# L_2021208EN.01033501.xml

| 11.6.2021 | EN | Official Journal of the European Union | L 208/335 |
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11.6.2021

EN

Official Journal of the European Union

L 208/335

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GUIDELINE (EU) 2021/835 OF THE EUROPEAN CENTRAL BANK

of 26 March 2021

repealing Guideline ECB/2014/15 on monetary and financial statistics (ECB/2021/16)

THE GOVERNING COUNCIL OF THE EUROPEAN CENTRAL BANK,

Having regard to the Treaty on the Functioning of the European Union, and in particular Article 127(2) thereof,

Having regard to the Statute of the European System of Central Banks and of the European Central Bank, and in particular Articles 5.1, 12.1 and 14.3 thereof,

Whereas:

| (1) | Recent amendments to Regulation (EU) No 1071/2013 of the European Central Bank (ECB/2013/33) (1) and Regulation (EU) No 1409/2013 of the European Central Bank (ECB/2013/43) (2) require the revision of Guideline ECB/2014/15 of the European Central Bank (3) as it establishes the requirements for the statistical information collected under, inter alia, those Regulations, to be transmitted by national central banks (NCBs) to the European Central Bank (ECB). |
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(1)

Recent amendments to Regulation (EU) No 1071/2013 of the European Central Bank (ECB/2013/33) (1) and Regulation (EU) No 1409/2013 of the European Central Bank (ECB/2013/43) (2) require the revision of Guideline ECB/2014/15 of the European Central Bank (3) as it establishes the requirements for the statistical information collected under, inter alia, those Regulations, to be transmitted by national central banks (NCBs) to the European Central Bank (ECB).

| (2) | Guideline ECB/2014/15 has been substantially amended several times (4). Since further amendments are required, the Guideline is recast in the interests of clarity and split into the following new guidelines: (a) Guideline (EU) 2021/830 of the European Central Bank (ECB/2021/11) (5) on balance sheet item statistics and interest rate statistics of monetary financial institutions; (b) Guideline (EU) 2021/831 of the European Central Bank (ECB/2021/12) (6) on statistical information to be reported on financial intermediaries other than monetary financial institutions; (c) Guideline (EU) 2021/833 of the European Central Bank (ECB/2021/14) (7) on statistical information to be reported on consolidated banking data; (d) Guideline (EU) 2021/832 of the European Central Bank (ECB/2021/13) (8) on reporting requirements on payments statistics; and (e) Guideline (EU) 2021/834 of the European Central Bank (ECB/2021/15) (9) on statistical information to be reported on securities issues. Accordingly, Guideline ECB/2014/15 should be repealed. |
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(2)

Guideline ECB/2014/15 has been substantially amended several times (4). Since further amendments are required, the Guideline is recast in the interests of clarity and split into the following new guidelines: (a) Guideline (EU) 2021/830 of the European Central Bank (ECB/2021/11) (5) on balance sheet item statistics and interest rate statistics of monetary financial institutions; (b) Guideline (EU) 2021/831 of the European Central Bank (ECB/2021/12) (6) on statistical information to be reported on financial intermediaries other than monetary financial institutions; (c) Guideline (EU) 2021/833 of the European Central Bank (ECB/2021/14) (7) on statistical information to be reported on consolidated banking data; (d) Guideline (EU) 2021/832 of the European Central Bank (ECB/2021/13) (8) on reporting requirements on payments statistics; and (e) Guideline (EU) 2021/834 of the European Central Bank (ECB/2021/15) (9) on statistical information to be reported on securities issues. Accordingly, Guideline ECB/2014/15 should be repealed.

| (3) | In order to ensure that the collection and analysis of statistical information is effective, NCBs shall comply with the reporting requirements of Guideline (EU) 2021/830 (ECB/2021/11) from the same date as the date of application of the reporting requirements of Regulation (EU) 2021/379 (10) of the European Central Bank on the balance sheet items of credit institutions and of the monetary financial institutions sector (recast) (ECB/2021/2), namely 1 February 2022. Therefore, NCBs should also comply with Guideline (EU) 2021/831 (ECB/2021/12), Guideline (EU) 2021/832 (ECB/2021/13), Guideline (EU) 2021/833 (ECB/2021/14) and Guideline (EU) 2021/834 (ECB/2021/15) from 1 February 2022. |
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(3)

