58814 Federal Register / Vol. 77, No. 185 / Monday, September 24, 2012 / Notices 

Objective 3. Promote an ecosystem 

approach in fisheries management, 

reduce waste in fisheries and minimize 

interactions between fisheries and 

protected species. Projects to support 

this objective include: 

27. Assessing bycatch and 

interactions in local fisheries; 

28. Assessing distribution and 

population abundance of marine 

mammals; 

29. Assessing spatial-temporal patters 

in abundance, distribution and 

movement of green and hawksbill 

turtles; 

30. Determining reef carrying capacity 

through modeling; 

31. Determining the extent and 

quality of deep reef habitat through use 

of drop cameras; 

32. Coral recruitment survey and 

monitoring; 

33. Assessing reef resilience to 

microalgae phase shift; 

34. Removing marine debris from the 

marine environment; 

35. Supporting coastal trash removal 

through community based groups; and 

36. Developing a community-based 

coral rehabilitation program. 

Objective 4. Foster broad and direct 

public participation in the Council’s 

decision making process. There are no 

projects to support this objective at this 

time. 

Objective 5. Recognize the importance 

of island cultures and traditional fishing 

in managing fishery resources and foster 

opportunities for participation. Projects 

to support this objective include: 

37. Enhancing enforcement 

capabilities of village by deputizing 

community members; 

38. Promoting traditional fishing 

practices; and 

39. Review of American Samoa 

fishing regulations. 

Objective 6. Promote education and 

outreach activities, as well as regional 

cooperation regarding fishery 

conservation issues. Projects to support 

this objective include: 

40. High school marine fisheries 

resource management course; 

41. Developing and testing a local 

marine science integrated curriculum; 

42. Developing education tools to 

educate public on conservation; 

43. Enhancing research training 

capabilities of local staff; 

44. Enhancing regional cooperation by 

collaborative meetings and cross site 

visits with other South Pacific 

Territories; 

45. Improving scientific awareness of 

junior biologist; and 

46. Monitoring of coral reefs in 

Independent Samoa. 

Objective 7. Encourage development 

of technologies and methods to achieve 

the most effective level of enforcement 

and to ensure safety at sea; 

47. Installation of radar to monitor 

vessel movement within the Territory of 

American Samoa; and 

48. Surveillance and enforcement of 

marine protected area. 

This notice announces that NMFS has 

determined that the American Samoa 

MCP satisfies the requirements of the 

Magnuson-Stevens Act, and has 

approved the MCP for the 3-year period 

from August 11, 2012, through August 

10, 2015. 

Dated: September 19, 2012. 

Lindsay Fullenkamp, 

Acting Deputy Director, Office of Sustainable 

Fisheries, National Marine Fisheries Service. 

[FR Doc. 2012–23487 Filed 9–21–12; 8:45 am] 

BILLING CODE 3510–22–P 

COMMODITY FUTURES TRADING 

COMMISSION 

Privacy Act of 1974 System of Records 

Notice 

AGENCY: Commodity Futures Trading 

Commission 

ACTION: Notice; publication of character 

of a revised system of records. 

SUMMARY: The Commodity Futures 

Trading Commission (Commission) is 

revising a system of records under the 

Privacy Act of 1974, CFTC–15, Large 

Trader Report Files (Integrated 

Surveillance System), and renaming the 

system ‘‘Enterprise Surveillance, 

Oversight & Risk Monitoring System’’ to 

be more descriptive of its contents and 

enhancements. 

DATES: Comments must be received on 

or before October 24, 2012. This action 

will be effective without further notice 

on November 5, 2012, unless revised 

pursuant to comments received. 

ADDRESSES: You may submit comments 

identified by ‘‘Enterprise Surveillance, 

Oversight & Risk Monitoring System 

SORN’’ by any of the following 

methods: 

• Agency Web site, via its Comments 

Online process: http://comments.cftc.

gov. Follow the instructions for 

submitting comments through the Web 

site. 

• Federal eRulemaking Portal: 

Comments may be submitted at http:// 

www.regulations.gov. Follow the 

instructions for submitting comments. 

