alea-institute/kl3m-data-sample-004-shuffled huggingface dataset:
Exhibit 10.2


 


May 11,
2009


 


Francis
P. Straub III


c/o
Deerfield Capital Management LLC


6250
North River Road, 9th Floor


Rosemont,
Illinois 60018


 


RE:  2009 Compensation Agreement


 


Dear
Frank:


 


Due
to your valuable contribution to Deerfield Capital Management LLC (the “Company”),
management and the board of directors of Deerfield Capital Corp. (“DFR”) have decided
to include you and a limited number of other employees in a retention program to
provide you with certain assurances regarding your cash compensation for the
Company’s 2009 fiscal year.  In
accordance with the foregoing, the Company hereby guarantees the following:


 


1.             Your annual salary
for 2009 will be no less than your annual salary for 2008 (which was $350,000)
and will be paid in cash pursuant to the Company’s standard payroll policies
and procedures;


 


2.             The Company will
pay you a bonus relating to the Company’s 2009 fiscal year of no less than $112,500
(your “Guaranteed 2009 Bonus”) in cash in 2010 in accordance with the Company’s
standard bonus payment policies and, in any event, no later than March 31,
2010, provided that you are employed by the Company on the date of such payment;
and


 


3.             If your employment
with the Company is terminated without “cause” (as determined by the DFR
Compensation Committee) prior to the payment of your Guaranteed 2009 Bonus as
set forth in 2 above, you will receive $150,000 in cash within 10 days of your
termination date.


 


The
payments set forth in paragraphs 1 through 3 above will be subject to standard
payroll withholding.  Nothing in paragraph
3 above shall be construed to limit your right to participate in any severance
program instituted by the Company with respect to employees whose employment is
terminated without cause and you shall be included in any such program.


 

















 


This
agreement is binding upon the Company and its successors and assigns.  You agree not to discuss or disclose any of
the terms of this agreement, except with or to your immediate family, attorney,
financial advisor or tax preparer or as required by law.  This agreement is not an agreement of
employment, and confers on you only those rights expressly granted herein.


 


Thank
you for your loyalty and hard work, and we look forward to building the
business together.


 


 


Sincerely,


 


	
  Deerfield
  Capital Management LLC

  	
   

  
	
   

  	
   

  
	
   

  	
   

  
	
  /s/
  Jonathan W. Trutter

  	
   

  
	
  Name:

  	
  Jonathan
  W. Trutter

  	
   

  
	
  Title:

  	
  Chief
  Executive Officer

  	
   

  



 


 


	
  Acknowledged
  and Agreed:

  	
   

  
	
   

  	
   

  
	
   

  	
   

  
	
  /s/
  Francis P. Straub III

  	
   

  
	
  Name:

  	
  Francis
  P. Straub III

  	
   

  
	
  Date:

  	
  May
  11, 2009
UNITED STATES DISTRICT COURT 

NORTHERN DISTRICT OF FLORIDA 

PENSACOLA DIVISION 

IN RE: 3M COMBAT ARMS 

EARPLUG PRODUCTS

 Case No. 3:19md2885 

LIABILITY LITIGATION 

This Document Relates to: 

Vaughn, 7:20cv134 

 

Judge M. Casey Rodgers 

Magistrate Judge Gary R. Jones 

EXHIBITS ORDER NO. 3 

This Order addresses Defendants’ objections to exhibits identified on 

Plaintiff’s first priority exhibit list dated March 18, 2022. The Court’s rulings are 

set forth and highlighted in the attached Exhibit A. Rulings for all remaining 

objections on parties’ priority exhibit lists will follow by separate order. 

SO ORDERED this 14th day of April, 2022. 

 

 M. CASEY RODGERS 

 UNITED STATES DISTRICT JUDGE

Case 7:20-cv-00134-MCR-GRJ Document 131 Filed 04/14/22 Page 1 of 1
xml version="1.0" encoding="UTF-8"?


