2006 Decisions

Opinions of the United

States Court of Appeals

for the Third Circuit

6-19-2006

USA v. De Los Santos

Precedential or Non-Precedential: Non-Precedential

Docket No. 05-3387

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The Honorable Jane R. Roth assumed senior status on May 31, 2006. *

NOT PRECEDENTIAL

UNITED STATES COURT OF APPEALS

FOR THE THIRD CIRCUIT

____________

No. 05-3387

____________

UNITED STATES OF AMERICA

 v.

IGNACIA VERAS DE LOS SANTOS,

 Appellant

____________

On Appeal from the District Court of the Virgin Islands

Division of St. Thomas

(D.C. No. 03-cr-00040-1)

District Judge: Honorable Stanley S. Brotman

____________

Argued May 12, 2006

Before: FISHER, COWEN and ROTH, Circuit Judges.

*

(Filed June 19, 2006)

Stephen A. Brusch (Argued)

International Plaza, Suite 2G

P.O. Box 988

Charlotte Amalie, St. Thomas

USVI 00804

Attorney for Appellant
2

Kim L. Chisholm (Argued)

Office of United States Attorney

United States Court House, Suite 260

5500 Veterans Building

Charlotte Amalie, St. Thomas

USVI 00802-6924

Attorney for Appellee

____________

OPINION OF THE COURT

____________

FISHER, Circuit Judge.

Ignacia Veras de los Santos was convicted by a jury of conspiracy, wire fraud,

document fraud, and bribery arising out of her efforts to secure false travel documentation

for an illegal alien. She now appeals, claiming that the evidence was insufficient to

support the convictions, that the prosecution charged only one conspiracy but proved two,

that her trial should have been severed from those of her codefendants, and that the

District Court improperly instructed the jury and impermissibly limited her right to crossexamine witnesses regarding bias. We will affirm.

I.

A.

The conspiracy in this case, aimed at obtaining false travel documentation for

illegal aliens, was manifested in two distinct schemes. Ms. Veras participated directly in

only one, but she was held criminally responsible for both.
3

1.

Jose Agustin Reyes Hilario, a citizen of the Dominican Republic, arrived illegally

in St. Thomas, the Virgin Islands, sometime before 2003. He took up residence in the

city and began working. But, not pleased with his income and employment prospects, he

sought an opportunity to travel to New York City.

That opportunity came in the form of a man who approached Mr. Hilario at work

and called himself “Fernando.” Mr. Hilario later identified this man as Agustin Veras de

los Santos, the brother of Ms. Veras. The two spoke about Mr. Hilario’s desire to work in

the United States, and Mr. Veras indicated that his sister could help Mr. Hilario to secure

authorization for travel and employment within the United States. Mr. Veras told Mr.

Hilario that he should meet her at an apartment in St. Thomas.

When Mr. Hilario went to the apartment, Ms. Veras introduced herself as

“Racquel.” She informed Mr. Hilario that her boyfriend, later identified as Pedro Vega,

worked for the immigration service and could “stamp” his passport. The “stamp” to

which Ms. Veras referred is an “alien documentation, identification, and

telecommunication” stamp, commonly known as an “ADIT” stamp. The Department of

Homeland Security uses ADIT stamps as a temporary means to reflect legal immigration

status, entitling the bearer to travel and work within the United States.

Ms. Veras advised Mr. Hilario that “the stamp and all this paperwork” would cost

$4,000. He agreed, and left his Dominican passport with Ms. Veras. Two weeks later,
4

Ms. Veras called and informed him that the passport was ready. He went to the apartment

and was met by Mr. Veras. Mr. Hilario gave Mr. Veras the money, and Mr. Veras gave

Mr. Hilario the passport, which now had an ADIT stamp upon it. Mr. Veras told Mr.

Hilario that, when he decided to travel, he should call Ms. Veras.

Two weeks after receiving the passport, Mr. Hilario made plans to travel to the

United States through San Juan, Puerto Rico. Using a pay phone, he called Ms. Veras. 

She told him that her boyfriend, Mr. Vega, would help him through customs but needed

to know what clothes he would be wearing. Mr. Hilario described his clothing, and Ms.

Veras asked him to call her back in a few moments. When he did so, Ms. Veras said that

everything had been arranged.

Shortly thereafter, Mr. Hilario went to the airport. Mr. Vega personally checked

his passport, took him through the customs process, and allowed him to board his plane. 

He flew out of St. Thomas without incident.

