# C_2014090EN.01020701.xml

| 28.3.2014 | EN | Official Journal of the European Union | C 90/207 |
| --- | --- | --- | --- |

28.3.2014

EN

Official Journal of the European Union

C 90/207

---

Statement of revenue and expenditure of the European Securities and Markets Authority (ESMA) for the financial year 2014

(2014/C 90/38)

REVENUE

REVENUE

| Title
  Chapter | Heading | Financial year 2014 | Financial year 2013 | Financial year 2012 |
| --- | --- | --- | --- | --- |
| 1 |
| CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES |
| 1 0 | CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES | 15 122 387 | 12 536 600 | 8 526 865,— |
| | Title 1 — Total | 15 122 387 | 12 536 600 | 8 526 865,— |
| 2 |
| CONTRIBUTION FROM THE EUROPEAN UNION |
| 2 0 | CONTRIBUTION FROM THE EUROPEAN UNION | 11 071 823 | 8 696 897 | 6 136 171,— |
| | Title 2 — Total | 11 071 823 | 8 696 897 | 6 136 171,— |
| 3 |
| FEES PAID TO THE AUTHORITY |
| 3 0 | FEES PAID TO THE AUTHORITY | 6 580 000 | 6 582 252 | 2 586 327,— |
| | Title 3 — Total | 6 580 000 | 6 582 252 | 2 586 327,— |
| 4 |
| CONTRIBUTION FROM OBSERVERS |
| 4 0 | CONTRIBUTION FROM OBSERVERS | 429 613 | 373 000 | 227 521,— |
| | Title 4 — Total | 429 613 | 373 000 | 227 521,— |
| | GRAND TOTAL | 33 203 823 | 28 188 749 | 17 476 884,— |

