72848 Federal Register / Vol. 75, No. 227 / Friday, November 26, 2010 / Notices 

is not qualified for unemployment 

benefits under any other law. RRB Form 

UI–45, Claimant’s Statement— 

Voluntary Leaving of Work, is used by 

the RRB to obtain the claimant’s 

statement when it is indicated by the 

claimant, the claimant’s employer, or 

another source that the claimant has 

voluntarily left work. Completion of 

Form UI–45 is required to obtain or 

retain benefits. One response is received 

from each respondent. 

Previous Requests for Comments: The 

RRB has already published the initial 

60-day notice (75 FR 36451 on June 25, 

2010) required by 44 U.S.C. 3506(c)(2). 

That request elicited no comments. 

Information Collection Request (ICR) 

Title: Certification Regarding Rights to 

Unemployment Benefits. 

OMB Control Number: 3220–0079. 

Form(s) submitted: UI–45. 

Type of request: Extension without 

change of a currently approved 

collection. 

Affected public: Individuals or 

households, Business or-other-for profit. 

Abstract: In administering the 

disqualification for the voluntary 

leaving of work provision of Section 4 

of the Railroad Unemployment 

Insurance Act, the Railroad Retirement 

Board investigates an unemployment 

claim that indicates that the claimant 

left voluntarily. The certification obtains 

information needed to determine if the 

leaving was for good cause. 

Changes Proposed: The RRB proposes 

no changes to Form UI–45. 

The burden estimate for the ICR is as 

follows: 

Estimated Completion Time for Form 

UI–45: 5–15 minutes. 

Estimated annual number of 

respondents: 1,950. 

Total annual responses: 2,900. 

Total annual reporting hours: 487. 

3. Title and Purpose of Information 

Collection 3220–0149, Withholding 

Certificate for Railroad Retirement 

Monthly Annuity Payments. 

The Internal Revenue Code requires 

all payers of tax liable private pensions 

to U.S. citizens to: (1) Notify each 

recipient at least concurrent with initial 

withholding that the payer is, in fact, 

withholding benefits for tax liability and 

that the recipient has the option of 

electing not to have the payer withhold, 

or to withhold at a specific rate; (2) 

withhold benefits for tax purposes (in 

the absence of the recipient’s election 

not to withhold benefits); and (3) notify 

all beneficiaries, at least annually, that 

they have the option of changing their 

withholding status or elect not to have 

benefits withheld. 

The Railroad Retirement Board 

provides Form RRB–W4P, Withholding 

Certificate for Railroad Retirement 

Payments, to its annuitants to exercise 

their withholding options. Completion 

of the form is required to obtain or 

retain a benefit. One response is 

requested of each respondent. 

The RRB estimates that 25,000 

annuitants utilize Form RRB W–4P 

annually. The completion time for Form 

RRB W–4P varies depending on 

individual circumstances. The 

estimated average(s) for Form RRB W– 

4P is 39 minutes for recordkeeping, 24 

minutes for learning about the law or 

the form, and 59 minutes for preparing 

the form. 

Previous Requests for Comments: The 

RRB has already published the initial 

60-day notice (75 FR 58451 on 

September 24, 2010) required by 44 

U.S.C. 3506(c)(2). That request elicited 

no comments. 

Information Collection Request (ICR) 

Title: Withholding Certificate for 

Railroad Retirement Monthly Annuity 

Payments. 

OMB Control Number: 3220–0149. 

Form(s) submitted: RRB–W–4P, 

Withholding Certificate for Railroad 

Retirement Monthly Annuity Payments. 

Type of request: Extension without 

change of a currently approved 

collection. 

Affected public: Individuals or 

households. 

Abstract: Under Public Law 98–76, 

railroad retirement beneficiaries’ Tier II, 

dual vested and supplemental benefits 

are subject to income tax under private 

pension rules. Under Public Law 99– 

514, the non-social security equivalent 

benefit portion of Tier 1 is also taxable 

under private pension rules. The 

collection obtains the information 

needed by the Railroad Retirement 

Board to implement the income tax 

withholding provisions. 

Changes Proposed: The RRB proposes 

no changes to Form RRB–W–4P. 

The burden estimate for the ICR is as 

follows: 

Estimated annual number of 

respondents: 25,000. 

Total annual responses: 25,000. 

Total annual reporting hours: 1. 

