6192 Federal Register / Vol. 79, No. 22 / Monday, February 3, 2014 / Notices 

introduction to a grand jury, where the 

subpoena or request has been 

specifically approved by a court. In 

those cases where the Federal 

Government is not a party to the 

proceeding, records may be disclosed if 

a subpoena has been signed by a judge; 

(8) A court, magistrate, or 

administrative tribunal in the course of 

an administrative proceeding or judicial 

proceeding, including disclosures to 

opposing counsel or witnesses 

(including expert witnesses) in the 

course of discovery or other pre-hearing 

exchanges of information, litigation, or 

settlement negotiations, where relevant 

or potentially relevant to a proceeding, 

or in connection with criminal law 

proceedings; 

(9) Appropriate agencies, entities, and 

persons, including but not limited to 

potential expert witnesses or witnesses 

in the course of investigations, to the 

extent necessary to secure information 

relevant to the investigation; 

(10) Appropriate federal, state, local, 

foreign, tribal, or self-regulatory 

organizations or agencies responsible for 

investigating, prosecuting, enforcing, 

implementing, issuing, or carrying out a 

statute, rule, regulation, order, policy, or 

license if the information may be 

relevant to a potential violation of civil 

or criminal law, rule, regulation, order, 

policy or license; and 

(11) An entity or person that is the 

subject of supervision or enforcement 

activities including examinations, 

investigations, administrative 

proceedings, and litigation, and the 

attorney or non-attorney representative 

for that entity or person. 

POLICIES AND PRACTICES FOR STORING, 

RETRIEVING, ACCESSING, RETAINING, AND

DISPOSING OF RECORDS IN THE SYSTEM: 

STORAGE: 

Paper and electronic records. 

RETRIEVABILITY: 

Records are retrievable by a variety of 

fields including, without limitation, the 

individual’s name, address, account 

number, Social Security number, 

transaction number, phone number, 

date of birth, or by some combination 

thereof. 

SAFEGUARDS: 

Access to electronic records is 

restricted to authorized personnel who 

have been issued non-transferrable 

access codes and passwords. Other 

records are maintained in locked file 

cabinets or rooms with access limited to 

those personnel whose official duties 

require access. 

RETENTION AND DISPOSAL: 

The CFPB will manage all computer 

and paper files in the system as 

permanent records until the disposition 

schedule for these records is approved 

by the National Archives and Records 

Administration, at which time, the 

CFPB will dispose of such files in 

accordance with the schedule. 

SYSTEM MANAGER(S) AND ADDRESS: 

Consumer Financial Protection 

Bureau, Assistant Director of 

Enforcement, 1700 G Street NW., 

Washington, DC 20552. 

NOTIFICATION PROCEDURE: 

Individuals seeking notification and 

access to any record contained in this 

system of records, or seeking to contest 

its content, may inquire in writing in 

accordance with instructions appearing 

in the CFPB’s Disclosure of Records and 

Information Rules, promulgated at 12 

CFR 1070 et seq. Address such requests 

to: Chief Privacy Officer, Bureau of 

Consumer Financial Protection, 1700 G 

Street NW., Washington, DC 20552. 

RECORD ACCESS PROCEDURES: 

See ‘‘Notification Procedures’’ above. 

CONTESTING RECORD PROCEDURES: 

See ‘‘Notification Procedures’’ above. 

RECORD SOURCE CATEGORIES: 

Information in this system is obtained 

from covered persons or service 

providers, including banks, savings 

associations, credit unions, thrifts, or 

non-depository institutions or other 

persons offering, providing, or assisting 

with the provision of consumer 

financial products or services; 

individuals who are current or former 

directors, officers, employees, 

shareholders, agents, and independent 

contractors of covered persons or 

service providers; current, former, and 

prospective consumers who are or have 

been customers or prospective 

customers of, solicited by, or serviced 

by covered persons or service providers; 

applicants, current and former directors, 

officers, employees, shareholders, 

agents, and independent contractors of 

persons and entities that have business 

relationships with covered persons or 

service providers; current, former, and 

prospective customers of persons and 

entities that have business relationships 

with covered persons or service 

providers; state and Federal agencies 

and others with information relevant to 

the enforcement of federal consumer 

financial laws. 

