58350 Federal Register / Vol. 78, No. 184 / Monday, September 23, 2013 / Notices 

October 31, 2013; however, it should be 

noted that existing information 

collection requirements submitted to the 

OMB receive a month-to-month 

extension while they undergo review. 

Interested parties are encouraged to 

send comments to the OMB, Office of 

Information and Regulatory Affairs at 

the address shown in the ADDRESSES

section within 30 days of publication of 

this notice in the Federal Register. In 

order to help ensure appropriate 

consideration, comments should 

mention OMB Control Number 1219– 

0001. The OMB is particularly 

interested in comments that: 

• Evaluate whether the proposed 

collection of information is necessary 

for the proper performance of the 

functions of the agency, including 

whether the information will have 

practical utility; 

• Evaluate the accuracy of the 

agency’s estimate of the burden of the 

proposed collection of information, 

including the validity of the 

methodology and assumptions used; 

• Enhance the quality, utility, and 

clarity of the information to be 

collected; and 

• Minimize the burden of the 

collection of information on those who 

are to respond, including through the 

use of appropriate automated, 

electronic, mechanical, or other 

technological collection techniques or 

other forms of information technology, 

e.g., permitting electronic submission of 

responses. 

Agency: DOL–MSHA. 

Title of Collection: Certificate of 

Electrical Training and Applications for 

Mine Safety and Health Administration 

Approved Tests and State Tests 

Administered as Part of a Mine Safety 

and Health Administration Approved 

State Program. 

OMB Control Number: 1219–0001. 

Affected Public: State, Local, and 

Tribal Governments and Private 

Sector—business or other for-profits. 

Total Estimated Number of 

Respondents: 2,350. 

Total Estimated Number of 

Responses: 2,350. 

Total Estimated Annual Burden 

Hours: 995. 

Total Estimated Annual Other Costs 

Burden: $731. 

Dated: September 16, 2013. 

Michel Smyth, 

Departmental Clearance Officer. 

[FR Doc. 2013–22964 Filed 9–20–13; 8:45 am] 

BILLING CODE 4510–43–P 

DEPARTMENT OF LABOR 

Office of the Secretary 

Agency Information Collection 

Activities; Submission for OMB 

Review; Comment Request; 

Operations Under Water 

ACTION: Notice. 

SUMMARY: The Department of Labor 

(DOL) is submitting the Mine Safety and 

Health Administration (MSHA) 

sponsored information collection 

request (ICR) titled, ‘‘Operations Under 

Water,’’ to the Office of Management 

and Budget (OMB) for review and 

approval for continued use, without 

change, in accordance with the 

Paperwork Reduction Act (PRA) of 1995 

(44 U.S.C. 3501 et seq.). 

DATES: Submit comments on or before 

October 23, 2013. 

ADDRESSES: A copy of this ICR with 

applicable supporting documentation; 

including a description of the likely 

respondents, proposed frequency of 

response, and estimated total burden 

may be obtained free of charge from the 

RegInfo.gov Web site at http://

www.reginfo.gov/public/do/

PRAViewICR?ref_nbr=201305-1219-002 

(this link will only become active on the 

day following publication of this notice) 

or by contacting Michel Smyth by 

telephone at 202–693–4129 (this is not 

a toll-free number) or sending an email 

to DOL_PRA_PUBLIC@dol.gov. 

Submit comments about this request 

to the Office of Information and 

Regulatory Affairs, Attn: OMB Desk 

Officer for DOL–MSHA, Office of 

Management and Budget, Room 10235, 

725 17th Street NW., Washington, DC 

20503, Fax: 202–395–6881 (this is not a 

toll-free number), email: OIRA_

submission@omb.eop.gov. Commenters 

are encouraged, but not required, to 

send a courtesy copy of any comments 

to the U.S. Department of LaborOASAM, Office of the Chief Information 

Officer, Attn: Information Management 

Program, Room N1301, 200 Constitution 

Avenue NW., Washington, DC 20210, 

email: DOL_PRA_PUBLIC@dol.gov. 

FOR FURTHER INFORMATION CONTACT: 

Contact Michel Smyth by telephone at 

202–693–4129 (this is not a toll-free 

number) or by email at DOL_PRA_

PUBLIC@dol.gov. 

Authority: 44 U.S.C. 3507(a)(1)(D). 

