### Record for the Proposed Section 316(b) Rule for Phase III Facilities

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Author: Abt Associates Inc. Date Created: Date Modified: 3/14/2011 Purpose: This file pulls together facility information such as weights, firm size, and sector revenue from various sources by facility ID.

File Contents: Worksheet Contents Facility Information Contains information from the technical portion of the 316(b) industry survey for facilities In-scope Only List of in-scope facilities and their tech weight, NAICS code, and sector Baseline Closures Summary of baseline closures by sector and weight Facility Counts Summarizes universe of facilities by weight type (tech or econ) and DIF threshold (2 or 125 MGD) RevBySector Cacluates total revenue by industry sector RevByFlow&Sector Presents weighted revenue by sector and DIF threshold NAICS-Sector Assigns sector title to each NAICS code present in facility universe PPI Looksup PPI for each industry sector to adjust revenue from 1998 to 2007 GDP Deflator Series Contains GDP deflator for various years; used to adjust facility revenue to 2009$

Input Files: External data used in calculations/analysis: Steel Profile Table.xls Petroleum Profile Tables.xls Paper Profile Tables.xls Chemicals Profile Tables.xls Aluminum Profile Table.xls Food & Bev Profile Tables.xls dq_eco_wgts.xls GDP_Deflator.xls In scope NAICS_SIC map_tm.xls Man_Facility_Impact.xls Man_Parent_Info_Size.xls MN_Financial_Data.xls P3 MN NPDES.xls P3P4 Joint Master_w MW MAF 120109.xls PPI_1998_2010_322224xls.xls PPI_1998_2010_325998.xls

The original version of this file contains, or is linked to a file that contains, confidential business information (CBI), or information that could be used to reveal CBI. As a result, the values for any variables determined by EPA to be CBI, or that could be used to reveal CBI, have been concealed.

November 1, 2004 1 of 44 EPA-HQ-OW -2008-0667-DRAFT-1540.xls - File InfoRecord for the Proposed Section 316(b) Rule for Phase III Facilities

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### Existing Facilities Rule Manufacturers Facility Information

1 2 3 4 5 6 7 8 9

2 8 SURVEY STATUS

Survey ID (Westat/SAIC) Survey ID (Abt) Facility Name Status Baseline Closure (1=yes, 0=no) Incomplete

Survey (1=yes, 0=no) Econ Data

Weight Tech Data

Weight Benefits

Weight

November 1, 2004 2 of 44 EPA-HQ-OW -2008-0667-DRAFT-1540.xls - Facility InformationRecord for the Proposed Section 316(b) Rule for Phase III Facilities

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5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42 43 44 45 46 47 48 49 50 51 52 53 J K L M N O P Q R S T U V

10 11 12 13 14 15 16 17 18 19 20 21 22

23 14 2 5 28 29 3 8 12 FACILITY INFORMATION

SIC Code NAICS Code Sector Facility Employment Waterbody Type Freshwater/M arine CWS Type CCRS Type Recirculating System? State Region FWS Region (Inland Only) Design Intake

Capacity - Facility Level (MGD)

FRESHWATER STREAM/RIVER FW FRESHWATER STREAM/RIVER FW FRESHWATER STREAM/RIVER FW FRESHWATER STREAM/RIVER FW OCEAN M FRESHWATER STREAM/RIVER FW FRESHWATER STREAM/RIVER FW FRESHWATER STREAM/RIVER FW FRESHWATER STREAM/RIVER FW FRESHWATER STREAM/RIVER FW FRESHWATER STREAM/RIVER FW FRESHWATER STREAM/RIVER FW FRESHWATER STREAM/RIVER FW FRESHWATER STREAM/RIVER FW FRESHWATER STREAM/RIVER FW FRESHWATER STREAM/RIVER FW FRESHWATER STREAM/RIVER FW FRESHWATER STREAM/RIVER FW FRESHWATER STREAM/RIVER FW FRESHWATER STREAM/RIVER FW FRESHWATER STREAM/RIVER FW FRESHWATER STREAM/RIVER FW FRESHWATER STREAM/RIVER FW FRESHWATER STREAM/RIVER FW FRESHWATER STREAM/RIVER FW FRESHWATER STREAM/RIVER FW FRESHWATER STREAM/RIVER FW FRESHWATER STREAM/RIVER FW FRESHWATER STREAM/RIVER FW FRESHWATER STREAM/RIVER FW FRESHWATER STREAM/RIVER FW FRESHWATER STREAM/RIVER FW FRESHWATER STREAM/RIVER FW ESTUARY/TIDAL RIVER M FRESHWATER STREAM/RIVER FW FRESHWATER STREAM/RIVER FW FRESHWATER STREAM/RIVER FW LAKE/RESERVOIR FW LAKE/RESERVOIR FW FRESHWATER STREAM/RIVER FW LAKE/RESERVOIR FW FRESHWATER STREAM/RIVER FW ESTUARY/TIDAL RIVER M FRESHWATER STREAM/RIVER FW LAKE/RESERVOIR FW FRESHWATER STREAM/RIVER FW FRESHWATER STREAM/RIVER FW FRESHWATER STREAM/RIVER FW

November 1, 2004 3 of 44 EPA-HQ-OW -2008-0667-DRAFT-1540.xls - Facility InformationRecord for the Proposed Section 316(b) Rule for Phase III Facilities

