## STATEMENT OF QUALIFICATIONS 

# Power to Provide a World of Services

3rd Quarter 2013

### Statement of Qualifications

3rd Quarter 2013 2 NAES Corporation (NAES sm ) is a global, independent services company dedicated to unparalleled excellence in the energy and infrastructure services market by offering a broad range of complementary services designed to make facilities run safely, reliably and cost effectively. At NAES, safety is at the forefront of every project. NAES integrates safety into every job task so that safety and job performance become inseparable. Through the cooperative efforts of all management team members and workforce, NAES strives to maintain a consistently incident and injury-free environment. We deliver on customer commitments knowing that our success depends on making your facility a success. Through all of our services, our core values underpin everything we do—you can count on NAES for a commitment to safety, regulatory compliance, high performance, the delivery of cost effective solutions, and the flexibility to respond to your goals. This Statement of Qualifications demonstrates our capabilities. You will find that NAES has the management skills, technical know-how, and depth of resources to deliver sustained excellence. We live up to our reputation through world class leadership, a culture of excellence, and an environment of integrity and trust. Let us meet your needs today! Robert E. Fishman President & CEO 

# Welcome to NAES

CONTENTS Company Description 3 Operations & Maintenance 5 Engineering & Technical Services 8 Maintenance & Construction 16 Turbine Services 18 Industrial Services 20 Staffing Services 21 Contact Information 23

### 3 NAES Corporation (NAES sm ) provides a broad range of services to the energy and infrastructure markets. As a trusted world class provider of services, NAES continuously strives to exceed customer expectations by demonstrating the highest level of commitment to quality. Capable, proven and dedicated to success, NAES delivers safe, reliable and exceptional performance in all aspects of its business: ■ Operations & Maintenance ■ T echnical Services ■ Main tenance & Construction ■ T urbine Services ■ Industrial Services ■ St affing Services NAES - A Company that Delivers NAES is a long term, successful company with an emphasis on continuous improvement. Formed in 1980, NAES is a profitable and growing company based on the delivery of successful outcomes. Business Focus NAES has experienced significant growth due to its systematic reach into the marketplace and through the acquisition of complementary service-related companies. Conventional Generation. Since the founding of the company, NAES has performed hundreds of projects totaling nearly 20 million hours of work at fossil and nuclear plants. Renewable Energy. Serving the broadest range of renewable technologies in the business, NAES has provided its full range of services at renewable energy facilities since 1985, including: ■ Biomass ■ Landfill Gas ■ Hydroelectric ■ Waste-to-Energy: ■ Ge othermal - municipal solid w aste (MSW) ■ Solar - tir e derived fuel (TDF) ■ Wi nd - r efuse derived fuel (RDF) Infrastructure. NAES has expanded its business to include providing services in the infrastructure markets, including biofuels production and processing. NAES performed O&M services at a state-of-the-art biosolids processing plant, the first of its kind in the U.S. By 

### Statement of Qualifications 

# Company Description

NAES HISTORY 2012 Enters Asia and Europe Enters petrochemical market 201 1 Adds concentrating solar 2010 Celebrates 30-year anniversary 2007 Enters Canada 2006 Becomes leading third party O&M operator: 27,000+ MW 2005 Establishes NAES Power Contractors 2004 Adds major maintenance on East Coast 2003 • Broadens technology,

safety, and environmental capabilities • Adds turbine field

inspection services

### 4 applying its proven practices, methodologies and expertise, NAES is adept in working with new technologies. Customer Base NAES serves public and private utilities, independent power producers (IPPs), industrials, developers and financial investors. NAES has successfully established mutually beneficial, long term relationships with many of its customers based on a foundation of teamwork and “ownership.” Geographies Headquartered in Issaquah, Washington, U.S. office locations include: Houston, Texas; New York, New York; Pittsburgh, Pennsylvania; Charlotte, North Carolina; North Kansas City, Missouri; Carneys Point, New Jersey; Hillsboro, Oregon; and Sulphur, Louisiana. NAES has worked in more than 20 countries and is comfortable with taking on new projects where our experience and capabilities add value.
Ownership NAES is owned by ITOCHU International Inc. and I-Power Investment Inc., both subsidiaries of ITOCHU Corporation (ITOCHU), an international trading conglomerate and Fortune Global 250 company with worldwide sales approaching $46 billion. 2002 Adds shop repair services 2001 Acquired by ITOCHU 1994 First international project 1987 Establishes O&M division 1986 Forms contract employee services 1985 Forms maintenance and modification services 1980 Created by four Northwest utilities to offer management services

