12500 Federal Register / Vol. 86, No. 40 / Wednesday, March 3, 2021 / Notices 

9 15 U.S.C. 78f(b). 

10 15 U.S.C. 78f(b)(5). 

11 Id. 

12 15 U.S.C. 78s(b)(3)(A)(iii). 

13 17 CFR 240.19b–4(f)(6). 

14 15 U.S.C. 78s(b)(3)(A)(iii). 

15 17 CFR 240.19b–4(f)(6). In addition, Rule 19b– 

4(f)(6)(iii) requires a self-regulatory organization to 

give the Commission written notice of its intent to 

file the proposed rule change, along with a brief 

description and text of the proposed rule change, 

at least five business days prior to the date of filing 

of the proposed rule change, or such shorter time 

as designated by the Commission. The Exchange 

has complied with this requirement. 16 17 CFR 200.30–3(a)(12). 

and, in particular, the requirements of 

Section 6(b) of the Act.9 Specifically, 

the Exchange believes the proposed rule 

change is consistent with the Section 

6(b)(5) 10 requirements that the rules of 

an exchange be designed to prevent 

fraudulent and manipulative acts and 

practices, to promote just and equitable 

principles of trade, to foster cooperation 

and coordination with persons engaged 

in regulating, clearing, settling, 

processing information with respect to, 

and facilitating transactions in 

securities, to remove impediments to 

and perfect the mechanism of a free and 

open market and a national market 

system, and, in general, to protect 

investors and the public interest. 

Additionally, the Exchange believes the 

proposed rule change is consistent with 

the Section 6(b)(5) 11 requirement that 

the rules of an exchange not be designed 

to permit unfair discrimination between 

customers, issuers, brokers, or dealers. 

In particular, the Exchange believes 

the proposed rule change will remove 

impediments to and perfect the 

mechanism of a free and open market 

and a national market system by 

eliminating an arbitrary and 

administrative process that the 

Exchange believes is outdated and an 

administrative burden to both TPHs and 

the Exchange. As noted above, the 

Exchange also does not believe such 

requirement adds meaningful value. The 

Exchange also does not believe it’s 

required to maintain the requirement 

and notes that other exchanges similarly 

do not include such requirement. The 

Exchange notes that it is not 

substantively changing any rights or 

obligations of nominees of floor Trading 

Permits. 

B. Self-Regulatory Organization’s 

Statement on Burden on Competition 

The Exchange does not believe that 

the proposed rule change will impose 

any burden on competition that is not 

necessary or appropriate in furtherance 

of the purposes of the Act. Particularly, 

the Exchange does not believe that the 

proposed rule change will impose any 

burden on intramarket competition that 

is not necessary or appropriate in 

furtherance of the purposes of the Act 

because the proposed change applies to 

all TPHs. The proposed rule change also 

does not address competitive issues, but 

rather, amends a requirement relating to 

nominees, particularly inactive 

nominees, to eliminate a practice that 

the Exchange no longer believes is 

necessary. The Exchange does not 

believe that the proposed rule change 

will impose any burden on intermarket 

competition that is not necessary or 

appropriate in furtherance of the 

purposes of the Act because the 

proposed change only affects TPHs of 

Cboe Options. 

C. Self-Regulatory Organization’s 

Statement on Comments on the 

Proposed Rule Change Received From 

Members, Participants, or Others 

The Exchange neither solicited nor 

received comments on the proposed 

rule change. 

III. Date of Effectiveness of the 

Proposed Rule Change and Timing for 

Commission Action 

The Exchange has filed the proposed 

rule change pursuant to Section 

19(b)(3)(A)(iii) of the Act 12 and Rule 

19b–4(f)(6) thereunder.13 Because the 

proposed rule change does not (i) 

significantly affect the protection of 

investors or the public interest; (ii) 

impose any significant burden on 

competition; or (iii) become operative 

prior to 30 days from the date on which 

it was filed, or such shorter time as the 

Commission may designate, if 

consistent with the protection of 

investors and the public interest, the 

proposed rule change has become 

effective pursuant to Section 

19(b)(3)(A)(iii) of the Act 14 and Rule 

19b–4(f)(6)(iii) thereunder.15

IV. Solicitation of Comments 

Interested persons are invited to 

submit written data, views, and 

arguments concerning the foregoing, 

including whether the proposed rule 

change is consistent with the Act. 

Comments may be submitted by any of 

the following methods: 

Electronic Comments 

• Use the Commission’s internet 

comment form (http://www.sec.gov/ 

rules/sro.shtml); or 

• Send an email to rule-comments@

sec.gov. Please include File Number SR– 

CBOE–2021–011 on the subject line. 

