Docket No. 89910–Agenda 3–March 2002.

THE PEOPLE OF THE STATE OF ILLINOIS, Appellee, v. 

								LENARD JOHNSON, Appellant.

Opinion filed December 19, 2002.

	JUSTICE GARMAN delivered the opinion of the court:

	Petitioner, Lenard Johnson, pleaded guilty in 1990 to the

murder of 11-year-old Donald Buske, the aggravated criminal

sexual assaults of two female minors who were visitors at Donald’s

home, and home invasion. He waived a jury trial for sentencing.

The circuit court of Montgomery County found three aggravating

factors, concluded that there were no mitigating factors, and

sentenced petitioner to death. Petitioner filed a late motion to

withdraw his guilty plea, which the trial court heard upon the order

of this court and denied. On direct appeal, this court affirmed the

murder and sexual assault convictions and corresponding

sentences, but vacated the conviction and sentence for home

invasion. See People v. Johnson, 154 Ill. 2d 356 (1993). Petitioner’s petition for a writ of certiorari to the United States Supreme Court was denied. Johnson v. Illinois, 512 U.S. 1227, 129 L. Ed. 2d 848, 114 S. Ct. 2725 (1994).

	Petitioner subsequently filed a petition pursuant to the Post-

Conviction Hearing Act (Act) (725 ILCS 5/122–1 et seq. (West 1994)). The circuit court dismissed several of his claims and denied

others. Because petitioner was sentenced to death for the

underlying convictions, his appeal lies directly to this court. 134 Ill.

2d R. 651(a). He raises five issues in this appeal: (1) whether he

must be granted a new trial because, at the time he pleaded guilty,

facts existed that would have raised a bona fide doubt as to his competence; (2) whether he received effective assistance of trial

counsel because he had only one attorney and no mitigation

specialist, (3) whether his court-appointed attorney was operating

under a conflict of interest, (4) whether his death sentence is

disproportionate to sentences imposed on similarly situated

defendants, and (5) whether the death penalty statute is

unconstitutional. For the reasons that follow, we affirm the

judgment of the circuit court.

	This court has previously described the facts underlying

petitioner’s conviction and sentencing in our opinion on his direct

appeal. Johnson, 154 Ill. 2d 356. Thus, we will refer to those facts only as necessary in the discussion of the issues raised in

petitioner’s post-conviction petition. Because of the unusual

procedural history of this case, however, a rather detailed summary

of the post-conviction proceedings is necessary.

POST-CONVICTION PROCEEDINGS

	In 1995, petitioner filed a petition for post-conviction relief

containing 15 separate claims plus a “catch-all” claim, purporting

to incorporate by reference all claims made in his pretrial and post-

trial motions and his direct appeal. The State filed a motion to

dismiss pursuant to section 122–5 of the Act (725 ILCS 5/122–5

(West 1994)), arguing that all of the issues raised by petitioner

either were or could have been raised on direct appeal and were,

therefore, barred by waiver or res judicata. In addition, the State argued that petitioner had not presented any new evidence that

would justify an evidentiary hearing.

	After a hearing on January 26, 1996, the circuit court granted

the State’s motion, in part, dismissing all but five of petitioner’s

original 16 claims and directing the State to file an answer to the

remaining claims, enumerated I, II, III, X, and XV. The State

apparently filed its answer on March 1, 1996. The table of contents

provided with the record indicates that the State’s answer is to be

found at page 812 of the common law record. Pages 812 and 813

are missing, so we are unable to determine how the State answered

the five claims that survived the motion to dismiss.

	On May 23, 1997, petitioner filed a supplement to his petition,

adding two additional claims, numbered XVII and XVIII. At all

times relevant to this matter, the Act has specifically prohibited the

filing of further pleadings after the circuit court has ruled on a

motion to dismiss. 725 ILCS 5/122–5 (West 1994, 1996, 1998)

(after denial of motion to dismiss and filing of an answer by the

State,“[n]o other or further pleadings shall be filed except as the

court may order on its own motion or on that of either party”). The

record does not contain a motion by the petitioner seeking leave to supplement his petition with two additional claims after the circuit

court ruled on the State’s first motion to dismiss. However, the

State did not challenge petitioner’s filing of additional pleadings.

Instead, the State filed a second motion to dismiss, which was

denied after a hearing on March 17, 1998. The State then filed an

answer, denying the allegations contained in both of the new

claims. Thereafter, the State apparently sought leave to file a

motion for summary judgment. The record contains an April 9,

1998, docket entry with the notation “Confer[ence] call w/o

record. SA to file Motion for Summ. Jmt. by 5/4/98 at 4 p.m.”

	On May 4, 1998, the State filed a “Motion for Summary

Judgment” in which it argued that the two claims raised in the

supplemental petition could be resolved by the circuit court based

entirely on its examination of the record and that, therefore, an

evidentiary hearing would not be necessary. The motion, however,

neither cited section 2–1005 of the Code of Civil Procedure (735

ILCS 5/2–1005(c) (West 1998)), nor requested that judgment be

entered for the State as a matter of law.

	On June 19, 2000, the circuit court heard arguments on the

State’s motion for summary judgment and denied it, thereby

indicating its determination that two newly added claims could not

be resolved purely as a matter of law. Immediately thereafter, the

circuit court heard arguments on the merits of all seven of the

pending claims, the five that survived the State’s original motion to

dismiss and the two claims raised in the supplemental petition.

Petitioner describes this as a “stipulated hearing,” because no

testimony was presented.

	The circuit court based its ruling on the record as it stood on

June 19, 2000, including the transcripts of the original proceedings,

the deposition of trial counsel, David Grigsby, which had been

taken on November 4, 1998, the 1995 report of mitigation

specialist Jeffrey Eno, and the reports of four mental health

professionals who examined petitioner at various times.

Psychiatrist M. Scott Hamilton examined him in 1990, prior to his

pleading guilty. Psychiatrist Philipp E. Bornstein apparently

examined petitioner prior to the entry of his plea, but did not

provide a written report until several days thereafter. Clinical

psychologist Mark Ramsden evaluated him after his conviction and sentencing, but prior to a hearing on his late motion to withdraw

his guilty plea. In addition, clinical psychologist Michael M.

