# C_2020225EN.01000701.xml

| 8.7.2020 | EN | Official Journal of the European Union | C 225/7 |
| --- | --- | --- | --- |

8.7.2020

EN

Official Journal of the European Union

C 225/7

---

Statement of revenue and expenditure of the European Securities and Markets Authority (ESMA) for the financial year 2020 – amending budget No 1

(2020/C 225/02)

REVENUE

| Title
  Chapter | Heading | Budget 2020 | Amending budget No 1 | New amount |
| --- | --- | --- | --- | --- |
| 1 | CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES |
| 1 0 | CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES | 22 015 379 | | 22 015 379 |
| | Title 1 — Total | 22 015 379 | | 22 015 379 |
| 2 | CONTRIBUTION FROM THE EUROPEAN UNION |
| 2 0 | CONTRIBUTION FROM THE EUROPEAN UNION | 20 112 045 | –2 472 165 | 17 639 880 |
| | Title 2 — Total | 20 112 045 | –2 472 165 | 17 639 880 |
| 3 | FEES PAID TO THE AUTHORITY |
| 3 0 | FEES PAID TO THE AUTHORITY | 13 383 007 | | 13 383 007 |
| | Title 3 — Total | 13 383 007 | | 13 383 007 |
| 4 | CONTRIBUTION FROM OBSERVERS |
| 4 0 | CONTRIBUTION FROM OBSERVERS | 625 437 | | 625 437 |
| | Title 4 — Total | 625 437 | | 625 437 |
| 6 | ADMINISTRATIVE OPERATIONS |
| 6 0 | ADMINISTRATIVE OPERATIONS | 200 000 | – 200 000 | 0 |
| | Title 6 — Total | 200 000 | – 200 000 | 0 |
| 7 | CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES FOR DELEGATED TASKS |
| 7 0 | CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES FOR DELEGATED TASKS | 1 697 615 | | 1 697 615 |
| | Title 7 — Total | 1 697 615 | | 1 697 615 |
| | GRAND TOTAL | 58 033 483 | –2 672 165 | 55 361 318 |

