# C_2020407EN.01009001.xml

| 26.11.2020 | EN | Official Journal of the European Union | C 407/90 |
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26.11.2020

EN

Official Journal of the European Union

C 407/90

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Statement of revenue and expenditure of the European Securities and Markets Authority (ESMA) for the financial year 2020 – amending budget No 3

(2020/C 407/20)

REVENUE

| Title
  Chapter | Heading | Budget 2020 | Amending budget No 3 | New amount |
| --- | --- | --- | --- | --- |
| 1 | CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES |
| 1 0 | CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES | 22 015 379 | – 800 212 | 21 215 167 |
| | Title 1 — Total | 22 015 379 | – 800 212 | 21 215 167 |
| 2 | CONTRIBUTION FROM THE EUROPEAN UNION |
| 2 0 | CONTRIBUTION FROM THE EUROPEAN UNION | 17 389 880 | –1 725 723 | 15 664 157 |
| | Title 2 — Total | 17 389 880 | –1 725 723 | 15 664 157 |
| 3 | FEES PAID TO THE AUTHORITY |
| 3 0 | FEES PAID TO THE AUTHORITY | 13 383 007 | 1 399 484 | 14 782 491 |
| | Title 3 — Total | 13 383 007 | 1 399 484 | 14 782 491 |
| 4 | CONTRIBUTION FROM OBSERVERS |
| 4 0 | CONTRIBUTION FROM OBSERVERS | 625 437 | –22 734 | 602 703 |
| | Title 4 — Total | 625 437 | –22 734 | 602 703 |
| 6 | ADMINISTRATIVE OPERATIONS |
| 6 0 | ADMINISTRATIVE OPERATIONS | 0 | | 0 |
| | Title 6 — Total | 0 | | 0 |
| 7 | CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES FOR DELEGATED TASKS |
| 7 0 | CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES FOR DELEGATED TASKS | 1 697 615 | | 1 697 615 |
| | Title 7 — Total | 1 697 615 | | 1 697 615 |
| | GRAND TOTAL | 55 111 318 | –1 149 185 | 53 962 133 |