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5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42 43 44 45 46 47 48 49 50 51 52 53 W X Y Z AA AB AC AD AE AF

23 24 25 26 27 28 29 30 31 32

14 7 183 186 184 24 21 25

Daily Average Flow- Facility Level (MGD) Exceeds 5%

Mean Annual Flow Generate

Electricity (1=Yes, 2=No) Use CW in

Generation (1=Yes, 2=No) EIA Code Capacity (MW) Generation (KWh) Capacity

Utilization Generation per

unit flow (MWh/MGD) NPDES ID

November 1, 2004 4 of 44 EPA-HQ-OW -2008-0667-DRAFT-1540.xls - Facility InformationRecord for the Proposed Section 316(b) Rule for Phase III Facilities

1 2 3 4

5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42 43 44 45 46 47 48 49 50 51 52 53 AH AI AJ AK AL AM AN AO AP

34 35 36 37 38 39 40 41 42

9 12 25 updated IN SCOPE STATUS

2009 (Phase V) Final Parent Name NAICS Code Sector Size < 2 MGD CW < 25% of Average Flow In Scope

Status Reason Out of Scope Facility Employment Range In Scope In Scope In Scope In Scope In Scope In Scope In Scope In Scope In Scope In Scope In Scope In Scope In Scope In Scope In Scope In Scope In Scope In Scope In Scope In Scope In Scope In Scope In Scope In Scope In Scope In Scope In Scope In Scope In Scope In Scope In Scope In Scope In Scope In Scope In Scope In Scope In Scope In Scope In Scope In Scope In Scope In Scope In Scope In Scope In Scope In Scope In Scope In Scope

November 1, 2004 5 of 44 EPA-HQ-OW -2008-0667-DRAFT-1540.xls - Facility InformationRecord for the Proposed Section 316(b) Rule for Phase III Facilities

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5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42 43 44 45 46 47 48 49 50 51 52 53 AQ AR AS AT AU AV AW AX AY AZ BA BB BC BD

43 44 45 46 47 48 Billion gallons per year 52 54

2 Primary Manufacturing Industries #REF! Other Industries #REF!

Revenue (1998$) NAICS level of

PPI data Revenue (as of

2007 in 2009$) Weighted

Revenue (as of 2007 in 2009$) Waterbody

Type (for Options) Flow Category

1 (for Options) Flow Category

2 (for Options) Weighted AIF Weighted DIF 316(b)

Baseline Closure Weighted 316(b) Baseline Closure

6 6 6 4 4 6 6 6 6 5 6 4 6 6 4 4 5 4 6 4 6 5 6 6 6 6 6 6 6 5 5 6 4 6 5 4 5 6 4 6 5 6 6 5 6 6 4 6

November 1, 2004 6 of 44 EPA-HQ-OW -2008-0667-DRAFT-1540.xls - Facility InformationRecord for the Proposed Section 316(b) Rule for Phase III Facilities

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5 6 A B C D E F G H I SURVEY STATUS

Survey ID (Westat/SAIC) Survey ID (Abt) Facility Name Status Baseline Closure (1=yes, 0=no) Incomplete

Survey (1=yes, 0=no) Econ Data

Weight Tech Data

Weight Benefits

Weight 54 55 56 57 58 59 60 61 62 63 64 65 66 67 68 69 70 71 72 73 74 75 76 77 78 79 80 81 82 83 84 85 86 87 88 89 90 91 92 93 94 95 96 97 98 99 100 101 102 103 104 105

November 1, 2004 7 of 44 EPA-HQ-OW -2008-0667-DRAFT-1540.xls - Facility InformationRecord for the Proposed Section 316(b) Rule for Phase III Facilities

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5 6 J K L M N O P Q R S T U V FACILITY INFORMATION

SIC Code NAICS Code Sector Facility Employment Waterbody Type Freshwater/M arine CWS Type CCRS Type Recirculating System? State Region FWS Region (Inland Only) Design Intake

Capacity - Facility Level (MGD) 54 55 56 57 58 59 60 61 62 63 64 65 66 67 68 69 70 71 72 73 74 75 76 77 78 79 80 81 82 83 84 85 86 87 88 89 90 91 92 93 94 95 96 97 98 99 100 101 102 103 104 105 FRESHWATER STREAM/RIVER FW FRESHWATER STREAM/RIVER FW FRESHWATER STREAM/RIVER FW FRESHWATER STREAM/RIVER FW FRESHWATER STREAM/RIVER FW GREAT LAKE M GREAT LAKE M FRESHWATER STREAM/RIVER FW FRESHWATER STREAM/RIVER FW FRESHWATER STREAM/RIVER FW ESTUARY/TIDAL RIVER M LAKE/RESERVOIR FW FRESHWATER STREAM/RIVER FW FRESHWATER STREAM/RIVER FW FRESHWATER STREAM/RIVER FW FRESHWATER STREAM/RIVER FW ESTUARY/TIDAL RIVER M FRESHWATER STREAM/RIVER FW FRESHWATER STREAM/RIVER FW LAKE/RESERVOIR FW FRESHWATER STREAM/RIVER FW FRESHWATER STREAM/RIVER FW FRESHWATER STREAM/RIVER FW FRESHWATER STREAM/RIVER FW FRESHWATER STREAM/RIVER FW FRESHWATER STREAM/RIVER FW FRESHWATER STREAM/RIVER FW FRESHWATER STREAM/RIVER FW FRESHWATER STREAM/RIVER FW FRESHWATER STREAM/RIVER FW ESTUARY/TIDAL RIVER M FRESHWATER STREAM/RIVER FW FRESHWATER STREAM/RIVER FW FRESHWATER STREAM/RIVER FW GREAT LAKE M FRESHWATER STREAM/RIVER FW GREAT LAKE M OCEAN M FRESHWATER STREAM/RIVER FW FRESHWATER STREAM/RIVER FW FRESHWATER STREAM/RIVER FW GREAT LAKE M LAKE/RESERVOIR FW LAKE/RESERVOIR FW FRESHWATER STREAM/RIVER FW FRESHWATER STREAM/RIVER FW ESTUARY/TIDAL RIVER M FRESHWATER STREAM/RIVER FW FRESHWATER STREAM/RIVER FW FRESHWATER STREAM/RIVER FW FRESHWATER STREAM/RIVER FW LAKE/RESERVOIR FW