• Mail: Secretary of the Commission, 

Commodity Futures Trading 

Commission, Three Lafayette Centre, 

1155 21st Street NW., Washington, DC 

20581. 

• Hand Delivery/Courier: Same as 

mail above. 

Please submit your comments using 

only one method. 

All comments must be submitted in 

English, or if not, accompanied by an 

English translation. Comments will be 

posted as received to www.cftc.gov. You 

should submit only information that 

you wish to make available publicly. If 

you wish the Commission to consider 

information that you believe is exempt 

from disclosure under the Freedom of 

Information Act, a petition for 

confidential treatment of the exempt 

information may be submitted according 

to the procedures established in § 145.9 

of the Commission’s regulations, 17 CFR 

145.9. 

The Commission reserves the right, 

but shall have no obligation, to review, 

pre-screen, filter, redact, refuse or 

remove any or all of a submission from 

http://www.cftc.gov that it may deem to 

be inappropriate for publication, such as 

obscene language. All submissions that 

have been redacted or removed that 

contain comments on the merits of the 

notice will be retained in the public 

comment file and will be considered as 

required under all applicable laws, and 

may be accessible under the Freedom of 

Information Act. 

FOR FURTHER INFORMATION CONTACT: 

Kathy Harman-Stokes, Chief Privacy 

Officer, kharman-stokes@cftc.gov, 202– 

418–6629, Office of the Executive 

Director, Commodity Futures Trading 

Commission, Three Lafayette Centre, 

1155 21st Street NW., Washington, DC 

20581. 

SUPPLEMENTARY INFORMATION: 

I. The Privacy Act 

Under the Privacy Act of 1974, 5 

U.S.C. 552a, a ‘‘system of records’’ is 

defined as any group of records under 

the control of a federal government 

agency from which information about 

individuals is retrieved by name or 

other personal identifier. The Privacy 

Act establishes the means by which 

government agencies must collect, 

maintain, and use personally 

identifiable information associated with 

an individual in a government system of 

records. 

Each government agency is required 

to publish a notice in the Federal 

Register of a system of records in which 

the agency identifies and describes each 

system of records it maintains, the 

reasons why the agency uses the 

personally identifying information 

therein, the routine uses for which the 

agency will disclose such information 

outside the agency, and how individuals 

may exercise their rights under the 

Privacy Act to determine if the system 

contains information about them, among 

other things. 


TKELLEY on DSK3SPTVN1PROD with NOTICES
Federal Register / Vol. 77, No. 185 / Monday, September 24, 2012 / Notices 58815 

1On July 26, 2012, the Commission published a 

Notice of Proposed Rulemaking, which proposes 

new rules and related forms for public comment 

that are designed to enhance the Commission’s 

identification of futures and swap market 

participants. The proposed rules would leverage the 

Commission’s existing position and transaction 

reporting programs by requiring the electronic 

submission of trader identification and market 

participant data on amended Forms 102 and 40, and 

on new Form 71. See Federal Register Vol. 77, No. 

144, July 26, 2012, RIN 3038–AD31, Ownership and 

Control Reports, Forms 102/102S, 40/40S, and 71. 

II. Routine Uses 

Information in the systems of records 

covered by this Federal Register notice 

may be disclosed in accordance with the 

blanket routine uses numbered 1 

through 19 published at 76 FR 5974 

(Feb. 2, 2011). These blanket routine 

uses apply to all CFTC systems of 

records, except as otherwise provided in 

a specific system of records notice. 

III. Enterprise Surveillance, Oversight 

& Risk Monitoring System 

The Commission proposes to revise a 

system of records, CFTC–15 ‘‘Large 

Trader Report Files (Integrated 

Surveillance System),’’ and rename the 

system as ‘‘Enterprise Surveillance, 

Oversight & Risk Monitoring System.’’ 