Title

Chapter

Heading

Budget 2020

Amending budget No 3

New amount

1

CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES

1 0

CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES

22 015 379

– 800 212

21 215 167

Title 1 — Total

22 015 379

– 800 212

21 215 167

2

CONTRIBUTION FROM THE EUROPEAN UNION

2 0

CONTRIBUTION FROM THE EUROPEAN UNION

17 389 880

–1 725 723

15 664 157

Title 2 — Total

17 389 880

–1 725 723

15 664 157

3

FEES PAID TO THE AUTHORITY

3 0

FEES PAID TO THE AUTHORITY

13 383 007

1 399 484

14 782 491

Title 3 — Total

13 383 007

1 399 484

14 782 491

4

CONTRIBUTION FROM OBSERVERS

4 0

CONTRIBUTION FROM OBSERVERS

625 437

–22 734

602 703

Title 4 — Total

625 437

–22 734

602 703

6

ADMINISTRATIVE OPERATIONS

6 0

ADMINISTRATIVE OPERATIONS

0

0

Title 6 — Total

0

0

7

CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES FOR DELEGATED TASKS

7 0

CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES FOR DELEGATED TASKS

1 697 615

1 697 615

Title 7 — Total

1 697 615

1 697 615

GRAND TOTAL

55 111 318

–1 149 185

53 962 133

EXPENDITURE

| Title
  Chapter | Heading | Appropriations 2020 | Amending budget No 3 | New amount |
| --- | --- | --- | --- | --- |
| 1 | STAFF EXPENDITURE |
| 1 1 | STAFF IN ACTIVE EMPLOYMENT | 31 775 318 | –1 499 385 | 30 275 933 |
| 1 2 | EXPENDITURE RELATING TO STAFF MANAGEMENT AND RECRUITMENT | 500 000 | | 500 000 |
| 1 4 | SOCIAL-MEDICAL INFRASTRUCTURE | 770 000 | –49 000 | 721 000 |
| 1 6 | TRAINING | 230 000 | 57 000 | 287 000 |
| | Title 1 — Total | 33 275 318 | –1 491 385 | 31 783 933 |
| 2 | INFRASTRUCTURE AND ADMINISTRATIVE EXPENDITURE |
| 2 0 | RENTAL OF BUILDING AND ASSOCIATED COSTS | 6 380 000 | | 6 380 000 |
| 2 1 | INFORMATION AND COMMUNICATION TECHNOLOGY | 450 000 | | 450 000 |
| 2 3 | CURRENT ADMINISTRATIVE EXPENDITURE | 1 045 000 | 170 000 | 1 215 000 |
| 2 7 | REPRESENTATION EXPENSES, RECEPTIONS AND EVENTS | 6 000 | | 6 000 |
| | Title 2 — Total | 7 881 000 | 170 000 | 8 051 000 |
| 3 | OPERATING EXPENDITURES |
| 3 1 | TRAINING FOR A COMMON SUPERVISORY CULTURE | 50 000 | –25 000 | 25 000 |
| 3 2 | COLLECTION OF INFORMATION: IT PROJECTS | 9 145 000 | 550 000 | 9 695 000 |
| 3 4 | LEGAL ADVICE | 150 000 | –75 000 | 75 000 |
| 3 5 | ACCESS TO DATA FOR ECONOMIC RESEARCH | 600 000 | | 600 000 |
| 3 6 | MISSIONS EXPENSES, TRAVEL AND INCIDENTAL EXPENSES | 600 000 | – 350 000 | 250 000 |
| 3 7 | COMMUNICATION | 460 000 | 267 200 | 727 200 |
| 3 8 | MEETING EXPENSES | 415 000 | – 135 000 | 280 000 |
| 3 9 | SERVICES ON OPERATIONAL MATTERS | 85 000 | –60 000 | 25 000 |
| | Title 3 — Total | 11 505 000 | 172 200 | 11 677 200 |
| 4 | DELEGATED TASKS |
| 4 0 | SINGLE INTERFACE TO TRADE REPOSITORIES | 400 000 | | 400 000 |
| 4 1 | INSTRUMENTS REFERENCE DATA | 2 050 000 | | 2 050 000 |
| | Title 4 — Total | 2 450 000 | | 2 450 000 |
| 9 | ITEMS OUTSIDE THE FORESEEN BUDGET LINES |
| 9 0 | ITEMS OUTSIDE THE FORESEEN BUDGET LINES | | | |
| | Title 9 — Total | | | |
| | GRAND TOTAL | 55 111 318 | –1 149 185 | 53 962 133 |

Title

Chapter

Heading

Appropriations 2020

Amending budget No 3

New amount

1

STAFF EXPENDITURE

1 1

STAFF IN ACTIVE EMPLOYMENT

31 775 318

–1 499 385

30 275 933

1 2

EXPENDITURE RELATING TO STAFF MANAGEMENT AND RECRUITMENT

500 000

500 000

1 4

SOCIAL-MEDICAL INFRASTRUCTURE

770 000

–49 000

721 000

1 6

TRAINING

230 000

57 000

287 000

Title 1 — Total

33 275 318

–1 491 385

31 783 933

2

INFRASTRUCTURE AND ADMINISTRATIVE EXPENDITURE

2 0

RENTAL OF BUILDING AND ASSOCIATED COSTS

6 380 000

6 380 000

2 1

INFORMATION AND COMMUNICATION TECHNOLOGY

450 000

450 000

2 3

CURRENT ADMINISTRATIVE EXPENDITURE

1 045 000

170 000

1 215 000

2 7

REPRESENTATION EXPENSES, RECEPTIONS AND EVENTS

6 000

6 000

Title 2 — Total

7 881 000

170 000

8 051 000

3

OPERATING EXPENDITURES

3 1

TRAINING FOR A COMMON SUPERVISORY CULTURE

50 000

–25 000

25 000

3 2

COLLECTION OF INFORMATION: IT PROJECTS

9 145 000

550 000

9 695 000

3 4

LEGAL ADVICE

150 000

–75 000

75 000

3 5

ACCESS TO DATA FOR ECONOMIC RESEARCH

600 000

600 000

3 6

MISSIONS EXPENSES, TRAVEL AND INCIDENTAL EXPENSES

600 000

– 350 000

250 000

3 7

COMMUNICATION

460 000

267 200

727 200

3 8

MEETING EXPENSES

415 000

– 135 000

280 000

3 9

SERVICES ON OPERATIONAL MATTERS

85 000

–60 000

25 000

Title 3 — Total

11 505 000

172 200

11 677 200

4

DELEGATED TASKS

4 0

SINGLE INTERFACE TO TRADE REPOSITORIES

400 000

400 000

4 1

INSTRUMENTS REFERENCE DATA

2 050 000

2 050 000

Title 4 — Total

2 450 000

2 450 000

9

ITEMS OUTSIDE THE FORESEEN BUDGET LINES

9 0

ITEMS OUTSIDE THE FORESEEN BUDGET LINES

Title 9 — Total

GRAND TOTAL

55 111 318

–1 149 185

53 962 133

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