November 1, 2004 8 of 44 EPA-HQ-OW -2008-0667-DRAFT-1540.xls - Facility InformationRecord for the Proposed Section 316(b) Rule for Phase III Facilities

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5 6 W X Y Z AA AB AC AD AE AF

Daily Average Flow- Facility Level (MGD) Exceeds 5%

Mean Annual Flow Generate

Electricity (1=Yes, 2=No) Use CW in

Generation (1=Yes, 2=No) EIA Code Capacity (MW) Generation (KWh) Capacity

Utilization Generation per

unit flow (MWh/MGD) NPDES ID 54 55 56 57 58 59 60 61 62 63 64 65 66 67 68 69 70 71 72 73 74 75 76 77 78 79 80 81 82 83 84 85 86 87 88 89 90 91 92 93 94 95 96 97 98 99 100 101 102 103 104 105

November 1, 2004 9 of 44 EPA-HQ-OW -2008-0667-DRAFT-1540.xls - Facility InformationRecord for the Proposed Section 316(b) Rule for Phase III Facilities

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5 6 AH AI AJ AK AL AM AN AO AP IN SCOPE STATUS

2009 (Phase V) Final Parent Name NAICS Code Sector Size < 2 MGD CW < 25% of Average Flow In Scope

Status Reason Out of Scope Facility Employment Range 54 55 56 57 58 59 60 61 62 63 64 65 66 67 68 69 70 71 72 73 74 75 76 77 78 79 80 81 82 83 84 85 86 87 88 89 90 91 92 93 94 95 96 97 98 99 100 101 102 103 104 105 In Scope In Scope In Scope In Scope In Scope In Scope In Scope In Scope In Scope In Scope In Scope In Scope In Scope In Scope In Scope In Scope In Scope In Scope In Scope In Scope In Scope In Scope In Scope In Scope In Scope In Scope In Scope In Scope In Scope In Scope In Scope In Scope In Scope In Scope In Scope In Scope In Scope In Scope In Scope In Scope In Scope In Scope In Scope In Scope In Scope In Scope In Scope In Scope In Scope In Scope In Scope In Scope

November 1, 2004 10 of 44 EPA-HQ-OW -2008-0667-DRAFT-1540.xls - Facility InformationRecord for the Proposed Section 316(b) Rule for Phase III Facilities

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5 6 AQ AR AS AT AU AV AW AX AY AZ BA BB BC BD Other Industries #REF!

Revenue (1998$) NAICS level of

PPI data Revenue (as of

2007 in 2009$) Weighted

Revenue (as of 2007 in 2009$) Waterbody

Type (for Options) Flow Category

1 (for Options) Flow Category

2 (for Options) Weighted AIF Weighted DIF 316(b)

Baseline Closure Weighted 316(b) Baseline Closure 54 55 56 57 58 59 60 61 62 63 64 65 66 67 68 69 70 71 72 73 74 75 76 77 78 79 80 81 82 83 84 85 86 87 88 89 90 91 92 93 94 95 96 97 98 99 100 101 102 103 104 105 4 5 6 4 6 4 6 6 6 5 4 5 5 6 4 6 6 6 6 6 5 5 6 5 4 5 6 4 6 5 6 6 5 4 4 6 6 6 4 5 6 6 5 4 6 6 4 6 4 4 6 6

November 1, 2004 11 of 44 EPA-HQ-OW -2008-0667-DRAFT-1540.xls - Facility InformationRecord for the Proposed Section 316(b) Rule for Phase III Facilities

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5 6 A B C D E F G H I SURVEY STATUS

Survey ID (Westat/SAIC) Survey ID (Abt) Facility Name Status Baseline Closure (1=yes, 0=no) Incomplete

Survey (1=yes, 0=no) Econ Data

Weight Tech Data

Weight Benefits

Weight 106 107 108 109 110 111 112 113 114 115 116 117 118 119 120 121 122 123 124 125 126 127 128 129 130 131 132 133 134 135 136 137 138 139 140 141 142 143 144 145 146 147 148 149 150 151 152 153 154 155 156 157

November 1, 2004 12 of 44 EPA-HQ-OW -2008-0667-DRAFT-1540.xls - Facility InformationRecord for the Proposed Section 316(b) Rule for Phase III Facilities

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5 6 J K L M N O P Q R S T U V FACILITY INFORMATION

