# C_2019120EN.01013401.xml

| 29.3.2019 | EN | Official Journal of the European Union | C 120/134 |
| --- | --- | --- | --- |

29.3.2019

EN

Official Journal of the European Union

C 120/134

---

Statement of revenue and expenditure of the European Securities and Markets Authority (ESMA) for the financial year 2019

(2019/C 120/27)

REVENUE

| Title
  Chapter | Heading | Financial year 2019 | Financial year 2018 | Financial year 2017 |
| --- | --- | --- | --- | --- |
| 1 | CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES |
| 1 0 | CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES | 19 659 349 | 18 425 189 | 16 938 947 ,— |
| | Title 1 — Total | 19 659 349 | 18 425 189 | 16 938 947 ,— |
| 2 | CONTRIBUTION FROM THE EUROPEAN UNION |
| 2 0 | CONTRIBUTION FROM THE EUROPEAN UNION | 12 377 000 | 11 768 296 | 11 019 552 ,— |
| | Title 2 — Total | 12 377 000 | 11 768 296 | 11 019 552 ,— |
| 3 | FEES PAID TO THE AUTHORITY |
| 3 0 | FEES PAID TO THE AUTHORITY | 11 873 276 | 11 411 958 | 11 831 781 ,— |
| | Title 3 — Total | 11 873 276 | 11 411 958 | 11 831 781 ,— |
| 4 | CONTRIBUTION FROM OBSERVERS |
| 4 0 | CONTRIBUTION FROM OBSERVERS | 558 504 | 523 443 | 481 220 ,— |
| | Title 4 — Total | 558 504 | 523 443 | 481 220 ,— |
| 6 | ADMINISTRATIVE OPERATIONS |
| 6 0 | ADMINISTRATIVE OPERATIONS | 0 ,— | 0 ,— | 159 300 ,— |
| | Title 6 — Total | 0 ,— | 0 ,— | 159 300 ,— |
| 7 | CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES FOR DELEGATED TASKS |
| 7 0 | CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES FOR DELEGATED TASKS | 2 078 744 | 2 167 976 | 1 645 919 ,— |
| | Title 7 — Total | 2 078 744 | 2 167 976 | 1 645 919 ,— |
| | GRAND TOTAL | 46 546 873 | 44 296 862 | 42 076 719 ,— |

