APPENDIX A

Respondent Burden and Cost Analysis

for

Information Collection Requirements of the Cooling

Water Intake Structures at Existing Facilities (Final

Rule)

August 2014
Exhibit A.1

Facility Cost and Burden Estimates for NPDES Permit Application Activities

Exhibit A.1a

Start-up Activities

Facility

Manager Economist

Junior

Technical

CAD

Operator

Contracted

Manager Biologist Statistician

Biological

Technician Clerical

Year 1 Year 2 Year 3 Total $96 $72 $40 $38 $98 $46 $59 $31 $24

Activity B C D E F C+D+E+F A*B A*(C+D)

Read and Understand Rule 1066 2 2 1070 12 0 12 0 0 0 0 0 1 25 $1,656 $0 $0 26,750 $1,771,920

Option Selection/Facility Classification 1066 2 2 1070 8 0 0 0 0 0 0 0 0 8 $768 $0 $0 8,560 $821,760

Totals 1066 2 2 1070 20 0 12 0 0 0 0 0 1 33 $2,424 $0 $0 $100 $2,524 35,310 $2,700,680

Exhibit A.1b

Permit Application Activities for power plants with DIF≥50 MG w/ AIF<125 MGD

Facility

Manager Economist

Junior

Technical

CAD

Operator

Contracted

Manager Biologist Statistician

Biological

Technician Clerical

Year 1 Year 2 Year 3 Total $96 $72 $40 $38 $98 $46 $59 $31 $24

Activity B C D E F C+D+E+F A*B A*(C+D)

Source water physical data (r2) 0 89 89 178 1 0 4 0 0 0 0 0 1 6 $280 $0 $0 1,068 $49,840

Cooling water intake structure data (r3) 0 89 89 178 1 0 4 0 0 0 0 0 1 6 $280 $0 $0 1,068 $49,840

Source water baseline biological characterization (r4) 0 89 178 267 8 0 20 0 0 40 0 0 5 73 $3,528 $0 $0 19,491 $941,976

Additional entrainment studies (r4) 0 89 89 178 5 0 25 0 5 10 0 0 3 48 $2,502 $0 $0 8,544 $445,356

Cooling water system data (r5) 0 89 89 178 1 0 4 0 0 0 0 0 1 6 $280 $0 $0 1,068 $49,840

Proposed IM sampling plan (r6 BTA) 0 3 3 6 40 0 60 8 8 0 0 0 4 120 $7,424 $0 $0 720 $44,544

Proposed IM reduction plan results (r6 BTA) 0 0 0 0 20 0 40 0 0 0 0 0 2 62 $3,568 $0 $0 - $0

Select compliance option (r6 velocity DIF) 0 9 9 18 2 0 2 0 0 0 0 0 0 4 $272 $0 $0 72 $4,896

Select compliance option (r6 velocity AIF) 0 12 12 24 2 0 2 0 0 0 0 0 0 4 $272 $0 $0 96 $6,528

Select compliance option (r6 CCRS) 0 24 24 48 2 0 2 0 0 0 0 0 0 4 $272 $0 $0 192 $13,056

Site-specific impingement study (r6 streamlined and combination) 0 51 102 153 80 0 24 0 200 1,200 24 1,200 24 2752 $122,632 $0 $0 $16,457 421,056 $18,762,696

Select compliance option (r6 velocity cap) 0 1 1 2 2 0 2 0 0 0 0 0 0 4 $272 $0 $0 8 $544

Entrainment performance studies (r7) 0 89 89 178 20 0 40 0 0 0 0 0 2 62 $3,568 $0 $0 11,036 $635,104

Documentation of operational status (r8) 0 89 89 178 10 0 20 0 0 0 0 0 1 31 $1,784 $0 $0 5,518 $317,552

Recordkeeping 442 442 442 1326 2 0 5 2 0 0 0 0 2 11 $516 $0 $0 $500 14,586 $684,216

Totals 442 442 442 1326 365 $16,596 $0 $0 $2,399 $18,995 484,523 $25,186,909

Exhibit A.1c

Permit Application Activities for power plants with DIF≥50 MGD w/ AIF>125 MGD

Facility

Manager Economist

Junior

Technical

CAD

Operator

Contracted

Manager Biologist Statistician

Biological

Technician Clerical

Year 1 Year 2 Year 3 Total $96 $72 $40 $38 $98 $46 $59 $31 $24

Activity B C D E F C+D+E+F A*B A*(C+D)

Entrainment characterization study (r9) 0 71 142 213 200 0 340 40 182 1344 20 1568 36 3730 $164,632 $0 $0 $62,250 794,490 $35,066,616

Comprehensive technical feasibility and cost evaluation study (r10) 0 0 0 0 100 100 300 200 300 0 100 0 20 1120 $72,180 $0 $0 $500 - $0

Benefits valuation study (r11) 0 0 0 0 100 200 200 0 300 150 150 0 20 1120 $77,630 $0 $0 $500 - $0

Non-water quality environmental and other impacts study (r12) 0 0 0 0 100 0 250 100 300 250 200 0 20 1220 $76,580 $0 $0 $500 - $0

Recordkeeping 354 354 354 1062 2 0 5 2 0 0 0 0 2 11 $516 $0 $0 $500 11,682 $547,992

Totals 354 354 354 1062 759 $33,535 $0 $0 $12,985 $46,521 806,172 $49,404,773

Exhibit A.1d

Permit Application Activities for power plants with DIF> 2 MGD and ≤ 50 MGD and manufacturers > 2 MGD w/ AIF<125 MGD

Facility

Manager Economist

Junior

Technical

CAD

Operator

Contracted

Manager Biologist Statistician

Biological

Technician Clerical

Year 1 Year 2 Year 3 Total $96 $72 $40 $38 $98 $46 $59 $31 $24

Activity B C D E F C+D+E+F A*B A*(C+D)

Source water physical data (r2) 0 125 125 250 2 0 16 40 0 0 0 0 0 58 $2,352 $0 $0 14,500 $588,000

Cooling water intake structure data (r3) 0 125 125 250 2 0 5 8 0 0 0 0 0 15 $696 $0 $0 3,750 $174,000

Source water baseline biological characterization (r4) 0 125 250 375 80 0 160 20 0 40 0 0 25 325 $17,280 $0 $0 121,875 $6,480,000

Additional entrainment studies (r4) 0 125 125 250 5 0 25 0 5 10 0 0 3 48 $2,502 $0 $0 12,000 $625,500

Cooling water system data (r5) 0 125 125 250 2 0 5 8 0 0 0 0 0 15 $696 $0 $0 3,750 $174,000

Proposed IM sampling plan (r6 BTA) 0 2 2 4 40 0 60 8 8 0 0 0 4 120 $7,424 $0 $0 480 $29,696

Select compliance option (r6 velocity DIF) 0 36 36 72 2 0 2 0 0 0 0 0 0 4 $272 $0 $0 288 $19,584

Select compliance option (r6 velocity AIF) 0 21 21 42 2 0 2 0 0 0 0 0 0 4 $272 $0 $0 168 $11,424

Proposed IM reduction plan results (r6 BTA) 0 0 0 0 0 0 0 0 0 0 0 0 0 0 $0 $0 $0 - $0

Select compliance option (r6 CCRS) 0 39 39 78 2 0 2 0 0 0 0 0 0 4 $272 $0 $0 312 $21,216

Site-specific impingement study (r6 streamlined and combination) 0 33 66 99 80 0 24 0 200 1,200 24 1,200 24 2752 $122,632 $0 $0 $16,457 272,448 $12,140,568

Select compliance option (r6 velocity cap) 0 0 0 0 2 0 2 0 0 0 0 0 0 4 $272 $0 $0 - $0

Entrainment performance studies (r7) 0 125 125 250 20 0 40 0 0 0 0 0 2 62 $3,568 $0 $0 15,500 $892,000

Documentation of operational status (r8) 0 125 125 250 10 0 20 0 0 0 0 0 1 31 $1,784 $0 $0 7,750 $446,000

Recordkeeping 622 622 622 1866 2 0 5 2 0 0 0 0 2 11 $516 $0 $0 $500 20,526 $962,856

Totals 622 622 622 1866 254 $12,093 $0 $0 $1,373 $13,466 473,347 $25,127,087

A Level of Effort (hrs)

Facilities (Respondents)

Burden Per

Facility

Labor Cost per

Facility Total Burden (hrs.) Total Initial Cost Assumed Loaded Hourly Rate Laboratory

Analysis ODCs*

Capital Cost

per Facility

O&M Cost per Facility Total Cost

Per Facility

A Level of Effort (hrs)

Facilities (Respondents)

Burden Per

Facility

Labor Cost per

Facility Total Burden (hrs.) Total Initial Cost Assumed Loaded Hourly Rate Laboratory

Analysis ODCs*

Capital Cost

per Facility

O&M Cost per Facility Total Cost

Per Facility

Facilities (Respondents)

Burden Per

Facility

Labor Cost per

Facility

Capital Cost

per Facility

O&M Cost per Facility Total Cost

Per Facility Total Burden (hrs.) Total Initial Cost Assumed Loaded Hourly Rate Laboratory

Analysis ODCs*

A Level of Effort (hrs)

Facilities (Respondents)

Burden Per

Facility

Labor Cost per

Assumed Loaded Hourly Rate Facility

Capital Cost

per Facility

O&M Cost per Facility Total Cost

Per Facility Total Burden (hrs.) Total Initial Cost Laboratory

Analysis ODCs*

A Level of Effort (hrs)
Exhibit A.1e

Permit Application Activities for power plants with DIF> 2 MGD and ≤ 50 MGD and manufacturers > 2 MGD w/ AIF>125 MGD

Facility

Manager Economist

Junior

Technical

CAD

Operator

Contracted

Manager Biologist Statistician

Biological

Technician Clerical

Year 1 Year 2 Year 3 Total $96 $72 $40 $38 $98 $46 $59 $31 $24

Activity B C D E F C+D+E+F A*B A*(C+D)

Entrainment characterization study (r9) 0 6 12 18 200 0 340 40 182 1344 20 1568 36 3730 $164,632 $0 $0 $62,250 67,140 $2,963,376

Comprehensive technical feasibility and cost evaluation study (r10) 0 0 0 0 100 100 300 200 300 0 100 0 20 1120 $72,180 $0 $0 $500 - $0

Benefits valuation study (r11) 0 0 0 0 100 200 200 0 300 150 150 0 20 1120 $77,630 $0 $0 $500 - $0

Non-water quality environmental and other impacts study (r12) 0 0 0 0 100 0 250 100 300 250 200 0 20 1220 $76,580 $0 $0 $500 - $0

Recordkeeping 26 26 26 78 2 0 5 2 0 0 0 0 2 11 $516 $0 $0 $500 858 $40,248

Totals 26 26 26 78 872 $38,508 $0 $0 $14,865 $53,373 67,998 $4,163,117

Exhibit A.1f

Permit Application Activities for New Generating Units

Facility

Manager Economist

Junior

Technical

CAD

Operator

Contracted

Manager Biologist Statistician

Biological

Technician Clerical

Year 1 Year 2 Year 3 Total $96 $72 $40 $38 $98 $46 $59 $31 $24

Activity B C D E F C+D+E+F A*B A*(C+D)

Source water physical data (r2) (update) 1 1 1 3 4 0 12 4 0 0 0 0 2 22 $1,064 $0 $0 66 $3,192

Cooling water intake structure data (r3) (update) 1 1 1 3 2 0 5 8 0 0 0 0 0 15 $696 $0 $0 45 $2,088