SIC Code NAICS Code Sector Facility Employment Waterbody Type Freshwater/M arine CWS Type CCRS Type Recirculating System? State Region FWS Region (Inland Only) Design Intake

Capacity - Facility Level (MGD) 106 107 108 109 110 111 112 113 114 115 116 117 118 119 120 121 122 123 124 125 126 127 128 129 130 131 132 133 134 135 136 137 138 139 140 141 142 143 144 145 146 147 148 149 150 151 152 153 154 155 156 157 GREAT LAKE M FRESHWATER STREAM/RIVER FW ESTUARY/TIDAL RIVER M FRESHWATER STREAM/RIVER FW FRESHWATER STREAM/RIVER FW FRESHWATER STREAM/RIVER FW ESTUARY/TIDAL RIVER M FRESHWATER STREAM/RIVER FW FRESHWATER STREAM/RIVER FW OCEAN M FRESHWATER STREAM/RIVER FW GREAT LAKE M FRESHWATER STREAM/RIVER FW FRESHWATER STREAM/RIVER FW GREAT LAKE M FRESHWATER STREAM/RIVER FW FRESHWATER STREAM/RIVER FW FRESHWATER STREAM/RIVER FW FRESHWATER STREAM/RIVER FW FRESHWATER STREAM/RIVER FW FRESHWATER STREAM/RIVER FW FRESHWATER STREAM/RIVER FW FRESHWATER STREAM/RIVER FW FRESHWATER STREAM/RIVER FW FRESHWATER STREAM/RIVER FW FRESHWATER STREAM/RIVER FW FRESHWATER STREAM/RIVER FW FRESHWATER STREAM/RIVER FW ESTUARY/TIDAL RIVER M FRESHWATER STREAM/RIVER FW FRESHWATER STREAM/RIVER FW FRESHWATER STREAM/RIVER FW FRESHWATER STREAM/RIVER FW FRESHWATER STREAM/RIVER FW FRESHWATER STREAM/RIVER FW ESTUARY/TIDAL RIVER M FRESHWATER STREAM/RIVER FW FRESHWATER STREAM/RIVER FW GREAT LAKE M FRESHWATER STREAM/RIVER FW FRESHWATER STREAM/RIVER FW FRESHWATER STREAM/RIVER FW FRESHWATER STREAM/RIVER FW FRESHWATER STREAM/RIVER FW LAKE/RESERVOIR FW FRESHWATER STREAM/RIVER FW FRESHWATER STREAM/RIVER FW FRESHWATER STREAM/RIVER FW FRESHWATER STREAM/RIVER FW FRESHWATER STREAM/RIVER FW FRESHWATER STREAM/RIVER FW FRESHWATER STREAM/RIVER FW

November 1, 2004 13 of 44 EPA-HQ-OW -2008-0667-DRAFT-1540.xls - Facility InformationRecord for the Proposed Section 316(b) Rule for Phase III Facilities

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5 6 W X Y Z AA AB AC AD AE AF

Daily Average Flow- Facility Level (MGD) Exceeds 5%

Mean Annual Flow Generate

Electricity (1=Yes, 2=No) Use CW in

Generation (1=Yes, 2=No) EIA Code Capacity (MW) Generation (KWh) Capacity

Utilization Generation per

unit flow (MWh/MGD) NPDES ID 106 107 108 109 110 111 112 113 114 115 116 117 118 119 120 121 122 123 124 125 126 127 128 129 130 131 132 133 134 135 136 137 138 139 140 141 142 143 144 145 146 147 148 149 150 151 152 153 154 155 156 157

November 1, 2004 14 of 44 EPA-HQ-OW -2008-0667-DRAFT-1540.xls - Facility InformationRecord for the Proposed Section 316(b) Rule for Phase III Facilities

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5 6 AH AI AJ AK AL AM AN AO AP IN SCOPE STATUS

2009 (Phase V) Final Parent Name NAICS Code Sector Size < 2 MGD CW < 25% of Average Flow In Scope

Status Reason Out of Scope Facility Employment Range 106 107 108 109 110 111 112 113 114 115 116 117 118 119 120 121 122 123 124 125 126 127 128 129 130 131 132 133 134 135 136 137 138 139 140 141 142 143 144 145 146 147 148 149 150 151 152 153 154 155 156 157 In Scope In Scope In Scope In Scope In Scope In Scope In Scope In Scope In Scope In Scope In Scope In Scope In Scope In Scope In Scope In Scope In Scope In Scope In Scope In Scope In Scope In Scope In Scope In Scope In Scope In Scope In Scope In Scope In Scope In Scope In Scope In Scope In Scope In Scope In Scope In Scope In Scope In Scope In Scope In Scope In Scope In Scope In Scope In Scope In Scope In Scope In Scope In Scope In Scope In Scope In Scope In Scope

November 1, 2004 15 of 44 EPA-HQ-OW -2008-0667-DRAFT-1540.xls - Facility InformationRecord for the Proposed Section 316(b) Rule for Phase III Facilities

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5 6 AQ AR AS AT AU AV AW AX AY AZ BA BB BC BD Other Industries #REF!

