authorities have not sufficiently crosschecked the various available databases in order to spot the possible double-financed solar panels.

ONE OFF

EUR

– 216 521,27

0,00

– 216 521,27

Total IT:

EUR

– 5 341 249,51

– 5 006 487,10

– 334 762,41

Member State

Measure

FY

Reason

Type

Correction %

Currency

Amount

Deductions

Financial Impact

LV

Cross Compliance

2014

Insufficient number of on-the-spot checks for SMRs 7 & 8, deficient checks of animal movement notifications — Pillar II — CY 2013

ONE OFF

EUR

– 125 376,52

0,00

– 125 376,52

Cross Compliance

2015

Insufficient number of on-the-spot checks for SMRs 7 & 8, deficient checks of animal movement notifications — Pillar II — CY 2013

ONE OFF

EUR

– 3 253,18

0,00

– 3 253,18

Cross Compliance

2014

Insufficient number of on-the-spot checks for SMRs 7 & 8, deficient checks of animal movement notifications — Pillar II — CY 2014

ONE OFF

EUR

– 83 384,34

0,00

– 83 384,34

Cross Compliance

2015

Insufficient number of on-the-spot checks for SMRs 7 & 8, deficient checks of animal movement notifications — Pillar II — CY 2014

ONE OFF

EUR

– 2 163,59

0,00

– 2 163,59

Total LV:

EUR

– 214 177,63

0,00

– 214 177,63

Member State

Measure

FY

Reason

Type

Correction %

Currency

Amount

Deductions

Financial Impact

PL

Certification

2014

EAFRD Non-IACS error detected in compliance testing of the OTSC

ONE OFF

EUR

– 1 125,27

0,00

– 1 125,27

Total PL:

EUR

– 1 125,27

0,00

– 1 125,27

Member State

Measure

FY

Reason

Type

Correction %

Currency

Amount

Deductions

Financial Impact

SE

Rural Development EAFRD Axis 2 (2007-2013, non area related measures)

2013

Measure 216 — Appropriate evaluation of the reasonableness of costs using a comparison of different offers

FLAT RATE

5,00 %

EUR

– 17 893,40

0,00

– 17 893,40

Rural Development EAFRD Axis 2 (2007-2013, non area related measures)

2014

Measure 216 — Appropriate evaluation of the reasonableness of costs using a comparison of different offers

FLAT RATE

5,00 %

EUR

– 207 835,80

– 207 835,80

0,00

Rural Development EAFRD (2014-2020) Investment — private beneficiaries

2015

Measure 216 — Appropriate evaluation of the reasonableness of costs using a comparison of different offers

FLAT RATE

5,00 %

EUR

– 242 832,60

0,00

– 242 832,60

Rural Development EAFRD Axis 2 (2007-2013, non area related measures)

2014

Measure 227 — Weaknesses in relation to the verification of public procurement procedure

FLAT RATE

5,00 %

EUR

– 3 525,20

– 3 525,20

0,00

Rural Development EAFRD (2014-2020) forestry measures

2015

Measure 227 — Weaknesses in relation to the verification of public procurement procedure

FLAT RATE

5,00 %

EUR

– 4 039,15

0,00

– 4 039,15

Total SE:

EUR

– 476 126,15

– 211 361,00

– 264 765,15

| Currency | Amount | Deductions | Financial Impact |
| --- | --- | --- | --- |
| EUR | – 41 166 287,48 | – 6 102 887,71 | – 35 063 399,77 |

Currency

Amount

Deductions

Financial Impact

EUR

– 41 166 287,48

– 6 102 887,71

– 35 063 399,77

---

| 16.2.2017 | EN | Official Journal of the European Union | L 39/43 |
| --- | --- | --- | --- |

16.2.2017

EN

Official Journal of the European Union

L 39/43

---

COMMISSION DECISION (EU) 2017/265

of 14 February 2017

including the Government of Northwest Territories of Canada as a recognised body in the list referred to in Article 3 of Implementing Regulation (EU) 2015/1850 laying down detailed rules for the implementation of Regulation (EC) No 1007/2009 of the European Parliament and of the Council on trade in seal products

(notified under document C(2017) 757)

THE EUROPEAN COMMISSION,

Having regard to the Treaty on the Functioning of the European Union,

Having regard to Commission Implementing Regulation (EU) 2015/1850 of 13 October 2015 laying down detailed rules for the implementation of Regulation (EC) No 1007/2009 of the European Parliament and of the Council on trade in seal products (1), and in particular Article 3 thereof,

Whereas:

| (1) | Article 3 of Regulation (EC) No 1007/2009 of the European Parliament and of the Council (2) sets out the conditions under which seal products resulting from hunts by Inuit or other indigenous communities may be placed on the Union market. Compliance with those conditions must be attested by a recognised body at the time the seal products are placed on the market. |
| --- | --- |

(1)

Article 3 of Regulation (EC) No 1007/2009 of the European Parliament and of the Council (2) sets out the conditions under which seal products resulting from hunts by Inuit or other indigenous communities may be placed on the Union market. Compliance with those conditions must be attested by a recognised body at the time the seal products are placed on the market.

| (2) | Article 3 of Implementing Regulation (EU) 2015/1850 sets out the requirements for entities to fulfil in order to be included in a list of recognised bodies for the purposes of Article 3 of Regulation (EC) No 1007/2009. |
| --- | --- |

(2)

Article 3 of Implementing Regulation (EU) 2015/1850 sets out the requirements for entities to fulfil in order to be included in a list of recognised bodies for the purposes of Article 3 of Regulation (EC) No 1007/2009.

| (3) | The placing on the market of seal products resulting from hunts by Inuit or other indigenous communities has to be accompanied by a document from a recognised body attesting that the conditions set out in Implementing Regulation (EU) 2015/1850 have been fulfilled. |
| --- | --- |

(3)

The placing on the market of seal products resulting from hunts by Inuit or other indigenous communities has to be accompanied by a document from a recognised body attesting that the conditions set out in Implementing Regulation (EU) 2015/1850 have been fulfilled.

| (4) | The Commission received on 22 November 2016 a request by the Government of the Northwest Territories to be authorised as a recognised body for the purposes of Article 3(1a) of Regulation (EC) No 1007/2009. The request was accompanied by documentary evidence required by Article 3 of Implementing Regulation (EU) 2015/1850. |
| --- | --- |

(4)