FOR FURTHER INFORMATION CONTACT: 

Copies of the form and supporting 

documents can be obtained from 

Charles Mierzwa, the agency clearance 

officer at (312–751–3363) or 

Charles.Mierzwa@rrb.gov. 

Comments regarding the information 

collection should be addressed to 

Patricia A. Henaghan, Railroad 

Retirement Board, 844 North Rush 

Street, Chicago, Illinois, 60611–2092 or 

Patricia.Henaghan@rrb.gov and to the 

OMB Desk Officer for the RRB, at the 

Office of Management and Budget, 

Room 10230, New Executive Office 

Building, Washington, DC 20503. 

Charles Mierzwa, 

Clearance Officer. 

[FR Doc. 2010–29759 Filed 11–24–10; 8:45 am] 

BILLING CODE 7905–01–P 

SECURITIES AND EXCHANGE 

COMMISSION 

[Release No. IC–29502] 

Notice of Applications for 

Deregistration Under Section 8(f) of the 

Investment Company Act of 1940 

November 19, 2010. 

The following is a notice of 

applications for deregistration under 

section 8(f) of the Investment Company 

Act of 1940 for the month of November 

2010. A copy of each application may be 

obtained via the Commission’s Web site 

by searching for the file number, or an 

applicant using the Company name box, 

at http://www.sec.gov/search/ 

search.htm or by calling (202) 551– 

8090. An order granting each 

application will be issued unless the 

SEC orders a hearing. Interested persons 

may request a hearing on any 

application by writing to the SEC’s 

Secretary at the address below and 

serving the relevant applicant with a 

copy of the request, personally or by 

mail. Hearing requests should be 

received by the SEC by 5:30 p.m. on 

December 14, 2010, and should be 

accompanied by proof of service on the 

applicant, in the form of an affidavit or, 

for lawyers, a certificate of service. 

Hearing requests should state the nature 

of the writer’s interest, the reason for the 

request, and the issues contested. 

Persons who wish to be notified of a 

hearing may request notification by 

writing to the Secretary, U.S. Securities 

and Exchange Commission, 100 F 

Street, NE., Washington, DC 20549– 

1090. 

FOR FURTHER INFORMATION CONTACT: 

Diane L. Titus at (202) 551–6810, SEC, 

Division of Investment Management, 

Office of Investment Company 

Regulation, 100 F Street, NE., 

Washington, DC 20549–4041. 

Nuveen Insured Florida Premium 

Income Municipal Fund [File No. 811– 

7120] 

Summary: Applicant, a closed-end 

investment company, seeks an order 

declaring that it has ceased to be an 

investment company. On October 19, 

2009, applicant transferred its assets to 

Nuveen Insured Municipal Opportunity 


srobinson on DSKHWCL6B1PROD with NOTICES
Federal Register / Vol. 75, No. 227 / Friday, November 26, 2010 / Notices 72849 

Fund, Inc., based on net asset value. 

Shareholders of applicant’s municipal 

auction rate cumulative preferred shares 

(‘‘preferred shares’’) received one share 

of the acquiring fund’s preferred shares 

for each preferred share of applicant. 

Expenses of approximately $364,782 

incurred in connection with the 

reorganization were paid by applicant 

and the acquiring fund. 

Filing Dates: The application was 

filed on November 4, 2009, and 

amended on November 12, 2010. 

Applicant’s Address: 333 West 

Wacker Dr., Chicago, IL 60606. 

Nuveen Insured Florida Tax-Free 

Advantage Municipal Fund [File No. 

811–21215] 

Summary: Applicant, a closed-end 

investment company, seeks an order 

declaring that it has ceased to be an 

investment company. On October 19, 

2009, applicant transferred its assets to 

Nuveen Insured Tax-Free Advantage 

Municipal Fund, based on net asset 

value. Shareholders of applicant’s 

municipal auction rate cumulative 

preferred shares (‘‘preferred shares’’) 

received one share of the acquiring 

fund’s preferred shares for each 

preferred share of applicant. Expenses 

of approximately $265,508 incurred in 

connection with the reorganization were 

paid by applicant. 

Filing Dates: The application was 

filed on November 4, 2009, and 

amended on November 12, 2010. 

Applicant’s Address: 333 West 

Wacker Dr., Chicago, IL 60606. 

