Technical Support Document

Approval and Promulgation of Implementation Plans;

1-Hour Ozone Extreme Area Plan for San Joaquin Valley, California 

Additional Supporting Information 

for Notice of Proposed Rulemaking

USEPA, Region 9

December 23, 2015
Table of Contents

I. Reasonable Further Progress (RFP) Milestone Demonstration

II. Status of SJVUAPCD Rules Included in Table 3-1 of the 2013 Ozone Plan

III. NOx and VOC Inventory Changes Between 2007 and 2017 for SJVUAPCD Rules in the 1-Hour 

Ozone Plan.

IV. Compilation and Status of Measures Adopted by San Joaquin Valley Unified Air Pollution 

Control District
2

I. Reasonable Further Progress (RFP) Milestone Demonstration

VOC Emission Calculations (tons/day or %) 2007 2010 2013 2016 2017

A Baseline 457.2 440.5 380.5 368.0 366.3

B Non-Creditable FMVCP/RVP Adjustments (see Line V below) 5.6 3.7 2.7 0.7

C Adjusted Baseline in milestone year 457.2 451.6 447.9 445.2 444.5

D Basis for required RFP reductions 451.6 407.3 367.9 334.1

E RFP % Reduction Required from prior milestone 9% 9% 9% 3%

F Target level 411.0 370.6 334.8 324.1

G Apparent Shortfall 29.5 9.9 33.2 42.2

H % Shortfall 6.5% 2.2% 7.5% 9.5%

I VOC Shortfall previously provided by NOx substitution % 0% 6.5% 2.2% 7.5%

J Actual VOC Shortfall 6.5% -4.3% 5.2% 2.0%

NOx Emission Calculations (tons/day or %) 2007 2010 2013 2016 2017

K Baseline 484.9 368.2 316.0 259.2 247.1

L Non-Creditable FMVCP Adjustments (see Line Y below) 4.9 -1.9 6.3 0.4

M Adjusted Baseline in milestone year 484.9 480.0 481.9 475.6 475.2

N Change since 2007 111.8 165.9 216.4 228.1

O Forecasted % NOx Reductions Since 2007 23.3% 34.4% 45.5% 48.0%

P

NOx previously provided for VOC shortfall by NOx 

substitution % 0% 6.5% 6.5% 11.7%

Q

NOx available for VOC shortfall by NOx substitution and 

contingency% 23.3% 27.9% 39.0% 36.3%

R Percent NOx Substitution Needed for VOC Shortfall 6.5% 0.0% 5.2% 2.0%

S Forecasted % NOx Reduction Surplus 16.7% 27.9% 33.8% 34.2%

RFP achieved? Yes Yes Yes Yes

% contingency measure reserve achieved? Yes Yes Yes Yes

FMVCP/RFP Adjustment 2007 2010 2013 2016 2017

T VOC Non-Creditable FMVCP/RVP Adjustments in 2013 Plan 5.6 9.3 12 12.7

U Change from prior year 5.6 9.3 12

V Correct VOC FMVCP/RVP Adjustment (Line T - Line U) 3.7 2.7 0.7

W NOx Non-Creditable FMVCP Adjustments in 2013 Plan 4.9 3.0 9.3 9.7

X Change from prior year 4.9 3.0 9.3

Y Correct NOx FMVCP/RVP Adjustment (Line W - Line X) -1.9 6.3 0.4
3

Description of the RFP Demonstration Calculation

Line Title Description 

A

VOC baseline after 

controls

The total summer season daily VOC emissions in the San Joaquin Valley in the 

current milestone year. Total includes benefits from control measures adopted 

as of the end of January 2012 and included in the SJV 2013 Ozone Plan. 

B FMVCP Adjustment 

The reductions from the pre-1990 FMVCP for on-road vehicles that must be 

excluded in the RFP demonstration per CAA section 182(b)(1)(D). These 

numbers are calculated using the EMFAC2011 according to a method described 

in Appendix A of the preamble to the ozone implementation rule (70 FR 71696). 

Values are the difference between the current milestone year‘s adjustment and 

the previous milestone year‘s adjustment.

C Adjusted baseline Calculated as the previous milestone year‘s adjusted baseline (line C) minus the 

current milestone year’s FMVCP (line B). 

D Basis for reductions 

This number is reduced by the required percent change since previous 

milestone year (line E) to calculate the Target VOC level (line F). In the 2010

milestone year, it is the same as the Adjusted baseline (line C). In subsequent 

milestone years, it is equal to the previous milestone year‘s Target VOC level 

(line F) minus the current milestone year‘s FMVCP adjustment (line B).

