6740 Federal Register / Vol. 75, No. 27 / Wednesday, February 10, 2010 / Notices 

1 15 U.S.C. 78s(b)(1). 

2 17 CFR 240.19b–4. 

3See Exchange Act Release No. 60711 (September 

23, 2009), 74 FR 49419 (September 28, 2009) (order 

approving SR–NYSEArca–2009–44). 

4 Index products would be included in the 

expansion if the underlying index level was under 

200. 

SECURITIES AND EXCHANGE 

COMMISSION 

[Release No. 34–61482; File No. SR– 

NYSEArca–2010–06] 

Self-Regulatory Organizations; NYSE 

Arca, Inc.; Notice of Filing and 

Immediate Effectiveness of Proposed 

Rule Change Adding 75 Options 

Classes to the Penny Pilot Program 

February 3, 2010. 

Pursuant to Section 19(b)(1) of the 

Securities Exchange Act of 1934 (the 

‘‘Act’’),1 and Rule 19b–4 thereunder,2

notice is hereby given that on January 

28, 2010, NYSE Arca, Inc. (‘‘NYSE Arca’’ 

or the ‘‘Exchange’’) filed with the 

Securities and Exchange Commission 

(the ‘‘Commission’’) the proposed rule 

change as described in Items I, II, and 

III below, which Items have been 

prepared by the self-regulatory 

organization. The Commission is 

publishing this notice to solicit 

comments on the proposed rule change 

from interested persons. 

I. Self-Regulatory Organization’s 

Statement of the Terms of Substance of 

the Proposed Rule Change 

The Exchange proposes to designate 

75 options classes to be added to the 

Penny Pilot Program for Options 

(‘‘Penny Pilot’’ or ‘‘Pilot’’) on February 1, 

2010. There are no changes to the rule 

text. A copy of this filing is available on 

the Exchange’s Web site at http:// 

www.nyse.com, at the Exchange’s 

principal office, at the Commission’s 

Public Reference Room and on the 

Commission’s Web site at http:// 

www.sec.gov. 

II. Self-Regulatory Organization’s 

Statement of the Purpose of, and 

Statutory Basis for, the Proposed Rule 

Change 

In its filing with the Commission, the 

self-regulatory organization included 

statements concerning the purpose of, 

and basis for, the proposed rule change 

and discussed any comments it received 

on the proposed rule change. The text 

of those statements may be examined at 

the places specified in Item IV below. 

The Exchange has prepared summaries, 

set forth in Sections A, B, and C below, 

of the most significant parts of such 

statements. 

A. Self-Regulatory Organization’s 

Statement of the Purpose of, and 

Statutory Basis for, the Proposed Rule 

Change 

1. Purpose 

NYSE Arca proposes to identify the 

next 75 options classes to be added to 

the Penny Pilot effective February 1, 

2010. The Exchange recently received 

approval to extend and expand the Pilot 

through December 31, 2010.3 In that 

filing, the Exchange had proposed 

expanding the Pilot on a quarterly basis 

to add the next 75 most actively traded 

multiply listed options classes based on 

national average daily volume for the 

six months prior to selection, closing 

under $200 per share on the Expiration 

Friday prior to expansion, except that 

the month immediately preceding their 

addition to the Penny Pilot will not be 

used for the purpose of the six month 

analysis.4

NYSE Arca proposes adding the 

following 75 options classes to the 

Penny Pilot on February 1, 2010, based 

on national average daily volume from 

July 1, 2009 through December 31, 2009: 

Nat’l ranking Symbol Company name Nat’l ranking Symbol Company name 

131 ................. ABT ............... Abbott Laboratories. 192 ................ LEAP ............. Leap Wireless International Inc.

169 ................. AEM .............. Agnico-Eagle Mines Ltd. 205 ................ LLY ................ Eli Lilly & Co. 

151 ................. AET ............... Aetna Inc. 162 ................ LO ................. Lorillard Inc. 

156 ................. AFL ................ Aflac Inc. 152 ................ LOW .............. Lowe’s Cos Inc. 

181 ................. AKAM ............ Akamai Technologies Inc. 176 ................ M ................... Macy’s Inc. 

178 ................. AMAT ............ Applied Materials Inc. 155 ................ MCO .............. Moody’s Corp. 

117 ................. AMR .............. AMR Corp. 217 ................ MET ............... MetLife Inc. 

166 ................. ANF ............... Abercrombie & Fitch Co. 187 ................ MMM ............. 3M Co. 

172 ................. APC ............... Anadarko Petroleum Corp. 140 ................ MU ................. Micron Technology Inc. 