Eaton Vance Credit Opportunities Fund 

[File No. 811–21820] 

Summary: Applicant, a closed-end 

investment company, seeks an order 

declaring that it has ceased to be an 

investment company. On March 12, 

2010, applicant transferred its assets to 

Eaton Vance Limited Duration Income 

Fund, based on net asset value. All of 

applicant’s auction preferred shares 

were redeemed for cash equal to the 

liquidation preference of those shares 

plus all accrued but unpaid 

distributions. Expenses of $62,647 

incurred in connection with the 

reorganization were paid by applicant 

and Eaton Vance Management, 

applicant’s investment adviser. 

Filing Dates: The application was 

filed on September 3, 2010, and 

amended on October 28, 2010. 

Applicant’s Address: Two 

International Place, Boston, MA 02110. 

AmeriPrime Funds [File No. 811–9096] 

Summary: Applicant seeks an order 

declaring that it has ceased to be an 

investment company. On June 6, 2005, 

applicant transferred its assets to 

Unified Series Trust, based on net asset 

value. Expenses of approximately 

$22,372 incurred in connection with the 

reorganization were paid by Unified 

Fund Services, Inc., administrator for 

applicant and the acquiring fund. 

Filing Dates: The application was 

filed on December 29, 2005, and 

amended on November 4, 2010. 

Applicant’s Address: 431 North 

Pennsylvania St., Indianapolis, IN 

46204. 

AmeriPrime Advisors Trust [File No. 

811–9541] 

Summary: Applicant seeks an order 

declaring that it has ceased to be an 

investment company. On September 23, 

2005, applicant transferred its assets to 

Unified Series Trust, based on net asset 

value. Expenses of approximately 

$15,845 incurred in connection with the 

reorganization were paid by Unified 

Fund Services, Inc., administrator for 

applicant and the acquiring fund. 

Filing Dates: The application was 

filed on July 3, 2006, and amended on 

November 4, 2010. 

Applicant’s Address: 431 North 

Pennsylvania St., Indianapolis, IN 

46204. 

High Yield Income Fund, Inc. [File No. 

811–5296] 

High Yield Plus Fund, Inc. [File No. 

811–5468] 

Summary: Each applicant, a closedend investment company, seeks an 

order declaring that it has ceased to be 

an investment company. On June 19, 

2009, each applicant transferred its 

assets to Dryden High Yield Fund, Inc., 

based on net asset value. Expenses of 

$153,500 and $157,500, respectively, 

incurred in connection with the 

reorganizations were paid by applicants. 

Filing Dates: The applications were 

filed on November 24, 2009, and 

amended on October 26, 2010. A second 

amendment was filed by High Yield 

Plus Fund, Inc. on November 16, 2010. 

Applicants’ Address: Gateway Center 

Three, 100 Mulberry St., Newark, NJ 

07102–4077. 

Cash Accumulation Trust [File No. 811– 

4060] 

Summary: Applicant seeks an order 

declaring that it has ceased to be an 

investment company. On May 20, 2010, 

applicant made a liquidating 

distribution to its shareholders based on 

net asset value. Expenses of $187,000 

incurred in connection with the 

liquidation were paid by applicant. 

Filing Date: The application was filed 

on October 29, 2010. 

Applicant’s Address: Gateway Center 

Three, 100 Mulberry St., Newark, NJ 

07102–4077. 

Neuberger Berman Realty Income Fund 

Inc. [File No. 811–21315] 

Summary: Applicant, a closed-end 

investment company, seeks an order 

declaring that it has ceased to be an 

investment company. On March 7, 2008, 

applicant transferred its assets to 

Neuberger Berman Real Estate Securities 

Income Fund Inc. (the ‘‘Acquiring 

Fund’’), based on net asset value. 

Applicant’s preferred shareholders 

received an equivalent number of shares 

of a new series of preferred stock of the 

Acquiring Fund. Expenses of $200,000 

incurred in connection with the 

reorganization were paid by applicant. 

Filing Date: The application was filed 

on October 29, 2010. 

Applicant’s Address: 605 Third Ave., 

2nd Floor, New York, NY 10158–0180. 

Oak Value Trust [File No. 811–9000] 

Summary: Applicant seeks an order 

declaring that it has ceased to be an 

investment company. On September 7, 

2010, applicant transferred its assets to 

RS Capital Appreciation Fund, a series 

of RS Investment Trust, based on net 

asset value. Expenses of $546,124 

incurred in connection with the 

reorganization were paid by RS 

Investment Management Co. LLC. 