EXEMPTIONS CLAIMED FOR THE SYSTEM: 

Portions of the records in this system 

are compiled for law enforcement 

purposes and are exempt from 

disclosure under CFPB’s Privacy Act 

regulations and 5 U.S.C. 552a(k)(2). 

Federal criminal law enforcement 

investigatory reports maintained as part 

of this system may be the subject of 

exemptions imposed by the originating 

agency pursuant to 5 U.S.C. 552a(j)(2). 

[FR Doc. 2014–02117 Filed 1–31–14; 8:45 am] 

BILLING CODE 4810–AM–P 

BUREAU OF CONSUMER FINANCIAL 

PROTECTION 

Privacy Act of 1974, as Amended 

AGENCY: Bureau of Consumer Financial 

Protection. 

ACTION: Notice of a Revised Privacy Act 

System of Records. 

SUMMARY: In accordance with the 

Privacy Act of 1974, as amended, the 

Bureau of Consumer Financial 

Protection, hereinto referred to as the 

Consumer Financial Protection Bureau 

(CFPB), gives notice of the 

establishment of a Privacy Act System 

of Records. 

DATES: Comments must be received no 

later than March 5, 2014. The new 

system of records will be effective 

March 17, 2014, unless the comments 

received result in a contrary 

determination. 

ADDRESSES: You may submit comments 

by any of the following methods: 

• Electronic: privacy@cfpb.gov 

• Mail/Hand Delivery/Courier: Claire 

Stapleton, Chief Privacy Officer, 

Consumer Financial Protection Bureau, 

1700 G Street NW., Washington, DC 

20552. 

Comments will be available for public 

inspection and copying at 1700 G Street 

NW., Washington, DC 20552 on official 

business days between the hours of 10 

a.m. and 5 p.m. Eastern Time. You can 

make an appointment to inspect 

comments by telephoning (202) 435– 

7220. All comments, including 

attachments and other supporting 

materials, will become part of the public 

record and subject to public disclosure. 

You should submit only information 

that you wish to make available 

publicly. 

FOR FURTHER INFORMATION CONTACT: 

Claire Stapleton, Chief Privacy Officer, 

Consumer Financial Protection Bureau, 

1700 G Street NW., Washington, DC 

20552, (202) 435–7220. 

SUPPLEMENTARY INFORMATION: As part of 

a biennial review of this System of 

Records, the CFPB revises its Privacy 

Act System of Records Notice (SORN) 

‘‘CFPB.010—Ombudsman System.’’ In 

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Federal Register / Vol. 79, No. 22 / Monday, February 3, 2014 / Notices 6193 

1Although pursuant to section 1017(a)(4)(E) of 

the Consumer Financial Protection Act, Public Law 

111–203, the CFPB is not required to comply with 

OMB-issued guidance, it voluntarily follows OMB 

privacy-related guidance as a best practice and to 

facilitate cooperation and collaboration with other 

agencies. 

revising this SORN, the CFPB modifies 

the retention and disposal of records in 

the system to reflect the Ombudsman’s 

official Records Schedule on file with 

the National Archives and Records 

Administration; the categories of 

records in the system; and the record 

source categories for the system. 

Additionally, the CFPB makes several 

non-substantive changes to the system 

location and address; the system 

manager and address; the authority 

section; the routine use section; and the 

notification procedure section. 

Section 1013(a)(5) of the Dodd-Frank 

Wall Street Reform and Consumer 

Protection Act Public Law 111–203, 

Title X, established an Ombudsman’s 

Office to liaise between the CFPB and 

‘‘any affected person with respect to any 

problem that such party may have in 

dealing with the Bureau, resulting from 

the regulatory activities of the Bureau.’’ 

The Ombudsman’s Office is an 

independent, impartial, and 

confidential resource that will advocate 

for a fair process to resolve issues 

between the CFPB and an individual or 

a financial product or service provider. 