### 5 Since 1987, NAES has specialized in providing operations and maintenance (O&M) services in support of energy facilities engaged in the production of electricity, fuel and steam. NAES focuses on the fundamentals—safety, reliability, compliance, and cost—as it seeks to operate energy facilities as they were designed and intended to be operated. NAES hires motivated people, develops and implements effective procedures and programs, trains and qualifies employees, drives high performance, and seeks continuous improvement. Proven O&M Experience As the industry's leading independent O&M provider with more than 60,000 megawatts (MW) of experience, NAES offers the advantage of having no competing loyalties and maintaining open communication with its customers. NAES expects to operate safely, comply with all laws, agreements and permits, and optimize operations in terms of cost, production, and equipment life. With an O&M resume that includes 205 plants in 12 countries and 36 states, NAES continues to grow its business based on proven performance. NAES provides: ■ Complete management of all O&M services ■ Cu stomized operational programs development and implementation ■ Ex tensive safety and environmental compliance management systems and programs ■ E ffective planning and oversight of major maintenance activities ■ Thoroughly established oversight and infrastructure support services Broadest Range of Technologies and Fuels in the Industry NAES is highly experienced in the broadest range of plant technologies and fuels in the business, including industrial combustion and aeroderivative turbines (simple and combined cycle), reciprocating engines, coal and fuel oil fired steam plants, district heating and cooling facilities, and renewables—biomass, geothermal, hydroelectric, landfill gas, waste-to-energy, concentrating solar, and wind. NAES is leveraging its technological experience to expand into non-power infrastructure. NAES is presently working with a multitude of prospective customers to operate second generation biofuels. Significant Combustion Turbine Experience. NAES has unmatched combustion turbine experience, having operated more than 300 units at cogeneration, combined cycle and simple 

# Operations & Maintenance

O&M SERVICES Experience Summary

• 205 plants • 12 countries • 36 states • 60,049 MW Major Equipment • Industrial and Aeroderivative

Combustion Turbines • Wind Turbines • Turbo-Expander Units • Boilers • Reciprocating Engines • Solar Panels Fuels • Natural Gas • Heavy Fuel Oils • Coal • Petroleum Coke • Biomass • Municipal Solid Waste

(MSW) • Refuse Derived Fuel (RDF) • Tire Derived Fuel (TDF) • Water • Geothermal • Landfill Gas • Sun • Wind

### 6 cycle facilities ranging in size from 2.1 MW to 1,600 MW. Units span all OEM technologies, ranging from small aeroderivatives to large “G” turbines. NAES is a leading independent O&M provider with hands-on experience operating high efficiency equipment for the major combustion turbine manufacturers: S-W, GE, ABB, and MHI. Solid Fuel Experience. NAES has broad experience operating and maintaining solid fuel power plants firing coal, biomass, petroleum coke, and waste-to-energy fuels including tire-derived fuel (TDF), refuse-derived fuel (RDF), and municipal solid waste (MSW). NAES operates a state-of-the-art supercritical coal plant. NAES also operates one of the largest biomass facilities in the U.S., and operated a state-of-the-art biosolids fuel processing plant, the first of its kind in the U.S. Experienced Project Management For each O&M project, NAES provides an experienced project management team that follows the project from the pre-commercial (mobilization) period throughout the duration of the commercial operations period. This team plans, schedules, and supervises the provision of transition activities or pre-commercial O&M services, and provides expert management oversight and technical support services to attain long-term commercial operations goals. In addition to technical expertise gained through its diverse O&M experience, NAES is equally versed in the unique business matters of the energy industry including: steam host agreements, power purchase agreements, fuel sales agreements, LTSAs/LTPAs, major maintenance management, and the management of suppliers and vendors and ancillary services for generation facilities. NAES operates plants to comply with the provisions of all these agreements and to maximize owner returns. In-Depth Support Infrastructure NAES maintains an experienced home office support team that delivers necessary services across the broad spectrum of disciplines required for successful facility operations and maintenance. This team provides technical support during transitions or pre-commercial operations, and for the long term operation of each plant operated by NAES, including: ■ Operations Procedures ■ P erformance Engineering ■ Sa fety & Health ■ N ERC Compliance ■ Environmental Compliance ■ Acc ounting and Finance ■ Main tenance Planning & CMMS ■ Human R esources ■ T raining & Qualification ■ In formation Systems Configurations • Simple & Combined-Cycle • Cogeneration • Industrial Boiler • DH&C Operating Modes • Baseload • Load-Following • Peaking • Seasonal • Regulating Combustion Turbines • ABB: GT11N2, GT8BC, GT24 • GE Frame: 5, 6B, 6FA, 7FA,

7FA+e, 7E, 7EA, 9E • GE Aeroderivative: LM2500,

LM2500 PE, LM5000, LM 5000 STIG 120, LM6000, LM6000 PC Sprint, TM2500, GE 10 • MHI: 501F, 501G • Pratt & Whitney:

FT-8 SWIFTPAC, FT-8 Twinpac • Siemens-Westinghouse:

251-B12, 501D5A, 501F, 501FC, 501FD, 501FD2, 501G, SGT6-5000F, SGT800, V64.3, V84.2, V84.3.A2, W-191G • Solar: Mars