The Commission received on 22 November 2016 a request by the Government of the Northwest Territories to be authorised as a recognised body for the purposes of Article 3(1a) of Regulation (EC) No 1007/2009. The request was accompanied by documentary evidence required by Article 3 of Implementing Regulation (EU) 2015/1850.

| (5) | The Commission carried out an assessment on the basis of the documentary evidence submitted to determine whether the Government of the Northwest Territories satisfied the requirements in order to be a recognised body under Implementing Regulation (EU) 2015/1850. |
| --- | --- |

(5)

The Commission carried out an assessment on the basis of the documentary evidence submitted to determine whether the Government of the Northwest Territories satisfied the requirements in order to be a recognised body under Implementing Regulation (EU) 2015/1850.

| (6) | The Commission has concluded that the Government of the Northwest Territories fulfils each of the requirements of Article 3(1) of Implementing Regulation (EU) 2015/1850 and that the Government of the Northwest Territories should be listed as a recognised body, |
| --- | --- |

(6)

The Commission has concluded that the Government of the Northwest Territories fulfils each of the requirements of Article 3(1) of Implementing Regulation (EU) 2015/1850 and that the Government of the Northwest Territories should be listed as a recognised body,

HAS ADOPTED THIS DECISION:

Article 1

The Government of the Northwest Territories shall be considered as a recognised body for the purposes of Article 3 of Implementing Regulation (EU) 2015/1850.

Article 2

The content of this Decision shall be published on the Commission's website without delay.

Article 3

This Decision is addressed to Government of the Northwest Territories of Canada.

Done at Brussels, 14 February 2017.

For the Commission

Karmenu VELLA

Member of the Commission

---

(1)  
  OJ L 271, 16.10.2015, p. 1.

1

(2)  Regulation (EC) No 1007/2009 of the European Parliament and of the Council of 16 September 2009 on trade in seal products (OJ L 286, 31.10.2009, p. 36).

2

---

ACTS ADOPTED BY BODIES CREATED BY INTERNATIONAL AGREEMENTS

| 16.2.2017 | EN | Official Journal of the European Union | L 39/45 |
| --- | --- | --- | --- |

16.2.2017

EN

Official Journal of the European Union

L 39/45

---

DECISION No 1/2016 OF THE EU-REPUBLIC OF MOLDOVA CUSTOMS SUB-COMMITTEE

of 6 October 2016

replacing Protocol II to the Association Agreement between the European Union and the European Atomic Energy Community and their Member States, of the one part, and the Republic of Moldova, of the other part, concerning the definition of the concept of ‘originating products’ and methods of administrative cooperation [2017/266]

THE EU-REPUBLIC OF MOLDOVA CUSTOMS SUB-COMMITTEE,

Having regard to the Association Agreement between the European Union and the European Atomic Energy Community and their Member States, of the one part, and the Republic of Moldova, of the other part (1), and in particular Article 38 of Protocol II to that Agreement concerning the definition of the concept of ‘originating products’ and methods of administrative cooperation,

Whereas:

| (1) | Article 144(2) of the Association Agreement between the European Union and the European Atomic Energy Community and their Member States, of the one part, and the Republic of Moldova, of the other part (‘the Agreement’) refers to Protocol II to the Agreement (‘Protocol II’) which lays down the rules of origin and provides for cumulation of origin between the European Union and the Republic of Moldova. |
| --- | --- |

(1)

Article 144(2) of the Association Agreement between the European Union and the European Atomic Energy Community and their Member States, of the one part, and the Republic of Moldova, of the other part (‘the Agreement’) refers to Protocol II to the Agreement (‘Protocol II’) which lays down the rules of origin and provides for cumulation of origin between the European Union and the Republic of Moldova.

| (2) | Most of the provisions on trade and trade-related matters of the Agreement, including Protocol II, have been applied provisionally since 1 September 2014. |
| --- | --- |

(2)

Most of the provisions on trade and trade-related matters of the Agreement, including Protocol II, have been applied provisionally since 1 September 2014.

| (3) | Article 38 of Protocol II provides that the Customs Sub-Committee provided for in Article 200 of the Agreement may decide to amend the provisions of that Protocol. |
| --- | --- |

(3)

Article 38 of Protocol II provides that the Customs Sub-Committee provided for in Article 200 of the Agreement may decide to amend the provisions of that Protocol.

| (4) | The Regional Convention on pan-Euro-Mediterranean preferential rules of origin (2) (‘the Convention’) aims to replace the protocols on rules of origin currently in force among the countries of the pan-Euro-Mediterranean area with a single legal act. |
| --- | --- |

(4)

The Regional Convention on pan-Euro-Mediterranean preferential rules of origin (2) (‘the Convention’) aims to replace the protocols on rules of origin currently in force among the countries of the pan-Euro-Mediterranean area with a single legal act.

| (5) | The Union signed the Convention on 15 June 2011. The Joint Committee of the Convention decided, by Decision No 2 of 21 May 2014 (3), that the Republic of Moldova should be invited to accede to the Convention. |
| --- | --- |

(5)

The Union signed the Convention on 15 June 2011. The Joint Committee of the Convention decided, by Decision No 2 of 21 May 2014 (3), that the Republic of Moldova should be invited to accede to the Convention.

| (6) | The Union and the Republic of Moldova deposited their instruments of acceptance with the depositary of the Convention on 26 March 2012 and 31 July 2015 respectively. Consequently, pursuant to Article 10(3) of the Convention, the Convention entered into force in relation to the Union and the Republic of Moldova on 1 May 2012 and on 1 September 2015, respectively. |
| --- | --- |

(6)

The Union and the Republic of Moldova deposited their instruments of acceptance with the depositary of the Convention on 26 March 2012 and 31 July 2015 respectively. Consequently, pursuant to Article 10(3) of the Convention, the Convention entered into force in relation to the Union and the Republic of Moldova on 1 May 2012 and on 1 September 2015, respectively.

| (7) | Protocol II should therefore be replaced by a new protocol making reference to the Convention, |
| --- | --- |

(7)

Protocol II should therefore be replaced by a new protocol making reference to the Convention,

HAS ADOPTED THIS DECISION:

Article 1

Protocol II to the Association Agreement between the European Union and the European Atomic Energy Community and their Member States, of the one part, and the Republic of Moldova, of the other part, concerning the definition of the concept of ‘originating products’ and methods of administrative cooperation shall be replaced by the text set out in the Annex to this Decision.

Article 2

This Decision shall enter into force on the date of its adoption.

It shall apply from 1 December 2016.

Done at Brussels, 6 October 2016.

