TREATIES AND OTHER INTERNATIONAL ACTS SERIES 17-315

________________________________________________________________________

ATOMIC ENERGY

Nuclear Safety 

Arrangement Between the 

UNITED STATES OF AMERICA

and THAILAND

Signed at Rockville

March 15, 2017

with

Addenda and Annex
 NOTE BY THE DEPARTMENT OF STATE

 Pursuant to Public Law 89—497, approved July 8, 1966

(80 Stat. 271; 1 U.S.C. 113)—

“. . .the Treaties and Other International Acts Series issued

under the authority of the Secretary of State shall be competent

evidence . . . of the treaties, international agreements other than

treaties, and proclamations by the President of such treaties and

international agreements other than treaties, as the case may be, 

therein contained, in all the courts of law and equity and of maritime

jurisdiction, and in all the tribunals and public offices of the

United States, and of the several States, without any further proof

or authentication thereof.”
 THAILAND

 Atomic Energy: Nuclear Safety

 Arrangement signed at Rockville 

 March 15, 2017;

 Entered into force March 15, 2017.

 With addenda and annex.
ARRANGEMENT 


BETWEEN 


THE UNITED STATES NUCLEAR REGULATORY 


COMMISSION 


AND 


THE OFFICE OF ATOMS FOR PEACE OF THAILAND 


FOR THE EXCHANGE OF TECHNICAL 


INFORMATION 


.A.ND 

COOPERATION IN NUCLEAR SAFETY MATTERS 

MARCH 15, 2017 
ARRANGEMENT 


BETWEEN 


THE UNITED STATES NUCLEAR REGULATORY COMMISSION 


AND 


THE OFFICE OF ATOMS FOR PEACE 


OF THAILAND 


FOR THE EXCHANGE OF TECHNICAL INFORMATION 


AND 


COOPERATION IN NUCLEAR SAFETY MATTERS 


The United States Nuclear Regulatory Commission (hereinafter called the USNRC), and 

the Office of Atoms for Peace of Thailand (hereinafter called OAP), both hereinafter referred to 

as "the Parties"; 

Having similarly cooperated under the terms of an arrangement for the exchange of 

technical information and cooperation in nuclear safety matters, signed at Rockville, Maryland, 

on March 13, 2012 (the "prior arrangement"); and 

Having a mutual interest in a continuing exchange of information pertaining to regulatory 

matters and of standards required or recommended by their organizations for the regulation of 

safety, security, safeguards, and environmental impact of nuclear facilities; 

Have agreed as follows: 
I. 	 SCOPE OF THE ARRANGEMENT 

A. 	 Technical Information Exchange 

To the extent that the Parties are permitted to do so under the laws, regulations, 

and policy directives of their respective countries, they shall exchange the 

following types of unclassified technical information relating to the regulation of 

nuclear safety, security, safeguards, radioactive waste management, radiological 

safety, and environmental impact of designated nuclear energy facilities and to 

nuclear safety research programs: 

1. 	 Topical reports concerning nuclear safety, security, safeguards, 

radioactive waste management, radiological safety, and environmental 

effects written by or for one of the Parties as a basis for, or in support of, 

regulatory decisions and policies. 

2. 	 Documents relating to significant licensing actions and safety and 

environmental decisions affecting nuclear facilities. 

3. 	 Detailed documents describing the USNRC process for licensing and 

regulating certain U.S. facilities designated by OAP as similar to certain 

facilities being built or planned in Thailand and equivalent documents on 

such facilities of Thailand. 

4. 	 Information in the field of reactor safety research that the Parties have the 

right to disclose, either in the possession of one of the Parties or available 

to it, including light water reactor safety information from the technical 

areas described in Addenda "A" and "B", attached hereto and made 

integral parts of this Arrangement. Cooperation in these itemized 

research areas may require a separate agreement, as determined to be 

necessary by the research organizations of one or both of the Parties. 

Each Party shall transmit immediately to the other information concerning 

research results that requires early attention in the interest of public 

safety, along with an indication of significant implications. 