Source water baseline biological characterization (r4) (update) 1 1 1 3 8 0 24 0 0 24 0 0 2 58 $2,880 $0 $0 174 $8,640

Cooling water system data and recordkeeping (r5) (update) 1 1 1 3 2 0 5 8 0 0 0 0 0 15 $696 $0 $0 45 $2,088

Select compliance option (r6 CCRS) (update) 1 1 1 3 40 0 60 8 8 0 0 0 4 120 $7,424 $0 $0 360 $22,272

Flow reduction information (EM) (r6) 0 0 0 0 80 0 120 16 16 0 0 0 8 240 $14,848 $0 $0 - $0

Documentation of operational status (r8) (update) 1 1 1 3 2 0 5 8 0 0 0 0 0 15 $696 $0 $0 45 $2,088

Select compliance option (r14) 1 1 1 3 2 0 2 0 0 0 0 0 0 4 $272 $0 $0 12 $816

Recordkeeping 1 1 1 3 2 0 5 2 0 0 0 0 2 11 $516 $0 $0 $500 33 $1,548

Totals 1 1 1 3 260 $14,244 $0 $0 $500 $14,744 780 $44,232

Exhibit A.1g

Permit Application Activities for New Manufacturing Units

Facility

Manager Economist

Junior

Technical

CAD

Operator

Contracted

Manager Biologist Statistician

Biological

Technician Clerical

Year 1 Year 2 Year 3 Total $96 $72 $40 $38 $98 $46 $59 $31 $24

Activity B C D E F C+D+E+F A*B A*(C+D)

Source water physical data (r2) (update) 1 1 1 3 4 0 12 4 0 0 0 0 2 22 $1,064 $0 $0 66 $3,192

Cooling water intake structure data (r3) (update) 1 1 1 3 2 0 5 8 0 0 0 0 0 15 $696 $0 $0 45 $2,088

Source water baseline biological characterization (r4) (update) 1 1 1 3 8 0 24 0 0 24 0 0 2 58 $2,880 $0 $0 174 $8,640

Cooling water system data and recordkeeping (r5) (update) 1 1 1 3 2 0 5 8 0 0 0 0 0 15 $696 $0 $0 45 $2,088

Select compliance option (r6 CCRS) (update) 1 1 1 3 40 0 60 8 8 0 0 0 4 120 $7,424 $0 $0 360 $22,272

Flow reduction information (EM) (r6) 0 0 0 0 80 0 120 16 16 0 0 0 8 240 $14,848 $0 $0 - $0

Documentation of operational status (r8) (update) 1 1 1 3 2 0 5 8 0 0 0 0 0 15 $696 $0 $0 45 $2,088

Select compliance option (r14) 1 1 1 3 2 0 2 0 0 0 0 0 0 4 $272 $0 $0 12 $816

Recordkeeping 1 1 1 3 2 0 5 2 0 0 0 0 2 11 $516 $0 $0 $500 33 $1,548

Totals 1 1 1 3 260 $14,244 $0 $0 $500 $14,744 780 $44,232

Total Burden and Costs for All NPDES Application Activities

Totals 1,868,910 $106,671,030

* The ODC estimate was not estimated for each activity, but rather as a lump sum for each provision of the rule.

Facilities (Respondents)

Burden Per

Facility

Labor Cost per

Assumed Loaded Hourly Rate Facility

Capital Cost

per Facility

O&M Cost per Facility Total Cost

Per Facility Total Burden (hrs.) Total Initial Cost Laboratory

Analysis ODCs*

A Level of Effort (hrs)

Facilities (Respondents)

Burden Per

Facility

Labor Cost per

Assumed Loaded Hourly Rate Facility

Capital Cost

per Facility

O&M Cost per Facility Total Cost

Per Facility Total Burden (hrs.) Total Initial Cost Laboratory

Analysis ODCs*

Total Burden (hrs.) Total Initial Cost

A Level of Effort (hrs)

Facilities (Respondents)

Burden Per

Facility

Labor Cost per

Facility

Capital Cost

per Facility

O&M Cost per Facility Total Cost

Per Facility Total Burden (hrs.) Total Initial Cost Assumed Loaded Hourly Rate Laboratory

Analysis ODCs*

A Level of Effort (hrs)
Exhibit A.2

Facility Cost and Burden Estimates for Annual Activities

Exhibit A.2a

Compliance Monitoring - All Existing Facilities (power plants and manufacturing)

Facility

Manager

Junior

Technical

Contracted

Manager Biologist Statistician

Biological

Technician Clerical

Year 1 Year 2 Year 3 Total $96 $40 $98 $46 $59 $31 $24

Laboratory

Analyses ODCs*

Activity B C D E C+D+E A*B A*(C+D)

Site specific EM req. 0 0 0 0 0 0 0 0 0 0 0 0 $0 - $0

CCRS flow monitoring (125.94(c)(1)) 0 0 0 0 10 75 0 0 0 0 5 90 $4,080 $500 $4,580 - $0

Daily flow/velocity monitoring (125.94(c)(2) and (3)) 0 0 0 0 10 75 0 0 0 0 5 90 $4,080 $500 $4,580 - $0

Velocity cap flow monitoring (125.94(c)(4)) 0 0 0 0 10 75 0 0 0 0 5 90 $4,080 $500 $4,580 - $0

IM performance standard monitoring (125.94(c)(7)) 0 0 0 0 80 24 200 1,200 24 1,200 24 2752 $122,632 $14,404 $137,036 - $0

More stringent requirements 0 0 0 0 0 0 0 0 0 0 0 0 $0 - $0

Visual or remote inspections 0 0 0 0 0 0 0 0 0 0 0 0 $0 - $0

Totals 0 0 0 0 110 249 200 1200 24 1200 39 - $0 $0 $0 $0 - $0

Exhibit A.2b

Recurring Reporting and Recordkeeping - Existing Facilities (power plants and manufacturing)

Facility

Manager

Junior

Technical

Contracted

Manager Biologist Statistician

Biological

Technician Clerical

Year 1 Year 2 Year 3 Total $96 $40 $98 $46 $59 $31 $24

Laboratory

Analyses ODCs*

Activity B C D E C+D+E A*B A*(C+D)

Demonstrate compliance w/ EM req. would result in a conflict with a safety

requirement 0 0 0 0 0 0 0 0 0 0 0 0 $0 - $0

CCRS reporting on flow monitoring (125.94(c)(1)) 0 0 0 0 8 8 8 0 0 0 12 36 $2,160 - $0

Monthly report of daily flow/velocity monitoring (125.94(c)(2) and (3)) 0 0 0 0 0 4 0 0 0 0 12 16 $448 - $0

Velocity cap reporting (125.94(c)(4)) 0 0 0 0 8 8 8 0 0 0 12 36 $2,160 - $0

Streamlined and combination options (quarterly report, final report) (125.94(c)(5)

and (6)) 0 0 0 0 10 16 20 0 0 0 4 50 $3,656 - $0

Monthly reports of IM performance standard monitoring (125.94(c)(7)) 0 0 0 0 40 16 0 16 8 0 16 96 $6,072 - $0

More stringent requirements 0 0 0 0 0 0 0 0 0 0 0 0 $0 - $0

Annual Certification and Report 1064 1064 1064 1,064 2 0 0 0 0 0 2 4 $240 12,768 $766,080

Totals 1064 1064 1064 1,064 68 52 36 16 8 0 58 4 $240 $0 $1,000 $1,240 12,768 $3,958,080

Exhibit A.2c

Compliance Monitoring - New Generating Units

Facility

Manager

Junior

Technical

Contracted

Manager Biologist Statistician

Biological

Technician Clerical

Year 1 Year 2 Year 3 Total $96 $40 $98 $46 $59 $31 $24

Laboratory

Analyses ODCs*

Activity B C D E C+D+E A*B A*(C+D)

Daily flow monitoring - closed cycle 1 2 3 3 10 75 0 0 0 0 5 90 $4,080 $500 540 $24,480

Totals 1 2 3 3 10 75 0 0 0 0 5 90 $4,080 $0 $500 $4,580 540 $27,480

Facilities (Respondents)

Totals Per Facility for the ICR Approval Period Total for All Facilities in the ICR

Approval Period

Assumed Loaded Hourly Rate Burden

(hrs) Labor Cost

O & M Costs

Total Costs** Burden (hrs.) Total Cost ($)

Burden (hrs.) Total Cost ($)

A Level of Effort (hrs)

A Level of Effort (hrs)

Facilities (Respondents)

Totals Per Facility for the ICR Approval Period Total for All Facilities in the ICR

Approval Period

Assumed Loaded Hourly Rate Burden

(hrs) Labor Cost

O & M Costs

Total Costs**

Facilities (Respondents)

Totals Per Facility for the ICR Approval Period Total for All Facilities in the ICR

Approval Period

Assumed Loaded Hourly Rate Burden

(hrs) Labor Cost

O & M Costs

Total Costs** Burden (hrs.) Total Cost ($)

A Level of Effort (hrs)
Exhibit A.2d

Recurring Reporting and Recordkeeping - New Generating Units

Facility

Manager

Junior

Technical

Contracted

Manager Biologist Statistician

Biological

Technician Clerical

Year 1 Year 2 Year 3 Total $96 $40 $98 $46 $59 $31 $24

Laboratory

Analyses ODCs*

Activity B C D E C+D+E A*B A*(C+D)

Monthly reports of compliance monitoring for each intake--IM 0 0 0 0 8 8 8 0 0 0 12 36 $2,160 - $0

Annual Report and Certification for closed-cycle cooling system 1 2 3 3 4 6 8 0 0 0 2 20 $1,456 120 $8,736

Totals 1 2 3 3 8 8 8 0 0 0 12 20 $1,456 $0 $1,000 $2,456 120 $14,736

Exhibit A.2e

Compliance Monitoring - New Manufacturing Units

Facility

Manager

Junior

Technical

Contracted

Manager Biologist Statistician

Biological

Technician Clerical

Year 1 Year 2 Year 3 Total $96 $40 $98 $46 $59 $31 $24

Laboratory

Analyses ODCs*

Activity B C D E C+D+E A*B A*(C+D)

Daily flow monitoring - closed cycle 1 2 3 3 10 75 0 0 0 0 5 90 $4,080 $500 540 $24,480

Totals 1 2 3 3 10 75 0 0 0 0 5 90 $4,080 $0 $500 $4,580 540 $27,480

Exhibit A.2f

Recurring Reporting and Recordkeeping - New Manufacturing Units

Facility

Manager

Junior

Technical

Contracted

Manager Biologist Statistician

Biological

Technician Clerical

Year 1 Year 2 Year 3 Total $96 $40 $98 $46 $59 $31 $24

Laboratory

Analyses ODCs*

Activity B C D E C+D+E A*B A*(C+D)

Monthly reports of compliance monitoring for each intake--IM 0 0 0 0 8 8 8 0 0 0 12 36 $2,160 - $0

Annual Report and Certification for closed-cycle cooling system 1 2 3 3 4 6 8 0 0 0 2 20 $1,456 120 $8,736

Totals 1 2 3 3 8 8 8 0 0 0 12 20 $1,456 $0 $1,000 $2,456 120 $14,736

Total Burden and Cost for All Annual Activities

Year 1 Year 2 Year 3 Total

Totals 14,088 $4,042,512

Total Burden

(hrs.) Total Cost ($) Facilities (Respondents)

Facilities (Respondents)

Totals Per Facility for the ICR Approval Period Total for All Facilities in the ICR

Approval Period

Assumed Loaded Hourly Rate Burden

(hrs) Labor Cost

O & M Costs

Total Costs** Burden (hrs.) Total Cost ($)

A Level of Effort (hrs)