Title

Chapter

Heading

Budget 2020

Amending budget No 1

New amount

1

CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES

1 0

CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES

22 015 379

22 015 379

Title 1 — Total

22 015 379

22 015 379

2

CONTRIBUTION FROM THE EUROPEAN UNION

2 0

CONTRIBUTION FROM THE EUROPEAN UNION

20 112 045

–2 472 165

17 639 880

Title 2 — Total

20 112 045

–2 472 165

17 639 880

3

FEES PAID TO THE AUTHORITY

3 0

FEES PAID TO THE AUTHORITY

13 383 007

13 383 007

Title 3 — Total

13 383 007

13 383 007

4

CONTRIBUTION FROM OBSERVERS

4 0

CONTRIBUTION FROM OBSERVERS

625 437

625 437

Title 4 — Total

625 437

625 437

6

ADMINISTRATIVE OPERATIONS

6 0

ADMINISTRATIVE OPERATIONS

200 000

– 200 000

0

Title 6 — Total

200 000

– 200 000

0

7

CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES FOR DELEGATED TASKS

7 0

CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES FOR DELEGATED TASKS

1 697 615

1 697 615

Title 7 — Total

1 697 615

1 697 615

GRAND TOTAL

58 033 483

–2 672 165

55 361 318

EXPENDITURE

| Title
  Chapter | Heading | Appropriations 2020 | Amending budget No 1 | New amount |
| --- | --- | --- | --- | --- |
| 1 | STAFF EXPENDITURE |
| 1 1 | STAFF IN ACTIVE EMPLOYMENT | 34 840 483 | –2 815 165 | 32 025 318 |
| 1 2 | EXPENDITURE RELATING TO STAFF MANAGEMENT AND RECRUITMENT | 600 000 | – 100 000 | 500 000 |
| 1 4 | SOCIAL-MEDICAL INFRASTRUCTURE | 820 000 | –50 000 | 770 000 |
| 1 6 | TRAINING | 305 000 | –75 000 | 230 000 |
| | Title 1 — Total | 36 565 483 | –3 040 165 | 33 525 318 |
| 2 | INFRASTRUCTURE AND ADMINISTRATIVE EXPENDITURE |
| 2 0 | RENTAL OF BUILDING AND ASSOCIATED COSTS | 6 560 000 | – 180 000 | 6 380 000 |
| 2 1 | INFORMATION AND COMMUNICATION TECHNOLOGY | 600 000 | – 150 000 | 450 000 |
| 2 3 | CURRENT ADMINISTRATIVE EXPENDITURE | 855 000 | 190 000 | 1 045 000 |
| 2 7 | REPRESENTATION EXPENSES, RECEPTIONS AND EVENTS | 6 000 | | 6 000 |
| | Title 2 — Total | 8 021 000 | – 140 000 | 7 881 000 |
| 3 | OPERATING EXPENDITURES |
| 3 1 | TRAINING FOR A COMMON SUPERVISORY CULTURE | 50 000 | | 50 000 |
| 3 2 | COLLECTION OF INFORMATION: IT PROJECTS | 8 540 000 | 605 000 | 9 145 000 |
| 3 4 | LEGAL ADVICE | 150 000 | | 150 000 |
| 3 5 | ACCESS TO DATA FOR ECONOMIC RESEARCH | 600 000 | | 600 000 |
| 3 6 | MISSIONS EXPENSES, TRAVEL AND INCIDENTAL EXPENSES | 610 000 | –10 000 | 600 000 |
| 3 7 | COMMUNICATION | 517 000 | –57 000 | 460 000 |
| 3 8 | MEETING EXPENSES | 445 000 | –30 000 | 415 000 |
| 3 9 | SERVICES ON OPERATIONAL MATTERS | 85 000 | | 85 000 |
| | Title 3 — Total | 10 997 000 | 508 000 | 11 505 000 |
| 4 | DELEGATED TASKS |
| 4 0 | SINGLE INTERFACE TO TRADE REPOSITORIES | 400 000 | | 400 000 |
| 4 1 | INSTRUMENTS REFERENCE DATA | 2 050 000 | | 2 050 000 |
| | Title 4 — Total | 2 450 000 | | 2 450 000 |
| 9 | ITEMS OUTSIDE THE FORESEEN BUDGET LINES |
| 9 0 | ITEMS OUTSIDE THE FORESEEN BUDGET LINES | | | |
| | Title 9 — Total | | | |
| | GRAND TOTAL | 58 033 483 | –2 672 165 | 55 361 318 |