For the Customs Sub-Committee

The Chairman

P. KOVACS

Secretaries

O. ZIKUNA

N. CALENIC

---

(1)  
  OJ L 260, 30.8.2014, p. 4.

1

(2)  
  OJ L 54, 26.2.2013, p. 4.

2

(3)  
  OJ L 217, 23.7.2014, p. 88.

3

---

ANNEX

‘PROTOCOL II

CONCERNING THE DEFINITION OF THE CONCEPT OF “ORIGINATING PRODUCTS” AND METHODS OF ADMINISTRATIVE COOPERATION

CONCERNING THE DEFINITION OF THE CONCEPT OF “ORIGINATING PRODUCTS” AND METHODS OF ADMINISTRATIVE COOPERATION

Article 1

Applicable rules of origin

1.   For the purpose of implementing this Agreement, Appendix I and the relevant provisions of Appendix II to the Regional Convention on pan-Euro-Mediterranean preferential rules of origin (1) (“the Convention”) shall apply.

2.   All references to the “relevant agreement” in Appendix I and in the relevant provisions of Appendix II to the Convention shall be construed so as to mean this Agreement.

Article 2

Dispute settlement

1.   Where disputes arise in relation to the verification procedures of Article 32 of Appendix I to the Convention that cannot be settled between the customs authorities requesting the verification and the customs authorities responsible for carrying out that verification, they shall be submitted to the Customs Sub-Committee. The provisions on the dispute settlement mechanism in Chapter 14 (Dispute Settlement) of Title V (Trade and Trade-related Matters) of this Agreement shall not apply.

2.   In all cases the settlement of disputes between the importer and the customs authorities of the importing country shall take place under the legislation of that country.

Article 3

Amendments to the Protocol

The Customs Sub-Committee may decide to amend the provisions of this Protocol.

Article 4

Withdrawal from the Convention

1.   Should either the European Union or the Republic of Moldova give notice in writing to the depositary of the Convention of their intention to withdraw from the Convention in accordance with Article 9 thereof, the European Union and the Republic of Moldova shall immediately enter into negotiations on rules of origin for the purpose of implementing this Agreement.

2.   Until the entry into force of such newly negotiated rules of origin, the rules of origin contained in Appendix I and, where appropriate, the relevant provisions of Appendix II to the Convention, applicable at the moment of withdrawal, shall continue to apply to this Agreement. However, as of the moment of withdrawal, the rules of origin contained in Appendix I and, where appropriate, the relevant provisions of Appendix II to the Convention shall be construed so as to allow bilateral cumulation between the European Union and the Republic of Moldova only.

Article 5

Transitional provisions — cumulation

Notwithstanding Articles 16(5) and 21(3) of Appendix I to the Convention, where cumulation involves only EFTA States, the Faroe Islands, the European Union, Turkey, the participants in the Stabilisation and Association Process and the Republic of Moldova, the proof of origin may be a movement certificate EUR.1 or an origin declaration.’

---

(1)  
  OJ L 54, 26.2.2013, p. 4.

1

---

III Other acts

EUROPEAN ECONOMIC AREA

| 16.2.2017 | EN | Official Journal of the European Union | L 39/49 |
| --- | --- | --- | --- |

16.2.2017

EN

Official Journal of the European Union

L 39/49

---

EFTA SURVEILLANCE AUTHORITY DECISION

No 84/16/COL

of 27 April 2016

amending, for the hundredth-and-first time, the procedural and substantive rules in the field of State aid by introducing new Guidelines for the analysis of the compatibility with the functioning of the EEA Agreement of State aid to promote the execution of important projects of common European interest [2017/267]

THE EFTA SURVEILLANCE AUTHORITY (‘THE AUTHORITY’),

HAVING regard to the Agreement on the European Economic Area (‘the EEA Agreement’), in particular to Articles 61 to 63 and Protocol 26,

HAVING regard to the Agreement between the EFTA States on the Establishment of a Surveillance Authority and a Court of Justice (‘the Surveillance and Court Agreement’), in particular to Article 24 and Article 5(2)(b),

Whereas:

Under Article 24 of the Surveillance and Court Agreement, the Authority shall give effect to the provisions of the EEA Agreement concerning State aid,

Under Article 5(2)(b) of the Surveillance and Court Agreement, the Authority shall issue notices or guidelines on matters dealt with in the EEA Agreement, if that Agreement or the Surveillance and Court Agreement expressly so provides or if the Authority considers it necessary,

On 20 June 2014, the European Commission adopted a communication setting out ‘criteria for the analysis of the compatibility with the internal market of State aid to promote the execution of important projects of common European interests’
   (1). The communication applies from 1 July 2014 until 31 December 2020.

This communication is also of relevance for the European Economic Area,

Uniform application of the EEA State aid rules is to be ensured throughout the European Economic Area in line with the objective of homogeneity established in Article 1 of the EEA Agreement,

According to point II under the heading ‘GENERAL’ on page 9 of Annex XV to the EEA Agreement, the Authority, after consultation with the Commission, is to adopt acts corresponding to those adopted by the European Commission,

HAVING consulted the European Commission,

HAVING consulted the EFTA States by letter dated 25 January 2016 on the subject,

HAS ADOPTED THIS DECISION:

Article 1

The substantive rules in the field of State aid shall be amended by introducing new Guidelines for the analysis of the compatibility with the functioning of the EEA Agreement of State aid to promote the execution of important projects of common European interest. The new Guidelines are annexed to this Decision and form an integral part of it.

Article 2

Only the English language version of this decision is authentic.

Done at Brussels, 27 April 2016.

For the EFTA Surveillance Authority

Sven Erik SVEDMAN

President

Frank BÜCHEL

College Member

---

(1)  
  OJ C 188, 20.6.2014, p. 4.

1

---

ANNEX

Guidelines for the analysis of the compatibility with the functioning of the EEA Agreement of State aid to promote the execution of important projects of common European interest
   (1)

CONTENTS

| 1. | Introduction |
| --- | --- |

1.

| 2. | Scope of application |
| --- | --- |

2.

| 3. | Eligibility criteria |
| --- | --- |

3.

| 3.1. | Definition of a project |
| --- | --- |

3.1.

| 3.2. | Common European interest |
| --- | --- |

3.2.

| 3.2.1. | General cumulative criteria |
| --- | --- |

3.2.1.

| 3.2.2. | General positive indicators |
| --- | --- |

3.2.2.

| 3.2.3. | Specific criteria |
| --- | --- |

3.2.3.

| 3.3. | Importance of the project |
| --- | --- |

3.3.

| 4. | Compatibility criteria |
| --- | --- |

4.

| 4.1. | Necessity and proportionality of the aid |
| --- | --- |

4.1.

| 4.2. | Prevention of undue distortions of competition and balancing test |
| --- | --- |

4.2.

| 4.3. | Transparency |
| --- | --- |

4.3.

| 5. | Final provisions |
| --- | --- |

5.

| 5.1. | Notification obligation |
| --- | --- |

5.1.

| 5.2. | Ex post evaluation and reporting |
| --- | --- |

5.2.

| 5.3. | Entry into force, validity and revision |
| --- | --- |

5.3.