SUPPLEMENTARY INFORMATION: 

Regulations 30 CFR 7516.1 and .3 

require coal mine operators to obtain a 

permit to mine under a body of water 

that is sufficiently large enough to 

constitute a hazard to miners and 

outline the procedural requirements for 

obtaining the permit. This information 

collection is subject to the PRA. A 

Federal agency generally cannot 

conduct or sponsor a collection of 

information, and the public is generally 

not required to respond to an 

information collection, unless it is 

approved by the OMB under the PRA 

and displays a currently valid OMB 

Control Number. In addition, 

notwithstanding any other provisions of 

law, no person shall generally be subject 

to penalty for failing to comply with a 

collection of information that does not 

display a valid Control Number. See 5 

CFR 1320.5(a) and 1320.6. The DOL 

obtains OMB approval for this 

information collection under Control 

Number 1219–0020. 

OMB authorization for an ICR cannot 

be for more than three (3) years without 

renewal, and the current approval for 

this collection is scheduled to expire on 

October 31, 2013. The DOL seeks to 

extend PRA authorization for this 

information collection for three (3) more 

years, without any change to existing 

requirements. It should also be noted 

that existing information collection 

requirements submitted to the OMB 

receive a month-to-month extension 

while they undergo review. For 

additional substantive information 

about this ICR, see the related notice 

published in the Federal Register on 

May 24, 2013 (78 FR 31598). 

Interested parties are encouraged to 

send comments to the OMB, Office of 

Information and Regulatory Affairs at 

the address shown in the ADDRESSES

section within 30 days of publication of 

this notice in the Federal Register. In 

order to help ensure appropriate 

consideration, comments should 

mention OMB Control Number 1219– 

0020. The OMB is particularly 

interested in comments that: 

• Evaluate whether the proposed 

collection of information is necessary 

for the proper performance of the 

functions of the agency, including 

whether the information will have 

practical utility; 

• Evaluate the accuracy of the 

agency’s estimate of the burden of the 

proposed collection of information, 

including the validity of the 

methodology and assumptions used; 

• Enhance the quality, utility, and 

clarity of the information to be 

collected; and 

• Minimize the burden of the 

collection of information on those who 

are to respond, including through the 

use of appropriate automated, 

electronic, mechanical, or other 

technological collection techniques or 


emcdonald on DSK67QTVN1PROD with NOTICES
Federal Register / Vol. 78, No. 184 / Monday, September 23, 2013 / Notices 58351 

1 17 CFR 242.602(a). 

2 17 CFR 242.602(b). 

3 Under Rule 602(b)(5), electronic 

communications networks (‘‘ECNs’’) have the 

option of reporting to an exchange or association for 

public dissemination, on behalf of customers that 

are OTC market makers or exchange market makers, 

the best-priced orders and the full size for such 

orders entered by market makers on the ECN, to 

satisfy such market makers’ reporting obligation 

under Rule 602(b). Since this reporting requirement 

is an alternative method of meeting the market 

makers’ reporting obligation, and because it is 

directed to nine or fewer persons (ECNs), this 

collection of information is not subject to OMB 

review under the Paperwork Reduction Act 

(‘‘PRA’’). 

other forms of information technology, 

e.g., permitting electronic submission of 

responses. 

Agency: DOL–MSHA. 

Title of Collection: Operations Under 

Water. 

OMB Control Number: 1219–0020. 

Affected Public: Private Sector— 

business or other for-profits. 

Total Estimated Number of 

Respondents: 70. 

Total Estimated Number of 

Responses: 70. 

Total Estimated Annual Burden 

Hours: 385. 

Total Estimated Annual Other Costs 

Burden: $1,060. 

Dated: September 16, 2013. 

Michel Smyth, 

Departmental Clearance Officer. 

[FR Doc. 2013–22955 Filed 9–20–13; 8:45 am] 

BILLING CODE 4510–43–P 

SECURITIES AND EXCHANGE 

COMMISSION 

Submission for OMB Review; 

Comment Request 

Upon Written Request, Copies Available 

From: Securities and Exchange 

Commission, Office of Investor 

Education and Advocacy, 

Washington, DC 20549–2013 

Extension: 

Rule 602, SEC File No. 270–404, OMB 

Control No. 3235–0461 

Notice is hereby given that pursuant 

to the Paperwork Reduction Act of 1995 

(‘‘PRA’’) (44 U.S.C. 3501 et seq.), the 

Securities and Exchange Commission 

(‘‘Commission’’) has submitted to the 

Office of Management and Budget 

(‘‘OMB’’) a request for approval of the 

extension of the previously approved 

collection of information provided for in 

Rule 602 of Regulation NMS (17 CFR 

240.602), under the Securities Exchange 

Act of 1934 (15 U.S.C. 78a et seq.). 