Gelbort evaluated petitioner on April 8, 1999. Both the Grigsby

affidavit and the Gelbort evaluation were made part of the record

after the circuit court denied the State’s motions to dismiss. At the

conclusion of the hearing, the circuit court denied the seven

remaining counts of the petition.

ANALYSIS

	The Act provides a remedy to a criminal defendant whose

federal or state constitutional rights were substantially violated in

his original trial or sentencing hearing. People v. Towns, 182 Ill. 2d 491, 502 (1998). A petition for post-conviction relief is not an

appeal of the underlying judgment; rather, it is a collateral

proceeding. Towns, 182 Ill. 2d at 502. As such, a post-conviction proceeding allows inquiry only into constitutional issues that were

not, and could not have been, adjudicated on direct appeal. Towns, 182 Ill. 2d at 502. Thus, issues that were raised and decided on

direct appeal are barred from consideration by the doctrine of res judicata; issues that could have been raised, but were not, are considered waived. Towns, 182 Ill. 2d at 502-03.

	Post-conviction proceedings in capital cases are governed by

section 122.2–1(b) of the Act (725 ILCS 5/122.2–1(b) (West

1994)), which requires the circuit court to determine initially

“whether the petitioner, if indigent, wants to be represented by

counsel. After the petitioner makes that choice, the matter is then

docketed for further proceedings.” People v. Thomas, 195 Ill. 2d 37, 40 (2001). The State must then either answer the petition or

move to dismiss it. 725 ILCS 5/122–5 (West 1994); Thomas, 195 Ill. 2d at 40. If the State moves to dismiss the petition, the circuit

court must examine and rule on the legal sufficiency of each of

defendant’s claims, taking all well-pleaded facts as true. People v. Ward, 187 Ill. 2d 249, 255 (1999). If the allegations of the post- conviction petition, supported by the trial record and any

accompanying affidavits, do not make a substantial showing of a

constitutional violation, the petition may be dismissed. People v. Orange, 195 Ill. 2d 437, 448 (2001). If the petition does make a substantial showing of a constitutional violation, the matter proceeds to a hearing on the merits of petitioner’s claims. People v. Hobley, 182 Ill. 2d 404, 428 (1998).

	Our detailed recitation of the various stages of this matter

before the circuit court is necessary to our determination of the

standard of review. Both parties suggest de novo review, citing People v. Coleman, 183 Ill. 2d 366, 378-89 (1998), in which this court determined that plenary review is appropriate when the

circuit court has granted the State’s motion to dismiss based on its

determination that the allegations in a post-conviction petition are

insufficient to demonstrate a constitutional deprivation that entitles

the petitioner to relief under the Act. The lengthy explanation of

the standard of review in Coleman has since been reduced to a simple formula: de novo review for the dismissal of post-conviction petition without an evidentiary hearing and review for manifest

error when petitioner’s constitutional claims were denied following

an evidentiary hearing. See, e.g., People v. Pitsonbarger, No. 89368, slip op. at 8 (May 23, 2002); People v. Topps, 309 Ill. App. 3d 813, 819 (1999).

	In the present case, the parties agree that there was no

“evidentiary hearing.” Petitioner describes the hearing that took

place after the State’s motion for summary judgment was denied

as a “stipulated hearing.” The Act, however, does not mention a

“stipulated hearing.” Indeed, the words “evidentiary hearing” do

not appear in the Act. Rather, the Act provides that if the petition

is not dismissed pursuant to section 122–2.1, “the court shall order

the petition to be docketed for further consideration in accordance

with Sections 122–4 through 122–6.” 725 ILCS 5/122–2.1(b)

(West 1994). Section 122–6 governs such “further consideration.”

Under this provision, the circuit court “may receive proof by

affidavits, depositions, oral testimony, or other evidence.” 725

ILCS 5/122–6 (West 1994).

	Black’s Law Dictionary defines “hearing” as a “judicial session

usu[ally] open to the public, held for the purpose of deciding issues

of fact or of law, sometimes with witnesses testifying.” Black’s

Law Dictionary 725 (7th ed. 1999). The more specific term

“evidentiary hearing” is a “hearing at which evidence is presented,

as opposed to a hearing at which only legal argument is presented.” Black’s Law Dictionary 725 (7th ed. 1999). It is the section 122–6

hearing that has come to be called an “evidentiary hearing.”

	The circuit court declined to dispose of seven of petitioner’s

claims as a matter of law by initially denying the State’s motion to

dismiss 5 of the 16 original claims and then subsequently rejecting

the State’s motion to dismiss and its motion for summary judgment

as to the two additional claims. At the June 19, 2000, hearing, the

circuit court, having previously found that each of these seven

claims did make a substantial showing of a violation of a

constitutional right, allowed the parties to address each claim on

the merits. Thus, this proceeding was a section 122–6 hearing even

though no live testimony was presented.

	The question that we must resolve is whether de novo review is appropriate where no new evidence was presented at the section

122–6 hearing that would require the circuit court to assess the

credibility of witnesses. We recently addressed a similar question

in People v. Caballero, No. 88784, slip op. at 17-18 (October 18, 2002), where the circuit court, at the section 122–6 hearing, heard

argument based on the record, but did not hear testimony. We

concluded:

		“The de novo standard of review is applicable when the issue presented is purely a question of law. People v. Chapman, 194 Ill. 2d 186, 217 (2000) (stating that de novo review is appropriate when there are no factual or credibility disputes and the appeal, therefore, ‘involves a

pure question of law’); see also People v. Hall, 195 Ill. 2d 1, 21 (2000) (stating that de novo review is applicable to questions of statutory interpretation or other questions of

law). In Hall, the defendant urged de novo review because the rulings at issue ‘involved no fact-finding based on the

demeanor or credibility of the witnesses because the

evidence was written.’ Hall, 195 Ill. 2d at 21. We rejected this argument because the issue presented, whether certain

evidence should have been admitted at trial, was not a

pure question of law. Some deference was due to the trial

court’s rulings because ‘the trial court exercised discretion

***, i.e., the court based these rulings on the specific circumstances of this case and not on a broadly applicable

rule.’ Hall, 195 Ill. 2d at 21.”