### 7 Driving OEM Value On a daily basis, NAES works successfully with a wide variety of original equipment manufacturers (OEMs) to manage service agreements, procure parts and services, and to resolve technical issues. Because NAES is independent of all ties to OEMs, it provides unbiased services based on an objective evaluation of day-to-day operations and maintenance issues, and investigates every avenue to obtain high-quality services and parts at the lowest cost to the plant owner. Maintaining Safety & Environmental Compliance NAES enjoys an excellent and outstanding safety record at the plants it operates, demonstrated by an annual incident rate that is consistently lower than the industry average and OSHA VPP Star status at a number of plants (fewer than 1% of U.S. companies attain VPP Star status). NAES-operated plants also enjoy an excellent environmental compliance record, frequently receiving positive comments from agency inspectors. Attaining High Levels of Technical Performance Plants operated by NAES consistently meet and exceed performance objectives and attain track records that are among the highest in the industry. Seeking continuous improvement, NAES understands that incremental performance improvements can result in significant additional revenues and earnings. Effecting Cost/Budget Control NAES services are designed to provide high levels of performance while promoting an aggressive, yet realistic, cost structure. NAES works to customer-approved operating plans and budgets, employs a transparent cost structure with no markups, and utilizes performance driven fees. NAES understands the importance of dispatch reliability and availability on the revenue stream and the need for cost-effectiveness in all aspects of plant operations to protect bottom line economics. NAES has established Group Pricing Agreements with industry leading companies to provide additional value to owners and customers through preferential services, scheduling priority and cost concessions commensurate with the volume of business that a given vendor conducts with the NAES fleet. Sustaining Customer Satisfaction NAES works diligently to achieve high levels of customer satisfaction, not only in terms of plant performance, but also in terms of teamwork, flexibility, and responsiveness to customer needs. NAES recognizes that a successful business relationship is based on adding value and reducing risk, reflected in its theme of “pay for performance”. Reciprocating Engines • Jenbacher • Nordberg • Wärtsilä Steam Turbines • ABB • Allis Chalmers • Alstom • DeLaval • Dresser Rand • Elliott • Fuji • GE • GEC Alsthom • Siemens • Mitsubishi • Shin Nippon • Toshiba • Turbodyne • Westinghouse

### 8 Leveraging its extensive O&M experience, NAES has developed a broad range of technical services to improve plant performance and enhance personnel effectiveness. NAES offers these services individually or as part of a multifaceted technical services agreement, both at the plants it operates and as third-party services. Services are grouped as follows: ■ T echnical Services ■ En vironmental Support Services ■ Dense Slurr y Ash & Waste Water Management ■ Engine ering Services ■ N ERC Compliance Services Technical Services Plant Programs. NAES provides customized plant programs that ensure safe, reliable and costeffective plant operations: ■ Safety ■ Operations ■ Maintenance ■ T raining & Qualification ■ Environmental ■ Chemistry ■ Human R esources ■ N ERC Compliance ■ Administrative ■ Assessment Customized Operating Procedures and System Descriptions. NAES experience demonstrates that precisely written, customized operating procedures improve plant reliability, availability, efficiency, and maintainability by enabling plant staff to focus on procedural compliance. NAES incorporates OEM recommendations and best practices into a single, all encompassing set of operating guidelines that promote superior performance in all areas of plant operations including: ■ Plan t Startup ■ N ormal Operations ■ Of f-Normal Operations ■ Shutdown ■ Emer gency Operations 

# Technical Services

TECHNICAL SERVICES Experience Summary Operating Procedures 165 Plant Programs 143 Environmental 139 NERC Services - Compliance Program 200+ - Audits 115 - Oversight 11 CMMS 82 Preventive Maintenance 79 Plans Specialized Training 108 O&M Consulting 89 - Oversight/Assessments - Due Diligence - EPC & LTSA/CSA Support - Performance Engineering

### 9 NAES supplements the customized operating procedures with complete system descriptions and simplified operational diagrams. Preventive Maintenance Plans and Work Standards. Using OEM data and proven practices, NAES creates a comprehensive preventive maintenance (PM) plan, and integrates the plan into the plant Computerized Maintenance Management System (CMMS). The plan identifies, prioritizes, and summarizes all of the unique actions to be taken at a facility, including outage schedules, work loads, warranty requirements, and OEM recommendations. NAES creates customized work standards that document highly complex, non-routine maintenance tasks and incorporates OEM information and plant personnel knowledge. By evaluating historical plant records, conducting personnel interviews, and observing maintenance evolutions, NAES designs detailed processes and information that improves cost effectiveness and efficiency. Updated Power Plant Documentation. NAES updates and digitizes outdated plant drawings, operating procedures (OP's), and system descriptions (SD's) creating a modern electronic library to support plant operations. Using available plant documentation, NAES performs walkdowns to capture current plant information, and then generates up-to-date OP's, SD's, and operational diagrams (OD's), which provide more detail than traditional Piping and Instrumental Diagrams (P&IDs) and one-line diagrams. Once created, these digital documents allow plant information to be easily modified, stored, printed and controlled. O&M Oversight and Assessment Program. NAES O&M Oversight and Assessment Program is a systematic approach to improve plant performance and personnel effectiveness. Through periodic site visits, NAES evaluates O&M policies, procedures, and processes to assess areas that can benefit from improvement, including availability and reliability, safety, compliance, budget and operating plan performance, resolution of technical issues, staff training, and other personnel issues. NAES delivers a comprehensive report describing elements of risk and recommended actions. Due Diligence. NAES due diligence services provide an in-depth assessment of all relevant aspects of the past, present, and predictable future of generation assets. Having completed numerous due diligence projects, NAES is a recognized leader in evaluating power plant operations and maintenance and verifying material facts for generation assets. NAES evaluates plant condition, O&M programs, execution in relation to existing contracts and agreements, and then prepares a report assessing the plant for efficiency, operability, and condition. Pre-Commercial and Specialized Training. NAES provides a customized training program that encompasses all aspects of training, including management, operations, maintenance, Training Program • Management • Operations • Maintenance • Chemistry Control • Environmental