Facilities (Respondents)

Totals Per Facility for the ICR Approval Period Total for All Facilities in the ICR

Approval Period

Assumed Loaded Hourly Rate Burden

(hrs) Labor Cost

O & M Costs

Total Costs** Burden (hrs.) Total Cost ($)

Totals Per Facility for the ICR Approval Period Total for All Facilities in the ICR

Approval Period

Assumed Loaded Hourly Rate Burden

(hrs) Labor Cost

O & M Costs

Total Costs** Burden (hrs.) Total Cost ($)

A Level of Effort (hrs)

A Level of Effort (hrs)

Facilities (Respondents)
Exhibit A.3

Director Burden and Cost Estimates for Activities

Exhibit A.3a

Director Start-up Activities

Senior

Technical

Junior

Technical Clerical

Year 1 Year 2 Year 3 Total $64 $38 $30

Activity B C D C+D A*B A*(C+D)

Read and Understand Rule 47 - - 47 12 12 0 24 $1,224 1,128 $57,528

Mobilization/Planning 47 - - 47 24 16 0 40 $2,144 1,880 $100,768

Training 47 - - 47 4 32 0 36 $1,472 1,692 $69,184

Totals 47 - - 47 40 60 0 100 $4,840 $200 $5,040 4,700 $236,880

Exhibit A.3b

Director Permit Application Activities for power plants with DIF≥50 MG w/ AIF<125 MGD

Senior

Technical

Junior

Technical Clerical

Year 1 Year 2 Year 3 Total $64 $38 $30

Activity B C D C+D A*B A*(C+D)

Review Source water physical data (r2) - - - - 1 3 0 4 $178 - $0

Review Cooling water intake structure data (r3) - - - - 1 3 0 4 $178 - $0

Review Source water baseline biological characterization (r4) - - - - 10 30 0 40 $1,780 - $0

Review Additional entrainment studies (r4) - - - - 4 12 0 16 $712 - $0

Review Cooling water system data (r5) - - - - 1 3 0 4 $178 - $0

Review Proposed IM sampling plan (r6 BTA) - - - - 4 12 0 16 $712 - $0

Review Proposed IM reduction plan results (r6 BTA) - - - - 1 3 0 4 $178 - $0

Review Select compliance option (r6 velocity DIF) - - - - 1 3 0 4 $178 - $0

Review Select compliance option (r6 velocity AIF) - - - - 1 3 0 4 $178 - $0

Review Select compliance option (r6 CCRS) - - - - 1 3 0 4 $178 - $0

Review Site-specific impingement study (r6 streamlined and combination) - - - - 10 30 0 40 $1,780 - $0

Review Select compliance option (r6 velocity cap) - - - - 1 3 0 4 $178 - $0

Review Entrainment performance studies (r7) - - - - 1 3 0 4 $178 - $0

Review Documentation of operational status (r8) - - - - 1 3 0 4 $178 - $0

Recordkeeping - - - - 2 8 4 14 $552 - $0

Totals - - - - 40 122 4 - $0 $500 $500 - $0

Exhibit A.3c

Director Permit Application Activities for power plants with DIF≥50 MGD w/ AIF>125 MGD

Senior

Technical

Junior

Technical Clerical

Year 1 Year 2 Year 3 Total $64 $38 $30

Activity B C D C+D A*B A*(C+D)

Review Entrainment characterization study (r9) - - - - 10 30 0 40 $1,780 - $0

Review Comprehensive technical feasibility and cost evaluation study (r10) - - - - 10 30 0 40 $1,780 - $0

Review Benefits valuation study (r11) - - - - 10 30 0 40 $1,780 - $0

Review Non-water quality environmental and other impacts study (r12) - - - - 10 30 0 40 $1,780 - $0

Recordkeeping - - - - 2 8 4 14 $552 - $0

Totals - - - - 42 128 4 - $0 $500 $500 - $0

Level of Effort (hrs)

Total Initial Cost Assumed Loaded Hourly Rate

Level of Effort (hrs)

Total Burden

(hrs.) Total Initial Cost*

Total Burden

(hrs.)

Burden Per

Response

Labor Cost

per Permit

O&M

Costs*

Total Cost

Per

Director** Assumed Loaded Hourly Rate

Burden Per

Director

Labor Cost

per Director

O&M

Costs*

Total Cost

Per

Director**

Total Burden

(hrs.) Total Initial Cost* Assumed Loaded Hourly Rate

Level of Effort (hrs)

Burden Per

Response

Labor Cost

per Permit

O&M

Costs*

Total Cost

Per

Director**

Directors (Responses)

Directors (Responses)

Directors (Responses)

A

A

A
Exhibit A.3d

Director Permit Application Activities for power plants with DIF> 2 MGD and ≤ 50 MGD and manufacturers > 2 MGD w/ AIF<125 MGD

Senior

Technical

Junior

Technical Clerical

Year 1 Year 2 Year 3 Total $64 $38 $30

Activity B C D C+D A*B A*(C+D)

Review Source water physical data (r2) - - - - 1 3 0 4 $178 - $0

Review Cooling water intake structure data (r3) - - - - 1 3 0 4 $178 - $0

Review Source water baseline biological characterization (r4) - - - - 10 30 0 40 $1,780 - $0

Review Additional entrainment studies (r4) - - - - 4 12 0 16 $712 - $0

Review Cooling water system data (r5) - - - - 1 3 0 4 $178 - $0

Review Proposed IM sampling plan (r6 BTA) - - - - 4 12 0 16 $712 - $0

Review Select compliance option (r6 velocity DIF) - - - - 1 3 0 4 $178 - $0

Review Select compliance option (r6 velocity AIF) - - - - 1 3 0 4 $178 - $0

Review Proposed IM reduction plan results (r6 BTA) - - - - 1 3 0 4 $178 - $0

Review Select compliance option (r6 CCRS) - - - - 1 3 0 4 $178 - $0

Review Site-specific impingement study (r6 streamlined and combination) - - - - 10 30 0 40 $1,780 - $0

Review Select compliance option (r6 velocity cap) - - - - 1 3 0 4 $178 - $0

Review Entrainment performance studies (r7) - - - - 1 3 0 4 $178 $0

Review Documentation of operational status (r8) - - - - 1 3 0 4 $178 - $0

Recordkeeping - - - - 2 8 4 14 $552 - $0

Totals - - - - 40 122 4 - $0 $500 $500 - $0

Exhibit A.3e

Director Permit Application Activities for manufacturers with DIF > 2 MGD w/ AIF>125 MGD

Senior

Technical

Junior

Technical Clerical

Year 1 Year 2 Year 3 Total $64 $38 $30

Activity B C D C+D A*B A*(C+D)

Review Entrainment characterization study (r9) - - - - 10 30 0 40 $1,780 - $0

Review Comprehensive technical feasibility and cost evaluation study (r10) - - - - 10 30 0 40 $1,780 - $0

Review Benefits valuation study (r11) - - - - 10 30 0 40 $1,780 - $0

Review Non-water quality environmental and other impacts study (r12) - - - - 10 30 0 40 $1,780 - $0

Recordkeeping - - - - 2 8 4 14 $552 - $0

Totals - - - - 42 128 4 - $0 $500 $500 - $0

Exhibit A.3f

Director Permit Application Activities for New Generating Units

Senior

Technical

Junior

Technical Clerical

Year 1 Year 2 Year 3 Total $64 $38 $30

Activity B C D C+D A*B A*(C+D)

Review Source water physical data (r2) (update) 1 1 1 3 1 3 0 4 $178 12 $534

Review Cooling water intake structure data (r3) (update) 1 1 1 3 1 3 0 4 $178 12 $534

Review Source water baseline biological characterization (r4) (update) 1 1 1 3 2 8 0 10 $432 30 $1,296

Review Cooling water system data and recordkeeping (r5) (update) 1 1 1 3 1 3 0 4 $178 12 $534

Review Select compliance option (r6 CCRS) (update) 1 1 1 3 1 3 0 4 $178 12 $534

Review Flow reduction information (EM) (r6) - - - - 1 3 0 4 $178 - $0

Review Documentation of operational status (r8) (update) 1 1 1 3 1 3 0 4 $178 12 $534

Review Select compliance option (r14) 1 1 1 3 10 30 0 40 $1,780 120 $5,340

Recordkeeping 1 1 1 3 2 8 4 14 $552 42 $1,656

Totals 8 8 8 24 20 64 4 11 $457 $500 $957 252 $12,462

Burden Per

Response

Labor Cost

per Permit

O&M

Costs*

Total Cost

Per

Director**

Total Burden

(hrs.) Total Initial Cost* Assumed Loaded Hourly Rate

Total Cost

Per

Director**

Total Burden

(hrs.) Total Initial Cost* Assumed Loaded Hourly Rate

Level of Effort (hrs)

Burden Per

Response

Labor Cost

per Permit

O&M

Costs*

Total Burden

(hrs.) Total Initial Cost* Assumed Loaded Hourly Rate

Level of Effort (hrs)

Burden Per

Response

Labor Cost

per Permit

O&M

Costs*

Total Cost

Per

Director**

Directors (Responses)

Directors (Responses)

Directors (Responses)

A

A

A

Level of Effort (hrs)
Exhibit A.3g

Director Permit Application Activities for New Manufacturing Units

Senior

Technical

Junior

Technical Clerical

Year 1 Year 2 Year 3 Total $64 $38 $30

Activity B C D C+D A*B A*(C+D)

Review Source water physical data (r2) (update) 1 1 1 3 1 3 0 4 $178 12 $534

Review Cooling water intake structure data (r3) (update) 1 1 1 3 1 3 0 4 $178 12 $534

Review Source water baseline biological characterization (r4) (update) 1 1 1 3 2 8 0 10 $432 30 $1,296

Review Cooling water system data and recordkeeping (r5) (update) 1 1 1 3 1 3 0 4 $178 12 $534

Review Select compliance option (r6 CCRS) (update) 1 1 1 3 1 3 0 4 $178 12 $534

Review Flow reduction information (EM) (r6) - - - - 1 3 0 4 $178 - $0

Review Documentation of operational status (r8) (update) 1 1 1 3 1 3 0 4 $178 12 $534

Review Select compliance option (r14) 1 1 1 3 10 30 0 40 $1,780 120 $5,340

Recordkeeping 1 1 1 3 2 8 4 14 $552 42 $1,656

Totals 8 8 8 24 20 64 4 11 $457 $500 $957 252 $12,462

Exhibit A.3h

Director Annual Activities

Senior

Technical

Junior

Technical Clerical

Year 1 Year 2 Year 3 Total $64 $38 $30

Activity B C D C+D A*B A*(C+D)

Monthly compliance monitoring tracking - Existing Units - - - - 1 3 0 4 $178 - $0

Review Annual Certification Statement and Report - Existing Units 1,035 1,035 1,035 3,105 1 3 0 4 $178 12,420 $552,690

Recordkeeping - Existing Units 1,035 1,035 1,035 3,105 0 0 1 1 $30 3,105 $93,150

Monthly compliance monitoring tracking - New Generating Units - - - - 1 3 0 4 $178 - $0

Review Annual Report and Certification for closed-cycle cooling system- New Generating Units 1 2 3 6 1 3 0 4 $178 24 $1,068

Recordkeeping - New Generating Units 1 2 3 6 0 0 1 1 $30 6 $180

Monthly compliance monitoring tracking - New Manufacturing Units - - - - 1 3 0 4 $178 - $0

Review Annual Report and Certification for closed-cycle cooling system - New Manufacturing Units 1 2 3 6 1 3 0 4 $178 24 $1,068

Recordkeeping - New Manufacturing Units 1 2 3 6 0 0 1 1 $30 6 $180

Totals 2,074 2,078 2,082 6,234 6 18 3 3 $104 $500 $604 15,585 $2,200,836

Total Burden and Cost for All Director Activities

Totals 20,789 $2,462,640

** There were no estimated Capital costs for any activities performed by directors.

* The O&M costs incurred by directors are all ODCs. The ODC estimate was not estimated for each activity, but rather as a lump sum for each provision of the rule.

