2010 Decisions

Opinions of the United

States Court of Appeals

for the Third Circuit

12-28-2010

USA v. Butler

Precedential or Non-Precedential: Non-Precedential

Docket No. 05-2100

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Recommended Citation

"USA v. Butler" (2010). 2010 Decisions. Paper 31.

http://digitalcommons.law.villanova.edu/thirdcircuit_2010/31
The Honorable A. Wallace Tashima, United States Circuit Judge for the Ninth *

Circuit Court of Appeals, sitting by designation.

NOT PRECEDENTIAL

UNITED STATES COURT OF APPEALS

FOR THE THIRD CIRCUIT

____________

No. 05-2100

____________

UNITED STATES OF AMERICA

 

v.

FRANKLIN BUTLER,

 Appellant.

____________

On Appeal from the United States District Court

for the Eastern District of Pennsylvania

(No. 02-cr-00300-1)

District Judge: Hon. Bruce W. Kauffman

Argued May 23, 2007

Before: CHAGARES, HARDIMAN, and TASHIMA, Circuit Judges. *

____________

(Filed: December 28, 2010)

Guillermo L. Bosch, Esq. (Argued)

12 Oxford Lane

New Oxford, PA 17350-1614

Counsel for Appellant
2

Jose R. Arteaga (Argued)

Assistant United States Attorney, Eastern District of Pennsylvania

615 Chestnut Street

Suite 1250

Philadelphia, PA 19106

Counsel for Appellee

OPINION

CHAGARES, Circuit Judge.

Franklin Butler was tried and convicted of various drug-related offenses arising

out of a warrantless police search of an Allentown, Pennsylvania apartment. On appeal, 

Butler contends that this search, which led to his arrest and to the discovery of significant

amounts of inculpatory evidence, violated his Fourth Amendment rights. The dispositive

issue is whether the police created the exigent circumstances on which they relied for

executing the warrantless search Butler now challenges. We hold that they did not, and

will affirm Butler’s conviction.

I.

The facts pertinent to this appeal are largely undisputed and may be stated

succinctly. After receiving a report that drug trafficking activity was taking place at an

apartment building located at 941 Hamilton Street in Allentown, Pennsylvania,

undercover Allentown Police Officers Christopher Cruz, Michael Faulkner, and Pete

McAfee went to that address. Appendix (App.) 396. Once on location, Officer Cruz
Butler, for his part, maintains that he never pointed any firearm at Officer Cruz. 

1

For the reasons stated infra, we reject this argument. 

3

spoke with the complainant, who identified Apartment #304 as the likely locus of the

drug dealing. App. 401. She also cautioned that one of the occupants was armed and

often kept a handgun in his waistband. Cruz then called for backup, and Allentown

Police Officers William Reinik, Michael Mancini, and Kyle Hough responded to Cruz’s

request. App. 403. The officers placed Apartment #304 under surveillance for

approximately fifteen minutes, but their efforts proved fruitless, as they did not observe

anyone entering or departing the apartment. 

The officers next decided to employ the so-called “knock and talk” technique to

investigate further. The officers split into two groups. The first group, which consisted

of Officers Cruz, Reinik, and Mancini, proceeded to the front door of Apartment #304. 

The remaining officers covered a separate door which led to a different part of the

apartment. App. 405-06. Officers Reinik and Mancini flanked either side of the front

door, while Officer Cruz positioned himself directly in front of the front door. 

Officer Cruz knocked on the front door. When a voice from inside asked who was

there, Officer Cruz responded, “Chris.” App. 406-07. A man later identified as Butler

opened the door slightly, holding a pistol at hip level in his left hand, aimed at Officer

Cruz. Seeing the handgun pointed at him, Officer Cruz yelled, “Go, go, go, gun,” and 1

directed Officer Mancini to enter the apartment. App. 254, 409-10. The three officers

simultaneously identified themselves as police, and Butler attempted to slam the door. 
4

App. 253-54. Officer Reinik stuck his foot in the doorway, preventing Butler from

slamming the door. Id. Butler fled into the apartment, and Officer Cruz instructed

Officer Mancini and the other officers to enter the apartment. The officers pursued Butler

into a bedroom, where they found him lying under a blanket on a makeshift mattress on

the floor. App. 412. Butler’s co-defendant, Bill Murray, was also in the bedroom. Police

found Murray using a razor to cut a large white rock that was later determined to be crack

cocaine. App. 412, 421, 617. Five crack pipes were present on the table next to Murray. 