5. 	 Reports on operating experience, such as reports on nuclear incidents, 

accidents and shutdowns, and compilations of historical reliability data on 

components and systems. 

6. 	 Regulatory procedures for nuclear safety, security, safeguards, 

radioactive waste management, radiological safety, and environmental 

impact evaluation of nuclear facilities. 

7. 	 Early advice of important events, such as serious operating incidents, 

government-directed reactor shutdowns, and emerging technical issues, 

that are of immediate interest to the Parties. 

8. 	 Copies of regulatory standards required to be used, or proposed for use, 

by the regulatory organizations of the Parties. 
B. Cooperation in Nuclear Safety Research 

The terms of cooperation for joint programs and projects of nuclear safety 

research and development, or those programs and projects under which 

activities are divided between the Parties, including the use of test facilities 

and/or computer programs owned by either Party, shall be considered on a caseby-case basis and may be the subject of a separate agreement, if determined to 

be necessary by the research organizations of one or both of the Parties. When 

not the subject of a separate agreement, the terms of cooperation may be 

established by an exchange of letters between the research organizations of the 

Parties, and shall be subject to the terms and conditions of the present 

Arrangement. Technical areas specified by such exchanges of letters may be 

modified subsequently by mutual consent. 

C. 	 Training and Assignments 

Within the limits of available resources and subject to the availability of 

appropriated funds, the USNRC shall cooperate with OAP in providing certain 

training and experience for OAP safety and security personnel. In addition, 

temporary assignments of personnel by one Party in the other Party's Agency 

shall also be considered on a case-by-case basis and shall, in general, require a 

separate agreement between the research organizations of the Parties. Unless 

otherwise agreed, costs of salary, allowances, and travel of participants shall be 

paid by the Party that incurs them. The following are typical of, but not 

necessarily exclusive of, the kinds of training and experience that may be 

provided: 

1. 	 OAP designated inspector accompaniment of USNRC inspectors on 

reactor operation and reactor construction inspection visits in the United 

States, including extended briefings at USNRC regional inspection 

offices. 

2. 	 Participation by OAP employees in USNRC staff training courses. 

3. 	 Assignment of OAP employees for certain periods to be determined by 

the Parties within the USNRC staff to work on USNRC staff duties and 

gain on the job experience. 

4. 	 Training assignments of the OAP employees within the radiation control 

program in the United States. 
11. ADMINISTRATION 


A. 	 The exchange of information under this Arrangement shall be accomplished 

through letters, reports, and other documents, and by visits and meetings 

arranged in advance on a case-by-case basis. Periodic meetings shall be held at 

such times as mutually agreed to review the exchange of information and 

cooperation under this Arrangement, to recommend revisions to the provisions of 

the Arrangement, and to discuss topics coming within the scope of the 

cooperation. The time, place, and agenda for such meetings shall be agreed 

upon in advance. Visits which take place under the Arrangement, including their 

schedules, shall have the prior approval of the administrators referred to in 

paragraph 11.B. 

B. 	 An administrator shall be designated by each Party to coordinate its participation 

in the overall exchange under this Arrangement. The administrators shall be the 

recipients of all documents transmitted under the exchange, including copies of 

all letters unless otherwise agreed. Within the terms of the exchange, the 

administrators shall be responsible for developing the scope of the exchange, 

including agreement on the designation of the nuclear energy facilities subject to 

the exchange, and on specific documents and standards to be exchanged. One 

or more technical coordinators may be appointed as direct contacts for specific 

disciplinary areas. These technical coordinators shall ensure that both 

administrators receive copies of all transmittals. These detailed arrangements 

are intended to ensure, among other things, that a reasonably balanced 

exchange giving access to equivalent available information is achieved and 

maintained. 

C. 	 The administrators shall determine the number of copies to be provided of the 

documents exchanged. Each document shall be accompanied by an abstract in 

English, 250 words or less, describing its scope and content. 