Title

Chapter

Heading

Financial year 2019

Financial year 2018

Financial year 2017

1

CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES

1 0

CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES

19 659 349

18 425 189

16 938 947 ,—

Title 1 — Total

19 659 349

18 425 189

16 938 947 ,—

2

CONTRIBUTION FROM THE EUROPEAN UNION

2 0

CONTRIBUTION FROM THE EUROPEAN UNION

12 377 000

11 768 296

11 019 552 ,—

Title 2 — Total

12 377 000

11 768 296

11 019 552 ,—

3

FEES PAID TO THE AUTHORITY

3 0

FEES PAID TO THE AUTHORITY

11 873 276

11 411 958

11 831 781 ,—

Title 3 — Total

11 873 276

11 411 958

11 831 781 ,—

4

CONTRIBUTION FROM OBSERVERS

4 0

CONTRIBUTION FROM OBSERVERS

558 504

523 443

481 220 ,—

Title 4 — Total

558 504

523 443

481 220 ,—

6

ADMINISTRATIVE OPERATIONS

6 0

ADMINISTRATIVE OPERATIONS

0 ,—

0 ,—

159 300 ,—

Title 6 — Total

0 ,—

0 ,—

159 300 ,—

7

CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES FOR DELEGATED TASKS

7 0

CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES FOR DELEGATED TASKS

2 078 744

2 167 976

1 645 919 ,—

Title 7 — Total

2 078 744

2 167 976

1 645 919 ,—

GRAND TOTAL

46 546 873

44 296 862

42 076 719 ,—

EXPENDITURE

| Title
  Chapter | Heading | Appropriations 2019 | Appropriations 2018 | Outturn 2017 |
| --- | --- | --- | --- | --- |
| 1 | STAFF EXPENDITURE |
| 1 1 | STAFF IN ACTIVE EMPLOYMENT | 24 724 373 | 24 240 384 | 22 396 215 ,— |
| 1 2 | EXPENDITURE RELATING TO STAFF MANAGEMENT AND RECRUITMENT | 380 000 | 380 200 | 285 030 ,— |
| 1 4 | SOCIAL-MEDICAL INFRASTRUCTURE | 537 000 | 546 662 | 496 036 ,— |
| 1 6 | TRAINING | 350 000 | 357 200 | 312 295 ,— |
| | Title 1 — Total | 25 991 373 | 25 524 446 | 23 489 576 ,— |
| 2 | INFRASTRUCTURE AND ADMINISTRATIVE EXPENDITURE |
| 2 0 | RENTAL OF BUILDING AND ASSOCIATED COSTS | 7 425 000 | 6 009 217 | 5 951 194 ,— |
| 2 1 | INFORMATION AND COMMUNICATION TECHNOLOGY | 300 000 | 290 958 | 333 740 ,— |
| 2 3 | CURRENT ADMINISTRATIVE EXPENDITURE | 774 500 | 858 567 | 491 557 ,— |
| 2 7 | REPRESENTATION EXPENSES, RECEPTIONS AND EVENTS | 5 000 | 6 507 | 5 000 ,— |
| | Title 2 — Total | 8 504 500 | 7 165 249 | 6 781 491 ,— |
| 3 | OPERATING EXPENDITURES |
| 3 1 | TRAINING FOR A COMMON SUPERVISORY CULTURE | 35 000 | 35 365 | 78 765 ,— |
| 3 2 | COLLECTION OF INFORMATION: IT PROJECTS | 7 650 000 | 6 898 589 | 7 686 443 ,— |
| 3 4 | LEGAL ADVICE | 200 000 | 283 521 | 49 457 ,— |
| 3 5 | ACCESS TO DATA FOR ECONOMIC RESEARCH | 450 000 | 346 117 | 457 858 ,— |
| 3 6 | MISSIONS EXPENSES, TRAVEL AND INCIDENTAL EXPENSES | 515 000 | 526 755 | 560 000 ,— |
| 3 7 | COMMUNICATION | 444 000 | 647 518 | 760 701 ,— |
| 3 8 | MEETING EXPENSES | 381 000 | 369 509 | 340 073 ,— |
| 3 9 | SERVICES ON OPERATIONAL MATTERS | 86 000 | 113 880 | 167 228 ,— |
| | Title 3 — Total | 9 761 000 | 9 221 254 | 10 100 525 ,— |
| 4 | DELEGATED TASKS |
| 4 0 | SINGLE INTERFACE TO TRADE REPOSITORIES | 300 000 | 595 913 | 203 621 ,— |
| 4 1 | INSTRUMENTS REFERENCE DATA | 1 990 000 | 1 790 000 | 1 500 070 ,— |
| | Title 4 — Total | 2 290 000 | 2 385 913 | 1 703 691 ,— |
| 9 | ITEMS OUTSIDE THE FORESEEN BUDGET LINES |
| 9 0 | ITEMS OUTSIDE THE FORESEEN BUDGET LINES | p.m. | p.m. | 0 ,— |
| | Title 9 — Total | p.m. | p.m. | 0 ,— |
| | GRAND TOTAL | 46 546 873 | 44 296 862 | 42 075 283 ,— |

Title

Chapter

Heading

Appropriations 2019

Appropriations 2018

Outturn 2017

1

STAFF EXPENDITURE

1 1

STAFF IN ACTIVE EMPLOYMENT

24 724 373

24 240 384

22 396 215 ,—

1 2

EXPENDITURE RELATING TO STAFF MANAGEMENT AND RECRUITMENT

380 000

380 200

285 030 ,—

1 4

SOCIAL-MEDICAL INFRASTRUCTURE

537 000

546 662

496 036 ,—

1 6

TRAINING

350 000

357 200

312 295 ,—

Title 1 — Total

25 991 373

25 524 446

23 489 576 ,—

2

INFRASTRUCTURE AND ADMINISTRATIVE EXPENDITURE

2 0

RENTAL OF BUILDING AND ASSOCIATED COSTS

7 425 000

6 009 217

5 951 194 ,—

2 1

INFORMATION AND COMMUNICATION TECHNOLOGY

300 000

290 958

333 740 ,—

2 3

CURRENT ADMINISTRATIVE EXPENDITURE

774 500

858 567

491 557 ,—

2 7

REPRESENTATION EXPENSES, RECEPTIONS AND EVENTS

5 000

6 507

5 000 ,—

Title 2 — Total

8 504 500

7 165 249

6 781 491 ,—

3

OPERATING EXPENDITURES

3 1

TRAINING FOR A COMMON SUPERVISORY CULTURE

35 000

35 365

78 765 ,—

3 2

COLLECTION OF INFORMATION: IT PROJECTS

7 650 000

6 898 589

7 686 443 ,—

3 4

LEGAL ADVICE

200 000

283 521

49 457 ,—

3 5

ACCESS TO DATA FOR ECONOMIC RESEARCH

450 000

346 117

457 858 ,—

3 6

MISSIONS EXPENSES, TRAVEL AND INCIDENTAL EXPENSES

515 000

526 755

560 000 ,—

3 7

COMMUNICATION

444 000

647 518

760 701 ,—

3 8

MEETING EXPENSES

381 000

369 509

340 073 ,—

3 9

SERVICES ON OPERATIONAL MATTERS

86 000

113 880

167 228 ,—

Title 3 — Total

9 761 000

9 221 254

10 100 525 ,—

4

DELEGATED TASKS

4 0

SINGLE INTERFACE TO TRADE REPOSITORIES

300 000

595 913

203 621 ,—

4 1

INSTRUMENTS REFERENCE DATA

1 990 000

1 790 000

1 500 070 ,—

Title 4 — Total

2 290 000

2 385 913

1 703 691 ,—

9

ITEMS OUTSIDE THE FORESEEN BUDGET LINES

9 0

ITEMS OUTSIDE THE FORESEEN BUDGET LINES

p.m.

p.m.