App. 639. Police secured both men and searched the room for weapons. When Butler

failed to respond to the officers’ inquiries about where the gun he had pointed at Cruz

was located, Officer Hough picked up the blanket that had been covering Butler, and a

loaded nine-millimeter pistol fell to the floor. App. 413-15. 

A search of Butler led to the discovery of $672 in cash, and thirty-seven ziploc

bags, each containing crack cocaine. Murray and Butler both waived their Miranda

rights, and Murray (the lessee) consented to a search of the apartment, which turned up

further drug-related paraphernalia, including Inositol, commonly used as a cutting agent

for cocaine, and numerous unused plastic baggies. App. 416-22. Butler also told the

police that he possessed the gun to protect his product, and that he made approximately

$5,000 in a good week selling drugs from Apartment #304. App. 420.

Thereafter, Butler was charged with conspiracy to distribute crack cocaine and

possession of crack cocaine with intent to distribute, in violation of 21 U.S.C. § 846 and §
Butler’s co-defendant at trial, Murray, is not a party to this appeal. 2

5

841, and with carrying a firearm in connection with a drug trafficking crime, in violation

of 18 U.S.C. § 924(c). Butler moved to suppress the evidence the government obtained

from the search at issue. The District Court denied Butler’s motion, and a jury later

convicted him on all three counts. Butler now appeals. We have jurisdiction pursuant to 2

28 U.S.C. § 1291.

II.

A.

At the outset, we must address the government’s contention that Butler lacks

standing to challenge the search of Apartment #304. The government argues that because

Butler was merely a temporary guest at Apartment #304, he lacks standing to contest the

legality of the government’s search. 

The short answer to this is that the government has waived its right to challenge

Butler’s standing. By its own admission, the government failed to raise this argument to

the District Court, and we therefore will not consider it here. Unlike Article III standing,

which cannot be waived, Fourth Amendment standing can be waived if not raised and

properly preserved. See Rakas v. Illinois, 439 U.S. 128, 140 (1978) (“[T]his Court’s long

history of insistence that Fourth Amendment rights are personal in nature has already

answered many of these traditional standing inquiries, and we think that definition of

those rights is more properly placed within the purview of substantive Fourth Amendment
6

law than within that of standing.”); see also United States v. Washington, 380 F.3d 236,

240 n.3 (6th Cir. 2004) (“‘Standing to challenge a search or seizure is a matter of

substantive Fourth Amendment law rather than of Article III jurisdiction, meaning that

the government can waive the standing defense by not asserting it.’” (quoting United

States v. Huggins, 299 F.3d 1039, 1050 n.15 (9th Cir. 2002))); United States v. Dewitt,

946 F.2d 1497, 1499-1500 (10th Cir. 1991) (“[T]he issue of [F]ourth [A]mendment

standing could be waived if the government has failed to raise it in a timely fashion

during the litigation.” (quotation marks and alterations omitted)). Accordingly, our

analysis properly proceeds to the merits of Butler’s challenge. 

B.

We begin our analysis with the pertinent constitutional text. The Fourth

Amendment to the United States Constitution states:

The right of the people to be secure in their persons, houses, papers, and

effects, against unreasonable searches and seizures, shall not be violated,

and no Warrants shall issue, but upon probable cause, supported by Oath or

affirmation, and particularly describing the place to be searched, and the

persons or things to be seized.

U.S. Const. amend. IV.