	Although the circuit court in Caballero heard no new evidence and credibility of witnesses was not a concern, the circuit court did

have to weigh the facts and make inferences therefrom in order to

rule on “the specific circumstances” of the case. Nevertheless, we

applied a de novo standard of review because, given the fact that more than a decade had passed between the trial and the post-

conviction proceeding, the circuit court had no special expertise or

familiarity with the case that would have made it more capable than

this court of weighing the facts presented by the written record and

drawing necessary inferences.

	In Coleman, we observed that the “proper standard of review cannot be articulated without first examining the substantive and

procedural backdrop against which the appealed order or ruling

arose.” Coleman, 183 Ill. 2d at 378. Thus, in determining the standard of review, we consider not only the procedural posture

(whether the circuit court was ruling on a motion to dismiss or

after a section 122–6 hearing), but the nature of the question

(whether it is a pure question of law or a question of fact), and the

degree to which the court must assess credibility, weigh facts, and

draw inferences.

	In the present case, we will review de novo those claims dismissed by the circuit court in response to the State’s first motion

to dismiss. Coleman, 183 Ill. 2d at 388-89. These are his conflict of interest argument (claim XI in petitioner’s original petition and

point III in his current brief) and his various arguments about the

constitutionality of the death penalty statute (claims IV, V, VI, VII,

VIII, IX, and XIII in his original petition and point V in his current

brief).

	Petitioner’s point IV, regarding similarly situated defendants,

is an amalgam of his original claims X and XIV, one of which was

dismissed and one of which was denied after the section 122–6

hearing. Because this issue is one that can be resolved as a matter

of law, without the need to consider the specific circumstances of

this case, we review it de novo. Hall, 195 Ill. 2d at 21.

	As to the claims denied following the section 122–6 hearing,

we will give some deference to the circuit court in

acknowledgment of its familiarity with  the petitioner’s case and

particularly with the professional performance of trial counsel. We,

therefore, review petitioner’s arguments regarding his fitness to

plead guilty (point I) and the performance of trial counsel (point II)

for manifest error. Manifest error is that which is “clearly evident,

plain, and indisputable.” People v. Ruiz, 177 Ill. 2d 368, 384-85 (1997).

I. Fitness to Plead Guilty

	Although not set out as separate arguments within petitioner’s

brief, his fitness claim offers two distinct rationales. First, petitioner

makes statements suggesting that the trial court actually had a

bona fide doubt as to his fitness and, thus, should have conducted a hearing to determine his capacity to enter a knowing and

voluntary plea. Second, even if the trial court’s comments do not

reflect an actual doubt as to his fitness, he argues that he has

produced new evidence that would have raised a bona fide doubt if it had been available to the trial court. He further argues that trial

counsel was ineffective for failing to request a fitness hearing and

appellate counsel was ineffective for failing to raise this issue on

direct appeal. He asserts that, had either trial or appellate counsel

performed effectively, there is a reasonable probability the outcome

of the proceedings would have been different.

	The due process clause of the United States Constitution (U.S.

Const., amend. XIV) prohibits the conviction and sentencing of a

person who is incompetent to stand trial. See Drope v. Missouri, 420 U.S. 162, 172, 43 L. Ed. 2d 103, 113, 95 S. Ct. 896, 904

(1975); People v. Mitchell, 189 Ill. 2d 312, 328-29 (2000). Our state statutes have long contained provisions designed to safeguard

this right (see 725 ILCS 5/104–10 et seq. (West 2000)). This statutory scheme has been held to adequately protect a defendant’s

due process right to be prosecuted only when fit to stand trial.

Mitchell, 189 Ill. 2d at 328-29. By statute, a defendant is “presumed to be fit to stand trial or to plead, and be sentenced.” Ill.

Rev. Stat. 1989, ch. 38, par. 104–10. However, when a bona fide doubt of the defendant’s fitness exists, the court must order a fitness hearing so that the question of fitness may be resolved

before the matter proceeds any further. Ill. Rev. Stat. 1989, ch. 38,

par. 104–11(a). Once a bona fide doubt is demonstrated, the State has the burden of proving, by a preponderance of the evidence, that

the defendant is fit. Ill. Rev. Stat. 1989, ch. 38, par. 104–11(c). A

defendant is fit to stand trial, plead, or be sentenced if he is able to

understand the nature and purpose of the proceedings against him

and to assist in his defense. Ill. Rev. Stat. 1989, ch. 38, par.

104–10.

A. Actual Doubt

	The argument that the trial court had actual doubts as to

petitioner’s fitness to plead guilty was available to him at trial and

on direct appeal. It is, therefore, subject to waiver. However, the

doctrine of waiver will be relaxed where the alleged waiver results

from the incompetence of appellate counsel. People v. Mahaffey, 194 Ill. 2d 154, 171 (2000). To avoid application of the doctrine

of waiver, petitioner argues that appellate counsel was ineffective

for failing to argue, first, that the trial court failed to carry out its

duty to sua sponte hold a fitness hearing and, second, that trial counsel failed to recognize the trial court’s actual doubts as to his

fitness and to request a fitness hearing based on those actual

doubts.

	To prevail on a claim of ineffective assistance of counsel, a

petitioner must show both that: (1) counsel’s representation was so

deficient as to fall below an objective standard of reasonableness

under prevailing professional norms, and (2) the deficient

performance so prejudiced defendant as to deny him a fair trial.

Strickland v. Washington, 466 U.S. 668, 687-88, 80 L. Ed. 2d 674, 693, 104 S. Ct. 2052, 2064 (1984). With regard to the

performance of trial counsel, this means the petitioner must show

that counsel’s errors were so serious, and his performance so

deficient, that he did not function as the “counsel” guaranteed by

the sixth amendment. In addition, petitioner must prove there is a

reasonable probability that, but for counsel’s errors, the result of

the proceeding would have been different. People v. Whitehead, 169 Ill. 2d 355, 380-81 (1996). As applied to a claim that appellate

counsel was ineffective for failing to raise the issue of ineffectiveness of trial counsel, the defendant must show that the

failure to raise the issue was objectively unreasonable and that, but

for this failure, a reasonable probability exists that his sentence or

conviction would have been reversed. Whitehead, 169 Ill. 2d at 381. If either prong of the Strickland test is not met, petitioner’s claim must fail. Whitehead, 169 Ill. 2d at 380-81.