The landing was not so smooth. Upon arrival in San Juan, he was arrested by

agents of the Department of Homeland Security. The reason for the arrest, according to

Mr. Hilario, was that “[his] papers were not legal.”

2.

Altagracia Ramirez entered the United States illegally in 1999. She was, at some

point, apprehended by immigration officials. In late 2003, she agreed to assist them in

investigating cases of immigration fraud.
A previous trial had produced a hung jury, and ended in mistrial. 1

5

Her efforts led officials to Mr. Vega. An acquaintance introduced Ms. Ramirez to

a friend of Mr. Vega, who said that Mr. Vega could secure for her an “I-94,” a document

issued by customs officials reflecting legal immigration status. Ms. Ramirez paid

approximately $3,000 for Mr. Vega’s services. She was later provided an I-94.

Plans were made for Ms. Ramirez to travel to the United States, under Mr. Vega’s

auspices. However, the trip was cancelled after Mr. Vega became concerned over a

possible investigation by immigration officials. His fears proved well-founded: he was

arrested soon thereafter.

B.

An indictment against Ms. Veras, Mr. Veras, and Mr. Vega was filed in the

District Court of the Virgin Islands. It charged them with conspiracy in violation of 18

U.S.C. § 371, wire fraud in violation of 18 U.S.C. § 1343, document fraud in violation of

18 U.S.C. § 1546, and bribery in violation of 18 U.S.C. § 201.

Trial commenced on August 24, 2004. Before the start of testimony, Ms. Veras 1

moved to sever her case from those of her codefendants. She argued that she would be

prejudiced by introduction of a prior statement by Mr. Veras in which he had implicated

both himself and his sister in the scheme to procure a false ADIT stamp. The District

Court denied the motion, holding that redaction of the statement to eliminate all

references to a coconspirator would ameliorate any potential prejudice to Ms. Veras.
6

The first witness for the government was Mr. Hilario. He admitted that he had

entered the Virgin Islands illegally and recounted his encounters with Mr. Veras and Ms.

Veras, whom he identified as “Fernando” and “Racquel.” He also confirmed that he had

paid $4,000 for the ADIT stamp and that Mr. Vega had personally assisted him through

the customs process.

Defense counsel attempted to question Mr. Hilario regarding payments he had

received as a witness for the government. The District Court intervened, on objection by

the prosecution, and precluded counsel from this line of inquiry. It instructed the jury

that, because these payments were authorized by statute, they could not be considered as

evidence of bias or motive.

The next witness was Mr. Hilario’s mother. She testified that she had provided the

$4,000 for her son to obtain the ADIT stamp. She also recalled that after the arrest Ms.

Veras, accompanied by Mr. Vega, had visited her and returned approximately $1,500.

The prosecution then introduced into evidence, through a government agent, a

statement taken from Ms. Veras shortly after her arrest. She admitted in the statement

that she was generally known as “Racquel,” that she was Mr. Vega’s girlfriend, and that

she had helped “two guys” – one of whom was named “Fernando” – to “get work

authorizations.” However, she indicated that she had “no knowledge that [Mr.] Vega has

been or is doing anything having to do with immigration documents.”
The alterations between the original and redacted statements are diagramed 2

below:

Original Statement Redacted Statement

Q: Is that address under your name? DELETED

A: Under my sister, Ignacia Veras de los

 Santos.

Original Statement Redacted Statement

Q: Do you know if there are any passports SAME

 in your apartment, which do not belong

to anyone residing in the apartment?

A: Yes.

Original Statement Redacted Statement

Q: To whom do these passports belong? DELETED

A: They belong to the people who left

them with my sister Ignacia.

Original Statement Redacted Statement

Q: To whom did you give the money that Q: What did you do with that

Fernando gave you? money?

A: To my sister Hignacia (sic). A: The next day, I passed it as

Q: When did your sister Ignacia come for instructed.

 the money?

A: The following day.

7

The government also introduced a redacted version of the statement taken from

Mr. Veras shortly after his arrest. In the original statement, Mr. Veras admitted that he

had participated in the scheme to secure a false ADIT stamp and had operated under the

direction of Ms. Veras. The statement was redacted to eliminate all references to Ms.

Veras. The District Court admitted the redacted statement and instructed the jury to 2
Original Statement Redacted Statement

Q: What did [the person] tell you [when he Q: What did [the person] tell

brought money for a second time]? you [when he brought

A: He told me “I am bringing this money money for a second time]?

so that you can give it to Raquel.” A: He asked me to give the

money as before.