Paper Comments 

• Send paper comments in triplicate 

to Secretary, Securities and Exchange 

Commission, 100 F Street NE, 

Washington, DC 20549–1090. 

All submissions should refer to File 

Number SR–CBOE–2021–011. This file 

number should be included on the 

subject line if email is used. To help the 

Commission process and review your 

comments more efficiently, please use 

only one method. The Commission will 

post all comments on the Commission’s 

internet website (http://www.sec.gov/ 

rules/sro.shtml). Copies of the 

submission, all subsequent 

amendments, all written statements 

with respect to the proposed rule 

change that are filed with the 

Commission, and all written 

communications relating to the 

proposed rule change between the 

Commission and any person, other than 

those that may be withheld from the 

public in accordance with the 

provisions of 5 U.S.C. 552, will be 

available for website viewing and 

printing in the Commission’s Public 

Reference Room, 100 F Street NE, 

Washington, DC 20549 on official 

business days between the hours of 

10:00 a.m. and 3:00 p.m. Copies of the 

filing also will be available for 

inspection and copying at the principal 

office of the Exchange. All comments 

received will be posted without change; 

the Commission does not edit personal 

identifying information from 

submissions. All comments received 

will be posted without change. Persons 

submitting comments are cautioned that 

we do not redact or edit personal 

identifying information from comment 

submissions. All submissions should 

refer to File Number SR–CBOE–2021– 

011 and should be submitted on or 

before March 24, 2021. 

For the Commission, by the Division of 

Trading and Markets, pursuant to delegated 

authority.16

J. Matthew DeLesDernier, 

Assistant Secretary. 

[FR Doc. 2021–04309 Filed 3–2–21; 8:45 am] 

BILLING CODE 8011–01–P 

SECURITIES AND EXCHANGE 

COMMISSION 

Sunshine Act Meetings 

TIME AND DATE: Notice is hereby given, 

pursuant to the provisions of the 

Government in the Sunshine Act, Public 

Law 94–409, that the Securities and 

Exchange Commission Investor 

Advisory Committee will hold a public 

meeting on Thursday, March 11, 2021. 

The meeting will begin at 10:00 a.m. 

(ET) and will be open to the public. 


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Federal Register / Vol. 86, No. 40 / Wednesday, March 3, 2021 / Notices 12501 

1 15 U.S.C. 78s(b)(1). 

2 15 U.S.C. 78a. 

3 17 CFR 240.19b–4. 

4See note 5, infra. 

PLACE: The meeting will be conducted 

by remote means and/or at the 

Commission’s headquarters, 100 F St. 

NE, Washington, DC 20549. Members of 

the public may watch the webcast of the 

meeting on the Commission’s website at 

www.sec.gov. 

STATUS: This Sunshine Act notice is 

being issued because a majority of the 

Commission may attend the meeting. 

On February 17, 2021, the Commission 

published notice of the Committee 

meeting (Release Nos. 33–10927, 34– 

91150), indicating that the meeting is 

open to the public and inviting the 

public to submit written comments to 

the Committee. 

MATTER TO BE CONSIDERED: The 

agenda for the meeting includes: 

Welcome remarks; approval of previous 

meeting minutes; a follow-on panel 

discussion regarding self-directed 

individual retirement accounts (IRAs); a 

panel discussion regarding special 

purpose acquisition companies (SPACs); 

a discussion of a recommendation 

regarding minority and underserved 

inclusion; a discussion of a 

recommendation regarding credit rating 

agencies; subcommittee reports; and a 

non-public administrative session. 

CONTACT PERSON FOR MORE INFORMATION: 

For further information and to ascertain 

what, if any, matters have been added, 

deleted or postponed; please contact 

Vanessa A. Countryman from the Office 

of the Secretary at (202) 551–5400. 

Dated: March 1, 2021. 

Vanessa A. Countryman, 

Secretary. 

[FR Doc. 2021–04490 Filed 3–1–21; 4:15 pm] 

BILLING CODE 8011–01–P 

SECURITIES AND EXCHANGE 

COMMISSION 

[Release No. 34–91214; File No. 265–33] 

Asset Management Advisory 

Committee 

AGENCY: Securities and Exchange 

Commission. 

ACTION: Notice of meeting. 

SUMMARY: Notice is being provided that 

the Securities and Exchange 

Commission Asset Management 

Advisory Committee (‘‘AMAC’’) will 

hold a public meeting on March 19, 

2021, by remote means. The meeting 

will begin at 9 a.m. (ET) and will be 

open to the public via webcast on the 

Commission’s website at www.sec.gov. 