	As evidence of an actual bona fide doubt of his fitness, petitioner points to several instances in the record where the trial

court expressed concern regarding his ability to understand the

proceedings. At the arraignment hearing on June 4, 1990, the trial

court, after granting the defense motion for a psychiatric

evaluation, questioned petitioner: “Do you believe you understand

what it is that you are charged with in each of these six Bills of

Indictment, Mr. Johnson?” “Do you believe you understand what

the possible penalties can be in the event that you plead guilty or

are found guilty of any or all of these Indictments?” “Do you

believe you understand what your rights are?” After  the petitioner

answered each of these questions in the affirmative, the trial court

turned to defense counsel: “Do you believe he understands, Mr.

Grigsby?” Defense counsel replied, “Yes, I do, Your Honor.” This

same sort of exchange–the trial court’s questioning of the

defendant, the defendant’s affirmative answer, and verification by

defense counsel–occurred repeatedly at this hearing.

	Petitioner first attempted to plead guilty at a hearing on

August 20, 1990. Defense counsel informed the trial court that the

first psychiatric examination showed petitioner to be fit for trial.

After several motions were disposed of, defense counsel informed

the court that petitioner wished to plead guilty. The trial court

questioned him about his discussions with counsel. He stated that

he had received adequate advice. The trial court admonished him

that he could be sentenced to death if he pleaded guilty. Petitioner

stated that he understood. The trial court concluded the hearing

with the remark, “Mr. Johnson, I would like you to take some time

to further consider whether or not that is what you want to do in

this case. I want you to consider it very seriously, sir.”

	A hearing was held on September 7, 1990, for the purpose of

entry of petitioner’s guilty plea. After defense counsel withdrew

several pending motions at petitioner’s request, including the request for a second psychiatric examination, the trial court

commented on counsel’s duty “not to proceed in motions where

your client, in the exercise of competent judgment, has indicated

that you ought not.” The trial court further stated:

		“[I]f there is some question concerning the defendant’s

competency, that is a matter which counsel has an

obligation to bring to the attention of the Court by way of

motion seeking full expiration [sic] of that matter, irrespective of defendant’s wishes. I have seen nothing in

Mr. Johnson’s conduct before this Court that leads me to

think that there is any question concerning his

competence. There is nothing in the reports of the

psychiatrist that was appointed at your request on his

behalf which leads me to think that there is any question

concerning his competence and ability to proceed here in

this case. But if you, as an officer of this court, have any

questions, then I believe it is incumbent upon you to

request an additional examination.”

The trial court asked counsel directly whether he had any doubts

regarding his client’s competence and counsel responded that he

had “always found [petitioner] competent and able to talk about

the case and his wishes.” Petitioner’s guilty plea was not accepted

at that time, however, because he disputed the factual basis

presented by the State. During the delay between this hearing and

the actual entry of his guilty plea, petitioner was evaluated by a

second psychiatrist who also found him fit for trial.

	Petitioner points to such comments as evidence that the trial

court had actual doubts about his fitness. We do not understand

the petitioner to be accusing the trial court of being untruthful when it

stated that it had observed no evidence of unfitness. Rather,

petitioner seems to be arguing that the trial court’s comments

reflect sufficient uncertainty about his fitness to trigger the court’s

duty to order a fitness determination. See People v. Mitchell, 189 Ill. 2d 312, 367 (2000); 725 ILCS 5/104–10 (West 1996). The

State interprets the same comments as the trial court’s merely

taking care to protect a defendant’s rights.

	The record supports the State’s position. Given the

circumstances, including petitioner’s apparent suicide attempt at the time of his arrest, the trial court was attuned to the possibility

that his mental state was less than stable. The trial court granted

the motion for a psychiatric evaluation, which revealed petitioner

to be fit for trial. In addition to questioning defense counsel

repeatedly about his client’s mental state, the trial court expressly

reminded counsel of his duty to raise the fitness issue if indeed he

had any doubts as to his client’s condition. Even after petitioner’s

insistence that he did not desire a second psychiatric evaluation, the

trial court ordered it done. It, too, revealed that petitioner was fit.

Finally, the trial court repeatedly questioned petitioner about his understanding of the proceedings. Petitioner demonstrated

numerous times that he understood the nature and purpose of the

proceedings and was able, if he chose to do so, to assist in his

defense. This is the definition of fitness. Ill. Rev. Stat. 1989, ch. 38,

par. 104–10. Petitioner’s ability to participate in his own defense

was clearly illustrated by his withdrawal of his initial guilty plea,

when he disputed the State’s proffered factual basis, and

subsequent entry of a guilty plea, when he was satisfied with the

State’s recitation of the facts of his crime.

	No reasonable probability exists that this court would have been persuaded the trial court held an actual bona fide doubt of petitioner’s fitness for trial but neglected to conduct a fitness

hearing. Petitioner was, therefore, not prejudiced by appellate

counsel’s decision not to raise this issue on direct appeal. Thus, we

find no manifest error in the

circuit

court’s

rejection

of

this

claim.

Finally, nothing in petitioner’s demeanor or conduct during the

proceedings would have raised an actual bona fide doubt in the trial court’s mind. The trial court repeatedly questioned petitioner

and received answers that demonstrated his understanding of the

nature and purpose of the proceedings. His ability to assist in his

own defense was demonstrated by his withdrawing his initial guilty

plea when he disputed the State’s proffered factual basis. Later,

when he was satisfied with the State’s recitation of the facts of his

crime, he did enter a guilty plea.

	We, therefore, reject petitioner’s claim that the trial court held

an actual bona fide doubt of his fitness for trial but neglected to conduct a fitness hearing. Thus, we find no manifest error in the

circuit court’s denial of petitioner’s claim that appellate counsel

was ineffective for failing to raise this issue on direct appeal.