0 ,—

Title 9 — Total

p.m.

p.m.

0 ,—

GRAND TOTAL

46 546 873

44 296 862

42 075 283 ,—

Establishment plan

| Function group and grade | 2019 | 2018 | 2017 |
| --- | --- | --- | --- |
| Permanent posts | Temporary posts | Permanent posts | Temporary posts | Permanent posts | Temporary posts |
| AD 16 | — | 1 | — | 1 | — | 1 |
| AD 15 | — | 1 | — | 1 | — | 1 |
| AD 14 | — | — | — | — | — | — |
| AD 13 | — | 2 | — | 2 | — | 2 |
| AD 12 | — | 7 | — | 6 | — | 5 |
| AD 11 | — | 11 | — | 9 | — | 8 |
| AD 10 | — | 17 | — | 14 | — | 13 |
| AD 9 | — | 33 | — | 28 | — | 26 |
| AD 8 | — | 30 | — | 28 | — | 28 |
| AD 7 | — | 33 | — | 26 | — | 26 |
| AD 6 | — | 8 | — | 14 | — | 14 |
| AD 5 | — | 9 | — | 15 | — | 13 |
| Total AD | — | 152 | — | 144 | — | 137 |
| AST 11 | — | — | — | — | — | — |
| AST 10 | — | — | — | — | — | — |
| AST 9 | — | — | — | — | — | — |
| AST 8 | — | 2 | — | 2 | — | 1 |
| AST 7 | — | 3 | — | 2 | — | 2 |
| AST 6 | — | 3 | — | 3 | — | 3 |
| AST 5 | — | 3 | — | 4 | — | 4 |
| AST 4 | — | — | — | 1 | — | 3 |
| AST 3 | — | — | — | — | — | — |
| AST 2 | — | — | — | — | — | — |
| AST 1 | — | — | — | — | — | — |
| Total AST | — | 11 | — | 12 | — | 13 |
| AST/SC6 | — | — | — | — | — | — |
| AST/SC5 | — | — | — | — | — | — |
| AST/SC4 | — | — | — | — | — | — |
| AST/SC3 | — | — | — | — | — | — |
| AST/SC2 | — | — | — | — | — | — |
| AST/ASC1 | — | — | — | — | — | — |
| Total AST/SC | — | — | — | — | — | — |
| Total | — | 163 | — | 156 | — | 150 |
| Grand Total | 163 | 156 | 150 |

Function group and grade

2019

2018

2017

Permanent posts

Temporary posts

Permanent posts

Temporary posts

Permanent posts

Temporary posts

AD 16

—

1

—

1

—

1

AD 15

—

1

—

1

—

1

AD 14

—

—

—

—

—

—

AD 13

—

2

—

2

—

2

AD 12

—

7

—

6

—

5

AD 11

—

11

—

9

—

8

AD 10

—

17

—

14

—

13

AD 9

—

33

—

28

—

26

AD 8

—

30

—

28

—

28

AD 7

—

33

—

26

—

26

AD 6

—

8

—

14

—

14

AD 5

—

9

—

15

—

13

Total AD

—

152

—

144

—

137

AST 11

—

—

—

—

—

—

AST 10

—

—

—

—

—

—

AST 9

—

—

—

—

—

—

AST 8

—

2

—

2

—

1

AST 7

—

3

—

2

—

2

AST 6

—

3

—

3

—

3

AST 5

—

3

—

4

—

4

AST 4

—

—

—

1

—

3

AST 3

—

—

—

—

—

—

AST 2

—

—

—

—

—

—

AST 1

—

—

—

—

—

—

Total AST

—

11

—

12

—

13

AST/SC6

—

—

—

—

—

—

AST/SC5

—

—

—

—

—

—

AST/SC4

—

—

—

—

—

—

AST/SC3

—

—

—

—

—

—

AST/SC2

—

—

—

—

—

—

AST/ASC1

—

—

—

—

—

—

Total AST/SC

—

—

—

—

—

—

Total

—

163

—

156

—

150

Grand Total

163

156

150

Estimate of number of contract staff (expressed in full-time equivalents) and seconded national experts

| Contract staff posts | 2019 |
| --- | --- |
| FG IV | 49 |
| FG III | 25 |
| FG II | — |
| FG I | — |
| Total FG | 72 |
| Seconded national experts posts | 14 |
| Total | 86 |

Contract staff posts

2019

FG IV

49

FG III

25

FG II

—

FG I

—

Total FG

72

Seconded national experts posts

14

Total

86

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