This provision limits government action in two related ways. First, it requires that

the government conduct only reasonable searches and seizures. Second, it sets out (albeit

at a high level of generality) the prerequisites that government officials must complete

before executing a search or seizure, which include obtaining a warrant. “The Supreme
7

Court has read the Amendment’s twin commands in tandem, holding that when people

have a reasonable expectation of privacy in their persons or effects, all searches and

seizures must be supported by a warrant, unless they fall into one of the exceptions to that

requirement.” United States v. Hartwell, 436 F.3d 174, 177 (3d Cir. 2006) (citing

Minnesota v. Dickerson, 508 U.S. 366, 372 (1993) (“Time and again, this Court has

observed that searches and seizures conducted outside the judicial process, without prior

approval by judge or magistrate, are per se unreasonable under the Fourth Amendment --

subject only to a few specifically established and well delineated exceptions.”) (quotation

marks and citations omitted)).

One such exception to the warrant requirement is when exigent circumstances

exist. See Steagald v. United States, 451 U.S. 204, 211-12 (1981); Couden v. Duffy, 446

F.3d 483, 496 (3d Cir. 2006) (observing that exigent circumstances is an “established

exception[]” to the warrant requirement). Examples of exigent circumstances include, but

are not limited to, the imminent loss or destruction of evidence, hot pursuit of a fleeing

felon, and the risk of danger to police officers or others. See United States v. Coles, 437

F.3d 361, 366 (3d Cir. 2006); Estate of Smith v. Marasco, 318 F.3d 497, 518 (3d Cir.

2001) (“It is established that there are exigent circumstances if the safety of either law

enforcement or the general public is threatened . . . . Inasmuch as the officers had reason

to believe that a laser-sighted weapon was being pointed at them, they had reason to fear

for their own safety. Consequently, there were exigent circumstances . . . .”); Couden,
8

446 F.3d at 496 (police officers reasonably believed a person was in imminent danger). 

Warrantless searches are permitted in such “limited situations,” we have held, because

“the need for effective law enforcement trumps the right of privacy and the requirement

of a search warrant, thereby excusing an otherwise unconstitutional intrusion.” Coles,

437 F.3d at 366. 

At the same time, however, police cannot avail themselves of the exigent

circumstances exception to the warrant requirement if they deliberately create the exigent

circumstances. See id. (“Exigent circumstances, however, do not meet Fourth

Amendment standards if the government deliberately creates them.”); United States v.

Acosta, 965 F.2d 1248, 1254 (3d Cir. 1992) (same). In assessing whether the police

impermissibly create exigent circumstances, we focus on “the reasonableness and

propriety of the officers’ actions and investigative tactics leading up to the warrantless

entry.” Coles, 437 F.3d at 370.

Not every interaction police initiate with citizens implicates the Fourth

Amendment. For instance, the Fourth Amendment does not proscribe police from

seeking citizens’ voluntary assistance in discovering or investigating crime. See Florida

v. Bostick, 501 U.S. 429, 439 (1991) (“The Fourth Amendment proscribes unreasonable

searches and seizures; it does not proscribe voluntary cooperation.”); see also Marasco,

318 F.3d at 519 (“Officers are allowed to knock on a residence’s door or otherwise

approach the residence seeking to speak to the inhabitants just as any private citizen
9

may.”). Nor must police necessarily identify themselves as police when they investigate

criminal activity. If they did, virtually all undercover work would run afoul of the Fourth

Amendment. See Lewis v. United States, 385 U.S. 206, 210 (1966) (“[P]etitioner invited

the undercover agent to his home for the specific purpose of executing a felonious sale of

narcotics . . . . Were we to hold the deceptions of the agent in this case constitutionally

prohibited, we would come near to a rule that the use of undercover agents in any manner

is virtually unconstitutional per se. Such a rule would . . . severely hamper the

Government in ferreting out those organized criminal activities that are characterized by

covert dealings with victims who either cannot or do not protest.”); see also id. at 209

(stating that “the Government is entitled to use decoys and to conceal the identity of its

agents” to ferret out criminal activity) (citing Grimm v. United States, 156 U.S. 604

(1895), and Andrews v. United States, 162 U.S. 420 (1896)).