In order to ensure that the collection and analysis of statistical information is effective, NCBs shall comply with the reporting requirements of Guideline (EU) 2021/830 (ECB/2021/11) from the same date as the date of application of the reporting requirements of Regulation (EU) 2021/379 (10) of the European Central Bank on the balance sheet items of credit institutions and of the monetary financial institutions sector (recast) (ECB/2021/2), namely 1 February 2022. Therefore, NCBs should also comply with Guideline (EU) 2021/831 (ECB/2021/12), Guideline (EU) 2021/832 (ECB/2021/13), Guideline (EU) 2021/833 (ECB/2021/14) and Guideline (EU) 2021/834 (ECB/2021/15) from 1 February 2022.

| (4) | For reasons of legal certainty, Guideline ECB/2014/15 should be repealed on the date from which NCBs comply with those recast Guidelines. NCBs should therefore comply with this Guideline from 1 February 2022, |
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(4)

For reasons of legal certainty, Guideline ECB/2014/15 should be repealed on the date from which NCBs comply with those recast Guidelines. NCBs should therefore comply with this Guideline from 1 February 2022,

HAS ADOPTED THIS GUIDELINE:

Article 1

Repeal

1.   Guideline ECB/2014/15 is hereby repealed.

2.   References to the repealed Guideline shall be construed as references to Guideline (EU) 2021/830 (ECB/2021/11), Guideline (EU) 2021/831 (ECB/2021/12), Guideline (EU) 2021/833 (ECB/2021/14), Guideline (EU) 2021/832 (ECB/2021/13) and Guideline (EU) 2021/834 (ECB/2021/15) as appropriate and in accordance with the correlation tables in Annexes II to VI.

Article 2

Taking effect

1.   This Guideline shall take effect on the day of its notification to the national central banks of the Member States whose currency is the euro.

2.   The national central banks of the Member States whose currency is the euro and the ECB shall comply with this Guideline from 1 February 2022.

Article 3

Addressees

This Guideline is addressed to all Eurosystem central banks.

Done at Frankfurt am Main, 26 March 2021.

For the Governing Council of the ECB

The President of the ECB

Christine LAGARDE

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(1)  Regulation (EU) No 1071/2013 of the European Central Bank of 24 September 2013 concerning the balance sheet of the monetary financial institutions sector (ECB/2013/33) (OJ L 297, 7.11.2013, p. 1). Recent amendments to that Regulation were recast in Regulation (EU) 2021/379 of 22 January 2021 of the European Central Bank on the balance sheet items of credit institutions and of the monetary financial institutions sector (ECB/2021/2) (OJ L 73, 3.3.2021, p. 16).

1

(2)  Regulation (EU) No 1409/2013 of the European Central Bank of 28 November 2013 on payments statistics (ECB/2013/43) (OJ L 352, 24.12.2013, p. 18).

2

(3)  Guideline ECB/2014/15 of 4 April 2014 on monetary and financial statistics (OJ L 340, 26.11.2014, p. 1).

3

(4)  Guideline (EU) 2015/571 of the European Central Bank of 6 November 2014 amending Guideline ECB/2014/15 on monetary and financial statistics (ECB/2014/43) (OJ L 93, 9.4.2015, p. 82); Guideline (EU) 2016/450 of the European Central Bank of 4 December 2015 amending Guideline ECB/2014/15 on monetary and financial statistics (ECB/2015/44) (OJ L 86, 1.4.2016, p. 42); Guideline (EU) 2017/148 of the European Central Bank of 16 December 2016 amending Guideline ECB/2014/15 on monetary and financial statistics (ECB/2016/45) (OJ L 26, 31.1.2017, p. 1); Guideline (EU) 2018/877 of the European Central Bank of 1 June 2018 amending Guideline ECB/2014/15 on monetary and financial statistics (ECB/2018/17) (OJ L 154, 18.6.2018, p. 22); and Guideline (EU) 2019/1386 of the European Central Bank of 7 June 2019 amending Guideline ECB/2014/15 on monetary and financial statistics (ECB/2019/18) (OJ L 232, 6.9.2019, p. 1).