The notice revises the description of the 

system and enhancements to more 

broadly cover the Commission’s market 

oversight, and market, risk and financial 

surveillance activities. The data covered 

by this expanded system includes 

records required to monitor the 

commodity futures and swaps markets, 

perform various mission-critical 

commodity futures and swaps market 

analyses, review activities of registered 

entities for compliance with the 

Commodity Exchange Act and 

Commission rules, and conduct 

surveillance on both intra and interexchange and across side-by-side 

electronic trading platforms. 

Enterprise Surveillance, Oversight & Risk 

Monitoring System 

SYSTEM NUMBER: 

CFTC–15. 

SYSTEM NAME: 

Enterprise Surveillance, Oversight & 

Risk Monitoring System 

SECURITY CLASSIFICATION: 

Unclassified. 

SYSTEM LOCATION: 

The electronic systems that comprise 

the Enterprise Surveillance, Oversight & 

Risk Monitoring System are located at 

the Commodity Futures Trading 

Commission, Three Lafayette Centre, 

1155 21st Street NW., Washington, DC 

20581. 

CATEGORIES OF INDIVIDUALS COVERED BY THE

SYSTEM: 

Individuals who own, hold, or control 

a reportable position, volume threshold 

account, or reportable sub-account, 

individuals who have reporting, 

regulatory, or oversight responsibility at 

firms regulated by the Commission, and 

individuals requesting exemptions, as 

defined in 17 CFR parts 17, 18, 19, 20, 

39 and 151, including but not limited to 

individuals who process reportable 

positions, volume threshold accounts, 

or reportable sub-accounts and/or 

submit information related to such 

positions, accounts, or sub-accounts to 

the Commission; employees, officers or 

agents of registered derivatives clearing 

organizations (DCOs); and individuals 

whose cleared positions are reported by 

a DCO pursuant to Commission 

regulations. 

CATEGORIES OF RECORDS IN THE SYSTEM: 1

1. Reports filed by the individual who 

owns, holds or controls the reportable 

position, volume threshold account, or 

reportable sub-account: 

a. Statements of Reporting Trader 

(CFTC Forms 40 and 40S). 

b. Information reported on CFTC 

Form 40 is described in part 18 of the 

Commission’s rules and regulations. 

c. Large trader reporting form (Series 

04 Form). 

2. Reports to be filed by futures 

commission merchants, designated 

contract markets, clearing members and 

other members of contract markets, 

originating firms, foreign brokers, swap 

dealers, and, for large option traders, by 

contract markets: 

a. Identification of ‘‘Special 

Accounts’’ (CFTC Form 102A). 

b. Identification of ‘‘Volume 

Threshold Accounts’’ (CFTC Form 

102B). 

c. Identification of ‘‘Omnibus Volume 

Threshold Accounts’’ and ‘‘Reportable 

Sub-Accounts’’ (CFTC Form 71). 

d. Information reported on CFTC 

Forms 102A, 102B and 71 is described 

in part 17 of the Commission’s rules and 

regulations. 

e. Identification and Reporting of a 

Swap Counterparty or Customer 

‘‘Consolidated Account’’ with a 

Reportable Position (CFTC Form 102S). 

f. Information reported on CFTC Form 

102S is described in part 20 of the 

Commission’s rules and regulations. 

g. Large trader reporting form (Series 

01 Form). 

3. Computer records prepared from 

information on the forms described in 

items (1) and (2) above. 

4. Other information submitted to the 

Commission by the covered individuals 

via registration channels or gathered by 

the Commission to review compliance 

with the Commodity Exchange Act and 

Commission rules. 

5. Correspondence and memoranda of 

telephone conversations between the 

Commission and the individual or 

between the Commission and other 

agencies dealing with matters of official 

business concerning the covered 

individual. 

6. Regulatory report filings, regulatory 

notice filings and correspondence and 

memoranda with individuals 

concerning such filings. 

7. Records containing contact 

information on individuals associated 

with registration applicants or registered 

firms or other entities, including 

business, home and cell phone 

numbers, email addresses and home 

addresses. 

8. Other miscellaneous information, 

including intra-agency correspondence 

and memoranda concerning the 

individual and documents relating to 

official actions taken by the Commission 

against the individual. 

