# C_2020107EN.01023301.xml

| 31.3.2020 | EN | Official Journal of the European Union | C 107/233 |
| --- | --- | --- | --- |

31.3.2020

EN

Official Journal of the European Union

C 107/233

---

Statement of revenue and expenditure of the European Securities and Markets Authority (ESMA) for the financial year 2019 – amending budget No 2

(2020/C 107/46)

REVENUE

| Title
  Chapter | Heading | Budget 2019 | Amending budget No 2 | New amount |
| --- | --- | --- | --- | --- |
| 1 | CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES |
| 1 0 | CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES | 19 659 349 | | 19 659 349 |
| | Title 1 — Total | 19 659 349 | | 19 659 349 |
| 2 | CONTRIBUTION FROM THE EUROPEAN UNION |
| 2 0 | CONTRIBUTION FROM THE EUROPEAN UNION | 13 613 000 | – 503 | 13 612 497 |
| | Title 2 — Total | 13 613 000 | – 503 | 13 612 497 |
| 3 | FEES PAID TO THE AUTHORITY |
| 3 0 | FEES PAID TO THE AUTHORITY | 11 573 276 | –46 000 | 11 527 276 |
| | Title 3 — Total | 11 573 276 | –46 000 | 11 527 276 |
| 4 | CONTRIBUTION FROM OBSERVERS |
| 4 0 | CONTRIBUTION FROM OBSERVERS | 558 504 | | 558 504 |
| | Title 4 — Total | 558 504 | | 558 504 |
| 6 | ADMINISTRATIVE OPERATIONS |
| 6 0 | ADMINISTRATIVE OPERATIONS | 0 ,— | | 0 ,— |
| | Title 6 — Total | 0 ,— | | 0 ,— |
| 7 | CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES FOR DELEGATED TASKS |
| 7 0 | CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES FOR DELEGATED TASKS | 2 025 855 | –4 127 | 2 021 728 |
| | Title 7 — Total | 2 025 855 | –4 127 | 2 021 728 |
| | GRAND TOTAL | 47 429 984 | –50 630 | 47 379 354 |