4

(5)  Guideline (EU) 2021/830 of the European Central Bank of 26 March 2021 on balance sheet item statistics and interest rate statistics of monetary financial institutions (ECB/2021/11).

5

(6)  Guideline (EU) 2021/831 of the European Central Bank of 26 March 2021 on statistical information to be reported on financial intermediaries other than monetary financial institutions (ECB/2021/12).

6

(7)  Guideline (EU) 2021/833 of the European Central Bank of 26 March 2021 on statistical information to be reported on consolidated banking data (ECB/2021/14).

7

(8)  Guideline (EU) 2021/832 of the European Central Bank of 26 March 2021 on reporting requirements on payments statistics (ECB/2021/13).

8

(9)  Guideline (EU) 2021/834 of the European Central Bank of 26 March 2021 on statistical information to be reported on securities issues (ECB/2021/15).

9

(10)  Regulation (EU) 2021/379 of 22 January 2021 of the European Central Bank on the balance sheet items of credit institutions and of the monetary financial institutions sector (ECB/2021/2) (OJ L 73, 3.3.2021, p. 16).

10

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ANNEX I

REPEALED GUIDELINE WITH LIST OF THE SUCCESSIVE AMENDMENTS THERETO

| Guideline (EU) 2014/810 of the European Central Bank of 4 April 2014 on monetary and financial statistics (ECB/2014/15) (OJ L 340, 26.11.2014, p. 1). | |
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| Guideline (EU) 2015/571 of the European Central Bank of 6 November 2014 amending Guideline ECB/2014/15 on monetary and financial statistics (ECB/2014/43) (OJ L 93, 9.4.2015, p. 82). | |
| Guideline (EU) 2016/450 of the European Central Bank of 4 December 2015 amending Guideline ECB/2014/15 on monetary and financial statistics (ECB/2015/44) (OJ L 86, 1.4.2016, p. 42). | |
| Guideline (EU) 2017/148 of the European Central Bank of 16 December 2016 amending Guideline ECB/2014/15 on monetary and financial statistics (ECB/2016/45) (OJ L 26, 31.1.2017, p. 1). | |
| Guideline (EU) 2018/877 of the European Central Bank of 1 June 2018 amending Guideline ECB/2014/15 on monetary and financial statistics (ECB/2018/17) (OJ L 154, 18.6.2018, p. 22). | |
| Guideline (EU) 2019/1386 of the European Central Bank of 7 June 2019 amending Guideline ECB/2014/15 on monetary and financial statistics (ECB/2019/18) (OJ L 232, 6.9.2019, p. 1). | |

Guideline (EU) 2014/810 of the European Central Bank of 4 April 2014 on monetary and financial statistics (ECB/2014/15) (OJ L 340, 26.11.2014, p. 1).

Guideline (EU) 2015/571 of the European Central Bank of 6 November 2014 amending Guideline ECB/2014/15 on monetary and financial statistics (ECB/2014/43) (OJ L 93, 9.4.2015, p. 82).

Guideline (EU) 2016/450 of the European Central Bank of 4 December 2015 amending Guideline ECB/2014/15 on monetary and financial statistics (ECB/2015/44) (OJ L 86, 1.4.2016, p. 42).

Guideline (EU) 2017/148 of the European Central Bank of 16 December 2016 amending Guideline ECB/2014/15 on monetary and financial statistics (ECB/2016/45) (OJ L 26, 31.1.2017, p. 1).

Guideline (EU) 2018/877 of the European Central Bank of 1 June 2018 amending Guideline ECB/2014/15 on monetary and financial statistics (ECB/2018/17) (OJ L 154, 18.6.2018, p. 22).

Guideline (EU) 2019/1386 of the European Central Bank of 7 June 2019 amending Guideline ECB/2014/15 on monetary and financial statistics (ECB/2019/18) (OJ L 232, 6.9.2019, p. 1).