Eligible costs

1.   Introduction

| 1. | This Chapter of the Guidelines gives guidance on the assessment under State aid rules of public financing of important projects of common European interest (IPCEIs). |
| --- | --- |

1.

| 2. | IPCEIs may represent a very important contribution to economic growth, jobs and competitiveness for the European Economic Area (EEA) industry and economy in view of their positive spillover effects on the internal market and the society. |
| --- | --- |

2.

| 3. | IPCEIs make it possible to bring together knowledge, expertise, financial resources and economic actors throughout the EEA, so as to overcome important market or systemic failures and societal challenges which could not otherwise be addressed. They are designed to bring together public and private sectors to undertake large-scale projects that provide significant benefits to the EEA and the citizens of the Contracting Parties. |
| --- | --- |

3.

| 4. | IPCEIs can be relevant for all policies and actions that fulfil common European objectives, in particular as regards the Europe 2020 (2) objectives, the European Union's flagship initiatives and key areas for economic growth such as the Key Enabling Technologies (3) (KETs). |
| --- | --- |

4.

| 5. | The State Aid Modernisation initiative (SAM) (4) calls for State aid to be directed towards objectives of common European interests in line with the priorities of the Europe 2020 agenda, so as to address market failures or other important systemic failures that hinder the promotion of growth and jobs and the development of an integrated, dynamic and competitive internal market. The deployment of IPCEIs often requires a significant participation from public authorities since the market would not otherwise finance such projects. In case public financing of such projects constitutes State aid, this communication sets out the applicable rules so as to ensure that the level playing field in the internal market is preserved. |
| --- | --- |

5.

| 6. | The SAM constitutes a good opportunity to update and consolidate the existing guidance in one single document so as to bring it into line with the Europe 2020 objectives and the SAM goals and to extend it to other fields where it could be of application. These Guidelines therefore replace any existing provisions on IPCEI. In this way, these Guidelines provide the Contracting Parties with dedicated and cross-disciplinary guidance aimed at encouraging the development of important collaborative projects that promote the common European interests. |
| --- | --- |

6.

| 7. | Article 61(3)(b) of the EEA Agreement provides that aid to promote the execution of an important project of common European interest may be considered to be compatible with the functioning of the EEA Agreement. Accordingly, these Guidelines set out guidance as to the criteria the EFTA Surveillance Authority (‘the Authority’) will apply for the assessment of State aid to promote the execution of IPCEIs. They first define their scope and then provide a list of criteria which the Authority will use to assess the nature and the importance of such projects for the purposes of the application of Article 61(3)(b) of the EEA Agreement. They then explain how the Authority will assess the compatibility of public financing of IPCEIs under State aid rules. |
| --- | --- |

7.

| 8. | These Guidelines do not exclude the possibility that aid to promote the execution of IPCEIs may also be found compatible with the functioning of the EEA Agreement on the basis of other provisions, notably Article 61(3)(c) of the EEA Agreement and their implementing rules. The State aid framework has been modernised with a view to offering the Contracting Parties greater possibilities to subsidise important projects which remedy market failures and cohesion challenges in different areas in order to promote sustainable growth and jobs. However, those provisions may not fully address the relevance, specificities and features of IPCEIs, which may require dedicated eligibility, compatibility and procedural provisions, which are set out in these Guidelines. |
| --- | --- |

8.

2.   Scope of application

| 9. | These Guidelines apply to IPCEIs in all sectors of economic activity. |
| --- | --- |

9.

| 10. | These Guidelines shall not apply to:






  (a) | measures involving aid to undertakings in difficulty, as defined by the rescue and restructuring guidelines (5) or any successor guidelines, as amended or replaced; |
| --- | --- | --- |

10.

(a)

measures involving aid to undertakings in difficulty, as defined by the rescue and restructuring guidelines (5) or any successor guidelines, as amended or replaced;

| (b) | measures involving aid to undertakings which are subject to an outstanding recovery order following a previous Authority decision declaring an aid illegal and incompatible with the functioning of the EEA Agreement; |
| --- | --- |

(b)

measures involving aid to undertakings which are subject to an outstanding recovery order following a previous Authority decision declaring an aid illegal and incompatible with the functioning of the EEA Agreement;

| (c) | aid measures which entail by themselves, by the conditions attached to them or by their financing method a non-severable violation of EEA law (6), in particular:






  — | aid measures where the granting of aid is subject to the obligation for the beneficiary to have its headquarters in the relevant Contracting Party or to be predominantly established in that Contracting Party, |
| --- | --- | --- |

(c)

aid measures which entail by themselves, by the conditions attached to them or by their financing method a non-severable violation of EEA law (6), in particular:

—

aid measures where the granting of aid is subject to the obligation for the beneficiary to have its headquarters in the relevant Contracting Party or to be predominantly established in that Contracting Party,

| — | aid measures where the granting of aid is subject to the obligation for the beneficiary to use nationally produced goods or national services, |
| --- | --- |

—

aid measures where the granting of aid is subject to the obligation for the beneficiary to use nationally produced goods or national services,

| — | aid measures restricting the possibility for the beneficiary to exploit the research, development and innovation results in other Contracting Parties. |
| --- | --- |

—

aid measures restricting the possibility for the beneficiary to exploit the research, development and innovation results in other Contracting Parties.

3.   Eligibility criteria

| 11. | In determining whether a project falls within Article 61(3)(b) of the EEA Agreement, the following criteria will apply: |
| --- | --- |

11.

3.1.   Definition of a project

| 12. | The aid proposal concerns a single project which is clearly defined in respect of its objectives as well as the terms of its implementation, including its participants and its funding (7). |
| --- | --- |

12.

| 13. | The Authority may also consider eligible an ‘integrated project’, that is to say, a group of single projects inserted in a common structure, roadmap or programme aiming at the same objective and based on a coherent systemic approach. The individual components of the integrated project may relate to separate levels of the supply chain but must be complementary and necessary for the achievement of the important European objective (8). |
| --- | --- |

13.

