Affirmed and Majority and Dissenting Opinion s filed September 30 , 2021.

In The 

## Fourteenth Court of Appeals

NO. 14

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- 00496

- CR

THE STATE OF TEXAS , Appellant

V.
SANITHA LASHAY HATTER , Appellee

On Appeal from the 230th District Court

Harris County, Texas Trial Court Cause No. 1667833

NO. 14

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- 00 539

- CR

IN RE THE STATE OF TEXAS EX REL KIM OGG

ORIGINAL PROCEEDING WRIT OF MANDAMUS 230th District Court Harris County, Texas Trial Court Cause No. 16678332 M A J O R I T Y O P I N I O N
Appellee Sanitha Lashay Hatter was arrested for felony assault of a public servant and misdemeanor driving while intoxicated (“DWI”) , both of which arose
from the same incident. While these charges were pending, Appellee was charged
with a second misdemea nor DWI. In the underlying proceeding, t he felony assault charge proceeded independently and was scheduled for trial prior to any disposition of the misdemeanor charges. The State filed a “Motion to Dismiss” with respect to the felony charge, which
the tr ial court granted. According to the State’s prosecutor, the felony charge was dismissed based on the understanding that Appellee would plead guilty to the misdemeanor charges. But the misdemeanor charges also were dismissed shortly
thereafter. T he State re

- filed t he felony charge approximately two months later.
In response, Appellee filed a “Motion for Specific Performance” asking the
trial court to enforce the prosecutor’s “promise of a dismissal” with respect to the felony charge. The trial court gran ted the motion and dismissed the felony charge.
The State filed both a direct appeal (case no. 14

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- 00496

- CR) and a petition for writ of mandamus (case no. 14

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- CR) challenging the trial court’s order dismissing the felony charge. In the ordinar y appeal proceeding, we affirm the trial court’s order dismissing the felony charge. We deny the State’s petition for writ of
mandamus as moot.

B ACKGROUND In the underlying proceeding, an indictment was filed charging Appellee with felony assault of a pub lic servant. See Tex. Penal Code Ann. § 22.01(b

- 2). In January 2020, the State filed a “Motion to Dismiss” requesting the trial court dismiss the felony charge. In the section of the motion entitled “Explanation”, the State3

noted that it “reserves the r ight to refile.” The trial court granted the motion to
dismiss.
In March 2020, the State re

- filed the felony assault charge against Appellee. Appellee filed a “Motion for Specific Performance” requesting that the trial court enforce the felony prosecuto r’s “promise of a dismissal.” In support of her motion, Appellee asserted that the felony prosecutor made “several representations to the Defense that no refile would occur,” including “multiple statements guaranteeing a
dismissal of this case ‘no matter what,’ that the State and the Defense had a ‘gentleman’s agreement,’ and that the State promised to not refile the case against [Appellee].”
Appellee also filed an unsworn declaration by defense counsel. In relevant part, the declaration states:

The offer from the State to my client in our felony case was that in exchange for a plea of guilty in her Driving While Intoxicated case(s), her Assault of a Public Servant case would be dismissed. Another attorney represented [Appellee] on both of her misdemeanor cases. That attorney did not want to plea [Appellee] to her Driving While Intoxicated charges so that she could get a dismissal on her felony case. Because [Appellee’s] felony disposition was contingent on her misdemeanor dispositions and her misdemeano r attorney’s unwillingness to negotiate a plea with that agreement, I felt [Appellee] was being treated unfairly. I spoke on many occasions to the chief prosecutor on the felony case, Mr. James O’Donnell. Mr. O’Donnell understood the problem and unfairness surrounding the misdemeanor disposition affecting [Appellee’s] felony disposition. After speaking to him on man y occasions (of which I do not remember the dates), we were able to come to an agreement. Mr. O’Donnell agreed that regardless of the disposition of the misdemeanor Driving While Intoxicated cases, he would dismiss the felony Assault of a Peace Officer. He made multiple promises to me that he would not only dismiss the felony case regardless of the misdemeanor dispositions, but that he would promise4

to never re

- file the felony case. He made this guarantee to me multiple times while in the 230th courtroom at 201 Caroline. .

. . Mr. O’Donnell told me that he would give the reason of “other” on the dismissal and would write “subject to re

- file” although he again promised that he would not do so and no one else would either. Continuing on, defense counsel’ s declaration states that Appellee’s misdemeanor charges were dismissed “because both of those cases contained faulty blood vials”.
Defense counsel assert ed that, following these dismissal s , O’Donnell’s supervisors
ordered him to re

- file the felony charge against Appellee. The trial court held a hearing on Appellee’s motion in June 2020. Testifying at the hearing, O’Donnell said Appellee’s felony case was set for trial prior to the disposition of her misdemeanor charges and the State offered to “dismiss t he felony case if [Appellee] pled on the [misdemeanor] DWI cases.” According to O’Donnell, at this time he was “under the impression that the DWI cases would be worked out” and “didn’t feel it was appropriate to try [Appellee’s] [felony] case when [he] ha d
made the

— extended the offer to dismiss the felony if [Appellee] had pled on the
DWIs.” O’Donnell testified that he “remember[ed]” his discussions with defense counsel “regarding the case and that [he] would not re