Revenue (1998$) NAICS level of

PPI data Revenue (as of

2007 in 2009$) Weighted

Revenue (as of 2007 in 2009$) Waterbody

Type (for Options) Flow Category

1 (for Options) Flow Category

2 (for Options) Weighted AIF Weighted DIF 316(b)

Baseline Closure Weighted 316(b) Baseline Closure 106 107 108 109 110 111 112 113 114 115 116 117 118 119 120 121 122 123 124 125 126 127 128 129 130 131 132 133 134 135 136 137 138 139 140 141 142 143 144 145 146 147 148 149 150 151 152 153 154 155 156 157 6 4 6 6 6 6 4 6 6 4 6 4 5 5 5 4 6 4 4 6 6 5 5 6 4 5 6 6 5 6 6 6 5 6 6 4 6 6 6 5 5 6 6 6 6 5 6 5 6 6 5 4

November 1, 2004 16 of 44 EPA-HQ-OW -2008-0667-DRAFT-1540.xls - Facility InformationRecord for the Proposed Section 316(b) Rule for Phase III Facilities

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5 6 A B C D E F G H I SURVEY STATUS

Survey ID (Westat/SAIC) Survey ID (Abt) Facility Name Status Baseline Closure (1=yes, 0=no) Incomplete

Survey (1=yes, 0=no) Econ Data

Weight Tech Data

Weight Benefits

Weight 158 159 160 161 162 163 164 165 166 167 168 169 170 171 172 173 174 175 176 177 178 179 180 181 182 183 184 185 186 187 188 189 190 191 192 193 194 195 196 197 198 199 200 201 202 203 204 205 206 207 208 209

November 1, 2004 17 of 44 EPA-HQ-OW -2008-0667-DRAFT-1540.xls - Facility InformationRecord for the Proposed Section 316(b) Rule for Phase III Facilities

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5 6 J K L M N O P Q R S T U V FACILITY INFORMATION

SIC Code NAICS Code Sector Facility Employment Waterbody Type Freshwater/M arine CWS Type CCRS Type Recirculating System? State Region FWS Region (Inland Only) Design Intake

Capacity - Facility Level (MGD) 158 159 160 161 162 163 164 165 166 167 168 169 170 171 172 173 174 175 176 177 178 179 180 181 182 183 184 185 186 187 188 189 190 191 192 193 194 195 196 197 198 199 200 201 202 203 204 205 206 207 208 209 FRESHWATER STREAM/RIVER FW LAKE/RESERVOIR FW GREAT LAKE M FRESHWATER STREAM/RIVER FW FRESHWATER STREAM/RIVER FW GREAT LAKE M FRESHWATER STREAM/RIVER FW FRESHWATER STREAM/RIVER FW FRESHWATER STREAM/RIVER FW FRESHWATER STREAM/RIVER FW FRESHWATER STREAM/RIVER FW LAKE/RESERVOIR FW GREAT LAKE M FRESHWATER STREAM/RIVER FW LAKE/RESERVOIR FW LAKE/RESERVOIR FW LAKE/RESERVOIR FW ESTUARY/TIDAL RIVER M FRESHWATER STREAM/RIVER FW FRESHWATER STREAM/RIVER FW FRESHWATER STREAM/RIVER FW FRESHWATER STREAM/RIVER FW ESTUARY/TIDAL RIVER M FRESHWATER STREAM/RIVER FW FRESHWATER STREAM/RIVER FW FRESHWATER STREAM/RIVER FW FRESHWATER STREAM/RIVER FW FRESHWATER STREAM/RIVER FW FRESHWATER STREAM/RIVER FW ESTUARY/TIDAL RIVER M FRESHWATER STREAM/RIVER FW FRESHWATER STREAM/RIVER FW GREAT LAKE M FRESHWATER STREAM/RIVER FW FRESHWATER STREAM/RIVER FW FRESHWATER STREAM/RIVER FW FRESHWATER STREAM/RIVER FW FRESHWATER STREAM/RIVER FW LAKE/RESERVOIR FW FRESHWATER STREAM/RIVER FW FRESHWATER STREAM/RIVER FW GREAT LAKE M FRESHWATER STREAM/RIVER FW ESTUARY/TIDAL RIVER M FRESHWATER STREAM/RIVER FW ESTUARY/TIDAL RIVER M FRESHWATER STREAM/RIVER FW ESTUARY/TIDAL RIVER M FRESHWATER STREAM/RIVER FW ESTUARY/TIDAL RIVER M FRESHWATER STREAM/RIVER FW FRESHWATER STREAM/RIVER FW

November 1, 2004 18 of 44 EPA-HQ-OW -2008-0667-DRAFT-1540.xls - Facility InformationRecord for the Proposed Section 316(b) Rule for Phase III Facilities

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5 6 W X Y Z AA AB AC AD AE AF

Daily Average Flow- Facility Level (MGD) Exceeds 5%

Mean Annual Flow Generate

Electricity (1=Yes, 2=No) Use CW in

Generation (1=Yes, 2=No) EIA Code Capacity (MW) Generation (KWh) Capacity

Utilization Generation per

unit flow (MWh/MGD) NPDES ID 158 159 160 161 162 163 164 165 166 167 168 169 170 171 172 173 174 175 176 177 178 179 180 181 182 183 184 185 186 187 188 189 190 191 192 193 194 195 196 197 198 199 200 201 202 203 204 205 206 207 208 209

November 1, 2004 19 of 44 EPA-HQ-OW -2008-0667-DRAFT-1540.xls - Facility InformationRecord for the Proposed Section 316(b) Rule for Phase III Facilities