E

Required percent change 

since previous milestone 

year 

40 CFR § 51.910(a)(1)(ii)(B) requires a 9 percent reduction between 2007 base 

year and each subsequent milestone year. For the 2016 to 2017 increment, a 3 

percent reduction is required.

F Target VOC level 

Level to which VOC emissions in the nonattainment area must be reduced to 

meet the RFP requirement. The target is calculated as milestone year‘s Basis for 

reductions (line D) reduced by the Required percentage (line E). 

G Apparent shortfall The current milestone year‘s Target VOC level (line F) minus the milestone 

year‘s Adjusted baseline (line C). 

H

Percent apparent 

shortfall in VOC, percent 

The percentage shortfall calculated by dividing the milestone year‘s Apparent 

shortfall (line G) by the current milestone year‘s Adjusted baseline (line C). 

I

Percent shortfall 

previously provided by 

substitution 

The percentage of the VOC shortfall addressed by NOx substitution in previous 

milestone year. This must be accounted for in subsequent milestone year to 

prevent double-counting reductions. 

J Percent actual shortfall 

The shortfall that must be addressed by NOx substitution in the current 

milestone year in order to demonstrate RFP. Calculated as the current 

milestone year‘s Percent apparent shortfall in VOC (line H) minus the current 

milestone year’s Percent shortfall previously provided by substitution (line I). 

K

NOx Baseline after 

controls

The total summer season daily NOx emissions in the San Joaquin Valley in the 

current milestone year. Total includes benefits from control measures adopted 

as of the end of January 2012 and included in the SJV 2013 Ozone Plan. 

L FMVCP Adjustment 

The reductions from the pre-1990 MVCP limit for on-road vehicles that must be 

excluded in the RFP demonstration per CAA section 182(b)(1)(D). These 

numbers are calculated using the EMFAC2011 according to a method described 

in Appendix A of the preamble to the ozone implementation rule (70 FR 71696). 

Values are the difference between the current milestone year‘s adjustment and 

the previous milestone year‘s adjustment. 

M

Adjusted 2007 NOx 

Baseline 

Calculated as the previous milestone year‘s adjusted 2007 baseline (line K) 

minus the current milestone year‘s FMVCP (line L). 

N Change in NOx since 2007 Calculated as adjusted 2007 baseline (line M) minus current milestone year‘s 

adjusted NOx baseline (line K). 
4

O

Percent change in NOx 

since 2007

Percentage change in NOx emissions since 2007. Calculated as the current 

milestone year‘s Change in NOx since 2007 (line N) divided by the current 

milestone year‘s adjusted NOx baseline (line M). 

P

Percent NOx reductions 

since 2007 already used 

for RFP substitution 

through last milestone 

year 

The cumulative NOx reductions used for VOC substitution. The NOx reductions 

that have previously been used for substitution are no longer available for 

substitution. Calculated as the sum of the previous milestone year‘s Percent 

change in NOx since 2007 used for VOC substitution (line P) and the previous 

milestone year‘s Change in NOx since 2007 used for VOC substitution in the 

milestone year (line Q) 

Q

Percent NOx reductions 

since 2007 available for 

RFP substitution in 

milestone year 

Remaining NOx reductions that are available for VOC substitution. Calculated as 

the current milestone year‘s Percent change in NOx since 2007 (line O) minus 

the current milestone year Percent NOx reductions since 2007 already used for 

RFP substitution and contingency through the last milestone year (line P). 

R

Percent change in NOx 

since 2007 used for VOC 

substitution in this 

milestone year 

Equal to the current milestone year‘s Percent actual (VOC) shortfall (line J) 

unless line J is less than 0, then it is equal to 0. 

S

Percent change since 

2007 surplus after 

meeting substitution in 

this milestone year 

This is the surplus NOx reduction available this milestone year after providing 

the cumulative VOC substitutions. Calculated as the current milestone year’s 

Percent NOx reductions since 2007 available for RFP substitution (line Q) minus 

the current milestone year‘s Percent change in NOx since 2007 used for VOC 

substitution in this milestone year (line R). If this number is greater than zero, 

the RFP requirements have been met for this milestone year. 
5

II. Status of SJVUAPCD Rules Included in Table 3-1 of the 2013 Ozone Plan

Rule Title Date of 

Adoption Status Citations and Dates

4103 Open Burning 04/15/2010 Approved 77 FR 214 (1/4/12)

4106 Prescribed Burning and Hazard 

Reduction Burning 01/21/2001 Approved 67 FR 8894 (2/27/02)