Total Burden

(hrs.) Total Initial Cost

Burden Per

Permit

Labor Cost

per Permit

O&M

Costs*

Total Cost

Per

Director**

Total Burden

(hrs.) Total Initial Cost* Assumed Loaded Hourly Rate

Total Burden

(hrs.)

Level of Effort (hrs)

Directors (Responses)

A

Total Initial Cost* Assumed Loaded Hourly Rate

A Level of Effort (hrs)

Directors (Responses) Burden Per

Response

Labor Cost

per Permit

O&M

Costs*

Total Cost

Per

Director**
Exhibit A.4

Federal Director Burden and Cost Estimates for Activities

Exhibit A.4a

Federal Director Start-up Activities

Senior

Technical

Junior

Technical Clerical

Year 1 Year 2 Year 3 Total $64 $38 $30

Activity B C D C+D A*B A*(C+D)

Read and Understand Rule 1 0 0 1 12 12 0 24 $1,224 24 $1,224

Mobilization/Planning 1 0 0 1 24 16 0 40 $2,144 40 $2,144

Training 1 0 0 1 4 32 0 36 $1,472 36 $1,472

Totals 3 0 0 1 40 60 0 100 $4,840 $200 $5,040 100 $5,040

Exhibit A.4b

Federal Director Permit Application Activities for power plants with DIF≥50 MG w/ AIF<125 MGD

Senior

Technical

Junior

Technical Clerical

Year 1 Year 2 Year 3 Total $64 $38 $30

Activity B C D C+D A*B A*(C+D)

Review Source water physical data (r2) 0 0 0 - 1 3 0 4 $178 - $0

Review Cooling water intake structure data (r3) 0 0 0 - 1 3 0 4 $178 - $0

Review Source water baseline biological characterization (r4) 0 0 0 - 10 30 0 40 $1,780 - $0

Review Additional entrainment studies (r4) 0 0 0 - 4 12 0 16 $712 - $0

Review Cooling water system data (r5) 0 0 0 - 1 3 0 4 $178 - $0

Review Proposed IM sampling plan (r6 BTA) 0 0 0 - 4 12 0 16 $712 - $0

Review Proposed IM reduction plan results (r6 BTA) 0 0 0 - 1 3 0 4 $178 - $0

Review Select compliance option (r6 velocity DIF) 0 0 0 - 1 3 0 4 $178 - $0

Review Select compliance option (r6 velocity AIF) 0 0 0 - 1 3 0 4 $178 - $0

Review Select compliance option (r6 CCRS) 0 0 0 - 1 3 0 4 $178 - $0

Review Site-specific impingement study (r6 streamlined and combination) 0 0 0 - 10 30 0 40 $1,780 - $0

Review Select compliance option (r6 velocity cap) 0 0 0 - 1 3 0 4 $178 - $0

Review Entrainment performance studies (r7) 0 0 0 - 1 3 0 4 $178 - $0

Review Documentation of operational status (r8) 0 0 0 - 1 3 0 4 $178 - $0

Recordkeeping 0 0 0 - 2 8 4 14 $552 - $0

Totals 0 0 0 - 40 122 4 - $0 $500 $500 - $0

Exhibit A.4c

Federal Permit Application Activities for power plants with DIF≥50 MGD w/ AIF>125 MGD

Senior

Technical

Junior

Technical Clerical

Year 1 Year 2 Year 3 Total $64 $38 $30

Activity B C D C+D A*B A*(C+D)

Review Entrainment characterization study (r9) 0 0 0 - 10 30 0 40 $1,780 - $0

Review Comprehensive technical feasibility and cost evaluation study (r10) 0 0 0 - 10 30 0 40 $1,780 - $0

Review Benefits valuation study (r11) 0 0 0 - 10 30 0 40 $1,780 - $0

Review Non-water quality environmental and other impacts study (r12) 0 0 0 - 10 30 0 40 $1,780 - $0

Recordkeeping 0 0 0 - 2 8 4 14 $552 - $0

Totals 0 0 0 - 42 128 4 - $0 $500 $500 - $0

Assumed Loaded Hourly Rate

Level of Effort (hrs)

Total Initial Cost Assumed Loaded Hourly Rate

Level of Effort (hrs)

Burden Per

Permit

Labor Cost

per Permit

O&M

Costs*

Total Cost

Per

Director**

Total

Burden

(hrs.)

Total Initial Cost*

Burden Per

Director

Labor Cost

per

Director

O&M

Costs*

Total Cost

Per

Director**

Total

Burden

(hrs.)

Total Initial Cost* Assumed Loaded Hourly Rate

Level of Effort (hrs)

Burden Per

Permit

Labor Cost

per Permit

O&M

Costs*

Total Cost

Per

Director**

Total

Burden

(hrs.)

A

Directors (Responses)

A

Directors (Responses)

A

Directors (Responses)
Exhibit A.4d

Federal Permit Application Activities for power plants with DIF> 2 MGD and ≤ 50 MGD and manufacturers > 2 MGD w/ AIF<125 MGD

Senior

Technical

Junior

Technical Clerical

Year 1 Year 2 Year 3 Total $64 $38 $30

Activity B C D C+D A*B A*(C+D)

Review Source water physical data (r2) 0 0 0 - 1 3 0 4 $178 - $0

Review Cooling water intake structure data (r3) 0 0 0 - 1 3 0 4 $178 - $0

Review Source water baseline biological characterization (r4) 0 0 0 - 10 30 0 40 $1,780 - $0

Review Additional entrainment studies (r4) 0 0 0 - 4 12 0 16 $712 - $0

Review Cooling water system data (r5) 0 0 0 - 1 3 0 4 $178 - $0

Review Proposed IM sampling plan (r6 BTA) 0 0 0 - 4 12 0 16 $712 - $0

Review Select compliance option (r6 velocity DIF) 0 0 0 - 1 3 0 4 $178 - $0

Review Select compliance option (r6 velocity AIF) 0 0 0 - 1 3 0 4 $178 - $0

Review Proposed IM reduction plan results (r6 BTA) 0 0 0 - 1 3 0 4 $178 - $0

Review Select compliance option (r6 CCRS) 0 0 0 - 1 3 0 4 $178 - $0

Review Site-specific impingement study (r6 streamlined and combination) 0 0 0 - 10 30 0 40 $1,780 - $0

Review Select compliance option (r6 velocity cap) 0 0 0 - 1 3 0 4 $178 - $0

Review Entrainment performance studies (r7) 0 0 0 - 1 3 0 4 $178 - $0

Review Documentation of operational status (r8) 0 0 0 - 1 3 0 4 $178 - $0

Recordkeeping 0 0 0 - 2 8 4 14 $552 - $0

Totals 0 0 0 - 40 122 4 - $0 $500 $500 - $0

Exhibit A.4e

Federal Permit Application Activities for manufacturers with DIF > 2 MGD w/ AIF>125 MGD

Senior

Technical

Junior

Technical Clerical

Year 1 Year 2 Year 3 Total $64 $38 $30

Activity B C D C+D A*B A*(C+D)

Review Entrainment characterization study (r9) 0 0 0 - 10 30 0 40 $1,780 - $0

Review Comprehensive technical feasibility and cost evaluation study (r10) 0 0 0 - 10 30 0 40 $1,780 - $0

Review Benefits valuation study (r11) 0 0 0 - 10 30 0 40 $1,780 - $0

Review Non-water quality environmental and other impacts study (r12) 0 0 0 - 10 30 0 40 $1,780 - $0

Recordkeeping 0 0 0 - 2 8 4 14 $552 - $0

Totals 0 0 0 - 42 128 4 - $0 $500 $500 - $0

Exhibit A.4f

Federal Permit Application Activities for New Generating Units

Senior

Technical

Junior

Technical Clerical

Year 1 Year 2 Year 3 Total $64 $38 $30

Activity B C D C+D A*B A*(C+D)

Review Source water physical data (r2) (update) 0 0 0 - 1 3 0 4 $178 - $0

Review Cooling water intake structure data (r3) (update) 0 0 0 - 1 3 0 4 $178 - $0

Review Source water baseline biological characterization (r4) (update) 0 0 0 - 2 8 0 10 $432 - $0

Review Cooling water system data and recordkeeping (r5) (update) 0 0 0 - 1 3 0 4 $178 - $0

Review Select compliance option (r6 CCRS) (update) 0 0 0 - 1 3 0 4 $178 - $0

Review Flow reduction information (EM) (r6) 0 0 0 - 1 3 0 4 $178 - $0

Review Documentation of operational status (r8) (update) 0 0 0 - 1 3 0 4 $178 - $0

Review Select compliance option (r14) 0 0 0 - 10 30 0 40 $1,780 - $0

Recordkeeping 0 0 0 - 2 8 4 14 $552 - $0

Totals 0 0 0 - 20 64 4 - $0 $500 $500 - $0

Burden Per

Permit

Labor Cost

per Permit

O&M

Costs*

Total Cost

Per

Director**

Total

Burden

(hrs.)

Total Initial Cost* Assumed Loaded Hourly Rate

Level of Effort (hrs)

Burden Per

Permit

Labor Cost

per Permit

O&M

Costs*

Total Cost

Per

Director**

Total

Burden

(hrs.)

Total Initial Cost* Assumed Loaded Hourly Rate

Level of Effort (hrs)

Total

Burden

(hrs.)

Total Initial Cost* Assumed Loaded Hourly Rate

Burden Per

Permit

Labor Cost

per Permit

O&M

Costs*

Total Cost

Per

Director**

Level of Effort (hrs)

Directors (Responses)

A

Directors (Responses)

A

Directors (Responses)

A
Exhibit A.4g

Federal Permit Application Activities for New Manufacturing Units

Senior

Technical

Junior

Technical Clerical

Year 1 Year 2 Year 3 Total $64 $38 $30

Activity B C D C+D A*B A*(C+D)

Review Source water physical data (r2) (update) 0 0 0 - 1 3 0 4 $178 - $0

Review Cooling water intake structure data (r3) (update) 0 0 0 - 1 3 0 4 $178 - $0

Review Source water baseline biological characterization (r4) (update) 0 0 0 - 2 8 0 10 $432 - $0

Review Cooling water system data and recordkeeping (r5) (update) 0 0 0 - 1 3 0 4 $178 - $0

Review Select compliance option (r6 CCRS) (update) 0 0 0 - 1 3 0 4 $178 - $0

Review Flow reduction information (EM) (r6) 0 0 0 - 1 3 0 4 $178 - $0

Review Documentation of operational status (r8) (update) 0 0 0 - 1 3 0 4 $178 - $0

Review Select compliance option (r14) 0 0 0 - 10 30 0 40 $1,780 - $0

Recordkeeping 0 0 0 - 2 8 4 14 $552 - $0

Totals 0 0 0 - 20 64 4 - $0 $500 $500 - $0

Exhibit A.4h

Federal Director Annual Activities

Senior

Technical

Junior

Technical Clerical

Year 1 Year 2 Year 3 Total $64 $38 $30

Activity B C D C+D A*B A*(C+D)

Monthly compliance monitoring tracking 0 0 0 - 1 3 0 4 $178 - $0

Review Annual Certification Statement and Report 29 29 29 87 1 3 0 4 $178 348 $15,486

Recordkeeping 29 29 29 87 0 0 1 1 $30 87 $2,610

Monthly compliance monitoring tracking - New Generating Units 0 0 0 - 1 3 0 4 $178 - $0

Review Annual Report and Certification for closed-cycle cooling system- New Generating Units 0 0 0 - 1 3 0 4 $178 - $0

Recordkeeping - New Generating Units 0 0 0 - 0 0 1 1 $30 - $0

Monthly compliance monitoring tracking - New Manufacturing Units 0 0 0 - 1 3 0 4 $178 - $0

Review Annual Report and Certification for closed-cycle cooling system - New Manufacturing Units 0 0 0 - 1 3 0 4 $178 - $0

Recordkeeping - New Manufacturing Units 0 0 0 - 0 0 1 1 $30 - $0

Totals 58 58 58 174 6 18 3 3 $104 $500 $604 435 $61,596

Total Burden and Cost for All Federal Director Activities

Totals 535 $66,636.00

** There were no estimated Capital costs for any activities performed by Federal Directors.

Total

Burden

(hrs.)