3.2.   Common European interest

3.2.1.   General cumulative criteria

| 14. | The project must contribute in a concrete, clear and identifiable manner to one or more common European objectives and must have a significant impact on competitiveness of the EEA, sustainable growth, addressing societal challenges or value creation across the EEA. |
| --- | --- |

14.

| 15. | The project must represent an important contribution to the common European objectives, for instance by being of major importance for the Europe 2020 strategy, the European Research Area, the European strategy for KETs (9), the Energy Strategy for Europe (10), the 2030 framework for climate and energy policies (11), the European Energy Security Strategy (12), the Electronics Strategy for Europe, the Trans-European Transport and Energy networks, the Union's flagship initiatives such as the Innovation Union (13), Digital Agenda for Europe (14), the Resource Efficient Europe (15), or the Integrated Industrial Policy for the Globalisation Era (16). |
| --- | --- |

15.

| 16. | The project must normally involve more than one Contracting Party (17) and its benefits must not be confined to the financing Contracting Parties, but extend to a wide part of the EEA. The benefits of the project must be clearly defined in a concrete and identifiable manner (18). |
| --- | --- |

16.

| 17. | The benefits of the project must not be limited to the undertakings or to the sector concerned, but must be of wider relevance and application to the European economy or society through positive spillover effects (such as having systemic effects on multiple levels of the value chain, or up- or down-stream markets, or having alternative uses in other sectors or modal shift) which are clearly defined in a concrete and identifiable manner. |
| --- | --- |

17.

| 18. | The project must involve co-financing by the beneficiary. |
| --- | --- |

18.

| 19. | The project must respect the principle of the phasing out of environmental harmful subsidies, as recalled by the Resource Efficiency Roadmap (19). |
| --- | --- |

19.

3.2.2.   General positive indicators

| 20. | In addition to the cumulative criteria in Section 3.2.1, the Authority will take a more favourable approach where:






  (a) | the project has been designed so as to make it possible for all interested Contracting Parties to participate, having regard to the type of project, the objective pursued and its financing needs; |
| --- | --- | --- |

20.

(a)

the project has been designed so as to make it possible for all interested Contracting Parties to participate, having regard to the type of project, the objective pursued and its financing needs;

| (b) | the design of the project involves the European Commission or any legal body to which the European Commission has delegated its powers, such as the European Investment Bank; |
| --- | --- |

(b)

the design of the project involves the European Commission or any legal body to which the European Commission has delegated its powers, such as the European Investment Bank;

| (c) | the selection of the project involves the European Commission or any legal body to which the European Commission has delegated its power, provided that this body is acting in that purpose as an implementing structure; |
| --- | --- |

(c)

the selection of the project involves the European Commission or any legal body to which the European Commission has delegated its power, provided that this body is acting in that purpose as an implementing structure;

| (d) | the governance structure of the project involves the European Commission — or any legal body to which the European Commission has delegated its powers — and several Contracting Parties; |
| --- | --- |

(d)

the governance structure of the project involves the European Commission — or any legal body to which the European Commission has delegated its powers — and several Contracting Parties;

| (e) | the project involves important collaborative interactions in terms of number of partners, involvement of organisations of different sectors, or the involvement of undertakings of different sizes; |
| --- | --- |

(e)

the project involves important collaborative interactions in terms of number of partners, involvement of organisations of different sectors, or the involvement of undertakings of different sizes;

| (f) | the project involves co-financing by an EFTA or European Union fund (20). |
| --- | --- |

(f)

the project involves co-financing by an EFTA or European Union fund (20).

3.2.3.   Specific criteria

| 21. | R & D&I projects must be of a major innovative nature or constitute an important added value in terms of R & D&I in light of the state of the art in the sector concerned. |
| --- | --- |

21.

| 22. | Projects comprising of industrial deployment must allow for the development of a new product or service with high research and innovation content and/or the deployment of a fundamentally innovative production process. Regular upgrades without an innovative dimension of existing facilities and the development of newer versions of existing products do not qualify as IPCEI. |
| --- | --- |

22.

| 23. | Environmental, energy or transport projects must either be of great importance for the environmental, energy, including security of energy supply, or transport strategy of the Union or contribute significantly to the internal market, including, but not limited to those specific sectors. |
| --- | --- |

23.

3.3.   Importance of the project

| 24. | In order to qualify as an IPCEI, a project must be important quantitatively or qualitatively. It should either be particularly large in size or scope and/or imply a very considerable level of technological or financial risk. |
| --- | --- |

24.

4.   Compatibility criteria

| 25. | When assessing the compatibility with the functioning of the EEA Agreement of aid to promote the execution of an IPCEI on the basis of Article 61(3)(b) of the EEA Agreement, the Authority will take into account the following criteria (21). |
| --- | --- |

25.

| 26. | The Authority will carry out a balancing test to assess whether the expected positive effects outweigh the possible negative effects as set out below. |
| --- | --- |

26.

| 27. | In view of the nature of the project, the Authority may consider that the presence of a market failure or other important systemic failures, as well as the contribution to a common European interest, is presumed where the project fulfils the eligibility criteria set out in Section 3 above. |
| --- | --- |

27.

4.1.   Necessity and proportionality of the aid

| 28. | The aid must not subsidise the costs of a project that an undertaking would anyhow incur and must not compensate for the normal business risk of an economic activity. Without the aid the project's realisation should be impossible, or it should be realised in a smaller size or scope or in a different manner that would significantly restrict its expected benefits (22). Aid will only be considered proportionate if the same result could not be achieved with less aid. |
| --- | --- |

28.

| 29. | The Contracting Party must provide the Authority with adequate information concerning the aided project as well as a comprehensive description of the counterfactual scenario which corresponds to the situation where no aid is awarded by any Contracting Party. The counterfactual scenario may consist in the absence of an alternative project or in a clearly defined and sufficiently predictable alternative project considered by the beneficiary in its internal decision-making, and may relate to an alternative project that is wholly or partly carried out outside the EEA. |
| --- | --- |

29.

| 30. | In the absence of an alternative project, the Authority will verify that the aid amount does not exceed the minimum necessary for the aided project to be sufficiently profitable, for example by making possible to achieve an IRR corresponding to the sector or firm specific benchmark or hurdle rate. Normal rates of return required by the beneficiary in other investment projects of a similar kind, its cost of capital as a whole or returns commonly observed in the industry concerned may also be used for this purpose. All relevant expected costs and benefits must be considered over the lifetime of the project. |
| --- | --- |