Title

Chapter

Heading

Budget 2019

Amending budget No 2

New amount

1

CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES

1 0

CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES

19 659 349

19 659 349

Title 1 — Total

19 659 349

19 659 349

2

CONTRIBUTION FROM THE EUROPEAN UNION

2 0

CONTRIBUTION FROM THE EUROPEAN UNION

13 613 000

– 503

13 612 497

Title 2 — Total

13 613 000

– 503

13 612 497

3

FEES PAID TO THE AUTHORITY

3 0

FEES PAID TO THE AUTHORITY

11 573 276

–46 000

11 527 276

Title 3 — Total

11 573 276

–46 000

11 527 276

4

CONTRIBUTION FROM OBSERVERS

4 0

CONTRIBUTION FROM OBSERVERS

558 504

558 504

Title 4 — Total

558 504

558 504

6

ADMINISTRATIVE OPERATIONS

6 0

ADMINISTRATIVE OPERATIONS

0 ,—

0 ,—

Title 6 — Total

0 ,—

0 ,—

7

CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES FOR DELEGATED TASKS

7 0

CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES FOR DELEGATED TASKS

2 025 855

–4 127

2 021 728

Title 7 — Total

2 025 855

–4 127

2 021 728

GRAND TOTAL

47 429 984

–50 630

47 379 354

EXPENDITURE

| Title
  Chapter | Heading | Appropriations 2019 | Amending budget No 2 | New amount |
| --- | --- | --- | --- | --- |
| 1 | STAFF EXPENDITURE |
| 1 1 | STAFF IN ACTIVE EMPLOYMENT | 26 922 512 | 397 347 | 26 876 009 |
| 1 2 | EXPENDITURE RELATING TO STAFF MANAGEMENT AND RECRUITMENT | 417 500 | 37 500 | 417 500 |
| 1 4 | SOCIAL-MEDICAL INFRASTRUCTURE | 569 650 | 32 650 | 569 650 |
| 1 6 | TRAINING | 260 000 | –15 000 | 260 000 |
| | Title 1 — Total | 28 169 662 | 452 497 | 28 123 159 |
| 2 | INFRASTRUCTURE AND ADMINISTRATIVE EXPENDITURE |
| 2 0 | RENTAL OF BUILDING AND ASSOCIATED COSTS | 7 212 000 | – 118 000 | 7 212 000 |
| 2 1 | INFORMATION AND COMMUNICATION TECHNOLOGY | 240 000 | –10 000 | 240 000 |
| 2 3 | CURRENT ADMINISTRATIVE EXPENDITURE | 646 500 | – 100 000 | 646 500 |
| 2 7 | REPRESENTATION EXPENSES, RECEPTIONS AND EVENTS | 5 000 | | 5 000 |
| | Title 2 — Total | 8 103 500 | – 228 000 | 8 103 500 |
| 3 | OPERATING EXPENDITURES |
| 3 1 | TRAINING FOR A COMMON SUPERVISORY CULTURE | 1 000 | | 1 000 |
| 3 2 | COLLECTION OF INFORMATION: IT PROJECTS | 7 194 000 | – 256 000 | 7 194 000 |
| 3 4 | LEGAL ADVICE | 100 000 | | 100 000 |
| 3 5 | ACCESS TO DATA FOR ECONOMIC RESEARCH | 450 000 | | 450 000 |
| 3 6 | MISSIONS EXPENSES, TRAVEL AND INCIDENTAL EXPENSES | 515 000 | | 515 000 |
| 3 7 | COMMUNICATION | 224 000 | –20 000 | 224 000 |
| 3 8 | MEETING EXPENSES | 370 937 | 5 000 | 370 937 |
| 3 9 | SERVICES ON OPERATIONAL MATTERS | 86 000 | | 86 000 |
| | Title 3 — Total | 8 940 937 | – 271 000 | 8 940 937 |
| 4 | DELEGATED TASKS |
| 4 0 | SINGLE INTERFACE TO TRADE REPOSITORIES | 225 885 | –4 127 | 221 758 |
| 4 1 | INSTRUMENTS REFERENCE DATA | 1 990 000 | | 1 990 000 |
| | Title 4 — Total | 2 215 885 | –4 127 | 2 211 758 |
| 9 | ITEMS OUTSIDE THE FORESEEN BUDGET LINES |
| 9 0 | ITEMS OUTSIDE THE FORESEEN BUDGET LINES | p.m. | | p.m. |
| | Title 9 — Total | p.m. | | p.m. |
| | GRAND TOTAL | 47 429 984 | –50 630 | 47 379 354 |

Title

Chapter

Heading

Appropriations 2019

Amending budget No 2

New amount

1

STAFF EXPENDITURE

1 1

STAFF IN ACTIVE EMPLOYMENT

26 922 512

397 347

26 876 009

1 2

EXPENDITURE RELATING TO STAFF MANAGEMENT AND RECRUITMENT

417 500

37 500

417 500

1 4

SOCIAL-MEDICAL INFRASTRUCTURE

569 650

32 650

569 650

1 6

TRAINING

260 000

–15 000

260 000

Title 1 — Total

28 169 662

452 497

28 123 159

2

INFRASTRUCTURE AND ADMINISTRATIVE EXPENDITURE

2 0

RENTAL OF BUILDING AND ASSOCIATED COSTS

7 212 000

– 118 000

7 212 000

2 1

INFORMATION AND COMMUNICATION TECHNOLOGY

240 000

–10 000

240 000

2 3

CURRENT ADMINISTRATIVE EXPENDITURE

646 500

– 100 000

646 500

2 7

REPRESENTATION EXPENSES, RECEPTIONS AND EVENTS

5 000

5 000

Title 2 — Total

8 103 500

– 228 000

8 103 500

3

OPERATING EXPENDITURES

3 1

TRAINING FOR A COMMON SUPERVISORY CULTURE

1 000

1 000

3 2

COLLECTION OF INFORMATION: IT PROJECTS

7 194 000

– 256 000

7 194 000

3 4

LEGAL ADVICE

100 000

100 000

3 5

ACCESS TO DATA FOR ECONOMIC RESEARCH

450 000

450 000

3 6

MISSIONS EXPENSES, TRAVEL AND INCIDENTAL EXPENSES

515 000

515 000

3 7

COMMUNICATION

224 000

–20 000

224 000

3 8

MEETING EXPENSES

370 937

5 000

370 937

3 9

SERVICES ON OPERATIONAL MATTERS

86 000

86 000

Title 3 — Total

8 940 937

– 271 000

8 940 937

4

DELEGATED TASKS

4 0

SINGLE INTERFACE TO TRADE REPOSITORIES

225 885

–4 127

221 758

4 1

INSTRUMENTS REFERENCE DATA

1 990 000

1 990 000

Title 4 — Total

2 215 885

–4 127

2 211 758

9

ITEMS OUTSIDE THE FORESEEN BUDGET LINES

9 0

ITEMS OUTSIDE THE FORESEEN BUDGET LINES

p.m.

p.m.