B. New Evidence

	The second part of petitioner’s fitness claim is that new

evidence, in the form of Ramsden’s report and defense counsel

Grigsby’s deposition, reveals the existence of certain facts, which

existed at the time he pleaded guilty, and which, had they been

known to the trial court, would have raised a bona fide doubt as to his fitness. He argues that the existence of these facts is sufficient

to put the burden on the State to prove him fit. See Ill. Rev. Stat.

1989, ch. 38, par. 104–11(c).

	Although, at trial, the existence of a bona fide doubt as to fitness imposes the burden of proof on the State, the burden in the

present case is on petitioner. He is entitled to post-conviction relief

“only if he shows that the trial court would have found a bona fide doubt of his fitness and ordered a fitness hearing if it had been

apprised of the evidence now offered.” People v. Easley, 192 Ill. 2d 307, 319 (2000).

	The State urges us not to consider the reports of Ramsden and

Gelbort and other evidence developed after the trial court accepted

petitioner’s guilty plea, citing People v. Franklin, 48 Ill. 2d 254 (1971), and People v. Wilson, 29 Ill. 2d 82 (1963). These cases do not support the State’s contention. In Franklin, we rejected the defendant’s argument that the mere fact the trial court ordered an

examination by a behavior clinic demonstrated a bona fide doubt as to his fitness. Franklin, 48 Ill. 2d at 256-57. In Wilson, the defendant claimed that his guilty plea was coerced, in part, because

the trial court denied his motion for a “sanity hearing.” We

affirmed because, although defense counsel did request a fitness

hearing, he did not present any factual basis to justify his request.

Thus, the trial court did not err in denying the requested

examination and hearing. Wilson, 29 Ill. 2d at 93-94. Neither of these cases speak to the present situation.

	In People v. Harris, No. 89796, slip op. at 4 (June 20, 2002), the defendant argued that a bona fide doubt of his fitness existed at the time of his trial because he suffered from depression, a

personality disorder, and organic brain damage. The State argued

that he had waived any argument that trial counsel was ineffective

for failing to seek a fitness hearing by failing to raise it on direct

appeal. Because the defendant’s argument was based on evidence

outside the record, however, we determined that the claim should

be considered on the merits. Harris, slip op. at 4-5. To establish the prejudice prong of the Strickland test, a defendant must show that the facts that would have raised a bona fide doubt of his fitness for trial existed at the time of his trial, but those facts need

not actually have been known to the court or counsel. Harris, slip op. at 5-6; People v. Easley, 192 Ill. 2d 307, 319 (2000). We, therefore, reject the State’s suggestion that the new evidence

offered by petitioner should not be considered on post-conviction

review.

	The new evidence includes the deposition of trial counsel, Grigsby, and the report of the clinical psychologist, Gelbort. This

information, when considered along with the information that was known to the trial court prior to its accepting petitioner’s guilty

plea, the information revealed at the sentencing hearing, and the

report of clinical psychologist, Ramsden, who testified at the

hearing on petitioner’s motion to withdraw his guilty plea, is,

according to petitioner, sufficient to raise a bona fide doubt of his fitness to stand trial or to enter a knowing and intelligent guilty plea.

	The new evidence includes the deposition of trial counsel,

Grigsby, and the report of the clinical psychologist, Gelbort. In

addition, the record contains information that is not new to this post-conviction proceeding, but that was not available to the trial

court when it accepted petitioner’s guilty plea. This includes his

mother’s testimony at the sentencing hearing regarding his history

of mental illness and the report of the clinical psychologist,

Ramsden, who testified at the hearing on petitioner’s motion to

withdraw his guilty plea. All of the evidence developed after he

pleaded guilty, when considered in combination with the

information known to the trial court at the time, is, according to

petitioner, sufficient to raise a bona fide doubt of his fitness to stand trial or to enter a knowing and intelligent guilty plea.

	Grigsby stated that he had been a public defender for

approximately four years prior to being appointed to represent

petitioner. He previously had defended one other capital defendant,

who also pleaded guilty and waived a jury for sentencing. Grigsby

recalled that petitioner chose to be sentenced by the judge because

he did not want the facts of his crimes revealed to a jury. In

addition, petitioner wanted to be sentenced to death and thought

that the judge would be more likely to impose the death penalty.

Petitioner requested that, at the sentencing stage, Grigsby not put

on any evidence of mitigating factors. Grigsby thought that

petitioner wanted to plead guilty and have a bench sentencing so

that he could “get it over with” as quickly as possible.

	Gelbort, in 1999, found petitioner to display “a pattern of

internal psychological functioning typically associated with post-

traumatic stress disorder,” but found “no overt psychopathology.”

Gelbort concluded that petitioner was mildly impaired intellectually

and that his most prominent limitation is his visual defect. Gelbort

also found that petitioner demonstrated “organic brain dysfunction”

that affects his cognitive ability and that “[h]istorical information

supports the finding that these deficits have been present since

before the time of the event for which he is incarcerated.”

	Ramsden tested and interviewed  the petitioner after he was

sentenced to death, but before the hearing on his motion to

withdraw his guilty plea. His diagnosis was major depression and

dysthymia. Ramsden concluded that petitioner “appreciated the

wrongfulness of his actions, understood the consequences of his

behavior and was most probably not psychotic.” However:

		“[His] suicidal behavior at the time of his arrest and his

reported unwillingness to participate in a meaningful

defense prior to his conviction support the contention that

this was a period of time where he was experiencing an

acute exacerbation of his depressive disorder. The extreme

psychological distress experienced during these periods

significantly influenced and impaired his ability to

determine what actions, statements and behaviors were in

his best interests. In this light, it is difficult to characterize

his behavior at that time as either completely knowing or

completely voluntary. He was driven at that time by his

depressive beliefs that exploitation, ruin and punishment

were the inevitable conclusions of his life and that nothing

he could do would change that outcome.”

	Petitioner argues that this new information, when considered

in conjunction with the facts known at the time of his guilty plea

and those that were revealed at his sentencing hearing, create a

bona fide doubt of his fitness.

	At the time it accepted his guilty plea, the trial court was

aware that when the police arrived at the crime scene while his

attack on the girls was still in progress, petitioner attempted to kill

himself by slitting his own wrist and throat. Later, when he was

interviewed in the hospital by a police officer, he claimed that his

body had been present when the murder and sexual assaults took

place, but not his mind. He begged another officer to shoot him.