Total Initial Cost* Assumed Loaded Hourly Rate

Burden Per

Permit

Labor Cost

per Permit

O&M

Costs*

Total Cost

Per

Director**

O&M

Costs*

Total Cost

Per

Director**

Total

Burden

(hrs.)

Total Initial Cost*

Level of Effort (hrs)

Directors (Responses)

A

Directors (Responses) Burden Per

Permit

Labor Cost

Assumed Loaded Hourly Rate per Permit

A Level of Effort (hrs)

Total

Burden Total Initial Cost

* The O&M costs incurred by Federal Directors are all ODCs. The ODC estimate was not estimated for each activity, but rather as a lump sum for each provision of the rule.
Exhibit A.5

Respondents for the ICR Period Year by Year by Activity

Facilities

Year 1 Year 2 Year 3

Annual

Average1

Start-up Activities 1,066 2 2 357

Permit Application Activities for power plants with DIF≥50 MG w/ AIF<125 MGD 442 442 442 442

Permit Application Activities for power plants with DIF≥50 MGD w/ AIF>125 MGD 354 354 354 354

Permit Application Activities for power plants with DIF> 2 MGD and ≤ 50 MGD and

manufacturers > 2 MGD w/ AIF<125 MGD 622 622 622 622

Permit Application Activities for power plants with DIF> 2 MGD and ≤ 50 MGD and

manufacturers > 2 MGD w/ AIF>125 MGD 26 26 26 26

Permit Application Activities for New Generating Units 1 1 1 1

Permit Application Activities for New Manufacturing Units 1 1 1 1

Compliance Monitoring - All Existing Facilities (power plants and manufacturing) 0 0 0 0

Recurring Reporting and Recordkeeping - Existing Facilities (power plants and manufacturing) 1,064 1,064 1,064 1,064

Compliance Monitoring - New Generating Units 1 2 3 2

Recurring Reporting and Recordkeeping - New Generating Units 1 2 3 2

Compliance Monitoring - New Manufacturing Units 1 2 3 2

Recurring Reporting and Recordkeeping - New Manufacturing Units 1 2 3 2

Respondents 1,066 1,068 1,070 1,068

State Directors

Year 1 Year 2 Year 3

Annual

Average2

Director Start-up Activities 47 0 0 16

Director Permit Application Activities for power plants with DIF≥50 MG w/ AIF<125 MGD 47 47 47 47

Director Permit Application Activities for power plants with DIF≥50 MGD w/ AIF>125 MGD 47 47 47 47

Director Permit Application Activities for power plants with DIF> 2 MGD and ≤ 50 MGD and

manufacturers > 2 MGD w/ AIF<125 MGD 47 47 47 47

Director Permit Application Activities for manufacturers with DIF > 2 MGD w/ AIF>125 MGD 47 47 47 47

Director Permit Application Activities for New Generating Units 47 47 47 47

Director Permit Application Activities for New Manufacturing Units 47 47 47 47

Director Annual Activities 47 47 47 47

Respondents 47 47 47 47

Sum for Facilities and Directors

Year 1 Year 2 Year 3

Annual

Average

Facilities 1,066 1,068 1,070 1,068

State Directors 47 47 47 47

Yearly Total 1,113 1,115 1,117 1,115

[2] Each Director is one respondent.

[1] Each facility is one respondent. One respondent may be involved in more than one activity; however, in order to avoid double-counting, the maximum number of

respondents expected to be involved in the rule activities annually is assumed to be the number of respondents for that year.
Exhibit A.6

Responses for the ICR Period Year by Year by Activity

Facilities

Year 1 Year 2 Year 3

Annual

Average

Start-up Activities 2,132 4 4 713

Permit Application Activities for power plants with DIF≥50 MG w/ AIF<125 MGD 442 1,165 1,305 971

Permit Application Activities for power plants with DIF≥50 MGD w/ AIF>125 MGD 354 425 496 425

Permit Application Activities for power plants with DIF> 2 MGD and ≤ 50 MGD and manufacturers

> 2 MGD w/ AIF<125 MGD 622 1,628 1,786 1,345

Permit Application Activities for power plants with DIF> 2 MGD and ≤ 50 MGD and manufacturers

> 2 MGD w/ AIF>125 MGD 26 32 38 32

Permit Application Activities for New Generating Units 8 8 8 8

Permit Application Activities for New Manufacturing Units 8 8 8 8

Compliance Monitoring - All Existing Facilities (power plants and manufacturing) 0 0 0 0

Recurring Reporting and Recordkeeping - Existing Facilities (power plants and manufacturing) 1,064 1,064 1,064 1,064

Compliance Monitoring - New Generating Units 1 2 3 2

Recurring Reporting and Recordkeeping - New Generating Units 1 2 3 2

Compliance Monitoring - New Manufacturing Units 1 2 3 2

Recurring Reporting and Recordkeeping - New Manufacturing Units 1 2 3 2

Responses 4,660 4,342 4,721 4,574

State Directors

Year 1 Year 2 Year 3

Annual

Average

Director Start-up Activities 47 0 0 16

Director Permit Application Activities for power plants with DIF≥50 MG w/ AIF<125 MGD 0 0 0 0

Director Permit Application Activities for power plants with DIF≥50 MGD w/ AIF>125 MGD 0 0 0 0

Director Permit Application Activities for power plants with DIF> 2 MGD and ≤ 50 MGD and

manufacturers > 2 MGD w/ AIF<125 MGD 0 0 0 0

Director Permit Application Activities for manufacturers with DIF > 2 MGD w/ AIF>125 MGD 0 0 0 0

Director Permit Application Activities for New Generating Units 8 8 8 8

Director Permit Application Activities for New Manufacturing Units 8 8 8 8

Director Annual Activities 2074 2078 2082 2,078

Responses 2,137 2,094 2,098 2,110

Sum for Facilities and Directors

Year 1 Year 2 Year 3

Annual

Average

Facilities 4,660 4,342 4,721 4,574

State Directors 2,137 2,094 2,098 2,110

Yearly Total 6,797 6,436 6,819 6,684
Exhibit A.7

Hourly Burden for the ICR Period Year by Year for Facilities

Facility Activities

Year 1 Year 2 Year 3

Source

(Exhibit)

Annual

Average

NPDES Permit Application Activities

Start-up Activities A1a 35,178 66 66 11,770

Permit Application Activities for power plants with DIF≥50 MG w/ AIF<125 MGD A1b 4,862 166,406 313,255 161,508

Permit Application Activities for power plants with DIF≥50 MGD w/ AIF>125 MGD A1c 3,894 268,724 533,554 268,724

Permit Application Activities for power plants with DIF> 2 MGD and ≤ 50 MGD and

manufacturers > 2 MGD w/ AIF<125 MGD A1d 6,842 167,532 298,973 157,782

Permit Application Activities for power plants with DIF> 2 MGD and ≤ 50 MGD and A1e 286 22,666 45,046 22,666

Permit Application Activities for New Generating Units A1f 260 260 260 260

Permit Application Activities for New Manufacturing Units A1g 260 260 260 260

NPDES Permit Application Activities Total 51,582 625,914 1,191,414 622,970

Annual Activities

Compliance Monitoring - All Existing Facilities (power plants and manufacturing) A2a - - - -

Recurring Reporting and Recordkeeping - Existing Facilities (power plants and A2b 4,256 4,256 4,256 4,256

Compliance Monitoring - New Generating Units A2c 90 180 270 180

Recurring Reporting and Recordkeeping - New Generating Units A2d 20 40 60 40

Compliance Monitoring - New Manufacturing Units A2e 90 180 270 180

Recurring Reporting and Recordkeeping - New Manufacturing Units A2f 20 40 60 40

Annual Activities Total 4,476 4,696 4,916 4,696

Yearly Labor Total 56,058 630,610 1,196,330 627,666
Exhibit A.8

Hourly Burden for the ICR Period Year by Year for State Directors and Federal Government

State Director Activities

Year 1 Year 2 Year 3

Source

(Exhibit)

Annual

Average

Director Start-up Activities A3a 4,700 0 0 1,567

Director Permit Application Activities for power plants with DIF≥50 MG w/ AIF<125 MGD A3b 0 0 0 0

Director Permit Application Activities for power plants with DIF≥50 MGD w/ AIF>125 MGD A3c 0 0 0 0

≤ 50 MGD and manufacturers > 2 MGD w/ AIF<125 MGD A3d 0 0 0 0 mit Application Activities for power plants with DIF> 2 MGD and

Director Permit Application Activities for manufacturers with DIF > 2 MGD w/ AIF>125 MGD A3e 0 0 0 0

Director Permit Application Activities for New Generating Units A3f 84 84 84 84

Director Permit Application Activities for New Manufacturing Units A3g 84 84 84 84

Director Annual Activities A3h 5,185 5,195 5,205 5,195

Yearly Total 10,053 5,363 5,373 6,930

Federal Director Activities

Year 1 Year 2 Year 3

Source

(Exhibit)

Annual

Average

Federal Director Start-up Activities A4a 100 0 0 33

Federal Director Permit Application Activities for power plants with DIF≥50 MG w/ AIF<125 MGD A4b 0 0 0 0

Federal Permit Application Activities for power plants with DIF≥50 MGD w/ AIF>125 MGD A4c 0 0 0 0

≤ 50 MGD and manufacturers > 2 MGD w/ AIF<125 MGD A4d 0 0 0 0 mit Application Activities for power plants with DIF> 2 MGD and

Federal Permit Application Activities for manufacturers with DIF > 2 MGD w/ AIF>125 MGD A4e 0 0 0 0

Federal Permit Application Activities for New Generating Units A4f 0 0 0 0

Federal Permit Application Activities for New Manufacturing Units A4g 0 0 0 0

Federal Director Annual Activities A4h 145 145 145 145

Yearly Total 245 145 145 178
Exhibit A.9

Costs for the ICR Period Year by Year for Facilities

Facility Activities Labor Cost

Year 1 Year 2 Year 3

Source

(Exhibit) Annual Average

NPDES Permit Application Activities

Start-up Activities A1a $2,583,984 $4,848 $4,848 $864,560

Permit Application Activities for power plants with DIF≥50 MG w/ AIF<125 MGD A1b $228,072 $7,604,846 $14,173,070 $7,335,329

Permit Application Activities for power plants with DIF≥50 MGD w/ AIF>125 MGD A1c $182,664 $11,871,536 $23,560,408 $11,871,536