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5 6 AH AI AJ AK AL AM AN AO AP IN SCOPE STATUS

2009 (Phase V) Final Parent Name NAICS Code Sector Size < 2 MGD CW < 25% of Average Flow In Scope

Status Reason Out of Scope Facility Employment Range 158 159 160 161 162 163 164 165 166 167 168 169 170 171 172 173 174 175 176 177 178 179 180 181 182 183 184 185 186 187 188 189 190 191 192 193 194 195 196 197 198 199 200 201 202 203 204 205 206 207 208 209 In Scope In Scope In Scope In Scope In Scope In Scope In Scope In Scope In Scope In Scope In Scope In Scope In Scope In Scope In Scope In Scope In Scope In Scope In Scope In Scope In Scope In Scope In Scope In Scope In Scope In Scope In Scope In Scope In Scope In Scope In Scope In Scope In Scope In Scope In Scope In Scope In Scope In Scope In Scope In Scope In Scope In Scope In Scope In Scope In Scope In Scope

In Scope In Scope In Scope In Scope

November 1, 2004 20 of 44 EPA-HQ-OW -2008-0667-DRAFT-1540.xls - Facility InformationRecord for the Proposed Section 316(b) Rule for Phase III Facilities

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5 6 AQ AR AS AT AU AV AW AX AY AZ BA BB BC BD Other Industries #REF!

Revenue (1998$) NAICS level of

PPI data Revenue (as of

2007 in 2009$) Weighted

Revenue (as of 2007 in 2009$) Waterbody

Type (for Options) Flow Category

1 (for Options) Flow Category

2 (for Options) Weighted AIF Weighted DIF 316(b)

Baseline Closure Weighted 316(b) Baseline Closure 158 159 160 161 162 163 164 165 166 167 168 169 170 171 172 173 174 175 176 177 178 179 180 181 182 183 184 185 186 187 188 189 190 191 192 193 194 195 196 197 198 199 200 201 202 203 204 205 206 207 208 209 5 6 6 5 6 6 6 5 6 6 5 5 5 6 5 6 5 6 5 5 6 6 5 5 6 4 5 6 6 4 6 6 6 6 4 5 5 5 4 5 5 6 4 6 6 4

4 3 3 3

November 1, 2004 21 of 44 EPA-HQ-OW -2008-0667-DRAFT-1540.xls - Facility InformationRecord for the Proposed Section 316(b) Rule for Phase III Facilities

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5 6 A B C D E F G H I SURVEY STATUS

Survey ID (Westat/SAIC) Survey ID (Abt) Facility Name Status Baseline Closure (1=yes, 0=no) Incomplete

Survey (1=yes, 0=no) Econ Data

Weight Tech Data

Weight Benefits

Weight 210 211 212 213 214 215 216 217 218 219 220 221 222 223 224 225 226 227 228 229 230 231 232 233 234 235 236 237 238 239 240 241 242 243 244 245 246 247 facility has split intakes

November 1, 2004 22 of 44 EPA-HQ-OW -2008-0667-DRAFT-1540.xls - Facility InformationRecord for the Proposed Section 316(b) Rule for Phase III Facilities

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5 6 J K L M N O P Q R S T U V FACILITY INFORMATION

SIC Code NAICS Code Sector Facility Employment Waterbody Type Freshwater/M arine CWS Type CCRS Type Recirculating System? State Region FWS Region (Inland Only) Design Intake

Capacity - Facility Level (MGD) 210 211 212 213 214 215 216 217 218 219 220 221 222 223 224 225 226 227 228 229 230 231 232 233 234 235 236 237 238 239 240 241 242 243 244 245 246 247 FRESHWATER STREAM/RIVER FW FRESHWATER STREAM/RIVER FW ESTUARY/TIDAL RIVER M FRESHWATER STREAM/RIVER FW GREAT LAKE M FRESHWATER STREAM/RIVER FW FRESHWATER STREAM/RIVER FW FRESHWATER STREAM/RIVER FW FRESHWATER STREAM/RIVER FW

FRESHWATER STREAM/RIVER FW FRESHWATER STREAM/RIVER FW GREAT LAKE M GREAT LAKE M ESTUARY/TIDAL RIVER M LAKE/RESERVOIR FW FRESHWATER STREAM/RIVER FW OCEAN M ESTUARY/TIDAL RIVER M FRESHWATER STREAM/RIVER FW

GREAT LAKE M FRESHWATER STREAM/RIVER FW FRESHWATER STREAM/RIVER FW FRESHWATER STREAM/RIVER FW FRESHWATER STREAM/RIVER FW FRESHWATER STREAM/RIVER FW FRESHWATER STREAM/RIVER FW FRESHWATER STREAM/RIVER FW FRESHWATER STREAM/RIVER FW FRESHWATER STREAM/RIVER FW FRESHWATER STREAM/RIVER FW FRESHWATER STREAM/RIVER FW FRESHWATER STREAM/RIVER FW FRESHWATER STREAM/RIVER FW

November 1, 2004 23 of 44 EPA-HQ-OW -2008-0667-DRAFT-1540.xls - Facility InformationRecord for the Proposed Section 316(b) Rule for Phase III Facilities

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5 6 W X Y Z AA AB AC AD AE AF