Records in this system allow the 

Ombudsman’s Office to track inquiries 

submitted to the Ombudsman while 

they are being addressed. The CFPB 

Ombudsman’s Office will maintain the 

records covered by this notice. 

The report of the revised system of 

records has been submitted to the 

Committee on Oversight and 

Government Reform of the House of 

Representatives, the Committee on 

Homeland Security and Governmental 

Affairs of the Senate, and the Office of 

Management and Budget, pursuant to 

Appendix I to OMB Circular A–130, 

‘‘Federal Agency Responsibilities for 

Maintaining Records About 

Individuals,’’ dated November 30, 

2000,1 and the Privacy Act, 5 U.S.C. 

552a(r). 

The revised system of records entitled 

‘‘CFPB.010—Ombudsman System’’ is 

published in its entirety below. 

Dated: January 27, 2014. 

Claire Stapleton, 

Chief Privacy Officer, Bureau of Consumer 

Financial Protection. 

CFPB.010 

SYSTEM NAME: 

Ombudsman System. 

SYSTEM LOCATION: 

CFPB Ombudsman’s Office, 

Consumer Financial Protection Bureau, 

1700 G Street NW., Washington DC 

20552. 

CATEGORIES OF INDIVIDUALS COVERED BY THE

SYSTEM: 

Individuals, which may include, 

without limitation: (1) Current or former 

officers, employees, shareholders, 

agents, and independent contractors of 

covered persons and service providers 

as defined by the Act; (2) those who 

submit inquiries to the CFPB 

Ombudsman’s Office and their 

representatives; and (3) employees of 

the CFPB assigned to review and/or 

respond to any inquiries, as requested 

by the Ombudsman’s Office. 

CATEGORIES OF RECORDS IN THE SYSTEM: 

Records maintained in the system 

may contain, without limitation: (1) 

Correspondence (including letters, 

memoranda, faxes, telegrams, and 

emails) received and sent; (2) 

identifying information regarding the 

individual who submitted the inquiry, 

such as the individual’s name, phone 

number, address, email address, and 

any other disclosed identifiable 

information; (3) information about the 

CFPB employee who is responsible for 

addressing the inquiry; (4) information 

regarding the status of the inquiry or 

otherwise related to the inquiry; and (5) 

relevant dates. 

AUTHORITY FOR MAINTENANCE OF THE SYSTEM: 

Public Law 111–203, Title X, Section 

1013, codified at 12 U.S.C. 5493. 

PURPOSE: 

The purpose of the information 

system is to enable the CFPB 

Ombudsman to efficiently and securely 

process information while providing 

assistance to individuals, financial 

product or service providers, or their 

representatives in resolving problems 

with the CFPB. 

ROUTINE USES OF RECORDS MAINTAINED IN THE

SYSTEM, INCLUDING CATEGORIES OF USERS AND

THE PURPOSES OF SUCH USES: 

These records may be disclosed, 

consistent with the CFPB Disclosure of 

Records and Information Rules, 

promulgated at 12 CFR 1070 et seq., to: 

(1) Appropriate agencies, entities, and 

persons when (a) the CFPB suspects or 

has confirmed that the security or 

confidentiality of information in the 

system of records has been 

compromised; (b) the CFPB has 

determined that as a result of the 

suspected or confirmed compromise 

there is a risk of harm to economic or 

property interests, identity theft or 

fraud, or harm to the security or 

integrity of this system or other systems 

or programs (whether maintained by the 

CFPB or another agency or entity) that 

rely upon the compromised 

information; and (c) the disclosure made 

to such agencies, entities, and persons is 

reasonably necessary to assist in 

connection with the CFPB’s efforts to 

respond to the suspected or confirmed 

compromise and prevent, minimize, or 

remedy such harm; 

(2) Another federal or state agency to: 

(a) Permit a decision as to access, 

amendment or correction of records to 

be made in consultation with or by that 

agency; or (b) verify the identity of an 

individual or the accuracy of 

information submitted by an individual 

who has requested access to or 

amendment or correction of records; 

(3) To the Office of the President in 

response to an inquiry from that office 

made at the request of the subject of a 

record or a third party on that person’s 

behalf; 