Permit Application Activities for power plants with DIF> 2 MGD and ≤ 50 MGD and

manufacturers > 2 MGD w/ AIF<125 MGD A1d $320,952 $8,018,518 $14,225,374 $7,521,615

manufacturers > 2 MGD w/ AIF>125 MGD A1e $13,416 $1,001,208 $1,989,000 $1,001,208

Permit Application Activities for New Generating Units A1f $14,244 $14,244 $14,244 $14,244

Permit Application Activities for New Manufacturing Units A1g $14,244 $14,244 $14,244 $14,244

NPDES Permit Application Activities Total $3,357,576 $28,529,444 $53,981,188 $28,622,736

Annual Activities

Compliance Monitoring - All Existing Facilities (power plants and manufacturing) A2a $0 $0 $0 $0

Recurring Reporting and Recordkeeping - Existing Facilities (power plants and A2b $255,360 $255,360 $255,360 $255,360

Compliance Monitoring - New Generating Units A2c $4,080 $8,160 $12,240 $8,160

Recurring Reporting and Recordkeeping - New Generating Units A2d $1,456 $2,912 $4,368 $2,912

Compliance Monitoring - New Manufacturing Units A2e $4,080 $8,160 $12,240 $8,160

Recurring Reporting and Recordkeeping - New Manufacturing Units A2f $1,456 $2,912 $4,368 $2,912

Annual Activities Total $266,432 $277,504 $288,576 $277,504

Yearly Labor Total $3,624,008 $28,806,948 $54,269,764 $28,900,240

Facility O&M Cost

Year 1 Year 2 Year 3

Source

(Exhibit) Annual Average

NPDES Permit Application Activities

Start-up Activities A1a $106,600 $200 $200 $35,667

Permit Application Activities for power plants with DIF≥50 MG w/ AIF<125 MGD A1b $221,000 $1,060,307 $1,899,614 $1,060,307

Permit Application Activities for power plants with DIF≥50 MGD w/ AIF>125 MGD A1c $177,000 $4,596,722 $9,016,443 $4,596,722

Permit Application Activities for power plants with DIF> 2 MGD and ≤ 50 MGD and

manufacturers > 2 MGD w/ AIF<125 MGD A1d $311,000 $854,081 $1,397,162 $854,081

manufacturers > 2 MGD w/ AIF>125 MGD A1e $13,000 $386,498 $759,995 $386,498

Permit Application Activities for New Generating Units A1f $500 $500 $500 $500

Permit Application Activities for New Manufacturing Units A1g $500 $500 $500 $500

NPDES Permit Application Activities Total $829,600 $6,898,807 $13,074,414 $6,934,274

Annual Activities

Compliance Monitoring - All Existing Facilities (power plants and manufacturing) A2a $0 $0 $0 $0

Recurring Reporting and Recordkeeping - Existing Facilities (power plants and

manufacturing) A2b $1,064,000 $1,064,000 $1,064,000 $1,064,000

Compliance Monitoring - New Generating Units A2c $500 $1,000 $1,500 $1,000

Recurring Reporting and Recordkeeping - New Generating Units A2d $1,000 $2,000 $3,000 $2,000

Compliance Monitoring - New Manufacturing Units A2e $500 $1,000 $1,500 $1,000

Recurring Reporting and Recordkeeping - New Manufacturing Units A2f $1,000 $2,000 $3,000 $2,000

Annual Activities Total $1,067,000 $1,070,000 $1,073,000 $1,070,000

Yearly O&M Total $1,896,600 $7,968,807 $14,147,414 $8,004,274
Exhibit A.10

Costs for the ICR Period Year by Year

for State Directors and Federal Government

State Director Activities

Year 1 Year 2 Year 3

Source

(Exhibit)

Annual

Average

Director Start-up Activities A3a $227,480 $0 $0 $75,827

Director Permit Application Activities for power plants with DIF≥50 MG w/ AIF<125 MGD A3b $0 $0 $0 $0

Director Permit Application Activities for power plants with DIF≥50 MGD w/ AIF>125 MGD A3c $0 $0 $0 $0

≤ 50 MGD and manufacturers > 2 MGD w/ AIF<125 MGD A3d $0 $0 $0 $0 it Application Activities for power plants with DIF> 2 MGD and

Director Permit Application Activities for manufacturers with DIF > 2 MGD w/ AIF>125 MGD A3e $0 $0 $0 $0

Director Permit Application Activities for New Generating Units A3f $3,654 $3,654 $3,654 $3,654

Director Permit Application Activities for New Manufacturing Units A3g $3,654 $3,654 $3,654 $3,654

Director Annual Activities A3h $215,696 $216,112 $216,528 $216,112

Yearly Total $450,484 $223,420 $223,836 $299,247

State Director O&M

Year 1 Year 2 Year 3

Source

(Exhibit)

Annual

Average

Director Start-up Activities A3a $9,400 $0 $0 $3,133

Director Permit Application Activities for power plants with DIF≥50 MG w/ AIF<125 MGD A3b $0 $0 $0 $0

Director Permit Application Activities for power plants with DIF≥50 MGD w/ AIF>125 MGD A3c $0 $0 $0 $0

≤ 50 MGD and manufacturers > 2 MGD w/ AIF<125 MGD A3d $0 $0 $0 $0 it Application Activities for power plants with DIF> 2 MGD and

Director Permit Application Activities for manufacturers with DIF > 2 MGD w/ AIF>125 MGD A3e $0 $0 $0 $0

Director Permit Application Activities for New Generating Units A3f $500 $500 $500 $500

Director Permit Application Activities for New Manufacturing Units A3g $500 $500 $500 $500

Director Annual Activities A3h $517,500 $517,500 $517,500 $517,500

Yearly O&M Cost Total $527,900 $518,500 $518,500 $521,633

Federal Director Activities

Year 1 Year 2 Year 3

Source

(Exhibit)

Annual

Average

Federal Director Start-up Activities A4a $4,840 $0 $0 $1,613

Federal Director Permit Application Activities for power plants with DIF≥50 MG w/ AIF<125 MGD A4b $0 $0 $0 $0

Federal Permit Application Activities for power plants with DIF≥50 MGD w/ AIF>125 MGD A4c $0 $0 $0 $0

≤ 50 MGD and manufacturers > 2 MGD w/ AIF<125 MGD A4d $0 $0 $0 $0 it Application Activities for power plants with DIF> 2 MGD and

Federal Permit Application Activities for manufacturers with DIF > 2 MGD w/ AIF>125 MGD A4e $0 $0 $0 $0

Federal Permit Application Activities for New Generating Units A4f $0 $0 $0 $0

Federal Permit Application Activities for New Manufacturing Units A4g $0 $0 $0 $0

Federal Director Annual Activities A4h $6,032 $6,032 $6,032 $6,032

Yearly Total $10,872 $6,032 $6,032 $7,645

Federal Director O&M

Year 1 Year 2 Year 3

Source

(Exhibit)

Annual

Average

Federal Director Start-up Activities A4a $200 $0 $0 $67

Federal Director Permit Application Activities for power plants with DIF≥50 MG w/ AIF<125 MGD A4b $0 $0 $0 $0

Federal Permit Application Activities for power plants with DIF≥50 MGD w/ AIF>125 MGD A4c $0 $0 $0 $0

≤ 50 MGD and manufacturers > 2 MGD w/ AIF<125 MGD A4d $0 $0 $0 $0 it Application Activities for power plants with DIF> 2 MGD and

Federal Permit Application Activities for manufacturers with DIF > 2 MGD w/ AIF>125 MGD A4e $0 $0 $0 $0

Federal Permit Application Activities for New Generating Units A4f $0 $0 $0 $0

Federal Permit Application Activities for New Manufacturing Units A4g $0 $0 $0 $0

Federal Director Annual Activities A4h $14,500 $14,500 $14,500 $14,500

Yearly O&M Cost Total $14,700 $14,500 $14,500 $14,567
Exhibit A.11

Summary of the Burden, Respondents, Responses, and

Costs for the ICR Period by Year and Annual Averages

Facilities

Year 1 Year 2 Year 3

Source

(Exhibit)

Annual

Average

Burden (hours) A7 56,058 630,610 1,196,330 627,666 1,882,998

Respondents (number) A5 1,066 1,068 1,070 1,068 1,070

Responses (number) A6 4,660 4,342 4,721 4,574 13,723

Costs (labor) A9 $3,624,008 $28,806,948 $54,269,764 $28,900,240 $86,700,720

Costs (Other Direct Costs) A9 $1,896,600 $7,968,807 $14,147,414 $8,004,274 $24,012,822

Total Costs $5,520,608 $36,775,755 $68,417,178 $36,904,514 $110,713,542

[1] Each facility is one respondent. One respondent may perform activities in more than one year. So to avoid double-counting,

the respondent 3 year total, is the total number of facilities that must perform one or more activities during the ICR approval period.

Directors

Year 1 Year 2 Year 3

Source

(Exhibit)

Annual

Average

Burden (hours) A8 10,053 5,363 5,373 6,930 20,789

Respondents (number) A5 47 47 47 47 47

Responses (number) A6 2,137 2,094 2,098 2,110 6,329

Costs(labor) A10 $450,484 $223,420 $223,836 $299,247 $897,740

Costs (Other Direct Costs) A10 $527,900 $518,500 $518,500 $521,633 $1,564,900

Total Costs $978,384 $741,920 $742,336 $820,880 $2,462,640

[1] Each director is one respondent. One respondent may perform activities in more than one year. So to avoid double-counting,

the respondent 3 year total, is the total number of directors that must perform one or more activities during the ICR approval period.

Federal Government

Year 1 Year 2 Year 3

Source

(Exhibit)

Annual

Average

Burden (hours) A8 245 145 145 178 535

Costs(labor) A10 $10,872 $6,032 $6,032 $7,645 $22,936

Costs (O&M) A10 $14,700 $14,500 $14,500 $14,567 $43,700

Total Costs $25,572 $20,532 $20,532 $22,212 $66,636

Totals for Respondents (Facilities and Directors)*

Annual

Average

Three Year

Total

Total Respondent Burden (hours) 634,596 1,903,787

Total Respondents (number) 1,115 1,117

Total Respondent Labor Costs $29,199,487 $87,598,460

Total Respondent Capital and O&M Costs $8,525,907 $25,577,722

Total Respondent Cost for All Activities $37,725,394 $113,176,182

* Totals for annual averages may not match exactly due to rounding discrepancies

Three Year

Total 1

Three Year

Total 1

Three Year

Total
APPENDIX B

20 Year Schedule for Facilities and Directors

for

Information Collection Requirements of the Cooling

Water Intake Structures at Existing Facilities (Final

Rule)

August 2014
20 Year Schedule Facilities

Activity Duration 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20

2013 2014 2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026 2027 2028 2029 2030 2031 2032

Start-up Activities

Read and Understand Rule 1 1066 2 2 2 2 1066 2 2 2 2 1066 2 2 2 2 1066 2 2 2 2

Option Selection/Facility Classification 1 1066 2 2 2 2 1066 2 2 2 2 1066 2 2 2 2 1066 2 2 2 2

Permit Application Activities for power plants with DIF≥50 MG w/ AIF<125 MGD

Source water physical data (r2) 1 0 89 89 89 89 89 0 0 0 0 0 9 9 9 9 9 9 9 9 9

Cooling water intake structure data (r3) 1 0 89 89 89 89 89 0 0 0 0 0 9 9 9 9 9 9 9 9 9

Source water baseline biological characterization (r4) 2 0 89 178 178 178 178 89 0 0 0 0 9 18 18 18 18 18 18 18 18

Additional entrainment studies (r4) 1 0 89 89 89 89 89 0 0 0 0 0 9 9 9 9 9 9 9 9 9