L\_2021289DE.01005601.xml


| | | | |
| --- | --- | --- | --- |
| 12.8.2021 | DE | Amtsblatt der Europäischen Union | L 289/56 |

---

Berichtigung der Durchführungsverordnung (EU) 2021/997 des Rates vom 21. Juni 2021 zur Durchführung des Artikels 8a Absatz 1 der Verordnung (EG) Nr. 765/2006 über restriktive Maßnahmen gegen Belarus

(
[Amtsblatt der Europäischen Union L 219 I vom 21. Juni 2021](http://publications.europa.eu/resource/oj/JOL_2021_219_I_TOC)
)

Seite 3, Erwägungsgrund 5:

Anstatt:

| | |
| --- | --- |
| „(5) | Sieben Personen und eine Organisation sollten in die Liste in Anhang I der Verordnung (EG) Nr. 765/2006 der Personen und Organisationen, die restriktiven Maßnahmen unterliegen, aufgenommen werden —“ |

muss es heißen:

| | |
| --- | --- |
| „(5) | 78 Personen und sieben Organisationen sollten in die Liste in Anhang I der Verordnung (EG) Nr. 765/2006 der Personen und Organisationen, die restriktiven Maßnahmen unterliegen, aufgenommen werden —“. |

---
§ 301.89-2 Regulated articles. ( a ) *List of regulated articles.* The Administrator has determined that certain articles present a risk of spreading Karnal bunt. A list of all such articles is found on the internet at *www.aphis.usda.gov/aphis/ourfocus/planthealth/plant-pest-and-disease-programs/pests-and-diseases/karnal-bunt/ct_karnal_bunt*. Lists of all regulated articles may also be obtained by request from any local Plant Protection and Quarantine (PPQ) office; local offices are listed in telephone directories and on the internet at *www.aphis.usda.gov/aphis/ourfocus/planthealth/ppq-program-overview/sphd*.
( b ) *Normal process for designating additional regulated articles.* ( 1 ) If the Administrator determines that an article not already listed presents a risk of spreading Karnal bunt, APHIS will publish a notice in the Federal Register proposing to designate the article as a regulated article for Karnal bunt. The notice will provide the basis for this determination, and will request public comment.
( 2 ) If no comments are received on the notice, or if the comments do not change the Administrator's determination, APHIS will publish a second notice in the Federal Register designating the article as a regulated article for Karnal bunt and listing it.
( c ) *Immediate designation of regulated articles.* Any other article, product, or means of conveyance not already listed in accordance with paragraph (a) of this section may be designated a regulated article on an immediate basis if an inspector determines that it presents a risk of spreading Karnal bunt, and notifies the person in possession of the article, product, or means of conveyance that it is now subject to the restrictions of this subpart.
[87 FR 80016, Dec. 29, 2022]
<TABLE> <S> <C>

<ARTICLE> 9
       
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<PERIOD-TYPE>                   9-MOS
<FISCAL-YEAR-END>                          DEC-31-1996
<PERIOD-END>                               SEP-30-1996
<CASH>                                       8,329,891
<INT-BEARING-DEPOSITS>                     115,993,553
<FED-FUNDS-SOLD>                             1,402,752
<TRADING-ASSETS>                                     0
<INVESTMENTS-HELD-FOR-SALE>                 12,646,202
<INVESTMENTS-CARRYING>                      10,933,713
<INVESTMENTS-MARKET>                        24,131,364
<LOANS>                                    124,493,075
<ALLOWANCE>                                  1,387,336
<TOTAL-ASSETS>                             164,803,894
<DEPOSITS>                                 140,088,930
<SHORT-TERM>                                 2,500,000
<LIABILITIES-OTHER>                          1,103,980
<LONG-TERM>                                  1,857,143
<PREFERRED-MANDATORY>                                0
<PREFERRED>                                          0
<COMMON>                                       807,800
<OTHER-SE>                                  17,626,595
<TOTAL-LIABILITIES-AND-EQUITY>             164,803,894
<INTEREST-LOAN>                              9,122,784
<INTEREST-INVEST>                            1,186,574
<INTEREST-OTHER>                               221,951
<INTEREST-TOTAL>                            10,531,309
<INTEREST-DEPOSIT>                           3,493,389
<INTEREST-EXPENSE>                           3,633,615
<INTEREST-INCOME-NET>                        6,897,694
<LOAN-LOSSES>                                  238,650
<SECURITIES-GAINS>                             100,683
<EXPENSE-OTHER>                              5,349,645
<INCOME-PRETAX>                              2,961,967
<INCOME-PRE-EXTRAORDINARY>                   2,961,967
<EXTRAORDINARY>                                      0
<CHANGES>                                            0
<NET-INCOME>                                 2,072,967
<EPS-PRIMARY>                                     2.56
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<YIELD-ACTUAL>                                    6.17
<LOANS-NON>                                    769,000
<LOANS-PAST>                                   124,000
<LOANS-TROUBLED>                                     0
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<ALLOWANCE-OPEN>                             1,273,267
<CHARGE-OFFS>                                  275,139
<RECOVERIES>                                   150,558
<ALLOWANCE-CLOSE>                            1,387,336
<ALLOWANCE-DOMESTIC>                         1,387,336
<ALLOWANCE-FOREIGN>                                  0
<ALLOWANCE-UNALLOCATED>                              0
        