4306 Boilers, Steam Generators, and 

Process Heaters (> 5 MMBtu/hr) 10/16/2008 Approved 75 FR 1715 (1/13/10)

4307 

Boilers, Steam Generators and 

Process Heaters (2 to 5 

MMBtu/hr)

05/19/2011 Approved 80 FR 7803 (2/12/15)

4308 

Boilers, Steam Generators and 

Process Heaters (0.075 to < 2 MM 

Btu/hr)

11/14/2013 Approved 80 FR 7803 (2/12/15)

4309 Dryers, Dehydrators, and Ovens 12/15/2005 Approved 72 FR 29887 (5/30/07)

4311 Flares 06/18/2009 Approved 76 FR 68106 (11/3/11)

4320

Advanced Emissions Reductions 

for Boilers, Steam Generators and 

Process Heaters (> 5 MMBtu/hr)

10/16/2008 Approved

76 FR 16696 (3/25/11); no 

emissions reduction credit 

allowed

4352 Solid Fuel Fired Boilers, Steam 

Generators and Process Heaters 12/15/2011 Approved 77 FR 66548 (11/6/12)

4354 Glass Melting Furnaces 05/19/2011 Approved 78 FR 6740 (1/31/13)

4565 Biosolids, Animal Manure, and 

Poultry Litter Operations 03/15/2007 Approved 77 FR 2228 (1/17/12)

4566 Composting Green Waste 08/18/2011 Approved 77 FR 71129 (11/29/12)

4570 Confined Animal Facilities 10/21/2010 Approved 77 FR 2228 (1/17/12)

4601 Architectural Coatings 12/17/2009 Approved 76 FR 69135 (11/8/11)

4603 

Surface Coating of Metal Parts and 

Products, Plastic Parts and 

Products, and Pleasure Crafts

09/20/2007 Approved 76 FR 67369 (11/1/11)

4604 Can and Coil Coating Operations 09/20/2007 Approved 75 FR 2796 (1/19/10)

4605 Aerospace Coating 09/20/2007 Approved

76 FR 70886 (11/16/11); 1-hr 

plan refers to rule adopted on 

9/20/2007

4606 Wood Products and Flat Wood 

Paneling Products 09/20/2007 Approved

74 FR 52894 (10/15/09); 1-hr 

plan refers to rule adopted on 

9/20/2007

4607 Graphic Arts 12/18/2008 Approved 74 FR 52894 (10/15/09)
6

Rule Title Date of 

Adoption Status Citations and Dates

4612 Motor Vehicle and Mobile 

Equipment Coating Operations 09/20/2007 Approved

77 FR 7536 (2/13/12); 1-hr plan 

refers to rule adopted on 

9/20/2007

4621

Gasoline Transfer into Stationary 

Storage Containers, Delivery 

Vessels,

12/20/2007 Approved 74 FR 56120 (10/30/09)

4622 Gasoline Storage & Transfer 12/20/2007 Approved 74 FR 33397 (7/13/09); new 

version submitted

4624 Transfer of Organic Liquid 12/20/2007 Approved 74 FR 52894 (10/15/09)

4653 Adhesives 09/16/2010 Approved 77 FR 7536 (2/13/12)

4661 Organic Solvents 09/20/2007 Approved 75 FR 24406 (5/5/10)

4662 Organic Solvent Degreasing 09/20/2007 Approved 74 FR 37948 (7/30/09)

4663 Organic Solvent. Cleaning 09/20/2007 Approved 74 FR 37948 (7/30/09)

4682 

Polystyrene, Polyethylene, and 

Polypropylene Products 

Manufacturing

09/20/2007 Approved 77 FR 58312 (9/20/2012)

4684 Polyester Resin Operations 09/20/2007 Approved 77 FR 5709 (2/6/12)

4692 Commercial Charbroiling 09/17/2009 Approved 76 FR 68103 (11/3/11)

4694 Wine Fermentation and Storage 

Tanks 12/15/2005 Approved 77 FR 71109 (11/29/12)

4695 Brandy and Wine Aging 09/17/2009 Approved 76 FR 47076 (8/4/11)

4702 Internal Combustion Engines 08/18/2011 Approved 73 FR 1819 (1/10/08)

4703 Stationary Gas Turbines 09/20/2007 Approved 74 FR 53888 (10/21/09)

4902 Residential Water Heaters 03/19/2009 Approved 75 FR 24408 (5/5/10)

4905 Natural Gas-Fired, Fan-Type 

Residential Central Furnaces 10/20/2005 Approved 72 FR 29886 (5/30/07)