Daily Average Flow- Facility Level (MGD) Exceeds 5%

Mean Annual Flow Generate

Electricity (1=Yes, 2=No) Use CW in

Generation (1=Yes, 2=No) EIA Code Capacity (MW) Generation (KWh) Capacity

Utilization Generation per

unit flow (MWh/MGD) NPDES ID 210 211 212 213 214 215 216 217 218 219 220 221 222 223 224 225 226 227 228 229 230 231 232 233 234 235 236 237 238 239 240 241 242 243 244 245 246 247

November 1, 2004 24 of 44 EPA-HQ-OW -2008-0667-DRAFT-1540.xls - Facility InformationRecord for the Proposed Section 316(b) Rule for Phase III Facilities

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5 6 AH AI AJ AK AL AM AN AO AP IN SCOPE STATUS

2009 (Phase V) Final Parent Name NAICS Code Sector Size < 2 MGD CW < 25% of Average Flow In Scope

Status Reason Out of Scope Facility Employment Range 210 211 212 213 214 215 216 217 218 219 220 221 222 223 224 225 226 227 228 229 230 231 232 233 234 235 236 237 238 239 240 241 242 243 244 245 246 247 In Scope In Scope In Scope In Scope In Scope In Scope In Scope In Scope In Scope

In Scope In Scope In Scope In Scope In Scope In Scope In Scope In Scope In Scope In Scope

In Scope In Scope In Scope In Scope In Scope In Scope In Scope In Scope In Scope In Scope In Scope In Scope In Scope In Scope

November 1, 2004 25 of 44 EPA-HQ-OW -2008-0667-DRAFT-1540.xls - Facility InformationRecord for the Proposed Section 316(b) Rule for Phase III Facilities

4

5 6 AQ AR AS AT AU AV AW AX AY AZ BA BB BC BD Other Industries #REF!

Revenue (1998$) NAICS level of

PPI data Revenue (as of

2007 in 2009$) Weighted

Revenue (as of 2007 in 2009$) Waterbody

Type (for Options) Flow Category

1 (for Options) Flow Category

2 (for Options) Weighted AIF Weighted DIF 316(b)

Baseline Closure Weighted 316(b) Baseline Closure 210 211 212 213 214 215 216 217 218 219 220 221 222 223 224 225 226 227 228 229 230 231 232 233 234 235 236 237 238 239 240 241 242 243 244 245 246 247 3 3 3 3 3 3 3 4

6 6 6 6 6 6 6 6 6 6

4 5 6 6 5 4 6 4 6 4 6 6 4 5

November 1, 2004 26 of 44 EPA-HQ-OW -2008-0667-DRAFT-1540.xls - Facility Information

### 3 8 11 12

Survey ID Name Tech Weight NAICS Sector

### 3 8 11 12

Survey ID Name Tech Weight NAICS Sector

### 3 8 11 12

Survey ID Name Tech Weight NAICS Sector

### 3 8 11 12

Survey ID Name Tech Weight NAICS Sector

### Unweighted Weighted Tech Weighted

Sector Universe Baseline Closures Percent

Baseline Closures Operating In

Baseline Universe Baseline Closures Percent

Baseline Closures Operating In

Baseline Universe Baseline Closures Percent

Baseline Closures Operatin

g In Baseline Paper 94 12 13% 82 230 32 14% 198 225 0 0% 225 Chemicals 49 1 2% 48 171 4 3% 167 179 0 0% 179 Petroleum 29 5 17% 24 36 5 15% 30 39 0 0% 39 Steel 29 8 28% 21 68 22 32% 46 68 0 0% 68 Aluminum 9 1 11% 8 27 3 12% 24 26 0 0% 26 Food 12 2 17% 10 37 7 18% 31 37 0 0% 37 Primary Manufacturing Industries 222 29 13% 193 569 73 13% 496 575 0 0% 575 Other 13 3 23% 10 10 3 30% 7 17.12657 0 0% 17.12657 Total 235 32 14% 203 579 76 13% 503 592 0 0% 592

### Technical Analysis Facilities Meeting or Exceeding DIF Thresholds 

### Facilities Baseline Closures Facilities Passing Baseline Closure Test Unweighted We ighted Unweighted We ighted Unweighted We ighted 2 

### 234 592 32 73 203 518 125 40 64 6 7 34 57

Economic Analysis Facilities Meeting or Exceeding DIF Thresholds 

### Facilities Baseline Closures Facilities Passing Baseline Closure Test Unweighted We ighted Unweighted We ighted Unweighted We ighted 2 

### 220 579 32 76 188 503 125 37 63 6 7 31 55 Threshold Threshold

### 12 22 45 7

Survey ID Sector DIF Revenue (2007, in 2008$) Econ. W eight W eighted Rev. (2007, in 2008$)

### Millions, 2008$

Sector All DIF > 10 MGD 

### Food 16,438 $ 11,603 $ 

### Paper 70,142 $ 61,128 $ 

### Chemicals 74,823 $ 68,442 $ 

### Petroleum 216,321 $ 174,378 $ 

### Steel 62,508 $ 55,241 $ 

### Aluminum 22,254 $ 16,792 $ Primary Manufacturing 462,485 $ 387,584 $ Other* 3,163 $

- $ Total 465,648 $ 387,584 $ * Values were not adjusted to 2007 using PPI, as these facilities are outside of the primary manufacturing industries

