Federal Register / Vol. 74, No. 181 / Monday, September 21, 2009 / Notices 48117 

7 15 U.S.C. 78s(b)(3)(A). 

8 17 CFR 240.19b–4(f)(6). 

9 17 CFR 200.30–3(a)(12). 

1 15 U.S.C. 78s(b)(1). 

2 17 CFR 240.19b–4. 

3See Securities Exchange Act Release No. 60330 

(July 17, 2009), 74 FR 36787. 

4Amendment No. 1 is a technical amendment 

that clarifies that the proposed rule change would 

not change Incorporated NYSE Rule 312(h); 

therefore, Amendment No. 1 does not require notice 

and comment. 

5 In approving this proposal, the Commission has 

considered the proposed rule’s impact on 

efficiency, competition, and capital formation. See 

15 U.S.C. 78c(f). 

6 15 U.S.C. 78o–3(b)(6). 

C. Self-Regulatory Organization’s 

Statement on Comments on the 

Proposed Rule Change Received From 

Members, Participants or Others 

Written comments were neither 

solicited nor received. 

III. Date of Effectiveness of the 

Proposed Rule Change and Timing for 

Commission Action 

Because the foregoing proposed rule 

change does not: (i) Significantly affect 

the protection of investors or the public 

interest; (ii) impose any significant 

burden on competition; and (iii) become 

operative for 30 days from the date on 

which it was filed, or such shorter time 

as the Commission may designate, it has 

become effective pursuant to Section 

19(b)(3)(A) of the Act 7 and Rule 19b– 

4(f)(6) thereunder.8

At any time within 60 days of the 

filing of the proposed rule change, the 

Commission may summarily abrogate 

such rule change if it appears to the 

Commission that such action is 

necessary or appropriate in the public 

interest, for the protection of investors, 

or otherwise in furtherance of the 

purposes of the Act. 

IV. Solicitation of Comments 

Interested persons are invited to 

submit written data, views, and 

arguments concerning the foregoing, 

including whether the proposed rule 

change is consistent with the Act. 

Comments may be submitted by any of 

the following methods: 

Electronic Comments 

• Use the Commission’s Internet 

comment form (http://www.sec.gov/ 

rules/sro.shtml); or 

• Send an e-mail to rulecomments@sec.gov. Please include File 

Number SR–BX–2009–053 on the 

subject line. 

Paper Comments 

• Send paper comments in triplicate 

to Elizabeth M. Murphy, Secretary, 

Securities and Exchange Commission, 

Station Place, 100 F Street, NE., 

Washington, DC 20549–1090. 

All submissions should refer to File 

Number SR–BX–2009–053. This file 

number should be included on the 

subject line if e-mail is used. To help the 

Commission process and review your 

comments more efficiently, please use 

only one method. The Commission will 

post all comments on the Commission’s 

Internet Web site (http://www.sec.gov/ 

rules/sro.shtml). Copies of the 

submission, all subsequent 

amendments, all written statements 

with respect to the proposed rule 

change that are filed with the 

Commission, and all written 

communications relating to the 

proposed rule change between the 

Commission and any person, other than 

those that may be withheld from the 

public in accordance with the 

provisions of 5 U.S.C. 552, will be 

available for inspection and copying in 

the Commission’s Public Reference 

Room, 100 F Street, NE., Washington, 

DC 20549, on official business days 

between the hours of 10 a.m. and 3 p.m. 

Copies of such filing also will be 

available for inspection and copying at 

the principal office of the Exchange. All 

comments received will be posted 

without change; the Commission does 

not edit personal identifying 

information from submissions. You 

should submit only information that 

you wish to make publicly available. All 

submissions should refer to File 

Number SR–BX–2009–053 and should 

be submitted on or before October 13, 

2009. 

For the Commission, by the Division of 

Trading and Markets, pursuant to delegated 

authority.9

Florence E. Harmon, 

Deputy Secretary. 

[FR Doc. E9–22682 Filed 9–18–09; 8:45 am] 

BILLING CODE 8010–01–P 

SECURITIES AND EXCHANGE 

COMMISSION 

[Release No. 34–60659; File No. SR–FINRA– 

2009–044] 

Self-Regulatory Organizations; 

Financial Industry Regulatory 

Authority, Inc.; Order Approving 

Proposed Rule Change, as Modified by 

Amendment No. 1, To Adopt FINRA 

Rules 2262 (Disclosure of Control 

Relationship With Issuer), 2269 

(Disclosure of Participation or Interest 

in Primary or Secondary Distribution) 

and 5260 (Prohibition on Transactions, 

Publication of Quotations, or 

Publication of Indications of Interest 

During Trading Halts) in the 

Consolidated FINRA Rulebook 

September 11, 2009. 