9310 School Bus Fleets 09/21/2006 Approved 75 FR 10420 (3/8/10)

9410 Employer-based Trip Reduction 12/17/2009 Approved NFR signed on 12/11/151

publication pending

9510 Indirect Source Review 12/12/2005 Approved 76 FR 26609 (5/9/11)

9610 

State Implementation Plan Credit 

for Emission Reductions 

Generated Through Incentive 

Programs

06/20/2013 Approved 80 FR 19020 (4/9/15)

 

1 NPR published at 80 FR 51153 (August 24, 2015)
7

III. NOx and VOC Inventory Changes Between 2007 and 2017 for SJVUAPCD 

Rules in the 1-Hour Ozone Plan.

Rule Title Status Dates and Citations

Source: Appendix C In 1-hr Plana

VOC Inventory NOx Inventory

2007 2017 change 2007 2017 change

4103 Open Burning Approved 77 FR 214 (1/4/12) 2.06 2.17 0.1 1.76 1.82 0.1

4106 Prescribed Burning and Hazard 

Reduction Burning Approved 67 FR 8894 (2/27/02) 14.64 14.64 0.0 6.31 6.31 0.0

4306 Boilers, Steam Generators, and 

Process Heaters (> 5 MMBtu/hr) Approved 75 FR 1715 (1/13/10) See Rule 4620 See Rule 4620

4307 

Boilers, Steam Generators and 

Process Heaters (2 to 5 

MMBtu/hr)

Approved 80 FR 7803 (2/12/15) 0.19 0.16 -0.0 0.72 0.31 -0.4

4308 

Boilers, Steam Generators and 

Process Heaters (0.075 to < 2 

MM Btu/hr)

Approved 80 FR 7803 (2/12/15) 0.36 0.30 -0.1 1.37 0.58 -0.8

4309 Dryers, Dehydrators, and Ovens Approved 72 FR 29887 (5/30/07) 0.22 0.26 0.0 0.22 0.22 0.0

4311 Flares Approved 76 FR 68106 (11/3/11) 0.15 0.16 0.0 0.38 0.39 0.0

4320

Advanced Emissions Reductions 

for Boilers, Steam Generators 

and Process Heaters (> 5 

MMBtu/hr)

Approved 

without 

credit

76 FR 16696 (3/25/11) 0.76 0.64 -0.1 2.87 1.22 -1.7

4352 Solid Fuel Fired Boilers, Steam 

Generators and Process Heaters Approved 77 FR 66548 (11/6/12) 0.09 0.11 0.0 3.92 4.97 1.1

4354 Glass Melting Furnaces Approved 78 FR 6740 (1/31/13) .05 .04 -.01 7.75 4.31 -3.4

4565 Biosolids, Animal Manure, and 

Poultry Litter Operations Approved 77 FR 2228 (1/17/12) 22.86 20.29 -2.8 0.00 0.00 0.0

4566 Composting Green Waste Approved 77 FR 71129 (11/29/12) 21.68 18.85 -23.3 0.00 0.00 0.0

4570 Confined Animal Facilities Approved 77 FR 2228 (1/17/12) 148.64 125.35 -2.6 0.00 0.00 0.0

4601 Architectural Coatings Approved 76 FR 69135 (11/8/11) 11.31 8.72 2.6 0.00 0.00 0.0

4603 

Surface Coating of Metal Parts 

and Products, Plastic Parts and 

Products, and Pleasure Crafts

Approved 76 FR 67369 (11/1/11) 0.80 1.10 0.3 0.00 0.00 0.0

604 Can and Coil Coating Operations Approved 75 FR 2796 (1/19/10) 0.30 0.37 0.1 0.00 0.00 0.0

4605 Aerospace Coating Approved 76 FR 70886 (11/16/11) 0.02 0.02 0.0 0.00 0.00 0.0

4606 Wood Products and Flat Wood 

aneling Products Approved 74 FR 52894 (10/15/09) 1.18 1.59 0.4 0.00 0.00 0.0

4607 Graphic Arts Approved 74 FR 52894 (10/15/09) 4.69 5.69 1.0 0.00 0.00 0.0

4612 Motor Vehicle and Mobile 

Equipment Coating Operations Approved 77 FR 7536 (2/13/12) 2.10 1.69 -0.4 0.00 0.00 0.0