Title

Chapter

Heading

Financial year 2014

Financial year 2013

Financial year 2012

1

1

CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES

CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES

1 0

CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES

15 122 387

12 536 600

8 526 865,—

Title 1 — Total

Title 1 — Total

15 122 387

15 122 387

12 536 600

12 536 600

8 526 865,—

8 526 865,—

2

2

CONTRIBUTION FROM THE EUROPEAN UNION

CONTRIBUTION FROM THE EUROPEAN UNION

2 0

CONTRIBUTION FROM THE EUROPEAN UNION

11 071 823

8 696 897

6 136 171,—

Title 2 — Total

Title 2 — Total

11 071 823

11 071 823

8 696 897

8 696 897

6 136 171,—

6 136 171,—

3

3

FEES PAID TO THE AUTHORITY

FEES PAID TO THE AUTHORITY

3 0

FEES PAID TO THE AUTHORITY

6 580 000

6 582 252

2 586 327,—

Title 3 — Total

Title 3 — Total

6 580 000

6 580 000

6 582 252

6 582 252

2 586 327,—

2 586 327,—

4

4

CONTRIBUTION FROM OBSERVERS

CONTRIBUTION FROM OBSERVERS

4 0

CONTRIBUTION FROM OBSERVERS

429 613

373 000

227 521,—

Title 4 — Total

Title 4 — Total

429 613

429 613

373 000

373 000

227 521,—

227 521,—

GRAND TOTAL

GRAND TOTAL

33 203 823

33 203 823

28 188 749

28 188 749

17 476 884,—

17 476 884,—

EXPENDITURE

EXPENDITURE

| Title
  Chapter | Heading | Appropriations 2014 | Appropriations 2013 | Outturn 2012 |
| --- | --- | --- | --- | --- |
| 1 |
| STAFF EXPENDITURE |
| 1 1 | STAFF IN ACTIVE EMPLOYMENT | 16 844 500 | 12 132 000 | 8 024 945,— |
| 1 2 | EXPENDITURE RELATING TO STAFF MANAGEMENT AND RECRUITMENT | 250 000 | 300 000 | 176 792,— |
| 1 3 | MISSIONS EXPENSES, TRAVEL AND INCIDENTAL EXPENSES | | 815 000 | 599 651,— |
| 1 4 | SOCIAL- MEDICAL INFRASTRUCTURE | 303 323 | 295 000 | 188 311,— |
| 1 6 | TRAINING | 400 000 | 340 000 | 288 385,— |
| 1 7 | REPRESENTATION EXPENSES, RECEPTIONS AND EVENTS | | 15 000 | 13 492,— |
| | Title 1 — Total | 17 797 823 | 13 897 000 | 9 291 576,— |
| 2 |
| INFRASTRUCTURE AND ADMINISTRATIVE EXPENDITURE |
| 2 0 | RENTAL OF BUILDING AND ASSOCIATED COSTS | 4 260 000 | 3 626 000 | 2 741 099,— |
| 2 1 | INFORMATION AND COMMUNICATION TECHNOLOGY | 1 400 000 | 1 723 335 | 829 078,— |
| 2 2 | MOVABLE PROPERTY AND ASSOCIATED COSTS | 100 000 | 150 000 | 314 185,— |
| 2 3 | CURRENT ADMINISTRATIVE EXPENDITURE | 675 000 | 425 000 | 496 136,— |
| 2 4 | POSTAL AND TELECOMMUNICATIONS | | 317 414 | 292 219,— |
| 2 5 | INFORMATION AND PUBLISHING | | 963 000 | 527 782,— |
| 2 6 | MEETING EXPENSES | | 416 000 | 193 393,— |
| 2 7 | REPRESENTATION EXPENSES, RECEPTIONS AND EVENTS | 20 000 | | |
| | Title 2 — Total | 6 455 000 | 7 620 749 | 5 393 892,— |
| 3 |
| OPERATING EXPENDITURES |
| 3 1 | COMMON SUPERVISORY CULTURE: TRAINING AND EVENTS | 400 000 | 400 000 | 182 861,— |
| 3 2 | COLLECTION OF INFORMATION: IT PROJECTS | 4 750 000 | 5 350 000 | 2 564 761,— |
| 3 3 | SUPERVISION | 360 000 | 400 000 | 43 795,— |
| 3 4 | LEGAL ADVICE | 200 000 | 221 000 | |
| 3 5 | ACCESS TO DATA FOR ECONOMIC RESEARCH | 300 000 | 300 000 | |
| 3 6 | MISSIONS EXPENSES, TRAVEL AND INCIDENTAL EXPENSES | 1 100 000 | | |
| 3 7 | INFORMATION AND PUBLISHING | 790 000 | | |
| 3 8 | MEETING EXPENSES | 280 000 | | |
| 3 9 | SERVICES ON OPERATIONAL MATTERS | 771 000 | | |
| | Title 3 — Total | 8 951 000 | 6 671 000 | 2 791 417,— |
| 9 |
| ITEMS OUTSIDE THE FORESEEN BUDGET LINES |
| 9 0 | ITEMS OUTSIDE THE FORESEEN BUDGET LINES | p.m. | p.m. | 0,— |
| | Title 9 — Total | p.m. | p.m. | 0,— |
| | GRAND TOTAL | 33 203 823 | 28 188 749 | 17 476 885,— |