See United States v. Veras de los Santos, 163 Fed. Appx. 132, 134 (3d Cir. 2006).

8

consider it “as [Mr. Veras’s] statement, and not the statement of anyone else, or attributed

to anyone else who is on trial.”

The government also presented several telephone company employees, who

testified regarding calls made by and to Mr. Vega and Ms. Veras allegedly in furtherance

of the scheme. These calls were routed across territorial boundaries, outside the borders

of the Virgin Islands.

At the conclusion of testimony, defense counsel moved for judgment of acquittal,

arguing that the government had not satisfied its evidentiary burden. In particular,

counsel pointed out that none of the government witnesses had testified that the ADIT

stamp on Mr. Hilario’s passport was fraudulent. The District Court reserved decision on

the motion.

Counsel proceeded with closing arguments, and the jury was charged. The District

Court specifically instructed the jury to consider the charges and the evidence against

each defendant individually.

The jury returned a verdict of guilty on all counts on September 8, 2004.
9

C.

Following trial, the District Court took up the motion for judgment of acquittal. 

Defense counsel argued that the prosecution had not presented sufficient evidence to

support the convictions and that, even if it had, it had impermissibly proven two separate

conspiracies – one involving the procurement of the ADIT stamp and the other involving

the procurement of the I-94 – when the indictment alleged only one. Counsel also

asserted that the prosecution had not proven wire fraud because “it was not reasonably

foreseeable that [the defendants’ phone calls] would cross the territorial boundary.” 

Finally, counsel renewed the contention that Ms. Veras’s case should have been severed

from those of her codefendants.

The District Court denied the motion. It concluded that the jury could have

reasonably inferred that the ADIT stamp was fraudulent from “the manner in which

the . . . stamp was acquired,” the circumstances surrounding Mr. Hilario’s arrest, and

“[Ms.] Ramirez’s testimony.” It rejected the argument that the prosecution was required

to prove that the defendants could “reasonably foresee” that their telephone calls would

be routed out of the territory, and held that severance was unnecessary because redaction

of Mr. Veras’s statement had ameliorated any prejudice to Ms. Veras.
Separate appeals were filed by Mr. Veras and Mr. Vega. The judgment against 3

Mr. Veras was affirmed in United States v. Veras de los Santos, 163 Fed. Appx. 132 (3d

Cir. 2006), and the judgment against Mr. Vega is addressed in a separate opinion by this

panel, see United States v. Vega, No. 05-2389 (3d Cir. 2006).

10

Ms. Veras was subsequently sentenced to a term of imprisonment of twenty-eight

months. This timely appeal followed.3

II.

Ms. Veras raises several challenges to the judgment of conviction. Foremost, she

argues that the evidence was insufficient to establish the elements of the crimes with

which she was charged. She also argues that the prosecution created an impermissible

variance by proving two conspiracies when only one was alleged in the indictment, that

her case should have been severed from those involving her codefendants, that the jury

should have been instructed that it must consider the charges against each defendant

individually, and that the District Court improperly limited defense counsel’s right to

cross-examine witnesses regarding bias. These issues will be addressed in turn.

A.

It is axiomatic that a conviction must be supported by sufficient evidence. See,

e.g., Burks v. United States, 437 U.S. 1, 16-17 (1978). The record, considered in the light

most favorable to the government, must provide an adequate basis for a rational juror to

conclude that the defendant committed each and every element of the charged crimes. 

United States v. Brodie, 403 F.3d 123, 133 (3d Cir. 2005). This is, of course, a rather
11

minimal burden. Id. Only if a conviction is objectively irrational – plainly based on

speculation rather than rationalization and necessarily ignoring the presence of reasonable

doubt as to guilt – should the court overturn the verdict. E.g., United States v.

Cartwright, 359 F.3d 281, 287-88 (3d Cir. 2004).

Ms. Veras was charged with four crimes: conspiracy, wire fraud, document fraud,

and bribery. She was convicted of all offenses, and now challenges the sufficiency of the

record as to each.

1.

A criminal conspiracy, in violation of 18 U.S.C. § 371, is established by proof that

“two or more persons conspire[d] . . . to commit any offense against the United States . . .

and [that] one or more of such persons d[id] any act to effect the object of the

conspiracy.” Id. We have interpreted this provision to encompass three elements: (1) an

agreement between two or more persons to commit a federal crime, (2) knowledge of the

purpose of the conspiracy and a deliberate decision to join in that purpose, and

(3) commission of an “overt act” by one of the participants in furtherance of the

conspiracy. United States v. Conley, 37 F.3d 970, 976-77 (3d Cir. 1994).

