Subpart 4.6 - Contract Reporting

Parent topic: Part 4 - Administrative and Information Matters

4.600 Scope of subpart.

This subpart prescribes uniform reporting requirements for the Federal Procurement Data System

(FPDS).

4.601 Definitions.

As used in this subpart—

Contract action means any oral or written action that results in the purchase, rent, or lease of

supplies or equipment, services, or construction using appropriated dollars over the micro-purchase

threshold, or modifications to these actions regardless of dollar value. Contract action does not

include grants, cooperative agreements, other transactions, real property leases, requisitions from

Federal stock, training authorizations, or other non-FAR based transactions.

Contract action report (CAR) means contract action data required to be entered into the Federal

Procurement Data System (FPDS).

Definitive contract means any contract that must be reported to FPDS other than an indefinite

delivery vehicle. This definition is only for FPDS, and is not intended to apply to part 16.

Entitlement program means a Federal program that guarantees a certain level of benefits to persons

or other entities who meet requirements set by law, such as Social Security, farm price supports, or

unemployment benefits.

Generic entity identifier means a number or other identifier assigned to a category of vendors and

not specific to any individual or entity.

Indefinite delivery vehicle (IDV) means an indefinite delivery contract or agreement that has one or

more of the following clauses:

(1) 52.216-18, Ordering.

(2) 52.216-19, Order Limitations.

(3) 52.216-20, Definite Quantity.

(4) 52.216-21, Requirements.

(5) 52.216-22, Indefinite Quantity.

(6) Any other clause allowing ordering.
4.602 General.

(a) The FPDS provides a comprehensive web-based tool for agencies to report contract actions. The

resulting data provides-

(1) A basis for recurring and special reports to the President, the Congress, the Government

Accountability Office, Federal executive agencies, and the general public;

(2) A means of measuring and assessing the effect of Federal contracting on the Nation's economy

and the extent to which small, veteran-owned small, service-disabled veteran-owned small,

HUBZone small, small disadvantaged, women-owned small business concerns, and AbilityOne

nonprofit agencies operating under 41 U.S.C. chapter 85, Committee for Purchase from People Who

Are Blind or Severely Disabled, are sharing in Federal contracts;

(3) A means of measuring and assessing the effect of Federal contracting for promoting sustainable

technologies, materials, products, and high-performance sustainable buildings. This is accomplished

by collecting and reporting agency data on sustainable acquisition, including types of products

purchased, the purchase costs, and the exceptions used for other than sustainable acquisition; and

(4) A means of measuring and assessing the effect of other policy and management initiatives (e.g.,

performance based acquisitions and competition).

(b) FPDS does not provide reports for certain acquisition information used in the award of a contract

action (e.g., subcontracting data, funding data, or accounting data).

(c) The FPDS Web site, https://www.fpds.gov, provides instructions for submitting data. It also

provides-

(1) A complete list of departments, agencies, and other entities that submit data to the FPDS;

(2) Technical and end-user guidance;

(3) A computer-based tutorial; and

(4) Information concerning reports not generated in FPDS.

4.603 Policy.

(a) In accordance with the Federal Funding Accountability and Transparency Act of 2006 (Pub. L.

109-282), all unclassified Federal award data must be publicly accessible.

(b) Executive agencies shall use FPDS to maintain publicly available information about all

unclassified contract actions exceeding the micro-purchase threshold, and any modifications to those

actions that change previously reported contract action report data, regardless of dollar value.

(c) Agencies awarding assisted acquisitions or direct acquisitions must report these actions and

identify the Program/Funding Agency and Office Codes from the applicable agency codes maintained

by each agency at FPDS. These codes represent the agency and office that has provided the

predominant amount of funding for the contract action. For assisted acquisitions, the requesting

agency will receive socioeconomic credit for meeting agency small business goals, where applicable.
Requesting agencies shall provide the appropriate agency/bureau component code as part of the

written interagency agreement between the requesting and servicing agencies (see 17.502-1(a)(1)).

(d) Agencies awarding contract actions with a mix of appropriated and non-appropriated funding

shall only report the full appropriated portion of the contract action in FPDS.