4621

Gasoline Transfer into 

Stationary Storage Containers, 

Delivery Vessels,

2.45 2.98 0.5 0.00 0.00 0.0

4622 Gasoline Storage & Transfer Approved 74 FR 33397 (7/13/09) 1.84 2.24 0.4 0.00 0.00 0.0

4624 Transfer of Organic Liquid Approved 74 FR 52894 (10/15/09) 1.14 1.25 0.1 0.03 0.04 0.0

4651 Soil Decontamination Approved 74 FR 52894 (10/15/09) 0.21 0.25 0.0 0.02 0.02 0.0

4653 Adhesives Approved 77 FR 7536 (2/13/12) 0.65 0.57 -0.1 0.00 0.00 0.0

4661 Organic Solvents Approved 75 FR 24406 (5/5/10) See Rules 4662 and 4663 See Rules 4662 and 4663

4662 Organic Solvent Degreasing Approved 74 FR 37948 (7/30/09) 1.06 1.07 0.0 0.00 0.00 0.0

4663 Organic Solvent. Cleaning Approved 74 FR 37948 (7/30/09) 0.58 0.73 0.2 0.00 0.00 0.0

4682 

Polystyrene, Polyethylene, and 

Polypropylene Products 

Manufacturing

Approved 77 FR 58312 

(9/20/2012) 0.39 0.33 -0.1 0.00 0.00 0.0
8

Rule Title Status Dates and Citations

Source: Appendix C In 1-hr Plana

VOC Inventory NOx Inventory

2007 2017 change 2007 2017 change

4684 Polyester Resin Operations Approved 77 FR 5709 (2/6/12 0.25 0.22 0.0 0.00 0.00 0.0

4692 Commercial Charbroiling Approved 76 FR 68103 (11/3/11) 0.0 0.0

4694 Wine Fermentation and Storage 

Tanks Approved 77 FR 71109 (11/29/12) 4.71 5.63 0.9 0.00 0.00 0.0

4695 Brandy and Wine Aging Approved 76 FR 47076 (8/4/11) 6.66 7.98 1.3 0.00 0.00 0.0

4702 Internal Combustion Engines Approved 73 FR 1819 (1/10/08) 2.90 1.32 -1.6 26.36 7.92 -18.4

4703 Stationary Gas Turbines Approved 74 FR 53888 (10/21/09) 0.45 0.40 -0.1 6.99 3.18 -3.8

4902 Residential Water Heaters Approved 75 FR 24408 (5/5/10) 0.10 0.10 0.0 1.59 1.36 -0.2

4905 Natural Gas-Fired, Fan-Type 

Residential Central Furnaces Approved 72 FR 29886 (5/30/07) 0.03 0.03 0.0 0.51 0.53 0.0

a Change in emissions inventory rounded to tenths of a tpd; a positive number indicates an increase in emissions; a negative number indicates a 

reduction in emissions.
9

IV. Compilation and Status of Measures Adopted by San Joaquin Valley Unified Air Pollution Control 

District

Rule No. Rule

Date of Most 

Recent Rule 

Adopted/ Revised

Date of Most 

Recent Rule 

Submitted

Date of Most 

Recent Rule 

Approved

Federal Register 

Cite

4101 Visible Emissions 2/17/2005 2/17/2005 2/17/2005 70 FR 46770

(8/11/05)

4103 Open Burning 4/15/2010 4/15/2010 4/15/2010 77 FR 214

(1/4/12)

4104 Reduction of Animal Matter 12/17/1992 12/17/1992 12/17/1992 75 FR 10690 

(3/9/10)

4105

Commercial Offsite MultiUser Hazardous and NonHazardous Waste Disposal 

Facilities

12/17/1992 N/A N/A N/A

4106 Prescribed Burning 6/21/2001 6/21/2001 6/21/2001 67 FR 8894 

(2/27/02)

4201 Particulate matter 

concentrations 12/17/1992 12/17/1992 12/17/1992 67 FR 16026 (4/4/02)

4202 Particulate matter emission 

rates

12/17/1992 12/17/1992 12/17/1992 65 FR 21347 

(4/21/00)

4203

Particulate Matter 

Emissions from Incineration 

of Combustible Refuse

12/17/1992 12/17/1992 N/A no action

4204 Cotton Gin 2/17/2005 2/17/2005 2/17/2005

71 FR 65740 

(11/08/06)

4301 Fuel Burning Equipment 12/17/1992 12/17/1992 12/17/1992

64 FR 26876 

(5/18/1999)

4302 Incinerator Burning 12/16/1993 12/16/1993 12/16/1993

64 FR 45170 

(8/19/1999)