These elements are satisfied in this case. There is no doubt, based on a view of the

evidence in a light favorable to the government, that the three defendants were engaged in

an arrangement to provide Mr. Hilario with an ADIT stamp. Mr. Veras approached Mr.

Hilario, an alien who had entered the Virgin Islands illegally, to determine whether he
12

would be willing to pay for an ADIT stamp. He placed Mr. Hilario in contact with Ms.

Veras, who arranged for an exchange of the passport and the money. The passport was

forwarded to Mr. Vega, who affixed the ADIT stamp, and was returned to Mr. Veras,

who retained it until claimed. Mr. Hilario then scheduled a time to leave St. Thomas, and

was shepherded through the customs process by Mr. Vega.

Despite the lack of direct evidence on the point, the circumstances surrounding this

scheme give rise to an inference that the participants understood that the ADIT stamp was

fraudulent. See Brodie, 403 F.3d at 134 (“The elements of conspiracy . . . can be proven

entirely by circumstantial evidence.”). The transaction took place at a private residence,

outside normal channels. It involved an alien who was in the country illegally, and

subject to deportation. It was conducted for a large sum of money, paid in cash. It

required the involvement of a government official, who intervened to provide the alien

with facially valid documentation and uninterrupted passage through the customs process. 

A reasonable juror could infer from these circumstances that the conspirators were aware

that the product of their efforts, the ADIT stamp, was fraudulent. See id. (“[W]e do not

view the government’s evidence in isolation, but rather, in conjunction and as a whole.”);

see also United States v. Ytem, 255 F.3d 394, 396-97 (7th Cir. 2001).

The primary case cited by defense counsel in support of acquittal, United States v.

Cartwright, 359 F.3d 281 (3d Cir. 2004), is factually inapposite. Cartwright followed a

line of precedent holding that knowledge of criminal activity is insufficient to support a
See also United States v. Mastrangelo, 172 F.3d 288, 293 (3d Cir. 1999); United 4

States v. Idowu, 157 F.3d 265, 266-67 (3d Cir. 1998); United States v. Thomas, 114 F.3d

403, 405 (3d Cir. 1997); United States v. Salmon, 944 F.2d 1106, 1113 (3d Cir. 1991);

United States v. Wexler, 838 F.2d 88, 90-92 (3d Cir. 1988); United States v. Cooper, 567

F.2d 252, 254-55 (3d Cir. 1977).

13

conviction of conspiracy if the defendant did not understand the particular nature of the

criminal activity. Id. at 286-87. This case is markedly different. The defendants worked 4

together to achieve a known, common end: obtain an ADIT stamp for an illegal alien. 

They were all aware of the objective of the conspiracy and took actions toward that goal. 

Unlike Cartwright, where the record demonstrated knowledge only of “some sort” of

illegality, see id., the record in this case supports an inference that the defendants knew of

the particular unlawful end of the conspiracy.

The evidence presented at trial was sufficient to prove that the defendants

knowingly entered into an agreement to provide Mr. Hilario with a fraudulent ADIT

stamp and took affirmative steps to achieve this goal. The conspiracy conviction will be

upheld.

2.

Wire fraud is defined under 18 U.S.C. § 1343 as the use of interstate

communications in furtherance of a “scheme or artifice to defraud.” Id. To sustain a

conviction under the statute, the record must show that the defendant (1) knowingly and

willfully participated in a scheme or artifice to defraud, (2) possessed a specific intent to

defraud, and (3) used wire communications in interstate commerce, or reasonably foresaw
14

that such wires would be used, in furtherance of the scheme. United States v. Antico, 275

F.3d 245, 261 (3d Cir. 2001).

For the same reasons that the record demonstrates a conspiracy to secure a

fraudulent ADIT stamp, the record demonstrates a scheme to defraud the public. The

defendants sought to provide an illegal alien with a fraudulent ADIT stamp in exchange

for payment. The stamp was obtained through the auspices of a United States customs

official, Mr. Vega, who was responsible for enforcing the immigration laws and

preventing issuance of invalid stamps. To achieve the goal of the scheme, Mr. Vega was

required to disregard these mandates and provide an ADIT stamp to an alien who was not

authorized to travel in the country. Because this action deprived the public of its

“intangible right of honest services,” see 18 U.S.C. § 1346, the conspiracy constituted a

“scheme or artifice to defraud.” See id.