209 ................. ATVI .............. Activision Blizzard Inc. 177 ................ NUE ............... Nucor Corp. 

145 ................. BBD ............... Banco Bradesco SA. 157 ................ OXY ............... Occidental Petroleum Corp. 

190 ................. BCRX ............ BioCryst Pharmaceuticals Inc. 158 ................ PARD ............ Poniard Pharmaceuticals Inc. 

218 ................. BK ................. Bank of New York Mellon Corp/The. 150 ................ PEP ............... PepsiCo Inc/NC. 

194 ................. BRCM ............ Broadcom Corp. 141 ................ PM ................. Philip Morris International Inc. 

184 ................. BTU ............... Peabody Energy Corp. 185 ................ PNC ............... PNC Financial Services Group Inc. 

144 ................. BX ................. Blackstone Group LP. 216 ................ QID ................ ProShares UltraShort QQQ. 

200 ................. CAL ............... Continental Airlines Inc. 149 ................ SHLD ............. Sears Holdings Corp. 

211 ................. CF ................. CF Industries Holdings Inc. 175 ................ SLM ............... SLM Corp. 

142 ................. CMCSA ......... Comcast Corp. 212 ................ SLW .............. Silver Wheaton Corp. 

203 ................. CSX ............... CSX Corp. 215 ................ SQNM ........... Sequenom Inc. 

143 ................. CVS ............... CVS Caremark Corp. 153 ................ STEC ............. STEC Inc. 

174 ................. CX ................. Cemex SAB de CV. 219 ................ STX ............... Seagate Technology. 

183 ................. DD ................. EI du Pont de Nemours & Co. 202 ................ SU ................. Suncor Energy Inc. 

146 ................. ERTS ............. Electronic Arts Inc. 207 ................ TCK ............... Teck Resources Ltd. 

121 ................. EWJ ............... iShares MSCI Japan Index Fund. 196 ................ TEVA ............. Teva Pharmaceutical Industries Ltd. 

186 ................. FDX ............... FedEx Corp. 135 ................ TLT ................ iShares Barclays 20+ Year Treasury 

Bond Fund. 

118 ................. FNM .............. Federal National Mortgage Association. 214 ................ TZA ............... Direxion Daily Small Cap Bear 3X 

Shares. 

182 ................. FRE ............... Federal Home Loan Mortgage Corp. 168 ................ UAUA ............ UAL Corp. 

179 ................. GILD .............. Gilead Sciences Inc. 154 ................ URE ............... ProShares Ultra Real Estate. 

198 ................. GLW .............. Corning Inc. 180 ................ UTX ............... United Technologies Corp. 

170 ................. HBC ............... HSBC Holdings PLC. 204 ................ WFR .............. MEMC Electronic Materials Inc. 

197 ................. HES ............... Hess Corp. 115 ................ WFT .............. Weatherford International Ltd. 


sroberts on DSKD5P82C1PROD with NOTICES
Federal Register / Vol. 75, No. 27 / Wednesday, February 10, 2010 / Notices 6741 

5 15 U.S.C. 78s(b)(3)(A)(i). 

6 17 CFR 240.19b–4(f)(1). 

7 17 CFR 200.30–3(a)(12). 

1 15 U.S.C. 78s(b)(1). 

2 17 CFR 240.19b–4. 

Nat’l ranking Symbol Company name Nat’l ranking Symbol Company name 

161 ................. HL .................. Hecla Mining Co. 165 ................ WLP .............. WellPoint Inc. 

193 ................. HOG .............. Harley-Davidson Inc. 191 ................ XLB ............... Materials Select Sector SPDR Fund. 

206 ................. HON .............. Honeywell International Inc. 173 ................ XRX ............... Xerox Corp. 

210 ................. JOYG ............ Joy Global Inc. 148 ................ XTO ............... XTO Energy Inc. 

213 ................. JWN .............. Nordstrom Inc. 130 ................ YRCW ........... YRC Worldwide Inc. 

137 ................. KFT ............... Kraft Foods Inc. 

2. Statutory Basis 

The Exchange believes the proposed 

rule change is consistent with and 

furthers the objectives of Section 6(b)(5) 

of the Act, in that it is designed to 

promote just and equitable principles of 

trade, remove impediments to and 

perfect the mechanisms of a free and 

open market and a national market 

system and, in general, to protect 

investors and the public interest, by 

identifying the options classes to be 

added to the Pilot in a manner 

consistent with prior approvals and 

filings. 

B. Self-Regulatory Organization’s 

Statement on Burden on Competition 

The Exchange does not believe that 

the proposed rule change will impose 

any burden on competition that is not 

necessary or appropriate in furtherance 

of the purposes of the Act. 