It is therefore clear that officers may seek citizens’ consent in investigating crimes,

and that officers need not always announce their true identities when they do so. Taken

together, these two principles yield a third principle; namely, that, consistent with the

Fourth Amendment, police may employ the so-called “knock and talk” technique as a tool

to investigate criminal activity. “Knock and talk,” as it is commonly referred to, is the

investigatory technique by which law enforcement officials approach a dwelling --

typically, that of a person suspected of some criminal activity -- and try to obtain either an

occupant’s consent to enter (thereby coming within the consent exception to the warrant
10

requirement) or at least to obtain information from an occupant that might enable police

to make the requisite evidentiary showing needed to secure a warrant. 

“Knock and talk” investigations normally do not raise Fourth Amendment

concerns, we have held, because “‘when the police come on to private property to

conduct an investigation or for some other legitimate purpose and restrict their

movements to places visitors could be expected to go (e.g., walkways, driveways,

porches), observations made from such vantage points are not covered by the Fourth

Amendment.’” Marasco, 318 F.3d at 519 (quoting Wayne R. LaFave, 1 Search and

Seizure: A Treatise on the Fourth Amendment § 2.3(f) (3d ed. & Supp. 2003); see also

United States v. Chambers, 395 F.3d 563, 568 n.2 (6th Cir. 2005) (“Courts generally have

upheld [the ‘knock and talk’] investigative procedure as a legitimate effort to obtain a

suspect’s consent to search.”); United States v. Jones, 239 F.3d 716, 720 (5th Cir. 2001)

(“Federal courts have recognized the ‘knock and talk’ strategy as a reasonable

investigative tool when officers seek to gain an occupant’s consent to search or when

officers reasonably suspect criminal activity.”); United States v. Cormier, 220 F.3d 1103,

1109 (9th Cir. 2000) (concluding that, under materially identical circumstances, “no

suspicion needed to be shown in order to justify the ‘knock and talk’”). The flip side of

this is that citizens are free not to cooperate with a “knock and talk” investigation, and,

absent a warrant, police cannot detain them, demand entry into their homes, or otherwise

compel their cooperation unless an exception to the warrant requirement applies. See
It is immaterial that Butler did not know that Cruz was a police officer when he 3

pointed the gun at him. The Pennsylvania Supreme Court has made clear that

[§ 2702’s] requirement that the officer be “in the performance of duty” in

no way implies that liability depends on whether the defendant is aware of

his victim’s official status. The duties of a police officer, like the officers in

the instant case, frequently include undercover investigation in which the

officer’s official status is intentionally concealed. We do not interpret the

language “in performance of duty” to require a defendant to have

knowledge of the officer’s official status since such a reading would all but

11

United States v. Thomas, 430 F.3d 274, 277-78 (6th Cir. 2005) (distinguishing between

“permissible consensual encounter[s]” and encounters involving “coercive police conduct

[such that] the Defendant reasonably believed he had no choice but to comply”)

(quotation marks and alterations omitted).

C.

It is undisputed that the police did not obtain a search warrant before entering

Apartment #304. The government nonetheless argues that exigent circumstances justified

police officers’ warrantless entry into the apartment. More precisely, the government

maintains that when Butler opened the door and pointed a gun at Officer Cruz, he gave

Cruz a reasonable belief that his life and the lives of his fellow officers were in danger. 

Cf. Marasco, 318 F.3d at 518 (finding exigent circumstances existed where police

reasonably believed that defendant pointed a weapon at them). The government further

argues that once Butler pointed a gun at Officer Cruz, the police had probable cause to

believe that Butler had committed various criminal offenses under state law, including

felony aggravated assault of a law enforcement official, and could therefore pursue 3
strip the undercover officer of the protection the legislature intended to

afford him.

Commonwealth v. Flemings, 652 A.2d 1282, 1285 (Pa. 1995).