The only other element in dispute is whether the scheme involved the use of

“wire . . . communication in interstate . . . commerce.” Id. § 1343. Defense counsel

argues that this element requires proof not only that the defendant used wire

communications in furtherance of the scheme, but also that he or she could “reasonably

foresee” that those communications would travel interstate.

We disagree. The question is, at its essence, one of statutory interpretation. The

statute provides, in pertinent part, as follows:

Whoever, having devised or intending to devise any scheme or artifice to

defraud, . . . transmits or causes to be transmitted by means of wire, radio,
15

or television communication in interstate or foreign commerce, any . . .

signals . . . or sounds for the purpose of executing such scheme or artifice,

shall be [guilty of wire fraud].

Id. This provision does not, by its own terms, require that the defendant “reasonably

foresee” that the communications would cross territorial boundaries. Such a “scienter”

requirement should thus be imposed only if one may be read into the statute.

The Supreme Court has, in fact, stated that a scienter requirement should generally

be read into a criminal statute even absent express statutory support. United States v.

X-Citement Video, Inc., 513 U.S. 64, 70-71 (1994) (citing Staples v. United States, 511

U.S. 600 (1994); Morissette v. United States, 342 U.S. 246 (1952)). This principle is

based on the presumption that Congress intends to punish only culpable conduct,

committed by an individual who consciously engages in criminal behavior. See

Morissette, 342 U.S. at 261-63.

This presumption does not apply, however, to “jurisdictional facts.” X-Citement

Video, 513 U.S. at 72 n.3 (citing United States v. Feola, 420 U.S. 671 (1975)). These

facts do not define improper or culpable behavior, but exist merely to confer jurisdiction

over certain offenses in the federal courts. Feola, 420 U.S. at 676 n.9. Since they are

irrelevant to the culpability of the offender, there is no basis to apply the presumption of a

scienter requirement. See X-Citement Video, 513 U.S. at 70-72 & n.3.

The interstate element of 18 U.S.C. § 1343 is properly deemed a “jurisdictional

fact.” Although the legislative history of the provision is sparse at best, it seems plain
16

that the interstate element was included simply to ensure that federal courts would have

jurisdiction over these offenses under the Commerce Clause. See, e.g., United States v.

Bryant, 766 F.2d 370, 375 (8th Cir. 1985). A fraud is no less culpable when it is

committed over intrastate – as opposed to interstate – wires, and there is no indication that

Congress was particularly concerned with the effect of interstate – as opposed to

intrastate – transmissions when it enacted the statute. Id. The only plausible reason for

Congress to have included this element was to confer jurisdiction on the federal courts. 

Thus, the presumption of a scienter requirement does not apply. Id.

This holding accords with the conclusions reached by other courts that have

considered the issue. See United States v. Richards, 204 F.3d 177, 207 (5th Cir. 2000),

overruled on other grounds by United States v. Longoria, 298 F.3d 367, 372 n.6 (5th Cir.

2002); United States v. Lindemann, 85 F.3d 1232, 1241 (7th Cir. 1996); United States v.

Blackmon, 839 F.2d 900, 907 (2d Cir. 1988); Bryant, 766 F.2d at 375; United States v.

Blassingame, 427 F.2d 329, 330 (2d Cir. 1970), cited with approval in United States v.

Iannelli, 477 F.2d 999, 1002 (3d Cir. 1973), and United States v. De Cavalcante, 440

F.2d 1264, 1268 n.3 (3d Cir. 1971). Only the Court of Appeals for the Fifth Circuit has

held to the contrary, see United States v. Brumley, 59 F.3d 517, 520 & n.5 (5th Cir. 1995),
Defense counsel cites Bentz v. United States, 21 F.3d 37 (3d Cir. 1994), as stating 5

a contrary rule. It does not. We held in Bentz that, to support a finding that the defendant

“caused” a wire communication under 18 U.S.C. § 1343, the prosecution must

demonstrate at least that the defendant should “reasonably [have] foreseen” the

occurrence of a wire communication in furtherance of the scheme to defraud. 21 F.3d at

40 (quoting Pereira v. United States, 347 U.S. 1, 9 (1954)). We then concluded that the

record did not support a finding of reasonable foreseeability, and reversed the conviction. 

Id. at 40-42. Our discussion in Bentz, like those in the other cases cited by defense

counsel, see, e.g., United States v. Hasson, 333 F.3d 1264, 1272 (11th Cir. 2003), cert.

denied, 543 U.S. 1173 (2005); United States v. Goodson, 155 F.3d 963, 966 (8th Cir.