C. Self-Regulatory Organization’s 

Statement on Comments on the 

Proposed Rule Change Received From 

Members, Participants or Others 

No written comments were solicited 

or received with respect to the proposed 

rule change. 

III. Date of Effectiveness of the 

Proposed Rule Change and Timing for 

Commission Action 

The proposed rule change is effective 

upon filing pursuant to Section 

19(b)(3)(A)(i) of the Exchange Act 5 and 

Rule 19b–4(f)(1) thereunder,6 in that it 

constitutes a stated policy, practice, or 

interpretation with respect to the 

meaning, administration, or 

enforcement of an existing rule of the 

Exchange. At any time within 60 days 

of the filing of the proposed rule change, 

the Commission may summarily 

abrogate the rule change if it appears to 

the Commission that the action is 

necessary or appropriate in the public 

interest, for the protection of investors, 

or would otherwise further the purposes 

of the Act. 

IV. Solicitation of Comments 

Interested persons are invited to 

submit written data, views, and 

arguments concerning the foregoing, 

including whether the proposed rule 

change is consistent with the Act. 

Comments may be submitted by any of 

the following methods: 

Electronic Comments 

• Use the Commission’s Internet 

comment form (http://www.sec.gov/ 

rules/sro.shtml); or 

• Send an e-mail to rulecomments@sec.gov. Please include File 

Number SR–NYSEArca–2010–06 on the 

subject line. 

Paper Comments 

• Send paper comments in triplicate 

to Elizabeth M. Murphy, Secretary, 

Securities and Exchange Commission, 

100 F Street, NE., Washington DC 

20549–1090. 

All submissions should refer to File 

Number SR–NYSEArca–2010–06. This 

file number should be included on the 

subject line if e-mail is used. To help the 

Commission process and review your 

comments more efficiently, please use 

only one method. The Commission will 

post all comments on the Commission’s 

Internet Web site (http://www.sec.gov/ 

rules/sro.shtml). Copies of the 

submission, all subsequent 

amendments, all written statements 

with respect to the proposed rule 

change that are filed with the 

Commission, and all written 

communications relating to the 

proposed rule change between the 

Commission and any person, other than 

those that may be withheld from the 

public in accordance with the 

provisions of 5 U.S.C. 552, will be 

available for Web viewing and printing 

in the Commission’s Public Reference 

Room, 100 F Street, NE., Washington, 

DC 20549, on official business days 

between the hours of 10 a.m. and 3 p.m. 

Copies of such filing also will be 

available for inspection and copying at 

NYSE Arca’s principal office and on its 

Web site at http://www.nyse.com. All 

comments received will be posted 

without change; the Commission does 

not edit personal identifying 

information from submissions. You 

should submit only information that 

you wish to make available publicly. All 

submissions should refer to File No. 

SR–NYSEArca–2010–06 and should be 

submitted on or before March 3, 2010. 

For the Commission, by the Division of 

Trading and Markets, pursuant to delegated 

authority.7

Florence E. Harmon, 

Deputy Secretary. 

[FR Doc. 2010–2944 Filed 2–9–10; 8:45 am] 

BILLING CODE 8011–01–P 

SECURITIES AND EXCHANGE 

COMMISSION 

[Release No. 34–61489; File No. SR–CBOE– 

2010–008] 

Self-Regulatory Organizations; 

Chicago Board Options Exchange, 

Inc.; Notice of Filing of Proposed Rule 

Change Relating to Co-Location 

Service Fees 

February 4, 2010. 

Pursuant to Section 19(b)(1) of the 

Securities Exchange Act of 1934 

(‘‘Act’’),1 and Rule 19b–4 thereunder,2

notice is hereby given that on January 

28, 2010, Chicago Board Options 

Exchange, Inc. (‘‘CBOE’’ or the 

‘‘Exchange’’) filed with the Securities 

and Exchange Commission 

(‘‘Commission’’) the proposed rule 

change as described in Items I, II and III 

below, which Items have been prepared 

by CBOE. The Commission is 

publishing this notice to solicit 

comments on the proposed rule change 

from interested persons. 

I. Self-Regulatory Organization’s 

Statement of the Terms of the Substance 

of the Proposed Rule Change 

Chicago Board Options Exchange, Inc. 

(‘‘CBOE’’ or ‘‘Exchange’’) proposes to 

amend its Fees Schedule relating to colocation service fees. The text of the 

proposed rule change is available on the 

Exchange’s Web site (http:// 

www.cboe.org/legal), at the Exchange’s 

principal office, and at the 

Commission’s Public Reference Room. 


sroberts on DSKD5P82C1PROD with NOTICES