D. 	 The application or use of any information exchanged or transferred between the 

Parties under this Arrangement shall be the responsibility of the receiving Party, 

and the transmitting Party does not warrant the suitability of such information for 

any particular use or application. 

E. 	 Recognizing that some information of the type covered in this Arrangement is not 

available within the agencies that are Parties to this Arrangement, but is available 

from other agencies of the governments of the Parties, each Party shall assist 

the other to the maximum extent possible by organizing visits and directing 

inquiries concerning such information to appropriate agencies of the government 

concerned. The foregoing shall not constitute a commitment of other agencies to 

furnish such information or to receive such visitors. 
Ill. 	 EXCHANGE AND USE OF INFORMATION 

A. 	 General 

The Parties support the widest possible dissemination of information provided or 

exchanged under this Arrangement, subject to the requirements of each Party's 

national laws, regulations and policies and the need to protect proprietary and 

other confidential or privileged information, and subject to the provisions of the 

Intellectual Property Annex, which is an integral part of this Arrangement. 

8. 	 Definitions 

1. 	 The term "information" means unclassified nuclear energy-related 

regulatory, safety, security, radioactive waste management, scientific or 

technical data, including information on results or methods of 

assessment, research, and any other knowledge provided, created or 

exchanged under this Arrangement. 

2. 	 The term "proprietary information" means information made available 

under this Arrangement that contains trade secrets or other privileged or 

confidential commercial information (such that the person having the 

information may derive a commercial benefit from it or may have a 

commercial advantage over those who do not have it), and may only 

include information that: 

a. 	 has been held in confidence by its owner; 

b. 	 has not been transmitted by the owner to other entities (including 

the receiving Party), except on the basis that it be held in 

confidence; 

c. 	 is not otherwise available to the receiving Party from another 

source without restriction on its further dissemination; and 

d. 	 is not already in the possession of the receiving Party. 

3. 	 The term "other confidential or privileged information" means information, 

other than "proprietary information," that has been transmitted and 

received in confidence under this Arrangement and is protected from 

public disclosure under the laws, regulations, or policies of the country of 

the Party providing the information. 

C. 	 Marking Procedures for Documentary Proprietary Information 

A Party receiving documentary proprietary information pursuant to this 

Arrangement shall respect the privileged nature of such information, provided 

that such proprietary information is clearly marked with the following (or 

substantially similar) restrictive legend: 

"This document contains proprietary information furnished in 

confidence under an Arrangement dated March 15, 2017, 

between the United States Nuclear Regulatory Commission and 

the Office of Atoms for Peace of Thailand and shall not be 
disseminated outside these organizations, their consultants, 

contractors, and licensees, or concerned departments and 

agencies of the Government of the United States and the 

Government of Thailand, without the prior written approval of 

(name of transmitting Party). This notice shall be marked on each 

page of any reproduction hereof, in whole or in part. These 

limitations shall automatically terminate when the proprietary 

information is disclosed by the owner without restriction." 

This restrictive legend shall be respected by the Parties to this Arrangement. 

Proprietary information bearing this restrictive legend shall not be made public or 

otherwise disseminated in any manner unspecified or contrary to the terms of this 

Arrangement without the prior written consent of the transmitting Party. 

Proprietary information bearing this restrictive legend shall not be used by the 

receiving Party or its contractors and consultants for any commercial purposes 

without the prior written consent of the transmitting Party. 

D. Dissemination of Documentary Proprietary Information 

1. 	 In general, proprietary information received under this Arrangement may 

be disseminated by the receiving Party without prior consent to persons 

within or employed by the receiving Party, and to concerned Government 

departments and Government agencies in the country of the receiving 

Party, provided: 

a. 	 such dissemination is made on a case-by-case basis; and 

b. 	 such proprietary information bears the restrictive legend appearing 

in Section 111.C. of this Arrangement. 