12

Butler once he fled into the apartment to effectuate his arrest for those crimes

notwithstanding the officers’ lack of a warrant. See 18 Pa. C.S.A. § 2702(a)(6) (defining

aggravated assault of various public officials, including police officers). The District

Court agreed, finding that the warrantless entry in issue here fell within the exigent

circumstances exception to the warrant requirement, and therefore denied Butler’s motion

to suppress the evidence authorities obtained in their search of Apartment #304. 

“The presence of exigent circumstances is a finding of fact, which we review for

clear error.” Coles, 437 F.3d at 366. The question, then, is whether the District Court

committed clear error in determining that exigent circumstances justified the warrantless

entry in issue here.

Butler, for his part, makes two arguments in an effort to show that the District

Court erred in denying his motion to suppress. First, Butler claims that he did not point a

gun at Officer Cruz when he answered the door, and that Cruz’s testimony to the contrary

is mistaken. In support of this claim, Butler cites the testimony of Officer Reinik, who

testified that he did not see Butler holding a gun. According to Butler, Officer Reinik

was in the best position to see whether Butler was holding a gun given his position to the

side of the door opposite Butler. See Butler Br. at 31 (“P.O. Cruz was in a poor position

to physically see the person who opened the door to Apartment No. 304 and, thus, to see
13

whether or not that person was carrying a weapon. Certainly, P.O. Cruz was in a much

worse position than P.O. Reinik to see the person who opened the door. P.O. Reinik did

not see a gun.”). Because Officer Reinik did not see Butler holding a weapon, Butler

argues that the District Court erred in crediting this aspect of Officer Cruz’s testimony.

Closer examination of Officer Reinik’s testimony reveals that this purported

contradiction is more illusory than real. Officer Reinik testified only that he “didn’t see

[Butler’s] hands at all,” App. 592, which is quite different from saying that he saw

Butler’s hands and that Butler was not holding a weapon. Because Officer Reinik did not

see Butler’s hands, he obviously could not speak to whether or not Butler was holding a

weapon when he answered the door. 

Even assuming arguendo that a conflict existed between the testimony of Officer

Reinik and that of Officer Cruz regarding the presence or absence of a gun, we are

compelled to reject Butler’s argument given the deferential clear error standard that we

must apply to the District Court’s factual findings. Reconciling conflicting eyewitness

testimony is grist for the factfinder’s mill, and we cannot overturn that sort of credibility

determination except in the rarest of circumstances. Here, Butler asks us to overrule the

District Court and to credit the testimony of one eyewitness to an event -- Officer Reinik -

- over that of another eyewitness to the same event -- Officer Cruz -- whom the District

Court credited. Yet Butler does not explain why this is the exceptional case in which we

should not defer to the factfinder. Accordingly, even if we were to perceive a conflict
14

between the testimony of Officers Cruz and Reinik (which we do not), we would not

substitute our judgment for that of the District Court.

Butler’s second argument is that the police cannot avail themselves of the exigent

circumstances exception to justify the warrantless search at issue here because the police

themselves manufactured the exigent circumstances on which they based their entry. In

this respect, Butler relies almost exclusively on our decision in United States v. Coles, in

which we invalidated a warrantless search on the ground that police had impermissibly

created the exigency. 

The pertinent facts of Coles are as follows. Terrence Coles was staying in a hotel

room in Philadelphia for an extended period of time. The hotel manager, David Bradley,

had unsuccessfully sought to locate Coles to discuss payment for the room, and Bradley

let himself into Coles’s room to see if the room was still occupied. Upon doing so,

Bradley observed what he believed to be drugs and drug-related paraphernalia in the

room, and immediately contacted the police. The police entered Coles’s room without a

warrant, an entry the government later conceded was illegal. Thereafter, the police

decided to put Coles’s room under covert surveillance. Apparently frustrated at the

progress of their stakeout, authorities decided to try to access Coles’s room. Police first

attempted to gain access by subterfuge, knocking on the door and announcing “room

service.” A voice from inside responded that they had not ordered anything, and refused

to open the door. Police again knocked, this time stating that they were from maintenance
It is unclear what amount of time elapsed between the police’s three attempts to 4

gain entry in Coles.