On June 29, 2009, Financial Industry 

Regulatory Authority, Inc. (‘‘FINRA’’) (f/ 

k/a National Association of Securities 

Dealers, Inc. (‘‘NASD’’)) filed with the 

Securities and Exchange Commission 

(‘‘Commission’’), pursuant to Section 

19(b)(1) of the Securities Exchange Act 

of 1934 (‘‘Act’’) 1 and Rule 19b–4 

thereunder,2 a proposed rule change to 

adopt without material change NASD 

Rules 2240 (Disclosure of Control 

Relationship with Issuer), 2250 

(Disclosure of Participation or Interest 

in Primary or Secondary Distribution) 

and 3340 (Prohibition on Transactions, 

Publication of Quotations, or 

Publication of Indications of Interest 

During Trading Halts) as FINRA rules in 

the Consolidated FINRA Rulebook and 

to delete NYSE Rules 312(f)(1) through 

312(f)(3) and 321.24. The proposed rule 

change would renumber NASD Rules 

2240, 2250 and 3340 as FINRA Rules 

2262, 2269 and 5260, respectively, in 

the Consolidated FINRA Rulebook. 

The proposed rule change was 

published for comment in the Federal 

Register on July 24, 2009.3 FINRA filed 

Amendment No. 1 to the proposed rule 

change on September 11, 2009.4 The 

Commission received no comment 

letters on the proposed rule change. 

This order approves the proposed rule 

change, as modified by Amendment No. 

1. 

After careful review, the Commission 

finds that the proposed rule change is 

consistent with the requirements of the 

Act and the rules and regulations 

thereunder applicable to a national 

securities association.5 In particular, the 

Commission finds that the proposed 

rule change is consistent with the 

provisions of Section 15A(b)(6) of the 

Act,6 which requires, among other 

things, that FINRA rules be designed to 

prevent fraudulent and manipulative 

acts and practices, to promote just and 

equitable principles of trade, and, in 

general, to protect investors and the 

public interest. 

The Commission believes that 

transferring NASD Rules 2240 and 2250 

into the Consolidated FINRA Rulebook 

as FINRA Rules 2262 and 2269 will 

ensure that disclosures or notifications 

that member firms must provide to 

customers in connection with certain 

securities transactions will continue to 

be made. These rules are intended to 

provide disclosure to a customer about 

certain relationships involving the 

member that may present a conflict of 

interest. The Commission believes that 

repealing NYSE Rules 312(f) and 321.24 

mstockstill on DSKH9S0YB1PROD with NOTICES

48118 Federal Register / Vol. 74, No. 181 / Monday, September 21, 2009 / Notices 

7 15 U.S.C. 78s(b)(2). 

8 17 CFR 200.30–3(a)(12). 

is appropriate because the purposes 

they serve are addressed by proposed 

FINRA Rules 2262 and 2269, other 

FINRA rules or Commission Rules. The 

Commission believes that transferring 

NASD Rule 3340 into the Consolidated 

FINRA Rulebook as FINRA Rule 5260 

will ensure that members are aware that 

the trading and quoting conduct 

prohibited by this rule when a trading 

halt is in effect will continue to be 

prohibited under the new FINRA rules. 

The proposed rule change makes nonmaterial changes to NASD rules that 

have been useful in protecting investors. 

It is therefore ordered, pursuant to 

Section 19(b)(2) of the Act,7 that the 

proposed rule change, as modified by 

Amendment No. 1 (SR–FINRA–2009– 

044) be, and hereby is, approved. 

For the Commission, by the Division of 

Trading and Markets, pursuant to delegated 

authority.8

Florence E. Harmon, 

Deputy Secretary. 

[FR Doc. E9–22514 Filed 9–18–09; 8:45 am] 

BILLING CODE 8010–01–P 

DEPARTMENT OF STATE 

[Public Notice 6766] 

Notice of Request for Public Comment 

and Submission to OMB of Proposed 

Collection of Information 

Title: 30-Day Notice of Proposed 

Information Collection: DS–3013 and 

3013–s, Application Under the Hague 

Convention on the Civil Aspects of 

International Child Abduction, OMB 

1405–0076. 

ACTION: Notice of request for public 

comment and submission to OMB of 

proposed collection of information. 

SUMMARY: The Department of State has 

submitted the following information 

collection request to the Office of 

Management and Budget (OMB) for 

approval in accordance with the 

Paperwork Reduction Act of 1995. 

• Title of Information Collection: 

Application Under the Hague 

Convention on the Civil Aspects of 

International Child Abduction. 

• OMB Control Number: 1405–0076. 

• Type of Request: Revision. 

• Originating Office: CA/OCS/PRI. 

• Form Number: DS–3013, 3013–s. 

• Respondents: Person seeking return 

of, or access to, a child. 

• Estimated Number of Respondents: 

2,355. 