1998), does not address the question here: whether the interstate nature of the wire

communication must be reasonably foreseeable.

17

but that opinion was subsequently vacated, see 91 F.3d 676 (5th Cir. 1996), and has since

been ignored in favor of the majority view, see Richards, 204 F.3d at 207.5

Mr. Hilario testified that Ms. Veras called him and Mr. Vega on at least two

occasions to arrange for transfer of the passport and travel out of St. Thomas. A

representative of the phone company confirmed that these calls were routed outside of the

territorial borders of the Virgin Islands, through Puerto Rico. See 18 U.S.C. § 10 (“The

term ‘interstate commerce’, as used in this title, includes commerce between one State,

Territory, Possession, or the District of Columbia and another State, Territory, Possession,

or the District of Columbia.”). This evidence demonstrates use of wire communications

in interstate commerce in furtherance of a scheme to defraud. The conviction under 18

U.S.C. § 1343 will be upheld.
18

3.

Production or possession of fraudulent immigration papers is defined as a federal

offense under 18 U.S.C. § 1546. That section provides that “[w]hoever knowingly

forges, counterfeits, alters, or falsely makes any . . . document prescribed by statute or

regulation for entry into or as evidence of authorized stay or employment in the United

States, or . . . possesses . . . any such . . . document[,] . . . knowing it to be . . . procured by

fraud or unlawfully obtained,” is guilty of a crime. Id. § 1546(a).

Neither party disagrees that a passport with an ADIT stamp is a “document

prescribed by statute or regulation for entry into or as evidence of authorized stay or

employment in the United States.” Nor is there any doubt that Ms. Veras “possessed” the

document, for these purposes. The sole question is whether the government presented

adequate proof that the ADIT stamp was fraudulent.

The record is sufficient in this regard. Although the government presented no

direct evidence that the stamp was invalid, it did offer a quantum of circumstantial proof. 

See United States v. Singh, 222 F.3d 6, 9-10 (1st Cir. 2000) (noting that circumstantial

evidence may suffice to demonstrate forgery). The stamp was obtained under extremely

suspicious circumstances, outside official channels and for a large sum of cash. It was

provided to an alien who had entered the country illegally. The defendants did not ask

Mr. Hilario for background information or have him submit a formal application,

something that would normally be expected in these circumstances. The stamp was
This is particularly suspicious in light of testimony from other immigration 6

officers that Mr. Vega was only rarely involved in the actual processing of travelers.

19

affixed to the passport outside of his presence, and the document was returned to

someone who was neither related to him nor affiliated with immigration services. He was

instructed to depart the territory at a particular time, wearing particular clothes, and in the

presence of a particular official, Mr. Vega. He was allowed to board the plane with Mr. 6

Vega’s intervention, but was not allowed to travel elsewhere in the United States using

the passport. And, soon after Mr. Hilario was arrested, Ms. Veras and Mr. Vega spoke

personally with Mr. Hilario’s mother – in a private setting – and returned a substantial

portion of the fee that they had taken.

These circumstances, and the inferences flowing therefrom, could convince a

reasonable juror that the ADIT stamp on Mr. Hilario’s passport was fraudulent. The

conviction under 18 U.S.C. § 1546 will be upheld.

4.

Federal law prohibits the giving or accepting of money to influence official

actions. A “public official” commits the offense of bribery under 18 U.S.C. § 201(b)

when he or she “corruptly . . . accepts . . . anything of value personally or for any other

person . . . in return for . . . being influenced in the performance of any official act[,] . . .

being influenced to commit or aid in committing . . . any fraud . . . on the United States[,]
20

or . . . being induced to do or omit to do any act in violation of the official duty of such

official.” Id.

Defense counsel does not disagree, based on a view of the evidence in a light

favorable to the government, that Mr. Vega is a “public official” within the meaning of

the statute and that he accepted money to affix an ADIT stamp to Mr. Hilario’s passport. 

Rather, counsel argues again that the evidence is insufficient to establish that Mr. Hilario

“was ineligible for [the stamp].”

This argument fails for the reasons previously discussed. The record supports a

finding that Mr. Hilario, as an alien who had entered the country illegally, was not

entitled to an ADIT stamp and that Mr. Vega fraudulently affixed the stamp to the

passport. This act, and allowing Mr. Hilario to pass through the customs process with an

invalid ADIT stamp, constituted a violation of Mr. Vega’s official duty, sufficient to

sustain a conviction for bribery. See 18 U.S.C. § 201(b)(2)(C).