2. 	 Proprietary information received under this Arrangement may be 

disseminated by the receiving Party without prior consent to contractors 

and consultants of the receiving Party located within the geographical 

limits of that Party's country provided: 

a. 	 that the proprietary information is used by such contractors and 

consultants only for work within the scope of their contracts with the 

receiving Party relating to the subject matter of the proprietary 

information, and shall not be used by such contractors and 

consultants for any other private commercial purposes; 

b. 	 that such dissemination is made on a case-by-case basis to 

contractors and consultants who have executed a non-disclosure 

agreement; and 

c. 	 that such proprietary information shall bear the restrictive legend 

appearing in Section 111.C. of this Arrangement. 

3. 	 With the prior written consent of the Party furnishing proprietary 

information under this Arrangement, the receiving Party may disseminate 
such proprietary information more widely than otherwise permitted under 

the terms set forth in this Arrangement. The Parties shall endeavor to 

grant such approval to the extent permitted by their respective national 

laws, regulations and policies, provided: 

a. 	 that the entities receiving proprietary information under Section 

111.D.3. of this Arrangement, including domestic organizations 

permitted or licensed by the receiving Party to construct or operate 

nuclear production or utilization facilities, or to use nuclear and 

materials radiation sources, have executed a non-disclosure 

agreement; 

b. that the entities receiving proprietary information under Section 

111.D.3. of this Arrangement, including domestic organizations 

permitted or licensed by the receiving Party to construct or operate 

nuclear production or utilization facilities, shall not use such 

proprietary information for any private commercial purposes; and 

c. that those entities receiving proprietary information under Section 

111.D.3. of this Arrangement that are domestic organizations 

permitted or licensed by the receiving Party, agree to use the 

proprietary information only for activities carried out under or within 

the terms of their specific permit or license. 

E. 	 Marking Procedures for Other Confidential or Privileged Information of a 

Documentary Nature 

A Party receiving under this Arrangement other confidential or privileged 

information shall respect its confidential nature, provided such information is 

clearly marked so as to indicate its confidential or privileged nature and is 

accompanied by a statement indicating: 

1. 	 that the information is protected from public disclosure by the government 

of the transmitting Party; and 

2. 	 that the information is transmitted under the condition that it be 

maintained in confidence. 

F. 	 Dissemination of Other Confidential or Privileged Information of a Documentary 

Nature 

Other confidential or privileged information may be disseminated in the same 

manner as that set forth in Section 111.D, "Dissemination of Documentary 

Proprietary Information." 
G. 	 Non-Documentary Proprietary or Other Confidential or Privileged Information 

Non-documentary proprietary or other confidential or privileged information 

provided in seminars and other meetings organized under this Arrangement, or 

information arising from the assignment of staff, use of facilities, or joint projects, 

shall be treated by the Parties according to the principles specified for 

documentary information in this Arrangement; provided, however, that the Party 

communicating such proprietary or other confidential or privileged information 

has placed the recipient on notice as to the character of the information 

communicated. 

H. 	 Consultation 

If, for any reason, one of the Parties becomes aware that it will be, or may 

reasonably be expected to become, unable to meet the non-dissemination 

provisions of this Arrangement, it shall immediately inform the other Party. The 

Parties shall thereafter consult to define an appropriate course of action. 

Nothing contained in this Arrangement shall preclude a Party from using or 

disseminating information received without restriction by a Party from sources 

outside of this Arrangement. 

IV. 	 FINAL PROVISIONS 

A 	 Nothing contained in this Arrangement shall require either Party to take any 

action that would be inconsistent with its existing laws, regulations, or policy 

directives. Should any conflict arise between the terms of this Arrangement and 

those laws, regulations, or policy directives, the Parties agree to consult before 

any action is taken. No nuclear information related to proliferation-sensitive 

technologies shall be exchanged under this Arrangement. 

B. 	 Unless otherwise agreed, all costs resulting from cooperation pursuant to this 

Arrangement shall be the responsibility of the Party that incurs them. The ability 

of the Parties to carry out their obligations is subject to the appropriation of funds 

by the appropriate governmental authority and to the laws, regulations and 

policies applicable to the Parties. 