(4) Congressional offices in response 

to an inquiry made at the request of the 

individual to whom the record pertains; 

(5) Contractors, agents, or other 

authorized individuals performing work 

on a contract, service, cooperative 

agreement, job or other activity on 

behalf of the CFPB Ombudsman’s Office 

or Federal Government and who have a 

need to access information in the 

performance of their duties or activities; 

(6) The U.S. Department of Justice 

(‘‘DOJ’’) for its use in providing legal 

advice to the CFPB or in representing 

the CFPB in a proceeding before a court, 

adjudicative body, or other 

administrative body, where the use of 

such information by the DOJ is deemed 

by the CFPB to be relevant and 

necessary to the advice or proceeding, 

and in the case of a proceeding, such 

proceeding names as a party in interest: 

(a) The CFPB; 

(b) Any employee of the CFPB in his 

or her official capacity; 

(c) Any employee of the CFPB in his 

or her individual capacity where DOJ or 

the CFPB has agreed to represent the 

employee; or 

(d) The United States, where the 

CFPB determines that litigation is likely 

to affect the CFPB or any of its 

components; and 

(7) Appropriate federal, state, local, 

foreign, tribal, or self-regulatory 

organizations or agencies responsible for 

investigating, prosecuting, enforcing, 

implementing, issuing, or carrying out a 

statute, rule, regulation, order, policy, or 

license if the information may be 

relevant to a potential violation of civil 

or criminal law, rule, regulation, order, 

policy or license. 

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6194 Federal Register / Vol. 79, No. 22 / Monday, February 3, 2014 / Notices 

POLICIES AND PRACTICES FOR STORING, 

RETRIEVING, ACCESSING, RETAINING, AND

DISPOSING OF RECORDS IN THE SYSTEM: 

STORAGE: 

Paper and electronic records. 

RETRIEVABILITY: 

Records are retrievable by a variety of 

fields, including the name of the 

individual or type of financial product 

or service provider, the date of the 

inquiry, the inquiry control number, or 

some combination thereof. 

SAFEGUARDS: 

Access to electronic records is 

restricted to authorized CFPB 

Ombudsman personnel who have been 

issued non-transferrable access codes 

and passwords. Other records are 

maintained in locked file cabinets or 

rooms with access limited to those 

CFPB Ombudsman personnel whose 

official duties require access. 

RETENTION AND DISPOSAL: 

Per N1–587–12–03, item 4, records in 

this system are deleted or destroyed 

ninety (90) days after the day on which 

the inquiry was closed by the 

Ombudsman. 

SYSTEM MANAGER(S) AND ADDRESS: 

Consumer Financial Protection 

Bureau, Ombudsman, 1700 G Street 

NW., Washington, DC 20552. 

NOTIFICATION PROCEDURE: 

Individuals seeking notification and 

access to any record contained in this 

system of records, or seeking to contest 

its content, may inquire in writing in 

accordance with instructions appearing 

in Title 12, Chapter 10 of the CFR, 

‘‘Disclosure of Records and 

Information.’’ Address such requests to: 

Chief Privacy Officer, Consumer 

Financial Protection Bureau, 1700 G 

Street NW., Washington, DC 20552. 

RECORD ACCESS PROCEDURES: 

See ‘‘Notification Procedures’’ above. 

CONTESTING RECORD PROCEDURES: 

See ‘‘Notification Procedures’’ above. 

RECORD SOURCE CATEGORIES: 

Information in this system is collected 

from (1) current or former officers, 

employees, shareholders, agents, and 

independent contractors of covered 

persons and service providers as 

defined by the Act; (2) those who 

submit inquiries to the CFPB 

Ombudsman’s Office and their 

representatives; and (3) employees of 

the CFPB assigned to review and/or 

respond to any inquiries, as requested 

by the Ombudsman’s Office. 

EXEMPTIONS CLAIMED FOR THE SYSTEM: 

None. 