Title

Chapter

Heading

Appropriations 2020

Amending budget No 1

New amount

1

STAFF EXPENDITURE

1 1

STAFF IN ACTIVE EMPLOYMENT

34 840 483

–2 815 165

32 025 318

1 2

EXPENDITURE RELATING TO STAFF MANAGEMENT AND RECRUITMENT

600 000

– 100 000

500 000

1 4

SOCIAL-MEDICAL INFRASTRUCTURE

820 000

–50 000

770 000

1 6

TRAINING

305 000

–75 000

230 000

Title 1 — Total

36 565 483

–3 040 165

33 525 318

2

INFRASTRUCTURE AND ADMINISTRATIVE EXPENDITURE

2 0

RENTAL OF BUILDING AND ASSOCIATED COSTS

6 560 000

– 180 000

6 380 000

2 1

INFORMATION AND COMMUNICATION TECHNOLOGY

600 000

– 150 000

450 000

2 3

CURRENT ADMINISTRATIVE EXPENDITURE

855 000

190 000

1 045 000

2 7

REPRESENTATION EXPENSES, RECEPTIONS AND EVENTS

6 000

6 000

Title 2 — Total

8 021 000

– 140 000

7 881 000

3

OPERATING EXPENDITURES

3 1

TRAINING FOR A COMMON SUPERVISORY CULTURE

50 000

50 000

3 2

COLLECTION OF INFORMATION: IT PROJECTS

8 540 000

605 000

9 145 000

3 4

LEGAL ADVICE

150 000

150 000

3 5

ACCESS TO DATA FOR ECONOMIC RESEARCH

600 000

600 000

3 6

MISSIONS EXPENSES, TRAVEL AND INCIDENTAL EXPENSES

610 000

–10 000

600 000

3 7

COMMUNICATION

517 000

–57 000

460 000

3 8

MEETING EXPENSES

445 000

–30 000

415 000

3 9

SERVICES ON OPERATIONAL MATTERS

85 000

85 000

Title 3 — Total

10 997 000

508 000

11 505 000

4

DELEGATED TASKS

4 0

SINGLE INTERFACE TO TRADE REPOSITORIES

400 000

400 000

4 1

INSTRUMENTS REFERENCE DATA

2 050 000

2 050 000

Title 4 — Total

2 450 000

2 450 000

9

ITEMS OUTSIDE THE FORESEEN BUDGET LINES

9 0

ITEMS OUTSIDE THE FORESEEN BUDGET LINES

Title 9 — Total

GRAND TOTAL

58 033 483

–2 672 165

55 361 318

Establishment plan

| Function group and grade | 2020 | 2019 | 2018 |
| --- | --- | --- | --- |
| Permanent posts | Temporary posts | Permanent posts | Temporary posts | Permanent posts | Temporary posts |
| AD 16 | — | 2 | — | 1 | — | 1 |
| AD 15 | — | 3 | — | 2 | — | 1 |
| AD 14 | — | — | — | 6 | — | — |
| AD 13 | — | 3 | — | 2 | — | 2 |
| AD 12 | — | 7 | — | 7 | — | 6 |
| AD 11 | — | 14 | — | 14 | — | 9 |
| AD 10 | — | 17 | — | 17 | — | 14 |
| AD 9 | — | 39 | — | 39 | — | 28 |
| AD 8 | — | 30 | — | 30 | — | 28 |
| AD 7 | — | 57 | — | 58 | — | 26 |
| AD 6 | — | 10 | — | 10 | — | 14 |
| AD 5 | — | 32 | — | 11 | — | 15 |
| Total AD | — | 214 | — | 197 | — | 144 |
| AST 11 | — | — | — | — | — | — |
| AST 10 | — | — | — | — | — | — |
| AST 9 | — | — | — | — | — | — |
| AST 8 | — | 2 | — | 2 | — | 2 |
| AST 7 | — | 3 | — | 3 | — | 2 |
| AST 6 | — | 3 | — | 3 | — | 3 |
| AST 5 | — | 3 | — | 3 | — | 4 |
| AST 4 | — | 1 | — | 1 | — | 1 |
| AST 3 | — | — | — | 1 | — | — |
| AST 2 | — | — | — | — | — | — |
| AST 1 | — | — | — | — | — | — |
| Total AST | — | 12 | — | 13 | — | 12 |
| AST/SC6
  AST/SC5
  AST/SC4
  AST/SC3
  AST/SC2
  AST/ASC1
  Total AST/SC | —
  —
  —
  —
  —
  —
  — | —
  —
  —
  —
  —
  —
  — | —
  —
  —
  —
  —
  —
  — | —
  —
  —
  —
  —
  —
  — | —
  —
  —
  —
  —
  —
  — | —
  —
  —
  —
  —
  —
  — |
| Total | — | 226 | — | 210 | — | 156 |
| Grand Total | 226 | 210 | 156 |

Function group and grade

2020

2019

2018

Permanent posts

Temporary posts

Permanent posts

Temporary posts

Permanent posts

Temporary posts

AD 16

—

2

—

1

—

1

AD 15

—

3

—

2

—

1

AD 14

—

—

—

6

—

—

AD 13

—

3

—

2

—

2

AD 12

—

7

—

7

—

6

AD 11

—

14

—

14

—

9

AD 10

—

17

—

17

—

14

AD 9

—

39

—

39

—

28

AD 8

—

30

—

30

—

28

AD 7

—

57

—

58

—

26

AD 6

—

10

—

10

—

14

AD 5

—

32

—

11

—

15

Total AD

—

214

—

197

—

144

AST 11

—

—

—

—

—

—

AST 10

—

—

—

—

—

—

AST 9

—

—

—

—

—

—

AST 8

—

2

—

2

—

2

AST 7

—

3

—

3

—

2

AST 6

—

3

—

3

—

3

AST 5

—

3

—

3

—

4

AST 4

—

1

—

1

—

1

AST 3

—

—

—

1

—

—

AST 2

—

—

—

—

—

—

AST 1

—

—

—

—

—

—

Total AST

—

12

—

13

—

12

AST/SC6

AST/SC5

AST/SC4

AST/SC3

AST/SC2

AST/ASC1

Total AST/SC

—

—

—

—

—

—

—

—

—

—

—

—

—

—

—

—

—

—

—

—

—

—

—

—

—

—

—

—

—

—

—

—

—

—

—

—

—

—

—

—

—

—

Total

—

226

—

210

—

156

Grand Total

226

210

156

Estimate of number of contract staff (expressed in full-time equivalents) and seconded national experts

| Contract staff posts | 2020 |
| --- | --- |
| FG IV | 60 |
| FG III | 31 |
| FG II | — |
| FG I | — |
| Total FG | 91 |
| Seconded national experts posts | 14 |
| Total | 105 |

Contract staff posts

2020

FG IV

60

FG III

31

FG II

—

FG I

—

Total FG

91

Seconded national experts posts

14

Total

105

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