Subpart 4.11 - System for Award Management    **Parent topic:** Part 4 - Administrative and Information Matters4.1100 Scope.       This subpart prescribes policies and procedures for requiring contractor registration in the System for Award Management (SAM) to—                                       (a)                    						            Increase visibility of vendor sources (including their geographical locations) for specific supplies and services; and                                          (b)                    						            Establish a common source of vendor data for the Government.4.1101 Definition.       As used in this subpart-          *Agreement* means basic agreement, basic ordering agreement, or blanket purchase agreement.4.1102 Policy.       (a)                    						            Offerors and quoters are required	to be registered in SAM at the time an offer or quotation is submitted	in order to comply with the annual representations and certifications	requirements except for—                                                         (1)                          								                Purchases under the micro-purchase	threshold that use a Governmentwide commercial purchase card as	both the purchasing and payment mechanism, as opposed to using the	purchase card for payment only;                                                            (2)                          								                Classified	contracts (see 2.101)	when registration in SAM, or use of SAM data, could compromise the	safeguarding of classified information or national security;                                                            (3)                          								                Contracts	awarded by–                                                                           (i) Deployed contracting officers in the course of military operations, including, but not limited to, contingency operations as defined in 10 U.S.C.101(a)(13) or humanitarian or peacekeeping operations as defined in                                   10 U.S.C. 3015(2);                                                                              (ii)                                										                    Contracting	officers located outside the United States and its outlying areas,	as defined in 2.101,	for work to be performed in support of diplomatic or developmental	operations, including those performed in support of foreign assistance	programs overseas, in an area that has been designated by the Department	of State as a danger pay post (see https://aoprals.state.gov/);or                                                                              (iii)                                										                    Contracting	officers in the conduct of emergency operations, such as responses	to natural or environmental disasters or national or civil emergencies, *e.g.,* Robert	T. Stafford Disaster Relief and Emergency Assistance Act (42 U.S.C.5121);                                                                                                           (4)                          								                Contracts	with individuals for performance outside the United States and its	outlying areas;                                                            (5)                          								                Contracts	awarded without providing for full and open competition due to unusual	or compelling urgency (see 6.302-2);                                                            (6)                          								                Contract	actions at or below $30,000 awarded to foreign vendors for work	performed outside the United States, if it is impractical to obtain	SAM registration; and                                                            (7)                          								                Micro-purchases	that do not use the electronic funds transfer (EFT) method for payment	and are not required to be reported (see subpart  4.6).                                                                             (b)                    						            If practical,	the contracting officer shall modify the contract or agreement awarded	under paragraph (a)(3) of this section to require SAM registration.                                          (c)                    						            Contracting	officers shall use the legal business name or "doing business as"	name and physical address from the contractor's SAM registration	for the provided unique entity identifier to identify the contractor	in section A of the contract schedule, similar sections of non-uniform	contract formats and agreements, and all corresponding forms and	data exchanges. Contracting officers shall make no changes to the	data retrieved from SAM.                                          (d)                                                         (1)                                                                           (i)                                										                    If a contractor	has legally changed its business name or "doing business as" name	(whichever is shown on the contract), or has transferred the assets	used in performing the contract, but has not completed the necessary	requirements regarding novation and change-of-name agreements in subpart  42.12, the	contractor is required to provide the responsible contracting officer	a minimum of one business day's written notification of its intention	to change the name in SAM, comply with the requirements of subpart  42.12, and	agree in writing to the timeline and procedures specified by the	responsible contracting officer. Along with the notification, the	contractor is required to provide the contracting officer sufficient	documentation to support the legally changed name.                                                                              (ii)                                										                    If the	contractor fails to comply with the requirements of paragraph (d)(1)(i)	of the clause at 52.204-13,	System for Award Management Maintenance, or fails to perform the	agreement at 52.204-13, paragraph (d)(1)(i)(C),	and, in the absence of a properly executed novation or change-of-name	agreement, the SAM information that shows the contractor to be other	than the contractor indicated in the contract will be considered	to be incorrect information within the meaning of the "Suspension	of Payment" paragraph of the EFT clause of the contract.                                                                                                           (2)                          								                The contractor	shall not change the name or address for electronic funds transfer	payments (EFT) or manual payments, as appropriate, in the SAM record	to reflect an assignee for the purpose of assignment of claims (see subpart  32.8, Assignment	of Claims).                                                            (3)                          								                Assignees	shall be separately registered in SAM. Information provided to the	contractor’s SAM record that indicates payments, including those	made by EFT, to an ultimate recipient other than that contractor	will be considered to be incorrect information within the meaning	of the "Suspension of payment" paragraph of the EFT clause of the	contract.4.1103 Procedures.       (a) Unless the acquisition is exempt under 4.1102(a), the contracting officer—                                                         (1) Shall verify that the offeror or quoter is registered in SAM (see paragraph (b) of this section) at the time an offer or quotation is submitted;                                                            (2) Should use the unique entity identifier to verify SAM registration–                                                                           (i) Via https://www.sam.gov; or                                                                              (ii) As otherwise provided by agency procedures; or                                                                                                           (3)                         Need not verify SAM registration before placing an order or call if the contract or agreement includes the clause at 52.204-13, System for Award Management Maintenance, or a similar agency clause, except when use of the Governmentwide commercial purchase card is contemplated as a method of payment. (See 32.1108(b)(2).)                                                                             (b) If the contract action is being awarded in accordance with 4.1102(a)(5), the contractor is required to be registered in SAM within 30 days after contract award, or at least three days prior to submission of the first invoice, whichever occurs first.                                          (c) Agencies shall protect against improper disclosure of information contained in SAM.                                          (d) The contracting officer shall, on contractual documents transmitted to the payment office, provide the unique entity identifier, or, if applicable, the Electronic Funds Transfer indicator, in accordance with agency procedures.4.1104 Disaster Response Registry.       Contracting officers shall consult the Disaster Response Registry via https://www.sam.gov, Search Records, Advanced Search, Disaster Response Registry Search when contracting for debris removal, distribution of supplies, reconstruction, and other disaster or emergency relief activities inside the United States and outlying areas. (See 26.205).4.1105 Solicitation provision and contract clauses.       (a)                                                         (1)                          								                Insert the provision at 52.204-7, System for Award Management, in all solicitations except when the conditions in 4.1102(a) apply.                                                            (2)                          								                Insert the provision at 52.204-7, System for Award Management, with its Alternate I when the solicitation is anticipated to be awarded in accordance with 4.1102(a)(5).                                                                             (b)                    						            Insert the clause at 52.204-13, System for Award Management Maintenance, in solicitations that contain the provision at 52.204-7, and resulting contracts.