Petitioner also relies on his mother’s testimony at the mitigation

stage of his sentencing hearing regarding his history of psychiatric

treatment, beginning in adolescence, and her opinion that he had

always been “mentally unbalanced.”

	The State replies that the two contemporaneous psychiatric

evaluations more accurately reveal petitioner’s mental state at the

time he pleaded guilty. Dr. Hamilton examined petitioner in July

1990. He diagnosed pedophilia, chronic depression, and antisocial

personality traits. He concluded, however, that petitioner did “not

meet the criteria for major depression,” nor did psychological

testing reveal any “evidence of psychosis or organic mental

syndrome.” With regard to petitioner’s fitness to stand trial,

Hamilton found that he knew what he was charged with, knew who his lawyer was, and was aware of potential penalties. He

understood his lawyer’s role and the roles of the judge and

prosecutor. Hamilton concluded that petitioner was “capable of

appropriate behavior in the courtroom” and competent to testify if

he chose. Hamilton stated that petitioner was “not motivated to

assist his lawyer in his own defense. This seems largely out of a

feeling of guilt. Although this lack of motivation would certainly

make him difficult to defend, I do not see this impairment as a

product of mental illness.”

	Dr. Bornstein diagnosed petitioner with antisocial personality,

pedophilia, chronic alcoholism, possible mild chemical dependency,

and mild dysthymia. He found “no evidence for any psychiatric

disorder which is characterized by psychosis, organic brain disease,

or mental retardation.” Bornstein concluded that petitioner had no

psychiatric disorder that rendered him unfit for trial.

	The State also points to the many instances in the record of the

original proceedings where the trial court asked defense counsel

about petitioner’s mental state and defense counsel repeatedly

stated that petitioner understood the proceedings and was

communicating with counsel. In addition, the transcripts reveal

numerous exchanges between the trial court and  the petitioner in which

he demonstrated his awareness of the proceedings and his ability to

participate.

	With regard to the Ramsden report and opinion, the State

notes that Ramsden expressed no opinion on petitioner’s fitness.

Rather, Ramsden was asked to address petitioner’s claim that his

guilty plea was not knowing and voluntary, not his fitness for trial.

Indeed, Ramsden’s findings support a finding of fitness. Ramsden

stated that petitioner was alert and oriented to time, place, and

situation; he demonstrated adequate attention and concentration;

he was of at least normal intelligence; his memory was intact; and

his speech was coherent and relevant. Except for his visual

impairment, Ramsden found that petitioner displayed no significant

signs of organic impairment or disability. All of these findings

suggest that defendant petitioner was able to understand the nature and

purpose of the proceedings and to assist in his defense if he chose

to do so.

	Similarly, the State points out that Gelbort found petitioner’s

intellectual impairments to be “subtle and mild.” Gelbort expressed

no opinion about petitioner’s fitness at the time he pleaded guilty,

and no statement that his mild mental deficits would have affected

his ability to understand the proceedings or assist counsel.

	Petitioner has cited no comparable cases in which a defendant

has been granted post-conviction relief based on similar facts. Our

own research has revealed several informative cases. In Harris, we noted that even “[t]aking as true defendant’s allegations that he

suffers from mental impairments as they are stated in his post-

conviction psychological assessments [citation], these allegations

do not necessarily establish that defendant was unfit.” Harris, slip op. at 6. Instead, we focused on the defendant’s ability to function

in the context of a trial, not on his sanity or competence in other

areas. We concluded that the record clearly indicated defendant’s

understanding of the nature and purpose of the proceedings:

		“On several occasions, the court provided defendant with

a detailed explanation of the proceedings and informed

defendant of his rights during those proceedings.

Following these admonishments, defendant stated that he

understood. Furthermore, the record shows that defendant

participated in his own defense; communicated and

conferred with his trial counsel; expressed to the court his

understanding of the proceedings, including his decision to

litigate rather than agree to a plea, waive his right to

testify, and waive his right to a jury at the sentencing

hearing; and articulated a clear statement in allocution

during mitigation.” Harris, slip op. at 6-7.

	In the present case, petitioner participated in similar exchanges

with the trial court during which he demonstrated his

understanding of the proceedings. His own statements and those of

counsel reveal that he communicated and conferred with counsel.

His decision to enter a guilty plea was contingent on the State’s

offering a version of the facts that he was willing to accept. We

conclude, as we did in Harris, that the record clearly indicates petitioner’s understanding of the proceedings and his ability to

participate when he chose to do so. See also People v. Haynes, 192 Ill. 2d 437, 474-75 (2000) (rejecting defendant’s post- conviction claim based upon records of psychiatric illness predating

his crime where, at the time of trial, the evaluating psychiatrist

found defendant fit for trial and also capable of choosing not to

cooperate with his attorney).

	In Easley, we considered the results of psychological examinations conducted after the defendant’s conviction as they

related to his fitness at the time of trial. These examinations,

conducted six years after the trial, indicated that the defendant had

“long-standing mental problems at the time of trial that affected his

ability to understand written and oral instructions.” Easley, 192 Ill. 2d at 322. In addition, at times of extreme stress, the defendant

suffered from “thought and personality disorder, paranoia, and

episodic breaks with reality.” Easley, 192 Ill. 2d at 322. Taking as true the allegations that the defendant suffered from mental illness,

we nevertheless rejected his claim that his mental illness raised a

bona fide doubt as to his ability to understand the proceedings against him and cooperate with counsel in his defense. Easley, 192 Ill. 2d at 322-23.

	In the present case, petitioner has presented evidence obtained

subsequent to his conviction that was cumulative to the various

psychiatric diagnoses made before he pleaded guilty. The new

evidence, however, when considered along with the record of his

conduct before the trial court, does not raise a bona fide doubt of his fitness in 1990. As we noted in Easley, “a defendant may be fit for trial although his or her mind may be otherwise unsound.”

Easley, 192 Ill. 2d at 322. See also People v. Sanchez, 169 Ill. 2d 472, 483-84 (1996) (a history of attempted suicide does not

demonstrate that the defendant’s ability to understand the

proceedings or assist in his own defense was diminished).