Ms. Veras knowingly aided and abetted Mr. Vega in this scheme. She is therefore

criminally liable for bribery. See 18 U.S.C. § 2(a); see also United States v. Dixon, 658

F.2d 181, 189 (3d Cir. 1981) (finding sufficient evidence to support conviction for aiding

and abetting bribery). The conviction under 18 U.S.C. § 201(b)(2) will be sustained.

B.

Ms. Veras next argues that the government created an impermissible “variance” by

proving two conspiracies when only one was alleged. The prosecution is not permitted to
21

allege a single conspiracy in an indictment and then offer evidence of multiple,

independently operating conspiracies at trial. Kotteakos v. United States, 328 U.S. 750,

765 (1946); see also United States v. Perez, 280 F.3d 318, 345 (3d Cir. 2002). Such a

variance between the pleadings and the proof betrays a misjoinder of defendants and

carries the possibility that an individual who is not involved in the larger scheme will

nevertheless be convicted thereof. Kotteakos, 328 U.S. at 765-74, cited in United States

v. Lane, 474 U.S. 438, 446-47 (1986).

We need not determine whether there was a variance in this case because, even if

established, it did not impact Ms. Veras. A variance will prove fatal to conviction only if

it causes substantial prejudice to the defendant. United States v. Padilla, 982 F.2d 110,

114-16 (3d Cir. 1992). This prejudice most often arises by the “spillover” effect of

evidence of one defendant’s guilt to another defendant who was not involved in the same

conspiracy. E.g., United States v. Camiel, 689 F.2d 31, 37 (3d Cir. 1982); see also

Kotteakos, 328 U.S. at 774 (warning of “[t]he dangers of transference of guilt from one to

another across the line separating conspiracies”).

There was little chance of such spillover in this case. The only evidence that

would have been introduced as a result of the alleged variance pertained to the scheme to

secure a fraudulent I-94. Ms. Veras was not involved in this plot and apparently had no

knowledge of it. None of the witnesses linked Ms. Veras to the scheme or suggested that

she should be held accountable for it. And, in light of the relatively substantial evidence
22

of Ms. Veras’s participation in the scheme to provide a false ADIT stamp to Mr. Hilario,

it is quite unlikely that the jury would have relied on evidence relating to the I-94 scheme

to convict her of conspiracy.

The purported variance did not substantially prejudice Ms. Veras. It thus does not

provide a basis to overturn the judgment of conviction.

C.

Ms. Veras also contends that the District Court erred in denying her motion for

severance. She argues specifically that introduction of Mr. Veras’s statement, even in its

redacted form, infringed on her rights under the Confrontation Clause.

Severance should generally be granted if the defendant would be prejudiced by

introduction of an inculpatory prior statement of a codefendant. Zafiro v. United States,

506 U.S. 534, 537 (1993); see also United States v. Balter, 91 F.3d 427, 433 (3d Cir.

1996). Such a statement is admissible against the codefendant as a party admission, but it

is not admissible against the defendant because he or she has enjoyed no opportunity to

cross-examine the speaker. Zafiro, 506 U.S. at 539 (citing Bruton v. United States, 391

U.S. 123 (1968)). Introduction of the statement against the defendant would violate his or

her rights under the Confrontation Clause. Bruton, 391 U.S. at 135-36.

But severance is not required if the prejudice to the defendant can be successfully

ameliorated. This is most often accomplished, under the line of cases following Bruton v.

United States, 391 U.S. 123 (1968), by redacting the statement to eliminate all references
See supra note 1 (diagraming alterations). 7

23

to a coconspirator and by issuing a limiting instruction advising the jury that it may not

consider the statement as evidence against the defendant. See, e.g., Richardson v. Marsh,

481 U.S. 200, 206-08 (1987). Redaction eliminates any direct implication of guilt against

the defendant, and the cautionary instruction ensures that the jury will not draw a

contextual inference of guilt. Id. This cures any prejudice arising from introduction of

the statement, obviating the need for severance. See Zafiro, 506 U.S. at 539; see also

United States v. Quintero, 38 F.3d 1317, 1341 (3d Cir. 1994).

The redaction in this case satisfied Bruton. The revised statement eliminated all

references to the existence of a coconspirator. It suggests obliquely that Mr. Veras 7

transferred money from Mr. Hilario to another person, but it does not imply that the other

person was involved in the conspiracy or was a participant in the illegal activity. The

statement thus provides no basis on which a juror might draw a direct implication of guilt

against Ms. Veras. See Gray v. Maryland, 523 U.S. 185, 188-89, 192-97 (1998);

Richardson, 481 U.S. 208-11.