</TABLE>
Amendment, dated December 16, 2008, to agreement dated as of July 18, 2005



 EXHIBIT 10.6 
 December 16, 2008 
 Dear Gary, 
 This letter confirms the understanding between you and Morgan Stanley (the “Company”) regarding certain amendments to be made to your offer letter with the Company dated July 18, 2005, as
subsequently amended (the “Offer Letter”) to comply with Section 409A of the Internal Revenue Code of 1986, as amended (“Section 409A”). As we have discussed, Section 409A is a provision of
the US tax code that restricts the timing of payments and benefits constituting nonqualified deferred compensation. Regulations issued under Section 409A require documentary compliance for all nonqualified deferred compensation arrangements by
December 31, 2008. 
  

	 	•	 	 Any payment relating to any stock unit award that is granted to you (other than your Offset Units) that is scheduled to be paid when you are an executive officer of
Morgan Stanley and is not deemed to be granted pursuant to performance criteria and therefore not deductible to the Firm, may be deferred until and paid upon your “Separation from Service”. For purposes of your Offer Letter, Separation
from Service shall mean a “separation from service” as determined under Section 409A using the default provisions thereunder. 


  

	 	•	 	 Notwithstanding anything to the contrary in your Offer Letter, in the event that you are a “specified employee” at the time of your “Separation from
Service”, to the extent required to comply with Section 409A, payments relating to your stock units described above and any other payments to which you are entitled upon a termination of your employment, shall be deferred until the earlier
of the first business day following the date that is six months after your Separation from Service and the date of your death. “Specified Employee” shall mean a “specified employee” as defined in Section 409A of the Code and
determined in accordance with Firm policy. 


  

	 	•	 	 Any Gross-Up Payment to which you are entitled under your Offer Letter shall be paid to you as soon as practicable after you pay the related Excise Tax and in no
event later than the end of the calendar year following the calendar year in which you remit such Excise Tax. 


 Any
capitalized terms not defined herein shall have the meaning assigned to them in your Offer Letter. For the avoidance of doubt, none of the foregoing will constitute Good Reason and all other terms of your Offer Letter and Offset Units shall remain
in full force and effect. 
  

 1 








 We ask that you confirm your acceptance of the foregoing by signing and dating this letter in the area designated below
and returning this letter to me. 
  