	We conclude that no bona fide doubt as to petitioner’s fitness would have existed at the time he pleaded guilty, even if the trial

court had been aware of the facts now available, including the

testimony at his sentencing hearing, the deposition of defense

counsel, and the Ramsden and Gelbort reports. We note that both

Grigsby and Ramsden testified at the hearing on petitioner’s

motion to withdraw his guilty plea. At the conclusion of that

hearing, the trial court commented that, “having had the

opportunity to observe the defendant over a number of months in the courtroom setting,” petitioner “well understood what these

proceedings were about.” Petitioner “clearly and unequivocally”

instructed counsel to take certain positions, and to withdraw

certain motions; counsel advised against these actions, but carried

out petitioner’s instructions. The court concluded that petitioner

“made those instructions knowingly and intelligently, and he made

his plea knowingly and intelligently.” Based on the entire record,

we hold that the circuit court did not err when it denied petitioner’s

claim that his new evidence creates a bona fide doubt of his fitness at the time he pleaded guilty.

	Petitioner briefly raises a separate but related claim that, even

if he was minimally competent to stand trial, he was not competent

to enter a knowing and voluntary guilty plea. He asserts that the

level of competence required to enter a guilty plea is higher than

that required to stand trial and that both trial and appellate counsel

were ineffective for failing to raise this issue. This argument was

not contained in his amended post-conviction petition and, thus,

the claim is waived.

II. Ineffective Assistance of Trial Counsel

	Petitioner’s claim of ineffective assistance of trial counsel

contains two separate assertions of ineffectiveness. First, petitioner

points to the fact that he was represented before the trial court by

only one attorney. Second, petitioner claims that there is a

reasonable probability he would not have received the death

sentence if counsel had obtained and presented a report by a

mitigation specialist. The circuit court rejected both claims, stating

that it was familiar with defense counsel’s work and that he was an

experienced public defender, with felony experience including at

least one prior death penalty case.

	These claims were not raised on direct appeal. Instead,

petitioner argued on direct appeal that trial counsel was ineffective

because he introduced the reports of Drs. Hamilton and Bornstein

at the mitigation stage and these reports, in addition to

documenting the facts that counsel was offering in mitigation,

contained some information that might have been seen as

damaging. Johnson, 154 Ill. 2d at 368-69. We rejected that argument, finding that counsel’s decision to offer the reports was

reasonable. Johnson, 154 Ill. 2d at 369-70.

	Thus, petitioner’s new claims regarding the effectiveness of

trial counsel are waived for failure to raise them on direct appeal. Towns, 182 Ill. 2d at 502-03. He has not argued that appellate counsel was ineffective for failing to raise them. Nevertheless, the

State has not asserted waiver and we choose to address these

claims on their merits under the familiar Strickland standard of deficient representation plus prejudice. Strickland, 466 U.S. at 687, 80 L. Ed. 2d at 693, 104 S. Ct. at 2064.

	Petitioner has provided photocopies of the “American Bar

Association Guidelines for the Appointment and Performance of

Counsel in Death Penalty Cases” (no date given) and the National

Legal Aid and Defender Association’s “Standards for the

Appointment and Performance of Counsel in Death Penalty Cases”

(dated November 18, 1988). Because these standards recommend

that a capital defendant be represented by more than one attorney,

he claims to have been denied the effective assistance of counsel.

	Petitioner has cited no authority from any jurisdiction in which

a court has held that representation of a capital defendant by a

single attorney is per se ineffective assistance of counsel. In the absence of such authority, this claim can succeed only if both

prongs of the Strickland test are met. The fact that a single attorney might represent a capital defendant is not objectively

unreasonable under prevailing professional norms. In addition,

petitioner has not described what an additional attorney might have

done on his behalf that his own attorney did not do. In short, he

has not even attempted to argue prejudice. Therefore, because the

claim fails both prongs of Strickland, the circuit court did not err in denying it.

	Petitioner next argues that trial counsel was ineffective for

failing to arrange for a mitigation specialist from the Capital

Resource Center to evaluate him and prepare a mitigation report.

To prevail on a claim of ineffective assistance of counsel at the

sentencing stage, a defendant must show that counsel’s

performance fell below an objective standard of reasonableness and

that, absent counsel’s errors, there is a reasonable probability that

the trier of fact would have concluded that the balance of aggravating and mitigating factors weighed against imposing the

death penalty. Mitchell, 189 Ill. 2d at 347. Counsel has a duty to make a reasonable investigation of potential sources of mitigating

evidence and to present such evidence at the capital sentencing

hearing. Towns, 182 Ill. 2d at 510. Strategic choices made by counsel after having made a thorough investigation are virtually

unchallengeable. Towns, 182 Ill. 2d at 514; see also Strickland, 466 U.S. at 690, 80 L. Ed. 2d at 695, 104 S. Ct. at 2066. Strategic

decisions made after a less than complete investigation, however,

will survive challenge only if the limited investigation was the result

of reasonable professional judgment. Strickland, 466 U.S. at 691, 80 L. Ed. 2d at 695, 104 S. Ct. at 2066.

	At the mitigation stage of this case, counsel offered the reports

of the two psychiatrists who assessed petitioner’s fitness for trial,

the testimony of petitioner’s mother, and that of Robert

Samuelson, a rehabilitation counselor at the Chicago Lighthouse

for the Blind, who evaluated and counseled petitioner in the early

1970s. The trial court found no factors in mitigation. Johnson, 154 Ill. 2d at 361. Petitioner states that the trial court remarked that the

only fact in mitigation is that he is “a human being.” Reviewing the

transcript, we find that, in fact, after commenting that the parents

of the murdered child had “stretched out the hand of friendship” to

petitioner and had entrusted him with the care of their children, the

trial court commented that “there is nothing more than the very

fact of your humanity to commend you for this Court’s mercy. And

the mere fact of your humanity is not sufficient unto itself.”

	Petitioner now seeks consideration of additional evidence that

he contends trial counsel should have obtained and offered in

mitigation.