30.

| 31. | The maximum aid level will be determined with regard to the identified funding gap in relation to the eligible costs. If justified by the funding gap analysis, the aid intensity could reach up to 100 % of the eligible costs. The funding gap refers to the difference between the positive and negative cash flows over the lifetime of the investment, discounted to their current value on the basis of an appropriate discount factor reflecting the rate of return necessary for the beneficiary to carry out the project, notably in view of the risks involved. The eligible costs are those laid down in the Appendix (23). |
| --- | --- |

31.

| 32. | Where it is shown, for example by means of internal company documents, that the aid beneficiary faces a clear choice between carrying out either an aided project or an alternative one without aid, the Authority will compare the expected net present values of the investment in the aided project and the counterfactual project, account being taken of the probabilities of the different business scenarios occurring. |
| --- | --- |

32.

| 33. | In its analysis, the Authority will take into consideration the following elements:








  (a) | specification of intended change | : | the change in behaviour which is expected to result from the State aid, that is to say whether a new project is triggered, or the size, scope or speed of a project is enhanced, has to be well specified by the Contracting Party. The change of behaviour has to be identified by comparing what would be the expected outcome and level of intended activity with and without aid. The difference between the two scenarios shows the impact of the aid measure and its incentive effect; |
| --- | --- | --- | --- | --- |
| (b) | level of profitability | : | where a project would not in itself be sufficiently profitable for a private undertaking to undertake, but would generate important benefits for the society, it is more likely that the aid has an incentive effect. |

33.

(a)

specification of intended change

:

the change in behaviour which is expected to result from the State aid, that is to say whether a new project is triggered, or the size, scope or speed of a project is enhanced, has to be well specified by the Contracting Party. The change of behaviour has to be identified by comparing what would be the expected outcome and level of intended activity with and without aid. The difference between the two scenarios shows the impact of the aid measure and its incentive effect;

(b)

level of profitability

:

where a project would not in itself be sufficiently profitable for a private undertaking to undertake, but would generate important benefits for the society, it is more likely that the aid has an incentive effect.

| 34. | In order to address actual or potential direct or indirect distortions of international trade, the Authority may take account of the fact that, directly or indirectly, competitors located outside the EEA have received (in the last three years) or are going to receive, aid of an equivalent intensity for similar projects. However, where distortions of international trade are likely to occur after more than three years, given the particular nature of the sector in question, the reference period may be extended accordingly. If at all possible, the Contracting Party concerned will provide the Authority with sufficient information to enable it to assess the situation, in particular the need to take account of the competitive advantage enjoyed by a third country competitor. If the Authority does not have evidence concerning the awarded or proposed aid, it may also base its decision on circumstantial evidence. |
| --- | --- |

34.

| 35. | When gathering evidence, the Authority may use its investigative powers (24). |
| --- | --- |

35.

| 36. | The choice of the aid instrument must be made with a view to the market failure or other important systemic failures which it seeks to address. For instance, where the underlying problem is lack of access to finance, Contracting Parties should normally resort to aid in the form of liquidity support, such as loans or guarantees (25). Where it is also necessary to provide the undertaking with a certain degree of risk-sharing, a repayable advance should normally be the aid instrument of choice. Repayable aid instruments will generally be considered as a positive indicator. |
| --- | --- |

36.

| 37. | The energy security and energy efficiency objectives must be taken into account in the analysis where relevant. |
| --- | --- |

37.

| 38. | The Authority will consider more favourably projects that include a significant own contribution by the beneficiaries or by independent private investors. Contribution of tangible and intangible assets, as well as land, shall be accounted at market price. |
| --- | --- |

38.

| 39. | The selection of beneficiaries through a competitive, transparent and non-discriminatory tender will be considered as a positive indicator. |
| --- | --- |

39.

4.2.   Prevention of undue distortions of competition and balancing test

| 40. | The Contracting Party should provide evidence that the proposed aid measure constitutes the appropriate policy instrument to address the objective of the project. An aid measure will not be considered appropriate if other less distortive policy instruments or other less distortive types of aid instruments make it possible to achieve the same result. |
| --- | --- |

40.

| 41. | For the aid to be compatible, the negative effects of the aid measure in terms of distortions of competition and impact on trade between Contracting Parties must be limited and outweighed by the positive effects in terms of contribution to the objective of the common European interest. |
| --- | --- |

41.

| 42. | In assessing the negative effects of the aid measure, the Authority will focus its analysis on the foreseeable impact the aid may have on competition between undertakings in the product markets concerned, including up- or down-stream markets, and on the risk of overcapacity. |
| --- | --- |

42.

| 43. | The Authority will assess the risk of market foreclosure and dominance, in particular in case of absence or limited dissemination of the research results. Projects involving the construction of an infrastructure (26) must ensure open and non-discriminatory access to the infrastructure and non-discriminatory pricing (27). |
| --- | --- |

43.

| 44. | The Authority will assess the potential negative effects on trade, including the risk of a subsidy race between Contracting Parties that may arise in particular with respect to the choice of a location. |
| --- | --- |

44.

4.3.   Transparency

| 45. | Contracting Parties shall ensure the publication of the following information on a comprehensive State aid website, at national or regional level:






  (a) | the text of the aid measure and its implementing provisions, or a link to it; |
| --- | --- | --- |

45.

(a)

the text of the aid measure and its implementing provisions, or a link to it;

| (b) | the identity of the granting authority or authorities; |
| --- | --- |

(b)

the identity of the granting authority or authorities;

| (c) | the identity of the individual beneficiary, the form and amount of the aid to each beneficiary, the date of granting, the type of undertaking (SME/large undertaking); the region in which the beneficiary is located (at NUTS level II); and the principal economic sector in which the beneficiary undertaking has its activities (at NACE group level) (28). |
| --- | --- |

(c)

the identity of the individual beneficiary, the form and amount of the aid to each beneficiary, the date of granting, the type of undertaking (SME/large undertaking); the region in which the beneficiary is located (at NUTS level II); and the principal economic sector in which the beneficiary undertaking has its activities (at NACE group level) (28).

| 46. | Such requirement can be waived with respect to individual aid awards below EUR 500 000. Such information must be published after the decision to grant the aid has been taken, must be kept for at least 10 years and must be available to the general public without restriction (29). Contracting Parties will not be required to provide the abovementioned information before 1 July 2016. |
| --- | --- |

46.