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ANNEX II

CORRELATION TABLE

| Guideline ECB/2014/15 | Guideline (EU) 2021/830 on balance sheet item statistics and interest rate statistics of monetary financial institutions (ECB/2021/11) |
| --- | --- |
| Article 1(1) | Article 1 |
| Article 1(2) | Article 32 |
| Article 1(3), points (a) and (b) | Article 31 |
| Article 2 | Article 2 |
| Article 3(1) and Article 7(1) | Article 3 and Article 4 |
| Article 3(2), Article 7(2), Article 21(2) and Article 22(2) | Article 9 |
| Article 3(3), first subparagraph, Article 21(3) and Article 22(3) | Article 10 |
| Article 3(3), second subparagraph | Article 30(3) |
| Article 3(4) | Article 30(2) |
| Article 3(5)(b) and Article 10(3) | Article 8 |
| Article 3(5)(c) | Article 30(7) |
| Article 4 | Article 30(4) |
| Article 5 | — |
| Article 6 | Articles 22 to 24 |
| Article 8(1) and (3) | Article 19 |
| Article 8(2) and Article 9(2) | Article 21 |
| Article 9(1) | Article 20 |
| Article 10 | Article 5 |
| Article 11 | Articles 25 to 26 |
| Article 14 | — |
| Article 17 | Articles 11 to 14 |
| Article 17a | Articles 15 to 18 |
| Article 21(1) and (4) | Article 7 |
| Article 22(1) | Article 6 |
| Article 27 | Article 30(1) |
| Article 28 | Article 33 |
| Article 29 | Article 34 |
| Article 30 | Article 35 |
| Annex I | — |
| Annex II, Part 1 (Tables 3a, 3b and 4) | Annex II, Part 2 |
| Annex II, Part 3 | Annex VI |
| Annex II, Parts 4 and 10 | Annex II, Part 1 |
| Annex II, Part 5 | Annex V, Part 1 |
| Annex II, Part 6 | Annex V, Part 2 |
| Annex II, Part 7 | Annex II, Part 3 |
| Annex II, Part 8 | Annex VII |
| Annex II, Part 13 to 15 | Annex III |
| Annex II, Part 15a | Annex IV |
| Annex II, Part 19 | Annex II, Part 5 |
| Annex II, Part 20 | Annex II, Part 4 |
| Annex III | — |
| Annex IV | Annex I |

Guideline ECB/2014/15

Guideline (EU) 2021/830 on balance sheet item statistics and interest rate statistics of monetary financial institutions (ECB/2021/11)

Article 1(1)

Article 1

Article 1(2)

Article 32

Article 1(3), points (a) and (b)

Article 31

Article 2

Article 2

Article 3(1) and Article 7(1)

Article 3 and Article 4

Article 3(2), Article 7(2), Article 21(2) and Article 22(2)

Article 9

Article 3(3), first subparagraph, Article 21(3) and Article 22(3)

Article 10

Article 3(3), second subparagraph

Article 30(3)

Article 3(4)

Article 30(2)

Article 3(5)(b) and Article 10(3)

Article 8

Article 3(5)(c)

Article 30(7)

Article 4

Article 30(4)

Article 5

—

Article 6

Articles 22 to 24

Article 8(1) and (3)

Article 19

Article 8(2) and Article 9(2)

Article 21

Article 9(1)

Article 20

Article 10

Article 5

Article 11

Articles 25 to 26

Article 14

—

Article 17

Articles 11 to 14

Article 17a

Articles 15 to 18

Article 21(1) and (4)

Article 7

Article 22(1)

Article 6

Article 27

Article 30(1)

Article 28

Article 33

Article 29

Article 34

Article 30

Article 35

Annex I

—

Annex II, Part 1 (Tables 3a, 3b and 4)