Persons needing special 

accommodations to take part because of 

a disability should notify the contact 

person listed below. The public is 

invited to submit written statements to 

the Committee. The meeting will 

include a discussion of matters in the 

asset management industry relating to: 

(1) The ESG Subcommittee, including a 

panel discussion on that 

Subcommittee’s potential 

recommendations of December 1, 2020; 

(2) the Diversity & Inclusion and Private 

Investments Subcommittees, including 

potential recommendations from those 

Subcommittees; and (3) AMAC’s agenda 

for 2021. 

DATES: The public meeting will be held 

on March 19, 2021. Written statements 

should be received on or before March 

15, 2021. 

ADDRESSES: The meeting will be held by 

remote means and webcast on 

www.sec.gov. Written statements may be 

submitted by any of the following 

methods. To help us process and review 

your statement more efficiently, please 

use only one method. At this time, 

electronic statements are preferred. 

Electronic Statements 

• Use the Commission’s internet 

submission form (http://www.sec.gov/ 

rules/other.shtml); or 

• Send an email message to rulecomments@sec.gov. Please include File 

Number 265–33 on the subject line; or 

Paper Statements 

• Send paper statements to Vanessa 

Countryman, Federal Advisory 

Committee Management Officer, 

Securities and Exchange Commission, 

100 F Street NE, Washington, DC 

20549–1090. 

All submissions should refer to File No. 

265–33. This file number should be 

included on the subject line if email is 

used. The Commission will post all 

statements on the Commission’s website 

at (http://www.sec.gov/comments/265- 

33/265-33.htm). 

Statements also will be available for 

website viewing and printing in the 

Commission’s Public Reference Room, 

100 F Street NE, Room 1580, 

Washington, DC 20549, on official 

business days between the hours of 10 

a.m. and 3 p.m. For up-to-date 

information on the availability of the 

Public Reference Room, please refer to 

https://www.sec.gov/fast-answers/ 

answerspublicdocshtm.html or call 

(202) 551–5450. 

All statements received will be posted 

without change. Persons submitting 

comments are cautioned that we do not 

redact or edit personal identifying 

information from submissions. You 

should submit only information that 

you wish to make available publicly. 

FOR FURTHER INFORMATION CONTACT: 

Christian Broadbent, Senior Special 

Counsel, or Jay Williamson, Branch 

Chief, at (202) 551–6720, Division of 

Investment Management, Securities and 

Exchange Commission, 100 F Street NE, 

Washington, DC 20549–3628. 

SUPPLEMENTARY INFORMATION: In 

accordance with Section 10(a) of the 

Federal Advisory Committee Act, 5 

U.S.C.-App. 1, and the regulations 

thereunder, Sarah ten Siethoff, 

Designated Federal Officer of the 

Committee, has ordered publication of 

this notice. 

Dated: February 26, 2021. 

Vanessa A. Countryman, 

Committee Management Officer. 

[FR Doc. 2021–04394 Filed 3–2–21; 8:45 am] 

BILLING CODE P 

SECURITIES AND EXCHANGE 

COMMISSION 

[Release No. 34–91210; File No. SR– 

NYSEArca–2021–14] 

Self-Regulatory Organizations; NYSE 

Arca, Inc.; Notice of Filing and 

Immediate Effectiveness of Proposed 

Rule Change Regarding the Listing 

and Trading Rule for Shares of the 

Alger 25 ETF 

February 25, 2021. 

Pursuant to Section 19(b)(1) 1 of the 

Securities Exchange Act of 1934 

(‘‘Act’’) 2 and Rule 19b–4 thereunder,3

notice is hereby given that, on February 

22, 2021, NYSE Arca, Inc. (‘‘NYSE 

Arca’’ or ‘‘Exchange’’) filed with the 

Securities and Exchange Commission 

(‘‘Commission’’) the proposed rule 

change as described in Items I and II 

below, which Items have been prepared 

by the self-regulatory organization. The 

Commission is publishing this notice to 

solicit comments on the proposed rule 

change from interested persons. 

I. Self-Regulatory Organization’s 

Statement of the Terms of Substance of 

the Proposed Rule Change 

The Exchange proposes to update 

certain representations regarding the 

Alger 25 ETF (the ‘‘Fund’’). The 

Securities and Exchange Commission 

(‘‘Commission’’) has approved listing 

and trading of shares of the Fund on the 

Exchange under NYSE Arca Rule 8.900– 

E (Managed Portfolio Shares).4 Shares of 

the Fund have not commenced listing 

and trading on the Exchange. The 


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