Any residual risk of contextual implication of guilt was obviated by the District

Court’s limiting instruction. The District Court directed the jury that it must consider Mr.

Veras’s admission “as his statement, and not the statement of anyone else, or attributed to

anyone else who is on trial.” (A. 1379-80.) This instruction, given at defense counsel’s
In a related vein, Ms. Veras also argues that she was prejudiced by the 8

introduction of evidence relating to the obstruction-of-justice charge against Mr. Vega. 

Again, this claim is meritless. The defendants were properly joined for purposes of trial,

and the jury was properly instructed that, in resolving the charges against one defendant,

it should not consider the charges against others. In light of this instruction, which the

24

request, adequately informed the jury that it must not consider Mr. Veras’s statement as

evidence against Ms. Veras. See Richardson, 481 U.S. 206-08.

Redaction of the statement and issuance of the limiting instruction ameliorated any

prejudice that Ms. Veras might have suffered as a result of the joint trial. The District

Court therefore acted within its discretion in denying the motion to sever. See, e.g.,

Zafiro, 506 U.S. at 539.

D.

Ms. Veras next asserts that the District Court failed to inform the jury that,

notwithstanding the joinder of the defendants for trial, the prosecution still bears the

burden of proving the charges against each defendant individually. See, e.g., Lane, 474

U.S. at 450 n.13. This claim is meritless. In both the preliminary and final instructions,

the District Court advised the jury that, although the defendants were being tried as a

group, “[i]t is [the jury’s] duty to give separate, personal, consideration to the case of each

individual defendant,” analyzing only the evidence admitted against that defendant and

excluding evidence “admitted solely against some other defendant or defendants.” (A.

178, 1984-85.) These instructions properly advised the jury to give independent

consideration to the charges against each defendant.8
jury is presumed to have followed, see, e.g., Lane, 474 U.S. at 450 n.13, it is clear that

Ms. Veras was not prejudiced by the introduction of evidence relating to the obstructionof-justice charge.

It is not clear from the record under which statute the payments to Mr. Hilario 9

were authorized.

25

E.

Finally, Ms. Veras complains that the District Court impermissibly limited her

right to cross-examine Mr. Hilario regarding payments he had received from the

government pending his testimony in this case. See, e.g., 28 U.S.C. §§ 530C(b)(3), 1821

(providing for payments to witnesses). The District Court reasoned that, because a 9

statute provides for these payments, they cannot be used to demonstrate bias on the part of

the witness. It instructed the jury:

[The] United States Congress has passed a statute that allows the payment

for lodging, food, transportation, so long as he’s a material witness. It’s the

law. And the funds are paid by the Marshal’s Service. Now, nothing

improper can be inferred from that process, because it’s the process the

person is allowed to follow.

(A. 454.)

We need not decide whether this instruction infringed on Ms. Veras’s

constitutional right of confrontation because, even if in error, it did not affect the verdict. 

The proposed cross-examination was not intended to rebut any aspect of the case against

Ms. Veras or to establish a defense to the charges. Rather, it was intended merely to

demonstrate that Mr. Hilario was a “friendly witness,” predisposed toward the

government.
26

This fact would have already been clear to the jury. Mr. Hilario was called as a

government witness. He admitted during his testimony that he was cooperating with law

enforcement and had discussed the case with government counsel. Moreover, the jury

was informed, by counsel and the District Court, that Mr. Hilario was receiving payments

from the government pending his testimony. The jury was well aware of Mr. Hilario’s

affiliation with the government and his possible bias. The instruction by the District

Court would not have affected its assessment of his credibility.

The limitation on defense counsel’s cross-examination, if error, was harmless

beyond a reasonable doubt. See United States v. Chandler, 326 F.3d 210, 222-23 (3d Cir.

2003) (citing Delaware v. Van Arsdall, 475 U.S. 673, 684 (1986)). The judgment of

conviction will not be overturned on this ground.

III.

The record in this case supports the finding that Ms. Veras engaged in a conspiracy

to provide a fraudulent passport stamp for an illegal alien. The District Court did not

abuse its discretion in refusing to sever her trial from those of her coconspirators and

properly instructed the jury on its obligation to consider the evidence against each

defendant individually. Any error in limiting defense counsel’s right of crossexamination is, in light of the substantial evidence against Ms. Veras, properly considered

harmless.

The judgment of the District Court will be affirmed.