15

and were responding to a leak. The occupants refused entry a second time, responding

that there was no leak. Police abandoned subterfuge on their third attempt. Knocking

forcefully on the door, the officers identified themselves as police, telling the occupants

to “‘open the door, this is the police.’” Id. at 363. The majority described what occurred 4

next:

At this critical juncture, the officers heard the sounds of rustling and

running footsteps. Sgt. Josey attempted to open the door using an electronic

passkey provided by [the hotel manager], but the officers could not enter

because there was a bar latch over the door. After partially opening the

door with the passkey, the officers heard the sound of a toilet flushing and

the sounds of more running. 

Coles eventually opened the door for the officers. Upon entering the room,

the police discovered, among other things, several containers of cocaine

base “crack,” multiple bags containing cocaine, 25 vials of “crack” cocaine,

approximately $2,000 in cash, and a firearm inside of Coles’s open carrying

bag . . . . Coles [was] then arrested.

Coles, 437 F.3d at 364 (footnotes omitted).

A divided panel ruled that the police search violated the Fourth Amendment

because the police created the exigent circumstances on which they relied for the

warrantless search. The majority held:

We emphasize that the record reveals no urgency or need for the officers to

take immediate action, prior to the officers’ decision to knock on Coles’s

hotel room door and demand entry. It is, of course, true that once the

officers knocked on the door and announced, “open the door, this is the

police,” they heard sounds indicating that evidence was being destroyed. 

But that exigency did not arise naturally or from reasonable police
Butler makes much of the fact that in supporting Officer Cruz, the other officers 5

arrayed themselves “in combat formation.” The only way that this could conceivably be

relevant is if (i) Butler was aware of these officers’ presence and (ii) as a result, Butler

reasonably believed that he had no option but to open the door and cooperate with Cruz. 

Because there is no evidence that Butler was even aware of these officers’ presence (let

alone that they were police officers), the officers’ choice of tactical formation is beside

the point. 

16

investigative tactics. Quite to the contrary, the officers, after their

pretextual announcements had failed to gain entry to room 511, deliberately

created the exigency by knocking on the door to room 511 and demanding

entry.

Id. at 371.

This case is clearly distinguishable from Coles. For one, Officer Cruz and his

fellow officers were far less certain that criminal activity was occurring in the dwelling. 

It is true that an informant had alleged that drug trafficking was occurring, but the

informant’s reliability was unknown and the officers had been unable to corroborate the

tip, as they did in Coles, by entering the dwelling and viewing the evidence for

themselves. As a part of this investigation, Officer Cruz knocked on the door of

Apartment #304 and identified himself as “Chris,” while his fellow officers provided

backup, a perfectly reasonable precaution in light of the informant’s warning that at least

one occupant of Apartment #304 was armed. Butler was free to speak with “Chris” or to 5

ignore him; had he chosen the latter, Officer Cruz could not have lawfully demanded

entry given the officers’ lack of a warrant. It is undisputed that Butler opened the door

voluntarily. Critically, when he did so, he pointed a gun at Officer Cruz. At that point,

and only at that point, exigent circumstances arose, created by Butler, as Officer Cruz had
We note that in taking this position, Butler directly contradicts the argument he 6

advanced in his brief, in which he stated that “[i]t is Appellant Butler’s argument that the

Allentown police officers did not have the requisite probable cause . . . to validate their

warrantless entry into, and search, of the premises of Apartment No. 304.” Butler Br. at

16-17. 

17

reason to believe that his life and the lives of his fellow officers were in danger. Officer

Cruz relatedly had probable cause to believe that Butler had committed aggravated assault

by pointing a pistol at him, and could therefore lawfully pursue a fleeing Butler into the

apartment to arrest him. For these reasons, exigent circumstances justified the officers’

entry into Apartment #304 to secure Butler’s arrest.