4303 Orchard Heaters 12/16/1993 12/16/1993 12/16/1993

64 FR 45170 

(8/19/1999)

4304

Equipment Turning 

Procedures for Boilers, 

Steam Generators, and 

Process Heaters

10/19/1995 10/19/1995 10/19/1995

66 FR 5766 

(11/16/01)

4305

Boilers, Steam Generators, 

and Process Heaters - Phase 

2

8/21/2003 8/21/2003 8/21/2003

69 FR 28061 

(5/18/04)
10

Rule No. Rule

Date of Most 

Recent Rule 

Adopted/ Revised

Date of Most 

Recent Rule 

Submitted

Date of Most 

Recent Rule 

Approved

Federal Register 

Cite

4306

Boilers, Steam Generators, 

and Process Heaters - Phase 

3 

10/16/2008 10/16/2008 10/16/2008

75 FR 1715 

(1/13/10)

4307

Boilers, Steam Generators, 

and Process Heaters - 2.0 

MM BTU/hr to 5.0 

MMBTU/hr

5/19/2011 5/19/2011 5/19/2011 80 FR 7803 

(2/12/15)

4308

Boilers, Steam Generators, 

and Process Heaters - 0.75 

MM BTU/hr to 2.0 

MMBTU/hr

11/14/2013 11/14/2013 11/14/2013 80 FR 7803 

(2/12/15)

4309 Dryers, Dehydrators and 

Ovens 12/15/2005 12/15/2005 12/15/2005

72 FR 29887 

(5/30/07)

4311 Flares 6/18/2009 6/18/2009 6/18/2009 76 FR 68106 

(11/3/11)

4313 Lime Kilns 3/27/2003 3/27/2003 3/27/2003 68 FR 52510 

(9/4/2003)

4320 Advanced Emission 

Reduction Option for Boilers 10/16/2008 10/16/2008 10/16/2008 76 FR 16696 (3/25/11)

4351 Boilers, Steam Generators, 

and Process Heaters - RACT 8/21/2003 8/21/2003 8/21/2003 69 FR 28061 (5/18/04)

4352

Solid Fuel Fired Boilers, 

Steam Generators, and 

Process Heaters

12/15/2011 12/15/2011 12/15/2011

77 FR 66548 

(11/6/12)

4354 Glass Melting Furnaces 5/19/2011 5/19/2011 5/19/2011

78 FR 6740 

(1/31/13)

4401 Steam-Enhanced Crude Oil 

Production Wells 6/16/2011 6/16/2011 6/16/2011

76 FR 70886 

(11/16/11)

4402 Crude Oil Production Sumps 12/15/2011 12/15/2011 12/15/2011

77 FR 64227 

(10/22/12)

4403

Components Serving Light 

Crude Oil or Gases at Light 

Crude Oil and Gas 

Production

4/20/2005 4/20/2005 4/20/2005 71 FR 14652 

(3/23/06)

4404 Heavy Oil Test Station –

Kern 12/17/1992 12/17/1992 12/17/1992 75 FR 10690 (3/9/10)
11

Rule No. Rule

Date of Most 

Recent Rule 

Adopted/ Revised

Date of Most 

Recent Rule 

Submitted

Date of Most 

Recent Rule 

Approved

Federal Register 

Cite

4405

Oxides of Nitrogen 

Emissions from Existing 

Steam Generators (Central 

and Western Kern County)

12/17/1992 not submitted N/A N/A

4406

Sulfur Compounds from 

Oilfield Steam Generators -

Kern

12/17/1992 not submitted N/A N/A

4407 In-situ Combustion Well 

Vents 5/19/1994 5/19/1994 5/19/1994

60 FR 12121 

(3/6/95)

4408 Glycol Dehydration Systems 12/19/2002 12/19/2002 12/19/2002

68 FR 51187 

(8/26/03)

4409

Components at Light Crude 

Oil or Gases at Light Crude 

Oil and Gas Production

4/20/2005 4/20/2005 4/20/2005 71 FR 14653

(3/23/06)

4451

Valves, Pressure Relief 

Valves, Flanges, Threaded 

Connections and Process 

Drains at Petroleum 

Refineries and Chemical 

Plants

4/20/2005 4/20/2005 4/20/2005 71 FR 14652

(3/23/06)

4452 Pump and Compressor Seals 

at Petroleum Refiners 4/20/2005 4/20/2005 4/20/2005 71 FR 14653 (3/23/06)