Considerations • Safety Programs:

- Safety - First Aid/CPR - Basic Firefighting - SCBA • Administration • Computer Usage • Employee Qualifications • Oversight of EPC Training

### 10 chemistry control, environmental considerations, safety programs, administration, and use of computers. The training program applies to all employees at the facility. NAES provides: ■ T raining Policy Manual that defines methods for administering and tracking training ■ Emplo yee Qualification ■ E valuation and Verification of Training Effectiveness ■ Sa fety, First Aid/CPR, Basic Firefighting, and Self Contained Breathing Apparatus (SCBA) Training ■ Ov ersight of EPC training Specialized Operations Consulting. For the times when a customer needs an “operator’s perspective,” NAES provides specialized project development, setup, and support services, including: ■ EPC neg otiations ■ O&M budg et development ■ L TSA/CSA negotiation support ■ Long t erm maintenance budgets ■ T urnover, startup and testing support Environmental Support Services Power plant and industrial customers draw on the extensive experience and expertise of NAES Environmental Support Services (ESS), which is staffed with environmental professionals who offer extensive multi-media knowledge gained from 315+ combined years of experience. NAES has supported more than 135 facilities in 35 states, gaining broad experience in federal and state requirements impacting the power industry across diverse technologies and fuels. NAES develops and helps implement environmental programs and provides a range of environmental services, training, and tools for internal and external customers. NAES environmental experience includes compliance and strategic support in: ■ Air programs, such as permitting/Title V, Continuous Emissions Monitoring, ECMPS reporting, Acid Rain/CAIR, 40 Part 75 and 60, New Source Performance Standards, MACT standards, federal and California Green House Gas Reporting, stack testing, RATA’s and all types of air reporting ■ NPDES waste water and stormwater permits, plans, sampling and reporting. Solid and hazardous waste, chemical management, spill prevention/SPCC/OPA, emergency planning, Right-to-Know, Toxic Release Inventory, Accidental Release Prevention/Risk Specialized Services • Due Diligence • Operations Consulting • Plant Documentation • O&M Oversight and

Assessment

### 11 Management Program, DOT and remediation ■ Site evaluations, environmental training, EHS employee development, environmental management systems, tools and procedures ■ Keeping pace with the unprecedented rate of new and modified environmental requirements impacting the power industry NAES environmental support services include: ■ T echnical support and oversight for environmental report preparation ■ Regulatory and permit interpretation and guidance ■ Environmental evaluations and assessments ■ Environmental Compliance Calendar development ■ Environmental Binder development (comprehensive NAES-designed environmental tool summarizing environmental requirements) ■ Program compliance tools, such as checklists and management plans for air, water, waste and chemical programs ■ Federal and state environmental regulatory tracking ■ Environmental guidance and tools for new regulations such as federal and state Green House Gas Reporting Programs ■ Technical support for emissions monitoring, testing data collection and analysis ■ Environmental training and webinars ■ Developing tailored site training materials ■ On-site support to supplement site environmental staff or cover staff vacancies ■ Agency inspection assistance and follow up ■ Environmental incident or enforcement assistance and follow up ■ Review and assistance with permitting ■ Review, modification or update of environmental plans such as SPCC, RMP, SWPPP, CEMS QA/QC ■ Development of Title V Air Permit compliance processes ■ Development of Waste Management Plans and Water Management Plans ■ Management of environmental consultants ■ Agency communications/correspondence on behalf of customer ■ Special projects, such as support for ownership changes, permit evaluations, legacy environmental issues, due diligence NAES provides a range of technical support depending on the needs and resources of the client, facility staffing levels and capabilities, site complexity and historical, legacy environmental issues. This approach has proven to be effective for managing overall costs for the owner while having the resources and expertise available to address the technical or resource needs of the specific owner or facility, particularly as those needs change over time. Environmental Expertise • Air Compliance • Reporting • Continuous Emissions

Monitoring • Title V • Risk Management Program

(RMP) • NPDES Wastewater Permits • Stormwater Permits • Solid and Hazardous Waste • Chemical Use & Spill Plan • Emergency Plans