• Estimated Number of Responses: 

2,355. 

• Average Hours per Response: 1 

hour. 

• Total Estimated Burden: 2,355. 

• Frequency: On occasion. 

• Obligation to Respond: Voluntary. 

DATES: Submit comments to the Office 

of Management and Budget (OMB) for 

up to 30 days from September 21, 2009. 

ADDRESSES: Direct comments to the 

Department of State Desk Officer in the 

Office of Information and Regulatory 

Affairs at the Office of Management and 

Budget (OMB). You may submit 

comments by the following methods: 

• E-mail: 

oira_submission@omb.eop.gov. You 

must include the DS form number, 

information collection title, and OMB 

control number in the subject line of 

your message. 

• Fax: 202–395–5806. Attention: Desk 

Officer for Department of State. 

FOR FURTHER INFORMATION CONTACT: You 

may obtain copies of the proposed 

information collection and supporting 

documents from Derek A. Rivers, 

Bureau of Consular Affairs, Overseas 

Citizens Services (CA/OCS/PRI), U.S. 

Department of State, SA–29, 4th Floor, 

Washington, DC 20520, who may be 

reached on (202) 736–9082 or at 

ASKPRI@state.gov. 

SUPPLEMENTARY INFORMATION: We are 

soliciting public comments to permit 

the Department to: 

• Evaluate whether the proposed 

information collection is necessary to 

properly perform our functions; 

• Evaluate the accuracy of our 

estimate of the burden of the proposed 

collection; including the validity of the 

methodology and assumptions used; 

• Enhance the quality, utility, and 

clarity of the information to be 

collected; 

• Minimize the reporting burden on 

those who are to respond. 

Abstract of proposed collection: The 

Application Under the Hague 

Convention on the Civil Aspects of 

International Child Abduction (DS–3013 

and DS 3013–s) is used by parents or 

legal guardians who are asking the State 

Department’s assistance in seeking the 

return of, or access to, a child or 

children alleged to be wrongfully 

removed from, or retained outside of, 

the child’s habitual residence and 

currently located in another country 

that is also party to the Hague 

Convention on the Civil Aspects of 

International Child Abduction. The 

application requests information 

regarding the identities of the applicant, 

the child or children, and the person 

alleged to have wrongfully removed or 

retained the child or children. In 

addition, the application requires that 

the applicant provide the circumstances 

of the alleged wrongful removal or 

retention, and the legal justification for 

the request for return or access. The 

State Department, as the U.S. Central 

Authority, uses this information to 

establish, if possible, the applicants’ 

claims under the Convention; to advise 

applicants about available remedies 

under the Convention; and to provide 

the information necessary to the foreign 

Central Authority in its efforts to locate 

the child or children, and to facilitate 

return of or access to the child or 

children pursuant to the Convention. 

Methodology: The completed form 

DS–3013 and DS 3013–s may be filled 

out electronically or manually and then 

submitted to the Office of Children’s 

Issues by e-mail, mail, or fax. 

Dated: August 4, 2009. 

Mary Ellen Hickey, 

Managing Director, Bureau of Consular 

Affairs, Department f State. 

[FR Doc. E9–22638 Filed 9–18–09; 8:45 am] 

BILLING CODE 4710–06–P 

DEPARTMENT OF STATE 

[Public Notice 6763] 

Culturally Significant Object Imported 

for Exhibition Determinations: 

‘‘Caravaggio’s, The Supper at 

Emmaus’’ 

SUMMARY: Notice is hereby given of the 

following determinations: Pursuant to 

the authority vested in me by the Act of 

October 19, 1965 (79 Stat. 985; 22 U.S.C. 

2459), Executive Order 12047 of March 

27, 1978, the Foreign Affairs Reform and 

Restructuring Act of 1998 (112 Stat. 

2681, et seq.; 22 U.S.C. 6501 note, et 

seq.), Delegation of Authority No. 234 of 

October 1, 1999, Delegation of Authority 

No. 236 of October 19, 1999, as 

amended, and Delegation of Authority 

No. 257 of April 15, 2003 [68 FR 19875], 

I hereby determine that the object in the 

exhibition: ‘‘Caravaggio’s, The Supper at 

Emmaus,’’ imported from abroad for 

temporary exhibition within the United 

States, is of cultural significance. The 

object is imported pursuant to a loan 

agreement with the foreign owner or 

custodian. I also determine that the 

exhibition or display of the exhibit 

object at the Art Institute of Chicago, 

Chicago, IL, from on or about October 8, 

2009, until on or about January 31, 

2010, and at possible additional 

exhibitions or venues yet to be 

determined, is in the national interest. 

Public Notice of these Determinations is 

ordered to be published in the Federal 

Register. 

mstockstill on DSKH9S0YB1PROD with NOTICES