Title

Chapter

Heading

Appropriations 2014

Appropriations 2013

Outturn 2012

1

1

STAFF EXPENDITURE

STAFF EXPENDITURE

1 1

STAFF IN ACTIVE EMPLOYMENT

16 844 500

12 132 000

8 024 945,—

1 2

EXPENDITURE RELATING TO STAFF MANAGEMENT AND RECRUITMENT

250 000

300 000

176 792,—

1 3

MISSIONS EXPENSES, TRAVEL AND INCIDENTAL EXPENSES

815 000

599 651,—

1 4

SOCIAL- MEDICAL INFRASTRUCTURE

303 323

295 000

188 311,—

1 6

TRAINING

400 000

340 000

288 385,—

1 7

REPRESENTATION EXPENSES, RECEPTIONS AND EVENTS

15 000

13 492,—

Title 1 — Total

Title 1 — Total

17 797 823

17 797 823

13 897 000

13 897 000

9 291 576,—

9 291 576,—

2

2

INFRASTRUCTURE AND ADMINISTRATIVE EXPENDITURE

INFRASTRUCTURE AND ADMINISTRATIVE EXPENDITURE

2 0

RENTAL OF BUILDING AND ASSOCIATED COSTS

4 260 000

3 626 000

2 741 099,—

2 1

INFORMATION AND COMMUNICATION TECHNOLOGY

1 400 000

1 723 335

829 078,—

2 2

MOVABLE PROPERTY AND ASSOCIATED COSTS

100 000

150 000

314 185,—

2 3

CURRENT ADMINISTRATIVE EXPENDITURE

675 000

425 000

496 136,—

2 4

POSTAL AND TELECOMMUNICATIONS

317 414

292 219,—

2 5

INFORMATION AND PUBLISHING

963 000

527 782,—

2 6

MEETING EXPENSES

416 000

193 393,—

2 7

REPRESENTATION EXPENSES, RECEPTIONS AND EVENTS

20 000

Title 2 — Total

Title 2 — Total

6 455 000

6 455 000

7 620 749

7 620 749

5 393 892,—

5 393 892,—

3

3

OPERATING EXPENDITURES

OPERATING EXPENDITURES

3 1

COMMON SUPERVISORY CULTURE: TRAINING AND EVENTS

400 000

400 000

182 861,—

3 2

COLLECTION OF INFORMATION: IT PROJECTS

4 750 000

5 350 000

2 564 761,—

3 3

SUPERVISION

360 000

400 000

43 795,—

3 4

LEGAL ADVICE

200 000

221 000

3 5

ACCESS TO DATA FOR ECONOMIC RESEARCH

300 000

300 000

3 6

MISSIONS EXPENSES, TRAVEL AND INCIDENTAL EXPENSES

1 100 000

3 7

INFORMATION AND PUBLISHING

790 000

3 8

MEETING EXPENSES

280 000

3 9

SERVICES ON OPERATIONAL MATTERS

771 000

Title 3 — Total

Title 3 — Total

8 951 000

8 951 000

6 671 000

6 671 000

2 791 417,—

2 791 417,—

9

9

ITEMS OUTSIDE THE FORESEEN BUDGET LINES

ITEMS OUTSIDE THE FORESEEN BUDGET LINES

9 0

ITEMS OUTSIDE THE FORESEEN BUDGET LINES

p.m.

p.m.

0,—

Title 9 — Total

Title 9 — Total

p.m.

p.m.

p.m.

p.m.

0,—

0,—

GRAND TOTAL

GRAND TOTAL

33 203 823

33 203 823

28 188 749

28 188 749

17 476 885,—

17 476 885,—

Establishment plan

Establishment plan

| Function group and grade | 2014 | 2013 | 2012 |
| --- | --- | --- | --- |
| Permanent posts | Temporary posts | Permanent posts | Temporary posts | Permanent posts | Temporary posts |
| AD 16 | — | — | — | — | — | — |
| AD 15 | — | 1 | — | 1 | — | 1 |
| AD 14 | — | 1 | — | 1 | — | 1 |
| AD 13 | — | — | — | — | — | 1 |
| AD 12 | — | 3 | — | 3 | — | 4 |
| AD 11 | — | 5 | — | 5 | — | 4 |
| AD 10 | — | 6 | — | 6 | — | 4 |
| AD 9 | — | 14 | — | 12 | — | 5 |
| AD 8 | — | 27 | — | 24 | — | 11 |
| AD 7 | — | 27 | — | 24 | — | 11 |
| AD 6 | — | 20 | — | 18 | — | 11 |
| AD 5 | — | 14 | — | 12 | — | 9 |
| Total AD | — | 118 | — | 106 | — | 63 |
| AST 11 | — | — | — | — | — | 1 |
| AST 10 | — | — | — | — | — | 1 |
| AST 9 | — | 1 | — | 1 | — | 2 |
| AST 8 | — | — | — | — | — | 1 |
| AST 7 | — | — | — | — | — | 1 |
| AST 6 | — | 1 | — | 1 | — | — |
| AST 5 | — | 2 | — | 2 | — | — |
| AST 4 | — | 6 | — | 6 | — | 1 |
| AST 3 | — | 2 | — | 2 | — | 2 |
| AST 2 | — | 3 | — | 3 | — | 1 |
| AST 1 | — | — | — | — | — | 2 |
| Total AST | — | 15 | — | 15 | — | 12 |
| Total | — | 133 | — | 121 | — | 75 |
| Grand Total | 133 | 121 | 75 |

Function group and grade

2014

2013

2012

Permanent posts

Temporary posts

Permanent posts

Temporary posts

Permanent posts

Temporary posts

AD 16

—

—

—

—

—

—

AD 15

—

1

—

1

—

1

AD 14

—

1

—

1

—

1

AD 13

—

—

—

—

—

1

AD 12

—

3

—

3

—

4

AD 11

—

5

—

5

—

4

AD 10

—

6

—

6

—

4

AD 9

—

14

—

12

—

5

AD 8

—

27

—

24

—

11

AD 7

—

27

—

24

—

11

AD 6

—

20

—

18

—

11

AD 5

—

14

—

12

—

9

Total AD

—

118

—

106

—

63

AST 11

—

—

—

—

—

1

AST 10

—

—

—

—

—

1

AST 9

—

1

—

1

—

2

AST 8

—

—

—

—

—

1

AST 7

—

—

—

—

—

1

AST 6

—

1

—

1

—

—

AST 5

—

2

—

2

—

—

AST 4

—

6

—

6

—

1

AST 3

—

2

—

2

—

2

AST 2

—

3

—

3

—

1

AST 1

—

—

—

—

—

2

Total AST

—

15

—

15

—

12

Total

Total

—

—

133

133

—

—

121

121

—

—

75

75

Grand Total

Grand Total

133

133

121

121

75

75

Estimate of number of contract staff (expressed in full-time equivalents) and seconded national experts

Estimate of number of contract staff (expressed in full-time equivalents) and seconded national experts

| Contract staff posts | 2014 |
| --- | --- |
| FG IV | 15 |
| FG III | 4 |
| FG II | 12 |
| FG I | — |
| Total FG | 31 |
| Seconded national experts posts | 21 |
| Total | 52 |

Contract staff posts

2014

FG IV

15

FG III

4

FG II

12

FG I

—

Total FG

31

Seconded national experts posts

21

Total

Total

52

52

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