Cooling water system data (r5) 1 0 89 89 89 89 89 0 0 0 0 0 9 9 9 9 9 9 9 9 9

Proposed IM sampling plan (r6 BTA) 1 0 3 3 3 3 3 0 0 0 0 0 0 0 0 0 0 0 0 0 0

Proposed IM reduction plan results (r6 BTA) 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0

Select compliance option (r6 velocity DIF) 1 0 9 9 9 9 9 0 0 0 0 0 1 1 1 1 1 1 1 1 1

Select compliance option (r6 velocity AIF) 1 0 12 12 12 12 12 0 0 0 0 0 1 1 1 1 1 1 1 1 1

Select compliance option (r6 CCRS) 1 0 24 24 24 24 24 0 0 0 0 0 2 2 2 2 2 2 2 2 2

Site-specific impingement study (r6 streamlined and combination) 2 0 51 102 102 102 102 51 0 0 0 0 5 10 10 10 10 10 10 10 10

Select compliance option (r6 velocity cap) 1 0 1 1 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0

Entrainment performance studies (r7) 1 0 89 89 89 89 89 0 0 0 0 0 9 9 9 9 9 9 9 9 9

Documentation of operational status (r8) 1 0 89 89 89 89 89 0 0 0 0 0 9 9 9 9 9 9 9 9 9

Recordkeeping 1 442 442 442 442 442 442 442 442 442 442 442 442 442 442 442 442 442 442 442 442

Permit Application Activities for power plants with DIF≥50 MGD w/ AIF>125 MGD

Entrainment characterization study (r9) 2 0 71 142 142 142 142 71 0 0 0 0 7 14 14 14 14 14 14 14 14

Comprehensive technical feasibility and cost evaluation study (r10) 1 0 0 0 71 71 71 71 71 0 0 0 0 0 7 7 7 7 7 7 7

Benefits valuation study (r11) 1 0 0 0 71 71 71 71 71 0 0 0 0 0 7 7 7 7 7 7 7

Non-water quality environmental and other impacts study (r12) 1 0 0 0 71 71 71 71 71 0 0 0 0 0 7 7 7 7 7 7 7

Recordkeeping 1 354 354 354 354 354 354 354 354 354 354 354 354 354 354 354 354 354 354 354 354

Permit Application Activities for power plants with DIF> 2 MGD and ≤ 50 MGD and

manufacturers > 2 MGD w/ AIF<125 MGD

Source water physical data (r2) 1 0 125 125 125 125 125 0 0 0 0 0 13 13 13 13 13 13 13 13 13

Cooling water intake structure data (r3) 1 0 125 125 125 125 125 0 0 0 0 0 13 13 13 13 13 13 13 13 13

Source water baseline biological characterization (r4) 2 0 125 250 250 250 250 125 0 0 0 0 13 25 25 25 25 25 25 25 25

Additional entrainment studies (r4) 1 0 125 125 125 125 125 0 0 0 0 0 13 13 13 13 13 13 13 13 13

Cooling water system data (r5) 1 0 125 125 125 125 125 0 0 0 0 0 13 13 13 13 13 13 13 13 13

Proposed IM sampling plan (r6 BTA) 1 0 2 2 2 2 2 0 0 0 0 0 0 0 0 0 0 0 0 0 0

Select compliance option (r6 velocity DIF) 1 0 36 36 36 36 36 0 0 0 0 0 4 4 4 4 4 4 4 4 4

Select compliance option (r6 velocity AIF) 1 0 21 21 21 21 21 0 0 0 0 0 2 2 2 2 2 2 2 2 2

Proposed IM reduction plan results (r6 BTA) 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0

Select compliance option (r6 CCRS) 1 0 39 39 39 39 39 0 0 0 0 0 4 4 4 4 4 4 4 4 4

Site-specific impingement study (r6 streamlined and combination) 2 0 33 66 66 66 66 33 0 0 0 0 3 7 7 7 7 7 7 7 7

Select compliance option (r6 velocity cap) 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0

Entrainment performance studies (r7) 1 0 125 125 125 125 125 0 0 0 0 0 13 13 13 13 13 13 13 13 13

Documentation of operational status (r8) 1 0 125 125 125 125 125 0 0 0 0 0 13 13 13 13 13 13 13 13 13

Recordkeeping 1 622 622 622 622 622 622 622 622 622 622 622 622 622 622 622 622 622 622 622 622

Year
20 Year Schedule Facilities

Activity Duration 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20

2013 2014 2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026 2027 2028 2029 2030 2031 2032

Year

Permit Application Activities for power plants with DIF> 2 MGD and ≤ 50 MGD and

manufacturers > 2 MGD w/ AIF>125 MGD

Entrainment characterization study (r9) 2 0 6 12 12 12 12 6 0 0 0 0 1 1 1 1 1 1 1 1 1

Comprehensive technical feasibility and cost evaluation study (r10) 1 0 0 0 6 6 6 6 6 0 0 0 0 0 1 1 1 1 1 1 1

Benefits valuation study (r11) 1 0 0 0 6 6 6 6 6 0 0 0 0 0 1 1 1 1 1 1 1

Non-water quality environmental and other impacts study (r12) 1 0 0 0 6 6 6 6 6 0 0 0 0 0 1 1 1 1 1 1 1

Recordkeeping 1 26 26 26 26 26 26 26 26 26 26 26 26 26 26 26 26 26 26 26 26

Permit Application Activities for New Generating Units

Source water physical data (r2) (update) 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1

Cooling water intake structure data (r3) (update) 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1

Source water baseline biological characterization (r4) (update) 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1

Cooling water system data and recordkeeping (r5) (update) 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1

Select compliance option (r6 CCRS) (update) 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1

Flow reduction information (EM) (r6) 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0

Documentation of operational status (r8) (update) 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1

Select compliance option (r14) 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1

Recordkeeping 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1

Permit Application Activities for New Manufacturing Units

Source water physical data (r2) (update) 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1

Cooling water intake structure data (r3) (update) 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1

Source water baseline biological characterization (r4) (update) 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1

Cooling water system data and recordkeeping (r5) (update) 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1

Select compliance option (r6 CCRS) (update) 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1

Flow reduction information (EM) (r6) 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0

Documentation of operational status (r8) (update) 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1

Select compliance option (r14) 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1

Recordkeeping 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1
20 Year Schedule Facilities

Activity Duration 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20

2013 2014 2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026 2027 2028 2029 2030 2031 2032

Year

Recurring Activity

Compliance Monitoring - All Existing Facilities (power plants and manufacturing)

Site specific EM req. 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0

CCRS flow monitoring (125.94(c)(1)) 0 0 0 0 0 63 126 189 252 315 315 315 315 315 315 315 315 315 315 315

Daily flow/velocity monitoring (125.94(c)(2) and (3)) 0 0 0 0 0 33 66 99 132 165 165 165 165 165 165 165 165 165 165 165

Velocity cap flow monitoring (125.94(c)(4)) 0 0 0 0 0 1 2 3 4 5 5 5 5 5 5 5 5 5 5 5

IM performance standard monitoring (125.94(c)(7)) 0 0 0 0 0 5 10 15 20 25 25 25 25 25 25 25 25 25 25 25

More stringent requirements 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0

Visual or remote inspections 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0

Recurring Reporting and Recordkeeping - Existing Facilities (power plants and

manufacturing)

Demonstrate compliance w/ EM req. would result in a conflict with a safety requirement 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0

CCRS reporting on flow monitoring (125.94(c)(1)) 0 0 0 0 0 63 126 189 252 315 315 315 315 315 315 315 315 315 315 315

Monthly report of daily flow/velocity monitoring (125.94(c)(2) and (3)) 0 0 0 0 0 33 66 99 132 165 165 165 165 165 165 165 165 165 165 165

Velocity cap reporting (125.94(c)(4)) 0 0 0 0 0 1 2 3 4 5 5 5 5 5 5 5 5 5 5 5

Streamlined and combination options (quarterly report, final report) (125.94(c)(5) and (6)) 0 0 0 0 0 84 168 252 336 420 420 420 420 420 420 420 420 420 420 420

Monthly reports of IM performance standard monitoring (125.94(c)(7)) 0 0 0 0 0 5 10 15 20 25 25 25 25 25 25 25 25 25 25 25

More stringent requirements 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0

Annual Certification and Report 1064 1064 1064 1064 1064 1064 1064 1064 1064 1064 1064 1064 1064 1064 1064 1064 1064 1064 1064 1064

Compliance Monitoring - New Generating Units

Daily flow monitoring - closed cycle 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20

Recurring Reporting and Recordkeeping - New Generating Units

Monthly reports of compliance monitoring for each intake--IM 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0

Annual Report and Certification for closed-cycle cooling system 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20

Recurring Reporting and Recordkeeping - New Manufacturing Units

Daily flow monitoring - closed cycle 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20

Recurring Reporting and Recordkeeping - New Manufacturing Units

Monthly reports of compliance monitoring for each intake--IM 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0

Annual Report and Certification for closed-cycle cooling system 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20
20 Year Schedule Directors

Activity 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20

Year 2013 2014 2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026 2027 2028 2029 2030 2031 2032

Director Permit Application Activities for power plants with DIF≥50 MG w/ AIF<125 MGD

Review Source water physical data (r2) 0 0 0 0 89 89 89 89 89 0 0 0 0 0 9 9 9 9 9 9

Review Cooling water intake structure data (r3) 0 0 0 0 89 89 89 89 89 0 0 0 0 0 9 9 9 9 9 9

Review Source water baseline biological characterization (r4) 0 0 0 0 89 89 89 89 89 0 0 0 0 0 9 9 9 9 9 9

Review Additional entrainment studies (r4) 0 0 0 0 89 89 89 89 89 0 0 0 0 0 9 9 9 9 9 9

Review Cooling water system data (r5) 0 0 0 0 89 89 89 89 89 0 0 0 0 0 9 9 9 9 9 9

Review Proposed IM sampling plan (r6 BTA) 0 0 0 0 3 3 3 3 3 0 0 0 0 0 0 0 0 0 0 0

Review Proposed IM reduction plan results (r6 BTA) 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0

Review Select compliance option (r6 velocity DIF) 0 0 0 0 9 9 9 9 9 0 0 0 0 0 1 1 1 1 1 1

Review Select compliance option (r6 velocity AIF) 0 0 0 0 12 12 12 12 12 0 0 0 0 0 1 1 1 1 1 1

Review Select compliance option (r6 CCRS) 0 0 0 0 24 24 24 24 24 0 0 0 0 0 2 2 2 2 2 2

Review Site-specific impingement study (r6 streamlined and combination) 0 0 0 0 51 51 51 51 51 0 0 0 0 0 5 5 5 5 5 5

Review Select compliance option (r6 velocity cap) 0 0 0 0 1 1 1 1 1 0 0 0 0 0 0 0 0 0 0 0

Review Entrainment performance studies (r7) 0 0 0 0 125 125 125 125 125 0 0 0 0 0 13 13 13 13 13 13

Review Documentation of operational status (r8) 0 0 0 0 89 89 89 89 89 0 0 0 0 0 9 9 9 9 9 9

Recordkeeping 0 0 0 442 442 442 442 442 442 442 442 442 442 442 442 442 442 442 442 442

Director Permit Application Activities for power plants with DIF≥50 MGD w/

AIF>125 MGD

Review Entrainment characterization study (r9) 0 0 0 0 71 71 71 71 71 0 0 0 0 0 7 7 7 7 7 7

Review Comprehensive technical feasibility and cost evaluation study (r10) 0 0 0 0 71 71 71 71 71 0 0 0 0 0 7 7 7 7 7 7