	The record before the circuit court as it considered this post-

conviction petition included the report of Jeffrey Eno, a licensed

clinical social worker and mitigation specialist for the Capital

Resource Center, who conducted his mitigation assessment in

1995. Eno documented petitioner’s disadvantaged childhood,

including his diagnosis at the age of four with congenital cataracts,

which rendered him legally blind. He was bullied by children at

school and in the neighborhood. At the age of 14, he was

hospitalized at Cook County Hospital because of depression and suicidal ideation. (The page of Eno’s report that immediately

follows this statement is missing, so only the bare fact of the

hospitalization is documented.) Petitioner suffered several

traumatic losses, including the death by drug overdose of one sister

to whom he was very close and the murder of another sister. He

has a history of drug and alcohol abuse beginning at the age of 12,

which may have caused organic brain damage. He also suffered

multiple head traumas that may have caused neurological damage.

	Eno’s report is thorough and well organized. However, the

information itself is quite similar to that contained in the reports of

Hamilton and Bornstein, which were available to the trial court

when it imposed sentence. Thus, petitioner was not prejudiced by

the absence of a report by a mitigation specialist, and counsel was

not ineffective for failing to obtain such a report. No manifest error

occurred.

III. Conflict of Interest of Court-Appointed Defense Counsel

	Petitioner asserts that a public defender who is appointed by

the vote of a majority of circuit judges operates under an inherent

conflict of interest. Specifically, petitioner asserts that counsel’s

“decisions not to request a jury trial or jury sentencing, not to seek

assistance of second counsel and not to seek the assistance of a

social worker for sentencing could all [have been] motivated by an

interest to save the County money and thus not invoke the

‘displeasure’ of the circuit judges.” He did not raise this issue on

direct appeal, and now claims that appellate counsel was ineffective

for failing to do so.

	Like claims alleging ineffective assistance of trial counsel,

claims of ineffective assistance of appellate counsel are evaluated

under the two-part test set forth in Strickland, which requires a showing that counsel’s performance was objectively unreasonable

and that it prejudiced the defendant. Easley, 192 Ill. 2d at 328-29. “Appellate counsel is not obligated to brief every conceivable issue

on appeal, and it is not incompetence of counsel to refrain from

raising issues which, in his or her judgment, are without merit,

unless counsel’s appraisal of the merits is patently wrong.” Easley, 192 Ill. 2d at 329. Accordingly, unless there is merit to petitioner’s underlying claim, he can have suffered no prejudice from counsel’s

failure to raise it on direct appeal.

	Petitioner has not cited a single case from Illinois or elsewhere

in which a public defender or other court-appointed attorney was

deemed to be operating under an inherent conflict of interest

merely because his paycheck comes from county coffers. He has

attempted to fault counsel’s decisionmaking, but fails to

acknowledge that the decisions to plead guilty and to waive a jury

for sentencing were his own. We have already determined that he

was not prejudiced by the lack of a mitigation specialist’s report.

	In the end, petitioner’s conflict of interest claim is totally

lacking in merit. Appellate counsel was not ineffective for choosing

not to make a meritless argument. The circuit court properly

dismissed this claim.

IV. Sentencing of Similarly Situated Defendants

	Petitioner asserts that both trial and appellate counsel were

ineffective for failing to argue that his death sentence cannot stand

when similarly situated defendants have not received the same

sentence. Petitioner would define “similarly situated” as having

been convicted of a crime that is factually similar to his own. This

claim was properly dismissed by the circuit court because it fails as

a matter of law.

	Our constitutional duty is to determine whether the death

penalty has been imposed arbitrarily or capriciously, or is unduly

severe, considering the circumstances of the offense and the

character and rehabilitative potential of the individual defendant.

People v. Williams, 192 Ill. 2d 548, 576 (2000). Comparative proportionality review in capital cases is not required by either the

United States Constitution or the Illinois death penalty statute.

Thus, we do not compare the sentence received by one individual

to sentences received by other individuals convicted of similar

crimes. Only when one defendant is sentenced to death while his

codefendant or accomplice, convicted of the same crime, receives

a lesser sentence will we engage in a comparative review of

disparate sentences. See, e.g., People v. Towns, 174 Ill. 2d 453, 479 (1996). Petitioner acted alone and, thus, proportionality review is neither required nor appropriate. We, therefore, affirm

the circuit court’s dismissal of this claim.

V. Constitutionality of the Death Penalty Statute

	Petitioner’s final argument is that the death penalty statute is

unconstitutional because once a defendant has been found eligible

for the death penalty based on the presence of one or more

aggravating factors, the statute, in effect, places upon the

defendant the burden of persuading the jury that the mitigating

factors outweigh aggravating factors.

	This argument was made by petitioner and rejected by this

court on direct appeal and is, therefore, res judicata. See Johnson, 154 Ill. 2d at 373. The circuit court properly dismissed this claim.

CONCLUSION

	We affirm the judgment of the circuit court and direct the clerk

of this court to enter an order setting Thursday, March 13, 2003,

as the date on which the sentence of death entered by the circuit

court of Montgomery County shall be carried out. Petitioner shall

be executed in the manner provided by law. 725 ILCS 5/119–5

(West 2000). The clerk of this court shall send a certified copy of

the mandate in this case to the Director of Corrections, to the

warden of Tamms Correctional Center, and to the warden of the

institution where petitioner is now confined.

Affirmed.

	JUSTICE RARICK took no part in the consideration or

decision of this case.

	JUSTICE KILBRIDE, dissenting:

	For the reasons set forth in my dissents in People v. Hickey, No. 87286, slip op. at 39-43 (September 27, 2001) (Kilbride, J.,

dissenting), and People v. Simpson, Nos. 85084, 86926, slip op. at 35-38 (September 27, 2001) (Kilbride, J., dissenting), I believe that

defendant’s convictions and sentence should be set aside because the trial proceedings were not conducted in accordance with the

new supreme court rules governing capital cases. As I stated in my

dissents, the procedures in capital cases prior to this court’s

adoption of the new rules were inherently unreliable and did not

sufficiently protect a defendant’s constitutional rights. For this

reason, the new rules should be applied retroactively. See People v. Caballero, 179 Ill. 2d 205, 220-21 (1997). Therefore, I respectfully dissent.