- file the case and that [he] would not instruct any of [his] prosecutors to re

- file the case.” O’Donnell said he
could not recall “the exact words that were used” but “remember[ed] telling [defense counsel] that [his] intention was to dismiss the case and that it was not [his] intention

to re

- file this case.” O’Donnell did not recall using the words “gentleman’s agreement” or “prom ise” in his conversations with defense counsel. At the time the felony charge was dismissed, O’Donnell said the “the prosecutors in the misdemeanor court were in the process of evaluating their cases” against Appellee.5

According to O’Donnell, it was not h is decision to re

- file the felony charge against Appellee; rather, that decision was made by O’Donnell’s supervisors. O’Donnell said the complaining witness in the felony assault case “brought it to the
DA’s office’s attention to re

- file” the case.

Afte r hearing the evidence and the argument of counsel, the trial court found O’Donnell to be “an honorable, forthright, and honest prosecutor”; it found defense
counsel’s declaration to be true and correct; and it found that O’Donnell promised
to dismiss the case without re

- filing but simply did not remember making that promise. The trial court granted the motion for specific performance and declared on the record that the case “is dismissed.” On the signed order granting the motion, the trial court wrote, “ State is ordered to dismiss.”
The State filed this appeal together with an alternative petition for writ of
mandamus.

A NALYSIS

I. Jurisdiction
This case presents an initial question regarding whether the appropriate vehicle for potential appellate relief is by mandamus or ordinary appeal.
The State may appeal a trial court order that dismisses a charging instrument.
See Tex. Code Crim. Proc. Ann. art. 44.01(a)(1). The State’s right to appea l the dismissal of a charging instrument includes the right to appeal “whenever the order effectively terminates the prosecution in favor of the defendant.” State v. Moreno , 807 S.W.2d 327, 332 (Tex. Crim. App. 1991) (en banc) . As the Moreno court stated
, an order “effectively terminates the prosecution against the accused” when “the effect of [the] order forces any alteration of the indictment or information before the trial on the merits and the State is not willing to comply with that order.” Id . at 3 34.6

The challenged order grants A ppellee’s motion for specific performance and
orders the State to dismiss. The order does not by its terms purport to dismiss the indictment, although the trial court stated as much at the hearing’s conclusion. The

prac tical effect of the trial court’s order is to preclude further prosecution because the court announced the case was dismissed and ordered the State to dismiss it. Thus, we hold that the State may appeal from the challenged order in the same manner as
the State may appeal from an order expressly dismissing an indictment. See id . at 332, 333 (explaining that article 44.01 must be liberally construed to achieve its purpose of permitting the State to appeal “from any order concerning an indictment
or informat ion whenever the order effectively terminates the prosecution in favor of the defendant”) ; see also In re State ex rel. Valdez , 294 S.W.3d 337, 340 (Tex. App.

— Corpus Christi 2009, orig. proceeding) (relator’s petition for mandamus requesting the appellate court to direct the trial court “to grant the State’s agreed motion to dismiss an indictment based on an immunity agreement” was “outside the bounds of mandamus relief”) . Because the State has an adequate remedy at law by ordinary appeal, we dismiss the S tate’s petition for writ of mandamus, case no

. 14

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- CR , as moot.

II. Merits of the State’s Appeal
In a single issue , the State argues the “trial court was without authority to dismiss the charging instrument or order the State to dismiss it.” We disagree.
We apply a bifurcated standard of review when considering a trial court ’ s decision to dismiss a case. State v. Krizan

- Wilson , 354 S.W.3d 808, 815 (Tex. Crim. App. 2011). We afford almost total deference to a trial court ’ s findings of fact that are supported by the record, as well as any mixed questions of law and fact that rely upon the credibility of witnesses. Id. W hen resolution of the case turns solely on7

questions of law or mixed questions that do not depend on credibility determinat ions,
our review is de novo

. Id. In Texas, “the power to grant immunity from prosecution is statutory rather
than constitution al ” and is derive d “from the statutes that authorize officers of the Judicial Department to dismiss prosecutions.” Graham v. Sta te , 994 S.W.2d 651,
653

- 54 (Tex. Crim. App. 1999) (citing Zani v. State , 701 S.W.2d 249, 253 (Tex. Crim. App. 1985) (en banc)). Under the relevant statute, the county attorney or district attorney has the authority to dismiss a prosecution, but only with the approval
of the trial court. See Tex. Code Crim. Proc. Ann. art. 32.02 (“No case shall be dismissed without the consent of the presiding judge.”). Accordingly, a grant of immunity from prosecution requires the trial court’s approval. See id .; see al so Smith v. State , 70 S.W.3d 848, 851 (Tex. Crim. App. 2002) (en banc) (“a District Attorney has no authority to grant immunity without court approval, for the approval of the court is essential to establish immunity”) (internal quotation omitted).
Here, A ppellee asserted in her “Motion for Specific Performance” that the State “promised to not refile the case against” her. Defense counsel’s declaration filed in support of Appellee’s motion averred that prosecutor O’Donnell “agreed that regardless of the disposition of the misdemeanor Driving While Intoxicated cases, he would dismiss the felony Assault of a Peace Officer” and “made multiple promise s .