Review Benefits valuation study (r11) 0 0 0 0 71 71 71 71 71 0 0 0 0 0 7 7 7 7 7 7

Review Non-water quality environmental and other impacts study (r12) 0 0 0 0 71 71 71 71 71 0 0 0 0 0 7 7 7 7 7 7

Recordkeeping 0 0 0 354 354 354 354 354 354 354 354 354 354 354 354 354 354 354 354 354

Director Permit Application Activities for power plants with DIF> 2 MGD and ≤

50 MGD and manufacturers > 2 MGD w/ AIF<125 MGD

Review Source water physical data (r2) 0 0 0 0 125 125 125 125 125 0 0 0 0 0 13 13 13 13 13 13

Review Cooling water intake structure data (r3) 0 0 0 0 125 125 125 125 125 0 0 0 0 0 13 13 13 13 13 13

Review Source water baseline biological characterization (r4) 0 0 0 0 125 125 125 125 125 0 0 0 0 0 13 13 13 13 13 13

Review Additional entrainment studies (r4) 0 0 0 0 125 125 125 125 125 0 0 0 0 0 13 13 13 13 13 13

Review Cooling water system data (r5) 0 0 0 0 125 125 125 125 125 0 0 0 0 0 13 13 13 13 13 13

Review Proposed IM sampling plan (r6 BTA) 0 0 0 0 2 2 2 2 2 0 0 0 0 0 0 0 0 0 0 0

Review Select compliance option (r6 velocity DIF) 0 0 0 0 36 36 36 36 36 0 0 0 0 0 4 4 4 4 4 4

Review Select compliance option (r6 velocity AIF) 0 0 0 0 21 21 21 21 21 0 0 0 0 0 2 2 2 2 2 2

Review Proposed IM reduction plan results (r6 BTA) 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0

Review Select compliance option (r6 CCRS) 0 0 0 0 39 39 39 39 39 0 0 0 0 0 4 4 4 4 4 4

Review Site-specific impingement study (r6 streamlined and combination) 0 0 0 0 33 33 33 33 33 0 0 0 0 0 3 3 3 3 3 3

Review Select compliance option (r6 velocity cap) 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0

Review Entrainment performance studies (r7) 0 0 0 0 125 125 125 125 125 0 0 0 0 0 13 13 13 13 13 13

Review Documentation of operational status (r8) 0 0 0 0 125 125 125 125 125 0 0 0 0 0 13 13 13 13 13 13

Recordkeeping 0 0 0 622 622 622 622 622 622 622 622 622 622 622 622 622 622 622 622 622

Year
20 Year Schedule Directors

Activity 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20

Year 2013 2014 2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026 2027 2028 2029 2030 2031 2032

Year

Director Permit Application Activities for manufacturers with DIF > 2 MGD w/

AIF>125 MGD

Review Entrainment characterization study (r9) 0 0 0 0 6 6 6 6 6 0 0 0 0 0 1 1 1 1 1 1

Review Comprehensive technical feasibility and cost evaluation study (r10) 0 0 0 0 6 6 6 6 6 0 0 0 0 0 1 1 1 1 1 1

Review Benefits valuation study (r11) 0 0 0 0 6 6 6 6 6 0 0 0 0 0 1 1 1 1 1 1

Review Non-water quality environmental and other impacts study (r12) 0 0 0 0 6 6 6 6 6 0 0 0 0 0 1 1 1 1 1 1

Recordkeeping 0 0 0 26 26 26 26 26 26 26 26 26 26 26 26 26 26 26 26 26

Director Permit Application Activities for New Generating Units

Review Source water physical data (r2) (update) 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1

Review Cooling water intake structure data (r3) (update) 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1

Review Source water baseline biological characterization (r4) (update) 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1

Review Cooling water system data and recordkeeping (r5) (update) 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1

Review Select compliance option (r6 CCRS) (update) 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1

Review Flow reduction information (EM) (r6) 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0

Review Documentation of operational status (r8) (update) 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1

Review Select compliance option (r14) 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1

Recordkeeping 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1

Director Permit Application Activities for New Manufacturing Units

Review Source water physical data (r2) (update) 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1

Review Cooling water intake structure data (r3) (update) 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1

Review Source water baseline biological characterization (r4) (update) 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1

Review Cooling water system data and recordkeeping (r5) (update) 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1

Review Select compliance option (r6 CCRS) (update) 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1

Review Flow reduction information (EM) (r6) 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0

Review Documentation of operational status (r8) (update) 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1

Review Select compliance option (r14) 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1

Recordkeeping 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1

Director Annual Activities

Monthly compliance monitoring tracking - Existing Units 0 0 0 0 0 5 10 15 20 25 25 25 25 25 25 25 25 25 25 25

Review Annual Certification Statement and Report - Existing Units 1064 1064 1064 1064 1064 1064 1064 1064 1064 1064 1064 1064 1064 1064 1064 1064 1064 1064 1064 1064

Recordkeeping - Existing Units 1064 1064 1064 1064 1064 1064 1064 1064 1064 1064 1064 1064 1064 1064 1064 1064 1064 1064 1064 1064

Monthly compliance monitoring tracking - New Generating Units 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0

Review Annual Report and Certification for closed-cycle cooling system- New Generating Units 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20

Recordkeeping - New Generating Units 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20

Monthly compliance monitoring tracking - New Manufacturing Units 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0

Review Annual Report and Certification for closed-cycle cooling system - New Manufacturing Units 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20

Recordkeeping - New Manufacturing Units 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20
APPENDIX C

Compliance Schedule Summary and other

assumptions

for

Information Collection Requirements of the Cooling

Water Intake Structures at Existing Facilities (Final

Rule)

August 2014
APPENDIX C Compliance Schedule Summary

Count

% of Total

Facilities Count

% of Total

Facilities Count

% of Total

Facilities Total % of TotalFacilities

CCRS 90 20% 77 75% 80 15% 247 23%

Existing Velocity ≤0.5 39 9% 0 0% 59 11% 98 9%

DIF Velocity ≤0.5 (Wedgewire)* 9 2% 6 6% 86 17% 101 9%

DIF Velocity ≤0.5 (Larger Intake) 29 7% 0 0% 80 15% 109 10%

AIF Velocity ≤0.5 (VSP) 23 5% 5 5% 46 9% 74 7%

Existing Velocity Cap 2 0% 0 0% 0 0% 2 0%

Streamlined (modified traveling screen only) 188 43% 5 5% 100 19% 293 28%

System of Technologies 75 17% 2 2% 63 12% 140 13%

CCRS Impoundment 27 6% 7 7% 24 5% 58 5%

Total Facilities 442 100% 102 100% 521 100% 1065 100%

Percent of System of Technologies Annual Monitoring 4%

Annual

Number of

Respondents

Total Number

of

Respondents

All large power plants (>50 dif) 89 442

CCRS 18 90

De Minimis 0 0

DIF Intake Velocity (wedge wire & larger intake & 11% of Existing) 9 42

AIF Intake Velocity (VSP & 89% of Existing) 12 58

Pilot Study 51 252

Annual Monitoring 3 11

Velocity Cap 1 2

CCRS & Intake Velocity 3 12

CCRS Impoundment 6 27

Largest of the large power plants (>125 aif) 71 354

Annual

Number of

Respondents

Other facilities 125 P3 EGs P3 Mfrs 622

CCRS 32 77 80 157

De Minimis 0 0 0 0

DIF Intake Velocity (wedge wire & larger intake & 11% of Existing) 36 6 172 178

AIF Intake Velocity (VSP & 89% of Existing) 21 5 99 104

Pilot Study 33 7 156 163

Annual Monitoring 2 0 7 7

Velocity Cap 0 0 0 0

CCRS & Intake Velocity 0 0 0 0

CCRS Impoundment 7 7 24 31

Largest of the other facilities (>125 aif) 6 26

Other Assumption

Percent facilities in Authorized States 97.25%

New units per year

Electric generators 1

Manufacturers 1

Total Number of Respondents

Summary of Facility IM Compliance Paths - Weighted Total

Compliance Option

P2 Generators >50 P3 Generators <50 Manufacturers All
Number of sampling events / year 12 Project manager hours 80

Travel mileage (round-trip) 300 Project manager rate $0.00

Cost per mile $0.51 Junior technical hours 24

# of staff per sampling event 2 Junior technical rate $0.00

Biologist hours/event 48 Statistician hours 24

Technician hours/event 48 Statistician rate $0.00

Necessary prep time (as % of total) 30% Clerical hours 24

Number of nights in hotel 3 Clerical rate $0.00

# of hotel rooms / trip 2

Number of per diem days 3

Allowable per diem - hotel $77.00

Allowable per diem - food $46.00

Biologist rate/hour $0.00

Technician rate/hour $0.00

ODC per trip - sampling $250.00

Durable Sampling Equipment (shed, lighting,

aeration, etc.) $5,000.00

Biologist travel hours 5 Biologist labor cost $0.00

Technician travel hours 5 Technician labor cost $0.00

Biologist prep time - hours 15.9 Project manager cost $0.00

Technician prep time - hours 15.9 Junior Technical cost $0.00

Biologist total hours/trip 68.9 Statistician cost $0.00

Technician total hours/trip 68.9 Clerical cost $0.00

Labor cost (biologist) $ $0.00 Travel cost (mileage) $1,836.00

labor cost (technician) $ $0.00 Travel cost (per diem) $8,856.00

Travel cost (mileage) $ $153.00 ODC $3,000.00

Travel cost (hotel) $ $462.00 Durable Sampling Equipment $712.00

Travel cost (food) $ $276.00

Total estimated annual costs $14,404.00

Biologist labor cost $0.00

Technician labor cost $0.00

Project manager cost $0.00

Junior Technical cost $0.00

Statistician cost $0.00

Clerical cost $0.00

Travel cost (mileage) $1,836.00

Travel cost (per diem) $8,856.00

ODC $3,000.00

Durable Sampling Equipment $2,765.00

Total estimated annual costs $16,457.00

Non-labor Costs Only

Calculated - Annual Sampling Costs Impingement Pilot Study

APPENDIX C Impingement Sampling

Field Work Variables: Annual Staff Variables:

Calculated - Annual Sampling Costs Impingement MonitoringCalculated - Per Trip Variables

On time costs annualized over 10 years @ 7%

Non-labor Costs Only
APPENDIX C Costs to conduct a study of entrainment at CWIS

Major assumption - local consultant does all work

Entries in highlighted cells may be changed to suit different assumptions

Labor Supervisor Technician Costing Variables and sampling ODCs

Travel time (hours) per event 0 0 Number of sampling events 56

Labor time (hours) per event (including prep) 16 20 Number of sampling locations 1

Total hours per event 16 20 Number of nights in hotel per event (# staff x # nights) per event 0

Hourly rate $90 $45 Hotel cost per room (assume 1 room per person) $125

Labor cost per event per staff $1,440 $900 Staff per event (assumes 1 Technician and 1 Supervisor) 2

Labor cost per event (total) $2,340 Work days per event 2

Round trip mileage per event 20

Cost per mile $0.58

Other project costs Per diem cost per day $0

Study plan development (including response to comments) $10,000 Cost to analyze a single E sample $400

Data analysis and report preparation $25,000 Number of entrainment samples (24-hr composite) collected per event 1

Other project costs (total) $35,000 Hotel cost per event $0

Mileage cost per event $11.60

Per diem cost per event $0

E sample analysis cost per event $400

Miscellaneous equipment and supply cost per event $75

Total sampling ODC cost per event $487

Total labor costs for all sampling events $131,040

Total ODCs $27,250

Total other project costs $35,000

Total estimated cost of sampling study $193,290