[FR Doc. 2014–02118 Filed 1–31–14; 8:45 am] 

BILLING CODE 4810–AM–P 

CORPORATION FOR NATIONAL AND 

COMMUNITY SERVICE 

Information Collection; Submission for 

OMB Review, Comment Request 

AGENCY: Corporation for National and 

Community Service. 

ACTION: Notice. 

SUMMARY: The Corporation for National 

and Community Service (CNCS) has 

submitted a public information 

collection request (ICR) entitled School 

Turnaround AmeriCorps Grantee 

Progress Report for review and approval 

in accordance with the Paperwork 

Reduction Act of 1995, Public Law 104– 

13, (44 U.S.C. Chapter 35). Copies of 

this ICR, with applicable supporting 

documentation, may be obtained by 

calling the Corporation for National and 

Community Service, Carla Ganiel, at 

202–606–6773 or email to cganiel@

cns.gov. Individuals who use a 

telecommunications device for the deaf 

(TTY–TDD) may call 800–833–3722 

between 8:00 a.m. and 8:00 p.m. Eastern 

Time, Monday through Friday. 

ADDRESSES: Comments may be 

submitted, identified by the title of the 

information collection activity, to the 

Office of Information and Regulatory 

Affairs, Attn: Ms. Sharon Mar, OMB 

Desk Officer for the Corporation for 

National and Community Service, by 

any of the following two methods 

within 30 days from the date of 

publication in the Federal Register: 

(1) By fax to: 202–395–6974, 

Attention: Ms. Sharon Mar, OMB Desk 

Officer for the Corporation for National 

and Community Service; or 

(2) By email to: smar@omb.eop.gov. 

SUPPLEMENTARY INFORMATION: The OMB 

is particularly interested in comments 

which: 

• Evaluate whether the proposed 

collection of information is necessary 

for the proper performance of the 

functions of CNCS, including whether 

the information will have practical 

utility; 

• Evaluate the accuracy of the 

agency’s estimate of the burden of the 

proposed collection of information, 

including the validity of the 

methodology and assumptions used; 

• Propose ways to enhance the 

quality, utility, and clarity of the 

information to be collected; and 

• Propose ways to minimize the 

burden of the collection of information 

on those who are to respond, including 

through the use of appropriate 

automated, electronic, mechanical, or 

other technological collection 

techniques or other forms of information 

technology. 

Comments 

A 60-day Notice requesting public 

comment was published in the Federal 

Register on October 31, 2013. This 

comment period ended December 30, 

2013. No public comments were 

received from this Notice. 

Description: CNCS is seeking 

approval of School Turnaround 

AmeriCorps Grantee Progress Report, 

which is used by School Turnaround 

AmeriCorps grantees to provide 

information for CNCS staff to monitor 

grantee progress and to respond to 

requests from Congress and other 

stakeholders. 

Type of Review: New. 

Agency: Corporation for National and 

Community Service. 

Title: School Turnaround AmeriCorps 

Grantee Progress Report. 

OMB Number: TBD. 

Agency Number: None. 

Affected Public: School Turnaround 

AmeriCorps Grantees. 

Total Respondents: 50. 

Frequency: Biannual with one 

additional final report required at 

closeout of the grant. 

Average Time per Response: 9 hours 

per submission. 

Estimated Total Burden Hours: 900. 

Total Burden Cost (capital/startup): 

None. 

Total Burden Cost (operating/

maintenance): None. 

Dated: January 27, 2014. 

William Basl, 

Director, AmeriCorps State and National. 

[FR Doc. 2014–02099 Filed 1–31–14; 8:45 am] 

BILLING CODE 6050–28–P 

DEPARTMENT OF ENERGY 

Federal Energy Regulatory 

Commission 

[Project No. 10489–013] 

River Falls Municipal Utilities; Notice 

of Intent To File License Application, 

Filing of Pre-Application Document, 

and Approving Use of the Traditional 

Licensing Process 

a. Type of Filing: Notice of Intent to 

File License Application and Request to 

Use the Traditional Licensing Process. 

b. Project No.: 10489–013. 

c. Date Filed: November 27, 2013. 

d. Submitted By: River Falls 

Municipal Utilities. 

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