9. Reports by DCOs of cleared 

positions of clearing member customers. 

10. Information related to hedge 

exemptions and requests for 

disaggregation and re-aggregation in 

accordance with Part 151 of the 

Commission’s rules. 

AUTHORITY FOR MAINTENANCE OF THE SYSTEM: 

The Commodity Exchange Act, 7 

U.S.C. 1 et seq., including Sections 4g, 

4i, 8, 7 U.S.C. 4t, 6g, 6i, 12, 2(d), 76 FR 

43851 Section 20 and the rules and 

regulations promulgated thereunder. 

PURPOSE(S): 

The records in this system are used to 

support market oversight, and market, 

risk and financial surveillance activities, 

specifically, monitoring the commodity 

futures and swaps markets, performing 

various mission-critical commodity 

futures, and swaps market analyses, 

reviewing activities of registered entities 

for compliance with the Commodity 

Exchange Act and Commission 

regulations, and conducting 

surveillance on both intra and interexchange and across side-by-side 

electronic trading platforms. Records are 

also used to support firm and registrant 

oversight, including compliance with 

the Commission’s financial and 

regulatory requirements. 

ROUTINE USES OF RECORDS MAINTAINED IN THE

SYSTEM, INCLUDING CATEGORIES OF USERS AND

THE PURPOSES OF SUCH USES: 

Information concerning firms, traders 

and their activities may be disclosed 

and made public by the Commission to 


TKELLEY on DSK3SPTVN1PROD with NOTICES
58816 Federal Register / Vol. 77, No. 185 / Monday, September 24, 2012 / Notices 

the extent permitted by law when 

deemed appropriate to further the 

practices and policies of the Commodity 

Exchange Act. When not otherwise 

prohibited by law, information in this 

system may also be disclosed in 

accordance with the blanket routine 

uses numbered 1 through 19 that appear 

at the beginning of the Commission’s 

compilation of its systems of records 

notices. 

DISCLOSURE TO CONSUMER REPORTING

AGENCIES: 

None. 

POLICIES AND PRACTICES FOR STORING, 

RETRIEVING, ACCESS CONTROLS, SAFEGUARDS, 

RETAINING, AND DISPOSING OF RECORDS IN THE

SYSTEM: 

STORAGE: 

The data will be collected and 

maintained electronically and/or in 

paper files. Paper records are stored in 

file folders, binders, computer files and 

computer disks. Electronic records, 

including computer files and 

electronically maintained data, are 

stored on the Commission’s network 

and other electronic media as needed, 

such as encrypted hard drives. 

RETRIEVABILITY: 

Files may be retrieved by firm or 

registrant name, individual name or 

other identifier (e.g., account number or 

firm number) related to the individual. 

ACCESS CONTROLS, SAFEGUARDS: 

Records are protected from 

unauthorized access and improper use 

through administrative, technical and 

physical security measures. Technical 

security measures within CFTC include 

restrictions on computer access to 

authorized individuals, strong 

passwords that are frequently changed, 

use of encryption for certain data types 

and transfers, and regular review of 

security procedures and best practices 

to enhance security. Physical measures 

include restrictions on building access 

to authorized individuals and 

maintenance of records in lockable 

offices and filing cabinets. 

RETENTION AND DISPOSAL: 

The records will be maintained in 

accordance with records disposition 

schedules approved by the National 

Archives and Records Administration. 

The schedules are available at 

www.cftc.gov. 

SYSTEM MANAGER(S) AND ADDRESS: 

Chief Information Officer, Office of 

Data and Technology, Commodity 

Futures Trading Commission, Three 

Lafayette Centre, 1155 21st Street NW., 

Washington, DC 20581. 