	
	
	/s/ Karen C. Jamesley
	By:    Karen C. Jamesley
	Title: Global Head of Human Resources

  

	
	Confirmed and Agreed to:
	
	/s/ Gary G. Lynch
	By:    Gary G. Lynch
	Title: Chief Legal Officer
	Date: December 16, 2008

  

 2
EXHIBIT 32.1

 

CERTIFICATION PURSUANT TO

18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO

SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002

 

I, Ian S. Grant, hereby certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that:

 
| (1) | the Annual Report on Form 10-KSB of Auto Photo Technologies Inc. for the year ended December 31, 2006 (the "Report") fully complies with the requirements of Section 13(a) or 15(d) of the Securities Exchange Act of 1934; and |
|-----|---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|

 
| (2) | the information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of Auto Photo Technologies Inc. |
|-----|----------------------------------------------------------------------------------------------------------------------------------------------------------------------|

Dated:  July 4, 2007

/s/ Ian S. Grant                                                

Ian S. Grant 

President, Secretary, Treasurer and Director

(Principal Executive Officer, Acting Principal Financial Officer and Acting Principal Accounting Officer)

 

A signed original of this written statement required by Section 906, or other document authenticating, acknowledging, or otherwise adopting the signature that appears in typed form within the electronic version of this written statement required by Section 906, has been provided to Auto Photo Technologies Inc. and will be retained by Auto Photo Technologies Inc. and furnished to the Securities and Exchange Commission or its staff upon request. 

 

 

CW1297757.1
§ 4280.111 Notifications. ( a ) *Eligibility.* If an applicant and/or their application are determined by the Agency to be eligible for participation, the Agency will notify the applicant or lender in writing of the eligibility determination.
( b ) *Ineligibility.* If an applicant and/or their application are determined to be ineligible at any time, the Agency will inform the applicant or lender, as applicable, in writing of the decision, reasons therefore, and any appeal rights, if applicable. No further processing of the application will occur.
( c ) *Funding determinations.* Each applicant and/or lender, as applicable, will be notified of the Agency's decision on their application. If unfunded in a competition, the application will compete in the next available competition and will continue competing until either awarded or the application has competed in the maximum number of competitions in a fiscal year. The Agency will then issue an adverse funding determination for the unsuccessful application. If the Agency's decision is not to fund an application, the Agency will include in the notification any applicable appeal or review rights.
April 23, 2015

Manager, Flight Standards Service

Unmanned Aircraft Systems Integration Office

FAA Headquarters, Building 10A

800 Independence Avenue, SW

Washington, DC 20591

Re: Petition to Amend Exemption No. 11253 to Regulatory Docket No FAA-2014-0817

Attention: FAA UAS Integration Office

DFAM respectfully requests the amendment of our Exemption No. 11253 and COA 

FAA-2014-0817-333E, to include Closed Set Motion Picture and Television Aerial Filming 

Operations.

Submitted Confidentially is our Motion Pictures and Television Operators Manual 

(MPTOM).

At least three days before aerial filming, DFAM must submit a written Plan of Activities to 

the local Flight Standards District Office (FSDO) with jurisdiction over the area of 

proposed aerial filming. The 3-day notification may be waived with the concurrence of the 

FSDO. The plan of activities must include at least the following: 

a. Dates and times for all flights; 

b. Name and phone number of the operator for the UAS aerial filming conducted 

under this petition of exemption; 

c. Name and phone number of the person responsible for the on-scene operation of 

the UAS; 

d. Make, model, and serial or N-number of UAS to be used; 

e. Name and certificate number of UAS PICs involved in the aerial filming; 

f. A statement that the operator has obtained permission from property owners and/or 

local officials to conduct aerial filming; the list of those who gave permission must 

be made available to the inspector upon request; 

g. Signature of exemption-holder or representative; and 

h. A description of the flight activity, including maps or diagrams of any area, city, 

town, county, and/or state over which aerial filming will be conducted and the 

altitudes essential to accomplish the operation. 

Please do not hesitate to contact me at the phone number or via the e-mail address

provided above should you have any questions or concerns.

Respectfully submitted,

Simon Nielsen

CEO, Drone Fleet & Aerospace Management, Inc.

Simon Nielsen

CEO

Drone Fleet & Aerospace Management, Inc.

606 Venice Blvd, Suite E

Venice, CA 90291

(213) 379-0629

Simon.Nielsen@drone-fleet.com

www.drone-fleet.com
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<TABLE> <S> <C>


<ARTICLE>                                           7







       
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</TABLE>