4453 Refinery Vacuum Producing 

Devices or Systems 12/19/1992 12/19/1992 12/19/1992 71 FR 57862 (9/23/10)

4454 Refinery Process 

Turnaround 12/19/1992 12/19/1992 12/19/1992 71 FR 57862 (9/23/10)

4455 Components at Refineries 4/20/2005 4/20/2005 4/20/2005 71 FR 14652 

(3/23/06)

4501 Alternate Compliance for 

BARCT 6/17/1999 6/17/1999 N/A no action

4550 Conservation Management 

Practices 8/19/2004 8/19/2004 8/19/2004 71 FR 7683 (2/14/06)

4565

Biosolids, Animal Manure, 

and Poultry Litter 

Operations

3/15/2007 3/15/2007 3/15/2007 77 FR 2228 

(1/17/12)

4566 Organic Waste 8/18/2011 8/18/2011 8/18/2011 77 FR 71129 

(11/29/12)

4570 Confined Animal Facilities 10/21/2010 10/21/2010 10/21/2010 77 FR 2228 

(1/17/12)
12

Rule No. Rule

Date of Most 

Recent Rule 

Adopted/ Revised

Date of Most 

Recent Rule 

Submitted

Date of Most 

Recent Rule 

Approved

Federal Register 

Cite

4601 Architectural Coatings 12/17/2009 12/17/2009 12/17/2009 76 FR 69135 

(11/1/11)

4602

Motor Vehicle and Mobile 

Equipment Coating 

Operations

9/17/2009 9/17/2009 9/17/2009 76 FR 67369 

(11/1/11)

4603 Surface Coating of Metal 

Parts and Products 9/17/2009 9/17/2009 9/17/2009 76 FR 67369 (11/1/11)

4604 Can and Coil Coating 

Operations 9/20/2007 9/20/2007 9/20/2007 75 FR 2796 (1/19/10)

4605 Aerospace Assembly and 

Component Coating 6/16/2011 6/16/2011 6/16/2011 76 FR 70886 (11/16/11)

4606 Wood Products Coating 

Operations 10/16/2008 10/16/2008 10/16/2008 74 FR 52894 (10/15/09)

4607 Graphic Arts 12/18/2008 12/18/2008 12/18/2008 74 FR 52894 

(10/15/09)

4610 Glass Coating Operations 4/17/2003 4/17/2003 4/17/2003 69 FR 60962 

(10/14/04)

4612

Motor Vehicle and Mobile 

Equipment Coating 

Operations – Phase 2

10/21/2010 10/21/2010 10/21/2010 77 FR 7536 

(2/13/12)

4621

Gasoline Transfer into 

Stationary Storage 

Containers

12/19/2013 12/19/2013 12/20/2007 74 FR 56120 

(10/30/09)

4622 Gasoline Transfer into 

Motor Vehicles 12/19/2013 12/19/2013 12/20/2007 74 FR 56120 (10/30/09)

4623 Storage of Organic Liquids 5/19/2005 5/19/2005 5/19/2005 70 FR 53937 

(9/13/05)

4624 Transfer of Organic Liquids 12/20/2007 12/20/2007 12/20/2007 74 FR 52894 

(10/15/09)

4625 Wastewater Separators 12/15/2011 12/15/2011 12/15/2011 73 FR 64427 

(10/22/12)

4641

Cutback, Slow Cure, and 

Emulsified Asphalt Paving 

and Maintenance 

Operations

12/17/1992 12/17/1992 12/17/1992 75 FR 10691 

(3/9/10)

4642 Solid Waste Disposal Site 4/16/1998 4/16/1998 4/16/1998 66 FR 38939 

(7/26/01)
13

Rule No. Rule

Date of Most 

Recent Rule 

Adopted/ Revised

Date of Most 

Recent Rule 

Submitted

Date of Most 

Recent Rule 

Approved

Federal Register 

Cite

4651 Soil Decontamination 

Operations 9/20/2007 9/20/2007 9/20/2007 74 FR 56120 (10/30/09)

4652 Coatings and Ink 

Manufacturing 12/17/1992 not submitted N/A N/A

4653 Adhesives 9/16/2010 9/16/2010 9/16/2010 77 FR 7536 

(2/13/12)

4661 Organic Solvents 9/20/2007 9/20/2007 9/20/2007 75 FR 24406 

(5/5/2010)

4662 Organic Solvent Degreasing 

Operations 9/20/2007 9/20/2007 9/20/2007 74 FR 37948 (7/30/09)