Butler disagrees, maintaining at oral argument that because the police had probable

cause to obtain a search warrant, they impermissibly engaged in a “knock and talk”

investigation. In this respect, Butler relies on our statement in Coles that the police “had 6

no legitimate reason to utilize the ‘knock and talk’ procedure” in view of the fact that the

officers already had (in the majority’s view) probable cause to obtain a search warrant. 

Id. at 370. Because the officers had probable cause to suspect criminal activity was going

on in Apartment #304, Butler argues, the warrantless search at issue here was equally

invalid, and the officers’ failure to obtain a search warrant militates in favor of a finding

that the police created the exigent circumstances in issue. Therefore, Butler asserts, the

evidence they discovered is properly designated fruit of the proverbial poisonous tree. 

We are unpersuaded. While it is true that the officers in this case, as in Coles, may

have had probable cause to secure a warrant based on informants’ observations, we
18

cannot see why the existence of probable cause, in and of itself, should make any

constitutional difference to the warrantless search either in that case or in this one. The

Supreme Court has made clear that “[l]aw enforcement officers are under no

constitutional duty to call a halt to a criminal investigation the moment they have the

minimum evidence to establish probable cause, a quantum of evidence which may fall far

short of the amount necessary to support a criminal conviction.” Hoffa v. United States,

385 U.S. 293, 310 (1966). Under a contrary rule, police would be required, in effect, to

make the very evidentiary determinations that the Fourth Amendment expressly reserves

to magistrates. See Johnson v. United States, 333 U.S. 10, 13-14 (1948). What is more,

such a rule likely would have a profound chilling effect on police investigative tactics. If

excessive evidence of criminal activity could invalidate an otherwise permissible

warrantless search, police would understandably be reluctant to employ even those

investigative tactics such as “knock and talk” which normally do not raise Fourth

Amendment concerns. This is so because if police knew that if their “knock and talk”

went as planned and they obtained the requisite consent to enter the apartment or other

information bolstering their ability to demonstrate probable cause, the fruits of their

investigation nonetheless would be susceptible to judicial suppression on the ground that

police had probable cause at the time they initiated the “knock and talk.”

That cannot be right. The Fourth Amendment, as courts have interpreted and

applied it, sets a minimum evidentiary hurdle that law enforcement must clear before they
19

can obtain a warrant that permits them to enter a person’s home lawfully; it does not also

set an evidentiary ceiling that, if transgressed, could invalidate a subsequent warrantless

search even where that search falls within an exception to the warrant requirement. 

Scrutiny for an overabundance of evidence of criminal activity could moreover

have the anomalous effect of immunizing some criminal activity in the name of the

Fourth Amendment even when a person’s Fourth Amendment rights have not been

implicated. For instance, assume that Coles, in response to the officers’ announcements

of “room service” and “maintenance,” correctly deduced that the men outside his door

were police officers, and opened fire through the door. At the point Coles fired, police

had neither announced themselves nor tried to enter the apartment; thus, at that point,

there would have been no Fourth Amendment violation. It cannot seriously be contended

that, once Coles fired at the officers in our hypothetical, thereby providing probable

cause, the Fourth Amendment would have prevented police from entering the apartment

without a warrant to apprehend Coles in that case, notwithstanding whatever quantum of

inculpatory evidence the officers might have possessed before attempting their ill-fated

“knock and talk.” Cf. Ewolski v. City of Brunswick, 287 F.3d 492, 505 (6th Cir. 2002)

(“When an officer observes facts giving rise to exigent circumstances in the course of

such a consensual encounter, it usually cannot be said that the officer impermissibly

‘created’ the exigent circumstances. Although [the officers’] strategic decision not to

identify themselves immediately may have been ill-advised, and may even have
20

contributed to [the suspect’s] agitation, this conduct did not give rise to a claim that the

police impermissibly created the exigency.”).