Annex II, Part 2

Annex II, Part 3

Annex VI

Annex II, Parts 4 and 10

Annex II, Part 1

Annex II, Part 5

Annex V, Part 1

Annex II, Part 6

Annex V, Part 2

Annex II, Part 7

Annex II, Part 3

Annex II, Part 8

Annex VII

Annex II, Part 13 to 15

Annex III

Annex II, Part 15a

Annex IV

Annex II, Part 19

Annex II, Part 5

Annex II, Part 20

Annex II, Part 4

Annex III

—

Annex IV

Annex I

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ANNEX III

CORRELATION TABLE

| Guideline ECB/2014/15 | Guideline (EU) 2021/832 on reporting requirements on payments statistics (ECB/2021/13) |
| --- | --- |
| Article 1(1) | Article 1 |
| Article 1(2) | Article 4(3) |
| Article 1(3)(d) | Article 5 |
| Article 2 | Article 2 |
| Article 18(1) | Article 3(1) and (2) |
| Article 18(2) | Article 3(4), Article 4(1) and (2) |
| Article 18(3) | Article 7 |
| Article 18(4) | Article 8 |
| Article 27 | Article 6 |
| Article 28 | Article 9 |
| Article 29 | Article 10 |
| Article 32 | — |
| Article 33 | Article 12 |
| — | Article 13 |
| Part 16 of Annex II | Annex |
| Annex II, Part 16, Table 1 | — |
| Annex II, Part 16, Table 1 – Settlement media used by credit institutions | Annex, Table A |
| Annex II, Part 16, Table 2 | Annex, Table A |
| Annex II, Part 16, Table 3 | — |
| Annex II, Part 16, Table 4 | — |
| Annex II, Part 16, Table 5 | Annex, Table B |
| Annex II, Part 16, Table 6 | Annex, Table C |
| Annex II, Part 16, Table 7 | Annex, Table D |
| Section 2 | Article 3(3) |
| Annex III | Article 9 and recital 10 |

Guideline ECB/2014/15

Guideline (EU) 2021/832 on reporting requirements on payments statistics (ECB/2021/13)

Article 1(1)

Article 1

Article 1(2)

Article 4(3)

Article 1(3)(d)

Article 5

Article 2

Article 2

Article 18(1)

Article 3(1) and (2)

Article 18(2)

Article 3(4), Article 4(1) and (2)

Article 18(3)

Article 7

Article 18(4)

Article 8

Article 27

Article 6

Article 28

Article 9

Article 29

Article 10

Article 32

—

Article 33

Article 12

—

Article 13

Part 16 of Annex II

Annex

Annex II, Part 16, Table 1

—

Annex II, Part 16, Table 1 – Settlement media used by credit institutions

Annex, Table A

Annex II, Part 16, Table 2

Annex, Table A

Annex II, Part 16, Table 3

—

Annex II, Part 16, Table 4

—

Annex II, Part 16, Table 5

Annex, Table B

Annex II, Part 16, Table 6

Annex, Table C

Annex II, Part 16, Table 7

Annex, Table D

Section 2

Article 3(3)

Annex III

Article 9 and recital 10

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ANNEX IV

CORRELATION TABLE

| Guideline ECB/2014/15 | Guideline (EU) 2021/831 on statistical information to be reported on financial intermediaries other than monetary financial institutions (ECB/2021/12) |
| --- | --- |
| Article 1(1) | Article 1 |
| Article 1(2) | Article 20 |
| Article 1(3)(a) | Article 18 |
| Article 2 | Article 2 |
| Article 15 | Section 6 |
| Article 19 | Section 2 |
| Article 20 | Section 5 |
| Article 23 | Section 7 |
| Article 26 | Section 4 |
| Article 26a | Section 3 |
| Article 27 | Article 19 |
| Article 28 | Article 21 |
| Article 29 | Article 22 |
| Annex II, Part 11 | Annex I, Part 4 |
| Annex II, Part 17 | Annex I, Part 1 and Article 3(1)(a) and (b) |
| Annex II, Part 18 | Article 12(1) and Article 13(3) |
| Annex II, Part 21 | Annex I, Part 5 |
| Annex II, Part 22 | — |
| Annex II, Part 23 | Annex I, Part 2 and Article 6(1)(a) and (c) |
| — | Annex I, Part 3 |
| Annex II, Part 24 | Article 9(1)(a) and (c) |
| Annex III | Article 21 |
| Annex IV | Annex II |

Guideline ECB/2014/15

Guideline (EU) 2021/831 on statistical information to be reported on financial intermediaries other than monetary financial institutions (ECB/2021/12)

Article 1(1)

Article 1

Article 1(2)

Article 20

Article 1(3)(a)