Filing Date: The application was filed 

on October 22, 2010. 

Applicant’s Address: 1450 Raleigh 

Rd., Suite 220, Chapel Hill, NC 27517. 

Pioneer Small Cap Value Fund [File No. 

811–7985] 

Pioneer Tax Free Income Fund [File No. 

811–2704] 

Summary: Each applicant seeks an 

order declaring that it has ceased to be 

an investment company. On August 28, 

2009 and March 5, 2010, respectively, 

each applicant transferred its assets to a 

corresponding series of Pioneer Series 

Trust II, based on net asset value. 

Expenses of approximately $18,896 and 

$49,527, respectively, incurred in 

connection with the reorganizations 

were paid by each applicant, the 

acquiring fund, and Pioneer Investment 

Management, Inc., investment adviser to 

each applicant. 

Filing Date: The applications were 

filed on November 4, 2010. 

Applicants’ Address: 60 State St., 

Boston, MA 02109. 

Pioneer Mid Cap Growth Fund [File No. 

811–3564] 

Summary: Applicant seeks an order 

declaring that it has ceased to be an 

investment company. On January 22, 


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72850 Federal Register / Vol. 75, No. 227 / Friday, November 26, 2010 / Notices 

1 15 U.S.C. 78s(b)(1). 

2 17 CFR 240.19b–4. 

3See Securities Exchange Act Release No. 63089 

(October 13, 2010), 75 FR 63883 (the ‘‘Commission’s 

Notice’’). 

4 In approving this proposed rule change, the 

Commission notes that it has considered the 

proposed rule’s impact on efficiency, competition 

and capital formation. 15 U.S.C. 78c(f). 

5 15 U.S.C. 78o–4(b)(2)(J). 

6 15 U.S.C. 78s(b)(2). 

7 17 CFR 200.30–3(a)(12). 

1 15 U.S.C. 78s(b)(1). 

2 15 U.S.C. 78a. 

3 17 CFR 240.19b–4. 

2010, applicant transferred its assets to 

Pioneer Select Mid Cap Growth Fund, a 

series of Pioneer Series Trust I, based on 

net asset value. Expenses of 

approximately $142,776 incurred in 

connection with the reorganization were 

paid by applicant, the acquiring fund, 

and Pioneer Investment Management, 

Inc., applicant’s investment adviser. 

Filing Date: The application was filed 

on November 2, 2010. 

Applicant’s Address: 60 State St., 

Boston, MA 02109. 

MONY America Variable Account S 

[File No. 811–5100] 

Summary: Applicant seeks an order 

declaring that it has ceased to be an 

investment company. Applicant 

requests deregistration based on 

abandonment of registration. Applicant 

is not now engaged, or intending to 

engage, in any business activities other 

than those necessary for winding up its 

affairs. 

Filing Dates: The application was 

filed on October 22, 2010, and amended 

on November 15, 2010. 

Applicant’s Address: 1290 Avenue of 

the Americas, New York, NY 10104. 

For the Commission, by the Division of 

Investment Management, pursuant to 

delegated authority. 

Florence E. Harmon, 

Deputy Secretary. 

[FR Doc. 2010–29725 Filed 11–24–10; 8:45 am] 

BILLING CODE 8011–01–P 

SECURITIES AND EXCHANGE 

COMMISSION 

[Release No. 34–63340, File No. SR–MSRB– 

2010–09] 

Self-Regulatory Organizations; 

Municipal Securities Rulemaking 

Board; Order Granting Approval of 

Proposed Rule Change Consisting of 

Fee Changes to Its Real-Time 

Transaction Price Service and 

Comprehensive Transaction Price 

Service, and Termination of its T+1 

Transaction Price Service 

November 18, 2010. 

I. Introduction 

On September 30, 2010, the 

Municipal Securities Rulemaking Board 

(‘‘MSRB’’ or ‘‘Board’’), filed with the 

Securities and Exchange Commission 

(‘‘Commission’’), pursuant to Section 

19(b)(1) of the Securities Exchange Act 

of 1934 (‘‘Exchange Act’’),1 and Rule 

19b–4 thereunder,2 a proposed rule 

change relating to the MSRB’s Real-time 

Transaction Reporting System (‘‘RTRS’’). 