C. 	 Cooperation under this Arrangement shall be in accordance with the laws and 

regulations of the Parties. Any dispute or questions between the Parties 

concerning the interpretation or application of this Arrangement shall be settled 

by mutual agreement of the Parties. 

D. 	 This Arrangement shall enter into force upon signature and, subject to paragraph 

E of this Section, shall remain in force for a period of five years. It may be 

extended for a further period of time by written agreement of the Parties. Upon its 

entry into force, this Arrangement shall supersede the prior arrangement. 
E. Either Party may terminate this Arrangement after providing the other Party 

written notice 180 days prior to its intended date of termination. 

DONE at Rockville, MD on this 15th day of March 2017, in duplicate, in the English language. 

FOR THE UNITED STATES NUCLEAR FOR THE OFFICE OF ATOMS FOR 

REGULATORY COMMISSION: PEACE OF THAILAND: 

KriStineLSViniCkairman Atchara Wongsaengchan, Secretary 

General 
Addendum A 

USNRC - OAP Safety Research Exchange 

Areas in Which the USNRC Is Performing or Sponsoring Safety Research 

1. Digital Instrumentation and Control 

2. Reactor and Electrical Equipment Qualification 

3. Environmental Transport 

4. Radionuclide Transport and Waste Management 

5. Dry Cask Storage and Transport 

6. Fire Safety Research 

7. Nuclear Fuel Analysis 

8. Severe Accident Analysis 

9. Operating Experience and Generic Issues 

10. Human Factors Engineering 

11. Organizational Factors/Safety Culture 

12. Human Reliability Analysis (HRA) 

13. Probabilistic Risk Assessments 

14. Radiation Protection and Health Effects 

15. Seismic Safety 

16. State of the Art Risk Consequences 

17. Reactor Containment Structural Safety 

18. Reactor Vessel and Piping Integrity 

19. Regulatory Guide Update 

20. New and Advanced Reactor Designs 

21. Decommissioning 

22. Thermal Hydraulic Code Applications and Maintenance 

23. Uncertainty Analysis for Thermal Hydraulic Kinetics 

24. Coupled 3D Neutronic and Plant Thermal Hydraulics 

25. Medical Isotope Production 

26. Long-term Operational Management 

27. Plant and Systems Operations 
Addendum B 

USNRC - OAP Nuclear Safety Research Exchange 

Areas in Which OAP is Performing or Sponsoring Nuclear Safety Research 

1. 	 Nuclear Safety 

Site Effects 

Neutronics and thermal hydraulics 

Severe accidents 

Risk analysis reliability and human factors 

Structural integrity 

Low and intermediate radioactive waste 

High Level radioactive waste 

Organizational impact on safety 

2. 	 Radiological Protection 

Radiobiology 

Biological Dosimetry 

Epidemiology of ionizing radiation 

Occupational radiological protection 

Dosimetry 

Environmental radiological impact of the operation of nuclear installations 

Radiological consequences of severe accidents 

Natural radiation 

Nuclear Materials 

3. 	 Risk Perception by the Public 
INTELLECTUAL PROPERTY RIGHTS ANNEX 


I. 	 General Obligation 

The Parties shall ensure adequate and effective protection of intellectual property 

created or furnished under this Arrangement and relevant implementing arrangements. 

Rights to such intellectual property shall be allocated as provided in this Annex. 

If. 	 Scope 

A. 	 This Annex is applicable to all cooperative activities undertaken pursuant to this 

Arrangement, except as otherwise specifically agreed by the Parties or their designees. 

8. 	 For purposes of this Arrangement, "intellectual property" shall mean the subject matter 

listed in Article 2 of the Convention Establishing the World Intellectual Property 

Organization, done at Stockholm, July 14, 1967 and may include other subject matter as 

agreed by the Parties. 