5.   Final provisions

5.1.   Notification obligation

| 47. | According to Article 1(3) in Part I of Protocol 3 of the Agreement between the EFTA States on the Establishment of a Surveillance Authority and a Court of Justice, Contracting Parties must inform the Authority in advance of any plans to grant or alter State aid including aid for an IPCEI. |
| --- | --- |

47.

| 48. | Contracting Parties involved in the same IPCEI are invited, whenever possible, to submit to the Authority a common notification. |
| --- | --- |

48.

5.2.   Ex post evaluation and reporting

| 49. | The execution of the project must be subject to regular reporting. Where appropriate, the Authority may ask for an ex post evaluation to be conducted. |
| --- | --- |

49.

5.3.   Entry into force, validity and revision

| 50. | These Guidelines will be applied from date of adoption until 31 December 2020. |
| --- | --- |

50.

| 51. | The Authority will apply the principles set out in these Guidelines to all notified aid projects in respect of which it is called upon to take a decision after the Guidelines have been published on the Authority's website, even where the projects were notified prior to its publication. |
| --- | --- |

51.

| 52. | In line with the Chapter on applicable rules for the assessment of unlawful State aid, in Part II of the State aid Guidelines (30), in the case of non-notified aid, the Authority will apply these Guidelines if the aid was granted after its entry into force, and the rules in force at the time when the aid was granted in all other cases. |
| --- | --- |

52.

| 53. | The Authority may decide to amend these Guidelines at any time it is necessary for reasons associated with competition policy or to take account of other policies, international commitments, developments in the markets, or for any other justified reason. |
| --- | --- |

53.

---

(1)  These guidelines correspond to the European Commission's communication on criteria for the analysis of the compatibility with the internal market of State aid to promote the execution of important projects of common European interest, published 20 June 2014 (OJ C 188, 20.6.2014, p. 4).

(2)  Communication from the Commission, Europe 2020, ‘A strategy for smart, sustainable and inclusive growth’, COM(2010) 2020 final, 3 March 2010.

(3)  Communication from the Commission to the European Parliament, the Council, the European Economic and Social Committee and the Committee of the Regions — ‘A European strategy for Key Enabling Technologies — A bridge to growth and jobs’, COM(2012) 341 final, 26 June 2012.

(4)  Communication from the Commission to the European Parliament, the Council, the European Economic and Social Committee and the Committee of the Regions — EU State Aid Modernisation (SAM), COM(2012) 209 final, 8 May 2012.

(5)  Guidelines on State aid for rescuing and restructuring non-financial undertakings in difficulty, as adopted by Decision No 321/14/COL (OJ L 271, 16.10.2015, p. 35 and EEA Supplement No 62, 15.10.2015, p. 1). As explained in paragraph 23 of those guidelines, given that its very existence is in danger, a firm in difficulty cannot be considered an appropriate vehicle for promoting other public policy objectives until such time that its viability is assured.

(6)  See for instance Case C-156/98 Germany v Commission EU:C:2000:467, paragraph 78 and Case C-333/07 Régie Networks v Rhône-Alpes Bourgogne EU:C:2008:764, paragraphs 94-116.

(7)  In the case of research and development, when two or more projects are not clearly separable from each other and, in particular when they do not have independent probabilities of technological success, they must be considered as a single project. Aid for a project that merely leads to a change in the location of the project within the EEA without changing the nature, size or scope of the project, will not be considered compatible.

(8)  Hereafter a single project and an integrated project are referred to as a ‘project’.

(9)  Communication from the Commission to the European Parliament, the Council, the European Economic and Social Committee and the Committee of the Regions — ‘A European strategy for Key Enabling Technologies — A bridge to growth and jobs’, COM(2012) 341 final, 26 June 2012.

(10)  Communication from the Commission to the European Parliament, the Council, the European Economic and Social Committee and the Committee of the Regions, ‘Energy 2020 — A strategy for competitive, sustainable and secure energy’, COM(2010) 639 final, 10 November 2010.

(11)  Communication from the Commission to the European Parliament, the Council, the European Economic and Social Committee and the Committee of the Regions, ‘A policy framework for climate and energy in the period from 2020 to 2030’, COM(2014) 15 final, 22 January 2014.

(12)  Communication from the Commission to the European Parliament and the Council, ‘European Energy Security Strategy’, COM(2014) 330 final, 28 May 2014.

(13)  Communication from the Commission to the European Parliament, the Council, the European Economic and Social Committee and the Committee of the Regions, ‘Europe 2020 Flagship Initiative — Innovation Union’, COM(2010) 546 final, 6 October 2010.

(14)  Communication from the Commission to the European Parliament, the Council, the European Economic and Social Committee and the Committee of the Regions, ‘A Digital Agenda for Europe’, COM(2010) 245 final, 26 August 2010, as recognised in the resolution from the 37th Meeting of the EEA Joint Parliamentary Committee on 26 October 2011.

(15)  Communication from the Commission to the European Parliament, the Council, the European Economic and Social Committee and the Committee of the Regions, ‘A resource-efficient Europe — Flagship initiative under the Europe 2020 Strategy’, COM(2011) 21, 26 January 2011.

(16)  Communication from the Commission to the European Parliament, the Council, the European Economic and Social Committee and the Committee of the Regions, ‘An Integrated Industrial Policy for the Globalisation Era — Putting Competitiveness and Sustainability as the Centre Stage’, COM(2010) 614 final, 28 October 2010.

(17)  With the exception of interconnected research infrastructures and TEN-T projects that are of fundamentally transnational importance because they are part of a physically connected cross-border network or are essential to enhance cross-border traffic management or interoperability.

(18)  The mere fact that the project is carried out by undertakings in different countries, or that a research infrastructure is subsequently used by undertakings established in different EEA Member States, is not sufficient for a project to qualify as an IPCEI. The Court of Justice has stated that a project may be described as being of common European interest when it forms part of a transnational European programme supported jointly by a number of governments of the EEA Member States, or arises from concerted action by a number of EEA Member States to combat a common threat. Joined Cases C-62/87 and 72/87 Exécutif régional wallon and SA Glaverbel v Commission EU:C:1988:132, paragraphs 22-23.

(19)  Communication from the Commission to the European Parliament, the Council, the European Economic and Social Committee and the Committee of the Regions, ‘Roadmap to a Resource Efficient Europe’, COM(2011) 571 final, 20 September 2011.