4.604 Responsibilities.

(a) The Senior Procurement Executive in coordination with the head of the contracting activity is

responsible for developing and monitoring a process to ensure timely and accurate reporting of

contractual actions to FPDS.

(b)

(1) The responsibility for the completion and accuracy of the individual contract action report (CAR)

resides with the contracting officer who awarded the contract action. CARs in a draft or error status

in FPDS are not considered complete.

(2) The CAR must be confirmed for accuracy by the contracting officer prior to release of the

contract award. The CAR must then be completed in FPDS within three business days after contract

award.

(3) For any action awarded in accordance with FAR 6.302-2 or pursuant to any of the authorities

listed at subpart 18.2, the CAR must be completed in FPDS within 30 days after contract award.

(4) When the contracting office receives written notification that a contractor has changed its size

status in accordance with the clause at 52.219-28, Post-Award Small Business Program

Rerepresentation, the contracting officer shall update the size status in FPDS within 30 days after

receipt of contractor’s notification of rerepresentation.

(5) If after award of a contract, the contracting officer receives written notification of SBA’s final

decision on a protest concerning a size determination, the contracting officer shall update FPDS to

reflect the final decision.

(c) The chief acquisition officer of each agency required to report its contract actions must submit to

the General Services Administration (GSA), in accordance with FPDS guidance, within 120 days

after the end of each fiscal year, an annual certification of whether, and to what degree, agency CAR

data for the preceding fiscal year is complete and accurate.

4.605 Procedures.

(a) Procurement Instrument Identifier (PIID). Agencies shall have in place a process that ensures

that each PIID reported to FPDS is unique Governmentwide, for all solicitations, contracts, blanket

purchase agreements, basic agreements, basic ordering agreements, or orders in accordance with

4.1601 to 4.1603, and will remain so for at least 20 years from the date of contract award. Other

pertinent PIID instructions for FPDS reporting can be found at https://www.fpds.gov.

(b) Unique entity identifier. The contracting officer shall identify and report a unique entity identifier
for the successful offeror on a contract action. The unique entity identifier shall correspond to the

successful offeror's name and address as stated in the offer and resultant contract, and as registered

in the System for Award Management in accordance with the provision at 52.204-7, System for

Award Management. The contracting officer shall ask the offeror to provide its unique entity

identifier by using either the provision at 52.204-6, Unique Entity Identifier, the provision at

52.204-7, System for Award Management, or the provision at 52.212-1, Instructions to OfferorsCommercial Products and Commercial Services. (For a discussion of the Commercial and

Government Entity (CAGE) Code, which is a different identifier, see subpart 4.18.)

(c) Generic entity identifier.

(1) The use of a generic entity identifier should be limited, and only used in the situations described

in paragraph (c)(2) of this section. Use of a generic entity identifier does not supersede the

requirements of provisions 52.204-6, Unique Entity Identifier or 52.204-7 System for Award

Management (if present in the solicitation) for the contractor to have a unique entity identifier

assigned.

(2) Authorized generic entity identifiers, maintained by the Integrated Award Environment (IAE)

program office (http://www.gsa.gov/portal/content/105036), may be used to report contracts in lieu

of the contractor's actual unique entity identifier only for—

(i) Contract actions valued at or below $30,000 that are awarded to a contractor that is-

(A) A student;

(B) A dependent of either a veteran, foreign service officer, or military member assigned outside the

United States and its outlying areas (as defined in 2.101); or

(C) Located outside the United States and its outlying areas for work to be performed outside the

United States and its outlying areas and the contractor does not otherwise have a unique entity

identifier;

(ii) Contracts valued above $30,000 awarded to individuals located outside the United States and its

outlying areas for work to be performed outside the United States and its outlying areas; or

(iii) Contracts when specific public identification of the contracted party could endanger the mission,

contractor, or recipients of the acquired goods or services. The contracting officer must include a

written determination in the contract file of a decision applicable to authority under this paragraph

(c)(2)(iii).

(d) American Recovery and Reinvestment Act actions. The contracting officer, when entering data in

FPDS, shall use the instructions at https://www.fpds.gov to identify any action funded in whole or in

part by the American Recovery and Reinvestment Act of 2009 (Pub. L. 111-5).