Title 9 — Total

p.m.

p.m.

GRAND TOTAL

47 429 984

–50 630

47 379 354

Establishment plan

| Function group and grade | 2019 | 2018 | 2017 |
| --- | --- | --- | --- |
| Permanent posts | Temporary posts | Permanent posts | Temporary posts | Permanent posts | Temporary posts |
| AD 16 | — | 1 | — | 1 | — | 1 |
| AD 15 | — | 2 | — | 1 | — | 1 |
| AD 14 | — | 6 | — | — | — | — |
| AD 13 | — | 2 | — | 2 | — | 2 |
| AD 12 | — | 7 | — | 6 | — | 5 |
| AD 11 | — | 14 | — | 9 | — | 8 |
| AD 10 | — | 17 | — | 14 | — | 13 |
| AD 9 | — | 39 | — | 28 | — | 26 |
| AD 8 | — | 30 | — | 28 | — | 28 |
| AD 7 | — | 58 | — | 26 | — | 26 |
| AD 6 | — | 10 | — | 14 | — | 14 |
| AD 5 | — | 11 | — | 15 | — | 13 |
| Total AD | — | 197 | — | 144 | — | 137 |
| AST 11 | — | — | — | — | — | — |
| AST 10 | — | — | — | — | — | — |
| AST 9 | — | — | — | — | — | — |
| AST 8 | — | 2 | — | 2 | — | 1 |
| AST 7 | — | 3 | — | 2 | — | 2 |
| AST 6 | — | 3 | — | 3 | — | 3 |
| AST 5 | — | 3 | — | 4 | — | 4 |
| AST 4 | — | 1 | — | 1 | — | 3 |
| AST 3 | — | 1 | — | — | — | — |
| AST 2 | — | — | — | — | — | — |
| AST 1 | — | — | — | — | — | — |
| Total AST | — | 13 | — | 12 | — | 13 |
| AST/SC6 | — | — | — | — | — | — |
| AST/SC5 | — | — | — | — | — | — |
| AST/SC4 | — | — | — | — | — | — |
| AST/SC3 | — | — | — | — | — | — |
| AST/SC2 | — | — | — | — | — | — |
| AST/ASC1 | — | — | — | — | — | — |
| Total AST/SC | — | — | — | — | — | — |
| Total | — | 210 | — | 156 | — | 150 |
| Grand Total | 210 | 156 | 150 |

Function group and grade

2019

2018

2017

Permanent posts

Temporary posts

Permanent posts

Temporary posts

Permanent posts

Temporary posts

AD 16

—

1

—

1

—

1

AD 15

—

2

—

1

—

1

AD 14

—

6

—

—

—

—

AD 13

—

2

—

2

—

2

AD 12

—

7

—

6

—

5

AD 11

—

14

—

9

—

8

AD 10

—

17

—

14

—

13

AD 9

—

39

—

28

—

26

AD 8

—

30

—

28

—

28

AD 7

—

58

—

26

—

26

AD 6

—

10

—

14

—

14

AD 5

—

11

—

15

—

13

Total AD

—

197

—

144

—

137

AST 11

—

—

—

—

—

—

AST 10

—

—

—

—

—

—

AST 9

—

—

—

—

—

—

AST 8

—

2

—

2

—

1

AST 7

—

3

—

2

—

2

AST 6

—

3

—

3

—

3

AST 5

—

3

—

4

—

4

AST 4

—

1

—

1

—

3

AST 3

—

1

—

—

—

—

AST 2

—

—

—

—

—

—

AST 1

—

—

—

—

—

—

Total AST

—

13

—

12

—

13

AST/SC6

—

—

—

—

—

—

AST/SC5

—

—

—

—

—

—

AST/SC4

—

—

—

—

—

—

AST/SC3

—

—

—

—

—

—

AST/SC2

—

—

—

—

—

—

AST/ASC1

—

—

—

—

—

—

Total AST/SC

—

—

—

—

—

—

Total

—

210

—

156

—

150

Grand Total

210

156

150

Estimate of number of contract staff (expressed in full-time equivalents) and seconded national experts

| Contract staff posts | 2019 |
| --- | --- |
| FG IV | 45 |
| FG III | 25 |
| FG II | — |
| FG I | — |
| Total FG | 70 |
| Seconded national experts posts | 12 |
| Total | 82 |

Contract staff posts

2019

FG IV

45

FG III

25

FG II

—

FG I

—

Total FG

70

Seconded national experts posts

12

Total

82

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