4663 Organic Solvent Cleaning, 

Storage, and Disposal 9/20/2007 9/20/2007 9/20/2007 74 FR 37948 (7/30/09)

4672 Petroleum Solvent Dry 

Cleaning Operations 12/17/1992 12/17/1992 12/17/1992

75 FR 10690

(3/9/10)

4681 Rubber Tire Manufacturing 12/16/1993 12/16/1993 12/16/1993 63 FR 43881 

(8/17/98)

4682

Polystyrene, Polyethylene, 

and Polypropylene Products 

Manufacturing

12/15/2011 12/14/2011 12/14/2011 77 FR 58312 

(9/20/2012)

4684 Polyester Resin Operations 8/18/2011 8/18/2011 8/18/2011 77 FR 5709 

(2/6/12)

4691 

(461.02)

Vegetable Oil Processing 

Operations 12/17/1992 12/17/1992 12/17/1992 59 FR 2535 (1/18/94)

4692 Commercial Charbroiling 9/17/2009 9/17/2009 9/17/2009 76 FR 68103 

(11/3/11)

4693 Bakery Ovens 5/16/2002 5/16/2002 5/16/2002 69 FR 22441 

(4/26/04)

4694 Wine Fermentation and 

Storage Tanks 12/15/2005 12/15/2005 12/15/2005 77 FR 71109 (11/29/12)

4695 Brandy and Wine Aging 9/17/2009 9/17/2009 9/17/2009 76 FR 47076 

(8/4/11)

4701 I/C Engines - Phase 1 8/21/2003 8/21/2003 8/21/2003 69 FR 28061 

(5/18/04)

4702 I/C Engines - Phase 2 11/14/2013 11/14/2013 1/18/2007 73 FR 1819 

(1/10/08)

4703 Stationary Gas Turbines 9/20/2007 9/20/2007 9/20/2007 74 FR 53888 

(10/21/09)
14

Rule No. Rule

Date of Most 

Recent Rule 

Adopted/ Revised

Date of Most 

Recent Rule 

Submitted

Date of Most 

Recent Rule 

Approved

Federal Register 

Cite

4801 Sulfur Compounds 12/17/1992 12/17/1992 12/17/1992 no action

4802 Sulfuric Acid Mist 12/17/1992 12/17/1992 12/17/1992 64 FR 30396 

(6/08/99)

4901 Wood Burning Fireplaces 

and Wood Burning Heaters 9/18/2014 10/16/2008 10/16/2008 74 FR 57907 (11/10/09)

4902 Residential Water Heaters 3/19/2009 3/19/2009 3/19/2009 75 FR 24408 

(5/5/10)

4905 Natural Gas-fired, fan-type, 

residential central furnaces 10/20/2005 10/20/2005 10/20/2005 72 FR 29886 (5/30/07)

8011 Fugitive Dust General 

Requirements 8/19/2004 8/19/2004 8/19/2004 71 FR 8461 (2/17/06)

8021

Construction, Demolition, 

Excavation, Extraction, and 

other Earthmoving Activities

8/19/2004 8/19/2004 8/19/2004 71 FR 8461 

(2/17/06)

8031 Bulk Materials 8/19/2004 8/19/2004 8/19/2004 71 FR 8461 

(2/17/06)

8041 Carryout and Trackout 8/19/2004 8/19/2004 8/19/2004 71 FR 8461 

(2/17/06)

8051 Open Areas 8/19/2004 8/19/2004 8/19/2004 71 FR 8461 

(2/17/06)

8061 Paved and Unpaved Roads 8/19/2004 8/19/2004 8/19/2004 71 FR 8461 

(2/17/06)

8071 Unpaved Vehicle/ 

Equipment Traffic Areas 9/16/2004 9/16/2004 9/16/2004 71 FR 8461 (2/17/06)

8081 Agricultural Sources 9/16/2004 9/16/2004 9/16/2004 71 FR 8461 

(2/17/06)

9310 School Bus 9/21/2006 9/21/2006 9/21/2006 75 FR 10420 

(3/8/10)

9410 Employer Based Trip 

Reduction 12/17/2009 12/17/2009 12/17/2009 NFR signed on 12/11/152

9510 Indirect Source Review 12/15/2005 12/15/2005 12/15/2005 76 FR 26609 

(5/9/11)

9610

State Implementation Plan 

Credit for Emission 

Reductions Generated 

Through Incentive Programs

6/20/2013 6/20/2013 6/20/2013 80 FR 19020 

(4/9/15)

 

2 NPR published at 80 FR 51153 (August 24, 2015)
15