The proposed rule change was 

published for comment in the Federal 

Register on October 18, 2010.3 The 

Commission received no comment 

letters about the proposed rule change. 

This order approves the proposed rule 

change. 

II. Description of the Proposed Rule 

Change 

The proposed rule change consists of 

fee changes to the MSRB’s Real-Time 

Transaction Price Service and 

Comprehensive Transaction Price 

Service of RTRS and the consolidation 

into the Comprehensive Transaction 

Price Service of its existing T+1 

Transaction Price Service. In addition, 

the proposed rule change would change 

the name of the Real-Time Transaction 

Price Service to the ‘‘MSRB Real-Time 

Transaction Data Subscription Service’’ 

and would change the name of the 

Comprehensive Transaction Price 

Service to the ‘‘MSRB Comprehensive 

Transaction Data Subscription Service.’’ 

The MSRB proposes an effective date for 

this proposed rule change of January 1, 

2011. 

A more complete description of the 

proposal is contained in the 

Commission’s Notice. 

III. Discussion and Commission 

Findings 

The Commission has carefully 

considered the proposed rule change 

and finds that the proposed rule change 

is consistent with the requirements of 

the Exchange Act and the rules and 

regulations thereunder applicable to the 

MSRB 4 and, in particular, the 

requirements of Section 15B(b)(2)(J) of 

the Exchange Act 5 and the rules and 

regulations thereunder. Section 

15B(b)(2)(J) of the Exchange Act 

requires, in pertinent part, that the 

MSRB’s rules shall: 

Provide that each municipal securities 

broker, municipal securities dealer, and 

municipal advisor shall pay to the Board 

such reasonable fees and charges as may be 

necessary or appropriate to defray the costs 

and expenses of operating and administering 

the Board. Such rules shall specify the 

amount of such fees and charges. 

The Commission believes that the 

proposed rule change is consistent with 

the Exchange Act because the proposed 

rule change provides for commercially 

reasonable fees to partially offset costs 

associated with operating RTRS and 

producing and disseminating 

transaction reports to subscribers. The 

proposal will become effective January 

1, 2011, as requested by the MSRB. 

It is therefore ordered, pursuant to 

Section 19(b)(2) of the Exchange Act,6

that the proposed rule change (SR– 

MSRB–2010–09), be, and it hereby is, 

approved. 

For the Commission, by the Division of 

Trading and Markets, pursuant to delegated 

authority.7

Florence E. Harmon, 

Deputy Secretary. 

[FR Doc. 2010–29720 Filed 11–24–10; 8:45 am] 

BILLING CODE 8011–01–P 

SECURITIES AND EXCHANGE 

COMMISSION 

[Release No. 34–63331; File No. SR–FINRA– 

2010–059] 

Self-Regulatory Organizations; 

Financial Industry Regulatory 

Authority, Inc.; Notice of Filing of 

Proposed Rule Change To Adopt 

FINRA Rule 4360 (Fidelity Bonds) in 

the Consolidated FINRA Rulebook 

November 17, 2010. 

Pursuant to Section 19(b)(1) 1 of the 

Securities Exchange Act of 1934 (‘‘Act’’ 

or ‘‘Exchange Act’’) 2 and Rule 19b–4 

thereunder,3 notice is hereby given that 

on November 10, 2010, Financial 

Industry Regulatory Authority, Inc. 

(‘‘FINRA’’) (f/k/a National Association of 

Securities Dealers, Inc. (‘‘NASD’’)) filed 

with the Securities and Exchange 

Commission (‘‘SEC’’ or ‘‘Commission’’) 

the proposed rule change as described 

in Items I, II, and III below, which Items 

have been prepared by FINRA. The 

Commission is publishing this notice to 

solicit comments on the proposed rule 

change from interested persons. 

I. Self-Regulatory Organization’s 

Statement of the Terms of Substance of 

the Proposed Rule Change 

FINRA is proposing to adopt NASD 

Rule 3020 (Fidelity Bonds) with certain 

changes into the consolidated FINRA 

rulebook as FINRA Rule 4360 (Fidelity 

Bonds), taking into account 

Incorporated NYSE Rule 319 (Fidelity 

Bonds) and its Interpretation. 

The text of the proposed rule change 

is available on FINRA’s Web site at 

http://www.finra.org, at the principal 


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