### 12 Dense Slurry Ash & Waste Water Management Services • Tailored Testing Services • Capital Equipment • Engineering and Balance of Plant • Construction and Installation of Circumix System Dense Slurry Ash & Waste Water Management NAES has teamed with GEA EGI Contracting/Engineering Co. Ltd. to deploy the Circumix Dense Slurry System (DSS) technology in North America. The technology has been used for decades worldwide (including the United States) to stabilize more than 60 million cubic yards of ash mixed with waste water from coal-fired power plants. Circumix Advantages ■ Zero discharge of waste water ■ Waste water consumed in hydration and pozzolanic reactions to stablize ash ■ Solid product produced exhibiting low hydraulic conductivity, high compressional strength and sequestration of metals ■ Fugitive dust emissions eliminated because the product is cementaceous ■ No risk of catastrophic release of ash products because the product is solid NAES Equipment and Service Offerings for Circumix Deployment ■ Tailored testing services -- Comprehensive testing services designed to evaluate Circumix technology for plant-specific waste water and conbustion residue chemistry ■ Capital equipment -- All equipment required to install and operate a Circumix system capable of stabilizing ash and waste water from ash collection to impoundment/landfill discharge ■ Engineering and balance of plant -- Correct sizing of equipment and integration into existing plant equipment ■ Construction and installation of Circumix system -- Turnkey contracting services for installation and commissioning Engineering Services NAES understands customer technical needs and delivers results that make a difference in the following key areas: Power Plant Engineering Support ■ E quipment analysis and review ■ Main tenance program review ■ Out age planning ■ Out age execution quality assurance ■ E quipment failure analysis ■ E quipment repair analysis ■ R oot cause analysis ■ Due dilig ence to support financial & investment community acquisitions ■ Coal- fired plant decommissioning programs ■ Gas-plan t commissioning services

### 13 Thermal Performance Improvement. Thermal performance improvements offer tremendous leverage – a small investment can have a big impact on the bottom line in fuel savings and recovered capacity. NAES capabilities, include:

■ Pr e- and post-outage performance analysis ■ Plan t heat balance modeling ■ P erformance testing support ■ Componen t-based performance analysis ■ N atural gas flow calculations and review ■ R emote monitoring ■ Thermal perf ormance training Power Plant Process Improvements. NAES leverages its extensive plant operating experience by offering its core operating principles and best practices to customers, including:

■ Plan t performance assessment ■ Plan t operations improvement ■ Owne r’s engineer for acceptance testing CMMS/EAM. NAES has implemented most major CMMS and Enterprise Asset Management (EAM) platforms and applications throughout its own fleet of power plants, and has conducted turnkey implementations including migrations, conversions, integration, customization, and upgrades at more than 80 facilities of various technologies including biomass, hydro, wind, solar, geothermal, gas, and coal. NAES delivers a tailored, reliable, and easy-to-use CMMS/ EAM flexible enough to accommodate changing business processes and growing needs to suit any budget. NERC Compliance Services NAES provides registered entities with the tools necessary to understand and address NERC and regional reliability requirements for the Generator Owner (GO)/Generator Operator (GOP) Transmission Owner (TO)/Transmission Operator(TOP) and additional functional regsitrations,including a self-conducted compliance program, onsite consulting, audit preparation, gap analysis, and annual support services. The NAES NERC compliance program addresses all of the implementation, compliance oversight, training, and reporting requirements associated with NERC compliance on behalf of the entity. NAES offers segments of its program tailored to customer needs . NAES provides support to critical facilities encompassing the whole range of Critical Infrastructure Protection (CIP) requirements related to physical and electronic security of Critical Cyber Assets (CCAs), and executes additional programs, such as registering as the GO or GOP on behalf of an entity. Engineering Services • P erformance Testing • R oot Cause Analysis • R eliability Analysis • CMMS/E AM • Out age Planning &

Support

### 14 NERC Expertise • Compliance Program • Audit Preparation • Gap Analysis • Annual Support • Onsite Consulting • GO/GOP Registration • TO/TOP Registration Ongoing Support. NAES provides ongoing support keeping compliance managers up-to-date with current NERC standards revisions and interpretations. NAES regularly participates in tabletop and full audits ensuring guidance based on current NERC requirements and giving the expertise to assist customers to: ■ Pr epare for NERC audits ahead of time ■ Establish sound principles and a culture of compliance ■ Understand common violations and the most questioned standards Full Scope of Services. NAES provides a full scope of services for the oversight and management of site NERC compliance program. NAES conducts initial set up activities, performs ongoing program reviews, conducts annual reporting and training, and provides consulting and support during NERC audits. NAES provides the professional support to develop and maintain a quality NERC compliance program equivalent to the standards implemented at NAES operated power plants. Initial Setup Activities. The NAES program encompasses the following initial setup activities: ■ Assess e xisting registrations and recommend necessary changes, as applicable. ■ Assess e xisting program structure and status. ■ Ide ntify gaps or deficiencies related to compliance with existing NERC and regional standards. ■ Es tablish actions and assigns responsible parties required to correct identified gaps and deficiencies. ■ Assi st in the preparation and submission of self reports and mitigation plans. ■ Con vert existing compliance program to NAES compliance program, utilizing NAES templates and format. On-Going Activities. NAES performs the following on-going activities: ■ Monit or NERC and the appropriate regional standards for new or revised requirements. ■ R evise existing, or develop new, compliance program documents and procedures needed to remain compliant. ■ Assi st in the implementation of revised or new compliance documents and procedures. ■ Assi st in the preparation of periodic regional compliance filings, including self certifications and risk based assessments. ■ Conduct annual tr aining for plant staff to ensure reliability standard requirements are well understood at a site level. ■ Conduct se mi-annual onsite assessment of the site compliance program to identify potential non-compliance matters, with applicable standard requirements and recommend corrective action to address deficiencies. ■ Monit or the status and progress of active mitigation plans and self reports. ■ Assis t in the preparation of pre-audit check sheets (RSAWS) to prepare for upcoming audits.