C. 	 Each Party shall ensure, through contracts or other legal means with its own 

participants, if necessary, that the other Party can obtain the rights to intellectual 

property allocated in accordance with this Annex. This Annex does not otherwise alter or 

prejudice the allocation between a Party and its nationals, which shall be determined by 

that Party's laws and practices. 

D. 	 Except as otherwise provided in this Arrangement, disputes concerning intellectual 

property arising under this Arrangement shall be resolved through discussions between 

the concerned participating institutions, or, if necessary, the Parties or their designees. 

Upon mutual agreement of the Parties, a dispute shall be submitted to an arbitral tribunal 

for binding arbitration in accordance with the applicable rules of international law. Unless 

the Parties or their designees agree otherwise in writing, the arbitration rules of the 

United Nations Commission on International Trade Law (UNCITRAL) shall govern. 

E. 	 Termination or expiration of this Arrangement shall not affect rights or obligations under 

this Annex. 

111. 	 Allocation of Rights 

A. 	 Each Party shall be entitled to a non-exclusive, irrevocable, royalty-free license in all 

countries to translate, reproduce, and publicly distribute scientific and technical journal 

articles, reports, and books directly arising from cooperation under this Arrangement. All 

publicly distributed copies of a copyrighted work prepared under this provision shall 

indicate the names of the authors of the work unless an author explicitly declines to be 

named. 

8. 	 Rights to all forms of intellectual property, other than those rights described in paragraph 

Ill.A. above, shall be allocated as follows: 

(1) 	 Visiting researchers shall receive rights, awards, bonuses and royalties in 

accordance with the policies of the host institution. 

(2) 	 (a) Any intellectual property created by persons employed or sponsored by 
one Party under cooperative activities other than those covered by 

paragraph 111.(8)(1) shall be owned by that Party. Intellectual property 

created by persons employed or sponsored by both Parties shall be 

jointly owned by the Parties. In addition, each creator shall be entitled to 

awards, bonuses and royalties in accordance with the policies of the 

institution employing or sponsoring that person. 

(b) 	 Unless otherwise agreed in an implementing or other arrangement, each 

Party shall have within its territory a right to exploit or license intellectual 

property created in the course of the cooperative activities. 

(c) 	 The rights of a Party outside its territory shall be determined by mutual 

agreement considering the relative contributions of the Parties and their 

participants to the cooperative activities, the degree of commitment in 

obtaining legal protection and licensing of the intellectual property and 

such other factors deemed appropriate. 

(d) 	 Notwithstanding paragraphs lll.B(2)(a) and (b) above, if either Party 

believes that a particular project is likely to lead to or has led to the 

creation of intellectual property not protected by the laws of the other 

Party, the Parties shall immediately hold discussions to determine the 

allocation of rights to the intellectual property. If an agreement cannot be 

reached within three months of the date of the initiation of the 

discussions, cooperation on the project in question shall be terminated at 

the request of either Party. Creators of intellectual property shall 

nonetheless be entitled to awards, bonuses and royalties as provided in 

paragraph 111.B(2)(a). 

(e) 	 For each invention made under any cooperative activity, the Party 

employing or sponsoring the inventor(s) shall disclose the invention 

promptly to the other Party together with any documentation and 

information necessary to enable the other Party to establish any rights to 

which it may be entitled. Either Party may ask the other Party in writing to 

delay publication or public disclosure of such documentation or 

information for the purpose of protecting its rights 

in the invention. Unless otherwise agreed in writing, the delay shall not 

exceed a period of six months from the date of disclosure by the inventing 

Party to the other Party. 

IV. 	 Business Confidential Information 

In the event that information identified in a timely fashion as business-confidential is 

furnished or created under this Arrangement, each Party and its participants shall protect 

such information in accordance with applicable laws, regulations, and administrative 

practices. Information may be identified as "business-confidential" if a person having the 

information may derive an economic benefit from it or may obtain a competitive 

advantage over those who do not have it, and the information is not generally known or 

publicly available from other sources, and the owner has not previously made the 

information available without imposing in a timely manner an obligation to keep it 

confidential.