Rule 602 of Regulation NMS, 

Dissemination of Quotations in NMS 

securities, contains two related 

collections. The first collection of 

information is found in Rule 602(a).1

This third-party disclosure requirement 

obligates each national securities 

exchange and national securities 

association to make available to 

quotation vendors for dissemination to 

the public the best bid, best offer, and 

aggregate quotation size for each 

‘‘subject security,’’ as defined under the 

Rule. The second collection of 

information is found in Rule 602(b).2

This disclosure requirement obligates 

any exchange member and over-thecounter (‘‘OTC’’) market maker that is a 

‘‘responsible broker or dealer,’’ as 

defined under the Rule, to communicate 

to an exchange or association their best 

bids, best offers, and quotation sizes for 

subject securities.3

It is anticipated that 17 respondents, 

consisting of 16 national securities 

exchanges and one national securities 

association, will collectively respond 

approximately 839,944,682,631 times 

per year pursuant to Rule 602(a) at 18.22 

microseconds per response, resulting in 

a total annual burden of approximately 

4,250 hours. 

It is anticipated that approximately 

150 respondents, consisting of OTC 

market makers, will collectively 

respond approximately 28,200,000 

times per year pursuant to Rule 602(b) 

at 3 seconds per response, resulting in 

a total annual burden of approximately 

23,500 hours. 

Thus, the aggregate third-party 

disclosure burden under Rule 602 is 

27,750 hours annually which is 

comprised of 4,250 hours relating to 

Rule 602(a) and 23,500 hours relating to 

Rule 602(b). 

Compliance with Rule 602 of 

Regulation NMS is mandatory and the 

information collected is made available 

to the public. 

An agency may not conduct or 

sponsor, and a person is not required to 

respond to, a collection of information 

under the PRA unless it displays a 

currently valid OMB control number. 

The public may view background 

documentation for this information 

collection at the following Web site: 

www.reginfo.gov. Comments should be 

directed to: (i) Desk Officer for the 

Securities and Exchange Commission, 

Office of Information and Regulatory 

Affairs, Office of Management and 

Budget, Room 10102, New Executive 

Office Building, Washington, DC 20503, 

or by sending an email to: 

Shagufta_Ahmed@omb.eop.gov; and (ii) 

Thomas Bayer, Director/Chief 

Information Officer, Securities and 

Exchange Commission, c/o Remi PavlikSimon, 100 F Street NE., Washington, 

DC 20549, or by sending an email to: 

PRA_Mailbox@sec.gov. Comments must 

be submitted to OMB within 30 days of 

this notice. 

September 17, 2013. 

Kevin M. O’Neill, 

Deputy Secretary. 

[FR Doc. 2013–23011 Filed 9–20–13; 8:45 am] 

BILLING CODE 8011–01–P 

SECURITIES AND EXCHANGE 

COMMISSION 

Submission for OMB Review; 

Comment Request 

Upon Written Request, Copies Available 

From: Securities and Exchange 

Commission, Office of Investor 

Education and Advocacy, 

Washington, DC 20549–0213 

Extension: 

Form N–CSR; OMB Control No. 3235– 

0570, SEC File No. 270–512 

Notice is hereby given that, pursuant 

to the Paperwork Reduction Act of 1995 

(44 U.S.C. 3501 et seq.), the Securities 

and Exchange Commission (the 

‘‘Commission’’) has submitted to the 

Office of Management and Budget 

(‘‘OMB’’) a request for extension of the 

previously approved collection of 

information discussed below. 

Form N–CSR (17 CFR 249.331 and 

274.128) is a combined reporting form 

used by registered management 

investment companies (‘‘funds’’) to file 

certified shareholder reports under the 

Investment Company Act of 1940 (15 

U.S.C. 80a–1 et seq.) (‘‘Investment 

Company Act’’) and the Securities 

Exchange Act of 1934 (15 U.S.C. 78a et 

seq.) (‘‘Exchange Act’’). Specifically, 

Form N–CSR is to be used for reports 

under section 30(b)(2) of the Investment 

Company Act (15 U.S.C. 80a–29(b)(2)) 

and section 13(a) or 15(d) of the 

Exchange Act (15 U.S.C. 78m(a) and 

78o(d)), filed pursuant to rule 30b2–1(a) 

under the Investment Company Act (17 

CFR 270.30b2–1(a)). Reports on Form N 

CSR are to be filed with the Securities 

and Exchange Commission 

(‘‘Commission’’) no later than 10 days 

after the transmission to stockholders of 

any report that is required to be 

transmitted to stockholders under rule 

30e–1 under the Investment Company 

Act (17 CFR 270.30e–1). 

Form N–CSR is filed semi-annually, 

and the Commission estimates that there 

are 3,288 respondents. The Commission 

also estimates that the average number 

of portfolios referenced in each filing is 

3.75. The Commission further estimates 

that the hour burden for preparing and 

filing a report on Form N–CSR is 7.21 


emcdonald on DSK67QTVN1PROD with NOTICES