### 12 22 45 7

Survey ID Sector DIF Revenue (2007, in 2008$) Econ. W eight W eighted Rev. (2007, in 2008$)

### 12 22 45 7

Survey ID Sector DIF Revenue (2007, in 2008$) Econ. W eight W eighted Rev. (2007, in 2008$)

### 12 22 45 7

Survey ID Sector DIF Revenue (2007, in 2008$) Econ. W eight W eighted Rev. (2007, in 2008$)

## 316(b) Baseline Closure (All)

Sum of Weighted Revenue Flow Category 2 (for Options) Sector 2-10 MGD 10-20 MGD 20-50 MGD 50+ M GD Grand Total Food $2,095,799,757 $2,233,288,830 $4,837,340,789 $5,583,072,314 $14,749,501,690 Paper $9,217,758,553 $8,688,411,584 $29,815,216,889 $21,408,564,148 $69,129,951,173 Petroleum $12,008,563,972 $4,894,463,490 $16,531,901,438 $28,500,904,114 $61,935,833,013 Chemicals $6,205,388,449 $13,205,907,159 $24,478,932,069 $33,906,476,760 $77,796,704,437 Steel $5,717,029,692 $7,777,597,505 $35,806,543,291 $49,301,170,488 Alum inum $5,041,703,866 $3,574,840,536 $824,502,214 $5,900,066,136 $15,341,112,752 Other $639,560,613 $21,896,360 $47,607,445 $2,414,548,235 $3,123,612,654 Grand Total $40,925,804,901 $32,618,807,959 $84,313,098,349 $133,520,174,998 $291,377,886,208

MGD Threshold for Regulation under 316(b) Phase V 2 10 20 50 2007 Sector VOS 10+ % VOS Food $14,750 $12,654 $10,420 $5,583 $688,885 2% 

## 1% Paper $69,130 $59,912 $51,224 $21,409 $179,751 33% 

## 29% Petroleum $61,936 $49,927 $45,033 $28,501 $618,856 8% 

## 7% Chemicals $77,797 $71,591 $58,385 $33,906 $739,791 10% 

## 10% Steel $49,301 $43,584 $43,584 $35,807 $126,561 34% 

## 23% Alum inum $15,341 $10,299 $6,725 $5,900 $44,973 23% 

## 19% Other $3,124 $2,484 $2,462 $2,415 Total $291,378 $250,452 $217,833 $133,520

Sector

## 1 2

NAICS Code Sector 111991 Other 212210 Other 212391 Other 311211 Food 311221 Food 311312 Food 311313 Food 312140 Food 313311 Other 321113 Other 322110 Paper 322121 Paper 322121 Paper 322122 Paper 322130 Paper 322222 Paper 322224 Paper 322299 Paper 324110 Petroleum 325110 Chemicals 325120 Chemicals 325131 Chemicals 325181 Chemicals 325188 Chemicals 325199 Chemicals 325211 Chemicals 325221 Chemicals 325222 Chemicals 325311 Chemicals 325312 Chemicals 325412 Chemicals 325611 Chemicals 325998 Chemicals 331111 Steel 331112 Steel 331210 Steel 331221 Steel 331222 Steel 331311 Alum inum 331312 Alum inum 331314 Alum inum 331315 Alum inum 331419 Other 332211 Other 336412 Other 339115 Other 332999 Other 325411 Chemicals

## 1 2 3 4 5 6

NAICS Sector Column 1998 2007 % Change 322110 Paper 2 125.1 163.1 30.4% 32212 Paper 4 144.5 170.8 18.2% 322130 Paper 6 165.1 224.4 35.9% 331312 Alum inum 2 112.4 192 70.8% 331315 Alum inum 4 145.4 187 28.6% 3251 Chemicals 2 153.0 165.7 8.4% 3252 Chemicals 4 119.5 172.5 44.3% 3253 Chemicals 6 136.1 268.0 96.9% 3254 Chemicals 8 213.2 276.5 29.7% 311 Food 2 126.3 158.6 25.6% 3121 Food 4 127.2 155.2 22.0% 324110 Petroleum 2 62.3 266.9 328.4% 331111 Steel 10 111.3 172 54.5% 331112 Steel 11 170.2 265.8 56.2% 331221 Steel 12 114.5 171.7 50.0% 331222 Steel 13 125.3 169.8 35.5% 331210 Steel 14 132.7 240.1 80.9%

2 12 322222 Paper ** 135.5 173.8 28.3% 322224 Paper Annual 107.3 137.0 27.7% 322299 Paper ** 135.5 173.8 28.3% 325998 Chemicals Annual 134.7 201.4 49.5% 331311 Alum inum ** 128.9 189.5 47.0% 331314 Alum inum ** 128.9 189.5 47.0%

** No data available prior to 2003 from BLS. Used averages from other analy

zed NAICS classifications in the same sectorRecord for the Proposed Section 316(b) Rule for Phase III Facilities

1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 A B

Year Value 1995 1.346 1996 1.321 1997 1.298 1998 1.284 1999 1.265 2000 1.238 2001 1.211 2002 1.192 2003 1.167 2004 1.134 2005 1.098 2006 1.063 2007 1.033 2008 1.012 GDP Adjustments to 2009

November 1, 2004 44 of 44 EPA-HQ-OW -2008-0667-DRAFT-1540.xls - GDP Deflator Series