### 15 ■ Pr ovide pre-audit training and support during NERC audits. ■ Es tablish and maintain a consolidated Issues and Actions List. ■ Conduct mee tings (via teleconference or internet webinar/Go-To-Meeting) for the review and update of a consolidated Issues and Actions List. ■ Pr epare and issue a quarterly summary report. ■ Pr epare and release periodic reliability bulletins and supporting materials for the purpose of maintaining a culture of compliance. NERC Services • Monit or Standards and

Requirements • De velop Compliance

Programs and Procedures • Annual T raining • Audit Support • Summar y Reporting

### 16 NAES provides full service construction, maintenance, repair and modification services for industrial and power generation facilities. With more than 28 years of experience and 18 million craft labor hours worked nationwide, NAES has the knowledge and experience to provide timely and cost effective solutions through all of its services. Project Services NAES has a long track record of successfully delivering projects of various sizes and complexities that include greenfield facilities, plant expansions, outages, refurbishments and upgrades, rebuilds, and dismantling and relocations. NAES provides these services in both open shop and union (NAES Power Contractors, Inc.) environments, including: ■ Major Capital Project Construction ■ Greenfield & Brownfield Construction ■ Major Maintenance ■ Annual Maintenance ■ Power Plant Rehabilitation and Modernization ■ Air Quality Control Systems ■ Mercury Control Systems ■ Balance of Plant ■ Boilers/and Mechanical Equipment ■ Chimney & Stack Inspection, Maintenance, Erection and Decommissioning ■ Hydropower Project Construction and Major Maintenance ■ Substations and Switchyard Construction and Maintenance Projects ■ Electrical Projects (<4.160kV) ■ Nuclear Fuel Storage Systems Delivering Value and Performance NAES provides safe durable, high-quality solutions that allow customers to extract the maximum value out of every dollar spent constructing and maintaining their assets. Safety - A Core Value NAES integrates safety into every job so that safety and job performance become inseparable. Based on established processes and procedures, NAES provides health and safety programs that foster and maintain a safe working environment through training, communication, and solid execution. 

# Maintenance & Construction

Maintenance & Construction

• Plant Maintenance,

Modification and Repairs • Hydropower Maintenance • Electrical Projects • Nuclear Fuel Storage Systems/

Pool to Pad Services • Turbine Generator Inspection/

Overhaul Management Services • Outage Management • Major Construction Projects • Project Management P rojects • Power Plant Rehabilitation &

Modernization • Chimney & Stack Inspection,

Erection, and Maintenance • Decommissioning • Turnkey Refurbishment • Annual Maintenance

### 17 Seasoned Craft and Management Personnel NAES brings together all the craft personnel and leadership necessary to ensure safe work practices and conditions, on-time delivery, and thorough preparation of necessary documents and deliverables. Company staff have extensive hands-on experience and are thoroughly familiar with customer facilities, problems, and challenges, including budgets, quality, and schedules. We know the value of open face-to-face communication, being proactive and having no surprises. By maintaining experienced personnel and specialized equipment in regional locations, NAES is able to respond quickly to emergency situations. NAES employs boilermakers, pipe fitters, electricians, millwrights, and other trade personnel that have the necessary skills and experience to supply safe, quality maintenance and repair services. The company holds certificates of authorization from the National Board of Boiler & Pressure Vessel Inspection (“R” stamp), and the American Society of Mechanical Engineers (“S” stamp). Repairs

• Mechanical Equipment • Piping & Valves • Pressure Vessels • Goilers & Associated

Equipment • Coal & Fuel Handling • Hydropower Maintenance Installations • Piping & Valves • Mechanical Equipment • Electrical

Welding • SMAW • GTAW • GMAW • FCAW Chimneys, Stacks & Cooling Towers
• Maintenance and Repair • Shell Repair • Inspections • Structural Analysis • Demolition

### 18 Experience Summary Equipment Services • Turbines • Generators • Compressors • Pumps • Exchangers • Piping Systems • Valves • Hydraulic Cylinders • Skids • Mechanical Equipment Field Services • Complete Onsite

Inspection/Overhaul Services • Equipment Repair &

Refurbishment • Borescope Inspections • Parts Sourcing • Predictive Maintenance

Programs • Component Repairs • Ancillary Services • Material Inventory &

Control 

# Turbine Services

NAES provides comprehensive field maintenance and shop services for overhaul and repair of large rotating equipment within the power generation, refinery, petrochemical, and gas pipeline industries, including the coordination of sub-contracted services, parts repair, scheduling and on site services and labor NAES utilizes a network of qualified subcontractors to perform specialized tasks, many with alliance agreements. Our services include:

■ Onsite inspection and overhaul of combustion turbines, steam turbines, generators, compressors, blowers, and other rotating equipment ■ Inspection, evaluation, repair and refurbishment of heavy industrial gas and steam turbine components ■ Valve repairs and major overhauls on all sizes and for all manufacturers of steam turbines ■ Planned and forced outage engineering and field support, 24x7 Field Services NAES has inspected and overhauled more than 500 critical pieces of equipment throughout the Americas, including:

■ Combustion Turbines (CI, HGP, Major) ■ 

### Blowers and Pumps ■ St eam Turbines (Minor & Minor Inspections) ■ Generators ■ 

### C entrifugal & Axial Compressors ■ 

### Valves NAES provides service trucks with supervised, qualified crews for equipment repairs. Each truck is stocked with sufficient tooling to perform on site, remedial maintenance and small overhauls, such as routine maintenance, PMs, small steam turbine, gas turbine, compres

sor projects and balance of plant work. NAES is available for emergency services 24x7, with emergency service vehicles and stocked tool trailers. Technical Experience Utilizing a field services team with more than 400 manyears of combined experience on gas and steam turbines, NAES provides comprehensive field maintenance for the overhaul and repair of large rotating equipment within the power generation, refinery, petrochemical, and gas pipeline industries, with emphasis on safety, 

### quality, timely execution, and cost savings.

### 19 Rapid Response Service Truck and Tool Trailer Equipment

• Precision Tools • Air Tools • Electric Tools • Wrenches • Combination Wrenches • Slugging Wrenches • Sockets • Rigging Equipment • Welding Equipment • Hand Tools • Hydraulics 

### NAES turbine field services team has more than 80 highly qualified turbine mechanics available and ready for deployment. The NAES turbine field services team experience has performed hundreds of frame combustion turbine inspections/outages with more than 74 "F" class combustion turbine outages ranging from IGV, R-0, compressor blade replacements, combustion inspections, hot gas inspections, to major inspections.

■ Alignments (internal and external), flange to flange ■ Rotor removal and installation ■ Clearance data point gathering for hot gas components and major rotor out inspections ■ Optical and laser bearing rotor alignments ■ Vertical casing alignments ■ Shroud installation and final positioning ■ Combustion systems - standard dual, single, DLN, MQC ■ Blade installation, drop positioning and removal ■ Tear downs due to test failures, up to and including rotor removals ■ Gear generator alignments and field removals ■ Bentley probe and thermocouple installation (bearings - thrust and HGP) ■ Balding - buckets and compressors ■ Assembly and dissembly of turbine and compressor rotors ■ Assembly or upgrade of components ■ Half shell removal and replacement of turbine and compressor blades and buckets ■ Site alignments - turbine to generator and turbine to accessory base ■ 6-Sigma and ISO 9-10 trained

### 20 Statement of Qualifications

NAES offers comprehensive direct hire maintenance and construction services to various industry segments including oil & gas and petrochemical. Staffed with experienced personnel and equipped to support both routine and emergency full-service maintenance, NAES is capable of working a multi-disciplined team to include scopes of civil, pipe fabrication and erection, high alloy welding, boiler and furnace erection and repairs, pressure vessel fabrication and repairs, dismantling, rigging and plant relocation. Services Whether in the oil & gas, refining, pulp and paper, or power industries, NAES has theexpertise and industry know-how to satisfy customer needs by safely providing quality, costcompetitive services with outstanding customer support. ■ Pipe Fabrication ■ Welding and Fabrication ■ High Alloy Welding ■ Tank Repair ■ Concrete Installation ■ Supplemental Service Contracts ■ Structural Steel Erection ■ Full Service Maintenance ■ Heavy Lift Rigging ■ Emergency Shutdowns ■ Equipment Assembly and Erection ■ Rotating Equipment Repair ■ Modular Unit Fabrication and Assembly ■ Field Service ■ Piping Er ection ■ Boiler and Furnace Repair With experienced specialty welders, certified weld inspectors, and American Society of Mechanical Engineers (ASME) qualified welding procedures, NAES is capable of meeting customers’ needs, and can service any configuration and material, including inconel, chrome and alloys. NAES holds the necessary R and S stamps to perform code repairs. Each NAES team member adheres to NAES quality management values. A distinctive quality assurance program is customized for each project. The process starts with a commitment to self-inspection and control from each individual on the project. A series of installation, inspection and quality audit reports are put in place to efficiently monitor the process. Routine safety meetings and audits are conducted per NAES safety program, customized for each project. NAES is committed to the health and well-being of its employees and contractors. Industries Served ■ Pe t rochemical ■ Refining ■ Pulp and Paper ■ Power ■ Steel 

# Industrial Services

Industrial Services Experience Summary Management Services • Outage Management • Project Management Projects • Plant Rehabilitation &

Modernization • Compressor Overhaul • Small Capital Construction Inspection, Erection, and Maintenance • Decommissioning • Plant Maintenance &