In the end, Butler’s proffered interpretation of Coles would require law

enforcement to seek a search warrant as soon as officers believed they could make the

requisite probable cause showing for fear of obtaining too much inculpatory evidence that

could later come back to invalidate an otherwise permissible investigation. At the same

time, however, if officers sought a search warrant too soon, a magistrate would be

constitutionally bound to turn them away. The Fourth Amendment does not compel law

enforcement to perform this sort of “not too soon, not too late, but just right” Goldilocksstyle analysis to determine when they should seek a warrant, and we refuse to endorse an

analysis that would effectively place officers on the horns of this dilemma. 

We are similarly unpersuaded by Butler’s suggestion that Officer Cruz’s use of

subterfuge in conducting the “knock and talk” demonstrates the unreasonableness of the

investigation. Officer Cruz testified that he felt identifying himself as law enforcement

would deter the occupants from opening the door and conversing. App. 281. Thus,

Officer Cruz’s subterfuge was simply a prudent and reasonable adaptation of the “knock

and talk” technique to the circumstances, and not, as in Coles, a thinly-veiled attempt to

precipitate the crisis necessary to justify a warrantless intrusion. It is well-established that

police do not necessarily have to identify themselves as police when they investigate

criminal activity. See Lewis, 385 U.S. at 210 (stating that “the Government is entitled to
21

use decoys and to conceal the identity of its agents” to ferret out criminal activity). The

mere use of subterfuge, without additional evidence of pretext, does not invalidate a

“knock and talk” investigation. 

Finally, we cannot agree with Butler that Officer Cruz’s investigation was

unreasonable in light of the officers’ belief that at least one of the occupants of Apartment

#304 was armed. As we have repeatedly noted, firearms are very common tools of the

drug trade, see, e.g., United States v. Russell, 134 F.3d 171, 183 (3d Cir. 1998); United

States v. Price, 13 F.3d 711, 718-19 (3d Cir. 1994), and police officers will almost always

have some reason to suspect that the targets of their drug investigations are armed. 

Accordingly, accepting Butler’s argument would effectively doom “knock and talk” as an

acceptable technique in drug investigations. This, we refuse to do.

For all of these reasons, we reject Butler’s contention that the government created

the exigent circumstances in issue here.

D.

Butler’s final argument is a challenge to the sufficiency of the evidence supporting

his conviction. Butler has a daunting burden to carry, as we must view the evidence “in

the light most favorable to the Government, and credit all reasonable inferences that

support the verdict[ ].” United States v. Perez, 280 F.3d 318, 342 (3d Cir. 2002) (citing

Glasser v. United States, 315 U.S. 60, 80 (1942)). Accordingly, we cannot disturb the

jury’s verdict if “any rational trier of fact could have found the essential elements of the
Because neither party has raised the issue, we do not decide whether Butler’s 7

sufficiency of the evidence challenge is foreclosed by the law of the case. See United

States v. Sheeran, 699 F.2d 112, 115 (3d Cir. 1979); see also United States v. Schaff, 948

F.2d 501, 506 (9th Cir. 1991). 

22

crime beyond a reasonable doubt” based on the evidence introduced at trial. Perez, 280

F.3d at 342 (quotation marks omitted).

At the outset, we note that we have already rejected an identical challenge by

Butler’s co-defendant, Bill Murray, in a separate appeal. United States v. Murray, 193 F.

App’x 145 (3d Cir. 2006) (challenging sufficiency of the evidence supporting his

conviction for conspiracy). As the facts set forth previously make clear, law 7

enforcement discovered copious amounts of drugs and drug-related paraphernalia in the

course of their search, catching Butler’s co-defendant red-handed. Given this, and given

the incriminating post-arrest statements made by each defendant, it was a short analytical

leap for the jury to conclude as it did: that Butler and Murray were engaged in illicit

narcotics trafficking. In view of this overwhelming evidence of Butler’s guilt, we have

no difficulty determining that the evidence in this case far exceeded the minimum

quantum required to sustain the jury’s verdict against him.

III.

For the foregoing reasons, we will affirm the decision of the District Court in all

respects.