72850 Federal Register / Vol. 75, No. 227 / Friday, November 26, 2010 / Notices 

1 15 U.S.C. 78s(b)(1). 

2 17 CFR 240.19b–4. 

3See Securities Exchange Act Release No. 63089 

(October 13, 2010), 75 FR 63883 (the ‘‘Commission’s 

Notice’’). 

4 In approving this proposed rule change, the 

Commission notes that it has considered the 

proposed rule’s impact on efficiency, competition 

and capital formation. 15 U.S.C. 78c(f). 

5 15 U.S.C. 78o–4(b)(2)(J). 

6 15 U.S.C. 78s(b)(2). 

7 17 CFR 200.30–3(a)(12). 

1 15 U.S.C. 78s(b)(1). 

2 15 U.S.C. 78a. 

3 17 CFR 240.19b–4. 

2010, applicant transferred its assets to 

Pioneer Select Mid Cap Growth Fund, a 

series of Pioneer Series Trust I, based on 

net asset value. Expenses of 

approximately $142,776 incurred in 

connection with the reorganization were 

paid by applicant, the acquiring fund, 

and Pioneer Investment Management, 

Inc., applicant’s investment adviser. 

Filing Date: The application was filed 

on November 2, 2010. 

Applicant’s Address: 60 State St., 

Boston, MA 02109. 

MONY America Variable Account S 

[File No. 811–5100] 

Summary: Applicant seeks an order 

declaring that it has ceased to be an 

investment company. Applicant 

requests deregistration based on 

abandonment of registration. Applicant 

is not now engaged, or intending to 

engage, in any business activities other 

than those necessary for winding up its 

affairs. 

Filing Dates: The application was 

filed on October 22, 2010, and amended 

on November 15, 2010. 

Applicant’s Address: 1290 Avenue of 

the Americas, New York, NY 10104. 

For the Commission, by the Division of 

Investment Management, pursuant to 

delegated authority. 

Florence E. Harmon, 

Deputy Secretary. 

[FR Doc. 2010–29725 Filed 11–24–10; 8:45 am] 

BILLING CODE 8011–01–P 

SECURITIES AND EXCHANGE 

COMMISSION 

[Release No. 34–63340, File No. SR–MSRB– 

2010–09] 

Self-Regulatory Organizations; 

Municipal Securities Rulemaking 

Board; Order Granting Approval of 

Proposed Rule Change Consisting of 

Fee Changes to Its Real-Time 

Transaction Price Service and 

Comprehensive Transaction Price 

Service, and Termination of its T+1 

Transaction Price Service 

November 18, 2010. 

I. Introduction 

On September 30, 2010, the 

Municipal Securities Rulemaking Board 

(‘‘MSRB’’ or ‘‘Board’’), filed with the 

Securities and Exchange Commission 

(‘‘Commission’’), pursuant to Section 

19(b)(1) of the Securities Exchange Act 

of 1934 (‘‘Exchange Act’’),1 and Rule 

19b–4 thereunder,2 a proposed rule 

change relating to the MSRB’s Real-time 

Transaction Reporting System (‘‘RTRS’’). 

The proposed rule change was 

published for comment in the Federal 

Register on October 18, 2010.3 The 

Commission received no comment 

letters about the proposed rule change. 

This order approves the proposed rule 

change. 

II. Description of the Proposed Rule 

Change 

The proposed rule change consists of 

fee changes to the MSRB’s Real-Time 

Transaction Price Service and 

Comprehensive Transaction Price 

Service of RTRS and the consolidation 

into the Comprehensive Transaction 

Price Service of its existing T+1 

Transaction Price Service. In addition, 

the proposed rule change would change 

the name of the Real-Time Transaction 

Price Service to the ‘‘MSRB Real-Time 

Transaction Data Subscription Service’’ 

and would change the name of the 

Comprehensive Transaction Price 

Service to the ‘‘MSRB Comprehensive 

Transaction Data Subscription Service.’’ 

The MSRB proposes an effective date for 

this proposed rule change of January 1, 

2011. 

A more complete description of the 

proposal is contained in the 

Commission’s Notice. 

III. Discussion and Commission 

Findings 

The Commission has carefully 

considered the proposed rule change 

and finds that the proposed rule change 

is consistent with the requirements of 

the Exchange Act and the rules and 

regulations thereunder applicable to the 

MSRB 4 and, in particular, the 

requirements of Section 15B(b)(2)(J) of 

the Exchange Act 5 and the rules and 

regulations thereunder. Section 

15B(b)(2)(J) of the Exchange Act 

requires, in pertinent part, that the 

MSRB’s rules shall: 

Provide that each municipal securities 

broker, municipal securities dealer, and 

municipal advisor shall pay to the Board 

such reasonable fees and charges as may be 

necessary or appropriate to defray the costs 

and expenses of operating and administering 

the Board. Such rules shall specify the 

amount of such fees and charges. 

The Commission believes that the 

proposed rule change is consistent with 

the Exchange Act because the proposed 

rule change provides for commercially 

reasonable fees to partially offset costs 

associated with operating RTRS and 

producing and disseminating 

transaction reports to subscribers. The 

proposal will become effective January 

1, 2011, as requested by the MSRB. 

It is therefore ordered, pursuant to 

Section 19(b)(2) of the Exchange Act,6

that the proposed rule change (SR– 

MSRB–2010–09), be, and it hereby is, 

approved. 

For the Commission, by the Division of 

Trading and Markets, pursuant to delegated 

authority.7

Florence E. Harmon, 

Deputy Secretary. 

[FR Doc. 2010–29720 Filed 11–24–10; 8:45 am] 

BILLING CODE 8011–01–P 

SECURITIES AND EXCHANGE 

COMMISSION 

[Release No. 34–63331; File No. SR–FINRA– 

2010–059] 

Self-Regulatory Organizations; 

Financial Industry Regulatory 

Authority, Inc.; Notice of Filing of 

Proposed Rule Change To Adopt 

FINRA Rule 4360 (Fidelity Bonds) in 

the Consolidated FINRA Rulebook 

November 17, 2010. 

Pursuant to Section 19(b)(1) 1 of the 

Securities Exchange Act of 1934 (‘‘Act’’ 

or ‘‘Exchange Act’’) 2 and Rule 19b–4 

thereunder,3 notice is hereby given that 

on November 10, 2010, Financial 

Industry Regulatory Authority, Inc. 

(‘‘FINRA’’) (f/k/a National Association of 

Securities Dealers, Inc. (‘‘NASD’’)) filed 

with the Securities and Exchange 

Commission (‘‘SEC’’ or ‘‘Commission’’) 

the proposed rule change as described 

in Items I, II, and III below, which Items 

have been prepared by FINRA. The 

Commission is publishing this notice to 

solicit comments on the proposed rule 

change from interested persons. 

I. Self-Regulatory Organization’s 

Statement of the Terms of Substance of 

the Proposed Rule Change 

FINRA is proposing to adopt NASD 

Rule 3020 (Fidelity Bonds) with certain 

changes into the consolidated FINRA 

rulebook as FINRA Rule 4360 (Fidelity 

Bonds), taking into account 

Incorporated NYSE Rule 319 (Fidelity 

Bonds) and its Interpretation. 

The text of the proposed rule change 

is available on FINRA’s Web site at 

http://www.finra.org, at the principal 


srobinson on DSKHWCL6B1PROD with NOTICES