. . that he would n ot only dismiss the felony case regardless of the misdemeanor dispositions, but that he would promise to never re

- file the felony

case. ” At the hearing on Appellee’s motion, O’Donnell testified that he “remember[ed] telling [defense counsel] that [his] int ention was to dismiss the case and that it was not [his] intention to re

- file this case” but did not recall using the words “gentleman’s agreement” or “promise”.8

Granting Appellee’s motion, the trial court found as follows : It appears we have a disagreemen t as to memory. Mr. O’Donnell has admitted that he merely does not remember, but he cannot refute the things that [defense counsel] has presented. As such, I’m inclined to grant [Appellee’s] motion for specific performance in this case, which I believe i s the honoring of the promise

. . . . [A] promise was made to dismiss this case no matter what. A dismissal was filed. A promise was made not to re

- file. It was re

- filed. And therefore, I’m granting this motion. Under the applicable standard of revie w , we defer to the trial court’s finding of fact regarding what prosecutor O’Donnell promised to defense counsel regarding Appellee’s future immunity from the felony charge. See Krizan

- Wilson
, 354 S.W.3d

at 815

. This finding was premised on the trial cou rt’s resolution of O’Donnell’s and defense counsel’s differing accounts of what was promised with respect to Appellee’s immunity agreement. The record does not warrant revisiting this
determination

. B y granting Appellee’s motion for specific performance
, the trial court provided the approval necessary to render the grant of immunity enforceable.
See Tex. Code Crim. Proc. Ann. art. 32.02; see also Smith , 70 S.W.3d at 851;
Graham , 994 S.W.2d at 654. On appeal, the State contends that a “prosecutor’s offer of immunity from future prosecution is binding only if the trial court approves of the offer when it is
made .” (emphasis added). But the relevant authorities do not support this interpretation rega rding when the trial court’s approval must be secured. Specifically, n either statute nor case law indicates that the trial court’s approval of an immunity agreement must be concurrent with the offer itself. See Tex. Code Crim. Proc. Ann. art. 32.02 (“No case shall be dismissed without the consent of the presiding judge.”); see also Smith , 70 S.W.3d at 855 (stating that the trial court must “approve[] the dismissal that results from an immunity agreement”) (emphasis9

added). Moreover , the trial court grant ed both the State’s motion to dismiss and Appellee’s motion for specific performance, thereby supplying the necessary approval both when the agreement was made and when Appellee sought to have it
enforced. The State also argues that O’Donnell’s promise to defense counsel constituted a “unilateral contract” that is “enforceable only when the promisee perform s .” Asserting that “[A]ppellee did nothing”, the States contends that O’Donnell’s “promise, without an y performance by the [A]ppellee, is not enforceable.”
We reject this contention. In Smith v. State , the Court of Criminal Appeals
delineated the trial court ’s and the prosecutor ’s differing roles with respect to immunity agreements:
The terms and conditions of an immunity agreement are wholly within the bargaining process of the parties involved in the contract, subject to the veto power of the court over their final agreement. Often the required level of performance under the agreement will be to the satisfaction of the prosecutor. We will not place courts in a position that requires them to supervise the performance of every witness under an immunity agreement. Supervision of the performance of an immunity agreement is the province of the prosecutor.

. . . Because it is the prosecutor who initiates a dismissal and sets the reasons for the dismissal, it is the prosecutor who is responsible for crafting the conditions of an immunity agreement. Provided the judge approves the dismissal that results from an immunity agreement, and is aware that the dismissal is pursuant to an immunity agreement, the judge does not have to be aware of the specific terms of that immunity agreement for it to be enfo rceable.

70 S.W.3d at 855. As Smith makes clear , the specific terms of Appellee’s immunity agreement and corollary issues regarding whether those terms were met were the sole responsibility of the prosecutor. The trial court was not required to know the10

specific terms of the agreement nor was it required to supervise the parties’ performance. See id

. Rather, the trial court possessed “veto power .

. . over [the parties’] final agreement.” Id . Here, the trial court declined to veto the parties’ immun ity agreement and provided the approval necessary to render the agreement enforceable.
See Tex. Code Crim. Proc. Ann. art. 32.02

. Based on the appellate record and the deference we afford to the trial court’s finding s of fact regarding the immunity

agree ment, we affirm the trial court’s order dismissing Appellee’s felony charge. We overrule the State’s issue on appeal.

R ESPONSE TO THE D ISSENT Our dissenting colleague opines that O’Donnell’s promise is unenforceable based on the absence of consideration. Accepting this position would effectively decree that a prosecutor’s word is worthless, thereby inviting countless foreseeable
incidents of mi strust between the State and the accused in Texas. We respectfully decline the dissent’s invitation to create such precedent.

C ONCLUSION We affirm the trial court’s order granting Appellee’s “Motion for Specific
Performance.”

/s/ Meagan Hassan Justice
Panel consists of Justices Jewell, Bourliot, and Hassan (Jewell, J., dissenting).
Publish

— Tex. R. App. P. 47.2( b).