Article 18

Article 2

Article 2

Article 15

Section 6

Article 19

Section 2

Article 20

Section 5

Article 23

Section 7

Article 26

Section 4

Article 26a

Section 3

Article 27

Article 19

Article 28

Article 21

Article 29

Article 22

Annex II, Part 11

Annex I, Part 4

Annex II, Part 17

Annex I, Part 1 and Article 3(1)(a) and (b)

Annex II, Part 18

Article 12(1) and Article 13(3)

Annex II, Part 21

Annex I, Part 5

Annex II, Part 22

—

Annex II, Part 23

Annex I, Part 2 and Article 6(1)(a) and (c)

—

Annex I, Part 3

Annex II, Part 24

Article 9(1)(a) and (c)

Annex III

Article 21

Annex IV

Annex II

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ANNEX V

CORRELATION TABLE

| Guideline ECB/2014/15 | Guideline (EU) 2021/833 on statistical information to be reported on consolidated banking data (ECB/2021/14) |
| --- | --- |
| Article 1(1) | Article 1 |
| Article 1(2) | Article 4 |
| Article 2 | Article 2 |
| Article 12(1) | Article 3 |
| Article 12(4) | Article 3 |
| Article 12(2) | Article 4 |
| Article 12(3) | Article 5 |
| Article 27 | Article 6 |
| Article 28 | Article 7 |
| Article 29 | Article 8 |
| Article 32 | Article 9 |
| Article 33 | Article 10 |
| Annex II, Part 9, Table 1 (annual) | Annex I |
| Annex II, Part 9, Table 2 (quarterly) | Annex II |
| Annex III | Article 7 |

Guideline ECB/2014/15

Guideline (EU) 2021/833 on statistical information to be reported on consolidated banking data (ECB/2021/14)

Article 1(1)

Article 1

Article 1(2)

Article 4

Article 2

Article 2

Article 12(1)

Article 3

Article 12(4)

Article 3

Article 12(2)

Article 4

Article 12(3)

Article 5

Article 27

Article 6

Article 28

Article 7

Article 29

Article 8

Article 32

Article 9

Article 33

Article 10

Annex II, Part 9, Table 1 (annual)

Annex I

Annex II, Part 9, Table 2 (quarterly)

Annex II

Annex III

Article 7

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ANNEX VI

CORRELATION TABLE

| Guideline ECB/2014/15 | Guideline (EU) 2021/834 on statistical information to be reported on securities issues (ECB/2021/15) |
| --- | --- |
| Article 1(1) | Article 1 |
| Article 2 | Article 2 |
| Article 16(1) and (3) | Article 3 |
| Article 16(2) | Article 4 |
| Article 1(3)(c) | Article 5 |
| Article 27 | Article 6 |
| — | Article 7 |
| Article 28 | Article 8 |
| Article 30 | Article 9 |
| Article 29 | Article 10 |
| Annex II, Part 12 | Annex I |
| Annex III | Article 8 |

Guideline ECB/2014/15

Guideline (EU) 2021/834 on statistical information to be reported on securities issues (ECB/2021/15)

Article 1(1)

Article 1

Article 2

Article 2

Article 16(1) and (3)

Article 3

Article 16(2)

Article 4

Article 1(3)(c)

Article 5

Article 27

Article 6

—

Article 7

Article 28

Article 8

Article 30

Article 9

Article 29

Article 10

Annex II, Part 12

Annex I

Annex III

Article 8

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ANNEX VII

CORRELATION TABLE

| Guideline ECB/2014/15 | Regulation (EU) 2021/379 on the balance sheet items of credit institutions and of the monetary financial institutions sector (ECB/2021/2) |
| --- | --- |
| Article 3(5)(a), first subparagraph | Article 9(1), point (b) of the first subparagraph |
| Article 3(5)(a), second subparagraph | Article 9(4), second and third subparagraphs |

Guideline ECB/2014/15

Regulation (EU) 2021/379 on the balance sheet items of credit institutions and of the monetary financial institutions sector (ECB/2021/2)

Article 3(5)(a), first subparagraph

Article 9(1), point (b) of the first subparagraph

Article 3(5)(a), second subparagraph

Article 9(4), second and third subparagraphs

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