(20)  EFTA or European Union funding centrally managed by the institutions, agencies, joint undertakings or other bodies of the EEA or European Union that is not directly or indirectly under the control of the Contracting Parties does not constitute State aid.

(21)  According to case law, the Authority enjoys discretion as regards the assessment of the compatibility of IPCEIs. Joined Cases C-62/87 and 72/87, Exécutif regional wallon and SA Glaverbel v Commission [1988] ECR 1573, paragraph 21.

(22)  The aid application must precede the starts of the works, which is either the start of construction works on the investment or the first firm commitment to order equipment or other commitment that makes the investment irreversible, whichever is the first in time. Buying of land and preparatory works such as obtaining permits and conducting preliminary feasibility studies are not considered as start of works.

(23)  In case of an integrated project, the eligible costs must be detailed at the level of each individual project.

(24)  See Article 1(3) of Council Regulation (EU) No 734/2013 of 22 July 2013, amending Regulation (EC) No 659/1999 laying down detailed rules for the application of Article 93 of the EC Treaty (OJ L 204, 31.7.2013, p. 15). At the time of the adoption of these guidelines, Regulation (EU) No 734/2013 was under consideration for incorporation into the EEA Agreement. Regulation (EC) No 659/1999 was incorporated into the EEA Agreement by Joint Committee Decision No 164/2001 (OJ L 65, 7.3.2002, p. 46 and EEA Supplement No 13, 7.3.2002, p. 26).

(25)  Aid in the form of guarantees must be limited in time, and aid in the form of loans must be subject to repayment periods.

(26)  For avoidance of doubt, pilot lines are not considered as infrastructures.

(27)  Where the project involves an energy infrastructure, it shall be subject to the tariff and access regulation and to the unbundling requirements according to internal market legislation.

(28)  With the exception of business secrets and other confidential information in duly justified cases and subject to the Authority's agreement (Chapter on professional secrecy in State aid decisions, Decision No 15/04/COL, published in OJ L 154, 8.6.2006, p. 27 and EEA Supplement No 29, 8.6.2006, p. 1).

(29)  This information shall be published within 6 months from the date of granting. In case of unlawful aid, Contracting Parties will be required to ensure the publication of this information ex post, at least within 6 months from the date of the Authority's decision. The information shall be available in a format which allows data to be searched, extracted, and easily published on the internet, for instance in CSV or XML format.

(30)  Decision No 154/07/COL (OJ L 73, 19.3.2009, p. 23 and EEA Supplement No 15, 19.3.2009, p. 1).

Appendix

Eligible costs

| (a) | Feasibility studies, including preparatory technical studies, and the costs of obtaining the permissions necessary for the realisation of the project. |
| --- | --- |

(a)

Feasibility studies, including preparatory technical studies, and the costs of obtaining the permissions necessary for the realisation of the project.

| (b) | Costs of instruments and equipment (including installations and transport vehicles) to the extent and for the period used for the project. If such instruments and equipment are not used for their full life for the project, only the depreciation costs corresponding to the life of the project, as calculated on the basis of good accounting practice, are considered as eligible. |
| --- | --- |

(b)

Costs of instruments and equipment (including installations and transport vehicles) to the extent and for the period used for the project. If such instruments and equipment are not used for their full life for the project, only the depreciation costs corresponding to the life of the project, as calculated on the basis of good accounting practice, are considered as eligible.

| (c) | Costs of the acquisition (or construction) of buildings, infrastructure and land, to the extent and for the period used for the project. Where these costs are determined with regard to the commercial transfer value or the actually incurred capital costs, as opposed to the depreciation costs, the residual value of the land, building or infrastructure should be deducted from the funding gap, either ex ante or ex post. |
| --- | --- |

(c)

Costs of the acquisition (or construction) of buildings, infrastructure and land, to the extent and for the period used for the project. Where these costs are determined with regard to the commercial transfer value or the actually incurred capital costs, as opposed to the depreciation costs, the residual value of the land, building or infrastructure should be deducted from the funding gap, either ex ante or ex post.

| (d) | Costs of other materials, supplies and similar products necessary for the project. |
| --- | --- |

(d)

Costs of other materials, supplies and similar products necessary for the project.

| (e) | Costs for obtaining, validating and defending patents and other intangible assets. Costs of contractual research, knowledge and patents bought or licensed from outside sources at arm's length conditions, as well as costs of consultancy and equivalent services used exclusively for the project. |
| --- | --- |

(e)

Costs for obtaining, validating and defending patents and other intangible assets. Costs of contractual research, knowledge and patents bought or licensed from outside sources at arm's length conditions, as well as costs of consultancy and equivalent services used exclusively for the project.

| (f) | Personnel and administrative costs (including overheads) directly incurred for the R & D&I activities, including those R & D&I activities related to first industrial deployment (1), or in the case of an infrastructure project, incurred during the construction of the infrastructure. |
| --- | --- |

(f)

Personnel and administrative costs (including overheads) directly incurred for the R & D&I activities, including those R & D&I activities related to first industrial deployment (1), or in the case of an infrastructure project, incurred during the construction of the infrastructure.

| (g) | In case of aid to a project of first industrial deployment, the capital and operating expenditures (CAPEX and OPEX), as long as the industrial deployment follows on from an R & D&I activity (2) and itself contains a very important R & D&I component which constitutes an integral and necessary element for the successful implementation of the project. The operating expenditures must be related to such component of the project. |
| --- | --- |

(g)

In case of aid to a project of first industrial deployment, the capital and operating expenditures (CAPEX and OPEX), as long as the industrial deployment follows on from an R & D&I activity (2) and itself contains a very important R & D&I component which constitutes an integral and necessary element for the successful implementation of the project. The operating expenditures must be related to such component of the project.

| (h) | Other costs may be accepted if justified, and where they are inextricably linked to the realisation of the project, to the exclusion of operating costs not covered by point (g). |
| --- | --- |

(h)

Other costs may be accepted if justified, and where they are inextricably linked to the realisation of the project, to the exclusion of operating costs not covered by point (g).

---

(1)  First industrial deployment refers to the upscaling of pilot facilities, or to the first-in-kind equipment and facilities which cover the steps subsequent to the pilot line including the testing phase, but neither mass production nor commercial activities.

(2)  The first industrial deployment does not need to be carried out by the same entity that carried out the R & D&I activity, as long as the former acquires the rights to use the results from the previous R & D&I activity, and the R & D&I activity and the first industrial deployment are both covered by the project and are notified together.

---