(e) Office codes. Agencies shall by March 31, 2016—

(1) Use the Activity Address Code (AAC), as defined in 2.101, assigned to the issuing contracting

office as the contracting office code, and

(2) Use the AAC assigned to the program/funding office providing the predominance of funding for

the contract action as the program/funding office code.
4.606 Reporting Data.

(a) Actions required to be reported to FPDS.

(1) As a minimum, agencies must report the following contract actions over the micro-purchase

threshold, regardless of solicitation process used, and agencies must report any modification to

these contract actions that change previously reported contract action data, regardless of dollar

value:

(i) Definitive contracts, including purchase orders and imprest fund buys over the micro-purchase

threshold awarded by a contracting officer.

(ii) Indefinite delivery vehicle (identified as an "IDV" in FPDS). Examples of IDVs include the

following:

(A) Task and Delivery Order Contracts (see subpart 16.5), including–

(1) Government-wide acquisition contracts.

(2) Multi-agency contracts.

(B) GSA Federal supply schedules.

(C) Blanket Purchase Agreements (see 13.303).

(D) Basic Ordering Agreements (see 16.703).

(E) Any other agreement or contract against which individual orders or purchases may be placed.

(iii) All calls and orders awarded under the indefinite delivery vehicles identified in paragraph

(a)(1)(ii) of this section.

(2) The GSA Office of Charge Card Management will provide the Government purchase card data, at

a minimum annually, and GSA will incorporate that data into FPDS for reports.

(3) Agencies may use the FPDS Express Reporting capability for consolidated multiple action reports

for a vendor when it would be overly burdensome to report each action individually. When used,

Express Reporting should be done at least monthly.

(b) Reporting other actions. Agencies may submit actions other than those listed at paragraph (a)(1)

of this section only if they are able to be segregated from FAR-based actions and this is approved in

writing by the FPDS Program Office. Prior to the commencement of reporting, agencies must

contact the FPDS Program Office if they desire to submit any of the following types of activity:

(1) Transactions at or below the micro-purchase threshold, except as provided in paragraph (a)(2) of

this section.

(2) Any non-appropriated fund (NAF) or NAF portion of a contract action using a mix of appropriated

and non-appropriated funding.

(3) Lease and supplemental lease agreements for real property.
(4) Grants and entitlement actions.

(c) Actions not reported. The following types of contract actions are not to be reported to FPDS:

(1) Imprest fund transactions below the micro-purchase threshold, including those made via the

Government purchase card (unless specific agency procedures prescribe reporting these actions).

(2) Orders from GSA stock and the GSA Global Supply Program.

(3) Purchases made at GSA or AbilityOne service stores, as these items stocked for resale have

already been reported by GSA.

(4) Purchases made using non-appropriated fund activity cards, chaplain fund cards, individual

Government personnel training orders, and Defense Printing orders.

(5) Actions that, pursuant to other authority, will not be entered in FPDS (e.g., reporting of the

information would compromise national security).

(6) Contract actions in which the required data would constitute classified information.

(7) Resale activity (i.e., commissary or exchange activity).

(8) Revenue generating arrangements (i.e., concessions).

(9) Training expenditures not issued as orders or contracts.

(10) Interagency agreements other than inter-agency acquisitions required to be reported at

4.606(a)(1).

(11) Letters of obligation used in the A-76 process.

(d) Agencies not subject to the FAR. Agencies not subject to the FAR may be required by other

authority (e.g., statute, OMB, or internal agency policy) to report certain information to FPDS. Those

agencies not subject to the FAR must first receive approval from the FPDS Program Office prior to

reporting to FPDS.

4.607 Solicitation provisions and contract clause.

(a) Insert the provision at 52.204-5, Women-Owned Business (Other Than Small Business), in all

solicitations that-

(1) Are not set aside for small business concerns;

(2) Exceed the simplified acquisition threshold; and

(3) Are for contracts that will be performed in the United States or its outlying areas.

(b) Insert the provision at 52.204-6, Unique Entity Identifier, in solicitations that do not contain the

provision at 52.204-7, System for Award Management, or meet a condition at 4.605(c)(2).

(c) Insert the clause at 52.204-12, Unique Entity Identifier Maintenance, in solicitations and

resulting contracts that contain the provision at 52.204-6, Unique Entity Identifier.