NOTIFICATION PROCEDURE: 

Individuals seeking to determine 

whether this system of records contains 

information about themselves or seeking 

access to records about themselves in 

this system of records, or contesting the 

content of records about themselves 

contained in this system of records 

should address written inquiry to the 

Office of General Counsel, Paralegal 

Specialist, Commodity Futures Trading 

Commission, Three Lafayette Centre, 

1155 21st Street NW., Washington, DC 

20581. Telephone (202) 418–5011. 

RECORD SOURCE CATEGORIES: 

Individuals, agencies, firms, 

Exchanges, DCOs and Designated SelfRegulatory Organizations will provide 

the information for this system of 

records, which includes correspondence 

from individuals, agencies, firms, 

Exchanges, DCOs and Designated SelfRegulatory Organizations requested to 

provide information on the individual. 

EXEMPTIONS CLAIMED FOR THIS SYSTEM: 

None. 

Issued in Washington, DC, on this 19th day 

of September, by the Commission. 

Sauntia S. Warfield, 

Assistant Secretary of the Commission. 

[FR Doc. 2012–23496 Filed 9–21–12; 8:45 am] 

BILLING CODE 6351–01–P 

DEPARTMENT OF DEFENSE 

Office of the Secretary 

[Docket ID: DoD–2012–OS–0094] 

Privacy Act of 1974; System of 

Records 

AGENCY: Defense Information Systems 

Agency, DoD. 

ACTION: Notice to delete five Systems of 

Records. 

SUMMARY: The Defense Information 

Systems Agency is deleting five systems 

of records notices from its existing 

inventory of record systems subject to 

the Privacy Act of 1974 (5 U.S.C. 552a), 

as amended. 

DATES: This proposed action will be 

effective on October 25, 2012 unless 

comments are received which result in 

a contrary determination. Comments 

will be accepted on or before October 

24, 2012. 

ADDRESSES: You may submit comments, 

identified by docket number and title, 

by any of the following methods: 

* Federal Rulemaking Portal: http:// 

www.regulations.gov. Follow the 

instructions for submitting comments. 

* Mail: Federal Docket Management 

System Office, 4800 Mark Center Drive, 

East Tower, 2nd Floor, Suite 02G09, 

Alexandria, VA 22350–3100. 

Instructions: All submissions received 

must include the agency name and 

docket number for this Federal Register 

document. The general policy for 

comments and other submissions from 

members of the public is to make these 

submissions available for public 

viewing on the Internet at http:// 

www.regulations.gov as they are 

received without change, including any 

personal identifiers or contact 

information. 

FOR FURTHER INFORMATION CONTACT: Ms. 

Jeanette Weathers-Jenkins, DISA Privacy 

Officer, Defense Information Systems 

Agency (DISA), Chief Information Office 

(CIO), 6916 Cooper Ave., Ft. Meade, MD 

20755–7901, or by telephone at (301) 

225–8158. 

SUPPLEMENTARY INFORMATION: The 

Defense Information Systems Agency 

systems of records notices subject to the 

Privacy Act of 1974 (5 U.S.C. 552a), as 

amended, have been published in the 

Federal Register and are available from 

the address in FOR FURTHER INFORMATION

CONTACT. 

The Defense Information Systems 

Agency proposes to delete five systems 

of records from its inventory of record 

systems subject to the Privacy Act of 

1974 (5 U.S.C. 552a), as amended. 

The proposed deletions are not within 

the purview of subsection (r) of the 

Privacy Act of 1974 (5 U.S.C. 552a), as 

amended, which requires the 

submission of a new or altered system 

report. 

Dated: September 18, 2012. 

Aaron Siegel, 

Alternate OSD Federal Register Liaison 

Officer, Department of Defense. 

DELETIONS: 

K240.05, Identification Badge System 

(February 22, 1993, 58 FR 10562). 

REASON: 

The identification badge system no 

longer retrieves by a personal identifier 

and all records have met their retention 

period and therefore, this system can be 

deleted. 

KWHC.04, Military Financial File System 

(February 22, 1993, 58 FR 10562). 

REASON: 

Records are no longer collected 

locally, this system of records is now 

obsolete. The records are now covered 

by the Defense Finance and Accounting 

Service system of records notice, T– 

7340d, Defense Military Pay Office 

Input and Reporting System (May 19, 

2008, 73 FR 28800), therefore the system 

can be deleted. 


TKELLEY on DSK3SPTVN1PROD with NOTICES