Repairs • Annual Maintenance • Certified Welder Services • Millwright Services

### 21 NAES provides cost effective, customer-tailored staffing solutions for a wide variety of industries, from direct recruitment for permanent placements, temporary (contract staffing), temp-to-perm, vendor-on-premises (VOP) programs, workforce planning, and special project personnel management. NAES has the expertise to address all aspects of staffing and resources to deliver the highest quality personnel and services every time. Proven Staffing Process NAES works closely with each customer to develop innovative and effective solutions to meet specific needs and concerns. By maintaining an extensive network of diverse and highly qualified candidates, NAES tailors its search and screening process to provide qualified, dependable employees when they are needed. NAES employment verification process includes drug and alcohol testing, criminal background checks, and reference checks. Payroll & Benefits Administration NAES administers payroll, benefits, and earnings deductions while maintaining compliance with applicable employment laws. Many assignments provide for a partial to full menu of benefits as determined by customer contract criteria, duration of assignment, and individual needs, including: ■ Holiday ■ Vacation ■ 401K ■ Health Insurance One Convenient Source NAES delivers a one stop shop where customers choose from a single service or a package of servi ces to meet changing personnel requirements, including: ■ P eak Workloads ■ V acationing Employees ■ Une xpected Absences ■ N ew Openings ■ General Staff Augmentation ■ T emporary or Contract Positions ■ Workforce Planning ■ Manag ed Projects 

# Staffing Services

STAFFING SERVICES Experience Summary Industries • Power Generation • Utility • Petrochemical • Construction • Engineering • Government • Industrial Assignments • Contract Personnel • Direct Recruitment • Temp-to-Perm • Payroll Services

### 22 Positions NAES provides staffing for a variety of positions, including technical, management, and administrative positions: ■ Plant Manager ■ O&M Manager ■ O&M Supervisor ■ Control Room Operator ■ Environmental Engineer ■ EH&S Advisor ■ Project Manager ■ Engineer ■ Maintenance Mechanic ■ I&C or I&E Technician ■ Welder ■ Millwright ■ Electrician ■ Wind Technician ■ Planner ■ Procurement Specialist ■ Scheduler ■ Construction Management ■ QA/QC ■ Safety Employment Screening • Reference Checks • Drug Testing • Alcohol Testing • Criminal Background

Checks • Fitness for Duty

### 23 

# Contact Information

NAES OFFICES NAES Corporate 1180 NW Maple Street Suite 200 Issaquah, WA 98027 P 425.961.4700 F 425.961.4646 New York 335 Madison Avenue New York, NY 10017 P 212.818.8226 F 212.818.8597 New Jersey 1 Collins Drive Suite 100 Carneys Point, NJ 08069 P 877.615.4721 F 856.299.0693 

### Corporate Robert E. Fishman President and Chief Executive Officer George Wackerhagen Vice President, Power Plant Operations & Technical Services Takahiro Takeuchi Vice President, Strategy Planning and Business Development Operations & Maintenance Maurizio Biondo Director, Business Development 212.818.8226 maurizio.biondo@naes.com Doug Machon Sr. Business Development Manager 858.663.4302 doug.machon@naes.com Technical Support Services Pat Ombrellaro Sr. Business Development Manager - West Region 425.961.4684 pat.ombrellaro@naes.com Dale Timmons Busines Development Program Manager 425.961.4697 dale.timmons@naes.com Mark R. Iraola Vice President, Human Resources Debra Olson Vice President, General Counsel Glen J. Canavera Sr. Vice President, Business Development

Nausher Khan Sr. Business Development Manager 425.961.4671 nausher.khan@naes.com

Steve Adams Business Development Manager - East Region 425.961.4698 steve.adams@naes.com

### 24 

### Maintenance & Construction NAES Power Contractors 

### Nick Gaglia Vice President, Project Management 925.918.2301 nick.gaglia@naes.com 

### Mike Geyer Vice President, General Manager NAES Power Contractors 724.453.2800 mike.geyer@naes.com 

### Mark Minniti Director, Business Development NAES Power Contractors 724.480.2422 mark.minniti@naes.com 

### John Stender Director, Hydro Power Construction & Maintenance 503.681.4664 john.stender@naes.com 

### Rob Broglio Sr. Business Development Manager 770.238.9383 rob.broglio@naes.com 

### Staffing Services Pat Clemens Technical / Utility Recruiter 832.436.2871 pat.clemens@naes.com NAES OFFICES Oregon 2130 NE Griffin Oaks Street Suite 700 Hillsboro, OR 97124 P 503.681.4664 F 503.681.4823 Pennsylvania 167 Anderson Road Cranberry Township, PA 16066 P 724.453.2800 F 724.453.2801 Missouri 24 W 15th Avenue North Kansas City, MO 64116 P 816.472.4300 F 816.472.4302 Texas 7618 Bluff Point Drive Houston, TX 77086 F 832.484.9401 Louisiana 1082 Mosswood Drive Sulphur, LA 70663 P 337.558.7702 F 337.558.7706 

### Turbine Services Darron Pruitt Director, Turbine Field Services 86 4.23 8.6125 darron.pruitt@naes.com 

### Ed Mikulski Sr. Business Development Manager 407.701.3996 ed.mikulski@naes.com 

### Ryan Pruitt Sales Engineer 844-640-6614 ryan.pruitt@naes.com 

### Industrial Services Butch Kimbrell Vice President & General Manager 425.223.0697 butch.kimbrell@naes.com 

### Jimmy Couch Sr. Business Development Manager 337.842.5849 jimmy.couch@naes.com 

### Steve Stark Regional Manager 337.558.7702 steve.stark@naes.com